Activist Investor 13D Filings


This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

DateFormInvestorTargetSharesOwnership
(Percent)
Ownership Change
(Percent)
2017‑03‑28 SC 13D/A Lapham Reg Alexander NMUS / Nemus Bioscience 4,897,500 19.0
2017‑02‑14 SC 13D/A FEINSOD MICHAEL CANN / General Cannabis 3,604,200 19.8 200.35
2017‑02‑14 SC 13D/A Frichtel Robert Lawrence CANN / General Cannabis 2,781,000 15.7
2017‑02‑13 SC 13D Holman Jeffrey Elliot VPCO / Healthier Choices Management 4,275,813,177 19.99
2017‑02‑13 SC 13D Santi Christopher VPCO / Healthier Choices Management 4,275,813,177 19.99
2017‑02‑13 SC 13D Santi Christopher VPCOU / Healthier Choices Management 4,275,813,177 19.99
2017‑02‑13 SC 13D Holman Jeffrey Elliot VPCOU / Healthier Choices Management 4,275,813,177 19.99
2016‑10‑18 SC 13D/A Mona Michael Joseph Jr CVSI / CV Sciences 7,500,000 12.5
2016‑10‑17 SC 13D/A Mona Michael Joseph Jr CANV / CannaVest 7,500,000 12.5 25.00
2016‑07‑26 SC 13D/A Mackay Bart P CVSI / CV Sciences 6,256,726 12.0
2016‑06‑29 SC 13D Frija Kevin VPCO / Healthier Choices Management 1,405,910,203 28.12
2016‑06‑29 SC 13D Frija Kevin VPCOU / Healthier Choices Management 1,405,910,203 28.12
2016‑05‑04 SC 13D/A NOVIELLI MICHAEL A AMMJ / American Cannabis 4.51
2016‑04‑12 SC 13D/A Roen Ventures LLC CANV / CannaVest 6,156,726 15.3 284.80
2016‑02‑12 SC 13D/A Mona Michael Joseph Jr CANV / CannaVest 6,000,000 13.0
2016‑02‑01 SC 13D/A LYKOS COSMAS N NMUS / Nemus Bioscience 4,834,400 23.68
2016‑01‑20 SC 13D/A Roen Ventures LLC CANV / CannaVest 7,706,726 19.2 217.91
2015‑12‑15 SC 13D/A Tracey Kyle J VAPE / Vape Holdings 33,307,969 23.4 906.90
2015‑10‑27 SC 13D/A Tracey Kyle J VAPE / Vape Holdings 3,307,969 7.5 129.38
2015‑09‑14 SC 13D/A NOVIELLI MICHAEL A AMMJ / American Cannabis
2015‑09‑04 SC 13D/A BUNKA CHRISTOPHER LXRP / Lexaria Bioscience 109,326,111 26.63
2015‑08‑27 SC 13D/A Vincent Chase, Inc. NGBL / Notis Global 9,778,746 14.0 -55.74
2015‑08‑27 SC 13D Poseidon Asset Management, LLC SRNA / Surna 6,460,081 4.95
2015‑08‑25 SC 13D/A Roen Ventures LLC CANV / CannaVest 8,505,890 24.2
2015‑08‑06 SC 13D/A BUNKA CHRISTOPHER LXRP / Lexaria Bioscience 13.0
2015‑07‑02 SC 13D/A Vincent Chase, Inc. NGBL / Notis Global 24,778,746 62.0 12.14
2015‑06‑15 SC 13D/A Vincent Chase, Inc. NGBL / Notis Global 24,858,746 62.0 12.50
2015‑06‑03 SC 13D/A Tracey Kyle J VAPE / Vape Holdings 1,442,136 12.0
2015‑05‑28 SC 13D/A Vincent Chase, Inc. NGBL / Notis Global 24,977,186 62.0
2015‑05‑08 SC 13D FEINSOD MICHAEL CANN / General Cannabis 1,200,000 8.38