13F-HR for Period Ended 2016-12-31

Market Value: $ 213,214,000
Total Holdings: 193
File Date: 2017-01-11
Investor Overview: DUMONT & BLAKE INVESTMENT ADVISORS LLC
(Original Filing)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings.

Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
SPY / SPDR S&P 500 ETF Trust 223.53 62,757 62,742 -0.02 13,574 14,025 3.32
DVY / iShares Select Dividend ETF 88.57 87,428 87,283 -0.17 7,492 7,731 3.19
RSP / Guggenheim S&P 500 Equal Weight ETF 86.64 68,037 67,996 -0.06 5,687 5,891 3.59
QQQ / PowerShares QQQ Trust 118.47 41,277 41,437 0.39 4,900 4,909 0.18
XOM / Exxon Mobil 90.26 50,508 50,398 -0.22 4,408 4,549 3.20
MDY / SPDR S&P Midcap 400 ETF 301.69 14,430 14,465 0.24 4,073 4,364 7.14
AAPL / Apple 115.84 31,461 31,588 0.40 3,557 3,659 2.87
GE / General Electric 31.60 110,994 110,736 -0.23 3,288 3,499 6.42
LOW / Lowe's Companies 71.12 46,116 46,066 -0.11 3,330 3,276 -1.62
IBM / International Business Machines 166.01 19,410 19,535 0.64 3,083 3,243 5.19
IJK / iShares S&P MidCap 400 Growth ETF 182.17 17,541 17,621 0.46 3,065 3,210 4.73
VYM / Vanguard High Dividend Yield ETF 75.77 40,967 40,942 -0.06 2,955 3,102 4.97
Schwab S&P 500 Index Fund / IND (808509855) 34.42 85,672 87,750 2.43 2,913 3,020 3.67
IWM / iShares Russell 2000 ETF 134.87 21,886 21,865 -0.10 2,718 2,949 8.50
JPM / JPMorgan Chase 86.29 34,375 34,165 -0.61 2,289 2,948 28.79
MSFT / Microsoft 62.13 54,945 46,981 -14.49 3,165 2,919 -7.77
IWC / iShares Micro-cap ETF 85.84 33,705 33,980 0.82 2,629 2,917 10.95
SPY / SPDR S&P 500 ETF Trust Put 223.41 3,900 12,600 223.08 845 2,815 233.14
Vanguard Telecommunication Ser / (92204A884) 100.14 28,041 27,941 -0.36 2,647 2,798 5.70
BLK / BlackRock 380.61 6,543 6,508 -0.53 2,372 2,477 4.43
JNJ / Johnson & Johnson 115.20 20,923 20,973 0.24 2,472 2,416 -2.27
MET / MetLife 53.90 43,190 43,065 -0.29 1,919 2,321 20.95
IJT / iShares S&P SmallCap 600 Growth ETF 150.02 15,095 15,165 0.46 2,070 2,275 9.90
PFF / iShares U.S. Preferred Stock ETF 37.22 55,260 56,505 2.25 2,183 2,103 -3.66
IVW / iShares S&P 500 Growth ETF 121.79 17,087 17,136 0.29 2,079 2,087 0.38
Calamos Convertible & High Inc / CEF (12811P108) 10.55 193,148 196,013 1.48 2,127 2,068 -2.77
ADP / Automatic Data Processing 102.80 18,900 18,900 0.00 1,667 1,943 16.56
PowerShares CEF Income Composi / CEF (73936Q843) 22.42 82,507 83,782 1.55 1,882 1,878 -0.21
AMGN / Amgen 146.21 11,325 12,790 12.94 1,889 1,870 -1.01
PG / Procter & Gamble Co. 84.07 21,447 21,507 0.28 1,925 1,808 -6.08
SLB / Schlumberger 83.96 21,991 21,416 -2.61 1,729 1,798 3.99
Vanguard Utilities ETF / (92204A876) 107.00 16,328 16,448 0.73 1,746 1,760 0.80
PEP / PepsiCo 104.64 16,795 16,771 -0.14 1,827 1,755 -3.94
XLB / SPDR Materials Select Sector ETF 49.69 34,268 34,433 0.48 1,636 1,711 4.58
Dreyfus Midcap Index Fund / IND (712223106) 35.06 43,317 47,665 10.04 1,566 1,671 6.70
WMT / Wal-Mart Stores 69.11 23,591 23,686 0.40 1,701 1,637 -3.76
Schwab Small-Cap Index Fund / IND (808509848) 28.11 54,590 56,072 2.71 1,467 1,576 7.43
EFA / iShares MSCI EAFE ETF 57.71 27,746 27,256 -1.77 1,641 1,573 -4.14
SDY / SPDR S&P Dividend ETF 85.56 18,162 18,222 0.33 1,532 1,559 1.76
CVX / Chevron 117.66 12,697 12,757 0.47 1,307 1,501 14.84
MMM / 3M 178.52 8,464 8,391 -0.86 1,492 1,498 0.40
INTC / Intel 36.26 40,485 40,761 0.68 1,528 1,478 -3.27
SWKS / Skyworks Solutions 74.66 19,351 19,101 -1.29 1,473 1,426 -3.19
SYY / SYSCO 55.35 25,234 24,859 -1.49 1,237 1,376 11.24
WFC / Wells Fargo 55.12 25,234 24,853 -1.51 1,117 1,370 22.65
ABBV / AbbVie 62.62 21,555 21,575 0.09 1,359 1,351 -0.59
BK / Bank of New York Mellon 47.37 27,502 27,340 -0.59 1,097 1,295 18.05
AMLP / Alerian ETF 12.60 102,310 102,195 -0.11 1,298 1,288 -0.77
WBA / Walgreens Boots Alliance 82.76 15,408 15,333 -0.49 1,242 1,269 2.17
COF / Capital One Financial 87.25 14,460 14,475 0.10 1,039 1,263 21.56
CVS / CVS Health 78.89 16,007 15,832 -1.09 1,424 1,249 -12.29
SNI / Scripps Networks Interactive 71.39 17,568 17,468 -0.57 1,115 1,247 11.84
XLK / SPDR Technology Select Sector ETF 48.35 25,562 25,647 0.33 1,221 1,240 1.56
ITW / Illinois Tool Works 122.43 9,934 9,924 -0.10 1,190 1,215 2.10
IJJ / iShares S&P Mid-Cap 400 Value ETF 145.25 8,201 8,351 1.83 1,091 1,213 11.18
USB.PRM / U.S. Bancorp 51.37 23,313 23,458 0.62 1,000 1,205 20.50
PNC.WS / PNC Financial Services Group 116.98 10,175 10,275 0.98 917 1,202 31.08
ESRX / Express Scripts Holding 68.79 17,209 17,124 -0.49 1,214 1,178 -2.97
First Trust Dow Jones Internet / (33733E302) 79.84 14,549 14,679 0.89 1,187 1,172 -1.26
ORCL / Oracle 38.45 30,524 30,272 -0.83 1,199 1,164 -2.92
Fidelity New Markets Income / CEF (315910836) 15.60 74,605 74,476 -0.17 1,219 1,162 -4.68
GOOGL / Alphabet Inc. Class A 792.16 1,436 1,429 -0.49 1,155 1,132 -1.99
BA / Boeing Company 155.74 7,225 7,230 0.07 952 1,126 18.28
ELR / SPDR Series Trust 27.68 38,078 39,418 3.52 1,054 1,091 3.51
GOOG / Alphabet Inc. Class C 771.72 1,400 1,393 -0.50 1,088 1,075 -1.19
FDX / FedEx 186.21 6,950 5,730 -17.55 1,214 1,067 -12.11
T / AT & T 42.55 24,913 24,914 0.00 1,012 1,060 4.74
CMCSA / Comcast 69.05 15,676 15,336 -2.17 1,040 1,059 1.83
AHS / AMN Healthcare Services 38.44 27,695 27,420 -0.99 883 1,054 19.37
ITA / iShares U.S. Aerospace & Defense ETF 140.49 7,450 7,495 0.60 962 1,053 9.46
SYK / Stryker 119.78 8,591 8,591 0.00 1,000 1,029 2.90
APD / Air Products & Chemicals 143.78 7,115 7,115 0.00 1,070 1,023 -4.39
XLU / SPDR Utilities Select Sector ETF 48.57 20,795 20,795 0.00 1,019 1,010 -0.88
TGT / Target 72.25 13,843 13,868 0.18 951 1,002 5.36
SWK / Stanley Black & Decker 114.71 8,703 8,700 -0.03 1,070 998 -6.73
Barings Corporate Investors / CEF (06759X107) 15.48 64,342 64,417 0.12 1,106 997 -9.86
GLW / Corning 24.27 40,932 40,502 -1.05 968 983 1.55
DWX / SPDR S&P Intl Dividend ETF 36.07 25,933 26,173 0.93 954 944 -1.05
ITB / iShares U.S. Home Construction ETF 27.47 33,735 34,150 1.23 929 938 0.97
IHI / iShares U.S. Medical Devices ETF 133.19 6,905 6,960 0.80 1,004 927 -7.67
BWA / BorgWarner 39.44 23,275 23,350 0.32 819 921 12.45
WWAV / WhiteWave Foods 55.61 16,389 16,419 0.18 892 913 2.35
MDT / Medtronic 71.19 12,724 12,754 0.24 1,099 908 -17.38
BMYMP / Bristol-Myers Squibb 58.49 15,345 15,370 0.16 828 899 8.57
MMC / Marsh & McLennan Companies 67.58 13,085 13,185 0.76 880 891 1.25
IYR / iShares U.S. Real Estate ETF 76.91 11,083 11,143 0.54 894 857 -4.14
CERN / Cerner 47.36 17,623 17,548 -0.43 1,088 831 -23.62
LLL / L-3 Communications Holdings 152.11 5,454 5,404 -0.92 822 822 0.00
COH / Coach 35.01 25,023 23,163 -7.43 915 811 -11.37
CCL / Carnival 52.03 15,480 15,530 0.32 756 808 6.88
UTX / United Technologies 109.67 7,356 7,331 -0.34 747 804 7.63
PowerShares Dynamic Pharmaceut / (73935X799) 56.06 14,205 14,180 -0.18 876 795 -9.25
GNTX / Gentex 19.69 40,085 39,910 -0.44 704 786 11.65
TMO / Thermo Fisher Scientific 141.17 5,551 5,511 -0.72 883 778 -11.89
KNL / Knoll 27.92 750 27,720 3,596.00 17 774 4,452.94
DIS / Walt Disney 104.19 7,247 7,227 -0.28 673 753 11.89
DPS / Dr. Pepper Snapple Group 90.69 8,240 8,160 -0.97 752 740 -1.60
SDIV / Global X SuperDividend ETF 20.80 35,276 35,521 0.69 757 739 -2.38
DD / Du Pont (E.I.) De Nemours 73.40 9,877 9,877 0.00 661 725 9.68
MAR / Marriott International 82.68 8,736 8,696 -0.46 588 719 22.28
CHRW / C.H. Robinson Worldwide 73.25 9,845 9,720 -1.27 694 712 2.59
ABT / Abbott Laboratories 38.43 18,600 18,475 -0.67 787 710 -9.78
PFE / Pfizer 32.47 21,336 21,558 1.04 723 700 -3.18
BP / BP 37.41 18,500 18,500 0.00 650 692 6.46
RTN / Raytheon 141.89 4,900 4,870 -0.61 667 691 3.60
BGEPF / Bunge 72.20 9,475 9,515 0.42 561 687 22.46
KAR / Kar Auction Services 42.65 15,600 15,945 2.21 673 680 1.04
CAKE / Cheesecake Factory Incorporated (THE) 59.84 11,280 11,280 0.00 565 675 19.47
HUN / Huntsman 19.09 35,125 34,315 -2.31 571 655 14.71
HAR / Harman International Industries 111.11 5,580 5,580 0.00 471 620 31.63
STX / Seagate Technology 38.20 16,173 16,048 -0.77 623 613 -1.61
COP / ConocoPhillips 50.13 11,778 11,850 0.61 512 594 16.02
V / Visa 78.01 7,350 7,525 2.38 608 587 -3.45
TEVA / Teva Pharmaceutical Industries 36.28 20,809 16,097 -22.64 957 584 -38.98
SPLS / Staples 9.06 68,952 63,377 -8.09 590 574 -2.71
BAX / Baxter International 44.33 12,696 12,746 0.39 604 565 -6.46
URI / United Rentals 105.52 5,345 5,345 0.00 420 564 34.29
OXY / Occidental Petroleum 71.18 7,956 7,811 -1.82 580 556 -4.14
LLY / Lilly (ELI) 73.51 7,550 7,550 0.00 606 555 -8.42
QCOM / QUALCOMM 65.16 10,691 8,226 -23.06 732 536 -26.78
PureFunds ISE Cyber Security E / (26924G201) 26.46 20,330 20,180 -0.74 567 534 -5.82
MDNDF / McDonalds 121.66 3,820 3,855 0.92 441 469 6.35
BKU / BankUnited 37.65 12,131 12,031 -0.82 366 453 23.77
IBM / International Business Machines Call 165.93 2,700 448
HUN / Huntsman Call 19.09 23,500 23,100 -1.70 382 441 15.45
SPOXF / Sprott 9.40 46,829 46,829 0.00 513 440 -14.23
BAC / Bank of America 22.08 18,841 18,841 0.00 295 416 41.02
LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 117.11 3,535 3,535 0.00 435 414 -4.83
GIS / General Mills 61.77 6,600 6,670 1.06 422 412 -2.37
PRAA / PRA Group 39.12 10,654 10,506 -1.39 368 411 11.68
DBC / PowerShares DB Commodity Index Tracking Fund 15.84 24,460 24,940 1.96 367 395 7.63
CDK / CDK Global 59.68 6,133 6,133 0.00 352 366 3.98
MYL / Mylan 38.17 9,405 359
CAH / Cardinal Health 71.88 4,950 4,925 -0.51 385 354 -8.05
BMYMP / Bristol-Myers Squibb Call 58.39 5,600 5,600 0.00 302 327 8.28
F / Ford Motor 12.13 27,657 26,711 -3.42 334 324 -2.99
EPD / Enterprise Products Partners 27.02 7,986 11,475 43.69 221 310 40.27
BND / Vanguard Total Bond Market ETF 80.76 4,106 3,826 -6.82 345 309 -10.43
HRS / Harris 102.50 3,155 3,005 -4.75 289 308 6.57
TTWO / Take-Two Interactive Software 49.33 10,000 6,000 -40.00 451 296 -34.37
KNL / Knoll Call 27.96 9,300 9,800 5.38 213 274 28.64
ED / Consolidated Edison 73.64 3,525 3,585 1.70 265 264 -0.38
SPLS / Staples Call 9.11 22,500 28,000 24.44 192 255 32.81
CLX / Clorox Company 120.23 2,069 2,071 0.10 259 249 -3.86
GS / Goldman Sachs Group 239.77 0 1,026 0.00 0 246
ILF / iShares Latin America 40 ETF 27.61 9,126 8,836 -3.18 256 244 -4.69
UPS / United Parcel Service 114.84 2,015 2,055 1.99 220 236 7.27
SHY / iShares 1-3 Year Treasury Bond ETF 84.36 2,820 2,750 -2.48 240 232 -3.33
MET / MetLife Call 53.81 4,500 4,200 -6.67 200 226 13.00
ACIA / Acacia Communications 61.67 3,600 222
XLY / SPDR Consumer Discretionary Select Sector ETF 81.33 2,705 2,705 0.00 217 220 1.38
Calamos Convertible Opp & Inc / CEF (128117108) 10.09 20,900 21,500 2.87 216 217 0.46
CL / Colgate-Palmolive 65.52 3,351 3,251 -2.98 248 213 -14.11
INPAP / International Paper 52.95 0 3,966 0.00 0 210
HUN / Huntsman Put 19.02 5,200 10,200 96.15 85 194 128.24
PKG / Packaging of America Call 85.00 2,200 2,200 0.00 179 187 4.47
PKG / Packaging of America 84.76 2,075 2,100 1.20 169 178 5.33
RIG / Transocean 14.77 10,561 156
GLW / Corning Put 24.29 5,600 5,600 0.00 133 136 2.26
SLB / Schlumberger Put 84.00 1,100 1,500 36.36 87 126 44.83
MSFT / Microsoft Put 62.11 1,200 1,900 58.33 69 118 71.01
LVLT / Level 3 Communications Put 56.50 2,000 2,000 0.00 103 113 9.71
COH / Coach Call 35.17 1,000 2,900 190.00 36 102 183.33
BLOZF / Cannabix Technologies 0.61 230,000 145,000 -36.96 58 89 53.45
AMRN / Amarin 3.10 23,900 23,900 0.00 76 74 -2.63
APDNW / Applied DNA Sciences 1.86 20,921 20,921 0.00 64 39 -39.06
PNC.WS / PNC Financial Services Group Put 116.67 300 35
VGZ / Vista Gold 0.94 35,000 35,000 0.00 37 33 -10.81
GSS / Golden Star Resources 0.75 40,000 40,000 0.00 34 30 -11.76
CCOP / Competitive Companies 0.03 700,000 700,000 0.00 22 21 -4.55
RGRX / RegeneRx Biopharmaceuticals 0.32 62,537 62,537 0.00 23 20 -13.04
XOM / Exxon Mobil Put 90.00 200 200 0.00 17 18 5.88
CVS / CVS Health Call 80.00 200 16
XRA / Exeter Resource 0.75 15,000 20,000 33.33 19 15 -21.05
AAPL / Apple Call 120.00 100 100 0.00 11 12 9.09
FBEC / FBEC Worldwide 0.01 650,000 650,000 0.00 19 6 -68.42
KAR / Kar Auction Services Call 40.00 0 100 0.00 0 4
E Digital Corp / (25841Y103) 0.03 60,000 60,000 0.00 4 2 -50.00
LCLP / Life Clips 0.03 33,000 33,000 0.00 7 1 -85.71
MMC / Marsh & McLennan Companies Call 0 0