Insider Trading (SEC Form 4)


Insiders are officers, directors, or significant investors. This page shows recent insider transactions for Security.

Transaction
Date
CompanyInsider Code
(see below)
Shares Post Shares Percent
Change
Share
Price
Tran
Value
Post
Value
Percent
Change
2018-01-16 BLK Smith Jeff A (Senior Managing Director) S -425 14,664 -2.82 565.96 -240,533 8,299,237 -2.90
2018-01-14 EV Perkin Edward J. (Chief Equity Inv. Officer) F -1,246 163,589 -0.76 60.4500 -75,321
2018-01-13 CBOE Schell Brian N (Executive VP, CFO & Treasurer) F -3,719 54,978 -6.34 131.51 -489,086
2018-01-13 CBOE Schell Brian N (Executive VP, CFO & Treasurer) F -591 54,387 -1.07 131.51 -77,722
2018-01-13 CBOE Isaacson Christopher A (Executive VP, CIO) F -4,155 77,417 -5.09 131.51 -546,424
2018-01-13 CBOE Isaacson Christopher A (Executive VP, CIO) F -493 76,924 -0.64 131.51 -64,834
2018-01-13 CBOE Hemsley Mark S (Executive VP, President Europe) F -3,806 97,366 -3.76 131.51 -500,527
2018-01-13 CBOE Hemsley Mark S (Executive VP, President Europe) F -366 97,000 -0.38 131.51 -48,133
2018-01-13 CBOE CONCANNON CHRISTOPHER R (President and COO) F -854 140,411 -0.60 131.51 -112,310
2018-01-12 ICE Hill Scott A (Chief Financial Officer) M 7,526 202,371 3.86 21.20 159,551
2018-01-12 GBL JAMIESON DOUGLAS R (President & COO of GAMCO Asset) F -2,056 40,370 -4.85 29.94 -61,557
2018-01-12 GBL Mullady Agnes (Senior Vice President) F -5,825 21,939 -20.98 29.94 -174,400
2018-01-12 GBL HANDWERKER KEVIN (Executive VP & General Counsel) F -428 404 -51.44 29.94 -12,814
2018-01-12 ICE Hill Scott A (Chief Financial Officer) S -7,526 194,845 -3.72 75.0005 -564,454 14,613,472 -3.86
2018-01-12 EV Witkos Matthew J S -25,000 229,736 -9.81 60.3528 -1,508,820 13,865,211 -10.88
2018-01-11 EV Rozen Julie E (Chief Accounting Officer) F -87 4,581 -1.86 59.9900 -5,219
2018-01-10 WDR Clouse Benjamin R (Vice President and CAO) M 325 53,861 0.61
2018-01-10 WDR Clouse Benjamin R (Vice President and CAO) F -122 53,536 -0.23 22.17 -2,705
2018-01-10 WDR Clouse Benjamin R (Vice President and CAO) D -325 53,536 -0.60 22.17 -7,205
2018-01-09 TROW Stromberg William J (CEO and President, Director) M 42,761 1,028,654 4.34 67.5613 2,888,989
2018-01-09 TROW Stromberg William J (CEO and President, Director) M 44,241 1,072,895 4.30 48.56 2,148,343
2018-01-09 TROW Stromberg William J (CEO and President, Director) F -65,012 1,007,883 -6.06 111.75 -7,265,091
2018-01-09 TROW Stromberg William J (CEO and President, Director) A 20 1,007,903 0.00 105.3088 2,153
2018-01-09 SAMG Marital Trust Under Article 7th of the Will of G. Moffett Cochran (10% Owner) S -250,000 648,153 -27.83 15.00 -3,750,000 9,722,295 -38.57
2018-01-09 CME Pietrowicz John W. (Sr MD Chief Financial Officer) S -7,500 32,376 -18.81 151.5 -1,136,250 4,904,964 -23.17
2018-01-08 LPLA RIEPE JAMES S (Director) M 4,500 107,192 4.38 27.80 125,100
2018-01-08 TROW Robert W. Sharps (Vice President) M 2,471 454,714 0.55 59.0693 145,960
2018-01-08 TROW Robert W. Sharps (Vice President) M 20,819 475,533 4.58 60.7984 1,265,762
2018-01-08 TROW Robert W. Sharps (Vice President) F -16,854 458,725 -3.54 109.88 -1,851,918
2018-01-08 TROW Robert W. Sharps (Vice President) A 46 475,579 0.01 105.2054 4,812
2018-01-08 APO Zelter James C (Co-President) A 2,500,000 3,151,516 383.72
2018-01-08 APO KLEINMAN SCOTT (Co-President) A 800,000 1,006,772 386.90
2018-01-08 APO Kelly Martin (Chief Financial Officer) A 14,049 405,208 3.59
2018-01-08 APO Suydam John J (Chief Legal Officer) A 14,788 623,437 2.43
2018-01-05 ICE Vice Charles A (Vice Chairman) M 7,500 377,471 2.03 25.87 194,025
2018-01-05 ICE Vice Charles A (Vice Chairman) S -7,500 369,971 -1.99 72.55 -544,125 26,841,396 -2.03
2018-01-05 DHIL LAIRD JAMES F JR (Director) S -791 28,000 -2.75 208.02 -164,544 5,824,560 -2.82
2018-01-04 DHIL LAIRD JAMES F JR (Director) S -1,009 28,791 -3.39 207.94 -209,811 5,986,801 -3.50
2018-01-04 WHG Gerron Julie Kramer (General Counsel & CCO) S -1,353 29,644 -4.36 67.4618 -91,276 1,999,838 -4.56
2018-01-04 IFMI Ricciardi Christopher (10% Owner) P 20,000 76,240 35.56 15.00 300,000 1,143,600 26.23
2018-01-04 IFMI Ricciardi Stephanie (10% Owner) P 20,000 76,240 35.56 15.00 300,000 1,143,600 26.23
2018-01-03 SCHW Kallsen Terri R (EVP - Investor Services) M 2,026 3,887 108.87 28.4400 57,619
2018-01-03 MORN Kapoor Kunal (CEO) F -2,260 59,018 -3.69 96.94 -219,084
2018-01-03 NDAQ DENNISON ANN M (Controller and Prin Acctg Ofcr) F -975 6,053 -13.87 77.66 -75,718
2018-01-03 NDAQ Wittman Thomas A (Executive Vice President) F -11,787 78,164 -13.10 77.66 -915,378
2018-01-03 NDAQ SWANSTROM STACIE (EXECUTIVE VICE PRESIDENT) F -2,052 21,196 -8.83 77.66 -159,358
2018-01-03 NDAQ SIBBERN BJORN (Executive Vice President) F -848 12,527 -6.34 77.66 -65,856
2018-01-03 NDAQ Ottersgard Lars (Executive Vice President) F -8,126 19,087 -29.86 77.66 -631,065
2018-01-03 NDAQ Griggs PC Nelson (Executive Vice President) F -6,344 19,645 -24.41 77.66 -492,675
2018-01-03 NDAQ Peterson Bradley J (Executive Vice President) F -20,056 42,214 -32.21 77.66 -1,557,549
A
Grant, award, or other acquisition of securities from the company (such as an option)
K
Equity swaps and similar hedging transactions
P
Purchase of securities on an exchange or from another person
S
Sale of securities on an exchange or to another person
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
M
Exercise or conversion of derivative security received from the company (such as an option)
G
Gift of securities by or to the insider
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)