What is a 13F Filing?

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. "R" or "N" specifies whether the form is a an amended form that is a "restatement" or contains new positions.

File DateDiscover TimeReport PeriodFormR/NInvestor Holdings Value
($1000)
ROI
(Annualized)
2018-05-21 2018-05-21 21:44 2018-03-31 13F-HR Summit Trail Advisors, Llc 1908 641,932 -34,177.65
2018-05-21 2018-05-21 21:42 2017-12-31 13F-HR Braun-bostich & Associates Inc. 316 118,071 -0.26
2018-05-21 2018-05-21 21:13 2018-03-31 13F-HR Cabot-Wellington, LLC 9 135,835 -17.91
2018-05-21 2018-05-21 20:43 2018-03-31 13F-HR/A-1 N PRINCIPAL FINANCIAL GROUP INC 15 616,911 0.05
2018-05-21 2018-05-21 19:49 2017-12-31 13F-HR/A-1 R EAM Investors, LLC 296 558,362 30.79
2018-05-21 2018-05-21 18:47 2018-03-31 13F-HR Derby & Company, Inc 38 153,213 -5.52
2018-05-21 2018-05-21 18:46 2018-03-31 13F-HR Ken Stern & Associates, Inc. 117 226,994 -2.97
2018-05-21 2018-05-21 18:06 2018-03-31 13F-HR Front Row Advisors Llc 953 142,738 42.34
2018-05-21 2018-05-21 17:40 2018-03-31 13F-HR Gyroscope Capital Management Group, LLC 116 210,313 -12.28
2018-05-21 2018-05-21 17:02 2018-03-31 13F-HR Alliance Wealth Management Group 72 215,705 -6.29
2018-05-21 2018-05-21 16:23 2018-03-31 13F-HR Navellier & Associates Inc 302 659,535 8.14
2018-05-21 2018-05-21 15:47 2018-03-31 13F-HR Bluescape Energy Partners Llc 2 275,485 27.10
2018-05-21 2018-05-21 15:35 2018-03-31 13F-HR/A-1 R KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 26 160,904 -2.10
2018-05-21 2018-05-21 14:21 2018-03-31 13F-HR MASSMUTUAL TRUST CO FSB/ADV 999 1,208,647,919 -7.76
2018-05-21 2018-05-21 13:19 2018-03-31 13F-HR Cypress Capital Group 212 476,551 -8.05
2018-05-21 2018-05-21 12:41 2018-03-31 13F-HR Winton Capital Group Ltd 1121 3,541,487 3.43
2018-05-21 2018-05-21 10:30 2018-03-31 13F-HR/A-1 N Handelsbanken Fonder AB 195 5,103,876 7.49
2018-05-18 2018-05-18 19:12 2016-06-30 13F-HR/A-1 R Regal Wealth Group, Inc. 222 106,120 7.43
2018-05-18 2018-05-18 18:58 2018-03-31 13F-HR WESBANCO BANK INC 522 1,958,379 -9.80
2018-05-18 2018-05-18 18:32 2018-03-31 13F-HR/A-1 N PARSONS CAPITAL MANAGEMENT INC/RI 2 3,424 -22.07
2018-05-18 2018-05-18 18:32 2018-03-31 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 182 856,050 0.00
2018-05-18 2018-05-18 18:19 2018-03-31 13F-HR/A-1 N KAYNE ANDERSON CAPITAL ADVISORS LP 96 7,018,341 -50.47
2018-05-18 2018-05-18 17:53 2018-03-31 13F-HR Catalyst Capital Advisors LLC 485 2,777,990 -5.72
2018-05-18 2018-05-18 17:52 2018-03-31 13F-HR HUNTINGTON ASSET ADVISORS, INC. 512 211,905 -3.00
2018-05-18 2018-05-18 17:51 2018-03-31 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 311 5,497,369 -16.98
2018-05-18 2018-05-18 16:58 2018-03-31 13F-HR/A-1 R OLD REPUBLIC INTERNATIONAL CORP 84 3,122,053 -17.02
2018-05-18 2018-05-18 16:07 2018-03-31 13F-HR TRUST CO OF VERMONT 982 1,059,069 -9.12
2018-05-18 2018-05-18 15:41 2018-03-31 13F-HR DALTON GREINER HARTMAN MAHER & CO 150 1,479,178 -17.77
2018-05-18 2018-05-18 15:28 2018-03-31 13F-HR Handelsbanken Fonder AB 168 4,486,265 6.49
2018-05-18 2018-05-18 15:26 2018-03-31 13F-HR Xact Kapitalforvaltning AB 1522 4,422,702 -3.40
2018-05-18 2018-05-18 15:24 2018-03-31 13F-HR Moors & Cabot, Inc. 578 756,584 -12.42
2018-05-18 2018-05-18 15:24 2018-03-31 13F-HR EagleClaw Capital Managment, LLC 111 197,520 -4.71
2018-05-18 2018-05-18 15:11 2017-12-31 13F-HR/A-1 N Dimeo Schneider & Associates, L.l.c. 1 16,352 0.00
2018-05-18 2018-05-18 14:47 2018-03-31 13F-HR FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 75 331,754 -4.70
2018-05-18 2018-05-18 14:20 2018-03-31 13F-HR CIBC World Markets Inc. 1145 24,269,445 -24.71
2018-05-18 2018-05-18 12:53 2018-03-31 13F-HR/A-1 R ROYAL BANK OF CANADA 6501 223,039,932 -14.19
2018-05-17 2018-05-18 10:16 2018-03-31 13F-HR/A-1 R EVENTIDE ASSET MANAGEMENT, LLC 141 2,135,891 9.65
2018-05-17 2018-05-18 10:16 2018-03-31 13F-HR/A-1 R Quantum Capital Management, LLC / NJ 47 349,834 -10.52
2018-05-17 2018-05-18 10:12 2017-12-31 13F-HR/A-1 R Private Capital Group, Llc 2171 423,907 1,231.42
2018-05-17 2018-05-18 10:11 2018-03-31 13F-HR M Holdings Securities, Inc. 317 327,513 -12.85
2018-05-17 2018-05-17 21:19 2018-03-31 13F-HR VALUEWORKS LLC 26 131,086 -12.88
2018-05-17 2018-05-17 21:06 2018-03-31 13F-HR Phocas Financial Corp. 216 1,106 -745.49
2018-05-17 2018-05-17 20:39 2018-03-31 13F-HR/A-1 N ALKEON CAPITAL MANAGEMENT LLC 1 262,912 -6.06
2018-05-17 2018-05-17 20:39 2018-03-31 13F-HR/A-1 R ADAMS STREET PARTNERS LLC 11 524,305 81.90
2018-05-17 2018-05-17 20:26 2018-03-31 13F-HR Strategic Capital Advisers, Inc. 61 101,337 0.00
2018-05-17 2018-05-17 19:59 2017-12-31 13F-HR/A-1 N OXFORD ASSET MANAGEMENT 13 469,807 5.40
2018-05-17 2018-05-17 19:58 2018-03-31 13F-HR Gables Capital Management Inc. 187 113,054 0.00
2018-05-17 2018-05-17 19:46 2018-03-31 13F-HR OLD REPUBLIC INTERNATIONAL CORP 85 3,356,538 -17.38
2018-05-17 2018-05-17 19:45 2018-03-31 13F-HR McKinley Carter Wealth Services, Inc. 440 305,888 -9.70
2018-05-17 2018-05-17 19:33 2018-03-31 13F-HR DISCIPLINED GROWTH INVESTORS INC /MN 85 5,086,797 -35.74