13F-HR for Period Ended 2016-12-31

Market Value: $ 144,530,000
Total Holdings: 89
File Date: 2017-01-11
Investor Overview: HOERTKORN RICHARD CHARLES
(Original Filing)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings.

Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GE / General Electric 31.60 289,327 294,877 1.92 8,570 9,318 8.73
BAC / Bank of America 22.10 400,275 402,075 0.45 6,264 8,886 41.86
JPM / JPMorgan Chase 86.29 99,275 98,675 -0.60 6,611 8,515 28.80
PG / Procter & Gamble Co. 84.08 109,850 97,294 -11.43 9,859 8,180 -17.03
MSFT / Microsoft 62.14 100,085 99,210 -0.87 5,765 6,165 6.94
HD / Home Depot 134.07 47,624 44,595 -6.36 6,128 5,979 -2.43
SCHWAB CHARLES CORP NEW / (808513015) 39.47 131,425 151,240 15.08 4,149 5,970 43.89
MDNDF / McDonalds 121.71 43,250 46,175 6.76 4,989 5,620 12.65
S / Sprint 8.42 651,465 652,990 0.23 4,319 5,498 27.30
AAPL / Apple 115.82 45,052 45,362 0.69 5,093 5,254 3.16
WFC / Wells Fargo 55.11 70,967 92,875 30.87 3,142 5,118 62.89
MRVL / Marvell Technology Group 13.87 295,918 308,218 4.16 3,927 4,275 8.86
PYPL / PayPal Holdings 39.47 103,173 102,819 -0.34 4,227 4,058 -4.00
C / Citigroup 59.42 33,090 66,355 100.53 1,563 3,943 152.27
BA / Boeing Company 155.68 26,013 24,435 -6.07 3,427 3,804 11.00
KMI / Kinder Morgan 20.71 148,325 180,175 21.47 3,431 3,731 8.74
INTC / Intel 36.27 102,900 99,450 -3.35 3,884 3,607 -7.13
APA / Apache 63.58 43,125 49,025 13.68 2,754 3,117 13.18
BP / BP 37.37 68,715 81,365 18.41 2,416 3,041 25.87
IBM / International Business Machines 165.97 11,228 17,503 55.89 1,784 2,905 62.84
SBUX / Starbucks 55.51 50,975 49,825 -2.26 2,760 2,766 0.22
NUE / Nucor 59.53 41,799 40,249 -3.71 2,067 2,396 15.92
F / Ford Motor 12.13 177,459 192,959 8.73 2,142 2,341 9.29
COP / ConocoPhillips 50.15 39,290 43,090 9.67 1,708 2,161 26.52
GOOGL / Alphabet Inc. Class A 792.36 2,447 2,567 4.90 1,968 2,034 3.35
CVX / Chevron 117.70 16,008 16,058 0.31 1,648 1,890 14.68
GSK / GlaxoSmithKline 38.50 11,250 42,675 279.33 485 1,643 238.76
TM / Toyota Motor 117.21 14,795 13,395 -9.46 1,717 1,570 -8.56
JNJ / Johnson & Johnson 115.19 15,884 13,595 -14.41 1,876 1,566 -16.52
ACM / AECOM 36.35 43,000 43,000 0.00 1,278 1,563 22.30
STZ / Constellation Brands 153.27 9,800 9,800 0.00 1,632 1,502 -7.97
CSCO / Cisco Systems 30.22 47,045 48,745 3.61 1,492 1,473 -1.27
PFE / Pfizer 32.47 58,035 43,330 -25.34 1,966 1,407 -28.43
FB / Facebook 115.03 10,780 12,127 12.50 1,383 1,395 0.87
DVN / Devon Energy 45.67 25,265 27,765 9.90 1,114 1,268 13.82
BRK.B / Berkshire Hathaway 162.98 7,828 7,768 -0.77 1,131 1,266 11.94
T / AT & T 42.55 29,950 29,450 -1.67 1,216 1,253 3.04
KO / Coca Cola 41.45 33,058 27,600 -16.51 1,399 1,144 -18.23
XOM / Exxon Mobil 90.26 11,555 11,555 0.00 1,009 1,043 3.37
CBG / CBRE Group 31.48 29,445 29,445 0.00 824 927 12.50
BABA / Alibaba Group Holding 87.79 9,830 9,830 0.00 1,040 863 -17.02
GOOG / Alphabet Inc. Class C 772.23 1,001 1,001 0.00 778 773 -0.64
EIX / Edison International 72.10 3,925 3,925 0.00 284 283 -0.35
ITW / Illinois Tool Works 122.27 2,200 2,200 0.00 264 269 1.89
DNP / DNP Select Income Fund 10.22 36,000 22,300 -38.06 369 228 -38.21
XJHIX / John Hancock Investors Trust 16.61 13,600 11,500 -15.44 227 191 -15.86
HPE / Hewlett Packard Enterprise 23.14 7,347 7,347 0.00 167 170 1.80
UTX / United Technologies 109.89 1,365 1,365 0.00 139 150 7.91
DTE / DTE Energy 98.67 1,500 1,500 0.00 141 148 4.96
WRE / Washington Real Estate Investment Trust 32.57 3,500 3,500 0.00 109 114 4.59
IWP / iShares Russell Midcap Growth ETF 97.17 1,132 1,132 0.00 110 110 0.00
HPQ / HP 14.84 7,347 7,347 0.00 114 109 -4.39
FIS / Fidelity National Information Services 75.78 1,412 1,412 0.00 109 107 -1.83
SLB / Schlumberger 84.17 1,200 1,200 0.00 94 101 7.45
PEP / PepsiCo 104.30 930 930 0.00 101 97 -3.96
AWR / American States Water Co. (Holding Co.) 45.48 2,045 2,045 0.00 82 93 13.41
MMT / MFS Multimarket Income Trust 6.07 20,000 15,000 -25.00 122 91 -25.41
LLY / Lilly (ELI) 73.47 1,300 1,225 -5.77 104 90 -13.46
NTRSP / Northern Trust 89.00 1,000 1,000 0.00 68 89 30.88
PSA / Public Storage 224.09 357 357 0.00 80 80 0.00
KMB / Kimberly-Clark 113.78 624 624 0.00 79 71 -10.13
FOX / Twenty-First Century Fox 162.50 400 400 0.00 9 65 622.22
VZ / Verizon Communications 53.00 1,200 1,000 -16.67 62 53 -14.52
AIG / American International Group 65.15 955 660 -30.89 57 43 -24.56
BLK / BlackRock 381.82 110 110 0.00 40 42 5.00
TJX / TJX Companies 74.63 536 536 0.00 40 40 0.00
PCG.PRI / Pacific Gas & Electric 61.09 622 622 0.00 38 38 0.00
ADM / Archer-Daniels-Midland 46.25 800 800 0.00 34 37 8.82
MRK / Merck 58.33 600 600 0.00 37 35 -5.41
CRM / Salesforce.com 68.00 500 34
GT / Goodyear Tire & Rubber Co. 31.00 1,000 1,000 0.00 32 31 -3.12
BMO / Bank of Montreal (PQ) 71.07 394 394 0.00 26 28 7.69
KHC / Kraft Heinz 86.67 300 300 0.00 27 26 -3.70
YUM / Yum! Brands 64.52 372 372 0.00 34 24 -29.41
V / Visa 77.21 272 272 0.00 22 21 -4.55
SPWR / SunPower 6.54 2,600 17
PFG / Principal Financial Group 58.82 272 272 0.00 14 16 14.29
DG / Dollar General 75.00 200 200 0.00 14 15 7.14
CSX / CSX 35.00 400 400 0.00 12 14 16.67
DIS / Walt Disney 100.00 100 100 0.00 9 10 11.11
CAT / Caterpillar 90.00 100 100 0.00 9 9 0.00
M / Macy's 36.87 217 217 0.00 8 8 0.00
HMC / Honda Motor 30.00 200 200 0.00 6 6 0.00
ADNT / Adient 60.24 83 5
HYH / Halyard Health 38.46 78 78 0.00 3 3 0.00
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565) 1,000 0 -100.00 15 0 -100.00