13F-HR for Period Ended 2016-12-31

Market Value: $ 700,831,000
Total Holdings: 1231
File Date: 2017-01-11
Investor Overview: Carroll Financial Associates, Inc.
(Original Filing)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings.

Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
POWERSHARES FTSE RAFI US 1000 PORTFOLIO / ETF (73935X583) 99.55 981,273 1,026,401 4.60 91,847 102,178 11.25
USMV / iShares Edge MSCI Min Vol USA ETF 45.22 1,726,369 1,707,509 -1.09 78,428 77,213 -1.55
GAVEKAL KNOWLEDGE LEADERS DEVELOPED WORLD ETF / ETF (30151E608) 26.36 937,203 1,087,260 16.01 25,707 28,664 11.50
ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF / ETF (46432F396) 75.86 308,728 311,628 0.94 23,886 23,640 -1.03
XOM / Exxon Mobil 90.26 201,793 202,760 0.48 17,612 18,301 3.91
DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF / ETF (233051200) 28.06 451,249 588,607 30.44 11,903 16,516 38.75
MSFT / Microsoft 62.14 235,414 229,312 -2.59 13,559 14,249 5.09
WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND / ETF (97717X669) 33.27 221,239 396,824 79.36 7,143 13,202 84.82
AAPL / Apple 115.82 119,186 113,843 -4.48 13,474 13,185 -2.14
GE / General Electric 31.60 406,293 404,706 -0.39 12,034 12,788 6.27
SPY / SPDR S&P 500 ETF Trust 223.52 49,054 51,605 5.20 10,610 11,535 8.72
BRK.B / Berkshire Hathaway 162.98 70,961 70,335 -0.88 10,251 11,463 11.82
YLCO / GLOBAL X FDS 14.85 765,180 749,332 -2.07 11,623 11,127 -4.27
GLOBAL X SCIENTIFIC BETA US ETF / ETF (37954Y103) 26.38 387,628 420,726 8.54 10,099 11,098 9.89
GSLC / Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF 44.36 274,840 249,289 -9.30 11,974 11,058 -7.65
JNJ / Johnson & Johnson 115.21 92,127 90,809 -1.43 10,882 10,462 -3.86
VIG / Vanguard Specialist Funds 85.18 118,963 122,166 2.69 9,984 10,406 4.23
BBT / BB&T 47.02 163,147 163,521 0.23 6,153 7,688 24.95
JPM / JPMorgan Chase 86.28 87,955 86,927 -1.17 5,856 7,500 28.07
DOW / Dow Chemical Co. 57.21 127,982 127,750 -0.18 6,633 7,309 10.19
PSTB / Park Sterling 10.79 973,225 665,420 -31.63 7,902 7,179 -9.15
DUK / Duke Energy (Holding Co.) 77.62 86,764 91,515 5.48 6,944 7,103 2.29
IVV / iShares Core S&P 500 ETF 224.96 19,253 26,454 37.40 4,188 5,951 42.10
POWERSHARES FTSE RAFI DEVELOPED MARKETS EX-US PORTFOLIO / ETF (73936T789) 37.55 137,774 157,795 14.53 5,063 5,925 17.03
ISHARES CURRENCY HEDGED MSCI EAFE SMALL-CAP ETF / ETF (46435G839) 25.53 230,297 221,246 -3.93 5,674 5,648 -0.46
BK / Bank of New York Mellon 47.37 117,718 114,725 -2.54 4,694 5,435 15.79
JPMORGAN DIVERSIFIED RETURN INTERNATIONAL EQUITY ETF / ETF (46641Q209) 48.93 85,386 103,526 21.24 4,467 5,066 13.41
POWERSHARES FTSE RAFI DEVELOPED MARKETS EX-US SMALL-MID PORTFOLIO / ETF (73936T771) 27.00 189,971 185,728 -2.23 5,292 5,014 -5.25
PFE / Pfizer 32.48 140,984 147,775 4.82 4,775 4,799 0.50
ISHARES GLOBAL 100 ETF / ETF (464287572) 76.72 60,593 60,483 -0.18 4,542 4,640 2.16
SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF / ETF (808524771) 32.62 115,768 134,199 15.92 3,601 4,378 21.58
LOW / Lowe's Companies 71.11 56,516 57,838 2.34 4,081 4,113 0.78
VCLT / Vanguard Scottsdale Funds 79.35 59,573 51,253 -13.97 4,798 4,067 -15.24
PG / Procter & Gamble Co. 84.08 47,116 47,053 -0.13 4,228 3,956 -6.43
SE / Spectra Energy 41.08 83,485 88,605 6.13 3,569 3,640 1.99
WFC / Wells Fargo 55.10 67,773 63,884 -5.74 3,001 3,520 17.29
SPLV / PowerShares S&P 500 Low Volatility Portfolio 41.58 67,098 75,520 12.55 2,783 3,140 12.83
POWERSHARES BUYBACK ACHIEVERS PORTFOLIO / ETF (73935X286) 50.46 63,291 61,084 -3.49 3,002 3,082 2.66
BAC / Bank of America 22.10 161,418 136,944 -15.16 2,526 3,026 19.79
IJH / iShares Core S&P MidCap ETF 165.30 14,643 18,185 24.19 2,265 3,006 32.72
CVX / Chevron 117.68 24,974 25,025 0.20 2,570 2,945 14.59
LOB / Live Oak Bancshares 18.50 179,830 156,614 -12.91 2,593 2,897 11.72
DIS / Walt Disney 104.20 29,573 27,131 -8.26 2,746 2,827 2.95
AMAT / Applied Materials 32.27 84,659 82,308 -2.78 2,552 2,656 4.08
IQ ARB MERGER ARBITRAGE ETF / ETF (45409B800) 29.29 91,963 89,589 -2.58 2,685 2,624 -2.27
PM / Philip Morris International 91.47 32,706 28,556 -12.69 3,179 2,612 -17.84
PEP / PepsiCo 104.61 26,900 22,312 -17.06 2,925 2,334 -20.21
T / AT & T 42.51 56,134 53,538 -4.62 2,279 2,276 -0.13
IBM / International Business Machines 165.96 13,024 13,172 1.14 2,068 2,186 5.71
MMM / 3M 178.54 12,341 12,059 -2.29 2,174 2,153 -0.97
ADP / Automatic Data Processing 102.75 22,074 20,380 -7.67 1,946 2,094 7.61
SON / Sonoco Products 52.69 39,399 39,701 0.77 2,081 2,092 0.53
SYY / SYSCO 55.37 38,672 36,123 -6.59 1,895 2,000 5.54
HDV / iShares Core High Dividend ETF 82.25 23,590 23,612 0.09 1,917 1,942 1.30
CSCO / Cisco Systems 30.22 65,705 62,781 -4.45 2,084 1,897 -8.97
POWERSHARES DWA MOMENTUM PORTFOLIO / ETF (73935X153) 42.00 35,386 44,167 24.81 1,500 1,855 23.67
HD / Home Depot 134.08 13,176 13,619 3.36 1,695 1,826 7.73
VZ / Verizon Communications 53.36 32,403 33,059 2.02 1,684 1,764 4.75
HRL / Hormel Foods 34.81 53,228 49,128 -7.70 2,018 1,710 -15.26
COP / ConocoPhillips 50.11 31,907 32,087 0.56 1,387 1,608 15.93
MO / Altria Group 67.59 26,117 23,271 -10.90 1,651 1,573 -4.72
PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 115.17 3,419 13,007 280.43 360 1,498 316.11
SO / Southern Co. 49.18 33,309 30,257 -9.16 1,708 1,488 -12.88
EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 48.89 38,011 30,274 -20.35 2,054 1,480 -27.95
UPS / United Parcel Service 114.58 12,799 12,829 0.23 1,399 1,470 5.08
MDNDF / McDonalds 121.66 11,979 11,820 -1.33 1,381 1,438 4.13
VFC / 53.33 1,061 26,438 2,391.80 59 1,410 2,289.83
VUG / Vanguard Index Funds 111.42 11,110 12,341 11.08 1,247 1,375 10.26
MRK / Merck 58.85 22,762 22,989 1.00 1,420 1,353 -4.72
CSX / CSX 35.92 37,815 37,250 -1.49 1,153 1,338 16.05
NUE / Nucor 59.50 22,601 22,454 -0.65 1,117 1,336 19.61
PSX / Phillips 66 86.39 15,187 15,221 0.22 1,223 1,315 7.52
BMYMP / Bristol-Myers Squibb 58.42 25,461 22,151 -13.00 1,372 1,294 -5.69
SCG / SCANA 73.27 16,104 17,210 6.87 1,165 1,261 8.24
DEUTSCHE X-TRACKERS MSCI ALL WORLD EX US HEDGED EQUITY ETF / ETF (233051820) 23.98 51,883 51,885 0.00 1,199 1,244 3.75
VXF / Vanguard Extended Market Index Fund 95.83 10,828 12,856 18.73 988 1,232 24.70
UBSH / Union Bankshares 35.72 34,011 34,011 0.00 910 1,215 33.52
XLF / SPDR Financial Select Sector ETF 23.25 26,112 52,223 100.00 503 1,214 141.35
UTX / United Technologies 109.56 10,386 10,305 -0.78 1,055 1,129 7.01
FSCE / Fifth Street Finance 5.37 219,199 210,200 -4.11 1,273 1,128 -11.39
VEU / Vanguard International Equity Index Funds 44.16 25,613 25,410 -0.79 1,163 1,122 -3.53
HEDJ / WisdomTree International Hedged Equity Fund 26.33 2,420 42,531 1,657.48 130 1,120 761.54
RY / Royal Bank of Canada (Montreal, PQ) 67.66 15,990 16,494 3.15 990 1,116 12.73
VTV / Vanguard Value ETF 92.99 10,202 11,689 14.58 887 1,087 22.55
IEFA / iShares Core MSCI EAFE ETF 53.59 27,963 20,061 -28.26 1,541 1,075 -30.24
LNC.WS / Lincoln National 66.27 16,929 15,784 -6.76 795 1,046 31.57
CLA / Capitala Finance 12.93 73,000 80,000 9.59 957 1,034 8.05
QCOM / QUALCOMM 65.19 16,811 15,846 -5.74 1,151 1,033 -10.25
DD / Du Pont (E.I.) De Nemours 73.35 14,056 13,701 -2.53 941 1,005 6.80
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND / ETF (33734H106) 28.01 28,126 35,777 27.20 759 1,002 32.02
UN / Unilever 41.03 24,239 23,716 -2.16 1,117 973 -12.89
VTI / Vanguard Total Stock Market Index Fund 115.31 8,272 8,334 0.75 920 961 4.46
IJK / iShares S&P MidCap 400 Growth ETF 182.16 4,673 5,100 9.14 816 929 13.85
POWERSHARES PREFERRED PORTFOLIO / ETF (73936T565) 14.22 65,632 64,397 -1.88 993 916 -7.75
IFXAF / Ishare FTSE 28.88 3,675 31,506 757.31 101 910 800.99
GUGGENHEIM BULLETSHARES 2018 HIGH YIELD CORPORATE BOND ETF / ETF (18383M381) 25.16 39,075 35,775 -8.45 988 900 -8.91
INTC / Intel 36.24 24,015 24,227 0.88 906 878 -3.09
POWERSHARES GLOBAL SHORT TERM HIGH YIELD BOND PORTFOLIO / ETF (73936Q710) 24.42 33,548 34,682 3.38 816 847 3.80
AMJ / JPMorgan Alerian MLP Index ETN due 5 31.58 30,330 26,411 -12.92 955 834 -12.67
DEUTSCHE X-TRACKERS MSCI EAFE HIGH DIVIDEND YIELD HEDGED EQUITY ETF / ETF (233051630) 22.81 36,470 36,470 0.00 860 832 -3.26
ALERIAN ENERGY INFRASTRUCTURE ETF / ETF (00162Q676) 23.83 28,426 33,775 18.82 659 805 22.15
AMGN / Amgen 146.14 5,426 5,447 0.39 905 796 -12.04
V / Visa 77.98 10,204 10,118 -0.84 843 789 -6.41
BNCN / BNC Bancorp 31.87 24,370 24,663 1.20 592 786 32.77
IWF / iShares Russell 1000 Growth ETF 104.89 5,537 7,446 34.48 576 781 35.59
VELOCITYSHARES DAILY LONG VIX SHORT TERM ETN / ETF (22539T621) 8.62 90,400 779
SLB / Schlumberger 83.86 9,292 9,039 -2.72 730 758 3.84
WISDOMTREE BARCLAYS U.S. AGGREGATE BOND ZERO DURATION FUND / ETF (97717W380) 48.24 10,020 15,547 55.16 478 750 56.90
MDT / Medtronic 71.22 12,405 10,517 -15.22 1,071 749 -30.07
BDX / Becton, Dickinson 165.49 4,579 4,514 -1.42 823 747 -9.23
POWERSHARES DIVIDEND ACHIEVERS PORTFOLIO / ETF (73935X732) 22.88 36,714 32,515 -11.44 831 744 -10.47
OXY / Occidental Petroleum 71.20 10,325 10,169 -1.51 752 724 -3.72
EMR / Emerson Electric 55.73 12,752 12,919 1.31 695 720 3.60
VTR / Ventas 62.51 10,340 11,470 10.93 730 717 -1.78
HSIC / Henry Schein 151.61 4,683 4,683 0.00 763 710 -6.95
WMT / Wal-Mart Stores 69.07 11,250 10,091 -10.30 811 697 -14.06
EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 61.20 19,333 11,323 -41.43 1,307 693 -46.98
MUB / iShares National Muni Bond ETF 108.10 8,368 6,355 -24.06 943 687 -27.15
GPC / Genuine Parts 95.44 7,013 7,104 1.30 704 678 -3.69
ELG / SPDR Series Trust 118.99 3,503 5,656 61.46 375 673 79.47
ORCL / Oracle 38.44 17,217 17,194 -0.13 676 661 -2.22
ETRACS MONTHLY PAY 2XLEVERAGED WELLS FARGO MLP EX-ENERGY ETN / ETF (90273A207) 11.45 58,800 56,700 -3.57 649 649 0.00
CMP / Compass Minerals Group 78.27 8,325 7,806 -6.23 613 611 -0.33
XLE / SPDR Energy Select Sector ETF 75.20 6,074 7,859 29.39 428 591 38.08
UNP / Union Pacific 103.51 5,643 5,690 0.83 550 589 7.09
GOOGL / Alphabet Inc. Class A 791.39 560 743 32.68 450 588 30.67
FAST / Fastenal 46.93 12,697 12,443 -2.00 530 584 10.19
XLK / SPDR Technology Select Sector ETF 48.34 9,499 12,019 26.53 453 581 28.26
IEMG / iShares Core MSCI Emerging Markets ETF 42.42 10,735 13,649 27.14 489 579 18.40
LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 117.03 4,637 4,922 6.15 571 576 0.88
QQQ / PowerShares QQQ Trust 118.38 4,086 4,815 17.84 485 570 17.53
ITOT / iShares Core S&P Total US Stock Market ETF 51.26 505 11,003 2,078.81 25 564 2,156.00
EPD / Enterprise Products Partners 27.03 20,662 20,276 -1.87 570 548 -3.86
MDLZ / Mondelez International 44.33 15,501 12,250 -20.97 680 543 -20.15
HCN / Welltower 66.84 9,699 7,989 -17.63 725 534 -26.34
PAYX / Paychex 60.85 8,963 8,693 -3.01 518 529 2.12
IBB / iShares Nasdaq Biotechnology ETF 265.14 2,604 1,965 -24.54 753 521 -30.81
CVS / CVS Health 78.81 6,394 6,598 3.19 569 520 -8.61
VGT / Vanguard Information Technology ETF 121.28 4,263 4,263 0.00 513 517 0.78
VV / Vanguard Index Funds 102.23 4,979 4,979 0.00 493 509 3.25
COKE / Coca-Cola Bottling Co. Consolidated 178.63 2,901 2,827 -2.55 429 505 17.72
STI.WS.A / SunTrust Banks 54.75 8,864 9,187 3.64 388 503 29.64
AFL / AFLAC 69.49 7,095 7,095 0.00 509 493 -3.14
HON / Honeywell International 115.74 4,130 4,130 0.00 481 478 -0.62
FCAU / Fiat Chrysler Automobiles N.V 9.13 67,575 52,266 -22.65 429 477 11.19
DRUA / Dominion Resources 76.56 5,838 6,178 5.82 433 473 9.24
KHC / Kraft Heinz 87.18 6,490 5,219 -19.58 580 455 -21.55
BND / Vanguard Total Bond Market ETF 80.77 4,108 5,621 36.83 345 454 31.59
GIS / General Mills 61.74 7,662 7,337 -4.24 489 453 -7.36
NKE / Nike 50.83 8,893 8,893 0.00 468 452 -3.42
MON / Monsanto 105.05 4,336 4,274 -1.43 443 449 1.35
KMB / Kimberly-Clark 113.92 3,742 3,915 4.62 472 446 -5.51
AEP / American Electric Power 62.88 6,886 6,886 0.00 442 433 -2.04
FIRST TRUST CONSUMER STAPLES ALPHADEX FUND / ETF (33734X119) 45.65 10,188 9,398 -7.75 473 429 -9.30
BA / Boeing Company 155.34 2,826 2,736 -3.18 372 425 14.25
DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQUITY ETF / ETF (233051507) 37.14 30,810 11,310 -63.29 1,013 420 -58.54
RACE / Ferrari 58.20 7,714 7,010 -9.13 400 408 2.00
AJG / Gallagher (ARTHUR J.) 51.90 7,822 7,822 0.00 397 406 2.27
BKLN / PowerShares Senior Loan Portfolio 23.34 10,356 16,835 62.56 240 393 63.75
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND / ETF (72201R817) 102.06 2,342 3,841 64.01 249 392 57.43
IAT / iShares U.S. Regional Banks ETF 45.29 8,325 8,325 0.00 292 377 29.11
LLY / Lilly (ELI) 73.43 4,127 5,107 23.75 331 375 13.29
CL / Colgate-Palmolive 65.42 5,469 5,671 3.69 405 371 -8.40
GILD / Gilead Sciences 71.50 5,240 5,105 -2.58 414 365 -11.84
NSC / Norfolk Southern 107.82 3,159 3,376 6.87 306 364 18.95
COST / Costco Wholesale 160.00 2,300 2,250 -2.17 350 360 2.86
IVW / iShares S&P 500 Growth ETF 121.78 2,965 2,948 -0.57 360 359 -0.28
PPG / PPG Industries 94.67 2,722 3,771 38.54 281 357 27.05
LZB / La-Z-Boy 67.14 5,183 348
GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETF / ETF (18383M399) 25.79 12,795 13,415 4.85 331 346 4.53
GOOG / Alphabet Inc. Class C 770.79 436 445 2.06 338 343 1.48
TJX / TJX Companies 74.99 4,314 4,454 3.25 322 334 3.73
POWERSHARES S&P MIDCAP LOW VOLATILITY PORTFOLIO / ETF (73937B647) 40.59 7,670 8,180 6.65 298 332 11.41
COH / Coach 34.96 9,819 9,439 -3.87 358 330 -7.82
NVS / Novartis 72.80 4,669 4,519 -3.21 368 329 -10.60
NEE / NextEra Energy 119.27 2,178 2,750 26.26 266 328 23.31
TIP / iShares TIPS Bond ETF 112.86 1,259 2,862 127.32 146 323 121.23
GSK / GlaxoSmithKline 38.50 8,405 8,337 -0.81 362 321 -11.33
IYW / iShares U.S. Technology ETF 120.08 2,665 2,665 0.00 317 320 0.95
VANGUARD MEGA CAP GROWTH ETF / ETF (921910816) 86.91 3,590 3,590 0.00 314 312 -0.64
RJD / Raymond James Financial 69.11 4,500 4,500 0.00 261 311 19.16
C / Citigroup 59.43 4,559 5,183 13.69 215 308 43.26
ED / Consolidated Edison 73.64 3,933 4,033 2.54 296 297 0.34
SSB / South State 87.33 3,685 3,355 -8.96 276 293 6.16
CMCSA / Comcast 68.98 4,233 4,233 0.00 280 292 4.29
ACWI / iShares MSCI ACWI ETF 59.00 4,898 4,898 0.00 289 289 0.00
BHI / Baker Hughes 64.87 4,476 4,409 -1.50 225 286 27.11
RF / Regions Financial 14.35 20,185 19,859 -1.62 199 285 43.22
KKR / KKR 15.35 18,495 18,498 0.02 263 284 7.98
AXP / American Express 74.03 3,527 3,755 6.46 225 278 23.56
DLTR / Dollar Tree 76.97 3,579 3,573 -0.17 282 275 -2.48
CAT / Caterpillar 92.39 2,879 2,879 0.00 255 266 4.31
VOT / Vanguard Mid-Cap Growth ETF 105.62 2,345 2,509 6.99 249 265 6.43
AMT / American Tower (REIT) 105.43 2,504 2,504 0.00 283 264 -6.71
WISDOMTREE INTERNATIONAL HEDGED SMALLCAP DIVIDEND FUND / ETF (97717X529) 24.48 8,530 10,743 25.94 200 263 31.50
POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO / ETF (73936T573) 28.16 6,402 9,268 44.77 196 261 33.16
ZBH / Zimmer Biomet Holdings 103.09 2,522 2,522 0.00 327 260 -20.49
RSP / Guggenheim S&P 500 Equal Weight ETF 86.41 3,078 2,951 -4.13 257 255 -0.78
EOG / EOG Resources 101.06 2,464 2,464 0.00 238 249 4.62
WETF / WisdomTree Investments 11.10 60,692 22,350 -63.17 624 248 -60.26
UNH / UnitedHealth Group 159.56 1,858 1,548 -16.68 260 247 -5.00
GD / General Dynamics 172.31 1,327 1,387 4.52 205 239 16.59
VO / Vanguard Index Funds 128.96 1,735 1,830 5.48 223 236 5.83
O / Realty Income 57.42 4,052 4,075 0.57 271 234 -13.65
JCI / Johnson Controls 41.13 0 5,616 0.00 0 231
GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF / ETF (381430107) 24.34 11,417 9,410 -17.58 286 229 -19.93
GLD / SPDR Gold Shares 109.35 1,675 2,085 24.48 210 228 8.57
YUM / Yum! Brands 63.30 3,532 3,586 1.53 320 227 -29.06
PNC.WS / PNC Financial Services Group 116.64 1,929 1,929 0.00 173 225 30.06
COLUMBIA BEYOND BRICS ETF / ETF (19762B103) 14.78 14,880 220
AWK / American Water Works 72.19 65 3,020 4,546.15 4 218 5,350.00
RTN / Raytheon 141.55 1,214 1,533 26.28 165 217 31.52
IDV / iShares International Select Dividend ETF 29.54 3,536 7,313 106.82 106 216 103.77
DI / PIMCO Enhanced Short Maturity Strategy Fund 101.13 2,126 2,126 0.00 215 215 0.00
ALL.PRA / Allstate 73.87 2,868 2,870 0.07 198 212 7.07
BCS.D / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 25.42 8,300 8,300 0.00 216 211 -2.31
GM / General Motors 34.82 755 5,888 679.87 10 205 1,950.00
SLV / iShares Silver Trust 15.04 13,495 13,495 0.00 245 203 -17.14
ESRX / Express Scripts Holding 68.54 2,853 2,918 2.28 201 200 -0.50
BHP / BHP Billiton 35.63 5,061 5,501 8.69 175 196 12.00
SGOL / ETFS GOLD Trust 111.43 1,750 1,750 0.00 224 195 -12.95
KMI / Kinder Morgan 20.62 9,356 9,358 0.02 216 193 -10.65
NWL / Newell Brands 44.63 5,160 4,280 -17.05 271 191 -29.52
RNST / Renasant 42.14 4,509 4,509 0.00 151 190 25.83
CB / Chubb 131.82 1,388 1,411 1.66 174 186 6.90
FNB / 16.02 11,295 11,295 0.00 138 181 31.16
DE / Deere 102.52 945 1,746 84.76 80 179 123.75
SYK / Stryker 119.78 1,486 1,486 0.00 172 178 3.49
VMC / Vulcan Materials Co. (Holding Co.) 124.82 1,416 1,410 -0.42 161 176 9.32
XLV / SPDR Health Care Select Sector ETF 68.76 2,545 2,545 0.00 183 175 -4.37
DON / WisdomTree MidCap Dividend Fund 94.36 1,637 1,844 12.65 148 174 17.57
USB.PRM / U.S. Bancorp 51.34 3,592 3,350 -6.74 154 172 11.69
BP / BP 37.24 4,821 4,565 -5.31 169 170 0.59
VOO / Vanguard S&P 500 ETF 199.53 833 847 1.68 165 169 2.42
VANGUARD MEGA CAP ETF / ETF (921910873) 76.19 2,205 2,205 0.00 162 168 3.70
BIV / Vanguard Intermediate-Term Bond ETF 82.76 2,018 2,018 0.00 176 167 -5.11
AFC / Allied Capital 16.44 13,400 10,100 -24.63 207 166 -19.81
DEO / Diageo 103.86 1,564 1,579 0.96 181 164 -9.39
FB / Facebook 114.39 1,390 1,390 0.00 178 159 -10.67
TXN / Texas Instruments 72.97 2,212 2,138 -3.35 155 156 0.65
IWB / iShares Russell 1000 ETF 123.80 1,252 1,252 0.00 150 155 3.33
WISDOMTREE EARNINGS 500 FUND / ETF (97717W588) 77.00 2,000 2,000 0.00 145 154 6.21
GS / Goldman Sachs Group 237.95 650 643 -1.08 104 153 47.12
NKSH / National Bankshares 43.43 3,500 3,500 0.00 128 152 18.75
IMKTA / Ingles Markets 48.06 3,100 3,100 0.00 122 149 22.13
RYDBF / Royal Dutch Shell 54.08 2,970 2,718 -8.48 156 147 -5.77
POWERSHARES VARIABLE RATE PREFERRED PORTFOLIO / ETF (73937B597) 24.48 5,334 5,964 11.81 136 146 7.35
MMP / Magellan Midstream Partners 75.24 2,480 1,914 -22.82 175 144 -17.71
ORLY / O'Reilly Automotive 278.21 444 514 15.77 124 143 15.32
WISDOMTREE EUROPE HEDGED SMALLCAP EQUITY FUND / ETF (97717X552) 25.82 6,600 5,500 -16.67 161 142 -11.80
ADM / Archer-Daniels-Midland 45.63 3,090 3,090 0.00 130 141 8.46
BIIB / Biogen 281.63 490 490 0.00 153 138 -9.80
WMB / Williams Companies 30.98 4,390 4,390 0.00 134 136 1.49
MET / MetLife 53.74 2,625 2,475 -5.71 116 133 14.66
CBI / Chicago Bridge & Iron 31.62 3,975 4,175 5.03 111 132 18.92
NVR / NVR 1,658.23 79 79 0.00 129 131 1.55
ALGN / Align Technology 95.59 2,180 1,360 -37.61 204 130 -36.27
GUGGENHEIM DEFENSIVE EQUITY ETF / ETF (18383M878) 38.68 3,335 3,335 0.00 130 129 -0.77
LNCE / Snyders-Lance 38.14 3,356 3,356 0.00 112 128 14.29
SCHD / Schwab US Dividend Equity ETF 43.33 2,931 2,931 0.00 124 127 2.42
VANGUARD CONSUMER DISCRETIONARY INDEX FUND / ETF (92204A108) 128.18 983 983 0.00 123 126 2.44
GLW / Corning 24.11 5,464 5,143 -5.87 129 124 -3.88
EV / Eaton Vance 14.77 8,325 8,325 0.00 125 123 -1.60
BSV / Vanguard Short-Term Bond ETF 78.91 1,686 1,546 -8.30 136 122 -10.29
TRV / Travelers Companies 122.41 1,044 964 -7.66 119 118 -0.84
KEQU / Kewaunee Scientific 24.38 4,800 4,800 0.00 114 117 2.63
CSJ / iShares 1-3 Year Credit Bond ETF 104.60 1,010 1,109 9.80 106 116 9.43
VANGUARD CONSUMER STAPLES INDEX FUND / ETF (92204A207) 132.95 890 865 -2.81 121 115 -4.96
ZROZ / PIMCO ETF Trust 99.38 1,127 1,127 0.00 112 112 0.00
L / Loews 46.71 2,355 2,355 0.00 96 110 14.58
PROSHARES S&P 500 EX-ENERGY ETF / ETF (74347B581) 45.80 2,380 2,380 0.00 105 109 3.81
DEUTSCHE X-TRACKERS MSCI EUROPE HEDGED EQUITY ETF / ETF (233051853) 25.16 102,486 4,292 -95.81 2,643 108 -95.91
AHH / Armada Hoffler Properites 14.49 7,385 7,385 0.00 98 107 9.18
PSA / Public Storage 223.16 415 475 14.46 92 106 15.22
WISDOMTREE EUROPE QUALITY DIVIDEND GROWTH FUND / ETF (97717X610) 21.00 5,000 5,000 0.00 111 105 -5.41
HBI / Hanesbrands 21.37 4,820 4,820 0.00 121 103 -14.88
ATO / Atmos Energy 73.81 1,378 1,382 0.29 102 102 0.00
AON / Aon 111.36 907 907 0.00 102 101 -0.98
FHN / First Horizon National 19.92 7,000 5,020 -28.29 106 100 -5.66
FCX / Freeport-McMoRan 13.12 7,693 7,543 -1.95 83 99 19.28
ALB / Albemarle 85.59 1,381 1,145 -17.09 118 98 -16.95
HIG / Hartford Financial Services Group 47.53 2,041 2,041 0.00 87 97 11.49
IYM / iShares U.S. Basic Materials ETF 83.12 1,155 1,155 0.00 91 96 5.49
AGN / Allergan 207.88 555 457 -17.66 127 95 -25.20
SEP / Spectra Energy Partners LP 45.70 3,501 2,057 -41.25 152 94 -38.16
FDUS / Fidus Investment 15.60 5,960 5,960 0.00 93 93 0.00
IYG / iShares U.S. Financial Services ETF 105.14 875 875 0.00 76 92 21.05
TEVA / Teva Pharmaceutical Industries 36.03 3,245 2,526 -22.16 149 91 -38.93
POWERSHARES DWA TECHNOLOGY MOMENTUM PORTFOLIO / ETF (73935X344) 39.82 2,260 2,260 0.00 93 90 -3.23
DTE / DTE Energy 97.78 900 900 0.00 84 88 4.76
POWERSHARES FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND PORTFOLIO / ETF (73937B761) 25.22 3,450 3,450 0.00 89 87 -2.25
WBA / Walgreens Boots Alliance 82.22 1,046 1,046 0.00 84 86 2.38
PX / Praxair 116.92 734 727 -0.95 88 85 -3.41
HAL / Halliburton Co. (Holding Company) 53.81 1,561 1,561 0.00 70 84 20.00
ISHARES EDGE MSCI USA QUALITY FACTOR ETF / ETF (46432F339) 68.88 666 1,205 80.93 44 83 88.64
PFF / iShares U.S. Preferred Stock ETF 37.02 1,849 2,215 19.79 73 82 12.33
COF / Capital One Financial 86.35 938 938 0.00 67 81 20.90
WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND / ETF (97717W794) 42.55 0 1,880 0.00 0 80
FDX / FedEx 185.45 359 426 18.66 62 79 27.42
TAP / Molson Coors Brewing 96.89 805 805 0.00 88 78 -11.36
TROW / Price (T.) Rowe Group 75.12 913 1,025 12.27 60 77 28.33
LSI / Life Storage 84.44 900 900 0.00 80 76 -5.00
IVE / iShares S&P 500 Value ETF 101.35 740 740 0.00 70 75 7.14
KEY / KeyCorp 18.19 4,068 4,068 0.00 49 74 51.02
CERN / Cerner 47.10 1,920 1,550 -19.27 118 73 -38.14
NLY / Annaly Capital Management 9.90 7,272 7,272 0.00 76 72 -5.26
WY / Weyerhaeuser 29.73 2,388 2,388 0.00 76 71 -6.58
XYL / Xylem 49.30 1,400 1,420 1.43 73 70 -4.11
PLPC / Preformed Line Products 57.50 1,200 1,200 0.00 50 69 38.00
CMS / CMS Energy 41.38 1,619 1,619 0.00 68 67 -1.47
DHR / Danaher 77.37 1,083 853 -21.24 84 66 -21.43
CELG / Celgene 115.25 564 564 0.00 58 65 12.07
MCR / MFS Charter Income Trust 8.45 585 7,578 1,195.38 5 64 1,180.00
ITM / VanEck Vectors ETF TR 23.09 2,729 2,729 0.00 67 63 -5.97
NEM / Newmont Mining (Holding Company) 33.55 2,248 1,848 -17.79 88 62 -29.55
CHARTER COMMUNICATIONS INC NEW CL A / Stock (16119P108) 285.05 344 214 -37.79 92 61 -33.70
SU / Suncor Energy 32.50 1,502 1,846 22.90 41 60 46.34
YDKN / Yadkin Financial 34.03 1,734 1,734 0.00 45 59 31.11
TCAP / Triangle Capital 18.12 3,200 3,200 0.00 63 58 -7.94
FIS / Fidelity National Information Services 75.00 760 760 0.00 58 57 -1.72
MKL / Markel 903.23 62 62 0.00 57 56 -1.75
KNL / Knoll 27.50 2,000 2,000 0.00 45 55 22.22
BSX / Boston Scientific 21.60 2,500 2,500 0.00 59 54 -8.47
DVN / Devon Energy 45.26 1,251 1,171 -6.39 55 53 -3.64
UNM / Unum Group 43.33 1,450 1,200 -17.24 51 52 1.96
CAG / ConAgra Foods 39.35 1,296 1,296 0.00 61 51 -16.39
CAROLINA TR BANCSHARES INC COM / Stock (14422P105) 6.31 7,625 7,925 3.93 46 50 8.70
XHR / Xenia Hotels & Resorts 19.39 2,527 2,527 0.00 38 49 28.95
AYI / Acuity Brands, Inc. (Holding Company) 228.57 137 210 53.28 36 48 33.33
EL / Estee Lauder Companies 75.68 621 621 0.00 54 47 -12.96
MS / Morgan Stanley 41.82 1,097 1,100 0.27 35 46 31.43
VXX / Barclays Bank iPath S&P 500 VIX Short-Term Futures ETN due 1 25.00 1,800 45
RWR / SPDR DJ Wilshire REIT ETF 91.29 557 482 -13.46 54 44 -18.52
FIRST TRUST LARGE CAP GROWTH OPPORTUNITIES ALPHADEX FUND / ETF (33735K108) 48.04 895 895 0.00 45 43 -4.44
HYG / iShares iBoxx $ High Yield Corporate Bond ETF 86.24 551 487 -11.62 48 42 -12.50
WEC / WEC Energy Group 57.83 808 709 -12.25 48 41 -14.58
HUM / Humana 200.00 200 200 0.00 35 40 14.29
WISDOMTREE GLOBAL EX-US REALESTATE FUND / ETF (97717W331) 24.89 1,567 1,567 0.00 45 39 -13.33
DG / Dollar General 73.64 516 516 0.00 36 38 5.56
WILSHIRE MICRO-CAP ETF / ETF (18383M308) 29.30 1,268 1,263 -0.39 35 37 5.71
BT / BT Group 22.50 1,600 1,600 0.00 40 36 -10.00
IR / Ingersoll-Rand 74.00 583 473 -18.87 39 35 -10.26
HBANO / Huntington Bancshares 13.21 2,573 2,573 0.00 25 34 36.00
EPI / WisdomTree India Earnings Fund 19.76 1,922 1,670 -13.11 41 33 -19.51
ZIOP / ZIOPHARM Oncology 5.33 6,000 6,000 0.00 33 32 -3.03
CDK / CDK Global 58.38 677 531 -21.57 38 31 -18.42
WGL / WGL Holdings 75.00 400 400 0.00 25 30 20.00
NCZ / AGIC Convertible & Income Fund II 5.63 5,150 5,150 0.00 30 29 -3.33
EXPE / Expedia 112.00 250 250 0.00 29 28 -3.45
EFR / Eaton Vance Senior Floating-Rate Fund 14.21 1,900 1,900 0.00 26 27 3.85
HOG / Harley-Davidson 56.40 461 461 0.00 24 26 8.33
BTI / British American Tobacco 111.61 191 224 17.28 24 25 4.17
PDM / Piedmont Office Realty Trust 20.65 1,162 1,162 0.00 25 24 -4.00
VMO / Invesco Van Kampen Municipal Opportunity Trust 12.58 1,829 1,829 0.00 26 23 -11.54
JEC / Jacobs Engineering Group 55.00 400 400 0.00 20 22 10.00
SAFM / Sanderson Farms 93.33 225 225 0.00 21 21 0.00
CAB / Cabela's 56.98 351 351 0.00 19 20 5.26
IBKCP / IBERIABANK 82.61 230 230 0.00 15 19 26.67
NEA / Nuveen AMT-Free Municipal Income Fund 12.88 1,398 18
XGUTX / Gabelli Utility Trust 6.30 2,700 2,700 0.00 18 17 -5.56
A / Agilent Technologies 45.45 352 352 0.00 16 16 0.00
GNTX / Gentex 19.33 776 776 0.00 13 15 15.38
TDG / Transdigm Group 237.29 52 59 13.46 15 14 -6.67
WTR / Aqua America 29.15 443 446 0.68 13 13 0.00
TPX / Tempur Sealy International 66.67 180 180 0.00 10 12 20.00
KRE / SPDR S&P Regional Banking ETF 55.00 200 200 0.00 8 11 37.50
MNK / Maillinckrodt 48.54 331 206 -37.76 23 10 -56.52
ROP / Roper Technologies 166.67 54 54 0.00 9 9 0.00
AZO / AutoZone 727.27 11 11 0.00 8 8 0.00
DAL / Delta Air Lines 46.36 151 151 0.00 5 7 40.00
BCX / BlackRock Resources & Commodities Strategy Trust 7.18 836 836 0.00 6 6 0.00
DIREXION DAILY MID CAP BULL 3X SHARES / ETF (25459W730) 28.09 257 178 -30.74 6 5 -16.67
PUREFUNDS ISE CYBER SECURITY ETF / ETF (26924G201) 22.10 181 181 0.00 5 4 -20.00
TWOU / 2U 25.64 117 3
IVTY / Invuity 4.00 500 500 0.00 6 2 -66.67
AXTA / Axalta Coating Systems 13.89 72 72 0.00 2 1 -50.00
NAV / Navistar International (HOLDING CO.) 0.00 10 0