Investment Tracker


This table shows recent investment for the industry. A lot of people consider institutional money to be "smart money" since they tend to be well-informed and have dedicated research teams. So, tracking the filings of institutions can be considered a proxy for institutional sentiment. If you see a number of institutions accumulating shares, for example, that might be considered a positive signal.

File DateEffective DateFormInvestorTargetPrev SharesSharesChange
(Percent)
2017-05-18 2017-03-31 13F-HR NORTH STAR ASSET MANAGEMENT INC CBIS / Cannabis Science 40,000
2017-05-18 2017-03-31 13F-HR NORTH STAR ASSET MANAGEMENT INC HEMP / Hemp 100,000
2017-05-18 2017-03-31 13F-HR NORTH STAR ASSET MANAGEMENT INC MDCL / Medicine Man Technologies 760,000 760,000 0.00
2017-05-17 2017-03-31 13F-HR GREEN SQUARE CAPITAL LLC TRTC / Terra Tech 11,120 11,120 0.00
2017-05-17 2017-03-31 13F-HR GREEN SQUARE CAPITAL LLC PHOT / Growlife 17,970 17,970 0.00
2017-05-16 2017-03-31 13F-HR D'Orazio & Associates, Inc. AGTK / Agritek Holdings 0 1,000
2017-05-15 2017-03-31 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC CBIS / Cannabis Science 10,000
2017-05-15 2017-03-31 13F-HR Clear Perspective Advisors, LLC CBDS / Cannabis Sativa 100 100 0.00
2017-05-15 2017-03-31 13F-HR Williams Jones & Associates LLC TWMJF / Canopy Growth 59,650
2017-05-15 2016-12-31 13F-HR Clear Perspective Advisors, LLC CBDS / Cannabis Sativa 100
2017-05-15 2017-03-31 13F-HR SevenBridge Financial Group, LLC CBIS / Cannabis Science 75,000 50,000 -33.33
2017-05-15 2017-03-31 13F-HR PHILADELPHIA TRUST CO PHOT / Growlife 0 17,500
2017-05-15 2017-03-31 13F-HR Maryland Capital Management TRTC / Terra Tech 42,655
2017-05-15 2017-03-31 13F-HR BKS ADVISORS, LLC BLOZF / Cannabix Technologies 30,000
2017-05-15 2017-03-31 13F-HR SevenBridge Financial Group, LLC MJNA / Medical Marijuana 65,000 65,000 0.00
2017-05-15 2017-03-31 13F-HR Clear Perspective Advisors, LLC CVSI / CV Sciences 100
2017-05-15 2017-03-31 13F-HR/A Exchange Capital Management, Inc. PHOT / Growlife 150,000 150,000 0.00
2017-05-13 2017-03-31 13F-HR Apriem Advisors VAPE / Vape Holdings 500 500 0.00
2017-05-13 2017-03-31 13F-HR Apriem Advisors CBDS / Cannabis Sativa 500
2017-05-12 2017-03-31 13F-HR BESSEMER GROUP INC ACBFF / Aurora Cannabis 350 0 -100.00
2017-05-12 2017-03-31 13F-HR Vantage Investment Advisors, LLC EAPH / Easton Pharmaceuticals 700,000 0 -100.00
2017-05-12 2017-03-31 13F-HR Lenox Wealth Management, Inc. GRNH / GreenGro Technologies 30,000 30,000 0.00
2017-05-12 2017-03-31 13F-HR PNC FINANCIAL SERVICES GROUP, INC. TWMJF / Canopy Growth 250 250 0.00
2017-05-12 2017-03-31 13F-HR Vantage Investment Advisors, LLC PRMCF / Pharmacan Capital 3,000 3,000 0.00
2017-05-12 2017-03-31 13F-HR Lenox Wealth Management, Inc. HEMP / Hemp 8,555 8,555 0.00
2017-05-12 2017-03-31 13F-HR Vantage Investment Advisors, LLC SPRWF / Supreme Pharmaceuticals 200
2017-05-12 2017-03-31 13F-HR Lenox Wealth Management, Inc. PHOT / Growlife 750 750 0.00
2017-05-12 2017-03-31 13F-HR Vantage Investment Advisors, LLC TWMJF / Canopy Growth 1,000 1,000 0.00
2017-05-12 2017-03-31 13F-HR FRONTIER INVESTMENT MGMT CO CBIS / Cannabis Science 20,000 20,000 0.00
2017-05-12 2017-03-31 13F-HR VALLEY NATIONAL ADVISERS INC TRTC / Terra Tech 900 0 -100.00
2017-05-11 2017-03-31 13F-HR OARSMAN CAPITAL, INC. PHOT / Growlife 147,400 147,400 0.00
2017-05-11 2017-03-31 13F-HR Exchange Capital Management, Inc. PHOT / Growlife 150,000
2017-05-10 2017-03-31 13F-HR BLAIR WILLIAM & CO/IL CBIS / Cannabis Science 20,000
2017-05-10 2017-03-31 13F-HR BLAIR WILLIAM & CO/IL HEMP / Hemp 20,000
2017-05-10 2017-03-31 13F-HR Capital Wealth Planning, LLC MJNA / Medical Marijuana 19,800 19,800 0.00
2017-05-10 2017-03-31 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC CBIS / Cannabis Science 49,780 99,780 100.44
2017-05-10 2017-03-31 13F-HR SPINNAKER TRUST GRNH / GreenGro Technologies 10,000 10,000 0.00
2017-05-09 2017-03-31 13F-HR DAVIDSON & GARRARD INC CVSI / CV Sciences 10,000 10,000 0.00
2017-05-09 2017-03-31 13F-HR BAHL & GAYNOR INC PHOT / Growlife 27,500 27,500 0.00
2017-05-09 2017-03-31 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC MJNA / Medical Marijuana 15,000 15,000 0.00
2017-05-09 2017-03-31 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC TRTC / Terra Tech 47,500 47,500 0.00
2017-05-09 2017-03-31 13F-HR NEVILLE RODIE & SHAW INC CBIS / Cannabis Science 219,999 95,000 -56.82
2017-05-05 2017-03-31 13F-HR QCI ASSET MANAGEMENT INC/NY TWMJF / Canopy Growth 24,000
2017-05-05 2017-03-31 13F-HR QCI ASSET MANAGEMENT INC/NY TWMJF / Canopy Growth 24,000 30,500 27.08
2017-05-05 2017-03-31 13F-HR AMERIPRISE FINANCIAL INC TRTC / Terra Tech 19,745 0 -100.00
2017-05-05 2017-03-31 13F-HR QCI ASSET MANAGEMENT INC/NY HEMP / Hemp 6,000 6,000 0.00
2017-05-05 2017-03-31 13F-HR AMERIPRISE FINANCIAL INC PHOT / Growlife 40,500 0 -100.00
2017-05-04 2017-03-31 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC BLOZF / Cannabix Technologies 145,000 0 -100.00
2017-05-04 2017-03-31 13F-HR Smith Affiliated Capital Corp. AGTK / Agritek Holdings
2017-05-02 2017-03-31 13F-HR MASSMUTUAL TRUST CO FSB/ADV CBIS / Cannabis Science 8,400 8,400 0.00
2017-05-01 2017-03-31 13F-HR GRIMES & COMPANY, INC. HEMP / Hemp 90,000 120,000 33.33
2017-05-01 2017-03-31 13F-HR Winch Advisory Services, LLC MJNA / Medical Marijuana 4,100 4,100 0.00
2017-05-01 2017-03-31 13F-HR Geneva Advisors, LLC CBIS / Cannabis Science 20,000
2017-05-01 2017-03-31 13F-HR Geneva Advisors, LLC MJNA / Medical Marijuana 20,000 31,500 57.50
2017-05-01 2017-03-31 13F-HR Geneva Advisors, LLC ERBB / American Green 100,000 100,000 0.00
2017-05-01 2017-03-31 13F-HR Winch Advisory Services, LLC CBDS / Cannabis Sativa 229 229 0.00
2017-05-01 2017-03-31 13F-HR GRIMES & COMPANY, INC. TRTC / Terra Tech 93,054 103,054 10.75
2017-04-28 2017-03-31 13F-HR Oxbow Advisors, LLC CBIS / Cannabis Science 15,000
2017-04-28 2017-03-31 13F-HR Oxbow Advisors, LLC HEMP / Hemp 15,000
2017-04-27 2017-03-31 13F-HR CAPITAL INSIGHT PARTNERS, LLC ERBB / American Green 25,000 25,000 0.00
2017-04-26 2017-03-31 13F-HR SCHMIDT P J INVESTMENT MANAGEMENT INC WDRP / Wanderport 159,800 159,800 0.00
2017-04-24 2017-03-31 13F-HR Taylor Wealth Management Partners BLOZF / Cannabix Technologies 1,000 0 -100.00
2017-04-24 2017-03-31 13F-HR Advocacy Wealth Management Services, LLC CNAB / United Cannabis 1,000 1,000 0.00
2017-04-24 2017-03-31 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC VAPE / Vape Holdings 60,000 60,000 0.00
2017-04-24 2017-03-31 13F-HR Taylor Wealth Management Partners AGTK / Agritek Holdings 7,000 0 -100.00
2017-04-24 2017-03-31 13F-HR Harwood Advisory Group, LLC MJNA / Medical Marijuana 10,000
2017-04-24 2017-03-31 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC ERBB / American Green 150,000 150,000 0.00
2017-04-24 2017-03-31 13F-HR Harwood Advisory Group, LLC CBIS / Cannabis Science 13,093 38,093 190.94
2017-04-21 2017-03-31 13F-HR HOLLENCREST SECURITIES LLC PURA / Puration 50,000
2017-04-20 2017-03-31 13F-HR HUNTINGTON NATIONAL BANK HEMP / Hemp 140,600 18,689,718 13,192.83
2017-04-20 2017-03-31 13F-HR ROTHSCHILD INVESTMENT CORP /IL GRCU / Green Cures & Botanical Distribution 20,000
2017-04-20 2017-03-31 13F-HR ROTHSCHILD INVESTMENT CORP /IL CBIS / Cannabis Science 10,000
2017-04-17 2017-03-31 13F-HR Cribstone Capital Management, LLC TRTC / Terra Tech 4,700 10,700 127.66
2017-04-17 2017-03-31 13F-HR American Research & Management Co. TRTC / Terra Tech 9,500 9,500 0.00
2017-04-11 2017-03-31 13F-HR Stillwater Investment Management, LLC MJNA / Medical Marijuana 234,680
2017-04-10 2017-03-31 13F-HR First National Bank of Mount Dora, Trust Investment Services MCOA / Marijuana Company of America 25,000 25,000 0.00
2017-04-06 2017-03-31 13F-HR CENTRAL TRUST Co MDCL / Medicine Man Technologies 250
2017-04-06 2017-03-31 13F-HR CENTRAL TRUST Co GRNH / GreenGro Technologies 9,000 9,000 0.00
2017-04-06 2017-03-31 13F-HR West Oak Capital, LLC TRTC / Terra Tech 2,270 0 -100.00
2017-04-06 2017-03-31 13F-HR Fulton Bank, N.A. MJNA / Medical Marijuana 26,000 26,000 0.00
2017-04-06 2017-03-31 13F-HR CENTRAL TRUST Co MJNA / Medical Marijuana 90,000 90,000 0.00
2017-04-04 2017-03-31 13F-HR FRANKLIN STREET ADVISORS INC /NC PHOT / Growlife 15,000 15,000 0.00
2017-04-03 2017-03-31 13F-HR TOTH FINANCIAL ADVISORY CORP CBIS / Cannabis Science 11,000
2017-03-28 2017-03-28 SC 13D/A Lapham Reg Alexander NMUS / Nemus Bioscience 4,897,500
2017-02-17 2016-12-31 13F-HR GREEN SQUARE CAPITAL LLC TRTC / Terra Tech 11,120 11,120 0.00
2017-02-17 2016-12-31 13F-HR GREEN SQUARE CAPITAL LLC PHOT / Growlife 17,970 17,970 0.00
2017-02-15 2016-12-31 13F-HR Stonebridge Capital Advisors LLC GRNH / GreenGro Technologies 10,000 10,000 0.00
2017-02-15 2016-12-31 13F-HR Stonebridge Capital Advisors LLC CBIS / Cannabis Science 10,000 10,000 0.00
2017-02-15 2016-12-31 13F-HR Capital Wealth Planning, LLC MJNA / Medical Marijuana 19,800
2017-02-15 2016-12-31 13F-HR SPINNAKER TRUST GRNH / GreenGro Technologies 0 10,000 0.00
2017-02-14 2016-12-31 13F-HR FRONTIER INVESTMENT MGMT CO CBIS / Cannabis Science 20,000 20,000 0.00
2017-02-14 2017-02-14 SC 13D/A Frichtel Robert Lawrence CANN / General Cannabis 2,781,000
2017-02-14 2016-12-31 13F-HR Apriem Advisors VAPE / Vape Holdings 500 500 0.00
2017-02-14 2016-12-31 13F-HR BAHL & GAYNOR INC PHOT / Growlife 27,500 27,500 0.00
2017-02-14 2016-12-31 13F-HR Lenox Wealth Management, Inc. GRNH / GreenGro Technologies 30,000 30,000 0.00
2017-02-14 2016-12-31 13F-HR Pinkerton Retirement Specialists, LLC TRTC / Terra Tech 4,000 0 -100.00
2017-02-14 2016-12-31 13F-HR Pinkerton Retirement Specialists, LLC ERBB / American Green 100,000 0 -100.00
2017-02-14 2017-02-14 SC 13D/A FEINSOD MICHAEL CANN / General Cannabis 3,604,200
2017-02-14 2016-12-31 13F-HR Lenox Wealth Management, Inc. PHOT / Growlife 750 750 0.00
2017-02-14 2016-12-31 13F-HR Lenox Wealth Management, Inc. HEMP / Hemp 8,555 8,555 0.00
2017-02-13 2016-12-31 13F-HR Vantage Investment Advisors, LLC EAPH / Easton Pharmaceuticals 700,000
2017-02-13 2017-02-13 SC 13D Holman Jeffrey Elliot VPCOU / Healthier Choices Management 4,275,813,177
2017-02-13 2017-02-13 SC 13D Santi Christopher VPCOU / Healthier Choices Management 4,275,813,177
2017-02-13 2016-12-31 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC CBIS / Cannabis Science 49,780 49,780 0.00
2017-02-13 2016-12-31 13F-HR Exchange Capital Management, Inc. PHOT / Growlife 150,000 150,000 0.00
2017-02-13 2016-12-31 13F-HR MASSMUTUAL TRUST CO FSB/ADV CBIS / Cannabis Science 8,400 8,400 0.00
2017-02-13 2016-12-31 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC MJNA / Medical Marijuana 15,000 15,000 0.00
2017-02-13 2016-12-31 13F-HR Smith Affiliated Capital Corp. AGTK / Agritek Holdings
2017-02-13 2016-12-31 13F-HR Vantage Investment Advisors, LLC PRMCF / Pharmacan Capital 3,000
2017-02-13 2016-12-31 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC TRTC / Terra Tech 47,500
2017-02-13 2016-12-31 13F-HR Vantage Investment Advisors, LLC TWMJF / Canopy Growth 1,000
2017-02-10 2016-12-31 13F-HR PNC FINANCIAL SERVICES GROUP, INC. TWMJF / Canopy Growth 250
2017-02-10 2016-12-31 13F-HR QCI ASSET MANAGEMENT INC/NY HEMP / Hemp 6,000 6,000 0.00
2017-02-10 2016-12-31 13F-HR Geneva Advisors, LLC MJNA / Medical Marijuana 20,000 20,000 0.00
2017-02-10 2016-12-31 13F-HR Geneva Advisors, LLC ERBB / American Green 100,000 100,000 0.00
2017-02-09 2017-02-09 SC 13G Kelsey Michael R. CANN / General Cannabis 1,209,091
2017-02-09 2016-12-31 13F-HR OARSMAN CAPITAL, INC. PHOT / Growlife 147,400
2017-02-09 2017-02-09 SC 13G MANN STEPHEN CANN / General Cannabis 1,290,909
2017-02-07 2016-12-31 13F-HR BESSEMER GROUP INC ACBFF / Aurora Cannabis 350
2017-02-06 2016-12-31 13F-HR DAVIDSON & GARRARD INC CVSI / CV Sciences 10,000 10,000 0.00
2017-02-03 2016-12-31 13F-HR SevenBridge Financial Group, LLC MJNA / Medical Marijuana 65,000 65,000 0.00
2017-02-03 2016-12-31 13F-HR SevenBridge Financial Group, LLC CBIS / Cannabis Science 75,000 75,000 0.00
2017-02-03 2016-12-31 13F-HR AMERIPRISE FINANCIAL INC PHOT / Growlife 42,000 40,500 -3.57
2017-02-03 2016-12-31 13F-HR AMERIPRISE FINANCIAL INC TRTC / Terra Tech 19,745
2017-02-01 2016-12-31 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC ERBB / American Green 150,000
2017-02-01 2016-12-31 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC VAPE / Vape Holdings 60,000
2017-02-01 2016-12-31 13F-HR HUNTINGTON NATIONAL BANK HEMP / Hemp 1,000 140,600 13,960.00
2017-02-01 2017-02-01 SC 13G/A EMA Financial, LLC FWDG / FutureWorld 432,315,518
2017-01-31 2016-12-31 13F-HR VALLEY NATIONAL ADVISERS INC TRTC / Terra Tech 900
2017-01-31 2015-12-31 13F-HR/A CITADEL ADVISORS LLC VPCO / Healthier Choices Management 68,246
2017-01-31 2016-12-31 13F-HR American Research & Management Co. TRTC / Terra Tech 9,500 9,500 0.00
2017-01-31 2016-03-31 13F-HR/A CITADEL ADVISORS LLC VPCO / Healthier Choices Management 68,246 0 -100.00
2017-01-27 2016-12-31 13F-HR Cribstone Capital Management, LLC TRTC / Terra Tech 4,700
2017-01-27 2016-12-31 13F-HR NEVILLE RODIE & SHAW INC CBIS / Cannabis Science 219,999 219,999 0.00
2017-01-27 2016-12-31 13F-HR Advocacy Wealth Management Services, LLC CNAB / United Cannabis 1,000
2017-01-25 2017-01-25 SC 13G Kush, Inc. CBDS / Cannabis Sativa 1,250,000
2017-01-24 2016-12-31 13F-HR GRIMES & COMPANY, INC. TRTC / Terra Tech 105,054 93,054 -11.42
2017-01-24 2016-12-31 13F-HR SCHMIDT P J INVESTMENT MANAGEMENT INC WDRP / Wanderport 159,800 159,800 0.00
2017-01-24 2016-12-31 13F-HR CENTRAL TRUST Co GRNH / GreenGro Technologies 9,000 9,000 0.00
2017-01-24 2016-12-31 13F-HR GRIMES & COMPANY, INC. HEMP / Hemp 120,000 90,000 -25.00
2017-01-24 2016-12-31 13F-HR CENTRAL TRUST Co MJNA / Medical Marijuana 90,000 90,000 0.00
2017-01-23 2016-12-31 13F-HR Joel Isaacson & Co., LLC TRTC / Terra Tech 5,000 0 -100.00
2017-01-19 2016-12-31 13F-HR Winch Advisory Services, LLC CBDS / Cannabis Sativa 229
2017-01-19 2016-12-31 13F-HR Winch Advisory Services, LLC MJNA / Medical Marijuana 0 4,100 0.00
2017-01-18 2016-12-31 13F-HR Taylor Wealth Management Partners BLOZF / Cannabix Technologies 1,000
2017-01-18 2016-12-31 13F-HR Taylor Wealth Management Partners AGTK / Agritek Holdings 7,000
2017-01-11 2016-12-31 13F-HR Sonora Investment Management, LLC NGBL / Notis Global 100 100 0.00
2017-01-11 2016-12-31 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC BLOZF / Cannabix Technologies 230,000 145,000 -36.96
2017-01-10 2016-12-31 13F-HR NORTH STAR ASSET MANAGEMENT INC MDCL / Medicine Man Technologies 760,000
2017-01-10 2016-12-31 13F-HR FRANKLIN STREET ADVISORS INC /NC PHOT / Growlife 15,000 15,000 0.00
2017-01-10 2016-12-31 13F-HR CAPITAL INSIGHT PARTNERS, LLC ERBB / American Green 25,000 25,000 0.00
2017-01-09 2017-01-09 SC 13G/A SABBY MANAGEMENT, LLC VPCO / Healthier Choices Management 893,114 512,980,800 57,337.33
2017-01-09 2016-12-31 13F-HR Harwood Advisory Group, LLC CBIS / Cannabis Science 13,093
2017-01-05 2016-12-31 13F-HR Fulton Bank, N.A. MJNA / Medical Marijuana 26,000 26,000 0.00
2017-01-04 2016-12-31 13F-HR West Oak Capital, LLC TRTC / Terra Tech 2,270
2017-01-04 2016-12-31 13F-HR First National Bank of Mount Dora, Trust Investment Services MCOA / Marijuana Company of America 25,000
2017-01-04 2016-12-31 13F-HR PRIVATE ASSET MANAGEMENT INC GRNH / GreenGro Technologies 300,000 0 -100.00
2016-12-20 2016-09-30 13F-HR/A SevenBridge Financial Group, LLC CBIS / Cannabis Science 75,000 75,000 0.00
2016-12-20 2016-09-30 13F-HR/A SevenBridge Financial Group, LLC MJNA / Medical Marijuana 65,000 65,000 0.00
2016-12-09 2016-09-30 13F-HR Feltz Wealth PLAN Inc. NGBL / Notis Global 2,000 0 -100.00
2016-11-28 2016-09-30 13F-HR SevenBridge Financial Group, LLC CBIS / Cannabis Science 75,000
2016-11-28 2016-09-30 13F-HR SevenBridge Financial Group, LLC MJNA / Medical Marijuana 65,000
2016-11-16 2016-09-30 13F-HR Lenox Wealth Management, Inc. PHOT / Growlife 750 750 0.00
2016-11-16 2016-09-30 13F-HR Lenox Wealth Management, Inc. HEMP / Hemp 8,555 8,555 0.00
2016-11-16 2016-09-30 13F-HR Lenox Wealth Management, Inc. GRNH / GreenGro Technologies 30,000 30,000 0.00
2016-11-14 2016-09-30 13F-HR Apriem Advisors VAPE / Vape Holdings 500 500 0.00
2016-11-14 2016-09-30 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC CBIS / Cannabis Science 49,780 49,780 0.00
2016-11-14 2016-09-30 13F-HR GREEN SQUARE CAPITAL LLC TRTC / Terra Tech 11,120 11,120 0.00
2016-11-14 2016-09-30 13F-HR Stonebridge Capital Advisors LLC GRNH / GreenGro Technologies 10,000 10,000 0.00
2016-11-14 2016-09-30 13F-HR Pinkerton Retirement Specialists, LLC ERBB / American Green 100,000
2016-11-14 2016-09-30 13F-HR Pinkerton Retirement Specialists, LLC TRTC / Terra Tech 4,000
2016-11-14 2016-09-30 13F-HR DAFNA Capital Management LLC NMUS / Nemus Bioscience 511,508 0 -100.00
2016-11-14 2016-09-30 13F-HR GREEN SQUARE CAPITAL LLC PHOT / Growlife 17,970 17,970 0.00
2016-11-14 2016-09-30 13F-HR Stonebridge Capital Advisors LLC CBIS / Cannabis Science 10,000 10,000 0.00
2016-11-09 2016-09-30 13F-HR Geneva Advisors, LLC MJNA / Medical Marijuana 20,000 20,000 0.00
2016-11-09 2016-09-30 13F-HR Exchange Capital Management, Inc. PHOT / Growlife 150,000
2016-11-09 2016-09-30 13F-HR Geneva Advisors, LLC ERBB / American Green 100,000 100,000 0.00
2016-11-09 2016-09-30 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC MJNA / Medical Marijuana 15,000 15,000 0.00
2016-11-08 2016-09-30 13F-HR DAVIDSON & GARRARD INC CVSI / CV Sciences 10,000 10,000 0.00
2016-11-08 2016-09-30 13F-HR AMERIPRISE FINANCIAL INC PHOT / Growlife 0 42,000 0.00
2016-11-08 2016-09-30 13F-HR FRONTIER INVESTMENT MGMT CO CBIS / Cannabis Science 20,000 20,000 0.00
2016-11-07 2016-09-30 13F-HR BAHL & GAYNOR INC PHOT / Growlife 27,500 27,500 0.00
2016-11-04 2016-09-30 13F-HR QCI ASSET MANAGEMENT INC/NY HEMP / Hemp 6,000 6,000 0.00
2016-11-04 2016-09-30 13F-HR AR ASSET MANAGEMENT INC TRTC / Terra Tech 0 0 -100.00
2016-11-03 2016-09-30 13F-HR SPINNAKER TRUST GRNH / GreenGro Technologies 10,000 0 -100.00
2016-11-02 2016-09-30 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC BLOZF / Cannabix Technologies 200,000 230,000 15.00
2016-10-31 2016-09-30 13F-HR HUNTINGTON NATIONAL BANK HEMP / Hemp 1,000 0 -100.00
2016-10-31 2016-09-30 13F-HR HUNTINGTON NATIONAL BANK HEMP / Hemp 0 1,000 -90.00
2016-10-27 2016-09-30 13F-HR NEVILLE RODIE & SHAW INC CBIS / Cannabis Science 219,999 219,999 0.00
2016-10-26 2016-09-30 13F-HR CAPITAL INSIGHT PARTNERS, LLC ERBB / American Green 25,000 25,000 0.00
2016-10-26 2016-09-30 13F-HR CAPITAL INSIGHT PARTNERS, LLC GRNH / GreenGro Technologies 50,000 0 -100.00
2016-10-26 2016-09-30 13F-HR Personal Capital Advisors Corp TRTC / Terra Tech 10,000 0 -100.00
2016-10-25 2016-09-30 13F-HR Joel Isaacson & Co., LLC MJNA / Medical Marijuana 5,000 0 -100.00
2016-10-25 2016-09-30 13F-HR Joel Isaacson & Co., LLC TRTC / Terra Tech 5,000 5,000 0.00
2016-10-24 2016-09-30 13F-HR CENTRAL TRUST Co CANN / General Cannabis 275 0 -100.00
2016-10-24 2016-09-30 13F-HR GRIMES & COMPANY, INC. HEMP / Hemp 20,000 120,000 500.00
2016-10-24 2016-09-30 13F-HR CENTRAL TRUST Co MJNA / Medical Marijuana 90,000 90,000 0.00
2016-10-24 2016-09-30 13F-HR GRIMES & COMPANY, INC. TRTC / Terra Tech 65,054 105,054 61.49
2016-10-24 2016-09-30 13F-HR CENTRAL TRUST Co GRNH / GreenGro Technologies 9,000 9,000 0.00
2016-10-21 2016-09-30 13F-HR Integrated Wealth Management CNAB / United Cannabis 10,000 0 -100.00
2016-10-21 2016-09-30 13F-HR Integrated Wealth Management TRTC / Terra Tech 10,000 0 -100.00
2016-10-21 2016-09-30 13F-HR SCHMIDT P J INVESTMENT MANAGEMENT INC WDRP / Wanderport 159,800 159,800 0.00
2016-10-21 2016-09-30 13F-HR Integrated Wealth Management MJNA / Medical Marijuana 500 0 -100.00
2016-10-20 2016-09-30 13F-HR American Research & Management Co. TRTC / Terra Tech 9,500 9,500 0.00
2016-10-18 2016-10-18 SC 13D/A Mona Michael Joseph Jr CVSI / CV Sciences 7,500,000
2016-10-17 2016-10-17 SC 13D/A Mona Michael Joseph Jr CANV / CannaVest 6,000,000 7,500,000 25.00
2016-10-14 2016-09-30 13F-HR Sonora Investment Management, LLC NGBL / Notis Global 100 100 0.00
2016-10-05 2016-09-30 13F-HR PRIVATE ASSET MANAGEMENT INC GRNH / GreenGro Technologies 300,000
2016-10-05 2016-09-30 13F-HR FRANKLIN STREET ADVISORS INC /NC PHOT / Growlife 15,000 15,000 0.00
2016-10-05 2016-09-30 13F-HR Fulton Bank, N.A. MJNA / Medical Marijuana 26,000 26,000 0.00
2016-08-30 2016-06-30 13F-HR/A AR ASSET MANAGEMENT INC TRTC / Terra Tech 10,000 0 -100.00
2016-08-22 2016-06-30 13F-HR Personal Capital Advisors Corp TRTC / Terra Tech 10,000
2016-08-16 2016-06-30 13F-HR Stonebridge Capital Advisors LLC CBIS / Cannabis Science 10,000 10,000 0.00
2016-08-16 2016-06-30 13F-HR Stonebridge Capital Advisors LLC GRNH / GreenGro Technologies 10,000 10,000 0.00
2016-08-15 2016-06-30 13F-HR SevenBridge Financial Group, LLC MJNA / Medical Marijuana 65,000
2016-08-15 2016-06-30 13F-HR Lenox Wealth Management, Inc. HEMP / Hemp 8,555 8,555 0.00
2016-08-15 2016-06-30 13F-HR DAFNA Capital Management LLC NMUS / Nemus Bioscience 580,382 511,508 -11.87
2016-08-15 2016-06-30 13F-HR Risk Paradigm Group, LLC PHOT / Growlife 75,000 0 -100.00
2016-08-15 2016-06-30 13F-HR Lenox Wealth Management, Inc. GRNH / GreenGro Technologies 30,000 30,000 0.00
2016-08-15 2016-06-30 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC CBIS / Cannabis Science 49,780
2016-08-15 2016-06-30 13F-HR SevenBridge Financial Group, LLC CBIS / Cannabis Science 75,000
2016-08-15 2016-06-30 13F-HR Lenox Wealth Management, Inc. PHOT / Growlife 750 750 0.00
2016-08-12 2016-06-30 13F-HR PHILADELPHIA TRUST CO PHOT / Growlife 17,500 0 -100.00
2016-08-12 2016-06-30 13F-HR Apriem Advisors VAPE / Vape Holdings 500 500 0.00
2016-08-12 2016-06-30 13F-HR FRONTIER INVESTMENT MGMT CO CBIS / Cannabis Science 20,000 20,000 0.00
2016-08-10 2016-06-30 13F-HR BAHL & GAYNOR INC PHOT / Growlife 27,500 27,500 0.00
2016-08-10 2016-06-30 13F-HR MASSMUTUAL TRUST CO FSB/ADV CBIS / Cannabis Science 8,400 8,400 0.00
2016-08-09 2016-06-30 13F-HR D'Orazio & Associates, Inc. AGTK / Agritek Holdings 1,000 0 -100.00
2016-08-09 2016-06-30 13F-HR SCHMIDT P J INVESTMENT MANAGEMENT INC WDRP / Wanderport 159,800 159,800 0.00
2016-08-08 2016-06-30 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC MJNA / Medical Marijuana 15,000 15,000 0.00
2016-08-08 2016-06-30 13F-HR CENTRAL TRUST Co CANN / General Cannabis 275 275 0.00
2016-08-08 2016-06-30 13F-HR CENTRAL TRUST Co GRNH / GreenGro Technologies 9,000 9,000 0.00
2016-08-08 2016-06-30 13F-HR Geneva Advisors, LLC MJNA / Medical Marijuana 20,000 20,000 0.00
2016-08-08 2016-06-30 13F-HR Geneva Advisors, LLC ERBB / American Green 100,000 100,000 0.00
2016-08-08 2016-06-30 13F-HR Geneva Advisors, LLC PHOT / Growlife 20,000 0 -100.00
2016-08-08 2016-06-30 13F-HR CENTRAL TRUST Co MJNA / Medical Marijuana 90,000 90,000 0.00
2016-08-08 2016-06-30 13F-HR Feltz Wealth PLAN Inc. MDBX / Medbox 2,000 0 -100.00
2016-08-08 2016-06-30 13F-HR Feltz Wealth PLAN Inc. NGBL / Notis Global 2,000
2016-08-08 2016-06-30 13F-HR AMERIPRISE FINANCIAL INC ERBB / American Green 34,200 0 -100.00
2016-08-05 2016-06-30 13F-HR GLENMEDE TRUST CO NA HEMP / Hemp 6,500 0 -100.00
2016-08-05 2016-06-30 13F-HR GLENMEDE TRUST CO NA CBIS / Cannabis Science 45,000 0 -100.00
2016-08-05 2016-06-30 13F-HR QCI ASSET MANAGEMENT INC/NY HEMP / Hemp 6,000
2016-08-05 2016-06-30 13F-HR AR ASSET MANAGEMENT INC TRTC / Terra Tech 10,000
2016-08-04 2016-06-30 13F-HR DAVIDSON & GARRARD INC CVSI / CV Sciences 10,000
2016-08-03 2016-06-30 13F-HR REILLY FINANCIAL ADVISORS, LLC ERBB / American Green 25,000 0 -100.00
2016-08-02 2016-06-30 13F-HR/A DUMONT & BLAKE INVESTMENT ADVISORS LLC BLOZF / Cannabix Technologies 200,000 200,000 0.00
2016-08-01 2016-06-30 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC BLOZF / Cannabix Technologies 200,000
2016-08-01 2016-06-30 13F-HR SPINNAKER TRUST GRNH / GreenGro Technologies 10,000
2016-07-29 2016-06-30 13F-HR Kalos Management, Inc. AGTK / Agritek Holdings 10,416 0 -100.00
2016-07-29 2016-06-30 13F-HR American Research & Management Co. TRTC / Terra Tech 7,000 9,500 35.71