Activist Investor 13D, 13G Filings - Manager: Robert Rodriguez And Steven Romick


This page shows a list of all the recent 13D/G filings made by First Pacific Advisors, LLC. Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

DateForm Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2018‑01‑03 SC 13D/A ESL / Esterline Technologies Corp. 3,383,941 3,084,985 -8.83 10.4 -8.77
2017‑09‑20 SC 13D/A NXEO / Nexeo Solutions, Inc. 25,618,557 25,618,557 0.00 28.7 0.00
2017‑09‑19 SC 13D/A NXEO / Nexeo Solutions, Inc. 25,055,547 25,618,557 2.25 28.7 2.50
2017‑09‑06 SC 13G BW / Babcock & Wilcox Enterprises Inc. 4,909,039 0 -100.00 0.0 -100.00
2017‑08‑24 SC 13D/A NXEO / Nexeo Solutions, Inc. 24,893,357 25,055,547 0.65 28.0 0.36
2017‑06‑19 SC 13D/A ESL / Esterline Technologies Corp. 3,383,941 3,383,941 0.00 11.4 0.00
2017‑05‑10 SC 13G BW / Babcock & Wilcox Enterprises Inc. 4,909,039 4,909,039 0.00 10.1 0.00
2017‑05‑09 SC 13G BW / Babcock & Wilcox Enterprises Inc. 3,952,609 4,909,039 24.20 10.1 24.69
2017‑05‑02 SC 13D/A ESL / Esterline Technologies Corp. 3,690,774 3,383,941 -8.31 11.4 -9.52
2017‑02‑16 SC 13G LUK / Leucadia National Corp. 13,642,498 21,739,887 59.35 6.0 -11.76
2017‑02‑14 SC 13G OI / Owens-Illinois, Inc. 10,345,210 9,794,580 -5.32 6.0 -6.25
2017‑02‑14 SC 13G BW / Babcock & Wilcox Enterprises Inc. 3,952,609 8.1
2017‑02‑14 SC 13G APOL / Apollo Education Group, Inc. 10,132,310 840,714 -91.70 0.8 -91.49
2017‑02‑14 SC 13G LPLA / LPL Financial Holdings Inc. 4,586,490 5.1
2017‑02‑14 SC 13G CIT / CIT Group, Inc. (The) 13,642,498 6.8
2017‑02‑14 SC 13G LUK / Leucadia National Corp. 13,642,498 6.8
2016‑10‑19 SC 13D/A ESL / Esterline Technologies Corp. 3,690,774 3,690,774 0.00 12.6 0.00
2016‑10‑12 SC 13D/A ESL / Esterline Technologies Corp. 3,690,774 3,690,774 0.00 12.6 0.00
2016‑09‑28 SC 13D/A ESL / Esterline Technologies Corp. 3,690,774 3,690,774 0.00 12.6 0.00
2016‑09‑19 SC 13D/A ESL / Esterline Technologies Corp. 3,690,554 3,690,774 0.01 12.6 0.00
2016‑06‑27 SC 13D ESL / Esterline Technologies Corp. 3,250,260 3,690,554 13.55 12.6 15.60
2016‑06‑20 SC 13D NXEO / Nexeo Solutions, Inc. 24,893,357 27.9
2016‑02‑16 SC 13G ARRS / ARRIS International plc 0 0.0
2016‑02‑16 SC 13G ESL / Esterline Technologies Corp. 3,168,360 3,250,260 2.58 10.9 1.87
2016‑02‑16 SC 13G OI / Owens-Illinois, Inc. 10,345,210 6.4
2016‑02‑16 SC 13G APOL / Apollo Education Group, Inc. 10,132,310 9.4
2016‑02‑16 SC 13G IDCC / InterDigital, Inc. 1,601,221 4.5
2016‑02‑16 SC 13G WAC / Walter Investment Management Corp. 1,414,323 2.4
2015‑10‑09 SC 13G ESL / Esterline Technologies Corp. 3,168,360 10.7
2015‑09‑21 SC 13G ROSE / Rosetta Resources, Inc. 0 0.0