InvestorWolverine Asset Management Llc
Insider ProfileWOLVERINE ASSET MANAGEMENT LLC
Portfolio Value $ 7,730,901,000
Current Positions1,342
Opened Positions5
Closed Positions488


Latest Holdings, Performance, AUM (from 13F, 13D)

Wolverine Asset Management Llc has disclosed 1,342 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 7,730,901,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Wolverine Asset Management Llc's top holdings are Yahoo! Inc. (NASDAQ:YHOO) , iShares Russell 2000 ETF (NYSE:IWM) , Alibaba Group Holding Limited (NYSE:BABA) , Norfolk Southern Corp. (NYSE:NSC) , and Johnson & Johnson (NYSE:JNJ) . Wolverine Asset Management Llc's new positions include Tesla Motors, Inc. Bond 2.375% Due 3/15/2022 (88160RAD3) , MercadoLibre, Inc. Bond (58733RAB8) , Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 (007903BD8) , Allegheny Technologies, Inc. Bond (01741RAG7) , and Wright Medical Group N.V. Bond (98236JAB4) . Wolverine Asset Management Llc's top industries are "Educational Services" (sic 82) , "Coal Mining" (sic 12) , and "Miscellaneous Manufacturing Industries" (sic 39) .

All Wolverine Asset Management Llc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑06‑20 SC 13D/A OPRX / OptimizeRx Corp. 2,267,462 755,821 -66.67 6.50 -15.58

This form was filed on May 15, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR MRO / Marathon Oil Corp. Put 16.07 0 15,000 0 241
2018-03-31 13F-HR 64157FAA1 / Nevro Corp. Bond 23,937 21,754 -9.12
2018-03-31 13F-HR BIT / BlackRock Multi-Sector Income Trust 16.78 0 71,708 0 1,203
2018-03-31 13F-HR CMI / Cummins, Inc. Put 162.09 0 45,000 0 7,294
2018-03-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 26.18 0 1,375 0 36
2018-03-31 13F-HR BRAC / Black Ridge Acquisition Corp. 9.69 150,000 150,000 0.00 1,447 1,453 0.41
2018-03-31 13F-HR YELP / Yelp, Inc. Call 41.71 0 24,500 0 1,022
2018-03-31 13F-HR TRGP / Targa Resources Corp. 44.00 0 10,000 0 440
2018-03-31 13F-HR 759916AA7 / Repligen Corp. Bond 20,125 18,660 -7.28
2018-03-31 13F-HR 584688AG0 / Medicines Company Bond 29,732 25,946 -12.73
2018-03-31 13F-HR ABBV / AbbVie Inc. Call 94.63 0 10,800 0 1,022
2018-03-31 13F-HR COST / Costco Wholesale Corp. 188.37 0 15,958 0 3,006
2018-03-31 13F-HR 74365AAD3 / Protalix BioTherapeutics, Inc. Bond 3,544 3,410 -3.78
2018-03-31 13F-HR JRS / Nuveen Real Estate Income Fund 9.68 0 6,093 0 59
2018-03-31 13F-HR BSD / BlackRock Strategic Municipal Trust 12.66 0 30,180 0 382
2018-03-31 13F-HR AMRS / Amyris, Inc. 6.69 100,940 100,940 0.00 379 675 78.10
2018-03-31 13F-HR 69329YAG9 / PDL BioPharma, Inc. Bond 2.75% Due 12/1/2021 16,507 17,264 4.59
2018-03-31 13F-HR 82823LAC0 / Silver Standard Resources, Inc. Bond 19,918 8,796 -55.84
2018-03-31 13F-HR 143905AM9 / Carriage Services, Inc. Bond 9,986 7,901 -20.88
2018-03-31 13F-HR PHH / PHH Corp. 10.42 0 25,422 0 265
2018-03-31 13F-HR 393222AD6 / Green Plains Inc. Bond 33,364 32,447 -2.75
2018-03-31 13F-HR SITO / SITO Mobile, Ltd. 4.01 0 137,990 0 554
2018-03-31 13F-HR 98138HAC5 / Workday, Inc. Bond 0.750% 7/1 7,072 8,571 21.20
2018-03-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 349,887 0 -100.00 1,773 0
2018-03-31 13F-HR IEX / IDEX Corp. 187 0 -100.00 24 0 -100.00
2018-03-31 13F-HR XEVFX / Eaton Vance Senior Income Trust 219,355 0 -100.00 1,430 0 -100.00
2018-03-31 13F-HR NOW / ServiceNow, Inc. Call 60,000 0 -100.00 7,823 0 -100.00
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) Call 47.31 400,800 18,961
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) Put 47.31 1,847,700 87,414
2018-03-31 13F-HR BARINGS GLOBAL SHORT DURATIO / (06760L100) 18.65 42,246 788
2018-03-31 13F-HR ARRAY BIOPHARMA INC / NOTE 2.625%12/0 (04269XAB1) 26,166
2018-03-31 13F-HR EVOLENT HEALTH INC / NOTE 2.000%12/0 (30050BAB7) 9,776
2018-03-31 13F-HR MTGE INVT CORP / (55378A105) 17.90 862,406 15,437
2018-03-31 13F-HR VOYA INTL HIGH DIVID EQTY IN / (92912Y109) 7.13 75,465 538
2018-03-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 11.71 81,237 951
2018-03-31 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 25.57 12,356 316
2018-03-31 13F-HR FIRST TR/ABERDEEN EMERG OPT / (33731K102) 15.87 22,123 351
2018-03-31 13F-HR GAMCO NAT RES GOLD & INCOME / SH BEN INT (36465E101) 6.37 164,097 1,045
2018-03-31 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 15.19 99,939 1,518
2018-03-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.29 140,390 1,024
2018-03-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 14.52 4,133 60
2018-03-31 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 6.59 2,881 19
2018-03-31 13F-HR GDL FUND / COM SH BEN IT (361570104) 9.31 105,430 982
2018-03-31 13F-HR WESTERN ASSET GLOBAL CP DEFI / (95790C107) 16.73 47,465 794
2018-03-31 13F-HR EAGLE CAP GROWTH FD INC / (269451100) 7.64 2,880 22
2018-03-31 13F-HR MADISON CVRED CALL & EQ STR / (557437100) 7.26 120,433 874
2018-03-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 21.70 13,548 294
2018-03-31 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 13.05 69,902 912
2018-03-31 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 13.08 38,672 506
2018-03-31 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 12.98 177,363 2,303
2018-03-31 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 13.41 166,406 2,231
2018-03-31 13F-HR BLACKROCK N J MUN INCOME TR / SH BEN INT (09248J101) 14.06 33,140 466
2018-03-31 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 13.06 127,000 1,659
2018-03-31 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 13.11 6,787 89
2018-03-31 13F-HR MFS CALIF MUN FD / (59318C106) 10.44 38,133 398
2018-03-31 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 13.32 182,989 2,437
2018-03-31 13F-HR BLACKROCK MUNIHLDGS NJ QLTY / (09254X101) 13.30 9,097 121
2018-03-31 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 13.33 106,249 1,416
2018-03-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 13.39 174,608 2,338
2018-03-31 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 12.67 38,029 482
2018-03-31 13F-HR NUVEEN NEW JERSEY MUN VALUE / SHS (670702109) 10.00 200 2
2018-03-31 13F-HR NUVEEN GEORGIA QLTY MUN INC / (67072B107) 11.51 66,220 762
2018-03-31 13F-HR NUVEEN MINESOTA QLT MUN INC / SHS (670734102) 14.15 18,522 262
2018-03-31 13F-HR NUVEEN MASSACHUSETS QLT MUN / (67061E104) 12.64 1,662 21
2018-03-31 13F-HR NUVEEN MISSOURI QLT MUN INC / (67060Q108) 0.00 5 0
2018-03-31 13F-HR NUVEEN TEXAS QLTY MUN INCME / (670983105) 12.98 2,157 28
2018-03-31 13F-HR NUVEEN CA SELECT TAX FREE PR / SH BEN INT (67063R103) 13.83 11,207 155
2018-03-31 13F-HR EVERBRIDGE INC / NOTE 1.500%11/0 (29978AAA2) 6,281
2018-03-31 13F-HR BARINGTON HILCO ACQUISITION / RIGHT 02/13/2017 (06759V119) 0.34 32,575 11
2018-03-31 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.12 230,000 2,327
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / UNIT 08/21/2022 (G2345N128) 10.24 97,750 1,001
2018-03-31 13F-HR DRAPER OAKWOOD TECHNOLOGY / RIGHT 09/19/2018 (26146L129) 0.57 151,500 86
2018-03-31 13F-HR DRAPER OAKWOOD TECHNOLOGY / UNIT 09/30/2024 (26146L202) 10.75 138,013 1,483
2018-03-31 13F-HR DRAPER OAKWOOD TECHNOLOGY / *W EXP 09/19/202 (26146L111) 0.83 50,800 42
2018-03-31 13F-HR ESTRE AMBIENTAL INC / *W EXP 12/21/202 (G3206V118) 0.57 104,719 60
2018-03-31 13F-HR FEDERAL STR ACQUISITION CORP / CL A (31421V107) 9.77 200,000 1,954
2018-03-31 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 9.90 100,000 990
2018-03-31 13F-HR HENNESSY CAP ACQUSTON CORP I / UNIT 06/15/2024 (42588L204) 10.51 90,000 946
2018-03-31 13F-HR HENNESSY CAP ACQUSTON CORP I / *W EXP 06/15/202 (42588L113) 0.83 220,000 182
2018-03-31 13F-HR HAYMAKER ACQUISITION CORP / COM CLASS A (420870107) 9.59 100,000 959
2018-03-31 13F-HR HAYMAKER ACQUISITION CORP / UNIT 10/19/2022 (420870206) 9.95 367,000 3,651
2018-03-31 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 9.80 25,000 245
2018-03-31 13F-HR INDUSTREA ACQUISITION CORP / *W EXP 08/01/202 (45579J112) 0.52 25,000 13
2018-03-31 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / CL A (G8250R103) 9.80 4,285 42
2018-03-31 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / *W EXP 09/14/202 (G8250R129) 0.00 303 0
2018-03-31 13F-HR MOSAIC ACQUISITION CORP / SHS CL A (G62848109) 9.74 50,000 487
2018-03-31 13F-HR MOSAIC ACQUISITION CORP / *W EXP 10/23/202 (G62848125) 1.24 82,200 102
2018-03-31 13F-HR REGALWOOD GLOBAL ENERGY LTD / UNIT 99/99/9999 (G74760110) 10.08 100,000 1,008
2018-03-31 13F-HR SENTINEL ENERGY SVCS INC / UNIT 11/02/2022 (G8062D128) 9.92 100,000 992
2018-03-31 13F-HR TPG PACE ENERGY HLDGS CORP / CL A (872656103) 10.10 50,000 505
2018-03-31 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 (82900L110) 3.55 40,850 145
2018-03-31 13F-HR WILLSCOT CORP / *W EXP 09/10/202 (971375118) 1.71 29,800 51
2018-03-31 13F-HR M & T BK CORP / *W EXP 12/23/201 (55261F112) 108.90 3,269 356
2018-03-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R125) 2.92 4,115 12
2018-03-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 2.11 1,978,131 1,955,476 -1.15 4,142 4,126 -0.39
2018-03-31 13F-HR RAD / Rite Aid Corp. 1.68 597,581 597,581 0.00 1,177 1,003 -14.78
2018-03-31 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 30.37 67,296 22,948 -65.90 2,230 697 -68.74
2018-03-31 13F-HR T / AT & T, Inc. 35.65 0 51,841 0 1,848
2018-03-31 13F-HR T / AT & T, Inc. Call 35.64 0 106,300 0 3,789
2018-03-31 13F-HR T / AT & T, Inc. Put 35.65 20,000 187,900 839.50 777 6,698 762.03
2018-03-31 13F-HR KIM / Kimco Realty Corporation 14.39 14,880 145,690 879.10 270 2,097 676.67
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 11.37 410,926 288,129 -29.88 4,265 3,277 -23.17
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. Put 7.42 1,347,700 1,077,000 -20.09 9,110 7,991 -12.28
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.08 50,040 12,000 -76.02 52,712 12,445 -76.39
2018-03-31 13F-HR VALE / Vale S.A. 12.72 260,250 1,222,228 369.64 3,182 15,546 388.56
2018-03-31 13F-HR VALE / Vale S.A. Call 12.71 100,000 161,000 61.00 1,223 2,047 67.38
2018-03-31 13F-HR VALE / Vale S.A. Put 12.72 1,510,000 3,803,300 151.87 18,467 48,377 161.96
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 54.79 11,488 41,305 259.55 643 2,263 251.94
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. Call 54.81 0 89,000 0 4,878
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. Put 54.80 35,000 35,000 0.00 1,960 1,918 -2.14
2018-03-31 13F-HR AMH / American Homes 4 Rent 20.07 27,743 49,926 79.96 605 1,002 65.62
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 341.62 0 6,800 0 2,323
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF Call 341.47 53,400 3,400 -93.63 18,444 1,161 -93.71
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF Put 341.73 0 100,000 0 34,173
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF 60.39 36,275 95,600 163.54 2,134 5,773 170.52
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF Call 60.39 195,100 57,000 -70.78 11,481 3,442 -70.02
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF Put 60.39 404,200 352,200 -12.86 23,787 21,269 -10.59
2018-03-31 13F-HR CBS / CBS Corp. 51.34 0 8,551 0 439
2018-03-31 13F-HR CBS / CBS Corp. Put 51.38 0 50,000 0 2,569
2018-03-31 13F-HR AXDX / Accelerate Diagnostics, Inc. Put 22.80 0 5,000 0 114
2018-03-31 13F-HR MXWL / Maxwell Technologies, Inc. Put 5.92 90,700 93,200 2.76 522 552 5.75
2018-03-31 13F-HR LRCX / Lam Research Corp. 203.14 20,264 48,409 138.89 3,729 9,834 163.72
2018-03-31 13F-HR LRCX / Lam Research Corp. Call 203.16 10,000 69,000 590.00 1,840 14,018 661.85
2018-03-31 13F-HR LRCX / Lam Research Corp. Put 203.15 0 40,000 0 8,126
2018-03-31 13F-HR TWTR / Twitter, Inc. 29.00 15,077 57,177 279.23 361 1,658 359.28
2018-03-31 13F-HR TWTR / Twitter, Inc. Call 29.00 42,000 90,000 114.29 1,008 2,610 158.93
2018-03-31 13F-HR TWTR / Twitter, Inc. Put 29.01 116,400 268,000 130.24 2,794 7,774 178.24
2018-03-31 13F-HR MMM / 3M Co. 219.50 128,933 3,180 -97.53 30,346 698 -97.70
2018-03-31 13F-HR MMM / 3M Co. Put 219.50 0 30,000 0 6,585
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. 171.74 0 15,652 0 2,688
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. Call 171.67 0 6,000 0 1,030
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. Put 171.75 0 10,300 0 1,769
2018-03-31 13F-HR KBE / SPDR S&P Bank ETF 47.86 24,200 4,200 -82.64 1,145 201 -82.45
2018-03-31 13F-HR KBE / SPDR S&P Bank ETF Call 47.79 67,200 9,500 -85.86 3,181 454 -85.73
2018-03-31 13F-HR KBE / SPDR S&P Bank ETF Put 47.89 220,400 77,200 -64.97 10,433 3,697 -64.56
2018-03-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 12.25 0 89,638 0 1,098
2018-03-31 13F-HR GTYH / GTY Technology Holdings, Inc. 1.23 173,010 64,015 -63.00 1,721 79 -95.41
2018-03-31 13F-HR GTYH / GTY Technology Holdings, Inc. 9.95 192,567 173,010 -10.16 1,993 1,721 -13.65
2018-03-31 13F-HR GTYH / GTY Technology Holdings, Inc. 10.35 57,567 192,567 234.51 593 1,993 236.09
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 189.87 0 79 0 15
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. Put 195.00 10,200 200 -98.04 2,021 39 -98.07
2018-03-31 13F-HR EMR / Emerson Electric Co. 68.29 0 42,000 0 2,868
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF Call 87.73 87,700 88,000 0.34 7,443 7,720 3.72
2018-03-31 13F-HR CTL / CenturyLink, Inc. 16.40 2,089 27,131 1,198.76 34 445 1,208.82
2018-03-31 13F-HR CTL / CenturyLink, Inc. Call 16.22 36,700 3,700 -89.92 612 60 -90.20
2018-03-31 13F-HR CTL / CenturyLink, Inc. Put 16.42 0 50,000 0 821
2018-03-31 13F-HR HCN / Welltower Inc. 54.43 30,743 48,449 57.59 1,960 2,637 34.54
2018-03-31 13F-HR SBUX / Starbucks Corp. 57.88 242,101 151,476 -37.43 13,903 8,768 -36.93
2018-03-31 13F-HR SBUX / Starbucks Corp. Call 57.89 239,500 332,500 38.83 13,754 19,248 39.94
2018-03-31 13F-HR SBUX / Starbucks Corp. Put 57.88 309,800 171,100 -44.77 17,791 9,904 -44.33
2018-03-31 13F-HR AIG.WS / American International Group, Inc. Warrants 16.40 345,454 172,786 -49.98 6,240 2,834 -54.58
2018-03-31 13F-HR CBL / CBL & Associates Properties, Inc. 4.17 330,764 244,228 -26.16 1,872 1,018 -45.62
2018-03-31 13F-HR KHC / Kraft Heinz Company Call 62.13 7,000 4,700 -32.86 544 292 -46.32
2018-03-31 13F-HR KHC / Kraft Heinz Company Put 61.82 1,100 1,100 0.00 85 68 -20.00
2018-03-31 13F-HR XRIFX / RMR Real Estate Income Fund 16.65 113,043 46,483 -58.88 2,157 774 -64.12
2018-03-31 13F-HR KTF / Deutsche Municipal Income Trust 11.20 103,709 194,585 87.63 1,234 2,179 76.58
2018-03-31 13F-HR WMT / Walmart, Inc. 66.67 0 15 0 1
2018-03-31 13F-HR WMT / Walmart, Inc. Call 88.93 25,000 15,000 -40.00 2,468 1,334 -45.95
2018-03-31 13F-HR WMT / Walmart, Inc. Put 88.97 0 178,800 0 15,907
2018-03-31 13F-HR UPRO / ProShares UltraPro S&P 500 130.73 56,773 91,832 61.75 7,956 12,005 50.89
2018-03-31 13F-HR UPRO / ProShares UltraPro S&P 500 Call 130.73 179,800 130,700 -27.31 25,198 17,086 -32.19
2018-03-31 13F-HR UPRO / ProShares UltraPro S&P 500 Put 130.73 362,100 747,900 106.55 50,748 97,772 92.66
2018-03-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. Call 19.50 366,000 366,000 0.00 8,805 7,137 -18.94
2018-03-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. Put 19.50 366,000 366,000 0.00 8,805 7,137 -18.94
2018-03-31 13F-HR TOT / Total S.A. 57.68 18,510 18,863 1.91 1,023 1,088 6.35
2018-03-31 13F-HR SGMS / Scientific Games Corp. 41.60 86,634 99,506 14.86 4,444 4,139 -6.86
2018-03-31 13F-HR SGMS / Scientific Games Corp. Call 41.60 65,000 65,000 0.00 3,334 2,704 -18.90
2018-03-31 13F-HR SGMS / Scientific Games Corp. Put 41.58 26,500 26,500 0.00 1,359 1,102 -18.91
2018-03-31 13F-HR PRAA / PRA Group, Inc. Put 37.27 1,100 1,100 0.00 36 41 13.89
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 21.98 194,577 204,277 4.99 4,521 4,490 -0.69
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 21.98 0 100,000 0 2,198
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Put 21.98 625,100 150,000 -76.00 14,527 3,297 -77.30
2018-03-31 13F-HR WFT / Weatherford International plc 2.28 221,395 96,450 -56.44 923 220 -76.16
2018-03-31 13F-HR WFT / Weatherford International plc Call 2.28 85,400 10,100 -88.17 356 23 -93.54
2018-03-31 13F-HR WFT / Weatherford International plc Put 2.29 1,582,100 890,000 -43.75 6,597 2,038 -69.11
2018-03-31 13F-HR 292554AF9 / Encore Capital Group, Inc. Bond 35,715 37,964 6.30
2018-03-31 13F-HR DTE / DTE Energy Co. 103.15 2,256 349 -84.53 117 36 -69.23
2018-03-31 13F-HR DTE / DTE Energy Co. 51.86 6,140 2,256 -63.26 672 117 -82.59
2018-03-31 13F-HR EBAY / eBay, Inc. 40.18 9,006 7,293 -19.02 339 293 -13.57
2018-03-31 13F-HR EBAY / eBay, Inc. Put 40.24 80,000 80,000 0.00 3,019 3,219 6.62
2018-03-31 13F-HR PDM / Piedmont Office Realty Trust, Inc. 17.57 50,447 39,443 -21.81 989 693 -29.93
2018-03-31 13F-HR INTC / Intel Corp. 52.07 166,166 61,090 -63.24 7,670 3,181 -58.53
2018-03-31 13F-HR INTC / Intel Corp. Put 52.07 224,500 124,500 -44.54 10,362 6,483 -37.43
2018-03-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 21.39 0 37,162 0 795
2018-03-31 13F-HR 670002AB0 / Novavax, Inc. Bond 3.75% Due 2/1/2023 13,084 15,358 17.38
2018-03-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.82 182,497 130,365 -28.57 1,405 1,019 -27.47
2018-03-31 13F-HR SBI / Western Asset Intermediate Muni Fund, Inc. 8.62 29,332 18,791 -35.94 273 162 -40.66
2018-03-31 13F-HR SD / Sandridge Energy Inc. 14.00 0 1,000 0 14
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 48.16 5,188 6,354 22.47 244 306 25.41
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 48.28 149,800 364,700 143.46 7,058 17,607 149.46
2018-03-31 13F-HR 82922RAD5 / Sina Corp. Bond 9,946 14,809 48.89
2018-03-31 13F-HR MNP / Western Asset Municipal Partners Fund, Inc. 14.32 52,416 29,252 -44.19 798 419 -47.49
2018-03-31 13F-HR MRO / Marathon Oil Corp. 16.05 0 4,672 0 75
2018-03-31 13F-HR AXTA / Axalta Coating Systems Ltd. 30.17 40,255 37,720 -6.30 1,302 1,138 -12.60
2018-03-31 13F-HR FSD / First Trust High Income Long/Short Fund 15.02 82,379 19,967 -75.76 1,364 300 -78.01
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 15.06 216,039 312,643 44.72 3,903 4,708 20.63
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 17.57 39,632 144,055 263.48 751 2,531 237.02
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. Put 17.57 140,300 350,300 149.68 2,660 6,154 131.35
2018-03-31 13F-HR TCBIW / Texas Capital Bancshares, Inc. 75.29 517,983 518,083 0.02 38,509 39,006 1.29
2018-03-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Put 1.83 481,900 267,500 -44.49 1,074 489 -54.47
2018-03-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.20 0 23,716 0 147
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 40.00 1,800 200 -88.89 72 8 -88.89
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 44.88 227,800 181,900 -20.15 9,214 8,163 -11.41
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.09 391,991 391,991 0.00 7,428 6,699 -9.81
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 17.09 562,000 355,400 -36.76 10,649 6,073 -42.97
2018-03-31 13F-HR AET / Aetna, Inc. 168.99 422,364 35,943 -91.49 76,190 6,074 -92.03
2018-03-31 13F-HR AZO / AutoZone, Inc. 648.45 0 1,903 0 1,234
2018-03-31 13F-HR AZO / AutoZone, Inc. Put 648.60 5,000 5,000 0.00 3,556 3,243 -8.80
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.14 106,173 322,333 203.59 4,365 16,806 285.02
2018-03-31 13F-HR MU / Micron Technology, Inc. Call 52.13 182,000 65,600 -63.96 7,483 3,420 -54.30
2018-03-31 13F-HR MU / Micron Technology, Inc. Put 52.14 1,528,400 548,300 -64.13 62,847 28,588 -54.51
2018-03-31 13F-HR UVE / Universal Insurance Holdings, Inc. 31.75 63 63 0.00 1 2 100.00
2018-03-31 13F-HR LXP / Lexington Corporate Properties Trust 7.82 7,672 7,672 0.00 74 60 -18.92
2018-03-31 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 18.98 1,049 4,899 367.02 24 93 287.50
2018-03-31 13F-HR 01741RAG7 / Allegheny Technologies, Inc. Bond 70,447 70,841 0.56
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF Call 69.68 51,800 228,200 340.54 3,642 15,900 336.57
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF Put 69.68 462,000 228,700 -50.50 32,483 15,935 -50.94
2018-03-31 13F-HR TPGH / TPG Pace Holdings Corp. 10.66 325,800 372,562 14.35 3,339 3,971 18.93
2018-03-31 13F-HR PFG / Principal Financial Group, Inc. 60.87 0 15,000 0 913
2018-03-31 13F-HR SHLD / Sears Holdings Corp. 2.22 5,400 900 -83.33 19 2 -89.47
2018-03-31 13F-HR GLNG / Golar LNG Ltd. 27.31 0 10,801 0 295
2018-03-31 13F-HR GLNG / Golar LNG Ltd. Call 27.35 88,000 80,000 -9.09 2,623 2,188 -16.58
2018-03-31 13F-HR GLNG / Golar LNG Ltd. Put 27.34 1,700 26,300 1,447.06 50 719 1,338.00
2018-03-31 13F-HR STMP / Stamps.com, Inc. 200.69 578 578 0.00 108 116 7.41
2018-03-31 13F-HR ADM / Archer-Daniels-Midland Co. Call 43.36 0 25,000 0 1,084
2018-03-31 13F-HR VECO / Veeco Instruments, Inc. 16.35 0 1,468 0 24
2018-03-31 13F-HR VECO / Veeco Instruments, Inc. Put 16.98 6,200 10,600 70.97 92 180 95.65
2018-03-31 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.19 313,355 296,098 -5.51 1,046 944 -9.75
2018-03-31 13F-HR CNS / Cohen & Steers Inc. 25.84 341,434 2,825 -99.17 6,381 73 -98.86
2018-03-31 13F-HR CNS / Cohen & Steers Inc. 18.69 195,005 341,434 75.09 2,466 6,381 158.76
2018-03-31 13F-HR SYMC / Symantec Corp. 25.84 0 63,003 0 1,628
2018-03-31 13F-HR SYMC / Symantec Corp. Put 25.84 0 79,800 0 2,062
2018-03-31 13F-HR ATSG / Air Transport Services Group, Inc. 23.30 40,203 22,400 -44.28 930 522 -43.87
2018-03-31 13F-HR PSA / Public Storage 200.30 7,619 4,059 -46.73 1,592 813 -48.93
2018-03-31 13F-HR BG / Bunge Ltd. 73.92 23,870 26,381 10.52 1,601 1,950 21.80
2018-03-31 13F-HR TXN / Texas Instruments Inc. Call 103.88 0 25,000 0 2,597
2018-03-31 13F-HR GAM / General American Investors Co., Inc. 33.46 100,156 117,388 17.21 3,445 3,928 14.02
2018-03-31 13F-HR THW / Tekla World Healthcare Fund 12.82 162,528 91,650 -43.61 2,212 1,175 -46.88
2018-03-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF Put 35.71 0 2,100 0 75
2018-03-31 13F-HR OSPR / Osprey Energy Acquisition Corp. 10.10 371,150 353,370 -4.79 3,692 3,569 -3.33
2018-03-31 13F-HR UTX / United Technologies Corp. 125.81 304,000 21,000 -93.09 38,781 2,642 -93.19
2018-03-31 13F-HR MS / Morgan Stanley 53.67 2,954 2,087 -29.35 154 112 -27.27
2018-03-31 13F-HR MS / Morgan Stanley Call 53.96 0 140,000 0 7,554
2018-03-31 13F-HR MS / Morgan Stanley Put 53.96 67,800 75,000 10.62 3,557 4,047 13.78
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.41 111,444 116,562 4.59 8,052 7,857 -2.42
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF Put 67.40 145,100 68,100 -53.07 10,484 4,590 -56.22
2018-03-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy Call 36.27 0 250,000 0 9,067
2018-03-31 13F-HR DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 7.60 0 137,675 0 1,047
2018-03-31 13F-HR HOVNP / Hovnanian Enterprises, Inc. Put 1.82 2,000 3,300 65.00 6 6 0.00
2018-03-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 15.06 0 63,859 0 962
2018-03-31 13F-HR TQQQ / ProShares UltraPro QQQ 143.89 65,421 15,435 -76.41 9,075 2,221 -75.53
2018-03-31 13F-HR TQQQ / ProShares UltraPro QQQ Call 143.92 301,600 473,800 57.10 41,837 68,189 62.99
2018-03-31 13F-HR TQQQ / ProShares UltraPro QQQ Put 143.92 995,000 697,600 -29.89 138,026 100,398 -27.26
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. 116.99 13,981 85,458 511.24 1,637 9,998 510.75
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. Put 116.97 0 18,500 0 2,164
2018-03-31 13F-HR BGY / BlackRock International Growth and Income Trust 6.09 236,964 272,601 15.04 1,372 1,660 20.99
2018-03-31 13F-HR PEP / PepsiCo, Inc. Call 109.10 34,600 20,100 -41.91 4,149 2,193 -47.14
2018-03-31 13F-HR PEP / PepsiCo, Inc. Put 109.14 6,900 5,800 -15.94 827 633 -23.46
2018-03-31 13F-HR KSM / Deutsche Strategic Municipal Income Trust 10.99 87,811 152,193 73.32 1,034 1,672 61.70
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. 69.40 756 2,925 286.90 50 203 306.00
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. Call 69.44 10,500 25,000 138.10 741 1,736 134.28
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. Put 69.43 33,300 21,200 -36.34 2,244 1,472 -34.40
2018-03-31 13F-HR VEAC / Vantage Energy Acquisition Corp 0.00 3,496 333 -90.47 35 0 -100.00
2018-03-31 13F-HR VEAC / Vantage Energy Acquisition Corp 10.01 387,899 3,496 -99.10 3,793 35 -99.08
2018-03-31 13F-HR VEAC / Vantage Energy Acquisition Corp 9.78 169,495 387,899 128.86 1,727 3,793 119.63
2018-03-31 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 19.64 0 97,590 0 1,917
2018-03-31 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 18.57 17,677 9,586 -45.77 328 178 -45.73
2018-03-31 13F-HR ABT / Abbott Laboratories 59.90 5 35,241 704,720.00 0 2,111
2018-03-31 13F-HR ABT / Abbott Laboratories Put 59.91 7,000 23,000 228.57 399 1,378 245.36
2018-03-31 13F-HR JONE / Jones Energy, Inc. 0.00 6,117 311 -94.92 6 0 -100.00
2018-03-31 13F-HR SIG / Signet Jewelers Ltd. 38.51 18,000 27,992 55.51 1,017 1,078 6.00
2018-03-31 13F-HR SIG / Signet Jewelers Ltd. Call 38.45 0 10,300 0 396
2018-03-31 13F-HR SIG / Signet Jewelers Ltd. Put 38.45 0 10,300 0 396
2018-03-31 13F-HR COP / ConocoPhillips 59.26 22,702 27,979 23.24 1,246 1,658 33.07
2018-03-31 13F-HR COP / ConocoPhillips Call 59.28 0 50,000 0 2,964
2018-03-31 13F-HR COP / ConocoPhillips Put 59.27 30,000 30,000 0.00 1,646 1,778 8.02
2018-03-31 13F-HR GXP / Great Plains Energy, Inc. 30.88 680 680 0.00 21 21 0.00
2018-03-31 13F-HR BA / Boeing Company (The) 327.87 140,483 9,449 -93.27 41,429 3,098 -92.52
2018-03-31 13F-HR BA / Boeing Company (The) Call 327.27 0 1,100 0 360
2018-03-31 13F-HR BA / Boeing Company (The) Put 327.83 40,700 17,500 -57.00 12,002 5,737 -52.20
2018-03-31 13F-HR CUBE / CubeSmart 28.17 4,979 15,265 206.59 143 430 200.70
2018-03-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 6.56 300,796 376,563 25.19 2,096 2,470 17.84
2018-03-31 13F-HR SINA / Sina Corp. Call 104.25 0 8,000 0 834
2018-03-31 13F-HR SINA / Sina Corp. Put 104.24 40,000 30,200 -24.50 4,012 3,148 -21.54
2018-03-31 13F-HR HTA / Healthcare Trust of America, Inc. 26.38 0 6,178 0 163
2018-03-31 13F-HR PE / Parsley Energy, Inc. 28.99 75,000 111,086 48.11 2,208 3,220 45.83
2018-03-31 13F-HR PE / Parsley Energy, Inc. Call 28.99 0 34,500 0 1,000
2018-03-31 13F-HR SKX / Skechers U.S.A. Inc. 38.88 1,885 18,106 860.53 51 704 1,280.39
2018-03-31 13F-HR F / Ford Motor Co. 11.08 135,772 144,962 6.77 1,695 1,606 -5.25
2018-03-31 13F-HR F / Ford Motor Co. Call 11.08 51,700 250,000 383.56 645 2,770 329.46
2018-03-31 13F-HR F / Ford Motor Co. Put 11.08 288,300 225,600 -21.75 3,600 2,499 -30.58
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 135.78 322,916 304,201 -5.80 46,790 41,304 -11.72
2018-03-31 13F-HR NSC / Norfolk Southern Corp. Call 135.78 1,320,000 1,261,100 -4.46 191,268 171,232 -10.48
2018-03-31 13F-HR NSC / Norfolk Southern Corp. Put 135.77 50,800 72,600 42.91 7,360 9,857 33.93
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.50 9,074 7,274 -19.84 253 200 -20.95
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF Put 27.57 23,700 812,500 3,328.27 661 22,400 3,288.80
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF Call 74.28 0 40,000 0 2,971
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF Put 74.29 500,000 25,900 -94.82 32,530 1,924 -94.09
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 163.32 30,253 7,911 -73.85 2,203 1,292 -41.35
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 72.82 572 30,253 5,188.99 89 2,203 2,375.28
2018-03-31 13F-HR EDC / Direxion Daily Emerging Markets Bull 3X Shares 126.79 1,995 560 -71.93 250 71 -71.60
2018-03-31 13F-HR EDC / Direxion Daily Emerging Markets Bull 3X Shares Call 126.25 34,100 800 -97.65 4,287 101 -97.64
2018-03-31 13F-HR EDC / Direxion Daily Emerging Markets Bull 3X Shares Put 127.44 3,500 3,900 11.43 440 497 12.95
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 52.59 8,800 17,000 93.18 500 894 78.80
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 52.62 40,000 40,000 0.00 2,275 2,105 -7.47
2018-03-31 13F-HR IPOA.U / Social Capital Hedosophia 10.57 511,400 664,510 29.94 5,420 7,023 29.58
2018-03-31 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 125,488 93,042 -25.86
2018-03-31 13F-HR GPRE / Green Plains Inc. Put 16.32 0 1,900 0 31
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. Call 10.00 554,800 3,100 -99.44 5,703 31 -99.46
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 10.05 2,539,800 1,314,400 -48.25 26,109 13,209 -49.41
2018-03-31 13F-HR MDR / McDermott International, Inc. Put 6.08 1,000 61,300 6,030.00 6 373 6,116.67
2018-03-31 13F-HR LB / L Brands, Inc. 38.17 37,947 22,270 -41.31 2,285 850 -62.80
2018-03-31 13F-HR LB / L Brands, Inc. Call 38.19 0 21,600 0 825
2018-03-31 13F-HR JMM / Nuveen Multi-Market Income Fund 6.70 5,250 1,493 -71.56 38 10 -73.68
2018-03-31 13F-HR 316827AC8 / 51job, Inc. Bond 8,173 18,739 129.28
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.15 792,267 237,506 -70.02 211,424 62,499 -70.44
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 263.15 922,600 392,600 -57.45 246,205 103,312 -58.04
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 263.15 1,581,400 302,400 -80.88 422,012 79,576 -81.14
2018-03-31 13F-HR 92763WAA1 / Vipshop Holdings, Inc. Bond 8,548 9,461 10.68
2018-03-31 13F-HR TPX / Tempur Sealy International, Inc. 45.22 0 9,597 0 434
2018-03-31 13F-HR TPX / Tempur Sealy International, Inc. Put 45.25 0 20,000 0 905
2018-03-31 13F-HR CELG / Celgene Corp. 89.15 5,445 9,355 71.81 568 834 46.83
2018-03-31 13F-HR CELG / Celgene Corp. Call 89.21 1,500 58,200 3,780.00 156 5,192 3,228.21
2018-03-31 13F-HR CELG / Celgene Corp. Put 89.21 44,200 145,200 228.51 4,612 12,953 180.85
2018-03-31 13F-HR AMLP / Alerian ETF 9.36 0 25,000 0 234
2018-03-31 13F-HR AMLP / Alerian ETF Call 9.37 570,000 200,000 -64.91 6,150 1,874 -69.53
2018-03-31 13F-HR ENDP / Endo International plc 5.94 160,560 198,260 23.48 1,244 1,177 -5.39
2018-03-31 13F-HR ENDP / Endo International plc Put 5.94 76,000 199,500 162.50 589 1,185 101.19
2018-03-31 13F-HR IVH / Ivy High Income Opportunities Fund 14.18 95,538 143,693 50.40 1,444 2,037 41.07
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. Call 216.07 123,900 45,800 -63.03 21,712 9,896 -54.42
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. Put 216.02 0 16,600 0 3,586
2018-03-31 13F-HR TRCO / Tribune Media Company 40.50 115,817 153,492 32.53 4,918 6,217 26.41
2018-03-31 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares 67.32 136,200 53,146 -60.98 9,570 3,578 -62.61
2018-03-31 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares Call 67.34 1,824,000 903,600 -50.46 128,172 60,848 -52.53
2018-03-31 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares Put 67.34 4,600,500 1,325,300 -71.19 323,277 89,245 -72.39
2018-03-31 13F-HR KND / Kindred Healthcare, Inc. 9.14 65,096 58,204 -10.59 631 532 -15.69
2018-03-31 13F-HR KND / Kindred Healthcare, Inc. Put 7.50 400 400 0.00 3 3 0.00
2018-03-31 13F-HR VMC / Vulcan Materials Co. 111.11 205 72 -64.88 26 8 -69.23
2018-03-31 13F-HR XGLVX / Clough Global Allocation Fund 12.40 12,614 1,693 -86.58 168 21 -87.50
2018-03-31 13F-HR EPR / EPR Properties 55.15 1,523 1,523 0.00 99 84 -15.15
2018-03-31 13F-HR FXB / CurrencyShares British Pound Sterling Trust 136.28 62,500 120,000 92.00 8,199 16,354 99.46
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 110.00 2,500 2,500 0.00 301 275 -8.64
2018-03-31 13F-HR KODK / Eastman Kodak Co. 0.18 11,572 10,840 -6.33 2 2 0.00
2018-03-31 13F-HR KODK / Eastman Kodak Co. 0.17 312 11,572 3,608.97 0 2
2018-03-31 13F-HR IAC / IAC/InterActiveCorp. 156.10 3,597 3,549 -1.33 439 554 26.20
2018-03-31 13F-HR TM / Toyota Motor Corp. 130.18 0 2,873 0 374
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 10.40 5,000 5,000 0.00 50 52 4.00
2018-03-31 13F-HR ADS / Alliance Data Systems Corp. 212.26 1,639 1,060 -35.33 415 225 -45.78
2018-03-31 13F-HR SZC / Cushing Renaissance Fund (The) 0.00 0 1 0 0
2018-03-31 13F-HR CMI / Cummins, Inc. 161.94 0 5,681 0 920
2018-03-31 13F-HR CMI / Cummins, Inc. Call 162.07 3,900 30,000 669.23 688 4,862 606.69
2018-03-31 13F-HR CVX / Chevron Corp. 113.90 0 5,575 0 635
2018-03-31 13F-HR CVX / Chevron Corp. Put 114.00 5,400 5,000 -7.41 676 570 -15.68
2018-03-31 13F-HR TSN / Tyson Foods, Inc. 69.93 143 143 0.00 11 10 -9.09
2018-03-31 13F-HR TSN / Tyson Foods, Inc. Put 73.12 8,000 8,000 0.00 648 585 -9.72
2018-03-31 13F-HR W / Wayfair, Inc. 67.42 7,758 7,476 -3.63 622 504 -18.97
2018-03-31 13F-HR W / Wayfair, Inc. Put 67.50 20,900 10,000 -52.15 1,677 675 -59.75
2018-03-31 13F-HR HWAY / Healthways, Inc. 26,274 28,534 8.60
2018-03-31 13F-HR LEN / Lennar Corp. 58.92 15,716 18,278 16.30 993 1,077 8.46
2018-03-31 13F-HR LEN / Lennar Corp. Call 58.85 0 2,600 0 153
2018-03-31 13F-HR LEN / Lennar Corp. Put 58.93 0 28,100 0 1,656
2018-03-31 13F-HR TSLF / THL Credit Senior Loan Fund 17.20 101,316 41,925 -58.62 1,708 721 -57.79
2018-03-31 13F-HR GNRT / Gener8 Maritime Inc. 5.65 10,100 361,589 3,480.09 66 2,042 2,993.94
2018-03-31 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 13.06 0 86,427 0 1,129
2018-03-31 13F-HR NTES / NetEase, Inc. 280.26 0 6,683 0 1,873
2018-03-31 13F-HR NTES / NetEase, Inc. Put 280.35 0 20,000 0 5,607
2018-03-31 13F-HR GPRO / GoPro, Inc. 4.79 0 220,471 0 1,056
2018-03-31 13F-HR GPRO / GoPro, Inc. Put 4.79 255,700 502,500 96.52 1,935 2,406 24.34
2018-03-31 13F-HR IPHI / Inphi Corp. Put 30.08 0 12,800 0 385
2018-03-31 13F-HR DNOW / NOW Inc. 10.20 100,575 14,993 -85.09 1,109 153 -86.20
2018-03-31 13F-HR TLI / Western Asset Corporate Loan Fund Inc. 10.48 121,533 82,474 -32.14 1,278 864 -32.39
2018-03-31 13F-HR OCN / Ocwen Financial Corp. 4.11 5,591 5,591 0.00 17 23 35.29
2018-03-31 13F-HR OCN / Ocwen Financial Corp. Put 4.10 13,400 13,400 0.00 41 55 34.15
2018-03-31 13F-HR CAR / Avis Budget Group, Inc. 46.68 0 2,678 0 125
2018-03-31 13F-HR BHACU / Barington/Hilco Acquisition Corp. 0.21 1,000 47,768 4,676.80 10 10 0.00
2018-03-31 13F-HR NCR / NCR Corp. Put 31.52 25,600 112,800 340.62 870 3,555 308.62
2018-03-31 13F-HR MHD / BlackRock MuniHoldings Fund, Inc. 15.25 10,080 68,970 584.23 166 1,052 533.73
2018-03-31 13F-HR RDUS / Radius Health, Inc. Call 35.56 1,900 1,800 -5.26 60 64 6.67
2018-03-31 13F-HR RDUS / Radius Health, Inc. Put 35.92 221,000 37,300 -83.12 7,021 1,340 -80.91
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 64.88 0 5,734 0 372
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. Put 64.94 50,000 50,000 0.00 3,683 3,247 -11.84
2018-03-31 13F-HR 452907AK4 / Immunomedics, Inc. Bond 4.750% 2/1 12,121 11,618 -4.15
2018-03-31 13F-HR DATA / Tableau Software, Inc. 80.78 25,112 27,394 9.09 1,737 2,213 27.40
2018-03-31 13F-HR DB / Deutsche Bank AG 13.82 90,997 4,558 -94.99 1,731 63 -96.36
2018-03-31 13F-HR DB / Deutsche Bank AG Call 13.98 58,400 163,000 179.11 1,111 2,278 105.04
2018-03-31 13F-HR DB / Deutsche Bank AG Put 13.87 300,400 7,500 -97.50 5,716 104 -98.18
2018-03-31 13F-HR HAL / Halliburton Co. 46.93 0 89,940 0 4,221
2018-03-31 13F-HR HAL / Halliburton Co. Call 46.93 124,000 59,300 -52.18 6,059 2,783 -54.07
2018-03-31 13F-HR HAL / Halliburton Co. Put 46.92 55,400 40,000 -27.80 2,707 1,877 -30.66
2018-03-31 13F-HR JASO / JA Solar Holdings Co., Ltd. 6.56 227,110 211,089 -7.05 1,694 1,384 -18.30
2018-03-31 13F-HR EXPE / Expedia, Inc. Call 110.40 0 10,000 0 1,104
2018-03-31 13F-HR EXPE / Expedia, Inc. Put 110.40 0 10,000 0 1,104
2018-03-31 13F-HR GRR / Asia Tigers Fund, Inc. (THE) 12.50 2,529 3,121 23.41 31 39 25.81
2018-03-31 13F-HR SCD / LMP Capital & Income Fund, Inc. 12.62 94,297 188,472 99.87 1,315 2,378 80.84
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.66 0 8,122 0 712
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. Call 87.75 0 169,000 0 14,829
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. Put 87.68 0 9,900 0 868
2018-03-31 13F-HR PMT / Penny Mac Mortgage Investment Trust 18.03 1,435,148 913,800 -36.33 23,062 16,475 -28.56
2018-03-31 13F-HR FB / Facebook, Inc. 159.79 147,825 51,337 -65.27 26,085 8,203 -68.55
2018-03-31 13F-HR FB / Facebook, Inc. Call 159.78 88,600 190,600 115.12 15,634 30,455 94.80
2018-03-31 13F-HR FB / Facebook, Inc. Put 159.79 60,000 291,800 386.33 10,587 46,626 340.41
2018-03-31 13F-HR MSF / Morgan Stanley Emerging Markets Fund, Inc. 18.42 125,145 108,281 -13.48 2,238 1,995 -10.86
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.15 12,004 9,313 -22.42 480 318 -33.75
2018-03-31 13F-HR CMCSA / Comcast Corp. Put 34.16 50,000 25,000 -50.00 2,002 854 -57.34
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.41 90,012 57,287 -36.36 5,762 3,174 -44.91
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Call 55.40 85,000 20,000 -76.47 5,441 1,108 -79.64
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Put 55.40 152,200 90,000 -40.87 9,743 4,986 -48.82
2018-03-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Call 56.01 0 200,000 0 11,202
2018-03-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Put 56.01 0 111,400 0 6,239
2018-03-31 13F-HR ETN / Eaton Corporation 79.90 30,000 60,000 100.00 2,224 4,794 115.56
2018-03-31 13F-HR EVRI / Everi Holdings Inc. 6.57 175,460 306,030 74.42 1,322 2,010 52.04
2018-03-31 13F-HR JD / JD.com, Inc. 40.47 73,619 29,777 -59.55 3,049 1,205 -60.48
2018-03-31 13F-HR JD / JD.com, Inc. Call 40.48 8,800 40,000 354.55 364 1,619 344.78
2018-03-31 13F-HR JD / JD.com, Inc. Put 40.48 265,000 50,000 -81.13 10,976 2,024 -81.56
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.25 383,673 31,115 -91.89 35,251 2,466 -93.00
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) Put 79.28 25,000 65,000 160.00 2,297 5,153 124.34
2018-03-31 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. Call 15.38 1,400 3,900 178.57 20 60 200.00
2018-03-31 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. Put 15.43 75,500 224,700 197.62 1,131 3,467 206.54
2018-03-31 13F-HR GTE / Gran Tierra Energy, Inc. Put 2.74 18,600 18,600 0.00 50 51 2.00
2018-03-31 13F-HR EARN / Ellington Residential Mortgage REIT 10.96 488,124 500,527 2.54 5,877 5,485 -6.67
2018-03-31 13F-HR ICE / Intercontinental Exchange, Inc. Call 72.52 0 50,000 0 3,626
2018-03-31 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 11.03 0 2,993 0 33
2018-03-31 13F-HR RDS.A / Royal Dutch Shell Plc 63.80 0 15,000 0 957
2018-03-31 13F-HR RDS.A / Royal Dutch Shell Plc Call 63.57 0 2,800 0 178
2018-03-31 13F-HR TREX / Trex Co., Inc. 108.73 918 6,686 628.32 99 727 634.34
2018-03-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 16.53 78,736 100,288 27.37 1,396 1,658 18.77
2018-03-31 13F-HR HCOM / Hawaiian Telcom Holdco, Inc. 26.67 123,422 112,399 -8.93 3,808 2,998 -21.27
2018-03-31 13F-HR BBY / Best Buy Co., Inc. 69.97 130,702 51,462 -60.63 8,949 3,601 -59.76
2018-03-31 13F-HR BBY / Best Buy Co., Inc. Put 69.99 0 100,000 0 6,999
2018-03-31 13F-HR EOG / EOG Resources, Inc. 105.03 18,375 2,961 -83.89 1,982 311 -84.31
2018-03-31 13F-HR EOG / EOG Resources, Inc. Call 105.26 10,000 53,400 434.00 1,079 5,621 420.95
2018-03-31 13F-HR EOG / EOG Resources, Inc. Put 105.25 40,000 35,400 -11.50 4,316 3,726 -13.67
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.26 61,313 55,402 -9.64 5,244 5,056 -3.59
2018-03-31 13F-HR MSFT / Microsoft Corp. Call 91.27 65,000 190,200 192.62 5,560 17,359 212.21
2018-03-31 13F-HR MSFT / Microsoft Corp. Put 91.27 185,400 179,800 -3.02 15,859 16,410 3.47
2018-03-31 13F-HR SPXS / Direxion Daily S&P 500 Bear 3X Shares 29.46 23,440 257,362 997.96 702 7,581 979.91
2018-03-31 13F-HR MAT / Mattel, Inc. 12.90 11,544 3,100 -73.15 177 40 -77.40
2018-03-31 13F-HR WRK / Westrock Company 64.17 20,000 115,000 475.00 1,040 7,379 609.52
2018-03-31 13F-HR DEI / Douglas Emmett, Inc. 36.67 0 8,973 0 329
2018-03-31 13F-HR ORCL / Oracle Corp. 45.75 39,935 72,133 80.63 1,888 3,300 74.79
2018-03-31 13F-HR ORCL / Oracle Corp. Call 45.75 0 75,000 0 3,431
2018-03-31 13F-HR ORCL / Oracle Corp. Put 45.74 7,800 57,800 641.03 368 2,644 618.48
2018-03-31 13F-HR IVCRB / Invacare Corp. Put 17.39 6,800 16,500 142.65 114 287 151.75
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.30 18,578 14,773 -20.48 21,726 21,381 -1.59
2018-03-31 13F-HR AMZN / Amazon.com, Inc. Call 1,447.19 14,700 5,700 -61.22 17,191 8,249 -52.02
2018-03-31 13F-HR AMZN / Amazon.com, Inc. Put 1,447.31 16,200 5,200 -67.90 18,945 7,526 -60.27
2018-03-31 13F-HR NKE / Nike, Inc. 66.43 35,000 35,000 0.00 2,189 2,325 6.21
2018-03-31 13F-HR NKE / Nike, Inc. Put 66.44 130,000 130,000 0.00 8,131 8,637 6.22
2018-03-31 13F-HR RBCN / Rubicon Technology, Inc. 6.94 33,490 38,490 14.93 267 267 0.00
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. 46.62 33,725 135,572 301.99 1,487 6,320 325.02
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. Call 46.61 190,000 10,900 -94.26 8,379 508 -93.94
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. Put 46.62 443,800 238,900 -46.17 19,571 11,137 -43.09
2018-03-31 13F-HR ELEC / Electrum Special Acquisition Corporation 0.32 287,363 259,033 -9.86 116 82 -29.31
2018-03-31 13F-HR 00163UAD8 / AMAG Pharmaceuticals, Inc. Bond 11,854 10,296 -13.14
2018-03-31 13F-HR BRS / Bristow Group, Inc. 12.95 149,100 21,382 -85.66 2,008 277 -86.21
2018-03-31 13F-HR 020520AB8 / Alon USA Energy, Inc. Bond 24,273 27,024 11.33
2018-03-31 13F-HR URBN / Urban Outfitters, Inc. Call 36.96 0 65,400 0 2,417
2018-03-31 13F-HR URBN / Urban Outfitters, Inc. Put 36.96 12,000 65,400 445.00 285 2,417 748.07
2018-03-31 13F-HR IP / International Paper Company 53.42 72,327 50,039 -30.82 4,190 2,673 -36.21
2018-03-31 13F-HR IP / International Paper Company Call 53.43 0 28,300 0 1,512
2018-03-31 13F-HR IP / International Paper Company Put 53.43 0 177,800 0 9,499
2018-03-31 13F-HR UNP / Union Pacific Corp. 134.41 14,632 26,159 78.78 1,962 3,516 79.20
2018-03-31 13F-HR UNP / Union Pacific Corp. Call 134.43 294,000 345,600 17.55 39,425 46,459 17.84
2018-03-31 13F-HR UNP / Union Pacific Corp. Put 134.42 25,000 72,600 190.40 3,352 9,759 191.14
2018-03-31 13F-HR LNC.WS / Lincoln National Corp. 72.97 10,148 8,236 -18.84 780 601 -22.95
2018-03-31 13F-HR LNC.WS / Lincoln National Corp. Call 73.03 0 16,500 0 1,205
2018-03-31 13F-HR HK / Halcon Resources Corporation 0.00 7,283 1,870 -74.32 35 0 -100.00
2018-03-31 13F-HR HK / Halcon Resources Corporation 4.81 7,283 7,283 0.00 55 35 -36.36
2018-03-31 13F-HR DX / Dynex Capital, Inc. 6.62 43,675 121,834 178.96 306 807 163.73
2018-03-31 13F-HR STX / Seagate Technology PLC 58.51 0 44,436 0 2,600
2018-03-31 13F-HR HLF / Herbalife Ltd. 97.47 404,518 178,432 -55.89 27,393 17,391 -36.51
2018-03-31 13F-HR HLF / Herbalife Ltd. Call 97.46 53,600 53,200 -0.75 3,629 5,185 42.88
2018-03-31 13F-HR HLF / Herbalife Ltd. Put 97.47 469,100 145,800 -68.92 31,767 14,211 -55.26
2018-03-31 13F-HR STLRU / Stellar Acquisition III Inc. 10.00 300 300 0.00 3 3 0.00
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Call 183.53 75,000 75,000 0.00 12,932 13,765 6.44
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Put 183.54 1,469,600 945,900 -35.64 253,403 173,610 -31.49
2018-03-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.78 0 15,863 0 171
2018-03-31 13F-HR AFSI / AmTrust Financial Services, Inc. 12.30 14,685 17,644 20.15 147 217 47.62
2018-03-31 13F-HR XRT / SPDR S&P Retail ETF Put 44.28 0 34,100 0 1,510
2018-03-31 13F-HR GM / General Motors Company 36.34 239,038 154,889 -35.20 9,798 5,628 -42.56
2018-03-31 13F-HR GM / General Motors Company Put 36.34 89,200 64,200 -28.03 3,656 2,333 -36.19
2018-03-31 13F-HR SSS / Sovran Self Storage, Inc. 83.44 2,088 8,677 315.57 185 724 291.35
2018-03-31 13F-HR ERX / Direxion Daily Energy Bull 3X Shares Call 27.50 367,700 172,100 -53.20 12,843 4,732 -63.16
2018-03-31 13F-HR ERX / Direxion Daily Energy Bull 3X Shares Put 27.50 369,900 135,900 -63.26 12,920 3,737 -71.08
2018-03-31 13F-HR SWK / Stanley Black & Decker, Inc. 153.19 64,539 91,400 41.62 10,951 14,002 27.86
2018-03-31 13F-HR BKH / Black Hills Corp. 59.96 173,960 138,665 -20.29 11,512 8,314 -27.78
2018-03-31 13F-HR BKH / Black Hills Corp. Put 54.30 250,000 250,000 0.00 15,027 13,575 -9.66
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 146.21 43,233 554 -98.72 2,227 81 -96.36
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 51.51 9,990 43,233 332.76 514 2,227 333.27
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.43 0 57,401 0 5,765
2018-03-31 13F-HR DIS / The Walt Disney Co. Put 100.44 30,000 103,100 243.67 3,225 10,355 221.09
2018-03-31 13F-HR WB / Weibo Corporation 119.48 0 7,206 0 861
2018-03-31 13F-HR WB / Weibo Corporation Put 119.53 12,200 44,700 266.39 1,262 5,343 323.38
2018-03-31 13F-HR NIE / AGIC Equity & Convertible Income Fund 20.68 0 115,118 0 2,381
2018-03-31 13F-HR ANDV / Andeavor Corp. 100.10 45,000 2,028 -95.49 5,145 203 -96.05
2018-03-31 13F-HR ANDV / Andeavor Corp. Call 100.55 0 20,000 0 2,011
2018-03-31 13F-HR ANDV / Andeavor Corp. Put 100.55 0 20,000 0 2,011
2018-03-31 13F-HR XPHTX / Pioneer High Income Trust 9.20 26,403 2,501 -90.53 256 23 -91.02
2018-03-31 13F-HR HYD / VanEck Vectors ETF TR 30.94 8,155 19,034 133.40 254 589 131.89
2018-03-31 13F-HR JCI / Johnson Controls International plc 35.23 18,922 36,500 92.90 721 1,286 78.36
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 136.09 98,268 83,806 -14.72 13,234 11,405 -13.82
2018-03-31 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 15.07 193,118 189,257 -2.00 3,066 2,853 -6.95
2018-03-31 13F-HR URI / United Rentals, Inc. 172.64 0 4,576 0 790
2018-03-31 13F-HR URI / United Rentals, Inc. Call 172.67 75,000 7,500 -90.00 12,893 1,295 -89.96
2018-03-31 13F-HR URI / United Rentals, Inc. Put 172.67 0 6,000 0 1,036
2018-03-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 14.14 29,696 260,425 776.97 305 3,682 1,107.21
2018-03-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 14.14 301,700 1,170,500 287.97 3,104 16,550 433.18
2018-03-31 13F-HR PSB.PRV / PS Business Parks, Inc. 112.98 5,257 16,188 207.93 657 1,829 178.39
2018-03-31 13F-HR AVB / AvalonBay Communities, Inc. 164.22 1,507 2,588 71.73 268 425 58.58
2018-03-31 13F-HR DST / DST Systems, Inc. 83.64 0 49,524 0 4,142
2018-03-31 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 13.48 0 80,760 0 1,089
2018-03-31 13F-HR RCII / Rent-A-Center, Inc. Put 8.57 50,000 9,100 -81.80 555 78 -85.95
2018-03-31 13F-HR JCP / J.C. Penney Co., Inc. 3.01 0 25,947 0 78
2018-03-31 13F-HR JCP / J.C. Penney Co., Inc. Call 3.01 136,000 136,000 0.00 429 410 -4.43
2018-03-31 13F-HR JCP / J.C. Penney Co., Inc. Put 3.02 287,500 150,000 -47.83 908 453 -50.11
2018-03-31 13F-HR M / Macy's, Inc. 29.61 4,602 5,133 11.54 115 152 32.17
2018-03-31 13F-HR M / Macy's, Inc. Put 29.70 10,000 10,000 0.00 251 297 18.33
2018-03-31 13F-HR WMC / Western Asset Mortgage Capital Corp 9.69 463,822 837,119 80.48 4,615 8,111 75.75
2018-03-31 13F-HR CAT / Caterpillar, Inc. 147.35 22,587 30,723 36.02 3,559 4,527 27.20
2018-03-31 13F-HR CAT / Caterpillar, Inc. Call 147.36 0 27,600 0 4,067
2018-03-31 13F-HR CAT / Caterpillar, Inc. Put 147.38 0 78,500 0 11,569
2018-03-31 13F-HR EGP / EastGroup Properties, Inc. 82.58 0 4,117 0 340
2018-03-31 13F-HR VMM / Delaware Investments Minnesota Municipal Income Fund II, Inc. 12.62 44,609 90,889 103.75 600 1,147 91.17
2018-03-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 23.99 0 54,523 0 1,308
2018-03-31 13F-HR RYAM / Rayonier Advanced Materials Inc. 150.40 155,515 199,379 28.21 22,529 29,986 33.10
2018-03-31 13F-HR CLVS / Clovis Oncology, Inc. 52.43 2,363 1,850 -21.71 160 97 -39.37
2018-03-31 13F-HR CLVS / Clovis Oncology, Inc. Put 52.68 23,500 8,200 -65.11 1,598 432 -72.97
2018-03-31 13F-HR HLIT / Harmonic, Inc. Put 3.80 139,500 102,200 -26.74 585 388 -33.68
2018-03-31 13F-HR KO / Coca Cola Co. 43.42 51,842 57,894 11.67 2,378 2,514 5.72
2018-03-31 13F-HR KO / Coca Cola Co. Put 43.42 86,400 85,000 -1.62 3,964 3,691 -6.89
2018-03-31 13F-HR LABU / Direxion Daily S&P Biotech Bull 3X Shares 79.40 7,900 72,200 813.92 615 5,733 832.20
2018-03-31 13F-HR LABU / Direxion Daily S&P Biotech Bull 3X Shares Put 79.35 16,400 6,200 -62.20 1,276 492 -61.44
2018-03-31 13F-HR VGK / Vanguard FTSE Europe ETF 58.13 68,532 31,274 -54.37 4,053 1,818 -55.14
2018-03-31 13F-HR PYN / PIMCO New York Municipal Income Fund III 8.66 0 10,745 0 93
2018-03-31 13F-HR AVP / Avon Products, Inc. 2.84 203,967 208,867 2.40 438 593 35.39
2018-03-31 13F-HR AVP / Avon Products, Inc. Put 2.84 253,700 476,700 87.90 545 1,353 148.26
2018-03-31 13F-HR LBTYK / Liberty Global plc (Class C) 31.27 18,446 15,222 -17.48 661 476 -27.99
2018-03-31 13F-HR LBTYK / Liberty Global plc (Class C) Call 31.30 50,000 50,000 0.00 1,792 1,565 -12.67
2018-03-31 13F-HR LBTYK / Liberty Global plc (Class C) Put 31.31 100,000 100,000 0.00 3,584 3,131 -12.64
2018-03-31 13F-HR SSO / ProShares Ultra S&P500 Call 105.47 257,400 57,800 -77.54 28,167 6,096 -78.36
2018-03-31 13F-HR SSO / ProShares Ultra S&P500 Put 105.48 1,266,800 742,000 -41.43 138,625 78,266 -43.54
2018-03-31 13F-HR TWNK / Hostess Brands, Inc. 14.67 117,568 7,500 -93.62 274 110 -59.85
2018-03-31 13F-HR TWNK / Hostess Brands, Inc. 2.33 117,518 117,568 0.04 273 274 0.37
2018-03-31 13F-HR FHY / First Trust Strategic High Income Fund II 12.20 153,623 167,569 9.08 1,977 2,044 3.39
2018-03-31 13F-HR MDT / Medtronic plc 80.13 0 7,388 0 592
2018-03-31 13F-HR MDT / Medtronic plc Call 80.20 0 25,000 0 2,005
2018-03-31 13F-HR MDT / Medtronic plc Put 80.20 0 25,000 0 2,005
2018-03-31 13F-HR MET / MetLife, Inc. 45.87 49,592 47,830 -3.55 2,507 2,194 -12.49
2018-03-31 13F-HR MET / MetLife, Inc. Call 45.87 0 21,300 0 977
2018-03-31 13F-HR MET / MetLife, Inc. Put 45.89 91,000 140,300 54.18 4,600 6,438 39.96
2018-03-31 13F-HR SRC / Spirit Realty Capital, Inc. 7.76 21,876 86,760 296.60 187 673 259.89
2018-03-31 13F-HR GD / General Dynamics Corp. 220.89 0 18,000 0 3,976
2018-03-31 13F-HR GPS / Gap, Inc. (The) 31.16 2,156 13,447 523.70 73 419 473.97
2018-03-31 13F-HR GPS / Gap, Inc. (The) Put 31.19 152,500 87,200 -42.82 5,194 2,720 -47.63
2018-03-31 13F-HR MOSC.U / Mosaic Acquisition Corp. 10.06 30,000 86,000 186.67 304 865 184.54
2018-03-31 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 13.54 0 151,582 0 2,052
2018-03-31 13F-HR EMJ / Eaton Vance New Jersey Municipal Bond Fund 11.67 30,133 19,791 -34.32 374 231 -38.24
2018-03-31 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 18.17 346,426 342,865 -1.03 6,078 6,229 2.48
2018-03-31 13F-HR GOGO / Gogo Inc. 8.61 156,527 26,124 -83.31 1,765 225 -87.25
2018-03-31 13F-HR GOGO / Gogo Inc. Put 8.63 385,900 148,700 -61.47 4,352 1,283 -70.52
2018-03-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 8.63 29,557 9,963 -66.29 272 86 -68.38
2018-03-31 13F-HR UIS / Unisys Corp. Put 10.75 256,200 203,900 -20.41 2,088 2,191 4.93
2018-03-31 13F-HR HIE / Miller/Howard High Income Equity Fund 11.40 81,637 23,428 -71.30 1,018 267 -73.77
2018-03-31 13F-HR MOS / Mosaic Company 24.26 0 35,000 0 849
2018-03-31 13F-HR MCD / McDonald's Corp. 156.35 201,000 7,886 -96.08 34,596 1,233 -96.44
2018-03-31 13F-HR MCD / McDonald's Corp. Call 156.35 0 20,000 0 3,127
2018-03-31 13F-HR MCD / McDonald's Corp. Put 156.38 100,000 49,700 -50.30 17,212 7,772 -54.85
2018-03-31 13F-HR FSAC / Federal Street Acquisition Corp. 10.24 151,000 151,000 0.00 1,547 1,546 -0.06
2018-03-31 13F-HR ECA / EnCana Corp. 10.97 13,665 11,033 -19.26 182 121 -33.52
2018-03-31 13F-HR ECA / EnCana Corp. Put 11.00 50,000 50,000 0.00 666 550 -17.42
2018-03-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 19.00 15,715 156,116 893.42 321 2,966 823.99
2018-03-31 13F-HR CYH / Community Health Systems, Inc. 3.96 149,346 139,699 -6.46 636 553 -13.05
2018-03-31 13F-HR CYH / Community Health Systems, Inc. Put 3.96 14,700 39,900 171.43 62 158 154.84
2018-03-31 13F-HR PF / Pinnacle Foods, Inc. Call 54.10 0 50,000 0 2,705
2018-03-31 13F-HR TCO / Taubman Centers, Inc. 56.87 8,303 14,648 76.42 543 833 53.41
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.84 17,771 11,129 -37.38 1,308 844 -35.47
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. Call 75.85 50,000 40,000 -20.00 3,681 3,034 -17.58
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. Put 75.87 125,000 75,000 -40.00 9,202 5,690 -38.17
2018-03-31 13F-HR ASH / Ashland Global Holdings, Inc. Call 69.79 0 4,700 0 328
2018-03-31 13F-HR V / Visa, Inc. 119.60 0 12,324 0 1,474
2018-03-31 13F-HR V / Visa, Inc. Call 119.60 61,900 22,500 -63.65 7,057 2,691 -61.87
2018-03-31 13F-HR V / Visa, Inc. Put 119.61 73,200 63,400 -13.39 8,346 7,583 -9.14
2018-03-31 13F-HR TZA / Direxion Daily Small Cap Bear 3X Shares 11.85 0 17,725 0 210
2018-03-31 13F-HR TZA / Direxion Daily Small Cap Bear 3X Shares Call 11.81 22,200 21,000 -5.41 272 248 -8.82
2018-03-31 13F-HR TZA / Direxion Daily Small Cap Bear 3X Shares Put 11.50 2,700 2,000 -25.93 33 23 -30.30
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.79 0 52,970 0 6,663
2018-03-31 13F-HR GLD / SPDR Gold Shares Call 125.78 194,000 51,000 -73.71 23,988 6,415 -73.26
2018-03-31 13F-HR GLD / SPDR Gold Shares Put 125.79 203,500 81,900 -59.75 25,162 10,302 -59.06
2018-03-31 13F-HR CATYW / Cathay General Bancorp 20.63 326,876 326,976 0.03 7,289 6,745 -7.46
2018-03-31 13F-HR OFC / Corporate Office Properties Trust 25.80 47,753 18,063 -62.17 1,394 466 -66.57
2018-03-31 13F-HR HTZ / Hertz Global Holdings, Inc. 19.85 70,193 31,593 -54.99 1,551 627 -59.57
2018-03-31 13F-HR HTZ / Hertz Global Holdings, Inc. Put 19.84 60,000 50,000 -16.67 1,326 992 -25.19
2018-03-31 13F-HR MO / Altria Group, Inc. 62.14 21,248 5,359 -74.78 1,517 333 -78.05
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 151.83 191,693 216,693 13.04 29,225 32,900 12.57
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF Call 151.83 1,358,500 532,900 -60.77 207,116 80,910 -60.93
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF Put 151.83 472,000 1,264,500 167.90 71,961 191,989 166.80
2018-03-31 13F-HR OIH / Market Vectors Oil Service ETF 23.87 212,719 238,194 11.98 5,541 5,685 2.60
2018-03-31 13F-HR OIH / Market Vectors Oil Service ETF Put 23.87 575,000 483,400 -15.93 14,978 11,538 -22.97
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.25 0 52,683 0 3,332
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. Call 63.25 137,800 106,000 -23.08 8,444 6,704 -20.61
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. Put 63.25 158,000 216,100 36.77 9,682 13,668 41.17
2018-03-31 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 5.34 93,964 94,563 0.64 577 505 -12.48
2018-03-31 13F-HR BZM / BlackRock Maryland Municipal Bond Trust 13.31 19,883 6,839 -65.60 270 91 -66.30
2018-03-31 13F-HR NESR / National Energy Services Reunited Corp. 0.83 36,000 7,200 -80.00 357 6 -98.32
2018-03-31 13F-HR NESR / National Energy Services Reunited Corp. 9.92 7,200 36,000 400.00 5 357 7,040.00
2018-03-31 13F-HR SGRY / Surgery Partners, Inc. 17.08 172,744 11,827 -93.15 2,090 202 -90.33
2018-03-31 13F-HR COR / Coresite Realty Corp 99.38 0 483 0 48
2018-03-31 13F-HR TTM / Tata Motors Ltd. 25.69 0 25,811 0 663
2018-03-31 13F-HR TTM / Tata Motors Ltd. Put 25.70 0 100,000 0 2,570
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) Call 138.84 0 25,900 0 3,596
2018-03-31 13F-HR NVAX / Novavax, Inc. Put 2.09 71,100 85,200 19.83 88 178 102.27
2018-03-31 13F-HR ADX / Adams Diversified Equity Fund, Inc. 14.77 33,834 140,845 316.28 508 2,080 309.45
2018-03-31 13F-HR 29266SAA4 / Endologix, Inc. Bond 101 100 -0.99
2018-03-31 13F-HR RWT / Redwood Trust, Inc. 15.47 999,010 88,386 -91.15 14,805 1,367 -90.77
2018-03-31 13F-HR KR / Kroger Co. 23.94 15,000 212,835 1,318.90 411 5,095 1,139.66
2018-03-31 13F-HR KR / Kroger Co. Call 23.87 0 9,300 0 222
2018-03-31 13F-HR KR / Kroger Co. Put 23.93 0 73,500 0 1,759
2018-03-31 13F-HR ADXS / Advaxis, Inc. 1.68 2,389 1,789 -25.12 6 3 -50.00
2018-03-31 13F-HR DGX / Quest Diagnostics, Inc. 100.20 10,353 9,920 -4.18 1,019 994 -2.45
2018-03-31 13F-HR TTC / Toro Company (The) 62.44 89 11,692 13,037.08 5 730 14,500.00
2018-03-31 13F-HR EWA / iShares MSCI Australia ETF 21.94 13,945 9,300 -33.31 323 204 -36.84
2018-03-31 13F-HR MCK / McKesson Corp. 140.86 0 42,014 0 5,918
2018-03-31 13F-HR MCK / McKesson Corp. Call 140.84 0 26,100 0 3,676
2018-03-31 13F-HR MCK / McKesson Corp. Put 140.86 0 53,600 0 7,550
2018-03-31 13F-HR BTG / B2Gold Corp. Put 2.69 19,300 19,300 0.00 59 52 -11.86
2018-03-31 13F-HR DRI / Darden Restaurants, Inc. Call 85.24 0 22,900 0 1,952
2018-03-31 13F-HR CX / Cemex S.A.B de C.V. 6.61 19,126 12,102 -36.72 143 80 -44.06
2018-03-31 13F-HR CX / Cemex S.A.B de C.V. Put 6.62 230,000 230,000 0.00 1,725 1,522 -11.77
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.46 365,276 2,149 -99.41 33,411 203 -99.39
2018-03-31 13F-HR TWX / Time Warner, Inc. Call 94.50 100,000 10,000 -90.00 9,147 945 -89.67
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.46 70,339 25,506 -63.74 3,957 1,389 -64.90
2018-03-31 13F-HR MRK / Merck & Co., Inc. Put 54.46 174,500 59,900 -65.67 9,819 3,262 -66.78
2018-03-31 13F-HR SN / Sanchez Energy Corporation 3.09 4,148 20,048 383.32 22 62 181.82
2018-03-31 13F-HR MFG / Mizuho Financial Group Inc. 3.70 175,000 250,000 42.86 637 925 45.21
2018-03-31 13F-HR GRMN / Garmin Ltd. 58.92 0 29,261 0 1,724
2018-03-31 13F-HR GRMN / Garmin Ltd. Put 58.92 0 36,000 0 2,121
2018-03-31 13F-HR XBHKX / BlackRock Core Bond Trust 13.06 0 20,213 0 264
2018-03-31 13F-HR ABX / Barrick Gold Corp. 12.45 21,251 93,415 339.58 307 1,163 278.83
2018-03-31 13F-HR ABX / Barrick Gold Corp. Call 12.44 14,400 50,000 247.22 208 622 199.04
2018-03-31 13F-HR ABX / Barrick Gold Corp. Put 12.45 100,000 150,000 50.00 1,447 1,867 29.03
2018-03-31 13F-HR 413160AB8 / Harmonic, Inc. Bond 4% 13,984 13,560 -3.03
2018-03-31 13F-HR ATI / Allegheny Technologies, Inc. Put 23.60 0 10,000 0 236
2018-03-31 13F-HR NDP / Tortoise Energy Independence Fund, Inc. 11.24 188,643 75,631 -59.91 2,505 850 -66.07
2018-03-31 13F-HR NRG / NRG Energy, Inc. 30.43 34,694 8,940 -74.23 988 272 -72.47
2018-03-31 13F-HR EGC / Energy XXI Gulf Coast, Inc. 3.84 567,527 561,910 -0.99 3,257 2,157 -33.77
2018-03-31 13F-HR S / Sprint Corporation 4.87 75,413 48,874 -35.19 444 238 -46.40
2018-03-31 13F-HR S / Sprint Corporation Put 4.87 107,500 67,500 -37.21 633 329 -48.03
2018-03-31 13F-HR YHOO / Yahoo! Inc. 74.04 2,025,771 5,174,668 155.44 141,500 383,132 170.76
2018-03-31 13F-HR YHOO / Yahoo! Inc. Call 74.01 480,800 29,400 -93.89 33,583 2,176 -93.52
2018-03-31 13F-HR 750469AA6 / Radius Health, Inc. Bond 22,583 24,198 7.15
2018-03-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. Put 44.04 49,400 14,100 -71.46 2,484 621 -75.00
2018-03-31 13F-HR ECPG / Encore Capital Group, Inc. Put 45.20 30,200 10,000 -66.89 930 452 -51.40
2018-03-31 13F-HR AIV / Apartment Investment & Management Co. 40.73 12,975 23,253 79.21 567 947 67.02
2018-03-31 13F-HR RH / Restoration Hardware Holdings, Inc. Put 95.19 35,000 5,200 -85.14 3,017 495 -83.59
2018-03-31 13F-HR BCAC / Bison Capital Acquisition Corp 10.81 150,613 148,203 -1.60 1,546 1,602 3.62
2018-03-31 13F-HR AKS / AK Steel Holding Corp. 4.53 398,446 200,696 -49.63 2,255 909 -59.69
2018-03-31 13F-HR AKS / AK Steel Holding Corp. Put 4.53 705,500 480,100 -31.95 3,993 2,174 -45.55
2018-03-31 13F-HR FOF / Cohen & Steers Closed-End Opportunity Fund, Inc. 12.32 4,922 114,227 2,220.74 61 1,407 2,206.56
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.58 1,527,722 18,290 -98.80 127,778 1,364 -98.93
2018-03-31 13F-HR XOM / Exxon Mobil Corp. Call 74.56 18,400 9,000 -51.09 1,538 671 -56.37
2018-03-31 13F-HR XOM / Exxon Mobil Corp. Put 74.60 86,500 83,900 -3.01 7,234 6,259 -13.48
2018-03-31 13F-HR AKR / Acadia Realty Trust 24.50 52,628 7,634 -85.49 1,439 187 -87.00
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.64 1,300 236,700 18,107.69 114 20,270 17,680.70
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 85.64 0 896,400 0 76,767
2018-03-31 13F-HR 461203AF8 / Invacare Corp. Bond 5% Due 2/15/2021 11,482 17,334 50.97
2018-03-31 13F-HR ODFL / Old Dominion Freight Line, Inc. 146.77 289 4,858 1,580.97 38 713 1,776.32
2018-03-31 13F-HR EIO / Eaton Vance Ohio Municipal Bond Fund 11.49 0 5,310 0 61
2018-03-31 13F-HR 493723AA8 / KEYW Holdings Corp 2.5% Bond due 2019-07-15 8,124 3,452 -57.51
2018-03-31 13F-HR CALL / magicJack VocalTec Ltd. 8.40 37,743 151,876 302.40 318 1,275 300.94
2018-03-31 13F-HR XME / SPDR S&P Metals & Mining ETF Call 34.04 0 80,000 0 2,723
2018-03-31 13F-HR THC / Tenet Healthcare Corp. 24.24 35,430 92,185 160.19 537 2,235 316.20
2018-03-31 13F-HR THC / Tenet Healthcare Corp. Put 24.25 198,000 91,100 -53.99 3,001 2,209 -26.39
2018-03-31 13F-HR NBL / Noble Energy, Inc. 0.00 125,917 6 -100.00 3,669 0 -100.00
2018-03-31 13F-HR SGF / Aberdeen Singapore Fund, Inc. 13.25 100,838 52,529 -47.91 1,252 696 -44.41
2018-03-31 13F-HR MYJ / BlackRock MuniYield New Jersey Fund, Inc. 13.95 0 103,719 0 1,447
2018-03-31 13F-HR HYB / New America High Income Fund, Inc. 8.70 100 205,718 205,618.00 0 1,789
2018-03-31 13F-HR ADI / Analog Devices, Inc. 91.05 14,734 11,587 -21.36 1,311 1,055 -19.53
2018-03-31 13F-HR VTR / Ventas, Inc. 49.51 1,759 20,803 1,082.66 114 1,030 803.51
2018-03-31 13F-HR PGRE / Paramount Group, Inc. 14.23 79,471 99,574 25.30 1,259 1,417 12.55
2018-03-31 13F-HR 584688AE5 / Medicines Company 2.500% Bond 42,069 53,798 27.88
2018-03-31 13F-HR FAZ / Direxion Daily Financial Bear 3X Shares 10.83 24,440 1,200 -95.09 285 13 -95.44
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.49 384,140 42,957 -88.82 58,911 6,207 -89.46
2018-03-31 13F-HR SAN / Banco Santander S.A. 6.55 0 300,000 0 1,965
2018-03-31 13F-HR AAL / American Airlines Group Inc. 51.82 42,307 5,230 -87.64 2,201 271 -87.69
2018-03-31 13F-HR AAL / American Airlines Group Inc. Put 51.95 148,800 20,000 -86.56 7,742 1,039 -86.58
2018-03-31 13F-HR HQY / HealthEquity, Inc. 60.53 1,973 11,151 465.18 92 675 633.70
2018-03-31 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 10.28 50,000 25,000 -50.00 529 257 -51.42
2018-03-31 13F-HR CNAC / Constellation Alpha Capital Corp. 0.30 57,000 10,000 -82.46 14 3 -78.57
2018-03-31 13F-HR CNAC / Constellation Alpha Capital Corp. 0.25 280,000 57,000 -79.64 2,937 14 -99.52
2018-03-31 13F-HR CNAC / Constellation Alpha Capital Corp. 10.49 10,000 280,000 2,700.00 3 2,937 97,800.00
2018-03-31 13F-HR HES / Hess Corp. 50.38 30,909 2,898 -90.62 1,467 146 -90.05
2018-03-31 13F-HR QHC / Quorum Health Corporation 8.08 89,903 2,724 -96.97 560 22 -96.07
2018-03-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.94 119,775 218,580 82.49 984 1,735 76.32
2018-03-31 13F-HR CNC / Centene Corp. 106.77 234 9,862 4,114.53 23 1,053 4,478.26
2018-03-31 13F-HR DISH / DISH Network Corp. 37.88 114,101 34,901 -69.41 5,448 1,322 -75.73
2018-03-31 13F-HR DISH / DISH Network Corp. Put 37.89 401,000 296,100 -26.16 19,147 11,219 -41.41
2018-03-31 13F-HR SMTC / Semtech Corp. 39.04 43,414 47,464 9.33 1,484 1,853 24.87
2018-03-31 13F-HR CISN / Cision Ltd. 2.30 186,036 212,535 14.24 492 489 -0.61
2018-03-31 13F-HR VTV / Vanguard Value ETF 103.09 26,089 9,138 -64.97 2,773 942 -66.03
2018-03-31 13F-HR BAC / Bank of America Corp. 29.97 0 18,886 0 566
2018-03-31 13F-HR BAC / Bank of America Corp. Call 29.87 500 7,600 1,420.00 14 227 1,521.43
2018-03-31 13F-HR BAC / Bank of America Corp. Put 29.99 202,500 393,000 94.07 5,977 11,786 97.19
2018-03-31 13F-HR MGM / MGM Resorts International 34.90 5,117 2,951 -42.33 170 103 -39.41
2018-03-31 13F-HR MGM / MGM Resorts International Put 35.00 25,000 25,000 0.00 834 875 4.92
2018-03-31 13F-HR MDXG / MiMedx Group, Inc. 6.96 69,826 29,149 -58.25 880 203 -76.93
2018-03-31 13F-HR MDXG / MiMedx Group, Inc. Put 6.96 182,300 39,200 -78.50 2,298 273 -88.12
2018-03-31 13F-HR TKPPY / TechnipFMC 29.45 80,000 66,458 -16.93 2,504 1,957 -21.85
2018-03-31 13F-HR DE / Deere & Co. 155.30 129 20,051 15,443.41 20 3,114 15,470.00
2018-03-31 13F-HR NXEO / Nexeo Solutions, Inc. 0.71 4,127 25,196 510.52 2 18 800.00
2018-03-31 13F-HR HST / Host Hotels & Resorts, Inc. 18.57 29,226 8,291 -71.63 580 154 -73.45
2018-03-31 13F-HR GF / New Germany Fund, Inc. 19.52 0 15,625 0 305
2018-03-31 13F-HR CCL / Carnival Corp. 65.41 938 4,510 380.81 62 295 375.81
2018-03-31 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 0.50 130,303 22,000 -83.12 1,339 11 -99.18
2018-03-31 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 10.28 150,000 130,303 -13.13 1,470 1,339 -8.91
2018-03-31 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 9.80 22,000 150,000 581.82 9 1,470 16,233.33
2018-03-31 13F-HR GE / General Electric Co. 13.48 307,549 486,562 58.21 5,366 6,558 22.21
2018-03-31 13F-HR GE / General Electric Co. Call 13.48 0 222,000 0 2,992
2018-03-31 13F-HR GE / General Electric Co. Put 13.48 532,400 756,700 42.13 9,290 10,200 9.80
2018-03-31 13F-HR SDS / ProShares UltraShort S&P500 40.94 625 25,400 3,964.00 25 1,040 4,060.00
2018-03-31 13F-HR ESV / Ensco plc 4.39 149,425 181,390 21.39 883 796 -9.85
2018-03-31 13F-HR ESV / Ensco plc Put 4.39 366,800 244,100 -33.45 2,167 1,071 -50.58
2018-03-31 13F-HR XWEAX / Western Asset Premier Bond Fund 12.83 0 9,896 0 127
2018-03-31 13F-HR NFLX / Netflix, Inc. 295.22 1,464 2,764 88.80 281 816 190.39
2018-03-31 13F-HR NFLX / Netflix, Inc. Put 295.26 11,400 11,400 0.00 2,188 3,366 53.84
2018-03-31 13F-HR RXN / Rexnord Corp. 29.66 11,753 44,669 280.06 305 1,325 334.43
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 178.24 670,428 17,673 -97.36 127,066 3,150 -97.52
2018-03-31 13F-HR HD / Home Depot, Inc. (The) Call 178.22 0 4,500 0 802
2018-03-31 13F-HR HD / Home Depot, Inc. (The) Put 178.22 32,500 4,500 -86.15 6,159 802 -86.98
2018-03-31 13F-HR CFX / Colfax Corp. 31.88 0 25,000 0 797
2018-03-31 13F-HR CBB / Cincinnati Bell, Inc. 13.84 0 7,228 0 100
2018-03-31 13F-HR CBB / Cincinnati Bell, Inc. Put 13.85 5,000 104,000 1,980.00 104 1,440 1,284.62
2018-03-31 13F-HR XYL / Xylem, Inc. 76.90 30,000 20,000 -33.33 2,046 1,538 -24.83
2018-03-31 13F-HR BRZU / Direxion Daily Brazil Bull 3X Shares Put 50.00 0 100 0 5
2018-03-31 13F-HR BLL / Ball Corp. 39.68 40,000 28,000 -30.00 1,514 1,111 -26.62
2018-03-31 13F-HR SPXL / Direxion Daily S&P 500 Bull 3X 40.95 0 2,222 0 91
2018-03-31 13F-HR SPXL / Direxion Daily S&P 500 Bull 3X Call 41.28 145,200 68,600 -52.75 6,436 2,832 -56.00
2018-03-31 13F-HR SPXL / Direxion Daily S&P 500 Bull 3X Put 41.28 483,500 31,300 -93.53 21,433 1,292 -93.97
2018-03-31 13F-HR QEP / QEP Resources, Inc. 9.60 3,500 2,500 -28.57 33 24 -27.27
2018-03-31 13F-HR AG / First Majestic Silver Corp. Put 6.11 0 122,100 0 746
2018-03-31 13F-HR C / Citigroup, Inc. 67.49 25,000 67,050 168.20 1,860 4,525 143.28
2018-03-31 13F-HR C / Citigroup, Inc. Call 67.50 262,900 200,000 -23.93 19,562 13,500 -30.99
2018-03-31 13F-HR SQ / Square, Inc. Put 49.20 100,000 730,000 630.00 3,467 35,916 935.94
2018-03-31 13F-HR MYI / BlackRock Muniyield Quality Fund III, Inc. 12.64 8,564 187,693 2,091.65 118 2,372 1,910.17
2018-03-31 13F-HR APF / Morgan Stanley Asia-Pacific Fund, Inc. 18.18 0 22,338 0 406
2018-03-31 13F-HR D / Dominion Resources, Inc. 46.36 0 5,199 0 241
2018-03-31 13F-HR D / Dominion Resources, Inc. Call 67.40 20,000 20,000 0.00 1,621 1,348 -16.84
2018-03-31 13F-HR D / Dominion Resources, Inc. Put 67.00 8,100 1,000 -87.65 656 67 -89.79
2018-03-31 13F-HR BP / BP Plc 40.53 12,638 38,609 205.50 531 1,565 194.73
2018-03-31 13F-HR BP / BP Plc Call 40.53 49,100 79,100 61.10 2,063 3,206 55.40
2018-03-31 13F-HR CIT / CIT Group, Inc. (The) 50.98 709 510 -28.07 34 26 -23.53
2018-03-31 13F-HR CIT / CIT Group, Inc. (The) Put 51.43 10,500 10,500 0.00 516 540 4.65
2018-03-31 13F-HR IVR / Invesco Mortgage Capital Inc. 16.38 0 369,160 0 6,046
2018-03-31 13F-HR CMO / Capstead Mortgage Corp. 8.65 3,031,551 2,715,297 -10.43 26,222 23,487 -10.43
2018-03-31 13F-HR EVO / Eaton Vance Ohio Municipal Income Trust 12.24 17,367 4,086 -76.47 226 50 -77.88
2018-03-31 13F-HR HUNT / Hunter Maritime Acquisition Corp. 0.00 2,250 100 -95.56 1 0 -100.00
2018-03-31 13F-HR HUNT / Hunter Maritime Acquisition Corp. 0.44 100 2,250 2,150.00 0 1
2018-03-31 13F-HR BIDU / Baidu, Inc. 223.19 89,634 30,042 -66.48 20,993 6,705 -68.06
2018-03-31 13F-HR BIDU / Baidu, Inc. Call 223.18 10,000 45,000 350.00 2,342 10,043 328.82
2018-03-31 13F-HR BIDU / Baidu, Inc. Put 223.18 142,100 66,600 -53.13 33,281 14,864 -55.34
2018-03-31 13F-HR QLD / ProShares Ultra QQQ Put 76.00 5,100 1,000 -80.39 373 76 -79.62
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.32 112,429 770 -99.32 8,054 58 -99.28
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. Put 75.35 91,200 20,000 -78.07 6,533 1,507 -76.93
2018-03-31 13F-HR CSIQ / Canadian Solar Inc. Call 16.27 100,000 100,000 0.00 1,686 1,627 -3.50
2018-03-31 13F-HR UA / Under Armour, Inc., Class C 16.33 26,312 46,169 75.47 379 754 98.94
2018-03-31 13F-HR UA / Under Armour, Inc., Class C Put 16.34 157,400 97,400 -38.12 2,271 1,592 -29.90
2018-03-31 13F-HR IRL / New Ireland Fund, Inc. (The) 12.05 51,646 60,103 16.37 647 724 11.90
2018-03-31 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. Put 15.98 8,700 8,700 0.00 164 139 -15.24
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF 119.82 20,098 7,094 -64.70 2,498 850 -65.97
2018-03-31 13F-HR XUTGX / Reaves Utility Income Fund 28.23 127,939 180,343 40.96 3,958 5,091 28.63
2018-03-31 13F-HR 58733RAB8 / MercadoLibre, Inc. Bond 84,562 95,178 12.55
2018-03-31 13F-HR VRTS / Virtus Investment Partners, Inc. 106.54 172,341 209,289 21.44 17,528 22,297 27.21
2018-03-31 13F-HR 670704AG0 / NuVasive, Inc. Bond 41,885 11,571 -72.37
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 69.06 0 18,635 0 1,287
2018-03-31 13F-HR AMTD / TD AmeriTrade Holding Corp. 59.22 0 31,982 0 1,894
2018-03-31 13F-HR AMTD / TD AmeriTrade Holding Corp. Call 59.23 0 100,000 0 5,923
2018-03-31 13F-HR 46333XAD0 / Ironwood Pharmaceuticals, Inc. DBCV 2.250% 6/1 41,869 45,680 9.10
2018-03-31 13F-HR MOMO / Momo Inc. 37.35 0 28,865 0 1,078
2018-03-31 13F-HR MOMO / Momo Inc. Put 37.36 0 25,000 0 934
2018-03-31 13F-HR X / United States Steel Corp. Put 35.13 223,900 7,800 -96.52 7,879 274 -96.52
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Call 266.10 122,700 27,200 -77.83 38,202 7,238 -81.05
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Put 266.13 740,000 458,100 -38.09 230,399 121,914 -47.09
2018-03-31 13F-HR EPE / EP Energy Corporation 1.32 56,892 40,008 -29.68 134 53 -60.45
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 121.90 19,333 100,000 417.25 2,452 12,190 397.15
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Call 121.90 76,300 94,400 23.72 9,679 11,507 18.89
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 121.90 225,400 235,900 4.66 28,594 28,756 0.57
2018-03-31 13F-HR DYN / Dynegy Inc. 0.27 639,972 639,378 -0.09 55,432 173 -99.69
2018-03-31 13F-HR DYN / Dynegy Inc. 86.62 55,013 639,972 1,063.31 651 55,432 8,414.90
2018-03-31 13F-HR UPS / United Parcel Service, Inc. Call 104.66 7,200 50,000 594.44 857 5,233 510.62
2018-03-31 13F-HR UPS / United Parcel Service, Inc. Put 104.57 500 9,400 1,780.00 59 983 1,566.10
2018-03-31 13F-HR TGI / Triumph Group, Inc. 13.70 73 73 0.00 1 1 0.00
2018-03-31 13F-HR HQL / Tekla Life Sciences Investors 19.21 0 55,490 0 1,066
2018-03-31 13F-HR ECF / Ellsworth Fund, Ltd. 9.14 40,748 46,913 15.13 351 429 22.22
2018-03-31 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,285.16 367 256 -30.25 484 329 -32.02
2018-03-31 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 10.89 0 12,303 0 134
2018-03-31 13F-HR KS / KapStone Paper & Packaging Corp. 34.30 0 38,100 0 1,307
2018-03-31 13F-HR TEX / Terex Corp. Call 37.40 0 50,000 0 1,870
2018-03-31 13F-HR TEX / Terex Corp. Put 37.40 0 50,000 0 1,870
2018-03-31 13F-HR ZB.PRA / Zions Bancorporation 16.11 1,595,397 501,907 -68.54 32,214 8,086 -74.90
2018-03-31 13F-HR ZB.PRA / Zions Bancorporation 20.19 487,687 1,595,397 227.14 7,193 32,214 347.85
2018-03-31 13F-HR ENB / Enbridge Inc. 31.47 14,808 50,208 239.06 579 1,580 172.88
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.63 40,000 42,269 5.67 3,868 4,000 3.41
2018-03-31 13F-HR ABBV / AbbVie Inc. Put 94.63 10,000 43,200 332.00 967 4,088 322.75
2018-03-31 13F-HR WRLS / Pensare Acquisition Corp. 9.72 90,000 50,000 -44.44 42 486 1,057.14
2018-03-31 13F-HR WRLS / Pensare Acquisition Corp. 0.47 108,000 90,000 -16.67 54 42 -22.22
2018-03-31 13F-HR WRLS / Pensare Acquisition Corp. 0.50 200,000 108,000 -46.00 2,086 54 -97.41
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 113.28 8,803 2,869 -67.41 1,031 325 -68.48
2018-03-31 13F-HR ELGX / Endologix, Inc. Put 4.20 21,800 8,800 -59.63 116 37 -68.10
2018-03-31 13F-HR 881569AA5 / TESARO, Inc. Bond 3.000%10/0 75,548 52,126 -31.00
2018-03-31 13F-HR CSQ / Calamos Strategic Total Return Fund 11.83 58,372 315,589 440.65 705 3,733 429.50
2018-03-31 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 16.98 158,356 459,211 189.99 2,630 7,797 196.46
2018-03-31 13F-HR LCA / Landcadia Holdings, Inc. 0.73 214,652 184,373 -14.11 2,155 135 -93.74
2018-03-31 13F-HR LCA / Landcadia Holdings, Inc. 10.04 76,000 214,652 182.44 53 2,155 3,966.04
2018-03-31 13F-HR 171779AK7 / Ciena Corp. 4% Bond 15,041 16,121 7.18
2018-03-31 13F-HR TIF / Tiffany & Co. Call 97.57 0 7,000 0 683
2018-03-31 13F-HR TIF / Tiffany & Co. Put 97.50 0 5,600 0 546
2018-03-31 13F-HR AMSC / American Superconductor Corp. 5.82 237,369 154,594 -34.87 861 899 4.41
2018-03-31 13F-HR FFBCW / First Financial Bancorp 17.61 100 2,555 2,455.00 1 45 4,400.00
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 310.97 912 1,833 100.99 306 570 86.27
2018-03-31 13F-HR SAFM / Sanderson Farms, Inc. 118.91 1,351 6,997 417.91 187 832 344.92
2018-03-31 13F-HR MXF / Mexico Fund, Inc. (The) 16.21 204,556 214,577 4.90 3,221 3,478 7.98
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 69.54 161,642 21,224 -86.87 17,775 1,476 -91.70
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.97 14,041 161,642 1,051.21 932 17,775 1,807.19
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. Call 109.96 0 49,000 0 5,388
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. Put 109.97 174,700 267,700 53.23 18,682 29,438 57.57
2018-03-31 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 7.71 0 167,933 0 1,294
2018-03-31 13F-HR 87305RAD1 / TTM Technologies, Inc. Bond 49,450 47,956 -3.02
2018-03-31 13F-HR HYGS / Hydrogenics Corp 8.20 157,726 187,021 18.57 1,750 1,533 -12.40
2018-03-31 13F-HR CHMI / Cherry Hill Mortgage Investment Corporation 17.54 175,651 238,162 35.59 3,159 4,177 32.23
2018-03-31 13F-HR JSYNU / Jensyn Acquistion Corp. 0.00 1,900 1,400 -26.32 0 0
2018-03-31 13F-HR JSYNU / Jensyn Acquistion Corp. 0.00 500 1,900 280.00 0 0
2018-03-31 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 6.64 80,000 325,000 306.25 581 2,158 271.43
2018-03-31 13F-HR PFD / Flaherty & Crumrine Preferred Income Fund, Inc. 13.58 0 62,361 0 847
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. 182.21 342 1,608 370.18 57 293 414.04
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. Put 182.36 35,500 76,300 114.93 5,984 13,914 132.52
2018-03-31 13F-HR OAKS / Five Oaks Investment Corp. 2.91 0 219,263 0 638
2018-03-31 13F-HR XRGTX / Royce Global Value Trust, Inc. 10.79 39,332 1,668 -95.76 425 18 -95.76
2018-03-31 13F-HR MYL / Mylan N.V. 41.13 14,717 19,181 30.33 622 789 26.85
2018-03-31 13F-HR MYL / Mylan N.V. Call 41.16 2,700 70,600 2,514.81 114 2,906 2,449.12
2018-03-31 13F-HR MYL / Mylan N.V. Put 41.16 17,000 48,400 184.71 719 1,992 177.05
2018-03-31 13F-HR NXTM / NxStage Medical, Inc. 24.86 115,580 82,302 -28.79 2,800 2,046 -26.93
2018-03-31 13F-HR MYF / BlackRock Muniyield Investment Fund 13.92 0 67,182 0 935
2018-03-31 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,286.16 1,988 961 -51.66 2,603 1,236 -52.52
2018-03-31 13F-HR DSDYX / Dreyfus/Standish Global Fixed Income Y 8.08 0 91,744 0 741
2018-03-31 13F-HR INCY / Incyte Corp. Call 83.31 31,200 36,300 16.35 2,954 3,024 2.37
2018-03-31 13F-HR INCY / Incyte Corp. Put 83.31 22,400 12,400 -44.64 2,121 1,033 -51.30
2018-03-31 13F-HR 73640QAB1 / PRA Group, Inc. - Convertible Bond 3% 20,530 24,453 19.11
2018-03-31 13F-HR FR / First Industrial Realty Trust, Inc. 29.22 0 17,730 0 518
2018-03-31 13F-HR EBS / Emergent Biosolutions, Inc. 52.07 1,498 1,498 0.00 69 78 13.04
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF 75.46 212 5,274 2,387.74 17 398 2,241.18
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF Put 75.40 30,000 10,000 -66.67 2,430 754 -68.97
2018-03-31 13F-HR NWL / Newell Brands Inc. 25.00 0 600 0 15
2018-03-31 13F-HR VNO / Vornado Realty Trust 66.99 7,351 2,851 -61.22 574 191 -66.72
2018-03-31 13F-HR ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund 16.71 40,283 88,115 118.74 698 1,472 110.89
2018-03-31 13F-HR CHGG / Chegg, Inc. 20.65 0 71,200 0 1,470
2018-03-31 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 12.70 101,179 405,002 300.28 1,320 5,143 289.62
2018-03-31 13F-HR CTXS / Citrix Systems, Inc. Call 92.80 0 10,000 0 928
2018-03-31 13F-HR GLO / Clough Global Opportunities Fund 10.66 2,703 14,540 437.92 29 155 434.48
2018-03-31 13F-HR CAMP / CalAmp Corp. Put 22.82 0 11,000 0 251
2018-03-31 13F-HR FNSR / Finisar Corporation 15.31 1,652 1,241 -24.88 33 19 -42.42
2018-03-31 13F-HR BGC / General Cable Corp. 29.60 181,905 61,155 -66.38 5,384 1,810 -66.38
2018-03-31 13F-HR PCAR / PACCAR, Inc. Call 66.16 0 25,000 0 1,654
2018-03-31 13F-HR PCAR / PACCAR, Inc. Put 66.16 0 25,000 0 1,654
2018-03-31 13F-HR JAKK / JAKKS Pacific, Inc. Put 2.10 5,100 58,700 1,050.98 11 123 1,018.18
2018-03-31 13F-HR POOL / Pool Corp. 146.17 0 5,049 0 738
2018-03-31 13F-HR JCOM / j2 Global, Inc 78.88 2,968 2,472 -16.71 222 195 -12.16
2018-03-31 13F-HR TECK / Teck Resources Ltd. 25.75 50,000 35,537 -28.93 1,308 915 -30.05
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 251.82 1,427 6,461 352.77 363 1,627 348.21
2018-03-31 13F-HR FTV / Fortive Corporation 77.40 29,961 5,000 -83.31 2,167 387 -82.14
2018-03-31 13F-HR XMUHX / BlackRock MuniHoldings Fund II, 13.90 43,174 92,741 114.81 638 1,289 102.04
2018-03-31 13F-HR SQQQ / ProShares UltraPro Short QQQ 18.32 114,900 69,100 -39.86 2,471 1,266 -48.77
2018-03-31 13F-HR ANF / Abercrombie & Fitch Co. Call 24.00 0 3,500 0 84
2018-03-31 13F-HR ANF / Abercrombie & Fitch Co. Put 24.00 0 3,500 0 84
2018-03-31 13F-HR EAD / Evergreen Income Advantage Fund 8.03 33,048 79,410 140.29 277 638 130.32
2018-03-31 13F-HR WR / Westar Energy, Inc. 52.36 764 764 0.00 40 40 0.00
2018-03-31 13F-HR UUP / PowerShares DB US Dollar Index Trust Call 23.61 0 750,000 0 17,707
2018-03-31 13F-HR SBNYW / Signature Bank 127.71 3,408 3,508 2.93 368 448 21.74
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.15 43,119 1,000,000 2,219.16 5,370 128,150 2,286.41
2018-03-31 13F-HR JNJ / Johnson & Johnson Call 128.13 0 15,000 0 1,922
2018-03-31 13F-HR LITE / Lumentum Holdings Inc. 63.74 13,227 14,669 10.90 646 935 44.74
2018-03-31 13F-HR LITE / Lumentum Holdings Inc. Put 63.79 55,100 79,100 43.56 2,694 5,046 87.31
2018-03-31 13F-HR DRTAX / Dreyfus Municipal Bond 12.27 10,501 42,798 307.56 136 525 286.03
2018-03-31 13F-HR GDP / Goodrich Petroleum Corporation 10.96 117,768 117,768 0.00 1,284 1,291 0.55
2018-03-31 13F-HR ORC / Orchid Island Capital, Inc. 7.37 0 632,665 0 4,662
2018-03-31 13F-HR WWE / World Wrestling Entertainment, Inc. 35.94 0 13,550 0 487
2018-03-31 13F-HR NLNK / NewLink Genetics Corp 0.00 2 2 0.00 0 0
2018-03-31 13F-HR NEM / Newmont Mining Corp. 39.07 10,045 154,083 1,433.93 376 6,020 1,501.06
2018-03-31 13F-HR NEM / Newmont Mining Corp. Put 39.07 0 297,100 0 11,607
2018-03-31 13F-HR WDC / Western Digital Corp. 92.25 1,247 7,057 465.92 99 651 557.58
2018-03-31 13F-HR AGFSW / AgroFresh Solutions, Inc. Warrants exp. 2019-02-19 0.50 262,663 238,355 -9.25 107 119 11.21
2018-03-31 13F-HR CEV / Eaton Vance California Municipal Income Trust 9.60 35,359 521 -98.53 429 5 -98.83
2018-03-31 13F-HR TDOC / Teladoc, Inc. Put 40.28 109,200 18,100 -83.42 3,805 729 -80.84
2018-03-31 13F-HR VVV / Valvoline Inc. 22.11 0 32,067 0 709
2018-03-31 13F-HR SO / Southern Co. (The) 44.23 6,545 1,628 -75.13 314 72 -77.07
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 35.21 13,467 34,991 159.83 500 1,232 146.40
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Call 35.22 50,000 50,000 0.00 1,859 1,761 -5.27
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 35.22 398,600 132,200 -66.83 14,819 4,656 -68.58
2018-03-31 13F-HR TAL / TAL International Group, Inc. 37.09 0 45,619 0 1,692
2018-03-31 13F-HR TAL / TAL International Group, Inc. Put 37.09 0 160,000 0 5,934
2018-03-31 13F-HR AMGN / Amgen Inc. 170.43 338,823 10,403 -96.93 58,921 1,773 -96.99
2018-03-31 13F-HR AMCN / AirMedia Group, Inc. 0.82 67,305 4,849 -92.80 77 4 -94.81
2018-03-31 13F-HR SRCLP / Stericycle, Inc. 5.25% Series A Preferred 45.20 58,567 80,554 37.54 3,114 3,641 16.92
2018-03-31 13F-HR 528872AB0 / Lexicon Pharmaceuticals, Inc. Bond 17,361 15,950 -8.13
2018-03-31 13F-HR TPZ / Tortoise Power and Infrastructure Fund, Inc. 17.91 0 92,909 0 1,664
2018-03-31 13F-HR MA / MasterCard Incorporated 175.11 606 15,893 2,522.61 91 2,783 2,958.24
2018-03-31 13F-HR MA / MasterCard Incorporated Call 175.10 10,000 10,000 0.00 1,513 1,751 15.73
2018-03-31 13F-HR MA / MasterCard Incorporated Put 175.10 0 10,000 0 1,751
2018-03-31 13F-HR 464337AJ3 / Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond 58,140 42,343 -27.17
2018-03-31 13F-HR GLQ / Clough Global Equity Fund 12.88 7,431 2,097 -71.78 99 27 -72.73
2018-03-31 13F-HR BBBY / Bed Bath & Beyond Inc. 20.98 109,700 85,500 -22.06 2,412 1,794 -25.62
2018-03-31 13F-HR AMBCW / Ambac Financial Group, Inc. Warrants 6.98 81,322 46,551 -42.76 466 325 -30.26
2018-03-31 13F-HR BUI / BlackRock Utility and Infrastructure Trust 19.80 0 32,127 0 636
2018-03-31 13F-HR KSS / Kohl's Corp. Call 65.51 0 26,700 0 1,749
2018-03-31 13F-HR KSS / Kohl's Corp. Put 65.51 0 117,300 0 7,684
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 15.92 455,646 455,646 0.00 9,468 7,253 -23.39
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Put 15.92 903,300 315,400 -65.08 18,770 5,021 -73.25
2018-03-31 13F-HR POST / Post Holdings, Inc. Put 75.75 46,000 44,000 -4.35 4,025 3,333 -17.19
2018-03-31 13F-HR RHT / Red Hat, Inc. Put 149.48 0 25,000 0 3,737
2018-03-31 13F-HR WHLRD / Wheeler Real Estate Investment Trust, Inc., 8.75% Series D Cumulative Convertible Preferred Stock 15.62 88,271 57,537 -34.82 1,774 899 -49.32
2018-03-31 13F-HR MUC / BlackRock MuniHoldings California Quality Fund, Inc. 13.19 23,644 171,432 625.05 335 2,261 574.93
2018-03-31 13F-HR PEI / Pennsylvania Real Estate Investment Trust 9.63 0 32,921 0 317
2018-03-31 13F-HR ARRY / Array BioPharma, Inc. Put 16.29 221,400 34,000 -84.64 2,833 554 -80.44
2018-03-31 13F-HR RSO / Resource Capital Corp. 9.50 18,966 86,924 358.31 177 826 366.67
2018-03-31 13F-HR AAPL / Apple, Inc. 167.75 600 20,000 3,233.33 101 3,355 3,221.78
2018-03-31 13F-HR AAPL / Apple, Inc. Call 167.78 0 123,300 0 20,687
2018-03-31 13F-HR AAPL / Apple, Inc. Put 167.78 0 254,700 0 42,733
2018-03-31 13F-HR CUI / CUI Global, Inc. 2.60 506,805 515,938 1.80 1,393 1,341 -3.73
2018-03-31 13F-HR TSEM / Tower Semiconductor Ltd. 26.89 9,557 9,557 0.00 325 257 -20.92
2018-03-31 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 13.87 0 9,946 0 138
2018-03-31 13F-HR DOV / Dover Corp. 98.21 29,787 28,000 -6.00 3,008 2,750 -8.58
2018-03-31 13F-HR ARAY / Accuray, Inc. Put 5.00 0 187,900 0 939
2018-03-31 13F-HR NUAN / Nuance Communications, Inc. 15.67 780 7,338 840.77 12 115 858.33
2018-03-31 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 0.32 50,000 50,000 0.00 14 16 14.29
2018-03-31 13F-HR SLV / iShares Silver Trust 15.00 0 400 0 6
2018-03-31 13F-HR 29266SAB2 / Endologix, Inc. Bond 112 106 -5.36
2018-03-31 13F-HR FNTE / Fintech Acquisition Corp. II 9.94 217,500 124,470 -42.77 2,157 1,237 -42.65
2018-03-31 13F-HR CMP / Compass Minerals Group, Inc. 59.90 1,252 1,252 0.00 90 75 -16.67
2018-03-31 13F-HR 00484MAA4 / Acorda Therapeutics, Inc. Bond 1.750% 6/1 13,449 24,111 79.28
2018-03-31 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 5.69 0 14,598 0 83
2018-03-31 13F-HR XHNWX / Pioneer Diversified High Income 15.08 66,757 121,229 81.60 1,051 1,828 73.93
2018-03-31 13F-HR CVS / CVS Health Corporation 62.21 6,584 80,569 1,123.71 477 5,012 950.73
2018-03-31 13F-HR ENX / Eaton Vance New York Municipal Bond Fund 11.49 0 68,924 0 792
2018-03-31 13F-HR DVN / Devon Energy Corp. 31.78 1,111 30,994 2,689.74 45 985 2,088.89
2018-03-31 13F-HR 11777QAB6 / B2Gold Corp. Bond 11,878 8,182 -31.12
2018-03-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Call 11.74 969,700 631,100 -34.92 124,325 7,409 -94.04
2018-03-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Put 11.74 1,211,700 275,600 -77.26 155,352 3,235 -97.92
2018-03-31 13F-HR WMGIZ / Wright Medical Group N.V. Put 19.78 1,100 13,900 1,163.64 34 275 708.82
2018-03-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 9.78 737 16,875 2,189.69 7 165 2,257.14
2018-03-31 13F-HR SGY / Stone Energy Corp. 7.30 185,795 217,686 17.16 928 1,589 71.23
2018-03-31 13F-HR LLL / L-3 Communications Holdings, Inc. 208.00 11,000 4,000 -63.64 2,176 832 -61.76
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.49 81,738 105,725 29.35 2,960 3,752 26.76
2018-03-31 13F-HR PFE / Pfizer, Inc. Put 35.44 122,000 18,000 -85.25 4,418 638 -85.56
2018-03-31 13F-HR CAF / Morgan Stanley China A Share Fund, Inc. 24.89 151,783 120,237 -20.78 3,548 2,993 -15.64
2018-03-31 13F-HR KAAC / Kayne Anderson Acquisition Corp. 9.78 395,464 50,000 -87.36 3,975 489 -87.70
2018-03-31 13F-HR KAAC / Kayne Anderson Acquisition Corp. 10.05 50,000 395,464 690.93 485 3,975 719.59
2018-03-31 13F-HR 58471AAB1 / Medidata Solutions, Inc. Bond 2,316 2,243 -3.15
2018-03-31 13F-HR PCRX / Pacira Pharmaceuticals, Inc. Put 31.15 8,400 31,400 273.81 383 978 155.35
2018-03-31 13F-HR CMA / Comerica, Inc. 63.55 1,542 299 -80.61 89 19 -78.65
2018-03-31 13F-HR SKT / Tanger Factory Outlet Centers, Inc. 21.99 16,469 95,616 480.58 436 2,103 382.34
2018-03-31 13F-HR EVN / Eaton Vance Municipal Income Trust 11.70 113,030 143,283 26.77 1,401 1,677 19.70
2018-03-31 13F-HR PNC.WS / PNC Financial Services Group, Inc., Warrant 84.01 170,624 79,538 -53.38 13,260 6,682 -49.61
2018-03-31 13F-HR 53220KAD0 / Ligand Pharmaceuticals Incorporated Bond 16,604 50,410 203.60
2018-03-31 13F-HR WLB / Westmoreland Coal Co. Call 0.38 33,900 33,900 0.00 41 13 -68.29
2018-03-31 13F-HR WLB / Westmoreland Coal Co. Put 0.41 231,500 185,100 -20.04 280 75 -73.21
2018-03-31 13F-HR 128126AB5 / CalAmp Corp. Bond 10,349 14,222 37.42
2018-03-31 13F-HR AQMS / Aqua Metals, Inc. 2.57 886,160 42,418 -95.21 1,887 109 -94.22
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.41 5,060 13,226 161.38 776 2,029 161.47
2018-03-31 13F-HR IBM / International Business Machines Corp. Call 153.33 10,000 900 -91.00 1,534 138 -91.00
2018-03-31 13F-HR BB / Blackberry Limited Call 11.50 10,000 210,000 2,000.00 111 2,415 2,075.68
2018-03-31 13F-HR BB / Blackberry Limited Put 11.50 114,200 600,400 425.74 1,275 6,904 441.49
2018-03-31 13F-HR LVS / Las Vegas Sands Corp. 71.90 129 11,308 8,665.89 8 813 10,062.50
2018-03-31 13F-HR LVS / Las Vegas Sands Corp. Put 71.90 19,600 40,000 104.08 1,362 2,876 111.16
2018-03-31 13F-HR OTIV / On Track Innovations Ltd. 0.97 30,000 30,000 0.00 40 29 -27.50
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) Put 31.90 2,100 2,100 0.00 67 67 0.00
2018-03-31 13F-HR CAVM / Cavium, Inc. 79.38 62,355 89,637 43.75 5,227 7,115 36.12
2018-03-31 13F-HR COST / Costco Wholesale Corp. Call 188.33 0 3,000 0 565
2018-03-31 13F-HR COST / Costco Wholesale Corp. Put 188.43 63,200 132,700 109.97 11,762 25,004 112.58
2018-03-31 13F-HR JMF / Nuveen Energy MLP Total Return Fund 9.91 240,776 5,346 -97.78 2,742 53 -98.07
2018-03-31 13F-HR RIG / Transocean, Inc. 9.90 259,953 168,536 -35.17 2,776 1,668 -39.91
2018-03-31 13F-HR RIG / Transocean, Inc. Put 9.90 1,332,400 1,219,900 -8.44 14,230 12,077 -15.13
2018-03-31 13F-HR WGL / WGL Holdings, Inc. 83.64 48,874 54,674 11.87 4,195 4,573 9.01
2018-03-31 13F-HR CPLA / Capella Education Co. 87.33 21,350 45,883 114.91 1,652 4,007 142.55
2018-03-31 13F-HR IFN / India Fund, Inc. (THE) 24.62 96,034 101,331 5.52 2,508 2,495 -0.52
2018-03-31 13F-HR SMFG / Sumitomo Mitsui Financial Group Inc. 8.50 125,000 150,000 20.00 1,086 1,275 17.40
2018-03-31 13F-HR TGT / Target Corp. Call 69.42 50,000 50,000 0.00 3,262 3,471 6.41
2018-03-31 13F-HR TGT / Target Corp. Put 69.37 9,500 9,500 0.00 619 659 6.46
2018-03-31 13F-HR 001546AP5 / AK Steel Holding Corp. 1.5% Bond due 2019-11-15 12,815 2,752 -78.53
2018-03-31 13F-HR DSKE / Daseke, Inc. 9.79 0 188,811 0 1,848
2018-03-31 13F-HR 302301AB2 / Ezcorp, Inc. Bond 9,158 20,949 128.75
2018-03-31 13F-HR RLJ / RLJ Lodging Trust 19.14 0 3,343 0 64
2018-03-31 13F-HR AAT / American Assets Trust Inc 33.40 80,300 57,667 -28.19 3,070 1,926 -37.26
2018-03-31 13F-HR MGU / Macquarie Global Infrastructure Total Return Fund Inc. 22.20 13,741 110,819 706.48 313 2,460 685.94
2018-03-31 13F-HR SPXU / ProShares UltraPro Short S&P 500 11.17 2,000 199,429 9,871.45 34 2,227 6,450.00
2018-03-31 13F-HR GSG / iShares S&P GSCI Commodity-Indexed Trust 16.65 80,849 220,249 172.42 1,316 3,667 178.65
2018-03-31 13F-HR KIO / KKR Income Opportunities Fund 15.83 4,139 11,310 173.25 66 179 171.21
2018-03-31 13F-HR PAI / Western Asset Income Fund 13.85 2,572 79,796 3,002.49 37 1,105 2,886.49
2018-03-31 13F-HR XERHX / Wells Fargo Advantage Utilities 12.15 0 21,489 0 261
2018-03-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 11.89 0 131,916 0 1,568
2018-03-31 13F-HR CLI / Mack-Cali Realty Corp. 16.71 145,784 246,457 69.06 3,143 4,118 31.02
2018-03-31 13F-HR 49926DAB5 / Knowles Corp Bond 12,163 11,439 -5.95
2018-03-31 13F-HR BPFH / Boston Private Financial Holdings, Inc. 9.12 794,946 797,033 0.26 7,647 7,269 -4.94
2018-03-31 13F-HR SAP / SAP SE 105.15 0 60,000 0 6,309
2018-03-31 13F-HR STI.WS.B / SunTrust Banks, Inc. - Warrant 11/14/2018 23.96 383,085 368,517 -3.80 7,843 8,831 12.60
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) 81.47 2,767 4,701 69.90 211 383 81.52
2018-03-31 13F-HR DHI / D.R. Horton, Inc. 43.80 10,000 16,553 65.53 510 725 42.16
2018-03-31 13F-HR PTCT / PTC Therapeutics, Inc. Put 27.00 29,800 10,000 -66.44 497 270 -45.67
2018-03-31 13F-HR INFN / Infinera Corp. 9.59 48,845 417 -99.15 309 4 -98.71
2018-03-31 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 12.11 0 75,376 0 913
2018-03-31 13F-HR AGC / Advent Claymore Convertible Securities & Income Fund II 5.60 461,574 788,095 70.74 2,764 4,413 59.66
2018-03-31 13F-HR VIPS / Vipshop Holdings, Inc. Put 16.60 467,400 25,000 -94.65 5,477 415 -92.42
2018-03-31 13F-HR LPX / Louisiana-Pacific Corp. 28.77 0 30,000 0 863
2018-03-31 13F-HR APD / Air Products & Chemicals, Inc. 159.03 17,000 35,000 105.88 2,789 5,566 99.57
2018-03-31 13F-HR TXT / Textron, Inc. Put 58.75 2,400 2,400 0.00 135 141 4.44
2018-03-31 13F-HR TPGE / TPG Pace Energy Holdings Corp. 9.80 74,848 50,000 -33.20 781 490 -37.26
2018-03-31 13F-HR TPGE / TPG Pace Energy Holdings Corp. 10.43 218,468 74,848 -65.74 2,261 781 -65.46
2018-03-31 13F-HR UPL / Ultra Petroleum Corp. 4.17 628,967 877,342 39.49 5,698 3,658 -35.80
2018-03-31 13F-HR BUD / Anheuser-Busch Inbev SA Call 109.91 0 11,000 0 1,209
2018-03-31 13F-HR EVJ / Eaton Vance New Jersey Municipal Income Trust 11.15 42,695 41,789 -2.12 501 466 -6.99
2018-03-31 13F-HR WTFC / Wintrust Financial Corp. 0.00 0 3 0 0
2018-03-31 13F-HR TACOW / Del Taco Restaurants, Inc., Warrants exp 2020-06-30 2.29 119,317 107,216 -10.14 351 246 -29.91
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.88 111,707 117,483 5.17 4,278 5,038 17.77
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. Put 42.89 172,000 140,500 -18.31 6,587 6,026 -8.52
2018-03-31 13F-HR RLJE / RLJ Entertainment, Inc. 4.17 2,400 2,400 0.00 8 10 25.00
2018-03-31 13F-HR GRA / Grace (W. R.) & Co. 60.87 105,300 2,267 -97.85 7,384 138 -98.13
2018-03-31 13F-HR ADT / ADT Corporation 7.92 0 50,000 0 396
2018-03-31 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 4.08 29,066 28,411 -2.25 135 116 -14.07
2018-03-31 13F-HR KERX / Keryx Biopharmaceuticals, Inc. Put 4.08 50,000 50,000 0.00 232 204 -12.07
2018-03-31 13F-HR SFUN / Fang Holdings Ltd. 5.13 10,521 10,521 0.00 58 54 -6.90
2018-03-31 13F-HR HCA / HCA Holdings Inc. Call 96.99 18,800 12,300 -34.57 1,651 1,193 -27.74
2018-03-31 13F-HR 75972AAA1 / Renewable Energy Group, Inc. Bond 57 1,941 3,305.26
2018-03-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.02 28,922 154,182 433.10 394 2,007 409.39
2018-03-31 13F-HR WPX / WPX Energy, Inc. 14.26 0 1,753 0 25
2018-03-31 13F-HR WPX / WPX Energy, Inc. Put 14.77 487,100 77,800 -84.03 6,853 1,149 -83.23
2018-03-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 14.40 40,243 100,502 149.74 649 1,447 122.96
2018-03-31 13F-HR PFIE / Profire Energy, Inc. 2.72 257,563 131,423 -48.97 494 358 -27.53
2018-03-31 13F-HR MSFG / MainSource Financial Group, Inc. 40.65 4,614 66,864 1,349.15 167 2,718 1,527.54
2018-03-31 13F-HR ATVI / Activision Blizzard, Inc. 67.45 39,548 41,277 4.37 2,504 2,784 11.18
2018-03-31 13F-HR ATVI / Activision Blizzard, Inc. Put 67.42 16,300 16,300 0.00 1,032 1,099 6.49
2018-03-31 13F-HR WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock 63.34 51,473 23,557 -54.23 3,160 1,492 -52.78
2018-03-31 13F-HR 947075AH0 / Weatherford International plc Bond 3,576 2,684 -24.94
2018-03-31 13F-HR IMMU / Immunomedics, Inc. Put 14.60 345,800 120,600 -65.12 5,588 1,761 -68.49
2018-03-31 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 48.21 0 15,164 0 731
2018-03-31 13F-HR PDLI / PDL BioPharma, Inc. Put 2.94 102,600 22,800 -77.78 281 67 -76.16
2018-03-31 13F-HR GSHT / Gores Holdings II, Inc. 10.00 166,500 93,240 -44.00 296 932 214.86
2018-03-31 13F-HR GSHT / Gores Holdings II, Inc. 1.78 200,000 166,500 -16.75 2,138 296 -86.16
2018-03-31 13F-HR GSHT / Gores Holdings II, Inc. 10.69 200,000 200,000 0.00 2,072 2,138 3.19
2018-03-31 13F-HR EXEL / Exelixis, Inc. 22.11 1,542 1,945 26.13 46 43 -6.52
2018-03-31 13F-HR JWN / Nordstrom, Inc. 48.37 16,760 16,065 -4.15 794 777 -2.14
2018-03-31 13F-HR JWN / Nordstrom, Inc. Put 48.40 40,000 40,000 0.00 1,895 1,936 2.16
2018-03-31 13F-HR ELS / Equity Lifestyles Properties, Inc. 87.70 1,543 2,440 58.13 137 214 56.20
2018-03-31 13F-HR EEA / European Equity Fund, Inc. (The) 9.57 0 10,236 0 98
2018-03-31 13F-HR BLBD / Blue Bird Corporation 18.52 769 54 -92.98 13 1 -92.31
2018-03-31 13F-HR SLB / Schlumberger Ltd. Put 64.76 68,300 29,200 -57.25 4,602 1,891 -58.91
2018-03-31 13F-HR CHUBK / Commercehub Inc 22.46 64,898 12,600 -80.58 1,460 283 -80.62
2018-03-31 13F-HR CONN / Conn's, Inc. 33.98 39,179 40,343 2.97 1,392 1,371 -1.51
2018-03-31 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 14.68 0 10,419 0 153
2018-03-31 13F-HR 45253HAB7 / Immunogen Inc Bond 7,836 257 -96.72
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. 181.49 15,161 9,780 -35.49 2,197 1,775 -19.21
2018-03-31 13F-HR HUN / Huntsman Corp. 29.24 164,249 79,752 -51.44 5,467 2,332 -57.34
2018-03-31 13F-HR NYLD / NRG Yield, Inc. 17.00 11,014 66,540 504.14 208 1,131 443.75
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 46.98 262,616 299,865 14.18 12,056 14,087 16.85
2018-03-31 13F-HR TMUS / T-Mobile US, Inc. 61.03 139,269 4,899 -96.48 8,844 299 -96.62
2018-03-31 13F-HR TMUS / T-Mobile US, Inc. Put 61.02 24,500 24,500 0.00 1,555 1,495 -3.86
2018-03-31 13F-HR QUOT / Quotient Technology Inc. Put 13.07 0 7,500 0 98
2018-03-31 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 58.13 234,983 63,085 -73.15 13,672 3,667 -73.18
2018-03-31 13F-HR TY / Tri-Continental Corp. 26.25 0 11,810 0 310
2018-03-31 13F-HR 88339KAA0 / Theravance Biopharma, Inc. Bond 26,424 24,481 -7.35
2018-03-31 13F-HR KEYS / Keysight Technologies Inc. 52.38 0 55,000 0 2,881
2018-03-31 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 12.57 49,177 158,718 222.75 658 1,995 203.19
2018-03-31 13F-HR GPK / Graphic Packaging Holding Co. 15.35 0 225,000 0 3,453
2018-03-31 13F-HR KBH / KB Home 28.42 1,112 24,699 2,121.13 35 702 1,905.71
2018-03-31 13F-HR 98236JAB4 / Wright Medical Group N.V. Bond 75,419 70,141 -7.00
2018-03-31 13F-HR UE / Urban Edge Properties 21.31 0 12,998 0 277
2018-03-31 13F-HR PRTY / Party City Holdco Inc. 15.55 128,666 15,884 -87.65 1,794 247 -86.23
2018-03-31 13F-HR SNAP / Snapchat, Inc. 15.68 43,635 4,527 -89.63 637 71 -88.85
2018-03-31 13F-HR SNAP / Snapchat, Inc. Put 15.87 373,200 280,500 -24.84 5,452 4,451 -18.36
2018-03-31 13F-HR CSX / CSX Corp. Call 55.70 27,200 77,200 183.82 1,496 4,300 187.43
2018-03-31 13F-HR CSX / CSX Corp. Put 55.69 37,500 33,200 -11.47 2,062 1,849 -10.33
2018-03-31 13F-HR ANH / Anworth Mortgage Asset Corp. 4.80 526,245 1,260,339 139.50 2,862 6,049 111.36
2018-03-31 13F-HR DG / Dollar General Corp. 93.53 922 21,052 2,183.30 85 1,969 2,216.47
2018-03-31 13F-HR DG / Dollar General Corp. Put 93.55 0 29,900 0 2,797
2018-03-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Call 18.53 222,300 502,100 125.87 2,269 9,303 310.00
2018-03-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Put 18.52 133,000 88,700 -33.31 1,357 1,643 21.08
2018-03-31 13F-HR CME / CME Group, Inc. Put 161.73 0 30,000 0 4,852
2018-03-31 13F-HR MON / Monsanto Co. 116.68 72,621 98,371 35.46 8,480 11,478 35.35
2018-03-31 13F-HR JOF / Japan Smaller Capitalization Fund, Inc. 12.28 29,746 48,847 64.21 351 600 70.94
2018-03-31 13F-HR BYM / BlackRock Municipal Income Quality Trust 13.13 0 53,907 0 708
2018-03-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 11.72 116,791 211,236 80.87 1,448 2,475 70.93
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 60.67 319,511 156,803 -50.92 19,148 9,514 -50.31
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF Call 60.68 0 200,000 0 12,136
2018-03-31 13F-HR DDR / DDR Corp. 7.33 318,859 190,805 -40.16 2,856 1,398 -51.05
2018-03-31 13F-HR 69366JAB7 / PTC Therapeutics, Inc. Bond 3,946 6,457 63.63
2018-03-31 13F-HR KEYW / KEYW Holdings Corp Put 7.79 41,800 6,800 -83.73 245 53 -78.37
2018-03-31 13F-HR CH / Aberdeen Chile Fund, Inc. 9.03 48,185 63,540 31.87 430 574 33.49
2018-03-31 13F-HR AMAG / AMAG Pharmaceuticals, Inc. Put 20.15 0 130,000 0 2,619
2018-03-31 13F-HR LPT / Liberty Property Trust 39.72 39,315 37,264 -5.22 1,690 1,480 -12.43
2018-03-31 13F-HR INDU / Industrea Acquisition Corp. 10.40 75,000 75,000 0.00 753 780 3.59
2018-03-31 13F-HR DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated 24.15 0 42,190 0 1,019
2018-03-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 241.00 3,568 1,000 -71.97 882 241 -72.68
2018-03-31 13F-HR PM / Philip Morris International, Inc. 98.33 1,200 600 -50.00 126 59 -53.17
2018-03-31 13F-HR BME / BlackRock Health Sciences Trust 34.99 0 58,638 0 2,052
2018-03-31 13F-HR 69327RAD3 / PDC Energy, Inc. Bond 1,605 97 -93.96
2018-03-31 13F-HR LAQ / Aberdeen Latin America Equity Fund, Inc. 27.37 14,854 31,128 109.56 396 852 115.15
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. Call 3.02 275,000 200,000 -27.27 1,089 604 -44.54
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. 60.40 12,470 27,831 123.18 668 1,681 151.65
2018-03-31 13F-HR GGP / General Growth Properties, Inc. 20.46 0 50,000 0 1,023
2018-03-31 13F-HR FXA / CurrencyShares Australian Dollar Trust 76.70 427 1,760 312.18 33 135 309.09
2018-03-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF 40.23 33,200 21,800 -34.34 1,351 877 -35.09
2018-03-31 13F-HR CC / Chemours Company (The) 48.54 0 4,100 0 199
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 160.13 7,300 67,415 823.49 1,137 10,795 849.43
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust Call 160.13 1,001,100 233,700 -76.66 155,931 37,422 -76.00
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust Put 160.13 148,600 488,000 228.40 23,145 78,143 237.62
2018-03-31 13F-HR HQH / Tekla Healthcare Investors 21.53 213,911 291,247 36.15 4,823 6,270 30.00
2018-03-31 13F-HR TWN / Taiwan Fund, Inc. 21.13 33,492 41,076 22.64 698 868 24.36
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 349.00 0 5,000 0 1,745
2018-03-31 13F-HR EMF / Templeton Emerging Markets Fund 16.26 0 55,709 0 906
2018-03-31 13F-HR OA / Orbital ATK, Inc. 132.60 60,724 58,539 -3.60 7,985 7,762 -2.79
2018-03-31 13F-HR JE / Just Energy Group, Inc. 4.38 3,200 3,200 0.00 13 14 7.69
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 32.10 132,547 11,744 -91.14 4,523 377 -91.66
2018-03-31 13F-HR WAFD / Washington Federal, Inc. 17.24 1,100 2,494 126.73 19 43 126.32
2018-03-31 13F-HR JFR / Nuveen Floating Rate Income Fund 10.88 0 112,574 0 1,225
2018-03-31 13F-HR 84763AAB4 / Spectrum Pharmaceuticals, Inc. 2.75% Bond Due 12/15/2018 4,674 14,837 217.44
2018-03-31 13F-HR 521050AD6 / Layne Christensen Co. Bond 6,475 2,845 -56.06
2018-03-31 13F-HR PFO / Flaherty & Crumrine Preferred Income Opportunity Fund, Inc. 10.86 11,603 136,522 1,076.61 137 1,482 981.75
2018-03-31 13F-HR HUB.A / Hubbell Inc 121.60 6,759 5,000 -26.02 914 608 -33.48
2018-03-31 13F-HR 45772FAB3 / Inphi Corp. Bond 55,995 47,936 -14.39
2018-03-31 13F-HR AEUA / Anadarko Petroleum Corp., 7.50% Tangible Equity Units due 6/7/2018 29.70 10,230 131,333 1,183.80 345 3,900 1,030.43
2018-03-31 13F-HR MXE / Mexico Equity & Income Trust, Inc. (The) 10.95 38,005 22,823 -39.95 389 250 -35.73
2018-03-31 13F-HR AZN / AstraZeneca Plc 34.92 0 5,985 0 209
2018-03-31 13F-HR XTDFX / Templeton Dragon Fund, Inc. 22.24 154,997 201,315 29.88 3,333 4,477 34.32
2018-03-31 13F-HR 59001KAC4 / Meritor, Inc. 7.875% Bond 16,939 20,057 18.41
2018-03-31 13F-HR WM / Waste Management, Inc. 84.12 67,769 53,770 -20.66 5,848 4,523 -22.66
2018-03-31 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 11.96 2,276 29,345 1,189.32 28 351 1,153.57
2018-03-31 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 13.88 143,568 195,492 36.17 2,068 2,713 31.19
2018-03-31 13F-HR OLLI / Ollie's Bargain Outlet Holdings, Inc. 60.28 1,855 12,044 549.27 98 726 640.82
2018-03-31 13F-HR ARE.PRD / Alexandria Real Estate Equities, Inc. 7.00% Series D Preferred 35.38 8,476 13,171 55.39 313 466 48.88
2018-03-31 13F-HR ROK / Rockwell Automation, Inc. 174.17 28,000 31,664 13.09 5,497 5,515 0.33
2018-03-31 13F-HR MDCO / Medicines Company Call 32.00 0 1,000 0 32
2018-03-31 13F-HR MDCO / Medicines Company Put 32.93 102,500 39,200 -61.76 2,802 1,291 -53.93
2018-03-31 13F-HR WRE / Washington Real Estate Investment Trust 27.29 11,424 16,268 42.40 355 444 25.07
2018-03-31 13F-HR AFAM / Almost Family, Inc. 56.00 90,583 56,862 -37.23 5,013 3,184 -36.49
2018-03-31 13F-HR XPO / XPO Logistics, Inc. 101.78 10,000 18,000 80.00 915 1,832 100.22
2018-03-31 13F-HR EA / Electronic Arts Inc. 121.13 6,027 9,213 52.86 633 1,116 76.30
2018-03-31 13F-HR APA / Apache Corp. 37.37 132 562 325.76 5 21 320.00
2018-03-31 13F-HR 88160RAD3 / Tesla Motors, Inc. Bond 2.375% Due 3/15/2022 113,583 117,902 3.80
2018-03-31 13F-HR GNC / GNC Holdings, Inc. 3.85 28,394 14,030 -50.59 104 54 -48.08
2018-03-31 13F-HR GNC / GNC Holdings, Inc. Put 3.85 96,000 55,000 -42.71 354 212 -40.11
2018-03-31 13F-HR VLO / Valero Energy Corp. 80.65 4,041 62 -98.47 371 5 -98.65
2018-03-31 13F-HR EVM / Eaton Vance California Municipal Bond Fund 10.26 0 219,201 0 2,249
2018-03-31 13F-HR AVA / Avista Corp. 51.24 45,847 70,848 54.53 2,360 3,630 53.81
2018-03-31 13F-HR ASA / ASA Gold and Precious Metals Ltd. 10.42 332,359 385,382 15.95 3,762 4,015 6.73
2018-03-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. 38.38 28,012 11,960 -57.30 968 459 -52.58
2018-03-31 13F-HR MULE / Mulesoft, Inc. 43.98 40,000 85,020 112.55 973 3,739 284.28
2018-03-31 13F-HR CKH / SEACOR Holdings, Inc. Put 50.93 5,400 5,400 0.00 249 275 10.44
2018-03-31 13F-HR TOL / Toll Brothers, Inc. 43.21 895 16,268 1,717.65 42 703 1,573.81
2018-03-31 13F-HR BCV / Bancroft Fund, Ltd. 20.98 43,672 60,632 38.83 950 1,272 33.89
2018-03-31 13F-HR CSBK / Clifton Bancorp Inc. 15.65 62,985 207,505 229.45 1,077 3,247 201.49
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C Call 1,031.78 9,000 9,000 0.00 9,417 9,286 -1.39
2018-03-31 13F-HR IEV / iShares Europe 350 ETF 46.52 11,374 5,224 -54.07 537 243 -54.75
2018-03-31 13F-HR EMI / Eaton Vance Michigan Municipal Income Trust 12.23 22,000 22,740 3.36 282 278 -1.42
2018-03-31 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 16.22 15,862 149,602 843.15 282 2,426 760.28
2018-03-31 13F-HR ACC / American Campus Communities, Inc. 38.59 8,203 12,438 51.63 336 480 42.86
2018-03-31 13F-HR FEYE / FireEye, Inc. 0.00 20 20 0.00 0 0
2018-03-31 13F-HR LULU / lululemon athletica inc. 89.08 5,275 9,014 70.88 273 803 194.14
2018-03-31 13F-HR VLY / Valley National Bancorp 0.00 5,399 5,899 9.26 0 0
2018-03-31 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 17.61 27,428 25,155 -8.29 514 443 -13.81
2018-03-31 13F-HR AKRX / Akorn, Inc. 18.71 125,645 127,066 1.13 4,049 2,377 -41.29
2018-03-31 13F-HR ITUB / Itau Unibanco Holding S.A. 15.60 0 99,432 0 1,551
2018-03-31 13F-HR ITUB / Itau Unibanco Holding S.A. Put 15.60 0 330,000 0 5,148
2018-03-31 13F-HR CNQ / Canadian Natural Resources Limited 31.47 0 135,700 0 4,270
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.71 895,000 175,000 -80.45 63,741 11,149 -82.51
2018-03-31 13F-HR 48273JAB3 / K2m Group Hldgs Inc Bond 13,972 14,452 3.44
2018-03-31 13F-HR ACOR / Acorda Therapeutics, Inc. Put 23.65 86,900 138,500 59.38 1,864 3,275 75.70
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. Put 40.31 54,700 35,400 -35.28 2,873 1,427 -50.33
2018-03-31 13F-HR BFK / BlackRock Municipal Income Trust 12.88 0 37,646 0 485
2018-03-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 4.89 456,075 77,755 -82.95 2,376 380 -84.01
2018-03-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 9.35 42,558 14,542 -65.83 434 136 -68.66
2018-03-31 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 64.21 0 2,554 0 164
2018-03-31 13F-HR HPF / John Hancock Preferred Income Fund II 20.04 0 44,812 0 898
2018-03-31 13F-HR Z / Zillow Group, Inc. Class C 53.06 19,562 980 -94.99 796 52 -93.47
2018-03-31 13F-HR BGR / BlackRock Energy & Resources Trust 13.06 0 4,746 0 62
2018-03-31 13F-HR TLRD / Tailored Brands, Inc. 25.06 99,111 107,145 8.11 2,163 2,685 24.13
2018-03-31 13F-HR MAC / Macerich Company (THE) 54.55 52 110 111.54 3 6 100.00
2018-03-31 13F-HR GCAP / Gain Capital Holdings, Inc. Put 6.74 37,500 129,900 246.40 375 876 133.60
2018-03-31 13F-HR TCB / TCF Financial Corp. 5.94 84,838 72,332 -14.74 323 430 33.13
2018-03-31 13F-HR AIG / American International Group, Inc. Call 54.14 0 2,900 0 157
2018-03-31 13F-HR AIG / American International Group, Inc. Put 54.42 30,000 132,200 340.67 1,787 7,194 302.57
2018-03-31 13F-HR SU / Suncor Energy Inc. 34.20 2,310 2,310 0.00 84 79 -5.95
2018-03-31 13F-HR VER / VEREIT, Inc. 6.96 221,587 299,284 35.06 1,726 2,083 20.68
2018-03-31 13F-HR BTU / Peabody Energy Corporation 36.49 72,446 59,472 -17.91 2,852 2,170 -23.91
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. 36.67 15,004 40,004 166.62 518 1,467 183.20
2018-03-31 13F-HR AA / Alcoa Corp. 44.94 40,200 51,552 28.24 2,165 2,317 7.02
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. Put 41.67 50,000 15,000 -70.00 2,154 625 -70.98
2018-03-31 13F-HR ALLE / Allegion Public Limited 85.27 0 8,526 0 727
2018-03-31 13F-HR IWN / iShares Russell 2000 Value ETF 121.88 10,301 13,883 34.77 1,295 1,692 30.66
2018-03-31 13F-HR FIF / First Trust Energy Infrastructure Fund 14.98 0 45,530 0 682
2018-03-31 13F-HR NOG / Northern Oil and Gas, Inc. 1.91 0 14,137 0 27
2018-03-31 13F-HR JDST / Direxion Daily Junior Gold Miners Index Bear 3X Shares 40.00 5,225 25 -99.52 268 1 -99.63
2018-03-31 13F-HR LGC / Legacy Acquisition Corp. 9.95 150,000 150,000 0.00 1,491 1,492 0.07
2018-03-31 13F-HR PSLV / Sprott Physical Silver Trust 6.00 0 2,500 0 15
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 337.73 70,400 4,474 -93.64 22,601 1,511 -93.31
2018-03-31 13F-HR ICB / Morgan Stanley Income Securities, Inc. 18.81 0 44,871 0 844
2018-03-31 13F-HR MMS / MAXIMUS, Inc. 66.72 153 10,882 7,012.42 10 726 7,160.00
2018-03-31 13F-HR HTD / John Hancock Tax-Advantaged Dividend Income Fund 21.69 0 244,825 0 5,310
2018-03-31 13F-HR SHO / Sunstone Hotel Investors, Inc. 15.20 17,029 35,396 107.86 281 538 91.46
2018-03-31 13F-HR CSTM / Constellium N.V. 10.85 304,900 200,000 -34.40 3,399 2,170 -36.16
2018-03-31 13F-HR XISDX / Prudential Short Duration High 14.12 19,492 100,768 416.97 287 1,423 395.82
2018-03-31 13F-HR BRX / Brixmor Property Group Inc. 15.25 30,517 42,890 40.54 569 654 14.94
2018-03-31 13F-HR WFC.WS / Wells Fargo & Co. (Warrant) 19.18 53,774 60,779 13.03 1,478 1,166 -21.11
2018-03-31 13F-HR RPT / Ramco-Gershenson Properties Trust 12.35 92,089 97,965 6.38 1,356 1,210 -10.77
2018-03-31 13F-HR EZU / iShares MSCI Eurozone ETF 43.32 18,433 8,611 -53.28 799 373 -53.32
2018-03-31 13F-HR VUG / Vanguard Growth ETF 141.81 11,053 9,449 -14.51 1,554 1,340 -13.77
2018-03-31 13F-HR SPA / Sparton Corp. 17.39 124,417 13,975 -88.77 2,869 243 -91.53
2018-03-31 13F-HR GNW / Genworth Financial, Inc. 2.81 50,196 8,196 -83.67 156 23 -85.26
2018-03-31 13F-HR WY / Weyerhaeuser Co. 34.95 5,639 7,039 24.83 198 246 24.24
2018-03-31 13F-HR GCH / Aberdeen Greater China Fund, Inc. 13.42 8,598 8,346 -2.93 107 112 4.67
2018-03-31 13F-HR NXTDW / NXT-ID Inc. Warrants exp. 2019-02-09 0.00 5,600 364 -93.50 3 0 -100.00
2018-03-31 13F-HR RNG / RingCentral, Inc. 63.50 0 40,900 0 2,597
2018-03-31 13F-HR LDOS / Leidos Holdings, Inc. 65.40 33,000 105,000 218.18 2,130 6,867 222.39
2018-03-31 13F-HR 74346YAB9 / Pros Holdings, Inc. Bond 23,423 25,524 8.97
2018-03-31 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 53.76 284,789 275,694 -3.19 15,941 14,820 -7.03
2018-03-31 13F-HR 45337CAN2 / Incyte Corp. Bond 28,441 8,329 -70.71
2018-03-31 13F-HR PAGP / Plains GP Holdings LP 21.75 0 100,000 0 2,175
2018-03-31 13F-HR FLC / Flaherty & Crumrine/Claymore Total Return Fund Inc. 19.80 0 104,523 0 2,070
2018-03-31 13F-HR DLR / Digital Realty Trust, Inc. 105.26 10,867 5,472 -49.65 1,237 576 -53.44
2018-03-31 13F-HR 75972AAC7 / Renewable Energy Group, Inc. Bond 17,326 18,370 6.03
2018-03-31 13F-HR DNR / Denbury Resources Inc. 2.70 281,817 21,817 -92.26 622 59 -90.51
2018-03-31 13F-HR ROST / Ross Stores, Inc. 77.97 0 9,350 0 729
2018-03-31 13F-HR TLGT / Teligent, Inc. Put 3.26 0 8,900 0 29
2018-03-31 13F-HR IVW / iShares S&P 500 Growth ETF 155.04 5,085 4,315 -15.14 776 669 -13.79
2018-03-31 13F-HR LNG / Cheniere Energy, Inc. 0.00 3 3 0.00 0 0
2018-03-31 13F-HR LNG / Cheniere Energy, Inc. Call 53.45 0 113,100 0 6,045
2018-03-31 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 14.07 0 104,694 0 1,473
2018-03-31 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.31 110,731 280,037 152.90 876 2,047 133.68
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. Call 6.23 24,600 18,300 -25.61 131 114 -12.98
2018-03-31 13F-HR XTHQX / Tekla Healthcare Opportunities 16.48 53,820 183,578 241.10 942 3,025 221.13
2018-03-31 13F-HR ADNT / Adient plc 59.60 0 3,406 0 203
2018-03-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V Call 20.52 251,900 250,200 -0.67 4,493 5,134 14.27
2018-03-31 13F-HR CHN / China Fund, Inc. 22.12 0 28,665 0 634
2018-03-31 13F-HR 909214BS6 / Unisys Corp. Bond 27,179 32,121 18.18
2018-03-31 13F-HR IVE / iShares S&P 500 Value ETF 108.27 2,430 859 -64.65 277 93 -66.43
2018-03-31 13F-HR FSLR / First Solar, Inc. 51.28 0 39 0 2
2018-03-31 13F-HR INVA / Innoviva, Inc. Put 16.66 188,500 69,800 -62.97 2,674 1,163 -56.51
2018-03-31 13F-HR KMX / CarMax, Inc. 61.94 25,000 34,164 36.66 1,480 2,116 42.97
2018-03-31 13F-HR ISL / Aberdeen Israel Fund, Inc. 19.23 2,166 2,132 -1.57 41 41 0.00
2018-03-31 13F-HR SCACU / Saban Capital Acquisition Corp. 9.94 251,000 50,000 -80.08 2,641 497 -81.18
2018-03-31 13F-HR SCACU / Saban Capital Acquisition Corp. 10.52 50,000 251,000 402.00 495 2,641 433.54
2018-03-31 13F-HR EIA / Eaton Vance California Municipal Bond Fund II 10.66 0 35,825 0 382
2018-03-31 13F-HR COF / Capital One Financial Corp. 53.54 23,092 2,036 -91.18 1,338 109 -91.85
2018-03-31 13F-HR GPOR / Gulfport Energy Corp. Put 9.58 4,800 4,800 0.00 61 46 -24.59
2018-03-31 13F-HR CYS / CYS Investments, Inc. 6.72 0 1,080,788 0 7,262
2018-03-31 13F-HR MEN / BlackRock MuniEnhanced Fund, Inc. 10.63 0 201,031 0 2,136
2018-03-31 13F-HR CLF / Cleveland Cliffs, Inc. 6.94 64,117 51,600 -19.52 462 358 -22.51
2018-03-31 13F-HR NUE / Nucor Corp. 61.09 97,993 35,000 -64.28 6,230 2,138 -65.68
2018-03-31 13F-HR ACRE / Ares Commercial Real Estate Corp 12.35 66,713 84,704 26.97 860 1,046 21.63
2018-03-31 13F-HR USB / U.S. Bancorp 50.41 5,642 10,514 86.35 302 530 75.50
2018-03-31 13F-HR WRLS / Pensare Acquisition Corp. 10.43 50,000 200,000 300.00 27 2,086 7,625.93
2018-03-31 13F-HR IF / Aberdeen Indonesia Fund, Inc. 7.27 29,598 48,941 65.35 226 356 57.52
2018-03-31 13F-HR BIIB / Biogen Inc. 273.62 2,350 2,350 0.00 748 643 -14.04
2018-03-31 13F-HR VPL / Vanguard MSCI Pacific ETF 72.85 1,710 1,304 -23.74 124 95 -23.39
2018-03-31 13F-HR DKS / Dick's Sporting Goods, Inc. Call 35.05 0 60,000 0 2,103
2018-03-31 13F-HR PODD / Insulet Corp. 86.35 2,900 2,490 -14.14 89 215 141.57
2018-03-31 13F-HR MGI / MoneyGram International, Inc. 8.49 16,625 3,888 -76.61 219 33 -84.93
2018-03-31 13F-HR VLT / Invesco Van Kampen High Income Trust II 13.85 0 12,856 0 178
2018-03-31 13F-HR AMR / Alta Mesa Resources 587,325 0 -100.00 5,820 0 -100.00
2018-03-31 13F-HR HR / Healthcare Realty Trust, Inc. 6,362 0 -100.00 204 0 -100.00
2018-03-31 13F-HR AHS / AMN Healthcare Services, Inc. 250 0 -100.00 12 0 -100.00
2018-03-31 13F-HR CGNX / Cognex Corp. 1,421 0 -100.00 86 0 -100.00
2018-03-31 13F-HR FN / Fabrinet 937 0 -100.00 26 0 -100.00
2018-03-31 13F-HR IPGP / IPG Photonics Corp. 480 0 -100.00 102 0 -100.00
2018-03-31 13F-HR KEM / KEMET Corp. 2,897 0 -100.00 43 0 -100.00
2018-03-31 13F-HR ROG / Rogers Corp. 278 0 -100.00 45 0 -100.00
2018-03-31 13F-HR CERN / Cerner Corp. 4,368 0 -100.00 294 0 -100.00
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 266,405 0 -100.00 7,438 0
2018-03-31 13F-HR RSX / VanEck Vectors ETF TR 646 0 -100.00 13 0 -100.00
2018-03-31 13F-HR AFSI / AmTrust Financial Services, Inc. Put 32,900 0 -100.00 331 0 -100.00
2018-03-31 13F-HR UVE / Universal Insurance Holdings, Inc. Put 24,200 0 -100.00 661 0 -100.00
2018-03-31 13F-HR FXA / CurrencyShares Australian Dollar Trust Put 29,500 0 -100.00 2,302 0 -100.00
2018-03-31 13F-HR GRUB / GrubHub Inc. Put 5,000 0 -100.00 359 0 -100.00
2018-03-31 13F-HR PAH / Platform Specialty Products Corp. Put 45,000 0 -100.00 446 0 -100.00
2018-03-31 13F-HR NYT / New York Times Co. Put 11,100 0 -100.00 205 0 -100.00
2018-03-31 13F-HR KTWO / K2M Group Holdings, Inc. Put 2,200 0 -100.00 39 0 -100.00
2018-03-31 13F-HR ROKU / Roku Inc Put 30,000 0 -100.00 1,553 0 -100.00
2018-03-31 13F-HR XPO / XPO Logistics, Inc. Put 90,000 0 -100.00 8,243 0 -100.00
2018-03-31 13F-HR ESNT / Essent Group Ltd. 42,211 0 -100.00 1,832 0 -100.00
2018-03-31 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 185,707 0 -100.00 1,637 0
2018-03-31 13F-HR VOYA ASIA PAC DIVID EQUITY I / (92912J102) 46,661 0 -100.00 489 0
2018-03-31 13F-HR NUVEEN ALL CAP ENE MLP OPPO / (67075E108) 6,300 0 -100.00 53 0
2018-03-31 13F-HR SQ / Square, Inc. Call 100,000 0 -100.00 3,467 0 -100.00
2018-03-31 13F-HR HRB / Block (H.&R.), Inc. Call 5,000 0 -100.00 131 0 -100.00
2018-03-31 13F-HR GWW / Grainger (W.W.), Inc. Put 20,900 0 -100.00 4,937 0 -100.00
2018-03-31 13F-HR MMV / Eaton Vance Massachusetts Municipal Income Trust 25,462 0 -100.00 333 0 -100.00
2018-03-31 13F-HR LEA / Lear Corp. 10,000 0 -100.00 1,766 0 -100.00
2018-03-31 13F-HR USO / United States Oil Fund, LP Call 350,000 0 -100.00 4,203 0 -100.00
2018-03-31 13F-HR USO / United States Oil Fund, LP Put 145,600 0 -100.00 1,748 0 -100.00
2018-03-31 13F-HR WINTRUST FINL CORP / *W EXP 12/19/201 (97650W157) 100 0 -100.00 6 0
2018-03-31 13F-HR FIRST TRUST SPECIALTY FINANC / COM BEN INTR (33733G109) 118,464 0 -100.00 727 0
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Put 111,200 0 -100.00 3,795 0 -100.00
2018-03-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 10,466 0 -100.00 232 0
2018-03-31 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 24,546 0 -100.00 217 0
2018-03-31 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 65,529 0 -100.00 764 0
2018-03-31 13F-HR FIRST TR SR FLG RTE INCM FD / (33733U108) 79,220 0 -100.00 1,021 0
2018-03-31 13F-HR FIRST TR SR FLOATING RATE 20 / COM SHS (33740K101) 233,270 0 -100.00 2,129 0
2018-03-31 13F-HR GUGGENHEIM CR ALLOCATION FD / (40168G108) 25,919 0 -100.00 568 0
2018-03-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 54,715 0 -100.00 277 0
2018-03-31 13F-HR DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102) 1,749 0 -100.00 15 0
2018-03-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 10,308 0 -100.00 138 0
2018-03-31 13F-HR EIP / Eaton Vance Pennsylvania Municipal Bond Fund 8,052 0 -100.00 100 0 -100.00
2018-03-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 73,253 0 -100.00 1,636 0
2018-03-31 13F-HR MNE / BlackRock Muni New York Intermediate Duration Fund, Inc. 20,242 0 -100.00 275 0 -100.00
2018-03-31 13F-HR FMN / Federated Premier Municipal Income Fund 1,106 0 -100.00 15 0 -100.00
2018-03-31 13F-HR WESTERN ASSET MUN DEF OPP TR / (95768A109) 30,171 0 -100.00 630 0
2018-03-31 13F-HR NEUBERGER BERMAN CA INT MUN / (64123C101) 69,740 0 -100.00 948 0
2018-03-31 13F-HR NUVEEN NORTH CAROLINA QLTY M / (67060P100) 10,449 0 -100.00 134 0
2018-03-31 13F-HR NUVEEN MICHIGAN QLT MUN INC / (670979103) 58,805 0 -100.00 779 0
2018-03-31 13F-HR PZC / PIMCO California Municipal Income Fund III 13,362 0 -100.00 139 0 -100.00
2018-03-31 13F-HR NUVEEN OHIO QLTY MUN INCOME / (670980101) 7,225 0 -100.00 105 0
2018-03-31 13F-HR NUVEEN NEW YORK MUN VALUE FD / (670706100) 9,491 0 -100.00 136 0
2018-03-31 13F-HR VOYA EMERGING MKTS HIGH DIVI / (92912P108) 192,534 0 -100.00 1,713 0
2018-03-31 13F-HR CKH / SEACOR Holdings, Inc. 6,569 0 -100.00 303 0 -100.00
2018-03-31 13F-HR RGC / Regal Entertainment Group 79,494 0 -100.00 1,829 0 -100.00
2018-03-31 13F-HR DXJF / WisdomTree Japan Hedged Financials Fund 15,000 0 -100.00 389 0 -100.00
2018-03-31 13F-HR ANSS / ANSYS, Inc. 426 0 -100.00 62 0 -100.00
2018-03-31 13F-HR AOS / Smith (A.O.) Corp. 28 0 -100.00 1 0 -100.00
2018-03-31 13F-HR B / Barnes Group, Inc. 166 0 -100.00 10 0 -100.00
2018-03-31 13F-HR CPRT / Copart, Inc. 2,347 0 -100.00 101 0 -100.00
2018-03-31 13F-HR FICO / Fair Isaac Corp. 50 0 -100.00 7 0 -100.00
2018-03-31 13F-HR LOGM / LogMein, Inc. 78 0 -100.00 8 0 -100.00
2018-03-31 13F-HR MANH / Manhattan Associates, Inc. 282 0 -100.00 13 0 -100.00
2018-03-31 13F-HR NVR / NVR, Inc. 16 0 -100.00 56 0 -100.00
2018-03-31 13F-HR ROL / Rollins, Inc. 2,243 0 -100.00 104 0 -100.00
2018-03-31 13F-HR RSG / Republic Services, Inc. 1,177 0 -100.00 79 0 -100.00
2018-03-31 13F-HR SFM / Sprouts Farmers Market, Inc. 51,256 0 -100.00 1,248 0 -100.00
2018-03-31 13F-HR SNPS / Synopsys, Inc. 279 0 -100.00 23 0 -100.00
2018-03-31 13F-HR CASA / Casa Systems, Inc. 15,000 0 -100.00 266 0 -100.00
2018-03-31 13F-HR DNLI / Denali Therapeutics Inc. 15,966 0 -100.00 249 0 -100.00
2018-03-31 13F-HR FSCT / ForeScout Technologies, Inc. 15,000 0 -100.00 478 0 -100.00
2018-03-31 13F-HR KIDS / OrthoPediatrics Corp. 20,000 0 -100.00 383 0 -100.00
2018-03-31 13F-HR MDB / MongoDB Inc 15,000 0 -100.00 445 0 -100.00
2018-03-31 13F-HR RYTM / Rhythm Pharmaceuticals, Inc. 15,000 0 -100.00 435 0 -100.00
2018-03-31 13F-HR SEND / SendGrid, Inc. 17,500 0 -100.00 419 0 -100.00
2018-03-31 13F-HR SWCH / Switch Inc 25,000 0 -100.00 454 0 -100.00
2018-03-31 13F-HR AMWD / American Woodmark Corp. 8,500 0 -100.00 1,107 0 -100.00
2018-03-31 13F-HR XEC / Cimarex Energy Co. 30,000 0 -100.00 3,660 0 -100.00
2018-03-31 13F-HR PAH / Platform Specialty Products Corp. 15,390 0 -100.00 152 0 -100.00
2018-03-31 13F-HR PCG / PG&E Corp. 3,443 0 -100.00 154 0 -100.00
2018-03-31 13F-HR PEABODY ENERGY CORP NEW / 8.5% PFD CONV A (704551407) 234 0 -100.00 17 0
2018-03-31 13F-HR BCEI / Bonanza Creek Energy, Inc. 11,074 0 -100.00 305 0 -100.00
2018-03-31 13F-HR BETR / Amplify Snack Brands, Inc. 5,900 0 -100.00 70 0 -100.00
2018-03-31 13F-HR BV / Bazaarvoice, Inc. 3,000 0 -100.00 16 0 -100.00
2018-03-31 13F-HR CAA / CalAtlantic Group, Inc. 552 0 -100.00 31 0 -100.00
2018-03-31 13F-HR CCC / Calgon Carbon Corp. 283,451 0 -100.00 6,037 0 -100.00
2018-03-31 13F-HR DEL / Deltic Timber Corp. 18,968 0 -100.00 1,736 0 -100.00
2018-03-31 13F-HR SSNI / Silver Spring Networks, Inc. 429,582 0 -100.00 6,976 0 -100.00
2018-03-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R117) 35,342 0 -100.00 80 0
2018-03-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 32,807 0 -100.00 1,916 0 -100.00
2018-03-31 13F-HR UAA / Under Armour, Inc. 25,000 0 -100.00 333 0 -100.00
2018-03-31 13F-HR ANDINA ACQUISITION CORP II / UNIT 99/99/9999 (G0441P112) 1,000 0 -100.00 15 0
2018-03-31 13F-HR BLACK RIDGE ACQUISITION CORP / RIGHT 07/10/2019 (09216T123) 100,000 0 -100.00 28 0
2018-03-31 13F-HR BLACK RIDGE ACQUISITION CORP / UNIT 10/05/2022 (09216T206) 30,000 0 -100.00 304 0
2018-03-31 13F-HR BLACK RIDGE ACQUISITION CORP / *W EXP 07/10/202 (09216T115) 100,000 0 -100.00 33 0
2018-03-31 13F-HR DRAPER OAKWOOD TECHNOLOGY / COM CL A (26146L103) 50,000 0 -100.00 488 0
2018-03-31 13F-HR ESTRE AMBIENTAL INC / SHS (G3206V100) 1 0 -100.00 0 0
2018-03-31 13F-HR WDAY / Workday, Inc. Put 6,100 0 -100.00 620 0 -100.00
2018-03-31 13F-HR EPE / EP Energy Corporation Put 18,000 0 -100.00 42 0 -100.00
2018-03-31 13F-HR SEDG / SolarEdge Technologies, Inc. 148 0 -100.00 5 0 -100.00
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 982 0 -100.00 69 0 -100.00
2018-03-31 13F-HR GOGO / Gogo Inc. Call 11,400 0 -100.00 128 0 -100.00
2018-03-31 13F-HR BDX / Becton Dickinson & Co. Put 16,400 0 -100.00 3,510 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. 8,610 0 -100.00 14,961 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. Call 100 0 -100.00 173 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. Put 12,000 0 -100.00 20,852 0 -100.00
2018-03-31 13F-HR WCG / Wellcare Health Plans, Inc. 233 0 -100.00 46 0 -100.00
2018-03-31 13F-HR RL / Ralph Lauren Corp. 1,026 0 -100.00 106 0 -100.00
2018-03-31 13F-HR RL / Ralph Lauren Corp. Put 7,800 0 -100.00 808 0 -100.00
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. Call 10,000 0 -100.00 1,982 0 -100.00
2018-03-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 3,223 0 -100.00 720 0 -100.00
2018-03-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Call 25,100 0 -100.00 5,613 0 -100.00
2018-03-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Put 10,000 0 -100.00 2,236 0 -100.00
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 20,854 0 -100.00 21,821 0 -100.00
2018-03-31 13F-HR PAH / Platform Specialty Products Corp. Call 45,000 0 -100.00 446 0 -100.00
2018-03-31 13F-HR EV / Eaton Vance Corp. 29,734 0 -100.00 457 0 -100.00
2018-03-31 13F-HR CONN / Conn's, Inc. Put 2,500 0 -100.00 88 0 -100.00
2018-03-31 13F-HR AATDF / AA LTD Put 5,100 0 -100.00 138 0 -100.00
2018-03-31 13F-HR DPG / Duff & Phelps Global Utility Income Fund Inc. 48,082 0 -100.00 746 0 -100.00
2018-03-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 4,508 0 -100.00 68 0 -100.00
2018-03-31 13F-HR WWD / Woodward, Inc 287 0 -100.00 21 0 -100.00
2018-03-31 13F-HR FAST / Fastenal Co. 1,919 0 -100.00 104 0 -100.00
2018-03-31 13F-HR SSYS / Stratasys, Ltd. Call 100,000 0 -100.00 1,996 0 -100.00
2018-03-31 13F-HR TRIP / TripAdvisor, Inc. 11,956 0 -100.00 412 0 -100.00
2018-03-31 13F-HR TRIP / TripAdvisor, Inc. Put 25,000 0 -100.00 861 0 -100.00
2018-03-31 13F-HR FLIR / FLIR Systems, Inc. 1,155 0 -100.00 53 0 -100.00
2018-03-31 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 12,047 0 -100.00 74 0 -100.00
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. Call 49,800 0 -100.00 899 0 -100.00
2018-03-31 13F-HR ANTM / Anthem, Inc. Put 50,000 0 -100.00 11,250 0 -100.00
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. Put 250,000 0 -100.00 4,517 0 -100.00
2018-03-31 13F-HR FTNT / Fortinet, Inc. 639 0 -100.00 27 0 -100.00
2018-03-31 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 279,421 0 -100.00 1,634 0 -100.00
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. Call 6,000 0 -100.00 113 0 -100.00
2018-03-31 13F-HR BBT / BB&T Corp. 35,954 0 -100.00 1,787 0 -100.00
2018-03-31 13F-HR BBT / BB&T Corp. Call 17,700 0 -100.00 880 0 -100.00
2018-03-31 13F-HR BBT / BB&T Corp. Put 28,300 0 -100.00 1,407 0 -100.00
2018-03-31 13F-HR IDTI / Integrated Device Technology, Inc. Put 5,700 0 -100.00 169 0 -100.00
2018-03-31 13F-HR FELP / Foresight Energy LP Call 100,000 0 -100.00 437 0 -100.00
2018-03-31 13F-HR EQR / Equity Residential 14,279 0 -100.00 910 0 -100.00
2018-03-31 13F-HR HK / Halcon Resources Corporation Put 50,100 0 -100.00 379 0 -100.00
2018-03-31 13F-HR ALLY / Ally Financial Inc. Put 31,100 0 -100.00 906 0 -100.00
2018-03-31 13F-HR INFN / Infinera Corp. Put 49,500 0 -100.00 313 0 -100.00
2018-03-31 13F-HR LUV / Southwest Airlines Co. 19,677 0 -100.00 1,287 0 -100.00
2018-03-31 13F-HR LUV / Southwest Airlines Co. Put 10,000 0 -100.00 654 0 -100.00
2018-03-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 10,971 0 -100.00 370 0 -100.00
2018-03-31 13F-HR CIK / Credit Suisse Asset Management Income Fund, Inc. 79,889 0 -100.00 264 0 -100.00
2018-03-31 13F-HR MAR / Marriott International, Inc. 944 0 -100.00 128 0 -100.00
2018-03-31 13F-HR CCI / Crown Castle International Corp. 6,069 0 -100.00 6,869 0 -100.00
2018-03-31 13F-HR RCII / Rent-A-Center, Inc. 47,022 0 -100.00 521 0 -100.00
2018-03-31 13F-HR NNY / Nuveen New York Municipal Value Fund, Inc. 19,609 0 -100.00 186 0 -100.00
2018-03-31 13F-HR KYE / Kayne Anderson Energy Total Return Fund, Inc. 127,593 0 -100.00 1,283 0 -100.00
2018-03-31 13F-HR MAB / Eaton Vance Massachusetts Municipal Bond Fund 13,319 0 -100.00 175 0 -100.00
2018-03-31 13F-HR P / Pandora Media, Inc. Call 22,000 0 -100.00 106 0 -100.00
2018-03-31 13F-HR LABU / Direxion Daily S&P Biotech Bull 3X Shares Call 70,500 0 -100.00 5,488 0 -100.00
2018-03-31 13F-HR COF / Capital One Financial Corp. Put 10,400 0 -100.00 1,035 0 -100.00
2018-03-31 13F-HR AZN / AstraZeneca Plc Call 26,800 0 -100.00 929 0 -100.00
2018-03-31 13F-HR SSO / ProShares Ultra S&P500 46,100 0 -100.00 5,044 0 -100.00
2018-03-31 13F-HR NTAP / NetApp, Inc. 1,743 0 -100.00 96 0 -100.00
2018-03-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 26,597 0 -100.00 129 0 -100.00
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. Call 3,000 0 -100.00 160 0 -100.00
2018-03-31 13F-HR CR / Crane Co. 168 0 -100.00 14 0 -100.00
2018-03-31 13F-HR INTU / Intuit Inc. 132 0 -100.00 20 0 -100.00
2018-03-31 13F-HR CTXS / Citrix Systems, Inc. 550,217 0 -100.00 48,419 0 -100.00
2018-03-31 13F-HR PHM / PulteGroup, Inc. 238 0 -100.00 7 0 -100.00
2018-03-31 13F-HR HCP / HCP, Inc. 26,570 0 -100.00 692 0 -100.00
2018-03-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 37,671 0 -100.00 881 0 -100.00
2018-03-31 13F-HR MLM / Martin Marietta Materials, Inc. 5,000 0 -100.00 1,105 0 -100.00
2018-03-31 13F-HR SN / Sanchez Energy Corporation Put 5,700 0 -100.00 30 0 -100.00
2018-03-31 13F-HR IAC / IAC/InterActiveCorp. Put 55,500 0 -100.00 6,786 0 -100.00
2018-03-31 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares 366 0 -100.00 6 0 -100.00
2018-03-31 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares Call 26,700 0 -100.00 474 0 -100.00
2018-03-31 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares Put 88,500 0 -100.00 1,571 0 -100.00
2018-03-31 13F-HR ESS / Essex Property Trust, Inc. 996 0 -100.00 240 0 -100.00
2018-03-31 13F-HR CERN / Cerner Corp. Call 50,000 0 -100.00 3,369 0 -100.00
2018-03-31 13F-HR CERN / Cerner Corp. Put 50,000 0 -100.00 3,369 0 -100.00
2018-03-31 13F-HR HLS / HEALTHSOUTH Corp. 512 0 -100.00 25 0 -100.00
2018-03-31 13F-HR ETSY / Etsy, Inc. Call 106,400 0 -100.00 2,175 0 -100.00
2018-03-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 63,699 0 -100.00 919 0 -100.00
2018-03-31 13F-HR CY / Cypress Semiconductor Corp. 10,724 0 -100.00 163 0 -100.00
2018-03-31 13F-HR FUND / Sprott Focus Trust, Inc. 121,551 0 -100.00 962 0 -100.00
2018-03-31 13F-HR SNI / Scripps Networks Interactive, Inc. 10,725 0 -100.00 915 0 -100.00
2018-03-31 13F-HR MNST / Monster Beverage Corporation 899 0 -100.00 56 0 -100.00
2018-03-31 13F-HR DSL / DoubleLine Income Solutions Fund 49,329 0 -100.00 995 0 -100.00
2018-03-31 13F-HR GTE / Gran Tierra Energy, Inc. 50,000 0 -100.00 135 0 -100.00
2018-03-31 13F-HR COL / Rockwell Collins, Inc. 400,000 0 -100.00 54,248 0 -100.00
2018-03-31 13F-HR INFY / Infosys Limited 47,600 0 -100.00 772 0 -100.00
2018-03-31 13F-HR INFY / Infosys Limited Put 400,000 0 -100.00 6,488 0 -100.00
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 5,520 0 -100.00 364 0 -100.00
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. Call 65,500 0 -100.00 4,321 0 -100.00
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. Put 131,000 0 -100.00 8,643 0 -100.00
2018-03-31 13F-HR TXN / Texas Instruments Inc. Put 20,000 0 -100.00 2,088 0 -100.00
2018-03-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 25,000 0 -100.00 1,483 0 -100.00
2018-03-31 13F-HR ERX / Direxion Daily Energy Bull 3X Shares 31,744 0 -100.00 1,108 0 -100.00
2018-03-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Call 5,500 0 -100.00 56 0 -100.00
2018-03-31 13F-HR RCII / Rent-A-Center, Inc. Call 150,000 0 -100.00 1,665 0 -100.00
2018-03-31 13F-HR PF / Pinnacle Foods, Inc. 64,137 0 -100.00 3,814 0 -100.00
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 646 0 -100.00 87 0 -100.00
2018-03-31 13F-HR EWA / iShares MSCI Australia ETF Put 50,100 0 -100.00 1,160 0 -100.00
2018-03-31 13F-HR NRG / NRG Energy, Inc. Call 50,000 0 -100.00 1,424 0 -100.00
2018-03-31 13F-HR GRA / Grace (W. R.) & Co. Call 50,000 0 -100.00 3,506 0 -100.00
2018-03-31 13F-HR WPX / WPX Energy, Inc. Call 100 0 -100.00 1 0 -100.00
2018-03-31 13F-HR IMMU / Immunomedics, Inc. Call 6,100 0 -100.00 98 0 -100.00
2018-03-31 13F-HR APA / Apache Corp. Call 25,000 0 -100.00 1,055 0 -100.00
2018-03-31 13F-HR VLO / Valero Energy Corp. Call 20,000 0 -100.00 1,838 0 -100.00
2018-03-31 13F-HR KMX / CarMax, Inc. Call 90,000 0 -100.00 5,771 0 -100.00
2018-03-31 13F-HR CLF / Cleveland Cliffs, Inc. Put 237,300 0 -100.00 1,710 0 -100.00
2018-03-31 13F-HR ENZY / Enzymotec Ltd. 11,700 0 -100.00 138 0 -100.00
2018-03-31 13F-HR RXDX / Ignyta, Inc. 268,137 0 -100.00 7,159 0 -100.00
2018-03-31 13F-HR SIGM / Sigma Designs, Inc. 248,899 0 -100.00 1,729 0 -100.00
2018-03-31 13F-HR NBL / Noble Energy, Inc. Put 120,000 0 -100.00 3,496 0 -100.00
2018-03-31 13F-HR NEUBERGER BERMAN NY INT MUN / (64124K102) 65,482 0 -100.00 796 0
2018-03-31 13F-HR IXG / iShares Global Financials ETF 100 0 -100.00 6 0 -100.00
2018-03-31 13F-HR TROX / Tronox Ltd 30,500 0 -100.00 625 0 -100.00
2018-03-31 13F-HR AEIS / Advanced Energy Industries, Inc. 632 0 -100.00 42 0 -100.00
2018-03-31 13F-HR MKSI / MKS Instruments, Inc. 137 0 -100.00 12 0 -100.00
2018-03-31 13F-HR TER / Teradyne, Inc. 751 0 -100.00 31 0 -100.00
2018-03-31 13F-HR FDC / First Data Corporation 25,000 0 -100.00 417 0 -100.00
2018-03-31 13F-HR AAAP / Advanced Accelerator Applications S.A 103,553 0 -100.00 8,451 0 -100.00
2018-03-31 13F-HR SHLD / Sears Holdings Corp. Put 99,100 0 -100.00 354 0 -100.00
2018-03-31 13F-HR FMC / FMC Corp. 10,000 0 -100.00 946 0 -100.00
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 148,400 0 -100.00 3,083 0 -100.00
2018-03-31 13F-HR ADXS / Advaxis, Inc. Call 10,300 0 -100.00 29 0 -100.00
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF Call 1,600 0 -100.00 115 0 -100.00
2018-03-31 13F-HR SRUNU / Silver Run Acquisition Corporation II 31,000 0 -100.00 324 0 -100.00
2018-03-31 13F-HR TLRD / Tailored Brands, Inc. Put 25,000 0 -100.00 545 0 -100.00
2018-03-31 13F-HR CHE / Chemed Corp. 120 0 -100.00 29 0 -100.00
2018-03-31 13F-HR COG / Cabot Oil & Gas Corp. 110,926 0 -100.00 3,172 0 -100.00
2018-03-31 13F-HR COG / Cabot Oil & Gas Corp. Put 140,000 0 -100.00 4,004 0 -100.00
2018-03-31 13F-HR BKMU / Bank Mutual Corp. 99,648 0 -100.00 1,061 0 -100.00
2018-03-31 13F-HR PENN / Penn National Gaming, Inc. 210 0 -100.00 6 0 -100.00
2018-03-31 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 18,483 0 -100.00 277 0 -100.00
2018-03-31 13F-HR CRUS / Cirrus Logic, Inc. 573 0 -100.00 29 0 -100.00
2018-03-31 13F-HR SLG / SL Green Realty Corp. 28,307 0 -100.00 2,857 0 -100.00
2018-03-31 13F-HR INGR / Ingredion, Inc. 722 0 -100.00 100 0 -100.00
2018-03-31 13F-HR DLX / Deluxe Corp. 1,422 0 -100.00 109 0 -100.00
2018-03-31 13F-HR STRP / Straight Path Communications Inc. 6,100 0 -100.00 1,108 0 -100.00
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 31,477 0 -100.00 1,198 0 -100.00
2018-03-31 13F-HR CLNE / Clean Energy Fuels Corp. 18,182 0 -100.00 36 0 -100.00
2018-03-31 13F-HR CLNE / Clean Energy Fuels Corp. Call 4,000 0 -100.00 8 0 -100.00
2018-03-31 13F-HR CLNE / Clean Energy Fuels Corp. Put 103,400 0 -100.00 209 0 -100.00
2018-03-31 13F-HR YY / YY Inc. 36,991 0 -100.00 4,182 0 -100.00
2018-03-31 13F-HR EFF / Eaton Vance Floating-Rate Income Plus Fund 102,418 0 -100.00 1,670 0 -100.00
2018-03-31 13F-HR RIG / Transocean, Inc. Call 3,700 0 -100.00 39 0 -100.00
2018-03-31 13F-HR NBR / Nabors Industries Ltd. 75,000 0 -100.00 512 0 -100.00
2018-03-31 13F-HR NUS / Nu Skin Enterprises, Inc. 1,514 0 -100.00 103 0 -100.00
2018-03-31 13F-HR NPV / Nuveen Virginia Premium Income Municipal Fund, Inc. 33,216 0 -100.00 425 0 -100.00
2018-03-31 13F-HR SRCL / Stericycle, Inc. Put 9,700 0 -100.00 659 0 -100.00
2018-03-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 1,242 0 -100.00 25 0 -100.00
2018-03-31 13F-HR KREF / KKR Real Estate Finance Trust 36,365 0 -100.00 727 0 -100.00
2018-03-31 13F-HR BZH / Beazer Homes USA, Inc. Put 20,000 0 -100.00 384 0 -100.00
2018-03-31 13F-HR UNFI / United Natural Foods, Inc. 62 0 -100.00 3 0 -100.00
2018-03-31 13F-HR TWX / Time Warner, Inc. Put 50,000 0 -100.00 4,573 0 -100.00
2018-03-31 13F-HR MRK / Merck & Co., Inc. Call 74,000 0 -100.00 4,163 0 -100.00
2018-03-31 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. Put 700 0 -100.00 12 0 -100.00
2018-03-31 13F-HR XMFVX / MFS Special Value Trust 12,191 0 -100.00 72 0 -100.00
2018-03-31 13F-HR NE / Noble Corporation plc 127 0 -100.00 0 0
2018-03-31 13F-HR CPB / Campbell Soup Co. 1,244 0 -100.00 59 0 -100.00
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) Put 6,900 0 -100.00 984 0 -100.00
2018-03-31 13F-HR YHOO / Yahoo! Inc. Put 3,430,600 0 -100.00 239,627 0 -100.00
2018-03-31 13F-HR STLD / Steel Dynamics, Inc. Put 100,000 0 -100.00 4,313 0 -100.00
2018-03-31 13F-HR BDC / Belden, Inc. Put 23,800 0 -100.00 1,836 0 -100.00
2018-03-31 13F-HR OAS / Oasis Petroleum Inc. 21,079 0 -100.00 177 0 -100.00
2018-03-31 13F-HR OAS / Oasis Petroleum Inc. Put 25,000 0 -100.00 210 0 -100.00
2018-03-31 13F-HR DDS / Dillard's, Inc. 6,250 0 -100.00 375 0 -100.00
2018-03-31 13F-HR FXY / CurrencyShares Japanese Yen Trust Put 50,000 0 -100.00 4,257 0 -100.00
2018-03-31 13F-HR AAL / American Airlines Group Inc. Call 18,800 0 -100.00 978 0 -100.00
2018-03-31 13F-HR SSRI / Silver Standard Resources, Inc. Put 97,000 0 -100.00 852 0 -100.00
2018-03-31 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares Call 16,600 0 -100.00 526 0 -100.00
2018-03-31 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares Put 29,200 0 -100.00 925 0 -100.00
2018-03-31 13F-HR NVDA / NVIDIA Corp. 150,208 0 -100.00 29,065 0 -100.00
2018-03-31 13F-HR NVDA / NVIDIA Corp. Call 15,000 0 -100.00 2,902 0 -100.00
2018-03-31 13F-HR NVDA / NVIDIA Corp. Put 17,900 0 -100.00 3,463 0 -100.00
2018-03-31 13F-HR CTR / ClearBridge Energy MLP Total Return Fund Inc. 130,871 0 -100.00 1,520 0 -100.00
2018-03-31 13F-HR OREX / Orexigen Therapeutics, Inc. 12,989 0 -100.00 16 0 -100.00
2018-03-31 13F-HR OREX / Orexigen Therapeutics, Inc. Put 15,800 0 -100.00 20 0 -100.00
2018-03-31 13F-HR HES / Hess Corp. Put 30,700 0 -100.00 1,457 0 -100.00
2018-03-31 13F-HR DISH / DISH Network Corp. Call 220,000 0 -100.00 10,505 0 -100.00
2018-03-31 13F-HR FDX / FedEx Corp. 13,262 0 -100.00 3,309 0 -100.00
2018-03-31 13F-HR FDX / FedEx Corp. Call 5,200 0 -100.00 1,297 0 -100.00
2018-03-31 13F-HR ROKU / Roku Inc 94 0 -100.00 4 0 -100.00
2018-03-31 13F-HR SWKS / Skyworks Solutions, Inc. 379 0 -100.00 35 0 -100.00
2018-03-31 13F-HR HRS / Harris Corp. 12,000 0 -100.00 1,699 0 -100.00
2018-03-31 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 467,435 0 -100.00 2,874 0 -100.00
2018-03-31 13F-HR DE / Deere & Co. Put 25,000 0 -100.00 3,912 0 -100.00
2018-03-31 13F-HR NMY / Nuveen Maryland Premium Income Municipal Fund, Inc. 105,217 0 -100.00 1,323 0 -100.00
2018-03-31 13F-HR VIPS / Vipshop Holdings, Inc. Call 152,300 0 -100.00 1,784 0 -100.00
2018-03-31 13F-HR LNG / Cheniere Energy, Inc. Put 2,700 0 -100.00 145 0 -100.00
2018-03-31 13F-HR MTCN / ArcelorMittal Put 50,000 0 -100.00 1,615 0 -100.00
2018-03-31 13F-HR ESV / Ensco plc Call 30,100 0 -100.00 177 0 -100.00
2018-03-31 13F-HR SPWR / SunPower Corp. 6,439 0 -100.00 54 0 -100.00
2018-03-31 13F-HR SPWR / SunPower Corp. Put 6,500 0 -100.00 54 0 -100.00
2018-03-31 13F-HR IGF / iShares Global Infrastructure ETF 11,321 0 -100.00 511 0 -100.00
2018-03-31 13F-HR LYB / LyondellBasell Industries NV 12,509 0 -100.00 1,379 0 -100.00
2018-03-31 13F-HR LYB / LyondellBasell Industries NV Call 9,700 0 -100.00 1,070 0 -100.00
2018-03-31 13F-HR TRTX / TPG RE Finance Trust, Inc. 62,095 0 -100.00 1,182 0 -100.00
2018-03-31 13F-HR SWN / Southwestern Energy Co. Put 463,700 0 -100.00 2,587 0 -100.00
2018-03-31 13F-HR KRC / Kilroy Realty Corp. 3,654 0 -100.00 272 0 -100.00
2018-03-31 13F-HR EXEL / Exelixis, Inc. Put 90,000 0 -100.00 2,736 0 -100.00
2018-03-31 13F-HR ZB.PRA / Zions Bancorporation Call 17,200 0 -100.00 874 0 -100.00
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF 1,300 0 -100.00 60 0 -100.00
2018-03-31 13F-HR NYH / Eaton Vance New York Municipal Bond Fund II 18,452 0 -100.00 213 0 -100.00
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. Call 12,800 0 -100.00 929 0 -100.00
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. Put 49,800 0 -100.00 3,616 0 -100.00
2018-03-31 13F-HR VVUS / VIVUS, Inc. Put 43,000 0 -100.00 21 0 -100.00
2018-03-31 13F-HR C / Citigroup, Inc. Put 60,200 0 -100.00 4,479 0 -100.00
2018-03-31 13F-HR RHT / Red Hat, Inc. Call 35,000 0 -100.00 4,203 0 -100.00
2018-03-31 13F-HR NIHD / NII Holdings, Inc. 66,995 0 -100.00 28 0 -100.00
2018-03-31 13F-HR AI / Arlington Asset Investment Corp. 858,946 0 -100.00 10,118 0 -100.00
2018-03-31 13F-HR HOS / Hornbeck Offshore Services, Inc. Put 39,000 0 -100.00 121 0 -100.00
2018-03-31 13F-HR DYN / Dynegy Inc. Call 17,200 0 -100.00 203 0 -100.00
2018-03-31 13F-HR DYN / Dynegy Inc. Put 522,000 0 -100.00 6,185 0 -100.00
2018-03-31 13F-HR CAR / Avis Budget Group, Inc. Call 22,500 0 -100.00 987 0 -100.00
2018-03-31 13F-HR CAR / Avis Budget Group, Inc. Put 2,500 0 -100.00 109 0 -100.00
2018-03-31 13F-HR OPK / Opko Health, Inc. Call 40,000 0 -100.00 196 0 -100.00
2018-03-31 13F-HR OPK / Opko Health, Inc. Put 37,700 0 -100.00 184 0 -100.00
2018-03-31 13F-HR SDRL / Seadrill Limited 33,709 0 -100.00 7 0 -100.00
2018-03-31 13F-HR SDRL / Seadrill Limited Put 50,000 0 -100.00 11 0 -100.00
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. Call 24,200 0 -100.00 1,733 0 -100.00
2018-03-31 13F-HR UA / Under Armour, Inc., Class C Call 10,000 0 -100.00 144 0 -100.00
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. Put 450,000 0 -100.00 1,782 0 -100.00
2018-03-31 13F-HR CZR / Caesars Entertainment Corporation Put 90,000 0 -100.00 1,138 0 -100.00
2018-03-31 13F-HR UPL / Ultra Petroleum Corp. Put 5,500 0 -100.00 49 0 -100.00
2018-03-31 13F-HR PRTY / Party City Holdco Inc. Put 50,000 0 -100.00 697 0 -100.00
2018-03-31 13F-HR NAV / Navistar International Corp. Put 1,000 0 -100.00 42 0 -100.00
2018-03-31 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 159,978 0 -100.00 2,292 0 -100.00
2018-03-31 13F-HR INCY / Incyte Corp. 407 0 -100.00 38 0 -100.00
2018-03-31 13F-HR TGI / Triumph Group, Inc. Put 5,500 0 -100.00 149 0 -100.00
2018-03-31 13F-HR LLY / Eli Lilly & Co. 177 0 -100.00 14 0 -100.00
2018-03-31 13F-HR LLY / Eli Lilly & Co. Put 25,000 0 -100.00 2,111 0 -100.00
2018-03-31 13F-HR FSLR / First Solar, Inc. Call 15,000 0 -100.00 1,012 0 -100.00
2018-03-31 13F-HR RES / RPC, Inc. 49,616 0 -100.00 1,266 0 -100.00
2018-03-31 13F-HR CPN / Calpine Corp. 473,429 0 -100.00 7,162 0 -100.00
2018-03-31 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 1,559 0 -100.00 138 0 -100.00
2018-03-31 13F-HR ZNGA / Zynga Inc. Call 200,000 0 -100.00 800 0 -100.00
2018-03-31 13F-HR ZNGA / Zynga Inc. Put 100,000 0 -100.00 400 0 -100.00
2018-03-31 13F-HR MDC / M.D.C. Holdings, Inc. 622 0 -100.00 19 0 -100.00
2018-03-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group Call 86,000 0 -100.00 2,100 0 -100.00
2018-03-31 13F-HR AATDF / AA LTD Call 32,700 0 -100.00 891 0 -100.00
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) Put 24,900 0 -100.00 6,343 0 -100.00
2018-03-31 13F-HR K / Kellogg Co. Call 16,600 0 -100.00 1,128 0 -100.00
2018-03-31 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 10,000 0 -100.00 556 0 -100.00
2018-03-31 13F-HR FAS / Direxion Daily Financial Bull 3X Shares Call 8,500 0 -100.00 581 0 -100.00
2018-03-31 13F-HR FAS / Direxion Daily Financial Bull 3X Shares Put 21,000 0 -100.00 1,435 0 -100.00
2018-03-31 13F-HR AMGN / Amgen Inc. Call 4,500 0 -100.00 782 0 -100.00
2018-03-31 13F-HR MZF / Managed Duration Investment Grade Municipal Fund 30,279 0 -100.00 406 0 -100.00
2018-03-31 13F-HR BBBY / Bed Bath & Beyond Inc. Put 145,000 0 -100.00 3,188 0 -100.00
2018-03-31 13F-HR STI.WS.A / SunTrust Banks, Inc. - Warrant 12/31/2018 4,322 0 -100.00 137 0 -100.00
2018-03-31 13F-HR PHD / Pioneer Floating Rate Trust 29,261 0 -100.00 335 0 -100.00
2018-03-31 13F-HR RMBS / Rambus, Inc. 8,134 0 -100.00 115 0 -100.00
2018-03-31 13F-HR RMBS / Rambus, Inc. Put 6,000 0 -100.00 85 0 -100.00
2018-03-31 13F-HR NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 132,020 0 -100.00 1,573 0 -100.00
2018-03-31 13F-HR ARRY / Array BioPharma, Inc. Call 67,200 0 -100.00 860 0 -100.00
2018-03-31 13F-HR WYIG / JM Global Holding Company 5,281 0 -100.00 1 0 -100.00
2018-03-31 13F-HR Z / Zillow Group, Inc. Class C Put 61,900 0 -100.00 2,521 0 -100.00
2018-03-31 13F-HR NUAN / Nuance Communications, Inc. Put 16,500 0 -100.00 269 0 -100.00
2018-03-31 13F-HR EDI / Stone Harbor Emerging Markets Total Income Fund 31,234 0 -100.00 486 0 -100.00
2018-03-31 13F-HR AAP / Advance Auto Parts, Inc. Call 10,000 0 -100.00 996 0 -100.00
2018-03-31 13F-HR CVS / CVS Health Corporation Put 19,500 0 -100.00 1,413 0 -100.00
2018-03-31 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 4,400 0 -100.00 210 0 -100.00
2018-03-31 13F-HR XCRA / Xcerra Corp 20,855 0 -100.00 204 0 -100.00
2018-03-31 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 124,437 0 -100.00 2,018 0 -100.00
2018-03-31 13F-HR UWM / ProShares Ultra Russell2000 Put 100 0 -100.00 7 0 -100.00
2018-03-31 13F-HR CMA / Comerica, Inc. Put 140,700 0 -100.00 12,214 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc 13,615 0 -100.00 2,227 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc Call 109,200 0 -100.00 17,862 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc Put 189,100 0 -100.00 30,932 0 -100.00
2018-03-31 13F-HR O / Realty Income Corp. 2,775 0 -100.00 158 0 -100.00
2018-03-31 13F-HR TGT / Target Corp. 31,401 0 -100.00 2,048 0 -100.00
2018-03-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) Put 203,400 0 -100.00 16,607 0 -100.00
2018-03-31 13F-HR DRH / Diamond Rock Hospitality Co. 209,214 0 -100.00 2,362 0 -100.00
2018-03-31 13F-HR ERF / Enerplus Corporation 75,849 0 -100.00 742 0 -100.00
2018-03-31 13F-HR MSM / MSC Industrial Direct Co., Inc. 955 0 -100.00 92 0 -100.00
2018-03-31 13F-HR DUST / Direxion Daily Gold Miners Bear 3x Shares Call 2,100 0 -100.00 49 0 -100.00
2018-03-31 13F-HR EDU / New Oriental Education & Technology Group, Inc. 332 0 -100.00 31 0 -100.00
2018-03-31 13F-HR EDU / New Oriental Education & Technology Group, Inc. Put 20,000 0 -100.00 1,880 0 -100.00
2018-03-31 13F-HR MX / MagnaChip Semiconductor Corp Put 1,600 0 -100.00 15 0 -100.00
2018-03-31 13F-HR PMF / PIMCO Municipal Income Fund 11,373 0 -100.00 147 0 -100.00
2018-03-31 13F-HR BBK / BlackRock Municipal Bond Investment Trust 63,765 0 -100.00 966 0 -100.00
2018-03-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. Call 3,600 0 -100.00 58 0 -100.00
2018-03-31 13F-HR USB / U.S. Bancorp Put 4,700 0 -100.00 251 0 -100.00
2018-03-31 13F-HR CIEN / Ciena Corp. Call 58,900 0 -100.00 1,232 0 -100.00
2018-03-31 13F-HR CIEN / Ciena Corp. Put 50,500 0 -100.00 1,056 0 -100.00
2018-03-31 13F-HR EDZ / Direxion Daily Emerging Markets Bear 3X Shares 6,315 0 -100.00 57 0 -100.00
2018-03-31 13F-HR EDZ / Direxion Daily Emerging Markets Bear 3X Shares Call 9,600 0 -100.00 86 0 -100.00
2018-03-31 13F-HR XBKS / Xenith Bankshares, Inc. 29,339 0 -100.00 992 0 -100.00
2018-03-31 13F-HR VLO / Valero Energy Corp. Put 100,000 0 -100.00 9,191 0 -100.00
2018-03-31 13F-HR RRC / Range Resources Corp. 39,668 0 -100.00 676 0 -100.00
2018-03-31 13F-HR RRC / Range Resources Corp. Put 42,500 0 -100.00 725 0 -100.00
2018-03-31 13F-HR WAB / Wabtec Corp. Call 18,900 0 -100.00 1,539 0 -100.00
2018-03-31 13F-HR WAB / Wabtec Corp. Put 1,000 0 -100.00 81 0 -100.00
2018-03-31 13F-HR MXIM / Maxim Integrated Products, Inc Put 25,000 0 -100.00 1,307 0 -100.00
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 672 0 -100.00 34 0 -100.00
2018-03-31 13F-HR AMAT / Applied Materials, Inc. Call 30,000 0 -100.00 1,533 0 -100.00
2018-03-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Call 400 0 -100.00 23 0 -100.00
2018-03-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Put 41,000 0 -100.00 2,395 0 -100.00
2018-03-31 13F-HR DTF / DTF Tax Free Income, Inc. 102,307 0 -100.00 1,437 0 -100.00
2018-03-31 13F-HR SFUN / Fang Holdings Ltd. Put 10,000 0 -100.00 55 0 -100.00
2018-03-31 13F-HR KSU / Kansas City Southern 10,000 0 -100.00 1,052 0 -100.00
2018-03-31 13F-HR TTMI / TTM Technologies, Inc. Put 5,200 0 -100.00 81 0 -100.00
2018-03-31 13F-HR AMT.PRB / American Tower Corp 111,596 0 -100.00 14,056 0 -100.00
2018-03-31 13F-HR HCA / HCA Holdings Inc. Put 21,800 0 -100.00 1,914 0 -100.00
2018-03-31 13F-HR FEYE / FireEye, Inc. Put 50,000 0 -100.00 710 0 -100.00
2018-03-31 13F-HR TSRO / TESARO, Inc. Put 3,200 0 -100.00 265 0 -100.00
2018-03-31 13F-HR SLB / Schlumberger Ltd. Call 41,600 0 -100.00 2,803 0 -100.00
2018-03-31 13F-HR STI / SunTrust Banks, Inc. Put 27,000 0 -100.00 1,743 0 -100.00
2018-03-31 13F-HR MIIIW / M III Acquisition Corp. 15,600 0 -100.00 165 0 -100.00
2018-03-31 13F-HR WM / Waste Management, Inc. Put 75,000 0 -100.00 6,472 0 -100.00
2018-03-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 488 0 -100.00 34 0 -100.00
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. Put 10,500 0 -100.00 1,521 0 -100.00
2018-03-31 13F-HR HUN / Huntsman Corp. Call 50,000 0 -100.00 1,664 0 -100.00
2018-03-31 13F-HR HUN / Huntsman Corp. Put 100,000 0 -100.00 3,329 0 -100.00
2018-03-31 13F-HR TXN / Texas Instruments Inc. 297 0 -100.00 31 0 -100.00
2018-03-31 13F-HR DLTR / Dollar Tree, Inc. 593 0 -100.00 63 0 -100.00
2018-03-31 13F-HR EPAY / Bottomline Technologies, Inc. 18,841 0 -100.00 653 0 -100.00
2018-03-31 13F-HR EPAY / Bottomline Technologies, Inc. Put 30,000 0 -100.00 1,040 0 -100.00
2018-03-31 13F-HR JDD / Nuveen Diversified Dividend and Income Fund 10,123 0 -100.00 124 0 -100.00
2018-03-31 13F-HR BHGE / Baker Hughes, a GE company 49,695 0 -100.00 1,572 0 -100.00
2018-03-31 13F-HR VIXY / ProShares VIX Short-Term Futures Call 170,700 0 -100.00 3,951 0 -100.00
2018-03-31 13F-HR NEXT / NextDecade Corporation 38,607 0 -100.00 23 0 -100.00
2018-03-31 13F-HR REV / Revlon, Inc. Put 25,000 0 -100.00 545 0 -100.00
2018-03-31 13F-HR LHO / LaSalle Hotel Properties 80,263 0 -100.00 2,252 0 -100.00
2018-03-31 13F-HR SNAP / Snapchat, Inc. Call 10,500 0 -100.00 153 0 -100.00
2018-03-31 13F-HR EGO / Eldorado Gold Corporation 47,552 0 -100.00 67 0 -100.00
2018-03-31 13F-HR EGO / Eldorado Gold Corporation Put 50,000 0 -100.00 71 0 -100.00
2018-03-31 13F-HR GNCMB / General Communication, Inc. 67,993 0 -100.00 2,653 0 -100.00
2018-03-31 13F-HR AFL / AFLAC, Inc. 830,000 0 -100.00 72,857 0 -100.00
2018-03-31 13F-HR CMG / Chipotle Mexican Grill, Inc. Call 46,200 0 -100.00 13,353 0 -100.00
2018-03-31 13F-HR KLAC / KLA-Tencor Corp. 418 0 -100.00 43 0 -100.00
2018-03-31 13F-HR SHW / Sherwin-Williams Co. (The) 5,500 0 -100.00 2,255 0 -100.00
2018-03-31 13F-HR JSD / Nuveen Short Duration Credit Opportunities Fund 32,262 0 -100.00 536 0 -100.00
2018-03-31 13F-HR LKQ / LKQ Corp. 2,686 0 -100.00 109 0 -100.00
2018-03-31 13F-HR KGC / Kinross Gold Corp. Call 100,000 0 -100.00 432 0 -100.00
2018-03-31 13F-HR SHLM / Schulman (A.), Inc. 12,500 0 -100.00 465 0 -100.00
2018-03-31 13F-HR PNR / Pentair plc. 7,000 0 -100.00 494 0 -100.00
2018-03-31 13F-HR BF.B / Brown-Forman Corp. 135 0 -100.00 9 0 -100.00
2018-03-31 13F-HR GRUB / GrubHub Inc. Call 61,800 0 -100.00 4,437 0 -100.00
2018-03-31 13F-HR MCHP / Microchip Technology Inc. 25,164 0 -100.00 2,211 0 -100.00
2018-03-31 13F-HR PII / Polaris Industries, Inc Put 60,000 0 -100.00 7,439 0 -100.00
2018-03-31 13F-HR EQIX / Equinix, Inc. 36,700 0 -100.00 16,633 0 -100.00
2018-03-31 13F-HR MTW / Manitowoc Co., Inc. (The) Put 39,700 0 -100.00 1,561 0 -100.00
2018-03-31 13F-HR RDN / Radian Group, Inc. 172,983 0 -100.00 3,565 0 -100.00
2018-03-31 13F-HR GGG / Graco Inc. 166 0 -100.00 7 0 -100.00
2018-03-31 13F-HR MAS / Masco Corp. 7,698 0 -100.00 338 0 -100.00
2018-03-31 13F-HR SNBC / Sun Bancorp, Inc. 44,089 0 -100.00 1,071 0 -100.00
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. Call 5,500 0 -100.00 288 0 -100.00
2018-03-31 13F-HR PAYX / Paychex, Inc. 820 0 -100.00 55 0 -100.00
2018-03-31 13F-HR CI / Cigna Corp. 129 0 -100.00 26 0 -100.00
2018-03-31 13F-HR SAM / Boston Beer Company, Inc. (THE) 6 0 -100.00 1 0 -100.00
2018-03-31 13F-HR RTN / Raytheon Co. 21,815 0 -100.00 4,097 0 -100.00
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 1,013 0 -100.00 99 0 -100.00
2018-03-31 13F-HR XNQPX / Nuveen Pennsylvania Investment 60,500 0 -100.00 795 0 -100.00
2018-03-31 13F-HR JBLU / JetBlue Airways Corp. 4,577 0 -100.00 102 0 -100.00
2018-03-31 13F-HR JBLU / JetBlue Airways Corp. Put 100,000 0 -100.00 2,234 0 -100.00
2018-03-31 13F-HR DRE / Duke Realty Corp. 47,979 0 -100.00 1,305 0 -100.00
2018-03-31 13F-HR JOBS / 51job, Inc. 47,617 0 -100.00 2,897 0 -100.00
2018-03-31 13F-HR MELI / MercadoLibre, Inc. Call 2,000 0 -100.00 629 0 -100.00
2018-03-31 13F-HR BECN / Beacon Roofing Supply, Inc. 24,000 0 -100.00 1,530 0 -100.00
2018-03-31 13F-HR AIF / Apollo Tactical Income Fund Inc. 53,250 0 -100.00 838 0 -100.00
2018-03-31 13F-HR WMB / Williams Companies, Inc. (The) 11,892 0 -100.00 362 0 -100.00
2018-03-31 13F-HR WBS / Webster Financial Corp. Call 30,000 0 -100.00 1,684 0 -100.00
2018-03-31 13F-HR QID / ProShares UltraShort QQQ 1,800 0 -100.00 24 0 -100.00
2018-03-31 13F-HR VVR / Van Kampen Senior Income Trust 341,443 0 -100.00 1,498 0 -100.00
2018-03-31 13F-HR AMC / AMC Entertainment Holdings, Inc. 51,293 0 -100.00 774 0 -100.00
2018-03-31 13F-HR WLK / Westlake Chemical Corp. 20,000 0 -100.00 2,130 0 -100.00
2018-03-31 13F-HR CDE / Coeur Mining, Inc. Put 3,100 0 -100.00 23 0 -100.00
2018-03-31 13F-HR ARR / ARMOUR Residential REIT, Inc. 29,349 0 -100.00 754 0 -100.00
2018-03-31 13F-HR EVY / Eaton Vance New York Municipal Income Trust 19,199 0 -100.00 244 0 -100.00
2018-03-31 13F-HR OSGB / Overseas Shipholding Group, Inc. 17,547 0 -100.00 48 0 -100.00
2018-03-31 13F-HR ICON / Iconix Brand Group, Inc. Put 24,700 0 -100.00 31 0 -100.00
2018-03-31 13F-HR FOLD / Amicus Therapeutics, Inc. Put 3,200 0 -100.00 46 0 -100.00
2018-03-31 13F-HR CF / CF Industries Holding, Inc. 10,000 0 -100.00 425 0 -100.00
2018-03-31 13F-HR AGCO / AGCO Corp. 28,000 0 -100.00 2,000 0 -100.00
2018-03-31 13F-HR GIS / General Mills, Inc. 15,000 0 -100.00 889 0 -100.00
2018-03-31 13F-HR GIS / General Mills, Inc. Put 43,000 0 -100.00 2,549 0 -100.00
2018-03-31 13F-HR WFC / Wells Fargo & Co. Put 85,400 0 -100.00 5,181 0 -100.00
2018-03-31 13F-HR MPWR / Monolithic Power Systems, Inc. 101 0 -100.00 11 0 -100.00
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 89 0 -100.00 19 0 -100.00
2018-03-31 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 90,859 0 -100.00 1,103 0 -100.00
2018-03-31 13F-HR SH / ProShares Short S&P500 Call 27,900 0 -100.00 842 0 -100.00
2018-03-31 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 64,683 0 -100.00 885 0 -100.00
2018-03-31 13F-HR BWXT / BWX Technologies, Inc. 10,000 0 -100.00 604 0 -100.00
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 1,888 0 -100.00 156 0 -100.00
2018-03-31 13F-HR IILG / Interval Leisure Group, Inc. Call 31.10 20,000 622
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF Call 56.92 40,000 2,277
2018-03-31 13F-HR TOT / Total S.A. Call 57.69 120,700 6,963
2018-03-31 13F-HR BKNG / Booking Holdings Inc. Call 2,080.00 100 208
2018-03-31 13F-HR TDOC / Teladoc, Inc. Call 40.18 5,700 229
2018-03-31 13F-HR AHL / Aspen Insurance Holdings, Ltd. Call 44.00 1,000 44
2018-03-31 13F-HR AMCX / AMC Networks Inc. Call 51.70 63,000 3,257
2018-03-31 13F-HR CNC / Centene Corp. Call 106.87 138,000 14,748
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) Call 63.71 99,000 6,307
2018-03-31 13F-HR GFI / Gold Fields Ltd. Call 4.02 311,000 1,250
2018-03-31 13F-HR GPK / Graphic Packaging Holding Co. Call 15.31 3,200 49
2018-03-31 13F-HR NVCR / NovoCure Limited Call 21.80 50,000 1,090
2018-03-31 13F-HR PLXS / Plexus Corp. Call 59.70 30,000 1,791
2018-03-31 13F-HR UFS / Domator Corp. Call 42.00 1,500 63
2018-03-31 13F-HR ALDR / Alder BioPharmaceuticals, Inc. Put 12.70 206,500 2,622
2018-03-31 13F-HR ASML / ASML Holding N.V. (ADR) Put 198.50 10,000 1,985
2018-03-31 13F-HR APTI / Apptio, Inc. Put 28.33 8,400 238
2018-03-31 13F-HR COUP / Coupa Software Incorporated Put 45.62 50,000 2,281
2018-03-31 13F-HR NTNX / Nutanix, Inc. Put 49.10 66,300 3,255
2018-03-31 13F-HR PE / Parsley Energy, Inc. Put 28.99 30,600 887
2018-03-31 13F-HR VGR / Vector Group, Ltd. Put 20.35 14,100 287
2018-03-31 13F-HR ZEN / Zendesk, Inc. Put 47.81 3,200 153
2018-03-31 13F-HR EWY / iShares MSCI South Korea Capped ETF Put 75.44 75,000 5,658
2018-03-31 13F-HR AMLP / Alerian ETF Put 9.36 25,000 234
2018-03-31 13F-HR BKNG / Booking Holdings Inc. Put 2,080.00 1,500 3,120
2018-03-31 13F-HR NH / NantHealth, Inc. Put 2.76 2,900 8
2018-03-31 13F-HR CACI / CACI International, Inc. Put 151.30 14,600 2,209
2018-03-31 13F-HR COHR / Coherent, Inc. Put 187.30 6,300 1,180
2018-03-31 13F-HR CSU / Capital Senior Living Corp. Put 10.57 3,500 37
2018-03-31 13F-HR CVNA / Carvana Co. Put 22.90 10,000 229
2018-03-31 13F-HR QRVO / Qorvo, Inc. Put 70.44 32,000 2,254
2018-03-31 13F-HR STX / Seagate Technology PLC Put 58.51 55,600 3,253
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF Put 87.72 64,800 5,684
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF Put 56.94 16,000 911
2018-03-31 13F-HR SPEM / SPDR Portfolio Emerging Markets 39.26 23,229 912
2018-03-31 13F-HR LADR / Ladder Capital Corp 15.05 13,619 205
2018-03-31 13F-HR ZLAB / Zai Lab Limited 13.13 19,348 254
2018-03-31 13F-HR ALDER BIOPHARMACEUTICALS INC / NOTE 2.500% 2/0 (014339AA3) 27,888
2018-03-31 13F-HR 25470MAD1 / Dish Network Corp Bond 13,605
2018-03-31 13F-HR EXACT SCIENCES CORP / DBCV 1.000% 1/1 (30063PAA3) 12,771
2018-03-31 13F-HR GSV CAP CORP / NOTE 4.750% 3/2 (36191JAC5) 1,500
2018-03-31 13F-HR NANTHEALTH INC / NOTE 5.500%12/1 (630104AB3) 2,086
2018-03-31 13F-HR PACIRA PHARMACEUTICALS INC / NOTE 2.375% 4/0 (695127AD2) 28,197
2018-03-31 13F-HR SQUARE INC / NOTE 0.375% 3/0 (852234AB9) 98,241
2018-03-31 13F-HR TISI / Team, Inc. 13.72 31,045 426
2018-03-31 13F-HR AJX / Great Ajax Corp. 13.54 14,846 201
2018-03-31 13F-HR ASSURANT INC / 6.50% CONV PFD D (04621X207) 103.36 1,519 157
2018-03-31 13F-HR MFA / MFA Financial, Inc. 7.53 269,472 2,029
2018-03-31 13F-HR MITT / AG Mortgage Investment Trust, Inc. 17.37 211,116 3,667
2018-03-31 13F-HR ALTA MESA RES INC / *W EXP 03/28/202 (02133L117) 1.55 110,444 171
2018-03-31 13F-HR AXDX / Accelerate Diagnostics, Inc. 22.09 1,177 26
2018-03-31 13F-HR MAGNACHIP SEMICONDUCTOR SA / NOTE 5.000% 3/0 (55932XAB0) 18,456
2018-03-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 1.83 239,606 438
2018-03-31 13F-HR BLACKBERRY LTD / DEBT 3.750%11/1 (C10268AC1) 23,879
2018-03-31 13F-HR KIE / SPDR S&P Insurance ETF 31.02 120,000 3,722
2018-03-31 13F-HR CCMP / Cabot Microelectronics Corp. 107.09 6,359 681
2018-03-31 13F-HR BWB / Bridgewater Bancshares, Inc. 13.06 35,000 457
2018-03-31 13F-HR ASML / ASML Holding N.V. (ADR) 198.50 10,000 1,985
2018-03-31 13F-HR ARH.PRC / Arch Capital Group Ltd. 85.57 30,000 2,567
2018-03-31 13F-HR AHL / Aspen Insurance Holdings, Ltd. 44.83 25,653 1,150
2018-03-31 13F-HR AON / Aon Plc 140.31 35,000 4,911
2018-03-31 13F-HR SYF / Synchrony Financial 33.52 25,000 838
2018-03-31 13F-HR XL / XL Group Ltd. 55.25 82,517 4,559
2018-03-31 13F-HR EMAN / eMagin Corp. 1.45 747,875 1,084
2018-03-31 13F-HR GAIA / Gaiam, Inc. 15.50 100,000 1,550
2018-03-31 13F-HR BSF / Bear State Financial, Inc. 10.00 1,100 11
2018-03-31 13F-HR CWAY / Coastway Bancorp, Inc. 27.17 11,300 307
2018-03-31 13F-HR IPCC / Infinity Property & Casualty Corp. 118.37 18,916 2,239
2018-03-31 13F-HR MSCC / Microsemi Corp. 64.72 67,016 4,337
2018-03-31 13F-HR STC / Stewart Information Services Corp. 43.89 4,990 219
2018-03-31 13F-HR VR / Validus Holdings Ltd. 67.45 110,534 7,455
2018-03-31 13F-HR WMIH / WMIH Corp. 1.42 173,596 246
2018-03-31 13F-HR FEI / First Trust MLP and Energy Income Fund 12.23 33,027 404
2018-03-31 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 10.48 10,778 113
2018-03-31 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 10.75 2,604 28
2018-03-31 13F-HR NUVEEN EMERGING MKTS DEBT 20 / (67077P101) 8.99 64,087 576
2018-03-31 13F-HR VBF / Invesco Van Kampen Bond Fund 17.97 67,560 1,214
2018-03-31 13F-HR BLACKROCK VA MUNICIPAL BOND / (092481100) 15.57 1,927 30
2018-03-31 13F-HR MVF / BlackRock MuniVest Fund, Inc. 8.84 31,105 275
2018-03-31 13F-HR MYD / BlackRock Muniyield Fund, Inc. 13.35 44,332 592
2018-03-31 13F-HR NUVEEN CALIF MUN VALUE FD / (67062C107) 9.33 115,687 1,079
2018-03-31 13F-HR NCA / Nuveen California Municipal Value Fund, Inc. 15.89 6,420 102
2018-03-31 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 8.23 111,575 918
2018-03-31 13F-HR PIMCO CA MUNICIPAL INCOME FD / (72200N106) 14.72 37,917 558
2018-03-31 13F-HR JAKK / JAKKS Pacific, Inc. 2.10 188,592 396
2018-03-31 13F-HR POST / Post Holdings, Inc. 75.70 1,704 129
2018-03-31 13F-HR 032359AG6 / AmTrust Financial Services, Inc. 2.75% Bond due 2044-12-15 1,608
2018-03-31 13F-HR AVYA / Avaya Holdings Corp. 22.40 162,133 3,631
2018-03-31 13F-HR MTH / Meritage Homes Corp. 45.24 39,901 1,805
2018-03-31 13F-HR BEDU / Bright Scholar Education Holdngs Ltd 15.44 43,138 666
2018-03-31 13F-HR FBHS / Fortune Brands Home & Security, Inc. 58.86 11,977 705
2018-03-31 13F-HR FL / Foot Locker, Inc. 45.51 16,654 758
2018-03-31 13F-HR GRUB / GrubHub Inc. 101.44 6,743 684
2018-03-31 13F-HR URBN / Urban Outfitters, Inc. 36.92 25,378 937
2018-03-31 13F-HR AGS / PlayAGS, Inc. 23.25 20,000 465
2018-03-31 13F-HR COLD / Americold Realty Trust 19.04 25,000 476
2018-03-31 13F-HR DBX / DROPBOX, INC. 31.20 15,000 468
2018-03-31 13F-HR FIXX / Homology Medicines, Inc. 18.70 10,000 187
2018-03-31 13F-HR LBRT / Liberty Oilfield Services Inc. 16.88 25,000 422
2018-03-31 13F-HR PAGS / PagSeguro Digital Ltd. 38.32 12,500 479
2018-03-31 13F-HR RCUS / Arcus Biosciences, Inc. 15.44 25,000 386
2018-03-31 13F-HR TORC / resTORbio, Inc. 9.55 20,000 191
2018-03-31 13F-HR TRMB / Trimble Navigation Ltd. 35.87 60,000 2,152
2018-03-31 13F-HR ADM / Archer-Daniels-Midland Co. 43.35 40,000 1,734
2018-03-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 19.50 426,131 8,309
2018-03-31 13F-HR APTV / Aptiv PLC 84.96 62,440 5,305
2018-03-31 13F-HR EQT / EQT Corp. 47.50 20,000 950
2018-03-31 13F-HR MTDR / Matador Resources Co. 29.88 25,000 747
2018-03-31 13F-HR RSPP / RSP Permian, Inc. 46.88 51,199 2,400
2018-03-31 13F-HR RHT / Red Hat, Inc. 149.43 3,239 484
2018-03-31 13F-HR AATDF / AA LTD 23.02 27,583 635
2018-03-31 13F-HR SEMPRA ENERGY / 6% PFD CONV A (816851406) 102.06 8,368 854
2018-03-31 13F-HR BBRG / Bravo Brio Restaurant Group, Inc. 3.99 137,703 550
2018-03-31 13F-HR CALD / Callidus Software, Inc. 35.94 111,624 4,012
2018-03-31 13F-HR CHUBK / Commercehub Inc 22.50 64,898 1,460
2018-03-31 13F-HR CSRA / CSRA Inc. 41.21 42,048 1,733
2018-03-31 13F-HR HAWK / Blackhawk Network Holdings, Inc. 44.70 153,884 6,878
2018-03-31 13F-HR HTM / U.S. Geothermal Inc. 5.35 75,542 404
2018-03-31 13F-HR PGEM / Ply Gem Holdings, Inc. 21.54 2,368 51
2018-03-31 13F-HR PNK / Pinnacle Entertainment, Inc. 30.13 38,668 1,165
2018-03-31 13F-HR SJW / SJW Corp. 52.63 114 6
2018-03-31 13F-HR ESRT / Empire State Realty Trust, Inc. 16.79 105,911 1,778
2018-03-31 13F-HR ETSY / Etsy, Inc. 28.06 124,100 3,482
2018-03-31 13F-HR GWRE / Guidewire Software, Inc. 80.00 50 4
2018-03-31 13F-HR CAPITOL INVT CORP IV / CL A ORD (G18920101) 9.66 49,500 478
2018-03-31 13F-HR DFBH / DFB Healthcare Acquisitions Corp. 10.05 100,000 1,005
2018-03-31 13F-HR PLATINUM EAGLE ACQUISITIN CO / UNIT 01/09/2023 (G7126L126) 10.15 207,265 2,103
2018-03-31 13F-HR GORDON POINTE ACQUISITION CO / UNIT 01/18/2023 (382788206) 10.32 120,000 1,239
2018-03-31 13F-HR LACQ / Leisure Acquisition Corp. 9.60 50,000 480
2018-03-31 13F-HR LEISURE ACQUISITION CORP / UNIT 99/99/9999 (52539T206) 9.88 50,000 494
2018-03-31 13F-HR LEGACY ACQUISITION CORP / COM CL A (524643103) 9.59 100,000 959
2018-03-31 13F-HR LEO HOLDINGS CORP / UNIT 99/99/9999 (G5463L121) 10.00 5,000 50
2018-03-31 13F-HR UNION ACQUISITION CORP / UNIT 99/99/9999 (G9366W119) 10.22 71,250 728
2018-03-31 13F-HR NEBULA ACQUISITION CORP / UNIT 03/12/2025 (629076209) 10.11 69,900 707
2018-03-31 13F-HR OMAD.U / One Madison Corporation 9.54 50,000 477
2018-03-31 13F-HR ONE MADISON CORP / UNIT 99/99/9999 (G6772P118) 10.00 200,000 2,000
2018-03-31 13F-HR OPES ACQUISITION CORP / UNIT 03/07/2023 (68373P209) 10.04 90,000 904
2018-03-31 13F-HR TMSR HLDG CO LTD / *W EXP 02/06/202 (87266C117) 0.38 5,281 2
2018-03-31 13F-HR TDOC / Teladoc, Inc. 40.29 5,460 220
2018-03-31 13F-HR ZEN / Zendesk, Inc. 47.84 26,566 1,271
2018-03-31 13F-HR ABMD / ABIOMED, Inc. 290.84 2,510 730
2018-03-31 13F-HR HSIC / Henry Schein, Inc. 67.16 11,107 746
2018-03-31 13F-HR ZTO / ZTO Express (Cayman) Inc. 14.97 48,422 725
2018-03-31 13F-HR TEL / TE Connectivity Ltd. 99.83 12,000 1,198
2018-03-31 13F-HR CGNT / Cogentix Medical, Inc. 2.50 400 1
2018-03-31 13F-HR IDRA / Idera Pharmaceuticals, Inc. 1.84 275,461 506
2018-03-31 13F-HR ORBK / Orbotech Ltd. 62.17 11,500 715
2018-03-31 13F-HR STB / Student Transportation, Inc. 7.49 50,500 378
2018-03-31 13F-HR 595017AD6 / Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 44,723
2018-03-31 13F-HR CACI / CACI International, Inc. 150.70 1,148 173
2018-03-31 13F-HR COHR / Coherent, Inc. 187.15 1,945 364
2018-03-31 13F-HR CSU / Capital Senior Living Corp. 10.00 1,000 10
2018-03-31 13F-HR CVNA / Carvana Co. 22.81 3,200 73
2018-03-31 13F-HR LUK / Leucadia National Corp. 22.72 12,149 276
2018-03-31 13F-HR PSX / Phillips 66 95.77 2,840 272
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF 56.91 16,200 922
2018-03-31 13F-HR FG / FGL Holdings 8.49 589 5
2018-03-31 13F-HR BLINK CHARGING CO / (09354A100) 2.75 354,271 974