Institutional Ownership


This table shows recent investment for the industry. A lot of people consider institutional money to be "smart money" since they tend to be well-informed and have dedicated research teams. So, tracking the filings of institutions can be considered a proxy for institutional sentiment. If you see a number of institutions accumulating shares, for example, that might be considered a positive signal.

File DateEffective DateFormInvestorTargetPrev SharesSharesChange
(Percent)
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC SBOW / SilverBow Resources 19,776 38,190 93.11
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. NBL / Noble Energy 11,571 11,571 0.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SM / SM Energy 70,902 77,909 9.88
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC PE / Parsley Energy 50,600 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC PXD / Pioneer Natural Resources Co. 40,900 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden CLR / Continental Resources 104,100 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC PVAC / Penn VA 2,027 2,027 0.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC RDC / Rowan Companies 8,500 0 -100.00
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. RES / RPC 26,504 26,504 0.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden APA / Apache 99,000 104,700 5.76
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC RDC / Rowan Companies 54,721 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC PXD / Pioneer Natural Resources Co. 48,700 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC HAL / Halliburton Co. 85,000 150,000 76.47
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC MPO / Midstates Petroleum 10,566 10,566 0.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden COG / Cabot Oil & Gas 165,000 184,000 11.52
2018-08-17 2018-08-17 N-Q Professionally Managed Portfolios SPN / Superior Energy Services
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SLB / Schlumberger 50,000 0 -100.00
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC RDC / Rowan Companies 16,044 16,044 0.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC MRO / Marathon Oil 50,000 0 -100.00
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC NE / Noble 31,873 588,207 1,745.47
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC ECR / Eclipse Resources 5,105,000 5,075,000 -0.59
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC BCEI / Bonanza Creek Energy 247,649 250,037 0.96
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC CXO / Concho Resources 45,533 33,129 -27.24
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC UPL / Ultra Petroleum 170,000 170,000 0.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC KOS / Kosmos Energy 389,300 560,958 44.09
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SLB / Schlumberger 70,000 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC EQT / EQT 44,960 1,535,133 3,314.44
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC OAS / Oasis Petroleum 49,902 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC HK / Halcon Resources 72,471 1,256,007 1,633.12
2018-08-17 2018-08-17 SC 13D/A KINZLER ALEXANDER C BRN / Barnwell Industries 549,000 1,806,560 229.06
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC DVN / Devon Energy 30,000 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC COG / Cabot Oil & Gas 49,124 387,360 688.54
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC PTEN / Patterson-UTI Energy 48,399 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SPN / Superior Energy Services 71,591 14,693 -79.48
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC RRC / Range Resources 17,703 22,125 24.98
2018-08-17 2018-06-30 13F-HR Andra AP-fonden PXD / Pioneer Natural Resources Co. 22,500 19,700 -12.44
2018-08-17 2018-06-30 13F-HR Andra AP-fonden AR / Antero Resources 240,200 213,500 -11.12
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC SWN / Southwestern Energy Co. 424,753 1,270,133 199.03
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC GPOR / Gulfport Energy 725,000 300,000 -58.62
2018-08-17 2018-06-30 13F-HR Andra AP-fonden XEC / Cimarex Energy Co. 45,600 50,500 10.75
2018-08-17 2018-06-30 13F-HR Andra AP-fonden CXO / Concho Resources 23,200 20,800 -10.34
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC RIG / Transocean 200,000 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden OXY / Occidental Petroleum 61,400 62,800 2.28
2018-08-17 2018-08-17 N-Q Professionally Managed Portfolios UNT / Unit
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC OXY / Occidental Petroleum 150,000 26,300 -82.47
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC GPOR / Gulfport Energy 126,085 0 -100.00
2018-08-17 2018-08-17 SC 13D/A WHITEBOX ADVISORS LLC SAEXW / SAExploration Holdings 10,052,865 10,052,865 0.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC EOG / EOG Resources 180,012 32,834 -81.76
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC MUR / Murphy Oil 250,000 0 -100.00
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. EOG / EOG Resources 24,874 24,658 -0.87
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC KOS / Kosmos Energy 300,000 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden SLB / Schlumberger 68,700 64,500 -6.11
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SLB / Schlumberger 121,728 32,405 -73.38
2018-08-17 2018-06-30 13F-HR Andra AP-fonden RRC / Range Resources 358,100 0 -100.00
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. HAL / Halliburton Co. 20,736 23,492 13.29
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC HAL / Halliburton Co. 0 155,600
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC HAL / Halliburton Co. 75,111 53,912 -28.22
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC DVN / Devon Energy 191,203 3,630,036 1,798.52
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SD / Sandridge Energy 11,196 11,196 0.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC CLR / Continental Resources 6,000 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC CLR / Continental Resources 2,540 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC NBL / Noble Energy 65,520 11,056 -83.13
2018-08-17 2018-06-30 13F-HR Andra AP-fonden NBL / Noble Energy 97,700 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden DVN / Devon Energy 0 74,900
2018-08-17 2018-06-30 13F-HR Andra AP-fonden NFX / Newfield Exploration 251,800 0 -100.00
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. SYRG / Synergy Resources 10,300 10,300 0.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC NBR / Nabors Industries 86,914 53,946 -37.93
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC APC / Anadarko Petroleum 1,079,100 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden APC / Anadarko Petroleum 79,600 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden EQT / EQT 46,700 7,200 -84.58
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC HK / Halcon Resources 1,256,007 72,471 -94.23
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC PXD / Pioneer Natural Resources Co. 181,854 131,595 -27.64
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. SLB / Schlumberger 12,945 12,972 0.21
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC AR / Antero Resources 44,973 12,856 -71.41
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC QEP / QEP Resources 1,239,900 1,205,017 -2.81
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC SWN / Southwestern Energy Co. 58,448 21,074 -63.94
2018-08-17 2018-06-30 13F-HR GHP Investment Advisors, Inc. MUR / Murphy Oil 0 6,415
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC APA / Apache 34,076 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC RDC / Rowan Companies 8,500 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden MRO / Marathon Oil 165,400 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC XEC / Cimarex Energy Co. 15,900 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC MRO / Marathon Oil 220,413 72,914 -66.92
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC RSPP / RSP Permian 50,000 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC RIG / Transocean 5,680,000 737,700 -87.01
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC FANG / Diamondback Energy 56,655 57,270 1.09
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC FANG / Diamondback Energy 25,000 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC OXY / Occidental Petroleum 66,918 105,338 57.41
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC CHK / Chesapeake Energy 317,000 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC CHK / Chesapeake Energy 74,427 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden EOG / EOG Resources 44,100 26,200 -40.59
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC RES / RPC 10,927 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden FANG / Diamondback Energy 13,300 15,200 14.29
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC RSPP / RSP Permian 12,098 0 -100.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden HP / Helmerich & Payne 67,200 63,100 -6.10
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC XEC / Cimarex Energy Co. 10,390 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC HP / Helmerich & Payne 8,555 34,225 300.06
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC EOG / EOG Resources 50,000 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC MUR / Murphy Oil 0 13,949
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC DNR / Denbury Resources 333,817 1,238,289 270.95
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC REN / Resolute Energy 52,900 13,500 -74.48
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC DNR / Denbury Resources 466,254 1,288,728 176.40
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC FANG / Diamondback Energy 25,000 90,000 260.00
2018-08-17 2018-06-30 13F-HR Andra AP-fonden HAL / Halliburton Co. 68,500 75,100 9.64
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC QEP / QEP Resources 1,203,432 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC RIG / Transocean 229,434 221,691 -3.37
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC EGN / Energen 0 15,316
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC MRO / Marathon Oil 250,000 400,000 60.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC ESV / Ensco 11,890 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC EQT / EQT 47,500 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC EQT / EQT 1,700 0 -100.00
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC APC / Anadarko Petroleum 817,800 1,000,000 22.28
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC APC / Anadarko Petroleum 296,304 221,705 -25.18
2018-08-17 2018-08-17 N-Q Professionally Managed Portfolios PTEN / Patterson-UTI Energy
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC NBR / Nabors Industries 0 52,200
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC NFX / Newfield Exploration 19,491 0 -100.00
2018-08-17 2018-06-30 13F-HR Matarin Capital Management, LLC TTI / TETRA Technologies 91,046
2018-08-17 2018-06-30 13F-HR/A NOMURA HOLDINGS INC DVN / Devon Energy 502,000 138,700 -72.37
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC CLR / Continental Resources 792 700 -11.62
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA UPL / Ultra Petroleum 300,000 0 -100.00
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP RDC / Rowan Companies 1,712,591 1,543,691 -9.86
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP CPE / Callon Petroleum Co. 1,401,388 695,275 -50.39
2018-08-16 2018-06-30 13F-HR MAI Capital Management UPL / Ultra Petroleum 24,696 24,696 0.00
2018-08-16 2018-06-30 13F-HR Gifford Fong Associates MRO / Marathon Oil 441,328 516,328 16.99
2018-08-16 2018-06-30 13F-HR M Holdings Securities, Inc. UPL / Ultra Petroleum 12,489 12,489 0.00
2018-08-16 2018-06-30 13F-HR Laffer Investments MRO / Marathon Oil 129,427 129,427 0.00
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP MRO / Marathon Oil 2,512,981 683,901 -72.79
2018-08-16 2018-06-30 13F-HR/A COWEN GROUP, INC. MRO / Marathon Oil 79,000 0 -100.00
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA CLR / Continental Resources 0 38,000
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC MRO / Marathon Oil 15,871 39,577 149.37
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP OII / Oceaneering International 575,737 455,488 -20.89
2018-08-16 2018-06-30 13F-HR MAI Capital Management XEC / Cimarex Energy Co. 2,981 2,926 -1.85
2018-08-16 2018-03-31 13F-HR/A OXFORD ASSET MANAGEMENT RSPP / RSP Permian 15,479 1,599,795 10,235.26
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA CXO / Concho Resources 19,040 16,191 -14.96
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC XEC / Cimarex Energy Co. 1,490 2,559 71.74
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP XEC / Cimarex Energy Co. 150,768 248,848 65.05
2018-08-16 2018-06-30 13F-HR/A COWEN GROUP, INC. CXO / Concho Resources 1,000
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC CXO / Concho Resources 2,957 4,384 48.26
2018-08-16 2018-06-30 13F-HR/A COWEN GROUP, INC. CXO / Concho Resources 43,900
2018-08-16 2018-06-30 13F-HR/A COWEN GROUP, INC. WPX / WPX Energy 0 1,400
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC RSPP / RSP Permian 5,054 6,005 18.82
2018-08-16 2018-06-30 13F-HR/A COWEN GROUP, INC. WPX / WPX Energy 10,000
2018-08-16 2018-06-30 13F-HR Feltz WealthPLAN Inc. CXO / Concho Resources 2,287 1,446 -36.77
2018-08-16 2018-08-16 N-Q Dreyfus Opportunity Funds CLR / Continental Resources
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC RIG / Transocean 265 0 -100.00
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA RIG / Transocean 0 56,100
2018-08-16 2018-08-16 N-Q Dreyfus Investment Funds FANG / Diamondback Energy
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP RES / RPC 66,540 324,824 388.16
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP NE / Noble 3,498,846 2,639,346 -24.57
2018-08-16 2018-06-30 13F-HR Gifford Fong Associates RIG / Transocean 200,000 200,000 0.00
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC SBOW / SilverBow Resources 9
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC FANG / Diamondback Energy 1,520 2,130 40.13
2018-08-16 2018-08-16 N-Q Dreyfus High Yield Strategies Fund CRC / California Resources
2018-08-16 2018-06-30 13F-HR/A CANYON CAPITAL ADVISORS LLC CRC / California Resources 125,524 125,524 0.00
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC FANG / Diamondback Energy 1,320 0 -100.00
2018-08-16 2018-06-30 13F-HR MAI Capital Management FANG / Diamondback Energy 1,835
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC LPI / Laredo Petroleum 2,572 4,298 67.11
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA OXY / Occidental Petroleum 1,207,404 83,994 -93.04
2018-08-16 2018-06-30 13F-HR/A COWEN GROUP, INC. OXY / Occidental Petroleum 4,200 9,200 119.05
2018-08-16 2018-06-30 13F-HR/A Franklin Square Holdings, L.P. OXY / Occidental Petroleum 19,710 0 -100.00
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd OXY / Occidental Petroleum 130,850 126,750 -3.13
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC OXY / Occidental Petroleum 4,014 5,626 40.16
2018-08-16 2018-06-30 13F-HR Guinness Atkinson Asset Management Inc OXY / Occidental Petroleum 14,900 13,000 -12.75
2018-08-16 2018-06-30 13F-HR Amussen Hunsaker & Associates Llc OXY / Occidental Petroleum 30
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC OXY / Occidental Petroleum 18,082 25,933 43.42
2018-08-16 2018-06-30 13F-HR Guinness Atkinson Asset Management Inc UNT / Unit 22,097 23,997 8.60
2018-08-16 2018-06-30 13F-HR M Holdings Securities, Inc. OXY / Occidental Petroleum 3,796 3,045 -19.78
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP UNT / Unit 121,380 98,436 -18.90
2018-08-16 2018-08-16 N-Q Ariel Investment Trust EOG / EOG Resources
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd UNT / Unit 195,823 205,823 5.11
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP OXY / Occidental Petroleum 2,292,649 2,258,203 -1.50
2018-08-16 2018-06-30 13F-HR Gifford Fong Associates OXY / Occidental Petroleum 10,000 10,000 0.00
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP LPI / Laredo Petroleum 640,000 2,060,930 222.02
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC NBL / Noble Energy 9,550 15,193 59.09
2018-08-16 2018-06-30 13F-HR Gifford Fong Associates CHK / Chesapeake Energy 100,000 100,000 0.00
2018-08-16 2018-08-16 N-Q Dreyfus High Yield Strategies Fund CHK / Chesapeake Energy
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC MTDR / Matador Resources Co. 1,416
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP MTDR / Matador Resources Co. 0 385,505
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC PE / Parsley Energy 5,428 5,935 9.34
2018-08-16 2018-08-16 N-Q Dreyfus Investment Funds PE / Parsley Energy
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC SEMG / Semgroup 738,655 765,990 3.70
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC CHK.PRD / Chesapeake Energy , 4.50% Cumulative Convertible Preferred Stock 483 1,952 304.14
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA EOG / EOG Resources 73,684 92,704 25.81
2018-08-16 2018-08-16 N-Q Ariel Investment Trust APA / Apache
2018-08-16 2018-06-30 13F-HR Gifford Fong Associates APA / Apache 25,000 25,000 0.00
2018-08-16 2018-06-30 13F-HR Carnegie Capital Asset Management, LLC CHK / Chesapeake Energy 16,400 16,400 0.00
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA CHK / Chesapeake Energy 0 100,000
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC PE / Parsley Energy 1,110 1,553 39.91
2018-08-16 2018-08-16 N-Q Dreyfus Opportunity Funds EOG / EOG Resources
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC RSPP / RSP Permian 941
2018-08-16 2018-08-16 N-Q Dreyfus High Yield Strategies Fund GPOR / Gulfport Energy
2018-08-16 2018-06-30 13F-HR FAIRFIELD, BUSH & CO. APA / Apache 3,500 0 -100.00
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA APA / Apache 48,655 41,753 -14.19
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC APA / Apache 100 100 0.00
2018-08-16 2018-06-30 13F-HR MAI Capital Management EOG / EOG Resources 18,209 19,328 6.15
2018-08-16 2018-06-30 13F-HR Carnegie Capital Asset Management, LLC OXY / Occidental Petroleum 5,358 4,203 -21.56
2018-08-16 2018-06-30 13F-HR Guinness Asset Management Ltd APA / Apache 213,207 244,407 14.63
2018-08-16 2018-08-16 N-Q Dreyfus Investment Funds BCEI / Bonanza Creek Energy
2018-08-16 2018-06-30 13F-HR MAI Capital Management OXY / Occidental Petroleum 90,904 90,707 -0.22
2018-08-16 2018-06-30 13F-HR/A Private Wealth Partners, LLC EOG / EOG Resources 72,481 73,798 1.82
2018-08-16 2018-06-30 13F-HR/A COWEN GROUP, INC. OXY / Occidental Petroleum 8,600
2018-08-16 2018-06-30 13F-HR Feltz WealthPLAN Inc. OXY / Occidental Petroleum 0 2,413
2018-08-16 2018-06-30 13F-HR Gifford Fong Associates EOG / EOG Resources 6,000
2018-08-16 2018-08-16 N-Q Dreyfus Opportunity Funds OXY / Occidental Petroleum
2018-08-16 2018-08-16 N-Q Ariel Investment Trust OXY / Occidental Petroleum
2018-08-16 2018-08-16 SC 13G/A MACKAY SHIELDS LLC CRK / Comstock Resources 6,200,697 0 -100.00
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP CRC / California Resources 0 9,513
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP APA / Apache 435,798 465,717 6.87
2018-08-16 2018-06-30 13F-HR Guinness Atkinson Asset Management Inc APA / Apache 24,309 25,509 4.94
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP PE / Parsley Energy 2,121,923 23,180 -98.91
2018-08-16 2018-06-30 13F-HR Feltz WealthPLAN Inc. HP / Helmerich & Payne 5,247 0 -100.00
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC EOG / EOG Resources 2,863 2,487 -13.13
2018-08-16 2018-06-30 13F-HR MAI Capital Management RES / RPC 35,578 0 -100.00
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA FANG / Diamondback Energy 0 2,000
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP EOG / EOG Resources 9,848 38,775 293.73
2018-08-16 2018-06-30 13F-HR HOLDERNESS INVESTMENTS CO HP / Helmerich & Payne 8,438 8,438 0.00
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA HP / Helmerich & Payne 10,982 8,997 -18.08
2018-08-16 2018-06-30 13F-HR/A BAINCO INTERNATIONAL INVESTORS EOG / EOG Resources 84,264 84,702 0.52
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP RIG / Transocean 2,629,300 1,556,500 -40.80
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC HP / Helmerich & Payne 702 750 6.84
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA MUR / Murphy Oil 159,900 0 -100.00
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP RSPP / RSP Permian 105,243 2,102,802 1,898.04
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC WPX / WPX Energy 16,753 19,864 18.57
2018-08-16 2018-06-30 13F-HR MAI Capital Management RSPP / RSP Permian 4,780 0 -100.00
2018-08-16 2018-06-30 13F-HR M Holdings Securities, Inc. GST / Gastar Exploration 30,565 34,565 13.09
2018-08-16 2018-06-30 13F-HR M Holdings Securities, Inc. HP / Helmerich & Payne 0 4,103
2018-08-16 2018-06-30 13F-HR/A COWEN GROUP, INC. RSPP / RSP Permian 203,667
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC APA / Apache 2,369 11,940 404.01
2018-08-16 2017-12-31 13F-HR/A BAINCO INTERNATIONAL INVESTORS EOG / EOG Resources 78,739 83,759 6.38
2018-08-16 2018-08-16 N-Q Dreyfus Investment Funds PDCE / PDC Energy
2018-08-16 2018-08-16 N-Q Dreyfus High Yield Strategies Fund PDCE / PDC Energy
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC XEC / Cimarex Energy Co. 1,646 1,918 16.52
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP MUR / Murphy Oil 831,172 177,535 -78.64
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA XEC / Cimarex Energy Co. 59,129 10,386 -82.44
2018-08-16 2018-06-30 13F-HR Gifford Fong Associates HAL / Halliburton Co. 8,000
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC EOG / EOG Resources 9,191 9,449 2.81
2018-08-16 2018-06-30 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP MCF / Contango Oil & Gas 6,400 6,400 0.00
2018-08-16 2018-06-30 13F-HR/A Senator Investment Group LP UPL / Ultra Petroleum 2,061,823 0 -100.00
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA HAL / Halliburton Co. 611,259 483,541 -20.89
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA MRO / Marathon Oil 108,151 94,027 -13.06
2018-08-16 2018-08-16 SC 13D/A Corvex Management LP EGN / Energen 8,717,066 9,666,382 10.89
2018-08-16 2018-06-30 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC CPE / Callon Petroleum Co. 500
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC KOS / Kosmos Energy 8,523 8,523 0.00
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA SN / Sanchez Energy 116,810 0 -100.00
2018-08-16 2018-06-30 13F-HR Global X Management CO LLC EGN / Energen 14,356 13,459 -6.25
2018-08-16 2018-06-30 13F-HR/A BANK OF NOVA SCOTIA EQT / EQT 31,357 27,498 -12.31