Investment Tracker


This table shows recent investment for the industry. A lot of people consider institutional money to be "smart money" since they tend to be well-informed and have dedicated research teams. So, tracking the filings of institutions can be considered a proxy for institutional sentiment. If you see a number of institutions accumulating shares, for example, that might be considered a positive signal.

File DateEffective DateFormInvestorTargetPrev SharesSharesChange
(Percent)
2017-05-22 2016-09-30 13F-HR/A Woodford Investment Management LLP PRTA / Prothena Corp 10,304,751 10,301,751 -0.03
2017-05-22 2017-03-31 13F-HR OLD REPUBLIC INTERNATIONAL CORP JNJ / Johnson & Johnson 281,800 281,800 0.00
2017-05-22 2016-09-30 13F-HR/A HBK INVESTMENTS L P TBPH / Theravance Biopharma 9,598 0 -100.00
2017-05-22 2015-03-31 13F-HR/A Woodford Investment Management LLP PRTA / Prothena Corp 3,708,171 3,708,171 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY AIMT / Aimmune Therapeutics 328,611 456,311 38.86
2017-05-22 2016-12-31 13F-HR Gilbert & Cook, Inc. JNJ / Johnson & Johnson 3,723
2017-05-22 2016-09-30 13F-HR/A HBK INVESTMENTS L P ACHN / Achillion Pharmaceuticals 0 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ACRS / Aclaris Therapeutics 58,806 19,530 -66.79
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY EDGE / Edge Therapeutics 48,187 21,843 -54.67
2017-05-22 2015-09-30 13F-HR/A Woodford Investment Management LLP PRTA / Prothena Corp 5,527,525 6,202,525 12.21
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PFNX / Pfenex 81,052 47,309 -41.63
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY AKRX / Akorn 844,949 445,139 -47.32
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PFE / Pfizer 49,677,149 3,103,342 -93.75
2017-05-22 2017-03-31 13F-HR Gilbert & Cook, Inc. JNJ / Johnson & Johnson 3,723 3,933 5.64
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY GLYC / GlycoMimetics 35,076 15,723 -55.17
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY FOLD / Amicus Therapeutics 3,073,442 6,128,481 99.40
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ITCI / Intra-Cellular Therapies 491,844 431,823 -12.20
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ONCS / OncoSec Medical 6,139 500 -91.86
2017-05-22 2016-03-31 13F-HR/A Woodford Investment Management LLP TBPH / Theravance Biopharma 5,061,637 6,824,637 34.83
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY NKTR / Nektar Therapeutics 1,058,968 593,010 -44.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY SCMP / Sucampo Pharmaceuticals 105,123
2017-05-22 2014-12-31 13F-HR/A Woodford Investment Management LLP PRTA / Prothena Corp 3,237,363 3,237,363 0.00
2017-05-22 2015-12-31 13F-HR/A Woodford Investment Management LLP PRTA / Prothena Corp 6,202,525 6,379,661 2.86
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY JAGX / Jaguar Animal Health 0 300
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY APRI / Apricus Biosciences 800 4,095 411.88
2017-05-22 2016-09-30 13F-HR/A HBK INVESTMENTS L P AKRX / Akorn 246,795 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY NEOS / Neos Therapeutics 47,022 30,625 -34.87
2017-05-22 2016-09-30 13F-HR/A HBK INVESTMENTS L P PFE / Pfizer 0 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY AXSM / Axsome Therapeutics 50,158 17,303 -65.50
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY NATR / Nature's Sunshine Products 36,760 13,708 -62.71
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY KIN / Kindred Biosciences 1,800,738 2,027,560 12.60
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ESPR / Esperion Therapeutics 80,086 77,539 -3.18
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY MGNX / MacroGenics 94,697 57,223 -39.57
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY OCRX / Ocera Therapeutics 2,288 27,164 1,087.24
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ACHN / Achillion Pharmaceuticals 2,390,832 1,914,903 -19.91
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CBM / Cambrex 292,261 264,889 -9.37
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY MNOV / Medicinova 86,971 39,786 -54.25
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PPHM / Peregrine Pharmaceuticals 100,587 429,750 327.24
2017-05-22 2016-12-31 13F-HR/A Woodford Investment Management LLP TBPH / Theravance Biopharma 9,407,137 10,507,608 11.70
2017-05-22 2016-06-30 13F-HR/A Woodford Investment Management LLP TBPH / Theravance Biopharma 6,824,637 8,733,637 27.97
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY BLCM / Bellicum Pharmaceuticals 430,473 374,615 -12.98
2017-05-22 2016-09-30 13F-HR/A HBK INVESTMENTS L P NKTR / Nektar Therapeutics 0 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY OVAS / Ovascience 155,969 160,363 2.82
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ACAD / ACADIA Pharmaceuticals 191,984 189,247 -1.43
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY AXON / Axovant Sciences 110,804 71,379 -35.58
2017-05-22 2017-03-31 13F-HR/A Woodford Investment Management LLP PRTA / Prothena Corp 10,310,511 11,106,211 7.72
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CARA / Cara Therapeutics 72,262 332,606 360.28
2017-05-22 2016-03-31 13F-HR/A Woodford Investment Management LLP PRTA / Prothena Corp 6,379,661 9,296,361 45.72
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY TSRO / TESARO 160,372 139,476 -13.03
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY VKTX / Viking Therapeutics 15,639 398 -97.46
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY INSM / Insmed 531,102 545,514 2.71
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY TTPH / Tetraphase Pharmaceuticals 149,798 317,717 112.10
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CLCD / CoLucid Pharmaceuticals 13,723 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CLSN / Celsion 5,477 9,294 69.69
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY MCRB / Seres Therapeutics 92,822 44,862 -51.67
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY SPHS / Sophiris Bio 3,000 3,000 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY TGTX / TG Therapeutics 124,770 104,460 -16.28
2017-05-22 2017-03-31 13F-HR OLD REPUBLIC INTERNATIONAL CORP PFE / Pfizer 1,538,500 1,538,500 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY NVET / Nexvet Biopharma 3,178 3,178 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY IMMY / Imprimis Pharmaceuticals 1,000 3,779 277.90
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY SCLN / SciClone Pharmaceuticals 388,004 353,301 -8.94
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ARLZ / Aralez Pharmaceuticals 186,777 100,344 -46.28
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY OTIC / Otonomy 97,456 39,265 -59.71
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY SAGE / Sage Therapeutics 97,593 49,326 -49.46
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY AMRN / Amarin 518,415 1,138,992 119.71
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ABUS / Arbutus Biopharma 278,000 292,695 5.29
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY INFI / Infinity Pharmaceuticals 182,155 68,505 -62.39
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CORT / Corcept Therapeutics 1,649,894 1,310,897 -20.55
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY AGIO / Agios Pharmaceuticals 83,872 64,335 -23.29
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY RGLS / Regulus Therapeutics 127,008 62,015 -51.17
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY DRNA / Dicerna Pharmaceuticals 36,744 25,769 -29.87
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ARNA / Arena Pharmaceuticals 743,548 544,618 -26.75
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PIP / PharmAthene 234,175 83,907 -64.17
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY MACK / Merrimack Pharmaceuticals 683,596 300,594 -56.03
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ALDX / Aldeyra Therapeutics 2,982 2,793 -6.34
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY KERX / Keryx Biopharmaceuticals 457,100 431,181 -5.67
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY VTL / Vital Therapies 70,178 32,229 -54.08
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ORMP / Oramed Pharmaceuticals 15,860 13,032 -17.83
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY AMPE / Ampio Pharmaceuticals 149,536 70,019 -53.18
2017-05-22 2017-03-31 13F-HR/A Woodford Investment Management LLP TBPH / Theravance Biopharma 10,507,608 10,705,108 1.88
2017-05-22 2016-09-30 13F-HR/A HBK INVESTMENTS L P EBS / Emergent Biosolutions 0 0 -100.00
2017-05-22 2016-09-30 13F-HR/A Woodford Investment Management LLP TBPH / Theravance Biopharma 8,733,637 9,407,137 7.71
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY TBPH / Theravance Biopharma 122,522 67,118 -45.22
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY VSTM / Verastem 37,333 2,997 -91.97
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ECYT / Endocyte 222,910 97,611 -56.21
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PAHC / Phibro Animal Health 169,905 172,773 1.69
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ICPT / Intercept Pharmaceuticals 10,447
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY NLNK / NewLink Genetics 124,633 86,340 -30.72
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CYTK / Cytokinetics 0 282,311
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CYTK / Cytokinetics 215,282 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY SCMP / Sucampo Pharmaceuticals 383,941
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY RXII / RXI Pharmaceuticals 98 98 0.00
2017-05-22 2016-12-31 13F-HR/A Woodford Investment Management LLP PRTA / Prothena Corp 10,301,751 10,310,511 0.09
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY TXMD / TherapeuticsMD 515,309 393,611 -23.62
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ENTA / Enanta Pharmaceuticals 50,260 38,426 -23.55
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY EBIO / Eleven Biotherapeutics 4,080 7,249 77.67
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY TRVN / Trevena 134,037 138,241 3.14
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PULM / Pulmatrix 0 2,200
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PRTA / Prothena Corp 139,589 83,046 -40.51
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY VNDA / Vanda Pharmaceuticals 1,786,540 1,594,496 -10.75
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ADXS / Advaxis 189,422 136,345 -28.02
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CNCE / Concert Pharmaceuticals 130,296 45,618 -64.99
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY MEIP / MEI Pharma 1,195 50,514 4,127.11
2017-05-22 2016-09-30 13F-HR/A HBK INVESTMENTS L P AMPH / Amphastar Pharmaceuticals 11,157 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY RTRX / Retrophin 147,210 57,329 -61.06
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY RIGL / Rigel Pharmaceuticals 690,027 300,489 -56.45
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY LXRX / Lexicon Pharmaceuticals 142,489 174,765 22.65
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PTX / Pernix Therapeutics Holdings 6,626 6,026 -9.06
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY AGLE / Aeglea BioTherapeutics 2,732 2,732 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY NVLN / NOVELION THERAPEUTICS 1,543 56,286 3,547.83
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PRGO / Perrigo 394,370 207,422 -47.40
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY INVA / Innoviva 293,603 564,427 92.24
2017-05-22 2015-09-30 13F-HR/A Woodford Investment Management LLP NWBO / Northwest Biotherapeutics 16,721,392 20,461,392 22.37
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY MDGL / Madrigal Pharmaceuticals 332 2,172 554.22
2017-05-22 2015-12-31 13F-HR/A Woodford Investment Management LLP NWBO / Northwest Biotherapeutics 20,461,392 25,915,937 26.66
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY KMPH / KemPharm 5,278 30,978 486.93
2017-05-22 2016-12-31 13F-HR Gilbert & Cook, Inc. PFE / Pfizer 6,338
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PFE / Pfizer 45,634,541 49,677,149 8.86
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY BGNE / BeiGene 3,649 5,795 58.81
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY FLKS / Flex Pharma 31,105 18,139 -41.68
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY MYOK / MyoKardia 39,728 19,968 -49.74
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY EPZM / Epizyme 126,871 82,513 -34.96
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY KURA / Kura Oncology 156,262 430,428 175.45
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY VTVT / vTv Therapeutics 35,434 29,045 -18.03
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY LCI / Lannett 193,380 1,339,367 592.61
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ZGNX / Zogenix 72,840 49,629 -31.87
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY NUTR / Nutraceutical International 27,366 12,389 -54.73
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY OGEN / Oragenics 750 750 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY XBIO / Xenetic Biosciences 5,937 5,937 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY OMER / Omeros 165,802 199,087 20.08
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY IBIO / iBio 10,000 10,000 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY SNDX / Syndax Pharmaceuticals 38,828 119,987 209.02
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY LOXO / Loxo Oncology 44,353 31,325 -29.37
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ALNY / Alnylam Pharmaceuticals 812,184 701,736 -13.60
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY SBOT / Stellar Biotechnologies 0 100
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY LPCN / Lipocine 57,429 24,639 -57.10
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY SGYP / Synergy Pharmaceuticals 1,212,240 814,666 -32.80
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ARGS / Argos Therapeutics 51,285 17,736 -65.42
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY TPIV / TapImmune 12 12 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ARQL / ArQule 8,700 33,700 287.36
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY IMNP / Immune Pharmaceuticals 0 100
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY IMUC / ImmunoCellular Therapeutics 0 314
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ADMP / Adamis Pharmaceuticals 23,706 25,781 8.75
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY EYEGW / Eyegate Pharmaceuticals 740 1,058 42.97
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ARDX / Ardelyx 96,672 88,579 -8.37
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CYAN / Cyanotech 20,337 20,337 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PRPH / ProPhase Labs 50 50 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY XBIT / XBiotech 61,639 26,945 -56.29
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ACUR / Acura Pharmaceuticals 1,440 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY BLPH / Bellerophon Therapeutics 500 500 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ZFGN / Zafgen 102,771 39,056 -62.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY DNAI / ProNAi Therapeutics 18,535 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CRBP / Corbus Pharmaceuticals Holdings 55,164 78,867 42.97
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CTRV / Contravir Pharmaceuticals 277,679 278,798 0.40
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY RXDX / Ignyta 117,115 116,010 -0.94
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PTN / Palatin Technologies 5,250 5,100 -2.86
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY MYOS / MYOS RENS Technology 8,000 48,847 510.59
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CCXI / ChemoCentryx 110,861 123,171 11.10
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY TNXP / Tonix Pharmaceuticals Holding 84,275 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY EBS / Emergent Biosolutions 153,880 111,517 -27.53
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY PTI / Proteostasis Therapeutics 35,745 26,037 -27.16
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CYCC / Cyclacel Pharmaceuticals 229 252 10.04
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY IMDZ / Immune Design 44,741 18,298 -59.10
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CAPR / Capricor Therapeutics 39,000 24,000 -38.46
2017-05-22 2015-09-30 13F-HR/A Woodford Investment Management LLP TBPH / Theravance Biopharma 360,685 360,685 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CRMD / CorMedix 10,671 8,685 -18.61
2017-05-22 2015-12-31 13F-HR/A Woodford Investment Management LLP TBPH / Theravance Biopharma 360,685 5,061,637 1,303.34
2017-05-22 2017-03-31 13F-HR/A Deer VII & Co. Ltd. VSTM / Verastem 1,190,358 1,190,358 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CPIX / Cumberland Pharmaceuticals 18,771 21,615 15.15
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY GNVC / GenVec 0 1,990
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY SNGX / Soligenix 58 2,358 3,965.52
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY DRRX / Durect 367,373 200,882 -45.32
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ALIM / Alimera Sciences 400 2,400 500.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY AQXP / Aquinox Pharmaceuticals 68,584 20,371 -70.30
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY GBT / Global Blood Therapeutics 139,549 334,872 139.97
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY SYN / Synthetic Biologics 393,454 166,939 -57.57
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY FCSC / Fibrocell Science 25,281 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ZYNE / Zynerba Pharmaceuticals 18,030 57,752 220.31
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY TKAI / Tokai Pharmaceuticals 50,631 14,088 -72.18
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY GERN / Geron 511,283 286,475 -43.97
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY NEOT / Neothetics 6,200 5,200 -16.13
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY REPH / Recro Pharma 7,925 5,309 -33.01
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY MRTX / Mirati Therapeutics 69,101 53,000 -23.30
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY AKTX / Akari Therapeutics 229 229 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ZSAN / Zosano Pharma 0 289,241
2017-05-22 2016-06-30 13F-HR/A Woodford Investment Management LLP PRTA / Prothena Corp 9,296,361 10,304,751 10.85
2017-05-22 2015-06-30 13F-HR/A Woodford Investment Management LLP PRTA / Prothena Corp 3,708,171 5,527,525 49.06
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CDXC / ChromaDex 83,310 37,690 -54.76
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ICPT / Intercept Pharmaceuticals 10,551
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ABEO / Abeona Therapeutics 3,941 104,632 2,554.96
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY SUPN / Supernus Pharmaceuticals 509,831 349,275 -31.49
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ASMB / Assembly Biosciences 6,380 22,647 254.97
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY BDSI / BioDelivery Sciences International 330,588 159,529 -51.74
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CEMI / Chembio Diagnostics 15,025 17,025 13.31
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ITEK / Inotek Pharmaceuticals 59,619 67,432 13.10
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY THRX / Theravance 0
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CFRX / ContraFect 1,550 1,550 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY FLXN / Flexion Therapeutics 96,773 43,663 -54.88
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY NBY / NovaBay Pharmaceuticals 300 6,209 1,969.67
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CNAT / Conatus Pharmaceuticals 18,354 67,095 265.56
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY OHRP / Ohr Pharmaceutical 4,700 3,700 -21.28
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CATB / Catabasis Pharmaceuticals 9,499 5,750 -39.47
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY OCUL / Ocular Therapeutix 328,686 604,636 83.96
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CHMA / Chiasma 117,674 128,452 9.16
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CLRB / Cellectar Biosciences 48,352 12,765 -73.60
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY BPTH / Bio-Path Holdings 257,550 115,741 -55.06
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY OPXA / Opexa Therapeutics 38,043 1,619 -95.74
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY STDY / SteadyMed 1,000 2,000 100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY EVOK / Evoke Pharma 2,200 8,328 278.55
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY HTBX / Heat Biologics 9,796 8,527 -12.95
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY DPRX / Dipexium Pharmaceuticals 4,027 3,783 -6.06
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ATNM / Actinium Pharmaceuticals 45,909 26,224 -42.88
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY AMPH / Amphastar Pharmaceuticals 146,875 96,776 -34.11
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY MRNS / Marinus Pharmaceuticals 10,848 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY GALT / Galectin Therapeutics 6,463 89,483 1,284.54
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ONTX / Onconova Therapeutics 1,475 1,475 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CPRX / Catalyst Pharmaceuticals 12,419 26,345 112.13
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY USNA / USANA Health Sciences 199,866 202,869 1.50
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY MTEX / Mannatech 61 61 0.00
2017-05-22 2016-09-30 13F-HR/A HBK INVESTMENTS L P USNA / USANA Health Sciences 0 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY FBIO / Fortress Biotech 109,094 48,139 -55.87
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY BSPM / Biostar Pharmaceuticals 31,398 31,174 -0.71
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY IMGN / Immunogen 1,266,967 1,198,593 -5.40
2017-05-22 2015-06-30 13F-HR/A Woodford Investment Management LLP NWBO / Northwest Biotherapeutics 16,721,392 16,721,392 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY COLL / Collegium Pharmaceutical 112,804 885,268 684.78
2017-05-22 2015-03-31 13F-HR/A Woodford Investment Management LLP NWBO / Northwest Biotherapeutics 9,379,987 9,379,987 0.00
2017-05-22 2016-12-31 13F-HR/A Woodford Investment Management LLP NWBO / Northwest Biotherapeutics 25,915,937 24,815,028 -4.25
2017-05-22 2014-12-31 13F-HR/A Woodford Investment Management LLP NWBO / Northwest Biotherapeutics 6,763,050 6,763,050 0.00
2017-05-22 2017-03-31 13F-HR/A Woodford Investment Management LLP NWBO / Northwest Biotherapeutics 24,815,028 0 -100.00
2017-05-22 2016-09-30 13F-HR/A Woodford Investment Management LLP NWBO / Northwest Biotherapeutics 25,915,937 25,915,937 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY NAII / Natural Alternatives International 59 292 394.92
2017-05-22 2016-06-30 13F-HR/A Woodford Investment Management LLP NWBO / Northwest Biotherapeutics 25,915,937 25,915,937 0.00
2017-05-22 2016-03-31 13F-HR/A Woodford Investment Management LLP NWBO / Northwest Biotherapeutics 25,915,937 25,915,937 0.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY SHPG / Shire 403,313 459,362 13.90
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CBAY / Cymabay Therapeutics 2,175 16,364 652.37
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY FLML / Flamel Technologies 1,212,533 0 -100.00
2017-05-22 2017-03-31 13F-HR Gilbert & Cook, Inc. PFE / Pfizer 6,338 7,082 11.74
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY CTIC / CTI BioPharma 45,614 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY ATHX / Athersys 250,987 169,332 -32.53
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY KPTI / Karyopharm Therapeutics 102,556 55,938 -45.46
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY LFVN / Lifevantage 52,443 30,031 -42.74
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY WVE / WAVE Life Sciences 23,181 11,806 -49.07
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY BSTC / BioSpecifics Technologies 18,591 10,843 -41.68
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY MNKD / MannKind 1,709,837 0 -100.00
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY JNP / Juniper Pharmaceuticals 57,803 75,577 30.75
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY TLGT / Teligent, Inc. 149,321 92,135 -38.30
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY EGRX / Eagle Pharmaceuticals 172,183 128,414 -25.42
2017-05-22 2017-03-31 13F-HR/A MORGAN STANLEY JNJ / Johnson & Johnson 21,127,884 19,648,505 -7.00
2017-05-22 2016-09-30 13F-HR/A HBK INVESTMENTS L P JNJ / Johnson & Johnson 0 0 -100.00