Activist Investor 13D, 13G Filings


This page shows a list of all the recent 13D/G filings made by Carlson Capital L P. Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

DateForm Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2017‑08‑11 SC 13D/A VSI / Vitamin Shoppe, Inc. 2,287,521 1,182,035 -48.33
2017‑07‑06 SC 13D/A REGI / Renewable Energy Group, Inc. 3,900,000 3,575,000 -8.33
2017‑03‑31 SC 13G PUMP / Propetro Holding Corp 7,749,998 9.3
2017‑02‑21 SC 13D/A VSI / Vitamin Shoppe, Inc. 2,372,174 2,287,521 -3.57
2017‑02‑14 SC 13D/A AROC / Archrock, Inc. 4,255,972 3,475,972 -18.33
2017‑01‑30 SC 13G/A EXTN / Exterran Corp. 1,776,796 1,816,215 2.22 5.12 1.39
2017‑01‑30 SC 13G MPMQ / MPM Holdings Inc. 2,452,716 5.1
2017‑01‑30 SC 13G NRG / NRG Energy, Inc. 17,077,796 5.41
2017‑01‑30 SC 13G/A BXC / Bluelinx Holdings, Inc. 8,702,128 746,908 -91.42 8.27 -15.01
2017‑01‑30 SC 13G CIE / Cobalt International Energy, Inc. 28,673,514 6.87
2017‑01‑30 SC 13G/A DYN / Dynegy Inc. 9,396,360 10,181,071 8.35 8.68 11.42
2017‑01‑27 SC 13D/A AROC / Archrock, Inc. 5,210,972 4,255,972 -18.33
2017‑01‑17 SC 13D/A AROC / Archrock, Inc. 6,024,105 5,210,972 -13.50
2016‑12‑19 SC 13D/A AROC / Archrock, Inc. 6,831,805 6,024,105 -11.82
2016‑12‑07 SC 13D/A AROC / Archrock, Inc. 7,624,853 6,831,805 -10.40
2016‑12‑07 SC 13D/A FOR / Forestar Group Inc 2,159,529 1,684,658 -21.99
2016‑12‑02 SC 13D/A FOR / Forestar Group Inc 2,544,658 2,159,529 -15.13
2016‑12‑01 SC 13D/A AROC / Archrock, Inc. 8,470,659 7,624,853 -9.99
2016‑11‑23 SC 13D/A FOR / Forestar Group Inc 2,544,658 2,544,658 0.00
2016‑11‑22 SC 13D/A FOR / Forestar Group Inc 2,894,781 2,544,658 -12.09
2016‑11‑21 SC 13D/A AROC / Archrock, Inc. 9,258,249 8,470,659 -8.51
2016‑10‑05 SC 13D/A REGI / Renewable Energy Group, Inc. 3,900,000 3,900,000 0.00
2016‑07‑27 SC 13D/A UTEK / Ultratech, Inc. 3,453,986 2,643,986 -23.45
2016‑05‑31 SC 13D REGI / Renewable Energy Group, Inc. 4,009,000 3,900,000 -2.72
2016‑05‑04 SC 13D AROC / Archrock, Inc. 8,594,816 9,258,249 7.72
2016‑03‑15 SC 13D UTEK / Ultratech, Inc. 3,453,986 3,453,986 0.00
2016‑02‑24 SC 13D/A VSI / Vitamin Shoppe, Inc. 2,267,066 2,372,174 4.64
2016‑02‑09 SC 13G/A AROC / Archrock, Inc. 6,856,567 8,594,816 25.35 12.38 25.43
2016‑02‑08 SC 13D/A FOR / Forestar Group Inc 2,894,781 2,894,781 0.00 8.61 0.00
2016‑01‑20 SC 13D/A FOR / Forestar Group Inc 2,684,381 2,894,781 7.84 8.61
2016‑01‑12 SC 13D/A VSI / Vitamin Shoppe, Inc. 2,045,997 2,267,066 10.80
2016‑01‑11 SC 13G DYN / Dynegy Inc. 9,396,360 7.79
2016‑01‑11 SC 13G EXTN / Exterran Corp. 1,776,796 5.05
2016‑01‑11 SC 13G CZZ / Cosan Ltd. 12,414,223 7.37
2016‑01‑11 SC 13G AROC / Archrock, Inc. 6,856,567 9.87
2016‑01‑11 SC 13G DYN.WS / Dynegy Inc. 9,396,360 7.79
2016‑01‑11 SC 13G KND / Kindred Healthcare, Inc. 4,700,004 5.61
2016‑01‑08 SC 13G/A EXPR / Express, Inc. 0 0.0
2016‑01‑08 SC 13G/A REGI / Renewable Energy Group, Inc. 4,009,000 8.65
2016‑01‑08 SC 13G/A UTEK / Ultratech, Inc. 3,453,986 13.07
2016‑01‑08 SC 13G/A BXC / Bluelinx Holdings, Inc. 8,702,128 9.73
2016‑01‑08 SC 13G/A MGI / MoneyGram International, Inc. 3,590,224 6.75
2015‑12‑17 SC 13D/A FOR / Forestar Group Inc 2,349,229 2,684,381 14.27
2015‑12‑08 SC 13D/A FOR / Forestar Group Inc 1,965,847 2,349,229 19.50
2015‑11‑09 SC 13D FOR / Forestar Group Inc 1,965,847
2015‑10‑13 SC 13D/A VSI / Vitamin Shoppe, Inc. 1,973,288 2,045,997 3.68
2015‑07‑31 SC 13D/A VSI / Vitamin Shoppe, Inc. 1,589,528 1,973,288 24.14
2015‑04‑22 SC 13D VSI / Vitamin Shoppe, Inc. 1,589,528
2015‑03‑31 SC 13G/A BXC / Bluelinx Holdings, Inc. 5,347,221 6.03
2015‑03‑06 SC 13G/A UTEK / Ultratech, Inc. 2,777,486 10.14