Institutional Ownership


This table shows recent investment for the industry. A lot of people consider institutional money to be "smart money" since they tend to be well-informed and have dedicated research teams. So, tracking the filings of institutions can be considered a proxy for institutional sentiment. If you see a number of institutions accumulating shares, for example, that might be considered a positive signal.

File DateEffective DateFormInvestorTargetPrev SharesSharesChange
(Percent)
2018-05-21 2018-03-31 13F-HR Mcilrath & Eck, Llc TRTC / Terra Tech 2,000 0 -100.00
2018-05-21 2018-03-31 13F-HR Derby & Company, Inc MJNA / Medical Marijuana 10,000 0 -100.00
2018-05-21 2018-03-31 13F-HR MASSMUTUAL TRUST CO FSB/ADV CBIS / Cannabis Science 8,400 8,400 0.00
2018-05-18 2018-03-31 13F-HR WESBANCO BANK INC CBIS / Cannabis Science 15,000
2018-05-17 2018-03-31 13F-HR HELLMAN JORDAN MANAGEMENT CO INC /MA/ APHQF / Aphria 250,000 300,000 20.00
2018-05-17 2017-12-31 13F-HR/A Private Capital Group, Llc MJNA / Medical Marijuana 815 1,327 62.82
2018-05-16 2018-05-16 SC 13G St George Investments LLC AGTK / Agritek Holdings 78,333,727
2018-05-16 2018-03-31 13F-HR Private Capital Group, Llc MJNA / Medical Marijuana 1,327 22,500 1,595.55
2018-05-15 2018-03-31 13F-HR CAPTRUST FINANCIAL ADVISORS ACBFF / Aurora Cannabis 140 250 78.57
2018-05-15 2018-03-31 13F-HR Stonebridge Capital Advisors LLC CBIS / Cannabis Science 10,000 10,000 0.00
2018-05-15 2018-03-31 13F-HR Kovack Advisors, Inc. HEMP / Hemp 500,300 400,300 -19.99
2018-05-15 2018-03-31 13F-HR Highlander Capital Management, LLC APHQF / Aphria 300 300 0.00
2018-05-15 2018-03-31 13F-HR Williams Jones & Associates LLC TWMJF / Canopy Growth 80,500 80,000 -0.62
2018-05-15 2018-03-31 13F-HR PANAGORA ASSET MANAGEMENT INC CVSI / CV Sciences 227,092 227,092 0.00
2018-05-15 2018-03-31 13F-HR PANAGORA ASSET MANAGEMENT INC CNAB / United Cannabis 211
2018-05-15 2018-03-31 13F-HR Highlander Capital Management, LLC TWMJF / Canopy Growth 1,000 500 -50.00
2018-05-15 2018-03-31 13F-HR Capital Wealth Planning, LLC MJNA / Medical Marijuana 19,800 19,800 0.00
2018-05-15 2018-03-31 13F-HR Highlander Capital Management, LLC ACBFF / Aurora Cannabis 500 500 0.00
2018-05-15 2018-03-31 13F-HR Highlander Capital Management, LLC CBDS / Cannabis Sativa 1,000 0 -100.00
2018-05-15 2018-03-31 13F-HR Highlander Capital Management, LLC GLDFF / Golden Leaf Holdings 5,000 5,000 0.00
2018-05-15 2018-03-31 13F-HR Midwest Professional Planners, Ltd. ERBB / American Green 34 0 -100.00
2018-05-15 2018-03-31 13F-HR Kovack Advisors, Inc. ATTBF / Abattis Bioceuticals 20,000 0 -100.00
2018-05-15 2018-03-31 13F-HR Hilton Capital Management, LLC CVSI / CV Sciences 50,000
2018-05-15 2018-03-31 13F-HR SCOPUS ASSET MANAGEMENT, L.P. APHQF / Aphria 1,200,000 0 -100.00
2018-05-15 2018-03-31 13F-HR Hilton Capital Management, LLC LXRP / Lexaria Bioscience 150,000
2018-05-15 2018-03-31 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC CBIS / Cannabis Science 10,000 10,000 0.00
2018-05-15 2018-03-31 13F-HR Stonebridge Capital Advisors LLC GRNH / GreenGro Technologies 10,000 10,000 0.00
2018-05-15 2018-03-31 13F-HR Hilton Capital Management, LLC HMPQ / HempAmericana 200,000
2018-05-14 2018-03-31 13F-HR/A Kalos Management, Inc. PHOT / Growlife 30,000 216,000 620.00
2018-05-14 2018-03-31 13F-HR GREEN SQUARE CAPITAL LLC PHOT / Growlife 17,970 17,970 0.00
2018-05-14 2018-03-31 13F-HR OARSMAN CAPITAL, INC. PHOT / Growlife 147,400 0 -100.00
2018-05-14 2018-03-31 13F-HR Maryland Capital Management TRTC / Terra Tech 51,870 0 -100.00
2018-05-14 2018-03-31 13F-HR GREEN SQUARE CAPITAL LLC TRTC / Terra Tech 11,120 0 -100.00
2018-05-14 2018-03-31 13F-HR McGowan Group Asset Management, Inc. TWMJF / Canopy Growth 34,267 34,778 1.49
2018-05-14 2018-03-31 13F-HR Kalos Management, Inc. PHOT / Growlife 216,000
2018-05-14 2018-03-31 13F-HR McGowan Group Asset Management, Inc. APHQF / Aphria 24,541 24,946 1.65
2018-05-14 2018-03-31 13F-HR Clear Perspective Advisors, LLC CBDS / Cannabis Sativa 100 0 -100.00
2018-05-14 2018-03-31 13F-HR OARSMAN CAPITAL, INC. MJNA / Medical Marijuana 29,301 0 -100.00
2018-05-14 2018-03-31 13F-HR RPG Investment Advisory, LLC TWMJF / Canopy Growth 230 230 0.00
2018-05-14 2018-03-31 13F-HR Clear Perspective Advisors, LLC CVSI / CV Sciences 100 0 -100.00
2018-05-11 2018-03-31 13F-HR SCHOLTZ & COMPANY, LLC TRTC / Terra Tech 66,400 0 -100.00
2018-05-11 2018-03-31 13F-HR Cheviot Value Management, LLC TWMJF / Canopy Growth 9,350
2018-05-11 2018-03-31 13F-HR Apriem Advisors HEMP / Hemp 10,000
2018-05-11 2018-03-31 13F-HR PNC FINANCIAL SERVICES GROUP, INC. MCOA / Marijuana Company of America 2,000 2,000 0.00
2018-05-11 2018-03-31 13F-HR SCHOLTZ & COMPANY, LLC TBQBF / Emerald Health Therapeutics 12,000 0 -100.00
2018-05-11 2018-03-31 13F-HR Winch Advisory Services, LLC CBDS / Cannabis Sativa 164 164 0.00
2018-05-11 2018-03-31 13F-HR Winch Advisory Services, LLC TWMJF / Canopy Growth 70 70 0.00
2018-05-10 2018-03-31 13F-HR Vantage Investment Advisors, LLC TWMJF / Canopy Growth 1,000 1,000 0.00
2018-05-10 2018-03-31 13F-HR Vantage Investment Advisors, LLC IVITF / Invictus MD Strategies 4,000
2018-05-10 2018-03-31 13F-HR/A Fisher Asset Management, LLC CBIS / Cannabis Science 12,000 12,000 0.00
2018-05-10 2018-03-31 13F-HR Vantage Investment Advisors, LLC SPRWF / Supreme Pharmaceuticals 200 200 0.00
2018-05-10 2018-03-31 13F-HR Hanson & Doremus Investment Management ACBFF / Aurora Cannabis 2,000
2018-05-10 2018-03-31 13F-HR/A Fisher Asset Management, LLC MJNA / Medical Marijuana 0 16,000
2018-05-10 2018-03-31 13F-HR/A Fisher Asset Management, LLC ERBB / American Green 15,000 15,000 0.00
2018-05-10 2018-03-31 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC TRTC / Terra Tech 47,500 0 -100.00
2018-05-10 2018-03-31 13F-HR Vantage Investment Advisors, LLC ACBFF / Aurora Cannabis 4,807 1,684 -64.97
2018-05-10 2018-03-31 13F-HR/A Fisher Asset Management, LLC RIGH / RightSmile 30,000 30,000 0.00
2018-05-10 2018-03-31 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC PURA / Puration 100,000
2018-05-10 2018-03-31 13F-HR Vantage Investment Advisors, LLC PRMCF / Pharmacan Capital 3,000 3,000 0.00
2018-05-10 2018-03-31 13F-HR CHICAGO TRUST Co NA SRNA / Surna 20,000
2018-05-10 2018-03-31 13F-HR Vantage Investment Advisors, LLC TBQBF / Emerald Health Therapeutics 42
2018-05-10 2018-03-31 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC MJNA / Medical Marijuana 15,000 15,000 0.00
2018-05-10 2018-03-31 13F-HR SPINNAKER TRUST GRNH / GreenGro Technologies 10,000 10,000 0.00
2018-05-10 2018-03-31 13F-HR Vantage Investment Advisors, LLC APHQF / Aphria 200
2018-05-09 2018-03-31 13F-HR AlphaMark Advisors, LLC TRTC / Terra Tech 74
2018-05-09 2018-03-31 13F-HR AlphaMark Advisors, LLC TWMJF / Canopy Growth 145
2018-05-09 2018-03-31 13F-HR Elmwood Wealth Management, Inc. PHOT / Growlife 15,000
2018-05-09 2018-03-31 13F-HR AlphaMark Advisors, LLC IMLFF / Cannabis Technologies 72
2018-05-09 2018-03-31 13F-HR AlphaMark Advisors, LLC HEMP / Hemp 5,000
2018-05-09 2018-03-31 13F-HR AlphaMark Advisors, LLC MJNA / Medical Marijuana 2,000
2018-05-09 2018-03-31 13F-HR Colonial Trust Advisors HEMP / Hemp 10,000 0 -100.00
2018-05-09 2018-03-31 13F-HR AlphaMark Advisors, LLC APHQF / Aphria 280
2018-05-09 2018-03-31 13F-HR AlphaMark Advisors, LLC EFFI / EffTec International 50,000
2018-05-09 2018-03-31 13F-HR AlphaMark Advisors, LLC PHOT / Growlife 16,400
2018-05-09 2018-03-31 13F-HR AlphaMark Advisors, LLC SRNA / Surna 1,000
2018-05-08 2018-03-31 13F-HR Q3 Asset Management MJNA / Medical Marijuana 24,000
2018-05-08 2018-03-31 13F-HR Harwood Advisory Group, LLC MJNA / Medical Marijuana 10,000 0 -100.00
2018-05-08 2018-03-31 13F-HR Harwood Advisory Group, LLC CBIS / Cannabis Science 44,760 0 -100.00
2018-05-07 2018-03-31 13F-HR FRONTIER INVESTMENT MGMT CO PHOT / Growlife 147,050 147,050 0.00
2018-05-07 2018-03-31 13F-HR FRONTIER INVESTMENT MGMT CO TRTC / Terra Tech 16,760 0 -100.00
2018-05-07 2018-03-31 13F-HR FRONTIER INVESTMENT MGMT CO CBIS / Cannabis Science 20,000 20,000 0.00
2018-05-07 2018-03-31 13F-HR FRONTIER INVESTMENT MGMT CO MCOA / Marijuana Company of America 50,000 50,000 0.00
2018-05-04 2018-03-31 13F-HR Financial Management Professionals, Inc. TWMJF / Canopy Growth 1,000 1,000 0.00
2018-05-03 2018-03-31 13F-HR QCI ASSET MANAGEMENT INC/NY HEMP / Hemp 6,000 6,000 0.00
2018-05-03 2018-03-31 13F-HR QCI ASSET MANAGEMENT INC/NY TWMJF / Canopy Growth 45,000 423,997 842.22
2018-05-03 2018-03-31 13F-HR BKS ADVISORS, LLC ERBB / American Green 41,000 0 -100.00
2018-05-03 2018-03-31 13F-HR QCI ASSET MANAGEMENT INC/NY TWMJF / Canopy Growth 423,997 45,000 -89.39
2018-05-03 2018-03-31 13F-HR Exchange Capital Management, Inc. PHOT / Growlife 150,000 0 -100.00
2018-05-02 2018-03-31 13F-HR OUTFITTER ADVISORS, LTD. ACAN / Americann 57,700 0 -100.00
2018-05-01 2018-03-31 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO HEMP / Hemp 20,000 20,000 0.00
2018-05-01 2018-03-31 13F-HR Intercontinental Wealth Advisors, Llc CBIS / Cannabis Science 10,000 0 -100.00
2018-05-01 2018-03-31 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO ERBB / American Green 135,000 135,000 0.00
2018-04-30 2018-03-31 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC CBIS / Cannabis Science 99,780 99,780 0.00
2018-04-30 2018-03-31 13F-HR HUNTINGTON NATIONAL BANK HEMP / Hemp 1,000 1,000 0.00
2018-04-27 2018-03-31 13F-HR NORTH STAR ASSET MANAGEMENT INC MDCL / Medicine Man Technologies 752,500 701,240 -6.81
2018-04-27 2018-04-27 N-Q Lord Abbett Investment Trust ACBFF / Aurora Cannabis
2018-04-27 2018-03-31 13F-HR NORTH STAR ASSET MANAGEMENT INC HEMP / Hemp 100,000 100,000 0.00
2018-04-27 2018-03-31 13F-HR ROTHSCHILD INVESTMENT CORP /IL GRCU / Green Cures & Botanical Distribution 20,000 20,000 0.00
2018-04-27 2018-03-31 13F-HR ROTHSCHILD INVESTMENT CORP /IL FWDG / FutureWorld 200,000 200,000 0.00
2018-04-27 2018-03-31 13F-HR ROTHSCHILD INVESTMENT CORP /IL CBIS / Cannabis Science 14,000 14,000 0.00
2018-04-27 2018-03-31 13F-HR NORTH STAR ASSET MANAGEMENT INC CBIS / Cannabis Science 40,000 40,000 0.00
2018-04-26 2018-03-31 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC BLOZF / Cannabix Technologies 70,000 60,000 -14.29
2018-04-26 2018-03-31 13F-HR Lenox Wealth Management, Inc. GRNH / GreenGro Technologies 30,000 30,000 0.00
2018-04-26 2018-03-31 13F-HR Lenox Wealth Management, Inc. TRTC / Terra Tech 10,000 0 -100.00
2018-04-25 2018-03-31 13F-HR Moloney Securities Asset Management, LLC MPEFF / Maple Leaf Green World 10,000
2018-04-24 2018-03-31 13F-HR SCHMIDT P J INVESTMENT MANAGEMENT INC WDRP / Wanderport 159,800 159,800 0.00
2018-04-24 2018-03-31 13F-HR HOLLENCREST SECURITIES LLC PURA / Puration 50,000 50,000 0.00
2018-04-24 2018-03-31 13F-HR HOLLENCREST SECURITIES LLC TBQBF / Emerald Health Therapeutics 20,000 0 -100.00
2018-04-20 2018-03-31 13F-HR/A Fisher Asset Management, LLC ERBB / American Green 15,000 15,000 0.00
2018-04-20 2018-03-31 13F-HR/A Fisher Asset Management, LLC CBIS / Cannabis Science 12,000 12,000 0.00
2018-04-20 2018-03-31 13F-HR/A Fisher Asset Management, LLC MJNA / Medical Marijuana 16,000 16,000 0.00
2018-04-20 2018-03-31 13F-HR/A Fisher Asset Management, LLC RIGH / RightSmile 30,000 30,000 0.00
2018-04-20 2018-03-31 13F-HR ST GERMAIN D J CO INC IVITF / Invictus MD Strategies 20,090 20,090 0.00
2018-04-19 2018-03-31 13F-HR Cribstone Capital Management, LLC ACBFF / Aurora Cannabis 110
2018-04-19 2018-03-31 13F-HR Fisher Asset Management, LLC MJNA / Medical Marijuana 16,000
2018-04-19 2018-03-31 13F-HR BENNICAS & ASSOCIATES, INC. MJNA / Medical Marijuana 60,000 60,000 0.00
2018-04-19 2018-03-31 13F-HR Fisher Asset Management, LLC CBIS / Cannabis Science 12,000
2018-04-19 2018-03-31 13F-HR American Research & Management Co. TRTC / Terra Tech 9,500 634 -93.33
2018-04-19 2018-03-31 13F-HR Cribstone Capital Management, LLC TRTC / Terra Tech 6,200 0 -100.00
2018-04-19 2018-03-31 13F-HR Fisher Asset Management, LLC RIGH / RightSmile 30,000
2018-04-19 2018-03-31 13F-HR Fisher Asset Management, LLC ERBB / American Green 15,000
2018-04-18 2018-03-31 13F-HR Sonora Investment Management, LLC TWMJF / Canopy Growth 1,200 1,600 33.33
2018-04-18 2018-03-31 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV ACBFF / Aurora Cannabis 300 1,170 290.00
2018-04-18 2018-03-31 13F-HR/A FNY Partners Fund LP TRTC / Terra Tech 60,000 0 -100.00
2018-04-18 2018-03-31 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV TWMJF / Canopy Growth 1,150 1,150 0.00
2018-04-18 2018-03-31 13F-HR Sonora Investment Management, LLC MDBX / Medbox 100 100 0.00
2018-04-18 2018-03-31 13F-HR Usadvisors Wealth Management, Llc TRTC / Terra Tech 3,570
2018-04-18 2018-03-31 13F-HR FNY Partners Fund LP CANN / General Cannabis 10,000
2018-04-18 2018-03-31 13F-HR Sonora Investment Management, LLC APHQF / Aphria 825 1,140 38.18
2018-04-18 2018-03-31 13F-HR/A FNY Partners Fund LP CANN / General Cannabis 10,000
2018-04-18 2018-03-31 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV APHQF / Aphria 390
2018-04-18 2018-03-31 13F-HR Sonora Investment Management, LLC LXRP / Lexaria Bioscience 2,000
2018-04-16 2017-12-31 13F-HR Strategic Wealth Partners, Ltd. HEMP / Hemp 68,500
2018-04-16 2017-12-31 13F-HR Strategic Wealth Partners, Ltd. MJNA / Medical Marijuana 1,000
2018-04-16 2018-03-31 13F-HR CAPITAL INSIGHT PARTNERS, LLC ERBB / American Green 25,000 25,000 0.00
2018-04-16 2017-12-31 13F-HR Strategic Wealth Partners, Ltd. CBIS / Cannabis Science 1,200
2018-04-16 2018-03-31 13F-HR SOLARIS ASSET MANAGEMENT LLC TWMJF / Canopy Growth 155 0 -100.00
2018-04-16 2018-03-31 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC PHOT / Growlife 25,000 25,000 0.00
2018-04-12 2018-03-31 13F-HR NEVILLE RODIE & SHAW INC CBIS / Cannabis Science 170,000 20,000 -88.24
2018-04-12 2018-03-31 13F-HR NEVILLE RODIE & SHAW INC SRNA / Surna 10,000 0 -100.00
2018-04-12 2018-03-31 13F-HR CHURCHILL MANAGEMENT Corp CBIS / Cannabis Science 13,389 0 -100.00
2018-04-11 2018-03-31 13F-HR Horrell Capital Management, Inc. TWMJF / Canopy Growth 50 0 -100.00
2018-04-11 2018-03-31 13F-HR RNC CAPITAL MANAGEMENT LLC MJNA / Medical Marijuana 101,000 101,000 0.00
2018-04-11 2018-03-31 13F-HR RNC CAPITAL MANAGEMENT LLC AGTK / Agritek Holdings 18,500 18,500 0.00
2018-04-11 2018-03-31 13F-HR FRANKLIN STREET ADVISORS INC /NC PHOT / Growlife 15,000 15,000 0.00
2018-04-11 2018-03-31 13F-HR Horrell Capital Management, Inc. APHQF / Aphria 1,100 1,100 0.00
2018-04-10 2018-03-31 13F-HR Gierl Augustine Investment Management Inc CBIS / Cannabis Science 6,300 6,000 -4.76
2018-04-10 2018-03-31 13F-HR Gierl Augustine Investment Management Inc MJNA / Medical Marijuana 468 468 0.00
2018-04-10 2018-03-31 13F-HR Gierl Augustine Investment Management Inc PHOT / Growlife 200 0 -100.00
2018-04-09 2018-03-31 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC ERBB / American Green 550,000 550,000 0.00
2018-04-09 2018-03-31 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC VAPE / Vape Holdings 60,000 60,000 0.00
2018-04-05 2018-03-31 13F-HR Edge Wealth Management LLC CBIS / Cannabis Science 15,000
2018-04-05 2018-03-31 13F-HR Edge Wealth Management LLC ACBFF / Aurora Cannabis 500
2018-04-05 2018-03-31 13F-HR Edge Wealth Management LLC TWMJF / Canopy Growth 200
2018-04-05 2018-03-31 13F-HR Edge Wealth Management LLC TRTC / Terra Tech 667
2018-04-04 2018-03-31 13F-HR CENTRAL TRUST Co TWMJF / Canopy Growth 100
2018-04-04 2018-03-31 13F-HR CENTRAL TRUST Co APHQF / Aphria 200 100 -50.00
2018-04-04 2018-03-31 13F-HR CENTRAL TRUST Co GRNH / GreenGro Technologies 9,000 9,000 0.00
2018-04-04 2018-03-31 13F-HR CENTRAL TRUST Co MDCL / Medicine Man Technologies 250 250 0.00
2018-04-04 2018-03-31 13F-HR CENTRAL TRUST Co MJNA / Medical Marijuana 90,000 90,000 0.00
2018-04-04 2018-03-31 13F-HR CENTRAL TRUST Co ACBFF / Aurora Cannabis 100
2018-04-04 2018-03-31 13F-HR First National Bank of Mount Dora, Trust Investment Services MCOA / Marijuana Company of America 25,000 25,000 0.00
2018-04-02 2018-03-31 13F-HR PARK NATIONAL CORP /OH/ HEMP / Hemp 17,291 17,291 0.00
2018-04-02 2018-03-31 13F-HR PARK NATIONAL CORP /OH/ PHOT / Growlife 65,000
2018-03-29 2018-03-29 N-Q Flexshares Trust WEED / Canopy Growth
2018-03-29 2018-03-29 N-Q Flexshares Trust ACBFF / Aurora Cannabis
2018-03-29 2018-03-29 N-Q Advisors' Inner Circle Fund ACBFF / Aurora Cannabis
2018-03-29 2018-03-29 N-Q Advisors' Inner Circle Fund WEED / Canopy Growth
2018-03-28 2018-03-28 N-Q Alger Funds Ii WEED / Canopy Growth
2018-03-28 2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT WEED / Canopy Growth
2018-03-27 2018-03-27 N-Q Indexiq Etf Trust WEED / Canopy Growth
2018-03-27 2018-03-27 N-Q Indexiq Etf Trust ACBFF / Aurora Cannabis
2018-03-27 2018-03-27 N-Q American Century Capital Portfolios Inc WEED / Canopy Growth
2018-03-16 2017-12-31 13F-HR Mcilrath & Eck, Llc TRTC / Terra Tech 2,000
2018-03-08 2017-03-31 13F-HR Intercontinental Wealth Advisors, Llc CBIS / Cannabis Science 10,000
2018-03-07 2018-03-07 SC 13G Goldman Lloyd Michael CANN / General Cannabis 2,835,000
2018-03-07 2017-12-31 13F-HR Private Capital Group, Llc MJNA / Medical Marijuana 815
2018-03-05 2018-03-05 SC 13D/A Emerald Health Sciences Inc. NMUS / Nemus Bioscience 76,735,000 113,916,250 48.45
2018-03-01 2017-12-31 13F-HR HELLMAN JORDAN MANAGEMENT CO INC /MA/ APHQF / Aphria 250,000
2018-03-01 2017-12-31 13F-HR/A MASSMUTUAL TRUST CO FSB/ADV CBIS / Cannabis Science 8,400 8,400 0.00
2018-03-01 2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) WEED / Canopy Growth
2018-03-01 2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) ACBFF / Aurora Cannabis
2018-03-01 2018-03-01 N-Q Starboard Investment Trust WEED / Canopy Growth
2018-02-27 2018-02-27 N-Q Massmutual Select Funds ACBFF / Aurora Cannabis
2018-02-27 2018-02-27 N-Q Massmutual Select Funds WEED / Canopy Growth
2018-02-26 2018-02-26 N-Q Etf Managers Trust ACBFF / Aurora Cannabis
2018-02-26 2018-02-26 N-Q Etf Managers Trust TBQBF / Emerald Health Therapeutics
2018-02-26 2018-02-26 N-Q Etf Managers Trust WEED / Canopy Growth
2018-02-26 2018-02-26 N-Q Etf Managers Trust OGRMF / Organigram Holdings
2018-02-22 2017-12-31 13F-HR GREEN SQUARE CAPITAL LLC TRTC / Terra Tech 11,120 11,120 0.00
2018-02-22 2017-12-31 13F-HR GREEN SQUARE CAPITAL LLC PHOT / Growlife 17,970 17,970 0.00
2018-02-21 2017-12-31 13F-HR Colonial Trust Advisors HEMP / Hemp 10,000
2018-02-21 2017-12-31 13F-HR MASSMUTUAL TRUST CO FSB/ADV CBIS / Cannabis Science 150
2018-02-20 2017-12-31 13F-HR Intercontinental Wealth Advisors, Llc CBIS / Cannabis Science 10,000 10,000 0.00
2018-02-16 2017-12-31 13F-HR SevenBridge Financial Group, LLC CBIS / Cannabis Science 75,000 0 -100.00
2018-02-16 2017-12-31 13F-HR SevenBridge Financial Group, LLC MJNA / Medical Marijuana 65,000 0 -100.00
2018-02-15 2017-12-31 13F-HR Stonebridge Capital Advisors LLC GRNH / GreenGro Technologies 10,000 10,000 0.00
2018-02-15 2017-12-31 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC TRTC / Terra Tech 47,500 47,500 0.00
2018-02-15 2017-12-31 13F-HR Csenge Advisory Group HEMP / Hemp 26,000 0 -100.00
2018-02-15 2017-12-31 13F-HR Csenge Advisory Group EAPH / Easton Pharmaceuticals 26,000 0 -100.00
2018-02-15 2017-12-31 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC MJNA / Medical Marijuana 15,000 15,000 0.00
2018-02-15 2017-12-31 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC BLOZF / Cannabix Technologies 0 70,000
2018-02-15 2017-12-31 13F-HR HighPoint Advisor Group LLC APHQF / Aphria 10,675
2018-02-15 2017-12-31 13F-HR Stonebridge Capital Advisors LLC CBIS / Cannabis Science 10,000 10,000 0.00
2018-02-14 2017-12-31 13F-HR SCOPUS ASSET MANAGEMENT, L.P. APHQF / Aphria 1,200,000
2018-02-14 2017-12-31 13F-HR Kalos Management, Inc. PHOT / Growlife 30,000
2018-02-14 2017-12-31 13F-HR RPG Investment Advisory, LLC TWMJF / Canopy Growth 230
2018-02-14 2017-12-31 13F-HR McGowan Group Asset Management, Inc. APHQF / Aphria 24,541
2018-02-14 2017-12-31 13F-HR Capital Wealth Planning, LLC MJNA / Medical Marijuana 0 19,800
2018-02-14 2017-12-31 13F-HR McGowan Group Asset Management, Inc. TWMJF / Canopy Growth 26,552 34,267 29.06
2018-02-14 2017-12-31 13F-HR THRIVENT FINANCIAL FOR LUTHERANS AGTK / Agritek Holdings 1 0 -100.00
2018-02-14 2017-12-31 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC CBIS / Cannabis Science 0 10,000
2018-02-14 2017-12-31 13F-HR Williams Jones & Associates LLC TWMJF / Canopy Growth 76,500 80,500 5.23
2018-02-14 2018-02-14 SC 13G/A EMA Financial, LLC FWDG / FutureWorld 432,315,518 569,731,056 31.79
2018-02-14 2018-02-14 SC 13D/A Frichtel Robert Lawrence CANN / General Cannabis 2,781,000 2,646,000 -4.85
2018-02-14 2018-02-14 SC 13D/A FEINSOD MICHAEL CANN / General Cannabis 3,604,200 4,349,700 20.68
2018-02-14 2017-12-31 13F-HR SCHOLTZ & COMPANY, LLC TBQBF / Emerald Health Therapeutics 12,000
2018-02-14 2017-12-31 13F-HR CAPTRUST FINANCIAL ADVISORS ACBFF / Aurora Cannabis 0 140
2018-02-14 2017-12-31 13F-HR PANAGORA ASSET MANAGEMENT INC CVSI / CV Sciences 143,749 227,092 57.98
2018-02-14 2017-12-31 13F-HR SCHOLTZ & COMPANY, LLC TRTC / Terra Tech 66,400
2018-02-13 2017-09-30 13F-HR MASSMUTUAL TRUST CO FSB/ADV CBIS / Cannabis Science 8,400 8,400 0.00
2018-02-13 2017-12-31 13F-HR Maryland Capital Management TRTC / Terra Tech 51,870 51,870 0.00
2018-02-13 2017-12-31 13F-HR ST GERMAIN D J CO INC IVITF / Invictus MD Strategies 11,590 20,090 73.34
2018-02-13 2017-12-31 13F-HR Winch Advisory Services, LLC TWMJF / Canopy Growth 70 70 0.00
2018-02-13 2017-12-31 13F-HR Highlander Capital Management, LLC ACBFF / Aurora Cannabis 500
2018-02-13 2017-12-31 13F-HR Harwood Advisory Group, LLC CBIS / Cannabis Science 44,760 44,760 0.00
2018-02-13 2017-12-31 13F-HR Harwood Advisory Group, LLC MJNA / Medical Marijuana 10,000 10,000 0.00
2018-02-13 2017-12-31 13F-HR BAHL & GAYNOR INC PHOT / Growlife 15,000 0 -100.00
2018-02-13 2017-12-31 13F-HR Winch Advisory Services, LLC CBDS / Cannabis Sativa 164 164 0.00
2018-02-13 2017-12-31 13F-HR Highlander Capital Management, LLC GLDFF / Golden Leaf Holdings 5,000
2018-02-13 2017-12-31 13F-HR Highlander Capital Management, LLC CBDS / Cannabis Sativa 1,000
2018-02-13 2017-12-31 13F-HR Highlander Capital Management, LLC APHQF / Aphria 300
2018-02-13 2017-12-31 13F-HR Highlander Capital Management, LLC TWMJF / Canopy Growth 1,000
2018-02-12 2017-12-31 13F-HR BKS ADVISORS, LLC ERBB / American Green 41,000
2018-02-12 2017-12-31 13F-HR Derby & Company, Inc MJNA / Medical Marijuana 10,000
2018-02-12 2017-12-31 13F-HR BKS ADVISORS, LLC BLOZF / Cannabix Technologies 30,000 0 -100.00
2018-02-12 2017-12-31 13F-HR Midwest Professional Planners, Ltd. ERBB / American Green 34
2018-02-09 2017-12-31 13F-HR FRONTIER INVESTMENT MGMT CO TRTC / Terra Tech 11,760 16,760 42.52
2018-02-09 2017-12-31 13F-HR FRONTIER INVESTMENT MGMT CO MCOA / Marijuana Company of America 50,000 50,000 0.00
2018-02-09 2017-12-31 13F-HR PNC FINANCIAL SERVICES GROUP, INC. MCOA / Marijuana Company of America 2,000
2018-02-09 2017-12-31 13F-HR FRONTIER INVESTMENT MGMT CO PHOT / Growlife 147,050 147,050 0.00
2018-02-09 2017-12-31 13F-HR FRONTIER INVESTMENT MGMT CO CBIS / Cannabis Science 20,000 20,000 0.00
2018-02-09 2017-12-31 13F-HR PNC FINANCIAL SERVICES GROUP, INC. TWMJF / Canopy Growth 250 0 -100.00
2018-02-09 2017-12-31 13F-HR SPINNAKER TRUST GRNH / GreenGro Technologies 10,000 10,000 0.00
2018-02-08 2017-12-31 13F-HR OARSMAN CAPITAL, INC. PHOT / Growlife 147,400 147,400 0.00
2018-02-08 2017-12-31 13F-HR American Research & Management Co. TRTC / Terra Tech 9,500 9,500 0.00
2018-02-08 2017-12-31 13F-HR OARSMAN CAPITAL, INC. MJNA / Medical Marijuana 29,301
2018-02-06 2017-12-31 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO ERBB / American Green 135,000
2018-02-06 2017-12-31 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO HEMP / Hemp 20,000
2018-02-06 2017-12-31 13F-HR D'Orazio & Associates, Inc. AGTK / Agritek Holdings 1,000 0 -100.00