Activist Investor 13D, 13G Filings


This page shows a list of all the recent 13D/G filings made by Honig Barry C. Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

DateForm Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2018‑08‑30 SC 13D/A PGLC / Pershing Gold Corporation 12,194,688 14,280,390 17.10 42.46 27.16
2018‑08‑06 SC 13G MBVX / MabVax Therapeutics Holdings, Inc. 1,208,904 447,195 -63.01 4.99 0.00
2018‑04‑19 SC 13D/A RIOT / Riot Blockchain Inc 200,154 200,154 0.00 1.69 0.00
2018‑04‑18 SC 13D/A RIOT / Riot Blockchain Inc 504,000 200,154 -60.29 1.69 -84.90
2018‑04‑03 SC 13G TWER / Towerstream Corp. 34,822 25,690 -26.22 6.51 -26.27
2018‑03‑12 SC 13D/A PGLC / Pershing Gold Corporation 7,109,634 12,194,688 71.52 33.39 12.50
2018‑02‑16 SC 13D/A MBVX / MabVax Therapeutics Holdings, Inc. 1,208,904 1,208,904 0.00 4.99 0.00
2018‑02‑15 SC 13D TWER / Towerstream Corp. 26,607 34,822 30.88 8.83 30.81
2018‑02‑14 SC 13G/A OXISD / OXIS International, Inc. 791,874 9.99
2018‑02‑13 SC 13G/A MDVX / Medovex Corp. 1,144,389 111,986 -90.21 0.52 -93.11
2018‑02‑13 SC 13G/A LVVNF / Levon Resources Ltd. 1,549,609 2.43
2018‑02‑13 SC 13D MBVX / MabVax Therapeutics Holdings, Inc. 391,648 1,208,904 208.67 4.99 -19.77
2018‑02‑13 SC 13G/A CDXC / ChromaDex Corporation 2,409,312 543,498 -77.44 1.12 -82.36
2018‑02‑13 SC 13D/A RIOT / Riot Blockchain Inc 504,000 173,432 -65.59 1.47 -86.86
2017‑11‑06 SC 13G TWER / Towerstream Corp. 0 26,607 6.75
2017‑09‑01 SC 13G/A WPCS / WPCS International Inc. 286,607 336,573 17.43 9.99 0.71
2017‑02‑17 SC 13G MBVX / MabVax Therapeutics Holdings, Inc. 391,648 6.22
2017‑02‑14 SC 13G/A OXIS / OXIS International, Inc. 665,244 790,995 18.90 9.99 0.00
2017‑02‑14 SC 13G/A ILNS / Intellect Neurosciences, Inc. 665,244 790,995 18.90 9.99 0.00
2017‑02‑13 SC 13G/A SVACF / SciVac Therapeutics Inc. 74,251,080 3,477,371 -95.32 9.62 -1.94
2017‑02‑10 SC 13G/A VBIV / VBI Vaccines, Inc. 3,047,603 3,477,371 14.10 9.62 3.22
2017‑02‑10 SC 13G/A TWER / Towerstream Corp. 646,685 0 -100.00 0.0 -100.00
2017‑02‑10 SC 13G/A CDXC / ChromaDex Corporation 8,817,832 2,409,312 -72.68 6.35 -21.60
2017‑02‑10 SC 13G/A MDVX / Medovex Corp. 935,834 1,144,389 22.29 7.55 -9.04
2017‑02‑10 SC 13G/A SVON / Sevion Therapeutics, Inc. 1,392,748 1,068,194 -23.30 4.99 -26.62
2017‑02‑09 SC 13G/A PULM / Pulmatrix, Inc. 788,391 282,650 -64.15 1.92 -64.44
2017‑01‑17 SC 13G/A WPCS / WPCS International Inc. 154,805 286,607 85.14 9.92 -0.70
2017‑01‑05 SC 13D/A BIOP / Bioptix Inc. 500,000 504,000 0.80 11.19 0.81
2016‑12‑01 SC 13D/A RIOT / Riot Blockchain Inc 452,585 500,000 10.48 11.1 10.45
2016‑11‑15 SC 13D/A COOL / Majesco Entertainment Co. 1,659,433 313,239 -81.12 10.84 -11.15
2016‑11‑09 SC 13D/A RIOT / Riot Blockchain Inc 389,159 452,585 16.30 10.05 0.10
2016‑11‑01 SC 13G/A RLMD / Relmada Therapeutics, Inc. 0 0 0.0
2016‑10‑31 SC 13G/A RLMD / Relmada Therapeutics, Inc. 0 0.0
2016‑09‑29 SC 13G/A MGT / MGT Capital Investments, Inc. 1,557,823 0 -100.00 0.0 -100.00
2016‑09‑19 SC 13G/A TWER / Towerstream Corp. 8,191,733 646,685 -92.11 8.17 -18.22
2016‑09‑14 SC 13D/A RIOT / Riot Blockchain Inc 389,159 389,159 0.00 10.04 0.00
2016‑09‑13 SC 13D/A RIOT / Riot Blockchain Inc 373,899 389,159 4.08 10.04 4.58
2016‑09‑08 SC 13D RIOT / Riot Blockchain Inc 373,899 373,899 0.00 9.6 0.00
2016‑09‑07 SC 13D BIOP / Bioptix Inc. 386,581 373,899 -3.28 9.6 -3.71
2016‑06‑20 SC 13G TWER / Towerstream Corp. 8,191,733 9.99
2016‑05‑26 SC 13G/A VBIV / VBI Vaccines, Inc. 1,968,083 3,047,603 54.85 9.32 11.48
2016‑05‑16 SC 13G/A RIOT / Riot Blockchain Inc 335,179 386,581 15.34 9.97 15.26
2016‑05‑04 SC 13D/A COOL / Majesco Entertainment Co. 859,435 1,659,433 93.08 12.2 54.63
2016‑04‑04 SC 13G RIOT / Riot Blockchain Inc 335,179 8.65
2016‑02‑16 SC 13G/A OXIS / OXIS International, Inc. 665,244 9.99
2016‑02‑16 SC 13G/A VPCO / Healthier Choices Management Corp 0 0.0
2016‑02‑16 SC 13G/A ILNS / Intellect Neurosciences, Inc. 665,244 9.99
2016‑02‑12 SC 13G/A USEL / usell.com, Inc. 906,683 4.5
2016‑02‑12 SC 13G MDVX / Medovex Corp. 1,030,346 935,834 -9.17 8.3 -11.04
2016‑02‑11 SC 13G/A MGT / MGT Capital Investments, Inc. 1,133,611 1,557,823 37.42 9.1 38.09
2016‑02‑10 SC 13G/A INVT / Inventergy Global, Inc. 2,921,884 0 -100.00 0.0 -100.00
2016‑02‑08 SC 13G/A SVON / Sevion Therapeutics, Inc. 1,392,748 6.8
2016‑02‑08 SC 13G/A CDXC / ChromaDex Corporation 8,613,385 8,817,832 2.37 8.1 1.00
2016‑02‑08 SC 13G/A PULM / Pulmatrix, Inc. 477,297 788,391 65.18 5.4 -45.45
2016‑02‑05 SC 13G/A VBIV / VBI Vaccines, Inc. 2,017,906 1,968,083 -2.47 8.36 -2.79
2016‑02‑04 SC 13G MDVX / Medovex Corp. 1,030,346 9.33
2016‑02‑02 SC 13G/A SVACF / SciVac Therapeutics Inc. 72,870,480 74,251,080 1.89 9.81 2.19
2015‑12‑02 SC 13G SVACF / SciVac Therapeutics Inc. 72,870,480 9.6
2015‑11‑23 SC 13G/A VBIV / VBI Vaccines, Inc. 2,017,906 8.6
2015‑10‑16 SC 13G MGT / MGT Capital Investments, Inc. 1,133,611 6.59
2015‑10‑13 SC 13D COOL / Majesco Entertainment Co. 859,435 7.89
2015‑10‑09 SC 13G DRAM / Dataram Corp. 257,838 7.8
2015‑08‑31 SC 13G CDXC / ChromaDex Corporation 8,613,385 8.02
2015‑08‑06 SC 13D/A PGLC / Pershing Gold Corporation 125,403,761 7,109,634 -94.33 29.68 3.96
2015‑07‑02 SC 13G/A WPCS / WPCS International Inc. 154,805 9.99
2015‑06‑02 SC 13G PULM / Pulmatrix, Inc. 477,297 9.9
2015‑04‑29 SC 13D/A PGLC / Pershing Gold Corporation 125,403,761 28.55
2015‑04‑07 SC 13G INVT / Inventergy Global, Inc. 2,921,884 8.17
2015‑03‑16 SC 13G VPCO / Healthier Choices Management Corp 1,821,816 6.0
2015‑03‑10 SC 13G ILNS / Intellect Neurosciences, Inc. 267,618 9.99