Investment Tracker


This table shows recent investment for the industry. A lot of people consider institutional money to be "smart money" since they tend to be well-informed and have dedicated research teams. So, tracking the filings of institutions can be considered a proxy for institutional sentiment. If you see a number of institutions accumulating shares, for example, that might be considered a positive signal.

File DateEffective DateFormInvestorTargetPrev SharesSharesChange
(Percent)
2017-11-24 2017-09-30 13F-HR Adalta Capital Management LLC KKR / KKR & CO. 36,934 36,934 0.00
2017-11-24 2017-09-30 13F-HR Adalta Capital Management LLC BX / Blackstone Group L.P. 121,671 119,823 -1.52
2017-11-24 2017-09-30 13F-HR Adalta Capital Management LLC OAK / Oaktree Capital Group 4,900 6,075 23.98
2017-11-24 2017-09-30 13F-HR Adalta Capital Management LLC APO / Apollo Global Management 8,500 8,500 0.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc USCI / United States Commodity Index Fund 143 57 -60.14
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc SCHW / Schwab Charles 18,695 18,417 -1.49
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc RJD / Raymond James Financial 1 81 8,000.00
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc BEN / Franklin Resources 1,451 1,451 0.00
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc MC / Moelis & Co. 8,933 9,126 2.16
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC OZM / OCH-Ziff Capital Management Group 1,300 0 -100.00
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc TROW / Price Rowe Group 476 898 88.66
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc USCI / United States Commodity Index Fund 57 53 -7.02
2017-11-22 2017-09-30 13F-HR/A National Planning Corp IAU / iShares Gold Trust 88,773 71,577 -19.37
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc RJD / Raymond James Financial 59
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc EV / Eaton Vance 500 3,804 660.80
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 12,511 13,161 5.20
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc FNGN / Financial Engines 594 594 0.00
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 372
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC AMP / Ameriprise Financial 0 61
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc AMTD / TD AmeriTrade Holding 147
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc MC / Moelis & Co. 8,933
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc WETF / WisdomTree Investments 200
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc VRTS / Virtus Investment Partners 18 18 0.00
2017-11-22 2017-09-30 13F-HR/A National Planning Corp USO / United States Oil Fund 194,160 129,730 -33.18
2017-11-22 2017-09-30 13F-HR/A National Planning Corp TROW / Price Rowe Group 500
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc TROW / Price Rowe Group 476
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc SLV / iShares Silver Trust 2,200 3,340 51.82
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC IAU / iShares Gold Trust 1,951 1,316 -32.55
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc TROW / Price Rowe Group 7,246 8,548 17.97
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc RJD / Raymond James Financial 59 1 -98.31
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc EV / Eaton Vance 1,729
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc GLD / SPDR Gold Shares 6,036 14,316 137.18
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc MN / Manning & Napier 141 141 0.00
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC EV / Eaton Vance 1,000 1,000 0.00
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc EV / Eaton Vance 500 500 0.00
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC AMG / Affiliated Managers Group 0 50
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc EV / Eaton Vance 1,729 500 -71.08
2017-11-22 2017-09-30 13F-HR/A INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 86,030 84,201 -2.13
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc CNS / Cohen & Steers 7,482 1,750 -76.61
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc CNS / Cohen & Steers 7,482
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc BGB / Blackstone 2,250 2,550 13.33
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc WETF / WisdomTree Investments 200 200 0.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc FPF / First Trust Intermediate Duration Preferred & Income Fund 2,300 2,300 0.00
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc PJT / PJT Partners 4 104 2,500.00
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC BX / Blackstone Group L.P. 76,730 149,350 94.64
2017-11-22 2017-09-30 13F-HR/A National Planning Corp GLD / SPDR Gold Shares 63,687 23,981 -62.35
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc EVR / Evercore Partners 200
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc BGB / Blackstone 2,250 2,250 0.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc SCHW / Schwab Charles 7,990 18,695 133.98
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc ITG / Investment Technology Group 131
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc VRTS / Virtus Investment Partners 18 18 0.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc TROW / Price Rowe Group 898 7,246 706.90
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc BGCP / BGC Partners 198,883 5,678 -97.15
2017-11-22 2017-09-30 13F-HR/A National Planning Corp TROW / Price Rowe Group 2,778 5,575 100.68
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc JNS / Janus Capital Group 1,380
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC NDAQ / Nasdaq 510 255 -50.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc NDAQ / Nasdaq 3,688 2,331 -36.80
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc SLV / iShares Silver Trust 3,340 3,011 -9.85
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC JNS / Janus Capital Group 1,420 0 -100.00
2017-11-22 2017-09-30 13F-HR/A National Planning Corp SLV / iShares Silver Trust 96,668 88,103 -8.86
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc BEN / Franklin Resources 1,391 1,451 4.31
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc GLD / SPDR Gold Shares 4,220
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc GLD / SPDR Gold Shares 4,220 6,036 43.03
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc MS / Morgan Stanley 2,984 3,975 33.21
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc DBA / PowerShares DB Agriculture Fund 130 70 -46.15
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC DBO / PowerShares DB Oil Fund 14,712 14,712 0.00
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc FNGN / Financial Engines 764
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC ARES / Ares Management 3,547 3,319 -6.43
2017-11-22 2017-09-30 13F-HR/A National Planning Corp EV / Eaton Vance 16,369 16,466 0.59
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc AMG / Affiliated Managers Group 95 95 0.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc EV / Eaton Vance 3,804 3,804 0.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc ICE / Intercontinental Exchange 1,524 3,730 144.75
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc DBB / PowerShares DB Base Metals Fund 200 200 0.00
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC OAK / Oaktree Capital Group 250 1,374 449.60
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc AMG / Affiliated Managers Group 95
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc EV / Eaton Vance 500 1,800 260.00
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC BLK / BlackRock 0 40
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc DBA / PowerShares DB Agriculture Fund 80 130 62.50
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc FPF / First Trust Intermediate Duration Preferred & Income Fund 2,300 2,300 0.00
2017-11-22 2017-09-30 13F-HR/A National Planning Corp CNS / Cohen & Steers 14,425 0 -100.00
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc CNS / Cohen & Steers 1,750 1,783 1.89
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc CNS / Cohen & Steers 1,783 7,482 319.63
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 372 463 24.46
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc PJT / PJT Partners 4
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc DBC / PowerShares DB Commodity Index Tracking Fund 2,767
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc DBC / PowerShares DB Commodity Index Tracking Fund 2,814 2,059 -26.83
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC CME / CME Group 0 700
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc PJT / PJT Partners 102 156 52.94
2017-11-22 2017-09-30 13F-HR/A National Planning Corp FPF / First Trust Intermediate Duration Preferred & Income Fund 29,396 27,201 -7.47
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc FPF / First Trust Intermediate Duration Preferred & Income Fund 2,300 2,300 0.00
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc AMP / Ameriprise Financial 16,616 16,732 0.70
2017-11-22 2017-09-30 13F-HR/A National Planning Corp BX / Blackstone Group L.P. 47,235 31,543 -33.22
2017-11-22 2017-09-30 13F-HR Luzich Partners Llc GCAP / Gain Capital Holdings 1,415,878 1,505,309 6.32
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc GS / Goldman Sachs Group 10,781 7,925 -26.49
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC UCO / ProShares Ultra Bloomberg Crude 300 0 -100.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc MN / Manning & Napier 141 141 0.00
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc EVR / Evercore Partners 200 588 194.00
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc SCHW / Schwab Charles 1,021 7,990 682.57
2017-11-22 2017-11-22 SC 13D/A Zugel Christian ZAIS / ZAIS Group Holdings 7,631,250 7,631,250 0.00
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC SCHW / Schwab Charles 103 104 0.97
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc USCI / United States Commodity Index Fund 86
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc USCI / United States Commodity Index Fund 86 143 66.28
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc APAM / Artisan Partners Asset Management 29
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc IAU / iShares Gold Trust 1,917 1,917 0.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc IAU / iShares Gold Trust 147 1,917 1,204.08
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC APAM / Artisan Partners Asset Management 504
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc VRTS / Virtus Investment Partners 18 18 0.00
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc VRTS / Virtus Investment Partners 18
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc MN / Manning & Napier 141
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC TROW / Price Rowe Group 600 300 -50.00
2017-11-22 2017-09-30 13F-HR/A INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC GLD / SPDR Gold Shares 115,661 116,600 0.81
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC PJT / PJT Partners 479 232 -51.57
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc SLV / iShares Silver Trust 2,200
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc SCHW / Schwab Charles 1,021
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc ITG / Investment Technology Group 131 131 0.00
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc NDAQ / Nasdaq 2,331 178 -92.36
2017-11-22 2017-09-30 13F-HR/A National Planning Corp AB / AllianceBernstein Holding 10,841 10,207 -5.85
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC BEN / Franklin Resources 5,020 5,020 0.00
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc SLV / iShares Silver Trust 3,011 2,745 -8.83
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc IAU / iShares Gold Trust 147
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc PJT / PJT Partners 104 102 -1.92
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc BEN / Franklin Resources 795
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc BEN / Franklin Resources 795 1,391 74.97
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc NDAQ / Nasdaq 3,688
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc BLK / BlackRock 586 2,718 363.82
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc GLD / SPDR Gold Shares 14,316 18,367 28.30
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc DBB / PowerShares DB Base Metals Fund 200
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc MKTX / MarketAxess Holdings 82 82 0.00
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC AC.WD / Associated Capital Group 0 510
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc VIRT / Virtu Financial 390 215 -44.87
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc VIRT / Virtu Financial 2,893 390 -86.52
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc VIRT / Virtu Financial 2,893
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc MS / Morgan Stanley 7,159 2,984 -58.32
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC FXB / CurrencyShares British Pound Sterling Trust 0 114
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC APO / Apollo Global Management 2,110 1,610 -23.70
2017-11-22 2017-09-30 13F-HR/A National Planning Corp KKR / KKR & CO. 20,316 19,255 -5.22
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc FNGN / Financial Engines 594 594 0.00
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc FNGN / Financial Engines 764 594 -22.25
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc BGB / Blackstone 2,250
2017-11-22 2017-09-30 13F-HR/A National Planning Corp EV / Eaton Vance 16,466 23,970 45.57
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc DBB / PowerShares DB Base Metals Fund 200 200 0.00
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc DBA / PowerShares DB Agriculture Fund 70 70 0.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc EV / Eaton Vance 3,804 500 -86.86
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc ICE / Intercontinental Exchange 3,730 4,267 14.40
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC ICE / Intercontinental Exchange 495 225 -54.55
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc ICE / Intercontinental Exchange 1,524
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc MS / Morgan Stanley 7,159
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc BLK / BlackRock 3,669 3,979 8.45
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc BLK / BlackRock 586
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc AMG / Affiliated Managers Group 95 95 0.00
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc DBB / PowerShares DB Base Metals Fund 200 200 0.00
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc DBA / PowerShares DB Agriculture Fund 80
2017-11-22 2017-09-30 13F-HR/A INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC BLK / BlackRock 1,596 2,068 29.57
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc EV / Eaton Vance 1,800 3,804 111.33
2017-11-22 2017-09-30 13F-HR/A National Planning Corp BLK / BlackRock 1,076 1,431 32.99
2017-11-22 2017-09-30 13F-HR/A National Planning Corp BLK / BlackRock 100
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc IBKR / Interactive Brokers Group 52 52 0.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc BLK / BlackRock 2,718 3,669 34.99
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc IBKR / Interactive Brokers Group 52
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc IBKR / Interactive Brokers Group 52 52 0.00
2017-11-22 2017-11-22 SC 13G/A CASCADE INVESTMENT, L.L.C. GBL / GAMCO Investors 2,000,000 0 -100.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 463 12,511 2,602.16
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc CNS / Cohen & Steers 2,254 10,241 354.35
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc CNS / Cohen & Steers 6,725 2,254 -66.48
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc MKTX / MarketAxess Holdings 82 82 0.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc CNS / Cohen & Steers 1,816 6,725 270.32
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc CNS / Cohen & Steers 7,482 1,816 -75.73
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc NAVI / Navient 616
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc NAVI / Navient 858 858 0.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc NAVI / Navient 858 858 0.00
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc NAVI / Navient 616 858 39.29
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc BGCP / BGC Partners 198,883
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc CME / CME Group 1,092
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc MKTX / MarketAxess Holdings 82
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc MKTX / MarketAxess Holdings 82 82 0.00
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc ITG / Investment Technology Group 131 131 0.00
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC DBC / PowerShares DB Commodity Index Tracking Fund 6,800 10,931 60.75
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc CME / CME Group 9,426 9,406 -0.21
2017-11-22 2017-09-30 13F-HR/A INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC CME / CME Group 33,793 32,234 -4.61
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc CME / CME Group 1,477 9,426 538.19
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc CME / CME Group 1,092 1,477 35.26
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc DBC / PowerShares DB Commodity Index Tracking Fund 2,767 2,753 -0.51
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc DBC / PowerShares DB Commodity Index Tracking Fund 2,753 2,814 2.22
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc FPF / First Trust Intermediate Duration Preferred & Income Fund 2,300
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc AMP / Ameriprise Financial 1,262
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc AMP / Ameriprise Financial 11,570 16,616 43.61
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc AMP / Ameriprise Financial 1,262 11,570 816.80
2017-11-22 2017-09-30 13F-HR/A National Planning Corp GS / Goldman Sachs Group 2,238 2,065 -7.73
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc GS / Goldman Sachs Group 7,925 9,115 15.02
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC GS / Goldman Sachs Group 0 1,059 -86.76
2017-11-22 2016-12-31 13F-HR Steward Partners Investment Advisory, Llc GS / Goldman Sachs Group 55
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc GS / Goldman Sachs Group 55 10,781 19,501.82
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC UNG / United States Natural Gas Fund 0 4,000
2017-11-22 2017-09-30 13F-HR Chicago Partners Investment Group LLC GLD / SPDR Gold Shares 400 1,116 179.00
2017-11-22 2017-06-30 13F-HR Steward Partners Investment Advisory, Llc EVR / Evercore Partners 588 9,099 1,447.45
2017-11-22 2017-09-30 13F-HR Steward Partners Investment Advisory, Llc EVR / Evercore Partners 9,099 9,219 1.32
2017-11-22 2017-03-31 13F-HR Steward Partners Investment Advisory, Llc JNS / Janus Capital Group 1,380 920 -33.33
2017-11-21 2017-09-30 13F-HR TD Ameritrade Trust Co GLD / SPDR Gold Shares 34,696 32,011 -7.74
2017-11-21 2017-09-30 13F-HR OPTIMUM INVESTMENT ADVISORS GLD / SPDR Gold Shares 8,295 6,735 -18.81
2017-11-21 2017-09-30 13F-HR/A Truepoint, Inc. GLD / SPDR Gold Shares 4,412 962 -78.20
2017-11-21 2017-03-31 13F-HR/A IFM Investors Pty Ltd BEN / Franklin Resources 7,641
2017-11-21 2017-09-30 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD BEN / Franklin Resources 31,873 30,373 -4.71
2017-11-21 2017-06-30 13F-HR/A IFM Investors Pty Ltd BEN / Franklin Resources 7,641 10,548 38.04
2017-11-21 2017-09-30 13F-HR Visionary Asset Management, Inc. BGCP / BGC Partners 26,746 24,317 -9.08
2017-11-21 2017-03-31 13F-HR/A IFM Investors Pty Ltd AMTD / TD AmeriTrade Holding 6,432
2017-11-21 2017-09-30 13F-HR Visionary Asset Management, Inc. IVZ / Invesco 92,348 83,670 -9.40
2017-11-21 2017-09-30 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD IVZ / Invesco 37,814 37,814 0.00
2017-11-21 2017-06-30 13F-HR/A IFM Investors Pty Ltd SCHW / Schwab Charles 15,070 32,751 117.33
2017-11-21 2017-03-31 13F-HR/A IFM Investors Pty Ltd SCHW / Schwab Charles 15,070 23,927 58.77
2017-11-21 2017-03-31 13F-HR/A IFM Investors Pty Ltd IVZ / Invesco 8,759
2017-11-21 2017-11-21 SC 13E3 Zugel Christian ZAIS / ZAIS Group Holdings 7,631,250
2017-11-21 2017-06-30 13F-HR/A IFM Investors Pty Ltd TROW / Price Rowe Group 5,092 6,799 33.52
2017-11-21 2017-09-30 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD SCHW / Schwab Charles 113,137 110,137 -2.65
2017-11-21 2017-06-30 13F-HR/A IFM Investors Pty Ltd IVZ / Invesco 8,759 11,653 33.04
2017-11-21 2017-09-30 13F-HR Visionary Asset Management, Inc. TROW / Price Rowe Group 41,002 38,950 -5.00
2017-11-21 2017-09-30 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD TROW / Price Rowe Group 22,387 22,387 0.00
2017-11-21 2017-06-30 13F-HR/A IFM Investors Pty Ltd NDAQ / Nasdaq 3,111
2017-11-21 2017-09-30 13F-HR Visionary Asset Management, Inc. NDAQ / Nasdaq 2,617
2017-11-21 2017-09-30 13F-HR OPTIMUM INVESTMENT ADVISORS IAU / iShares Gold Trust 10,300 10,300 0.00
2017-11-21 2017-09-30 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD NDAQ / Nasdaq 10,628 10,628 0.00
2017-11-21 2017-03-31 13F-HR/A IFM Investors Pty Ltd SEIC / SEI Investments Co. 4,176
2017-11-21 2017-06-30 13F-HR/A IFM Investors Pty Ltd RJD / Raymond James Financial 3,055 3,573 16.96
2017-11-21 2017-03-31 13F-HR/A IFM Investors Pty Ltd RJD / Raymond James Financial 3,055
2017-11-21 2017-06-30 13F-HR/A IFM Investors Pty Ltd SEIC / SEI Investments Co. 4,176 4,610 10.39
2017-11-21 2017-09-30 13F-HR Visionary Asset Management, Inc. RJD / Raymond James Financial 2,614
2017-11-21 2017-09-30 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD CBOE / CBOE Holdings 8,800 8,800 0.00
2017-11-21 2017-09-30 13F-HR Visionary Asset Management, Inc. CBOE / CBOE Holdings 0 2,175
2017-11-21 2017-09-30 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD RJD / Raymond James Financial 11,900 11,900 0.00
2017-11-21 2017-03-31 13F-HR/A IFM Investors Pty Ltd TROW / Price Rowe Group 3,158 5,092 61.24
2017-11-21 2017-11-21 SC 13G MORGAN STANLEY OZM / OCH-Ziff Capital Management Group 8,378,381 9,280,550 10.77
2017-11-21 2017-09-30 13F-HR OPTIMUM INVESTMENT ADVISORS BX / Blackstone Group L.P. 39,235 34,860 -11.15
2017-11-21 2017-09-30 13F-HR OPTIMUM INVESTMENT ADVISORS GS / Goldman Sachs Group 8,668 8,313 -4.10
2017-11-21 2017-09-30 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD GS / Goldman Sachs Group 34,039 33,239 -2.35
2017-11-21 2017-06-30 13F-HR/A IFM Investors Pty Ltd CME / CME Group 6,818 9,291 36.27
2017-11-21 2017-03-31 13F-HR/A IFM Investors Pty Ltd CME / CME Group 4,273 6,818 59.56
2017-11-21 2017-09-30 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD CME / CME Group 31,635 31,635 0.00
2017-11-21 2017-09-30 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD AMP / Ameriprise Financial 14,131 13,731 -2.83
2017-11-21 2017-09-30 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD NAVI / Navient 26,516 26,516 0.00
2017-11-21 2017-06-30 13F-HR/A IFM Investors Pty Ltd AMTD / TD AmeriTrade Holding 6,432 8,493 32.04
2017-11-21 2017-03-31 13F-HR/A IFM Investors Pty Ltd AMP / Ameriprise Financial 2,141 3,267 52.59
2017-11-21 2017-09-30 13F-HR Visionary Asset Management, Inc. NAVI / Navient 209,243 191,207 -8.62
2017-11-21 2017-06-30 13F-HR/A IFM Investors Pty Ltd AMP / Ameriprise Financial 3,267 4,487 37.34
2017-11-21 2017-03-31 13F-HR/A IFM Investors Pty Ltd GS / Goldman Sachs Group 4,788 7,349 53.49
2017-11-21 2017-03-31 13F-HR/A IFM Investors Pty Ltd BLK / BlackRock 1,528 2,444 59.95
2017-11-21 2017-09-30 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD BLK / BlackRock 11,239 11,239 0.00