InvestorWinfield Associates, Inc.
Portfolio Value $ 186,649,000
Current Positions122
Opened Positions3
Closed Positions8


Latest Holdings, Performance, AUM (from 13F, 13D)

Winfield Associates, Inc. has disclosed 122 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 186,649,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Winfield Associates, Inc.'s top holdings are Amazon.com, Inc. (NASDAQ:AMZN) , SPDR S&P 500 ETF Trust (NYSE:SPY) , Apple, Inc. (NASDAQ:AAPL) , Microsoft Corp. (NASDAQ:MSFT) , and Alphabet Inc. Class C (NASDAQ:GOOG) . Winfield Associates, Inc.'s new positions include JPMorgan Ultra-Short Income ETF (BATS:JPST) , MongoDB Inc (NASDAQ:MDB) , First Trust SSI Strategic Convertible Securities ETF (NASDAQ:FCVT) , .

All Winfield Associates, Inc. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on July 10, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR AVAGO TECHNOLOGIES LTD / Stock (11135F101) 242.77 2,558 621
2018-06-30 13F-HR FCVT / First Trust SSI Strategic Convertible Securities ETF 29.76 8,400 250
2018-06-30 13F-HR INVESCO VARIABLE RATE PREFERRED ETF / ETF (46138G870) 24.84 22,990 571
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,129.33 2,386 2,366 -0.84 2,475 2,672 7.96
2018-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF 83.45 25,788 25,010 -3.02 2,099 2,087 -0.57
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,115.65 5,452 5,335 -2.15 5,625 5,952 5.81
2018-06-30 13F-HR INTC / Intel Corp. 49.72 3,218 3,218 0.00 168 160 -4.76
2018-06-30 13F-HR AMT / American Tower Corp. (REIT) 144.17 8,225 8,025 -2.43 1,195 1,157 -3.18
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 75.95 16,202 25,820 59.36 1,092 1,961 79.58
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 51.53 46,320 35,320 -23.75 2,438 1,820 -25.35
2018-06-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 109.29 51,551 50,351 -2.33 5,222 5,503 5.38
2018-06-30 13F-HR CNXC / CNX Coal Resources LP 63.01 22,290 21,490 -3.59 1,424 1,354 -4.92
2018-06-30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.61 23,030 22,930 -0.43 1,711 1,642 -4.03
2018-06-30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 65.18 3,851 3,851 0.00 265 251 -5.28
2018-06-30 13F-HR FB / Facebook, Inc. 194.32 14,910 14,610 -2.01 2,382 2,839 19.19
2018-06-30 13F-HR ATHX / Athersys, Inc. 1.96 46,350 46,350 0.00 85 91 7.06
2018-06-30 13F-HR LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc 25.57 31,750 31,750 0.00 810 812 0.25
2018-06-30 13F-HR GLW / Corning, Inc. 27.50 18,125 19,125 5.52 505 526 4.16
2018-06-30 13F-HR BAC / Bank of America Corp. 28.14 7,000 7,000 0.00 210 197 -6.19
2018-06-30 13F-HR COP / ConocoPhillips 69.65 0 3,575 0 249
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 220.53 3,700 3,800 2.70 932 838 -10.09
2018-06-30 13F-HR EPD / Enterprise Products Partners L.P. 27.66 18,200 18,150 -0.27 446 502 12.56
2018-06-30 13F-HR AAPL / Apple, Inc. 185.10 44,886 43,474 -3.15 7,531 8,047 6.85
2018-06-30 13F-HR CONE / CyrusOne Inc. 58.37 21,470 23,470 9.32 1,099 1,370 24.66
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 195.15 9,529 9,439 -0.94 1,698 1,842 8.48
2018-06-30 13F-HR EKSO / Ekso Bionics Holdings, Inc. 1.76 10,804 10,804 0.00 17 19 11.76
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,699.83 7,892 7,709 -2.32 11,422 13,104 14.73
2018-06-30 13F-HR APTV / Aptiv PLC 91.66 9,975 10,975 10.03 848 1,006 18.63
2018-06-30 13F-HR BA / Boeing Company (The) 335.42 2,655 2,880 8.47 871 966 10.91
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 186.62 6,976 6,891 -1.22 1,392 1,286 -7.61
2018-06-30 13F-HR FSLR / First Solar, Inc. 52.62 12,000 6,100 -49.17 852 321 -62.32
2018-06-30 13F-HR EUFN / iShares MSCI Europe Financials ETF 21,375 0 -100.00 494 0 -100.00
2018-06-30 13F-HR AMAT / Applied Materials, Inc. 17,450 0 -100.00 970 0 -100.00
2018-06-30 13F-HR IVZ / Invesco Ltd. 18,175 0 -100.00 582 0 -100.00
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 43.04 4,671 3,671 -21.41 200 158 -21.00
2018-06-30 13F-HR MDB / MongoDB Inc 49.66 9,665 480
2018-06-30 13F-HR NUVEEN CA SELECT TAX FREE PRTF SH BEN INT / CEF (67063R103) 14.00 16,000 224
2018-06-30 13F-HR NUVEEN CALIF MUN VALUE FD COM / CEF (67062C107) 9.50 20,000 190
2018-06-30 13F-HR KEY / KeyCorp 19.56 17,432 17,432 0.00 341 341 0.00
2018-06-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 114.46 2,700 2,621 -2.93 317 300 -5.36
2018-06-30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 9.57 0 15,250 0 146
2018-06-30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 102.44 5,495 5,418 -1.40 567 555 -2.12
2018-06-30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 26.55 13,750 13,750 0.00 330 365 10.61
2018-06-30 13F-HR PEP / PepsiCo, Inc. 108.90 5,550 5,225 -5.86 606 569 -6.11
2018-06-30 13F-HR SJM / Smucker (J.M.) Co. 107.48 5,415 5,415 0.00 672 582 -13.39
2018-06-30 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 99.48 7,200 7,760 7.78 718 772 7.52
2018-06-30 13F-HR IVV / iShares Core S&P 500 ETF 272.65 1,045 1,115 6.70 277 304 9.75
2018-06-30 13F-HR IWM / iShares Russell 2000 ETF 163.59 2,060 2,060 0.00 313 337 7.67
2018-06-30 13F-HR PXD / Pioneer Natural Resources Co. 189.59 1,404 1,229 -12.46 241 233 -3.32
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.12 14,075 14,075 0.00 1,205 1,198 -0.58
2018-06-30 13F-HR HDV / iShares Core High Dividend ETF 84.99 33,775 30,075 -10.95 2,853 2,556 -10.41
2018-06-30 13F-HR MUB / iShares National Muni Bond ETF 108.98 3,275 3,175 -3.05 357 346 -3.08
2018-06-30 13F-HR AGGP / IQ Enhanced Core Plus Bond U.S. ETF 19.05 12,050 11,550 -4.15 232 220 -5.17
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.28 15,172 15,572 2.64 538 565 5.02
2018-06-30 13F-HR PANW / Palo Alto Networks, Inc. 205.66 2,195 2,295 4.56 398 472 18.59
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 104.39 2,050 2,280 11.22 225 238 5.78
2018-06-30 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.55 42,510 43,210 1.65 4,317 4,388 1.64
2018-06-30 13F-HR PM / Philip Morris International, Inc. 80.70 11,693 10,198 -12.79 1,162 823 -29.17
2018-06-30 13F-HR JNJ / Johnson & Johnson 121.42 4,485 4,085 -8.92 575 496 -13.74
2018-06-30 13F-HR NOC / Northrop Grumman Corp. 307.64 1,200 1,375 14.58 419 423 0.95
2018-06-30 13F-HR NRZ / New Residential Investment Corp. 17.49 157,267 158,267 0.64 2,587 2,768 7.00
2018-06-30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 103.05 21,584 18,884 -12.51 2,250 1,946 -13.51
2018-06-30 13F-HR LMT / Lockheed Martin Corp. 295.47 6,812 6,312 -7.34 2,302 1,865 -18.98
2018-06-30 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 120.00 3,475 3,375 -2.88 419 405 -3.34
2018-06-30 13F-HR SHV / iShares Short Treasury Bond ETF 110.65 2,395 2,395 0.00 264 265 0.38
2018-06-30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 224.78 21,394 21,394 0.00 4,671 4,809 2.95
2018-06-30 13F-HR IJR / iShares Core S&P Small-Cap ETF 83.44 5,600 7,526 34.39 431 628 45.71
2018-06-30 13F-HR TRV / Travelers Companies, Inc. (The) 122.31 5,040 4,840 -3.97 700 592 -15.43
2018-06-30 13F-HR KBE / SPDR S&P Bank ETF 47.17 52,605 51,030 -2.99 2,519 2,407 -4.45
2018-06-30 13F-HR MMM / 3M Co. 196.75 7,702 7,502 -2.60 1,691 1,476 -12.71
2018-06-30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 35.48 11,725 11,725 0.00 420 416 -0.95
2018-06-30 13F-HR SYY / SYSCO Corp. 68.24 7,700 7,400 -3.90 462 505 9.31
2018-06-30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 103.68 24,185 24,710 2.17 2,510 2,562 2.07
2018-06-30 13F-HR HII / Huntington Ingalls Industries, Inc. 216.89 2,275 2,250 -1.10 586 488 -16.72
2018-06-30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 42.90 131,479 127,594 -2.95 5,818 5,474 -5.91
2018-06-30 13F-HR XLK / SPDR Technology Select Sector ETF 69.47 42,582 41,992 -1.39 2,786 2,917 4.70
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.29 6,364 7,139 12.18 304 359 18.09
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.59 161,710 165,685 2.46 4,458 4,406 -1.17
2018-06-30 13F-HR TIP / iShares TIPS Bond ETF 112.87 6,335 6,335 0.00 716 715 -0.14
2018-06-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.73 968 983 1.55 98 100 2.04
2018-06-30 13F-HR BKNG / Booking Holdings Inc. 2,026.83 1,215 1,230 1.23 2,528 2,493 -1.38
2018-06-30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 53.02 91,615 93,615 2.18 4,733 4,963 4.86
2018-06-30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 47.55 63,375 63,475 0.16 3,040 3,018 -0.72
2018-06-30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 64.91 3,266 3,266 0.00 206 212 2.91
2018-06-30 13F-HR RPM / RPM International, Inc. 58.29 0 3,500 0 204
2018-06-30 13F-HR VTV / Vanguard Value ETF 103.69 3,800 3,250 -14.47 392 337 -14.03
2018-06-30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 115.20 1,875 1,875 0.00 224 216 -3.57
2018-06-30 13F-HR XTN / SPDR S&P Transportation ETF 63.13 6,700 6,700 0.00 421 423 0.48
2018-06-30 13F-HR SPLK / Splunk Inc. 99.10 13,365 13,815 3.37 1,315 1,369 4.11
2018-06-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 42.20 76,925 79,960 3.95 3,614 3,374 -6.64
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF 95.20 24,065 29,400 22.17 2,111 2,799 32.59
2018-06-30 13F-HR SBUX / Starbucks Corp. 48.91 6,490 5,990 -7.70 376 293 -22.07
2018-06-30 13F-HR PGR / Progressive Corp. (The) 59.10 5,685 5,685 0.00 346 336 -2.89
2018-06-30 13F-HR VTI / Vanguard Total Stock Market Index Fund 140.42 23,285 23,771 2.09 3,160 3,338 5.63
2018-06-30 13F-HR WFC / Wells Fargo & Co. 55.57 3,218 3,383 5.13 169 188 11.24
2018-06-30 13F-HR VNQ / Vanguard REIT ETF 81.44 9,280 7,760 -16.38 700 632 -9.71
2018-06-30 13F-HR MLPA / Global X MLP ETF 9.18 16,800 20,800 23.81 143 191 33.57
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.61 63,554 63,079 -0.75 5,801 6,220 7.22
2018-06-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.72 30,500 30,200 -0.98 1,146 1,139 -0.61
2018-06-30 13F-HR MO / Altria Group, Inc. 56.77 12,083 6,465 -46.50 753 367 -51.26
2018-06-30 13F-HR NEWM / New Media Investment Group Inc. 18.48 51,150 51,150 0.00 877 945 7.75
2018-06-30 13F-HR ANET / Arista Networks, Inc. 257.54 6,600 6,465 -2.05 1,685 1,665 -1.19
2018-06-30 13F-HR IWD / iShares Russell 1000 Value ETF 121.36 11,000 10,885 -1.05 1,320 1,321 0.08
2018-06-30 13F-HR DIS / The Walt Disney Co. 104.82 5,850 4,980 -14.87 588 522 -11.22
2018-06-30 13F-HR XLB / SPDR Materials Select Sector ETF 58.03 5,607 5,842 4.19 319 339 6.27
2018-06-30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 83.51 29,142 24,787 -14.94 2,472 2,070 -16.26
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.60 0 1,937 0 160
2018-06-30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 109.81 34,607 29,842 -13.77 3,694 3,277 -11.29
2018-06-30 13F-HR CCI / Crown Castle International Corp. 107.82 19,202 19,152 -0.26 2,105 2,065 -1.90
2018-06-30 13F-HR CAVM / Cavium, Inc. 86.53 9,800 9,800 0.00 778 848 9.00
2018-06-30 13F-HR BLUE / bluebird bio, Inc. 157.02 3,620 3,420 -5.52 618 537 -13.11
2018-06-30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.31 4,225 4,225 0.00 353 352 -0.28
2018-06-30 13F-HR V / Visa, Inc. 132.46 34,579 33,979 -1.74 4,136 4,501 8.82
2018-06-30 13F-HR VO / Vanguard Mid-Cap ETF 157.64 1,421 1,421 0.00 219 224 2.28
2018-06-30 13F-HR GEM / Goldman Sachs ActiveBeta Emerging Markets Equity ETF 33.16 22,325 21,200 -5.04 817 703 -13.95
2018-06-30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 106.32 50,100 47,140 -5.91 5,373 5,012 -6.72
2018-06-30 13F-HR APD / Air Products & Chemicals, Inc. 155.75 3,635 3,435 -5.50 578 535 -7.44
2018-06-30 13F-HR ACIA / Acacia Communications, Inc. 34.77 7,155 5,925 -17.19 275 206 -25.09
2018-06-30 13F-HR CMF / iShares S&P California AMT-Free Municipal Bond Fund 58.57 10,875 10,875 0.00 635 637 0.31
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.29 31,719 30,908 -2.56 8,347 8,385 0.46
2018-06-30 13F-HR RTN / Raytheon Co. 193.18 17,300 16,575 -4.19 3,734 3,202 -14.25
2018-06-30 13F-HR DVY / iShares Select Dividend ETF 97.80 7,552 7,352 -2.65 718 719 0.14
2018-06-30 13F-HR IWN / iShares Russell 2000 Value ETF 131.89 16,505 16,870 2.21 2,012 2,225 10.59
2018-06-30 13F-HR IJH / iShares Core S&P MidCap ETF 194.70 1,535 2,188 42.54 288 426 47.92
2018-06-30 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 23,290 0 -100.00 586 0 -100.00
2018-06-30 13F-HR MDLZ / Mondelez International, Inc. 4,412 0 -100.00 184 0 -100.00
2018-06-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 3,760 0 -100.00 908 0 -100.00
2018-06-30 13F-HR ABB / ABB Ltd. 16,550 0 -100.00 393 0 -100.00
2018-06-30 13F-HR MPEL / Melco Crown Entertainment Ltd. 7,000 0 -100.00 203 0 -100.00
2018-06-30 13F-HR JPST / JPMorgan Ultra-Short Income ETF 50.12 25,160 1,261