Institutional Ownership


This table shows recent investment for the industry. A lot of people consider institutional money to be "smart money" since they tend to be well-informed and have dedicated research teams. So, tracking the filings of institutions can be considered a proxy for institutional sentiment. If you see a number of institutions accumulating shares, for example, that might be considered a positive signal.

File DateEffective DateFormInvestorTargetPrev SharesSharesChange
(Percent)
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC COWNL / Cowen Group 177,930
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. SCHW / Schwab Charles 25,538 23,827 -6.70
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC AMTD / TD AmeriTrade Holding 155,000 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC BGCP / BGC Partners 28,386 200,848 607.56
2018-08-17 2018-08-17 SC 13G Weiss Asset Management LP MDLY / Medley Management 540,268
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SCHW / Schwab Charles 240,000 0 -100.00
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC APAM / Artisan Partners Asset Management 250,474 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC AMTD / TD AmeriTrade Holding 22,859 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden MS / Morgan Stanley 88,000 105,500 19.89
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC USO / United States Oil Fund 600,000 50,000 -91.67
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SLV / iShares Silver Trust 3,000,000 255,000 -91.50
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC BEN / Franklin Resources 65,397 58,653 -10.31
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. MS / Morgan Stanley 4,213 4,463 5.93
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC DHIL / Diamond Hill Investment Group 3,137 3,111 -0.83
2018-08-17 2018-06-30 13F-HR Andra AP-fonden BEN / Franklin Resources 178,500 175,800 -1.51
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC CBOE / CBOE Holdings 16,287 19,180 17.76
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC LPLA / LPL Financial Holdings 29,965 18,293 -38.95
2018-08-17 2018-06-30 13F-HR Andra AP-fonden AMTD / TD AmeriTrade Holding 84,500 75,900 -10.18
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SCHW / Schwab Charles 500,000 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden AMP / Ameriprise Financial 55,100 66,800 21.23
2018-08-17 2018-06-30 13F-HR Andra AP-fonden ICE / Intercontinental Exchange 108,100 92,500 -14.43
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC USO / United States Oil Fund 176,600 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC AMG / Affiliated Managers Group 4,754 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden TROW / Price Rowe Group 65,100 54,800 -15.82
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC BLK / BlackRock 6,593 0 -100.00
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. LM / Legg Mason 41,004 42,028 2.50
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC USO / United States Oil Fund 2,263,166 2,173,594 -3.96
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC GLD / SPDR Gold Shares 1,680,000 550,000 -67.26
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC GS / Goldman Sachs Group 72,657 74,759 2.89
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC RJD / Raymond James Financial 28,242 6,619 -76.56
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC EV / Eaton Vance 6,128 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC LAZ / Lazard 19,913 9,906 -50.25
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC NAVI / Navient 20,646 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden CBOE / CBOE Holdings 46,700 48,000 2.78
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. TROW / Price Rowe Group 22,981 23,476 2.15
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC LPLA / LPL Financial Holdings 21,459 6,397 -70.19
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC MS / Morgan Stanley 125,000 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC NDAQ / Nasdaq 20,137 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden SCHW / Schwab Charles 78,500 68,000 -13.38
2018-08-17 2018-06-30 13F-HR Andra AP-fonden RJD / Raymond James Financial 66,000 59,900 -9.24
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SLV / iShares Silver Trust 10,750,000 2,505,000 -76.70
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC KKR / KKR & CO. 225,000 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC GS / Goldman Sachs Group 25,000 15,000 -40.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC GLD / SPDR Gold Shares 2,184 186,677 8,447.48
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC GCAP / Gain Capital Holdings 280,397 0 -100.00
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. AMG / Affiliated Managers Group 1,144 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden BLK / BlackRock 10,500 9,900 -5.71
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. BEN / Franklin Resources 49,675 47,014 -5.36
2018-08-17 2018-06-30 13F-HR Andra AP-fonden EV / Eaton Vance 115,600 127,300 10.12
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC BLK / BlackRock 12,811 3,751 -70.72
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC WDR / Waddell & Reed Financial 559,226 547,738 -2.05
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC TROW / Price Rowe Group 31,457 15,465 -50.84
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. EV / Eaton Vance 7,197 0 -100.00
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. BLK / BlackRock 1,422 1,866 31.22
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC IVZ / Invesco 83,198 67,490 -18.88
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC FNGN / Financial Engines 28,000 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden AMG / Affiliated Managers Group 39,800 51,100 28.39
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC PJC / Piper Jaffray Companies 161,928 195,186 20.54
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC GLD / SPDR Gold Shares 6,924,000 3,939,000 -43.11
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC GS / Goldman Sachs Group 265,300 15,000 -94.35
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SCHW / Schwab Charles 99,951 1,674,691 1,575.51
2018-08-17 2018-06-30 13F-HR Andra AP-fonden GS / Goldman Sachs Group 16,300 23,300 42.94
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SEIC / SEI Investments Co. 0 7,316
2018-08-17 2018-06-30 13F-HR Andra AP-fonden SEIC / SEI Investments Co. 83,700 109,300 30.59
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC LM / Legg Mason 13,650 6,651 -51.27
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC LM / Legg Mason 266,214 260,486 -2.15
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC BEN / Franklin Resources 74,462 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC MKTX / MarketAxess Holdings 1,037 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden IVZ / Invesco 193,700 260,100 34.28
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC COWNL / Cowen Group 356,260
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC CBOE / CBOE Holdings 210,000 175,000 -16.67
2018-08-17 2018-06-30 13F-HR Andra AP-fonden CME / CME Group 39,500 42,100 6.58
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC CME / CME Group 34,551 2,964 -91.42
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. CME / CME Group 5,210 5,627 8.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC ICE / Intercontinental Exchange 49,793 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC MS / Morgan Stanley 572,477 541,367 -5.43
2018-08-17 2018-06-30 13F-HR Andra AP-fonden NDAQ / Nasdaq 95,600 71,900 -24.79
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC MS / Morgan Stanley 100,000 100,000 0.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC AMP / Ameriprise Financial 15,478 2,301 -85.13
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC KKR / KKR & CO. 115,591 0 -100.00
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP TROW / Price Rowe Group 119,381 90,956 -23.81
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP WHG / Westwood Holdings Group 4,600 4,300 -6.52
2018-08-16 2018-06-30 13F-HR Carnegie Capital Asset Management, LLC TROW / Price Rowe Group 67,576 63,346 -6.26
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC BEN / Franklin Resources 33 1 -96.97
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC BEN / Franklin Resources 5,853 7,586 29.61
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA BEN / Franklin Resources 71,728 70,972 -1.05
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC TROW / Price Rowe Group 6 0 -100.00
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC IVZ / Invesco 7,512 2,733 -63.62
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA CBOE / CBOE Holdings 14,442 12,208 -15.47
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA IVZ / Invesco 316,020 12,020 -96.20
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd OZM / OCH-Ziff Capital Management Group 23,200 23,200 0.00
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA CME / CME Group 84,360 88,356 4.74
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP APAM / Artisan Partners Asset Management 128,314 156,902 22.28
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP CBOE / CBOE Holdings 1,908 1,653 -13.36
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd AB / AllianceBernstein Holding 13,940 13,940 0.00
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC CME / CME Group 8,128 8,166 0.47
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA LPLA / LPL Financial Holdings 142,000
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd CME / CME Group 86,790 86,790 0.00
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC ICE / Intercontinental Exchange 13,925 13,913 -0.09
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC ICE / Intercontinental Exchange 13,859 10,031 -27.62
2018-08-16 2018-06-30 13F-HR Dynasty Wealth Management, Llc FPF / First Trust Intermediate Duration Preferred & Income Fund 19,200 16,692 -13.06
2018-08-16 2018-06-30 13F-HR Gifford Fong Associates MS / Morgan Stanley 30,000 30,000 0.00
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA ICE / Intercontinental Exchange 141,993 120,404 -15.20
2018-08-16 2018-06-30 13F-HR Guinness Atkinson Asset Management Inc CME / CME Group 1,900 1,900 0.00
2018-08-16 2018-06-30 13F-HR/A Senator Investment Group LP ICE / Intercontinental Exchange 1,000,000 2,400,000 140.00
2018-08-16 2018-06-30 13F-HR Guinness Atkinson Asset Management Inc ICE / Intercontinental Exchange 98,650 98,650 0.00
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP LPLA / LPL Financial Holdings 12,880 12,858 -0.17
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd AC.WD / Associated Capital Group 3,000 3,000 0.00
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC VIRT / Virtu Financial 46,948 105,180 124.04
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC CME / CME Group 8 0 -100.00
2018-08-16 2018-06-30 13F-HR Feltz WealthPLAN Inc. CME / CME Group 1,585 1,665 5.05
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC APAM / Artisan Partners Asset Management 275,556 274,684 -0.32
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC APAM / Artisan Partners Asset Management 11,050 11,050 0.00
2018-08-16 2018-06-30 13F-HR FAIRFIELD, BUSH & CO. PJT / PJT Partners 34 0 -100.00
2018-08-16 2018-06-30 13F-HR MAI Capital Management MS / Morgan Stanley 6,000 3,000 -50.00
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP WDR / Waddell & Reed Financial 1,667,899 1,744,999 4.62
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP FII / Federated Investors 2,080,093 1,993,423 -4.17
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC IVZ / Invesco 110 110 0.00
2018-08-16 2018-06-30 13F-HR/A CANYON CAPITAL ADVISORS LLC NAVI / Navient 20,141,712 25,607,480 27.14
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA NAVI / Navient 26,530 0 -100.00
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP BEN / Franklin Resources 2,911,317 3,790,481 30.20
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd BEN / Franklin Resources 8,040 8,040 0.00
2018-08-16 2018-06-30 13F-HR Carnegie Capital Asset Management, LLC LAZ / Lazard 4,350 4,350 0.00
2018-08-16 2018-08-16 N-Q Ariel Investment Trust LAZ / Lazard
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC TROW / Price Rowe Group 6,063 7,411 22.23
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP MS / Morgan Stanley 129,005 216,942 68.17
2018-08-16 2018-06-30 13F-HR MAI Capital Management MS / Morgan Stanley 14,426 14,481 0.38
2018-08-16 2018-06-30 13F-HR Laffer Investments MS.PRF / Morgan Stanley, 6.875% Dep Shares Fixed 11,362 11,088 -2.41
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd NDAQ / Nasdaq 4,450 4,450 0.00
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA NDAQ / Nasdaq 14,805 323,054 2,082.06
2018-08-16 2018-06-30 13F-HR Feltz WealthPLAN Inc. MS / Morgan Stanley 6,778 4,344 -35.91
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC NDAQ / Nasdaq 5,379 4,128 -23.26
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP AMTD / TD AmeriTrade Holding 4,853 4,202 -13.41
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP NDAQ / Nasdaq 160,182 123,747 -22.75
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP EVR / Evercore Partners 22,646 14,206 -37.27
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC SLV / iShares Silver Trust 30,065 32,038 6.56
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd BX / Blackstone Group L.P. 11,340 11,340 0.00
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC AMTD / TD AmeriTrade Holding 6,307 0 -100.00
2018-08-16 2018-06-30 13F-HR Carnegie Capital Asset Management, LLC NDAQ / Nasdaq 2,786 10,130 263.60
2018-08-16 2018-06-30 13F-HR/A COWEN GROUP, INC. CME / CME Group 120,000
2018-08-16 2018-06-30 13F-HR/A Private Wealth Partners, LLC TROW / Price Rowe Group 4,000 4,000 0.00
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd AMP / Ameriprise Financial 2,050 2,050 0.00
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP AMP / Ameriprise Financial 87,860 249,188 183.62
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC AMP / Ameriprise Financial 6 0 -100.00
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC IAU / iShares Gold Trust 81,145 97,842 20.58
2018-08-16 2018-06-30 13F-HR Titus Wealth Management CNS / Cohen & Steers 35,750 0 -100.00
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC AMP / Ameriprise Financial 2,056 949 -53.84
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA AMP / Ameriprise Financial 79,522 37,368 -53.01
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA SCHW / Schwab Charles 152,684 131,905 -13.61
2018-08-16 2018-06-30 13F-HR/A COWEN GROUP, INC. SCHW / Schwab Charles 16,500 16,500 0.00
2018-08-16 2018-06-30 13F-HR/A Private Wealth Partners, LLC KKR / KKR & CO. 214,730 185,490 -13.62
2018-08-16 2018-06-30 13F-HR Laffer Investments SCHW / Schwab Charles 55,684 55,684 0.00
2018-08-16 2018-06-30 13F-HR Dynasty Wealth Management, Llc GLD / SPDR Gold Shares 1,712
2018-08-16 2018-06-30 13F-HR MAI Capital Management SCHW / Schwab Charles 21,430 24,068 12.31
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd KKR / KKR & CO. 18,200 18,200 0.00
2018-08-16 2018-06-30 13F-HR M Holdings Securities, Inc. BX / Blackstone Group L.P. 7,324 0 -100.00
2018-08-16 2018-06-30 13F-HR Amussen Hunsaker & Associates Llc GLD / SPDR Gold Shares 2,425 2,525 4.12
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP SCHW / Schwab Charles 134,889 575,152 326.39
2018-08-16 2018-06-30 13F-HR Harwood Advisory Group, LLC RJD / Raymond James Financial 6,404 2,651 -58.60
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd RJD / Raymond James Financial 4,130 4,130 0.00
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC SCHW / Schwab Charles 16,782 9,096 -45.80
2018-08-16 2018-06-30 13F-HR Carnegie Capital Asset Management, LLC SCHW / Schwab Charles 258,114 292,995 13.51
2018-08-16 2018-06-30 13F-HR/A PRIVATE MANAGEMENT GROUP INC SEB / Seaboard 5,601 5,556 -0.80
2018-08-16 2018-08-16 N-Q Ariel Investment Trust GS / Goldman Sachs Group
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC RJD / Raymond James Financial 4,896 3,752 -23.37
2018-08-16 2018-06-30 13F-HR FAIRFIELD, BUSH & CO. GLD / SPDR Gold Shares 3,685 3,685 0.00
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC RJD / Raymond James Financial 8,142 5,652 -30.58
2018-08-16 2018-06-30 13F-HR MAI Capital Management RJD / Raymond James Financial 10,771 10,491 -2.60
2018-08-16 2018-08-16 N-Q Weitz Funds GS / Goldman Sachs Group
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA RJD / Raymond James Financial 16,491 14,123 -14.36
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA GLD / SPDR Gold Shares 500,000 0 -100.00
2018-08-16 2018-06-30 13F-HR Harwood Advisory Group, LLC GLD / SPDR Gold Shares 1,629 1,932 18.60
2018-08-16 2018-06-30 13F-HR Feltz WealthPLAN Inc. GS / Goldman Sachs Group 1,141 1,142 0.09
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA GS / Goldman Sachs Group 70,975 256,937 262.01
2018-08-16 2018-06-30 13F-HR MAI Capital Management GS / Goldman Sachs Group 4,264 8,139 90.88
2018-08-16 2018-03-31 13F-HR/A BAINCO INTERNATIONAL INVESTORS GLD / SPDR Gold Shares 115,869 110,805 -4.37
2018-08-16 2018-06-30 13F-HR Laffer Investments GS / Goldman Sachs Group 12,933 12,933 0.00
2018-08-16 2018-06-30 13F-HR/A Private Wealth Partners, LLC SCHW / Schwab Charles 267,736 287,696 7.46
2018-08-16 2018-06-30 13F-HR/A COWEN GROUP, INC. GS / Goldman Sachs Group 1,900 0 -100.00
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC WETF / WisdomTree Investments 6,668 6,672 0.06
2018-08-16 2018-06-30 13F-HR Gifford Fong Associates GS / Goldman Sachs Group 8,000
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP RJD / Raymond James Financial 688,583 834,953 21.26
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC CNS / Cohen & Steers 6,838 299 -95.63
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC CNS / Cohen & Steers 793 6,838 762.30
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC IAU / iShares Gold Trust 53,489
2018-08-16 2018-06-30 13F-HR M Holdings Securities, Inc. IAU / iShares Gold Trust 85,732 82,636 -3.61
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC SCHW / Schwab Charles 15 0 -100.00
2018-08-16 2018-06-30 13F-HR HOLDERNESS INVESTMENTS CO BX / Blackstone Group L.P. 25,895 29,875 15.37
2018-08-16 2018-06-30 13F-HR Laffer Investments AMP / Ameriprise Financial 14,109 14,109 0.00
2018-08-16 2018-06-30 13F-HR MAI Capital Management AMP / Ameriprise Financial 2,090 2,258 8.04
2018-08-16 2018-06-30 13F-HR/A BAINCO INTERNATIONAL INVESTORS GLD / SPDR Gold Shares 110,805 109,015 -1.62
2018-08-16 2018-06-30 13F-HR Harwood Advisory Group, LLC DBC / PowerShares DB Commodity Index Tracking Fund 12,932 0 -100.00
2018-08-16 2018-06-30 13F-HR FAIRFIELD, BUSH & CO. BX / Blackstone Group L.P. 14,200 10,600 -25.35
2018-08-16 2018-06-30 13F-HR Feltz WealthPLAN Inc. BX / Blackstone Group L.P. 11,300 65,715 481.55
2018-08-16 2018-06-30 13F-HR M Holdings Securities, Inc. GLD / SPDR Gold Shares 7,510 6,190 -17.58
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP GS / Goldman Sachs Group 748,032 769,627 2.89
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd GBL / GAMCO Investors 3,000 3,000 0.00
2018-08-16 2018-06-30 13F-HR FAIRFIELD, BUSH & CO. GS.PRD / Goldman Sachs Group, Dep Shares Float Rate Non-Cumul Preferred Stock, Series D 16,642 15,692 -5.71
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA USO / United States Oil Fund 80,400 0 -100.00
2018-08-16 2017-12-31 13F-HR/A BAINCO INTERNATIONAL INVESTORS GLD / SPDR Gold Shares 102,112 115,869 13.47
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC GS / Goldman Sachs Group 3,084 4,008 29.96
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC MS / Morgan Stanley 12,729 15,118 18.77
2018-08-16 2018-06-30 13F-HR Carnegie Capital Asset Management, LLC GS / Goldman Sachs Group 29,577 31,611 6.88
2018-08-16 2018-06-30 13F-HR M Holdings Securities, Inc. MS / Morgan Stanley 5,688 5,801 1.99
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC MS / Morgan Stanley 4,731 4,713 -0.38
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA AMG / Affiliated Managers Group 6,948 5,938 -14.54
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC USO / United States Oil Fund 580 580 0.00
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA MS / Morgan Stanley 249,025 432,948 73.86
2018-08-16 2018-06-30 13F-HR/A Private Wealth Partners, LLC CG / Carlyle Group 13,775 0 -100.00
2018-08-16 2018-06-30 13F-HR Laffer Investments CG / Carlyle Group 13,322 12,994 -2.46
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd AMG / Affiliated Managers Group 1,865 1,865 0.00
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP ICE / Intercontinental Exchange 11,825 10,123 -14.39
2018-08-16 2018-06-30 13F-HR MAI Capital Management ICE / Intercontinental Exchange 45,482 46,422 2.07
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd ICE / Intercontinental Exchange 76,770 89,500 16.58
2018-08-16 2018-08-16 N-Q Ariel Investment Trust ICE / Intercontinental Exchange
2018-08-16 2018-08-16 N-Q Ariel Investment Trust OAK / Oaktree Capital Group
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC AMG / Affiliated Managers Group 6 0 -100.00
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC LPLA / LPL Financial Holdings 2,210 2,730 23.53
2018-08-16 2018-08-16 SC 13D/A Counsel Portfolio Services Inc. UGA / United States Gasoline Fund 97,609 102,893 5.41
2018-08-16 2018-06-30 13F-HR Carnegie Capital Asset Management, LLC GLD / SPDR Gold Shares 11,083 10,958 -1.13
2018-08-16 2018-06-30 13F-HR MAI Capital Management AMG / Affiliated Managers Group 2,329 2,337 0.34
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP CME / CME Group 44,785 25,985 -41.98
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC GS / Goldman Sachs Group 7,698 7,491 -2.69
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC IBKR / Interactive Brokers Group 972 617 -36.52
2018-08-16 2018-06-30 13F-HR Dynasty Wealth Management, Llc CME / CME Group 5,000
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC VRTS / Virtus Investment Partners 213 883 314.55
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA IBKR / Interactive Brokers Group 211,077
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA BLK / BlackRock 16,842 29,533 75.35
2018-08-16 2018-03-31 13F-HR/A BAINCO INTERNATIONAL INVESTORS BLK / BlackRock 12,218 11,998 -1.80
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC CBOE / CBOE Holdings 2,566 1,749 -31.84
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC AMG / Affiliated Managers Group 1,411 1,627 15.31
2018-08-16 2018-06-30 13F-HR/A COWEN GROUP, INC. BLK / BlackRock 7,107 0 -100.00
2018-08-16 2018-06-30 13F-HR FAIRFIELD, BUSH & CO. BLK / BlackRock 2,000 2,000 0.00
2018-08-16 2018-08-16 N-Q Ariel Investment Trust COWN / Cowen Group
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP MC / Moelis & Co. 42,734 5,700 -86.66
2018-08-16 2018-08-16 N-Q Dreyfus Investment Funds FII / Federated Investors
2018-08-16 2018-08-16 SC 13D/A Counsel Portfolio Services Inc. UHN / United States Diesel Heating Oil Fund 149,484 172,555 15.43
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP IVZ / Invesco 1,834,669 2,278,020 24.17
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC NAVI / Navient 1,882 0 -100.00
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd BLK / BlackRock 660 660 0.00
2018-08-16 2018-06-30 13F-HR Feltz WealthPLAN Inc. BLK / BlackRock 929 915 -1.51
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC MKTX / MarketAxess Holdings 172 229 33.14
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC BLK / BlackRock 3,450 198 -94.26
2018-08-16 2018-06-30 13F-HR Carnegie Capital Asset Management, LLC BLK / BlackRock 27,224 30,747 12.94
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP BLK / BlackRock 273,753 295,057 7.78
2018-08-16 2018-06-30 13F-HR/A BAINCO INTERNATIONAL INVESTORS BLK / BlackRock 11,998 11,958 -0.33
2018-08-16 2018-06-30 13F-HR HOLDERNESS INVESTMENTS CO BLK / BlackRock 610 610 0.00
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP LAZ / Lazard 0 94,800
2018-08-16 2018-06-30 13F-HR/A Private Wealth Partners, LLC BLK / BlackRock 9,308 9,164 -1.55
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC BLK / BlackRock 1,875 2,029 8.21