InvestorWolverine Asset Management Llc
Insider ProfileWOLVERINE ASSET MANAGEMENT LLC
Portfolio Value $ 7,727,367,000
Current Positions1,307
Opened Positions5
Closed Positions383


Latest Holdings, Performance, AUM (from 13F, 13D)

Wolverine Asset Management Llc - Portfolio Value

Wolverine Asset Management Llc has disclosed 1,307 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 7,727,367,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Wolverine Asset Management Llc's top holdings are Norfolk Southern Corp. (NYSE:NSC) , Alibaba Group Holding Limited (NYSE:BABA) , Yahoo! Inc. (NASDAQ:YHOO) , Tesla Motors, Inc. (NASDAQ:TSLA) , and Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 (007903BD8) . Wolverine Asset Management Llc's new positions include Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 (007903BD8) , Wright Medical Group N.V. Bond (98236JAB4) , MercadoLibre, Inc. Bond (58733RAB8) , Allegheny Technologies, Inc. Bond (01741RAG7) , and Medicines Company 2.500% Bond (584688AE5) .

All Wolverine Asset Management Llc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on August 14, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR TPGE.U / TPG Pace Energy Holdings Corp. 50,000 0 -100.00 505 0
2018-06-30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.31 0 57,736 0 249
2018-06-30 13F-HR WAB / Wabtec Corp. 98.55 0 20,000 0 1,971
2018-06-30 13F-HR MO / Altria Group, Inc. Call 56.77 0 41,200 0 2,339
2018-06-30 13F-HR JEQ / Aberdeen Japan Equity Fund, Inc. 8.67 0 5,419 0 47
2018-06-30 13F-HR 128126AB5 / CalAmp Corp. Bond 14,222 14,469 1.74
2018-06-30 13F-HR 59001KAC4 / Meritor, Inc. 7.875% Bond 20,057 19,721 -1.68
2018-06-30 13F-HR EQIX / Equinix, Inc. 429.25 0 1,046 0 449
2018-06-30 13F-HR 00182CAA1 / ANI Pharmaceuticals, Inc. 3% Convertible Bond 9,666 6,769 -29.97
2018-06-30 13F-HR HIE / Miller/Howard High Income Equity Fund 23,428 0 -100.00 267 0 -100.00
2018-06-30 13F-HR MOS / Mosaic Company 35,000 0 -100.00 849 0 -100.00
2018-06-30 13F-HR MCD / McDonald's Corp. Call 20,000 0 -100.00 3,127 0 -100.00
2018-06-30 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 156,116 0 -100.00 2,966 0 -100.00
2018-06-30 13F-HR PF / Pinnacle Foods, Inc. Call 50,000 0 -100.00 2,705 0 -100.00
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. Call 40,000 0 -100.00 3,034 0 -100.00
2018-06-30 13F-HR ASH / Ashland Global Holdings, Inc. Call 4,700 0 -100.00 328 0 -100.00
2018-06-30 13F-HR HTZ / Hertz Global Holdings, Inc. Put 50,000 0 -100.00 992 0 -100.00
2018-06-30 13F-HR BZM / BlackRock Maryland Municipal Bond Trust 6,839 0 -100.00 91 0 -100.00
2018-06-30 13F-HR COR / Coresite Realty Corp 483 0 -100.00 48 0 -100.00
2018-06-30 13F-HR TRV / Travelers Companies, Inc. (The) Call 25,900 0 -100.00 3,596 0 -100.00
2018-06-30 13F-HR RWT / Redwood Trust, Inc. 88,386 0 -100.00 1,367 0 -100.00
2018-06-30 13F-HR TTC / Toro Company (The) 11,692 0 -100.00 730 0 -100.00
2018-06-30 13F-HR MCK / McKesson Corp. Call 26,100 0 -100.00 3,676 0 -100.00
2018-06-30 13F-HR BTG / B2Gold Corp. Put 19,300 0 -100.00 52 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. 2,149 0 -100.00 203 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. Call 10,000 0 -100.00 945 0 -100.00
2018-06-30 13F-HR SN / Sanchez Energy Corporation 20,048 0 -100.00 62 0 -100.00
2018-06-30 13F-HR NDP / Tortoise Energy Independence Fund, Inc. 75,631 0 -100.00 850 0 -100.00
2018-06-30 13F-HR NRG / NRG Energy, Inc. 8,940 0 -100.00 272 0 -100.00
2018-06-30 13F-HR IONS / Ionis Pharmaceuticals, Inc. Put 14,100 0 -100.00 621 0 -100.00
2018-06-30 13F-HR RH / Restoration Hardware Holdings, Inc. Put 5,200 0 -100.00 495 0 -100.00
2018-06-30 13F-HR FOF / Cohen & Steers Closed-End Opportunity Fund, Inc. 114,227 0 -100.00 1,407 0 -100.00
2018-06-30 13F-HR AKR / Acadia Realty Trust 7,634 0 -100.00 187 0 -100.00
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 896,400 0 -100.00 76,767 0 -100.00
2018-06-30 13F-HR ODFL / Old Dominion Freight Line, Inc. 4,858 0 -100.00 713 0 -100.00
2018-06-30 13F-HR XME / SPDR S&P Metals & Mining ETF Call 80,000 0 -100.00 2,723 0 -100.00
2018-06-30 13F-HR NBL / Noble Energy, Inc. 6 0 -100.00 0 0
2018-06-30 13F-HR SGF / Aberdeen Singapore Fund, Inc. 52,529 0 -100.00 696 0 -100.00
2018-06-30 13F-HR FAZ / Direxion Daily Financial Bear 3X Shares 1,200 0 -100.00 13 0 -100.00
2018-06-30 13F-HR SAN / Banco Santander S.A. 300,000 0 -100.00 1,965 0 -100.00
2018-06-30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 25,000 0 -100.00 257 0 -100.00
2018-06-30 13F-HR CNC / Centene Corp. 9,862 0 -100.00 1,053 0 -100.00
2018-06-30 13F-HR CISN / Cision Ltd. 212,535 0 -100.00 489 0 -100.00
2018-06-30 13F-HR MDXG / MiMedx Group, Inc. 29,149 0 -100.00 203 0 -100.00
2018-06-30 13F-HR MDXG / MiMedx Group, Inc. Put 39,200 0 -100.00 273 0 -100.00
2018-06-30 13F-HR TKPPY / TechnipFMC 66,458 0 -100.00 1,957 0 -100.00
2018-06-30 13F-HR CCL / Carnival Corp. 4,510 0 -100.00 295 0 -100.00
2018-06-30 13F-HR XWEAX / Western Asset Premier Bond Fund 9,896 0 -100.00 127 0 -100.00
2018-06-30 13F-HR CBB / Cincinnati Bell, Inc. 7,228 0 -100.00 100 0 -100.00
2018-06-30 13F-HR XYL / Xylem, Inc. 20,000 0 -100.00 1,538 0 -100.00
2018-06-30 13F-HR CIT / CIT Group, Inc. (The) 510 0 -100.00 26 0 -100.00
2018-06-30 13F-HR EVO / Eaton Vance Ohio Municipal Income Trust 4,086 0 -100.00 50 0 -100.00
2018-06-30 13F-HR BIDU / Baidu, Inc. 30,042 0 -100.00 6,705 0 -100.00
2018-06-30 13F-HR QLD / ProShares Ultra QQQ Put 1,000 0 -100.00 76 0 -100.00
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. Put 20,000 0 -100.00 1,507 0 -100.00
2018-06-30 13F-HR CSIQ / Canadian Solar Inc. Call 100,000 0 -100.00 1,627 0 -100.00
2018-06-30 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. Put 8,700 0 -100.00 139 0 -100.00
2018-06-30 13F-HR XUTGX / Reaves Utility Income Fund 180,343 0 -100.00 5,091 0 -100.00
2018-06-30 13F-HR AMTD / TD AmeriTrade Holding Corp. 31,982 0 -100.00 1,894 0 -100.00
2018-06-30 13F-HR AMTD / TD AmeriTrade Holding Corp. Call 100,000 0 -100.00 5,923 0 -100.00
2018-06-30 13F-HR DYN / Dynegy Inc. 639,378 0 -100.00 173 0 -100.00
2018-06-30 13F-HR TEX / Terex Corp. Call 50,000 0 -100.00 1,870 0 -100.00
2018-06-30 13F-HR TEX / Terex Corp. Put 50,000 0 -100.00 1,870 0 -100.00
2018-06-30 13F-HR ABBV / AbbVie Inc. 42,269 0 -100.00 4,000 0 -100.00
2018-06-30 13F-HR ABBV / AbbVie Inc. Put 43,200 0 -100.00 4,088 0 -100.00
2018-06-30 13F-HR ADP / Automatic Data Processing, Inc. 2,869 0 -100.00 325 0 -100.00
2018-06-30 13F-HR ELGX / Endologix, Inc. Put 8,800 0 -100.00 37 0 -100.00
2018-06-30 13F-HR CSQ / Calamos Strategic Total Return Fund 315,589 0 -100.00 3,733 0 -100.00
2018-06-30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 459,211 0 -100.00 7,797 0 -100.00
2018-06-30 13F-HR AMSC / American Superconductor Corp. 154,594 0 -100.00 899 0 -100.00
2018-06-30 13F-HR OAKS / Five Oaks Investment Corp. 219,263 0 -100.00 638 0 -100.00
2018-06-30 13F-HR MYF / BlackRock Muniyield Investment Fund 67,182 0 -100.00 935 0 -100.00
2018-06-30 13F-HR INCY / Incyte Corp. Call 36,300 0 -100.00 3,024 0 -100.00
2018-06-30 13F-HR FR / First Industrial Realty Trust, Inc. 17,730 0 -100.00 518 0 -100.00
2018-06-30 13F-HR VNO / Vornado Realty Trust 2,851 0 -100.00 191 0 -100.00
2018-06-30 13F-HR ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund 88,115 0 -100.00 1,472 0 -100.00
2018-06-30 13F-HR CHGG / Chegg, Inc. 71,200 0 -100.00 1,470 0 -100.00
2018-06-30 13F-HR GLO / Clough Global Opportunities Fund 14,540 0 -100.00 155 0 -100.00
2018-06-30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) Call 37.00 268,500 9,934
2018-06-30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) Put 37.00 1,425,500 52,743
2018-06-30 13F-HR ALDER BIOPHARMACEUTICALS INC / NOTE 2.500% 2/0 (014339AA3) 32,023
2018-06-30 13F-HR ARRAY BIOPHARMA INC / NOTE 2.625%12/0 (04269XAB1) 6,707
2018-06-30 13F-HR EVERBRIDGE INC / NOTE 1.500%11/0 (29978AAA2) 16,830
2018-06-30 13F-HR EVOLENT HEALTH INC / NOTE 2.000%12/0 (30050BAB7) 20,526
2018-06-30 13F-HR EXACT SCIENCES CORP / DBCV 1.000% 1/1 (30063PAA3) 52,633
2018-06-30 13F-HR GSV CAP CORP / NOTE 4.750% 3/2 (36191JAC5) 1,441
2018-06-30 13F-HR NANTHEALTH INC / NOTE 5.500%12/1 (630104AB3) 2,290
2018-06-30 13F-HR PACIRA PHARMACEUTICALS INC / NOTE 2.375% 4/0 (695127AD2) 31,453
2018-06-30 13F-HR SQUARE INC / NOTE 0.375% 3/0 (852234AB9) 143,598
2018-06-30 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 12.08 68,727 830
2018-06-30 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 9.96 98,707 983
2018-06-30 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 10.00 27,094 271
2018-06-30 13F-HR ALTA MESA RES INC / *W EXP 03/28/202 (02133L117) 1.39 109,096 152
2018-06-30 13F-HR MAGNACHIP SEMICONDUCTOR SA / NOTE 5.000% 3/0 (55932XAB0) 19,252
2018-06-30 13F-HR M & T BK CORP / *W EXP 12/23/201 (55261F112) 95.99 2,094 201
2018-06-30 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 23.18 45,344 1,051
2018-06-30 13F-HR FIRST TR/ABERDEEN EMERG OPT / (33731K102) 13.62 82,387 1,122
2018-06-30 13F-HR GAMCO NAT RES GOLD & INCOME / SH BEN INT (36465E101) 6.35 192,548 1,222
2018-06-30 13F-HR VOYA EMERGING MKTS HIGH DIVI / (92912P108) 8.05 245,862 1,979
2018-06-30 13F-HR MFS INTERMEDIATE HIGH INC FD / SH BEN INT (59318T109) 2.52 91,435 230
2018-06-30 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 6.68 58,855 393
2018-06-30 13F-HR GDL FUND / COM SH BEN IT (361570104) 9.18 81,405 747
2018-06-30 13F-HR EAGLE CAP GROWTH FD INC / (269451100) 7.52 4,652 35
2018-06-30 13F-HR MADISON CVRED CALL & EQ STR / (557437100) 7.45 103,957 774
2018-06-30 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 12.84 71,880 923
2018-06-30 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 13.03 139,003 1,811
2018-06-30 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 12.84 159,539 2,048
2018-06-30 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 13.10 22,522 295
2018-06-30 13F-HR MFS CALIF MUN FD / (59318C106) 10.21 48,407 494
2018-06-30 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 13.34 222,015 2,961
2018-06-30 13F-HR BLACKROCK MUNIHLDGS NJ QLTY / (09254X101) 13.19 16,533 218
2018-06-30 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 13.32 210,005 2,798
2018-06-30 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 11.98 14,358 172
2018-06-30 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 13.36 184,260 2,461
2018-06-30 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 12.59 105,829 1,332
2018-06-30 13F-HR NUVEEN ARIZONA QLTY MUN INC / (67061W104) 12.80 52,284 669
2018-06-30 13F-HR NEUBERGER BERMAN NY INT MUN / (64124K102) 11.12 2,249 25
2018-06-30 13F-HR NEUBERGER BERMAN CA INT MUN / (64123C101) 12.51 57,169 715
2018-06-30 13F-HR NUVEEN CALIF MUN VALUE FD / (67062C107) 9.49 22,979 218
2018-06-30 13F-HR NUVEEN NEW JERSEY MUN VALUE / SHS (670702109) 12.91 8,368 108
2018-06-30 13F-HR NUVEEN GEORGIA QLTY MUN INC / (67072B107) 11.33 119,552 1,355
2018-06-30 13F-HR NUVEEN MINESOTA QLT MUN INC / SHS (670734102) 13.27 6,255 83
2018-06-30 13F-HR NUVEEN MASSACHUSETS QLT MUN / (67061E104) 12.43 48,032 597
2018-06-30 13F-HR NUVEEN MISSOURI QLT MUN INC / (67060Q108) 13.07 2,984 39
2018-06-30 13F-HR NUVEEN PA MUN VALUE FD / (67074K105) 13.56 4,647 63
2018-06-30 13F-HR NUVEEN TEXAS QLTY MUN INCME / (670983105) 12.77 50,647 647
2018-06-30 13F-HR NUVEEN CA SELECT TAX FREE PR / SH BEN INT (67063R103) 13.94 23,460 327
2018-06-30 13F-HR PCK / PIMCO California Municipal Income Fund II 8.30 110,970 921
2018-06-30 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 12.28 2,198 27
2018-06-30 13F-HR INSULET CORP / NOTE 1.250% 9/1 (45784PAF8) 1,521
2018-06-30 13F-HR BGC / General Cable Corp. 61,155 0 -100.00 1,810 0 -100.00
2018-06-30 13F-HR PCAR / PACCAR, Inc. Call 25,000 0 -100.00 1,654 0 -100.00
2018-06-30 13F-HR SEMPRA ENERGY / 6% PFD CONV A (816851406) 102.62 24,956 2,561
2018-06-30 13F-HR MTGE INVT CORP / (55378A105) 19.58 52,956 1,037
2018-06-30 13F-HR BARINGTON HILCO ACQUISITION / RIGHT 08/11/2017 (06759V119) 0.18 22,575 4
2018-06-30 13F-HR CAPITOL INVT CORP IV / CL A ORD (G18920101) 9.86 49,500 488
2018-06-30 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.30 230,000 2,369
2018-06-30 13F-HR CM SEVEN STAR ACQUISITION CO / UNIT 08/21/2022 (G2345N128) 10.32 32,750 338
2018-06-30 13F-HR DRAPER OAKWOOD TECHNOLOGY / RIGHT 09/19/2018 (26146L129) 0.59 258,100 152
2018-06-30 13F-HR DRAPER OAKWOOD TECHNOLOGY / UNIT 09/30/2024 (26146L202) 12.00 138,013 1,656
2018-06-30 13F-HR DRAPER OAKWOOD TECHNOLOGY / *W EXP 09/19/202 (26146L111) 0.72 60,800 44
2018-06-30 13F-HR PLATINUM EAGLE ACQUISITIN CO / UNIT 01/09/2023 (G7126L126) 10.17 55,865 568
2018-06-30 13F-HR FEDERAL STR ACQUISITION CORP / CL A (31421V107) 9.82 200,000 1,964
2018-06-30 13F-HR GORDON POINTE ACQUISITION CO / UNIT 01/18/2023 (382788206) 10.25 120,000 1,230
2018-06-30 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 10.14 95,000 963
2018-06-30 13F-HR HENNESSY CAP ACQUSTON CORP I / UNIT 06/15/2024 (42588L204) 11.15 40,000 446
2018-06-30 13F-HR HENNESSY CAP ACQUSTON CORP I / *W EXP 06/15/202 (42588L113) 1.44 180,000 259
2018-06-30 13F-HR HAYMAKER ACQUISITION CORP / COM CLASS A (420870107) 9.76 100,000 976
2018-06-30 13F-HR HAYMAKER ACQUISITION CORP / UNIT 10/19/2022 (420870206) 10.11 110,900 1,121
2018-06-30 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 9.84 25,000 246
2018-06-30 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / CL A (G8250R103) 10.04 4,285 43
2018-06-30 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / *W EXP 09/14/202 (G8250R129) 0.00 303 0
2018-06-30 13F-HR LEISURE ACQUISITION CORP / UNIT 99/99/9999 (52539T206) 10.04 50,000 502
2018-06-30 13F-HR LEGACY ACQUISITION CORP / COM CL A (524643103) 9.62 175,000 1,683
2018-06-30 13F-HR LEO HOLDINGS CORP / UNIT 99/99/9999 (G5463L121) 10.00 5,000 50
2018-06-30 13F-HR UNION ACQUISITION CORP / UNIT 99/99/9999 (G9366W119) 10.27 71,250 732
2018-06-30 13F-HR MOSAIC ACQUISITION CORP / SHS CL A (G62848109) 9.68 50,000 484
2018-06-30 13F-HR MOSAIC ACQUISITION CORP / *W EXP 10/23/202 (G62848125) 1.24 82,200 102
2018-06-30 13F-HR NEBULA ACQUISITION CORP / UNIT 03/12/2025 (629076209) 10.06 69,900 703
2018-06-30 13F-HR ONE MADISON CORP / UNIT 99/99/9999 (G6772P118) 10.11 200,000 2,022
2018-06-30 13F-HR OPES ACQUISITION CORP / UNIT 03/07/2023 (68373P209) 10.10 90,000 909
2018-06-30 13F-HR REGALWOOD GLOBAL ENERGY LTD / UNIT 99/99/9999 (G74760110) 10.15 100,000 1,015
2018-06-30 13F-HR SENTINEL ENERGY SVCS INC / UNIT 11/02/2022 (G8062D128) 10.09 100,000 1,009
2018-06-30 13F-HR BLACKBERRY LTD / DEBT 3.750%11/1 (C10268AC1) 24,279
2018-06-30 13F-HR RNET / RigNet, Inc. 10.27 31,843 327
2018-06-30 13F-HR PCAR / PACCAR, Inc. Put 25,000 0 -100.00 1,654 0 -100.00
2018-06-30 13F-HR TECK / Teck Resources Ltd. 35,537 0 -100.00 915 0 -100.00
2018-06-30 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 (82900L110) 4.10 32,426 133
2018-06-30 13F-HR WILLSCOT CORP / *W EXP 09/10/202 (971375118) 2.21 22,140 49
2018-06-30 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R117) 3.47 10,362 36
2018-06-30 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R125) 2.73 41,366 113
2018-06-30 13F-HR BLINK CHARGING CO / (09354A100) 5.13 304,271 1,561
2018-06-30 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 0.61 1,955,476 902,922 -53.83 4,126 550 -86.67
2018-06-30 13F-HR RAD / Rite Aid Corp. 1.73 597,581 622,581 4.18 1,003 1,077 7.38
2018-06-30 13F-HR NH / NantHealth, Inc. Put 3.29 2,900 24,600 748.28 8 81 912.50
2018-06-30 13F-HR EVR / Evercore Partners, Inc. 105.44 0 16,408 0 1,730
2018-06-30 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 25.90 22,948 72,202 214.63 697 1,870 168.29
2018-06-30 13F-HR T / AT & T, Inc. 32.11 51,841 65,436 26.22 1,848 2,101 13.69
2018-06-30 13F-HR T / AT & T, Inc. Call 32.11 106,300 97,300 -8.47 3,789 3,124 -17.55
2018-06-30 13F-HR T / AT & T, Inc. Put 32.07 187,900 16,400 -91.27 6,698 526 -92.15
2018-06-30 13F-HR KIM / Kimco Realty Corporation 16.95 145,690 10,797 -92.59 2,097 183 -91.27
2018-06-30 13F-HR FTRPR / Frontier Communications Corp. Put 5.36 1,077,000 1,293,500 20.10 7,991 6,933 -13.24
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,129.17 12,000 12,000 0.00 12,445 13,550 8.88
2018-06-30 13F-HR VALE / Vale S.A. 12.82 1,222,228 526,971 -56.88 15,546 6,755 -56.55
2018-06-30 13F-HR VALE / Vale S.A. Call 12.82 161,000 325,000 101.86 2,047 4,166 103.52
2018-06-30 13F-HR VALE / Vale S.A. Put 12.82 3,803,300 1,586,100 -58.30 48,377 20,333 -57.97
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. 49.54 41,305 39,305 -4.84 2,263 1,947 -13.96
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. Call 49.54 89,000 62,600 -29.66 4,878 3,101 -36.43
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. Put 49.53 35,000 15,000 -57.14 1,918 743 -61.26
2018-06-30 13F-HR ALL / Allstate Corp. (The) 91.24 0 25,000 0 2,281
2018-06-30 13F-HR MDY / SPDR S&P Midcap 400 ETF 355.00 6,800 6,800 0.00 2,323 2,414 3.92
2018-06-30 13F-HR KRE / SPDR S&P Regional Banking ETF 61.00 95,600 70,000 -26.78 5,773 4,270 -26.03
2018-06-30 13F-HR KRE / SPDR S&P Regional Banking ETF Call 61.00 57,000 158,400 177.89 3,442 9,662 180.71
2018-06-30 13F-HR KRE / SPDR S&P Regional Banking ETF Put 61.00 352,200 253,100 -28.14 21,269 15,439 -27.41
2018-06-30 13F-HR VGI / Virtus Global Multi-Sector Income Fund 13.36 0 71,867 0 960
2018-06-30 13F-HR AXDX / Accelerate Diagnostics, Inc. Put 22.20 5,000 5,000 0.00 114 111 -2.63
2018-06-30 13F-HR TSEM / Tower Semiconductor Ltd. 22.00 9,557 38,677 304.70 257 851 231.13
2018-06-30 13F-HR LRCX / Lam Research Corp. 172.85 48,409 60,000 23.94 9,834 10,371 5.46
2018-06-30 13F-HR LRCX / Lam Research Corp. Call 172.85 69,000 90,200 30.72 14,018 15,591 11.22
2018-06-30 13F-HR TRV / Travelers Companies, Inc. (The) 122.31 0 31,404 0 3,841
2018-06-30 13F-HR TWTR / Twitter, Inc. 43.66 57,177 50,616 -11.47 1,658 2,210 33.29
2018-06-30 13F-HR TWTR / Twitter, Inc. Put 43.66 268,000 66,200 -75.30 7,774 2,890 -62.82
2018-06-30 13F-HR PXD / Pioneer Natural Resources Co. 189.11 15,652 6,742 -56.93 2,688 1,275 -52.57
2018-06-30 13F-HR PXD / Pioneer Natural Resources Co. Call 185.00 6,000 200 -96.67 1,030 37 -96.41
2018-06-30 13F-HR PXD / Pioneer Natural Resources Co. Put 189.20 10,300 10,000 -2.91 1,769 1,892 6.95
2018-06-30 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 12.23 89,638 183,196 104.37 1,098 2,240 104.01
2018-06-30 13F-HR GTYH / GTY Technology Holdings, Inc. 1.24 173,010 73,940 -57.26 1,747 92 -94.73
2018-06-30 13F-HR GTYH / GTY Technology Holdings, Inc. 10.10 192,567 173,010 -10.16 2,045 1,747 -14.57
2018-06-30 13F-HR GTYH / GTY Technology Holdings, Inc. 10.62 64,015 192,567 200.82 79 2,045 2,488.61
2018-06-30 13F-HR ROST / Ross Stores, Inc. 84.74 9,350 27,070 189.52 729 2,294 214.68
2018-06-30 13F-HR ROST / Ross Stores, Inc. Put 84.72 0 25,000 0 2,118
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 177.22 79 79 0.00 15 14 -6.67
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. Call 186.65 0 20,000 0 3,733
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. Put 185.00 200 200 0.00 39 37 -5.13
2018-06-30 13F-HR EMR / Emerson Electric Co. 69.11 42,000 35,000 -16.67 2,868 2,419 -15.66
2018-06-30 13F-HR CTL / CenturyLink, Inc. 18.59 27,131 2,636 -90.28 445 49 -88.99
2018-06-30 13F-HR CTL / CenturyLink, Inc. Call 18.38 3,700 3,700 0.00 60 68 13.33
2018-06-30 13F-HR CTL / CenturyLink, Inc. Put 18.63 50,000 34,300 -31.40 821 639 -22.17
2018-06-30 13F-HR HCN / Welltower Inc. 62.67 48,449 15,844 -67.30 2,637 993 -62.34
2018-06-30 13F-HR SBUX / Starbucks Corp. 48.85 151,476 151,476 0.00 8,768 7,399 -15.61
2018-06-30 13F-HR SBUX / Starbucks Corp. Call 48.85 332,500 314,300 -5.47 19,248 15,353 -20.24
2018-06-30 13F-HR SBUX / Starbucks Corp. Put 48.85 171,100 170,400 -0.41 9,904 8,324 -15.95
2018-06-30 13F-HR AIG.WS / American International Group, Inc. Warrants 14.49 172,786 66,245 -61.66 2,834 960 -66.13
2018-06-30 13F-HR KHC / Kraft Heinz Company Call 62.77 4,700 4,700 0.00 292 295 1.03
2018-06-30 13F-HR KHC / Kraft Heinz Company Put 62.73 1,100 1,100 0.00 68 69 1.47
2018-06-30 13F-HR XRIFX / RMR Real Estate Income Fund 18.28 46,483 34,081 -26.68 774 623 -19.51
2018-06-30 13F-HR UPRO / ProShares UltraPro S&P 500 46.82 91,832 12,024 -86.91 12,005 563 -95.31
2018-06-30 13F-HR UPRO / ProShares UltraPro S&P 500 Call 46.88 130,700 298,400 128.31 17,086 13,988 -18.13
2018-06-30 13F-HR UPRO / ProShares UltraPro S&P 500 Put 46.88 747,900 2,287,700 205.88 97,772 107,247 9.69
2018-06-30 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 19.75 426,131 299,331 -29.76 8,309 5,911 -28.86
2018-06-30 13F-HR TOT / Total S.A. 60.56 18,863 100,000 430.14 1,088 6,056 456.62
2018-06-30 13F-HR TOT / Total S.A. Call 60.00 120,700 100 -99.92 6,963 6 -99.91
2018-06-30 13F-HR SGMS / Scientific Games Corp. 49.15 99,506 62,813 -36.88 4,139 3,087 -25.42
2018-06-30 13F-HR SGMS / Scientific Games Corp. Call 49.13 65,000 15,000 -76.92 2,704 737 -72.74
2018-06-30 13F-HR SGMS / Scientific Games Corp. Put 49.12 26,500 28,500 7.55 1,102 1,400 27.04
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.30 204,277 133,744 -34.53 4,490 2,983 -33.56
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF Put 22.31 150,000 164,700 9.80 3,297 3,674 11.43
2018-06-30 13F-HR IPCC / Infinity Property & Casualty Corp. 142.34 18,916 27,013 42.81 2,239 3,845 71.73
2018-06-30 13F-HR 292554AF9 / Encore Capital Group, Inc. Bond 37,964 33,352 -12.15
2018-06-30 13F-HR ASB / Associated Banc-Corp. 27.29 5,884 32,500 452.35 115 887 671.30
2018-06-30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 9.32 13,936 39,477 183.27 136 368 170.59
2018-06-30 13F-HR EBAY / eBay, Inc. 36.20 7,293 7,293 0.00 293 264 -9.90
2018-06-30 13F-HR EBAY / eBay, Inc. Put 36.23 80,000 30,000 -62.50 3,219 1,087 -66.23
2018-06-30 13F-HR PDM / Piedmont Office Realty Trust, Inc. 19.92 39,443 50,306 27.54 693 1,002 44.59
2018-06-30 13F-HR DTE / DTE Energy Co. 100.00 349 180 -48.42 36 18 -50.00
2018-06-30 13F-HR INTC / Intel Corp. 49.70 61,090 86,313 41.29 3,181 4,290 34.86
2018-06-30 13F-HR INTC / Intel Corp. Put 49.71 124,500 75,500 -39.36 6,483 3,753 -42.11
2018-06-30 13F-HR 670002AB0 / Novavax, Inc. Bond 3.75% Due 2/1/2023 15,358 12,844 -16.37
2018-06-30 13F-HR SBI / Western Asset Intermediate Muni Fund, Inc. 8.67 18,791 37,852 101.44 162 328 102.47
2018-06-30 13F-HR VIPS / Vipshop Holdings, Inc. 10.85 0 140,759 0 1,527
2018-06-30 13F-HR VIPS / Vipshop Holdings, Inc. Call 10.83 0 46,900 0 508
2018-06-30 13F-HR VIPS / Vipshop Holdings, Inc. Put 10.85 25,000 478,600 1,814.40 415 5,192 1,151.08
2018-06-30 13F-HR FXI / iShares China Large-Cap ETF Call 42.97 0 900,000 0 38,673
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 43.29 6,354 21,990 246.08 306 952 211.11
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 43.33 364,700 494,200 35.51 17,607 21,413 21.62
2018-06-30 13F-HR 82922RAD5 / Sina Corp. Bond 14,809 13,590 -8.23
2018-06-30 13F-HR AKAM / Akamai Technologies, Inc. 72.96 10,000 3,125 -68.75 597 228 -61.81
2018-06-30 13F-HR AKAM / Akamai Technologies, Inc. Call 73.22 5,000 40,000 700.00 298 2,929 882.89
2018-06-30 13F-HR MRO / Marathon Oil Corp. 20.74 4,672 1,591 -65.95 75 33 -56.00
2018-06-30 13F-HR MRO / Marathon Oil Corp. Put 20.80 15,000 15,000 0.00 241 312 29.46
2018-06-30 13F-HR AXTA / Axalta Coating Systems Ltd. 30.28 37,720 36,720 -2.65 1,138 1,112 -2.28
2018-06-30 13F-HR FSD / First Trust High Income Long/Short Fund 14.73 19,967 121,808 510.05 300 1,794 498.00
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 17.66 312,643 120,748 -61.38 4,708 2,133 -54.69
2018-06-30 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 5.55 0 257,992 0 1,431
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. 17.25 144,055 73,097 -49.26 2,531 1,261 -50.18
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. Put 17.26 350,300 278,900 -20.38 6,154 4,813 -21.79
2018-06-30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 1.74 239,606 236,406 -1.34 438 411 -6.16
2018-06-30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Put 1.74 267,500 289,500 8.22 489 503 2.86
2018-06-30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 32.00 200 10,000 4,900.00 8 320 3,900.00
2018-06-30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 32.05 181,900 149,600 -17.76 8,163 4,794 -41.27
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 24.32 391,991 560,919 43.09 6,699 13,641 103.63
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 24.32 355,400 281,200 -20.88 6,073 6,838 12.60
2018-06-30 13F-HR AET / Aetna, Inc. 183.48 35,943 47,351 31.74 6,074 8,688 43.04
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.44 322,333 297,633 -7.66 16,806 15,607 -7.13
2018-06-30 13F-HR MU / Micron Technology, Inc. Call 52.44 65,600 251,200 282.93 3,420 13,172 285.15
2018-06-30 13F-HR MU / Micron Technology, Inc. Put 52.44 548,300 380,300 -30.64 28,588 19,942 -30.24
2018-06-30 13F-HR UVE / Universal Insurance Holdings, Inc. 31.75 63 63 0.00 2 2 0.00
2018-06-30 13F-HR LXP / Lexington Corporate Properties Trust 8.60 7,672 7,672 0.00 60 66 10.00
2018-06-30 13F-HR 01741RAG7 / Allegheny Technologies, Inc. Bond 70,841 73,842 4.24
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF Call 66.97 228,200 474,400 107.89 15,900 31,770 99.81
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF Put 66.97 228,700 250,000 9.31 15,935 16,742 5.06
2018-06-30 13F-HR TPGH / TPG Pace Holdings Corp. 0.00 372,562 1 -100.00 3,971 0 -100.00
2018-06-30 13F-HR PFG / Principal Financial Group, Inc. 52.95 15,000 40,000 166.67 913 2,118 131.98
2018-06-30 13F-HR SHLD / Sears Holdings Corp. 2.22 900 900 0.00 2 2 0.00
2018-06-30 13F-HR GLNG / Golar LNG Ltd. 29.14 10,801 2,608 -75.85 295 76 -74.24
2018-06-30 13F-HR GLNG / Golar LNG Ltd. Put 29.44 26,300 25,000 -4.94 719 736 2.36
2018-06-30 13F-HR STMP / Stamps.com, Inc. 252.60 578 578 0.00 116 146 25.86
2018-06-30 13F-HR ADM / Archer-Daniels-Midland Co. 45.82 40,000 50,000 25.00 1,734 2,291 32.12
2018-06-30 13F-HR MMM / 3M Co. Put 196.68 30,000 23,200 -22.67 6,585 4,563 -30.71
2018-06-30 13F-HR CNS / Cohen & Steers Inc. 12.02 310,916 65,244 -79.02 6,037 784 -87.01
2018-06-30 13F-HR CNS / Cohen & Steers Inc. 19.42 2,825 310,916 10,905.88 73 6,037 8,169.86
2018-06-30 13F-HR RPAI / Retail Properties of America, Inc. 12.78 0 101,275 0 1,294
2018-06-30 13F-HR OSPR / Osprey Energy Acquisition Corp. 10.97 85,200 33,370 -60.83 136 366 169.12
2018-06-30 13F-HR OSPR / Osprey Energy Acquisition Corp. 1.60 150,000 85,200 -43.20 1,522 136 -91.06
2018-06-30 13F-HR OSPR / Osprey Energy Acquisition Corp. 10.15 353,370 150,000 -57.55 3,569 1,522 -57.36
2018-06-30 13F-HR ATSG / Air Transport Services Group, Inc. 22.59 22,400 22,400 0.00 522 506 -3.07
2018-06-30 13F-HR BG / Bunge Ltd. 69.43 26,381 821 -96.89 1,950 57 -97.08
2018-06-30 13F-HR GAM / General American Investors Co., Inc. 34.31 117,388 116,600 -0.67 3,928 4,001 1.86
2018-06-30 13F-HR THW / Tekla World Healthcare Fund 12.87 91,650 81,352 -11.24 1,175 1,047 -10.89
2018-06-30 13F-HR JNK / SPDR Barclays High Yield Bond ETF Put 35.00 2,100 1,000 -52.38 75 35 -53.33
2018-06-30 13F-HR MS / Morgan Stanley 47.34 2,087 11,702 460.71 112 554 394.64
2018-06-30 13F-HR MS / Morgan Stanley Call 47.39 140,000 84,000 -40.00 7,554 3,981 -47.30
2018-06-30 13F-HR MS / Morgan Stanley Put 47.40 75,000 134,100 78.80 4,047 6,356 57.05
2018-06-30 13F-HR 64157FAA1 / Nevro Corp. Bond 21,754 10,425 -52.08
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 75.94 116,562 216,759 85.96 7,857 16,460 109.49
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF Put 75.94 68,100 129,400 90.01 4,590 9,826 114.07
2018-06-30 13F-HR DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 7.57 137,675 187,453 36.16 1,047 1,419 35.53
2018-06-30 13F-HR HOVNP / Hovnanian Enterprises, Inc. Put 1.55 3,300 8,400 154.55 6 13 116.67
2018-06-30 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 14.86 63,859 139,204 117.99 962 2,069 115.07
2018-06-30 13F-HR TQQQ / ProShares UltraPro QQQ Call 57.11 473,800 1,588,300 235.23 68,189 90,707 33.02
2018-06-30 13F-HR TQQQ / ProShares UltraPro QQQ Put 57.11 697,600 2,203,800 215.91 100,398 125,859 25.36
2018-06-30 13F-HR NXPI / NXP Semiconductors N.V. 109.27 85,458 173,658 103.21 9,998 18,975 89.79
2018-06-30 13F-HR BGY / BlackRock International Growth and Income Trust 5.74 272,601 524,758 92.50 1,660 3,012 81.45
2018-06-30 13F-HR PEP / PepsiCo, Inc. 108.86 0 10,830 0 1,179
2018-06-30 13F-HR PEP / PepsiCo, Inc. Call 108.86 20,100 89,500 345.27 2,193 9,743 344.28
2018-06-30 13F-HR PEP / PepsiCo, Inc. Put 108.83 5,800 18,800 224.14 633 2,046 223.22
2018-06-30 13F-HR UAL / United Continental Holdings, Inc. 69.64 2,925 3,188 8.99 203 222 9.36
2018-06-30 13F-HR UAL / United Continental Holdings, Inc. Call 69.72 25,000 67,000 168.00 1,736 4,671 169.07
2018-06-30 13F-HR UAL / United Continental Holdings, Inc. Put 69.72 21,200 79,100 273.11 1,472 5,515 274.66
2018-06-30 13F-HR VEAC / Vantage Energy Acquisition Corp 0.00 53,496 333 -99.38 556 0 -100.00
2018-06-30 13F-HR VEAC / Vantage Energy Acquisition Corp 10.39 387,899 53,496 -86.21 3,828 556 -85.48
2018-06-30 13F-HR VEAC / Vantage Energy Acquisition Corp 9.87 333 387,899 116,386.19 0 3,828
2018-06-30 13F-HR ABT / Abbott Laboratories 60.44 35,241 1,456 -95.87 2,111 88 -95.83
2018-06-30 13F-HR ABT / Abbott Laboratories Put 60.92 23,000 12,000 -47.83 1,378 731 -46.95
2018-06-30 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 18.58 9,586 14,857 54.99 178 276 55.06
2018-06-30 13F-HR JONE / Jones Energy, Inc. 0.37 311 775,461 249,244.37 0 288
2018-06-30 13F-HR MMV / Eaton Vance Massachusetts Municipal Income Trust 12.28 0 3,908 0 48
2018-06-30 13F-HR CUBE / CubeSmart 32.21 15,265 26,512 73.68 430 854 98.60
2018-06-30 13F-HR AMCX / AMC Networks Inc. Call 62.19 63,000 57,000 -9.52 3,257 3,545 8.84
2018-06-30 13F-HR HTA / Healthcare Trust of America, Inc. 26.90 6,178 15,611 152.69 163 420 157.67
2018-06-30 13F-HR PE / Parsley Energy, Inc. 30.26 111,086 58,520 -47.32 3,220 1,771 -45.00
2018-06-30 13F-HR PE / Parsley Energy, Inc. Put 30.27 30,600 40,200 31.37 887 1,217 37.20
2018-06-30 13F-HR SKX / Skechers U.S.A. Inc. 30.00 18,106 38,171 110.82 704 1,145 62.64
2018-06-30 13F-HR SKX / Skechers U.S.A. Inc. Put 30.00 19,500 50,400 158.46 535 1,512 182.62
2018-06-30 13F-HR F / Ford Motor Co. 11.06 144,962 59,962 -58.64 1,606 663 -58.72
2018-06-30 13F-HR F / Ford Motor Co. Put 11.07 225,600 225,600 0.00 2,499 2,497 -0.08
2018-06-30 13F-HR NSC / Norfolk Southern Corp. 150.87 304,201 337,868 11.07 41,304 50,974 23.41
2018-06-30 13F-HR NSC / Norfolk Southern Corp. Call 150.87 1,261,100 1,317,400 4.46 171,232 198,756 16.07
2018-06-30 13F-HR NSC / Norfolk Southern Corp. Put 150.83 72,600 19,300 -73.42 9,857 2,911 -70.47
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.58 7,274 30,774 323.07 200 818 309.00
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF Put 26.59 812,500 812,500 0.00 22,400 21,604 -3.55
2018-06-30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.62 0 22,034 0 1,578
2018-06-30 13F-HR XLI / SPDR Industrial Select Sector ETF Call 71.63 40,000 527,100 1,217.75 2,971 37,756 1,170.82
2018-06-30 13F-HR XLI / SPDR Industrial Select Sector ETF Put 71.62 25,900 61,700 138.22 1,924 4,419 129.68
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 166.91 94,152 4,733 -94.97 6,995 790 -88.71
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 74.29 7,911 94,152 1,090.14 1,292 6,995 441.41
2018-06-30 13F-HR EDC / Direxion Daily Emerging Markets Bull 3X Shares 90.65 560 3,100 453.57 71 281 295.77
2018-06-30 13F-HR EDC / Direxion Daily Emerging Markets Bull 3X Shares Call 90.90 800 10,000 1,150.00 101 909 800.00
2018-06-30 13F-HR EDC / Direxion Daily Emerging Markets Bull 3X Shares Put 90.87 3,900 9,200 135.90 497 836 68.21
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 51.53 17,000 183,200 977.65 894 9,440 955.93
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 51.53 40,000 208,000 420.00 2,105 10,718 409.17
2018-06-30 13F-HR IPOA.U / Social Capital Hedosophia 10.97 664,510 846,740 27.42 7,023 9,288 32.25
2018-06-30 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 93,042 134,445 44.50
2018-06-30 13F-HR GPRE / Green Plains Inc. Put 17.89 1,900 1,900 0.00 31 34 9.68
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. Call 14.67 3,100 3,000 -3.23 31 44 41.94
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. Put 14.99 1,314,400 1,646,100 25.24 13,209 24,675 86.80
2018-06-30 13F-HR LB / L Brands, Inc. 36.22 22,270 1,270 -94.30 850 46 -94.59
2018-06-30 13F-HR LB / L Brands, Inc. Call 36.85 21,600 21,600 0.00 825 796 -3.52
2018-06-30 13F-HR JMM / Nuveen Multi-Market Income Fund 7.00 1,493 19,150 1,182.65 10 134 1,240.00
2018-06-30 13F-HR MDLZ / Mondelez International, Inc. 41.00 0 84,717 0 3,473
2018-06-30 13F-HR MDLZ / Mondelez International, Inc. Put 41.00 15,000 96,000 540.00 625 3,936 529.76
2018-06-30 13F-HR 92763WAA1 / Vipshop Holdings, Inc. Bond 9,461 4,292 -54.63
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.28 237,506 209,867 -11.64 62,499 56,932 -8.91
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 271.27 392,600 142,100 -63.81 103,312 38,548 -62.69
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 271.28 302,400 271,500 -10.22 79,576 73,652 -7.44
2018-06-30 13F-HR CELG / Celgene Corp. 79.40 9,355 58,158 521.68 834 4,618 453.72
2018-06-30 13F-HR CELG / Celgene Corp. Call 79.42 58,200 82,500 41.75 5,192 6,552 26.19
2018-06-30 13F-HR CELG / Celgene Corp. Put 79.41 145,200 127,900 -11.91 12,953 10,157 -21.59
2018-06-30 13F-HR BRZU / Direxion Daily Brazil Bull 3X Shares Call 17.80 0 75,800 0 1,349
2018-06-30 13F-HR BRZU / Direxion Daily Brazil Bull 3X Shares Put 16.67 100 600 500.00 5 10 100.00
2018-06-30 13F-HR MNE / BlackRock Muni New York Intermediate Duration Fund, Inc. 12.65 0 7,744 0 98
2018-06-30 13F-HR ENDP / Endo International plc 9.43 198,260 443,338 123.61 1,177 4,180 255.14
2018-06-30 13F-HR ENDP / Endo International plc Put 9.43 199,500 379,300 90.13 1,185 3,576 201.77
2018-06-30 13F-HR IVH / Ivy High Income Opportunities Fund 14.32 143,693 92,516 -35.62 2,037 1,325 -34.95
2018-06-30 13F-HR GTLS / Chart Industries, Inc. 61.60 0 7,500 0 462
2018-06-30 13F-HR ADBE / Adobe Systems, Inc. Call 243.78 45,800 18,500 -59.61 9,896 4,510 -54.43
2018-06-30 13F-HR ADBE / Adobe Systems, Inc. Put 243.69 16,600 6,500 -60.84 3,586 1,584 -55.83
2018-06-30 13F-HR CNQ / Canadian Natural Resources Limited 36.07 135,700 200,295 47.60 4,270 7,224 69.18
2018-06-30 13F-HR CNQ / Canadian Natural Resources Limited Call 36.06 0 50,000 0 1,803
2018-06-30 13F-HR TRCO / Tribune Media Company 38.27 153,492 160,389 4.49 6,217 6,138 -1.27
2018-06-30 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares 82.11 53,146 11,132 -79.05 3,578 914 -74.46
2018-06-30 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares Call 82.16 903,600 785,100 -13.11 60,848 64,503 6.01
2018-06-30 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares Put 82.16 1,325,300 1,249,500 -5.72 89,245 102,658 15.03
2018-06-30 13F-HR DRI / Darden Restaurants, Inc. 106.97 0 617 0 66
2018-06-30 13F-HR DRI / Darden Restaurants, Inc. Call 106.98 22,900 11,600 -49.34 1,952 1,241 -36.42
2018-06-30 13F-HR DRI / Darden Restaurants, Inc. Put 107.06 0 8,500 0 910
2018-06-30 13F-HR VMC / Vulcan Materials Co. 129.04 72 40,205 55,740.28 8 5,188 64,750.00
2018-06-30 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 36.85 0 25,290 0 932
2018-06-30 13F-HR KND / Kindred Healthcare, Inc. 9.00 58,204 89,481 53.74 532 805 51.32
2018-06-30 13F-HR EPR / EPR Properties 64.35 1,523 1,523 0.00 84 98 16.67
2018-06-30 13F-HR GRUB / GrubHub Inc. 103.90 6,743 77 -98.86 684 8 -98.83
2018-06-30 13F-HR KMB / Kimberly-Clark Corp. 105.00 2,500 2,000 -20.00 275 210 -23.64
2018-06-30 13F-HR KMB / Kimberly-Clark Corp. Call 105.20 0 5,000 0 526
2018-06-30 13F-HR SN / Sanchez Energy Corporation Put 4.51 0 98,000 0 442
2018-06-30 13F-HR KODK / Eastman Kodak Co. 0.00 11,572 10,840 -6.33 0 0
2018-06-30 13F-HR KODK / Eastman Kodak Co. 0.00 10,840 11,572 6.75 2 0 -100.00
2018-06-30 13F-HR IAC / IAC/InterActiveCorp. 152.44 3,549 3,549 0.00 554 541 -2.35
2018-06-30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 135.07 22,420 33,500 49.42 2,695 4,525 67.90
2018-06-30 13F-HR KBLMU / KBL Merger Corp. IV Unit 10.40 5,000 5,000 0.00 52 52 0.00
2018-06-30 13F-HR ADS / Alliance Data Systems Corp. 230.77 1,060 260 -75.47 225 60 -73.33
2018-06-30 13F-HR GPOR / Gulfport Energy Corp. 12.37 30,000 3,800 -87.33 515 47 -90.87
2018-06-30 13F-HR GPOR / Gulfport Energy Corp. Call 12.55 0 21,200 0 266
2018-06-30 13F-HR GPOR / Gulfport Energy Corp. Put 12.55 4,800 46,600 870.83 46 585 1,171.74
2018-06-30 13F-HR SZC / Cushing Renaissance Fund (The) 16.91 1 828 82,700.00 0 14
2018-06-30 13F-HR CMI / Cummins, Inc. 132.98 5,681 13,182 132.04 920 1,753 90.54
2018-06-30 13F-HR CVX / Chevron Corp. 126.42 5,575 25,312 354.03 635 3,200 403.94
2018-06-30 13F-HR CVX / Chevron Corp. Put 126.40 5,000 19,700 294.00 570 2,490 336.84
2018-06-30 13F-HR XLU / SPDR Utilities Select Sector ETF 51.93 0 13,500 0 701
2018-06-30 13F-HR XLU / SPDR Utilities Select Sector ETF Put 51.94 0 35,000 0 1,818
2018-06-30 13F-HR TSN / Tyson Foods, Inc. 68.85 143 45,143 31,468.53 10 3,108 30,980.00
2018-06-30 13F-HR TSN / Tyson Foods, Inc. Put 68.75 8,000 8,000 0.00 585 550 -5.98
2018-06-30 13F-HR W / Wayfair, Inc. 118.65 7,476 7,476 0.00 504 887 75.99
2018-06-30 13F-HR W / Wayfair, Inc. Put 118.70 10,000 10,000 0.00 675 1,187 75.85
2018-06-30 13F-HR XLORX / Lazard World Dividend & Income 10.16 0 2,657 0 27
2018-06-30 13F-HR ADSK / Autodesk, Inc. Call 131.00 0 10,000 0 1,310
2018-06-30 13F-HR PX / Praxair, Inc. 158.10 0 10,000 0 1,581
2018-06-30 13F-HR NTES / NetEase, Inc. 252.66 6,683 14,644 119.12 1,873 3,700 97.54
2018-06-30 13F-HR NTES / NetEase, Inc. Call 252.60 0 10,000 0 2,526
2018-06-30 13F-HR NTES / NetEase, Inc. Put 252.66 20,000 17,700 -11.50 5,607 4,472 -20.24
2018-06-30 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 12.93 86,427 171,570 98.51 1,129 2,218 96.46
2018-06-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 114.57 0 58,700 0 6,725
2018-06-30 13F-HR GPRO / GoPro, Inc. 6.44 220,471 381,820 73.18 1,056 2,458 132.77
2018-06-30 13F-HR GPRO / GoPro, Inc. Put 6.44 502,500 491,700 -2.15 2,406 3,166 31.59
2018-06-30 13F-HR IPHI / Inphi Corp. Put 32.60 12,800 12,700 -0.78 385 414 7.53
2018-06-30 13F-HR DNOW / NOW Inc. 13.27 14,993 14,993 0.00 153 199 30.07
2018-06-30 13F-HR TLI / Western Asset Corporate Loan Fund Inc. 10.08 82,474 5,059 -93.87 864 51 -94.10
2018-06-30 13F-HR OCN / Ocwen Financial Corp. 3.93 5,591 5,591 0.00 23 22 -4.35
2018-06-30 13F-HR OCN / Ocwen Financial Corp. Put 3.96 13,400 13,400 0.00 55 53 -3.64
2018-06-30 13F-HR CAR / Avis Budget Group, Inc. 32.50 2,678 759,635 28,265.76 125 24,688 19,650.40
2018-06-30 13F-HR CAR / Avis Budget Group, Inc. Call 32.50 0 21,200 0 689
2018-06-30 13F-HR CAR / Avis Budget Group, Inc. Put 32.50 0 609,300 0 19,802
2018-06-30 13F-HR BHACU / Barington/Hilco Acquisition Corp. 0.14 47,768 42,768 -10.47 10 6 -40.00
2018-06-30 13F-HR NCR / NCR Corp. Put 29.98 112,800 136,600 21.10 3,555 4,095 15.19
2018-06-30 13F-HR ESS / Essex Property Trust, Inc. 238.32 0 214 0 51
2018-06-30 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.08 0 2,887 0 32
2018-06-30 13F-HR MFD / Macquarie/First Trust Global Infrastructure/Utilities Div & Income Fund 10.82 0 69,123 0 748
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. 83.62 5,734 6,434 12.21 372 538 44.62
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. Put 83.66 50,000 51,900 3.80 3,247 4,342 33.72
2018-06-30 13F-HR 452907AK4 / Immunomedics, Inc. Bond 4.750% 2/1 11,618 17,680 52.18
2018-06-30 13F-HR DATA / Tableau Software, Inc. 97.73 27,394 35,394 29.20 2,213 3,459 56.30
2018-06-30 13F-HR VR / Validus Holdings Ltd. 67.59 110,534 116,016 4.96 7,455 7,842 5.19
2018-06-30 13F-HR DB / Deutsche Bank AG 10.61 4,558 147,732 3,141.16 63 1,568 2,388.89
2018-06-30 13F-HR DB / Deutsche Bank AG Call 10.57 163,000 3,500 -97.85 2,278 37 -98.38
2018-06-30 13F-HR DB / Deutsche Bank AG Put 10.62 7,500 250,100 3,234.67 104 2,656 2,453.85
2018-06-30 13F-HR JASO / JA Solar Holdings Co., Ltd. 6.81 211,089 209,589 -0.71 1,384 1,427 3.11
2018-06-30 13F-HR EXPE / Expedia, Inc. Call 120.10 10,000 10,000 0.00 1,104 1,201 8.79
2018-06-30 13F-HR EXPE / Expedia, Inc. Put 120.10 10,000 10,000 0.00 1,104 1,201 8.79
2018-06-30 13F-HR SCD / LMP Capital & Income Fund, Inc. 12.85 188,472 80,087 -57.51 2,378 1,029 -56.73
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. 95.55 8,122 33,469 312.08 712 3,198 349.16
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. Call 95.56 169,000 100,000 -40.83 14,829 9,556 -35.56
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. Put 95.55 9,900 33,900 242.42 868 3,239 273.16
2018-06-30 13F-HR PMT / Penny Mac Mortgage Investment Trust 18.99 913,800 120,515 -86.81 16,475 2,288 -86.11
2018-06-30 13F-HR FB / Facebook, Inc. 194.31 51,337 115,103 124.21 8,203 22,366 172.66
2018-06-30 13F-HR FB / Facebook, Inc. Call 194.32 190,600 153,300 -19.57 30,455 29,789 -2.19
2018-06-30 13F-HR FB / Facebook, Inc. Put 194.32 291,800 131,100 -55.07 46,626 25,475 -45.36
2018-06-30 13F-HR MSF / Morgan Stanley Emerging Markets Fund, Inc. 16.23 108,281 118,272 9.23 1,995 1,920 -3.76
2018-06-30 13F-HR CMCSA / Comcast Corp. 32.78 9,313 19,313 107.38 318 633 99.06
2018-06-30 13F-HR CMCSA / Comcast Corp. Put 32.80 25,000 25,000 0.00 854 820 -3.98
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 56.11 57,287 42,487 -25.83 3,174 2,384 -24.89
2018-06-30 13F-HR LEN / Lennar Corp. 50.56 18,278 178 -99.03 1,077 9 -99.16
2018-06-30 13F-HR ETN / Eaton Corporation 74.70 60,000 20,000 -66.67 4,794 1,494 -68.84
2018-06-30 13F-HR EVRI / Everi Holdings Inc. 7.20 306,030 295,363 -3.49 2,010 2,126 5.77
2018-06-30 13F-HR CLVS / Clovis Oncology, Inc. 45.11 1,850 2,660 43.78 97 120 23.71
2018-06-30 13F-HR CLVS / Clovis Oncology, Inc. Call 45.40 0 5,000 0 227
2018-06-30 13F-HR CLVS / Clovis Oncology, Inc. Put 45.37 8,200 8,200 0.00 432 372 -13.89
2018-06-30 13F-HR JD / JD.com, Inc. 38.93 29,777 16,310 -45.23 1,205 635 -47.30
2018-06-30 13F-HR JD / JD.com, Inc. Call 38.94 40,000 76,400 91.00 1,619 2,975 83.76
2018-06-30 13F-HR JD / JD.com, Inc. Put 38.94 50,000 50,000 0.00 2,024 1,947 -3.80
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 78.06 31,115 55,690 78.98 2,466 4,347 76.28
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) Call 78.05 0 40,000 0 3,122
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) Put 78.05 65,000 80,100 23.23 5,153 6,252 21.33
2018-06-30 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. Put 19.12 224,700 300,100 33.56 3,467 5,737 65.47
2018-06-30 13F-HR GTE / Gran Tierra Energy, Inc. Put 3.20 18,600 2,500 -86.56 51 8 -84.31
2018-06-30 13F-HR EARN / Ellington Residential Mortgage REIT 10.90 500,527 570,635 14.01 5,485 6,219 13.38
2018-06-30 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 10.82 2,993 81,365 2,618.51 33 880 2,566.67
2018-06-30 13F-HR TREX / Trex Co., Inc. 62.59 6,686 32,228 382.02 727 2,017 177.44
2018-06-30 13F-HR COL / Rockwell Collins, Inc. 134.67 0 38,827 0 5,229
2018-06-30 13F-HR HCOM / Hawaiian Telcom Holdco, Inc. 28.90 112,399 21,039 -81.28 2,998 608 -79.72
2018-06-30 13F-HR EOG / EOG Resources, Inc. Call 124.43 53,400 41,800 -21.72 5,621 5,201 -7.47
2018-06-30 13F-HR EOG / EOG Resources, Inc. Put 124.38 35,400 8,000 -77.40 3,726 995 -73.30
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.61 55,402 97,253 75.54 5,056 9,590 89.68
2018-06-30 13F-HR MSFT / Microsoft Corp. Call 98.60 190,200 99,400 -47.74 17,359 9,801 -43.54
2018-06-30 13F-HR MSFT / Microsoft Corp. Put 98.61 179,800 148,200 -17.58 16,410 14,614 -10.94
2018-06-30 13F-HR SPXS / Direxion Daily S&P 500 Bear 3X Shares 26.46 257,362 55,829 -78.31 7,581 1,477 -80.52
2018-06-30 13F-HR WRK / Westrock Company 57.02 115,000 115,000 0.00 7,379 6,557 -11.14
2018-06-30 13F-HR ORCL / Oracle Corp. 44.05 72,133 94,272 30.69 3,300 4,153 25.85
2018-06-30 13F-HR ORCL / Oracle Corp. Call 44.04 75,000 25,000 -66.67 3,431 1,101 -67.91
2018-06-30 13F-HR ORCL / Oracle Corp. Put 44.06 57,800 202,800 250.87 2,644 8,935 237.93
2018-06-30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 102.51 4,800 100,000 1,983.33 506 10,251 1,925.89
2018-06-30 13F-HR DE / Deere & Co. 139.78 20,051 37,580 87.42 3,114 5,253 68.69
2018-06-30 13F-HR DE / Deere & Co. Call 139.79 0 43,000 0 6,011
2018-06-30 13F-HR DE / Deere & Co. Put 139.73 0 7,300 0 1,020
2018-06-30 13F-HR MFA / MFA Financial, Inc. 7.58 269,472 453,309 68.22 2,029 3,436 69.34
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,699.77 14,773 9,476 -35.86 21,381 16,107 -24.67
2018-06-30 13F-HR AMZN / Amazon.com, Inc. Call 1,699.65 5,700 5,700 0.00 8,249 9,688 17.44
2018-06-30 13F-HR AMZN / Amazon.com, Inc. Put 1,699.41 5,200 1,700 -67.31 7,526 2,889 -61.61
2018-06-30 13F-HR NKE / Nike, Inc. Call 79.68 0 25,000 0 1,992
2018-06-30 13F-HR NKE / Nike, Inc. Put 79.68 130,000 130,000 0.00 8,637 10,358 19.93
2018-06-30 13F-HR RBCN / Rubicon Technology, Inc. 7.87 38,490 38,490 0.00 267 303 13.48
2018-06-30 13F-HR CTRP / Ctrip.com International, Ltd. 47.63 135,572 187,976 38.65 6,320 8,953 41.66
2018-06-30 13F-HR CTRP / Ctrip.com International, Ltd. Call 47.63 10,900 66,600 511.01 508 3,172 524.41
2018-06-30 13F-HR CTRP / Ctrip.com International, Ltd. Put 47.63 238,900 280,900 17.58 11,137 13,379 20.13
2018-06-30 13F-HR EQR / Equity Residential 63.65 0 6,646 0 423
2018-06-30 13F-HR 00163UAD8 / AMAG Pharmaceuticals, Inc. Bond 10,296 32,023 211.02
2018-06-30 13F-HR 020520AB8 / Alon USA Energy, Inc. Bond 27,024 33,378 23.51
2018-06-30 13F-HR IP / International Paper Company 52.08 50,039 40,000 -20.06 2,673 2,083 -22.07
2018-06-30 13F-HR IP / International Paper Company Call 52.06 28,300 54,300 91.87 1,512 2,827 86.97
2018-06-30 13F-HR IP / International Paper Company Put 52.08 177,800 154,900 -12.88 9,499 8,067 -15.08
2018-06-30 13F-HR UNP / Union Pacific Corp. 141.67 26,159 119,706 357.61 3,516 16,959 382.34
2018-06-30 13F-HR UNP / Union Pacific Corp. Call 141.68 345,600 270,000 -21.88 46,459 38,253 -17.66
2018-06-30 13F-HR UNP / Union Pacific Corp. Put 141.68 72,600 50,000 -31.13 9,759 7,084 -27.41
2018-06-30 13F-HR LNC.WS / Lincoln National Corp. 62.15 8,236 5,728 -30.45 601 356 -40.77
2018-06-30 13F-HR LNC.WS / Lincoln National Corp. Call 62.24 16,500 16,500 0.00 1,205 1,027 -14.77
2018-06-30 13F-HR HK / Halcon Resources Corporation 0.00 97,295 1,470 -98.49 427 0 -100.00
2018-06-30 13F-HR HK / Halcon Resources Corporation 4.39 1,870 97,295 5,102.94 0 427
2018-06-30 13F-HR DX / Dynex Capital, Inc. 6.53 121,834 572,214 369.67 807 3,736 362.95
2018-06-30 13F-HR HLF / Herbalife Ltd. 53.72 178,432 92,336 -48.25 17,391 4,960 -71.48
2018-06-30 13F-HR HLF / Herbalife Ltd. Call 53.71 53,200 41,800 -21.43 5,185 2,245 -56.70
2018-06-30 13F-HR HLF / Herbalife Ltd. Put 53.72 145,800 215,000 47.46 14,211 11,549 -18.73
2018-06-30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 23.27 1,375 1,375 0.00 36 32 -11.11
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited Call 185.52 75,000 75,000 0.00 13,765 13,914 1.08
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited Put 185.53 945,900 1,045,900 10.57 173,610 194,045 11.77
2018-06-30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.27 15,863 126,915 700.07 171 1,304 662.57
2018-06-30 13F-HR AFSI / AmTrust Financial Services, Inc. 14.57 17,644 293,913 1,565.80 217 4,282 1,873.27
2018-06-30 13F-HR LUV / Southwest Airlines Co. Put 50.88 0 65,000 0 3,307
2018-06-30 13F-HR GM / General Motors Company 39.40 154,889 182,119 17.58 5,628 7,175 27.49
2018-06-30 13F-HR GM / General Motors Company Call 39.40 0 140,000 0 5,516
2018-06-30 13F-HR GM / General Motors Company Put 39.40 64,200 204,200 218.07 2,333 8,045 244.83
2018-06-30 13F-HR SSS / Sovran Self Storage, Inc. 97.24 8,677 8,309 -4.24 724 808 11.60
2018-06-30 13F-HR ERX / Direxion Daily Energy Bull 3X Shares 30.00 0 100 0 3
2018-06-30 13F-HR ERX / Direxion Daily Energy Bull 3X Shares Call 38.15 172,100 147,400 -14.35 4,732 5,623 18.83
2018-06-30 13F-HR ERX / Direxion Daily Energy Bull 3X Shares Put 38.14 135,900 127,600 -6.11 3,737 4,867 30.24
2018-06-30 13F-HR SWK / Stanley Black & Decker, Inc. 132.81 91,400 100,944 10.44 14,002 13,406 -4.26
2018-06-30 13F-HR GLW / Corning, Inc. 27.40 0 5,073 0 139
2018-06-30 13F-HR GLW / Corning, Inc. Put 27.44 0 4,300 0 118
2018-06-30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 45.26 40,053 464 -98.84 2,047 21 -98.97
2018-06-30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 51.11 554 40,053 7,129.78 81 2,047 2,427.16
2018-06-30 13F-HR DIS / The Walt Disney Co. 104.76 57,401 20,532 -64.23 5,765 2,151 -62.69
2018-06-30 13F-HR DIS / The Walt Disney Co. Put 104.80 103,100 50,800 -50.73 10,355 5,324 -48.59
2018-06-30 13F-HR WB / Weibo Corporation 88.64 7,206 2,561 -64.46 861 227 -73.64
2018-06-30 13F-HR WB / Weibo Corporation Put 88.75 44,700 77,600 73.60 5,343 6,887 28.90
2018-06-30 13F-HR ANDV / Andeavor Corp. 131.16 2,028 58,896 2,804.14 203 7,725 3,705.42
2018-06-30 13F-HR ANDV / Andeavor Corp. Call 131.15 20,000 20,000 0.00 2,011 2,623 30.43
2018-06-30 13F-HR ANDV / Andeavor Corp. Put 131.15 20,000 20,000 0.00 2,011 2,623 30.43
2018-06-30 13F-HR X / United States Steel Corp. 34.75 0 96,013 0 3,336
2018-06-30 13F-HR X / United States Steel Corp. Put 34.75 7,800 89,700 1,050.00 274 3,117 1,037.59
2018-06-30 13F-HR MSD / Morgan Stanley Emerging Markets Debt Fund, Inc. 8.72 430 22,940 5,234.88 4 200 4,900.00
2018-06-30 13F-HR JCI / Johnson Controls International plc 33.45 36,500 61,500 68.49 1,286 2,057 59.95
2018-06-30 13F-HR IWF / iShares Russell 1000 Growth ETF 143.79 83,806 85,992 2.61 11,405 12,365 8.42
2018-06-30 13F-HR CCI / Crown Castle International Corp. 1,073.02 0 7,902 0 8,479
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. 342.95 0 69,005 0 23,665
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. Call 342.92 27,200 28,800 5.88 7,238 9,876 36.45
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. Put 342.95 458,100 425,500 -7.12 121,914 145,925 19.70
2018-06-30 13F-HR URI / United Rentals, Inc. 147.42 4,576 3,975 -13.13 790 586 -25.82
2018-06-30 13F-HR URI / United Rentals, Inc. Call 147.60 7,500 7,500 0.00 1,295 1,107 -14.52
2018-06-30 13F-HR URI / United Rentals, Inc. Put 147.50 6,000 6,000 0.00 1,036 885 -14.58
2018-06-30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.03 260,425 648,991 149.20 3,682 6,509 76.78
2018-06-30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 10.03 1,170,500 1,640,300 40.14 16,550 16,452 -0.59
2018-06-30 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 13.22 80,760 121,311 50.21 1,089 1,604 47.29
2018-06-30 13F-HR APTI / Apptio, Inc. Put 36.19 8,400 8,400 0.00 238 304 27.73
2018-06-30 13F-HR RCII / Rent-A-Center, Inc. 14.72 0 197,819 0 2,911
2018-06-30 13F-HR RCII / Rent-A-Center, Inc. Call 14.64 0 9,700 0 142
2018-06-30 13F-HR RCII / Rent-A-Center, Inc. Put 14.72 9,100 79,700 775.82 78 1,173 1,403.85
2018-06-30 13F-HR JCP / J.C. Penney Co., Inc. 2.31 25,947 25,947 0.00 78 60 -23.08
2018-06-30 13F-HR JCP / J.C. Penney Co., Inc. Call 2.34 136,000 136,000 0.00 410 318 -22.44
2018-06-30 13F-HR JCP / J.C. Penney Co., Inc. Put 2.34 150,000 150,000 0.00 453 351 -22.52
2018-06-30 13F-HR BRAC / Black Ridge Acquisition Corp. 9.80 150,000 150,000 0.00 1,453 1,470 1.17
2018-06-30 13F-HR WMC / Western Asset Mortgage Capital Corp 10.42 837,119 286,563 -65.77 8,111 2,985 -63.20
2018-06-30 13F-HR KYE / Kayne Anderson Energy Total Return Fund, Inc. 9.43 0 34,584 0 326
2018-06-30 13F-HR VMM / Delaware Investments Minnesota Municipal Income Fund II, Inc. 12.37 90,889 94,252 3.70 1,147 1,166 1.66
2018-06-30 13F-HR RYAM / Rayonier Advanced Materials Inc. 122.25 199,379 254,218 27.50 29,986 31,078 3.64
2018-06-30 13F-HR VBF / Invesco Van Kampen Bond Fund 17.92 67,560 87,565 29.61 1,214 1,569 29.24
2018-06-30 13F-HR DUK / Duke Energy Corp. 78.65 0 1,602 0 126
2018-06-30 13F-HR BKNG / Booking Holdings Inc. Call 2,020.00 100 100 0.00 208 202 -2.88
2018-06-30 13F-HR BKNG / Booking Holdings Inc. Put 2,026.67 1,500 1,500 0.00 3,120 3,040 -2.56
2018-06-30 13F-HR HLIT / Harmonic, Inc. Put 4.25 102,200 207,800 103.33 388 883 127.58
2018-06-30 13F-HR BDC / Belden, Inc. Put 61.07 0 15,900 0 971
2018-06-30 13F-HR KO / Coca Cola Co. 43.86 57,894 93,894 62.18 2,514 4,118 63.80
2018-06-30 13F-HR KO / Coca Cola Co. Call 43.85 0 34,800 0 1,526
2018-06-30 13F-HR KO / Coca Cola Co. Put 43.84 85,000 45,000 -47.06 3,691 1,973 -46.55
2018-06-30 13F-HR MAB / Eaton Vance Massachusetts Municipal Bond Fund 8.20 0 122 0 1
2018-06-30 13F-HR LABU / Direxion Daily S&P Biotech Bull 3X Shares 94.93 72,200 8,712 -87.93 5,733 827 -85.57
2018-06-30 13F-HR LABU / Direxion Daily S&P Biotech Bull 3X Shares Put 90.00 6,200 200 -96.77 492 18 -96.34
2018-06-30 13F-HR VGK / Vanguard FTSE Europe ETF 56.00 31,274 6,304 -79.84 1,818 353 -80.58
2018-06-30 13F-HR AVYA / Avaya Holdings Corp. 20.08 162,133 198,237 22.27 3,631 3,980 9.61
2018-06-30 13F-HR AVP / Avon Products, Inc. 1.62 208,867 281,267 34.66 593 455 -23.27
2018-06-30 13F-HR AVP / Avon Products, Inc. Put 1.62 476,700 646,900 35.70 1,353 1,047 -22.62
2018-06-30 13F-HR LBTYK / Liberty Global plc (Class C) 27.53 15,222 15,222 0.00 476 419 -11.97
2018-06-30 13F-HR LBTYK / Liberty Global plc (Class C) Call 27.54 50,000 50,000 0.00 1,565 1,377 -12.01
2018-06-30 13F-HR LBTYK / Liberty Global plc (Class C) Put 27.54 100,000 100,000 0.00 3,131 2,754 -12.04
2018-06-30 13F-HR SSO / ProShares Ultra S&P500 110.88 0 1,416 0 157
2018-06-30 13F-HR SSO / ProShares Ultra S&P500 Call 111.29 57,800 146,000 152.60 6,096 16,248 166.54
2018-06-30 13F-HR SSO / ProShares Ultra S&P500 Put 111.29 742,000 760,000 2.43 78,266 84,580 8.07
2018-06-30 13F-HR MET / MetLife, Inc. 43.59 47,830 33,792 -29.35 2,194 1,473 -32.86
2018-06-30 13F-HR MET / MetLife, Inc. Call 43.57 21,300 21,300 0.00 977 928 -5.02
2018-06-30 13F-HR MET / MetLife, Inc. Put 43.60 140,300 140,300 0.00 6,438 6,117 -4.99
2018-06-30 13F-HR DLX / Deluxe Corp. 66.20 0 25,106 0 1,662
2018-06-30 13F-HR SRC / Spirit Realty Capital, Inc. 8.01 86,760 20,612 -76.24 673 165 -75.48
2018-06-30 13F-HR GPS / Gap, Inc. (The) 32.00 13,447 2,156 -83.97 419 69 -83.53
2018-06-30 13F-HR GPS / Gap, Inc. (The) Put 32.38 87,200 62,500 -28.33 2,720 2,024 -25.59
2018-06-30 13F-HR MOSC.U / Mosaic Acquisition Corp. 10.02 86,000 238,180 176.95 865 2,386 175.84
2018-06-30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 13.58 151,582 227,253 49.92 2,052 3,086 50.39
2018-06-30 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 16.32 342,865 357,336 4.22 6,229 5,831 -6.39
2018-06-30 13F-HR GOGO / Gogo Inc. 4.45 26,124 2,024 -92.25 225 9 -96.00
2018-06-30 13F-HR GOGO / Gogo Inc. Put 4.85 148,700 108,600 -26.97 1,283 527 -58.92
2018-06-30 13F-HR LCM / Advent Claymore Convertible Securities and Income Fund II 7.69 0 9,238 0 71
2018-06-30 13F-HR UIS / Unisys Corp. Put 12.88 203,900 38,900 -80.92 2,191 501 -77.13
2018-06-30 13F-HR PNK / Pinnacle Entertainment, Inc. 33.73 38,668 46,668 20.69 1,165 1,574 35.11
2018-06-30 13F-HR MDB / MongoDB Inc 49.61 0 23,080 0 1,145
2018-06-30 13F-HR MCD / McDonald's Corp. 156.68 7,886 10,984 39.28 1,233 1,721 39.58
2018-06-30 13F-HR MCD / McDonald's Corp. Put 156.67 49,700 20,100 -59.56 7,772 3,149 -59.48
2018-06-30 13F-HR FSAC / Federal Street Acquisition Corp. 10.34 151,000 151,000 0.00 1,546 1,562 1.03
2018-06-30 13F-HR ECA / EnCana Corp. 12.96 11,033 11,033 0.00 121 143 18.18
2018-06-30 13F-HR ECA / EnCana Corp. Put 13.04 50,000 50,000 0.00 550 652 18.55
2018-06-30 13F-HR CYH / Community Health Systems, Inc. 3.30 139,699 50,564 -63.81 553 167 -69.80
2018-06-30 13F-HR CYH / Community Health Systems, Inc. Put 3.32 39,900 195,900 390.98 158 650 311.39
2018-06-30 13F-HR HAL / Halliburton Co. 45.05 89,940 79,422 -11.69 4,221 3,578 -15.23
2018-06-30 13F-HR HAL / Halliburton Co. Call 45.03 59,300 19,300 -67.45 2,783 869 -68.77
2018-06-30 13F-HR OCLR / Oclaro, Inc 8.92 0 150,030 0 1,339
2018-06-30 13F-HR TCO / Taubman Centers, Inc. 58.74 14,648 15,289 4.38 833 898 7.80
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. 83.21 11,129 11,129 0.00 844 926 9.72
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. Put 83.26 75,000 70,800 -5.60 5,690 5,895 3.60
2018-06-30 13F-HR V / Visa, Inc. 132.42 12,324 18,675 51.53 1,474 2,473 67.77
2018-06-30 13F-HR V / Visa, Inc. Call 132.44 22,500 22,500 0.00 2,691 2,980 10.74
2018-06-30 13F-HR V / Visa, Inc. Put 132.43 63,400 33,300 -47.48 7,583 4,410 -41.84
2018-06-30 13F-HR TZA / Direxion Daily Small Cap Bear 3X Shares 9.36 17,725 41,325 133.15 210 387 84.29
2018-06-30 13F-HR TZA / Direxion Daily Small Cap Bear 3X Shares Call 9.37 21,000 74,600 255.24 248 699 181.85
2018-06-30 13F-HR TZA / Direxion Daily Small Cap Bear 3X Shares Put 9.35 2,000 29,100 1,355.00 23 272 1,082.61
2018-06-30 13F-HR COUP / Coupa Software Incorporated Put 62.24 50,000 50,000 0.00 2,281 3,112 36.43
2018-06-30 13F-HR GLD / SPDR Gold Shares 118.46 52,970 2,600 -95.09 6,663 308 -95.38
2018-06-30 13F-HR GLD / SPDR Gold Shares Call 118.65 51,000 65,900 29.22 6,415 7,819 21.89
2018-06-30 13F-HR GLD / SPDR Gold Shares Put 118.65 81,900 20,000 -75.58 10,302 2,373 -76.97
2018-06-30 13F-HR CATYW / Cathay General Bancorp 21.17 326,976 327,178 0.06 6,745 6,926 2.68
2018-06-30 13F-HR OFC / Corporate Office Properties Trust 28.72 18,063 2,960 -83.61 466 85 -81.76
2018-06-30 13F-HR MO / Altria Group, Inc. 55.71 5,359 359 -93.30 333 20 -93.99
2018-06-30 13F-HR WFT / Weatherford International plc Call 3.26 10,100 8,600 -14.85 23 28 21.74
2018-06-30 13F-HR WFT / Weatherford International plc Put 3.29 890,000 2,967,100 233.38 2,038 9,761 378.95
2018-06-30 13F-HR VGR / Vector Group, Ltd. Put 19.08 14,100 14,100 0.00 287 269 -6.27
2018-06-30 13F-HR IWM / iShares Russell 2000 ETF 163.77 216,693 416,693 92.30 32,900 68,241 107.42
2018-06-30 13F-HR IWM / iShares Russell 2000 ETF Call 163.77 532,900 443,600 -16.76 80,910 72,648 -10.21
2018-06-30 13F-HR IWM / iShares Russell 2000 ETF Put 163.77 1,264,500 450,000 -64.41 191,989 73,696 -61.61
2018-06-30 13F-HR CWAY / Coastway Bancorp, Inc. 27.70 11,300 11,300 0.00 307 313 1.95
2018-06-30 13F-HR OIH / Market Vectors Oil Service ETF 26.27 238,194 234,694 -1.47 5,685 6,165 8.44
2018-06-30 13F-HR OIH / Market Vectors Oil Service ETF Put 26.27 483,400 473,400 -2.07 11,538 12,436 7.78
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 55.34 52,683 182,364 246.15 3,332 10,092 202.88
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. Call 55.34 106,000 214,100 101.98 6,704 11,848 76.73
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. Put 55.34 216,100 287,200 32.90 13,668 15,893 16.28
2018-06-30 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 8.03 94,563 100,509 6.29 505 807 59.80
2018-06-30 13F-HR RIG / Transocean, Inc. 13.43 168,536 111,303 -33.96 1,668 1,495 -10.37
2018-06-30 13F-HR RIG / Transocean, Inc. Call 13.44 0 100,000 0 1,344
2018-06-30 13F-HR RIG / Transocean, Inc. Put 13.44 1,219,900 1,947,800 59.67 12,077 26,178 116.76
2018-06-30 13F-HR NBR / Nabors Industries Ltd. 6.41 0 96,886 0 621
2018-06-30 13F-HR SGRY / Surgery Partners, Inc. 14.89 11,827 70,163 493.24 202 1,045 417.33
2018-06-30 13F-HR TTM / Tata Motors Ltd. 19.53 25,811 45,104 74.75 663 881 32.88
2018-06-30 13F-HR TTM / Tata Motors Ltd. Put 19.55 100,000 109,900 9.90 2,570 2,148 -16.42
2018-06-30 13F-HR NVAX / Novavax, Inc. Put 1.33 85,200 87,200 2.35 178 116 -34.83
2018-06-30 13F-HR ADX / Adams Diversified Equity Fund, Inc. 15.41 140,845 113,540 -19.39 2,080 1,750 -15.87
2018-06-30 13F-HR 29266SAA4 / Endologix, Inc. Bond 100 142 42.00
2018-06-30 13F-HR PF / Pinnacle Foods, Inc. 64.99 0 8,632 0 561
2018-06-30 13F-HR KR / Kroger Co. 28.44 212,835 90,000 -57.71 5,095 2,560 -49.75
2018-06-30 13F-HR KR / Kroger Co. Call 28.39 9,300 9,300 0.00 222 264 18.92
2018-06-30 13F-HR KR / Kroger Co. Put 28.43 73,500 23,500 -68.03 1,759 668 -62.02
2018-06-30 13F-HR ADXS / Advaxis, Inc. 1.12 1,789 1,789 0.00 3 2 -33.33
2018-06-30 13F-HR DGX / Quest Diagnostics, Inc. 109.88 9,920 9,920 0.00 994 1,090 9.66
2018-06-30 13F-HR IRDM / Iridium Communications Inc Put 16.09 0 79,500 0 1,279
2018-06-30 13F-HR EWA / iShares MSCI Australia ETF 22.50 9,300 2,000 -78.49 204 45 -77.94
2018-06-30 13F-HR IEX / IDEX Corp. 136.46 0 13,037 0 1,779
2018-06-30 13F-HR PBF / PBF Energy, Inc. 41.92 0 25,000 0 1,048
2018-06-30 13F-HR CX / Cemex S.A.B de C.V. 6.55 12,102 37,102 206.58 80 243 203.75
2018-06-30 13F-HR CX / Cemex S.A.B de C.V. Put 6.56 230,000 230,000 0.00 1,522 1,508 -0.92
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.57 25,506 7,099 -72.17 1,389 430 -69.04
2018-06-30 13F-HR MRK / Merck & Co., Inc. Put 60.65 59,900 10,800 -81.97 3,262 655 -79.92
2018-06-30 13F-HR MFG / Mizuho Financial Group Inc. 3.39 250,000 980,809 292.32 925 3,324 259.35
2018-06-30 13F-HR GRMN / Garmin Ltd. 60.95 29,261 13,174 -54.98 1,724 803 -53.42
2018-06-30 13F-HR GRMN / Garmin Ltd. Put 60.93 36,000 11,800 -67.22 2,121 719 -66.10
2018-06-30 13F-HR XBHKX / BlackRock Core Bond Trust 12.74 20,213 51,791 156.23 264 660 150.00
2018-06-30 13F-HR ABX / Barrick Gold Corp. 13.13 93,415 92,537 -0.94 1,163 1,215 4.47
2018-06-30 13F-HR ABX / Barrick Gold Corp. Call 13.12 50,000 60,600 21.20 622 795 27.81
2018-06-30 13F-HR ABX / Barrick Gold Corp. Put 13.13 150,000 237,600 58.40 1,867 3,119 67.06
2018-06-30 13F-HR XMFVX / MFS Special Value Trust 5.59 0 10,205 0 57
2018-06-30 13F-HR 413160AB8 / Harmonic, Inc. Bond 4% 13,560 14,265 5.20
2018-06-30 13F-HR ATI / Allegheny Technologies, Inc. Put 25.00 10,000 1,600 -84.00 236 40 -83.05
2018-06-30 13F-HR EMAN / eMagin Corp. 1.80 747,875 705,472 -5.67 1,084 1,269 17.07
2018-06-30 13F-HR WMIH / WMIH Corp. 1.33 173,596 81,109 -53.28 246 108 -56.10
2018-06-30 13F-HR BGT / BlackRock Floating Rate Income Trust 13.06 0 57,890 0 756
2018-06-30 13F-HR YHOO / Yahoo! Inc. 73.21 5,174,668 1,374,668 -73.43 383,132 100,639 -73.73
2018-06-30 13F-HR YHOO / Yahoo! Inc. Call 73.21 29,400 2,029,400 6,802.72 2,176 148,572 6,727.76
2018-06-30 13F-HR EGC / Energy XXI Gulf Coast, Inc. 8.84 561,910 316,897 -43.60 2,157 2,801 29.86
2018-06-30 13F-HR S / Sprint Corporation 5.44 48,874 58,874 20.46 238 320 34.45
2018-06-30 13F-HR S / Sprint Corporation Put 5.44 67,500 67,500 0.00 329 367 11.55
2018-06-30 13F-HR 750469AA6 / Radius Health, Inc. Bond 24,198 22,032 -8.95
2018-06-30 13F-HR ECPG / Encore Capital Group, Inc. Put 36.60 10,000 10,000 0.00 452 366 -19.03
2018-06-30 13F-HR AIV / Apartment Investment & Management Co. 42.30 23,253 23,572 1.37 947 997 5.28
2018-06-30 13F-HR MCK / McKesson Corp. 133.33 42,014 330 -99.21 5,918 44 -99.26
2018-06-30 13F-HR MCK / McKesson Corp. Put 133.33 53,600 900 -98.32 7,550 120 -98.41
2018-06-30 13F-HR BCAC / Bison Capital Acquisition Corp 10.49 148,203 148,203 0.00 1,602 1,554 -3.00
2018-06-30 13F-HR AKS / AK Steel Holding Corp. 4.34 200,696 446,096 122.27 909 1,936 112.98
2018-06-30 13F-HR AKS / AK Steel Holding Corp. Put 4.34 480,100 463,100 -3.54 2,174 2,009 -7.59
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.70 18,290 21,039 15.03 1,364 1,740 27.57
2018-06-30 13F-HR XOM / Exxon Mobil Corp. Call 82.72 9,000 50,000 455.56 671 4,136 516.39
2018-06-30 13F-HR XOM / Exxon Mobil Corp. Put 82.72 83,900 78,600 -6.32 6,259 6,502 3.88
2018-06-30 13F-HR 461203AF8 / Invacare Corp. Bond 5% Due 2/15/2021 17,334 17,776 2.55
2018-06-30 13F-HR MVT / BlackRock Munivest Fund II, Inc. 13.99 0 9,149 0 128
2018-06-30 13F-HR AFL / AFLAC, Inc. 42.97 0 12,101 0 520
2018-06-30 13F-HR AFL / AFLAC, Inc. Call 43.01 0 179,800 0 7,734
2018-06-30 13F-HR EIO / Eaton Vance Ohio Municipal Bond Fund 11.51 5,310 19,890 274.58 61 229 275.41
2018-06-30 13F-HR CALL / magicJack VocalTec Ltd. 8.49 151,876 118,914 -21.70 1,275 1,010 -20.78
2018-06-30 13F-HR THC / Tenet Healthcare Corp. 33.57 92,185 60,447 -34.43 2,235 2,029 -9.22
2018-06-30 13F-HR THC / Tenet Healthcare Corp. Put 33.56 91,100 91,200 0.11 2,209 3,061 38.57
2018-06-30 13F-HR MYJ / BlackRock MuniYield New Jersey Fund, Inc. 13.79 103,719 151,487 46.06 1,447 2,089 44.37
2018-06-30 13F-HR HYB / New America High Income Fund, Inc. 8.62 205,718 199,140 -3.20 1,789 1,716 -4.08
2018-06-30 13F-HR ADI / Analog Devices, Inc. 95.88 11,587 11,587 0.00 1,055 1,111 5.31
2018-06-30 13F-HR VTR / Ventas, Inc. 56.90 20,803 18,384 -11.63 1,030 1,046 1.55
2018-06-30 13F-HR RDUS / Radius Health, Inc. Put 29.45 37,300 30,800 -17.43 1,340 907 -32.31
2018-06-30 13F-HR PGRE / Paramount Group, Inc. 15.39 99,574 57,234 -42.52 1,417 881 -37.83
2018-06-30 13F-HR 584688AE5 / Medicines Company 2.500% Bond 53,798 62,769 16.68
2018-06-30 13F-HR XEVFX / Eaton Vance Senior Income Trust 6.34 0 14,831 0 94
2018-06-30 13F-HR HON / Honeywell International, Inc. 144.01 42,957 20,457 -52.38 6,207 2,946 -52.54
2018-06-30 13F-HR AAL / American Airlines Group Inc. 37.94 5,230 8,830 68.83 271 335 23.62
2018-06-30 13F-HR AAL / American Airlines Group Inc. Put 37.95 20,000 20,000 0.00 1,039 759 -26.95
2018-06-30 13F-HR HQY / HealthEquity, Inc. 75.09 11,151 25,037 124.53 675 1,880 178.52
2018-06-30 13F-HR HES / Hess Corp. 66.69 158,494 5,008 -96.84 11,922 334 -97.20
2018-06-30 13F-HR HES / Hess Corp. 75.22 2,898 158,494 5,369.08 146 11,922 8,065.75
2018-06-30 13F-HR CNAC / Constellation Alpha Capital Corp. 0.60 57,000 10,000 -82.46 20 6 -70.00
2018-06-30 13F-HR CNAC / Constellation Alpha Capital Corp. 0.35 10,000 57,000 470.00 3 20 566.67
2018-06-30 13F-HR QHC / Quorum Health Corporation 5.00 2,724 240,839 8,741.37 22 1,204 5,372.73
2018-06-30 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.91 218,580 20,101 -90.80 1,735 159 -90.84
2018-06-30 13F-HR DISH / DISH Network Corp. 33.61 34,901 239,572 586.43 1,322 8,052 509.08
2018-06-30 13F-HR DISH / DISH Network Corp. Call 33.54 0 9,900 0 332
2018-06-30 13F-HR DISH / DISH Network Corp. Put 33.61 296,100 467,200 57.78 11,219 15,702 39.96
2018-06-30 13F-HR SMTC / Semtech Corp. 47.05 47,464 47,464 0.00 1,853 2,233 20.51
2018-06-30 13F-HR VTV / Vanguard Value ETF 103.79 9,138 13,065 42.97 942 1,356 43.95
2018-06-30 13F-HR BAC / Bank of America Corp. 28.19 18,886 494,831 2,520.09 566 13,949 2,364.49
2018-06-30 13F-HR BAC / Bank of America Corp. Call 28.19 7,600 169,000 2,123.68 227 4,764 1,998.68
2018-06-30 13F-HR BAC / Bank of America Corp. Put 28.19 393,000 837,600 113.13 11,786 23,611 100.33
2018-06-30 13F-HR MGM / MGM Resorts International 28.80 2,951 2,951 0.00 103 85 -17.48
2018-06-30 13F-HR MGM / MGM Resorts International Put 29.00 25,000 25,000 0.00 875 725 -17.14
2018-06-30 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 6.14 0 128,700 0 790
2018-06-30 13F-HR NXEO / Nexeo Solutions, Inc. 0.51 25,196 13,849 -45.03 18 7 -61.11
2018-06-30 13F-HR HST / Host Hotels & Resorts, Inc. 21.07 8,291 32,563 292.75 154 686 345.45
2018-06-30 13F-HR GF / New Germany Fund, Inc. 18.23 15,625 20,242 29.55 305 369 20.98
2018-06-30 13F-HR WMT / Walmart, Inc. 85.63 15 4,181 27,773.33 1 358 35,700.00
2018-06-30 13F-HR WMT / Walmart, Inc. Put 85.64 178,800 57,600 -67.79 15,907 4,933 -68.99
2018-06-30 13F-HR 584688AG0 / Medicines Company Bond 25,946 27,028 4.17
2018-06-30 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 0.64 130,303 22,000 -83.12 1,368 14 -98.98
2018-06-30 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 10.50 150,000 130,303 -13.13 1,482 1,368 -7.69
2018-06-30 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 9.88 22,000 150,000 581.82 11 1,482 13,372.73
2018-06-30 13F-HR GE / General Electric Co. 13.61 486,562 461,923 -5.06 6,558 6,286 -4.15
2018-06-30 13F-HR GE / General Electric Co. Call 13.60 222,000 142,600 -35.77 2,992 1,940 -35.16
2018-06-30 13F-HR GE / General Electric Co. Put 13.61 756,700 517,700 -31.58 10,200 7,045 -30.93
2018-06-30 13F-HR IWP / iShares Russell Midcap Growth ETF 125.86 0 580 0 73
2018-06-30 13F-HR NOV / National Oilwell Varco, Inc. Call 43.40 0 50,000 0 2,170
2018-06-30 13F-HR NOV / National Oilwell Varco, Inc. Put 43.40 0 50,000 0 2,170
2018-06-30 13F-HR SDS / ProShares UltraShort S&P500 38.17 25,400 16,900 -33.46 1,040 645 -37.98
2018-06-30 13F-HR EVP / Eaton Vance Pennsylvania Municipal Income Trust 11.25 0 9,069 0 102
2018-06-30 13F-HR ESV / Ensco plc 7.26 181,390 172,390 -4.96 796 1,251 57.16
2018-06-30 13F-HR ESV / Ensco plc Put 7.26 244,100 244,100 0.00 1,071 1,772 65.45
2018-06-30 13F-HR CNC / Centene Corp. Call 123.21 138,000 109,500 -20.65 14,748 13,491 -8.52
2018-06-30 13F-HR PEIX / Pacific Ethanol, Inc. 2.60 0 30,000 0 78
2018-06-30 13F-HR NFLX / Netflix, Inc. 391.11 2,764 450 -83.72 816 176 -78.43
2018-06-30 13F-HR NFLX / Netflix, Inc. Put 391.40 11,400 11,400 0.00 3,366 4,462 32.56
2018-06-30 13F-HR RXN / Rexnord Corp. 28.65 44,669 698 -98.44 1,325 20 -98.49
2018-06-30 13F-HR GRA / Grace (W. R.) & Co. 73.31 2,267 82,447 3,536.83 138 6,044 4,279.71
2018-06-30 13F-HR GRA / Grace (W. R.) & Co. Call 73.30 0 20,000 0 1,466
2018-06-30 13F-HR GRA / Grace (W. R.) & Co. Put 73.28 0 5,800 0 425
2018-06-30 13F-HR KRC / Kilroy Realty Corp. 75.07 0 1,705 0 128
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 195.06 17,673 13,483 -23.71 3,150 2,630 -16.51
2018-06-30 13F-HR HD / Home Depot, Inc. (The) Call 194.89 4,500 4,500 0.00 802 877 9.35
2018-06-30 13F-HR HD / Home Depot, Inc. (The) Put 194.89 4,500 4,500 0.00 802 877 9.35
2018-06-30 13F-HR CFX / Colfax Corp. 30.64 25,000 25,000 0.00 797 766 -3.89
2018-06-30 13F-HR NEM / Newmont Mining Corp. 37.71 154,083 268,733 74.41 6,020 10,133 68.32
2018-06-30 13F-HR NEM / Newmont Mining Corp. Call 37.00 0 1,000 0 37
2018-06-30 13F-HR NEM / Newmont Mining Corp. Put 37.71 297,100 238,500 -19.72 11,607 8,993 -22.52
2018-06-30 13F-HR BB / Blackberry Limited 9.65 0 211,030 0 2,036
2018-06-30 13F-HR BB / Blackberry Limited Call 9.60 210,000 10,000 -95.24 2,415 96 -96.02
2018-06-30 13F-HR BB / Blackberry Limited Put 9.65 600,400 728,800 21.39 6,904 7,032 1.85
2018-06-30 13F-HR IMMU / Immunomedics, Inc. Call 23.60 0 13,600 0 321
2018-06-30 13F-HR IMMU / Immunomedics, Inc. Put 23.67 120,600 221,000 83.25 1,761 5,231 197.05
2018-06-30 13F-HR BLL / Ball Corp. 35.55 28,000 55,000 96.43 1,111 1,955 75.97
2018-06-30 13F-HR SPXL / Direxion Daily S&P 500 Bull 3X 44.45 2,222 9,224 315.12 91 410 350.55
2018-06-30 13F-HR SPXL / Direxion Daily S&P 500 Bull 3X Call 44.54 68,600 255,300 272.16 2,832 11,371 301.52
2018-06-30 13F-HR SPXL / Direxion Daily S&P 500 Bull 3X Put 44.54 31,300 268,000 756.23 1,292 11,936 823.84
2018-06-30 13F-HR QEP / QEP Resources, Inc. 12.00 2,500 2,500 0.00 24 30 25.00
2018-06-30 13F-HR NYH / Eaton Vance New York Municipal Bond Fund II 10.70 0 7,567 0 81
2018-06-30 13F-HR AG / First Majestic Silver Corp. Put 7.63 122,100 573,500 369.70 746 4,375 486.46
2018-06-30 13F-HR C / Citigroup, Inc. 66.91 67,050 150,236 124.07 4,525 10,053 122.17
2018-06-30 13F-HR C / Citigroup, Inc. Call 66.92 200,000 200,000 0.00 13,500 13,384 -0.86
2018-06-30 13F-HR C / Citigroup, Inc. Put 66.92 0 143,600 0 9,609
2018-06-30 13F-HR SQ / Square, Inc. Put 61.63 730,000 121,800 -83.32 35,916 7,507 -79.10
2018-06-30 13F-HR MYI / BlackRock Muniyield Quality Fund III, Inc. 12.60 187,693 212,808 13.38 2,372 2,681 13.03
2018-06-30 13F-HR APF / Morgan Stanley Asia-Pacific Fund, Inc. 17.07 22,338 42,124 88.58 406 719 77.09
2018-06-30 13F-HR D / Dominion Resources, Inc. 46.17 5,199 508,003 9,671.17 241 23,457 9,633.20
2018-06-30 13F-HR D / Dominion Resources, Inc. Call 68.17 20,000 76,000 280.00 1,348 5,181 284.35
2018-06-30 13F-HR D / Dominion Resources, Inc. Put 68.00 1,000 2,000 100.00 67 136 102.99
2018-06-30 13F-HR HOS / Hornbeck Offshore Services, Inc. Put 3.96 0 287,400 0 1,138
2018-06-30 13F-HR BP / BP Plc 45.65 38,609 180,068 366.39 1,565 8,221 425.30
2018-06-30 13F-HR BP / BP Plc Call 43.33 79,100 300 -99.62 3,206 13 -99.59
2018-06-30 13F-HR LACQ / Leisure Acquisition Corp. 9.66 50,000 100,000 100.00 480 966 101.25
2018-06-30 13F-HR IVR / Invesco Mortgage Capital Inc. 15.90 369,160 912,003 147.05 6,046 14,500 139.83
2018-06-30 13F-HR CMO / Capstead Mortgage Corp. 8.95 2,715,297 1,935,032 -28.74 23,487 17,318 -26.27
2018-06-30 13F-HR 595017AD6 / Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 44,723 44,259 -1.04
2018-06-30 13F-HR HUNT / Hunter Maritime Acquisition Corp. 0.00 2,250 100 -95.56 0 0
2018-06-30 13F-HR HUNT / Hunter Maritime Acquisition Corp. 0.00 100 2,250 2,150.00 0 0
2018-06-30 13F-HR GWRE / Guidewire Software, Inc. 80.00 50 50 0.00 4 4 0.00
2018-06-30 13F-HR BIDU / Baidu, Inc. Call 243.00 45,000 40,000 -11.11 10,043 9,720 -3.22
2018-06-30 13F-HR BIDU / Baidu, Inc. Put 243.00 66,600 37,700 -43.39 14,864 9,161 -38.37
2018-06-30 13F-HR OPK / Opko Health, Inc. Put 4.67 0 18,400 0 86
2018-06-30 13F-HR UA / Under Armour, Inc., Class C 22.47 46,169 31,685 -31.37 754 712 -5.57
2018-06-30 13F-HR UA / Under Armour, Inc., Class C Put 22.47 97,400 41,300 -57.60 1,592 928 -41.71
2018-06-30 13F-HR COF / Capital One Financial Corp. 90.59 1,149 574 -50.04 58 52 -10.34
2018-06-30 13F-HR COF / Capital One Financial Corp. 50.48 2,036 1,149 -43.57 109 58 -46.79
2018-06-30 13F-HR IRL / New Ireland Fund, Inc. (The) 11.67 60,103 65,452 8.90 724 764 5.52
2018-06-30 13F-HR OI / Owens-Illinois, Inc. 16.67 0 5,700 0 95
2018-06-30 13F-HR IWD / iShares Russell 1000 Value ETF 121.34 7,094 10,120 42.66 850 1,228 44.47
2018-06-30 13F-HR ECL / Ecolab, Inc. 140.22 0 1,298 0 182
2018-06-30 13F-HR ECL / Ecolab, Inc. Put 140.31 0 9,700 0 1,361
2018-06-30 13F-HR 58733RAB8 / MercadoLibre, Inc. Bond 95,178 80,069 -15.87
2018-06-30 13F-HR SPEM / SPDR Portfolio Emerging Markets 34.19 23,229 351 -98.49 912 12 -98.68
2018-06-30 13F-HR VRTS / Virtus Investment Partners, Inc. 108.48 209,289 252,808 20.79 22,297 27,425 23.00
2018-06-30 13F-HR ESRX / Express Scripts Holding Co. 77.19 18,635 39,281 110.79 1,287 3,032 135.59
2018-06-30 13F-HR 46333XAD0 / Ironwood Pharmaceuticals, Inc. DBCV 2.250% 6/1 45,680 49,036 7.35
2018-06-30 13F-HR MOMO / Momo Inc. 42.79 28,865 1,145 -96.03 1,078 49 -95.45
2018-06-30 13F-HR MOMO / Momo Inc. Put 43.49 25,000 49,000 96.00 934 2,131 128.16
2018-06-30 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. Put 11.82 2,200 4,400 100.00 31 52 67.74
2018-06-30 13F-HR ZLAB / Zai Lab Limited 13.02 19,348 4,915 -74.60 254 64 -74.80
2018-06-30 13F-HR MCR / MFS Charter Income Trust 7.77 0 2,704 0 21
2018-06-30 13F-HR EPE / EP Energy Corporation 2.99 40,008 129,280 223.14 53 387 630.19
2018-06-30 13F-HR PRTY / Party City Holdco Inc. Put 15.24 0 8,400 0 128
2018-06-30 13F-HR CBA / ClearBridge American Energy MLP Fund Inc. 7.53 0 57,612 0 434
2018-06-30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 121.71 100,000 109,141 9.14 12,190 13,284 8.97
2018-06-30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Call 121.50 94,400 2,000 -97.88 11,507 243 -97.89
2018-06-30 13F-HR ANF / Abercrombie & Fitch Co. Call 3,500 0 -100.00 84 0 -100.00
2018-06-30 13F-HR EAD / Evergreen Income Advantage Fund 79,410 0 -100.00 638 0 -100.00
2018-06-30 13F-HR WR / Westar Energy, Inc. 764 0 -100.00 40 0 -100.00
2018-06-30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 121.72 235,900 349,200 48.03 28,756 42,504 47.81
2018-06-30 13F-HR UPS / United Parcel Service, Inc. Call 106.20 50,000 16,600 -66.80 5,233 1,763 -66.31
2018-06-30 13F-HR UPS / United Parcel Service, Inc. Put 106.17 9,400 9,400 0.00 983 998 1.53
2018-06-30 13F-HR TGI / Triumph Group, Inc. 13.70 73 73 0.00 1 1 0.00
2018-06-30 13F-HR HQL / Tekla Life Sciences Investors 18.79 55,490 60,362 8.78 1,066 1,134 6.38
2018-06-30 13F-HR ECF / Ellsworth Fund, Ltd. 9.42 46,913 32,709 -30.28 429 308 -28.21
2018-06-30 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,243.27 256 966 277.34 329 1,201 265.05
2018-06-30 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 10.40 12,303 127,377 935.33 134 1,325 888.81
2018-06-30 13F-HR KS / KapStone Paper & Packaging Corp. 34.50 38,100 91,049 138.97 1,307 3,141 140.32
2018-06-30 13F-HR ZB.PRA / Zions Bancorporation 16.61 1,871,648 510,505 -72.72 37,990 8,481 -77.68
2018-06-30 13F-HR ZB.PRA / Zions Bancorporation 20.30 501,907 1,871,648 272.91 8,086 37,990 369.82
2018-06-30 13F-HR ENB / Enbridge Inc. 35.67 50,208 44,908 -10.56 1,580 1,602 1.39
2018-06-30 13F-HR WRLS / Pensare Acquisition Corp. 9.88 140,000 50,000 -64.29 1,484 494 -66.71
2018-06-30 13F-HR WRLS / Pensare Acquisition Corp. 10.60 185,800 140,000 -24.65 118 1,484 1,157.63
2018-06-30 13F-HR WRLS / Pensare Acquisition Corp. 0.64 193,000 185,800 -3.73 94 118 25.53
2018-06-30 13F-HR WRLS / Pensare Acquisition Corp. 0.49 50,000 193,000 286.00 486 94 -80.66
2018-06-30 13F-HR 881569AA5 / TESARO, Inc. Bond 3.000%10/0 52,126 43,409 -16.72
2018-06-30 13F-HR LCA / Landcadia Holdings, Inc. 0.83 125,017 49,574 -60.35 1,266 41 -96.76
2018-06-30 13F-HR LCA / Landcadia Holdings, Inc. 10.13 184,373 125,017 -32.19 135 1,266 837.78
2018-06-30 13F-HR 171779AK7 / Ciena Corp. 4% Bond 16,121 16,342 1.37
2018-06-30 13F-HR TJX / TJX Companies, Inc. (The) 95.14 4,701 17,553 273.39 383 1,670 336.03
2018-06-30 13F-HR TJX / TJX Companies, Inc. (The) Put 95.15 0 20,000 0 1,903
2018-06-30 13F-HR TIF / Tiffany & Co. Call 131.50 7,000 2,000 -71.43 683 263 -61.49
2018-06-30 13F-HR TIF / Tiffany & Co. Put 131.00 5,600 1,000 -82.14 546 131 -76.01
2018-06-30 13F-HR FFBCW / First Financial Bancorp 11.76 2,555 85 -96.67 45 1 -97.78
2018-06-30 13F-HR CHTR / Charter Communications, Inc. 285.71 1,833 133 -92.74 570 38 -93.33
2018-06-30 13F-HR SAFM / Sanderson Farms, Inc. 105.00 6,997 800 -88.57 832 84 -89.90
2018-06-30 13F-HR CHK / Chesapeake Energy Corp. 5.06 0 3,755 0 19
2018-06-30 13F-HR CHK / Chesapeake Energy Corp. Call 5.24 200,000 200,000 0.00 604 1,048 73.51
2018-06-30 13F-HR XRX / Xerox Corp. 23.96 0 9,139 0 219
2018-06-30 13F-HR XRX / Xerox Corp. Put 24.00 0 20,000 0 480
2018-06-30 13F-HR MDT / Medtronic plc 84.94 7,388 518 -92.99 592 44 -92.57
2018-06-30 13F-HR MDT / Medtronic plc Put 85.60 25,000 25,000 0.00 2,005 2,140 6.73
2018-06-30 13F-HR MXF / Mexico Fund, Inc. (The) 15.14 214,577 133,098 -37.97 3,478 2,015 -42.06
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 63.39 65,226 21,109 -67.64 6,796 1,338 -80.31
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 104.19 21,224 65,226 207.32 1,476 6,796 360.43
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. Call 104.18 49,000 49,000 0.00 5,388 5,105 -5.25
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. Put 104.19 267,700 85,400 -68.10 29,438 8,898 -69.77
2018-06-30 13F-HR STI / SunTrust Banks, Inc. 65.92 0 7,570 0 499
2018-06-30 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 7.67 167,933 227,806 35.65 1,294 1,747 35.01
2018-06-30 13F-HR COP / ConocoPhillips 69.59 27,979 22,574 -19.32 1,658 1,571 -5.25
2018-06-30 13F-HR 87305RAD1 / TTM Technologies, Inc. Bond 47,956 52,143 8.73
2018-06-30 13F-HR HYGS / Hydrogenics Corp 7.50 187,021 187,314 0.16 1,533 1,404 -8.41
2018-06-30 13F-HR XLB / SPDR Materials Select Sector ETF 58.07 16,200 165,740 923.09 922 9,624 943.82
2018-06-30 13F-HR XLB / SPDR Materials Select Sector ETF Call 58.06 40,000 50,000 25.00 2,277 2,903 27.49
2018-06-30 13F-HR XLB / SPDR Materials Select Sector ETF Put 58.07 16,000 154,100 863.12 911 8,948 882.22
2018-06-30 13F-HR CHMI / Cherry Hill Mortgage Investment Corporation 17.86 238,162 292,278 22.72 4,177 5,220 24.97
2018-06-30 13F-HR JSYNU / Jensyn Acquistion Corp. 0.00 1,900 1,400 -26.32 0 0
2018-06-30 13F-HR JSYNU / Jensyn Acquistion Corp. 0.00 1,400 1,900 35.71 0 0
2018-06-30 13F-HR AA / Alcoa Corp. 46.88 51,552 98,851 91.75 2,317 4,634 100.00
2018-06-30 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 5.65 325,000 1,000,000 207.69 2,158 5,650 161.82
2018-06-30 13F-HR CBB / Cincinnati Bell, Inc. Put 15.70 104,000 100,000 -3.85 1,440 1,570 9.03
2018-06-30 13F-HR PFD / Flaherty & Crumrine Preferred Income Fund, Inc. 13.49 62,361 14,238 -77.17 847 192 -77.33
2018-06-30 13F-HR WYNN / Wynn Resorts Ltd. 164.97 1,608 394 -75.50 293 65 -77.82
2018-06-30 13F-HR WYNN / Wynn Resorts Ltd. Put 167.33 76,300 88,400 15.86 13,914 14,792 6.31
2018-06-30 13F-HR XRGTX / Royce Global Value Trust, Inc. 10.46 1,668 10,513 530.28 18 110 511.11
2018-06-30 13F-HR MYL / Mylan N.V. 0.00 19,181 17 -99.91 789 0 -100.00
2018-06-30 13F-HR MYL / Mylan N.V. Call 36.12 70,600 40,000 -43.34 2,906 1,445 -50.28
2018-06-30 13F-HR MYL / Mylan N.V. Put 35.00 48,400 600 -98.76 1,992 21 -98.95
2018-06-30 13F-HR DPG / Duff & Phelps Global Utility Income Fund Inc. 0.00 0 9 0 0
2018-06-30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. Call 94.00 0 1,500 0 141
2018-06-30 13F-HR NXTM / NxStage Medical, Inc. 27.89 82,302 82,902 0.73 2,046 2,312 13.00
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.08 236,700 203,700 -13.94 20,270 17,330 -14.50
2018-06-30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,271.93 961 1,835 90.95 1,236 2,334 88.83
2018-06-30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 233.31 0 2,426 0 566
2018-06-30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Put 233.40 0 5,000 0 1,167
2018-06-30 13F-HR DSDYX / Dreyfus/Standish Global Fixed Income Y 8.15 91,744 124,421 35.62 741 1,014 36.84
2018-06-30 13F-HR INCY / Incyte Corp. Put 66.98 12,400 43,100 247.58 1,033 2,887 179.48
2018-06-30 13F-HR 73640QAB1 / PRA Group, Inc. - Convertible Bond 3% 24,453 4,320 -82.33
2018-06-30 13F-HR EBS / Emergent Biosolutions, Inc. 50.07 1,498 1,498 0.00 78 75 -3.85
2018-06-30 13F-HR IYR / iShares U.S. Real Estate ETF 80.52 5,274 12,097 129.37 398 974 144.72
2018-06-30 13F-HR IYR / iShares U.S. Real Estate ETF Put 80.57 10,000 144,700 1,347.00 754 11,659 1,446.29
2018-06-30 13F-HR PLD / Prologis, Inc. 65.69 57,513 3,547 -93.83 2,983 233 -92.19
2018-06-30 13F-HR NWL / Newell Brands Inc. 25.75 600 12,000 1,900.00 15 309 1,960.00
2018-06-30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 12.62 405,002 339,349 -16.21 5,143 4,282 -16.74
2018-06-30 13F-HR CTXS / Citrix Systems, Inc. Call 104.80 10,000 10,000 0.00 928 1,048 12.93
2018-06-30 13F-HR ESRT / Empire State Realty Trust, Inc. 17.10 105,911 94,329 -10.94 1,778 1,613 -9.28
2018-06-30 13F-HR CAMP / CalAmp Corp. Put 23.36 11,000 11,000 0.00 251 257 2.39
2018-06-30 13F-HR FNSR / Finisar Corporation 17.73 1,241 1,241 0.00 19 22 15.79
2018-06-30 13F-HR KBE / SPDR S&P Bank ETF Call 47.00 9,500 5,000 -47.37 454 235 -48.24
2018-06-30 13F-HR KBE / SPDR S&P Bank ETF Put 47.16 77,200 74,200 -3.89 3,697 3,499 -5.36
2018-06-30 13F-HR JAKK / JAKKS Pacific, Inc. 3.27 188,592 372,728 97.64 396 1,220 208.08
2018-06-30 13F-HR JAKK / JAKKS Pacific, Inc. Put 3.27 58,700 37,900 -35.43 123 124 0.81
2018-06-30 13F-HR POOL / Pool Corp. 151.45 5,049 12,017 138.01 738 1,820 146.61
2018-06-30 13F-HR JCOM / j2 Global, Inc 86.27 2,472 2,272 -8.09 195 196 0.51
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 220.55 6,461 13,861 114.53 1,627 3,057 87.89
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) Call 220.55 0 20,000 0 4,411
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) Put 220.51 0 5,900 0 1,301
2018-06-30 13F-HR FTV / Fortive Corporation 77.11 5,000 55,000 1,000.00 387 4,241 995.87
2018-06-30 13F-HR XMUHX / BlackRock MuniHoldings Fund II, 13.81 92,741 21,287 -77.05 1,289 294 -77.19
2018-06-30 13F-HR SQQQ / ProShares UltraPro Short QQQ 14.39 69,100 73,400 6.22 1,266 1,056 -16.59
2018-06-30 13F-HR SBNYW / Signature Bank 98.31 3,508 3,489 -0.54 448 343 -23.44
2018-06-30 13F-HR ORBK / Orbotech Ltd. 61.79 11,500 40,700 253.91 715 2,515 251.75
2018-06-30 13F-HR CLMT / Calumet Specialty Products Partners, L.P. Put 7.45 0 23,500 0 175
2018-06-30 13F-HR XL / XL Group Ltd. 55.95 82,517 135,514 64.23 4,559 7,582 66.31
2018-06-30 13F-HR STLRU / Stellar Acquisition III Inc. 5.26 300 190 -36.67 0 1
2018-06-30 13F-HR STLRU / Stellar Acquisition III Inc. 0.00 300 300 0.00 3 0 -100.00
2018-06-30 13F-HR GDP / Goodrich Petroleum Corporation 12.36 117,768 81,687 -30.64 1,291 1,010 -21.77
2018-06-30 13F-HR YY / YY Inc. Call 100.45 0 40,000 0 4,018
2018-06-30 13F-HR 922417AD2 / Veeco Instruments, Inc. Bond 2.7% Due 1/15/2023 3,284 11,524 250.91
2018-06-30 13F-HR ORC / Orchid Island Capital, Inc. 7.52 632,665 336,492 -46.81 4,662 2,530 -45.73
2018-06-30 13F-HR WWE / World Wrestling Entertainment, Inc. 72.73 13,550 2,846 -79.00 487 207 -57.49
2018-06-30 13F-HR DHR / Danaher Corp. 0.00 45,000 1 -100.00 3,848 0 -100.00
2018-06-30 13F-HR NLNK / NewLink Genetics Corp 0.00 2 2 0.00 0 0
2018-06-30 13F-HR WDC / Western Digital Corp. 77.41 7,057 18,900 167.82 651 1,463 124.73
2018-06-30 13F-HR REGI / Renewable Energy Group, Inc. Put 17.81 0 16,000 0 285
2018-06-30 13F-HR TTP / Tortoise Pipeline & Energy Fund, Inc. 17.15 8 42,163 526,937.50 0 723
2018-06-30 13F-HR AGFSW / AgroFresh Solutions, Inc. Warrants exp. 2019-02-19 0.37 238,355 231,398 -2.92 119 85 -28.57
2018-06-30 13F-HR HRB / Block (H.&R.), Inc. 22.77 0 86,200 0 1,963
2018-06-30 13F-HR TDOC / Teladoc, Inc. Call 57.89 5,700 5,700 0.00 229 330 44.10
2018-06-30 13F-HR TDOC / Teladoc, Inc. Put 57.89 18,100 5,700 -68.51 729 330 -54.73
2018-06-30 13F-HR TROX / Tronox Ltd 19.67 0 27,200 0 535
2018-06-30 13F-HR SO / Southern Co. (The) 46.07 1,628 1,628 0.00 72 75 4.17
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 43.06 34,991 186,891 434.11 1,232 8,047 553.17
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 43.06 132,200 278,300 110.51 4,656 11,983 157.37
2018-06-30 13F-HR DPZ / Dominos Pizza Inc. 282.05 0 7,254 0 2,046
2018-06-30 13F-HR TAL / TAL International Group, Inc. 36.77 45,619 23,550 -48.38 1,692 866 -48.82
2018-06-30 13F-HR TAL / TAL International Group, Inc. Put 36.80 160,000 162,800 1.75 5,934 5,991 0.96
2018-06-30 13F-HR MIW / Eaton Vance Michigan Municipal Bond Fund 12.29 0 651 0 8
2018-06-30 13F-HR AMGN / Amgen Inc. 184.47 10,403 103 -99.01 1,773 19 -98.93
2018-06-30 13F-HR 528872AB0 / Lexicon Pharmaceuticals, Inc. Bond 15,950 19,581 22.76
2018-06-30 13F-HR SRCLP / Stericycle, Inc. 5.25% Series A Preferred 49.08 80,554 195,313 142.46 3,641 9,585 163.25
2018-06-30 13F-HR TPZ / Tortoise Power and Infrastructure Fund, Inc. 18.83 92,909 98,449 5.96 1,664 1,854 11.42
2018-06-30 13F-HR MA / MasterCard Incorporated 196.49 15,893 17,767 11.79 2,783 3,491 25.44
2018-06-30 13F-HR MA / MasterCard Incorporated Call 196.48 10,000 17,900 79.00 1,751 3,517 100.86
2018-06-30 13F-HR MA / MasterCard Incorporated Put 196.49 10,000 22,500 125.00 1,751 4,421 152.48
2018-06-30 13F-HR 464337AJ3 / Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond 42,343 61,788 45.92
2018-06-30 13F-HR NESR / National Energy Services Reunited Corp. 1.11 7,200 7,200 0.00 6 8 33.33
2018-06-30 13F-HR ANF / Abercrombie & Fitch Co. Put 24.48 3,500 25,000 614.29 84 612 628.57
2018-06-30 13F-HR BBBY / Bed Bath & Beyond Inc. 19.92 85,500 85,500 0.00 1,794 1,703 -5.07
2018-06-30 13F-HR STI.WS.A / SunTrust Banks, Inc. - Warrant 12/31/2018 35.28 0 907 0 32
2018-06-30 13F-HR AMBCW / Ambac Financial Group, Inc. Warrants 8.96 46,551 34,358 -26.19 325 308 -5.23
2018-06-30 13F-HR PHD / Pioneer Floating Rate Trust 11.08 0 6,588 0 73
2018-06-30 13F-HR CHRW / C.H. Robinson Worldwide, Inc. Put 83.65 0 39,500 0 3,304
2018-06-30 13F-HR M / Macy's, Inc. Put 37.40 10,000 10,000 0.00 297 374 25.93
2018-06-30 13F-HR POST / Post Holdings, Inc. 85.97 1,704 4,804 181.92 129 413 220.16
2018-06-30 13F-HR POST / Post Holdings, Inc. Put 86.00 44,000 44,000 0.00 3,333 3,784 13.53
2018-06-30 13F-HR ASH / Ashland Global Holdings, Inc. 78.16 0 55,000 0 4,299
2018-06-30 13F-HR AON / Aon Plc 137.13 35,000 25,100 -28.29 4,911 3,442 -29.91
2018-06-30 13F-HR MUC / BlackRock MuniHoldings California Quality Fund, Inc. 13.19 171,432 192,227 12.13 2,261 2,535 12.12
2018-06-30 13F-HR CE / Celanese Corp. 111.04 0 45,000 0 4,997
2018-06-30 13F-HR PEI / Pennsylvania Real Estate Investment Trust 10.99 32,921 291,269 784.75 317 3,201 909.78
2018-06-30 13F-HR ARRY / Array BioPharma, Inc. Put 16.75 34,000 16,600 -51.18 554 278 -49.82
2018-06-30 13F-HR AAPL / Apple, Inc. Call 185.11 123,300 141,300 14.60 20,687 26,156 26.44
2018-06-30 13F-HR AAPL / Apple, Inc. Put 185.11 254,700 165,600 -34.98 42,733 30,654 -28.27
2018-06-30 13F-HR AT / Atlantic Power Corp. 2.20 0 25,932 0 57
2018-06-30 13F-HR CUI / CUI Global, Inc. 2.97 515,938 515,938 0.00 1,341 1,532 14.24
2018-06-30 13F-HR ARAY / Accuray, Inc. Put 4.09 187,900 48,600 -74.14 939 199 -78.81
2018-06-30 13F-HR NUAN / Nuance Communications, Inc. 12.37 7,338 566 -92.29 115 7 -93.91
2018-06-30 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 0.46 50,000 50,000 0.00 16 23 43.75
2018-06-30 13F-HR 29266SAB2 / Endologix, Inc. Bond 106 261 146.23
2018-06-30 13F-HR FNTE / Fintech Acquisition Corp. II 9.99 124,470 124,470 0.00 1,237 1,244 0.57
2018-06-30 13F-HR 00484MAA4 / Acorda Therapeutics, Inc. Bond 1.750% 6/1 24,111 25,473 5.65
2018-06-30 13F-HR KF / Korea Fund, Inc. (The) 38.02 0 1,315 0 50
2018-06-30 13F-HR XHNWX / Pioneer Diversified High Income 14.57 121,229 140,452 15.86 1,828 2,046 11.93
2018-06-30 13F-HR CVS / CVS Health Corporation 64.34 80,569 46,273 -42.57 5,012 2,977 -40.60
2018-06-30 13F-HR CVS / CVS Health Corporation Put 64.34 0 50,000 0 3,217
2018-06-30 13F-HR ENX / Eaton Vance New York Municipal Bond Fund 11.30 68,924 65,220 -5.37 792 737 -6.94
2018-06-30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.28 0 17,665 0 164
2018-06-30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Call 12.72 631,100 785,800 24.51 7,409 9,995 34.90
2018-06-30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Put 12.72 275,600 233,000 -15.46 3,235 2,963 -8.41
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 43.03 117,483 127,483 8.51 5,038 5,485 8.87
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. Call 43.03 0 97,100 0 4,178
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. Put 43.02 140,500 140,500 0.00 6,026 6,045 0.32
2018-06-30 13F-HR XCRA / Xcerra Corp 13.97 0 481,415 0 6,725
2018-06-30 13F-HR JPS / Nuveen Preferred Securities Income Fund 8.80 16,875 57,016 237.87 165 502 204.24
2018-06-30 13F-HR CAF / Morgan Stanley China A Share Fund, Inc. 23.07 120,237 36,404 -69.72 2,993 840 -71.93
2018-06-30 13F-HR KAAC / Kayne Anderson Acquisition Corp. 9.90 395,464 50,000 -87.36 4,112 495 -87.96
2018-06-30 13F-HR KAAC / Kayne Anderson Acquisition Corp. 10.40 50,000 395,464 690.93 489 4,112 740.90
2018-06-30 13F-HR PCRX / Pacira Pharmaceuticals, Inc. Put 32.01 31,400 14,400 -54.14 978 461 -52.86
2018-06-30 13F-HR CMA / Comerica, Inc. 62.96 299 6,083 1,934.45 19 383 1,915.79
2018-06-30 13F-HR SKT / Tanger Factory Outlet Centers, Inc. 23.49 95,616 68,936 -27.90 2,103 1,619 -23.01
2018-06-30 13F-HR LULU / lululemon athletica inc. 124.84 9,014 22,838 153.36 803 2,851 255.04
2018-06-30 13F-HR LULU / lululemon athletica inc. Put 124.83 29,200 6,000 -79.45 1,514 749 -50.53
2018-06-30 13F-HR PNC.WS / PNC Financial Services Group, Inc., Warrant 68.30 79,538 2,079 -97.39 6,682 142 -97.87
2018-06-30 13F-HR 53220KAD0 / Ligand Pharmaceuticals Incorporated Bond 50,410 44,858 -11.01
2018-06-30 13F-HR TRMB / Trimble Navigation Ltd. 32.83 60,000 60,000 0.00 2,152 1,970 -8.46
2018-06-30 13F-HR AQMS / Aqua Metals, Inc. 2.88 42,418 470,376 1,008.91 109 1,354 1,142.20
2018-06-30 13F-HR 88160RAC5 / Tesla Motors, Inc. Bond 1.25% Due 3/1/2021 4,789 3,369 -29.65
2018-06-30 13F-HR IBM / International Business Machines Corp. 139.68 13,226 41,639 214.83 2,029 5,816 186.64
2018-06-30 13F-HR IBM / International Business Machines Corp. Call 139.70 900 3,300 266.67 138 461 234.06
2018-06-30 13F-HR IBM / International Business Machines Corp. Put 139.68 0 28,300 0 3,953
2018-06-30 13F-HR TXT / Textron, Inc. 65.91 0 80,113 0 5,280
2018-06-30 13F-HR TXT / Textron, Inc. Put 65.91 2,400 102,400 4,166.67 141 6,749 4,686.52
2018-06-30 13F-HR LVS / Las Vegas Sands Corp. 76.02 11,308 1,697 -84.99 813 129 -84.13
2018-06-30 13F-HR LVS / Las Vegas Sands Corp. Put 76.35 40,000 40,000 0.00 2,876 3,054 6.19
2018-06-30 13F-HR OTIV / On Track Innovations Ltd. 1.17 30,000 30,000 0.00 29 35 20.69
2018-06-30 13F-HR BX / Blackstone Group L.P. (The) Put 31.90 2,100 2,100 0.00 67 67 0.00
2018-06-30 13F-HR PAY / VeriFone Systems, Inc 22.82 0 339,940 0 7,757
2018-06-30 13F-HR CAVM / Cavium, Inc. 86.50 89,637 93,551 4.37 7,115 8,092 13.73
2018-06-30 13F-HR O / Realty Income Corp. 53.74 0 6,104 0 328
2018-06-30 13F-HR SIG / Signet Jewelers Ltd. 55.72 27,992 18,000 -35.70 1,078 1,003 -6.96
2018-06-30 13F-HR TGT / Target Corp. 76.09 0 31,895 0 2,427
2018-06-30 13F-HR TGT / Target Corp. Call 76.12 50,000 50,000 0.00 3,471 3,806 9.65
2018-06-30 13F-HR TGT / Target Corp. Put 76.11 9,500 9,500 0.00 659 723 9.71
2018-06-30 13F-HR JNJ / Johnson & Johnson 121.34 1,000,000 42,674 -95.73 128,150 5,178 -95.96
2018-06-30 13F-HR JNJ / Johnson & Johnson Put 121.34 0 103,300 0 12,534
2018-06-30 13F-HR COST / Costco Wholesale Corp. 208.94 15,958 19,929 24.88 3,006 4,164 38.52
2018-06-30 13F-HR COST / Costco Wholesale Corp. Put 208.98 132,700 98,600 -25.70 25,004 20,605 -17.59
2018-06-30 13F-HR JMF / Nuveen Energy MLP Total Return Fund 10.73 5,346 10,904 103.97 53 117 120.75
2018-06-30 13F-HR STC / Stewart Information Services Corp. 43.06 4,990 71,404 1,330.94 219 3,075 1,304.11
2018-06-30 13F-HR WGL / WGL Holdings, Inc. 88.74 54,674 54,674 0.00 4,573 4,852 6.10
2018-06-30 13F-HR CPLA / Capella Education Co. 98.68 45,883 38,285 -16.56 4,007 3,778 -5.71
2018-06-30 13F-HR IFN / India Fund, Inc. (THE) 24.25 101,331 65,246 -35.61 2,495 1,582 -36.59
2018-06-30 13F-HR BA / Boeing Company (The) 335.50 9,449 13,988 48.04 3,098 4,693 51.48
2018-06-30 13F-HR BA / Boeing Company (The) Put 335.47 17,500 7,500 -57.14 5,737 2,516 -56.14
2018-06-30 13F-HR SMFG / Sumitomo Mitsui Financial Group Inc. 7.77 150,000 650,000 333.33 1,275 5,050 296.08
2018-06-30 13F-HR DSKE / Daseke, Inc. 9.93 188,811 132,463 -29.84 1,848 1,315 -28.84
2018-06-30 13F-HR 302301AB2 / Ezcorp, Inc. Bond 20,949 21,039 0.43
2018-06-30 13F-HR PRU / Prudential Financial, Inc. 93.50 0 50,000 0 4,675
2018-06-30 13F-HR AAT / American Assets Trust Inc 38.03 57,667 973 -98.31 1,926 37 -98.08
2018-06-30 13F-HR 74365AAD3 / Protalix BioTherapeutics, Inc. Bond 3,410 1,509 -55.75
2018-06-30 13F-HR MGU / Macquarie Global Infrastructure Total Return Fund Inc. 22.53 110,819 121,691 9.81 2,460 2,742 11.46
2018-06-30 13F-HR ALDR / Alder BioPharmaceuticals, Inc. Put 15.80 206,500 206,500 0.00 2,622 3,262 24.41
2018-06-30 13F-HR GSG / iShares S&P GSCI Commodity-Indexed Trust 17.91 220,249 77,289 -64.91 3,667 1,384 -62.26
2018-06-30 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 11.68 10,778 79,878 641.12 113 933 725.66
2018-06-30 13F-HR PAI / Western Asset Income Fund 13.73 79,796 86,595 8.52 1,105 1,189 7.60
2018-06-30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 11.54 131,916 206,586 56.60 1,568 2,384 52.04
2018-06-30 13F-HR CLI / Mack-Cali Realty Corp. 20.27 246,457 122,426 -50.33 4,118 2,482 -39.73
2018-06-30 13F-HR BPFH / Boston Private Financial Holdings, Inc. 10.32 797,033 495,173 -37.87 7,269 5,110 -29.70
2018-06-30 13F-HR SAP / SAP SE 115.60 60,000 10,000 -83.33 6,309 1,156 -81.68
2018-06-30 13F-HR STI.WS.B / SunTrust Banks, Inc. - Warrant 11/14/2018 21.41 368,517 5,933 -98.39 8,831 127 -98.56
2018-06-30 13F-HR APD / Air Products & Chemicals, Inc. 155.73 35,000 12,310 -64.83 5,566 1,917 -65.56
2018-06-30 13F-HR APD / Air Products & Chemicals, Inc. Put 155.00 0 1,000 0 155
2018-06-30 13F-HR JRS / Nuveen Real Estate Income Fund 9.99 6,093 209,987 3,346.36 59 2,097 3,454.24
2018-06-30 13F-HR PTCT / PTC Therapeutics, Inc. Put 33.70 10,000 12,700 27.00 270 428 58.52
2018-06-30 13F-HR INFN / Infinera Corp. 9.59 417 417 0.00 4 4 0.00
2018-06-30 13F-HR RCL / Royal Caribbean Cruises Ltd. 103.57 0 16,597 0 1,719
2018-06-30 13F-HR AGC / Advent Claymore Convertible Securities & Income Fund II 5.59 788,095 631,726 -19.84 4,413 3,531 -19.99
2018-06-30 13F-HR LPX / Louisiana-Pacific Corp. 27.22 30,000 64,518 115.06 863 1,756 103.48
2018-06-30 13F-HR TPGE / TPG Pace Energy Holdings Corp. 9.92 189,848 50,000 -73.66 1,983 496 -74.99
2018-06-30 13F-HR TPGE / TPG Pace Energy Holdings Corp. 10.45 50,000 189,848 279.70 490 1,983 304.69
2018-06-30 13F-HR UPL / Ultra Petroleum Corp. 2.31 877,342 1,540,069 75.54 3,658 3,557 -2.76
2018-06-30 13F-HR GAIA / Gaiam, Inc. 20.25 100,000 55,807 -44.19 1,550 1,130 -27.10
2018-06-30 13F-HR AJX / Great Ajax Corp. 13.08 14,846 139,758 841.38 201 1,828 809.45
2018-06-30 13F-HR AMAT / Applied Materials, Inc. Call 46.19 0 200,000 0 9,238
2018-06-30 13F-HR EVJ / Eaton Vance New Jersey Municipal Income Trust 11.20 41,789 14,730 -64.75 466 165 -64.59
2018-06-30 13F-HR CAT / Caterpillar, Inc. 135.66 30,723 24,885 -19.00 4,527 3,376 -25.43
2018-06-30 13F-HR CAT / Caterpillar, Inc. Put 135.65 78,500 17,700 -77.45 11,569 2,401 -79.25
2018-06-30 13F-HR TWNK / Hostess Brands, Inc. 1.84 7,500 117,568 1,467.57 110 216 96.36
2018-06-30 13F-HR BSD / BlackRock Strategic Municipal Trust 12.60 30,180 58,945 95.31 382 743 94.50
2018-06-30 13F-HR WTFC / Wintrust Financial Corp. 0.00 3 3 0.00 0 0
2018-06-30 13F-HR TACOW / Del Taco Restaurants, Inc., Warrants exp 2020-06-30 3.90 107,216 117,585 9.67 246 458 86.18
2018-06-30 13F-HR VECO / Veeco Instruments, Inc. Put 14.22 10,600 26,800 152.83 180 381 111.67
2018-06-30 13F-HR RLJE / RLJ Entertainment, Inc. 4.58 2,400 2,400 0.00 10 11 10.00
2018-06-30 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 3.73 28,411 28,411 0.00 116 106 -8.62
2018-06-30 13F-HR KERX / Keryx Biopharmaceuticals, Inc. Put 3.76 50,000 50,000 0.00 204 188 -7.84
2018-06-30 13F-HR SFUN / Fang Holdings Ltd. 3.80 10,521 10,521 0.00 54 40 -25.93
2018-06-30 13F-HR MMU / Western Asset Managed Municipals Fund, Inc. 12.65 0 19,057 0 241
2018-06-30 13F-HR CCJ / Cameco Corp. 11.24 0 25,000 0 281
2018-06-30 13F-HR 75972AAA1 / Renewable Energy Group, Inc. Bond 1,941 7,890 306.49
2018-06-30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 12.58 154,182 183,883 19.26 2,007 2,313 15.25
2018-06-30 13F-HR MYD / BlackRock Muniyield Fund, Inc. 13.31 44,332 75,428 70.14 592 1,004 69.59
2018-06-30 13F-HR OMAD.U / One Madison Corporation 9.69 50,000 64,000 28.00 477 620 29.98
2018-06-30 13F-HR PFIE / Profire Energy, Inc. 3.38 131,423 217,856 65.77 358 736 105.59
2018-06-30 13F-HR AMRS / Amyris, Inc. 6.39 100,940 100,940 0.00 675 645 -4.44
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.27 105,725 63,725 -39.73 3,752 2,311 -38.41
2018-06-30 13F-HR WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock 74.32 23,557 1,184 -94.97 1,492 88 -94.10
2018-06-30 13F-HR 947075AH0 / Weatherford International plc Bond 2,684 24,162 800.22
2018-06-30 13F-HR TSRO / TESARO, Inc. Put 44.41 0 10,200 0 453
2018-06-30 13F-HR 69329YAG9 / PDL BioPharma, Inc. Bond 2.75% Due 12/1/2021 17,264 15,400 -10.80
2018-06-30 13F-HR RSPP / RSP Permian, Inc. 44.02 51,199 220,434 330.54 2,400 9,703 304.29
2018-06-30 13F-HR GSHT / Gores Holdings II, Inc. 10.15 165,500 90,740 -45.17 306 921 200.98
2018-06-30 13F-HR GSHT / Gores Holdings II, Inc. 1.85 200,000 165,500 -17.25 2,146 306 -85.74
2018-06-30 13F-HR GSHT / Gores Holdings II, Inc. 10.73 93,240 200,000 114.50 932 2,146 130.26
2018-06-30 13F-HR EXEL / Exelixis, Inc. 21.08 1,945 1,945 0.00 43 41 -4.65
2018-06-30 13F-HR LYB / LyondellBasell Industries NV 109.78 0 9,000 0 988
2018-06-30 13F-HR JWN / Nordstrom, Inc. 51.73 16,065 16,065 0.00 777 831 6.95
2018-06-30 13F-HR JWN / Nordstrom, Inc. Put 51.77 40,000 40,000 0.00 1,936 2,071 6.97
2018-06-30 13F-HR ELS / Equity Lifestyles Properties, Inc. 91.67 2,440 2,978 22.05 214 273 27.57
2018-06-30 13F-HR EEA / European Equity Fund, Inc. (The) 9.37 10,236 29,991 193.00 98 281 186.73
2018-06-30 13F-HR BLBD / Blue Bird Corporation 20.98 54 429 694.44 1 9 800.00
2018-06-30 13F-HR SLB / Schlumberger Ltd. 66.31 0 377 0 25
2018-06-30 13F-HR SLB / Schlumberger Ltd. Put 67.01 29,200 33,100 13.36 1,891 2,218 17.29
2018-06-30 13F-HR CLR / Continental Resources, Inc. Put 64.76 0 25,000 0 1,619
2018-06-30 13F-HR 45253HAB7 / Immunogen Inc Bond 257 241 -6.23
2018-06-30 13F-HR PANW / Palo Alto Networks, Inc. 205.41 9,780 15,564 59.14 1,775 3,197 80.11
2018-06-30 13F-HR HUN / Huntsman Corp. 29.19 79,752 79,752 0.00 2,332 2,328 -0.17
2018-06-30 13F-HR NYLD / NRG Yield, Inc. 17.19 66,540 66,540 0.00 1,131 1,144 1.15
2018-06-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 42.17 299,865 3,533 -98.82 14,087 149 -98.94
2018-06-30 13F-HR TMUS / T-Mobile US, Inc. 59.74 4,899 22,899 367.42 299 1,368 357.53
2018-06-30 13F-HR TMUS / T-Mobile US, Inc. Put 59.71 24,500 24,500 0.00 1,495 1,463 -2.14
2018-06-30 13F-HR QUOT / Quotient Technology Inc. Put 13.07 7,500 7,500 0.00 98 98 0.00
2018-06-30 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 61.92 63,085 96,522 53.00 3,667 5,977 62.99
2018-06-30 13F-HR KMF / Kayne Anderson Midstream/ Energy Fund Inc. 12.95 0 29,808 0 386
2018-06-30 13F-HR ZEN / Zendesk, Inc. Put 54.38 3,200 8,000 150.00 153 435 184.31
2018-06-30 13F-HR TY / Tri-Continental Corp. 26.51 11,810 25,915 119.43 310 687 121.61
2018-06-30 13F-HR 88339KAA0 / Theravance Biopharma, Inc. Bond 24,481 23,789 -2.83
2018-06-30 13F-HR KEYS / Keysight Technologies Inc. 59.02 55,000 85,000 54.55 2,881 5,017 74.14
2018-06-30 13F-HR NML / Neuberger Berman MLP Income Fund Inc. 8.77 0 101,506 0 890
2018-06-30 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 12.44 158,718 185,178 16.67 1,995 2,303 15.44
2018-06-30 13F-HR HUM / Humana, Inc. 297.49 0 6,185 0 1,840
2018-06-30 13F-HR MITT / AG Mortgage Investment Trust, Inc. 18.75 211,116 22,823 -89.19 3,667 428 -88.33
2018-06-30 13F-HR 98236JAB4 / Wright Medical Group N.V. Bond 70,141 92,694 32.15
2018-06-30 13F-HR UE / Urban Edge Properties 22.87 12,998 44,426 241.79 277 1,016 266.79
2018-06-30 13F-HR XLNX / Xilinx, Inc. 65.18 0 6,106 0 398
2018-06-30 13F-HR XLNX / Xilinx, Inc. Put 65.25 0 37,500 0 2,447
2018-06-30 13F-HR SNAP / Snapchat, Inc. 13.05 4,527 17,935 296.18 71 234 229.58
2018-06-30 13F-HR SNAP / Snapchat, Inc. Put 13.09 280,500 460,400 64.14 4,451 6,026 35.39
2018-06-30 13F-HR BDN / Brandywine Realty Trust 16.87 22,625 24,301 7.41 367 410 11.72
2018-06-30 13F-HR ANH / Anworth Mortgage Asset Corp. 4.97 1,260,339 1,278,039 1.40 6,049 6,351 4.99
2018-06-30 13F-HR DG / Dollar General Corp. 98.56 21,052 9,862 -53.15 1,969 972 -50.63
2018-06-30 13F-HR DG / Dollar General Corp. Put 98.58 29,900 23,900 -20.07 2,797 2,356 -15.77
2018-06-30 13F-HR LITE / Lumentum Holdings Inc. Put 57.89 79,100 52,100 -34.13 5,046 3,016 -40.23
2018-06-30 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Call 12.34 502,100 355,600 -29.18 9,303 4,388 -52.83
2018-06-30 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Put 12.33 88,700 88,700 0.00 1,643 1,094 -33.41
2018-06-30 13F-HR PLXS / Plexus Corp. Call 59.52 30,000 25,000 -16.67 1,791 1,488 -16.92
2018-06-30 13F-HR JOF / Japan Smaller Capitalization Fund, Inc. 11.66 48,847 141,626 189.94 600 1,651 175.17
2018-06-30 13F-HR BYM / BlackRock Municipal Income Quality Trust 12.94 53,907 17,771 -67.03 708 230 -67.51
2018-06-30 13F-HR 69366JAB7 / PTC Therapeutics, Inc. Bond 6,457 12,915 100.02
2018-06-30 13F-HR GG / Goldcorp, Inc. 13.71 0 47,050 0 645
2018-06-30 13F-HR GG / Goldcorp, Inc. Put 13.69 0 52,000 0 712
2018-06-30 13F-HR NSL / Nuveen Senior Income Fund 6.21 0 47,313 0 294
2018-06-30 13F-HR REG / Regency Centers Corp. 62.04 0 17,020 0 1,056
2018-06-30 13F-HR CH / Aberdeen Chile Fund, Inc. 6.99 63,540 79,399 24.96 574 555 -3.31
2018-06-30 13F-HR AMAG / AMAG Pharmaceuticals, Inc. Put 19.50 130,000 186,500 43.46 2,619 3,636 38.83
2018-06-30 13F-HR LPT / Liberty Property Trust 44.33 37,264 47,309 26.96 1,480 2,097 41.69
2018-06-30 13F-HR INDU / Industrea Acquisition Corp. 10.43 75,000 75,000 0.00 780 782 0.26
2018-06-30 13F-HR DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated 23.46 42,190 68,076 61.36 1,019 1,597 56.72
2018-06-30 13F-HR 143905AM9 / Carriage Services, Inc. Bond 7,901 6,607 -16.38
2018-06-30 13F-HR APC / Anadarko Petroleum Corp. 73.24 27,831 34,831 25.15 1,681 2,551 51.75
2018-06-30 13F-HR GGP / General Growth Properties, Inc. 20.42 50,000 61,851 23.70 1,023 1,263 23.46
2018-06-30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 38.33 21,800 23,300 6.88 877 893 1.82
2018-06-30 13F-HR CC / Chemours Company (The) 44.15 4,100 4,100 0.00 199 181 -9.05
2018-06-30 13F-HR SHPG / Shire Plc. 168.00 0 1,000 0 168
2018-06-30 13F-HR HQH / Tekla Healthcare Investors 21.50 291,247 278,284 -4.45 6,270 5,983 -4.58
2018-06-30 13F-HR TWN / Taiwan Fund, Inc. 20.12 41,076 41,908 2.03 868 843 -2.88
2018-06-30 13F-HR PHH / PHH Corp. 10.86 25,422 25,422 0.00 265 276 4.15
2018-06-30 13F-HR EMF / Templeton Emerging Markets Fund 14.71 55,709 170,111 205.36 906 2,502 176.16
2018-06-30 13F-HR 393222AD6 / Green Plains Inc. Bond 32,447 32,743 0.91
2018-06-30 13F-HR KIE / SPDR S&P Insurance ETF 29.80 120,000 75,000 -37.50 3,722 2,235 -39.95
2018-06-30 13F-HR MVF / BlackRock MuniVest Fund, Inc. 8.75 31,105 86,137 176.92 275 754 174.18
2018-06-30 13F-HR JE / Just Energy Group, Inc. 3.61 3,200 38,200 1,093.75 14 138 885.71
2018-06-30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 32.68 11,744 27,144 131.13 377 887 135.28
2018-06-30 13F-HR KSS / Kohl's Corp. 71.90 0 765 0 55
2018-06-30 13F-HR WAFD / Washington Federal, Inc. 13.77 2,494 581 -76.70 43 8 -81.40
2018-06-30 13F-HR JFR / Nuveen Floating Rate Income Fund 10.45 112,574 146,939 30.53 1,225 1,535 25.31
2018-06-30 13F-HR 84763AAB4 / Spectrum Pharmaceuticals, Inc. 2.75% Bond Due 12/15/2018 14,837 18,810 26.78
2018-06-30 13F-HR 521050AD6 / Layne Christensen Co. Bond 2,845 2,815 -1.05
2018-06-30 13F-HR TCB / TCF Financial Corp. 0.00 1,220 50 -95.90 30 0 -100.00
2018-06-30 13F-HR TCB / TCF Financial Corp. 24.59 72,332 1,220 -98.31 430 30 -93.02
2018-06-30 13F-HR PFO / Flaherty & Crumrine Preferred Income Opportunity Fund, Inc. 10.74 136,522 121,645 -10.90 1,482 1,307 -11.81
2018-06-30 13F-HR HP / Helmerich & Payne, Inc. 63.71 0 15,320 0 976
2018-06-30 13F-HR 45772FAB3 / Inphi Corp. Bond 47,936 46,094 -3.84
2018-06-30 13F-HR MXE / Mexico Equity & Income Trust, Inc. (The) 10.25 22,823 6,637 -70.92 250 68 -72.80
2018-06-30 13F-HR AZN / AstraZeneca Plc 35.09 5,985 5,585 -6.68 209 196 -6.22
2018-06-30 13F-HR XTDFX / Templeton Dragon Fund, Inc. 21.31 201,315 147,419 -26.77 4,477 3,141 -29.84
2018-06-30 13F-HR FG / FGL Holdings 7.99 589 2,128 261.29 5 17 240.00
2018-06-30 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 12.12 29,345 28,971 -1.27 351 351 0.00
2018-06-30 13F-HR NGD / New Gold, Inc. 1.94 0 3,600 0 7
2018-06-30 13F-HR ARE.PRD / Alexandria Real Estate Equities, Inc. 7.00% Series D Preferred 35.71 13,171 20,611 56.49 466 736 57.94
2018-06-30 13F-HR ROK / Rockwell Automation, Inc. 166.23 31,664 35,000 10.54 5,515 5,818 5.49
2018-06-30 13F-HR MDCO / Medicines Company Call 36.00 1,000 1,000 0.00 32 36 12.50
2018-06-30 13F-HR MDCO / Medicines Company Put 36.67 39,200 27,300 -30.36 1,291 1,001 -22.46
2018-06-30 13F-HR SITO / SITO Mobile, Ltd. 2.59 137,990 129,400 -6.23 554 335 -39.53
2018-06-30 13F-HR EWJ / iShares MSCI Japan ETF 57.87 156,803 21,944 -86.01 9,514 1,270 -86.65
2018-06-30 13F-HR XPO / XPO Logistics, Inc. 100.18 18,000 50,000 177.78 1,832 5,009 173.42
2018-06-30 13F-HR JBGS / JBG SMITH Properties 36.27 0 3,639 0 132
2018-06-30 13F-HR EA / Electronic Arts Inc. 141.00 9,213 9,213 0.00 1,116 1,299 16.40
2018-06-30 13F-HR APA / Apache Corp. 46.26 562 562 0.00 21 26 23.81
2018-06-30 13F-HR VLO / Valero Energy Corp. 96.77 62 62 0.00 5 6 20.00
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. 70.13 770 770 0.00 58 54 -6.90
2018-06-30 13F-HR EVM / Eaton Vance California Municipal Bond Fund 10.33 219,201 278,169 26.90 2,249 2,873 27.75
2018-06-30 13F-HR AVA / Avista Corp. 52.66 70,848 98,467 38.98 3,630 5,185 42.84
2018-06-30 13F-HR NTNX / Nutanix, Inc. Put 51.56 66,300 87,800 32.43 3,255 4,527 39.08
2018-06-30 13F-HR RDN / Radian Group, Inc. 16.22 0 309,881 0 5,026
2018-06-30 13F-HR PRO / Pros Holdings, Inc. Put 36.50 2,500 8,000 220.00 60 292 386.67
2018-06-30 13F-HR DNI / Dividend and Income Fund 12.25 0 7,428 0 91
2018-06-30 13F-HR ASA / ASA Gold and Precious Metals Ltd. 10.20 385,382 375,371 -2.60 4,015 3,828 -4.66
2018-06-30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 44.01 11,960 176,160 1,372.91 459 7,752 1,588.89
2018-06-30 13F-HR BCV / Bancroft Fund, Ltd. 21.87 60,632 57,300 -5.50 1,272 1,253 -1.49
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C Call 1,115.56 9,000 9,000 0.00 9,286 10,040 8.12
2018-06-30 13F-HR IEV / iShares Europe 350 ETF 44.02 5,224 1,045 -80.00 243 46 -81.07
2018-06-30 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 16.16 149,602 227,438 52.03 2,426 3,675 51.48
2018-06-30 13F-HR EMI / Eaton Vance Michigan Municipal Income Trust 12.82 22,740 12,326 -45.80 278 158 -43.17
2018-06-30 13F-HR SRV / Cushing MLP Total Return Fund (The) 11.78 0 3,905 0 46
2018-06-30 13F-HR FEYE / FireEye, Inc. 15.37 20 50,020 250,000.00 0 769
2018-06-30 13F-HR VLY / Valley National Bancorp 0.00 5,899 4,937 -16.31 0 0
2018-06-30 13F-HR 98138HAC5 / Workday, Inc. Bond 0.750% 7/1 8,571 8,438 -1.55
2018-06-30 13F-HR AKRX / Akorn, Inc. 16.58 127,066 30,879 -75.70 2,377 512 -78.46
2018-06-30 13F-HR CAKE / Cheesecake Factory Incorporated (THE) Call 55.06 0 34,000 0 1,872
2018-06-30 13F-HR TISI / Team, Inc. 23.10 31,045 10,045 -67.64 426 232 -45.54
2018-06-30 13F-HR INVH / Invitation Homes Inc. 23.04 0 42,670 0 983
2018-06-30 13F-HR ITUB / Itau Unibanco Holding S.A. 10.38 99,432 106,890 7.50 1,551 1,109 -28.50
2018-06-30 13F-HR ITUB / Itau Unibanco Holding S.A. Put 10.38 330,000 230,000 -30.30 5,148 2,387 -53.63
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.92 175,000 100,000 -42.86 11,149 6,592 -40.87
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) Call 65.92 99,000 84,000 -15.15 6,307 5,537 -12.21
2018-06-30 13F-HR WPX / WPX Energy, Inc. Put 18.02 77,800 77,800 0.00 1,149 1,402 22.02
2018-06-30 13F-HR 48273JAB3 / K2m Group Hldgs Inc Bond 14,452 15,899 10.01
2018-06-30 13F-HR BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 37.16 0 16,550 0 615
2018-06-30 13F-HR ACOR / Acorda Therapeutics, Inc. Put 28.70 138,500 55,200 -60.14 3,275 1,584 -51.63
2018-06-30 13F-HR EXAS / EXACT Sciences Corp. Put 59.77 35,400 35,400 0.00 1,427 2,116 48.28
2018-06-30 13F-HR PNI / PIMCO New York Municipal Income Fund II 10.52 0 8,649 0 91
2018-06-30 13F-HR BFK / BlackRock Municipal Income Trust 12.89 37,646 60,055 59.53 485 774 59.59
2018-06-30 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 62.65 2,554 2,554 0.00 164 160 -2.44
2018-06-30 13F-HR CBOE / CBOE Holdings, Inc. 104.02 0 16,525 0 1,719
2018-06-30 13F-HR Z / Zillow Group, Inc. Class C 59.08 980 914 -6.73 52 54 3.85
2018-06-30 13F-HR GNC / GNC Holdings, Inc. Put 3.50 55,000 40,000 -27.27 212 140 -33.96
2018-06-30 13F-HR TLRD / Tailored Brands, Inc. 25.51 107,145 127,346 18.85 2,685 3,249 21.01
2018-06-30 13F-HR MAC / Macerich Company (THE) 56.82 110 10,594 9,530.91 6 602 9,933.33
2018-06-30 13F-HR GCAP / Gain Capital Holdings, Inc. Put 7.54 129,900 124,100 -4.46 876 936 6.85
2018-06-30 13F-HR AIG / American International Group, Inc. Call 52.91 2,900 7,900 172.41 157 418 166.24
2018-06-30 13F-HR AIG / American International Group, Inc. Put 52.99 132,200 17,400 -86.84 7,194 922 -87.18
2018-06-30 13F-HR NVCR / NovoCure Limited Call 31.30 50,000 50,000 0.00 1,090 1,565 43.58
2018-06-30 13F-HR VER / VEREIT, Inc. 7.43 299,284 150,919 -49.57 2,083 1,122 -46.14
2018-06-30 13F-HR BTU / Peabody Energy Corporation 45.44 59,472 14,877 -74.98 2,170 676 -68.85
2018-06-30 13F-HR FOX / Twenty-First Century Fox, Inc. 49.67 40,004 40,104 0.25 1,467 1,992 35.79
2018-06-30 13F-HR IWN / iShares Russell 2000 Value ETF 131.92 13,883 117,748 748.15 1,692 15,533 818.03
2018-06-30 13F-HR ATVI / Activision Blizzard, Inc. 76.31 41,277 41,277 0.00 2,784 3,150 13.15
2018-06-30 13F-HR GNUS / Genius Brands International, Inc. 2.37 0 65,525 0 155
2018-06-30 13F-HR BECN / Beacon Roofing Supply, Inc. 42.60 0 25,000 0 1,065
2018-06-30 13F-HR NOG / Northern Oil and Gas, Inc. 3.15 14,137 87,663 520.10 27 276 922.22
2018-06-30 13F-HR JDST / Direxion Daily Junior Gold Miners Index Bear 3X Shares 40.00 25 25 0.00 1 1 0.00
2018-06-30 13F-HR LGC / Legacy Acquisition Corp. 10.02 150,000 150,000 0.00 1,492 1,503 0.74
2018-06-30 13F-HR PSLV / Sprott Physical Silver Trust 5.71 2,500 4,200 68.00 15 24 60.00
2018-06-30 13F-HR CIT / CIT Group, Inc. (The) Put 50.38 10,500 10,500 0.00 540 529 -2.04
2018-06-30 13F-HR VVR / Van Kampen Senior Income Trust 4.26 0 19,241 0 82
2018-06-30 13F-HR AMC / AMC Entertainment Holdings, Inc. 15.89 0 71,371 0 1,134
2018-06-30 13F-HR OHI / Omega HealthCare Investors, Inc. 30.98 7,069 7,875 11.40 233 244 4.72
2018-06-30 13F-HR HTD / John Hancock Tax-Advantaged Dividend Income Fund 23.36 244,825 85,748 -64.98 5,310 2,003 -62.28
2018-06-30 13F-HR ARH.PRC / Arch Capital Group Ltd. 26.46 30,000 50,000 66.67 2,567 1,323 -48.46
2018-06-30 13F-HR SHO / Sunstone Hotel Investors, Inc. 16.61 35,396 78,455 121.65 538 1,303 142.19
2018-06-30 13F-HR CSTM / Constellium N.V. 10.29 200,000 85,000 -57.50 2,170 875 -59.68
2018-06-30 13F-HR BRX / Brixmor Property Group Inc. 17.42 42,890 34,788 -18.89 654 606 -7.34
2018-06-30 13F-HR WFC.WS / Wells Fargo & Co. (Warrant) 21.99 60,779 16,781 -72.39 1,166 369 -68.35
2018-06-30 13F-HR RPT / Ramco-Gershenson Properties Trust 13.21 97,965 76,160 -22.26 1,210 1,006 -16.86
2018-06-30 13F-HR EZU / iShares MSCI Eurozone ETF 40.85 8,611 1,689 -80.39 373 69 -81.50
2018-06-30 13F-HR VUG / Vanguard Growth ETF 149.80 9,449 9,706 2.72 1,340 1,454 8.51
2018-06-30 13F-HR SPA / Sparton Corp. 12.90 13,975 155 -98.89 243 2 -99.18
2018-06-30 13F-HR GNW / Genworth Financial, Inc. 4.39 8,196 8,196 0.00 23 36 56.52
2018-06-30 13F-HR WY / Weyerhaeuser Co. 25.64 7,039 39 -99.45 246 1 -99.59
2018-06-30 13F-HR 032359AG6 / AmTrust Financial Services, Inc. 2.75% Bond due 2044-12-15 1,608 1,816 12.94
2018-06-30 13F-HR NXTDW / NXT-ID Inc. Warrants exp. 2019-02-09 0.00 364 364 0.00 0 0
2018-06-30 13F-HR RNG / RingCentral, Inc. 70.34 40,900 40,900 0.00 2,597 2,877 10.78
2018-06-30 13F-HR RHT / Red Hat, Inc. 111.11 3,239 9 -99.72 484 1 -99.79
2018-06-30 13F-HR 74346YAB9 / Pros Holdings, Inc. Bond 25,524 26,853 5.21
2018-06-30 13F-HR CSX / CSX Corp. Call 63.77 77,200 77,200 0.00 4,300 4,923 14.49
2018-06-30 13F-HR BBY / Best Buy Co., Inc. 66.67 51,462 120 -99.77 3,601 8 -99.78
2018-06-30 13F-HR 45337CAN2 / Incyte Corp. Bond 8,329 6,882 -17.37
2018-06-30 13F-HR PAGP / Plains GP Holdings LP 23.64 100,000 2,200 -97.80 2,175 52 -97.61
2018-06-30 13F-HR FLC / Flaherty & Crumrine/Claymore Total Return Fund Inc. 19.50 104,523 44,045 -57.86 2,070 859 -58.50
2018-06-30 13F-HR DLR / Digital Realty Trust, Inc. 111.55 5,472 7,889 44.17 576 880 52.78
2018-06-30 13F-HR 75972AAC7 / Renewable Energy Group, Inc. Bond 18,370 24,308 32.32
2018-06-30 13F-HR DNR / Denbury Resources Inc. 4.75 21,817 14,108 -35.33 59 67 13.56
2018-06-30 13F-HR TLGT / Teligent, Inc. Put 3.37 8,900 8,900 0.00 29 30 3.45
2018-06-30 13F-HR IVW / iShares S&P 500 Growth ETF 162.47 4,315 4,450 3.13 669 723 8.07
2018-06-30 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 13.96 104,694 125,973 20.32 1,473 1,759 19.42
2018-06-30 13F-HR XTHQX / Tekla Healthcare Opportunities 17.04 183,578 182,911 -0.36 3,025 3,116 3.01
2018-06-30 13F-HR BAS / Basis Energy Services, Inc. 11.11 0 28,539 0 317
2018-06-30 13F-HR DFBH / DFB Healthcare Acquisitions Corp. 10.15 100,000 100,000 0.00 1,005 1,015 1.00
2018-06-30 13F-HR HTZ / Hertz Global Holdings, Inc. 15.29 31,593 10,593 -66.47 627 162 -74.16
2018-06-30 13F-HR ADNT / Adient plc 49.10 3,406 4,277 25.57 203 210 3.45
2018-06-30 13F-HR FCAU / Fiat Chrysler Automobiles N.V Call 18.89 250,200 250,200 0.00 5,134 4,726 -7.95
2018-06-30 13F-HR CHN / China Fund, Inc. 20.88 28,665 26,384 -7.96 634 551 -13.09
2018-06-30 13F-HR TEL / TE Connectivity Ltd. 90.05 12,000 20,000 66.67 1,198 1,801 50.33
2018-06-30 13F-HR HCA / HCA Holdings Inc. 102.16 0 1,341 0 137
2018-06-30 13F-HR 909214BS6 / Unisys Corp. Bond 32,121 36,453 13.49
2018-06-30 13F-HR IVE / iShares S&P 500 Value ETF 109.85 859 1,229 43.07 93 135 45.16
2018-06-30 13F-HR FSLR / First Solar, Inc. 51.28 39 39 0.00 2 2 0.00
2018-06-30 13F-HR INVA / Innoviva, Inc. Put 13.80 69,800 69,800 0.00 1,163 963 -17.20
2018-06-30 13F-HR KMX / CarMax, Inc. 72.86 34,164 32,557 -4.70 2,116 2,372 12.10
2018-06-30 13F-HR AHL / Aspen Insurance Holdings, Ltd. 40.69 25,653 45,938 79.07 1,150 1,869 62.52
2018-06-30 13F-HR SCACU / Saban Capital Acquisition Corp. 10.10 251,000 50,000 -80.08 2,670 505 -81.09
2018-06-30 13F-HR SCACU / Saban Capital Acquisition Corp. 10.64 50,000 251,000 402.00 497 2,670 437.22
2018-06-30 13F-HR EIA / Eaton Vance California Municipal Bond Fund II 10.71 35,825 40,531 13.14 382 434 13.61
2018-06-30 13F-HR LNG / Cheniere Energy, Inc. 65.18 3 3,053 101,666.67 0 199
2018-06-30 13F-HR MEN / BlackRock MuniEnhanced Fund, Inc. 10.53 201,031 243,676 21.21 2,136 2,565 20.08
2018-06-30 13F-HR CLF / Cleveland Cliffs, Inc. 8.37 51,600 16,600 -67.83 358 139 -61.17
2018-06-30 13F-HR ACRE / Ares Commercial Real Estate Corp 13.78 84,704 6,312 -92.55 1,046 87 -91.68
2018-06-30 13F-HR UNH / UnitedHealth Group Inc. 245.24 0 7,413 0 1,818
2018-06-30 13F-HR ALV / Autoliv, Inc. Call 143.20 0 10,000 0 1,432
2018-06-30 13F-HR TPH / Tri Pointe Homes, Inc. 16.35 0 109,839 0 1,796
2018-06-30 13F-HR ATR / AptarGroup, Inc. 93.33 0 18,000 0 1,680
2018-06-30 13F-HR BIIB / Biogen Inc. 289.63 2,350 1,350 -42.55 643 391 -39.19
2018-06-30 13F-HR IVZ / Invesco Ltd. 26.56 0 175,000 0 4,648
2018-06-30 13F-HR VPL / Vanguard MSCI Pacific ETF 67.42 1,304 178 -86.35 95 12 -87.37
2018-06-30 13F-HR FRT / Federal Realty Investment Trust 126.42 0 1,582 0 200
2018-06-30 13F-HR PODD / Insulet Corp. 85.59 2,490 2,290 -8.03 215 196 -8.84
2018-06-30 13F-HR BWXT / BWX Technologies, Inc. 62.25 0 8,000 0 498
2018-06-30 13F-HR MGI / MoneyGram International, Inc. 6.07 3,888 988 -74.59 33 6 -81.82
2018-06-30 13F-HR VLT / Invesco Van Kampen High Income Trust II 13.48 12,856 48,578 277.86 178 655 267.98
2018-06-30 13F-HR VNQ / Vanguard REIT ETF 81.44 0 85,903 0 6,996
2018-06-30 13F-HR BIT / BlackRock Multi-Sector Income Trust 71,708 0 -100.00 1,203 0 -100.00
2018-06-30 13F-HR CMI / Cummins, Inc. Put 45,000 0 -100.00 7,294 0 -100.00
2018-06-30 13F-HR YELP / Yelp, Inc. Call 24,500 0 -100.00 1,022 0 -100.00
2018-06-30 13F-HR TRGP / Targa Resources Corp. 10,000 0 -100.00 440 0 -100.00
2018-06-30 13F-HR ABBV / AbbVie Inc. Call 10,800 0 -100.00 1,022 0 -100.00
2018-06-30 13F-HR BARINGS GLOBAL SHORT DURATIO / (06760L100) 42,246 0 -100.00 788 0
2018-06-30 13F-HR VOYA INTL HIGH DIVID EQTY IN / (92912Y109) 75,465 0 -100.00 538 0
2018-06-30 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 99,939 0 -100.00 1,518 0
2018-06-30 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 140,390 0 -100.00 1,024 0
2018-06-30 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 4,133 0 -100.00 60 0
2018-06-30 13F-HR WESTERN ASSET GLOBAL CP DEFI / (95790C107) 47,465 0 -100.00 794 0
2018-06-30 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 13,548 0 -100.00 294 0
2018-06-30 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 69,902 0 -100.00 912 0
2018-06-30 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 166,406 0 -100.00 2,231 0
2018-06-30 13F-HR BLACKROCK N J MUN INCOME TR / SH BEN INT (09248J101) 33,140 0 -100.00 466 0
2018-06-30 13F-HR ESTRE AMBIENTAL INC / *W EXP 12/21/202 (G3206V118) 104,719 0 -100.00 60 0
2018-06-30 13F-HR INDUSTREA ACQUISITION CORP / *W EXP 08/01/202 (45579J112) 25,000 0 -100.00 13 0
2018-06-30 13F-HR FTRPR / Frontier Communications Corp. 288,129 0 -100.00 3,277 0 -100.00
2018-06-30 13F-HR AMH / American Homes 4 Rent 49,926 0 -100.00 1,002 0 -100.00
2018-06-30 13F-HR MDY / SPDR S&P Midcap 400 ETF Call 3,400 0 -100.00 1,161 0 -100.00
2018-06-30 13F-HR MDY / SPDR S&P Midcap 400 ETF Put 100,000 0 -100.00 34,173 0 -100.00
2018-06-30 13F-HR CBS / CBS Corp. 8,551 0 -100.00 439 0 -100.00
2018-06-30 13F-HR CBS / CBS Corp. Put 50,000 0 -100.00 2,569 0 -100.00
2018-06-30 13F-HR MXWL / Maxwell Technologies, Inc. Put 93,200 0 -100.00 552 0 -100.00
2018-06-30 13F-HR LRCX / Lam Research Corp. Put 40,000 0 -100.00 8,126 0 -100.00
2018-06-30 13F-HR TWTR / Twitter, Inc. Call 90,000 0 -100.00 2,610 0 -100.00
2018-06-30 13F-HR MMM / 3M Co. 3,180 0 -100.00 698 0 -100.00
2018-06-30 13F-HR KBE / SPDR S&P Bank ETF 4,200 0 -100.00 201 0 -100.00
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF Call 88,000 0 -100.00 7,720 0 -100.00
2018-06-30 13F-HR CBL / CBL & Associates Properties, Inc. 244,228 0 -100.00 1,018 0 -100.00
2018-06-30 13F-HR KTF / Deutsche Municipal Income Trust 194,585 0 -100.00 2,179 0 -100.00
2018-06-30 13F-HR WMT / Walmart, Inc. Call 15,000 0 -100.00 1,334 0 -100.00
2018-06-30 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. Call 366,000 0 -100.00 7,137 0 -100.00
2018-06-30 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. Put 366,000 0 -100.00 7,137 0 -100.00
2018-06-30 13F-HR PRAA / PRA Group, Inc. Put 1,100 0 -100.00 41 0 -100.00
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 100,000 0 -100.00 2,198 0 -100.00
2018-06-30 13F-HR WFT / Weatherford International plc 96,450 0 -100.00 220 0 -100.00
2018-06-30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 37,162 0 -100.00 795 0 -100.00
2018-06-30 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 130,365 0 -100.00 1,019 0 -100.00
2018-06-30 13F-HR SD / Sandridge Energy Inc. 1,000 0 -100.00 14 0 -100.00
2018-06-30 13F-HR MNP / Western Asset Municipal Partners Fund, Inc. 29,252 0 -100.00 419 0 -100.00
2018-06-30 13F-HR TCBIW / Texas Capital Bancshares, Inc. 518,083 0 -100.00 39,006 0 -100.00
2018-06-30 13F-HR AWP / Alpine Global Premier Properties Fund 23,716 0 -100.00 147 0 -100.00
2018-06-30 13F-HR AZO / AutoZone, Inc. 1,903 0 -100.00 1,234 0 -100.00
2018-06-30 13F-HR AZO / AutoZone, Inc. Put 5,000 0 -100.00 3,243 0 -100.00
2018-06-30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 4,899 0 -100.00 93 0 -100.00
2018-06-30 13F-HR GLNG / Golar LNG Ltd. Call 80,000 0 -100.00 2,188 0 -100.00
2018-06-30 13F-HR ADM / Archer-Daniels-Midland Co. Call 25,000 0 -100.00 1,084 0 -100.00
2018-06-30 13F-HR VECO / Veeco Instruments, Inc. 1,468 0 -100.00 24 0 -100.00
2018-06-30 13F-HR DHF / Dreyfus High Yield Strategies Fund 296,098 0 -100.00 944 0 -100.00
2018-06-30 13F-HR SYMC / Symantec Corp. 63,003 0 -100.00 1,628 0 -100.00
2018-06-30 13F-HR SYMC / Symantec Corp. Put 79,800 0 -100.00 2,062 0 -100.00
2018-06-30 13F-HR PSA / Public Storage 4,059 0 -100.00 813 0 -100.00
2018-06-30 13F-HR TXN / Texas Instruments Inc. Call 25,000 0 -100.00 2,597 0 -100.00
2018-06-30 13F-HR UTX / United Technologies Corp. 21,000 0 -100.00 2,642 0 -100.00
2018-06-30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy Call 250,000 0 -100.00 9,067 0 -100.00
2018-06-30 13F-HR TQQQ / ProShares UltraPro QQQ 15,435 0 -100.00 2,221 0 -100.00
2018-06-30 13F-HR NXPI / NXP Semiconductors N.V. Put 18,500 0 -100.00 2,164 0 -100.00
2018-06-30 13F-HR KSM / Deutsche Strategic Municipal Income Trust 152,193 0 -100.00 1,672 0 -100.00
2018-06-30 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 97,590 0 -100.00 1,917 0 -100.00
2018-06-30 13F-HR SIG / Signet Jewelers Ltd. Call 10,300 0 -100.00 396 0 -100.00
2018-06-30 13F-HR SIG / Signet Jewelers Ltd. Put 10,300 0 -100.00 396 0 -100.00
2018-06-30 13F-HR COP / ConocoPhillips Call 50,000 0 -100.00 2,964 0 -100.00
2018-06-30 13F-HR COP / ConocoPhillips Put 30,000 0 -100.00 1,778 0 -100.00
2018-06-30 13F-HR GXP / Great Plains Energy, Inc. 680 0 -100.00 21 0 -100.00
2018-06-30 13F-HR BA / Boeing Company (The) Call 1,100 0 -100.00 360 0 -100.00
2018-06-30 13F-HR HIX / Western Asset High Income Fund II, Inc. 376,563 0 -100.00 2,470 0 -100.00
2018-06-30 13F-HR SINA / Sina Corp. Call 8,000 0 -100.00 834 0 -100.00
2018-06-30 13F-HR SINA / Sina Corp. Put 30,200 0 -100.00 3,148 0 -100.00
2018-06-30 13F-HR PE / Parsley Energy, Inc. Call 34,500 0 -100.00 1,000 0 -100.00
2018-06-30 13F-HR F / Ford Motor Co. Call 250,000 0 -100.00 2,770 0 -100.00
2018-06-30 13F-HR MDR / McDermott International, Inc. Put 61,300 0 -100.00 373 0 -100.00
2018-06-30 13F-HR TPX / Tempur Sealy International, Inc. 9,597 0 -100.00 434 0 -100.00
2018-06-30 13F-HR TPX / Tempur Sealy International, Inc. Put 20,000 0 -100.00 905 0 -100.00
2018-06-30 13F-HR AMLP / Alerian ETF 25,000 0 -100.00 234 0 -100.00
2018-06-30 13F-HR AMLP / Alerian ETF Call 200,000 0 -100.00 1,874 0 -100.00
2018-06-30 13F-HR KND / Kindred Healthcare, Inc. Put 400 0 -100.00 3 0 -100.00
2018-06-30 13F-HR XGLVX / Clough Global Allocation Fund 1,693 0 -100.00 21 0 -100.00
2018-06-30 13F-HR FXB / CurrencyShares British Pound Sterling Trust 120,000 0 -100.00 16,354 0 -100.00
2018-06-30 13F-HR TM / Toyota Motor Corp. 2,873 0 -100.00 374 0 -100.00
2018-06-30 13F-HR CMI / Cummins, Inc. Call 30,000 0 -100.00 4,862 0 -100.00
2018-06-30 13F-HR LEN / Lennar Corp. Call 2,600 0 -100.00 153 0 -100.00
2018-06-30 13F-HR LEN / Lennar Corp. Put 28,100 0 -100.00 1,656 0 -100.00
2018-06-30 13F-HR TSLF / THL Credit Senior Loan Fund 41,925 0 -100.00 721 0 -100.00
2018-06-30 13F-HR GNRT / Gener8 Maritime Inc. 361,589 0 -100.00 2,042 0 -100.00
2018-06-30 13F-HR MHD / BlackRock MuniHoldings Fund, Inc. 68,970 0 -100.00 1,052 0 -100.00
2018-06-30 13F-HR RDUS / Radius Health, Inc. Call 1,800 0 -100.00 64 0 -100.00
2018-06-30 13F-HR HAL / Halliburton Co. Put 40,000 0 -100.00 1,877 0 -100.00
2018-06-30 13F-HR GRR / Asia Tigers Fund, Inc. (THE) 3,121 0 -100.00 39 0 -100.00
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated Call 20,000 0 -100.00 1,108 0 -100.00
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated Put 90,000 0 -100.00 4,986 0 -100.00
2018-06-30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Call 200,000 0 -100.00 11,202 0 -100.00
2018-06-30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Put 111,400 0 -100.00 6,239 0 -100.00
2018-06-30 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. Call 3,900 0 -100.00 60 0 -100.00
2018-06-30 13F-HR ICE / Intercontinental Exchange, Inc. Call 50,000 0 -100.00 3,626 0 -100.00
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc 15,000 0 -100.00 957 0 -100.00
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc Call 2,800 0 -100.00 178 0 -100.00
2018-06-30 13F-HR GPMT / Granite Point Mortgage Trust Inc 100,288 0 -100.00 1,658 0 -100.00
2018-06-30 13F-HR BBY / Best Buy Co., Inc. Put 100,000 0 -100.00 6,999 0 -100.00
2018-06-30 13F-HR EOG / EOG Resources, Inc. 2,961 0 -100.00 311 0 -100.00
2018-06-30 13F-HR MAT / Mattel, Inc. 3,100 0 -100.00 40 0 -100.00
2018-06-30 13F-HR DEI / Douglas Emmett, Inc. 8,973 0 -100.00 329 0 -100.00
2018-06-30 13F-HR IVCRB / Invacare Corp. Put 16,500 0 -100.00 287 0 -100.00
2018-06-30 13F-HR NKE / Nike, Inc. 35,000 0 -100.00 2,325 0 -100.00
2018-06-30 13F-HR ELEC / Electrum Special Acquisition Corporation 259,033 0 -100.00 82 0 -100.00
2018-06-30 13F-HR BRS / Bristow Group, Inc. 21,382 0 -100.00 277 0 -100.00
2018-06-30 13F-HR URBN / Urban Outfitters, Inc. Call 65,400 0 -100.00 2,417 0 -100.00
2018-06-30 13F-HR URBN / Urban Outfitters, Inc. Put 65,400 0 -100.00 2,417 0 -100.00
2018-06-30 13F-HR STX / Seagate Technology PLC 44,436 0 -100.00 2,600 0 -100.00
2018-06-30 13F-HR XRT / SPDR S&P Retail ETF Put 34,100 0 -100.00 1,510 0 -100.00
2018-06-30 13F-HR BKH / Black Hills Corp. 138,665 0 -100.00 8,314 0 -100.00
2018-06-30 13F-HR BKH / Black Hills Corp. Put 250,000 0 -100.00 13,575 0 -100.00
2018-06-30 13F-HR NIE / AGIC Equity & Convertible Income Fund 115,118 0 -100.00 2,381 0 -100.00
2018-06-30 13F-HR XPHTX / Pioneer High Income Trust 2,501 0 -100.00 23 0 -100.00
2018-06-30 13F-HR HYD / VanEck Vectors ETF TR 19,034 0 -100.00 589 0 -100.00
2018-06-30 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 189,257 0 -100.00 2,853 0 -100.00
2018-06-30 13F-HR PSB.PRV / PS Business Parks, Inc. 16,188 0 -100.00 1,829 0 -100.00
2018-06-30 13F-HR AVB / AvalonBay Communities, Inc. 2,588 0 -100.00 425 0 -100.00
2018-06-30 13F-HR DST / DST Systems, Inc. 49,524 0 -100.00 4,142 0 -100.00
2018-06-30 13F-HR M / Macy's, Inc. 5,133 0 -100.00 152 0 -100.00
2018-06-30 13F-HR CAT / Caterpillar, Inc. Call 27,600 0 -100.00 4,067 0 -100.00
2018-06-30 13F-HR EGP / EastGroup Properties, Inc. 4,117 0 -100.00 340 0 -100.00
2018-06-30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 54,523 0 -100.00 1,308 0 -100.00
2018-06-30 13F-HR PYN / PIMCO New York Municipal Income Fund III 10,745 0 -100.00 93 0 -100.00
2018-06-30 13F-HR FHY / First Trust Strategic High Income Fund II 167,569 0 -100.00 2,044 0 -100.00
2018-06-30 13F-HR MDT / Medtronic plc Call 25,000 0 -100.00 2,005 0 -100.00
2018-06-30 13F-HR GD / General Dynamics Corp. 18,000 0 -100.00 3,976 0 -100.00
2018-06-30 13F-HR EMJ / Eaton Vance New Jersey Municipal Bond Fund 19,791 0 -100.00 231 0 -100.00
2018-06-30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9,963 0 -100.00 86 0 -100.00
2018-06-30 13F-HR UUP / PowerShares DB US Dollar Index Trust Call 750,000 0 -100.00 17,707 0 -100.00
2018-06-30 13F-HR JNJ / Johnson & Johnson Call 15,000 0 -100.00 1,922 0 -100.00
2018-06-30 13F-HR LITE / Lumentum Holdings Inc. 14,669 0 -100.00 935 0 -100.00
2018-06-30 13F-HR DRTAX / Dreyfus Municipal Bond 42,798 0 -100.00 525 0 -100.00
2018-06-30 13F-HR CEV / Eaton Vance California Municipal Income Trust 521 0 -100.00 5 0 -100.00
2018-06-30 13F-HR VVV / Valvoline Inc. 32,067 0 -100.00 709 0 -100.00
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Call 50,000 0 -100.00 1,761 0 -100.00
2018-06-30 13F-HR AMCN / AirMedia Group, Inc. 4,849 0 -100.00 4 0 -100.00
2018-06-30 13F-HR GLQ / Clough Global Equity Fund 2,097 0 -100.00 27 0 -100.00
2018-06-30 13F-HR BUI / BlackRock Utility and Infrastructure Trust 32,127 0 -100.00 636 0 -100.00
2018-06-30 13F-HR KSS / Kohl's Corp. Call 26,700 0 -100.00 1,749 0 -100.00
2018-06-30 13F-HR KSS / Kohl's Corp. Put 117,300 0 -100.00 7,684 0 -100.00
2018-06-30 13F-HR BHS / Bausch Health Companies 455,646 0 -100.00 7,253 0 -100.00
2018-06-30 13F-HR BHS / Bausch Health Companies Put 315,400 0 -100.00 5,021 0 -100.00
2018-06-30 13F-HR RHT / Red Hat, Inc. Put 25,000 0 -100.00 3,737 0 -100.00
2018-06-30 13F-HR WHLRD / Wheeler Real Estate Investment Trust, Inc., 8.75% Series D Cumulative Convertible Preferred Stock 57,537 0 -100.00 899 0 -100.00
2018-06-30 13F-HR RSO / Resource Capital Corp. 86,924 0 -100.00 826 0 -100.00
2018-06-30 13F-HR AAPL / Apple, Inc. 20,000 0 -100.00 3,355 0 -100.00
2018-06-30 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 9,946 0 -100.00 138 0 -100.00
2018-06-30 13F-HR DOV / Dover Corp. 28,000 0 -100.00 2,750 0 -100.00
2018-06-30 13F-HR SLV / iShares Silver Trust 400 0 -100.00 6 0 -100.00
2018-06-30 13F-HR CMP / Compass Minerals Group, Inc. 1,252 0 -100.00 75 0 -100.00
2018-06-30 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 14,598 0 -100.00 83 0 -100.00
2018-06-30 13F-HR DVN / Devon Energy Corp. 30,994 0 -100.00 985 0 -100.00
2018-06-30 13F-HR WMGIZ / Wright Medical Group N.V. Put 13,900 0 -100.00 275 0 -100.00
2018-06-30 13F-HR SGY / Stone Energy Corp. 217,686 0 -100.00 1,589 0 -100.00
2018-06-30 13F-HR LLL / L-3 Communications Holdings, Inc. 4,000 0 -100.00 832 0 -100.00
2018-06-30 13F-HR PFE / Pfizer, Inc. Put 18,000 0 -100.00 638 0 -100.00
2018-06-30 13F-HR EVN / Eaton Vance Municipal Income Trust 143,283 0 -100.00 1,677 0 -100.00
2018-06-30 13F-HR WLB / Westmoreland Coal Co. Call 33,900 0 -100.00 13 0 -100.00
2018-06-30 13F-HR WLB / Westmoreland Coal Co. Put 185,100 0 -100.00 75 0 -100.00
2018-06-30 13F-HR COST / Costco Wholesale Corp. Call 3,000 0 -100.00 565 0 -100.00
2018-06-30 13F-HR RLJ / RLJ Lodging Trust 3,343 0 -100.00 64 0 -100.00
2018-06-30 13F-HR SPXU / ProShares UltraPro Short S&P 500 199,429 0 -100.00 2,227 0 -100.00
2018-06-30 13F-HR KIO / KKR Income Opportunities Fund 11,310 0 -100.00 179 0 -100.00
2018-06-30 13F-HR XERHX / Wells Fargo Advantage Utilities 21,489 0 -100.00 261 0 -100.00
2018-06-30 13F-HR DHI / D.R. Horton, Inc. 16,553 0 -100.00 725 0 -100.00
2018-06-30 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 75,376 0 -100.00 913 0 -100.00
2018-06-30 13F-HR BUD / Anheuser-Busch Inbev SA Call 11,000 0 -100.00 1,209 0 -100.00
2018-06-30 13F-HR ADT / ADT Corporation 50,000 0 -100.00 396 0 -100.00
2018-06-30 13F-HR HCA / HCA Holdings Inc. Call 12,300 0 -100.00 1,193 0 -100.00
2018-06-30 13F-HR WPX / WPX Energy, Inc. 1,753 0 -100.00 25 0 -100.00
2018-06-30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 100,502 0 -100.00 1,447 0 -100.00
2018-06-30 13F-HR MSFG / MainSource Financial Group, Inc. 66,864 0 -100.00 2,718 0 -100.00
2018-06-30 13F-HR ATVI / Activision Blizzard, Inc. Put 16,300 0 -100.00 1,099 0 -100.00
2018-06-30 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 15,164 0 -100.00 731 0 -100.00
2018-06-30 13F-HR PDLI / PDL BioPharma, Inc. Put 22,800 0 -100.00 67 0 -100.00
2018-06-30 13F-HR CHUBK / Commercehub Inc 12,600 0 -100.00 283 0 -100.00
2018-06-30 13F-HR CONN / Conn's, Inc. 40,343 0 -100.00 1,371 0 -100.00
2018-06-30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 10,419 0 -100.00 153 0 -100.00
2018-06-30 13F-HR GPK / Graphic Packaging Holding Co. 225,000 0 -100.00 3,453 0 -100.00
2018-06-30 13F-HR KBH / KB Home 24,699 0 -100.00 702 0 -100.00
2018-06-30 13F-HR PRTY / Party City Holdco Inc. 15,884 0 -100.00 247 0 -100.00
2018-06-30 13F-HR CSX / CSX Corp. Put 33,200 0 -100.00 1,849 0 -100.00
2018-06-30 13F-HR CME / CME Group, Inc. Put 30,000 0 -100.00 4,852 0 -100.00
2018-06-30 13F-HR MON / Monsanto Co. 98,371 0 -100.00 11,478 0 -100.00
2018-06-30 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 211,236 0 -100.00 2,475 0 -100.00
2018-06-30 13F-HR EWJ / iShares MSCI Japan ETF Call 200,000 0 -100.00 12,136 0 -100.00
2018-06-30 13F-HR DDR / DDR Corp. 190,805 0 -100.00 1,398 0 -100.00
2018-06-30 13F-HR KEYW / KEYW Holdings Corp Put 6,800 0 -100.00 53 0 -100.00
2018-06-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 1,000 0 -100.00 241 0 -100.00
2018-06-30 13F-HR PM / Philip Morris International, Inc. 600 0 -100.00 59 0 -100.00
2018-06-30 13F-HR BME / BlackRock Health Sciences Trust 58,638 0 -100.00 2,052 0 -100.00
2018-06-30 13F-HR LAQ / Aberdeen Latin America Equity Fund, Inc. 31,128 0 -100.00 852 0 -100.00
2018-06-30 13F-HR FXA / CurrencyShares Australian Dollar Trust 1,760 0 -100.00 135 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust 67,415 0 -100.00 10,795 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust Call 233,700 0 -100.00 37,422 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust Put 488,000 0 -100.00 78,143 0 -100.00
2018-06-30 13F-HR NOC / Northrop Grumman Corp. 5,000 0 -100.00 1,745 0 -100.00
2018-06-30 13F-HR OA / Orbital ATK, Inc. 58,539 0 -100.00 7,762 0 -100.00
2018-06-30 13F-HR HUB.A / Hubbell Inc 5,000 0 -100.00 608 0 -100.00
2018-06-30 13F-HR AEUA / Anadarko Petroleum Corp., 7.50% Tangible Equity Units due 6/7/2018 131,333 0 -100.00 3,900 0 -100.00
2018-06-30 13F-HR WM / Waste Management, Inc. 53,770 0 -100.00 4,523 0 -100.00
2018-06-30 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 195,492 0 -100.00 2,713 0 -100.00
2018-06-30 13F-HR OLLI / Ollie's Bargain Outlet Holdings, Inc. 12,044 0 -100.00 726 0 -100.00
2018-06-30 13F-HR WRE / Washington Real Estate Investment Trust 16,268 0 -100.00 444 0 -100.00
2018-06-30 13F-HR AFAM / Almost Family, Inc. 56,862 0 -100.00 3,184 0 -100.00
2018-06-30 13F-HR GNC / GNC Holdings, Inc. 14,030 0 -100.00 54 0 -100.00
2018-06-30 13F-HR MULE / Mulesoft, Inc. 85,020 0 -100.00 3,739 0 -100.00
2018-06-30 13F-HR CKH / SEACOR Holdings, Inc. Put 5,400 0 -100.00 275 0 -100.00
2018-06-30 13F-HR TOL / Toll Brothers, Inc. 16,268 0 -100.00 703 0 -100.00
2018-06-30 13F-HR CSBK / Clifton Bancorp Inc. 207,505 0 -100.00 3,247 0 -100.00
2018-06-30 13F-HR ACC / American Campus Communities, Inc. 12,438 0 -100.00 480 0 -100.00
2018-06-30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 25,155 0 -100.00 443 0 -100.00
2018-06-30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 77,755 0 -100.00 380 0 -100.00
2018-06-30 13F-HR EHI / Western Asset Global High Income Fund Inc. 14,542 0 -100.00 136 0 -100.00
2018-06-30 13F-HR HPF / John Hancock Preferred Income Fund II 44,812 0 -100.00 898 0 -100.00
2018-06-30 13F-HR BGR / BlackRock Energy & Resources Trust 4,746 0 -100.00 62 0 -100.00
2018-06-30 13F-HR SU / Suncor Energy Inc. 2,310 0 -100.00 79 0 -100.00
2018-06-30 13F-HR ALLE / Allegion Public Limited 8,526 0 -100.00 727 0 -100.00
2018-06-30 13F-HR FIF / First Trust Energy Infrastructure Fund 45,530 0 -100.00 682 0 -100.00
2018-06-30 13F-HR LMT / Lockheed Martin Corp. 4,474 0 -100.00 1,511 0 -100.00
2018-06-30 13F-HR ICB / Morgan Stanley Income Securities, Inc. 44,871 0 -100.00 844 0 -100.00
2018-06-30 13F-HR MMS / MAXIMUS, Inc. 10,882 0 -100.00 726 0 -100.00
2018-06-30 13F-HR XISDX / Prudential Short Duration High 100,768 0 -100.00 1,423 0 -100.00
2018-06-30 13F-HR GCH / Aberdeen Greater China Fund, Inc. 8,346 0 -100.00 112 0 -100.00
2018-06-30 13F-HR LDOS / Leidos Holdings, Inc. 105,000 0 -100.00 6,867 0 -100.00
2018-06-30 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 275,694 0 -100.00 14,820 0 -100.00
2018-06-30 13F-HR LNG / Cheniere Energy, Inc. Call 113,100 0 -100.00 6,045 0 -100.00
2018-06-30 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 280,037 0 -100.00 2,047 0 -100.00
2018-06-30 13F-HR SIRI / Sirius XM Holdings Inc. Call 18,300 0 -100.00 114 0 -100.00
2018-06-30 13F-HR ISL / Aberdeen Israel Fund, Inc. 2,132 0 -100.00 41 0 -100.00
2018-06-30 13F-HR CYS / CYS Investments, Inc. 1,080,788 0 -100.00 7,262 0 -100.00
2018-06-30 13F-HR NUE / Nucor Corp. 35,000 0 -100.00 2,138 0 -100.00
2018-06-30 13F-HR USB / U.S. Bancorp 10,514 0 -100.00 530 0 -100.00
2018-06-30 13F-HR IF / Aberdeen Indonesia Fund, Inc. 48,941 0 -100.00 356 0 -100.00
2018-06-30 13F-HR DKS / Dick's Sporting Goods, Inc. Call 60,000 0 -100.00 2,103 0 -100.00
2018-06-30 13F-HR IILG / Interval Leisure Group, Inc. Call 20,000 0 -100.00 622 0 -100.00
2018-06-30 13F-HR AHL / Aspen Insurance Holdings, Ltd. Call 1,000 0 -100.00 44 0 -100.00
2018-06-30 13F-HR GFI / Gold Fields Ltd. Call 311,000 0 -100.00 1,250 0 -100.00
2018-06-30 13F-HR GPK / Graphic Packaging Holding Co. Call 3,200 0 -100.00 49 0 -100.00
2018-06-30 13F-HR UFS / Domator Corp. Call 1,500 0 -100.00 63 0 -100.00
2018-06-30 13F-HR ASML / ASML Holding N.V. (ADR) Put 10,000 0 -100.00 1,985 0 -100.00
2018-06-30 13F-HR EWY / iShares MSCI South Korea Capped ETF Put 75,000 0 -100.00 5,658 0 -100.00
2018-06-30 13F-HR AMLP / Alerian ETF Put 25,000 0 -100.00 234 0 -100.00
2018-06-30 13F-HR CACI / CACI International, Inc. Put 14,600 0 -100.00 2,209 0 -100.00
2018-06-30 13F-HR COHR / Coherent, Inc. Put 6,300 0 -100.00 1,180 0 -100.00
2018-06-30 13F-HR CSU / Capital Senior Living Corp. Put 3,500 0 -100.00 37 0 -100.00
2018-06-30 13F-HR CVNA / Carvana Co. Put 10,000 0 -100.00 229 0 -100.00
2018-06-30 13F-HR QRVO / Qorvo, Inc. Put 32,000 0 -100.00 2,254 0 -100.00
2018-06-30 13F-HR STX / Seagate Technology PLC Put 55,600 0 -100.00 3,253 0 -100.00
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF Put 64,800 0 -100.00 5,684 0 -100.00
2018-06-30 13F-HR LADR / Ladder Capital Corp 13,619 0 -100.00 205 0 -100.00
2018-06-30 13F-HR ASSURANT INC / 6.50% CONV PFD D (04621X207) 1,519 0 -100.00 157 0
2018-06-30 13F-HR AXDX / Accelerate Diagnostics, Inc. 1,177 0 -100.00 26 0 -100.00
2018-06-30 13F-HR CCMP / Cabot Microelectronics Corp. 6,359 0 -100.00 681 0 -100.00
2018-06-30 13F-HR BWB / Bridgewater Bancshares, Inc. 35,000 0 -100.00 457 0 -100.00
2018-06-30 13F-HR ASML / ASML Holding N.V. (ADR) 10,000 0 -100.00 1,985 0 -100.00
2018-06-30 13F-HR SYF / Synchrony Financial 25,000 0 -100.00 838 0 -100.00
2018-06-30 13F-HR BSF / Bear State Financial, Inc. 1,100 0 -100.00 11 0 -100.00
2018-06-30 13F-HR MSCC / Microsemi Corp. 67,016 0 -100.00 4,337 0 -100.00
2018-06-30 13F-HR FEI / First Trust MLP and Energy Income Fund 33,027 0 -100.00 404 0 -100.00
2018-06-30 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 2,604 0 -100.00 28 0
2018-06-30 13F-HR NUVEEN EMERGING MKTS DEBT 20 / (67077P101) 64,087 0 -100.00 576 0
2018-06-30 13F-HR BLACKROCK VA MUNICIPAL BOND / (092481100) 1,927 0 -100.00 30 0
2018-06-30 13F-HR NCA / Nuveen California Municipal Value Fund, Inc. 6,420 0 -100.00 102 0 -100.00
2018-06-30 13F-HR PIMCO CA MUNICIPAL INCOME FD / (72200N106) 37,917 0 -100.00 558 0
2018-06-30 13F-HR MTH / Meritage Homes Corp. 39,901 0 -100.00 1,805 0 -100.00
2018-06-30 13F-HR BEDU / Bright Scholar Education Holdngs Ltd 43,138 0 -100.00 666 0 -100.00
2018-06-30 13F-HR FBHS / Fortune Brands Home & Security, Inc. 11,977 0 -100.00 705 0 -100.00
2018-06-30 13F-HR FL / Foot Locker, Inc. 16,654 0 -100.00 758 0 -100.00
2018-06-30 13F-HR URBN / Urban Outfitters, Inc. 25,378 0 -100.00 937 0 -100.00
2018-06-30 13F-HR AGS / PlayAGS, Inc. 20,000 0 -100.00 465 0 -100.00
2018-06-30 13F-HR COLD / Americold Realty Trust 25,000 0 -100.00 476 0 -100.00
2018-06-30 13F-HR DBX / DROPBOX, INC. 15,000 0 -100.00 468 0 -100.00
2018-06-30 13F-HR FIXX / Homology Medicines, Inc. 10,000 0 -100.00 187 0 -100.00
2018-06-30 13F-HR LBRT / Liberty Oilfield Services Inc. 25,000 0 -100.00 422 0 -100.00
2018-06-30 13F-HR PAGS / PagSeguro Digital Ltd. 12,500 0 -100.00 479 0 -100.00
2018-06-30 13F-HR RCUS / Arcus Biosciences, Inc. 25,000 0 -100.00 386 0 -100.00
2018-06-30 13F-HR TORC / resTORbio, Inc. 20,000 0 -100.00 191 0 -100.00
2018-06-30 13F-HR APTV / Aptiv PLC 62,440 0 -100.00 5,305 0 -100.00
2018-06-30 13F-HR EQT / EQT Corp. 20,000 0 -100.00 950 0 -100.00
2018-06-30 13F-HR MTDR / Matador Resources Co. 25,000 0 -100.00 747 0 -100.00
2018-06-30 13F-HR AATDF / AA LTD 27,583 0 -100.00 635 0 -100.00
2018-06-30 13F-HR BBRG / Bravo Brio Restaurant Group, Inc. 137,703 0 -100.00 550 0 -100.00
2018-06-30 13F-HR CALD / Callidus Software, Inc. 111,624 0 -100.00 4,012 0 -100.00
2018-06-30 13F-HR CSRA / CSRA Inc. 42,048 0 -100.00 1,733 0 -100.00
2018-06-30 13F-HR HAWK / Blackhawk Network Holdings, Inc. 153,884 0 -100.00 6,878 0 -100.00
2018-06-30 13F-HR HTM / U.S. Geothermal Inc. 75,542 0 -100.00 404 0 -100.00
2018-06-30 13F-HR PGEM / Ply Gem Holdings, Inc. 2,368 0 -100.00 51 0 -100.00
2018-06-30 13F-HR SJW / SJW Corp. 114 0 -100.00 6 0 -100.00
2018-06-30 13F-HR ETSY / Etsy, Inc. 124,100 0 -100.00 3,482 0 -100.00
2018-06-30 13F-HR TMSR HLDG CO LTD / *W EXP 02/06/202 (87266C117) 5,281 0 -100.00 2 0
2018-06-30 13F-HR TDOC / Teladoc, Inc. 5,460 0 -100.00 220 0 -100.00
2018-06-30 13F-HR ZEN / Zendesk, Inc. 26,566 0 -100.00 1,271 0 -100.00
2018-06-30 13F-HR ABMD / ABIOMED, Inc. 2,510 0 -100.00 730 0 -100.00
2018-06-30 13F-HR HSIC / Henry Schein, Inc. 11,107 0 -100.00 746 0 -100.00
2018-06-30 13F-HR ZTO / ZTO Express (Cayman) Inc. 48,422 0 -100.00 725 0 -100.00
2018-06-30 13F-HR CGNT / Cogentix Medical, Inc. 400 0 -100.00 1 0 -100.00
2018-06-30 13F-HR IDRA / Idera Pharmaceuticals, Inc. 275,461 0 -100.00 506 0 -100.00
2018-06-30 13F-HR STB / Student Transportation, Inc. 50,500 0 -100.00 378 0 -100.00
2018-06-30 13F-HR CACI / CACI International, Inc. 1,148 0 -100.00 173 0 -100.00
2018-06-30 13F-HR COHR / Coherent, Inc. 1,945 0 -100.00 364 0 -100.00
2018-06-30 13F-HR CSU / Capital Senior Living Corp. 1,000 0 -100.00 10 0 -100.00
2018-06-30 13F-HR CVNA / Carvana Co. 3,200 0 -100.00 73 0 -100.00
2018-06-30 13F-HR LUK / Leucadia National Corp. 12,149 0 -100.00 276 0 -100.00
2018-06-30 13F-HR PSX / Phillips 66 2,840 0 -100.00 272 0 -100.00
2018-06-30 13F-HR RH / Restoration Hardware Holdings, Inc. Call 139.00 1,000 139
2018-06-30 13F-HR WB / Weibo Corporation Call 88.72 24,300 2,156
2018-06-30 13F-HR DVMT / Dell Technologies Inc. Call 84.58 100,000 8,458
2018-06-30 13F-HR NXPI / NXP Semiconductors N.V. Call 109.27 202,500 22,127
2018-06-30 13F-HR INVESCO DB US DLR INDEX TR / BULLISH FD (46141D203) Call 24.93 100,600 2,508
2018-06-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF Call 242.73 100,000 24,273
2018-06-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) Call 171.65 655,700 112,550
2018-06-30 13F-HR BDC / Belden, Inc. Call 61.10 33,700 2,059
2018-06-30 13F-HR VSTE / Vistra Energy Corp. Call 20.00 100 2
2018-06-30 13F-HR FTRPR / Frontier Communications Corp. Call 5.36 53,000 284
2018-06-30 13F-HR IRDM / Iridium Communications Inc Call 16.08 12,500 201
2018-06-30 13F-HR ACXM / Acxiom Corp. Call 29.93 45,000 1,347
2018-06-30 13F-HR ARRS / ARRIS International plc Call 24.44 25,000 611
2018-06-30 13F-HR TAL / TAL International Group, Inc. Call 36.79 67,200 2,472
2018-06-30 13F-HR TRHC / Tabula Rasa HealthCare, Inc. Call 63.83 12,800 817
2018-06-30 13F-HR SPXS / Direxion Daily S&P 500 Bear 3X Shares Call 26.18 3,400 89
2018-06-30 13F-HR GSVC / GSV Capital Corp. Put 6.85 54,600 374
2018-06-30 13F-HR PRTK / Paratek Pharmaceuticals, Inc. Put 10.00 2,800 28
2018-06-30 13F-HR SRPT / Sarepta Therapeutics, Inc. Put 131.94 3,100 409
2018-06-30 13F-HR TSEM / Tower Semiconductor Ltd. Put 22.00 57,000 1,254
2018-06-30 13F-HR BRS / Bristow Group, Inc. Put 10.00 100 1
2018-06-30 13F-HR CCS / Century Communities Inc. Put 31.55 20,000 631
2018-06-30 13F-HR GDS / GDS Holdings Limited ADS Put 40.00 100 4
2018-06-30 13F-HR MDB / MongoDB Inc Put 49.60 2,500 124
2018-06-30 13F-HR MCDERMOTT INTL INC / (580037703) Put 19.65 102,100 2,006
2018-06-30 13F-HR PATK / Patrick Industries, Inc. Put 56.73 5,500 312
2018-06-30 13F-HR AA / Alcoa Corp. Put 46.88 126,500 5,930
2018-06-30 13F-HR RNET / RigNet, Inc. Put 10.30 47,400 488
2018-06-30 13F-HR STMP / Stamps.com, Inc. Put 252.31 1,300 328
2018-06-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF Put 114.57 90,600 10,380
2018-06-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) Put 171.65 515,000 88,399
2018-06-30 13F-HR INVESCO DB COMMDY INDX TRCK / UNIT (46138B103) 17.68 305,718 5,405
2018-06-30 13F-HR TSLX / TPG Specialty Lending, Inc. 17.93 7,807 140
2018-06-30 13F-HR ABR / Arbor Realty Trust, Inc. 10.41 39,278 409
2018-06-30 13F-HR COLONY CR REAL ESTATE INC / COM CL A (19625T101) 20.72 63,023 1,306
2018-06-30 13F-HR XAN / Exantas Capital Corp. 10.18 142,790 1,453
2018-06-30 13F-HR CARBONITE INC / NOTE 2.500% 4/0 (141337AB1) 23,775
2018-06-30 13F-HR GRANITE PT MTG TR INC / NOTE 5.625%12/0 (38741LAB3) 2,038
2018-06-30 13F-HR HUBSPOT INC / NOTE 0.250% 6/0 (443573AB6) 54,138
2018-06-30 13F-HR NEUROCRINE BIOSCIENCES INC / NOTE 2.250% 5/1 (64125CAD1) 7,866
2018-06-30 13F-HR OSI SYSTEMS INC / NOTE 1.250% 9/0 (671044AD7) 1,939
2018-06-30 13F-HR REDWOOD TR INC / NOTE 5.625% 7/1 (758075AD7) 1,479
2018-06-30 13F-HR TELADOC INC / NOTE 3.000%12/1 (87918AAB1) 40,893
2018-06-30 13F-HR LENDINGTREE INC NEW / NOTE 0.625% 6/0 (52603BAA5) 47,674
2018-06-30 13F-HR ZILLOW GROUP INC / NOTE 2.000%12/0 (98954MAB7) 47,915
2018-06-30 13F-HR HCFT / Hunt Companies Finance Trust, Inc. 3.41 831,662 2,835
2018-06-30 13F-HR PSEC / Prospect Capital Corp. 6.71 44,272 297
2018-06-30 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 9.24 40,388 373
2018-06-30 13F-HR VHT / Vanguard Health Care ETF 158.12 936 148
2018-06-30 13F-HR BY / Byline Bancorp, Inc. 22.34 50,000 1,117
2018-06-30 13F-HR ENTA / Enanta Pharmaceuticals, Inc. 115.88 17,052 1,976
2018-06-30 13F-HR AIZ / Assurant, Inc. 103.47 4,378 453
2018-06-30 13F-HR OPTIMIZERX CORP / (68401U204) 10.40 744,748 7,745
2018-06-30 13F-HR CHFN / Charter Financial Corp. 24.13 9,697 234
2018-06-30 13F-HR COBZ / CoBiz Financial, Inc. 19.05 105 2
2018-06-30 13F-HR FBNK / First Connecticut Bancorp, Inc. 30.30 528 16
2018-06-30 13F-HR FFKT / Farmers Capital Bank Corp. 52.08 1,325 69
2018-06-30 13F-HR FNGN / Financial Engines, Inc. 44.86 19,975 896
2018-06-30 13F-HR GRAMERCY PPTY TR / (385002308) 27.30 36,300 991
2018-06-30 13F-HR IBTX / Independent Bank Group, Inc. 66.67 225 15
2018-06-30 13F-HR MBFI / MB Financial, Inc. 46.47 3,701 172
2018-06-30 13F-HR STBZ / State Bank Financial Corp. 33.40 125,341 4,186
2018-06-30 13F-HR CGBD / TCG BDC, Inc. 17.01 37,040 630
2018-06-30 13F-HR FSIC / FS Investment Corporation 7.34 63,093 463
2018-06-30 13F-HR FIRST TR DYNAMIC EUROPE EQT / COM SHS (33740D107) 16.14 183,807 2,966
2018-06-30 13F-HR KED / Kayne Anderson Energy Development Company 17.38 33,322 579
2018-06-30 13F-HR TORTOISE MLP FD INC / RIGHT 07/18/2018 (89148B119) 0.37 59,458 22
2018-06-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) 171.65 199,134 34,181
2018-06-30 13F-HR BLACKROCK 2022 GBL INCM OPP / (09258P104) 8.94 15,324 137
2018-06-30 13F-HR BKT / BlackRock Income Trust, Inc. 0.00 1 0
2018-06-30 13F-HR DREYFUS ALCENTRA GBL CR INCO / (26189A105) 9.16 8,187 75
2018-06-30 13F-HR PGIM GLOBAL SHORT DURATION H / (69346J106) 13.66 194,878 2,662
2018-06-30 13F-HR XGUTX / Gabelli Utility Trust (The) 0.00 13 0
2018-06-30 13F-HR INSI / Insight Select Income Fund 18.87 13,988 264
2018-06-30 13F-HR PGIM SHORT DURATION HIGH YIE / (69346H100) 13.99 86,896 1,216
2018-06-30 13F-HR XAI OCTAGON FLOATNG RATE ALT / (98400T106) 9.07 5,625 51
2018-06-30 13F-HR NBH / Neuberger Berman Intermediate Municipal Fund, Inc. 13.48 742 10
2018-06-30 13F-HR AG / First Majestic Silver Corp. 7.59 20,553 156
2018-06-30 13F-HR CCS / Century Communities Inc. 31.18 866 27
2018-06-30 13F-HR GOPRO INC / NOTE 3.500% 4/1 (38268TAB9) 18,175
2018-06-30 13F-HR MCDERMOTT INTL INC / (580037703) 19.62 10,247 201
2018-06-30 13F-HR INVESCO DB US DLR INDEX TR / BULLISH FD (46141D203) 24.93 54,000 1,346
2018-06-30 13F-HR PRLB / Proto Labs, Inc. 118.90 15,256 1,814
2018-06-30 13F-HR TNET / TriNet Group, Inc. 55.93 33,575 1,878
2018-06-30 13F-HR TSS / Total System Services, Inc. 84.50 23,018 1,945
2018-06-30 13F-HR USFD / US Foods Holding Corp. 37.81 50,726 1,918
2018-06-30 13F-HR AVLR / AVALARA INC 53.36 5,210 278
2018-06-30 13F-HR BJS WHSL CLUB HLDGS INC / (05550J101) 23.64 70,000 1,655
2018-06-30 13F-HR CBLK / Carbon Black, Inc. 26.00 50,000 1,300
2018-06-30 13F-HR CDAY / Ceridian HCM Holding Inc. 33.18 45,000 1,493
2018-06-30 13F-HR DOCU / DOCUSIGN INC 52.93 30,000 1,588
2018-06-30 13F-HR EIDX / Eidos Therapeutics, Inc. 20.34 50,000 1,017
2018-06-30 13F-HR EVO PMTS INC / CL A COM (26927E104) 20.57 75,000 1,543
2018-06-30 13F-HR GSKY / GreenSky, Inc. 21.14 50,000 1,057
2018-06-30 13F-HR LASR / NLIGHT, INC. 33.06 50,000 1,653
2018-06-30 13F-HR PS / Pluralsight, Inc. 24.45 65,000 1,589
2018-06-30 13F-HR SMAR / SMARTSHEET INC 25.96 55,000 1,428
2018-06-30 13F-HR TCDA / Tricida, Inc. 29.89 35,000 1,046
2018-06-30 13F-HR ZUO / ZUORA INC 27.20 60,000 1,632
2018-06-30 13F-HR LECO / Lincoln Electric Holdings, Inc. 87.75 64,275 5,640
2018-06-30 13F-HR PRSP / Perspecta Inc. 20.55 20,000 411
2018-06-30 13F-HR PTC / PTC Inc. 93.81 52,000 4,878
2018-06-30 13F-HR SON / Sonoco Products Co. 52.50 14,000 735
2018-06-30 13F-HR URA / Global X Funds 12.87 30,000 386
2018-06-30 13F-HR WILLSCOT CORP / (971375126) 14.80 30,000 444
2018-06-30 13F-HR ALB / Albemarle Corp. 94.30 10,000 943
2018-06-30 13F-HR IMO / Imperial Oil Ltd. 33.20 5,000 166
2018-06-30 13F-HR BKNG / Booking Holdings Inc. 2,027.08 1,071 2,171
2018-06-30 13F-HR SOUTH JERSEY INDS INC / UNIT 99/99/9999 (838518116) 54.63 43,453 2,374
2018-06-30 13F-HR TALO / TALOS ENERGY INC. 28.74 174 5
2018-06-30 13F-HR VISTRA ENERGY CORP / UNIT 02/02/2024 (92840M300) 94.58 95,488 9,031
2018-06-30 13F-HR IILG / Interval Leisure Group, Inc. 33.03 184,590 6,097
2018-06-30 13F-HR MATR / Mattersight Corp. 2.67 67,449 180
2018-06-30 13F-HR VVC / Vectren Corp. 71.44 39,976 2,856
2018-06-30 13F-HR INVESCO CURNCYSHS BRIT PND S / BRIT POUN STRL (46138M109) 128.08 65,000 8,325
2018-06-30 13F-HR INVACARE CORP / NOTE 4.500% 6/0 (461203AH4) 13,307
2018-06-30 13F-HR RGEN / Repligen Corp. 47.03 10,036 472
2018-06-30 13F-HR PLATINUM EAGLE ACQUISITIN CO / SHS CL A (G7126L100) 9.72 326,000 3,168
2018-06-30 13F-HR FAR PT ACQUISITION CORP / UNIT 06/01/2025 (30734W208) 10.19 277,500 2,827
2018-06-30 13F-HR GSAH / GS Acquisition Holdings Corp 10.22 236,800 2,420
2018-06-30 13F-HR LF CAP ACQUISITION CORP / UNIT 06/19/2025 (50200K207) 10.07 375,000 3,776
2018-06-30 13F-HR NEBULA ACQUISITION CORP / COM CLASS A (629076100) 9.64 50,000 482
2018-06-30 13F-HR NEBULA ACQUISITION CORP / *W EXP 03/12/202 (629076118) 2.47 9,700 24
2018-06-30 13F-HR NEW FRONTIER CORP / UNIT 99/99/9999 (G6485P116) 10.05 100,100 1,006
2018-06-30 13F-HR PACQU / Pure Acquisition Corp. 9.64 200,000 1,928
2018-06-30 13F-HR PURE ACQUISITION CORP / UNIT 04/13/2023 (74621Q205) 10.25 245,000 2,511
2018-06-30 13F-HR THUNDER BRIDGE ACQUISITION L / UNIT 01/01/2025 (G8857R118) 10.03 250,000 2,508
2018-06-30 13F-HR TRINITY MERGER CORP / COM CL A (89653L106) 9.77 145,000 1,416
2018-06-30 13F-HR TRINITY MERGER CORP / *W EXP 05/11/202 (89653L114) 0.40 50,000 20
2018-06-30 13F-HR TMCX / Trinity Merger Corp. 10.04 36,861 370
2018-06-30 13F-HR TWELVE SEAS INVESTMENT COMPA / UNIT 06/21/2023 (G9145A123) 10.05 130,000 1,307
2018-06-30 13F-HR NUVA / NuVasive, Inc. 51.91 3,988 207
2018-06-30 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 38.20 30,000 1,146
2018-06-30 13F-HR EHIC / eHi Car Services Ltd. 12.96 379,274 4,915
2018-06-30 13F-HR KANG / iKang Healthcare Group, Inc. 20.44 22,166 453
2018-06-30 13F-HR MITL / Mitel Networks Corp 10.97 154,151 1,691
2018-06-30 13F-HR QURATE RETAIL INC / COM SER A (74915M100) 21.21 80,196 1,701
2018-06-30 13F-HR QRVO / Qorvo, Inc. 78.95 266 21
2018-06-30 13F-HR PROSHARES TR / ULTRAPRO SHORT S (74347B268) 39.94 10,842 433
2018-06-30 13F-HR TCBIP / Texas Capital Bancshares, Inc. 91.49 75,600 6,917
2018-06-30 13F-HR LAZYDAYS HLDGS INC / (52110H100) 8.69 3,683 32
2018-06-30 13F-HR LIND / Lindblad Expeditions Holdings Inc. 2.54 55,124 140
2018-06-30 13F-HR ROSEU / Rosehill Resources 1.00 2,000 2
2018-06-30 13F-HR TALOS ENERGY INC / *W EXP 01/01/202 (87484T116) 4.74 210,758 1,000
2018-06-30 13F-HR VISTRA ENERGY CORP / *W EXP 02/02/202 (92840M128) 1.22 586,300 715
2018-06-30 13F-HR WEIBO CORP / DEBT 1.250%11/1 (G9515TAA6) 21,713