SecurityHLI / Houlihan Lokey, Inc. (441593100)
IndustryInvestment Advice
Common Shares Outstanding34,265,897 shares (as of 2018-06-30)
Total Insiders12
Total Directors7
Total Officers6

Stock Insider Trading (from SEC Form 4)

Houlihan Lokey, Inc. insider trades are listed in the following table, followed by a table containing the full transaction history. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

HLI / Houlihan Lokey, Inc. insiders include ORIX HLHZ Holding LLC, and BEISER SCOTT L, GOLD IRWIN, ALLEY J LINDSEY, HOTZ ROBERT H, SCHRIESHEIM ROBERT A, CRAIN CHRISTOPHER M, Van de Bunt Bennet, ORIX CORP Adelson Scott Joseph, KOSECOFF JACQUELINE B, PREISER DAVID A, .

Insider Roster

Insider Dir Off 10% Shares Owned
ORIX HLHZ Holding LLC 10% Owner
ORIX CORP 10% Owner
X 609,721
ORIX CORP 10% Owner
ORIX HLHZ Holding LLC 10% Owner
X 622,699
Van de Bunt Bennet Director
X 25,508
SCHRIESHEIM ROBERT A Director
X 19,628
KOSECOFF JACQUELINE B Director
X 7,446
BEISER SCOTT L CHIEF EXECUTIVE OFFICER, Director, 10% Owner
X X X 0
ALLEY J LINDSEY CHIEF FINANCIAL OFFICER
X 0
CRAIN CHRISTOPHER M GENERAL COUNSEL
X 0
PREISER DAVID A CO-PRESIDENT, Director
X X
GOLD IRWIN EXECUTIVE CHAIRMAN, Director, 10% Owner
X X X
Adelson Scott Joseph CO-PRESIDENT, Director
X X
HOTZ ROBERT H 10% Owner
X

Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b-5 automatic trading plan will have an X in the column marked 10b-5.

Tran
Date
Form Insider Code 10b-5 Direct Share
Price
Shares
Changed
Remaining
Shares
Post Value
2018-08-27 4 ORIX HLHZ Holding LLC S D 48.0163 -12,978 609,721 29,276,546
2018-08-22 4 ORIX HLHZ Holding LLC S D 48.0421 -28,485 622,699 29,915,768
2018-08-21 4 ORIX HLHZ Holding LLC C D 394,374 651,184
2018-08-21 4 ORIX HLHZ Holding LLC S D 48.0000 -12,739 256,810 12,326,880
2018-08-17 4 ORIX HLHZ Holding LLC S D 48.0700 -500 269,549 12,957,220
2018-08-16 4 ORIX HLHZ Holding LLC S D 48.0956 -23,484 270,049 12,988,169
2018-08-14 4 ORIX HLHZ Holding LLC S D 48.5002 -44,330 293,533 14,236,409
2018-08-10 4 ORIX HLHZ Holding LLC S D 48.0000 -97,000 337,863 16,217,424
2018-08-09 4 ORIX HLHZ Holding LLC S D 48.0132 -13,000 434,863 20,879,164
2018-08-08 4 ORIX HLHZ Holding LLC S D 48.0035 -1,587 447,863 21,498,992
2018-08-07 4 ORIX HLHZ Holding LLC S D 48.3112 -48,364 449,450 21,713,469
2018-08-06 4 ORIX HLHZ Holding LLC S D 48.1133 -26,674 497,814 23,951,474
2018-08-03 4 ORIX HLHZ Holding LLC S D 48.1232 -15,800 524,488 25,240,041
2018-08-02 4 ORIX HLHZ Holding LLC S D 48.5424 -500,000 540,288 26,226,876
2018-08-01 4 ORIX HLHZ Holding LLC S D 49.0171 -44,712 1,040,288 50,991,901
2018-07-09 4 ORIX HLHZ Holding LLC C D 1,000,000 1,085,000
2018-06-11 4 BEISER SCOTT L G D -15,000 0
2018-06-11 4 BEISER SCOTT L C D 15,000 15,000
2018-04-30 4 KOSECOFF JACQUELINE B A D 1,404 7,446
2018-04-30 4 SCHRIESHEIM ROBERT A A D 1,404 19,628
2018-04-30 4 Van de Bunt Bennet A D 1,404 25,508
2018-06-04 4 ORIX HLHZ Holding LLC S D 49.11 -2,682,983 85,000 4,174,350
2018-06-04 4 ORIX HLHZ Holding LLC C D 1,985,983 2,767,983
2018-06-04 4 CRAIN CHRISTOPHER M S D 49.11 -655 0
2018-06-04 4 CRAIN CHRISTOPHER M C D 655 655
2018-06-04 4 ALLEY J LINDSEY S D 49.11 -13,895 0
2018-06-04 4 ALLEY J LINDSEY C D 13,895 13,895
2018-05-18 4 ORIX HLHZ Holding LLC S D 3990621 -82,028 782,000 3,120,665,622,000
2018-05-17 4 ORIX HLHZ Holding LLC S D 5415514 -110,665 864,028 4,679,155,730,392
2018-05-16 4 ORIX HLHZ Holding LLC S D 1243518 -25,307 974,693 1,212,048,289,974
2018-05-09 4 ORIX HLHZ Holding LLC C D 561,760 1,000,000
2018-03-15 4 Adelson Scott Joseph S D 46.75 -13,732 0
2018-03-15 4 Adelson Scott Joseph C D 13,732 13,732
2018-03-15 4 ALLEY J LINDSEY S D 46.75 -22,549 0
2018-03-15 4 ALLEY J LINDSEY C D 22,549 22,549
2018-03-15 4 GOLD IRWIN S D 46.75 -20,728 0
2018-03-15 4 GOLD IRWIN C D 20,728 20,728
2018-03-15 4 CRAIN CHRISTOPHER M S D 46.75 -4,599 0
2018-03-15 4 CRAIN CHRISTOPHER M C D 4,599 4,599
2018-03-15 4 BEISER SCOTT L S D 46.75 -14,434 0
2018-03-15 4 BEISER SCOTT L C D 14,434 14,434
2018-03-15 4 PREISER DAVID A S D 46.75 -8,888 0
2018-03-15 4 PREISER DAVID A C D 8,888 8,888
2017-12-22 4 GOLD IRWIN G D -7,500 0
2017-12-22 4 GOLD IRWIN C D 7,500 7,500
2017-11-14 4 Adelson Scott Joseph G D -7,500 0
2017-11-14 4 Adelson Scott Joseph C D 7,500 7,500
2017-11-03 4 ORIX HLHZ Holding LLC S D 41.625 -125,000 438,240 18,241,740
2017-11-03 4 ALLEY J LINDSEY S D 41.625 -973 0
2017-11-03 4 ALLEY J LINDSEY C D 973 973
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)

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