Current Holdings (from 13F, 13D)

InvestorWolverine Asset Management Llc
Insider ProfileWOLVERINE ASSET MANAGEMENT LLC
Portfolio Value$ 7,738,272,000
Current Positions1,267
Opened Positions5
Closed Positions315

Wolverine Asset Management Llc has disclosed 1,267 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 7,738,272,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Wolverine Asset Management Llc's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , Altaba Inc (NASDAQ:AABA) , Alibaba Group Holding Limited (NYSE:BABA) , Direxion Daily Small Cap Bull 3X Shares (NYSE:TNA) , and Tesla Motors, Inc. (NASDAQ:TSLA) . Wolverine Asset Management Llc's new positions include Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 (007903BD8) , TESARO, Inc. NOTE 3.000%10/0 (881569AA5) , Ionis Pharmaceuticals, Inc. 1.00% Convertible Note (464337AJ3) , Proofpoint, Inc. 1.25% Convertible Note due 2018-12-15 (743424AB9) , and MercadoLibre, Inc. (NASDAQ:MELI) .


All Wolverine Asset Management Llc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR SSRM / SSR Mining Inc. Put 10.61 97,000 1,029
2017‑09‑30 13F-HR GPMT / Granite Point Mortgage Trust Inc 18.73 69,893 1,309
2017‑09‑30 13F-HR KREF / KKR Real Estate Finance Trust 20.30 1,133 23
2017‑09‑30 13F-HR DESP / Despegar.com, Corp. 32.00 10,000 320
2017‑09‑30 13F-HR FSAC / Federal Street Acquisition Corp. 10.29 95,000 978
2017‑09‑30 13F-HR TPGE / TPG Pace Energy Holdings Corp. 10.20 250,800 2,558
2017‑09‑30 13F-HR BHACU / Barington/Hilco Acquisition Corp. 10.00 47,768 1,000 -97.91 4 10 150.00
2017‑09‑30 13F-HR BHACU / Barington/Hilco Acquisition Corp. 0.08 62,368 47,768 -23.41 9 4 -55.56
2017‑09‑30 13F-HR KODK / Eastman Kodak Co. 0.00 312 824 164.10 0 0
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.50 30,823 60,000 94.66 2,817 5,730 103.41
2017‑09‑30 13F-HR ALR / Alere Inc. 50.99 254 134,545 52,870.47 101 6,860 6,692.08
2017‑09‑30 13F-HR ALR / Alere Inc. 397.64 109,645 254 -99.77 5,503 101 -98.16
2017‑09‑30 13F-HR CMA / Comerica, Inc. 46.86 310 3,094 898.06 23 145 530.43
2017‑09‑30 13F-HR CMA / Comerica, Inc. 74.19 35,667 310 -99.13 2,612 23 -99.12
2017‑09‑30 13F-HR TWNK / Hostess Brands, Inc. Class A 13.16 104,569 1,444 -98.62 213 19 -91.08
2017‑09‑30 13F-HR TWNK / Hostess Brands, Inc. Class A 2.04 111,384 104,569 -6.12 323 213 -34.06
2017‑09‑30 13F-HR EAGLU / Double Eagle Acquisition Corp. 10.10 63,000 20,100 -68.10 43 203 372.09
2017‑09‑30 13F-HR EAGLU / Double Eagle Acquisition Corp. 0.68 230,000 63,000 -72.61 110 43 -60.91
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 15.14 443,278 1,788,270 303.42 5,145 27,069 426.12
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 11.61 1,770,698 443,278 -74.97 21,600 5,145 -76.18
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 54.00 60,000 15,371 -74.38 5,730 830 -85.51
2017‑09‑30 13F-HR GSHT / Gores Holdings II, Inc. 9.95 200,000 20,000 -90.00 2,104 199 -90.54
2017‑09‑30 13F-HR GSHT / Gores Holdings II, Inc. 10.52 10,000 200,000 1,900.00 100 2,104 2,004.00
2017‑09‑30 13F-HR DYN / Dynegy Inc. 0.24 27,104 641,546 2,266.98 265 153 -42.26
2017‑09‑30 13F-HR ELEC / Electrum Special Acquisition Corporation 10.25 287,363 453,856 57.94 91 4,652 5,012.09
2017‑09‑30 13F-HR ELEC / Electrum Special Acquisition Corporation 0.32 453,856 287,363 -36.68 4,579 91 -98.01
2017‑09‑30 13F-HR ECPG / Encore Capital Group, Inc. 10,000 443 29,151 6,480.36
2017‑09‑30 13F-HR ECPG / Encore Capital Group, Inc. 44.30 10,000 29,746 443 -98.51
2017‑09‑30 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 16.01 1,622 3,873 138.78 28 62 121.43
2017‑09‑30 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 17.26 0 1,622 -58.12 0 28 -54.84
2017‑09‑30 13F-HR DYN / Dynegy Inc. 9.78 688,498 27,104 -96.06 46,502 265 -99.43
2017‑09‑30 13F-HR DYN / Dynegy Inc. 67.54 76,037 688,498 805.48 5 46,502 929,940.00
2017‑09‑30 13F-HR BST / BlackRock Science and Technology Trust 16,755 0 -100.00 372 0 -100.00
2017‑09‑30 13F-HR YANG / Direxion Daily China 3X Bear Shares 50,000 0 -100.00 530 0 -100.00
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.22 500,000 275,000 -45.00 6,355 3,085 -51.46
2017‑09‑30 13F-HR PROSHARES TR / ULTRASHRT S&P500 (74347B383) 46.61 22,979 1,071
2017‑09‑30 13F-HR JBGS / JBG SMITH Properties 34.19 20,151 689
2017‑09‑30 13F-HR ABT / Abbott Laboratories Put 53.29 7,000 7,000 0.00 340 373 9.71
2017‑09‑30 13F-HR MDSO / Medidata Solutions, Inc. 77.95 6,774 6,429 528 -91.79
2017‑09‑30 13F-HR INFN / Infinera Corp. Put 8.87 49,500 49,500 0.00 528 439 -16.86
2017‑09‑30 13F-HR OREX / Orexigen Therapeutics, Inc. Put 2.09 15,900 15,800 -0.63 46 33 -28.26
2017‑09‑30 13F-HR CIT / CIT Group, Inc. (The) Put 49.05 10,500 10,500 0.00 511 515 0.78
2017‑09‑30 13F-HR TTMI / TTM Technologies, Inc. 18,994 22,569 18.82
2017‑09‑30 13F-HR IFN / India Fund, Inc. (THE) 26.78 53,580 99,813 86.29 1,444 2,673 85.11
2017‑09‑30 13F-HR XERHX / Wells Fargo Advantage Utilities 12.87 1,046 25,948 2,380.69 13 334 2,469.23
2017‑09‑30 13F-HR EDU / New Oriental Education & Technology Group, Inc. 88.01 6,500 1,693 -73.95 458 149 -67.47
2017‑09‑30 13F-HR ECPG / Encore Capital Group, Inc. 4,498 29,746 561.32
2017‑09‑30 13F-HR AIG / American International Group, Inc. Put 61.37 30,000 30,000 0.00 1,875 1,841 -1.81
2017‑09‑30 13F-HR PRO / Pros Holdings, Inc. 13,153 22,739 72.88
2017‑09‑30 13F-HR FCH / FelCor Lodging Trust, Inc. 98,287 0 -100.00 708 0 -100.00
2017‑09‑30 13F-HR NORD / Nord Anglia Education, Inc. 106,647 0 -100.00 3,473 0 -100.00
2017‑09‑30 13F-HR EGAS / Gas Natural Inc. 87,055 0 -100.00 1,125 0 -100.00
2017‑09‑30 13F-HR NSR / NeuStar, Inc. 263,755 0 -100.00 8,796 0 -100.00
2017‑09‑30 13F-HR FOR / Forestar Group Inc 89,401 0 -100.00 1,533 0 -100.00
2017‑09‑30 13F-HR AGU / Agrium Inc. 23,388 0 -100.00 2,116 0 -100.00
2017‑09‑30 13F-HR CCP / Care Capital Properties, Inc. 107,425 0 -100.00 2,868 0 -100.00
2017‑09‑30 13F-HR HR / Healthcare Realty Trust, Inc. 4,854 0 -100.00 165 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 85,862 0 -100.00 5,584 0 -100.00
2017‑09‑30 13F-HR CPT / Camden Property Trust 7,955 0 -100.00 680 0 -100.00
2017‑09‑30 13F-HR DCT / DCT Industrial Trust, Inc. 8,211 0 -100.00 438 0 -100.00
2017‑09‑30 13F-HR INVH / Invitation Homes Inc. 37,325 0 -100.00 807 0 -100.00
2017‑09‑30 13F-HR BXP / Boston Properties, Inc. 671 0 -100.00 82 0 -100.00
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 11,857 0 -100.00 144 0 -100.00
2017‑09‑30 13F-HR STOR / STORE Capital Corp. 3,151 0 -100.00 70 0 -100.00
2017‑09‑30 13F-HR NNN / National Retail Properties, Inc. 1,058 0 -100.00 41 0 -100.00
2017‑09‑30 13F-HR WRE / Washington Real Estate Investment Trust 1,195 0 -100.00 38 0 -100.00
2017‑09‑30 13F-HR ENT / Global Eagle Entertainment Inc. 8 0 -100.00 0 0
2017‑09‑30 13F-HR 06759V200 / Barington/Hilco Acquisition Corp. UNIT 99/99/9999T 5,400 0 -100.00 56 0 -100.00
2017‑09‑30 13F-HR EPE / EP Energy Corporation 25,765 0 -100.00 94 0 -100.00
2017‑09‑30 13F-HR AXARW / Axar Acquisition Corp. Warrants 62,034 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR CFCOU / CF Corporation, Units 45,106 0 -100.00 554 0 -100.00
2017‑09‑30 13F-HR GP INVTS ACQUISITION COR / *W EXP 05/19/202 (G40357108) 35,469 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR HRMNU / Harmony Merger Corp. 54,531 0 -100.00 43 0 -100.00
2017‑09‑30 13F-HR EACQ / Easterly Acquisition Corp. 2,588 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR GPACW / Global Partner Acquisition Corp. Warrants exp. 2020-07-01 1,000 0 -100.00 0 0
2017‑09‑30 13F-HR PAACU / Borqs Technologies, Inc. 62,927 0 -100.00 37 0 -100.00
2017‑09‑30 13F-HR CSX / CSX Corp. 65,300 0 -100.00 3,562 0 -100.00
2017‑09‑30 13F-HR DXCM / DexCom, Inc. 4,400 0 -100.00 321 0 -100.00
2017‑09‑30 13F-HR JM GLOBAL HLDG CO / UNIT 99/99/9999 (46590H200) 3,281 0 -100.00 33 0 -100.00
2017‑09‑30 13F-HR AEUA / Anadarko Petroleum Corp., 7.50% Tangible Equity Units due 6/7/2018 377 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR SSYS / Stratasys, Ltd. 6,000 0 -100.00 139 0 -100.00
2017‑09‑30 13F-HR ATUS / Altice USA, Inc. 25,000 0 -100.00 807 0 -100.00
2017‑09‑30 13F-HR EVH / Evolent Health Inc. 25,000 0 -100.00 633 0 -100.00
2017‑09‑30 13F-HR EBAY / eBay, Inc. 10,000 0 -100.00 349 0 -100.00
2017‑09‑30 13F-HR ELOS / Syneron Medical Ltd. 52,382 0 -100.00 573 0 -100.00
2017‑09‑30 13F-HR FLIR / FLIR Systems, Inc. 25,000 0 -100.00 866 0 -100.00
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 15,000 0 -100.00 932 0 -100.00
2017‑09‑30 13F-HR ABT / Abbott Laboratories 348 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. 17,826 0 -100.00 1,127 0 -100.00
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 155 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR IDX / VanEck Vectors ETF TR 1,355 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR TSNU / Tyson Foods, Inc., 4.75% Tangible Equity Units 2,004 0 -100.00 135 0 -100.00
2017‑09‑30 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 23,665 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR GD / General Dynamics Corp. 3,000 0 -100.00 594 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 95,009 0 -100.00 5,645 0 -100.00
2017‑09‑30 13F-HR INB / Cohen & Steers Global Income Builder, Inc. 21,977 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 2,310 0 -100.00 67 0 -100.00
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 15,434 0 -100.00 1,161 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. Put 16,900 0 -100.00 1,061 0 -100.00
2017‑09‑30 13F-HR UYG / ProShares Ultra Financials Put 15,000 0 -100.00 1,559 0 -100.00
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. Put 20,000 0 -100.00 1,264 0 -100.00
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF Put 100 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR MACK / Merrimack Pharmaceuticals, Inc. Put 27,500 0 -100.00 34 0 -100.00
2017‑09‑30 13F-HR HYB / New America High Income Fund, Inc. 7,849 0 -100.00 74 0 -100.00
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 10,972 0 -100.00 1,683 0 -100.00
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 15,588 0 -100.00 2,397 0 -100.00
2017‑09‑30 13F-HR AAPJ / AAP, Inc. 15,000 0 -100.00 1,748 0 -100.00
2017‑09‑30 13F-HR PSA / Public Storage 193 0 -100.00 40 0 -100.00
2017‑09‑30 13F-HR DEI / Douglas Emmett, Inc. 6,177 0 -100.00 236 0 -100.00
2017‑09‑30 13F-HR FDX / FedEx Corp. 3,800 0 -100.00 825 0 -100.00
2017‑09‑30 13F-HR LBTYA / Liberty Global plc (Class A) Put 33.91 100,000 3,391
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. Put 64.02 50,000 3,201
2017‑09‑30 13F-HR TGI / Triumph Group, Inc. Put 29.70 9,900 294
2017‑09‑30 13F-HR UNVR / Univar, Inc. Put 28.92 50,000 1,446
2017‑09‑30 13F-HR TLI / Western Asset Corporate Loan Fund Inc. 10.86 32,604 354
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. Call 54.35 37,500 2,038
2017‑09‑30 13F-HR RDUS / Radius Health, Inc. Put 38.55 190,300 7,336
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 31.55 0 412 0 13
2017‑09‑30 13F-HR XLORX / Lazard World Dividend & Income 11.28 0 27,031 0 305
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated Put 51.83 67,200 67,200 0.00 3,710 3,483 -6.12
2017‑09‑30 13F-HR ANDINA ACQUISITION CORP II / UNIT 99/99/9999 (G0441P112) 10.00 1,000 1,000 0.00 10 10 0.00
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.50 0 13,736 0 1,353
2017‑09‑30 13F-HR WFT / Weatherford International plc 17,900 69 21,909 31,652.17
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 46.40 0 2,069 0 96
2017‑09‑30 13F-HR NOW / ServiceNow, Inc. 117.47 0 7,866 0 924
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 14.38 10,120 6,884 -31.98 145 99 -31.72
2017‑09‑30 13F-HR MATLIN & PARTNERS ACQUISITIO / UNIT 05/28/2021A (57682V205) 10.15 137,303 130,303 -5.10 1,377 1,322 -3.99
2017‑09‑30 13F-HR DDR / DDR Corp. 9.16 66,543 168,512 153.24 603 1,543 155.89
2017‑09‑30 13F-HR EPAY / Bottomline Technologies, Inc. Put 31.80 0 30,000 0 954
2017‑09‑30 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.23 42,895 185,568 332.61 230 970 321.74
2017‑09‑30 13F-HR SSRI / Silver Standard Resources, Inc. Put 97,000 0 -100.00 941 0 -100.00
2017‑09‑30 13F-HR VEEV / Veeva Systems Inc. Put 2,000 0 -100.00 122 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. Put 147,400 0 -100.00 6,207 0 -100.00
2017‑09‑30 13F-HR FMC / FMC Corp. Put 30,000 0 -100.00 2,191 0 -100.00
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF Put 50,000 0 -100.00 2,598 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Put 50,000 0 -100.00 2,600 0 -100.00
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. Put 10,000 0 -100.00 309 0 -100.00
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF Put 205,200 0 -100.00 28,081 0 -100.00
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF Put 19,900 0 -100.00 765 0 -100.00
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF Put 26,100 0 -100.00 8,289 0 -100.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF Put 150,000 0 -100.00 11,885 0 -100.00
2017‑09‑30 13F-HR SPNC / Spectranetics Corp. (The) Put 16,700 0 -100.00 641 0 -100.00
2017‑09‑30 13F-HR TWO / Two Harbors Investment Corp. 406,563 0 -100.00 4,029 0 -100.00
2017‑09‑30 13F-HR CYS / CYS Investments, Inc. 603,210 0 -100.00 5,072 0 -100.00
2017‑09‑30 13F-HR DRA / Diversified Real Asset Income Fund 91,133 0 -100.00 1,590 0 -100.00
2017‑09‑30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 2,669 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR FIRST TR ENHANCED EQTY INC F / (337318109) 2,400 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR IGF / iShares Global Infrastructure ETF 36,617 0 -100.00 1,610 0 -100.00
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 350 0 -100.00 42 0 -100.00
2017‑09‑30 13F-HR ANIP / ANI Pharmaceuticals, Inc. 1,135 0 -100.00 53 0 -100.00
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 4,300 0 -100.00 304 0 -100.00
2017‑09‑30 13F-HR FFBCW / First Financial Bancorp 4,430 0 -100.00 75 0 -100.00
2017‑09‑30 13F-HR PLYA / Playa Hotels & Resorts NV 568 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR PPL / PPL Corp. 4,000 0 -100.00 154 0 -100.00
2017‑09‑30 13F-HR CADE / Cadence Bancorporation 25,000 0 -100.00 547 0 -100.00
2017‑09‑30 13F-HR SHPG / Shire Plc. 7,900 0 -100.00 1,305 0 -100.00
2017‑09‑30 13F-HR JCOM / j2 Global, Inc Put 600 0 -100.00 51 0 -100.00
2017‑09‑30 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 7,517 0 -100.00 112 0 -100.00
2017‑09‑30 13F-HR ASHR / DBX ETF Trust 202 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR OC / Owens Corning, Inc. 5,000 0 -100.00 334 0 -100.00
2017‑09‑30 13F-HR DBX ETF TR / XTRAK MSCI JAPN (233051507) 1,416 0 -100.00 55 0 -100.00
2017‑09‑30 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 2,346 0 -100.00 107 0 -100.00
2017‑09‑30 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 739 0 -100.00 51 0 -100.00
2017‑09‑30 13F-HR PRTY / Party City Holdco Inc. 13.54 60,245 816
2017‑09‑30 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 228.37 4,300 982
2017‑09‑30 13F-HR BF.B / Brown-Forman Corp. 53.23 526 28
2017‑09‑30 13F-HR BGS / B&G Foods, Inc. 31.13 1,253 39
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 45.98 174 8
2017‑09‑30 13F-HR CRI / Carter's, Inc. 98.54 822 81
2017‑09‑30 13F-HR DAR / Darling Ingredients Inc. 16.13 248 4
2017‑09‑30 13F-HR DLX / Deluxe Corp. 72.59 2,466 179
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 75.47 53 4
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 118.00 10,754 1,269
2017‑09‑30 13F-HR EPC / Edgewell Personal Care Company 72.06 1,249 90
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 143.26 1,068 153
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 24.60 8,210 202
2017‑09‑30 13F-HR INTU / Intuit Inc. 141.46 0 410 0 58
2017‑09‑30 13F-HR MDCO / Medicines Company Call 4,900 0 -100.00 186 0 -100.00
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 35.46 0 5,471 0 194
2017‑09‑30 13F-HR NLNK / NewLink Genetics Corp 0.00 0 8 0 0
2017‑09‑30 13F-HR BKN / BlackRock Investment Quality Municipal Trust, Inc. 3,343 0 -100.00 49 0 -100.00
2017‑09‑30 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 1,493 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR MFS CALIF MUN FD / (59318C106) 33,552 0 -100.00 391 0 -100.00
2017‑09‑30 13F-HR ENX / Eaton Vance New York Municipal Bond Fund 31,600 0 -100.00 394 0 -100.00
2017‑09‑30 13F-HR MAV / Pioneer Municipal High Income Advantage Trust 4,972 0 -100.00 58 0 -100.00
2017‑09‑30 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 1,400 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR MIW / Eaton Vance Michigan Municipal Bond Fund 3,648 0 -100.00 50 0 -100.00
2017‑09‑30 13F-HR PMF / PIMCO Municipal Income Fund 2,207 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 269 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR PNI / PIMCO New York Municipal Income Fund II 9,180 0 -100.00 107 0 -100.00
2017‑09‑30 13F-HR PYN / PIMCO New York Municipal Income Fund III 2,583 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR INVESCO TR INVT GRADE NY MUN / (46131T101) 55,740 0 -100.00 762 0 -100.00
2017‑09‑30 13F-HR DCUC / Dominion Resources, 6.375% 2014 Series A Equity Units 95,193 0 -100.00 4,581 0 -100.00
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 342,374 0 -100.00 38,931 0 -100.00
2017‑09‑30 13F-HR WINTRUST FINL CORP / *W EXP 12/19/201 (97650W157) 1,863 0 -100.00 100 0 -100.00
2017‑09‑30 13F-HR ACLS / Axcelis Technologies, Inc. 12,302 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR WAFD / Washington Federal, Inc. 4,879 0 -100.00 84 0 -100.00
2017‑09‑30 13F-HR FNDC / Schwab Fundamental International Small Company Index ETF 2,913 0 -100.00 95 0 -100.00
2017‑09‑30 13F-HR ALPS ETF TR / C&S GLOBL ETF (00162Q106) 260 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR MCHI / iShares MSCI China ETF 62 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR SPDR INDEX SHS FDS / S&P RUSSIA ETF (78463X558) 2,103 0 -100.00 38 0 -100.00
2017‑09‑30 13F-HR REET / iShares Global REIT ETF 11,654 0 -100.00 296 0 -100.00
2017‑09‑30 13F-HR EPI / WisdomTree India Earnings Fund 1,477 0 -100.00 36 0 -100.00
2017‑09‑30 13F-HR WPS / iShares International Developed Property ETF 514 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / JP MORGAN MKTS (92189F494) 10,737 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 7,270 0 -100.00 576 0 -100.00
2017‑09‑30 13F-HR WETF / WisdomTree Investments, Inc. 35,684 0 -100.00 362 0 -100.00
2017‑09‑30 13F-HR CRDS / Crossroads Systems, Inc. 15,593 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR FMGI / First Community Financial Corp. 1,568 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 2,746 0 -100.00 491 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 33,163 0 -100.00 229 0 -100.00
2017‑09‑30 13F-HR CBB / Cincinnati Bell, Inc. 3,537 0 -100.00 69 0 -100.00
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 4,334 0 -100.00 455 0 -100.00
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 37,038 0 -100.00 3,171 0 -100.00
2017‑09‑30 13F-HR HUBS / HubSpot, Inc. 4,358 0 -100.00 286 0 -100.00
2017‑09‑30 13F-HR KR / Kroger Co. 44,300 0 -100.00 1,033 0 -100.00
2017‑09‑30 13F-HR GFF / Griffon Corp. 637 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR EXC / Exelon Corp. 85,217 0 -100.00 3,073 0 -100.00
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 500 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR MGM / MGM Resorts International 3,500 0 -100.00 109 0 -100.00
2017‑09‑30 13F-HR MDCA / MDC Partners, Inc. 145,709 0 -100.00 1,442 0 -100.00
2017‑09‑30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 1,865 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 6,017 0 -100.00 360 0 -100.00
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 13,600 0 -100.00 108 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 92,078 0 -100.00 5,782 0 -100.00
2017‑09‑30 13F-HR OSTK / Overstock.com, Inc. 27,345 0 -100.00 445 0 -100.00
2017‑09‑30 13F-HR MHO / M/I Homes, Inc. 4,921 0 -100.00 140 0 -100.00
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR 62,000 0 -100.00 542 0 -100.00
2017‑09‑30 13F-HR TTI / TETRA Technologies, Inc. 93,500 0 -100.00 260 0 -100.00
2017‑09‑30 13F-HR VEEV / Veeva Systems Inc. 6,532 0 -100.00 400 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 69,603 0 -100.00 2,930 0 -100.00
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. 600 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR WDAY / Workday, Inc. 2,251 0 -100.00 218 0 -100.00
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 36,000 0 -100.00 131 0 -100.00
2017‑09‑30 13F-HR YNDX / Yandex N.V. 30,000 0 -100.00 787 0 -100.00
2017‑09‑30 13F-HR APPN / Appian Corp. 35,000 0 -100.00 635 0 -100.00
2017‑09‑30 13F-HR CLDR / Cloudera, Inc. 25,000 0 -100.00 400 0 -100.00
2017‑09‑30 13F-HR DOVA / Dova Pharmaceuticals, Inc. 25,000 0 -100.00 557 0 -100.00
2017‑09‑30 13F-HR INOV / Inovalon Holdings, Inc. 10,000 0 -100.00 131 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 20,000 0 -100.00 1,040 0 -100.00
2017‑09‑30 13F-HR TPIC / TPI Composites, Inc. 30,000 0 -100.00 554 0 -100.00
2017‑09‑30 13F-HR INSW / International Seaways, Inc. 29,335 0 -100.00 635 0 -100.00
2017‑09‑30 13F-HR PAGP / Plains GP Holdings LP 10,000 0 -100.00 261 0 -100.00
2017‑09‑30 13F-HR GOOS / Canada Goose Holdings Inc 35,000 0 -100.00 691 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 33,584 0 -100.00 2,710 0 -100.00
2017‑09‑30 13F-HR NCSM / NCS Multistage Holdings, Inc. 25,000 0 -100.00 629 0 -100.00
2017‑09‑30 13F-HR EEX / Emerald Expositions Events, Inc. 35,000 0 -100.00 766 0 -100.00
2017‑09‑30 13F-HR OKTA / Okta, Inc. 20,000 0 -100.00 456 0 -100.00
2017‑09‑30 13F-HR FLOOR & DECOR HLDGS INC / CL A (339750101) 15,000 0 -100.00 588 0 -100.00
2017‑09‑30 13F-HR BLL / Ball Corp. 15,000 0 -100.00 633 0 -100.00
2017‑09‑30 13F-HR KSS / Kohl's Corp. 15,000 0 -100.00 580 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 93,012 0 -100.00 5,866 0 -100.00
2017‑09‑30 13F-HR EXP / Eagle Materials, Inc. 25,000 0 -100.00 2,310 0 -100.00
2017‑09‑30 13F-HR MYRG / MYR Group, Inc. 30,000 0 -100.00 930 0 -100.00
2017‑09‑30 13F-HR UYG / ProShares Ultra Financials 3,100 0 -100.00 322 0 -100.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 12,400 0 -100.00 423 0 -100.00
2017‑09‑30 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares 53,287 0 -100.00 2,970 0 -100.00
2017‑09‑30 13F-HR KATE / Kate Spade & Company 155,463 0 -100.00 2,874 0 -100.00
2017‑09‑30 13F-HR ARIS / ARI Network Services, Inc. 54,209 0 -100.00 382 0 -100.00
2017‑09‑30 13F-HR COVS / Covisint Corporation 11,563 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR DGAS / Delta Natural Gas Co., Inc. 5,919 0 -100.00 180 0 -100.00
2017‑09‑30 13F-HR ENOC / EnerNOC, Inc. 85,479 0 -100.00 662 0 -100.00
2017‑09‑30 13F-HR BBK / BlackRock Municipal Bond Investment Trust 1,313 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 46,998 0 -100.00 515 0 -100.00
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 12,800 0 -100.00 842 0 -100.00
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 1,200 0 -100.00 140 0 -100.00
2017‑09‑30 13F-HR EVM / Eaton Vance California Municipal Bond Fund 49,449 0 -100.00 574 0 -100.00
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 4,500 0 -100.00 1,249 0 -100.00
2017‑09‑30 13F-HR HZNP / Horizon Pharma plc 3,000 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR ST / Sensata Techologies Holdings NV 5,000 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR ADNT / Adient plc 95,400 0 -100.00 6,237 0 -100.00
2017‑09‑30 13F-HR SLDA / Sutherland Asset Management Corp 131,360 0 -100.00 1,950 0 -100.00
2017‑09‑30 13F-HR EGF / BlackRock Enhanced Government Fund, Inc. 32,303 0 -100.00 429 0 -100.00
2017‑09‑30 13F-HR EIA / Eaton Vance California Municipal Bond Fund II 45,527 0 -100.00 542 0 -100.00
2017‑09‑30 13F-HR ZG / Zillow Group, Inc. Class A 3,046 0 -100.00 149 0 -100.00
2017‑09‑30 13F-HR HTZ / Hertz Global Holdings, Inc. Call 22.31 21,600 482
2017‑09‑30 13F-HR DUST / Direxion Daily Gold Miners Bear 3x Shares Call 25.71 2,100 2,100 0.00 65 54 -16.92
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DLY EMG MK BL 3X Call (25490K281) 105.73 49,100 46,100 -6.11 4,196 4,874 16.16
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. Call 149.17 0 84,400 0 12,590
2017‑09‑30 13F-HR HUN / Huntsman Corp. Call 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. Put 55.15 138,200 278,100 101.23 7,657 15,337 100.30
2017‑09‑30 13F-HR ALLY / Ally Financial Inc. Put 24.24 31,100 31,100 0.00 649 754 16.18
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) Put 33.33 2,100 2,100 0.00 70 70 0.00
2017‑09‑30 13F-HR CACC / Credit Acceptance Corp. Put 280.16 25,000 7,004
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. Put 47.12 192,800 195,500 1.40 6,819 9,211 35.08
2017‑09‑30 13F-HR EXEL / Exelixis, Inc. Put 24.23 90,000 98,600 9.56 2,216 2,389 7.81
2017‑09‑30 13F-HR F / Ford Motor Co. Put 11.97 342,200 288,300 -15.75 3,829 3,450 -9.90
2017‑09‑30 13F-HR CLMT / Calumet Specialty Products Partners, L.P. Put 8.35 115,600 115,600 0.00 491 965 96.54
2017‑09‑30 13F-HR CONNR / Conn's, Inc. Put 28.00 2,500 2,500 0.00 47 70 48.94
2017‑09‑30 13F-HR GPRO / GoPro, Inc. Put 10.80 2,500 2,500 0.00 20 27 35.00
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. Put 3.81 338,600 288,600 -14.77 1,574 1,099 -30.18
2017‑09‑30 13F-HR DB / Deutsche Bank AG Put 17.27 112,900 112,900 0.00 2,008 1,950 -2.89
2017‑09‑30 13F-HR DE / Deere & Co. Put 125.56 0 25,000 0 3,139
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Put 98.57 0 30,000 0 2,957
2017‑09‑30 13F-HR CSV / Carriage Services, Inc. 20,181 17,507 -13.25
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.46 2,500 1,890 -24.40 322 222 -31.06
2017‑09‑30 13F-HR HRL / Hormel Foods Corp. 32.05 5,086 163
2017‑09‑30 13F-HR INGR / Ingredion, Inc. 120.39 623 75
2017‑09‑30 13F-HR LANC / Lancaster Colony Corp. 116.28 86 10
2017‑09‑30 13F-HR LKQ / LKQ Corp. 35.91 4,595 165
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 46.78 2,159 101
2017‑09‑30 13F-HR INPAP / International Paper Company 56.80 150,000 39,451 -73.70 8,491 2,241 -73.61
2017‑09‑30 13F-HR NYT / New York Times Co. 18.90 1,376 26
2017‑09‑30 13F-HR OLLI / Ollie's Bargain Outlet Holdings, Inc. 46.14 3,706 171
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. 43.48 23 1
2017‑09‑30 13F-HR PENN / Penn National Gaming, Inc. 23.08 1,300 30
2017‑09‑30 13F-HR PETS / PetMed Express, Inc. 33.00 1,000 33
2017‑09‑30 13F-HR PLAY / Dave & Buster's Entertainment, Inc. 49.06 265 13
2017‑09‑30 13F-HR SAM / Boston Beer Company, Inc. (THE) 156.02 532 83
2017‑09‑30 13F-HR SHOO / Steven Madden Ltd. 43.12 3,780 163
2017‑09‑30 13F-HR TGNA / TEGNA Inc. 13.22 8,170 108
2017‑09‑30 13F-HR TXRH / Texas Roadhouse, Inc. 48.19 249 12
2017‑09‑30 13F-HR UNFI / United Natural Foods, Inc. 41.04 1,730 71
2017‑09‑30 13F-HR VIA / Viacom, Inc. 26.95 1,113 30
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.70 128,800 184,508 43.25 7,510 9,909 31.94
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 76.38 1,139 87
2017‑09‑30 13F-HR WWW / Wolverine World Wide, Inc. 28.82 4,927 142
2017‑09‑30 13F-HR CMTA / Clementia Pharmaceuticals Inc. 16.87 30,000 506
2017‑09‑30 13F-HR KALA / Kala Pharmaceuticals, Inc. 22.84 25,000 571
2017‑09‑30 13F-HR NUCANA PLC / SPONSORED ADR (67022C106) 18.33 15,000 275
2017‑09‑30 13F-HR ROKU / Roku Inc 26.40 5,000 132
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.00 55,000 3,905
2017‑09‑30 13F-HR BLDR / Builders FirstSource, Inc. 17.99 75,000 1,349
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 226.01 0 8,889 0 2,009
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.86 0 74,062 0 12,654
2017‑09‑30 13F-HR XRX / Xerox Corp. 33.20 0 2,199 0 73
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 148.79 0 867 0 129
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. 26.48 0 105,000 0 2,780
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.20 51,000 40,000 -21.57 7,296 6,048 -17.11
2017‑09‑30 13F-HR BWXT / BWX Technologies, Inc. 56.00 25,000 1,400
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.22 120,000 8,307
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 36.62 60,000 2,197
2017‑09‑30 13F-HR EURN / Euronav NV 8.10 40,000 324
2017‑09‑30 13F-HR TECHNIPFMC PLC / (G87110105) 27.91 80,000 2,233
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. 22.61 41,750 46,309 10.92 928 1,047 12.82
2017‑09‑30 13F-HR ATSG / Air Transport Services Group, Inc. 24.34 39,998 124,980 212.47 871 3,042 249.25
2017‑09‑30 13F-HR LEA / Lear Corp. 173.07 20,165 3,490
2017‑09‑30 13F-HR PE / Parsley Energy, Inc. 26.32 25,000 43,125 72.50 693 1,135 63.78
2017‑09‑30 13F-HR NBL / Noble Energy, Inc. 28.35 30,400 107,646 254.10 860 3,052 254.88
2017‑09‑30 13F-HR MRC / MRC Global Inc. 17.48 209,580 102,165 -51.25 3,462 1,786 -48.41
2017‑09‑30 13F-HR PROSHARES TR II / ULTRA VIX SHORT (74347W163) 17.14 175 3
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 39.17 36,967 1,448
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.11 20,949 149
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 96.69 0 20,467 0 1,979
2017‑09‑30 13F-HR EQCO / Equity Commonwealth 5.75% Senior Notes due 8/1/2042 30.37 20,417 620
2017‑09‑30 13F-HR ABCO / Advisory Board Co. (The) 53.00 1,000 53
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.24 6,219 7,474 20.18 465 525 12.90
2017‑09‑30 13F-HR DTE / DTE Energy Co. 107.24 4,742 4,252 -10.33 501 456 -8.98
2017‑09‑30 13F-HR LXP / Lexington Corporate Properties Trust 10.17 1,738 7,672 341.43 17 78 358.82
2017‑09‑30 13F-HR AVA / Avista Corp. 51.76 42,347 2,192
2017‑09‑30 13F-HR HSNI / HSN, Inc. 39.05 127,787 4,990
2017‑09‑30 13F-HR NEFF / Neff Corp. 24.55 1,874 46
2017‑09‑30 13F-HR RATE / Bankrate, Inc. 13.53 1,922 26
2017‑09‑30 13F-HR STARWOOD WAYPOINT HOMES / (85572F105) 36.13 3,100 112
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 85.87 43,008 3,693
2017‑09‑30 13F-HR SPA / Sparton Corp. 22.87 1,268 29
2017‑09‑30 13F-HR WSTC / West Corp. 23.47 338,166 7,936
2017‑09‑30 13F-HR AMH / American Homes 4 Rent 20.76 867 18
2017‑09‑30 13F-HR AVB / AvalonBay Communities, Inc. 178.25 0 5,941 0 1,059
2017‑09‑30 13F-HR AIV / Apartment Investment & Management Co. 43.82 56,488 26,264 -53.51 2,427 1,151 -52.58
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.91 28,570 626
2017‑09‑30 13F-HR TCO / Taubman Centers, Inc. 49.70 15,879 57,224 260.38 945 2,844 200.95
2017‑09‑30 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 (82900L110) 2.37 12,247 29
2017‑09‑30 13F-HR 57164YAA5 / Marriott Vacations Worldwide Corp NOTE 1.500% 9/1 4,183
2017‑09‑30 13F-HR PTCT / PTC Therapeutics, Inc. 2,456
2017‑09‑30 13F-HR BDC / Belden, Inc. 72.07 111 8
2017‑09‑30 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.12 50,000 506
2017‑09‑30 13F-HR CONSTELLATION ALPHA CAP CORP / *W EXP 03/23/202 (G2379F116) 0.20 20,000 4
2017‑09‑30 13F-HR DRAPER OAKWOOD TECHNOLOGY / UNIT 09/30/2024 (26146L202) 10.21 70,000 715
2017‑09‑30 13F-HR IPOA.U / Social Capital Hedosophia 10.55 100,000 1,055
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 9.76 25,000 244
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / UNIT 07/21/2024 (45579J203) 10.11 75,000 758
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / *W EXP 08/01/202 (45579J112) 0.40 25,000 10
2017‑09‑30 13F-HR OSPREY ENERGY ACQUISITION CO / UNIT 07/21/2022 (688397207) 9.94 276,750 2,750
2017‑09‑30 13F-HR KBL MERGER CORP IV / UNIT 01/15/2024 (48242A203) 10.20 5,000 5,000 0.00 51 51 0.00
2017‑09‑30 13F-HR PENSARE ACQUISITION CORP / UNIT 07/27/2022 (70957E204) 10.33 200,000 2,066
2017‑09‑30 13F-HR PENSARE ACQUISITION CORP / *W EXP 07/27/202 (70957E113) 0.50 50,000 25
2017‑09‑30 13F-HR ADXS / Advaxis, Inc. 3.77 2,389 9
2017‑09‑30 13F-HR NEXTDECADE CORP / *W EXP 07/23/202 (65342K113) 0.92 28,231 26
2017‑09‑30 13F-HR SGRY / Surgery Partners, Inc. 10.35 173,770 1,798
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. Call 2,000 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. 7.29 56,000 45,400 -18.93 496 331 -33.27
2017‑09‑30 13F-HR DXC / DXC Technology Company 0.00 1 0
2017‑09‑30 13F-HR MDXG / MiMedx Group, Inc. 11.86 43,760 519
2017‑09‑30 13F-HR OSUR / OraSure Technologies, Inc. 22.46 25,063 563
2017‑09‑30 13F-HR HCOM / Hawaiian Telcom Holdco, Inc. 29.80 49,894 1,487
2017‑09‑30 13F-HR NXTM / NxStage Medical, Inc. 27.58 37,200 1,026
2017‑09‑30 13F-HR PMC / PharMerica Corp. 28.75 1,565 45
2017‑09‑30 13F-HR STRP / Straight Path Communications Inc. 180.66 6,100 1,102
2017‑09‑30 13F-HR DASEKE INC / *W EXP 02/27/202 (23753F115) 1.61 9,329 15
2017‑09‑30 13F-HR KL / Kirkland Lake Gold Ltd. 12.86 2,954 38
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / OIL SVCS ETF (92189F718) 26.07 232,711 221,061 -5.01 5,768 5,763 -0.09
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.96 59,771 8,171 -86.33 176 16 -90.91
2017‑09‑30 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 0.78 1,807,555 1,998,386 10.56 1,463 1,554 6.22
2017‑09‑30 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.65 0 31,384 0.00 0 711
2017‑09‑30 13F-HR T / AT & T, Inc. 38.53 1,000 571 -42.90 37 22 -40.54
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.86 18,850 57,635 205.76 336 972 189.29
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Call 16.86 42,000 42,000 0.00 750 708 -5.60
2017‑09‑30 13F-HR MMM / 3M Co. 209.84 5,000 12,943 158.86 1,040 2,716 161.15
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 196.43 0 280 0 55
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. Call 15.00 8,400 8,400 0.00 84 126 50.00
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. Put 15.00 20,700 9,000 -56.52 208 135 -35.10
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.08 89,056 52,956 -40.54 9,747 5,988 -38.57
2017‑09‑30 13F-HR SRUNU / Silver Run Acquisition Corporation II 10.71 24,000 31,000 29.17 256 332 29.69
2017‑09‑30 13F-HR PROSHARES TR / ULTRAPRO QQQ Put (74347X831) 114.25 861,300 1,105,100 28.31 84,114 126,257 50.10
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.41 12,500 24,674 97.39 1,443 2,749 90.51
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. Call 110.83 75,000 1,200 -98.40 8,661 133 -98.46
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. Put 111.38 0 5,800 0 646
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. Put 60.80 10,000 10,000 0.00 752 608 -19.15
2017‑09‑30 13F-HR KSM / Deutsche Strategic Municipal Income Trust 12.17 0 23,259 0 283
2017‑09‑30 13F-HR VANTAGE ENERGY ACQUISITION / COM CL A (92211L105) 9.80 25,000 25,000 0.00 243 245 0.82
2017‑09‑30 13F-HR ABT / Abbott Laboratories Call 53.31 0 13,000 0 693
2017‑09‑30 13F-HR MMV / Eaton Vance Massachusetts Municipal Income Trust 13.37 6,058 12,342 103.73 82 165 101.22
2017‑09‑30 13F-HR USO / United States Oil Fund, LP Call 10.43 16,400 260,400 1,487.80 155 2,715 1,651.61
2017‑09‑30 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 147,590 147,957 0.25
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53.97 0 43,800 0 2,364
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Call 53.00 0 1,000 0 53
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 53.98 0 40,000 0 2,159
2017‑09‑30 13F-HR MNKD / MannKind Corp. 0.00 0 9 0 0
2017‑09‑30 13F-HR TKF / Turkish Investment Fund, Inc. 9.37 116,973 116,973 0.00 1,127 1,096 -2.75
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.01 43,420 55,210 27.15 1,947 2,485 27.63
2017‑09‑30 13F-HR ELGX / Endologix, Inc. Put 4.45 22,500 20,000 -11.11 109 89 -18.35
2017‑09‑30 13F-HR YY / YY Inc. 86.77 14,400 32,731 127.30 835 2,840 240.12
2017‑09‑30 13F-HR CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock 51.19 2,390 2,227 -6.82 128 114 -10.94
2017‑09‑30 13F-HR ECA / EnCana Corp. 11.77 0 13,089 0 154
2017‑09‑30 13F-HR ECA / EnCana Corp. Put 11.78 0 50,000 0 589
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. 7.68 172,508 172,560 0.03 1,718 1,325 -22.88
2017‑09‑30 13F-HR SRCL / Stericycle, Inc. 71.62 65,541 38,203 -41.71 5,002 2,736 -45.30
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. Call 80.00 100 100 0.00 8 8 0.00
2017‑09‑30 13F-HR HES / Hess Corp. 46.89 71,167 71,746 0.81 3,122 3,364 7.75
2017‑09‑30 13F-HR HES / Hess Corp. Put 46.87 30,700 30,700 0.00 1,346 1,439 6.91
2017‑09‑30 13F-HR MS / Morgan Stanley Call 49,000 0 -100.00 2,183 0 -100.00
2017‑09‑30 13F-HR OTIC / Otonomy, Inc. Call 75,000 0 -100.00 1,413 0 -100.00
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Call 15,000 0 -100.00 66 0 -100.00
2017‑09‑30 13F-HR BTG / B2Gold Corp. Call 49,600 0 -100.00 139 0 -100.00
2017‑09‑30 13F-HR DG / Dollar General Corp. Call 5,000 0 -100.00 360 0 -100.00
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 39.03 113,247 76,223 -32.69 4,056 2,975 -26.65
2017‑09‑30 13F-HR MDCO / Medicines Company 25,142 49,903 98.48
2017‑09‑30 13F-HR MDCO / Medicines Company Put 37.03 63,300 63,300 0.00 2,406 2,344 -2.58
2017‑09‑30 13F-HR BRCD / Brocade Communications Systems, Inc. 11.95 623,905 627,405 0.56 7,867 7,497 -4.70
2017‑09‑30 13F-HR RXN / Rexnord Corp. 25.39 10,281 43,278 320.95 239 1,099 359.83
2017‑09‑30 13F-HR CCL / Carnival Corp. Call 300 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. Call 100 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Call 9,600 0 -100.00 1,020 0 -100.00
2017‑09‑30 13F-HR EXPE / Expedia, Inc. Call 10,000 0 -100.00 1,489 0 -100.00
2017‑09‑30 13F-HR HCLP / Hi-Crush Partners LP Call 111,100 0 -100.00 1,205 0 -100.00
2017‑09‑30 13F-HR M / Macy's, Inc. Call 50,000 0 -100.00 1,162 0 -100.00
2017‑09‑30 13F-HR IVR / Invesco Mortgage Capital Inc. 17.13 462,787 776,940 67.88 7,733 13,308 72.09
2017‑09‑30 13F-HR NUVA / NuVasive, Inc. 69,156 39,270 -43.22
2017‑09‑30 13F-HR LB / L Brands, Inc. 41.55 22,100 12,587 -43.05 1,190 523 -56.05
2017‑09‑30 13F-HR TTMI / TTM Technologies, Inc. Put 15.19 0 5,200 0 79
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.28 3,080 5,094 65.39 309 521 68.61
2017‑09‑30 13F-HR 73640QAB1 / PRA Group, Inc. - Convertible Note 3% 17,607 16,981 -3.56
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 45.30 0 13,200 0 598
2017‑09‑30 13F-HR 922417AD2 / Veeco Instruments, Inc. Bond 2.7% Due 1/15/2023 35,554 33,516 -5.73
2017‑09‑30 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. 24,617 26,170 6.31
2017‑09‑30 13F-HR CRZO / Carrizo Oil & Gas, Inc. 17.11 9,000 9,000 0.00 156 154 -1.28
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 37.44 15,000 10,202 -31.99 485 382 -21.24
2017‑09‑30 13F-HR ERF / Enerplus Corporation 9.86 0 75,849 0 748
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.21 0 58,208 0 14,797
2017‑09‑30 13F-HR XBKS / Xenith Bankshares, Inc. 32.49 7,186 30,377 322.72 223 987 342.60
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 47.12 253,900 225,613 -11.14 8,980 10,630 18.37
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 41,437 8,138 -80.36
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. Put 47.15 40,000 40,000 0.00 1,913 1,886 -1.41
2017‑09‑30 13F-HR EEA / European Equity Fund, Inc. (The) 9.50 0 5,366 0 51
2017‑09‑30 13F-HR JSD / Nuveen Short Duration Credit Opportunities Fund 16.90 0 1,894 0 32
2017‑09‑30 13F-HR EMI / Eaton Vance Michigan Municipal Income Trust 13.15 0 9,357 0 123
2017‑09‑30 13F-HR ROIC / Retail Opportunity Investments Corp. 19.00 0 20,948 0 398
2017‑09‑30 13F-HR IIM / Invesco Value Municipal Income Trust 14.96 55,058 12,837 -76.68 803 192 -76.09
2017‑09‑30 13F-HR INPAP / International Paper Company Call 5,500 0 -100.00 311 0 -100.00
2017‑09‑30 13F-HR PAH / Platform Specialty Products Corp. Call 100,000 0 -100.00 1,268 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. Call 55,000 0 -100.00 553 0 -100.00
2017‑09‑30 13F-HR TERP / TerraForm Power Inc. Call 200 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. Call 3,600 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 13.51 113,322 207,043 82.70 1,558 2,797 79.53
2017‑09‑30 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 24.71 21,479 51,397 139.29 470 1,270 170.21
2017‑09‑30 13F-HR ARR / ARMOUR Residential REIT, Inc. 26.88 445,049 7,515 -98.31 11,126 202 -98.18
2017‑09‑30 13F-HR BARINGTON HILCO ACQUISITION / RIGHT 02/13/2017 (06759V119) 0.25 27,175 32,575 19.87 10 8 -20.00
2017‑09‑30 13F-HR W / Wayfair, Inc. Call 1,100 0 -100.00 84 0 -100.00
2017‑09‑30 13F-HR CVX / Chevron Corp. Call 38,200 0 -100.00 3,985 0 -100.00
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. Call 33,800 0 -100.00 4,533 0 -100.00
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF Call 215,900 0 -100.00 29,545 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. Call 20,000 0 -100.00 1,614 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Call 50,000 0 -100.00 2,600 0 -100.00
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. Call 51,500 0 -100.00 1,591 0 -100.00
2017‑09‑30 13F-HR GGG / Graco Inc. Call 15,800 0 -100.00 1,726 0 -100.00
2017‑09‑30 13F-HR GPI / Group 1 Automotive, Inc. Call 3,000 0 -100.00 189 0 -100.00
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. Call 60,000 0 -100.00 1,976 0 -100.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 50,000 0 -100.00 1,707 0 -100.00
2017‑09‑30 13F-HR KODK / Eastman Kodak Co. Call 7,500 0 -100.00 68 0 -100.00
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.28 3,751 3,720 -0.83 513 533 3.90
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. Call 5.40 6,300 6,300 0.00 34 34 0.00
2017‑09‑30 13F-HR CFCOW / CF Corporation, Warrants 2.10 125,000 152,603 22.08 268 321 19.78
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. Call 25,000 0 -100.00 1,271 0 -100.00
2017‑09‑30 13F-HR HYD / VanEck Vectors ETF TR 31.28 5,370 168
2017‑09‑30 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.95 0 1,621 0 21
2017‑09‑30 13F-HR NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 12.20 17,750 69,744 292.92 219 851 288.58
2017‑09‑30 13F-HR NUVEEN NEW YORK MUN VALUE FD / (670706100) 14.71 2,651 39
2017‑09‑30 13F-HR PIMCO CALIF MUN INCOME FD II / (72201C109) 10.83 12,285 133
2017‑09‑30 13F-HR DISH NETWORK CORP / NOTE 3.375% 8/1 (25470MAB5) 25,896
2017‑09‑30 13F-HR AMC / AMC Entertainment Holdings, Inc. 14.70 269,675 3,964
2017‑09‑30 13F-HR EVRI / Everi Holdings Inc. 7.59 136,659 1,037
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Call 697,400 0 -100.00 8,898 0 -100.00
2017‑09‑30 13F-HR ANIP / ANI Pharmaceuticals, Inc. Put 3,000 0 -100.00 140 0 -100.00
2017‑09‑30 13F-HR GCAP / Gain Capital Holdings, Inc. Put 10,200 0 -100.00 63 0 -100.00
2017‑09‑30 13F-HR CRK / Comstock Resources, Inc. Put 6,700 0 -100.00 47 0 -100.00
2017‑09‑30 13F-HR DG / Dollar General Corp. Put 1,000 0 -100.00 72 0 -100.00
2017‑09‑30 13F-HR ENT / Global Eagle Entertainment Inc. Put 2,600 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR GFF / Griffon Corp. Put 3,000 0 -100.00 65 0 -100.00
2017‑09‑30 13F-HR GPRE / Green Plains Inc. Put 5,000 0 -100.00 102 0 -100.00
2017‑09‑30 13F-HR EXPE / Expedia, Inc. Put 9,000 0 -100.00 1,340 0 -100.00
2017‑09‑30 13F-HR HCLP / Hi-Crush Partners LP Put 20,000 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. Put 44,500 0 -100.00 528 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Put 171,400 0 -100.00 2,187 0 -100.00
2017‑09‑30 13F-HR AET / Aetna, Inc. Put 30,000 0 -100.00 4,554 0 -100.00
2017‑09‑30 13F-HR IRDM / Iridium Communications Inc Put 2,500 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 42,708 0 -100.00 353 0 -100.00
2017‑09‑30 13F-HR IF / Aberdeen Indonesia Fund, Inc. 44,041 0 -100.00 334 0 -100.00
2017‑09‑30 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 30,997 0 -100.00 545 0 -100.00
2017‑09‑30 13F-HR RIV / RiverNorth Opportunities Fund, Inc. 19,014 0 -100.00 379 0 -100.00
2017‑09‑30 13F-HR RMT / Royce Micro-Cap Trust, Inc. 33,443 0 -100.00 289 0 -100.00
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 59,133 0 -100.00 765 0 -100.00
2017‑09‑30 13F-HR NUVEEN HGH INC DEC18 TRGT TR / (67075P103) 4,501 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR NUVEEN HIGH INCOME NOVEMBER / (67077N106) 2,823 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR NUVEEN HIGH INCOME 2020 TARG / (67075L102) 11,369 0 -100.00 114 0 -100.00
2017‑09‑30 13F-HR MFS GOVT MKTS INCOME TR / SH BEN INT (552939100) 54,279 0 -100.00 271 0 -100.00
2017‑09‑30 13F-HR JPI / Nuveen Preferred & Income Term Fund 8,189 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 68,061 0 -100.00 809 0 -100.00
2017‑09‑30 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 1,178 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR TPZ / Tortoise Power and Infrastructure Fund, Inc. 2,000 0 -100.00 42 0 -100.00
2017‑09‑30 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 2,227 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR THW / Tekla World Healthcare Fund 14.56 168,922 2,459
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. Put 1,830.75 12,700 12,000 -5.51 23,755 21,969 -7.52
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Put 16.86 66,400 116,400 75.30 1,186 1,963 65.51
2017‑09‑30 13F-HR WAB / Wabtec Corp. Put 75.33 1,500 113
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR Put 10.07 300,000 300,000 0.00 2,625 3,021 15.09
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF Put 41.77 100,000 100,000 0.00 4,072 4,177 2.58
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. Put 8.79 467,400 467,800 0.09 4,931 4,111 -16.63
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. Put 4.30 450,000 450,000 0.00 2,236 1,935 -13.46
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. Put 19.18 250,000 250,000 0.00 4,790 4,795 0.10
2017‑09‑30 13F-HR FRONTIER COMMUNICATIONS CORP / Put (35906A306) 11.79 1,387,500 16,358
2017‑09‑30 13F-HR IVCRB / Invacare Corp. Put 15.74 52,400 825
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. Put 54.34 104,500 5,679
2017‑09‑30 13F-HR MXWL / Maxwell Technologies, Inc. Put 5.13 575,800 2,953
2017‑09‑30 13F-HR TDOC / Teladoc, Inc. Put 33.14 115,500 3,828
2017‑09‑30 13F-HR MDXG / MiMedx Group, Inc. Put 11.88 100,000 1,188
2017‑09‑30 13F-HR CBB / Cincinnati Bell, Inc. Put 19.80 5,000 99
2017‑09‑30 13F-HR ACRE / Ares Commercial Real Estate Corp 13.30 67,538 898
2017‑09‑30 13F-HR TPG RE FIN TR INC / (87266M107) 19.76 56,987 1,126
2017‑09‑30 13F-HR JAZZ US HLDGS INC / NOTE 8.000%12/3 (47216EAA8) 20,246
2017‑09‑30 13F-HR K2M GROUP HLDGS INC / NOTE 4.125% 8/1 (48273JAB3) 15,392
2017‑09‑30 13F-HR RADIUS HEALTH INC / NOTE 3.000% 9/0 (750469AA6) 24,109
2017‑09‑30 13F-HR CROWN CASTLE INTL CORP NEW / 6.875% CON PFD A (22822V309) 1,060.73 3,573 3,790
2017‑09‑30 13F-HR RWT / Redwood Trust, Inc. 16.29 182,520 2,973
2017‑09‑30 13F-HR CRF / Cornerstone Total Return Fund, Inc. 14.60 24,994 365
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 48.78 41 2
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 89.20 213 19
2017‑09‑30 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 43.33 300 13
2017‑09‑30 13F-HR MTGE INVT CORP / (55378A105) 19.40 499,117 685,556 37.35 9,383 13,299 41.74
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 112.50 400 45
2017‑09‑30 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 34.22 61,052 30,389 -50.22 1,976 1,040 -47.37
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 50.00 0 100 0 5
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.04 0 3,375 0 125
2017‑09‑30 13F-HR GAM / General American Investors Co., Inc. 36.02 92,827 99,813 7.53 3,188 3,595 12.77
2017‑09‑30 13F-HR FUND / Sprott Focus Trust, Inc. 7.73 55,209 144,569 161.86 406 1,117 175.12
2017‑09‑30 13F-HR GF / New Germany Fund, Inc. 18.53 0 3,508 0 65
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF 43.98 2,300 1,819 -20.91 91 80 -12.09
2017‑09‑30 13F-HR IRL / New Ireland Fund, Inc. (The) 13.72 40,138 53,728 33.86 555 737 32.79
2017‑09‑30 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 9.18 6,395 46,839 632.43 61 430 604.92
2017‑09‑30 13F-HR FEN / First Trust Energy Income & Growth Fund 19.80 0 101 0 2
2017‑09‑30 13F-HR LAQ / Aberdeen Latin America Equity Fund, Inc. 27.31 0 18,454 0 504
2017‑09‑30 13F-HR HIX / Western Asset High Income Fund II, Inc. 7.21 30,574 64,663 111.50 219 466 112.79
2017‑09‑30 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 15.11 3,106 13,236 326.14 46 200 334.78
2017‑09‑30 13F-HR 670002AB0 / Novavax, Inc. Note 3.75% Due 2/1/2023 12,219 12,835 5.04
2017‑09‑30 13F-HR KTF / Deutsche Municipal Income Trust 12.71 0 24,478 0 311
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 184.62 715 132
2017‑09‑30 13F-HR RDFN / Redfin Corp 25.07 30,000 752
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.71 0 45,000 0 43,817
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. 13.98 0 410,446 0 5,738
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 64.30 10,000 10,000 0.00 631 643 1.90
2017‑09‑30 13F-HR ENDP / Endo International plc 8.56 57,200 73,798 29.02 638 632 -0.94
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 76.82 0 200,987 0 15,439
2017‑09‑30 13F-HR OCN / Ocwen Financial Corp. 3.44 445,023 529,718 19.03 1,197 1,822 52.21
2017‑09‑30 13F-HR CXRX / Concordia Healthcare Corporation 0.00 343 0
2017‑09‑30 13F-HR LJPC / La Jolla Pharmaceutical Co. 34.76 32,338 1,124
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.09 7,800 24,881 218.99 7,088 23,863 236.67
2017‑09‑30 13F-HR CS / Credit Suisse Group 15.80 53,100 17,470 -67.10 775 276 -64.39
2017‑09‑30 13F-HR INTC / Intel Corp. 38.07 35,790 27,945 -21.92 1,207 1,064 -11.85
2017‑09‑30 13F-HR VOYA / Voya Financial, Inc. 39.88 87,874 54,416 -38.07 3,241 2,170 -33.05
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.82 5,500 113,141 1,957.11 714 16,498 2,210.64
2017‑09‑30 13F-HR FRONTIER COMMUNICATIONS CORP / (35906A306) 11.78 49,675 585
2017‑09‑30 13F-HR RLJE / RLJ Entertainment, Inc. 3.33 2,400 8
2017‑09‑30 13F-HR BKMU / Bank Mutual Corp. 10.14 58,777 596
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. 179.80 42,602 7,660
2017‑09‑30 13F-HR MSFG / MainSource Financial Group, Inc. 35.33 1,783 63
2017‑09‑30 13F-HR NDRM / NeuroDerm Ltd. 38.89 112,208 4,364
2017‑09‑30 13F-HR PSTB / Park Sterling Corp. 12.33 10,864 134
2017‑09‑30 13F-HR SNBC / Sun Bancorp, Inc. 24.79 10,607 263
2017‑09‑30 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.27 11,136 248
2017‑09‑30 13F-HR FIRST TR SR FLOATING RATE 20 / COM SHS (33740K101) 9.50 3,998 38
2017‑09‑30 13F-HR WLB / Westmoreland Coal Co. Call 2.48 11,300 28
2017‑09‑30 13F-HR UUP / PowerShares DB US Dollar Index Trust Call 24.18 355,200 8,588
2017‑09‑30 13F-HR EVH / Evolent Health Inc. Call 17.80 202,500 3,604
2017‑09‑30 13F-HR SFM / Sprouts Farmers Market, Inc. Call 18.76 127,700 2,396
2017‑09‑30 13F-HR AMLP / Alerian ETF Call 11.22 175,000 1,963
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF Call 45.08 55,700 2,511
2017‑09‑30 13F-HR PROSHARES TR II / ULTRA VIX SHORT Call (74347W163) 20.60 170,600 3,514
2017‑09‑30 13F-HR PROSHARES TR II / VIX SH TRM FUTRS Call (74347W171) 32.52 170,700 5,552
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Call (06746L422) 39.19 352,300 13,806
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. Call 24.58 2,400 59
2017‑09‑30 13F-HR LBTYA / Liberty Global plc (Class A) Call 33.90 50,000 1,695
2017‑09‑30 13F-HR NOW / ServiceNow, Inc. Call 117.52 60,000 7,051
2017‑09‑30 13F-HR WAB / Wabtec Corp. Call 75.73 19,200 1,454
2017‑09‑30 13F-HR BBD / Banco Bradesco S.A. Put 11.07 250,000 250,000 0.00 2,125 2,767 30.21
2017‑09‑30 13F-HR LJPC / La Jolla Pharmaceutical Co. Put 34.78 140,000 4,869
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. Put 179.77 8,800 1,582
2017‑09‑30 13F-HR PRTY / Party City Holdco Inc. Put 13.54 50,000 677
2017‑09‑30 13F-HR REV / Revlon, Inc. Put 24.52 25,000 613
2017‑09‑30 13F-HR WLB / Westmoreland Coal Co. Put 2.54 132,900 338
2017‑09‑30 13F-HR PROSHARES TR II / ULTRA VIX SHORT Put (74347W163) 20.59 133,000 2,739
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 39.19 33,200 1,301
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / Put (185899101) 7.15 237,300 1,696
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Call 57.50 400 23
2017‑09‑30 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. Call 15.71 1,400 22
2017‑09‑30 13F-HR WBS / Webster Financial Corp. Call 52.54 50,000 2,627
2017‑09‑30 13F-HR CACC / Credit Acceptance Corp. Call 280.16 25,000 7,004
2017‑09‑30 13F-HR T / AT & T, Inc. Put 39.15 20,000 20,000 0.00 754 783 3.85
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A Call 973.71 0 3,500 0 3,408
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.18 17,800 20,588 15.66 956 992 3.77
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. Put 48.20 35,000 35,000 0.00 1,880 1,687 -10.27
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF Call 56.75 49,500 138,300 179.39 2,720 7,849 188.57
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF Put 56.76 109,900 304,900 177.43 6,039 17,306 186.57
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR Call 10.07 100,000 100,000 0.00 875 1,007 15.09
2017‑09‑30 13F-HR GOGO / Gogo Inc. 11.81 825,667 873,967 5.85 9,519 10,321 8.43
2017‑09‑30 13F-HR GOGO / Gogo Inc. Call 11.75 11,400 11,400 0.00 131 134 2.29
2017‑09‑30 13F-HR GOGO / Gogo Inc. Put 11.81 329,100 380,600 15.65 3,794 4,494 18.45
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. Put 195.93 18,300 25,800 40.98 3,570 5,055 41.60
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,830.73 9,085 8,371 -7.86 16,993 15,325 -9.82
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. Call 1,830.00 0 100 0 183
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. 88.19 6,100 4,853 -20.44 450 428 -4.89
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. Put 88.21 7,800 7,800 0.00 575 688 19.65
2017‑09‑30 13F-HR GTY TECHNOLOGY HOLDINGS INC / CL A (G4182A102) 10.05 38,000 38,000 0.00 383 382 -0.26
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. Call 183.30 10,000 10,000 0.00 1,693 1,833 8.27
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. Put 183.24 10,200 10,200 0.00 1,727 1,869 8.22
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.78 0 15,355 0 964
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. Call 18.88 0 36,700 0 693
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Call 226.04 20,100 10,100 -49.75 5,775 2,283 -60.47
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Put 226.00 1,000 15,000 1,400.00 285 3,390 1,089.47
2017‑09‑30 13F-HR SBUX / Starbucks Corp. Call 53.71 223,500 239,500 7.16 13,032 12,863 -1.30
2017‑09‑30 13F-HR SBUX / Starbucks Corp. Put 53.71 98,100 169,900 73.19 5,720 9,125 59.53
2017‑09‑30 13F-HR AIG.WS / American International Group, Inc. Warrants 19.87 299,959 314,838 4.96 6,304 6,257 -0.75
2017‑09‑30 13F-HR KHC / Kraft Heinz Company Call 77.43 9,000 7,000 -22.22 770 542 -29.61
2017‑09‑30 13F-HR KHC / Kraft Heinz Company Put 77.27 51,100 1,100 -97.85 4,376 85 -98.06
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. Put 13.98 239,200 231,300 -3.30 2,112 3,233 53.08
2017‑09‑30 13F-HR OKSB / Southwest Bancorp, Inc. 27.55 143,269 194,173 35.53 3,660 5,349 46.15
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF 41.77 0 137,120 0 5,727
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF Call 41.76 0 48,900 0 2,042
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 15.30 0 4,052 0 62
2017‑09‑30 13F-HR UPRO / ProShares UltraPro S&P 500 Call 116.47 136,000 178,100 30.96 14,126 20,743 46.84
2017‑09‑30 13F-HR UPRO / ProShares UltraPro S&P 500 Put 116.47 172,900 196,400 13.59 17,959 22,874 27.37
2017‑09‑30 13F-HR CXRX / Concordia Healthcare Corporation Put 1.14 7,000 7,000 0.00 10 8 -20.00
2017‑09‑30 13F-HR TOT / Total S.A. 53.51 12,000 11,100 -7.50 595 594 -0.17
2017‑09‑30 13F-HR CONNR / Conn's, Inc. 28.14 44,960 57,068 26.93 858 1,606 87.18
2017‑09‑30 13F-HR SGMS / Scientific Games Corp. Put 45.84 76,800 45,000 -41.41 1,816 2,063 13.60
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 22.96 316,292 245,271 -22.45 6,983 5,631 -19.36
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR Put 22.96 1,158,200 756,200 -34.71 25,573 17,362 -32.11
2017‑09‑30 13F-HR CS / Credit Suisse Group Put 15.80 90,000 90,000 0.00 1,314 1,422 8.22
2017‑09‑30 13F-HR PDM / Piedmont Office Realty Trust, Inc. 20.16 55,471 65,477 18.04 1,169 1,320 12.92
2017‑09‑30 13F-HR WPRT / Westport Innovations Inc. 3.27 0 692,511 0 2,264
2017‑09‑30 13F-HR DECK / Deckers Outdoor Corp. 68.23 0 1,363 0 93
2017‑09‑30 13F-HR 29404KAA4 / Envestnet, Inc. 1.75% Note Due 12/15/2019 19,709 2,528 -87.17
2017‑09‑30 13F-HR INTC / Intel Corp. Call 38.08 25,000 25,000 0.00 843 952 12.93
2017‑09‑30 13F-HR INTC / Intel Corp. Put 38.08 75,000 75,000 0.00 2,530 2,856 12.89
2017‑09‑30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.00 16,902 82,745 389.56 364 1,903 422.80
2017‑09‑30 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.99 40,685 21,267 -47.73 308 170 -44.81
2017‑09‑30 13F-HR BLDP / Ballard Power Systems, Inc. Put 4.62 7,800 7,800 0.00 22 36 63.64
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 8.78 24,273 8,548 213 -97.51
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. Call 8.79 153,100 160,300 4.70 1,615 1,409 -12.76
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.81 6,129 6,718 9.61 253 301 18.97
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 44.80 103,000 148,000 43.69 4,263 6,631 55.55
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.18 183,590 246,406 34.22 3,517 4,726 34.38
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. Call 19.18 49,800 49,800 0.00 954 955 0.10
2017‑09‑30 13F-HR TCBIW / Texas Capital Bancshares, Inc. 71.00 518,094 517,982 -0.02 32,432 36,776 13.39
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.03 69,651 37,344 -46.38 836 524 -37.32
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. Call 14.00 6,000 6,000 0.00 72 84 16.67
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. Put 14.04 233,700 251,000 7.40 2,806 3,524 25.59
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 41.69 150,000 114,500 -23.67 5,121 4,773 -6.80
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.60 158,492 234,141 47.73 5,265 4,120 -21.75
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 17.60 219,600 295,700 34.65 7,295 5,204 -28.66
2017‑09‑30 13F-HR AET / Aetna, Inc. 158.89 6,900 3,965 -42.54 1,047 630 -39.83
2017‑09‑30 13F-HR IDTI / Integrated Device Technology, Inc. 26.55 1,000 339 -66.10 25 9 -64.00
2017‑09‑30 13F-HR IDTI / Integrated Device Technology, Inc. Put 26.49 5,700 5,700 0.00 147 151 2.72
2017‑09‑30 13F-HR WDAY / Workday, Inc. Put 105.25 6,100 6,100 0.00 591 642 8.63
2017‑09‑30 13F-HR MU / Micron Technology, Inc. Call 39.32 92,800 122,800 32.33 2,771 4,829 74.27
2017‑09‑30 13F-HR MU / Micron Technology, Inc. Put 39.33 785,000 1,253,700 59.71 23,440 49,308 110.36
2017‑09‑30 13F-HR EPE / EP Energy Corporation Put 3.22 23,000 18,000 -21.74 84 58 -30.95
2017‑09‑30 13F-HR HENNESSY CAP ACQUSTON CORP I / UNIT 06/15/2024 (42588L204) 10.32 90,000 90,000 0.00 904 929 2.77
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.62 32,404 15,495 -52.18 4,287 2,117 -50.62
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) Put 136.67 6,900 6,900 0.00 913 943 3.29
2017‑09‑30 13F-HR ATI / Allegheny Technologies, Inc. 46,429 59,719 28.62
2017‑09‑30 13F-HR ATI / Allegheny Technologies, Inc. Put 23.90 100 31,800 31,700.00 1 760 75,900.00
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 22.37 4,661 7,287 56.34 81 163 101.23
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.40 0 11,900 0 814
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF Call 68.47 594,500 69,100 -88.38 38,761 4,731 -87.79
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF Put 68.48 208,100 86,700 -58.34 13,568 5,937 -56.24
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DLY ENERBR3X NEW (25459Y454) 10.71 0 4,200 0.00 0 45
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. Put 7.30 229,100 99,100 -56.74 2,029 723 -64.37
2017‑09‑30 13F-HR STMP / Stamps.com, Inc. 202.57 500 622 24.40 77 126 63.64
2017‑09‑30 13F-HR NUVEEN PA MUN VALUE FD / (67074K105) 15.22 0 4,401 0.00 0 67
2017‑09‑30 13F-HR FMC / FMC Corp. 89.31 48,127 52,000 8.05 3,515 4,644 32.12
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 14.33 370,246 455,646 23.07 6,405 6,529 1.94
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 14.32 88,600 88,600 0.00 1,532 1,269 -17.17
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Put 14.33 516,200 858,800 66.37 8,930 12,306 37.81
2017‑09‑30 13F-HR ADXS / Advaxis, Inc. Call 4.17 10,300 10,300 0.00 66 43 -34.85
2017‑09‑30 13F-HR BG / Bunge Ltd. 69.43 469 34,997 7,362.05 34 2,430 7,047.06
2017‑09‑30 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 12.30 37,421 3,903 -89.57 470 48 -89.79
2017‑09‑30 13F-HR NVRO / Nevro Corp. 24,209 26,852 10.92
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.48 295,640 290,000 -1.91 19,192 19,859 3.48
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Call 68.44 24,000 9,600 -60.00 1,558 657 -57.83
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Put 68.48 374,400 154,800 -58.65 24,306 10,600 -56.39
2017‑09‑30 13F-HR FTRPR / Frontier Communications Corp. 18.99 150,494 222,479 47.83 4,366 4,224 -3.25
2017‑09‑30 13F-HR USO / United States Oil Fund, LP Put 10.43 268,100 180,600 -32.64 2,546 1,883 -26.04
2017‑09‑30 13F-HR RICE / Rice Energy Inc. 28.94 317,047 177,046 -44.16 8,442 5,123 -39.32
2017‑09‑30 13F-HR GXP / Great Plains Energy, Inc. 29.66 64,730 1,180 -98.18 1,895 35 -98.15
2017‑09‑30 13F-HR CUBE / CubeSmart 25.95 78,718 47,896 -39.15 1,892 1,243 -34.30
2017‑09‑30 13F-HR HTA / Healthcare Trust of America, Inc. 29.70 0 5,994 0 178
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 33.59 205,647 174,647 -15.07 6,864 5,866 -14.54
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Put 33.59 269,700 199,300 -26.10 9,002 6,694 -25.64
2017‑09‑30 13F-HR CLM / Cornerstone Strategic Value Fund, Inc. 14.81 0 36,405 0 539
2017‑09‑30 13F-HR EIP / Eaton Vance Pennsylvania Municipal Bond Fund 12.89 6,529 17,683 170.84 84 228 171.43
2017‑09‑30 13F-HR F / Ford Motor Co. 11.97 172,500 167,206 -3.07 1,930 2,001 3.68
2017‑09‑30 13F-HR F / Ford Motor Co. Call 11.88 3,200 3,200 0.00 35 38 8.57
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.24 186,808 249,505 33.56 22,734 32,994 45.13
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. Call 132.24 1,324,900 1,344,200 1.46 161,240 177,757 10.24
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. Put 132.14 1,400 1,400 0.00 170 185 8.82
2017‑09‑30 13F-HR NBL / Noble Energy, Inc. Put 28.36 80,000 120,000 50.00 2,264 3,403 50.31
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.80 47,574 9,574 -79.88 1,173 247 -78.94
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Call 25.86 50,000 22,200 -55.60 1,233 574 -53.45
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Put 25.83 200,000 28,300 -85.85 4,934 731 -85.18
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DLY EMG MK BL 3X (25490K281) 81.08 26,356 37 -99.86 2,252 3 -99.87
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Call 12.75 759,000 559,900 -26.23 9,472 7,138 -24.64
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Put 12.75 1,538,900 1,561,700 1.48 19,205 19,911 3.68
2017‑09‑30 13F-HR TLRD / Tailored Brands, Inc. 14.44 198,541 183,085 -7.78 2,215 2,643 19.32
2017‑09‑30 13F-HR TLRD / Tailored Brands, Inc. Put 14.33 3,000 3,000 0.00 33 43 30.30
2017‑09‑30 13F-HR JOBS / 51job, Inc. 26,356 32,499 23.31
2017‑09‑30 13F-HR BDC / Belden, Inc. Put 80.40 41,500 5,000 -87.95 3,130 402 -87.16
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.23 360,829 40,513 -88.77 85,061 10,178 -88.03
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 251.23 613,400 2,472,600 303.10 148,320 621,191 318.82
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 251.23 309,500 475,800 53.73 74,837 119,535 59.73
2017‑09‑30 13F-HR CELG / Celgene Corp. Put 145.33 0 1,500 0 218
2017‑09‑30 13F-HR UNVR / Univar, Inc. 28.90 15,000 26,298 75.32 459 760 65.58
2017‑09‑30 13F-HR COG / Cabot Oil & Gas Corp. 26.74 78,490 87,313 11.24 1,968 2,335 18.65
2017‑09‑30 13F-HR COG / Cabot Oil & Gas Corp. Put 26.74 90,000 90,000 0.00 2,257 2,407 6.65
2017‑09‑30 13F-HR DIREXION SHS ETF TR / BRZ BL 3X SH NEW Call (25490K315) 46.00 39,200 31,000 -20.92 1,020 1,426 39.80
2017‑09‑30 13F-HR BLACKROCK MUNI N Y INTER DUR / (09255F109) 13.95 31,380 22,146 -29.43 439 309 -29.61
2017‑09‑30 13F-HR ENDP / Endo International plc Put 8.56 43,400 43,900 1.15 484 376 -22.31
2017‑09‑30 13F-HR SRAQ / Silver Run Acquisition Corporation 10.18 16,331 387,325 2,271.72 165 3,942 2,289.09
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.18 0 26,693 0 3,982
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. Put 149.05 0 7,400 0 1,103
2017‑09‑30 13F-HR TRCO / Tribune Media Company 40.86 95,328 131,831 38.29 3,886 5,386 38.60
2017‑09‑30 13F-HR XBGTX / BlackRock Floating Rate Income 14.33 34,900 25,115 -28.04 491 360 -26.68
2017‑09‑30 13F-HR FEDERATED PREM INTR MUN INC / (31423M105) 13.56 0 12,316 0.00 0 167
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.84 35,528 86,815 144.36 1,610 4,240 163.35
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. Call 48.67 0 3,000 0 146
2017‑09‑30 13F-HR EPR / EPR Properties 69.60 1,523 1,523 0.00 109 106 -2.75
2017‑09‑30 13F-HR FXB / CurrencyShares British Pound Sterling Trust 130.33 56,000 63,000 12.50 7,101 8,211 15.63
2017‑09‑30 13F-HR VANTAGE ENERGY ACQUISITION / UNIT 04/12/2024 (92211L204) 10.17 169,495 169,495 0.00 1,716 1,723 0.41
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 30,865 20,749 -32.77
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Call 52.74 227,600 239,000 5.01 12,258 12,604 2.82
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Put 52.74 534,200 595,500 11.48 28,772 31,406 9.15
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation 4.81 22,944 40,344 75.84 164 194 18.29
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation Put 4.74 5,700 5,700 0.00 40 27 -32.50
2017‑09‑30 13F-HR KODK / Eastman Kodak Co. 0.00 824 312 -62.14 0 0
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.56 3,217 13,431 317.50 237 1,579 566.24
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. Put 117.57 55,500 55,500 0.00 5,729 6,525 13.89
2017‑09‑30 13F-HR PII / Polaris Industries, Inc Call 104.60 30,000 30,000 0.00 2,766 3,138 13.45
2017‑09‑30 13F-HR PII / Polaris Industries, Inc Put 104.62 60,000 60,000 0.00 5,533 6,277 13.45
2017‑09‑30 13F-HR 11133BAD4 / BroadSoft, Inc. 1% Note Due 9/1/2022 37,035 41,521 12.11
2017‑09‑30 13F-HR ADS / Alliance Data Systems Corp. 221.23 1,460 1,460 0.00 374 323 -13.64
2017‑09‑30 13F-HR RYAM / Rayonier Advanced Materials Inc. 105.03 120,047 115,334 -3.93 14,112 12,114 -14.16
2017‑09‑30 13F-HR RYAM / Rayonier Advanced Materials Inc. Put 13.00 152,700 1,000 -99.35 2,400 13 -99.46
2017‑09‑30 13F-HR CVX / Chevron Corp. 115.90 1,054 371 -64.80 113 43 -61.95
2017‑09‑30 13F-HR CVX / Chevron Corp. Put 117.49 5,400 51,000 844.44 563 5,992 964.30
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF Call 71.00 0 150,000 0 10,650
2017‑09‑30 13F-HR W / Wayfair, Inc. 67.38 4,600 44,166 860.13 353 2,976 743.06
2017‑09‑30 13F-HR W / Wayfair, Inc. Put 67.40 1,100 10,000 809.09 84 674 702.38
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 52.96 7,900 5,400 -31.65 410 286 -30.24
2017‑09‑30 13F-HR HWAY / Healthways, Inc. 28,734 29,396 2.30
2017‑09‑30 13F-HR TSLF / THL Credit Senior Loan Fund 17.50 448 13,428 2,897.32 7 235 3,257.14
2017‑09‑30 13F-HR DHR / Danaher Corp. Call 85.74 0 6,100 0 523
2017‑09‑30 13F-HR GPRO / GoPro, Inc. 11.00 572 20,000 3,396.50 4 220 5,400.00
2017‑09‑30 13F-HR GPRO / GoPro, Inc. Call 10.00 100 100 0.00 0 1
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DAILY JR BULL 3X Call (25460E851) 17.90 26,700 26,700 0.00 497 478 -3.82
2017‑09‑30 13F-HR OCN / Ocwen Financial Corp. Put 3.43 0 13,400 0 46
2017‑09‑30 13F-HR CAR / Avis Budget Group, Inc. 38.05 37,475 12,406 -66.90 1,108 472 -57.40
2017‑09‑30 13F-HR CAR / Avis Budget Group, Inc. Call 38.00 2,500 2,500 0.00 68 95 39.71
2017‑09‑30 13F-HR CAR / Avis Budget Group, Inc. Put 38.00 2,500 2,500 0.00 68 95 39.71
2017‑09‑30 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.67 48 2,400 4,900.00 0 28
2017‑09‑30 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares Call 64.90 2,243,800 2,951,700 31.55 125,091 191,565 53.14
2017‑09‑30 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares Put 64.90 3,847,800 4,195,100 9.03 214,514 272,261 26.92
2017‑09‑30 13F-HR ETSY / Etsy, Inc. Call 16.88 135,000 146,000 8.15 2,025 2,464 21.68
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. Call 64.18 50,000 28,700 -42.60 2,993 1,842 -38.46
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. Put 64.20 50,000 50,000 0.00 2,993 3,210 7.25
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DAILY JR BULL 3X Put (25460E851) 17.92 88,500 88,500 0.00 1,647 1,586 -3.70
2017‑09‑30 13F-HR DATA / Tableau Software, Inc. 74.86 21,600 26,838 24.25 1,323 2,009 51.85
2017‑09‑30 13F-HR COH / Coach, Inc. 40.32 0 3,770 0 152
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) Call 46.02 124,000 124,000 0.00 5,296 5,707 7.76
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) Put 46.02 30,400 30,400 0.00 1,298 1,399 7.78
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. 14.89 6,700 6,649 -0.76 91 99 8.79
2017‑09‑30 13F-HR EDR / Education Realty Trust, Inc. 35.92 13,357 14,115 5.67 517 507 -1.93
2017‑09‑30 13F-HR PMT / Penny Mac Mortgage Investment Trust 17.39 438,599 906,457 106.67 8,021 15,763 96.52
2017‑09‑30 13F-HR FB / Facebook, Inc. Call 170.86 63,600 63,600 0.00 9,602 10,867 13.17
2017‑09‑30 13F-HR FB / Facebook, Inc. Put 170.87 12,400 60,000 383.87 1,872 10,252 447.65
2017‑09‑30 13F-HR MSF / Morgan Stanley Emerging Markets Fund, Inc. 17.38 157,208 143,238 -8.89 2,538 2,489 -1.93
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.43 10,000 13,374 33.74 389 514 32.13
2017‑09‑30 13F-HR CMCSA / Comcast Corp. Put 38.48 25,000 25,000 0.00 973 962 -1.13
2017‑09‑30 13F-HR CROX / Crocs, Inc. 9.69 0 5,161 0 50
2017‑09‑30 13F-HR CROX / Crocs, Inc. Put 9.70 0 98,700 0 957
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.83 71,464 78,317 9.59 3,946 4,059 2.86
2017‑09‑30 13F-HR JD / JD.com, Inc. 38.20 67,732 125,817 85.76 2,656 4,806 80.95
2017‑09‑30 13F-HR JD / JD.com, Inc. Call 38.18 0 8,800 0 336
2017‑09‑30 13F-HR JD / JD.com, Inc. Put 38.20 144,000 104,900 -27.15 5,647 4,007 -29.04
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.89 2,142 3,840 79.27 186 349 87.63
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) Put 90.96 0 25,000 0 2,274
2017‑09‑30 13F-HR MNST / Monster Beverage Corporation New 55.09 0 2,160 0 119
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 12.55 99,233 59,704 -39.83 1,249 749 -40.03
2017‑09‑30 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. Put 15.76 28,200 36,100 28.01 532 569 6.95
2017‑09‑30 13F-HR CLX / Clorox Company (The) 126.58 0 79 0 10
2017‑09‑30 13F-HR GTE / Gran Tierra Energy, Inc. 2.26 50,000 50,000 0.00 111 113 1.80
2017‑09‑30 13F-HR GTE / Gran Tierra Energy, Inc. Put 0.00 33,000 100 -99.70 73 0 -100.00
2017‑09‑30 13F-HR EARN / Ellington Residential Mortgage REIT 14.51 0 32,121 0 466
2017‑09‑30 13F-HR INFY / Infosys Limited 14.58 105,900 76,659 -27.61 1,590 1,118 -29.69
2017‑09‑30 13F-HR ELGX / Endologix, Inc. 4.45 12,578 15,133 56 -99.63
2017‑09‑30 13F-HR INFY / Infosys Limited Put 14.59 648,000 400,000 -38.27 9,732 5,836 -40.03
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. Call 96.70 0 10,000 0 967
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. Put 96.72 0 40,000 0 3,869
2017‑09‑30 13F-HR WAB / Wabtec Corp. 75.73 25,000 28,930 15.72 2,287 2,191 -4.20
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. 56.93 20,000 15,000 -25.00 983 854 -13.12
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. Call 56.93 0 30,000 0 1,708
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.48 18,703 33,793 80.68 1,231 2,517 104.47
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Call 74.47 15,000 15,000 0.00 1,033 1,117 8.13
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Put 74.49 57,200 176,100 207.87 3,942 13,117 232.75
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.33 55,500 42,212 -23.94 2,782 2,040 -26.67
2017‑09‑30 13F-HR ORCL / Oracle Corp. Put 48.33 0 7,800 0 377
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 56.08 15,050 90,753 503.01 787 5,089 546.63
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. Call 56.08 65,500 65,500 0.00 3,427 3,673 7.18
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. Put 56.08 131,000 131,000 0.00 6,855 7,346 7.16
2017‑09‑30 13F-HR DB / Deutsche Bank AG Call 17.27 42,900 42,900 0.00 763 741 -2.88
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Call 961.29 14,700 14,700 0.00 14,229 14,131 -0.69
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Put 961.30 18,700 16,200 -13.37 18,101 15,573 -13.97
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.84 58,300 94,667 62.38 3,439 4,908 42.72
2017‑09‑30 13F-HR NKE / Nike, Inc. Call 51.83 7,900 23,500 197.47 466 1,218 161.37
2017‑09‑30 13F-HR NKE / Nike, Inc. Put 51.85 0 130,000 0 6,740
2017‑09‑30 13F-HR RBCN / Rubicon Technology, Inc. 8.24 33,490 33,490 0.00 310 276 -10.97
2017‑09‑30 13F-HR EQR / Equity Residential 65.82 1,656 2,431 46.80 109 160 46.79
2017‑09‑30 13F-HR CZR / Caesars Entertainment Corporation 13.26 9,650 9,650 0.00 115 128 11.30
2017‑09‑30 13F-HR CZR / Caesars Entertainment Corporation Put 13.34 90,000 90,000 0.00 1,080 1,201 11.20
2017‑09‑30 13F-HR AMAG / AMAG Pharmaceuticals, Inc. 23,162 11,854 -48.82
2017‑09‑30 13F-HR AMAG / AMAG Pharmaceuticals, Inc. Put 18.45 10,000 92,900 829.00 184 1,714 831.52
2017‑09‑30 13F-HR BRS / Bristow Group, Inc. 9.33 263,650 9,107 -96.55 2,016 85 -95.78
2017‑09‑30 13F-HR ALJ / Alon USA Energy, Inc. 12,129 20,091 65.64
2017‑09‑30 13F-HR MDPEB / Meredith Corp. 55.33 0 488 0 27
2017‑09‑30 13F-HR INPAP / International Paper Company Put 56.82 223,000 112,500 -49.55 12,624 6,392 -49.37
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.58 83,100 969 -98.83 9,050 112 -98.76
2017‑09‑30 13F-HR UNP / Union Pacific Corp. Call 115.97 294,000 294,000 0.00 32,019 34,095 6.48
2017‑09‑30 13F-HR UNP / Union Pacific Corp. Put 115.96 25,000 25,000 0.00 2,722 2,899 6.50
2017‑09‑30 13F-HR MS / Morgan Stanley 48.03 0 5,621 0 270
2017‑09‑30 13F-HR MS / Morgan Stanley Put 48.16 68,000 67,800 -0.29 3,030 3,265 7.76
2017‑09‑30 13F-HR HK / Halcon Resources Corporation 6.78 38,200 7,963 -79.15 173 54 -68.79
2017‑09‑30 13F-HR HK / Halcon Resources Corporation Put 6.79 50,100 50,100 0.00 227 340 49.78
2017‑09‑30 13F-HR DX / Dynex Capital, Inc. 7.26 522,524 35,699 -93.17 3,709 259 -93.02
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.06 13,550 2,450 -81.92 525 81 -84.57
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 67.83 4,264 200,214 4,595.45 304 13,580 4,367.11
2017‑09‑30 13F-HR HLF / Herbalife Ltd. Call 67.83 1,004,100 229,100 -77.18 71,622 15,539 -78.30
2017‑09‑30 13F-HR HLF / Herbalife Ltd. Put 67.83 239,500 263,300 9.94 17,083 17,859 4.54
2017‑09‑30 13F-HR STLRU / Stellar Acquisition III Inc. 10.00 300 300 0.00 3 3 0.00
2017‑09‑30 13F-HR ALLY / Ally Financial Inc. 22.52 1,500 222 -85.20 31 5 -83.87
2017‑09‑30 13F-HR INFN / Infinera Corp. 8.86 24,938 3,219 221 -93.13
2017‑09‑30 13F-HR ETB / Eaton Vance Tax-Managed Buy-Write Income Fund 16.69 46,431 11,502 -75.23 761 192 -74.77
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 32.46 0 1,263 0 41
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Call 172.71 75,000 175,000 133.33 10,567 30,224 186.02
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Put 172.71 872,700 1,619,600 85.58 122,963 279,721 127.48
2017‑09‑30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.20 179,395 178,049 -0.75 1,741 1,816 4.31
2017‑09‑30 13F-HR GM / General Motors Company 40.37 302 73,192 24,135.76 10 2,955 29,450.00
2017‑09‑30 13F-HR GM / General Motors Company Call 40.36 0 32,900 0 1,328
2017‑09‑30 13F-HR GM / General Motors Company Put 40.37 59,200 89,200 50.68 2,067 3,601 74.21
2017‑09‑30 13F-HR ERX / Direxion Daily Energy Bull 3X Shares Call 29.99 654,900 486,900 -25.65 16,405 14,602 -10.99
2017‑09‑30 13F-HR ERX / Direxion Daily Energy Bull 3X Shares Put 29.99 310,900 373,300 20.07 7,788 11,195 43.75
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 150.96 19,529 66,135 238.65 2,748 9,984 263.32
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 48.89 30,896 900 -97.09 1,449 44 -96.96
2017‑09‑30 13F-HR X / United States Steel Corp. 22.06 300 136 -54.67 6 3 -50.00
2017‑09‑30 13F-HR X / United States Steel Corp. Put 25.66 223,900 223,900 0.00 4,957 5,745 15.90
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.29 59,300 83,674 41.10 2,497 3,371 35.00
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.05 73,663 72,761 -1.22 8,767 9,099 3.79
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64.70 0 175,000 0 11,322
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 108.51 10,000 470 -95.30 1,099 51 -95.36
2017‑09‑30 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 16.17 0 16,512 0 267
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 341.07 0 21,400 0 7,299
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Call 341.09 197,400 150,800 -23.61 71,381 51,437 -27.94
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Put 341.10 685,400 729,900 6.49 247,847 248,968 0.45
2017‑09‑30 13F-HR URI / United Rentals, Inc. 138.67 0 5,214 0 723
2017‑09‑30 13F-HR URI / United Rentals, Inc. Call 138.73 0 75,000 0 10,405
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. 3.72 60,227 9,687 -83.92 370 36 -90.27
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. Call 3.81 140,000 136,000 -2.86 651 518 -20.43
2017‑09‑30 13F-HR M / Macy's, Inc. 21.75 78,500 11,035 -85.94 1,824 240 -86.84
2017‑09‑30 13F-HR M / Macy's, Inc. Put 21.80 160,000 10,000 -93.75 3,718 218 -94.14
2017‑09‑30 13F-HR SCLN / SciClone Pharmaceuticals, Inc. 11.20 229,207 549,765 139.86 2,521 6,157 144.23
2017‑09‑30 13F-HR DELAWARE INV MN MUN INC FD I / (24610V103) 14.22 0 2,040 0.00 0 29
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.22 72,148 131,221 81.88 2,142 3,703 72.88
2017‑09‑30 13F-HR AF / Astoria Financial Corp. 21.49 23,157 26,751 15.52 466 575 23.39
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 82.35 9,600 7,735 -19.43 898 637 -29.06
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. Put 82.38 36,200 23,500 -35.08 3,389 1,936 -42.87
2017‑09‑30 13F-HR HLIT / Harmonic, Inc. Put 3.05 33,000 93,800 184.24 173 286 65.32
2017‑09‑30 13F-HR KO / Coca Cola Co. Put 45.00 46,400 86,400 86.21 2,081 3,888 86.83
2017‑09‑30 13F-HR P / Pandora Media, Inc. Call 7.68 22,000 22,000 0.00 196 169 -13.78
2017‑09‑30 13F-HR MAB / Eaton Vance Massachusetts Municipal Bond Fund 13.64 11 6,818 61,881.82 0 93
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 42.56 20,338 35,481 74.46 1,680 1,510 -10.12
2017‑09‑30 13F-HR COF / Capital One Financial Corp. Put 84.62 10,400 10,400 0.00 859 880 2.44
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.33 206,883 184,611 -10.77 11,407 10,768 -5.60
2017‑09‑30 13F-HR AVP / Avon Products, Inc. 2.33 97,868 155,435 58.82 371 362 -2.43
2017‑09‑30 13F-HR AVP / Avon Products, Inc. Put 2.11 0 3,800 0 8
2017‑09‑30 13F-HR AZN / AstraZeneca Plc Call 33.84 621,600 26,800 -95.69 21,190 907 -95.72
2017‑09‑30 13F-HR LBTYA / Liberty Global plc (Class A) 33.88 0 17,829 0 604
2017‑09‑30 13F-HR SSO / ProShares Ultra S&P500 96.73 29,929 28,873 -3.53 2,677 2,793 4.33
2017‑09‑30 13F-HR SSO / ProShares Ultra S&P500 Call 96.74 242,200 287,800 18.83 21,664 27,841 28.51
2017‑09‑30 13F-HR SSO / ProShares Ultra S&P500 Put 96.74 727,400 1,394,200 91.67 65,065 134,874 107.29
2017‑09‑30 13F-HR FGL / Fidelity & Guaranty Life 30.83 3,990 3,990 0.00 123 123 0.00
2017‑09‑30 13F-HR CRUS / Cirrus Logic, Inc. 52.87 0 1,967 0 104
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.93 41,492 34,992 -15.67 2,279 1,817 -20.27
2017‑09‑30 13F-HR MET / MetLife, Inc. Call 51.93 25,400 25,400 0.00 1,395 1,319 -5.45
2017‑09‑30 13F-HR MET / MetLife, Inc. Put 51.95 80,000 80,000 0.00 4,395 4,156 -5.44
2017‑09‑30 13F-HR JENSYN ACQUISITION CORP / UNIT 99/99/9999 (47632B201) 10.00 900 900 0.00 9 9 0.00
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 8.57 224,223 40,500 -81.94 1,661 347 -79.11
2017‑09‑30 13F-HR GPS / Gap, Inc. (The) 29.50 46,726 1,390 -97.03 1,027 41 -96.01
2017‑09‑30 13F-HR GPS / Gap, Inc. (The) Put 29.53 145,000 165,000 13.79 3,188 4,872 52.82
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.81 7,157 27,393 282.74 280 1,063 279.64
2017‑09‑30 13F-HR EMJ / Eaton Vance New Jersey Municipal Bond Fund 12.99 19,342 14,399 -25.56 250 187 -25.20
2017‑09‑30 13F-HR COBALT INTL ENERGY INC / Put (19075F304) 1.43 29,400 29,400 0.00 72 42 -41.67
2017‑09‑30 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 13.24 355,021 357,504 0.70 4,274 4,733 10.74
2017‑09‑30 13F-HR UIS / Unisys Corp. Put 8.50 0 336,300 0 2,858
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. 2.48 96,930 50,000 -48.42 246 124 -49.59
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. Call 2.25 4,000 4,000 0.00 10 9 -10.00
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. Put 2.48 308,100 103,400 -66.44 782 256 -67.26
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. Put 7.62 24,700 14,700 -40.49 246 112 -54.47
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 63.82 0 4,419 0 282
2017‑09‑30 13F-HR ASH / Ashland Global Holdings, Inc. 65.22 0 782 0 51
2017‑09‑30 13F-HR ASH / Ashland Global Holdings, Inc. Call 65.37 0 43,000 0 2,811
2017‑09‑30 13F-HR ASH / Ashland Global Holdings, Inc. Put 65.38 0 50,000 0 3,269
2017‑09‑30 13F-HR V / Visa, Inc. 105.23 5,500 18,132 229.67 515 1,908 270.49
2017‑09‑30 13F-HR V / Visa, Inc. Call 105.23 0 36,900 0 3,883
2017‑09‑30 13F-HR V / Visa, Inc. Put 105.23 40,600 73,200 80.30 3,807 7,703 102.34
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DAILY SM CAP BEA (25490K521) 13.64 187,433 60,911 -67.50 3,066 831 -72.90
2017‑09‑30 13F-HR EFF / Eaton Vance Floating-Rate Income Plus Fund 16.60 1,786 57,773 3,134.77 29 959 3,206.90
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 22.40 0 9,600 0 215
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.57 49,853 41,539 -16.68 5,883 5,050 -14.16
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Call 121.58 0 50,000 0 6,079
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Put 121.57 99,100 72,700 -26.64 11,695 8,838 -24.43
2017‑09‑30 13F-HR HTZ / Hertz Global Holdings, Inc. 22.36 78,589 64,275 -18.21 903 1,437 59.14
2017‑09‑30 13F-HR HTZ / Hertz Global Holdings, Inc. Put 22.35 100,000 48,600 -51.40 1,150 1,086 -5.57
2017‑09‑30 13F-HR CATYW / Cathay General Bancorp 19.63 320,604 321,106 0.16 5,594 6,303 12.67
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.41 0 24,114 0 1,529
2017‑09‑30 13F-HR WFT / Weatherford International plc Call 4.57 77,200 85,800 11.14 298 392 31.54
2017‑09‑30 13F-HR WFT / Weatherford International plc Put 4.58 1,496,400 1,438,100 -3.90 5,791 6,586 13.73
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.18 191,693 191,693 0.00 27,013 28,405 5.15
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF Call 148.18 3,145,900 1,510,800 -51.98 443,320 223,870 -49.50
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF Put 148.18 21,000 510,100 2,329.05 2,959 75,586 2,454.44
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / OIL SVCS ETF Put (92189F718) 26.07 600,000 575,000 -4.17 14,874 14,990 0.78
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. Call 63.74 113,100 137,300 21.40 6,301 8,751 38.88
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. Put 63.73 158,000 158,000 0.00 8,803 10,070 14.39
2017‑09‑30 13F-HR BLACKROCK MD MUNICIPAL BOND / (09249L105) 14.10 1,350 10,849 703.63 19 153 705.26
2017‑09‑30 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 4.93 65,285 67,573 3.50 385 333 -13.51
2017‑09‑30 13F-HR NATIONAL ENERGY SERVICES REU / SHS (G6375R107) 9.55 11,000 11,000 0.00 105 105 0.00
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.76 154,853 106,453 -31.26 1,274 1,145 -10.13
2017‑09‑30 13F-HR RIG / Transocean, Inc. Call 10.74 2,000 53,700 2,585.00 16 577 3,506.25
2017‑09‑30 13F-HR RIG / Transocean, Inc. Put 10.76 1,670,400 1,203,800 -27.93 13,747 12,952 -5.78
2017‑09‑30 13F-HR NUS / Nu Skin Enterprises, Inc. 61.39 7,700 5,636 -26.81 483 346 -28.36
2017‑09‑30 13F-HR NUS / Nu Skin Enterprises, Inc. Put 61.45 27,500 27,500 0.00 1,728 1,690 -2.20
2017‑09‑30 13F-HR NPV / Nuveen Virginia Premium Income Municipal Fund, Inc. 13.14 19,714 45,895 132.80 260 603 131.92
2017‑09‑30 13F-HR NVAX / Novavax, Inc. Put 1.14 9,700 71,100 632.99 11 81 636.36
2017‑09‑30 13F-HR ADX / Adams Diversified Equity Fund, Inc. 15.21 281,654 190,542 -32.35 4,024 2,898 -27.98
2017‑09‑30 13F-HR DGX / Quest Diagnostics, Inc. 93.55 9,920 9,920 0.00 1,102 928 -15.79
2017‑09‑30 13F-HR SRCL / Stericycle, Inc. Put 71.55 34,700 9,700 -72.05 2,648 694 -73.79
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19.22 0 32,617 0 627
2017‑09‑30 13F-HR BZH / Beazer Homes USA, Inc. 16.74 3,049 239 -92.16 41 4 -90.24
2017‑09‑30 13F-HR BZH / Beazer Homes USA, Inc. Put 18.70 20,000 20,000 0.00 274 374 36.50
2017‑09‑30 13F-HR WSO / Watsco, Inc. 161.00 7,000 5,000 -28.57 1,002 805 -19.66
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.03 173,678 104,157 -40.03 11,131 6,669 -40.09
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. Call 64.03 192,500 74,000 -61.56 12,337 4,738 -61.60
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. Put 64.03 197,200 127,300 -35.45 12,638 8,151 -35.50
2017‑09‑30 13F-HR CBF / Capital Bank Financial Corp. 41.04 15,467 73,325 374.07 589 3,009 410.87
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.07 36,400 21,469 -41.02 579 345 -40.41
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Call 16.04 14,400 14,400 0.00 229 231 0.87
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Put 16.09 100,000 100,000 0.00 1,591 1,609 1.13
2017‑09‑30 13F-HR 413160AB8 / Harmonic, Inc. Bond 4% 10,951 12,368 12.94
2017‑09‑30 13F-HR NE / Noble Corporation plc 4.23 22,100 1,418 -93.58 80 6 -92.50
2017‑09‑30 13F-HR SFL / Ship Finance International Limited Call 14.48 25,000 25,000 0.00 340 362 6.47
2017‑09‑30 13F-HR NRG / NRG Energy, Inc. 25.58 1,700 46,982 2,663.65 29 1,202 4,044.83
2017‑09‑30 13F-HR BGT / BlackRock Floating Rate Income Trust 14.11 7,935 34,026 328.81 110 480 336.36
2017‑09‑30 13F-HR AABA / Altaba Inc 66.24 2,370,000 2,729,703 15.18 129,117 180,815 40.04
2017‑09‑30 13F-HR AABA / Altaba Inc Call 66.24 1,295,900 2,218,800 71.22 70,600 146,973 108.18
2017‑09‑30 13F-HR AABA / Altaba Inc Put 66.24 2,593,500 6,287,900 142.45 141,293 416,510 194.78
2017‑09‑30 13F-HR ENERGY XXI GULF COAST INC / (29276K101) 10.34 315,360 315,360 0.00 5,856 3,260 -44.33
2017‑09‑30 13F-HR S / Sprint Corporation 7.78 22,150 29,055 31.17 181 226 24.86
2017‑09‑30 13F-HR S / Sprint Corporation Put 7.78 107,500 107,500 0.00 882 836 -5.22
2017‑09‑30 13F-HR FLDM / Fluidigm Corp. 0.00 129 6,625 0 -100.00
2017‑09‑30 13F-HR FLDM / Fluidigm Corp. Put 3.33 15,000 300 -98.00 60 1 -98.33
2017‑09‑30 13F-HR HCP / HCP, Inc. 27.82 31,680 62,337 96.77 1,012 1,734 71.34
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. Put 50.69 78,600 68,200 -13.23 3,998 3,457 -13.53
2017‑09‑30 13F-HR RPM / RPM International, Inc. 51.20 10,750 6,270 -41.67 586 321 -45.22
2017‑09‑30 13F-HR RH / Restoration Hardware Holdings, Inc. Put 70.31 25,600 35,000 36.72 1,651 2,461 49.06
2017‑09‑30 13F-HR BISON CAP ACQUISITION CORP / UNIT 99/99/9999T (G1142P120) 10.26 150,613 150,613 0.00 1,536 1,546 0.65
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 34.46 0 79,162 0 2,728
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. Put 34.47 0 100,000 0 3,447
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. Put 81.98 8,900 61,200 587.64 718 5,017 598.75
2017‑09‑30 13F-HR WIW / Western Asset/ Claymore Inflation Linked Opportunities & Income Fund 11.53 51,590 37,639 -27.04 582 434 -25.43
2017‑09‑30 13F-HR COP / ConocoPhillips 50.01 7,060 23,095 227.12 310 1,155 272.58
2017‑09‑30 13F-HR COP / ConocoPhillips Put 50.03 30,000 30,000 0.00 1,318 1,501 13.88
2017‑09‑30 13F-HR 461203AF8 / Invacare Corp. Bond 5% Due 2/15/2021 9,912 11,028 11.26
2017‑09‑30 13F-HR EIO / Eaton Vance Ohio Municipal Bond Fund 12.84 17,209 4,439 -74.21 225 57 -74.67
2017‑09‑30 13F-HR 493723AA8 / KEYW Holdings Corp 2.5% Note due 2019-07-15 15,350 14,832 -3.37
2017‑09‑30 13F-HR CKH / SEACOR Holdings, Inc. 13,249 15,042 13.53
2017‑09‑30 13F-HR CKH / SEACOR Holdings, Inc. Put 45.00 15,000 200 -98.67 1,037 9 -99.13
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. 16.39 124,194 15,928 -87.17 2,401 261 -89.13
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. Put 16.43 135,400 135,400 0.00 2,618 2,224 -15.05
2017‑09‑30 13F-HR SGF / Aberdeen Singapore Fund, Inc. 11.64 6,668 85,998 1,189.71 73 1,001 1,271.23
2017‑09‑30 13F-HR KORS / Michael Kors Holdings Ltd. 47.85 0 3,323 0 159
2017‑09‑30 13F-HR GGP / GGP, Inc. 20.77 26,022 83,789 221.99 603 1,740 188.56
2017‑09‑30 13F-HR GGP / GGP, Inc. Call 20.77 3,900 3,900 0.00 91 81 -10.99
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.17 0 30,000 0 2,585
2017‑09‑30 13F-HR OAS / Oasis Petroleum Inc. 9.05 14,912 17,981 135 -99.25
2017‑09‑30 13F-HR OAS / Oasis Petroleum Inc. Put 9.08 25,000 25,000 0.00 201 227 12.94
2017‑09‑30 13F-HR PGRE / Paramount Group, Inc. 16.00 28,923 26,816 -7.28 462 429 -7.14
2017‑09‑30 13F-HR 584688AE5 / Medicines Company 2.500% Note 61,720 13,467 -78.18
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DAILY FINL BEAR (25490K539) 14.58 739 4,939 568.34 12 72 500.00
2017‑09‑30 13F-HR XEVFX / Eaton Vance Senior Income Trust 6.62 32,775 127,214 288.14 217 842 288.02
2017‑09‑30 13F-HR DDS / Dillard's, Inc. 56.04 25,000 22,218 -11.13 1,442 1,245 -13.66
2017‑09‑30 13F-HR DDS / Dillard's, Inc. Put 56.07 0 102,500 0 5,747
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.70 42,000 19,703 -53.09 5,244 2,792 -46.76
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.48 0 39,300 0 1,866
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. Call 47.45 2,000 18,800 840.00 100 892 792.00
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. Put 47.49 11,600 134,200 1,056.90 583 6,373 993.14
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DLY GOLD INDX 3X Put (25460E844) 31.82 29,200 29,200 0.00 883 929 5.21
2017‑09‑30 13F-HR WBC / Wabco Holdings, Inc. 148.00 0 18,000 0 2,664
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 103.35 0 358 0 37
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 0.00 8,375 4 -99.95 1,210 0 -100.00
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. Put 178.72 40,100 17,900 -55.36 5,796 3,199 -44.81
2017‑09‑30 13F-HR IGI LABORATORIES INC / NOTE 3.750%12/1 (449575AB5) 0.00 16,414 14,799 -9.84
2017‑09‑30 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.12 55,389 74,063 33.71 280 379 35.36
2017‑09‑30 13F-HR OREX / Orexigen Therapeutics, Inc. 2.06 2,800 10,674 281.21 8 22 175.00
2017‑09‑30 13F-HR QHC / Quorum Health Corporation 5.17 83,531 69,301 -17.04 346 358 3.47
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.49 28,241 90,949 222.05 243 772 217.70
2017‑09‑30 13F-HR CPN / Calpine Corp. 14.74 0 70,275 0 1,036
2017‑09‑30 13F-HR CPN / Calpine Corp. Call 14.75 80,000 80,000 0.00 1,082 1,180 9.06
2017‑09‑30 13F-HR CISN / Cision Ltd. 2.94 5,500 206,504 3,654.62 12 608 4,966.67
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.77 18,596 9,482 -49.01 1,795 946 -47.30
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.31 7,123 31,760 345.88 172 804 367.44
2017‑09‑30 13F-HR BAC / Bank of America Corp. Call 25.33 109,900 116,100 5.64 2,666 2,941 10.32
2017‑09‑30 13F-HR BAC / Bank of America Corp. Put 25.34 331,500 431,800 30.26 8,042 10,941 36.05
2017‑09‑30 13F-HR FDX / FedEx Corp. Call 225.58 5,200 5,200 0.00 1,130 1,173 3.81
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 100.97 0 1,030 0 104
2017‑09‑30 13F-HR HRS / Harris Corp. 131.62 0 10,918 0 1,437
2017‑09‑30 13F-HR DE / Deere & Co. 125.59 7,000 26,141 273.44 865 3,283 279.54
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.26 67,202 36,507 -45.68 740 411 -44.46
2017‑09‑30 13F-HR M & T BK CORP / *W EXP 12/23/201 (55261F112) 85.52 8,663 14,394 66.15 762 1,231 61.55
2017‑09‑30 13F-HR NUVEEN NEW JERSEY MUN VALUE / (670702109) 14.88 10,615 14,377 35.44 156 214 37.18
2017‑09‑30 13F-HR HST / Host Hotels & Resorts, Inc. 18.49 57,178 120,459 110.67 1,044 2,227 113.31
2017‑09‑30 13F-HR NMY / Nuveen Maryland Premium Income Municipal Fund, Inc. 12.82 0 34,232 0 439
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 37.74 16,274 53 -99.67 792 2 -99.75
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. Put 44.81 22,700 2,700 -88.11 1,105 121 -89.05
2017‑09‑30 13F-HR ARCELORMITTAL SA LUXEMBOURG / NY REGISTRY SH Put (03938L203) 25.76 150,000 150,000 0.00 3,409 3,864 13.35
2017‑09‑30 13F-HR EVP / Eaton Vance Pennsylvania Municipal Income Trust 12.20 320 5,739 1,693.44 3 70 2,233.33
2017‑09‑30 13F-HR ESV / Ensco plc Call 5.95 30,100 30,100 0.00 155 179 15.48
2017‑09‑30 13F-HR ESV / Ensco plc Put 5.97 462,900 469,700 1.47 2,388 2,804 17.42
2017‑09‑30 13F-HR XWEAX / Western Asset Premier Bond Fund 10.00 13,430 200 -98.51 179 2 -98.88
2017‑09‑30 13F-HR SPWR / SunPower Corp. 7.15 4,807 6,290 30.85 44 45 2.27
2017‑09‑30 13F-HR SPWR / SunPower Corp. Put 7.23 6,500 6,500 0.00 60 47 -21.67
2017‑09‑30 13F-HR NFLX / Netflix, Inc. Put 181.32 11,400 11,400 0.00 1,703 2,067 21.37
2017‑09‑30 13F-HR CMA / Comerica, Inc. Put 76.25 140,700 140,700 0.00 10,304 10,729 4.12
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 99.05 1,438 15,871 1,003.69 121 1,572 1,199.17
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV Call 99.05 100,000 100,000 0.00 8,439 9,905 17.37
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. Put 6.11 463,700 463,700 0.00 2,819 2,833 0.50
2017‑09‑30 13F-HR KRC / Kilroy Realty Corp. 71.08 7,893 13,351 69.15 568 949 67.08
2017‑09‑30 13F-HR EXEL / Exelixis, Inc. 24.21 11,320 15,528 37.17 278 376 35.25
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) Call 163.48 2,300 2,300 0.00 352 376 6.82
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) Put 163.54 32,500 32,500 0.00 4,985 5,315 6.62
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation Call 47.15 17,200 17,200 0.00 755 811 7.42
2017‑09‑30 13F-HR FANG / Diamondback Energy, Inc. 97.95 0 20,000 0 1,959
2017‑09‑30 13F-HR XYL / Xylem, Inc. 62.60 65,000 25,000 -61.54 3,602 1,565 -56.55
2017‑09‑30 13F-HR DIREXION SHS ETF TR / BRZ BL 3X SH NEW Put (25490K315) 46.00 7,100 30,000 322.54 184 1,380 650.00
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DRX S&P500BULL Call (25459W862) 38.23 139,400 139,400 0.00 4,757 5,329 12.02
2017‑09‑30 13F-HR QEP / QEP Resources, Inc. 8.57 3,500 93,500 2,571.43 35 801 2,188.57
2017‑09‑30 13F-HR SUI / Sun Communities, Inc. 85.30 1,884 2,591 37.53 165 221 33.94
2017‑09‑30 13F-HR NYH / Eaton Vance New York Municipal Bond Fund II 11.90 30,327 21,007 -30.73 359 250 -30.36
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. Call 77.19 12,800 12,800 0.00 1,002 988 -1.40
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. Put 77.21 49,800 49,800 0.00 3,899 3,845 -1.38
2017‑09‑30 13F-HR NUVEEN MINESOTA QLT MUN INC / SHS (670734102) 15.22 0 14,785 0.00 0 225
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.73 104,812 145,501 38.82 7,009 10,583 50.99
2017‑09‑30 13F-HR C / Citigroup, Inc. Call 72.74 112,900 262,900 132.86 7,550 19,123 153.28
2017‑09‑30 13F-HR C / Citigroup, Inc. Put 72.72 60,200 60,200 0.00 4,026 4,378 8.74