SecurityHLI / Houlihan Lokey, Inc. (441593100)
IndustryInvestment Advice
Common Shares Outstanding34,265,897 shares (as of 2018-06-30)
Total Insiders12
Total Directors7
Total Officers6

Stock Insider Trading (from SEC Form 4)

HLI / Houlihan Lokey, Inc. Insider Trades

Houlihan Lokey, Inc. insider trades are listed in the following table, followed by a table containing the full transaction history. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

HLI / Houlihan Lokey, Inc. insiders include CRAIN CHRISTOPHER M, Van de Bunt Bennet, ORIX CORP KOSECOFF JACQUELINE B, PREISER DAVID A, HOTZ ROBERT H, ORIX HLHZ Holding LLC, and BEISER SCOTT L, Adelson Scott Joseph, GOLD IRWIN, ALLEY J LINDSEY, SCHRIESHEIM ROBERT A, .

Insider Roster

Insider Dir Off 10% Shares Owned
ORIX HLHZ Holding LLC 10% Owner
ORIX CORP 10% Owner
X 293,533
ORIX CORP 10% Owner
ORIX HLHZ Holding LLC 10% Owner
X 540,288
Van de Bunt Bennet Director
X 25,508
SCHRIESHEIM ROBERT A Director
X 19,628
KOSECOFF JACQUELINE B Director
X 7,446
BEISER SCOTT L CHIEF EXECUTIVE OFFICER, Director, 10% Owner
X X X 0
ALLEY J LINDSEY CHIEF FINANCIAL OFFICER
X 0
CRAIN CHRISTOPHER M GENERAL COUNSEL
X 0
PREISER DAVID A CO-PRESIDENT, Director
X X
GOLD IRWIN EXECUTIVE CHAIRMAN, Director, 10% Owner
X X X
Adelson Scott Joseph CO-PRESIDENT, Director
X X
HOTZ ROBERT H 10% Owner
X

Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b-5 automatic trading plan will have an X in the column marked 10b-5.

Tran
Date
Form Insider Code 10b-5 Direct Share
Price
Shares
Changed
Remaining
Shares
Post Value
2018-08-14 4 ORIX HLHZ Holding LLC S D 48.5002 -44,330 293,533 14,236,409
2018-08-10 4 ORIX HLHZ Holding LLC S D 48.0000 -97,000 337,863 16,217,424
2018-08-09 4 ORIX HLHZ Holding LLC S D 48.0132 -13,000 434,863 20,879,164
2018-08-08 4 ORIX HLHZ Holding LLC S D 48.0035 -1,587 447,863 21,498,992
2018-08-07 4 ORIX HLHZ Holding LLC S D 48.3112 -48,364 449,450 21,713,469
2018-08-06 4 ORIX HLHZ Holding LLC S D 48.1133 -26,674 497,814 23,951,474
2018-08-03 4 ORIX HLHZ Holding LLC S D 48.1232 -15,800 524,488 25,240,041
2018-08-02 4 ORIX HLHZ Holding LLC S D 48.5424 -500,000 540,288 26,226,876
2018-08-01 4 ORIX HLHZ Holding LLC S D 49.0171 -44,712 1,040,288 50,991,901
2018-07-09 4 ORIX HLHZ Holding LLC C D 1,000,000 1,085,000
2018-06-11 4 BEISER SCOTT L G D -15,000 0
2018-06-11 4 BEISER SCOTT L C D 15,000 15,000
2018-04-30 4 KOSECOFF JACQUELINE B A D 1,404 7,446
2018-04-30 4 SCHRIESHEIM ROBERT A A D 1,404 19,628
2018-04-30 4 Van de Bunt Bennet A D 1,404 25,508
2018-06-04 4 ORIX HLHZ Holding LLC S D 49.11 -2,682,983 85,000 4,174,350
2018-06-04 4 ORIX HLHZ Holding LLC C D 1,985,983 2,767,983
2018-06-04 4 CRAIN CHRISTOPHER M S D 49.11 -655 0
2018-06-04 4 CRAIN CHRISTOPHER M C D 655 655
2018-06-04 4 ALLEY J LINDSEY S D 49.11 -13,895 0
2018-06-04 4 ALLEY J LINDSEY C D 13,895 13,895
2018-05-18 4 ORIX HLHZ Holding LLC S D 3990621 -82,028 782,000 3,120,665,622,000
2018-05-17 4 ORIX HLHZ Holding LLC S D 5415514 -110,665 864,028 4,679,155,730,392
2018-05-16 4 ORIX HLHZ Holding LLC S D 1243518 -25,307 974,693 1,212,048,289,974
2018-05-09 4 ORIX HLHZ Holding LLC C D 561,760 1,000,000
2018-03-15 4 Adelson Scott Joseph S D 46.75 -13,732 0
2018-03-15 4 Adelson Scott Joseph C D 13,732 13,732
2018-03-15 4 ALLEY J LINDSEY S D 46.75 -22,549 0
2018-03-15 4 ALLEY J LINDSEY C D 22,549 22,549
2018-03-15 4 GOLD IRWIN S D 46.75 -20,728 0
2018-03-15 4 GOLD IRWIN C D 20,728 20,728
2018-03-15 4 CRAIN CHRISTOPHER M S D 46.75 -4,599 0
2018-03-15 4 CRAIN CHRISTOPHER M C D 4,599 4,599
2018-03-15 4 BEISER SCOTT L S D 46.75 -14,434 0
2018-03-15 4 BEISER SCOTT L C D 14,434 14,434
2018-03-15 4 PREISER DAVID A S D 46.75 -8,888 0
2018-03-15 4 PREISER DAVID A C D 8,888 8,888
2017-12-22 4 GOLD IRWIN G D -7,500 0
2017-12-22 4 GOLD IRWIN C D 7,500 7,500
2017-11-14 4 Adelson Scott Joseph G D -7,500 0
2017-11-14 4 Adelson Scott Joseph C D 7,500 7,500
2017-11-03 4 ORIX HLHZ Holding LLC S D 41.625 -125,000 438,240 18,241,740
2017-11-03 4 ALLEY J LINDSEY S D 41.625 -973 0
2017-11-03 4 ALLEY J LINDSEY C D 973 973
2017-11-03 4 GOLD IRWIN S D 41.625 -6,533 0
2017-11-03 4 GOLD IRWIN C D 6,533 6,533
2017-11-03 4 BEISER SCOTT L S D 41.625 -4,550 0
2017-11-03 4 BEISER SCOTT L C D 4,550 4,550
2017-11-03 4 CRAIN CHRISTOPHER M S D 41.625 -289 0
2017-11-03 4 CRAIN CHRISTOPHER M C D 289 289
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)

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