Activist Investor 13D, 13G Filings


This table shows recent activist investor (Schedule 13D) and passive investor (13G) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

DateFormInvestorTargetSharesOwnership
(Percent)
Ownership Change
(Percent)
2017‑01‑24 SC 13D/A MALTESE CAPITAL MANAGEMENT LLC AMRB / American River Bankshares 514,009 7.7
2017‑01‑24 SC 13D Legion Partners Asset Management, LLC BOCA / Banc of California 3,129,179 6.3
2017‑01‑23 SC 13G/A BlackRock Inc. EWBC / East West Bancorp 11,290,118 7.8 6.10
2017‑01‑23 SC 13G/A BlackRock Inc. FFKT / Farmers Capital Bank 546,079 7.3 13.91
2017‑01‑23 SC 13G/A BlackRock Inc. FITB / Fifth Third Bancorp 52,503,638 6.9 13.47
2017‑01‑23 SC 13G/A BlackRock Inc. FISI / Financial Institutions 1,119,071 7.7 24.04
2017‑01‑23 SC 13G/A BlackRock Inc. FBNC / First Bancorp 1,392,541 6.9
2017‑01‑23 SC 13G/A BlackRock Inc. FCBC / First Community Bancshares 1,168,711 6.9
2017‑01‑23 SC 13G/A BlackRock Inc. THFF / First Financial 767,486 6.3
2017‑01‑23 SC 13G/A BlackRock Inc. FHN / First Horizon National 21,140,589 9.1
2017‑01‑23 SC 13G/A BlackRock Inc. FRME / First Merchants 2,704,728 6.6 20.48
2017‑01‑23 SC 13G/A BlackRock Inc. FFIC / Flushing Financial 1,979,303 6.9 7.47
2017‑01‑23 SC 13G/A BlackRock Inc. GABC / German American Bancorp 964,649 6.3 18.24
2017‑01‑23 SC 13G/A BlackRock Inc. HBHC / Hancock Holding 8,241,925 9.9 19.51
2017‑01‑23 SC 13G/A BlackRock Inc. HTBK / Heritage Commerce 2,663,199 7.0 16.92
2017‑01‑23 SC 13G/A BlackRock Inc. HBAN / Huntington Bancshares 67,008,555 6.2
2017‑01‑23 SC 13G/A Context BH Capital Management, LP DCBF / DCB Financial 731,764
2017‑01‑23 SC 13G/A Context BH Capital Management, LP CLBH / Carolina Bank Holdings 503,073 55.87
2017‑01‑23 SC 13G/A Context BH Capital Management, LP CTBS / Citizens Bancshares 155,561
2017‑01‑23 SC 13G/A BlackRock Inc. CATYW / Cathay General Bancorp 7,632,363 9.7 12.59
2017‑01‑23 SC 13G/A BlackRock Inc. CSFL / Centerstate Banks 3,320,417 6.9 6.68
2017‑01‑23 SC 13G/A BlackRock Inc. CHFC / Chemical Financial 6,892,417 9.8 233.97
2017‑01‑23 SC 13G/A BlackRock Inc. C-L / Citigroup, Inc.Citigroup, Inc., 6.875% Dep Shares Non-Cumulative Preferred Stock Series L 205,442,301 7.2 1.76
2017‑01‑23 SC 13G/A BlackRock Inc. CZNC / Citizens & Northern 882,312 7.3 8.93
2017‑01‑23 SC 13G/A BlackRock Inc. CFG / Citizens Financial Group 43,973,524 8.6
2017‑01‑23 SC 13G/A BlackRock Inc. COBZ / CoBiz Financial 2,606,987 6.3 15.44
2017‑01‑23 SC 13G/A BlackRock Inc. CTBI / Community Trust Bancorp 1,121,639 6.4
2017‑01‑23 SC 13G/A BlackRock Inc. CBCB / Commerce Bancshares 7,065,416 7.0
2017‑01‑23 SC 13G/A BlackRock Inc. CMA / Comerica 13,555,018 7.9
2017‑01‑23 SC 13G/A BlackRock Inc. CFR / Cullen 4,431,986 7.0 15.45
2017‑01‑23 SC 13G/A BlackRock Inc. COF / Capital One Financial 33,949,154 7.0
2017‑01‑19 SC 13G/A BlackRock Inc. AMNB / American National Bankshares 607,682 7.1 11.40
2017‑01‑19 SC 13G/A BlackRock Inc. ATLO / Ames National 537,373 5.8 9.07
2017‑01‑19 SC 13G/A BlackRock Inc. ASB / Associated Banc- 11,773,813 7.8
2017‑01‑19 SC 13G/A BlackRock Inc. AROW / Arrow Financial 952,900 7.1 12.43
2017‑01‑19 SC 13G/A BlackRock Inc. SBA / Bank of America, Leveraged Index Return Notes S&P 500 Index due 7 675,570,486 6.7
2017‑01‑19 SC 13G/A BlackRock Inc. OZRK / Bank of the Ozarks 9,317,557 7.7 35.62
2017‑01‑19 SC 13G/A BlackRock Inc. BXS / BancorpSouth 8,765,147 9.4 9.81
2017‑01‑19 SC 13G/A BlackRock Inc. BMRC / Bank of Marin Bancorp 467,381 7.6 13.14
2017‑01‑19 SC 13G/A BlackRock Inc. BBT / BB&T 50,369,498 6.2
2017‑01‑19 SC 13G/A BlackRock Inc. BMTC / Bryn Mawr Bank 1,188,486 7.0 9.30
2017‑01‑19 SC 13G/A SECOND CURVE CAPITAL LLC TSC / TriState Capital Holdings 1,451,278 5.1204 -2.60
2017‑01‑18 SC 13G/A KELLER ULRICH E. JR FFWM / First Foundation 2,732,170 8.3
2017‑01‑18 SC 13G/A KAVANAUGH SCOTT F FFWM / First Foundation 1,385,114 4.2
2017‑01‑18 SC 13G/A HAKOPIAN JOHN FFWM / First Foundation 970,360 3.0
2017‑01‑18 SC 13G/A COLLINS VICTORIA FFWM / First Foundation 675,566 2.1
2017‑01‑18 SC 13G/A Carmichael Stanley Clark SRCE / 1st Source 3.6
2017‑01‑18 SC 13D/A LAKELAND BANCORP INC SBBX / Sussex Bancorp
2017‑01‑17 SC 13G BB&T CORP BBT / BB&T 5.500049
2017‑01‑17 SC 13G/A BlackRock Inc. SBSI / Southside Bancshares 3,046,820 10.8 15.81