List of Publicly Traded Companies / Stocks - SIC Code 62


List of Sub-Industries

Member Companies

This list is made from self-reported SIC codes that companies file with the SEC.

TickerCountryNameMarket Cap
NYSE:AMG US Affiliated Managers Group, Inc. 8,087,507,943
NYSE:MGR US Affiliated Managers Group, Inc. 1,466,607,943
NYSE:AB US AllianceBernstein Holding L.P. 2,371,054,395
NYSE:AMP US Ameriprise Financial, Inc. 20,547,510,553
NYSE:APO US Apollo Global Management LLC 3,645,636,026
NYSE:ARES US Ares Management, L.P. 1,387,763,883
NYSE:APAM US Artisan Partners Asset Management Inc. 1,022,690,668
OTC:ATEP US Asset Protection of America, Inc. 0
NYSE:AC US Associated Capital Group, Inc. 858,296,950
NYSE:AC.WD US Associated Capital Group, Inc. 0
BATS:BATS US Bats Global Markets, Inc. 0
NYSE:BGCA US BGC Partners, 8.125% Senior Notes due 6/15/2042 8,652,984,265
NASDAQ:BGCP US BGC Partners, Inc. 3,612,117,990
OTC:BKFG US BKF Capital Group, Inc. 54,437,129
OTC:BKFGD US BKF Capital Group, Inc. 63,385,698
NYSE:BLK US BlackRock, Inc. 63,355,654,382
NYSE:BX US Blackstone Group L.P. (The) 35,749,490,017
LSE:BGLF UK BLACKSTONE / GSO LOAN FINANCING LTD 0
NYSE:BGX US Blackstone / GSO Long-Short Credit Income Fund 0
XBSLX US BlackStone/GSO Senior Floating 20,981,588,358
NYSE:BGB US Blackstone / GSO Strategic Credit Fund 18,379,681,308
NASDAQ:CLMS US Calamos Asset Management, Inc. 152,529,111
OTC:CPFH US Capital Financial Holdings, Inc. 1,737,400
NASDAQ:CBOE US CBOE Holdings, Inc. 6,211,135,726
MYX:7018 MY CME GROUP BERHAD 0
NASDAQ:CME US CME Group, Inc. 39,489,672,794
NYSE:CNS US Cohen & Steers Inc. 1,574,726,116
OTC:CWGRP US Cowen Group, Inc. 0
NASDAQ:COWNL US Cowen Group, Inc. 0
NASDAQ:COWN US Cowen Group, Inc. 1,696,140,400
NYSE:FXA US CurrencyShares Australian Dollar Trust 196,213,718
NYSE:FXB US CurrencyShares British Pound Sterling Trust 39,473,324
NYSE:FXC US CurrencyShares Canadian Dollar Trust 202,580,266
NYSE:FXCH US CurrencyShares Chinese Renminbi Trust 7,062,000
NYSE:FXE US CurrencyShares Euro Trust 248,380,952
NYSE:FXY US CurrencyShares Japanese Yen Trust 108,845,058
NYSE:FXSG US CurrencyShares Singapore Dollar Trust 5,148,872
NYSE:FXS US CurrencyShares Swedish Krona Trust 22,116,594
NYSE:FXF US CurrencyShares Swiss Franc Trust 165,430,612
NASDAQ:DHIL US Diamond Hill Investment Group, Inc. 657,980,477
NYSE:EV US Eaton Vance Corp. 4,821,438,486
NYSE:ETW US Eaton Vance Tax-Managed Buy-Write Opportunities Fund 1,180,853,520
NYSE:ETV US Eaton Vance Tax-Managed Buy-Write Opportunities Fund 1,710,869,820
OTC:EBML US eBullion, Inc. 56,386,000
OTC:AGOL US ETFS Asian Gold Trust 0
NYSE:SGOL US ETFS GOLD Trust 917,827,975
NYSE:PPLT US ETFS Platinum Trust 473,797,471
NYSE:SIVR US ETFS Silver Trust 309,980,222
NYSE:EVR US Evercore Partners, Inc. 3,165,992,419
OTC:EZTD US EZTD, Inc 209,948,932
NASDAQ:FBRC US FBR & Co. 112,966,000
NYSE:FII US Federated Investors, Inc. 2,715,893,410
NASDAQ:FSAM US Fifth Street Asset Management Inc. 40,590,298
NASDAQ:FNGN US Financial Engines, Inc. 1,946,531,353
NYSE:FPF US First Trust Intermediate Duration Preferred & Income Fund 0
NYSE:FIG US Fortress Investment Group LLC 2,213,433,870
NYSE:BEN US Franklin Resources, Inc. 23,316,971,416
NASDAQ:FXCM US FXCM Inc. 37,643,800
NYSE:GCAP US Gain Capital Holdings, Inc. 341,072,310
OTC:GFIG US GFI Group, Inc. 0
OTC:GLCH US Gleacher & Company, Inc. 152,290,560
OTC:GAHC US Global Arena Holding, Inc. 0
NYSE:GS.PRJ US Goldman Sachs Group, 5.50% Dep Shares Fixd/Float Non-Cumul Preferred Stock Ser J 0
NYSE:GS.PRI US Goldman Sachs Group, 5.95% Dep Shares Non-Cumulative Preferred Stock, Series I 0
NYSE:GS.PRB US Goldman Sachs Group, 6.20% Dep Shares Non-cumul Preferred, Stock Series B 0
NYSE:GS.PRN US Goldman Sachs Group, 6.30% Dep Shares Non-Cumulative Preferred Stock Series N 0
NYSE:GS.PRK US Goldman Sachs Group, 6.375% Dep Sh Fixd/Float Non-Cumul Preferred Stock Series K 0
NYSE:GSJ US Goldman Sachs Group, 6.50% Notes due 11/1/2061 11,455,828,000
NYSE:GS.PRA US Goldman Sachs Group, Dep Shares Float Rate Non-cumul Preferred Stock, Series A 0
NYSE:GS.PRC US Goldman Sachs Group, Dep Shares Float Rate Non-cumul Preferred Stock, Series C 0
NYSE:GS.PRD US Goldman Sachs Group, Dep Shares Float Rate Non-Cumul Preferred Stock, Series D 0
NYSE:TFG US Goldman Sachs Group, Inc, Fixed Income Trust, Series 2011-1 11,501,688,000
NYSE:GS US Goldman Sachs Group, Inc. (The) 108,110,366,293
OTC:GLSSP US Goldman Sachs Group, Inc. (The) 0
NYSE:GHL US Greenhill & Co., Inc. 847,080,000
NYSE:GSC US GS Connect S&P GSCI Enhanced Community TR Strategy Index ETN due 5/8/2037 10,520,284,459
NASDAQ:HNNA US Hennessy Advisors, Inc. 156,931,955
NYSE:HLI US Houlihan Lokey, Inc. 1,923,954,556
AMEX:IFMI US Institutional Financial Markets, Inc. 24,942,498
NASDAQ:IBKR US Interactive Brokers Group, Inc. 2,376,622,444
NYSE:ICE US Intercontinental Exchange, Inc. 6,323,519,888
NASDAQ:INTL US INTL FCStone Inc. 685,972,488
NASDAQ:INTLL US INTL FCStone Inc. 473,270,703
NYSE:IVZ US Invesco Ltd. 13,307,579,564
NYSE:ITG US Investment Technology Group, Inc. 706,048,235
NYSE:CMDT US iShares Dow Jones-UBS Roll Select Commodity Index Trust 15,908,457
NYSE:IAU US iShares Gold Trust 6,276,171,906
TSX:IGT CA Ishares Gold Trust 0
NYSE:SLV US iShares Silver Trust 5,495,637,707
NYSE:JNS US Janus Capital Group, Inc.
NYSE:JMPB US JMP Group LLC 537,296,079
NYSE:JMP US JMP Group LLC 127,846,740
NYSE:JMPC US JMP Group LLC 594,435,500
NYSE:KCG US KCG Holdings, Inc. 1,403,856,080
NYSE:KKR.PRB US KKR & CO. L.P. 0
NYSE:KKR US KKR & CO. L.P. 7,632,782,441
NYSE:KKR.PRA US KKR & CO. L.P. 0
AMEX:LTS.PRA US Ladenburg Thalmann Financial Services, Inc. 0
AMEX:LTS US Ladenburg Thalmann Financial Services, Inc. 438,949,773
NYSE:LAZ US Lazard Ltd. 5,423,053,155
NYSE:LMHB US Legg Mason, Inc. 2,430,574,857
NYSE:LM US Legg Mason, Inc. 3,312,791,460
NYSE:JBK US Lehman ABS Corp Bkd Trust Certs 2004-06, Floating Rate Goldman Sachs Cap I 10,423,978,000
NASDAQ:LPLA US LPL Financial Holdings Inc. 3,636,250,020
NYSE:MN US Manning & Napier, Inc. 101,943,376
NASDAQ:MKTX US MarketAxess Holdings, Inc. 5,852,929,682
NYSE:MDLY US Medley Management, Inc. 60,024,220
OTC:IMW US Merrill Lynch Accel Return Bear Market Notes AMEX Energy Index due 5/5/2009 0
OTC:BTR US Merrill Lynch Accel Return Notes MSCI Brazil Index due 5/5/2009 250
OTC:MKY US Merrill Lynch Accel Return Notes MSCI EAFE Index due 10/5/2009 8,686
OTC:RRL US Merrill Lynch Accel Return Notes Russell 2000 Index due 1/4/2008 120
OTC:AGW US Merrill Lynch Accel Return Notes S&P 500 Index due 11/26/2008 0
OTC:RLO US Merrill Lynch Cap Lever Index Return Notes Russell 2000 Index due 10/30/2009 68,200
NYSE:SMM US Merrill Lynch & Co., Inc. 13,540
OTC:MKP US Merrill Lynch MITTS S&P 500 Index Fund due 9/04/2009 0
OTC:DEV US Merrill Lynch STARS Dow Jones Industrial Average due 7/7/2010 370
OTC:MZJ US Merrill Lynch STEP Income Securities linked to Monsanto Co. due 8/17/2009 0
OTC:BWR US Merrill Lynch Strategic Return Notes 8% CBOE DJIA Buy-Write Index 11/9/2010 40
OTC:BXU US Merrill Lynch Strategic Return Notes 8% CBOE S&P 500 Buy-Write Index 1/3/2011 0
OTC:BXA US Merrill Lynch Strategic Return Notes 8% CBOE S&P 500 Buy-Write Index 6/7/2010 92
OTC:HFB US Merrill Lynch Strategic Return Notes Merrill Lynch Factor Model due 11/7/2012 0
OTC:MXH US Merrill Lynch Strategic Return Notes Merrill Lynch Factor Model due 12/6/2012 0
OTC:MSS US Merrill Lynch Strategic Return Notes Select 10 Index due 3/8/2012 0
OTC:RSY US Merrill Lynch Strategic Return Notes Select 10 Index due 5/10/2012 160
OTC:SZX US Merrill Lynch Strategic Return Notes Select 10 Index due 7/5/2012 800
OTC:MERR US Merriman Holdings, Inc. 44,215
NYSE:MC US Moelis & Co. 695,874,124
OTC:MRGTW US Morgan Stanley 0
NYSE:MS US Morgan Stanley 82,311,175,250
OTC:MGTTW US Morgan Stanley 0
OTC:MGNNW US Morgan Stanley 0
NYSE:MS.PRI US Morgan Stanley, 6.375% Dep Shares Fixed/Float Non-Cumul Preferred Stock Series I 0
NYSE:MS.PRG US Morgan Stanley, 6.625% Depositary Shares Non-Cumulative Preferred Stock Series G 0
NYSE:MS.PRF US Morgan Stanley, 6.875% Dep Shares Fixed/Floating Non-Cumul Preferred Stock Ser F 0
NYSE:MS.PRE US Morgan Stanley, 7.125% Dep Shares Fixed/Floating Non-Cumul Preferred Stock Ser E 0
OTC:DFB US Morgan Stanley BRIDGES 15 Aero & Defense Cos. due 10/30/2009 0
OTC:BEM US Morgan Stanley Capital Protected Notes 1.3% 15 Energy Stocks due 9/30/2012 73,064,590,174
NYSE:MWO US Morgan Stanley Capital Trust V, 5 3/4% Capital Securities 49,054,726,132
NYSE:MS.PRA US Morgan Stanley Floating Rate Dep Shares Series A Non-cumul Preferred Stock 0
OTC:PPY US Morgan Stanley MPS 2.8% Dow Jones HY Select 10 Index due 3/20/2012 33,978,988,882,200
OTC:MJP US Morgan Stanley MPS 2% Nikkei 225 Index due 12/30/2010 4,620,361,362
OTC:BTQ US Morgan Stanley PLUS Buffered S&P 500 Index due 12/20/2010 0
NASDAQ:MORN US Morningstar, Inc. 3,303,894,089
OTC:.NCOMP US Nasdaq Composite 0
NASDAQ:NDAQ US Nasdaq, Inc.
NASDAQ:NHLD US National Holdings Corp. 34,074,429
NASDAQ:NAVI US Navient Corporation 6,024,140,000
AMEX:CFD US Nuveen Diversified Commodity Fund 87,484,877
XCTFX US Nuveen Long/Short Commodity Tot 227,534,093
AMEX:CTF US Nuveen Long/Short Commodity Total Return Fund 228,514,843
NYSE:OAK US Oaktree Capital Group, LLC 2,032,148,849
NYSE:OZM US OCH-Ziff Capital Management Group LLC 566,198,054
NYSE:OMAA US OM Asset Management Plc 2,665,415,814
NYSE:OMAM US OM Asset Management Plc 1,723,121,357
NYSE:OPY US Oppenheimer Holdings Inc. 263,678,817
OTC:OPYB US Oppenheimer Holdings Inc. 0
OTC:OPBL US Optionable, Inc. 0
NYSE:PJC US Piper Jaffray Companies, Inc. 980,610,379
NYSE:PJT US PJT Partners Inc. 546,000,580
NYSE:DBC US PowerShares DB Commodity Index Tracking Fund 2,331,184,000
NYSE:DBV US PowerShares DB G10 Currency Harvest Fund 96,102,004
NYSE:DBS US PowerShares DB Multi-Sector Commodity Trust 21,344,000
NYSE:DBA US PowerShares DB Multi-Sector Commodity Trust 16,584,000
NYSE:DBP US PowerShares DB Multi-Sector Commodity Trust 29,128,000
NYSE:DGL US PowerShares DB Multi-Sector Commodity Trust 31,248,001
NYSE:DBO US PowerShares DB Multi-Sector Commodity Trust 7,544,000
NYSE:DBE US PowerShares DB Multi-Sector Commodity Trust 10,704,000
NYSE:DBB US PowerShares DB Multi-Sector Commodity Trust 12,584,000
NYSE:UDN US PowerShares DB US Dollar Index Trust 45,870,000
NYSE:UUP US PowerShares DB US Dollar Index Trust 57,024,000
OTC:UCD US ProShares Trust II 0
OTC:CMD US ProShares Trust II 0
NYSE:UCO US ProShares Ultra Bloomberg Crude 0
NYSE:ULE US ProShares Ultra Euro 0
NYSE:SCO US ProShares UltraShort Blrg CrdOil 0
NYSE:EUO US ProShares UltraShort Euro 0
NYSE:YCS US ProShares UltraShort Yen 0
NYSE:YCL US ProShares Ultra Yen 0
NYSE:UVXY US ProShrs Ult VIX Shrt-Trm Fut ETF 0
NYSE:PZN US Pzena Investment Management, Inc. 782,095,503
NYSE:RJD US Raymond James Financial, Inc. 3,670,630,200
NYSE:RJF US Raymond James Financial, Inc. 10,423,722,256
OTC:RCAPQ US RCS CAPITAL Corp. 0
NYSE:RCAP US RCS CAPITAL CORPORATION 0
OTC:RBCF US Rubicon Financial Incorporated 219,188
NYSE:SCHW.PRB US Schwab Charles Corp 0
NYSE:SCHW US Schwab (CHARLES) Corp. (The) 53,517,912,654
AMEX:SEB US Seaboard Corp. 4,379,823,444
NASDAQ:SEIC US SEI Investments Co. 8,563,003,359
NASDAQ:SIEB US Siebert Financial Corp. 70,009,849
NASDAQ:SAMG US Silvercrest Asset Management Group Inc. 109,970,532
OTC:SKAJ US Skajaquoda Group Inc 13,000,000
OTC:SMGI US SMG Indium Resources Ltd. 498,501
OTC:SOHL US Southern Trust Securities Holding Corp. 212,578
NYSE:GLD US SPDR Gold Shares 31,249,610,161
HKEX:2840 HK SPDR GOLD TRUST 0
OTC:SFB US Stifel Financial Corp. 0
NYSE:SF US Stifel Financial Corp. 3,813,011,239
NYSE:SF.PRA US Stifel Financial Corp. 0
NYSE:SFN US Stifel Financial Corporation 1,972,491,019
NYSE:GJS US Synthetic Fixed-Income Sec STRATS 2006-02, Float Rate Goldman Sachs Group 0
NASDAQ:AMTD US TD AmeriTrade Holding Corp. 24,911,101,068
NYSE:CORN US Teucrium Commodity Trust 957,000
NASDAQ:CG US The Carlyle Group L.P. 5,093,506,164
NYSE:UNL US United States 12 Month Natural Gas Fund, LP 15,214,500
NYSE:USL US United States 12 Month Oil Fund, LP 132,594,000
NYSE:BNO US United States Brent Oil Fund LP 140,544,000
NYSE:USCI US United States Commodity Index Fund 503,509,500
NYSE:UHN US United States Diesel Heating Oil Fund 4,027,500
NYSE:UGA US United States Gasoline Fund LP 93,062,000
NYSE:UNG US United States Natural Gas Fund, LP 587,755,711
NYSE:USO US United States Oil Fund, LP 4,970,196,000
NYSE:DNO US United States Short Oil Fund 18,936,000
NASDAQ:GROW US U.S. Global Investors, Inc. 23,248,237
NASDAQ:VALU US Value Line, Inc. 178,023,219
NASDAQ:VIRT US Virtu Financial, Inc. 568,967,318
NASDAQ:VRTS US Virtus Investment Partners, Inc. 1,067,135,982
NYSE:WDR US Waddell & Reed Financial, Inc. 1,540,556,633
NYSE:WHG US Westwood Holdings Group, Inc. 480,325,569
TONS US WisdomTree Coal Fund 1,148,292
NYSE:GCC US WisdomTree Continuous Commodity Index Fund 235,174,000
NASDAQ:WETF US WisdomTree Investments, Inc. 1,499,310,000
OTC:WISH US Wright Investors' Service Holdings , Inc. 11,550,000
NASDAQ:ZAIS US ZAIS Group Holdings, Inc. 27,873,225