Activist Investor 13D, 13G Filings


This page shows a list of all the recent 13D/G filings made by Pessin Norman H. Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

DateForm Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2018‑04‑18 SC 13D NEPH / Nephros, Inc. 2,732,707 1.3
2018‑04‑16 SC 13D/A LIQT / LiqTech International, Inc. 3,510,869 3,510,869 0.00 4.8 -40.74
2018‑01‑31 SC 13D/A SMED / Sharps Compliance Corp. 957,459 1,224,493 27.89 1.0 -33.33
2017‑08‑08 SC 13D/A CSBR / Champions Oncology, Inc. 572,517 742,161 29.63 6.8 580.00
2017‑07‑31 SC 13D/A ICCC / ImmuCell Corp. 480,000 480,000 0.00 1.39 39.00
2017‑05‑16 SC 13D/A LIQT / LiqTech International, Inc. 1,510,869 3,510,869 132.37 8.1 113.16
2017‑02‑14 SC 13D/A MSON / Misonix, Inc. 366,641 1.0
2017‑02‑08 SC 13D/A LIQT / LiqTech International, Inc. 1,463,013 1,510,869 3.27 3.8 2.70
2017‑01‑13 SC 13D CSBR / Champions Oncology, Inc. 572,517 1.0
2017‑01‑04 SC 13D/A CASM / CAS Medical Systems, Inc. 1,084,877 1,395,777 28.66 5.0 25.00
2016‑10‑26 SC 13D/A ICCC / ImmuCell Corp. 250,000 480,000 92.00 1.0 0.00
2016‑10‑11 SC 13D/A ISNS / Image Sensing Systems, Inc. 457,130 337,855 -26.09 1.8 -33.33
2016‑10‑06 SC 13D/A ICTV / ICTV Brands Inc. 2,216,674 5,696,079 156.97 18.0 339.02
2016‑09‑22 SC 13D/A ISSC / Innovative Solutions & Support, Inc. 1,133,158 1,251,944 10.48 1.6 33.33
2016‑09‑09 SC 13D/A CEMI / Chembio Diagnostics, Inc 884,087 1,143,067 29.29 1.1 0.00
2016‑08‑25 SC 13D/A ISNS / Image Sensing Systems, Inc. 579,730 457,130 -21.15 2.7 0.00
2016‑08‑24 SC 13D/A CRTN / Cartesian, Inc. 384,527 0 -100.00 1.0 0.00
2016‑08‑01 SC 13D/A TSSI / TSS, Inc. 1,468,789 1,468,789 0.00 1.0 0.00
2016‑07‑29 SC 13D/A TSSI / TSS, Inc. 2,168,789 1,468,789 -32.28 1.0 0.00
2016‑07‑28 SC 13D CRTN / Cartesian, Inc. 384,527 1.0
2016‑07‑13 SC 13D/A LIQT / LiqTech International, Inc. 1,094,624 1,463,013 33.65 3.7 37.04
2016‑06‑23 SC 13D/A WGA / AG&E Holdings, Inc. 443,929 1.0
2016‑03‑17 SC 13D/A TSSI / TSS, Inc. 2,168,789 1.0
2016‑02‑16 SC 13D/A SMED / Sharps Compliance Corp. 957,459 1.5
2016‑02‑03 SC 13D ICCC / ImmuCell Corp. 250,000 1.0
2016‑01‑25 SC 13D/A ISNS / Image Sensing Systems, Inc. 445,730 579,730 30.06 2.7 -69.66
2015‑12‑16 SC 13D/A ISSC / Innovative Solutions & Support, Inc. 1,133,158 1.2
2015‑11‑09 SC 13D/A CASM / CAS Medical Systems, Inc. 1,084,877 4.0
2015‑11‑05 SC 13D/A ICTV / ICTV Brands Inc. 1,866,761 2,216,674 18.74 4.1 36.67
2015‑10‑02 SC 13D/A CEMI / Chembio Diagnostics, Inc 884,087 1.1
2015‑10‑02 SC 13D LIQT / LiqTech International, Inc. 777,853 1,094,624 40.72 2.7 35.00
2015‑07‑21 SC 13D/A ISNS / Image Sensing Systems, Inc. 445,730 8.9
2015‑07‑09 SC 13D/A ICTV / ICTV Brands Inc. 1,866,761 3.0
2015‑06‑04 SC 13D LIQT / LiqTech International, Inc. 777,853 2.0
2015‑04‑17 SC 13D/A ORBC / ORBCOMM, Inc. 2,624,990 2.0
2015‑04‑13 SC 13D ICTV / ICTV Brands Inc. 1,272,990 2.1
2015‑04‑06 SC 13D/A ISNS / Image Sensing Systems, Inc. 327,330 2.3