Investment Tracker


This table shows recent investment for the industry. A lot of people consider institutional money to be "smart money" since they tend to be well-informed and have dedicated research teams. So, tracking the filings of institutions can be considered a proxy for institutional sentiment. If you see a number of institutions accumulating shares, for example, that might be considered a positive signal.

File DateEffective DateFormInvestorTargetPrev SharesSharesChange
(Percent)
2017-11-15 2017-09-30 13F-HR Stonebridge Capital Advisors LLC CBIS / Cannabis Science 10,000 10,000 0.00
2017-11-15 2017-09-30 13F-HR GREEN SQUARE CAPITAL LLC TRTC / Terra Tech 11,120 11,120 0.00
2017-11-15 2017-09-30 13F-HR GREEN SQUARE CAPITAL LLC PHOT / Growlife 17,970 17,970 0.00
2017-11-15 2017-09-30 13F-HR Stonebridge Capital Advisors LLC GRNH / GreenGro Technologies 10,000 10,000 0.00
2017-11-14 2017-09-30 13F-HR Maryland Capital Management TRTC / Terra Tech 42,655 51,870 21.60
2017-11-14 2017-09-30 13F-HR THRIVENT FINANCIAL FOR LUTHERANS AGTK / Agritek Holdings 1
2017-11-14 2017-09-30 13F-HR Lenox Wealth Management, Inc. TRTC / Terra Tech 10,000 10,000 0.00
2017-11-14 2017-09-30 13F-HR PANAGORA ASSET MANAGEMENT INC CVSI / CV Sciences 143,749
2017-11-14 2017-09-30 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC MJNA / Medical Marijuana 15,000 15,000 0.00
2017-11-14 2017-09-30 13F-HR Williams Jones & Associates LLC TWMJF / Canopy Growth 76,300 76,500 0.26
2017-11-14 2017-09-30 13F-HR Colonial Trust Advisors PURA / Puration 10,000 0 -100.00
2017-11-14 2017-09-30 13F-HR D'Orazio & Associates, Inc. AGTK / Agritek Holdings 0 1,000
2017-11-14 2017-09-30 13F-HR Lenox Wealth Management, Inc. HEMP / Hemp 1,000 0 -100.00
2017-11-14 2017-09-30 13F-HR Lenox Wealth Management, Inc. GRNH / GreenGro Technologies 30,000 30,000 0.00
2017-11-14 2017-09-30 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC TRTC / Terra Tech 47,500 47,500 0.00
2017-11-14 2017-09-30 13F-HR Lenox Wealth Management, Inc. PHOT / Growlife 750 0 -100.00
2017-11-14 2017-09-30 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC CBIS / Cannabis Science 10,000 0 -100.00
2017-11-13 2017-09-30 13F-HR OARSMAN CAPITAL, INC. PHOT / Growlife 147,400 147,400 0.00
2017-11-13 2017-09-30 13F-HR Vantage Investment Advisors, LLC ACBFF / Aurora Cannabis 3,367
2017-11-13 2017-09-30 13F-HR CAPTRUST FINANCIAL ADVISORS ACBFF / Aurora Cannabis 2,000 0 -100.00
2017-11-13 2017-09-30 13F-HR CAPTRUST FINANCIAL ADVISORS TRTC / Terra Tech 2,000 0 -100.00
2017-11-13 2017-09-30 13F-HR BLAIR WILLIAM & CO/IL HEMP / Hemp 20,000 0 -100.00
2017-11-13 2017-09-30 13F-HR BAHL & GAYNOR INC PHOT / Growlife 27,500 15,000 -45.45
2017-11-13 2017-09-30 13F-HR Vantage Investment Advisors, LLC PRMCF / Pharmacan Capital 3,000 3,000 0.00
2017-11-13 2017-09-30 13F-HR BLAIR WILLIAM & CO/IL CBIS / Cannabis Science 20,000 0 -100.00
2017-11-13 2017-09-30 13F-HR Clear Perspective Advisors, LLC CVSI / CV Sciences 100 100 0.00
2017-11-13 2017-09-30 13F-HR Vantage Investment Advisors, LLC SPRWF / Supreme Pharmaceuticals 200 200 0.00
2017-11-13 2017-09-30 13F-HR McGowan Group Asset Management, Inc. TWMJF / Canopy Growth 26,552
2017-11-13 2017-09-30 13F-HR PNC FINANCIAL SERVICES GROUP, INC. TWMJF / Canopy Growth 250 250 0.00
2017-11-13 2017-09-30 13F-HR Vantage Investment Advisors, LLC TWMJF / Canopy Growth 1,000 1,000 0.00
2017-11-13 2017-09-30 13F-HR Clear Perspective Advisors, LLC CBDS / Cannabis Sativa 100 100 0.00
2017-11-13 2017-09-30 13F-HR SevenBridge Financial Group, LLC MJNA / Medical Marijuana 65,000 65,000 0.00
2017-11-13 2017-09-30 13F-HR Winch Advisory Services, LLC TWMJF / Canopy Growth 70 70 0.00
2017-11-13 2017-09-30 13F-HR CAPTRUST FINANCIAL ADVISORS TWMJF / Canopy Growth 500 0 -100.00
2017-11-13 2017-09-30 13F-HR SevenBridge Financial Group, LLC CBIS / Cannabis Science 75,000 75,000 0.00
2017-11-13 2017-09-30 13F-HR Winch Advisory Services, LLC CBDS / Cannabis Sativa 164 164 0.00
2017-11-09 2017-09-30 13F-HR Burt Wealth Advisors HEMP / Hemp 50,000 0 -100.00
2017-11-09 2017-09-30 13F-HR Harwood Advisory Group, LLC CBIS / Cannabis Science 38,093 44,760 17.50
2017-11-09 2017-09-30 13F-HR FRONTIER INVESTMENT MGMT CO CBIS / Cannabis Science 20,000 20,000 0.00
2017-11-09 2017-09-30 13F-HR FRONTIER INVESTMENT MGMT CO MCOA / Marijuana Company of America 50,000 50,000 0.00
2017-11-09 2017-09-30 13F-HR Harwood Advisory Group, LLC MJNA / Medical Marijuana 10,000 10,000 0.00
2017-11-09 2017-09-30 13F-HR BKS ADVISORS, LLC BLOZF / Cannabix Technologies 30,000 30,000 0.00
2017-11-09 2017-09-30 13F-HR FRONTIER INVESTMENT MGMT CO PHOT / Growlife 147,050
2017-11-09 2017-09-30 13F-HR FRONTIER INVESTMENT MGMT CO TRTC / Terra Tech 11,760 11,760 0.00
2017-11-08 2017-09-30 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC CBIS / Cannabis Science 99,780 99,780 0.00
2017-11-07 2017-09-30 13F-HR DAVIDSON & GARRARD INC CVSI / CV Sciences 10,000 10,000 0.00
2017-11-06 2017-09-30 13F-HR QCI ASSET MANAGEMENT INC/NY HEMP / Hemp 6,000 6,000 0.00
2017-11-06 2017-09-30 13F-HR QCI ASSET MANAGEMENT INC/NY TWMJF / Canopy Growth 65,500 44,075 -32.71
2017-11-06 2017-09-30 13F-HR QCI ASSET MANAGEMENT INC/NY TWMJF / Canopy Growth 44,075 55,500 25.92
2017-11-03 2017-09-30 13F-HR GRIMES & COMPANY, INC. TRTC / Terra Tech 103,054 0 -100.00
2017-11-03 2017-09-30 13F-HR GRIMES & COMPANY, INC. HEMP / Hemp 120,000 0 -100.00
2017-11-02 2017-09-30 13F-HR Exchange Capital Management, Inc. PHOT / Growlife 150,000 150,000 0.00
2017-11-01 2017-09-30 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC PHOT / Growlife 25,000 25,000 0.00
2017-10-31 2017-09-30 13F-HR Csenge Advisory Group EAPH / Easton Pharmaceuticals 26,000
2017-10-31 2017-09-30 13F-HR ST GERMAIN D J CO INC IVITF / Invictus MD Strategies 11,590
2017-10-31 2017-09-30 13F-HR Csenge Advisory Group HEMP / Hemp 26,000
2017-10-30 2017-09-30 13F-HR Cribstone Capital Management, LLC TRTC / Terra Tech 6,200 6,200 0.00
2017-10-26 2017-09-30 13F-HR SPINNAKER TRUST GRNH / GreenGro Technologies 10,000 10,000 0.00
2017-10-25 2017-09-30 13F-HR Gierl Augustine Investment Management Inc MJNA / Medical Marijuana 468
2017-10-25 2017-09-30 13F-HR ROTHSCHILD INVESTMENT CORP /IL CBIS / Cannabis Science 10,000 14,000 40.00
2017-10-25 2017-09-30 13F-HR/A NORTH STAR ASSET MANAGEMENT INC MDCL / Medicine Man Technologies 762,500 762,500 0.00
2017-10-25 2017-09-30 13F-HR Smith Affiliated Capital Corp. AGTK / Agritek Holdings
2017-10-25 2017-09-30 13F-HR NORTH STAR ASSET MANAGEMENT INC HEMP / Hemp 100,000
2017-10-25 2017-09-30 13F-HR BENNICAS & ASSOCIATES, INC. MJNA / Medical Marijuana 40,000 60,000 50.00
2017-10-25 2017-09-30 13F-HR/A NORTH STAR ASSET MANAGEMENT INC HEMP / Hemp 100,000 100,000 0.00
2017-10-25 2017-09-30 13F-HR Gierl Augustine Investment Management Inc CBIS / Cannabis Science 300
2017-10-25 2017-09-30 13F-HR/A NORTH STAR ASSET MANAGEMENT INC CBIS / Cannabis Science 40,000 40,000 0.00
2017-10-25 2017-09-30 13F-HR ROTHSCHILD INVESTMENT CORP /IL GRCU / Green Cures & Botanical Distribution 20,000 20,000 0.00
2017-10-25 2017-09-30 13F-HR ROTHSCHILD INVESTMENT CORP /IL FWDG / FutureWorld 200,000
2017-10-25 2017-09-30 13F-HR NORTH STAR ASSET MANAGEMENT INC MDCL / Medicine Man Technologies 760,000
2017-10-25 2017-09-30 13F-HR Gierl Augustine Investment Management Inc PHOT / Growlife 200
2017-10-25 2017-09-30 13F-HR NORTH STAR ASSET MANAGEMENT INC CBIS / Cannabis Science 40,000
2017-10-24 2017-09-30 13F-HR HUNTINGTON NATIONAL BANK HEMP / Hemp 942,932 1,000 -99.89
2017-10-23 2017-09-30 13F-HR SCHMIDT P J INVESTMENT MANAGEMENT INC WDRP / Wanderport 159,800 159,800 0.00
2017-10-23 2017-09-30 13F-HR Oxbow Advisors, LLC HEMP / Hemp 15,000 15,000 0.00
2017-10-23 2017-09-30 13F-HR Oxbow Advisors, LLC CBIS / Cannabis Science 15,000 15,000 0.00
2017-10-20 2017-09-30 13F-HR Bristlecone Advisors, LLC TRTC / Terra Tech 37,500
2017-10-20 2017-09-30 13F-HR Bristlecone Advisors, LLC SRNA / Surna 40,000
2017-10-17 2017-09-30 13F-HR Fisher Asset Management, LLC MJNA / Medical Marijuana 15,000
2017-10-17 2017-09-30 13F-HR CENTRAL TRUST Co MDCL / Medicine Man Technologies 250 250 0.00
2017-10-17 2017-09-30 13F-HR CENTRAL TRUST Co MJNA / Medical Marijuana 90,000 90,000 0.00
2017-10-17 2017-09-30 13F-HR American Research & Management Co. TRTC / Terra Tech 9,500 9,500 0.00
2017-10-17 2017-09-30 13F-HR CENTRAL TRUST Co GRNH / GreenGro Technologies 9,000 9,000 0.00
2017-10-17 2017-09-30 13F-HR CENTRAL TRUST Co APHQF / Aphria 100 100 0.00
2017-10-16 2017-09-30 13F-HR RNC CAPITAL MANAGEMENT LLC MJNA / Medical Marijuana 101,000
2017-10-16 2017-09-30 13F-HR RNC CAPITAL MANAGEMENT LLC AGTK / Agritek Holdings 18,500
2017-10-13 2017-09-30 13F-HR Advocacy Wealth Management Services, LLC CNAB / United Cannabis 1,000 1,000 0.00
2017-10-12 2017-09-30 13F-HR Sonora Investment Management, LLC NGBL / Notis Global 100 100 0.00
2017-10-12 2017-09-30 13F-HR Sonora Investment Management, LLC TWMJF / Canopy Growth 635 635 0.00
2017-10-12 2017-09-30 13F-HR Horrell Capital Management, Inc. APHQF / Aphria 1,000 1,000 0.00
2017-10-12 2017-09-30 13F-HR Sonora Investment Management, LLC APHQF / Aphria 825 825 0.00
2017-10-11 2017-09-30 13F-HR FRANKLIN STREET ADVISORS INC /NC PHOT / Growlife 15,000 15,000 0.00
2017-10-11 2017-09-30 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC VAPE / Vape Holdings 60,000 60,000 0.00
2017-10-11 2017-09-30 13F-HR TOTH FINANCIAL ADVISORY CORP CBIS / Cannabis Science 11,000 11,000 0.00
2017-10-11 2017-09-30 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC ERBB / American Green 150,000 550,000 266.67
2017-10-10 2017-09-30 13F-HR HOLLENCREST SECURITIES LLC PURA / Puration 50,000 50,000 0.00
2017-10-10 2017-09-30 13F-HR CAPITAL INSIGHT PARTNERS, LLC ERBB / American Green 25,000 25,000 0.00
2017-10-05 2017-09-30 13F-HR First National Bank of Mount Dora, Trust Investment Services MCOA / Marijuana Company of America 25,000 25,000 0.00
2017-10-04 2017-09-30 13F-HR Fulton Bank, N.A. MJNA / Medical Marijuana 26,000 26,000 0.00
2017-10-03 2017-09-30 13F-HR NEVILLE RODIE & SHAW INC CBIS / Cannabis Science 95,000 95,000 0.00
2017-10-02 2016-03-31 13F-HR/A Regal Wealth Group, Inc. MJNA / Medical Marijuana 35,000 0 -100.00
2017-10-02 2017-09-30 13F-HR PARK NATIONAL CORP /OH/ HEMP / Hemp 17,291 17,291 0.00
2017-09-18 2015-12-31 13F-HR/A Regal Wealth Group, Inc. MJNA / Medical Marijuana 35,000 35,000 0.00
2017-08-25 2015-12-31 13F-HR/A Regal Wealth Group, Inc. MJNA / Medical Marijuana 35,000 35,000 0.00
2017-08-21 2015-12-31 13F-HR Regal Wealth Group, Inc. MJNA / Medical Marijuana 35,000
2017-08-16 2017-06-30 13F-HR NORTH STAR ASSET MANAGEMENT INC HEMP / Hemp 100,000 100,000 0.00
2017-08-16 2017-06-30 13F-HR NORTH STAR ASSET MANAGEMENT INC CBIS / Cannabis Science 40,000 40,000 0.00
2017-08-16 2017-06-30 13F-HR NORTH STAR ASSET MANAGEMENT INC MDCL / Medicine Man Technologies 760,000 762,500 0.33
2017-08-15 2017-06-30 13F-HR Stonebridge Capital Advisors LLC CBIS / Cannabis Science 10,000 10,000 0.00
2017-08-15 2017-06-30 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC MJNA / Medical Marijuana 15,000 15,000 0.00
2017-08-15 2017-06-30 13F-HR Stonebridge Capital Advisors LLC GRNH / GreenGro Technologies 10,000 10,000 0.00
2017-08-15 2017-06-30 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC TRTC / Terra Tech 47,500 47,500 0.00
2017-08-14 2017-06-30 13F-HR Colonial Trust Advisors PURA / Puration 10,000
2017-08-14 2017-06-30 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC CBIS / Cannabis Science 10,000 10,000 0.00
2017-08-14 2017-06-30 13F-HR Lenox Wealth Management, Inc. TRTC / Terra Tech 10,000
2017-08-14 2017-06-30 13F-HR Lenox Wealth Management, Inc. HEMP / Hemp 8,555 1,000 -88.31
2017-08-14 2017-06-30 13F-HR PHILADELPHIA TRUST CO PHOT / Growlife 17,500 0 -100.00
2017-08-14 2017-06-30 13F-HR Clear Perspective Advisors, LLC CBDS / Cannabis Sativa 100 100 0.00
2017-08-14 2017-06-30 13F-HR Maryland Capital Management TRTC / Terra Tech 42,655 42,655 0.00
2017-08-14 2017-06-30 13F-HR SevenBridge Financial Group, LLC CBIS / Cannabis Science 50,000 75,000 50.00
2017-08-14 2017-06-30 13F-HR GREEN SQUARE CAPITAL LLC TRTC / Terra Tech 11,120 11,120 0.00
2017-08-14 2017-06-30 13F-HR Clear Perspective Advisors, LLC CVSI / CV Sciences 100 100 0.00
2017-08-14 2017-06-30 13F-HR Williams Jones & Associates LLC TWMJF / Canopy Growth 59,650 76,300 27.91
2017-08-14 2017-06-30 13F-HR Lenox Wealth Management, Inc. PHOT / Growlife 750 750 0.00
2017-08-14 2017-06-30 13F-HR GREEN SQUARE CAPITAL LLC PHOT / Growlife 17,970 17,970 0.00
2017-08-14 2017-06-30 13F-HR D'Orazio & Associates, Inc. AGTK / Agritek Holdings 1,000 0 -100.00
2017-08-14 2017-06-30 13F-HR SevenBridge Financial Group, LLC MJNA / Medical Marijuana 65,000 65,000 0.00
2017-08-14 2017-06-30 13F-HR MASSMUTUAL TRUST CO FSB/ADV CBIS / Cannabis Science 8,400 8,400 0.00
2017-08-14 2017-06-30 13F-HR Lenox Wealth Management, Inc. GRNH / GreenGro Technologies 30,000 30,000 0.00
2017-08-11 2017-06-30 13F-HR FRONTIER INVESTMENT MGMT CO TRTC / Terra Tech 11,760
2017-08-11 2017-06-30 13F-HR FRONTIER INVESTMENT MGMT CO CBIS / Cannabis Science 20,000 20,000 0.00
2017-08-11 2017-06-30 13F-HR FRONTIER INVESTMENT MGMT CO MCOA / Marijuana Company of America 50,000
2017-08-11 2017-06-30 13F-HR/A BAHL & GAYNOR INC PHOT / Growlife 27,500 27,500 0.00
2017-08-11 2017-06-30 13F-HR PNC FINANCIAL SERVICES GROUP, INC. TWMJF / Canopy Growth 250 250 0.00
2017-08-10 2017-06-30 13F-HR BAHL & GAYNOR INC PHOT / Growlife 27,500
2017-08-10 2017-06-30 13F-HR CAPTRUST FINANCIAL ADVISORS TWMJF / Canopy Growth 500
2017-08-10 2017-06-30 13F-HR CAPTRUST FINANCIAL ADVISORS ACBFF / Aurora Cannabis 2,000
2017-08-10 2017-06-30 13F-HR Vantage Investment Advisors, LLC TWMJF / Canopy Growth 1,000 1,000 0.00
2017-08-10 2017-06-30 13F-HR CAPTRUST FINANCIAL ADVISORS TRTC / Terra Tech 2,000
2017-08-10 2017-06-30 13F-HR Vantage Investment Advisors, LLC PRMCF / Pharmacan Capital 3,000 3,000 0.00
2017-08-10 2017-06-30 13F-HR OARSMAN CAPITAL, INC. PHOT / Growlife 147,400 147,400 0.00
2017-08-10 2017-06-30 13F-HR Capital Wealth Planning, LLC MJNA / Medical Marijuana 19,800 0 -100.00
2017-08-10 2017-06-30 13F-HR Vantage Investment Advisors, LLC SPRWF / Supreme Pharmaceuticals 200 200 0.00
2017-08-08 2017-06-30 13F-HR QCI ASSET MANAGEMENT INC/NY TWMJF / Canopy Growth 24,000 37,575 56.56
2017-08-08 2017-06-30 13F-HR DAVIDSON & GARRARD INC CVSI / CV Sciences 10,000 10,000 0.00
2017-08-08 2017-06-30 13F-HR QCI ASSET MANAGEMENT INC/NY HEMP / Hemp 6,000 6,000 0.00
2017-08-08 2017-06-30 13F-HR BKS ADVISORS, LLC BLOZF / Cannabix Technologies 30,000 30,000 0.00
2017-08-08 2017-06-30 13F-HR QCI ASSET MANAGEMENT INC/NY TWMJF / Canopy Growth 37,575 65,500 74.32
2017-08-07 2017-06-30 13F-HR Geneva Advisors, LLC ERBB / American Green 100,000 100,000 0.00
2017-08-07 2017-06-30 13F-HR Winch Advisory Services, LLC TWMJF / Canopy Growth 70
2017-08-07 2017-06-30 13F-HR Winch Advisory Services, LLC MJNA / Medical Marijuana 4,100 0 -100.00
2017-08-07 2017-06-30 13F-HR Burt Wealth Advisors HEMP / Hemp 50,000
2017-08-07 2017-06-30 13F-HR Geneva Advisors, LLC CBIS / Cannabis Science 20,000 20,000 0.00
2017-08-07 2017-06-30 13F-HR Geneva Advisors, LLC MJNA / Medical Marijuana 31,500 31,500 0.00
2017-08-07 2017-06-30 13F-HR Winch Advisory Services, LLC CBDS / Cannabis Sativa 229 164 -28.38
2017-08-04 2017-06-30 13F-HR Apriem Advisors VAPE / Vape Holdings 500 0 -100.00
2017-08-04 2017-06-30 13F-HR BLAIR WILLIAM & CO/IL CBIS / Cannabis Science 20,000 20,000 0.00
2017-08-04 2017-06-30 13F-HR BLAIR WILLIAM & CO/IL HEMP / Hemp 20,000 20,000 0.00
2017-08-04 2017-06-30 13F-HR Apriem Advisors CBDS / Cannabis Sativa 500 0 -100.00
2017-08-03 2017-06-30 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC CBIS / Cannabis Science 99,780 99,780 0.00
2017-07-28 2017-06-30 13F-HR Smith Affiliated Capital Corp. AGTK / Agritek Holdings
2017-07-27 2017-06-30 13F-HR American Research & Management Co. TRTC / Terra Tech 9,500 9,500 0.00
2017-07-27 2017-06-30 13F-HR Exchange Capital Management, Inc. PHOT / Growlife 150,000 150,000 0.00
2017-07-27 2017-06-30 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC PHOT / Growlife 25,000
2017-07-27 2017-06-30 13F-HR SPINNAKER TRUST GRNH / GreenGro Technologies 10,000 10,000 0.00
2017-07-26 2017-06-30 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA SPRWF / Supreme Pharmaceuticals 10,000 0 -100.00
2017-07-26 2017-06-30 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC VAPE / Vape Holdings 60,000 60,000 0.00
2017-07-26 2017-06-30 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC ERBB / American Green 150,000 150,000 0.00
2017-07-21 2017-06-30 13F-HR HUNTINGTON NATIONAL BANK HEMP / Hemp 18,689,718 942,932 -94.95
2017-07-21 2017-06-30 13F-HR ROTHSCHILD INVESTMENT CORP /IL CBIS / Cannabis Science 10,000 10,000 0.00
2017-07-21 2017-06-30 13F-HR Oxbow Advisors, LLC CBIS / Cannabis Science 15,000 15,000 0.00
2017-07-21 2017-06-30 13F-HR Oxbow Advisors, LLC HEMP / Hemp 15,000 15,000 0.00
2017-07-21 2017-06-30 13F-HR ROTHSCHILD INVESTMENT CORP /IL GRCU / Green Cures & Botanical Distribution 20,000 20,000 0.00
2017-07-20 2017-06-30 13F-HR Sonora Investment Management, LLC TWMJF / Canopy Growth 635
2017-07-20 2017-06-30 13F-HR Sonora Investment Management, LLC NGBL / Notis Global 100 100 0.00
2017-07-20 2017-03-31 13F-HR Sonora Investment Management, LLC NGBL / Notis Global 100 100 0.00
2017-07-20 2017-06-30 13F-HR SCHMIDT P J INVESTMENT MANAGEMENT INC WDRP / Wanderport 159,800 159,800 0.00
2017-07-20 2017-06-30 13F-HR Sonora Investment Management, LLC APHQF / Aphria 825
2017-07-20 2017-06-30 13F-HR CAPITAL INSIGHT PARTNERS, LLC ERBB / American Green 25,000 25,000 0.00
2017-07-19 2017-06-30 13F-HR BENNICAS & ASSOCIATES, INC. MJNA / Medical Marijuana 40,000
2017-07-18 2017-06-30 13F-HR GRIMES & COMPANY, INC. HEMP / Hemp 120,000 120,000 0.00
2017-07-18 2017-06-30 13F-HR Advocacy Wealth Management Services, LLC CNAB / United Cannabis 1,000 1,000 0.00
2017-07-18 2017-06-30 13F-HR GRIMES & COMPANY, INC. TRTC / Terra Tech 103,054 103,054 0.00
2017-07-18 2017-06-30 13F-HR Cribstone Capital Management, LLC TRTC / Terra Tech 10,700 6,200 -42.06
2017-07-17 2017-06-30 13F-HR Harwood Advisory Group, LLC CBIS / Cannabis Science 38,093 38,093 0.00
2017-07-17 2017-06-30 13F-HR Harwood Advisory Group, LLC MJNA / Medical Marijuana 10,000 10,000 0.00
2017-07-14 2017-06-30 13F-HR Horrell Capital Management, Inc. APHQF / Aphria 1,000
2017-07-14 2017-06-30 13F-HR CENTRAL TRUST Co MJNA / Medical Marijuana 90,000 90,000 0.00
2017-07-14 2017-06-30 13F-HR CENTRAL TRUST Co MDCL / Medicine Man Technologies 250 250 0.00
2017-07-14 2017-06-30 13F-HR CENTRAL TRUST Co GRNH / GreenGro Technologies 9,000 9,000 0.00
2017-07-14 2017-06-30 13F-HR CENTRAL TRUST Co APHQF / Aphria 100
2017-07-13 2017-06-30 13F-HR FRANKLIN STREET ADVISORS INC /NC PHOT / Growlife 15,000 15,000 0.00
2017-07-12 2017-06-30 13F-HR HOLLENCREST SECURITIES LLC PURA / Puration 50,000 50,000 0.00
2017-07-11 2017-06-30 13F-HR Fulton Bank, N.A. MJNA / Medical Marijuana 26,000 26,000 0.00
2017-07-06 2017-06-30 13F-HR Stillwater Investment Management, LLC MJNA / Medical Marijuana 234,680 0 -100.00
2017-07-06 2017-06-30 13F-HR First National Bank of Mount Dora, Trust Investment Services MCOA / Marijuana Company of America 25,000 25,000 0.00
2017-07-05 2017-06-30 13F-HR TOTH FINANCIAL ADVISORY CORP CBIS / Cannabis Science 11,000 11,000 0.00
2017-07-03 2017-06-30 13F-HR NEVILLE RODIE & SHAW INC CBIS / Cannabis Science 95,000 95,000 0.00
2017-07-03 2017-06-30 13F-HR PARK NATIONAL CORP /OH/ HEMP / Hemp 17,291
2017-06-01 2017-06-01 SC 13G/A Mona Rhonda CVSI / CV Sciences 3,824,164 3,824,164 0.00
2017-05-31 2017-05-31 SC 13G/A Mona Rhonda CVSI / CV Sciences 3,824,164
2017-05-25 2017-03-31 13F-HR Stonebridge Capital Advisors LLC GRNH / GreenGro Technologies 10,000 10,000 0.00
2017-05-25 2017-03-31 13F-HR Stonebridge Capital Advisors LLC CBIS / Cannabis Science 10,000 10,000 0.00
2017-05-18 2017-03-31 13F-HR NORTH STAR ASSET MANAGEMENT INC MDCL / Medicine Man Technologies 760,000 760,000 0.00
2017-05-18 2017-03-31 13F-HR NORTH STAR ASSET MANAGEMENT INC CBIS / Cannabis Science 40,000
2017-05-18 2017-03-31 13F-HR NORTH STAR ASSET MANAGEMENT INC HEMP / Hemp 100,000
2017-05-17 2017-03-31 13F-HR GREEN SQUARE CAPITAL LLC TRTC / Terra Tech 11,120 11,120 0.00
2017-05-17 2017-03-31 13F-HR GREEN SQUARE CAPITAL LLC PHOT / Growlife 17,970 17,970 0.00
2017-05-16 2017-03-31 13F-HR D'Orazio & Associates, Inc. AGTK / Agritek Holdings 0 1,000
2017-05-15 2017-03-31 13F-HR/A Exchange Capital Management, Inc. PHOT / Growlife 150,000 150,000 0.00
2017-05-15 2017-03-31 13F-HR SevenBridge Financial Group, LLC CBIS / Cannabis Science 75,000 50,000 -33.33
2017-05-15 2017-03-31 13F-HR Clear Perspective Advisors, LLC CVSI / CV Sciences 100
2017-05-15 2017-03-31 13F-HR PHILADELPHIA TRUST CO PHOT / Growlife 0 17,500
2017-05-15 2017-03-31 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC CBIS / Cannabis Science 10,000
2017-05-15 2017-03-31 13F-HR SevenBridge Financial Group, LLC MJNA / Medical Marijuana 65,000 65,000 0.00
2017-05-15 2017-03-31 13F-HR Clear Perspective Advisors, LLC CBDS / Cannabis Sativa 100 100 0.00
2017-05-15 2017-03-31 13F-HR Williams Jones & Associates LLC TWMJF / Canopy Growth 59,650
2017-05-15 2017-03-31 13F-HR BKS ADVISORS, LLC BLOZF / Cannabix Technologies 30,000
2017-05-15 2016-12-31 13F-HR Clear Perspective Advisors, LLC CBDS / Cannabis Sativa 100
2017-05-15 2017-03-31 13F-HR Maryland Capital Management TRTC / Terra Tech 42,655
2017-05-13 2017-03-31 13F-HR Apriem Advisors CBDS / Cannabis Sativa 500
2017-05-13 2017-03-31 13F-HR Apriem Advisors VAPE / Vape Holdings 500 500 0.00
2017-05-12 2017-03-31 13F-HR Vantage Investment Advisors, LLC TWMJF / Canopy Growth 1,000 1,000 0.00
2017-05-12 2017-03-31 13F-HR PNC FINANCIAL SERVICES GROUP, INC. TWMJF / Canopy Growth 250 250 0.00
2017-05-12 2017-03-31 13F-HR Vantage Investment Advisors, LLC PRMCF / Pharmacan Capital 3,000 3,000 0.00
2017-05-12 2017-03-31 13F-HR Vantage Investment Advisors, LLC EAPH / Easton Pharmaceuticals 700,000 0 -100.00
2017-05-12 2017-03-31 13F-HR Vantage Investment Advisors, LLC SPRWF / Supreme Pharmaceuticals 200
2017-05-12 2017-03-31 13F-HR Lenox Wealth Management, Inc. GRNH / GreenGro Technologies 30,000 30,000 0.00
2017-05-12 2017-03-31 13F-HR Lenox Wealth Management, Inc. PHOT / Growlife 750 750 0.00
2017-05-12 2017-03-31 13F-HR BESSEMER GROUP INC ACBFF / Aurora Cannabis 350 0 -100.00
2017-05-12 2017-03-31 13F-HR Lenox Wealth Management, Inc. HEMP / Hemp 8,555 8,555 0.00
2017-05-12 2017-03-31 13F-HR FRONTIER INVESTMENT MGMT CO CBIS / Cannabis Science 20,000 20,000 0.00
2017-05-12 2017-03-31 13F-HR VALLEY NATIONAL ADVISERS INC TRTC / Terra Tech 900 0 -100.00
2017-05-11 2017-03-31 13F-HR OARSMAN CAPITAL, INC. PHOT / Growlife 147,400 147,400 0.00
2017-05-11 2017-03-31 13F-HR Exchange Capital Management, Inc. PHOT / Growlife 150,000
2017-05-11 2017-03-31 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA SPRWF / Supreme Pharmaceuticals 10,000 10,000 0.00
2017-05-10 2017-03-31 13F-HR Capital Wealth Planning, LLC MJNA / Medical Marijuana 19,800 19,800 0.00
2017-05-10 2017-03-31 13F-HR BLAIR WILLIAM & CO/IL CBIS / Cannabis Science 20,000
2017-05-10 2017-03-31 13F-HR BLAIR WILLIAM & CO/IL HEMP / Hemp 20,000
2017-05-10 2017-03-31 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC CBIS / Cannabis Science 49,780 99,780 100.44
2017-05-10 2017-03-31 13F-HR SPINNAKER TRUST GRNH / GreenGro Technologies 10,000 10,000 0.00
2017-05-09 2017-03-31 13F-HR BAHL & GAYNOR INC PHOT / Growlife 27,500 27,500 0.00
2017-05-09 2017-03-31 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC TRTC / Terra Tech 47,500 47,500 0.00
2017-05-09 2017-03-31 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC MJNA / Medical Marijuana 15,000 15,000 0.00
2017-05-09 2017-03-31 13F-HR NEVILLE RODIE & SHAW INC CBIS / Cannabis Science 219,999 95,000 -56.82
2017-05-09 2017-03-31 13F-HR DAVIDSON & GARRARD INC CVSI / CV Sciences 10,000 10,000 0.00
2017-05-05 2017-03-31 13F-HR QCI ASSET MANAGEMENT INC/NY TWMJF / Canopy Growth 30,500 24,000 -21.31
2017-05-05 2017-03-31 13F-HR QCI ASSET MANAGEMENT INC/NY HEMP / Hemp 6,000 6,000 0.00
2017-05-05 2017-03-31 13F-HR AMERIPRISE FINANCIAL INC PHOT / Growlife 40,500 0 -100.00
2017-05-05 2017-03-31 13F-HR AMERIPRISE FINANCIAL INC TRTC / Terra Tech 19,745 0 -100.00