Current Holdings (from 13F, 13D)

InvestorWolverine Asset Management Llc
Insider ProfileWOLVERINE ASSET MANAGEMENT LLC
Portfolio Value$ 9,025,500,000
Current Positions1,267
Opened Positions5
Closed Positions315

Wolverine Asset Management Llc has disclosed 1,267 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 9,025,500,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Wolverine Asset Management Llc's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , Yahoo! Inc. (NASDAQ:YHOO) , Alibaba Group Holding Limited (NYSE:BABA) , Direxion Daily Small Cap Bull 3X Shares (NYSE:TNA) , and Tesla Motors, Inc. (NASDAQ:TSLA) . Wolverine Asset Management Llc's new positions include Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 (007903BD8) , TESARO, Inc. Bond 3.000%10/0 (881569AA5) , Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond (464337AJ3) , Proofpoint, Inc. 1.25% Convertible Bond due 2018-12-15 (743424AB9) , and Wright Medical Group N.V. Bond (98236JAB4) .


All Wolverine Asset Management Llc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on November 14, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR GPMT / Granite Point Mortgage Trust Inc 18.73 69,893 1,309
2017‑09‑30 13F-HR KREF / KKR Real Estate Finance Trust 20.30 1,133 23
2017‑09‑30 13F-HR SSRI / Silver Standard Resources, Inc. Put 10.61 97,000 1,029
2017‑09‑30 13F-HR DESP / Despegar.com, Corp. 32.00 10,000 320
2017‑09‑30 13F-HR FSAC / Federal Street Acquisition Corp. 10.29 95,000 978
2017‑09‑30 13F-HR TPGH / TPG Pace Holdings Corp. 10.20 250,800 2,558
2017‑09‑30 13F-HR BHACU / Barington/Hilco Acquisition Corp. 10.00 47,768 1,000 -97.91 4 10 150.00
2017‑09‑30 13F-HR BHACU / Barington/Hilco Acquisition Corp. 0.08 62,368 47,768 -23.41 9 4 -55.56
2017‑09‑30 13F-HR KODK / Eastman Kodak Co. 0.00 312 824 164.10 0 0
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.50 15,371 60,000 290.35 830 5,730 590.36
2017‑09‑30 13F-HR ALR / Alere Inc. 50.99 254 134,545 52,870.47 101 6,860 6,692.08
2017‑09‑30 13F-HR ALR / Alere Inc. 397.64 109,645 254 -99.77 5,503 101 -98.16
2017‑09‑30 13F-HR CMA / Comerica, Inc. 74.19 3,094 310 -89.98 145 23 -84.14
2017‑09‑30 13F-HR CMA / Comerica, Inc. 46.86 2,982 3,094 3.76 131 145 10.69
2017‑09‑30 13F-HR TWNK / Hostess Brands, Inc. 13.16 104,569 1,444 -98.62 213 19 -91.08
2017‑09‑30 13F-HR TWNK / Hostess Brands, Inc. 2.04 111,384 104,569 -6.12 323 213 -34.06
2017‑09‑30 13F-HR EAGLU / Double Eagle Acquisition Corp. 10.10 63,000 20,100 -68.10 43 203 372.09
2017‑09‑30 13F-HR EAGLU / Double Eagle Acquisition Corp. 0.68 230,000 63,000 -72.61 110 43 -60.91
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 11.61 1,788,270 443,278 -75.21 27,069 5,145 -80.99
2017‑09‑30 13F-HR GSHT / Gores Holdings II, Inc. 9.95 200,000 20,000 -90.00 2,104 199 -90.54
2017‑09‑30 13F-HR GSHT / Gores Holdings II, Inc. 10.52 10,000 200,000 1,900.00 100 2,104 2,004.00
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 54.00 30,823 15,371 -50.13 2,817 830 -70.54
2017‑09‑30 13F-HR DYN / Dynegy Inc. 0.24 27,104 641,546 2,266.98 265 153 -42.26
2017‑09‑30 13F-HR ELEC / Electrum Special Acquisition Corporation 10.25 287,363 453,856 57.94 91 4,652 5,012.09
2017‑09‑30 13F-HR ELEC / Electrum Special Acquisition Corporation 0.32 453,856 287,363 -36.68 4,579 91 -98.01
2017‑09‑30 13F-HR 292554AF9 / Encore Capital Group, Inc. Bond 10,000 443 29,151 6,480.36
2017‑09‑30 13F-HR ECPG / Encore Capital Group, Inc. 44.30 10,000 29,746 443 -98.51
2017‑09‑30 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 17.26 3,873 1,622 -58.12 62 28 -54.84
2017‑09‑30 13F-HR DYN / Dynegy Inc. 9.78 688,498 27,104 -96.06 46,502 265 -99.43
2017‑09‑30 13F-HR DYN / Dynegy Inc. 67.54 76,037 688,498 805.48 5 46,502 929,940.00
2017‑09‑30 13F-HR BST / BlackRock Science and Technology Trust 16,755 0 -100.00 372 0 -100.00
2017‑09‑30 13F-HR YANG / Direxion Daily China 3X Bear Shares 50,000 0 -100.00 530 0 -100.00
2017‑09‑30 13F-HR BLVD / Boulevard Acquisition Corp. II 10.40 104,773 104,773 0.00 1,081 1,090 0.83
2017‑09‑30 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 10.15 137,303 130,303 -5.10 1,377 1,322 -3.99
2017‑09‑30 13F-HR VEAC / Vantage Energy Acquisition Corp 10.17 169,495 169,495 0.00 1,716 1,723 0.41
2017‑09‑30 13F-HR NESR / National Energy Services Reunited Corp. 9.55 11,000 11,000 0.00 105 105 0.00
2017‑09‑30 13F-HR MTCN / ArcelorMittal Put 25.76 150,000 150,000 0.00 3,409 3,864 13.35
2017‑09‑30 13F-HR MTCN / ArcelorMittal Call 25.76 100,000 100,000 0.00 2,273 2,576 13.33
2017‑09‑30 13F-HR BLVD / Boulevard Acquisition Corp. II 0.87 22,900 21,900 -4.37 16 19 18.75
2017‑09‑30 13F-HR CIE / Cobalt International Energy, Inc. Put 1.43 29,400 29,400 0.00 72 42 -41.67
2017‑09‑30 13F-HR 25470MAB5 / DISH Network Corp. 3.375% Bond 25,896
2017‑09‑30 13F-HR FTRPR / Frontier Communications Corp. 11.78 49,675 585
2017‑09‑30 13F-HR GSHT / Gores Holdings II, Inc. 1.48 8,900 5,400 -39.33 13 8 -38.46
2017‑09‑30 13F-HR JSYNU / Jensyn Acquistion Corp. 0.00 1,000 1,000 0.00 0 0
2017‑09‑30 13F-HR KBLMU / KBL Merger Corp. IV Unit 10.20 5,000 5,000 0.00 51 51 0.00
2017‑09‑30 13F-HR VEAC / Vantage Energy Acquisition Corp 9.80 25,000 25,000 0.00 243 245 0.82
2017‑09‑30 13F-HR BCAC / Bison Capital Acquisition Corp 10.26 150,613 150,613 0.00 1,536 1,546 0.65
2017‑09‑30 13F-HR HUNT / Hunter Maritime Acquisition Corp. 0.44 2,250 2,250 0.00 0 1
2017‑09‑30 13F-HR 00163UAD8 / AMAG Pharmaceuticals, Inc. Bond 23,162 11,854 -48.82
2017‑09‑30 13F-HR 584688AG0 / Medicines Company Bond 25,142 49,903 98.48
2017‑09‑30 13F-HR 316827AC8 / 51job, Inc. Bond 26,356 32,499 23.31
2017‑09‑30 13F-HR 393222AD6 / Green Plains Inc. Bond 37,183 36,692 -1.32
2017‑09‑30 13F-HR AAP / Advance Auto Parts, Inc. 15,000 0 -100.00 1,748 0 -100.00
2017‑09‑30 13F-HR YHOO / Yahoo! Inc. Call 66.24 1,295,900 2,218,800 71.22 70,600 146,973 108.18
2017‑09‑30 13F-HR YHOO / Yahoo! Inc. Put 66.24 2,593,500 6,287,900 142.45 141,293 416,510 194.78
2017‑09‑30 13F-HR AATDF / AA LTD Call 24.87 708,700 39,000 -94.50 16,052 970 -93.96
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. Put 63.73 158,000 158,000 0.00 8,803 10,070 14.39
2017‑09‑30 13F-HR CONN / Conn's, Inc. 28.14 44,960 57,068 26.93 858 1,606 87.18
2017‑09‑30 13F-HR D / Dominion Resources, Inc. Put 76.91 8,100 8,100 0.00 620 623 0.48
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.22 500,000 275,000 -45.00 6,355 3,085 -51.46
2017‑09‑30 13F-HR JBGS / JBG SMITH Properties 34.19 20,151 689
2017‑09‑30 13F-HR ABT / Abbott Laboratories Put 53.29 7,000 7,000 0.00 340 373 9.71
2017‑09‑30 13F-HR MDSO / Medidata Solutions, Inc. 77.95 6,774 6,429 528 -91.79
2017‑09‑30 13F-HR INFN / Infinera Corp. Put 8.87 49,500 49,500 0.00 528 439 -16.86
2017‑09‑30 13F-HR OREX / Orexigen Therapeutics, Inc. Put 2.09 15,900 15,800 -0.63 46 33 -28.26
2017‑09‑30 13F-HR CIT / CIT Group, Inc. (The) Put 49.05 10,500 10,500 0.00 511 515 0.78
2017‑09‑30 13F-HR IFN / India Fund, Inc. (THE) 26.78 53,580 99,813 86.29 1,444 2,673 85.11
2017‑09‑30 13F-HR XERHX / Wells Fargo Advantage Utilities 12.87 1,046 25,948 2,380.69 13 334 2,469.23
2017‑09‑30 13F-HR EDU / New Oriental Education & Technology Group, Inc. 88.01 6,500 1,693 -73.95 458 149 -67.47
2017‑09‑30 13F-HR 292554AD4 / Encore Capital Group, Inc. Bond 4,498 29,746 561.32
2017‑09‑30 13F-HR AIG / American International Group, Inc. Put 61.37 30,000 30,000 0.00 1,875 1,841 -1.81
2017‑09‑30 13F-HR FCH / FelCor Lodging Trust, Inc. 98,287 0 -100.00 708 0 -100.00
2017‑09‑30 13F-HR NORD / Nord Anglia Education, Inc. 106,647 0 -100.00 3,473 0 -100.00
2017‑09‑30 13F-HR EGAS / Gas Natural Inc. 87,055 0 -100.00 1,125 0 -100.00
2017‑09‑30 13F-HR NSR / NeuStar, Inc. 263,755 0 -100.00 8,796 0 -100.00
2017‑09‑30 13F-HR FOR / Forestar Group Inc 89,401 0 -100.00 1,533 0 -100.00
2017‑09‑30 13F-HR AGU / Agrium Inc. 23,388 0 -100.00 2,116 0 -100.00
2017‑09‑30 13F-HR CCP / Care Capital Properties, Inc. 107,425 0 -100.00 2,868 0 -100.00
2017‑09‑30 13F-HR HR / Healthcare Realty Trust, Inc. 4,854 0 -100.00 165 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 85,862 0 -100.00 5,584 0 -100.00
2017‑09‑30 13F-HR CPT / Camden Property Trust 7,955 0 -100.00 680 0 -100.00
2017‑09‑30 13F-HR DCT / DCT Industrial Trust, Inc. 8,211 0 -100.00 438 0 -100.00
2017‑09‑30 13F-HR INVH / Invitation Homes Inc. 37,325 0 -100.00 807 0 -100.00
2017‑09‑30 13F-HR BXP / Boston Properties, Inc. 671 0 -100.00 82 0 -100.00
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 11,857 0 -100.00 144 0 -100.00
2017‑09‑30 13F-HR STOR / STORE Capital Corp. 3,151 0 -100.00 70 0 -100.00
2017‑09‑30 13F-HR NNN / National Retail Properties, Inc. 1,058 0 -100.00 41 0 -100.00
2017‑09‑30 13F-HR WRE / Washington Real Estate Investment Trust 1,195 0 -100.00 38 0 -100.00
2017‑09‑30 13F-HR ENT / Global Eagle Entertainment Inc. 8 0 -100.00 0 0
2017‑09‑30 13F-HR 06759V200 / Barington/Hilco Acquisition Corp. UNIT 99/99/9999T 5,400 0 -100.00 56 0 -100.00
2017‑09‑30 13F-HR EPE / EP Energy Corporation 25,765 0 -100.00 94 0 -100.00
2017‑09‑30 13F-HR AXARW / Axar Acquisition Corp. Warrants 62,034 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR CFCOU / CF Corporation, Units 45,106 0 -100.00 554 0 -100.00
2017‑09‑30 13F-HR RMNI / Rimini Street, Inc. (DE) 35,469 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR HRMNU / Harmony Merger Corp. 54,531 0 -100.00 43 0 -100.00
2017‑09‑30 13F-HR EACQ / Easterly Acquisition Corp. 2,588 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR GPACW / Global Partner Acquisition Corp. Warrants exp. 2020-07-01 1,000 0 -100.00 0 0
2017‑09‑30 13F-HR BRQS / Borqs Technologies, Inc. 62,927 0 -100.00 37 0 -100.00
2017‑09‑30 13F-HR CSX / CSX Corp. 65,300 0 -100.00 3,562 0 -100.00
2017‑09‑30 13F-HR DXCM / DexCom, Inc. 4,400 0 -100.00 321 0 -100.00
2017‑09‑30 13F-HR JM GLOBAL HLDG CO / UNIT 99/99/9999 (46590H200) 3,281 0 -100.00 33 0 -100.00
2017‑09‑30 13F-HR AEUA / Anadarko Petroleum Corp., 7.50% Tangible Equity Units due 6/7/2018 377 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR SSYS / Stratasys, Ltd. 6,000 0 -100.00 139 0 -100.00
2017‑09‑30 13F-HR ATUS / Altice USA, Inc. 25,000 0 -100.00 807 0 -100.00
2017‑09‑30 13F-HR EVH / Evolent Health Inc. 25,000 0 -100.00 633 0 -100.00
2017‑09‑30 13F-HR EBAY / eBay, Inc. 10,000 0 -100.00 349 0 -100.00
2017‑09‑30 13F-HR ELOS / Syneron Medical Ltd. 52,382 0 -100.00 573 0 -100.00
2017‑09‑30 13F-HR FLIR / FLIR Systems, Inc. 25,000 0 -100.00 866 0 -100.00
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 15,000 0 -100.00 932 0 -100.00
2017‑09‑30 13F-HR ABT / Abbott Laboratories 348 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. 17,826 0 -100.00 1,127 0 -100.00
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 155 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR IDX / VanEck Vectors ETF TR 1,355 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR TSNU / Tyson Foods, Inc., 4.75% Tangible Equity Units 2,004 0 -100.00 135 0 -100.00
2017‑09‑30 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 23,665 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR GD / General Dynamics Corp. 3,000 0 -100.00 594 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 95,009 0 -100.00 5,645 0 -100.00
2017‑09‑30 13F-HR INB / Cohen & Steers Global Income Builder, Inc. 21,977 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 2,310 0 -100.00 67 0 -100.00
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 15,434 0 -100.00 1,161 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. Put 16,900 0 -100.00 1,061 0 -100.00
2017‑09‑30 13F-HR UYG / ProShares Ultra Financials Put 15,000 0 -100.00 1,559 0 -100.00
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. Put 20,000 0 -100.00 1,264 0 -100.00
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF Put 100 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR MACK / Merrimack Pharmaceuticals, Inc. Put 27,500 0 -100.00 34 0 -100.00
2017‑09‑30 13F-HR HYB / New America High Income Fund, Inc. 7,849 0 -100.00 74 0 -100.00
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 10,972 0 -100.00 1,683 0 -100.00
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 15,588 0 -100.00 2,397 0 -100.00
2017‑09‑30 13F-HR PSA / Public Storage 193 0 -100.00 40 0 -100.00
2017‑09‑30 13F-HR DEI / Douglas Emmett, Inc. 6,177 0 -100.00 236 0 -100.00
2017‑09‑30 13F-HR FDX / FedEx Corp. 3,800 0 -100.00 825 0 -100.00
2017‑09‑30 13F-HR LBTYK / Liberty Global plc (Class C) Put 33.91 100,000 3,391
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. Put 64.02 50,000 3,201
2017‑09‑30 13F-HR TGI / Triumph Group, Inc. Put 29.70 9,900 294
2017‑09‑30 13F-HR UNVR / Univar, Inc. Put 28.92 50,000 1,446
2017‑09‑30 13F-HR TLI / Western Asset Corporate Loan Fund Inc. 10.86 32,604 354
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. Call 54.35 37,500 2,038
2017‑09‑30 13F-HR RDUS / Radius Health, Inc. Put 38.55 190,300 7,336
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 31.55 0 412 0 13
2017‑09‑30 13F-HR XLORX / Lazard World Dividend & Income 11.28 0 27,031 0 305
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated Put 51.83 67,200 67,200 0.00 3,710 3,483 -6.12
2017‑09‑30 13F-HR ANDINA ACQUISITION CORP II / UNIT 99/99/9999 (G0441P112) 10.00 1,000 1,000 0.00 10 10 0.00
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.50 0 13,736 0 1,353
2017‑09‑30 13F-HR 947075AH0 / Weatherford International plc Bond 17,900 69 21,909 31,652.17
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 46.40 0 2,069 0 96
2017‑09‑30 13F-HR NOW / ServiceNow, Inc. 117.47 0 7,866 0 924
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 14.38 10,120 6,884 -31.98 145 99 -31.72
2017‑09‑30 13F-HR DDR / DDR Corp. 9.16 66,543 168,512 153.24 603 1,543 155.89
2017‑09‑30 13F-HR EPAY / Bottomline Technologies, Inc. Put 31.80 0 30,000 0 954
2017‑09‑30 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.23 42,895 185,568 332.61 230 970 321.74
2017‑09‑30 13F-HR VEEV / Veeva Systems Inc. Put 2,000 0 -100.00 122 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. Put 147,400 0 -100.00 6,207 0 -100.00
2017‑09‑30 13F-HR FMC / FMC Corp. Put 30,000 0 -100.00 2,191 0 -100.00
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF Put 50,000 0 -100.00 2,598 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Put 50,000 0 -100.00 2,600 0 -100.00
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. Put 10,000 0 -100.00 309 0 -100.00
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF Put 205,200 0 -100.00 28,081 0 -100.00
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF Put 19,900 0 -100.00 765 0 -100.00
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF Put 26,100 0 -100.00 8,289 0 -100.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF Put 150,000 0 -100.00 11,885 0 -100.00
2017‑09‑30 13F-HR SPNC / Spectranetics Corp. (The) Put 16,700 0 -100.00 641 0 -100.00
2017‑09‑30 13F-HR TWO / Two Harbors Investment Corp. 406,563 0 -100.00 4,029 0 -100.00
2017‑09‑30 13F-HR CYS / CYS Investments, Inc. 603,210 0 -100.00 5,072 0 -100.00
2017‑09‑30 13F-HR DRA / Diversified Real Asset Income Fund 91,133 0 -100.00 1,590 0 -100.00
2017‑09‑30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 2,669 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR FIRST TR ENHANCED EQTY INC F / (337318109) 2,400 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR IGF / iShares Global Infrastructure ETF 36,617 0 -100.00 1,610 0 -100.00
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 350 0 -100.00 42 0 -100.00
2017‑09‑30 13F-HR ANIP / ANI Pharmaceuticals, Inc. 1,135 0 -100.00 53 0 -100.00
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 4,300 0 -100.00 304 0 -100.00
2017‑09‑30 13F-HR FFBCW / First Financial Bancorp 4,430 0 -100.00 75 0 -100.00
2017‑09‑30 13F-HR PLYA / Playa Hotels & Resorts NV 568 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR PPL / PPL Corp. 4,000 0 -100.00 154 0 -100.00
2017‑09‑30 13F-HR CADE / Cadence Bancorporation 25,000 0 -100.00 547 0 -100.00
2017‑09‑30 13F-HR SHPG / Shire Plc. 7,900 0 -100.00 1,305 0 -100.00
2017‑09‑30 13F-HR JCOM / j2 Global, Inc Put 600 0 -100.00 51 0 -100.00
2017‑09‑30 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 7,517 0 -100.00 112 0 -100.00
2017‑09‑30 13F-HR ASHR / DBX ETF Trust 202 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR OC / Owens Corning, Inc. 5,000 0 -100.00 334 0 -100.00
2017‑09‑30 13F-HR DBJP / db-X MSCI Japan Currency-Hedged Equity Fund 1,416 0 -100.00 55 0 -100.00
2017‑09‑30 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 2,346 0 -100.00 107 0 -100.00
2017‑09‑30 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 739 0 -100.00 51 0 -100.00
2017‑09‑30 13F-HR PRTY / Party City Holdco Inc. 13.54 60,245 816
2017‑09‑30 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 228.37 4,300 982
2017‑09‑30 13F-HR BF.B / Brown-Forman Corp. 53.23 526 28
2017‑09‑30 13F-HR BGS / B&G Foods, Inc. 31.13 1,253 39
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 45.98 174 8
2017‑09‑30 13F-HR CRI / Carter's, Inc. 98.54 822 81
2017‑09‑30 13F-HR DAR / Darling Ingredients Inc. 16.13 248 4
2017‑09‑30 13F-HR DLX / Deluxe Corp. 72.59 2,466 179
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 75.47 53 4
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 118.00 10,754 1,269
2017‑09‑30 13F-HR EPC / Edgewell Personal Care Company 72.06 1,249 90
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 143.26 1,068 153
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 24.60 8,210 202
2017‑09‑30 13F-HR INTU / Intuit Inc. 141.46 0 410 0 58
2017‑09‑30 13F-HR MDCO / Medicines Company Call 4,900 0 -100.00 186 0 -100.00
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 35.46 0 5,471 0 194
2017‑09‑30 13F-HR NLNK / NewLink Genetics Corp 0.00 0 8 0 0
2017‑09‑30 13F-HR BKN / BlackRock Investment Quality Municipal Trust, Inc. 3,343 0 -100.00 49 0 -100.00
2017‑09‑30 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 1,493 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR MFS CALIF MUN FD / (59318C106) 33,552 0 -100.00 391 0 -100.00
2017‑09‑30 13F-HR ENX / Eaton Vance New York Municipal Bond Fund 31,600 0 -100.00 394 0 -100.00
2017‑09‑30 13F-HR MAV / Pioneer Municipal High Income Advantage Trust 4,972 0 -100.00 58 0 -100.00
2017‑09‑30 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 1,400 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR MIW / Eaton Vance Michigan Municipal Bond Fund 3,648 0 -100.00 50 0 -100.00
2017‑09‑30 13F-HR PMF / PIMCO Municipal Income Fund 2,207 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 269 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR PNI / PIMCO New York Municipal Income Fund II 9,180 0 -100.00 107 0 -100.00
2017‑09‑30 13F-HR PYN / PIMCO New York Municipal Income Fund III 2,583 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR INVESCO TR INVT GRADE NY MUN / (46131T101) 55,740 0 -100.00 762 0 -100.00
2017‑09‑30 13F-HR DCUC / Dominion Resources, 6.375% 2014 Series A Equity Units 95,193 0 -100.00 4,581 0 -100.00
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 342,374 0 -100.00 38,931 0 -100.00
2017‑09‑30 13F-HR WINTRUST FINL CORP / *W EXP 12/19/201 (97650W157) 1,863 0 -100.00 100 0 -100.00
2017‑09‑30 13F-HR ACLS / Axcelis Technologies, Inc. 12,302 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR WAFD / Washington Federal, Inc. 4,879 0 -100.00 84 0 -100.00
2017‑09‑30 13F-HR FNDC / Schwab Fundamental International Small Company Index ETF 2,913 0 -100.00 95 0 -100.00
2017‑09‑30 13F-HR MCHI / iShares MSCI China ETF 62 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR SPDR INDEX SHS FDS / S&P RUSSIA ETF (78463X558) 2,103 0 -100.00 38 0 -100.00
2017‑09‑30 13F-HR REET / iShares Global REIT ETF 11,654 0 -100.00 296 0 -100.00
2017‑09‑30 13F-HR EPI / WisdomTree India Earnings Fund 1,477 0 -100.00 36 0 -100.00
2017‑09‑30 13F-HR WPS / iShares International Developed Property ETF 514 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 10,737 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 7,270 0 -100.00 576 0 -100.00
2017‑09‑30 13F-HR WETF / WisdomTree Investments, Inc. 35,684 0 -100.00 362 0 -100.00
2017‑09‑30 13F-HR CRDS / Crossroads Systems, Inc. 15,593 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR FMGI / First Community Financial Corp. 1,568 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 2,746 0 -100.00 491 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 33,163 0 -100.00 229 0 -100.00
2017‑09‑30 13F-HR CBB / Cincinnati Bell, Inc. 3,537 0 -100.00 69 0 -100.00
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 4,334 0 -100.00 455 0 -100.00
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 37,038 0 -100.00 3,171 0 -100.00
2017‑09‑30 13F-HR HUBS / HubSpot, Inc. 4,358 0 -100.00 286 0 -100.00
2017‑09‑30 13F-HR KR / Kroger Co. 44,300 0 -100.00 1,033 0 -100.00
2017‑09‑30 13F-HR GFF / Griffon Corp. 637 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR EXC / Exelon Corp. 85,217 0 -100.00 3,073 0 -100.00
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 500 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR MGM / MGM Resorts International 3,500 0 -100.00 109 0 -100.00
2017‑09‑30 13F-HR MDCA / MDC Partners, Inc. 145,709 0 -100.00 1,442 0 -100.00
2017‑09‑30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 1,865 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 6,017 0 -100.00 360 0 -100.00
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 13,600 0 -100.00 108 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 92,078 0 -100.00 5,782 0 -100.00
2017‑09‑30 13F-HR OSTK / Overstock.com, Inc. 27,345 0 -100.00 445 0 -100.00
2017‑09‑30 13F-HR VALE / Vale S.A. 62,000 0 -100.00 542 0 -100.00
2017‑09‑30 13F-HR MHO / M/I Homes, Inc. 4,921 0 -100.00 140 0 -100.00
2017‑09‑30 13F-HR TTI / TETRA Technologies, Inc. 93,500 0 -100.00 260 0 -100.00
2017‑09‑30 13F-HR VEEV / Veeva Systems Inc. 6,532 0 -100.00 400 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 69,603 0 -100.00 2,930 0 -100.00
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. 600 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR WDAY / Workday, Inc. 2,251 0 -100.00 218 0 -100.00
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 36,000 0 -100.00 131 0 -100.00
2017‑09‑30 13F-HR YNDX / Yandex N.V. 30,000 0 -100.00 787 0 -100.00
2017‑09‑30 13F-HR APPN / Appian Corp. 35,000 0 -100.00 635 0 -100.00
2017‑09‑30 13F-HR CLDR / Cloudera, Inc. 25,000 0 -100.00 400 0 -100.00
2017‑09‑30 13F-HR DOVA / Dova Pharmaceuticals, Inc. 25,000 0 -100.00 557 0 -100.00
2017‑09‑30 13F-HR INOV / Inovalon Holdings, Inc. 10,000 0 -100.00 131 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 20,000 0 -100.00 1,040 0 -100.00
2017‑09‑30 13F-HR TPIC / TPI Composites, Inc. 30,000 0 -100.00 554 0 -100.00
2017‑09‑30 13F-HR INSW / International Seaways, Inc. 29,335 0 -100.00 635 0 -100.00
2017‑09‑30 13F-HR PAGP / Plains GP Holdings LP 10,000 0 -100.00 261 0 -100.00
2017‑09‑30 13F-HR GOOS / Canada Goose Holdings Inc 35,000 0 -100.00 691 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 33,584 0 -100.00 2,710 0 -100.00
2017‑09‑30 13F-HR NCSM / NCS Multistage Holdings, Inc. 25,000 0 -100.00 629 0 -100.00
2017‑09‑30 13F-HR EEX / Emerald Expositions Events, Inc. 35,000 0 -100.00 766 0 -100.00
2017‑09‑30 13F-HR FND / Floor & Decor Holdings, Inc. 15,000 0 -100.00 588 0 -100.00
2017‑09‑30 13F-HR OKTA / Okta, Inc. 20,000 0 -100.00 456 0 -100.00
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 93,012 0 -100.00 5,866 0 -100.00
2017‑09‑30 13F-HR BLL / Ball Corp. 15,000 0 -100.00 633 0 -100.00
2017‑09‑30 13F-HR KSS / Kohl's Corp. 15,000 0 -100.00 580 0 -100.00
2017‑09‑30 13F-HR EXP / Eagle Materials, Inc. 25,000 0 -100.00 2,310 0 -100.00
2017‑09‑30 13F-HR MYRG / MYR Group, Inc. 30,000 0 -100.00 930 0 -100.00
2017‑09‑30 13F-HR UYG / ProShares Ultra Financials 3,100 0 -100.00 322 0 -100.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 12,400 0 -100.00 423 0 -100.00
2017‑09‑30 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares 53,287 0 -100.00 2,970 0 -100.00
2017‑09‑30 13F-HR KATE / Kate Spade & Company 155,463 0 -100.00 2,874 0 -100.00
2017‑09‑30 13F-HR ARIS / ARI Network Services, Inc. 54,209 0 -100.00 382 0 -100.00
2017‑09‑30 13F-HR COVS / Covisint Corporation 11,563 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR DGAS / Delta Natural Gas Co., Inc. 5,919 0 -100.00 180 0 -100.00
2017‑09‑30 13F-HR ENOC / EnerNOC, Inc. 85,479 0 -100.00 662 0 -100.00
2017‑09‑30 13F-HR BBK / BlackRock Municipal Bond Investment Trust 1,313 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 46,998 0 -100.00 515 0 -100.00
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 12,800 0 -100.00 842 0 -100.00
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 1,200 0 -100.00 140 0 -100.00
2017‑09‑30 13F-HR EVM / Eaton Vance California Municipal Bond Fund 49,449 0 -100.00 574 0 -100.00
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 4,500 0 -100.00 1,249 0 -100.00
2017‑09‑30 13F-HR HZNP / Horizon Pharma plc 3,000 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR ST / Sensata Techologies Holdings NV 5,000 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR ADNT / Adient plc 95,400 0 -100.00 6,237 0 -100.00
2017‑09‑30 13F-HR SLDA / Sutherland Asset Management Corp 131,360 0 -100.00 1,950 0 -100.00
2017‑09‑30 13F-HR EGF / BlackRock Enhanced Government Fund, Inc. 32,303 0 -100.00 429 0 -100.00
2017‑09‑30 13F-HR EIA / Eaton Vance California Municipal Bond Fund II 45,527 0 -100.00 542 0 -100.00
2017‑09‑30 13F-HR ZG / Zillow Group, Inc. 3,046 0 -100.00 149 0 -100.00
2017‑09‑30 13F-HR IP / International Paper Company Put 56.82 223,000 112,500 -49.55 12,624 6,392 -49.37
2017‑09‑30 13F-HR MPC / Marathon Petroleum Corp. 56.08 15,050 90,753 503.01 787 5,089 546.63
2017‑09‑30 13F-HR MPC / Marathon Petroleum Corp. Call 56.08 65,500 65,500 0.00 3,427 3,673 7.18
2017‑09‑30 13F-HR MPC / Marathon Petroleum Corp. Put 56.08 131,000 131,000 0.00 6,855 7,346 7.16
2017‑09‑30 13F-HR SSRM / SSR Mining Inc. Put 97,000 0 -100.00 941 0 -100.00
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C Put 16.47 157,400 157,400 0.00 3,425 2,593 -24.29
2017‑09‑30 13F-HR LBTYK / Liberty Global plc (Class C) 33.88 0 17,829 0 604
2017‑09‑30 13F-HR 74346YAB9 / Pros Holdings, Inc. Bond 13,153 22,739 72.88
2017‑09‑30 13F-HR 87305RAD1 / TTM Technologies, Inc. Bond 18,994 22,569 18.82
2017‑09‑30 13F-HR GRI / Cohens & Steer Global Realty Majors 260 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares Put 31.82 29,200 29,200 0.00 883 929 5.21
2017‑09‑30 13F-HR LABU / Direxion Daily S&P Biotech Bull 3X Shares Put 85.39 0 10,200 0 871
2017‑09‑30 13F-HR SDS / ProShares UltraShort S&P500 46.61 22,979 1,071
2017‑09‑30 13F-HR VIXY / ProShares VIX Short-Term Futures Call 32.52 170,700 5,552
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF Put 22.96 1,158,200 756,200 -34.71 25,573 17,362 -32.11
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 15.14 415,322 1,788,270 330.57 3,880 27,069 597.65
2017‑09‑30 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 16.01 0 3,873 138.78 0 62 121.43
2017‑09‑30 13F-HR HTZ / Hertz Global Holdings, Inc. Call 22.31 21,600 482
2017‑09‑30 13F-HR DUST / Direxion Daily Gold Miners Bear 3x Shares Call 25.71 2,100 2,100 0.00 65 54 -16.92
2017‑09‑30 13F-HR EDC / Direxion Daily Emerging Markets Bull 3X Shares Call 105.73 49,100 46,100 -6.11 4,196 4,874 16.16
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. Call 149.17 0 84,400 0 12,590
2017‑09‑30 13F-HR HUN / Huntsman Corp. Call 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. Put 55.15 138,200 278,100 101.23 7,657 15,337 100.30
2017‑09‑30 13F-HR ALLY / Ally Financial Inc. Put 24.24 31,100 31,100 0.00 649 754 16.18
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) Put 33.33 2,100 2,100 0.00 70 70 0.00
2017‑09‑30 13F-HR CACC / Credit Acceptance Corp. Put 280.16 25,000 7,004
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. Put 47.12 192,800 195,500 1.40 6,819 9,211 35.08
2017‑09‑30 13F-HR EXEL / Exelixis, Inc. Put 24.23 90,000 98,600 9.56 2,216 2,389 7.81
2017‑09‑30 13F-HR F / Ford Motor Co. Put 11.97 342,200 288,300 -15.75 3,829 3,450 -9.90
2017‑09‑30 13F-HR CLMT / Calumet Specialty Products Partners, L.P. Put 8.35 115,600 115,600 0.00 491 965 96.54
2017‑09‑30 13F-HR CONN / Conn's, Inc. Put 28.00 2,500 2,500 0.00 47 70 48.94
2017‑09‑30 13F-HR GPRO / GoPro, Inc. Put 10.80 2,500 2,500 0.00 20 27 35.00
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. Put 3.81 338,600 288,600 -14.77 1,574 1,099 -30.18
2017‑09‑30 13F-HR DB / Deutsche Bank AG Put 17.27 112,900 112,900 0.00 2,008 1,950 -2.89
2017‑09‑30 13F-HR DE / Deere & Co. Put 125.56 0 25,000 0 3,139
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Put 98.57 0 30,000 0 2,957
2017‑09‑30 13F-HR 143905AM9 / Carriage Services, Inc. Bond 20,181 17,507 -13.25
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.46 2,500 1,890 -24.40 322 222 -31.06
2017‑09‑30 13F-HR HRL / Hormel Foods Corp. 32.05 5,086 163
2017‑09‑30 13F-HR INGR / Ingredion, Inc. 120.39 623 75
2017‑09‑30 13F-HR LANC / Lancaster Colony Corp. 116.28 86 10
2017‑09‑30 13F-HR LKQ / LKQ Corp. 35.91 4,595 165
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 46.78 2,159 101
2017‑09‑30 13F-HR NYT / New York Times Co. 18.90 1,376 26
2017‑09‑30 13F-HR OLLI / Ollie's Bargain Outlet Holdings, Inc. 46.14 3,706 171
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. 43.48 23 1
2017‑09‑30 13F-HR PENN / Penn National Gaming, Inc. 23.08 1,300 30
2017‑09‑30 13F-HR PETS / PetMed Express, Inc. 33.00 1,000 33
2017‑09‑30 13F-HR PLAY / Dave & Buster's Entertainment, Inc. 49.06 265 13
2017‑09‑30 13F-HR SAM / Boston Beer Company, Inc. (THE) 156.02 532 83
2017‑09‑30 13F-HR SHOO / Steven Madden Ltd. 43.12 3,780 163
2017‑09‑30 13F-HR TGNA / TEGNA Inc. 13.22 8,170 108
2017‑09‑30 13F-HR TXRH / Texas Roadhouse, Inc. 48.19 249 12
2017‑09‑30 13F-HR UNFI / United Natural Foods, Inc. 41.04 1,730 71
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.70 128,800 184,508 43.25 7,510 9,909 31.94
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 76.38 1,139 87
2017‑09‑30 13F-HR WWW / Wolverine World Wide, Inc. 28.82 4,927 142
2017‑09‑30 13F-HR CMTA / Clementia Pharmaceuticals Inc. 16.87 30,000 506
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 69.22 120,000 8,307
2017‑09‑30 13F-HR KALA / Kala Pharmaceuticals, Inc. 22.84 25,000 571
2017‑09‑30 13F-HR NUCANA PLC / SPONSORED ADR (67022C106) 18.33 15,000 275
2017‑09‑30 13F-HR ROKU / Roku Inc 26.40 5,000 132
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.00 55,000 3,905
2017‑09‑30 13F-HR BLDR / Builders FirstSource, Inc. 17.99 75,000 1,349
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 226.01 0 8,889 0 2,009
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.86 0 74,062 0 12,654
2017‑09‑30 13F-HR XRX / Xerox Corp. 33.20 0 2,199 0 73
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 148.79 0 867 0 129
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. 26.48 0 105,000 0 2,780
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.20 51,000 40,000 -21.57 7,296 6,048 -17.11
2017‑09‑30 13F-HR BWXT / BWX Technologies, Inc. 56.00 25,000 1,400
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 36.62 60,000 2,197
2017‑09‑30 13F-HR EURN / Euronav NV 8.10 40,000 324
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. 22.61 41,750 46,309 10.92 928 1,047 12.82
2017‑09‑30 13F-HR ATSG / Air Transport Services Group, Inc. 24.34 39,998 124,980 212.47 871 3,042 249.25
2017‑09‑30 13F-HR LEA / Lear Corp. 173.07 20,165 3,490
2017‑09‑30 13F-HR PE / Parsley Energy, Inc. 26.32 25,000 43,125 72.50 693 1,135 63.78
2017‑09‑30 13F-HR IP / International Paper Company 56.80 150,000 39,451 -73.70 8,491 2,241 -73.61
2017‑09‑30 13F-HR VIAB / Viacom, Inc. 26.95 1,113 30
2017‑09‑30 13F-HR TKPPY / TechnipFMC 27.91 80,000 2,233
2017‑09‑30 13F-HR NBL / Noble Energy, Inc. 28.35 30,400 107,646 254.10 860 3,052 254.88
2017‑09‑30 13F-HR MRC / MRC Global Inc. 17.48 209,580 102,165 -51.25 3,462 1,786 -48.41
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 39.17 36,967 1,448
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.11 20,949 149
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 96.69 0 20,467 0 1,979
2017‑09‑30 13F-HR ABCO / Advisory Board Co. (The) 53.00 1,000 53
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.24 6,219 7,474 20.18 465 525 12.90
2017‑09‑30 13F-HR DTE / DTE Energy Co. 107.24 4,742 4,252 -10.33 501 456 -8.98
2017‑09‑30 13F-HR LXP / Lexington Corporate Properties Trust 10.17 1,738 7,672 341.43 17 78 358.82
2017‑09‑30 13F-HR AVA / Avista Corp. 51.76 42,347 2,192
2017‑09‑30 13F-HR HSNI / HSN, Inc. 39.05 127,787 4,990
2017‑09‑30 13F-HR NEFF / Neff Corp. 24.55 1,874 46
2017‑09‑30 13F-HR RATE / Bankrate, Inc. 13.53 1,922 26
2017‑09‑30 13F-HR STARWOOD WAYPOINT HOMES / (85572F105) 36.13 3,100 112
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 85.87 43,008 3,693
2017‑09‑30 13F-HR SPA / Sparton Corp. 22.87 1,268 29
2017‑09‑30 13F-HR WSTC / West Corp. 23.47 338,166 7,936
2017‑09‑30 13F-HR AMH / American Homes 4 Rent 20.76 867 18
2017‑09‑30 13F-HR AVB / AvalonBay Communities, Inc. 178.25 0 5,941 0 1,059
2017‑09‑30 13F-HR AIV / Apartment Investment & Management Co. 43.82 56,488 26,264 -53.51 2,427 1,151 -52.58
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.91 28,570 626
2017‑09‑30 13F-HR TCO / Taubman Centers, Inc. 49.70 15,879 57,224 260.38 945 2,844 200.95
2017‑09‑30 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 (82900L110) 2.37 12,247 29
2017‑09‑30 13F-HR 57164YAA5 / Marriott Vacations Worldwide Corp Bond 1.500% 9/1 4,183
2017‑09‑30 13F-HR BDC / Belden, Inc. 72.07 111 8
2017‑09‑30 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.12 50,000 506
2017‑09‑30 13F-HR CONSTELLATION ALPHA CAP CORP / *W EXP 03/23/202 (G2379F116) 0.20 20,000 4
2017‑09‑30 13F-HR DRAPER OAKWOOD TECHNOLOGY / UNIT 09/30/2024 (26146L202) 10.21 70,000 715
2017‑09‑30 13F-HR IPOA.U / Social Capital Hedosophia 10.55 100,000 1,055
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 9.76 25,000 244
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / *W EXP 08/01/202 (45579J112) 0.40 25,000 10
2017‑09‑30 13F-HR OSPREY ENERGY ACQUISITION CO / UNIT 07/21/2022 (688397207) 9.94 276,750 2,750
2017‑09‑30 13F-HR PENSARE ACQUISITION CORP / UNIT 07/27/2022 (70957E204) 10.33 200,000 2,066
2017‑09‑30 13F-HR PENSARE ACQUISITION CORP / *W EXP 07/27/202 (70957E113) 0.50 50,000 25
2017‑09‑30 13F-HR ADXS / Advaxis, Inc. 3.77 2,389 9
2017‑09‑30 13F-HR NEXTDECADE CORP / *W EXP 07/23/202 (65342K113) 0.92 28,231 26
2017‑09‑30 13F-HR SGRY / Surgery Partners, Inc. 10.35 173,770 1,798
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. Call 2,000 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR 69366JAB7 / PTC Therapeutics, Inc. Bond 2,456
2017‑09‑30 13F-HR INDU / Industrea Acquisition Corp. 10.11 75,000 758
2017‑09‑30 13F-HR EQC / Equity Commonwealth 30.37 20,417 620
2017‑09‑30 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 17.14 0 175 0 3
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. 7.29 56,000 45,400 -18.93 496 331 -33.27
2017‑09‑30 13F-HR DXC / DXC Technology Company 0.00 1 0
2017‑09‑30 13F-HR MDXG / MiMedx Group, Inc. 11.86 43,760 519
2017‑09‑30 13F-HR OSUR / OraSure Technologies, Inc. 22.46 25,063 563
2017‑09‑30 13F-HR HCOM / Hawaiian Telcom Holdco, Inc. 29.80 49,894 1,487
2017‑09‑30 13F-HR NXTM / NxStage Medical, Inc. 27.58 37,200 1,026
2017‑09‑30 13F-HR PMC / PharMerica Corp. 28.75 1,565 45
2017‑09‑30 13F-HR STRP / Straight Path Communications Inc. 180.66 6,100 1,102
2017‑09‑30 13F-HR KL / Kirkland Lake Gold Ltd. 12.86 2,954 38
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.96 59,771 8,171 -86.33 176 16 -90.91
2017‑09‑30 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 0.78 1,807,555 1,998,386 10.56 1,463 1,554 6.22
2017‑09‑30 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.65 0 31,384 0.00 0 711
2017‑09‑30 13F-HR T / AT & T, Inc. 38.53 1,000 571 -42.90 37 22 -40.54
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.86 18,850 57,635 205.76 336 972 189.29
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Call 16.86 42,000 42,000 0.00 750 708 -5.60
2017‑09‑30 13F-HR MMM / 3M Co. 209.84 5,000 12,943 158.86 1,040 2,716 161.15
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 196.43 0 280 0 55
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. Call 15.00 8,400 8,400 0.00 84 126 50.00
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. Put 15.00 20,700 9,000 -56.52 208 135 -35.10
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.08 89,056 52,956 -40.54 9,747 5,988 -38.57
2017‑09‑30 13F-HR SRUNU / Silver Run Acquisition Corporation II 10.71 24,000 31,000 29.17 256 332 29.69
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.41 12,500 24,674 97.39 1,443 2,749 90.51
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. Call 110.83 75,000 1,200 -98.40 8,661 133 -98.46
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. Put 111.38 0 5,800 0 646
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. Put 60.80 10,000 10,000 0.00 752 608 -19.15
2017‑09‑30 13F-HR KSM / Deutsche Strategic Municipal Income Trust 12.17 0 23,259 0 283
2017‑09‑30 13F-HR ABT / Abbott Laboratories Call 53.31 0 13,000 0 693
2017‑09‑30 13F-HR MMV / Eaton Vance Massachusetts Municipal Income Trust 13.37 6,058 12,342 103.73 82 165 101.22
2017‑09‑30 13F-HR USO / United States Oil Fund, LP Call 10.43 16,400 260,400 1,487.80 155 2,715 1,651.61
2017‑09‑30 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 147,590 147,957 0.25
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53.97 0 43,800 0 2,364
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Call 53.00 0 1,000 0 53
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 53.98 0 40,000 0 2,159
2017‑09‑30 13F-HR MNKD / MannKind Corp. 0.00 0 9 0 0
2017‑09‑30 13F-HR TQQQ / ProShares UltraPro QQQ Put 114.25 861,300 1,105,100 28.31 84,114 126,257 50.10
2017‑09‑30 13F-HR OIH / Market Vectors Oil Service ETF 26.07 232,711 221,061 -5.01 5,768 5,763 -0.09
2017‑09‑30 13F-HR DSKE / Daseke, Inc. 1.61 9,329 15
2017‑09‑30 13F-HR TKF / Turkish Investment Fund, Inc. 9.37 116,973 116,973 0.00 1,127 1,096 -2.75
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.01 43,420 55,210 27.15 1,947 2,485 27.63
2017‑09‑30 13F-HR ELGX / Endologix, Inc. Put 4.45 22,500 20,000 -11.11 109 89 -18.35
2017‑09‑30 13F-HR YY / YY Inc. 86.77 14,400 32,731 127.30 835 2,840 240.12
2017‑09‑30 13F-HR CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock 51.19 2,390 2,227 -6.82 128 114 -10.94
2017‑09‑30 13F-HR ECA / EnCana Corp. 11.77 0 13,089 0 154
2017‑09‑30 13F-HR ECA / EnCana Corp. Put 11.78 0 50,000 0 589
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. 7.68 172,508 172,560 0.03 1,718 1,325 -22.88
2017‑09‑30 13F-HR SRCL / Stericycle, Inc. 71.62 65,541 38,203 -41.71 5,002 2,736 -45.30
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. Call 80.00 100 100 0.00 8 8 0.00
2017‑09‑30 13F-HR HES / Hess Corp. 46.89 71,167 71,746 0.81 3,122 3,364 7.75
2017‑09‑30 13F-HR HES / Hess Corp. Put 46.87 30,700 30,700 0.00 1,346 1,439 6.91
2017‑09‑30 13F-HR MS / Morgan Stanley Call 49,000 0 -100.00 2,183 0 -100.00
2017‑09‑30 13F-HR OTIC / Otonomy, Inc. Call 75,000 0 -100.00 1,413 0 -100.00
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Call 15,000 0 -100.00 66 0 -100.00
2017‑09‑30 13F-HR BTG / B2Gold Corp. Call 49,600 0 -100.00 139 0 -100.00
2017‑09‑30 13F-HR DG / Dollar General Corp. Call 5,000 0 -100.00 360 0 -100.00
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 39.03 113,247 76,223 -32.69 4,056 2,975 -26.65
2017‑09‑30 13F-HR MDCO / Medicines Company Put 37.03 63,300 63,300 0.00 2,406 2,344 -2.58
2017‑09‑30 13F-HR BRCD / Brocade Communications Systems, Inc. 11.95 623,905 627,405 0.56 7,867 7,497 -4.70
2017‑09‑30 13F-HR RXN / Rexnord Corp. 25.39 10,281 43,278 320.95 239 1,099 359.83
2017‑09‑30 13F-HR CCL / Carnival Corp. Call 300 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. Call 100 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Call 9,600 0 -100.00 1,020 0 -100.00
2017‑09‑30 13F-HR EXPE / Expedia, Inc. Call 10,000 0 -100.00 1,489 0 -100.00
2017‑09‑30 13F-HR HCLP / Hi-Crush Partners LP Call 111,100 0 -100.00 1,205 0 -100.00
2017‑09‑30 13F-HR M / Macy's, Inc. Call 50,000 0 -100.00 1,162 0 -100.00
2017‑09‑30 13F-HR IVR / Invesco Mortgage Capital Inc. 17.13 462,787 776,940 67.88 7,733 13,308 72.09
2017‑09‑30 13F-HR LB / L Brands, Inc. 41.55 22,100 12,587 -43.05 1,190 523 -56.05
2017‑09‑30 13F-HR TTMI / TTM Technologies, Inc. Put 15.19 0 5,200 0 79
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.28 3,080 5,094 65.39 309 521 68.61
2017‑09‑30 13F-HR 73640QAB1 / PRA Group, Inc. - Convertible Bond 3% 17,607 16,981 -3.56
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 45.30 0 13,200 0 598
2017‑09‑30 13F-HR 922417AD2 / Veeco Instruments, Inc. Bond 2.7% Due 1/15/2023 35,554 33,516 -5.73
2017‑09‑30 13F-HR 670704AG0 / NuVasive, Inc. Bond 69,156 39,270 -43.22
2017‑09‑30 13F-HR 864909AA4 / Sucampo Pharmaceuticals, Inc. Bond 24,617 26,170 6.31
2017‑09‑30 13F-HR CRZO / Carrizo Oil & Gas, Inc. 17.11 9,000 9,000 0.00 156 154 -1.28
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 37.44 15,000 10,202 -31.99 485 382 -21.24
2017‑09‑30 13F-HR ERF / Enerplus Corporation 9.86 0 75,849 0 748
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.21 0 58,208 0 14,797
2017‑09‑30 13F-HR XBKS / Xenith Bankshares, Inc. 32.49 7,186 30,377 322.72 223 987 342.60
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 47.12 253,900 225,613 -11.14 8,980 10,630 18.37
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. Put 47.15 40,000 40,000 0.00 1,913 1,886 -1.41
2017‑09‑30 13F-HR EEA / European Equity Fund, Inc. (The) 9.50 0 5,366 0 51
2017‑09‑30 13F-HR JSD / Nuveen Short Duration Credit Opportunities Fund 16.90 0 1,894 0 32
2017‑09‑30 13F-HR EMI / Eaton Vance Michigan Municipal Income Trust 13.15 0 9,357 0 123
2017‑09‑30 13F-HR ROIC / Retail Opportunity Investments Corp. 19.00 0 20,948 0 398
2017‑09‑30 13F-HR IIM / Invesco Value Municipal Income Trust 14.96 55,058 12,837 -76.68 803 192 -76.09
2017‑09‑30 13F-HR PAH / Platform Specialty Products Corp. Call 100,000 0 -100.00 1,268 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. Call 55,000 0 -100.00 553 0 -100.00
2017‑09‑30 13F-HR TERP / TerraForm Power Inc. Call 200 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. Call 3,600 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 13.51 113,322 207,043 82.70 1,558 2,797 79.53
2017‑09‑30 13F-HR 45845PAA6 / Intercept Pharmaceuticals, Inc. Bond 41,437 8,138 -80.36
2017‑09‑30 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 24.71 21,479 51,397 139.29 470 1,270 170.21
2017‑09‑30 13F-HR ARR / ARMOUR Residential REIT, Inc. 26.88 445,049 7,515 -98.31 11,126 202 -98.18
2017‑09‑30 13F-HR BARINGTON HILCO ACQUISITION / RIGHT 02/13/2017 (06759V119) 0.25 27,175 32,575 19.87 10 8 -20.00
2017‑09‑30 13F-HR W / Wayfair, Inc. Call 1,100 0 -100.00 84 0 -100.00
2017‑09‑30 13F-HR CVX / Chevron Corp. Call 38,200 0 -100.00 3,985 0 -100.00
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. Call 33,800 0 -100.00 4,533 0 -100.00
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF Call 215,900 0 -100.00 29,545 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. Call 20,000 0 -100.00 1,614 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Call 50,000 0 -100.00 2,600 0 -100.00
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. Call 51,500 0 -100.00 1,591 0 -100.00
2017‑09‑30 13F-HR GGG / Graco Inc. Call 15,800 0 -100.00 1,726 0 -100.00
2017‑09‑30 13F-HR GPI / Group 1 Automotive, Inc. Call 3,000 0 -100.00 189 0 -100.00
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. Call 60,000 0 -100.00 1,976 0 -100.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 50,000 0 -100.00 1,707 0 -100.00
2017‑09‑30 13F-HR KODK / Eastman Kodak Co. Call 7,500 0 -100.00 68 0 -100.00
2017‑09‑30 13F-HR IP / International Paper Company Call 5,500 0 -100.00 311 0 -100.00
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.28 3,751 3,720 -0.83 513 533 3.90
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. Call 5.40 6,300 6,300 0.00 34 34 0.00
2017‑09‑30 13F-HR CFCOW / CF Corporation, Warrants 2.10 125,000 152,603 22.08 268 321 19.78
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. Call 25,000 0 -100.00 1,271 0 -100.00
2017‑09‑30 13F-HR HYD / VanEck Vectors ETF TR 31.28 5,370 168
2017‑09‑30 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.95 0 1,621 0 21
2017‑09‑30 13F-HR NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 12.20 17,750 69,744 292.92 219 851 288.58
2017‑09‑30 13F-HR NUVEEN NEW YORK MUN VALUE FD / (670706100) 14.71 2,651 39
2017‑09‑30 13F-HR PIMCO CALIF MUN INCOME FD II / (72201C109) 10.83 12,285 133
2017‑09‑30 13F-HR AMC / AMC Entertainment Holdings, Inc. 14.70 269,675 3,964
2017‑09‑30 13F-HR EVRI / Everi Holdings Inc. 7.59 136,659 1,037
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Call 697,400 0 -100.00 8,898 0 -100.00
2017‑09‑30 13F-HR ANIP / ANI Pharmaceuticals, Inc. Put 3,000 0 -100.00 140 0 -100.00
2017‑09‑30 13F-HR GCAP / Gain Capital Holdings, Inc. Put 10,200 0 -100.00 63 0 -100.00
2017‑09‑30 13F-HR CRK / Comstock Resources, Inc. Put 6,700 0 -100.00 47 0 -100.00
2017‑09‑30 13F-HR DG / Dollar General Corp. Put 1,000 0 -100.00 72 0 -100.00
2017‑09‑30 13F-HR ENT / Global Eagle Entertainment Inc. Put 2,600 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR GFF / Griffon Corp. Put 3,000 0 -100.00 65 0 -100.00
2017‑09‑30 13F-HR GPRE / Green Plains Inc. Put 5,000 0 -100.00 102 0 -100.00
2017‑09‑30 13F-HR EXPE / Expedia, Inc. Put 9,000 0 -100.00 1,340 0 -100.00
2017‑09‑30 13F-HR HCLP / Hi-Crush Partners LP Put 20,000 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. Put 44,500 0 -100.00 528 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Put 171,400 0 -100.00 2,187 0 -100.00
2017‑09‑30 13F-HR AET / Aetna, Inc. Put 30,000 0 -100.00 4,554 0 -100.00
2017‑09‑30 13F-HR IRDM / Iridium Communications Inc Put 2,500 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 42,708 0 -100.00 353 0 -100.00
2017‑09‑30 13F-HR IF / Aberdeen Indonesia Fund, Inc. 44,041 0 -100.00 334 0 -100.00
2017‑09‑30 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 30,997 0 -100.00 545 0 -100.00
2017‑09‑30 13F-HR RIV / RiverNorth Opportunities Fund, Inc. 19,014 0 -100.00 379 0 -100.00
2017‑09‑30 13F-HR RMT / Royce Micro-Cap Trust, Inc. 33,443 0 -100.00 289 0 -100.00
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 59,133 0 -100.00 765 0 -100.00
2017‑09‑30 13F-HR NUVEEN HGH INC DEC18 TRGT TR / (67075P103) 4,501 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR NUVEEN HIGH INCOME NOVEMBER / (67077N106) 2,823 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR NUVEEN HIGH INCOME 2020 TARG / (67075L102) 11,369 0 -100.00 114 0 -100.00
2017‑09‑30 13F-HR MFS GOVT MKTS INCOME TR / SH BEN INT (552939100) 54,279 0 -100.00 271 0 -100.00
2017‑09‑30 13F-HR JPI / Nuveen Preferred & Income Term Fund 8,189 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 68,061 0 -100.00 809 0 -100.00
2017‑09‑30 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 1,178 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR TPZ / Tortoise Power and Infrastructure Fund, Inc. 2,000 0 -100.00 42 0 -100.00
2017‑09‑30 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 2,227 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR THW / Tekla World Healthcare Fund 14.56 168,922 2,459
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. Put 1,830.75 12,700 12,000 -5.51 23,755 21,969 -7.52
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Put 16.86 66,400 116,400 75.30 1,186 1,963 65.51
2017‑09‑30 13F-HR WAB / Wabtec Corp. Put 75.33 1,500 113
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF Put 41.77 100,000 100,000 0.00 4,072 4,177 2.58
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. Put 8.79 467,400 467,800 0.09 4,931 4,111 -16.63
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. Put 4.30 450,000 450,000 0.00 2,236 1,935 -13.46
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. Put 19.18 250,000 250,000 0.00 4,790 4,795 0.10
2017‑09‑30 13F-HR IVCRB / Invacare Corp. Put 15.74 52,400 825
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. Put 54.34 104,500 5,679
2017‑09‑30 13F-HR MXWL / Maxwell Technologies, Inc. Put 5.13 575,800 2,953
2017‑09‑30 13F-HR TDOC / Teladoc, Inc. Put 33.14 115,500 3,828
2017‑09‑30 13F-HR MDXG / MiMedx Group, Inc. Put 11.88 100,000 1,188
2017‑09‑30 13F-HR CBB / Cincinnati Bell, Inc. Put 19.80 5,000 99
2017‑09‑30 13F-HR ACRE / Ares Commercial Real Estate Corp 13.30 67,538 898
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 1,060.73 3,573 3,790
2017‑09‑30 13F-HR FTRPR / Frontier Communications Corp. Put 11.79 1,387,500 16,358
2017‑09‑30 13F-HR TPG RE FIN TR INC / (87266M107) 19.76 56,987 1,126
2017‑09‑30 13F-HR RWT / Redwood Trust, Inc. 16.29 182,520 2,973
2017‑09‑30 13F-HR CRF / Cornerstone Total Return Fund, Inc. 14.60 24,994 365
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 48.78 41 2
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 89.20 213 19
2017‑09‑30 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 43.33 300 13
2017‑09‑30 13F-HR MTGE INVT CORP / (55378A105) 19.40 499,117 685,556 37.35 9,383 13,299 41.74
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 112.50 400 45
2017‑09‑30 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 34.22 61,052 30,389 -50.22 1,976 1,040 -47.37
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 50.00 0 100 0 5
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.04 0 3,375 0 125
2017‑09‑30 13F-HR GAM / General American Investors Co., Inc. 36.02 92,827 99,813 7.53 3,188 3,595 12.77
2017‑09‑30 13F-HR FUND / Sprott Focus Trust, Inc. 7.73 55,209 144,569 161.86 406 1,117 175.12
2017‑09‑30 13F-HR GF / New Germany Fund, Inc. 18.53 0 3,508 0 65
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF 43.98 2,300 1,819 -20.91 91 80 -12.09
2017‑09‑30 13F-HR IRL / New Ireland Fund, Inc. (The) 13.72 40,138 53,728 33.86 555 737 32.79
2017‑09‑30 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 9.18 6,395 46,839 632.43 61 430 604.92
2017‑09‑30 13F-HR FEN / First Trust Energy Income & Growth Fund 19.80 0 101 0 2
2017‑09‑30 13F-HR LAQ / Aberdeen Latin America Equity Fund, Inc. 27.31 0 18,454 0 504
2017‑09‑30 13F-HR 750469AA6 / Radius Health, Inc. Bond 24,109
2017‑09‑30 13F-HR VALE / Vale S.A. Put 10.07 300,000 300,000 0.00 2,625 3,021 15.09
2017‑09‑30 13F-HR 47216EAA8 / Jazz Us Hldgs Inc Bond 20,246
2017‑09‑30 13F-HR 48273JAB3 / K2m Group Hldgs Inc Bond 15,392
2017‑09‑30 13F-HR HIX / Western Asset High Income Fund II, Inc. 7.21 30,574 64,663 111.50 219 466 112.79
2017‑09‑30 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 15.11 3,106 13,236 326.14 46 200 334.78
2017‑09‑30 13F-HR 670002AB0 / Novavax, Inc. Bond 3.75% Due 2/1/2023 12,219 12,835 5.04
2017‑09‑30 13F-HR KTF / Deutsche Municipal Income Trust 12.71 0 24,478 0 311
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 184.62 715 132
2017‑09‑30 13F-HR RDFN / Redfin Corp 25.07 30,000 752
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 973.71 0 45,000 0 43,817
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. 13.98 0 410,446 0 5,738
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 64.30 10,000 10,000 0.00 631 643 1.90
2017‑09‑30 13F-HR ENDP / Endo International plc 8.56 57,200 73,798 29.02 638 632 -0.94
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 76.82 0 200,987 0 15,439
2017‑09‑30 13F-HR OCN / Ocwen Financial Corp. 3.44 445,023 529,718 19.03 1,197 1,822 52.21
2017‑09‑30 13F-HR CXRX / Concordia Healthcare Corporation 0.00 343 0
2017‑09‑30 13F-HR LJPC / La Jolla Pharmaceutical Co. 34.76 32,338 1,124
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.09 7,800 24,881 218.99 7,088 23,863 236.67
2017‑09‑30 13F-HR CS / Credit Suisse Group 15.80 53,100 17,470 -67.10 775 276 -64.39
2017‑09‑30 13F-HR INTC / Intel Corp. 38.07 35,790 27,945 -21.92 1,207 1,064 -11.85
2017‑09‑30 13F-HR VOYA / Voya Financial, Inc. 39.88 87,874 54,416 -38.07 3,241 2,170 -33.05
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.82 5,500 113,141 1,957.11 714 16,498 2,210.64
2017‑09‑30 13F-HR RLJE / RLJ Entertainment, Inc. 3.33 2,400 8
2017‑09‑30 13F-HR BKMU / Bank Mutual Corp. 10.14 58,777 596
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. 179.80 42,602 7,660
2017‑09‑30 13F-HR MSFG / MainSource Financial Group, Inc. 35.33 1,783 63
2017‑09‑30 13F-HR NDRM / NeuroDerm Ltd. 38.89 112,208 4,364
2017‑09‑30 13F-HR PSTB / Park Sterling Corp. 12.33 10,864 134
2017‑09‑30 13F-HR SNBC / Sun Bancorp, Inc. 24.79 10,607 263
2017‑09‑30 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.27 11,136 248
2017‑09‑30 13F-HR FIRST TR SR FLOATING RATE 20 / COM SHS (33740K101) 9.50 3,998 38
2017‑09‑30 13F-HR WLB / Westmoreland Coal Co. Call 2.48 11,300 28
2017‑09‑30 13F-HR UUP / PowerShares DB US Dollar Index Trust Call 24.18 355,200 8,588
2017‑09‑30 13F-HR EVH / Evolent Health Inc. Call 17.80 202,500 3,604
2017‑09‑30 13F-HR SFM / Sprouts Farmers Market, Inc. Call 18.76 127,700 2,396
2017‑09‑30 13F-HR AMLP / Alerian ETF Call 11.22 175,000 1,963
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF Call 45.08 55,700 2,511
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Call (06746L422) 39.19 352,300 13,806
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. Call 24.58 2,400 59
2017‑09‑30 13F-HR NOW / ServiceNow, Inc. Call 117.52 60,000 7,051
2017‑09‑30 13F-HR WAB / Wabtec Corp. Call 75.73 19,200 1,454
2017‑09‑30 13F-HR LBTYK / Liberty Global plc (Class C) Call 33.90 50,000 1,695
2017‑09‑30 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Call 20.60 0 170,600 0 3,514
2017‑09‑30 13F-HR BBD / Banco Bradesco S.A. Put 11.07 250,000 250,000 0.00 2,125 2,767 30.21
2017‑09‑30 13F-HR LJPC / La Jolla Pharmaceutical Co. Put 34.78 140,000 4,869
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. Put 179.77 8,800 1,582
2017‑09‑30 13F-HR PRTY / Party City Holdco Inc. Put 13.54 50,000 677
2017‑09‑30 13F-HR REV / Revlon, Inc. Put 24.52 25,000 613
2017‑09‑30 13F-HR GTYH / GTY Technology Holdings, Inc. 10.05 38,000 38,000 0.00 383 382 -0.26
2017‑09‑30 13F-HR WLB / Westmoreland Coal Co. Put 2.54 132,900 338
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 39.19 33,200 1,301
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / Put (185899101) 7.15 237,300 1,696
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Call 57.50 400 23
2017‑09‑30 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. Call 15.71 1,400 22
2017‑09‑30 13F-HR WBS / Webster Financial Corp. Call 52.54 50,000 2,627
2017‑09‑30 13F-HR CACC / Credit Acceptance Corp. Call 280.16 25,000 7,004
2017‑09‑30 13F-HR T / AT & T, Inc. Put 39.15 20,000 20,000 0.00 754 783 3.85
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Call 973.71 0 3,500 0 3,408
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.18 17,800 20,588 15.66 956 992 3.77
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. Put 48.20 35,000 35,000 0.00 1,880 1,687 -10.27
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF Call 56.75 49,500 138,300 179.39 2,720 7,849 188.57
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF Put 56.76 109,900 304,900 177.43 6,039 17,306 186.57
2017‑09‑30 13F-HR GOGO / Gogo Inc. 11.81 825,667 873,967 5.85 9,519 10,321 8.43
2017‑09‑30 13F-HR GOGO / Gogo Inc. Call 11.75 11,400 11,400 0.00 131 134 2.29
2017‑09‑30 13F-HR GOGO / Gogo Inc. Put 11.81 329,100 380,600 15.65 3,794 4,494 18.45
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. Put 195.93 18,300 25,800 40.98 3,570 5,055 41.60
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,830.73 9,085 8,371 -7.86 16,993 15,325 -9.82
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. Call 1,830.00 0 100 0 183
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. 88.19 6,100 4,853 -20.44 450 428 -4.89
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. Put 88.21 7,800 7,800 0.00 575 688 19.65
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. Call 183.30 10,000 10,000 0.00 1,693 1,833 8.27
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. Put 183.24 10,200 10,200 0.00 1,727 1,869 8.22
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.78 0 15,355 0 964
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. Call 18.88 0 36,700 0 693
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Call 226.04 20,100 10,100 -49.75 5,775 2,283 -60.47
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Put 226.00 1,000 15,000 1,400.00 285 3,390 1,089.47
2017‑09‑30 13F-HR SBUX / Starbucks Corp. Call 53.71 223,500 239,500 7.16 13,032 12,863 -1.30
2017‑09‑30 13F-HR SBUX / Starbucks Corp. Put 53.71 98,100 169,900 73.19 5,720 9,125 59.53
2017‑09‑30 13F-HR VALE / Vale S.A. Call 10.07 100,000 100,000 0.00 875 1,007 15.09
2017‑09‑30 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Put 20.59 0 133,000 0 2,739
2017‑09‑30 13F-HR AIG.WS / American International Group, Inc. Warrants 19.87 299,959 314,838 4.96 6,304 6,257 -0.75
2017‑09‑30 13F-HR KHC / Kraft Heinz Company Call 77.43 9,000 7,000 -22.22 770 542 -29.61
2017‑09‑30 13F-HR KHC / Kraft Heinz Company Put 77.27 51,100 1,100 -97.85 4,376 85 -98.06
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. Put 13.98 239,200 231,300 -3.30 2,112 3,233 53.08
2017‑09‑30 13F-HR OKSB / Southwest Bancorp, Inc. 27.55 143,269 194,173 35.53 3,660 5,349 46.15
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF 41.77 0 137,120 0 5,727
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF Call 41.76 0 48,900 0 2,042
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 15.30 0 4,052 0 62
2017‑09‑30 13F-HR UPRO / ProShares UltraPro S&P 500 Call 116.47 136,000 178,100 30.96 14,126 20,743 46.84
2017‑09‑30 13F-HR UPRO / ProShares UltraPro S&P 500 Put 116.47 172,900 196,400 13.59 17,959 22,874 27.37
2017‑09‑30 13F-HR CXRX / Concordia Healthcare Corporation Put 1.14 7,000 7,000 0.00 10 8 -20.00
2017‑09‑30 13F-HR TOT / Total S.A. 53.51 12,000 11,100 -7.50 595 594 -0.17
2017‑09‑30 13F-HR SGMS / Scientific Games Corp. Put 45.84 76,800 45,000 -41.41 1,816 2,063 13.60
2017‑09‑30 13F-HR CS / Credit Suisse Group Put 15.80 90,000 90,000 0.00 1,314 1,422 8.22
2017‑09‑30 13F-HR PDM / Piedmont Office Realty Trust, Inc. 20.16 55,471 65,477 18.04 1,169 1,320 12.92
2017‑09‑30 13F-HR WPRT / Westport Innovations Inc. 3.27 0 692,511 0 2,264
2017‑09‑30 13F-HR DECK / Deckers Outdoor Corp. 68.23 0 1,363 0 93
2017‑09‑30 13F-HR 29404KAA4 / Envestnet, Inc. 1.75% Bond Due 12/15/2019 19,709 2,528 -87.17
2017‑09‑30 13F-HR INTC / Intel Corp. Call 38.08 25,000 25,000 0.00 843 952 12.93
2017‑09‑30 13F-HR INTC / Intel Corp. Put 38.08 75,000 75,000 0.00 2,530 2,856 12.89
2017‑09‑30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.00 16,902 82,745 389.56 364 1,903 422.80
2017‑09‑30 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.99 40,685 21,267 -47.73 308 170 -44.81
2017‑09‑30 13F-HR BLDP / Ballard Power Systems, Inc. Put 4.62 7,800 7,800 0.00 22 36 63.64
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 8.78 24,273 8,548 213 -97.51
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. Call 8.79 153,100 160,300 4.70 1,615 1,409 -12.76
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.81 6,129 6,718 9.61 253 301 18.97
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 44.80 103,000 148,000 43.69 4,263 6,631 55.55
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.18 183,590 246,406 34.22 3,517 4,726 34.38
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. Call 19.18 49,800 49,800 0.00 954 955 0.10
2017‑09‑30 13F-HR TCBIW / Texas Capital Bancshares, Inc. 71.00 518,094 517,982 -0.02 32,432 36,776 13.39
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.03 69,651 37,344 -46.38 836 524 -37.32
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.96 316,292 245,271 -22.45 6,983 5,631 -19.36
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. Call 14.00 6,000 6,000 0.00 72 84 16.67
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. Put 14.04 233,700 251,000 7.40 2,806 3,524 25.59
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 41.69 150,000 114,500 -23.67 5,121 4,773 -6.80
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.60 158,492 234,141 47.73 5,265 4,120 -21.75
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 17.60 219,600 295,700 34.65 7,295 5,204 -28.66
2017‑09‑30 13F-HR AET / Aetna, Inc. 158.89 6,900 3,965 -42.54 1,047 630 -39.83
2017‑09‑30 13F-HR IDTI / Integrated Device Technology, Inc. 26.55 1,000 339 -66.10 25 9 -64.00
2017‑09‑30 13F-HR IDTI / Integrated Device Technology, Inc. Put 26.49 5,700 5,700 0.00 147 151 2.72
2017‑09‑30 13F-HR WDAY / Workday, Inc. Put 105.25 6,100 6,100 0.00 591 642 8.63
2017‑09‑30 13F-HR MU / Micron Technology, Inc. Call 39.32 92,800 122,800 32.33 2,771 4,829 74.27
2017‑09‑30 13F-HR MU / Micron Technology, Inc. Put 39.33 785,000 1,253,700 59.71 23,440 49,308 110.36
2017‑09‑30 13F-HR EPE / EP Energy Corporation Put 3.22 23,000 18,000 -21.74 84 58 -30.95
2017‑09‑30 13F-HR HENNESSY CAP ACQUSTON CORP I / UNIT 06/15/2024 (42588L204) 10.32 90,000 90,000 0.00 904 929 2.77
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.62 32,404 15,495 -52.18 4,287 2,117 -50.62
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) Put 136.67 6,900 6,900 0.00 913 943 3.29
2017‑09‑30 13F-HR ATI / Allegheny Technologies, Inc. Put 23.90 100 31,800 31,700.00 1 760 75,900.00
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 22.37 4,661 7,287 56.34 81 163 101.23
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.40 0 11,900 0 814
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF Call 68.47 594,500 69,100 -88.38 38,761 4,731 -87.79
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF Put 68.48 208,100 86,700 -58.34 13,568 5,937 -56.24
2017‑09‑30 13F-HR 64157FAA1 / Nevro Corp. Bond 24,209 26,852 10.92
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. Put 7.30 229,100 99,100 -56.74 2,029 723 -64.37
2017‑09‑30 13F-HR STMP / Stamps.com, Inc. 202.57 500 622 24.40 77 126 63.64
2017‑09‑30 13F-HR NUVEEN PA MUN VALUE FD / (67074K105) 15.22 0 4,401 0.00 0 67
2017‑09‑30 13F-HR FMC / FMC Corp. 89.31 48,127 52,000 8.05 3,515 4,644 32.12
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 14.33 370,246 455,646 23.07 6,405 6,529 1.94
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 14.32 88,600 88,600 0.00 1,532 1,269 -17.17
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Put 14.33 516,200 858,800 66.37 8,930 12,306 37.81
2017‑09‑30 13F-HR ADXS / Advaxis, Inc. Call 4.17 10,300 10,300 0.00 66 43 -34.85
2017‑09‑30 13F-HR BG / Bunge Ltd. 69.43 469 34,997 7,362.05 34 2,430 7,047.06
2017‑09‑30 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 12.30 37,421 3,903 -89.57 470 48 -89.79
2017‑09‑30 13F-HR 01741RAG7 / Allegheny Technologies, Inc. Bond 46,429 59,719 28.62
2017‑09‑30 13F-HR ERY / Direxion Daily Energy Bear 3X Shares 10.71 0 4,200 0.00 0 45
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.48 295,640 290,000 -1.91 19,192 19,859 3.48
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Call 68.44 24,000 9,600 -60.00 1,558 657 -57.83
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Put 68.48 374,400 154,800 -58.65 24,306 10,600 -56.39
2017‑09‑30 13F-HR FTRPR / Frontier Communications Corp. 18.99 150,494 222,479 47.83 4,366 4,224 -3.25
2017‑09‑30 13F-HR USO / United States Oil Fund, LP Put 10.43 268,100 180,600 -32.64 2,546 1,883 -26.04
2017‑09‑30 13F-HR RICE / Rice Energy Inc. 28.94 317,047 177,046 -44.16 8,442 5,123 -39.32
2017‑09‑30 13F-HR GXP / Great Plains Energy, Inc. 29.66 64,730 1,180 -98.18 1,895 35 -98.15
2017‑09‑30 13F-HR CUBE / CubeSmart 25.95 78,718 47,896 -39.15 1,892 1,243 -34.30
2017‑09‑30 13F-HR HTA / Healthcare Trust of America, Inc. 29.70 0 5,994 0 178
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 33.59 205,647 174,647 -15.07 6,864 5,866 -14.54
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Put 33.59 269,700 199,300 -26.10 9,002 6,694 -25.64
2017‑09‑30 13F-HR CLM / Cornerstone Strategic Value Fund, Inc. 14.81 0 36,405 0 539
2017‑09‑30 13F-HR EIP / Eaton Vance Pennsylvania Municipal Bond Fund 12.89 6,529 17,683 170.84 84 228 171.43
2017‑09‑30 13F-HR F / Ford Motor Co. 11.97 172,500 167,206 -3.07 1,930 2,001 3.68
2017‑09‑30 13F-HR F / Ford Motor Co. Call 11.88 3,200 3,200 0.00 35 38 8.57
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.24 186,808 249,505 33.56 22,734 32,994 45.13
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. Call 132.24 1,324,900 1,344,200 1.46 161,240 177,757 10.24
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. Put 132.14 1,400 1,400 0.00 170 185 8.82
2017‑09‑30 13F-HR NBL / Noble Energy, Inc. Put 28.36 80,000 120,000 50.00 2,264 3,403 50.31
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.80 47,574 9,574 -79.88 1,173 247 -78.94
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Call 25.86 50,000 22,200 -55.60 1,233 574 -53.45
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Put 25.83 200,000 28,300 -85.85 4,934 731 -85.18
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Call 12.75 759,000 559,900 -26.23 9,472 7,138 -24.64
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Put 12.75 1,538,900 1,561,700 1.48 19,205 19,911 3.68
2017‑09‑30 13F-HR TLRD / Tailored Brands, Inc. 14.44 198,541 183,085 -7.78 2,215 2,643 19.32
2017‑09‑30 13F-HR TLRD / Tailored Brands, Inc. Put 14.33 3,000 3,000 0.00 33 43 30.30
2017‑09‑30 13F-HR BDC / Belden, Inc. Put 80.40 41,500 5,000 -87.95 3,130 402 -87.16
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.23 360,829 40,513 -88.77 85,061 10,178 -88.03
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 251.23 613,400 2,472,600 303.10 148,320 621,191 318.82
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 251.23 309,500 475,800 53.73 74,837 119,535 59.73
2017‑09‑30 13F-HR CELG / Celgene Corp. Put 145.33 0 1,500 0 218
2017‑09‑30 13F-HR UNVR / Univar, Inc. 28.90 15,000 26,298 75.32 459 760 65.58
2017‑09‑30 13F-HR EDC / Direxion Daily Emerging Markets Bull 3X Shares 81.08 26,356 37 -99.86 2,252 3 -99.87
2017‑09‑30 13F-HR COG / Cabot Oil & Gas Corp. 26.74 78,490 87,313 11.24 1,968 2,335 18.65
2017‑09‑30 13F-HR COG / Cabot Oil & Gas Corp. Put 26.74 90,000 90,000 0.00 2,257 2,407 6.65
2017‑09‑30 13F-HR BLACKROCK MUNI N Y INTER DUR / (09255F109) 13.95 31,380 22,146 -29.43 439 309 -29.61
2017‑09‑30 13F-HR ENDP / Endo International plc Put 8.56 43,400 43,900 1.15 484 376 -22.31
2017‑09‑30 13F-HR SRAQ / Silver Run Acquisition Corporation 10.18 16,331 387,325 2,271.72 165 3,942 2,289.09
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.18 0 26,693 0 3,982
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. Put 149.05 0 7,400 0 1,103
2017‑09‑30 13F-HR TRCO / Tribune Media Company 40.86 95,328 131,831 38.29 3,886 5,386 38.60
2017‑09‑30 13F-HR XBGTX / BlackRock Floating Rate Income 14.33 34,900 25,115 -28.04 491 360 -26.68
2017‑09‑30 13F-HR FEDERATED PREM INTR MUN INC / (31423M105) 13.56 0 12,316 0.00 0 167
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.84 35,528 86,815 144.36 1,610 4,240 163.35
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. Call 48.67 0 3,000 0 146
2017‑09‑30 13F-HR EPR / EPR Properties 69.60 1,523 1,523 0.00 109 106 -2.75
2017‑09‑30 13F-HR FXB / CurrencyShares British Pound Sterling Trust 130.33 56,000 63,000 12.50 7,101 8,211 15.63
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Call 52.74 227,600 239,000 5.01 12,258 12,604 2.82
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Put 52.74 534,200 595,500 11.48 28,772 31,406 9.15
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation 4.81 22,944 40,344 75.84 164 194 18.29
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation Put 4.74 5,700 5,700 0.00 40 27 -32.50
2017‑09‑30 13F-HR KODK / Eastman Kodak Co. 0.00 824 312 -62.14 0 0
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.56 3,217 13,431 317.50 237 1,579 566.24
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. Put 117.57 55,500 55,500 0.00 5,729 6,525 13.89
2017‑09‑30 13F-HR PII / Polaris Industries, Inc Call 104.60 30,000 30,000 0.00 2,766 3,138 13.45
2017‑09‑30 13F-HR PII / Polaris Industries, Inc Put 104.62 60,000 60,000 0.00 5,533 6,277 13.45
2017‑09‑30 13F-HR 11133BAD4 / BroadSoft, Inc. 1% Bond Due 9/1/2022 37,035 41,521 12.11
2017‑09‑30 13F-HR ADS / Alliance Data Systems Corp. 221.23 1,460 1,460 0.00 374 323 -13.64
2017‑09‑30 13F-HR RYAM / Rayonier Advanced Materials Inc. 105.03 120,047 115,334 -3.93 14,112 12,114 -14.16
2017‑09‑30 13F-HR RYAM / Rayonier Advanced Materials Inc. Put 13.00 152,700 1,000 -99.35 2,400 13 -99.46
2017‑09‑30 13F-HR CVX / Chevron Corp. 115.90 1,054 371 -64.80 113 43 -61.95
2017‑09‑30 13F-HR CVX / Chevron Corp. Put 117.49 5,400 51,000 844.44 563 5,992 964.30
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF Call 71.00 0 150,000 0 10,650
2017‑09‑30 13F-HR W / Wayfair, Inc. 67.38 4,600 44,166 860.13 353 2,976 743.06
2017‑09‑30 13F-HR W / Wayfair, Inc. Put 67.40 1,100 10,000 809.09 84 674 702.38
2017‑09‑30 13F-HR 22943FAH3 / Ctrip.com International, Ltd. Bond 30,865 20,749 -32.77
2017‑09‑30 13F-HR BRZU / Direxion Daily Brazil Bull 3X Shares Call 46.00 39,200 31,000 -20.92 1,020 1,426 39.80
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 52.96 7,900 5,400 -31.65 410 286 -30.24
2017‑09‑30 13F-HR HWAY / Healthways, Inc. 28,734 29,396 2.30
2017‑09‑30 13F-HR TSLF / THL Credit Senior Loan Fund 17.50 448 13,428 2,897.32 7 235 3,257.14
2017‑09‑30 13F-HR DHR / Danaher Corp. Call 85.74 0 6,100 0 523
2017‑09‑30 13F-HR GPRO / GoPro, Inc. 11.00 572 20,000 3,396.50 4 220 5,400.00
2017‑09‑30 13F-HR GPRO / GoPro, Inc. Call 10.00 100 100 0.00 0 1
2017‑09‑30 13F-HR OCN / Ocwen Financial Corp. Put 3.43 0 13,400 0 46
2017‑09‑30 13F-HR CAR / Avis Budget Group, Inc. 38.05 37,475 12,406 -66.90 1,108 472 -57.40
2017‑09‑30 13F-HR CAR / Avis Budget Group, Inc. Call 38.00 2,500 2,500 0.00 68 95 39.71
2017‑09‑30 13F-HR CAR / Avis Budget Group, Inc. Put 38.00 2,500 2,500 0.00 68 95 39.71
2017‑09‑30 13F-HR TPR / Tapestry, Inc. 40.32 0 3,770 0 152
2017‑09‑30 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares Call 17.90 26,700 26,700 0.00 497 478 -3.82
2017‑09‑30 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.67 48 2,400 4,900.00 0 28
2017‑09‑30 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares Call 64.90 2,243,800 2,951,700 31.55 125,091 191,565 53.14
2017‑09‑30 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares Put 64.90 3,847,800 4,195,100 9.03 214,514 272,261 26.92
2017‑09‑30 13F-HR ETSY / Etsy, Inc. Call 16.88 135,000 146,000 8.15 2,025 2,464 21.68
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. Call 64.18 50,000 28,700 -42.60 2,993 1,842 -38.46
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. Put 64.20 50,000 50,000 0.00 2,993 3,210 7.25
2017‑09‑30 13F-HR DATA / Tableau Software, Inc. 74.86 21,600 26,838 24.25 1,323 2,009 51.85
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) Call 46.02 124,000 124,000 0.00 5,296 5,707 7.76
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) Put 46.02 30,400 30,400 0.00 1,298 1,399 7.78
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. 14.89 6,700 6,649 -0.76 91 99 8.79
2017‑09‑30 13F-HR EDR / Education Realty Trust, Inc. 35.92 13,357 14,115 5.67 517 507 -1.93
2017‑09‑30 13F-HR PMT / Penny Mac Mortgage Investment Trust 17.39 438,599 906,457 106.67 8,021 15,763 96.52
2017‑09‑30 13F-HR FB / Facebook, Inc. Call 170.86 63,600 63,600 0.00 9,602 10,867 13.17
2017‑09‑30 13F-HR FB / Facebook, Inc. Put 170.87 12,400 60,000 383.87 1,872 10,252 447.65
2017‑09‑30 13F-HR MSF / Morgan Stanley Emerging Markets Fund, Inc. 17.38 157,208 143,238 -8.89 2,538 2,489 -1.93
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.43 10,000 13,374 33.74 389 514 32.13
2017‑09‑30 13F-HR CMCSA / Comcast Corp. Put 38.48 25,000 25,000 0.00 973 962 -1.13
2017‑09‑30 13F-HR CROX / Crocs, Inc. 9.69 0 5,161 0 50
2017‑09‑30 13F-HR CROX / Crocs, Inc. Put 9.70 0 98,700 0 957
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.83 71,464 78,317 9.59 3,946 4,059 2.86
2017‑09‑30 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares Put 17.92 88,500 88,500 0.00 1,647 1,586 -3.70
2017‑09‑30 13F-HR JD / JD.com, Inc. 38.20 67,732 125,817 85.76 2,656 4,806 80.95
2017‑09‑30 13F-HR JD / JD.com, Inc. Call 38.18 0 8,800 0 336
2017‑09‑30 13F-HR JD / JD.com, Inc. Put 38.20 144,000 104,900 -27.15 5,647 4,007 -29.04
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.89 2,142 3,840 79.27 186 349 87.63
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) Put 90.96 0 25,000 0 2,274
2017‑09‑30 13F-HR MNST / Monster Beverage Corporation New 55.09 0 2,160 0 119
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 12.55 99,233 59,704 -39.83 1,249 749 -40.03
2017‑09‑30 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. Put 15.76 28,200 36,100 28.01 532 569 6.95
2017‑09‑30 13F-HR CLX / Clorox Company (The) 126.58 0 79 0 10
2017‑09‑30 13F-HR GTE / Gran Tierra Energy, Inc. 2.26 50,000 50,000 0.00 111 113 1.80
2017‑09‑30 13F-HR GTE / Gran Tierra Energy, Inc. Put 0.00 33,000 100 -99.70 73 0 -100.00
2017‑09‑30 13F-HR EARN / Ellington Residential Mortgage REIT 14.51 0 32,121 0 466
2017‑09‑30 13F-HR INFY / Infosys Limited 14.58 105,900 76,659 -27.61 1,590 1,118 -29.69
2017‑09‑30 13F-HR ELGX / Endologix, Inc. 4.45 12,578 56
2017‑09‑30 13F-HR INFY / Infosys Limited Put 14.59 648,000 400,000 -38.27 9,732 5,836 -40.03
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. Call 96.70 0 10,000 0 967
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. Put 96.72 0 40,000 0 3,869
2017‑09‑30 13F-HR WAB / Wabtec Corp. 75.73 25,000 28,930 15.72 2,287 2,191 -4.20
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. 56.93 20,000 15,000 -25.00 983 854 -13.12
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. Call 56.93 0 30,000 0 1,708
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.48 18,703 33,793 80.68 1,231 2,517 104.47
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Call 74.47 15,000 15,000 0.00 1,033 1,117 8.13
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Put 74.49 57,200 176,100 207.87 3,942 13,117 232.75
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.33 55,500 42,212 -23.94 2,782 2,040 -26.67
2017‑09‑30 13F-HR ORCL / Oracle Corp. Put 48.33 0 7,800 0 377
2017‑09‑30 13F-HR DB / Deutsche Bank AG Call 17.27 42,900 42,900 0.00 763 741 -2.88
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Call 961.29 14,700 14,700 0.00 14,229 14,131 -0.69
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Put 961.30 18,700 16,200 -13.37 18,101 15,573 -13.97
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.84 58,300 94,667 62.38 3,439 4,908 42.72
2017‑09‑30 13F-HR NKE / Nike, Inc. Call 51.83 7,900 23,500 197.47 466 1,218 161.37
2017‑09‑30 13F-HR NKE / Nike, Inc. Put 51.85 0 130,000 0 6,740
2017‑09‑30 13F-HR RBCN / Rubicon Technology, Inc. 8.24 33,490 33,490 0.00 310 276 -10.97
2017‑09‑30 13F-HR EQR / Equity Residential 65.82 1,656 2,431 46.80 109 160 46.79
2017‑09‑30 13F-HR CZR / Caesars Entertainment Corporation 13.26 9,650 9,650 0.00 115 128 11.30
2017‑09‑30 13F-HR CZR / Caesars Entertainment Corporation Put 13.34 90,000 90,000 0.00 1,080 1,201 11.20
2017‑09‑30 13F-HR AMAG / AMAG Pharmaceuticals, Inc. Put 18.45 10,000 92,900 829.00 184 1,714 831.52
2017‑09‑30 13F-HR BRS / Bristow Group, Inc. 9.33 263,650 9,107 -96.55 2,016 85 -95.78
2017‑09‑30 13F-HR MDPEB / Meredith Corp. 55.33 0 488 0 27
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.58 83,100 969 -98.83 9,050 112 -98.76
2017‑09‑30 13F-HR UNP / Union Pacific Corp. Call 115.97 294,000 294,000 0.00 32,019 34,095 6.48
2017‑09‑30 13F-HR UNP / Union Pacific Corp. Put 115.96 25,000 25,000 0.00 2,722 2,899 6.50
2017‑09‑30 13F-HR MS / Morgan Stanley 48.03 0 5,621 0 270
2017‑09‑30 13F-HR MS / Morgan Stanley Put 48.16 68,000 67,800 -0.29 3,030 3,265 7.76
2017‑09‑30 13F-HR HK / Halcon Resources Corporation 6.78 38,200 7,963 -79.15 173 54 -68.79
2017‑09‑30 13F-HR HK / Halcon Resources Corporation Put 6.79 50,100 50,100 0.00 227 340 49.78
2017‑09‑30 13F-HR DX / Dynex Capital, Inc. 7.26 522,524 35,699 -93.17 3,709 259 -93.02
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.06 13,550 2,450 -81.92 525 81 -84.57
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 67.83 4,264 200,214 4,595.45 304 13,580 4,367.11
2017‑09‑30 13F-HR HLF / Herbalife Ltd. Call 67.83 1,004,100 229,100 -77.18 71,622 15,539 -78.30
2017‑09‑30 13F-HR HLF / Herbalife Ltd. Put 67.83 239,500 263,300 9.94 17,083 17,859 4.54
2017‑09‑30 13F-HR STLRU / Stellar Acquisition III Inc. 10.00 300 300 0.00 3 3 0.00
2017‑09‑30 13F-HR ALLY / Ally Financial Inc. 22.52 1,500 222 -85.20 31 5 -83.87
2017‑09‑30 13F-HR INFN / Infinera Corp. 8.86 24,938 3,219 221 -93.13
2017‑09‑30 13F-HR ETB / Eaton Vance Tax-Managed Buy-Write Income Fund 16.69 46,431 11,502 -75.23 761 192 -74.77
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 32.46 0 1,263 0 41
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Call 172.71 75,000 175,000 133.33 10,567 30,224 186.02
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Put 172.71 872,700 1,619,600 85.58 122,963 279,721 127.48
2017‑09‑30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.20 179,395 178,049 -0.75 1,741 1,816 4.31
2017‑09‑30 13F-HR GM / General Motors Company 40.37 302 73,192 24,135.76 10 2,955 29,450.00
2017‑09‑30 13F-HR GM / General Motors Company Call 40.36 0 32,900 0 1,328
2017‑09‑30 13F-HR GM / General Motors Company Put 40.37 59,200 89,200 50.68 2,067 3,601 74.21
2017‑09‑30 13F-HR ERX / Direxion Daily Energy Bull 3X Shares Call 29.99 654,900 486,900 -25.65 16,405 14,602 -10.99
2017‑09‑30 13F-HR ERX / Direxion Daily Energy Bull 3X Shares Put 29.99 310,900 373,300 20.07 7,788 11,195 43.75
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 150.96 19,529 66,135 238.65 2,748 9,984 263.32
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 48.89 30,896 900 -97.09 1,449 44 -96.96
2017‑09‑30 13F-HR 020520AB8 / Alon USA Energy, Inc. Bond 12,129 20,091 65.64
2017‑09‑30 13F-HR X / United States Steel Corp. 22.06 300 136 -54.67 6 3 -50.00
2017‑09‑30 13F-HR X / United States Steel Corp. Put 25.66 223,900 223,900 0.00 4,957 5,745 15.90
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.29 59,300 83,674 41.10 2,497 3,371 35.00
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.05 73,663 72,761 -1.22 8,767 9,099 3.79
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64.70 0 175,000 0 11,322
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 108.51 10,000 470 -95.30 1,099 51 -95.36
2017‑09‑30 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 16.17 0 16,512 0 267
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 341.07 0 21,400 0 7,299
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Call 341.09 197,400 150,800 -23.61 71,381 51,437 -27.94
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Put 341.10 685,400 729,900 6.49 247,847 248,968 0.45
2017‑09‑30 13F-HR URI / United Rentals, Inc. 138.67 0 5,214 0 723
2017‑09‑30 13F-HR URI / United Rentals, Inc. Call 138.73 0 75,000 0 10,405
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. 3.72 60,227 9,687 -83.92 370 36 -90.27
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. Call 3.81 140,000 136,000 -2.86 651 518 -20.43
2017‑09‑30 13F-HR M / Macy's, Inc. 21.75 78,500 11,035 -85.94 1,824 240 -86.84
2017‑09‑30 13F-HR M / Macy's, Inc. Put 21.80 160,000 10,000 -93.75 3,718 218 -94.14
2017‑09‑30 13F-HR SCLN / SciClone Pharmaceuticals, Inc. 11.20 229,207 549,765 139.86 2,521 6,157 144.23
2017‑09‑30 13F-HR DELAWARE INV MN MUN INC FD I / (24610V103) 14.22 0 2,040 0.00 0 29
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.22 72,148 131,221 81.88 2,142 3,703 72.88
2017‑09‑30 13F-HR AF / Astoria Financial Corp. 21.49 23,157 26,751 15.52 466 575 23.39
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 82.35 9,600 7,735 -19.43 898 637 -29.06
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. Put 82.38 36,200 23,500 -35.08 3,389 1,936 -42.87
2017‑09‑30 13F-HR HLIT / Harmonic, Inc. Put 3.05 33,000 93,800 184.24 173 286 65.32
2017‑09‑30 13F-HR KO / Coca Cola Co. Put 45.00 46,400 86,400 86.21 2,081 3,888 86.83
2017‑09‑30 13F-HR P / Pandora Media, Inc. Call 7.68 22,000 22,000 0.00 196 169 -13.78
2017‑09‑30 13F-HR MAB / Eaton Vance Massachusetts Municipal Bond Fund 13.64 11 6,818 61,881.82 0 93
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 42.56 20,338 35,481 74.46 1,680 1,510 -10.12
2017‑09‑30 13F-HR COF / Capital One Financial Corp. Put 84.62 10,400 10,400 0.00 859 880 2.44
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.33 206,883 184,611 -10.77 11,407 10,768 -5.60
2017‑09‑30 13F-HR AVP / Avon Products, Inc. 2.33 97,868 155,435 58.82 371 362 -2.43
2017‑09‑30 13F-HR AVP / Avon Products, Inc. Put 2.11 0 3,800 0 8
2017‑09‑30 13F-HR AZN / AstraZeneca Plc Call 33.84 621,600 26,800 -95.69 21,190 907 -95.72
2017‑09‑30 13F-HR SSO / ProShares Ultra S&P500 96.73 29,929 28,873 -3.53 2,677 2,793 4.33
2017‑09‑30 13F-HR SSO / ProShares Ultra S&P500 Call 96.74 242,200 287,800 18.83 21,664 27,841 28.51
2017‑09‑30 13F-HR SSO / ProShares Ultra S&P500 Put 96.74 727,400 1,394,200 91.67 65,065 134,874 107.29
2017‑09‑30 13F-HR FGL / Fidelity & Guaranty Life 30.83 3,990 3,990 0.00 123 123 0.00
2017‑09‑30 13F-HR CRUS / Cirrus Logic, Inc. 52.87 0 1,967 0 104
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.93 41,492 34,992 -15.67 2,279 1,817 -20.27
2017‑09‑30 13F-HR MET / MetLife, Inc. Call 51.93 25,400 25,400 0.00 1,395 1,319 -5.45
2017‑09‑30 13F-HR MET / MetLife, Inc. Put 51.95 80,000 80,000 0.00 4,395 4,156 -5.44
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 8.57 224,223 40,500 -81.94 1,661 347 -79.11
2017‑09‑30 13F-HR GPS / Gap, Inc. (The) 29.50 46,726 1,390 -97.03 1,027 41 -96.01
2017‑09‑30 13F-HR GPS / Gap, Inc. (The) Put 29.53 145,000 165,000 13.79 3,188 4,872 52.82
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.81 7,157 27,393 282.74 280 1,063 279.64
2017‑09‑30 13F-HR EMJ / Eaton Vance New Jersey Municipal Bond Fund 12.99 19,342 14,399 -25.56 250 187 -25.20
2017‑09‑30 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 13.24 355,021 357,504 0.70 4,274 4,733 10.74
2017‑09‑30 13F-HR UIS / Unisys Corp. Put 8.50 0 336,300 0 2,858
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. 2.48 96,930 50,000 -48.42 246 124 -49.59
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. Call 2.25 4,000 4,000 0.00 10 9 -10.00
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. Put 2.48 308,100 103,400 -66.44 782 256 -67.26
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. Put 7.62 24,700 14,700 -40.49 246 112 -54.47
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 63.82 0 4,419 0 282
2017‑09‑30 13F-HR ASH / Ashland Global Holdings, Inc. 65.22 0 782 0 51
2017‑09‑30 13F-HR ASH / Ashland Global Holdings, Inc. Call 65.37 0 43,000 0 2,811
2017‑09‑30 13F-HR ASH / Ashland Global Holdings, Inc. Put 65.38 0 50,000 0 3,269
2017‑09‑30 13F-HR V / Visa, Inc. 105.23 5,500 18,132 229.67 515 1,908 270.49
2017‑09‑30 13F-HR V / Visa, Inc. Call 105.23 0 36,900 0 3,883
2017‑09‑30 13F-HR V / Visa, Inc. Put 105.23 40,600 73,200 80.30 3,807 7,703 102.34
2017‑09‑30 13F-HR EFF / Eaton Vance Floating-Rate Income Plus Fund 16.60 1,786 57,773 3,134.77 29 959 3,206.90
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 22.40 0 9,600 0 215
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.57 49,853 41,539 -16.68 5,883 5,050 -14.16
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Call 121.58 0 50,000 0 6,079
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Put 121.57 99,100 72,700 -26.64 11,695 8,838 -24.43
2017‑09‑30 13F-HR HTZ / Hertz Global Holdings, Inc. 22.36 78,589 64,275 -18.21 903 1,437 59.14
2017‑09‑30 13F-HR HTZ / Hertz Global Holdings, Inc. Put 22.35 100,000 48,600 -51.40 1,150 1,086 -5.57
2017‑09‑30 13F-HR CATYW / Cathay General Bancorp 19.63 320,604 321,106 0.16 5,594 6,303 12.67
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.41 0 24,114 0 1,529
2017‑09‑30 13F-HR JSYNU / Jensyn Acquistion Corp. 10.00 900 900 0.00 9 9 0.00
2017‑09‑30 13F-HR TZA / Direxion Daily Small Cap Bear 3X Shares 13.64 187,433 60,911 -67.50 3,066 831 -72.90
2017‑09‑30 13F-HR WFT / Weatherford International plc Call 4.57 77,200 85,800 11.14 298 392 31.54
2017‑09‑30 13F-HR WFT / Weatherford International plc Put 4.58 1,496,400 1,438,100 -3.90 5,791 6,586 13.73
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.18 191,693 191,693 0.00 27,013 28,405 5.15
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF Call 148.18 3,145,900 1,510,800 -51.98 443,320 223,870 -49.50
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF Put 148.18 21,000 510,100 2,329.05 2,959 75,586 2,454.44
2017‑09‑30 13F-HR BLACKROCK MD MUNICIPAL BOND / (09249L105) 14.10 1,350 10,849 703.63 19 153 705.26
2017‑09‑30 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 4.93 65,285 67,573 3.50 385 333 -13.51
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.76 154,853 106,453 -31.26 1,274 1,145 -10.13
2017‑09‑30 13F-HR RIG / Transocean, Inc. Call 10.74 2,000 53,700 2,585.00 16 577 3,506.25
2017‑09‑30 13F-HR RIG / Transocean, Inc. Put 10.76 1,670,400 1,203,800 -27.93 13,747 12,952 -5.78
2017‑09‑30 13F-HR NUS / Nu Skin Enterprises, Inc. 61.39 7,700 5,636 -26.81 483 346 -28.36
2017‑09‑30 13F-HR NUS / Nu Skin Enterprises, Inc. Put 61.45 27,500 27,500 0.00 1,728 1,690 -2.20
2017‑09‑30 13F-HR NPV / Nuveen Virginia Premium Income Municipal Fund, Inc. 13.14 19,714 45,895 132.80 260 603 131.92
2017‑09‑30 13F-HR NVAX / Novavax, Inc. Put 1.14 9,700 71,100 632.99 11 81 636.36
2017‑09‑30 13F-HR ADX / Adams Diversified Equity Fund, Inc. 15.21 281,654 190,542 -32.35 4,024 2,898 -27.98
2017‑09‑30 13F-HR DGX / Quest Diagnostics, Inc. 93.55 9,920 9,920 0.00 1,102 928 -15.79
2017‑09‑30 13F-HR SRCL / Stericycle, Inc. Put 71.55 34,700 9,700 -72.05 2,648 694 -73.79
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19.22 0 32,617 0 627
2017‑09‑30 13F-HR BZH / Beazer Homes USA, Inc. 16.74 3,049 239 -92.16 41 4 -90.24
2017‑09‑30 13F-HR BZH / Beazer Homes USA, Inc. Put 18.70 20,000 20,000 0.00 274 374 36.50
2017‑09‑30 13F-HR WSO / Watsco, Inc. 161.00 7,000 5,000 -28.57 1,002 805 -19.66
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.03 173,678 104,157 -40.03 11,131 6,669 -40.09
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. Call 64.03 192,500 74,000 -61.56 12,337 4,738 -61.60
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. Put 64.03 197,200 127,300 -35.45 12,638 8,151 -35.50
2017‑09‑30 13F-HR CBF / Capital Bank Financial Corp. 41.04 15,467 73,325 374.07 589 3,009 410.87
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.07 36,400 21,469 -41.02 579 345 -40.41
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Call 16.04 14,400 14,400 0.00 229 231 0.87
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Put 16.09 100,000 100,000 0.00 1,591 1,609 1.13
2017‑09‑30 13F-HR 413160AB8 / Harmonic, Inc. Bond 4% 10,951 12,368 12.94
2017‑09‑30 13F-HR NE / Noble Corporation plc 4.23 22,100 1,418 -93.58 80 6 -92.50
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. Call 63.74 113,100 137,300 21.40 6,301 8,751 38.88
2017‑09‑30 13F-HR OIH / Market Vectors Oil Service ETF Put 26.07 600,000 575,000 -4.17 14,874 14,990 0.78
2017‑09‑30 13F-HR SFL / Ship Finance International Limited Call 14.48 25,000 25,000 0.00 340 362 6.47
2017‑09‑30 13F-HR NRG / NRG Energy, Inc. 25.58 1,700 46,982 2,663.65 29 1,202 4,044.83
2017‑09‑30 13F-HR BGT / BlackRock Floating Rate Income Trust 14.11 7,935 34,026 328.81 110 480 336.36
2017‑09‑30 13F-HR ENERGY XXI GULF COAST INC / (29276K101) 10.34 315,360 315,360 0.00 5,856 3,260 -44.33
2017‑09‑30 13F-HR S / Sprint Corporation 7.78 22,150 29,055 31.17 181 226 24.86
2017‑09‑30 13F-HR S / Sprint Corporation Put 7.78 107,500 107,500 0.00 882 836 -5.22
2017‑09‑30 13F-HR FLDM / Fluidigm Corp. 0.00 129 0
2017‑09‑30 13F-HR FLDM / Fluidigm Corp. Put 3.33 15,000 300 -98.00 60 1 -98.33
2017‑09‑30 13F-HR HCP / HCP, Inc. 27.82 31,680 62,337 96.77 1,012 1,734 71.34
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. Put 50.69 78,600 68,200 -13.23 3,998 3,457 -13.53
2017‑09‑30 13F-HR RPM / RPM International, Inc. 51.20 10,750 6,270 -41.67 586 321 -45.22
2017‑09‑30 13F-HR RH / Restoration Hardware Holdings, Inc. Put 70.31 25,600 35,000 36.72 1,651 2,461 49.06
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 34.46 0 79,162 0 2,728
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. Put 34.47 0 100,000 0 3,447
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. Put 81.98 8,900 61,200 587.64 718 5,017 598.75
2017‑09‑30 13F-HR WIW / Western Asset/ Claymore Inflation Linked Opportunities & Income Fund 11.53 51,590 37,639 -27.04 582 434 -25.43
2017‑09‑30 13F-HR COP / ConocoPhillips 50.01 7,060 23,095 227.12 310 1,155 272.58
2017‑09‑30 13F-HR COP / ConocoPhillips Put 50.03 30,000 30,000 0.00 1,318 1,501 13.88
2017‑09‑30 13F-HR 461203AF8 / Invacare Corp. Bond 5% Due 2/15/2021 9,912 11,028 11.26
2017‑09‑30 13F-HR EIO / Eaton Vance Ohio Municipal Bond Fund 12.84 17,209 4,439 -74.21 225 57 -74.67
2017‑09‑30 13F-HR 493723AA8 / KEYW Holdings Corp 2.5% Bond due 2019-07-15 15,350 14,832 -3.37
2017‑09‑30 13F-HR CKH / SEACOR Holdings, Inc. Put 45.00 15,000 200 -98.67 1,037 9 -99.13
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. 16.39 124,194 15,928 -87.17 2,401 261 -89.13
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. Put 16.43 135,400 135,400 0.00 2,618 2,224 -15.05
2017‑09‑30 13F-HR SGF / Aberdeen Singapore Fund, Inc. 11.64 6,668 85,998 1,189.71 73 1,001 1,271.23
2017‑09‑30 13F-HR KORS / Michael Kors Holdings Ltd. 47.85 0 3,323 0 159
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.17 0 30,000 0 2,585
2017‑09‑30 13F-HR OAS / Oasis Petroleum Inc. 9.05 14,912 17,981 135 -99.25
2017‑09‑30 13F-HR OAS / Oasis Petroleum Inc. Put 9.08 25,000 25,000 0.00 201 227 12.94
2017‑09‑30 13F-HR YHOO / Yahoo! Inc. 66.24 2,370,000 2,729,703 15.18 129,117 180,815 40.04
2017‑09‑30 13F-HR GGP / General Growth Properties, Inc. 20.77 26,022 83,789 221.99 603 1,740 188.56
2017‑09‑30 13F-HR GGP / General Growth Properties, Inc. Call 20.77 3,900 3,900 0.00 91 81 -10.99
2017‑09‑30 13F-HR 81170YAB5 / SEACOR Holdings, Inc. Bond 13,249 15,042 13.53
2017‑09‑30 13F-HR PGRE / Paramount Group, Inc. 16.00 28,923 26,816 -7.28 462 429 -7.14
2017‑09‑30 13F-HR 584688AE5 / Medicines Company 2.500% Bond 61,720 13,467 -78.18
2017‑09‑30 13F-HR XEVFX / Eaton Vance Senior Income Trust 6.62 32,775 127,214 288.14 217 842 288.02
2017‑09‑30 13F-HR DDS / Dillard's, Inc. 56.04 25,000 22,218 -11.13 1,442 1,245 -13.66
2017‑09‑30 13F-HR DDS / Dillard's, Inc. Put 56.07 0 102,500 0 5,747
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.70 42,000 19,703 -53.09 5,244 2,792 -46.76
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.48 0 39,300 0 1,866
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. Call 47.45 2,000 18,800 840.00 100 892 792.00
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. Put 47.49 11,600 134,200 1,056.90 583 6,373 993.14
2017‑09‑30 13F-HR WBC / Wabco Holdings, Inc. 148.00 0 18,000 0 2,664
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 103.35 0 358 0 37
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 0.00 8,375 4 -99.95 1,210 0 -100.00
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. Put 178.72 40,100 17,900 -55.36 5,796 3,199 -44.81
2017‑09‑30 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.12 55,389 74,063 33.71 280 379 35.36
2017‑09‑30 13F-HR OREX / Orexigen Therapeutics, Inc. 2.06 2,800 10,674 281.21 8 22 175.00
2017‑09‑30 13F-HR QHC / Quorum Health Corporation 5.17 83,531 69,301 -17.04 346 358 3.47
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.49 28,241 90,949 222.05 243 772 217.70
2017‑09‑30 13F-HR CPN / Calpine Corp. 14.74 0 70,275 0 1,036
2017‑09‑30 13F-HR CPN / Calpine Corp. Call 14.75 80,000 80,000 0.00 1,082 1,180 9.06
2017‑09‑30 13F-HR CISN / Cision Ltd. 2.94 5,500 206,504 3,654.62 12 608 4,966.67
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.77 18,596 9,482 -49.01 1,795 946 -47.30
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.31 7,123 31,760 345.88 172 804 367.44
2017‑09‑30 13F-HR BAC / Bank of America Corp. Call 25.33 109,900 116,100 5.64 2,666 2,941 10.32
2017‑09‑30 13F-HR BAC / Bank of America Corp. Put 25.34 331,500 431,800 30.26 8,042 10,941 36.05
2017‑09‑30 13F-HR FDX / FedEx Corp. Call 225.58 5,200 5,200 0.00 1,130 1,173 3.81
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 100.97 0 1,030 0 104
2017‑09‑30 13F-HR HRS / Harris Corp. 131.62 0 10,918 0 1,437
2017‑09‑30 13F-HR DE / Deere & Co. 125.59 7,000 26,141 273.44 865 3,283 279.54
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.26 67,202 36,507 -45.68 740 411 -44.46
2017‑09‑30 13F-HR M & T BK CORP / *W EXP 12/23/201 (55261F112) 85.52 8,663 14,394 66.15 762 1,231 61.55
2017‑09‑30 13F-HR NUVEEN NEW JERSEY MUN VALUE / (670702109) 14.88 10,615 14,377 35.44 156 214 37.18
2017‑09‑30 13F-HR HST / Host Hotels & Resorts, Inc. 18.49 57,178 120,459 110.67 1,044 2,227 113.31
2017‑09‑30 13F-HR NMY / Nuveen Maryland Premium Income Municipal Fund, Inc. 12.82 0 34,232 0 439
2017‑09‑30 13F-HR FAZ / Direxion Daily Financial Bear 3X Shares 14.58 739 4,939 568.34 12 72 500.00
2017‑09‑30 13F-HR 449575AB5 / Igi Laboratories Inc Bond 0.00 16,414 14,799 -9.84
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 37.74 16,274 53 -99.67 792 2 -99.75
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. Put 44.81 22,700 2,700 -88.11 1,105 121 -89.05
2017‑09‑30 13F-HR EVP / Eaton Vance Pennsylvania Municipal Income Trust 12.20 320 5,739 1,693.44 3 70 2,233.33
2017‑09‑30 13F-HR ESV / Ensco plc Call 5.95 30,100 30,100 0.00 155 179 15.48
2017‑09‑30 13F-HR ESV / Ensco plc Put 5.97 462,900 469,700 1.47 2,388 2,804 17.42
2017‑09‑30 13F-HR XWEAX / Western Asset Premier Bond Fund 10.00