InvestorWinfield Associates, Inc.
Portfolio Value $ 202,022,000
Current Positions829
Opened Positions5
Closed Positions54


Latest Holdings, Performance, AUM (from 13F, 13D)

Winfield Associates, Inc. has disclosed 829 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 202,022,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Winfield Associates, Inc.'s top holdings are Amazon.com, Inc. (NASDAQ:AMZN) , SPDR S&P 500 ETF Trust (NYSE:SPY) , Apple, Inc. (NASDAQ:AAPL) , Alphabet Inc. Class C (NASDAQ:GOOG) , and iShares Core U.S. Aggregate Bond ETF (NYSE:AGG) . Winfield Associates, Inc.'s new positions include Aptiv PLC (NYSE:APTV) , iShares Core S&P Small-Cap ETF (NYSE:IJR) , Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF (NYSE:GSLC) , Mohawk Industries, Inc. (NYSE:MHK) , and Andeavor Corp. (NYSE:ANDV) .

All Winfield Associates, Inc. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 12, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR KBR / KBR, Inc. 21.43 140 140 0.00 3 3 0.00
2017-12-31 13F-HR ABMD / ABIOMED, Inc. 200.00 0 5 0 1
2017-12-31 13F-HR OI / Owens-Illinois, Inc. 40.00 25 25 0.00 1 1 0.00
2017-12-31 13F-HR GOLD / Randgold Resources Ltd. 100.00 30 30 0.00 3 3 0.00
2017-12-31 13F-HR SBAC / SBA Communications Corp. 167.54 204 191 -6.37 29 32 10.34
2017-12-31 13F-HR DVN / Devon Energy Corp. 42.92 0 466 0 20
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.82 1,421 1,421 0.00 209 220 5.26
2017-12-31 13F-HR EXEL / Exelixis, Inc. 33.33 300 300 0.00 7 10 42.86
2017-12-31 13F-HR DLB / Dolby Laboratories, Inc. 80.00 50 50 0.00 3 4 33.33
2017-12-31 13F-HR BRFS / BRF S.A. 16.22 185 185 0.00 3 3 0.00
2017-12-31 13F-HR MUSA / Murphy USA Inc. 100.00 20 20 0.00 1 2 100.00
2017-12-31 13F-HR CASY / Casey's General Stores, Inc. 200.00 5 5 0.00 1 1 0.00
2017-12-31 13F-HR EKSO / Ekso Bionics Holdings, Inc. 2.22 10,804 10,804 0.00 13 24 84.62
2017-12-31 13F-HR FCE.A / Forest City Realty Trust, Inc. 40.00 50 50 0.00 1 2 100.00
2017-12-31 13F-HR TYL / Tyler Technologies, Inc. 200.00 5 5 0.00 1 1 0.00
2017-12-31 13F-HR AGCO / AGCO Corp. 100.00 10 10 0.00 1 1 0.00
2017-12-31 13F-HR COST / Costco Wholesale Corp. 192.00 0 125 0 24
2017-12-31 13F-HR VDE / Vanguard Energy ETF 99.44 100 1,800 1,700.00 9 179 1,888.89
2017-12-31 13F-HR SRE / Sempra Energy 113.04 115 115 0.00 13 13 0.00
2017-12-31 13F-HR ON / ON Semiconductor Corporation 26.09 115 115 0.00 2 3 50.00
2017-12-31 13F-HR INGR / Ingredion, Inc. 166.67 30 30 0.00 4 5 25.00
2017-12-31 13F-HR MET / MetLife, Inc. 53.12 320 320 0.00 17 17 0.00
2017-12-31 13F-HR STO / Statoil ASA 22.22 405 405 0.00 8 9 12.50
2017-12-31 13F-HR SRC / Spirit Realty Capital, Inc. 9.90 330 505 53.03 3 5 66.67
2017-12-31 13F-HR GD / General Dynamics Corp. 208.85 374 407 8.82 77 85 10.39
2017-12-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 50.61 87,359 89,155 2.06 4,461 4,512 1.14
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.08 31,750 30,750 -3.15 1,232 1,171 -4.95
2017-12-31 13F-HR BBL / BHP Billiton Plc 40.62 320 320 0.00 11 13 18.18
2017-12-31 13F-HR ENIA / Enersis S.A. 12.50 160 160 0.00 2 2 0.00
2017-12-31 13F-HR MCD / McDonald's Corp. 173.13 1,109 1,109 0.00 174 192 10.34
2017-12-31 13F-HR ASIX / AdvanSix Inc. 166.67 6 6 0.00 0 1
2017-12-31 13F-HR SAVE / Spirit Airlines, Inc. 46.15 0 65 0 3
2017-12-31 13F-HR OUT / OUTFRONT Media Inc. 24.00 250 250 0.00 6 6 0.00
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 78.05 205 205 0.00 13 16 23.08
2017-12-31 13F-HR TZA / Direxion Daily Small Cap Bear 3X Shares 16.00 250 250 0.00 3 4 33.33
2017-12-31 13F-HR CORP / PIMCO Investment Grade Corporate Bond Index Fund 333.33 3 3 0.00 0 1
2017-12-31 13F-HR MO / Altria Group, Inc. 71.47 13,492 13,488 -0.03 855 964 12.75
2017-12-31 13F-HR ITT / ITT Inc. 60.00 50 50 0.00 2 3 50.00
2017-12-31 13F-HR OSK / Oshkosh Corporation (Holding Company) 200.00 5 5 0.00 0 1
2017-12-31 13F-HR QSR / Restaurant Brands International Inc. 66.67 60 60 0.00 4 4 0.00
2017-12-31 13F-HR SCI / Service Corp. International 40.08 524 524 0.00 18 21 16.67
2017-12-31 13F-HR TRGP / Targa Resources Corp. 61.54 65 65 0.00 3 4 33.33
2017-12-31 13F-HR VOD / Vodafone Group Plc 32.56 860 860 0.00 24 28 16.67
2017-12-31 13F-HR CRL / Charles River Laboratories International, Inc. 114.29 35 35 0.00 4 4 0.00
2017-12-31 13F-HR COR / Coresite Realty Corp 135.14 37 37 0.00 4 5 25.00
2017-12-31 13F-HR NUS / Nu Skin Enterprises, Inc. 100.00 20 20 0.00 1 2 100.00
2017-12-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 50.00 20 20 0.00 1 1 0.00
2017-12-31 13F-HR AUY / Yamana Gold Inc. 6.45 155 155 0.00 0 1
2017-12-31 13F-HR IMO / Imperial Oil Ltd. 36.36 0 55 0 2
2017-12-31 13F-HR DDD / 3 D Systems Corp. 13.33 150 150 0.00 2 2 0.00
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited 61.54 65 65 0.00 3 4 33.33
2017-12-31 13F-HR CBG / CBRE Group, Inc. 43.38 526 461 -12.36 20 20 0.00
2017-12-31 13F-HR NOK / Nokia Corp. 4.83 1,645 1,450 -11.85 10 7 -30.00
2017-12-31 13F-HR AR / Antero Resources Corporation 40.00 0 25 0 1
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. 80.00 50 25 -50.00 3 2 -33.33
2017-12-31 13F-HR TTC / Toro Company (The) 69.77 43 43 0.00 3 3 0.00
2017-12-31 13F-HR PK / Park Hotels & Resorts Inc. 45.45 22 22 0.00 1 1 0.00
2017-12-31 13F-HR TEF / Telefonica S.A. 10.00 1,225 900 -26.53 13 9 -30.77
2017-12-31 13F-HR PBF / PBF Energy, Inc. 66.67 15 15 0.00 0 1
2017-12-31 13F-HR CIM / Chimera Investment Corp. 28.57 70 70 0.00 1 2 100.00
2017-12-31 13F-HR YANG / Direxion Daily China 3X Bear Shares 7.50 400 400 0.00 3 3 0.00
2017-12-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 24.00 250 250 0.00 5 6 20.00
2017-12-31 13F-HR EBAY / eBay, Inc. 42.02 119 119 0.00 5 5 0.00
2017-12-31 13F-HR CAA / CalAtlantic Group, Inc. 80.00 25 25 0.00 1 2 100.00
2017-12-31 13F-HR ACN / Accenture plc 155.41 282 296 4.96 38 46 21.05
2017-12-31 13F-HR MSCI / MSCI, Inc. 150.00 20 20 0.00 2 3 50.00
2017-12-31 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 48.64 56,725 63,275 11.55 2,795 3,078 10.13
2017-12-31 13F-HR WSO / Watsco, Inc. 200.00 5 5 0.00 1 1 0.00
2017-12-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 73.68 95 95 0.00 6 7 16.67
2017-12-31 13F-HR HFC / HollyFrontier Corp. 75.00 40 40 0.00 1 3 200.00
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.90 1,005 1,072 6.67 64 61 -4.69
2017-12-31 13F-HR MFG / Mizuho Financial Group Inc. 3.70 3,575 3,780 5.73 13 14 7.69
2017-12-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 64.41 916 916 0.00 55 59 7.27
2017-12-31 13F-HR SPXC / SPX Corporation 33.33 180 180 0.00 5 6 20.00
2017-12-31 13F-HR HPT / Hospitality Properties Trust 33.33 90 90 0.00 3 3 0.00
2017-12-31 13F-HR SPR / Spirit Aerosystems Holdings, Inc. 200.00 5 5 0.00 0 1
2017-12-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 200.00 5 10 100.00 1 2 100.00
2017-12-31 13F-HR NOW / ServiceNow, Inc. 133.33 244 225 -7.79 29 30 3.45
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 51.49 1,010 1,010 0.00 52 52 0.00
2017-12-31 13F-HR RPM / RPM International, Inc. 52.69 4,410 3,910 -11.34 227 206 -9.25
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.41 410 410 0.00 26 26 0.00
2017-12-31 13F-HR PEP / PepsiCo, Inc. 120.00 5,824 5,825 0.02 649 699 7.70
2017-12-31 13F-HR ODFL / Old Dominion Freight Line, Inc. 150.00 20 20 0.00 2 3 50.00
2017-12-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 73.33 300 300 0.00 20 22 10.00
2017-12-31 13F-HR KORS / Michael Kors Holdings Ltd. 65.16 399 399 0.00 19 26 36.84
2017-12-31 13F-HR DGRO / iShares Core Dividend Growth ETF 36.00 750 750 0.00 24 27 12.50
2017-12-31 13F-HR TNK / Teekay Tankers, Ltd. 2.50 400 400 0.00 1 1 0.00
2017-12-31 13F-HR PSX / Phillips 66 101.51 1,655 1,655 0.00 152 168 10.53
2017-12-31 13F-HR R / Ryder System, Inc. 85.71 35 35 0.00 3 3 0.00
2017-12-31 13F-HR DDS / Dillard's, Inc. 66.67 70 30 -57.14 4 2 -50.00
2017-12-31 13F-HR HON / Honeywell International, Inc. 157.89 382 399 4.45 54 63 16.67
2017-12-31 13F-HR EOG / EOG Resources, Inc. 109.09 1,070 770 -28.04 103 84 -18.45
2017-12-31 13F-HR SAN / Banco Santander S.A. 6.65 4,580 4,665 1.86 32 31 -3.12
2017-12-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 39.81 1,251 1,281 2.40 47 51 8.51
2017-12-31 13F-HR WBC / Wabco Holdings, Inc. 150.00 20 20 0.00 3 3 0.00
2017-12-31 13F-HR SJM / Smucker (J.M.) Co. 124.30 6,993 5,503 -21.31 734 684 -6.81
2017-12-31 13F-HR MDYV / SPDR S&P 400 Mid Cap Value ETF 105.00 200 200 0.00 20 21 5.00
2017-12-31 13F-HR D / Dominion Resources, Inc. 82.13 879 901 2.50 68 74 8.82
2017-12-31 13F-HR CNC / Centene Corp. 101.69 136 177 30.15 13 18 38.46
2017-12-31 13F-HR VTV / Vanguard Value ETF 106.49 4,250 3,850 -9.41 424 410 -3.30
2017-12-31 13F-HR NEWM / New Media Investment Group Inc. 16.79 46,550 45,550 -2.15 688 765 11.19
2017-12-31 13F-HR MGM / MGM Resorts International 34.97 716 429 -40.08 23 15 -34.78
2017-12-31 13F-HR LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc 26.08 33,250 31,751 -4.51 891 828 -7.07
2017-12-31 13F-HR NKE / Nike, Inc. 62.88 2,500 2,465 -1.40 130 155 19.23
2017-12-31 13F-HR ATHX / Athersys, Inc. 1.81 50,950 46,350 -9.03 105 84 -20.00
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. 98.16 133 163 22.56 14 16 14.29
2017-12-31 13F-HR DE / Deere & Co. 156.67 300 300 0.00 38 47 23.68
2017-12-31 13F-HR NEU / NewMarket Corp. (Holding Company) 409.09 39 44 12.82 17 18 5.88
2017-12-31 13F-HR CCL / Carnival Corp. 66.97 788 881 11.80 51 59 15.69
2017-12-31 13F-HR BERY / Berry Plastics Group, Inc. 62.27 273 273 0.00 15 17 13.33
2017-12-31 13F-HR TI / Telecom Italia S.p.A. 11.54 165 260 57.58 2 3 50.00
2017-12-31 13F-HR TI / Telecom Italia S.p.A. 12.12 165 165 0.00 1 2 100.00
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 122.00 500 500 0.00 57 61 7.02
2017-12-31 13F-HR FNV / Franco-Nevada Corp. 90.91 55 55 0.00 4 5 25.00
2017-12-31 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 100.58 7,045 6,870 -2.48 715 691 -3.36
2017-12-31 13F-HR STLD / Steel Dynamics, Inc. 44.36 541 541 0.00 19 24 26.32
2017-12-31 13F-HR CMA / Comerica, Inc. 86.96 121 138 14.05 9 12 33.33
2017-12-31 13F-HR KRC / Kilroy Realty Corp. 100.00 20 20 0.00 1 2 100.00
2017-12-31 13F-HR CDW / CDW Corporation 100.00 20 20 0.00 1 2 100.00
2017-12-31 13F-HR GALE / Galena Biopharma, Inc. 0.33 3,000 3,000 0.00 1 1 0.00
2017-12-31 13F-HR NGG / National Grid Plc 66.12 186 121 -34.95 12 8 -33.33
2017-12-31 13F-HR SCHD / Schwab US Dividend Equity ETF 51.82 1,100 1,100 0.00 51 57 11.76
2017-12-31 13F-HR CCK / Crown Holdings, Inc. 58.82 219 238 8.68 13 14 7.69
2017-12-31 13F-HR NFLX / Netflix, Inc. 200.00 155 155 0.00 28 31 10.71
2017-12-31 13F-HR HCLP / Hi-Crush Partners LP 11.00 1,000 1,000 0.00 10 11 10.00
2017-12-31 13F-HR BB / Blackberry Limited 14.29 85 140 64.71 1 2 100.00
2017-12-31 13F-HR KEP / Korea Electric Power Corp. 20.00 0 200 0 4
2017-12-31 13F-HR FANG / Diamondback Energy, Inc. 133.33 30 30 0.00 3 4 33.33
2017-12-31 13F-HR RCI / Rogers Communications, Inc. 53.85 130 130 0.00 7 7 0.00
2017-12-31 13F-HR FLEX / Flextronics International Ltd. 19.05 105 105 0.00 2 2 0.00
2017-12-31 13F-HR XENT / Intersect ENT, Inc. 32.50 2,000 2,000 0.00 62 65 4.84
2017-12-31 13F-HR QEP / QEP Resources, Inc. 11.76 0 85 0 1
2017-12-31 13F-HR BRKR / Bruker Corp. 50.00 60 60 0.00 2 3 50.00
2017-12-31 13F-HR ANET / Arista Networks, Inc. 235.62 7,100 6,850 -3.52 1,346 1,614 19.91
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.90 1,045 1,045 0.00 264 281 6.44
2017-12-31 13F-HR CIT / CIT Group, Inc. (The) 66.67 30 30 0.00 1 2 100.00
2017-12-31 13F-HR UL / Unilever, PLC ADR 57.62 517 538 4.06 30 31 3.33
2017-12-31 13F-HR GSVC / GSV Capital Corp. 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR LPI / Laredo Petroleum, Inc. 12.50 80 80 0.00 1 1 0.00
2017-12-31 13F-HR TRI / Thomson Reuters Corp. 53.33 75 75 0.00 3 4 33.33
2017-12-31 13F-HR JD / JD.com, Inc. 41.54 0 650 0 27
2017-12-31 13F-HR COF / Capital One Financial Corp. 100.00 170 170 0.00 14 17 21.43
2017-12-31 13F-HR GLW / Corning, Inc. 32.01 16,125 17,025 5.58 482 545 13.07
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 124.38 13,575 13,475 -0.74 1,609 1,676 4.16
2017-12-31 13F-HR FII / Federated Investors, Inc. 50.00 60 60 0.00 2 3 50.00
2017-12-31 13F-HR COO / Cooper Companies, Inc. (The) 260.87 23 23 0.00 5 6 20.00
2017-12-31 13F-HR AMTD / TD AmeriTrade Holding Corp. 75.00 40 40 0.00 2 3 50.00
2017-12-31 13F-HR HGV / Hilton Grand Vacations Inc. 83.33 12 12 0.00 0 1
2017-12-31 13F-HR BP / BP Plc 42.86 980 980 0.00 38 42 10.53
2017-12-31 13F-HR IIVI / II-VI Inc. 47.98 767 917 19.56 32 44 37.50
2017-12-31 13F-HR SMLF / iShares FactorSelect MSCI USA Small-Cap ETF 40.00 575 575 0.00 22 23 4.55
2017-12-31 13F-HR FIVE / Five Below, Inc. 67.67 117 133 13.68 6 9 50.00
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.91 2,060 2,060 0.00 305 315 3.28
2017-12-31 13F-HR WCN / Waste Connections, Inc. 82.35 60 85 41.67 4 7 75.00
2017-12-31 13F-HR INCY / Incyte Corp. 100.00 100 100 0.00 12 10 -16.67
2017-12-31 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,400.00 5 5 0.00 7 7 0.00
2017-12-31 13F-HR CA / CA, Inc. 34.26 644 759 17.86 21 26 23.81
2017-12-31 13F-HR VVUS / VIVUS, Inc. 2.50 400 400 0.00 0 1
2017-12-31 13F-HR RBC / Regal-Beloit Corp. 100.00 45 10 -77.78 4 1 -75.00
2017-12-31 13F-HR ENR / Energizer Holdings, Inc. 66.67 30 30 0.00 1 2 100.00
2017-12-31 13F-HR BAC / Bank of America Corp. 29.66 9,040 9,440 4.42 229 280 22.27
2017-12-31 13F-HR ENB / Enbridge Inc. 39.62 430 530 23.26 18 21 16.67
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.63 8,095 6,550 -19.09 798 705 -11.65
2017-12-31 13F-HR SNP / China Petroleum & Chemical Corp. 80.00 75 75 0.00 6 6 0.00
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 173.32 2,039 1,904 -6.62 301 330 9.63
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 121.43 140 140 0.00 15 17 13.33
2017-12-31 13F-HR RES / RPC, Inc. 29.41 170 170 0.00 4 5 25.00
2017-12-31 13F-HR ALLY / Ally Financial Inc. 35.71 140 140 0.00 3 5 66.67
2017-12-31 13F-HR IYJ / iShares U.S. Industrial ETF 147.62 210 210 0.00 29 31 6.90
2017-12-31 13F-HR LAND / Gladstone Land Corp 30.30 33 33 0.00 0 1
2017-12-31 13F-HR ARMK / Aramark 50.00 40 40 0.00 2 2 0.00
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 348.84 43 43 0.00 16 15 -6.25
2017-12-31 13F-HR SAFM / Sanderson Farms, Inc. 176.47 17 17 0.00 3 3 0.00
2017-12-31 13F-HR GIB / CGI Group Inc. 57.14 70 70 0.00 4 4 0.00
2017-12-31 13F-HR COP / ConocoPhillips 55.07 6,808 6,119 -10.12 341 337 -1.17
2017-12-31 13F-HR ECA / EnCana Corp. 16.67 240 240 0.00 3 4 33.33
2017-12-31 13F-HR WDAY / Workday, Inc. 102.88 1,040 1,040 0.00 109 107 -1.83
2017-12-31 13F-HR TWX / Time Warner, Inc. 93.02 215 215 0.00 22 20 -9.09
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 60.64 5,607 5,607 0.00 318 340 6.92
2017-12-31 13F-HR S / Sprint Corporation 6.25 160 160 0.00 1 1 0.00
2017-12-31 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 7.29 4,255 4,255 0.00 27 31 14.81
2017-12-31 13F-HR NBIX / Neurocrine Biosciences, Inc. 133.33 15 15 0.00 1 2 100.00
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,738.52 1,220 1,220 0.00 2,233 2,121 -5.02
2017-12-31 13F-HR AZO / AutoZone, Inc. 714.29 12 14 16.67 7 10 42.86
2017-12-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 66.67 360 360 0.00 23 24 4.35
2017-12-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.41 37,557 31,242 -16.81 3,305 2,731 -17.37
2017-12-31 13F-HR CPA / Copa Holdings, S.A. 166.67 30 30 0.00 4 5 25.00
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.32 14,125 14,075 -0.35 1,254 1,229 -1.99
2017-12-31 13F-HR PTEN / Patterson-UTI Energy, Inc. 24.24 0 165 0 4
2017-12-31 13F-HR CAE / CAE Inc. 20.15 397 397 0.00 7 8 14.29
2017-12-31 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 52.27 1,014 1,014 0.00 53 53 0.00
2017-12-31 13F-HR GLD / SPDR Gold Shares 125.00 520 520 0.00 63 65 3.17
2017-12-31 13F-HR JHX / James Hardie Industries plc 20.00 100 100 0.00 1 2 100.00
2017-12-31 13F-HR WBK / Westpac Banking Corp. Ltd. 25.25 910 990 8.79 23 25 8.70
2017-12-31 13F-HR PLD / Prologis, Inc. 70.00 100 100 0.00 6 7 16.67
2017-12-31 13F-HR HDV / iShares Core High Dividend ETF 90.15 36,925 34,975 -5.28 3,174 3,153 -0.66
2017-12-31 13F-HR BUFF / Blue Buffalo Pet Products, Inc. 33.33 30 30 0.00 1 1 0.00
2017-12-31 13F-HR ESRT / Empire State Realty Trust, Inc. 50.00 20 20 0.00 0 1
2017-12-31 13F-HR CUK / Carnival Plc 66.67 105 105 0.00 7 7 0.00
2017-12-31 13F-HR DCM / NTT DOCOMO, Inc. 25.00 190 400 110.53 4 10 150.00
2017-12-31 13F-HR CHH / Choice Hotels International, Inc. 100.00 30 30 0.00 2 3 50.00
2017-12-31 13F-HR BCE / BCE Inc. 50.00 200 200 0.00 9 10 11.11
2017-12-31 13F-HR FTS / Fortis Inc. 66.67 15 15 0.00 1 1 0.00
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 100.00 10 10 0.00 0 1
2017-12-31 13F-HR NDSN / Nordson Corp. 166.67 30 30 0.00 4 5 25.00
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 255.00 3,800 3,800 0.00 901 969 7.55
2017-12-31 13F-HR TECK / Teck Resources Ltd. 29.41 170 170 0.00 4 5 25.00
2017-12-31 13F-HR MUB / iShares National Muni Bond ETF 110.79 3,475 3,475 0.00 385 385 0.00
2017-12-31 13F-HR DXCM / DexCom, Inc. 66.67 25 30 20.00 1 2 100.00
2017-12-31 13F-HR SNH / Senior Housing Properties Trust 20.00 200 200 0.00 4 4 0.00
2017-12-31 13F-HR APAM / Artisan Partners Asset Management Inc. 66.67 15 15 0.00 0 1
2017-12-31 13F-HR SNSS / Sunesis Pharmaceuticals, Inc. 28.57 35 35 0.00 0 1
2017-12-31 13F-HR SQQQ / ProShares UltraPro Short QQQ 22.67 397 397 0.00 11 9 -18.18
2017-12-31 13F-HR DO / Diamond Offshore Drilling, Inc. 23.08 130 130 0.00 2 3 50.00
2017-12-31 13F-HR ALSN / Allison Transmission Holdings, Inc. 66.67 15 15 0.00 1 1 0.00
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.55 18,400 17,850 -2.99 480 474 -1.25
2017-12-31 13F-HR CX / Cemex S.A.B de C.V. 7.91 506 506 0.00 5 4 -20.00
2017-12-31 13F-HR DHR / Danaher Corp. 93.02 215 215 0.00 18 20 11.11
2017-12-31 13F-HR CINF / Cincinnati Financial Corp. 76.75 400 456 14.00 31 35 12.90
2017-12-31 13F-HR BRO / Brown & Brown, Inc. 57.14 35 35 0.00 2 2 0.00
2017-12-31 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 119.42 50 1,725 3,350.00 6 206 3,333.33
2017-12-31 13F-HR DXC / DXC Technology Company 97.83 81 92 13.58 7 9 28.57
2017-12-31 13F-HR FDS / FactSet Research Systems, Inc. 200.00 20 20 0.00 4 4 0.00
2017-12-31 13F-HR VVV / Valvoline Inc. 37.04 27 27 0.00 1 1 0.00
2017-12-31 13F-HR HYLB / Xtrackers USD High Yield Corpora 53.33 150 150 0.00 8 8 0.00
2017-12-31 13F-HR SO / Southern Co. (The) 48.18 2,200 2,200 0.00 108 106 -1.85
2017-12-31 13F-HR DPZ / Dominos Pizza Inc. 200.00 10 10 0.00 2 2 0.00
2017-12-31 13F-HR AMGN / Amgen Inc. 178.38 385 185 -51.95 71 33 -53.52
2017-12-31 13F-HR AMMA / Alliance MMA, Inc. 2.00 500 500 0.00 1 1 0.00
2017-12-31 13F-HR MA / MasterCard Incorporated 153.08 600 601 0.17 85 92 8.24
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 55.45 505 505 0.00 26 28 7.69
2017-12-31 13F-HR XTN / SPDR S&P Transportation ETF 65.22 6,700 6,700 0.00 402 437 8.71
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.72 16,126 15,361 -4.74 1,322 1,286 -2.72
2017-12-31 13F-HR MAN / ManpowerGroup 127.27 55 55 0.00 6 7 16.67
2017-12-31 13F-HR KO / Coca Cola Co. 46.50 3,304 3,376 2.18 149 157 5.37
2017-12-31 13F-HR PBW / PowerShares WilderHill Clean Energy Portfolio 50.00 200 40 -80.00 1 2 100.00
2017-12-31 13F-HR BBBY / Bed Bath & Beyond Inc. 36.36 45 55 22.22 1 2 100.00
2017-12-31 13F-HR SCHW / Schwab Charles Corp 53.01 662 698 5.44 28 37 32.14
2017-12-31 13F-HR WPPGY / WPP PLC 100.00 50 90 80.00 5 9 80.00
2017-12-31 13F-HR AXP / American Express Co. 100.00 550 550 0.00 50 55 10.00
2017-12-31 13F-HR AON / Aon Plc 137.61 96 109 13.54 14 15 7.14
2017-12-31 13F-HR MDT / Medtronic plc 81.41 635 651 2.52 49 53 8.16
2017-12-31 13F-HR EEFT / Euronet Worldwide, Inc. 133.33 15 15 0.00 1 2 100.00
2017-12-31 13F-HR PKG / Packaging Corp. of America 125.00 80 80 0.00 9 10 11.11
2017-12-31 13F-HR CE / Celanese Corp. 116.67 60 60 0.00 6 7 16.67
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 73.97 615 365 -40.65 48 27 -43.75
2017-12-31 13F-HR SWX / Southwest Gas Corp. 81.76 159 159 0.00 12 13 8.33
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.78 230 230 0.00 27 31 14.81
2017-12-31 13F-HR WCC / Wesco International, Inc. 83.33 25 60 140.00 1 5 400.00
2017-12-31 13F-HR SC / Santander Consumer USA Holdings Inc. 25.00 40 40 0.00 1 1 0.00
2017-12-31 13F-HR UHAL / AMERCO 380.00 50 50 0.00 19 19 0.00
2017-12-31 13F-HR KOS / Kosmos Energy Ltd. 8.70 230 230 0.00 2 2 0.00
2017-12-31 13F-HR LLY / Eli Lilly & Co. 85.68 877 922 5.13 75 79 5.33
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 94.50 929 963 3.66 74 91 22.97
2017-12-31 13F-HR GIL / Gildan Activewear, Inc. 40.00 20 50 150.00 1 2 100.00
2017-12-31 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 86.67 150 150 0.00 12 13 8.33
2017-12-31 13F-HR RBS / Royal Bank of Scotland Group Plc 8.76 685 685 0.00 5 6 20.00
2017-12-31 13F-HR TRN / Trinity Industries, Inc. 66.67 15 15 0.00 0 1
2017-12-31 13F-HR TEX / Terex Corp. 48.33 3,400 3,600 5.88 153 174 13.73
2017-12-31 13F-HR HDS / Hd Supply Inc. 41.67 120 120 0.00 4 5 25.00
2017-12-31 13F-HR RELX / RELX PLC 26.32 380 380 0.00 8 10 25.00
2017-12-31 13F-HR CVS / CVS Health Corporation 72.73 3,835 3,300 -13.95 312 240 -23.08
2017-12-31 13F-HR NVS / Novartis AG 85.03 775 835 7.74 67 71 5.97
2017-12-31 13F-HR IYR / iShares U.S. Real Estate ETF 81.34 2,680 2,680 0.00 214 218 1.87
2017-12-31 13F-HR SLW / Silver Wheaton Corp. 23.08 130 130 0.00 2 3 50.00
2017-12-31 13F-HR EOCC / Empresa Nacional de Electricidad S.A. 30.30 165 165 0.00 4 5 25.00
2017-12-31 13F-HR SPLK / Splunk Inc. 83.03 14,565 13,682 -6.06 967 1,136 17.48
2017-12-31 13F-HR HMC / Honda Motor Co., Ltd. 35.51 535 535 0.00 16 19 18.75
2017-12-31 13F-HR SHG / Shinhan Financial Group Co., Ltd. 48.28 145 145 0.00 6 7 16.67
2017-12-31 13F-HR BMO / Bank of Montreal (PQ) 84.21 190 190 0.00 14 16 14.29
2017-12-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.39 1,155 1,155 0.00 12 12 0.00
2017-12-31 13F-HR LLL / L-3 Communications Holdings, Inc. 200.00 100 100 0.00 19 20 5.26
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.80 14,579 35,132 140.98 4,863 3,752 -22.85
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 179.59 245 245 0.00 37 44 18.92
2017-12-31 13F-HR SKT / Tanger Factory Outlet Centers, Inc. 33.33 70 120 71.43 2 4 100.00
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 83.33 12 12 0.00 1 1 0.00
2017-12-31 13F-HR IBDB / iShares iBonds Mar 2018 Term Corporate ETF 25.70 4,240 4,241 0.02 109 109 0.00
2017-12-31 13F-HR IDXX / IDEXX Laboratories, Inc. 160.00 50 50 0.00 8 8 0.00
2017-12-31 13F-HR CCI / Crown Castle International Corp. 111.12 18,429 18,989 3.04 1,842 2,110 14.55
2017-12-31 13F-HR CPL / CPFL Energia S.A. 14.29 70 70 0.00 1 1 0.00
2017-12-31 13F-HR AGN / Allergan plc 175.00 70 80 14.29 14 14 0.00
2017-12-31 13F-HR STIP / iShares 0-5 Year TIPS Bond ETF 100.13 779 779 0.00 78 78 0.00
2017-12-31 13F-HR ALV / Autoliv, Inc. 200.00 10 10 0.00 1 2 100.00
2017-12-31 13F-HR MORN / Morningstar, Inc. 200.00 5 5 0.00 0 1
2017-12-31 13F-HR LVS / Las Vegas Sands Corp. 70.43 1,005 1,505 49.75 64 106 65.63
2017-12-31 13F-HR IBM / International Business Machines Corp. 156.52 653 345 -47.17 95 54 -43.16
2017-12-31 13F-HR AIG / American International Group, Inc. 62.50 190 160 -15.79 12 10 -16.67
2017-12-31 13F-HR BC / Brunswick Corp. 80.00 40 25 -37.50 2 2 0.00
2017-12-31 13F-HR MGA / Magna International Inc. 59.46 185 185 0.00 10 11 10.00
2017-12-31 13F-HR CAVM / Cavium, Inc. 83.89 10,905 9,810 -10.04 719 823 14.46
2017-12-31 13F-HR O / Realty Income Corp. 60.00 300 300 0.00 17 18 5.88
2017-12-31 13F-HR SLF / SunLife Financial Inc. 43.75 160 160 0.00 6 7 16.67
2017-12-31 13F-HR PFE / Pfizer, Inc. 11.02 17,617 635 -96.40 640 7 -98.91
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.33 635 17,617 2,674.33 6 640 10,566.67
2017-12-31 13F-HR TGT / Target Corp. 66.59 788 871 10.53 46 58 26.09
2017-12-31 13F-HR BLUE / bluebird bio, Inc. 178.26 3,310 3,220 -2.72 455 574 26.15
2017-12-31 13F-HR AVT / Avnet, Inc. 66.67 15 15 0.00 1 1 0.00
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84.02 4,225 4,225 0.00 357 355 -0.56
2017-12-31 13F-HR MTCN / ArcelorMittal 34.29 175 175 0.00 5 6 20.00
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 180.95 105 105 0.00 17 19 11.76
2017-12-31 13F-HR SON / Sonoco Products Co. 66.67 15 15 0.00 1 1 0.00
2017-12-31 13F-HR SMFG / Sumitomo Mitsui Financial Group Inc. 9.07 1,960 2,095 6.89 15 19 26.67
2017-12-31 13F-HR NCR / NCR Corp. 40.00 125 125 0.00 5 5 0.00
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 115.79 190 190 0.00 20 22 10.00
2017-12-31 13F-HR MDRX / Allscripts Healthcare Solutions Inc. 26.67 75 75 0.00 1 2 100.00
2017-12-31 13F-HR PIM / Putnam Master Intermediate Income Trust 5.00 2,000 2,000 0.00 9 10 11.11
2017-12-31 13F-HR DORM / Dorman Products, Inc. 62.50 48 48 0.00 3 3 0.00
2017-12-31 13F-HR MSM / MSC Industrial Direct Co., Inc. 200.00 5 5 0.00 0 1
2017-12-31 13F-HR EXP / Eagle Materials, Inc. 125.00 40 40 0.00 4 5 25.00
2017-12-31 13F-HR BBD / Banco Bradesco S.A. 10.78 928 928 0.00 10 10 0.00
2017-12-31 13F-HR KB / KB Finanical Group, Inc. 66.67 120 120 0.00 6 8 33.33
2017-12-31 13F-HR V / Visa, Inc. 114.09 36,868 35,935 -2.53 3,880 4,100 5.67
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 36.36 80 55 -31.25 1 2 100.00
2017-12-31 13F-HR UN / Unilever N.V. 58.00 500 500 0.00 30 29 -3.33
2017-12-31 13F-HR NVDA / NVIDIA Corp. 201.34 149 149 0.00 26 30 15.38
2017-12-31 13F-HR KGC / Kinross Gold Corp. 5.33 375 375 0.00 2 2 0.00
2017-12-31 13F-HR WST / West Pharmaceutical Services, Inc. 200.00 0 5 0 1
2017-12-31 13F-HR SAP / SAP SE 112.90 310 310 0.00 34 35 2.94
2017-12-31 13F-HR ATI / Allegheny Technologies, Inc. 25.00 120 120 0.00 3 3 0.00
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 76.47 170 170 0.00 13 13 0.00
2017-12-31 13F-HR GEM / Goldman Sachs ActiveBeta Emerging Markets Equity ETF 35.86 15,400 18,825 22.24 515 675 31.07
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.34 52,870 51,007 -3.52 5,794 5,577 -3.75
2017-12-31 13F-HR H / Hyatt Hotels Corp. 75.76 35 198 465.71 2 15 650.00
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 67.27 916 996 8.73 57 67 17.54
2017-12-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 119.21 150 151 0.67 18 18 0.00
2017-12-31 13F-HR CLR / Continental Resources, Inc. 58.82 85 85 0.00 3 5 66.67
2017-12-31 13F-HR CLB / Core Laboratories N.V. 200.00 5 5 0.00 0 1
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 194.81 68 77 13.24 13 15 15.38
2017-12-31 13F-HR LYG / Lloyds Banking Group plc 3.89 5,395 5,395 0.00 20 21 5.00
2017-12-31 13F-HR ABBV / AbbVie Inc. 97.92 960 960 0.00 85 94 10.59
2017-12-31 13F-HR TKR / Timken Co. (THE) 100.00 10 10 0.00 0 1
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.24 3,749 3,635 -3.04 567 597 5.29
2017-12-31 13F-HR HAS / Hasbro, Inc. 100.00 69 80 15.94 7 8 14.29
2017-12-31 13F-HR AAN / Aaron's, Inc. 50.00 20 20 0.00 1 1 0.00
2017-12-31 13F-HR ACIA / Acacia Communications, Inc. 36.32 7,580 6,305 -16.82 357 229 -35.85
2017-12-31 13F-HR CMF / iShares S&P California AMT-Free Municipal Bond Fund 59.22 5,400 10,875 101.39 640 644 0.63
2017-12-31 13F-HR EPI / WisdomTree India Earnings Fund 30.00 300 300 0.00 8 9 12.50
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 112.90 490 310 -36.73 59 35 -40.68
2017-12-31 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 100.00 125 150 20.00 11 15 36.36
2017-12-31 13F-HR OGE / OGE Energy Corp. 37.50 80 80 0.00 3 3 0.00
2017-12-31 13F-HR MPW / Medical Properties Trust Inc. 14.29 35 70 100.00 0 1
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.86 29,808 28,959 -2.85 7,489 7,728 3.19
2017-12-31 13F-HR IWB / iShares Russell 1000 ETF 150.00 300 300 0.00 42 45 7.14
2017-12-31 13F-HR KHC / Kraft Heinz Company 78.24 1,571 1,572 0.06 122 123 0.82
2017-12-31 13F-HR CAT / Caterpillar, Inc. 162.50 160 160 0.00 20 26 30.00
2017-12-31 13F-HR IYW / iShares U.S. Technology ETF 200.00 25 25 0.00 4 5 25.00
2017-12-31 13F-HR IHDG / WisdomTree International Hedged Dividend Growth Fund 31.76 850 850 0.00 26 27 3.85
2017-12-31 13F-HR GRA / Grace (W. R.) & Co. 100.00 0 10 0 1
2017-12-31 13F-HR WEC / WEC Energy Group, Inc. 68.63 408 408 0.00 26 28 7.69
2017-12-31 13F-HR NMR / Nomura Holdings, Inc. 6.56 1,220 1,220 0.00 7 8 14.29
2017-12-31 13F-HR CPT / Camden Property Trust 200.00 5 5 0.00 0 1
2017-12-31 13F-HR KYO / Kyocera Corp. 66.67 85 90 5.88 5 6 20.00
2017-12-31 13F-HR CDK / CDK Global, Inc. 100.00 30 30 0.00 2 3 50.00
2017-12-31 13F-HR WPX / WPX Energy, Inc. 15.00 200 200 0.00 2 3 50.00
2017-12-31 13F-HR GMT / GATX Corp. 66.67 60 60 0.00 4 4 0.00
2017-12-31 13F-HR AGGP / IQ Enhanced Core Plus Bond U.S. ETF 20.00 12,050 12,050 0.00 242 241 -0.41
2017-12-31 13F-HR RSPP / RSP Permian, Inc. 50.00 20 20 0.00 1 1 0.00
2017-12-31 13F-HR IVTY / Invuity, Inc. 6.50 2,000 2,000 0.00 18 13 -27.78
2017-12-31 13F-HR CVA / Covanta Holding Corp. 28.57 70 70 0.00 1 2 100.00
2017-12-31 13F-HR SNN / Smith & Nephew PLC 38.46 130 130 0.00 5 5 0.00
2017-12-31 13F-HR GE / General Electric Co. 17.52 4,434 7,821 76.39 107 137 28.04
2017-12-31 13F-HR PUK / Prudential PLC 52.79 646 682 5.57 31 36 16.13
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 73.68 190 190 0.00 14 14 0.00
2017-12-31 13F-HR SNE / Sony Corp. 47.37 365 380 4.11 14 18 28.57
2017-12-31 13F-HR AFI / Armstrong Flooring, Inc. 33.33 30 30 0.00 0 1
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 145.54 2,525 2,130 -15.64 363 310 -14.60
2017-12-31 13F-HR HUN / Huntsman Corp. 50.00 40 40 0.00 1 2 100.00
2017-12-31 13F-HR CRED / iShares US Credit Bond ETF Trdng 113.64 132 132 0.00 15 15 0.00
2017-12-31 13F-HR TRUP / Trupanion, Inc. 30.00 600 600 0.00 16 18 12.50
2017-12-31 13F-HR HRC / Hill-Rom Holdings, Inc. 120.00 20 25 25.00 1 3 200.00
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.91 61,914 69,589 12.40 2,698 3,195 18.42
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 107.29 2,675 2,675 0.00 256 287 12.11
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 200.00 205 5 -97.56 12 1 -91.67
2017-12-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.57 28,500 32,400 13.68 2,901 3,291 13.44
2017-12-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 40.00 25 25 0.00 1 1 0.00
2017-12-31 13F-HR JLL / Jones Lang LaSalle Inc. 200.00 10 10 0.00 1 2 100.00
2017-12-31 13F-HR HTBK / Heritage Commerce Corp. 15.47 2,392 2,392 0.00 34 37 8.82
2017-12-31 13F-HR GPK / Graphic Packaging Holding Co. 18.75 160 160 0.00 2 3 50.00
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 74.07 270 270 0.00 19 20 5.26
2017-12-31 13F-HR A / Agilent Technologies, Inc. 70.42 213 213 0.00 14 15 7.14
2017-12-31 13F-HR ICLN / iShares Global Clean Energy ETF 50.00 20 20 0.00 0 1
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 84.91 9,995 16,770 67.78 865 1,424 64.62
2017-12-31 13F-HR AGU / Agrium Inc. 142.86 35 35 0.00 4 5 25.00
2017-12-31 13F-HR CAJ / Canon, Inc. 39.39 330 330 0.00 11 13 18.18
2017-12-31 13F-HR AAPL / Apple, Inc. 169.27 43,691 43,569 -0.28 6,734 7,375 9.52
2017-12-31 13F-HR RGA / Reinsurance Group of America, Inc. 200.00 5 5 0.00 1 1 0.00
2017-12-31 13F-HR BDN / Brandywine Realty Trust 33.33 30 30 0.00 1 1 0.00
2017-12-31 13F-HR SNAP / Snapchat, Inc. 15.38 65 65 0.00 1 1 0.00
2017-12-31 13F-HR CS / Credit Suisse Group 18.99 790 790 0.00 12 15 25.00
2017-12-31 13F-HR CHL / China Mobile Ltd. 51.61 335 155 -53.73 17 8 -52.94
2017-12-31 13F-HR CONE / CyrusOne Inc. 59.60 13,080 20,569 57.26 771 1,226 59.01
2017-12-31 13F-HR RGLD / Royal Gold, Inc. 100.00 10 10 0.00 1 1 0.00
2017-12-31 13F-HR SERV / ServiceMaster Global Holdings Inc. 100.00 10 10 0.00 0 1
2017-12-31 13F-HR GWR / Genesee & Wyoming, Inc. 100.00 30 30 0.00 2 3 50.00
2017-12-31 13F-HR BAP / Credicorp Ltd. 250.00 20 20 0.00 4 5 25.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 188.68 106 106 0.00 18 20 11.11
2017-12-31 13F-HR BCS / Barclays Bank Plc 10.97 1,070 1,185 10.75 11 13 18.18
2017-12-31 13F-HR MON / Monsanto Co. 125.75 151 167 10.60 18 21 16.67
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.66 8,535 8,481 -0.63 459 489 6.54
2017-12-31 13F-HR MDURP / MDU Resources Group, Inc. 27.27 220 220 0.00 6 6 0.00
2017-12-31 13F-HR PAA / Plains All American Pipeline, L.P. 30.00 100 100 0.00 2 3 50.00
2017-12-31 13F-HR BIVV / Bioverativ Inc. 80.00 25 25 0.00 1 2 100.00
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 52.28 1,205 1,205 0.00 60 63 5.00
2017-12-31 13F-HR GG / Goldcorp, Inc. 15.69 225 255 13.33 3 4 33.33
2017-12-31 13F-HR POL / PolyOne Corp. 44.55 808 808 0.00 32 36 12.50
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 99.71 1,373 1,384 0.80 107 138 28.97
2017-12-31 13F-HR SLB / Schlumberger Ltd. 70.71 795 198 -75.09 55 14 -74.55
2017-12-31 13F-HR LPT / Liberty Property Trust 50.00 100 100 0.00 4 5 25.00
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 247.50 6,890 6,590 -4.35 1,542 1,631 5.77
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.77 12,382 11,828 -4.47 1,374 1,251 -8.95
2017-12-31 13F-HR QGEN / QIAGEN N.V. 38.46 130 130 0.00 4 5 25.00
2017-12-31 13F-HR FTNT / Fortinet, Inc. 50.00 20 20 0.00 1 1 0.00
2017-12-31 13F-HR ABX / Barrick Gold Corp. 16.67 365 360 -1.37 6 6 0.00
2017-12-31 13F-HR SHW / Sherwin-Williams Co. (The) 411.76 17 17 0.00 6 7 16.67
2017-12-31 13F-HR ABEV / Ambev S.A 6.73 2,789 2,970 6.49 19 20 5.26
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.90 5,225 4,925 -5.74 679 689 1.47
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 54.55 165 165 0.00 8 9 12.50
2017-12-31 13F-HR WSM / Williams-Sonoma, Inc. 66.67 15 30 100.00 1 2 100.00
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 15.11 1,718 1,588 -7.57 24 24 0.00
2017-12-31 13F-HR SHPG / Shire Plc. 157.64 267 203 -23.97 41 32 -21.95
2017-12-31 13F-HR TECH / Bio-Techne Corp 200.00 5 5 0.00 1 1 0.00
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 311.54 260 260 0.00 75 81 8.00
2017-12-31 13F-HR OA / Orbital ATK, Inc. 200.00 10 10 0.00 1 2 100.00
2017-12-31 13F-HR CSL / Carlisle Companies, Inc. 114.29 20 35 75.00 2 4 100.00
2017-12-31 13F-HR IWO / iShares Russell 2000 Growth ETF 191.30 115 115 0.00 21 22 4.76
2017-12-31 13F-HR CP / Canadian Pacific Railway Ltd. 200.00 45 45 0.00 8 9 12.50
2017-12-31 13F-HR STM / STMicroelectronics N.V. 22.73 220 220 0.00 4 5 25.00
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 166.67 135 60 -55.56 20 10 -50.00
2017-12-31 13F-HR TWO / Two Harbors Investment Corp. 22.22 0 90 0 2
2017-12-31 13F-HR TCBIP / Texas Capital Bancshares, Inc. 89.69 223 223 0.00 19 20 5.26
2017-12-31 13F-HR VNTV / Vantiv, Inc. 78.07 247 269 8.91 17 21 23.53
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.94 2,508 1,226 -51.12 115 60 -47.83
2017-12-31 13F-HR SNA / Snap-On Inc. 180.00 44 50 13.64 7 9 28.57
2017-12-31 13F-HR E / ENI S.p.A. 35.29 425 425 0.00 14 15 7.14
2017-12-31 13F-HR BAM / Brookfield Asset Management, Inc. 44.83 290 290 0.00 12 13 8.33
2017-12-31 13F-HR TCB / TCF Financial Corp. 40.00 50 50 0.00 1 2 100.00
2017-12-31 13F-HR LW / Lamb Weston Holdings, Inc. 80.00 25 25 0.00 1 2 100.00
2017-12-31 13F-HR HUB.A / Hubbell Inc 166.67 30 30 0.00 3 5 66.67
2017-12-31 13F-HR MTD / Mettler Toledo International, Inc. 650.00 20 20 0.00 13 13 0.00
2017-12-31 13F-HR AZN / AstraZeneca Plc 35.44 780 790 1.28 26 28 7.69
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.60 9,119 8,919 -2.19 1,491 1,691 13.41
2017-12-31 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. 200.00 5 5 0.00 1 1 0.00
2017-12-31 13F-HR COHR / Coherent, Inc. 285.71 14 14 0.00 3 4 33.33
2017-12-31 13F-HR APO / Apollo Global Management LLC 34.29 350 350 0.00 11 12 9.09
2017-12-31 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 40.00 100 100 0.00 4 4 0.00
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 207.32 73 82 12.33 13 17 30.77
2017-12-31 13F-HR ORCL / Oracle Corp. 48.28 550 580 5.45 27 28 3.70
2017-12-31 13F-HR PGR / Progressive Corp. (The) 56.46 5,810 5,685 -2.15 281 321 14.23
2017-12-31 13F-HR TWTR / Twitter, Inc. 100.00 10 10 0.00 0 1
2017-12-31 13F-HR SPWR / SunPower Corp. 10.00 500 500 0.00 4 5 25.00
2017-12-31 13F-HR XPO / XPO Logistics, Inc. 100.00 10 10 0.00 1 1 0.00
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 120.00 510 475 -6.86 61 57 -6.56
2017-12-31 13F-HR TD / Toronto-Dominion Bank (ON) 59.52 1,260 1,260 0.00 71 75 5.63
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 75.41 320 305 -4.69 26 23 -11.54
2017-12-31 13F-HR EGN / Energen Corp. 66.67 60 60 0.00 3 4 33.33
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.71 735 420 -42.86 30 15 -50.00
2017-12-31 13F-HR GGG / Graco Inc. 66.67 10 30 200.00 1 2 100.00
2017-12-31 13F-HR RENX / RELX N.V. 24.03 998 1,082 8.42 21 26 23.81
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 148.15 395 432 9.37 52 64 23.08
2017-12-31 13F-HR TOL / Toll Brothers, Inc. 49.06 736 265 -63.99 31 13 -58.06
2017-12-31 13F-HR MAS / Masco Corp. 46.19 478 433 -9.41 19 20 5.26
2017-12-31 13F-HR PSO / Pearson PLC 11.32 135 265 96.30 1 3 200.00
2017-12-31 13F-HR ARW / Arrow Electronics, Inc. 90.91 55 55 0.00 4 5 25.00
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.28 21,143 20,615 -2.50 2,739 2,830 3.32
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.61 7,974 7,759 -2.70 7,666 9,075 18.38
2017-12-31 13F-HR ACC / American Campus Communities, Inc. 60.00 30 50 66.67 1 3 200.00
2017-12-31 13F-HR AEE / Ameren Corp. 59.26 270 270 0.00 16 16 0.00
2017-12-31 13F-HR LULU / lululemon athletica inc. 85.71 35 35 0.00 2 3 50.00
2017-12-31 13F-HR ROL / Rollins, Inc. 50.00 60 60 0.00 3 3 0.00
2017-12-31 13F-HR DKS / Dick's Sporting Goods, Inc. 33.33 0 90 0 3
2017-12-31 13F-HR BMS / Bemis Co., Inc. 100.00 10 10 0.00 0 1
2017-12-31 13F-HR LM / Legg Mason, Inc. 47.06 85 85 0.00 3 4 33.33
2017-12-31 13F-HR IGT / International Game Technology PLC 37.50 80 80 0.00 2 3 50.00
2017-12-31 13F-HR RYAAY / Ryanair Holdings Plc 120.00 25 25 0.00 3 3 0.00
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.91 4,754 4,958 4.29 262 302 15.27
2017-12-31 13F-HR CNQ / Canadian Natural Resources Limited 37.97 395 395 0.00 13 15 15.38
2017-12-31 13F-HR KMT / Kennametal Inc. 53.33 150 150 0.00 6 8 33.33
2017-12-31 13F-HR FVL / First Trust Exchange-Traded Fund 23.73 2,739 2,739 0.00 62 65 4.84
2017-12-31 13F-HR PAYX / Paychex, Inc. 68.66 284 335 17.96 17 23 35.29
2017-12-31 13F-HR RIG / Transocean, Inc. 12.50 240 240 0.00 3 3 0.00
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 76.67 190 300 57.89 14 23 64.29
2017-12-31 13F-HR SCCO / Southern Copper Corp. 50.00 20 20 0.00 1 1 0.00
2017-12-31 13F-HR EUFN / iShares MSCI Europe Financials ETF 23.33 18,175 19,375 6.60 427 452 5.85
2017-12-31 13F-HR C / Citigroup, Inc. 76.66 835 861 3.11 61 66 8.20
2017-12-31 13F-HR RTN / Raytheon Co. 187.91 17,465 17,115 -2.00 3,259 3,216 -1.32
2017-12-31 13F-HR Z / Zillow Group, Inc. Class C 50.00 20 20 0.00 1 1 0.00
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.51 780 780 0.00 53 55 3.77
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.68 8,452 7,752 -8.28 792 765 -3.41
2017-12-31 13F-HR VGR / Vector Group, Ltd. 22.49 578 578 0.00 12 13 8.33
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 130.00 200 200 0.00 25 26 4.00
2017-12-31 13F-HR GM / General Motors Company 42.25 355 355 0.00 14 15 7.14
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.52 1,482 1,482 0.00 103 106 2.91
2017-12-31 13F-HR MSCC / Microsemi Corp. 57.14 35 35 0.00 2 2 0.00
2017-12-31 13F-HR ICE / Intercontinental Exchange, Inc. 72.58 218 248 13.76 15 18 20.00
2017-12-31 13F-HR NRZ / New Residential Investment Corp. 17.89 154,767 156,667 1.23 2,589 2,802 8.23
2017-12-31 13F-HR ALKS / Alkermes plc 75.00 40 40 0.00 2 3 50.00
2017-12-31 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106.05 18,094 17,944 -0.83 1,932 1,903 -1.50
2017-12-31 13F-HR RF / Regions Financial Corp. 17.65 882 1,020 15.65 13 18 38.46
2017-12-31 13F-HR SU / Suncor Energy Inc. 37.21 430 430 0.00 15 16 6.67
2017-12-31 13F-HR VEEV / Veeva Systems Inc. 66.67 60 60 0.00 3 4 33.33
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 60.47 215 215 0.00 10 13 30.00
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.21 15,158 14,958 -1.32 790 766 -3.04
2017-12-31 13F-HR BA / Boeing Company (The) 295.22 2,300 2,300 0.00 585 679 16.07
2017-12-31 13F-HR OLN / Olin Corp. 50.00 20 20 0.00 1 1 0.00
2017-12-31 13F-HR DRE / Duke Realty Corp. 29.17 160 240 50.00 5 7 40.00
2017-12-31 13F-HR VMI / Valmont Industries, Inc. 200.00 10 10 0.00 2 2 0.00
2017-12-31 13F-HR AA / Alcoa Corp. 59.57 235 235 0.00 11 14 27.27
2017-12-31 13F-HR IWN / iShares Russell 2000 Value ETF 125.78 19,205 18,405 -4.17 2,384 2,315 -2.89
2017-12-31 13F-HR IPGP / IPG Photonics Corp. 266.67 30 30 0.00 6 8 33.33
2017-12-31 13F-HR ITUB / Itau Unibanco Holding S.A. 13.66 952 952 0.00 13 13 0.00
2017-12-31 13F-HR VSM / Versum Materials, Inc. 37.85 2,219 2,219 0.00 86 84 -2.33
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.08 6,392 6,422 0.47 1,983 2,062 3.98
2017-12-31 13F-HR VXUS / Vanguard Total International Stock ETF 58.54 205 205 0.00 11 12 9.09
2017-12-31 13F-HR SABR / Sabre Corporation 30.77 0 65 0 2
2017-12-31 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 122.30 3,475 3,475 0.00 429 425 -0.93
2017-12-31 13F-HR ULTI / Ultimate Software Group, Inc. (The) 266.67 0 15 0 4
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 73.68 190 190 0.00 12 14 16.67
2017-12-31 13F-HR LOGM / LogMein, Inc. 120.00 30 25 -16.67 4 3 -25.00
2017-12-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 105.41 370 370 0.00 34 39 14.71
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.98 1,286 1,286 0.00 115 135 17.39
2017-12-31 13F-HR MIDD / Middleby Corp. (The) 150.00 20 20 0.00 3 3 0.00
2017-12-31 13F-HR WLK / Westlake Chemical Corp. 200.00 10 10 0.00 1 2 100.00
2017-12-31 13F-HR POST / Post Holdings, Inc. 200.00 5 5 0.00 0 1
2017-12-31 13F-HR AVGO / Broadcom Limited 257.08 3,562 3,497 -1.82 864 899 4.05
2017-12-31 13F-HR OMEX / Odyssey Marine Exploration, Inc. 9.52 105 105 0.00 0 1
2017-12-31 13F-HR PKX / POSCO 84.21 95 95 0.00 7 8 14.29
2017-12-31 13F-HR EZU / iShares MSCI Eurozone ETF 44.00 1,000 1,000 0.00 43 44 2.33
2017-12-31 13F-HR UGP / Ultrapar Participacoes, S.A. 31.58 95 95 0.00 2 3 50.00
2017-12-31 13F-HR AEG / Aegon N.V. ADR 7.79 385 385 0.00 2 3 50.00
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.38 7,281 6,795 -6.67 1,335 1,348 0.97
2017-12-31 13F-HR PHG / Koninklijke Philips N.V 39.53 238 253 6.30 10 10 0.00
2017-12-31 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 6.94 865 865 0.00 5 6 20.00
2017-12-31 13F-HR IGN / iShares North American Tech-Multimedia Networking ETF 50.00 400 400 0.00 18 20 11.11
2017-12-31 13F-HR MS / Morgan Stanley 53.10 565 565 0.00 27 30 11.11
2017-12-31 13F-HR IX / ORIX Corp. 87.50 75 80 6.67 6 7 16.67
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.41 1,350 1,350 0.00 60 64 6.67
2017-12-31 13F-HR SCHA / Schwab U.S. Small-Cap ETF 70.00 200 200 0.00 13 14 7.69
2017-12-31 13F-HR WY / Weyerhaeuser Co. 36.13 858 858 0.00 29 31 6.90
2017-12-31 13F-HR TV / Grupo Televisa S.A. 20.34 255 295 15.69 6 6 0.00
2017-12-31 13F-HR ERJ / Embraer S.A. 50.00 45 20 -55.56 1 1 0.00
2017-12-31 13F-HR SPSB / SPDR Portfolio Short Term Corpor 30.65 3,850 3,850 0.00 118 118 0.00
2017-12-31 13F-HR SFM / Sprouts Farmers Market, Inc. 44.44 0 45 0 2
2017-12-31 13F-HR LDOS / Leidos Holdings, Inc. 200.00 5 5 0.00 0 1
2017-12-31 13F-HR AWI / Armstrong World Industries, Inc. 66.67 60 60 0.00 3 4 33.33
2017-12-31 13F-HR PTR / PetroChina Co., Ltd. 76.92 50 65 30.00 3 5 66.67
2017-12-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 55.27 2,774 1,574 -43.26 144 87 -39.58
2017-12-31 13F-HR DLR / Digital Realty Trust, Inc. 115.00 200 200 0.00 24 23 -4.17
2017-12-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 33.07 2,322 1,905 -17.96 75 63 -16.00
2017-12-31 13F-HR MSI / Motorola Solutions, Inc. 98.04 89 102 14.61 8 10 25.00
2017-12-31 13F-HR SHV / iShares Short Treasury Bond ETF 110.65 2,895 2,395 -17.27 320 265 -17.19
2017-12-31 13F-HR ST / Sensata Techologies Holdings NV 51.98 731 731 0.00 35 38 8.57
2017-12-31 13F-HR ADNT / Adient plc 200.00 5 5 0.00 0 1
2017-12-31 13F-HR T / AT & T, Inc. 38.93 17,646 5,317 -69.87 691 207 -70.04
2017-12-31 13F-HR FSLR / First Solar, Inc. 67.58 12,200 12,000 -1.64 560 811 44.82
2017-12-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 215.83 21,129 20,516 -2.90 4,276 4,428 3.55
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 190.24 400 1,435 258.75 72 273 279.17
2017-12-31 13F-HR SJR / Shaw Communications Inc. Class B Non-Voting Participating 25.00 95 80 -15.79 2 2 0.00
2017-12-31 13F-HR AHL / Aspen Insurance Holdings, Ltd. 54.55 40 55 37.50 2 3 50.00
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 160.66 610 610 0.00 93 98 5.38
2017-12-31 13F-HR LNG / Cheniere Energy, Inc. 100.00 20 20 0.00 1 2 100.00
2017-12-31 13F-HR GIS / General Mills, Inc. 60.07 795 849 6.79 41 51 24.39
2017-12-31 13F-HR CRI / Carter's, Inc. 125.00 0 40 0 5
2017-12-31 13F-HR BHP / BHP Billiton Ltd. 47.92 480 480 0.00 19 23 21.05
2017-12-31 13F-HR IYF / iShares U.S. Financial ETF 121.05 190 190 0.00 21 23 9.52
2017-12-31 13F-HR JBLU / JetBlue Airways Corp. 25.64 195 195 0.00 4 5 25.00
2017-12-31 13F-HR USB / U.S. Bancorp 56.67 270 300 11.11 14 17 21.43
2017-12-31 13F-HR MFS / Manitowoc Foodservice, Inc. 24.45 359 409 13.93 8 10 25.00
2017-12-31 13F-HR MXIM / Maxim Integrated Products, Inc 60.00 50 50 0.00 2 3 50.00
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 221.71 645 645 0.00 126 143 13.49
2017-12-31 13F-HR BLK / BlackRock, Inc. 521.74 129 138 6.98 57 72 26.32
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. 245.00 200 200 0.00 43 49 13.95
2017-12-31 13F-HR STAY / Extended Stay America, Inc. 22.22 90 90 0.00 2 2 0.00
2017-12-31 13F-HR GNTX / Gentex Corp. 28.57 70 70 0.00 1 2 100.00
2017-12-31 13F-HR BIIB / Biogen Inc. 321.84 283 87 -69.26 89 28 -68.54
2017-12-31 13F-HR IVZ / Invesco Ltd. 36.55 17,125 17,375 1.46 600 635 5.83
2017-12-31 13F-HR ABB / ABB Ltd. 26.83 17,545 16,845 -3.99 435 452 3.91
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. 178.95 84 95 13.10 13 17 30.77
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.79 1,969 2,114 7.36 66 82 24.24
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 83.03 15,155 14,080 -7.09 1,259 1,169 -7.15
2017-12-31 13F-HR AATDF / AA LTD 631 0 -100.00 16 0 -100.00
2017-12-31 13F-HR NCT / Newcastle Investment Corp. 2,000 0 -100.00 7 0 -100.00
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. 10 0 -100.00 0 0
2017-12-31 13F-HR BHF / Brighthouse Financial, Inc. 36 0 -100.00 2 0 -100.00
2017-12-31 13F-HR ESS / Essex Property Trust, Inc. 25 0 -100.00 6 0 -100.00
2017-12-31 13F-HR FNF / Fidelity National Financial, Inc. 50 0 -100.00 2 0 -100.00
2017-12-31 13F-HR MIC / Macquarie Infrastructure Company LLC 10 0 -100.00 1 0 -100.00
2017-12-31 13F-HR NEM / Newmont Mining Corp. 110 0 -100.00 4 0 -100.00
2017-12-31 13F-HR NBL / Noble Energy, Inc. 496 0 -100.00 14 0 -100.00
2017-12-31 13F-HR TGNA / TEGNA Inc. 30 0 -100.00 0 0
2017-12-31 13F-HR VWR / VWR Corporation 30 0 -100.00 1 0 -100.00
2017-12-31 13F-HR DDWM / WisdomTree Dynamic Currency Hedged International Equity Fund 700 0 -100.00 21 0 -100.00
2017-12-31 13F-HR FE / FirstEnergy Corp. 487 0 -100.00 15 0 -100.00
2017-12-31 13F-HR WFT / Weatherford International plc 265 0 -100.00 1 0 -100.00
2017-12-31 13F-HR ACHC / Acadia Healthcare Company, Inc. 25 0 -100.00 1 0 -100.00
2017-12-31 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR 620 0 -100.00 6 0 -100.00
2017-12-31 13F-HR AMFW / Amec Foster Wheeler Plc 80 0 -100.00 1 0 -100.00
2017-12-31 13F-HR RICE / Rice Energy Inc. 80 0 -100.00 2 0 -100.00
2017-12-31 13F-HR THS / TreeHouse Foods, Inc. 15 0 -100.00 1 0 -100.00
2017-12-31 13F-HR ITUS / ITUS Corp. 80 0 -100.00 0 0
2017-12-31 13F-HR MAA / Mid-America Apartment Communities, Inc. 56 0 -100.00 6 0 -100.00
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 130 0 -100.00 10 0 -100.00
2017-12-31 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 30 0 -100.00 2 0 -100.00
2017-12-31 13F-HR NBR / Nabors Industries Ltd. 300 0 -100.00 2 0 -100.00
2017-12-31 13F-HR SNR / New Senior Investment Group Inc. 16,013 0 -100.00 147 0 -100.00
2017-12-31 13F-HR MCK / McKesson Corp. 45 0 -100.00 7 0 -100.00
2017-12-31 13F-HR HES / Hess Corp. 533 0 -100.00 25 0 -100.00
2017-12-31 13F-HR CIB / BanColombia S.A. 35 0 -100.00 2 0 -100.00
2017-12-31 13F-HR BRCD / Brocade Communications Systems, Inc. 110 0 -100.00 1 0 -100.00
2017-12-31 13F-HR CFX / Colfax Corp. 15 0 -100.00 1 0 -100.00
2017-12-31 13F-HR KR / Kroger Co. 290 0 -100.00 6 0 -100.00
2017-12-31 13F-HR CRC / California Resources Corp. 5 0 -100.00 0 0
2017-12-31 13F-HR DLPH / Delphi Automotive Plc 7,990 0 -100.00 786 0 -100.00
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 120 0 -100.00 8 0 -100.00
2017-12-31 13F-HR JBL / Jabil Circuit, Inc. 20 0 -100.00 1 0 -100.00
2017-12-31 13F-HR CDNS / Cadence Design Systems, Inc. 40 0 -100.00 2 0 -100.00
2017-12-31 13F-HR IPG / Interpublic Group of Companies, Inc. (The) 669 0 -100.00 14 0 -100.00
2017-12-31 13F-HR SLX / VanEck Vectors ETF TR 200 0 -100.00 8 0 -100.00
2017-12-31 13F-HR VSTO / Vista Outdoor Inc. 40 0 -100.00 1 0 -100.00
2017-12-31 13F-HR BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF 700 0 -100.00 16 0 -100.00
2017-12-31 13F-HR CCJ / Cameco Corp. 125 0 -100.00 1 0 -100.00
2017-12-31 13F-HR INFO / Metro One Telecommunications, Inc. 106 0 -100.00 5 0 -100.00
2017-12-31 13F-HR XEC / Cimarex Energy Co. 135 0 -100.00 15 0 -100.00
2017-12-31 13F-HR Q / Quintiles Transitional Holdings Inc. 168 0 -100.00 16 0 -100.00
2017-12-31 13F-HR CAH / Cardinal Health, Inc. 300 0 -100.00 20 0 -100.00
2017-12-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. 266 0 -100.00 12 0 -100.00
2017-12-31 13F-HR AVP / Avon Products, Inc. 430 0 -100.00 1 0 -100.00
2017-12-31 13F-HR RLGY / Realogy Holdings Corp. 595 0 -100.00 20 0 -100.00
2017-12-31 13F-HR EXPE / Expedia, Inc. 118 0 -100.00 17 0 -100.00
2017-12-31 13F-HR WLL / Whiting Petroleum Corp. 270 0 -100.00 1 0 -100.00
2017-12-31 13F-HR VER / VEREIT, Inc. 170 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SBH / Sally Beauty Holdings, Inc. 110 0 -100.00 2 0 -100.00
2017-12-31 13F-HR OHI / Omega HealthCare Investors, Inc. 80 0 -100.00 3 0 -100.00
2017-12-31 13F-HR LPNT / LifePoint Health, Inc. 20 0 -100.00 1 0 -100.00
2017-12-31 13F-HR ANDV / Andeavor Corp. 121.21 132 16
2017-12-31 13F-HR APTV / Aptiv PLC 84.86 9,050 768
2017-12-31 13F-HR AGR / Avangrid, Inc. 54.30 221 12
2017-12-31 13F-HR AXS / AXIS Capital Holdings Ltd. 53.33 75 4
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 66.67 15 1
2017-12-31 13F-HR CWH / Camping World Holdings, Inc. 45.45 330 15
2017-12-31 13F-HR CVE / Cenovus Energy Inc. 10.00 400 400 0.00 4 4 0.00
2017-12-31 13F-HR CLVS / Clovis Oncology, Inc. 73.53 136 10
2017-12-31 13F-HR CIG / Cemig-Companhia Energetica 5.00 200 1
2017-12-31 13F-HR CPRT / Copart, Inc. 66.67 15 1
2017-12-31 13F-HR DHI / D.R. Horton, Inc. 52.00 250 13
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC SHS / Stock (G2709G107) 52.50 3,505 184
2017-12-31 13F-HR DOV / Dover Corp. 102.56 117 12
2017-12-31 13F-HR ENDP / Endo International plc 14.81 135 2
2017-12-31 13F-HR EPR / EPR Properties 200.00 5 1
2017-12-31 13F-HR ELS / Equity Lifestyles Properties, Inc. 100.00 10 1
2017-12-31 13F-HR FNB / F.N.B. Corp. 25.00 40 1
2017-12-31 13F-HR GSLC / Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF 53.64 2,200 118
2017-12-31 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 6.50 2,000 13
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 266.67 30 8
2017-12-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 58.82 17 1
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 400.00 20 8
2017-12-31 13F-HR HFXI / IQ 50 Percent Hedged FTSE International ETF 24.00 250 6
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 102.74 146 15
2017-12-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 66.67 150 10
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.98 4,300 331
2017-12-31 13F-HR JOHN HANCOCK PATRIOT PREMIUM DIV. FND. II / CEF (41013T105) 17.25 4,000 69
2017-12-31 13F-HR LGF.A / Lions Gate Entertainment Corp. 40.00 25 1
2017-12-31 13F-HR MHK / Mohawk Industries, Inc. 287.88 66 19
2017-12-31 13F-HR NNA / Navios Maritime Acquisition Corp. 1.20 5,000 6
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT / CEF (67070X101) 18.18 330 6
2017-12-31 13F-HR NUVEEN OHIO QUALITY INCOME MUN FD INC / CEF (670980101) 15.00 1,000 15
2017-12-31 13F-HR PPC / Pilgrim's Pride Corp. 40.00 25 1
2017-12-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 20.00 400 8
2017-12-31 13F-HR XMLV / PwShs S&P400 LV 46.67 150 7
2017-12-31 13F-HR XSLV / PwShs S&P600 LV 50.00 200 10
2017-12-31 13F-HR RGC / Regal Entertainment Group 30.00 100 3
2017-12-31 13F-HR TCO / Taubman Centers, Inc. 66.67 90 6
2017-12-31 13F-HR TSN / Tyson Foods, Inc. 90.00 100 9
2017-12-31 13F-HR VIA / Viacom, Inc. 50.00 40 2
2017-12-31 13F-HR WHITING PETE CORP NEW COM NEW / Stock (966387409) 29.85 67 2
2017-12-31 13F-HR VMW / VMWare, Inc. 150.00 20 20 0.00 2 3 50.00
2017-12-31 13F-HR DEO / Diageo plc 147.47 667 712 6.75 88 105 19.32
2017-12-31 13F-HR ICHGF / InterContinental Hotels Group Plc 64.52 31 31 0.00 2 2 0.00
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.74 2,522 2,475 -1.86 2,456 2,608 6.19
2017-12-31 13F-HR OGS / ONE Gas, Inc. 78.12 64 64 0.00 5 5 0.00
2017-12-31 13F-HR VALE / Vale S.A. 12.65 765 1,344 75.69 8 17 112.50
2017-12-31 13F-HR MNK / Maillinckrodt plc. 30.77 10 65 550.00 0 2
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.95 320 820 156.25 6 18 200.00
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.72 5,765 5,165 -10.41 706 701 -0.71
2017-12-31 13F-HR MMM / 3M Co. 235.48 7,919 7,852 -0.85 1,662 1,849 11.25
2017-12-31 13F-HR WCG / Wellcare Health Plans, Inc. 400.00 5 5 0.00 1 2 100.00
2017-12-31 13F-HR SM / SM Energy Co 40.00 50 50 0.00 1 2 100.00
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF 47.35 44,000 45,200 2.73 1,984 2,140 7.86
2017-12-31 13F-HR KEX / Kirby Corp. 80.00 50 50 0.00 3 4 33.33
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.73 1,348 1,348 0.00 85 94 10.59
2017-12-31 13F-HR HCN / Welltower Inc. 64.00 624 625 0.16 44 40 -9.09
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.52 6,008 5,589 -6.97 5,763 5,849 1.49
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 40.59 274 271 -1.09 9 11 22.22
2017-12-31 13F-HR MIK / Michaels Companies Inc. (The) 26.67 75 75 0.00 2 2 0.00
2017-12-31 13F-HR FCAP / First Capital, Inc. 38.64 440 440 0.00 16 17 6.25
2017-12-31 13F-HR PAH / Platform Specialty Products Corp. 14.29 70 70 0.00 1 1 0.00
2017-12-31 13F-HR TOT / Total S.A. 55.56 720 720 0.00 39 40 2.56
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.78 15,025 12,725 -15.31 561 468 -16.58
2017-12-31 13F-HR THO / Thor Industries, Inc. 200.00 20 20 0.00 3 4 33.33
2017-12-31 13F-HR CLH / Clean Harbors, Inc. 100.00 20 20 0.00 1 2 100.00
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.58 24,310 22,385 -7.92 2,561 2,341 -8.59
2017-12-31 13F-HR SYY / SYSCO Corp. 60.77 7,800 7,800 0.00 421 474 12.59
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 57.14 35 35 0.00 1 2 100.00
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 11.35 793 793 0.00 8 9 12.50
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 252.17 115 115 0.00 26 29 11.54
2017-12-31 13F-HR ZTS / Zoetis Inc. 74.47 248 282 13.71 16 21 31.25
2017-12-31 13F-HR INTC / Intel Corp. 46.51 4,656 4,752 2.06 178 221 24.16
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 179.31 145 145 0.00 25 26 4.00
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. 40.44 511 544 6.46 21 22 4.76
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.72 892 1,015 13.79 17 19 11.76
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 62.83 382 382 0.00 23 24 4.35
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 50.00 40 40 0.00 1 2 100.00
2017-12-31 13F-HR AET / Aetna, Inc. 184.62 130 130 0.00 21 24 14.29
2017-12-31 13F-HR CPG / Crescent Point Energy Corp. 13.33 0 150 0 2
2017-12-31 13F-HR LII / Lennox International, Inc. 300.00 10 10 0.00 2 3 50.00
2017-12-31 13F-HR XSW / SPDR S&P Software & Services ETF 80.00 50 50 0.00 3 4 33.33
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.67 7,125 7,675 7.72 974 1,095 12.42
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 228.57 0 35 0 8
2017-12-31 13F-HR PFG / Principal Financial Group, Inc. 71.09 211 211 0.00 14 15 7.14
2017-12-31 13F-HR SLY / SPDR S&P 600 Small Cap ETF 133.33 75 75 0.00 10 10 0.00
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.94 616 616 0.00 39 40 2.56
2017-12-31 13F-HR LFC / China Life Insurance Company Limited 16.67 400 420 5.00 6 7 16.67
2017-12-31 13F-HR RPAI / Retail Properties of America, Inc. 17.65 170 170 0.00 2 3 50.00
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.87 113,609 122,409 7.75 4,932 5,492 11.35
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.95 44,957 42,407 -5.67 2,657 2,712 2.07
2017-12-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 93.33 215 150 -30.23 20 14 -30.00
2017-12-31 13F-HR UTX / United Technologies Corp. 129.43 1,029 1,043 1.36 119 135 13.45
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.26 16,417 12,967 -21.01 1,124 937 -16.64
2017-12-31 13F-HR HIW / Highwoods Properties, Inc. 57.14 35 35 0.00 2 2 0.00
2017-12-31 13F-HR UFS / Domator Corp. 50.00 40 40 0.00 2 2 0.00
2017-12-31 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 25.66 22,490 22,990 2.22 586 590 0.68
2017-12-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 66.67 30 30 0.00 2 2 0.00
2017-12-31 13F-HR DOX / Amdocs Ltd. 100.00 20 20 0.00 1 2 100.00
2017-12-31 13F-HR MITK / Mitek Systems, Inc. 10.00 900 900 0.00 9 9 0.00
2017-12-31 13F-HR MFC / Manulife Financial Corp. 20.97 620 620 0.00 13 13 0.00
2017-12-31 13F-HR GGB / Gerdau S.A. 6.06 165 165 0.00 1 1 0.00
2017-12-31 13F-HR LEA / Lear Corp. 200.00 40 40 0.00 7 8 14.29
2017-12-31 13F-HR BURL / Burlington Stores, Inc. 150.00 15 20 33.33 1 3 200.00
2017-12-31 13F-HR GXP / Great Plains Energy, Inc. 66.67 15 15 0.00 0 1
2017-12-31 13F-HR CUBE / CubeSmart 66.67 15 15 0.00 0 1
2017-12-31 13F-HR PBA / Pembina Pipeline Corp. 37.04 135 135 0.00 5 5 0.00
2017-12-31 13F-HR HTA / Healthcare Trust of America, Inc. 44.44 25 45 80.00 1 2 100.00
2017-12-31 13F-HR PE / Parsley Energy, Inc. 44.44 0 45 0 2
2017-12-31 13F-HR SKX / Skechers U.S.A. Inc. 50.00 60 60 0.00 2 3 50.00
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 53.15 7,482 7,356 -1.68 370 391 5.68
2017-12-31 13F-HR F / Ford Motor Co. 12.68 710 710 0.00 8 9 12.50
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.91 152,749 154,885 1.40 3,950 4,323 9.44
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.30 540 1,190 120.37 80 186 132.50
2017-12-31 13F-HR CBSHP / Commerce Bancshares, Inc. 56.00 100 125 25.00 6 7 16.67
2017-12-31 13F-HR CLNS / Colony NorthStar, Inc. 26.32 38 38 0.00 0 1
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.94 4,927 4,867 -1.22 200 209 4.50
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 114.13 6,335 6,335 0.00 720 723 0.42
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.71 54,251 51,151 -5.71 4,887 5,049 3.31
2017-12-31 13F-HR TPX / Tempur Sealy International, Inc. 100.00 10 10 0.00 1 1 0.00
2017-12-31 13F-HR UGI / UGI Corp. 51.37 309 292 -5.50 14 15 7.14
2017-12-31 13F-HR CELG / Celgene Corp. 115.15 241 165 -31.54 35 19 -45.71
2017-12-31 13F-HR ZBRA / Zebra Technologies Corp. 200.00 10 10 0.00 1 2 100.00
2017-12-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 15.69 510 510 0.00 7 8 14.29
2017-12-31 13F-HR SEIC / SEI Investments Co. 100.00 10 10 0.00 1 1 0.00
2017-12-31 13F-HR CRH / CRH Plc 38.71 310 310 0.00 12 12 0.00
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.69 28,819 27,838 -3.40 2,355 2,302 -2.25
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. 93.33 322 150 -53.42 25 14 -44.00
2017-12-31 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 13.57 1,400 1,400 0.00 18 19 5.56
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.15 9,300 7,300 -21.51 215 169 -21.40
2017-12-31 13F-HR WAL / Western Alliance Bancorporation 57.02 3,420 3,420 0.00 181 195 7.73
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 124.00 1,750 250 -85.71 206 31 -84.95
2017-12-31 13F-HR TFX / Teleflex, Inc. 300.00 5 10 100.00 1 3 200.00
2017-12-31 13F-HR FMX / Fomento Economico Mexicano, S.A.B de C.V. 100.00 70 70 0.00 7 7 0.00
2017-12-31 13F-HR AMX / America Movil S.A.B. de CV 19.28 415 415 0.00 7 8 14.29
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.44 180 180 0.00 24 26 8.33
2017-12-31 13F-HR TM / Toyota Motor Corp. 127.71 415 415 0.00 49 53 8.16
2017-12-31 13F-HR CNXC / CNX Coal Resources LP 65.02 28,355 22,255 -21.51 1,818 1,447 -20.41
2017-12-31 13F-HR GPOR / Gulfport Energy Corp. 22.22 0 45 0 1
2017-12-31 13F-HR KEY / KeyCorp 20.22 19,662 17,162 -12.71 370 347 -6.22
2017-12-31 13F-HR CMI / Cummins, Inc. 177.88 416 416 0.00 70 74 5.71
2017-12-31 13F-HR CVX / Chevron Corp. 126.36 1,262 1,290 2.22 148 163 10.14
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.68 22,805 22,305 -2.19 1,619 1,688 4.26
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.73 16,750 16,650 -0.60 889 878 -1.24
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 69.57 575 575 0.00 36 40 11.11
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.85 2,700 2,700 0.00 327 329 0.61
2017-12-31 13F-HR FDC / First Data Corporation 16.95 1,003 1,003 0.00 18 17 -5.56
2017-12-31 13F-HR CHT / Chunghwa Telecom Co. Ltd. 38.89 125 180 44.00 4 7 75.00
2017-12-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 12.00 500 500 0.00 5 6 20.00
2017-12-31 13F-HR VIAV / Viavi Solutions Inc. 13.33 150 150 0.00 1 2 100.00
2017-12-31 13F-HR CAR / Avis Budget Group, Inc. 57.14 35 35 0.00 1 2 100.00
2017-12-31 13F-HR LFL / LATAM Airlines Group S.A. 14.29 70 70 0.00 1 1 0.00
2017-12-31 13F-HR BSAC / Banco Santander - Chile 33.33 30 30 0.00 1 1 0.00
2017-12-31 13F-HR MLPA / Global X MLP ETF 10.00 3,000 5,000 66.67 31 50 61.29
2017-12-31 13F-HR LEN.B / Lennar Corp. 66.67 15 15 0.00 1 1 0.00
2017-12-31 13F-HR CEO / CNOOC Ltd. 145.45 55 55 0.00 7 8 14.29
2017-12-31 13F-HR STOR / STORE Capital Corp. 44.44 45 45 0.00 1 2 100.00
2017-12-31 13F-HR DATA / Tableau Software, Inc. 133.33 15 15 0.00 1 2 100.00
2017-12-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 63.36 3,851 3,851 0.00 237 244 2.95
2017-12-31 13F-HR VR / Validus Holdings Ltd. 100.00 20 10 -50.00 1 1 0.00
2017-12-31 13F-HR IWV / iShares Russell 3000 ETF 158.86 491 491 0.00 73 78 6.85
2017-12-31 13F-HR DB / Deutsche Bank AG 20.34 540 590 9.26 9 12 33.33
2017-12-31 13F-HR CY / Cypress Semiconductor Corp. 16.46 1,442 1,154 -19.97 21 19 -9.52
2017-12-31 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 56.00 4,000 500 -87.50 228 28 -87.72
2017-12-31 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 60.87 95 115 21.05 5 7 40.00
2017-12-31 13F-HR FHN / First Horizon National Corp. 20.00 150 150 0.00 3 3 0.00
2017-12-31 13F-HR TRP / TransCanada Corp. 50.98 245 255 4.08 12 13 8.33
2017-12-31 13F-HR AER / AerCap Holdings N.V. 56.18 356 356 0.00 19 20 5.26
2017-12-31 13F-HR WRI / Weingarten Realty Investors 40.00 75 75 0.00 2 3 50.00
2017-12-31 13F-HR TAP / Molson Coors Brewing Co. 90.16 108 122 12.96 9 11 22.22
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.63 1,992 2,043 2.56 77 83 7.79
2017-12-31 13F-HR GWPH / GW Pharmaceuticals Plc. 132.42 219 219 0.00 22 29 31.82
2017-12-31 13F-HR CNI / Canadian National Railway Co. 86.84 361 380 5.26 30 33 10.00
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.52 260 310 19.23 13 20 53.85
2017-12-31 13F-HR SGEN / Seattle Genetics, Inc. 75.00 40 40 0.00 2 3 50.00
2017-12-31 13F-HR USG / USG Corp. 50.00 80 80 0.00 3 4 33.33
2017-12-31 13F-HR ETN / Eaton Corporation 80.69 1,024 1,041 1.66 79 84 6.33
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 111.11 179 189 5.59 17 21 23.53
2017-12-31 13F-HR ABT / Abbott Laboratories 57.54 2,293 2,294 0.04 122 132 8.20
2017-12-31 13F-HR IBMG / iShares 2018 AMT-Free Muni Bond ETF 25.40 5,000 5,000 0.00 127 127 0.00
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.89 1,152 1,152 0.00 16 16 0.00
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 92.44 2,295 2,261 -1.48 209 209 0.00
2017-12-31 13F-HR UBS / UBS Group AG 18.72 1,175 1,175 0.00 20 22 10.00
2017-12-31 13F-HR ACM / AECOM 40.18 533 448 -15.95 20 18 -10.00
2017-12-31 13F-HR PDLI / PDL BioPharma, Inc. 3.33 300 300 0.00 1 1 0.00
2017-12-31 13F-HR ING / ING Groep N.V. 19.05 1,260 1,260 0.00 23 24 4.35
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 68.12 690 690 0.00 42 47 11.90
2017-12-31 13F-HR NVO / Novo-Nordisk A/S 54.39 570 570 0.00 27 31 14.81
2017-12-31 13F-HR WAB / Wabtec Corp. 100.00 30 30 0.00 2 3 50.00
2017-12-31 13F-HR ORAN / Orange 18.75 640 640 0.00 11 12 9.09
2017-12-31 13F-HR BKD / Brookdale Senior Living, Inc. 13.95 0 215 0 3
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.56 64,711 63,988 -1.12 4,820 5,475 13.59
2017-12-31 13F-HR CBLI / Cleveland BioLabs, Inc. 6.00 500 500 0.00 2 3 50.00
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 105.73 5,020 5,495 9.46 535 581 8.60
2017-12-31 13F-HR PAG / Penske Automotive Group, Inc. 66.67 15 15 0.00 1 1 0.00
2017-12-31 13F-HR MFA / MFA Financial, Inc. 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR MYE / Myers Industries, Inc. 19.60 10,000 5,000 -50.00 210 98 -53.33
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. 200.00 10 10 0.00 2 2 0.00
2017-12-31 13F-HR URBN / Urban Outfitters, Inc. 37.50 0 80 0 3
2017-12-31 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 86.00 500 500 0.00 38 43 13.16
2017-12-31 13F-HR SLYV / SPDR S&P 600 Small CapValue ETF 200.00 10 10 0.00 1 2 100.00
2017-12-31 13F-HR VVC / Vectren Corp. 76.92 65 65 0.00 4 5 25.00
2017-12-31 13F-HR OLED / Universal Display Corp. 200.00 5 5 0.00 1 1 0.00
2017-12-31 13F-HR HLF / Herbalife Ltd. 100.00 10 10 0.00 1 1 0.00
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.12 3,053 3,065 0.39 290 313 7.93
2017-12-31 13F-HR SSS / Sovran Self Storage, Inc. 100.00 20 20 0.00 2 2 0.00
2017-12-31 13F-HR FB / Facebook, Inc. 176.57 14,315 14,340 0.17 2,446 2,532 3.52
2017-12-31 13F-HR SWN / Southwestern Energy Co. 10.53 0 95 0 1
2017-12-31 13F-HR VIS / Vanguard Industrials ETF 150.00 100 100 0.00 13 15 15.38
2017-12-31 13F-HR NNN / National Retail Properties, Inc. 53.33 75 75 0.00 3 4 33.33
2017-12-31 13F-HR X / United States Steel Corp. 50.00 60 60 0.00 2 3 50.00
2017-12-31 13F-HR SIX / Six Flags Entertainment Corp 80.00 25 25 0.00 2 2 0.00
2017-12-31 13F-HR XME / SPDR S&P Metals & Mining ETF 36.39 11,940 11,240 -5.86 384 409 6.51
2017-12-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 55.87 716 716 0.00 38 40 5.26
2017-12-31 13F-HR EC / Ecopetrol S.A. 18.75 160 160 0.00 2 3 50.00
2017-12-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 83.15 445 445 0.00 34 37 8.82
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 140.00 50 50 0.00 6 7 16.67
2017-12-31 13F-HR MBB / iShares MBS ETF 106.67 300 300 0.00 32 32 0.00
2017-12-31 13F-HR JCI / Johnson Controls International plc 41.35 235 266 13.19 9 11 22.22
2017-12-31 13F-HR IBKR / Interactive Brokers Group, Inc. 62.50 80 80 0.00 4 5 25.00
2017-12-31 13F-HR MKL / Markel Corp. 2,000.00 1 1 0.00 1 2 100.00
2017-12-31 13F-HR PPG / PPG Industries, Inc. 117.07 480 410 -14.58 53 48 -9.43
2017-12-31 13F-HR RIO / Rio Tinto plc 56.80 493 493 0.00 23 28 21.74
2017-12-31 13F-HR SBNYW / Signature Bank 200.00 10 5 -50.00 1 1 0.00
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 312.88 326 326 0.00 111 102 -8.11
2017-12-31 13F-HR KAR / Kar Auction Services, Inc. 100.00 20 20 0.00 1 2 100.00
2017-12-31 13F-HR SPB / Spectrum Brands Holdings, Inc. 200.00 5 10 100.00 1 2 100.00
2017-12-31 13F-HR BT / BT Group Plc 20.69 540 290 -46.30 10 6 -40.00
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 11.63 430 430 0.00 4 5 25.00
2017-12-31 13F-HR MTW / Manitowoc Co., Inc. (The) 40.00 3,000 750 -75.00 27 30 11.11
2017-12-31 13F-HR CFR / Cullen/Frost Bankers, Inc. 100.00 40 40 0.00 4 4 0.00
2017-12-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 27.54 10,500 9,950 -5.24 296 274 -7.43
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 85.23 1,324 1,361 2.79 111 116 4.50
2017-12-31 13F-HR VGK / Vanguard FTSE Europe ETF 60.03 733 733 0.00 43 44 2.33
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 14.29 70 70 0.00 1 1 0.00
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 33.33 0 60 0 2
2017-12-31 13F-HR TS / Tenaris S.A. 44.44 30 45 50.00 1 2 100.00
2017-12-31 13F-HR COMM / CommScope Holding Company, Inc. 66.67 30 30 0.00 1 2 100.00
2017-12-31 13F-HR HDB / HDFC Bank Ltd. 104.76 92 105 14.13 9 11 22.22
2017-12-31 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.70 2,035 1,955 -3.93 18 17 -5.56
2017-12-31 13F-HR LSTR / Landstar System, Inc. 150.00 20 20 0.00 2 3 50.00
2017-12-31 13F-HR MD / Mednax, Inc. 55.56 0 90 0 5
2017-12-31 13F-HR SNY / Sanofi 43.97 695 705 1.44 35 31 -11.43
2017-12-31 13F-HR ASB / Associated Banc-Corp. 37.50 80 80 0.00 2 3 50.00
2017-12-31 13F-HR ATHN / athenahealth, Inc. 200.00 5 10 100.00 1 2 100.00
2017-12-31 13F-HR CB / Chubb Ltd 148.15 135 135 0.00 19 20 5.26
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.91 50,300 48,220 -4.14 2,715 2,744 1.07
2017-12-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 90.00 800 800 0.00 68 72 5.88
2017-12-31 13F-HR CR / Crane Co. 100.00 60 60 0.00 5 6 20.00
2017-12-31 13F-HR SIVB / SVB Financial Group 240.00 25 25 0.00 5 6 20.00