InvestorWFG Advisors, LP
Portfolio Value $ 442,169,000
Current Positions1,670
Opened Positions5
Closed Positions109


Latest Holdings, Performance, AUM (from 13F, 13D)

WFG Advisors, LP has disclosed 1,670 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 442,169,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

WFG Advisors, LP's top holdings are iShares Russell 3000 ETF (NYSE:IWV) , Apple, Inc. (NASDAQ:AAPL) , Exxon Mobil Corp. (NYSE:XOM) , Boulder Growth & Income Fund, Inc. (NYSE:BIF) , and Blackstone Group L.P. (The) (NYSE:BX) . WFG Advisors, LP's new positions include Silver Wheaton Corp. (NYSE:SLW) , Barrick Gold Corp. (NYSE:ABX) , Dupont Fabros Technology, Inc. (NYSE:DFT) , STORE Capital Corp. (NYSE:STOR) , and Independence Realty Trust, Inc. (NYSE:IRT) .

All WFG Advisors, LP holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on August 18, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-06-30 13F-HR BST / BlackRock Science and Technology Trust 1,000 0 -100.00 21 0 -100.00
2017-06-30 13F-HR UPL / Ultra Petroleum Corp. 0.00 7 0
2017-06-30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.13 148,169 153,832 3.82 1,514 1,558 2.91
2017-06-30 13F-HR FNCL / Fidelity MSCI Financials Index ETF 36.37 651 11,136 1,610.60 21 405 1,828.57
2017-06-30 13F-HR FIDU / Fidelity MSCI Industrials Index ETF 35.11 11,136 940 -91.56 405 33 -91.85
2017-06-30 13F-HR FCOM / Fidelity MSCI Telecommunication Services Index ETF 32.50 12,693 400 -96.85 642 13 -97.98
2017-06-30 13F-HR FENY / Fidelity MSCI Energy Index ETF 17.99 3,528 57,429 1,527.81 145 1,033 612.41
2017-06-30 13F-HR FCOR / Fidelity Corporate Bond ETF 50.58 57,429 12,693 -77.90 1,033 642 -37.85
2017-06-30 13F-HR FUTY / Fidelity MSCI Utilities Index ETF 33.75 400 2,785 596.25 13 94 623.08
2017-06-30 13F-HR FDIS / Fidelity MSCI Consumer Discretionary Index ETF 34.87 120 631 425.83 3 22 633.33
2017-06-30 13F-HR FTEC / Fidelity MSCI Information Technology Index ETF 42.74 631 5,756 812.20 22 246 1,018.18
2017-06-30 13F-HR MTCN / ArcelorMittal 23.29 601 14
2017-06-30 13F-HR CXW / CoreCivic Inc 23.53 84 85 1.19 3 2 -33.33
2017-06-30 13F-HR FGM / First Trust Germany AlphaDEX Fund 43.35 268 1,684 528.36 11 73 563.64
2017-06-30 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 66.67 0 15 0 1
2017-06-30 13F-HR IXC / iShares Global Energy ETF 28.57 140 140 0.00 5 4 -20.00
2017-06-30 13F-HR YHOO / Yahoo! Inc. 54.40 386 21
2017-06-30 13F-HR FXO / First Trust Financials AlphaDEX® Fund 28.57 17,890 20,299 13.47 496 580 16.94
2017-06-30 13F-HR AATDF / AA LTD 22.53 3,373 3,373 0.00 89 76 -14.61
2017-06-30 13F-HR FLML / Flamel Technologies S.A. 10.53 570 570 0.00 6 6 0.00
2017-06-30 13F-HR AGR / Avangrid, Inc. 44.68 940 42
2017-06-30 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 59.03 2,425 2,812 15.96 142 166 16.90
2017-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 55.71 22,600 23,928 5.88 1,229 1,333 8.46
2017-06-30 13F-HR CNXC / CNX Coal Resources LP 74.07 50 189 278.00 3 14 366.67
2017-06-30 13F-HR CBSHP / Commerce Bancshares, Inc. 56.77 3,939 3,840 -2.51 221 218 -1.36
2017-06-30 13F-HR COPX / Global X Funds 21.07 500 2,326 365.20 7 49 600.00
2017-06-30 13F-HR HSY / Hershey Company (The) 107.21 797 998 25.22 87 107 22.99
2017-06-30 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 15.00 0 800 0 12
2017-06-30 13F-HR YUM / Yum! Brands, Inc. 74.39 698 699 0.14 45 52 15.56
2017-06-30 13F-HR OTTR / Otter Tail Corp. 39.22 31 561 1,709.68 1 22 2,100.00
2017-06-30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 84.54 723 828 14.52 60 70 16.67
2017-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF 79.26 16,666 19,102 14.62 1,239 1,514 22.20
2017-06-30 13F-HR FNF / Fidelity National Financial, Inc. 0.00 3 3 0.00 0 0
2017-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 24.68 26,481 28,328 6.97 628 699 11.31
2017-06-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 120.55 3,029 8,262 172.76 357 996 178.99
2017-06-30 13F-HR LEN / Lennar Corp. 54.79 0 73 0 4
2017-06-30 13F-HR IWV / iShares Russell 3000 ETF 144.02 72,558 79,061 8.96 10,151 11,386 12.17
2017-06-30 13F-HR ETN / Eaton Corporation 77.21 117 272 132.48 9 21 133.33
2017-06-30 13F-HR HK / Halcon Resources Corporation 0.00 9 9 0.00 0 0
2017-06-30 13F-HR STX / Seagate Technology PLC 38.80 22 3,660 16,536.36 1 142 14,100.00
2017-06-30 13F-HR XLU / SPDR Utilities Select Sector ETF 52.03 2,562 3,037 18.54 131 158 20.61
2017-06-30 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 50.00 200 200 0.00 10 10 0.00
2017-06-30 13F-HR PX / Praxair, Inc. 132.35 1,605 1,564 -2.55 190 207 8.95
2017-06-30 13F-HR CHY / Calamos Convertible and High Income Fund 10.00 100 100 0.00 1 1 0.00
2017-06-30 13F-HR QCOM / QUALCOMM Incorporated 55.28 5,053 6,549 29.61 290 362 24.83
2017-06-30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 13.33 75 75 0.00 1 1 0.00
2017-06-30 13F-HR DBO / PowerShares DB Oil Fund 8.09 23,309 21,252 -8.82 205 172 -16.10
2017-06-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 89.66 8,997 9,257 2.89 791 830 4.93
2017-06-30 13F-HR CXO / Concho Resources, Inc. 120.00 125 125 0.00 16 15 -6.25
2017-06-30 13F-HR ENLK / EnLink Midstream Partners, LP 16.99 10,800 14,300 32.41 198 243 22.73
2017-06-30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 76.92 26 26 0.00 2 2 0.00
2017-06-30 13F-HR AM / Antero Midstream Partners LP 35.00 52 200 284.62 2 7 250.00
2017-06-30 13F-HR F / Ford Motor Co. 11.19 36,470 44,335 21.57 425 496 16.71
2017-06-30 13F-HR CMC / Commercial Metals Co. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR VZ / Verizon Communications, Inc. 44.66 30,671 34,861 13.66 1,495 1,557 4.15
2017-06-30 13F-HR T / AT & T, Inc. 37.73 113,039 114,971 1.71 4,697 4,338 -7.64
2017-06-30 13F-HR EPS / WisdomTree Earnings 500 Fund 83.31 10,815 13,623 25.96 881 1,135 28.83
2017-06-30 13F-HR FPL / First Trust New Opportunities MLP & Energy Fund 13.19 4,070 4,094 0.59 55 54 -1.82
2017-06-30 13F-HR TOWN / Towne Bank (Portsmouth, VA) 31.75 440 441 0.23 14 14 0.00
2017-06-30 13F-HR DVYE / iShares Emerging Markets Dividend ETF 40.12 3,510 4,511 28.52 140 181 29.29
2017-06-30 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 125.00 8 8 0.00 1 1 0.00
2017-06-30 13F-HR MAT / Mattel, Inc. 37.04 27 27 0.00 1 1 0.00
2017-06-30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.71 909 909 0.00 96 97 1.04
2017-06-30 13F-HR RNR / RenaissanceRe Holdings Ltd. 0.00 2 2 0.00 0 0
2017-06-30 13F-HR VIS / Vanguard Industrials ETF 126.05 88 119 35.23 11 15 36.36
2017-06-30 13F-HR GNL / Global Net Lease Inc. 22.24 79,506 93,022 17.00 1,915 2,069 8.04
2017-06-30 13F-HR SUN / Sunoco LP 30.00 200 200 0.00 5 6 20.00
2017-06-30 13F-HR DSL / DoubleLine Income Solutions Fund 20.67 3,000 3,000 0.00 60 62 3.33
2017-06-30 13F-HR ASCMB / Ascent Capital Group, Inc. 0.00 0 2 0 0
2017-06-30 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 1,225 0 -100.00 11 0 -100.00
2017-06-30 13F-HR NEE / NextEra Energy, Inc. 140.19 6,199 6,755 8.97 796 947 18.97
2017-06-30 13F-HR TPL / Texas Pacific Land Trust 293.81 440 582 32.27 123 171 39.02
2017-06-30 13F-HR MRTN / Marten Transport, Ltd. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR PHM / PulteGroup, Inc. 24.95 0 521 0 13
2017-06-30 13F-HR WFM / Whole Foods Market, Inc. 42.21 4,844 3,530 -27.13 144 149 3.47
2017-06-30 13F-HR XPER / Xperi Corp 154 0 -100.00 5 0 -100.00
2017-06-30 13F-HR AER / AerCap Holdings N.V. 753 0 -100.00 35 0 -100.00
2017-06-30 13F-HR NAT / Nordic American Tankers Ltd 24,402 0 -100.00 200 0 -100.00
2017-06-30 13F-HR TRV / Travelers Companies, Inc. (The) 1,342 0 -100.00 170 0 -100.00
2017-06-30 13F-HR FIW / First Trust ISE-Water Index Fund 42.80 2,300 2,500 8.70 96 107 11.46
2017-06-30 13F-HR BRK.A / Berkshire Hathaway, Inc. 255,000.00 1 1 0.00 250 255 2.00
2017-06-30 13F-HR WAL / Western Alliance Bancorporation 51.95 0 77 0 4
2017-06-30 13F-HR FMX / Fomento Economico Mexicano, S.A.B de C.V. 107.14 0 28 0 3
2017-06-30 13F-HR GPOR / Gulfport Energy Corp. 10.00 500 100 -80.00 9 1 -88.89
2017-06-30 13F-HR MDLZ / Mondelez International, Inc. 43.39 497 945 90.14 21 41 95.24
2017-06-30 13F-HR SEIC / SEI Investments Co. 55.56 0 54 0 3
2017-06-30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 125.71 20 175 775.00 2 22 1,000.00
2017-06-30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.00 60,590 75,184 24.09 302 376 24.50
2017-06-30 13F-HR XLI / SPDR Industrial Select Sector ETF 68.16 7,106 10,388 46.19 462 708 53.25
2017-06-30 13F-HR FDC / First Data Corporation 0.00 10 10 0.00 0 0
2017-06-30 13F-HR RFEU / First Tr Exchange Traded FD III 59.41 200 202 1.00 11 12 9.09
2017-06-30 13F-HR GPN / Global Payments, Inc. 87.50 80 80 0.00 6 7 16.67
2017-06-30 13F-HR CRT / Cross Timbers Royalty Trust 15.19 724 724 0.00 11 11 0.00
2017-06-30 13F-HR INTU / Intuit Inc. 132.53 830 830 0.00 96 110 14.58
2017-06-30 13F-HR PMM / Putnam Managed Municipal Income Trust 7.59 900 2,900 222.22 7 22 214.29
2017-06-30 13F-HR PCG / PG&E Corp. 66.48 358 361 0.84 24 24 0.00
2017-06-30 13F-HR CLNS / Colony NorthStar, Inc. 14.08 43,663 68,949 57.91 564 971 72.16
2017-06-30 13F-HR BDC / Belden, Inc. 75.47 265 265 0.00 18 20 11.11
2017-06-30 13F-HR RTM / Guggenheim S&P 500 Equal Weight Materials ETF 98.04 203 204 0.49 19 20 5.26
2017-06-30 13F-HR KMB / Kimberly-Clark Corp. 129.12 3,379 3,152 -6.72 445 407 -8.54
2017-06-30 13F-HR TM / Toyota Motor Corp. 104.92 3,704 4,089 10.39 402 429 6.72
2017-06-30 13F-HR EPR / EPR Properties 71.88 4,848 7,026 44.93 357 505 41.46
2017-06-30 13F-HR CG / The Carlyle Group L.P. 19.78 4,131 4,500 8.93 66 89 34.85
2017-06-30 13F-HR YORW / York Water Co. 34.85 122,204 133,485 9.23 4,283 4,652 8.62
2017-06-30 13F-HR GPRO / GoPro, Inc. 8.10 2,200 2,100 -4.55 19 17 -10.53
2017-06-30 13F-HR ADS / Alliance Data Systems Corp. 257.02 287 677 135.89 71 174 145.07
2017-06-30 13F-HR TSN / Tyson Foods, Inc. 58.14 81 86 6.17 5 5 0.00
2017-06-30 13F-HR HEP / Holly Energy Partners L.P. 33.33 300 300 0.00 11 10 -9.09
2017-06-30 13F-HR DNOW / NOW Inc. 0.00 12 12 0.00 0 0
2017-06-30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 125.59 579 637 10.02 70 80 14.29
2017-06-30 13F-HR RDS.B / Royal Dutch Shell Plc 54.42 1,574 6,983 343.65 88 380 331.82
2017-06-30 13F-HR CVX / Chevron Corp. 104.33 30,971 36,357 17.39 3,325 3,793 14.08
2017-06-30 13F-HR CNI / Canadian National Railway Co. 75.00 0 40 0 3
2017-06-30 13F-HR FL / Foot Locker, Inc. 50.25 198 199 0.51 15 10 -33.33
2017-06-30 13F-HR ABT / Abbott Laboratories 48.61 7,475 8,003 7.06 332 389 17.17
2017-06-30 13F-HR TXMD / TherapeuticsMD, Inc. 5.30 11,700 15,100 29.06 84 80 -4.76
2017-06-30 13F-HR PDLI / PDL BioPharma, Inc. 0.00 86 104 20.93 0 0
2017-06-30 13F-HR COL / Rockwell Collins, Inc. 106.92 109 159 45.87 11 17 54.55
2017-06-30 13F-HR ESS / Essex Property Trust, Inc. 254.24 59 59 0.00 14 15 7.14
2017-06-30 13F-HR PHK / PIMCO High Income Fund 8.58 905 932 2.98 8 8 0.00
2017-06-30 13F-HR TRP / TransCanada Corp. 48.43 348 351 0.86 16 17 6.25
2017-06-30 13F-HR ZIXI / Zix Corporation 5.49 910 910 0.00 4 5 25.00
2017-06-30 13F-HR GLTR / ETFS Physical Precious Metal Basket Shares 62.00 500 500 0.00 32 31 -3.12
2017-06-30 13F-HR CMCSA / Comcast Corp. 38.95 7,937 8,985 13.20 298 350 17.45
2017-06-30 13F-HR FDVV / Fidelity Core Dividend ETF 26.79 3,342 3,733 11.70 89 100 12.36
2017-06-30 13F-HR WGO / Winnebago Industries, Inc. 34.86 2,950 1,004 -65.97 86 35 -59.30
2017-06-30 13F-HR OZRK / Bank of the Ozarks, Inc. 47.06 510 510 0.00 27 24 -11.11
2017-06-30 13F-HR TAP / Molson Coors Brewing Co. 86.34 3,455 3,938 13.98 331 340 2.72
2017-06-30 13F-HR ZNGA / Zynga Inc. 5.00 200 200 0.00 1 1 0.00
2017-06-30 13F-HR GWPH / GW Pharmaceuticals Plc. 103.70 85 135 58.82 10 14 40.00
2017-06-30 13F-HR PG / Procter & Gamble Co. (The) 87.15 24,354 23,489 -3.55 2,188 2,047 -6.44
2017-06-30 13F-HR UBS / UBS Group AG 19.61 51 51 0.00 1 1 0.00
2017-06-30 13F-HR SEP / Spectra Energy Partners LP 42.89 4,127 4,127 0.00 180 177 -1.67
2017-06-30 13F-HR SRC / Spirit Realty Capital, Inc. 7.36 1,000 7,333 633.30 10 54 440.00
2017-06-30 13F-HR WRK / Westrock Company 56.65 10,112 7,837 -22.50 526 444 -15.59
2017-06-30 13F-HR LKSD.WI / LSC Communications, Inc. 0.00 3 3 0.00 0 0
2017-06-30 13F-HR APU / AmeriGas Partners, L.P. 45.11 2,919 2,993 2.54 137 135 -1.46
2017-06-30 13F-HR WRI / Weingarten Realty Investors 30.35 1,779 1,779 0.00 59 54 -8.47
2017-06-30 13F-HR MSFT / Microsoft Corp. 68.94 74,774 83,817 12.09 4,925 5,778 17.32
2017-06-30 13F-HR TLI / Western Asset Corporate Loan Fund Inc. 11.14 1,975 1,975 0.00 22 22 0.00
2017-06-30 13F-HR HLS / HEALTHSOUTH Corp. 48.35 2,213 2,213 0.00 95 107 12.63
2017-06-30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR ABM / ABM Industries Inc. 40.00 200 200 0.00 9 8 -11.11
2017-06-30 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 52.63 75 76 1.33 4 4 0.00
2017-06-30 13F-HR NS / NuStar Energy L.P. 46.61 4,376 5,621 28.45 227 262 15.42
2017-06-30 13F-HR USG / USG Corp. 29.05 2,560 6,610 158.20 81 192 137.04
2017-06-30 13F-HR GPC / Genuine Parts Co. 93.14 511 408 -20.16 47 38 -19.15
2017-06-30 13F-HR APTS / Preferred Apartment Communities, Inc. 15.75 82,033 170,556 107.91 1,084 2,686 147.79
2017-06-30 13F-HR CNS / Cohen & Steers Inc. 10.00 1,200 500 -58.33 34 5 -85.29
2017-06-30 13F-HR CNS / Cohen & Steers Inc. 28.33 503 1,200 138.57 6 34 466.67
2017-06-30 13F-HR STL / Sterling Bancorp 23.37 2,610 61
2017-06-30 13F-HR INFY / Infosys Limited 15.03 30,970 35,455 14.48 489 533 9.00
2017-06-30 13F-HR CRM / Salesforce.com, Inc. 86.55 798 1,837 130.20 66 159 140.91
2017-06-30 13F-HR CLX / Clorox Company (The) 133.04 1,465 1,571 7.24 198 209 5.56
2017-06-30 13F-HR RDS.A / Royal Dutch Shell Plc 53.32 3,234 3,357 3.80 171 179 4.68
2017-06-30 13F-HR SRI / Stoneridge, Inc. 15.07 1,460 22
2017-06-30 13F-HR NLY / Annaly Capital Management, Inc. 12.04 5,544 6,063 9.36 62 73 17.74
2017-06-30 13F-HR AWK / American Water Works Co., Inc. 77.79 2,306 2,571 11.49 179 200 11.73
2017-06-30 13F-HR ABR / Arbor Realty Trust, Inc. 8.33 3,000 25
2017-06-30 13F-HR AHT / Ashford Hospitality Trust Inc. 6.08 26,000 31,230 20.12 166 190 14.46
2017-06-30 13F-HR AHP / Ashford Hospitality Prime, Inc. 10.00 1,400 1,400 0.00 15 14 -6.67
2017-06-30 13F-HR ALV / Autoliv, Inc. 110.39 0 770 0 85
2017-06-30 13F-HR BXS / BancorpSouth, Inc. 30.65 1,468 45
2017-06-30 13F-HR ABX / Barrick Gold Corp. 15.90 27,552 438
2017-06-30 13F-HR ABX / Barrick Gold Corp. Call 0.40 10,000 4
2017-06-30 13F-HR BAX / Baxter International, Inc. 68.97 29 29 0.00 2 2 0.00
2017-06-30 13F-HR CBT / Cabot Corp. 90.91 11 11 0.00 1 1 0.00
2017-06-30 13F-HR RIO / Rio Tinto plc 43.29 575 231 -59.83 23 10 -56.52
2017-06-30 13F-HR QVAL / ValueShares U.S. Quantitative Value ETF 25.53 37,042 65,960 78.07 940 1,684 79.15
2017-06-30 13F-HR CPT / Camden Property Trust 84.44 0 450 0 38
2017-06-30 13F-HR CTAS / Cintas Corp. 127.59 230 290 26.09 29 37 27.59
2017-06-30 13F-HR DTE / DTE Energy Co. 104.80 266 229 -13.91 27 24 -11.11
2017-06-30 13F-HR CREE / Cree, Inc. 24.00 150 250 66.67 4 6 50.00
2017-06-30 13F-HR CY / Cypress Semiconductor Corp. 13.59 6,977 4,782 -31.46 96 65 -32.29
2017-06-30 13F-HR DRI / Darden Restaurants, Inc. 90.24 0 410 0 37
2017-06-30 13F-HR DLX / Deluxe Corp. 73.68 95 95 0.00 7 7 0.00
2017-06-30 13F-HR FGP / Ferrellgas Partners, L.P. 5.00 1,000 1,000 0.00 6 5 -16.67
2017-06-30 13F-HR EXPD / Expeditors International of Washington, Inc. 56.82 88 88 0.00 5 5 0.00
2017-06-30 13F-HR F / Ford Motor Co. Call 1.57 5,000 7,000 40.00 10 11 10.00
2017-06-30 13F-HR GBL / GAMCO Investors, Inc. 26.67 52 75 44.23 2 2 0.00
2017-06-30 13F-HR IT / Gartner, Inc. 142.86 7 7 0.00 1 1 0.00
2017-06-30 13F-HR HRL / Hormel Foods Corp. 34.29 1,743 1,750 0.40 60 60 0.00
2017-06-30 13F-HR IAU / iShares Gold Trust 11.94 23,704 23,704 0.00 285 283 -0.70
2017-06-30 13F-HR INTC / Intel Corp. 33.73 40,767 43,370 6.39 1,470 1,463 -0.48
2017-06-30 13F-HR BKF / iShares MSCI BRIC ETF 37.43 559 561 0.36 20 21 5.00
2017-06-30 13F-HR TIP / iShares TIPS Bond ETF 113.49 4,732 5,745 21.41 542 652 20.30
2017-06-30 13F-HR IDV / iShares International Select Dividend ETF 32.73 14,441 17,234 19.34 454 564 24.23
2017-06-30 13F-HR IYG / iShares U.S. Financial Services ETF 113.24 429 521 21.45 47 59 25.53
2017-06-30 13F-HR AOM / iShares Core Moderate Allocation ETF 39.22 0 51 0 2
2017-06-30 13F-HR KEX / Kirby Corp. 66.67 900 900 0.00 63 60 -4.76
2017-06-30 13F-HR LII / Lennox International, Inc. 200.00 10 2
2017-06-30 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 0.00 0 10 0 0
2017-06-30 13F-HR MRO / Marathon Oil Corp. 11.57 864 864 0.00 14 10 -28.57
2017-06-30 13F-HR MSGN / MSG Networks Inc. 21.83 199 229 15.08 5 5 0.00
2017-06-30 13F-HR NGG / National Grid Plc 62.93 3,450 2,940 -14.78 219 185 -15.53
2017-06-30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 9.94 3,599 3,623 0.67 35 36 2.86
2017-06-30 13F-HR NVO / Novo-Nordisk A/S 0.00 379 2 -99.47 13 0 -100.00
2017-06-30 13F-HR ON / ON Semiconductor Corporation 0.00 2 2 0.00 0 0
2017-06-30 13F-HR OSK / Oshkosh Corporation (Holding Company) 100.00 10 10 0.00 1 1 0.00
2017-06-30 13F-HR PVH / PVH Corp. 0.00 3 3 0.00 0 0
2017-06-30 13F-HR JCP / J.C. Penney Co., Inc. Call 0.33 3,000 3,000 0.00 3 1 -66.67
2017-06-30 13F-HR SYF / Synchrony Financial 29.92 7 1,504 21,385.71 0 45
2017-06-30 13F-HR RNN / Rexahn Pharmaceuticals, Inc, 2.00 500 1
2017-06-30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 70.00 0 100 0 7
2017-06-30 13F-HR SRPT / Sarepta Therapeutics, Inc. 34.48 145 5
2017-06-30 13F-HR SCHP / Schwab U.S. TIPS ETF 55.00 200 400 100.00 11 22 100.00
2017-06-30 13F-HR SNI / Scripps Networks Interactive, Inc. 68.22 4,009 5,160 28.71 314 352 12.10
2017-06-30 13F-HR SPTN / SpartanNash Company 26.38 1,175 31
2017-06-30 13F-HR SCM / Stellus Capital Investment Corporation 14.00 500 500 0.00 7 7 0.00
2017-06-30 13F-HR STOR / STORE Capital Corp. 22.48 11,611 261
2017-06-30 13F-HR TCRX / THL Credit, Inc. 9.96 26,289 61,760 134.93 262 615 134.73
2017-06-30 13F-HR TGB / Taseko Mines Ltd. 1.30 10,000 10,000 0.00 13 13 0.00
2017-06-30 13F-HR USO / United States Oil Fund, LP 9.51 13,741 17,041 24.02 146 162 10.96
2017-06-30 13F-HR USO / United States Oil Fund, LP Call 0.40 5,000 5,000 0.00 11 2 -81.82
2017-06-30 13F-HR TWLO / Twilio Inc. 29.56 545 1,015 86.24 16 30 87.50
2017-06-30 13F-HR ULSGF / UBS AG 27.50 400 400 0.00 12 11 -8.33
2017-06-30 13F-HR VVV / Valvoline Inc. 23.65 1,522 36
2017-06-30 13F-HR VWR / VWR Corporation 0.00 2 2 0.00 0 0
2017-06-30 13F-HR UE / Urban Edge Properties 35.71 0 28 0 1
2017-06-30 13F-HR X / United States Steel Corp. 22.16 11,067 20,400 84.33 374 452 20.86
2017-06-30 13F-HR WSO / Watsco, Inc. 160.00 75 12
2017-06-30 13F-HR SLW / Silver Wheaton Corp. 19.90 37,485 746
2017-06-30 13F-HR WPRT / Westport Innovations Inc. 2.00 1,000 1,000 0.00 1 2 100.00
2017-06-30 13F-HR XRX / Xerox Corp. 20.83 197 48 -75.63 1 1 0.00
2017-06-30 13F-HR COVANTA HLDG CORP / (222820000) 12.71 708 9
2017-06-30 13F-HR QUANTA SVCS INC / (747620000) 0.00 1 0
2017-06-30 13F-HR U S SILICA HLDGS INC / (903460000) 36.67 300 11
2017-06-30 13F-HR TGT / Target Corp. 52.25 0 9,914 166.51 0 518 152.68
2017-06-30 13F-HR CONTROLADORA VUELA CIA DE AV / SPON ADR RP 10 (212400000) 0.00 1 0
2017-06-30 13F-HR AMERICAN EAGLE OUTFITTERS NE / (255300000) 0.00 23 0
2017-06-30 13F-HR UNIVERSAL HEALTH RLTY INCM T / SH BEN INT (913590000) 81.73 208 17
2017-06-30 13F-HR VALE S A / ADR (919120000) 8.13 369 3
2017-06-30 13F-HR AMERESCO INC / CL A (236100000) 0.00 40 0
2017-06-30 13F-HR FIRST TR EXCHANGE-TRADED FD / PFD SECS INC ETF (337390000) 20.00 6,750 135
2017-06-30 13F-HR NCR CORP NEW / (628860000) 40.89 4,793 196
2017-06-30 13F-HR DR PEPPER SNAPPLE GROUP INC / (261380000) 91.04 4,273 389
2017-06-30 13F-HR TOTAL S A / SPONSORED ADR (891510000) 49.64 7,876 391
2017-06-30 13F-HR FIRST TR EXCHANGE TRADED FD / NY ARCA BIOTECH (337330000) 113.85 2,310 263
2017-06-30 13F-HR NOVAGOLD RES INC / (669870000) 4.56 123,475 563
2017-06-30 13F-HR MLPA / Global X MLP ETF 25.26 0 1,900 0 48
2017-06-30 13F-HR ACM / AECOM 50.00 20 20 0.00 1 1 0.00
2017-06-30 13F-HR T / AT & T, Inc. Call 5.75 1,000 4,000 300.00 7 23 228.57
2017-06-30 13F-HR GOOGL / Alphabet Inc. 929.28 835 905 8.38 708 841 18.79
2017-06-30 13F-HR AQB / AquaBounty Technologies, Inc. 0.00 2 0
2017-06-30 13F-HR ARLZ / Aralez Pharmaceuticals Inc. 1.20 2,500 3
2017-06-30 13F-HR ARES / Ares Management, L.P. 17.87 316 1,399 342.72 6 25 316.67
2017-06-30 13F-HR AAXN / Axon Enterprise Inc 25.33 0 1,500 0 38
2017-06-30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.90 3,670 3,670 0.00 40 40 0.00
2017-06-30 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 20.87 575 575 0.00 11 12 9.09
2017-06-30 13F-HR TAST / Carrols Restaurant Group, Inc. 12.12 825 10
2017-06-30 13F-HR CVY / Guggenheim Multi-Asset Income ETF 21.26 1,750 1,270 -27.43 36 27 -25.00
2017-06-30 13F-HR CLFD / Clearfield, Inc. 13.22 0 17,475 0 231
2017-06-30 13F-HR INB / Cohen & Steers Global Income Builder, Inc. 9.19 544 5
2017-06-30 13F-HR DXC / DXC Technology Company 76.17 512 39
2017-06-30 13F-HR DZSI / DASAN Zhone Solutions, Inc. 10.00 100 100 0.00 1 1 0.00
2017-06-30 13F-HR CPG / Crescent Point Energy Corp. 10.00 100 100 0.00 1 1 0.00
2017-06-30 13F-HR DEI / Douglas Emmett, Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR DFT / Dupont Fabros Technology, Inc. 61.15 5,200 318
2017-06-30 13F-HR SIVR / ETFS Silver Trust 16.30 2,400 2,700 12.50 43 44 2.33
2017-06-30 13F-HR EQR / Equity Residential 65.74 300 502 67.33 19 33 73.68
2017-06-30 13F-HR EXC / Exelon Corp. 35.94 2,400 2,421 0.88 86 87 1.16
2017-06-30 13F-HR FB / Facebook, Inc. 150.98 10,742 12,929 20.36 1,526 1,952 27.92
2017-06-30 13F-HR FGEN / FibroGen, Inc. 33.33 150 5
2017-06-30 13F-HR FRGI / Fiesta Restaurant Group, Inc. 20.85 870 1,295 48.85 21 27 28.57
2017-06-30 13F-HR FSBSP / First South Bancorp, Inc. 16.67 300 5
2017-06-30 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 52.41 4,004 4,999 24.85 208 262 25.96
2017-06-30 13F-HR FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 50.04 3,540 3,377 -4.60 175 169 -3.43
2017-06-30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.53 2,229 3,139 40.83 56 77 37.50
2017-06-30 13F-HR FTXL / First Trust High Income ETF 24.49 490 490 0.00 12 12 0.00
2017-06-30 13F-HR FTXO / First Trust High Income ETF 26.45 3,818 101
2017-06-30 13F-HR FMF / First Trust Morningstar Managed Futures Strategy Fund 44.00 0 250 0.00 0 11
2017-06-30 13F-HR FEN / First Trust Energy Income & Growth Fund 25.00 840 21
2017-06-30 13F-HR DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated 26.30 2,250 4,297 90.98 55 113 105.45
2017-06-30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 6.00 1,000 1,000 0.00 6 6 0.00
2017-06-30 13F-HR GCP / GCP Applied Technologies Inc. 0.00 10 10 0.00 0 0
2017-06-30 13F-HR GDI / Gardner Denver Holdings, Inc. 20.00 100 2
2017-06-30 13F-HR HYH / Halyard Health, Inc. 39.06 925 896 -3.14 35 35 0.00
2017-06-30 13F-HR IILG / Interval Leisure Group, Inc. 19.61 51 51 0.00 1 1 0.00
2017-06-30 13F-HR IRT / Independence Realty Trust, Inc. 9.85 17,353 171
2017-06-30 13F-HR IRM / Iron Mountain Incorporated. (REIT) 34.00 500 17
2017-06-30 13F-HR FLOT / iShares Floating Rate Bond ETF 52.63 19 19 0.00 1 1 0.00
2017-06-30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 49.03 1,754 1,754 0.00 84 86 2.38
2017-06-30 13F-HR JD / JD.com, Inc. 35.09 57 2
2017-06-30 13F-HR LTXB / LegacyTexas Financial Group Inc. 38.18 3,156 3,169 0.41 126 121 -3.97
2017-06-30 13F-HR MTB / M & T Bank Corp. 111.11 9 9 0.00 1 1 0.00
2017-06-30 13F-HR MFA / MFA Financial, Inc. 8.41 137 2,022 1,375.91 1 17 1,600.00
2017-06-30 13F-HR M / Macy's, Inc. 38.46 26 26 0.00 1 1 0.00
2017-06-30 13F-HR MFC / Manulife Financial Corp. 19.10 1,196 1,204 0.67 21 23 9.52
2017-06-30 13F-HR MCC / Medley Capital Corp. 6.39 71,268 86,581 21.49 548 553 0.91
2017-06-30 13F-HR MCK / McKesson Corp. 164.14 818 859 5.01 121 141 16.53
2017-06-30 13F-HR MEET GROUP INC / (58513U101) 5.33 1,500 8
2017-06-30 13F-HR MAA / Mid-America Apartment Communities, Inc. 106.38 0 329 0 35
2017-06-30 13F-HR NTCT / NetScout Systems, Inc. 34.34 495 17
2017-06-30 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 11.91 4,100 2,770 -32.44 49 33 -32.65
2017-06-30 13F-HR OGS / ONE Gas, Inc. 69.25 3,261 491 -84.94 220 34 -84.55
2017-06-30 13F-HR PAYC / Paycom Software, Inc. 66.67 75 5
2017-06-30 13F-HR PGH / Pengrowth Energy Corp. 0.76 8,363 19,620 134.60 8 15 87.50
2017-06-30 13F-HR PYPL / PayPal Holdings, Inc. 54.55 450 550 22.22 19 30 57.89
2017-06-30 13F-HR PFGC / Performance Food Group Company 0.00 1 1 0.00 0 0
2017-06-30 13F-HR PEB / Pebblebrook Hotel Trust 32.34 402 402 0.00 12 13 8.33
2017-06-30 13F-HR ZROZ / PIMCO ETF Trust 120.00 50 6
2017-06-30 13F-HR PF / Pinnacle Foods, Inc. 60.00 350 21
2017-06-30 13F-HR PLUG / Plug Power, Inc. 2.00 500 1
2017-06-30 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 100.00 150 150 0.00 14 15 7.14
2017-06-30 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 62.67 733 734 0.14 43 46 6.98
2017-06-30 13F-HR PGX / PowerShares Preferred Portfolio 15.07 5,750 8,426 46.54 85 127 49.41
2017-06-30 13F-HR PEZ / PowerShares Exchange-Trade Fund Trust 44.81 0 8,435 0.00 0 378
2017-06-30 13F-HR PSQ / ProShares Short QQQ 40.00 0 1,000 0 40
2017-06-30 13F-HR PBD / PowerShares Global Exchange Traded Fund Trust 12.00 500 500 0.00 6 6 0.00
2017-06-30 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 55.00 400 22
2017-06-30 13F-HR EUO / ProShares UltraShort Euro 24.00 500 12
2017-06-30 13F-HR QRVO / Qorvo, Inc. 63.20 1,250 1,250 0.00 86 79 -8.14
2017-06-30 13F-HR MRGR / ProShares Merger ETF 36.00 500 500 0.00 18 18 0.00
2017-06-30 13F-HR PSA / Public Storage 200.00 30 30 0.00 7 6 -14.29
2017-06-30 13F-HR SKMTF / SK Telecom Co., Ltd. 29.41 68 68 0.00 2 2 0.00
2017-06-30 13F-HR GII / SPDR S&P Global Infrastructure ETF 49.50 101 5
2017-06-30 13F-HR SDY / SPDR S&P Dividend ETF 88.83 4,138 5,021 21.34 365 446 22.19
2017-06-30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 49.74 200 382 91.00 10 19 90.00
2017-06-30 13F-HR XLK / SPDR Technology Select Sector ETF 54.72 31,549 35,584 12.79 1,682 1,947 15.76
2017-06-30 13F-HR SHOP / Shopify Inc. 86.67 200 300 50.00 14 26 85.71
2017-06-30 13F-HR SIRI / Sirius XM Holdings Inc. 5.40 5,554 5,556 0.04 29 30 3.45
2017-06-30 13F-HR SITO / SITO Mobile, Ltd. 3.67 3,000 11
2017-06-30 13F-HR AFSI / AmTrust Financial Services, Inc. 15.32 0 1,110 0 17
2017-06-30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 33.33 0 300 0 10
2017-06-30 13F-HR SIX / Six Flags Entertainment Corp 60.04 29 533 1,737.93 2 32 1,500.00
2017-06-30 13F-HR SWKS / Skyworks Solutions, Inc. 95.78 1,155 1,326 14.81 113 127 12.39
2017-06-30 13F-HR CELG / Celgene Corp. 130.11 2,036 1,983 -2.60 253 258 1.98
2017-06-30 13F-HR NNN / National Retail Properties, Inc. 39.09 8,458 11,820 39.75 369 462 25.20
2017-06-30 13F-HR SSP / Scripps Company 18.23 768 768 0.00 18 14 -22.22
2017-06-30 13F-HR SYY / SYSCO Corp. 51.41 340 389 14.41 18 20 11.11
2017-06-30 13F-HR BGS / B&G Foods, Inc. 34.97 0 572 0 20
2017-06-30 13F-HR XETWX / Eaton Vance Tax-Managed Global 8.64 903 926 2.55 8 8 0.00
2017-06-30 13F-HR SUPV / Grupo Supervielle S.A. 17.96 167 3
2017-06-30 13F-HR S / Sprint Corporation 8.77 0 570 0 5
2017-06-30 13F-HR SFM / Sprouts Farmers Market, Inc. 20.69 145 3
2017-06-30 13F-HR VC / Visteon Corp. 100.00 200 20
2017-06-30 13F-HR VSTE / Vistra Energy Corp. 17.00 2,000 34
2017-06-30 13F-HR HTH / Hilltop Holdings, Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR SWHC / Smith & Wesson Holding Corp. 22.08 2,845 3,985 40.07 56 88 57.14
2017-06-30 13F-HR FE / FirstEnergy Corp. 29.13 309 309 0.00 10 9 -10.00
2017-06-30 13F-HR MRVL / Marvell Technology Group Ltd. 16.50 2,000 2,000 0.00 31 33 6.45
2017-06-30 13F-HR SNY / Sanofi 47.74 775 775 0.00 35 37 5.71
2017-06-30 13F-HR CSII / Cardiovascular Systems, Inc. 32.24 12,855 47,058 266.07 363 1,517 317.91
2017-06-30 13F-HR HCN / Welltower Inc. 74.81 5,740 3,235 -43.64 406 242 -40.39
2017-06-30 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 111.11 27 27 0.00 3 3 0.00
2017-06-30 13F-HR GOOG / Alphabet Inc. Class C 908.76 884 1,392 57.47 734 1,265 72.34
2017-06-30 13F-HR ED / Consolidated Edison, Inc. 81.04 1,094 1,308 19.56 85 106 24.71
2017-06-30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.23 10,039 16,870 68.04 371 628 69.27
2017-06-30 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 22.62 115 442 284.35 2 10 400.00
2017-06-30 13F-HR APH / Amphenol Corp. 74.07 12 162 1,250.00 1 12 1,100.00
2017-06-30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 40.00 100 100 0.00 4 4 0.00
2017-06-30 13F-HR AWP / Alpine Global Premier Properties Fund 6.34 515,770 530,126 2.78 2,950 3,361 13.93
2017-06-30 13F-HR JO / iPath Bloomberg Coffee Subindex Total Return ETN due 6/24/2038 16.00 250 250 0.00 5 4 -20.00
2017-06-30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.85 12,453 644 -94.83 1,041 54 -94.81
2017-06-30 13F-HR LBTYA / Liberty Global plc (Class A) 31.75 0 63 0 2
2017-06-30 13F-HR CCF / Chase Corp. 108.33 120 120 0.00 11 13 18.18
2017-06-30 13F-HR TILE / Interface, Inc. 0.00 2 2 0.00 0 0
2017-06-30 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.50 38,497 39,691 3.10 131 139 6.11
2017-06-30 13F-HR USNA / USANA Health Sciences, Inc. 69.77 86 86 0.00 5 6 20.00
2017-06-30 13F-HR NFG / National Fuel Gas Co. 55.99 910 1,143 25.60 54 64 18.52
2017-06-30 13F-HR PFG / Principal Financial Group, Inc. 64.86 266 370 39.10 17 24 41.18
2017-06-30 13F-HR ADM / Archer-Daniels-Midland Co. 41.57 1,081 1,732 60.22 50 72 44.00
2017-06-30 13F-HR RPAI / Retail Properties of America, Inc. 12.26 3,506 3,506 0.00 51 43 -15.69
2017-06-30 13F-HR ITW / Illinois Tool Works, Inc. 142.86 651 812 24.73 86 116 34.88
2017-06-30 13F-HR EW / Edwards Lifesciences Corp. 118.30 2,580 2,705 4.84 243 320 31.69
2017-06-30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 101.23 442 326 -26.24 42 33 -21.43
2017-06-30 13F-HR IUSG / iShares Core Russell U.S. Growth 48.53 1,006 1,360 35.19 47 66 40.43
2017-06-30 13F-HR TK / Teekay Corp. 6.64 9,131 10,539 15.42 84 70 -16.67
2017-06-30 13F-HR TMK / Torchmark Corp. 76.82 1,471 1,471 0.00 113 113 0.00
2017-06-30 13F-HR GEL / Genesis Energy, L.P. 40.00 137 50 -63.50 4 2 -50.00
2017-06-30 13F-HR LADR / Ladder Capital Corp 13.42 32,588 48,443 48.65 471 650 38.00
2017-06-30 13F-HR ISRG / Intuitive Surgical, Inc. 935.52 643 853 32.66 493 798 61.87
2017-06-30 13F-HR CFR / Cullen/Frost Bankers, Inc. 93.92 18,284 24,392 33.41 1,627 2,291 40.81
2017-06-30 13F-HR PII / Polaris Industries, Inc 93.19 639 279 -56.34 54 26 -51.85
2017-06-30 13F-HR ETE / Entergy Transfer Equity LP 18.57 700 700 0.00 14 13 -7.14
2017-06-30 13F-HR IGV / iShares North American Tech-Software ETF 136.94 315 314 -0.32 40 43 7.50
2017-06-30 13F-HR SWN / Southwestern Energy Co. 6.17 723 2,268 213.69 6 14 133.33
2017-06-30 13F-HR SNPS / Synopsys, Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR XME / SPDR S&P Metals & Mining ETF 30.00 850 500 -41.18 26 15 -42.31
2017-06-30 13F-HR VOX / Vanguard Telecommunications Services ETF 91.80 3,023 4,183 38.37 287 384 33.80
2017-06-30 13F-HR TDIV / First Trust NASDAQ Technology Dividend Index Fund 31.14 6,937 6,391 -7.87 220 199 -9.55
2017-06-30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 47.86 1,895 1,776 -6.28 89 85 -4.49
2017-06-30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 50.07 8,354 10,466 25.28 400 524 31.00
2017-06-30 13F-HR SRE / Sempra Energy 113.10 280 336 20.00 31 38 22.58
2017-06-30 13F-HR LTC / LTC Properties, Inc. 51.38 8,599 13,702 59.34 412 704 70.87
2017-06-30 13F-HR MBB / iShares MBS ETF 83.33 0 12 0 1
2017-06-30 13F-HR IWF / iShares Russell 1000 Growth ETF 119.00 5,152 6,941 34.72 586 826 40.96
2017-06-30 13F-HR INGR / Ingredion, Inc. 119.45 1,367 1,373 0.44 165 164 -0.61
2017-06-30 13F-HR STO / Statoil ASA 15.00 200 200 0.00 3 3 0.00
2017-06-30 13F-HR IBKR / Interactive Brokers Group, Inc. 37.23 521 564 8.25 18 21 16.67
2017-06-30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 49.69 4,337 5,172 19.25 209 257 22.97
2017-06-30 13F-HR VFH / Vanguard Financials ETF 62.30 1,750 1,862 6.40 106 116 9.43
2017-06-30 13F-HR KAR / Kar Auction Services, Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR MAR / Marriott International, Inc. 104.17 96 96 0.00 9 10 11.11
2017-06-30 13F-HR DWDP / DowDuPont Inc. 63.10 11,225 12,837 14.36 713 810 13.60
2017-06-30 13F-HR QSR / Restaurant Brands International Inc. 0.00 2 5 150.00 0 0
2017-06-30 13F-HR PPG / PPG Industries, Inc. 109.91 698 737 5.59 73 81 10.96
2017-06-30 13F-HR VOO / Vanguard S&P 500 ETF 222.08 23,624 21,245 -10.07 5,111 4,718 -7.69
2017-06-30 13F-HR MKL / Markel Corp. 964.29 10 28 180.00 10 27 170.00
2017-06-30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 483.33 50 60 20.00 19 29 52.63
2017-06-30 13F-HR AAC / AAC Holdings, Inc. 6.00 500 500 0.00 4 3 -25.00
2017-06-30 13F-HR ASIX / AdvanSix Inc. 28.57 24 35 45.83 1 1 0.00
2017-06-30 13F-HR GOV / Government Properties Income Trust 18.28 7,642 7,384 -3.38 160 135 -15.62
2017-06-30 13F-HR TSLA / Tesla Motors, Inc. 361.05 221 457 106.79 62 165 166.13
2017-06-30 13F-HR VCR / Vanguard Consumer Discretionary ETF 141.76 647 522 -19.32 90 74 -17.78
2017-06-30 13F-HR JKK / iShares Morningstar Small-Cap Growth ETF 162.65 165 166 0.61 25 27 8.00
2017-06-30 13F-HR MCD / McDonald's Corp. 153.15 2,687 2,651 -1.34 348 406 16.67
2017-06-30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 8.10 2,966 4,196 41.47 29 34 17.24
2017-06-30 13F-HR FEMS / First Trust Emerging Markets Small Cap AlphaDEX Fund 36.91 5,717 8,425 47.37 208 311 49.52
2017-06-30 13F-HR AXS / AXIS Capital Holdings Ltd. 74.07 27 27 0.00 2 2 0.00
2017-06-30 13F-HR OUT / OUTFRONT Media Inc. 0.00 0 2 0 0
2017-06-30 13F-HR AMP / Ameriprise Financial, Inc. 105.26 19 19 0.00 2 2 0.00
2017-06-30 13F-HR OFC / Corporate Office Properties Trust 34.72 1,462 1,469 0.48 48 51 6.25
2017-06-30 13F-HR VGK / Vanguard FTSE Europe ETF 55.12 27 12,736 47,070.37 1 702 70,100.00
2017-06-30 13F-HR JCP / J.C. Penney Co., Inc. 4.50 2,000 2,000 0.00 12 9 -25.00
2017-06-30 13F-HR KYE / Kayne Anderson Energy Total Return Fund, Inc. 10.67 850 750 -11.76 11 8 -27.27
2017-06-30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.58 7,886 9,117 15.61 647 762 17.77
2017-06-30 13F-HR GD / General Dynamics Corp. 197.60 666 668 0.30 125 132 5.60
2017-06-30 13F-HR VDE / Vanguard Energy ETF 88.47 3,344 4,295 28.44 323 380 17.65
2017-06-30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 18.95 1,900 1,900 0.00 36 36 0.00
2017-06-30 13F-HR SNY / Sanofi 0.00 775 75 -90.32 37 0 -100.00
2017-06-30 13F-HR CRUS / Cirrus Logic, Inc. 50.00 0 20 0 1
2017-06-30 13F-HR SGDM / Sprott Gold Miners ETF 19.95 401 401 0.00 8 8 0.00
2017-06-30 13F-HR NUS / Nu Skin Enterprises, Inc. 54.55 55 55 0.00 3 3 0.00
2017-06-30 13F-HR DDD / 3 D Systems Corp. 18.76 24 533 2,120.83 0 10
2017-06-30 13F-HR AB / AllianceBernstein Holding L.P. 23.61 5,083 6,311 24.16 116 149 28.45
2017-06-30 13F-HR RH / Restoration Hardware Holdings, Inc. 64.00 250 250 0.00 12 16 33.33
2017-06-30 13F-HR MET / MetLife, Inc. 54.63 537 1,080 101.12 28 59 110.71
2017-06-30 13F-HR CFG / Citizens Financial Group, Inc. 0.00 9 9 0.00 0 0
2017-06-30 13F-HR CWI / SPDR MSCI AWCI ex-US ETF 32.52 122 123 0.82 4 4 0.00
2017-06-30 13F-HR GME / GameStop Corp. 0.00 23 23 0.00 1 0 -100.00
2017-06-30 13F-HR VHT / Vanguard Health Care ETF 147.59 1,588 2,141 34.82 219 316 44.29
2017-06-30 13F-HR EWA / iShares MSCI Australia ETF 21.28 217 564 159.91 5 12 140.00
2017-06-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 39.20 15,570 13,009 -16.45 603 510 -15.42
2017-06-30 13F-HR HANCOCK JOHN PREMUIM DIV FD / COM SH BEN INT (41013T105) 16.80 8,226 7,680 -6.64 131 129 -1.53
2017-06-30 13F-HR FLR / Fluor Corp. 46.03 638 239 -62.54 34 11 -67.65
2017-06-30 13F-HR HIE / Miller/Howard High Income Equity Fund 13.50 2,000 2,000 0.00 27 27 0.00
2017-06-30 13F-HR CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock 53.69 24,290 26,502 9.11 1,467 1,423 -3.00
2017-06-30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 8.80 5,000 67,028 1,240.56 43 590 1,272.09
2017-06-30 13F-HR MOS / Mosaic Company (The) (Holding Company) 22.81 600 2,017 236.17 18 46 155.56
2017-06-30 13F-HR GBDC / Golub Capital BDC, Inc. 19.02 1,050 1,209 15.14 21 23 9.52
2017-06-30 13F-HR SCI / Service Corp. International 35.71 139 140 0.72 4 5 25.00
2017-06-30 13F-HR SPXC / SPX Corporation 25.16 67,535 83,933 24.28 1,638 2,112 28.94
2017-06-30 13F-HR FSIC / FS Investment Corporation 9.15 156,878 222,300 41.70 1,537 2,034 32.34
2017-06-30 13F-HR NRG / NRG Energy, Inc. 15.75 133 127 -4.51 2 2 0.00
2017-06-30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.85 3,369 4,496 33.45 269 359 33.46
2017-06-30 13F-HR MIN / MFS Intermediate Income Trust 0.00 11 11 0.00 0 0
2017-06-30 13F-HR MO / Altria Group, Inc. 74.46 28,291 30,459 7.66 2,021 2,268 12.22
2017-06-30 13F-HR XHR / Xenia Hotels & Resorts Inc. 19.30 1,762 1,762 0.00 30 34 13.33
2017-06-30 13F-HR VOD / Vodafone Group Plc 28.90 249 346 38.96 7 10 42.86
2017-06-30 13F-HR WHR / Whirlpool Corp. 194.69 100 113 13.00 17 22 29.41
2017-06-30 13F-HR AUY / Yamana Gold Inc. 2.82 708 709 0.14 2 2 0.00
2017-06-30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 40.00 150 150 0.00 6 6 0.00
2017-06-30 13F-HR TEF / Telefonica S.A. 10.42 4,301 4,702 9.32 48 49 2.08
2017-06-30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 16.29 32,338 3,070 -90.51 552 50 -90.94
2017-06-30 13F-HR EWO / iShares MSCI Austria Capped ETF 22.47 178 178 0.00 3 4 33.33
2017-06-30 13F-HR BATRA / Liberty Media Corporation 22.67 97 397 309.28 2 9 350.00
2017-06-30 13F-HR VGT / Vanguard Information Technology ETF 140.70 918 1,393 51.74 125 196 56.80
2017-06-30 13F-HR VVC / Vectren Corp. 57.25 262 15
2017-06-30 13F-HR VTR / Ventas, Inc. 69.48 64,450 76,380 18.51 4,192 5,307 26.60
2017-06-30 13F-HR VGR / Vector Group, Ltd. 21.21 1,278 3,065 139.83 27 65 140.74
2017-06-30 13F-HR VUZI / Vuzix Corp 8.00 250 2
2017-06-30 13F-HR WMC / Western Asset Mortgage Capital Corp 10.00 1,300 13
2017-06-30 13F-HR EZM / WisdomTree MidCap Earnings Fund 35.86 6,272 6,190 -1.31 221 222 0.45
2017-06-30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 62.21 3,171 3,408 7.47 199 212 6.53
2017-06-30 13F-HR GLOG / GasLog Ltd. 15.39 2,872 2,989 4.07 44 46 4.55
2017-06-30 13F-HR JCI / Johnson Controls International plc 45.45 249 110 -55.82 11 5 -54.55
2017-06-30 13F-HR SFL / Ship Finance International Limited 15.96 50 188 276.00 1 3 200.00
2017-06-30 13F-HR MLNX / Mellanox Technologies, Ltd. 40.00 100 4
2017-06-30 13F-HR TROX / Tronox Ltd 15.51 1,225 19
2017-06-30 13F-HR ASML / ASML Holding N.V. (ADR) 125.00 16 16 0.00 2 2 0.00
2017-06-30 13F-HR MBRX / Moleculin Biotech, Inc. 2.50 400 400 0.00 0 1
2017-06-30 13F-HR AMRN / Amarin Corp. Plc 4.00 1,000 1,000 0.00 3 4 33.33
2017-06-30 13F-HR RAD / Rite Aid Corp. 2.98 8,415 10,415 23.77 36 31 -13.89
2017-06-30 13F-HR WIN / Windstream Holdings, Inc. 0.00 170 4 -97.65 1 0 -100.00
2017-06-30 13F-HR MMM / 3M Co. 208.14 6,913 7,048 1.95 1,323 1,467 10.88
2017-06-30 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.50 400 400 0.00 9 9 0.00
2017-06-30 13F-HR DEO / Diageo plc 121.12 292 322 10.27 34 39 14.71
2017-06-30 13F-HR CBL / CBL & Associates Properties, Inc. 8.41 0 14,745 0 124
2017-06-30 13F-HR TGNA / TEGNA Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.80 29 229 689.66 3 24 700.00
2017-06-30 13F-HR CPLP / Capital Product Partners L.P. 4.07 721 737 2.22 3 3 0.00
2017-06-30 13F-HR ALL / Allstate Corp. (The) 87.98 406 1,023 151.97 33 90 172.73
2017-06-30 13F-HR NGVT.WI / Ingevity Corporation 57.73 940 918 -2.34 57 53 -7.02
2017-06-30 13F-HR FRN / Claymore Exchange-Traded Fund Trust 2 13.64 3,300 3,300 0.00 42 45 7.14
2017-06-30 13F-HR MNK / Maillinckrodt plc. 45.60 362 307 -15.19 16 14 -12.50
2017-06-30 13F-HR CBS / CBS Corp. 63.64 238 330 38.66 17 21 23.53
2017-06-30 13F-HR MDY / SPDR S&P Midcap 400 ETF 317.69 1,812 1,854 2.32 566 589 4.06
2017-06-30 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 31.56 6,200 9,600 54.84 192 303 57.81
2017-06-30 13F-HR AIG.WS / American International Group, Inc. Warrants 40.00 25 25 0.00 1 1 0.00
2017-06-30 13F-HR EMR / Emerson Electric Co. 59.61 6,291 6,996 11.21 377 417 10.61
2017-06-30 13F-HR ZTS / Zoetis Inc. 62.02 368 516 40.22 20 32 60.00
2017-06-30 13F-HR CAG / ConAgra Foods, Inc. 36.78 1,020 435 -57.35 41 16 -60.98
2017-06-30 13F-HR AIG / American International Group, Inc. 62.68 1,965 3,127 59.13 123 196 59.35
2017-06-30 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 8.18 0 1,100 0 9
2017-06-30 13F-HR GSBD / Goldman Sachs BDC, Inc. 22.73 950 1,232 29.68 23 28 21.74
2017-06-30 13F-HR THO / Thor Industries, Inc. 100.00 100 100 0.00 10 10 0.00
2017-06-30 13F-HR WFT / Weatherford International plc 4.14 1,200 1,450 20.83 8 6 -25.00
2017-06-30 13F-HR WTR / Aqua America, Inc. 33.29 7,289 6,879 -5.62 234 229 -2.14
2017-06-30 13F-HR TDC / Teradata Corp. 30.30 33 33 0.00 1 1 0.00
2017-06-30 13F-HR K / Kellogg Co. 69.46 3,525 3,527 0.06 256 245 -4.30
2017-06-30 13F-HR CAFD / 8point3 Energy Partners LP 15.13 129,293 148,075 14.53 1,755 2,240 27.64
2017-06-30 13F-HR KMI / Kinder Morgan, Inc. 19.16 138,799 167,180 20.45 3,017 3,203 6.17
2017-06-30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.40 62,192 88,669 42.57 610 922 51.15
2017-06-30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.64 6,892 7,150 3.74 149 169 13.42
2017-06-30 13F-HR AMT / American Tower Corp. (REIT) 132.19 1,353 1,755 29.71 164 232 41.46
2017-06-30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.78 2,250 2,250 0.00 30 31 3.33
2017-06-30 13F-HR CCE / Coca-Cola European Partners Plc. 55.56 18 18 0.00 1 1 0.00
2017-06-30 13F-HR HI / Hillenbrand, Inc. 32.79 121 122 0.83 4 4 0.00
2017-06-30 13F-HR AET / Aetna, Inc. 148.15 81 81 0.00 10 12 20.00
2017-06-30 13F-HR HTGC / Hercules Capital, Inc. 13.29 31,074 9,182 -70.45 470 122 -74.04
2017-06-30 13F-HR HXL / Hexcel Corp. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR HACK / PureFunds ISE Cyber Security ETF 30.00 0 100 0 3
2017-06-30 13F-HR CVE / Cenovus Energy Inc. 7.92 505 505 0.00 6 4 -33.33
2017-06-30 13F-HR BBT / BB&T Corp. 45.12 1,636 1,640 0.24 73 74 1.37
2017-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 33.21 1,083 29,784 2,650.14 35 989 2,725.71
2017-06-30 13F-HR IBMJ / iShares Trust iShares iBonds Dec 2021 AMT-Free Muni Bond ETF 24.88 200 201 0.50 5 5 0.00
2017-06-30 13F-HR HTA / Healthcare Trust of America, Inc. 31.02 597 1,644 175.38 19 51 168.42
2017-06-30 13F-HR ILTB / iShares Core Long-Term US Bond ETF 64.75 138 139 0.72 9 9 0.00
2017-06-30 13F-HR IUSB / iShares Core Total USD Bond Market ETF 51.16 716 1,251 74.72 36 64 77.78
2017-06-30 13F-HR CB / Chubb Ltd 145.61 1,116 1,559 39.70 152 227 49.34
2017-06-30 13F-HR UTX / United Technologies Corp. 122.06 5,362 5,735 6.96 602 700 16.28
2017-06-30 13F-HR STZ / Constellation Brands, Inc. 193.55 1,271 1,364 7.32 206 264 28.16
2017-06-30 13F-HR VOYA / Voya Financial, Inc. 37.70 10 610 6,000.00 0 23
2017-06-30 13F-HR ATHN / athenahealth, Inc. 250.00 4 4 0.00 0 1
2017-06-30 13F-HR YUMC / Yum China Holdings, Inc. 39.07 1,079 1,382 28.08 29 54 86.21
2017-06-30 13F-HR DRA / Diversified Real Asset Income Fund 17.45 125,019 120,653 -3.49 2,169 2,105 -2.95
2017-06-30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 41.48 467 2,411 416.27 18 100 455.56
2017-06-30 13F-HR NXPI / NXP Semiconductors N.V. 112.68 142 142 0.00 15 16 6.67
2017-06-30 13F-HR CNDT / Conduent 25.64 39 39 0.00 1 1 0.00
2017-06-30 13F-HR PBCT / People's United Financial, Inc. 18.40 163 163 0.00 3 3 0.00
2017-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 64.93 10,494 11,043 5.23 734 717 -2.32
2017-06-30 13F-HR MITK / Mitek Systems, Inc. 0.00 20 20 0.00 0 0
2017-06-30 13F-HR ES / Eversource Energy 60.57 1,080 2,460 127.78 64 149 132.81
2017-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 54.94 17,594 19,785 12.45 960 1,087 13.23
2017-06-30 13F-HR PBA / Pembina Pipeline Corp. 33.14 21,657 20,913 -3.44 687 693 0.87
2017-06-30 13F-HR EIX / Edison International 77.92 382 385 0.79 30 30 0.00
2017-06-30 13F-HR HIX / Western Asset High Income Fund II, Inc. 7.16 11,204 11,448 2.18 81 82 1.23
2017-06-30 13F-HR GXP / Great Plains Energy, Inc. 37.04 27 27 0.00 1 1 0.00
2017-06-30 13F-HR PE / Parsley Energy, Inc. 30.00 839 200 -76.16 27 6 -77.78
2017-06-30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 9.71 587,525 654,831 11.46 5,464 6,358 16.36
2017-06-30 13F-HR TRGP / Targa Resources Corp. 45.58 1,416 1,097 -22.53 85 50 -41.18
2017-06-30 13F-HR AVB / AvalonBay Communities, Inc. 191.90 672 839 24.85 123 161 30.89
2017-06-30 13F-HR EFG / iShares MSCI EAFE Growth ETF 74.00 500 500 0.00 35 37 5.71
2017-06-30 13F-HR VDC / Vanguard Consumer Staples ETF 141.21 2,487 2,514 1.09 350 355 1.43
2017-06-30 13F-HR DST / DST Systems, Inc. 61.78 1,402 3,205 128.60 172 198 15.12
2017-06-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 92.64 4,335 4,156 -4.13 390 385 -1.28
2017-06-30 13F-HR ELP / Companhia Paranaense de Energia-Copel 9.35 0 214 0 2
2017-06-30 13F-HR PEP / PepsiCo, Inc. 115.45 7,583 6,349 -16.27 848 733 -13.56
2017-06-30 13F-HR SJM / Smucker (J.M.) Co. 118.33 6,558 7,234 10.31 860 856 -0.47
2017-06-30 13F-HR XPH / SPDR S&P Pharmaceuticals ETF 42.50 400 400 0.00 17 17 0.00
2017-06-30 13F-HR HST / Host Hotels & Resorts, Inc. 18.00 0 1,000 0 18
2017-06-30 13F-HR MMP / Magellan Midstream Partners, L.P. 71.63 263 349 32.70 20 25 25.00
2017-06-30 13F-HR PCRX / Pacira Pharmaceuticals, Inc. 50.00 100 100 0.00 5 5 0.00
2017-06-30 13F-HR ADI / Analog Devices, Inc. 77.90 1,249 1,579 26.42 102 123 20.59
2017-06-30 13F-HR PSX / Phillips 66 82.54 2,303 1,781 -22.67 182 147 -19.23
2017-06-30 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.09 24,597 26,940 9.53 124 137 10.48
2017-06-30 13F-HR FNV / Franco-Nevada Corp. 72.12 11,028 9,138 -17.14 722 659 -8.73
2017-06-30 13F-HR PSEC / Prospect Capital Corp. 8.12 356,592 371,436 4.16 3,224 3,016 -6.45
2017-06-30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 57.83 15,644 18,105 15.73 847 1,047 23.61
2017-06-30 13F-HR AAL / American Airlines Group Inc. 50.27 1,848 2,367 28.08 78 119 52.56
2017-06-30 13F-HR KBR / KBR, Inc. 0.00 14 14 0.00 0 0
2017-06-30 13F-HR VOOG / Vanguard S&P 500 Growth ETF 122.45 874 833 -4.69 103 102 -0.97
2017-06-30 13F-HR MASI / Masimo Corp. 111.11 9 9 0.00 1 1 0.00
2017-06-30 13F-HR STAG / STAG Industrial, Inc. 27.57 80 8,160 10,100.00 2 225 11,150.00
2017-06-30 13F-HR HES / Hess Corp. 0.00 7 7 0.00 0 0
2017-06-30 13F-HR EMES / Emerge Energy Services LP 8.94 790 1,790 126.58 11 16 45.45
2017-06-30 13F-HR SBR / Sabine Royalty Trust 38.81 6,574 6,699 1.90 234 260 11.11
2017-06-30 13F-HR RBA / Ritchie Bros. Auctioneers Inc. 0.00 11 11 0.00 0 0
2017-06-30 13F-HR SAN / Banco Santander S.A. 6.49 995 1,848 85.73 6 12 100.00
2017-06-30 13F-HR WBC / Wabco Holdings, Inc. 127.05 10 244 2,340.00 1 31 3,000.00
2017-06-30 13F-HR DISH / DISH Network Corp. 62.43 690 849 23.04 44 53 20.45
2017-06-30 13F-HR MGM / MGM Resorts International 31.42 1,808 1,814 0.33 50 57 14.00
2017-06-30 13F-HR NKE / Nike, Inc. 59.14 4,178 2,029 -51.44 233 120 -48.50
2017-06-30 13F-HR HUSV / First Trust 20.27 295 296 0.34 6 6 0.00
2017-06-30 13F-HR EOG / EOG Resources, Inc. 90.55 3,089 1,535 -50.31 301 139 -53.82
2017-06-30 13F-HR FEI / First Trust MLP and Energy Income Fund 15.00 1,000 1,000 0.00 16 15 -6.25
2017-06-30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.64 8,029 10,529 31.14 70 91 30.00
2017-06-30 13F-HR ITM / VanEck Vectors ETF TR 23.87 0 2,430 0 58
2017-06-30 13F-HR XUSAX / Liberty All Star Equity Fund 5.68 31,038 23,770 -23.42 169 135 -20.12
2017-06-30 13F-HR SKYY / First Trust Exchange- Traded Fund II 39.57 1,432 1,491 4.12 55 59 7.27
2017-06-30 13F-HR TNP / Tsakos Energy Navigation Ltd. 4.79 51,607 51,763 0.30 247 248 0.40
2017-06-30 13F-HR CTR / ClearBridge Energy MLP Total Return Fund Inc. 16.00 0 125 0 2
2017-06-30 13F-HR IYC / iShares U.S. Consumer Services ETF 165.90 217 217 0.00 35 36 2.86
2017-06-30 13F-HR BX / Blackstone Group L.P. (The) 33.35 159,919 189,784 18.68 4,750 6,329 33.24
2017-06-30 13F-HR SCVL / Shoe Carnival, Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR ROP / Roper Technologies, Inc. 231.85 785 785 0.00 162 182 12.35
2017-06-30 13F-HR ONVO / Organovo Holdings, Inc. 2.50 2,000 2,000 0.00 6 5 -16.67
2017-06-30 13F-HR D / Dominion Resources, Inc. 76.65 14,508 16,529 13.93 1,125 1,267 12.62
2017-06-30 13F-HR DE / Deere & Co. 124.03 385 387 0.52 42 48 14.29
2017-06-30 13F-HR RMR / The RMR Group Inc. 83.33 20 12 -40.00 1 1 0.00
2017-06-30 13F-HR BRCD / Brocade Communications Systems, Inc. 12.68 2,997 4,497 50.05 37 57 54.05
2017-06-30 13F-HR PCYG / Park City Group, Inc. 12.18 657 657 0.00 8 8 0.00
2017-06-30 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 19.27 12,856 12,504 -2.74 251 241 -3.98
2017-06-30 13F-HR FCH / FelCor Lodging Trust, Inc. 0.00 3 3 0.00 0 0
2017-06-30 13F-HR TI / Telecom Italia S.p.A. 9.80 102 102 0.00 1 1 0.00
2017-06-30 13F-HR NWE / NorthWestern Corp. 61.11 1,260 1,260 0.00 74 77 4.05
2017-06-30 13F-HR IHF / iShares U.S. Healthcare Providers ETF 148.00 251 250 -0.40 34 37 8.82
2017-06-30 13F-HR IWP / iShares Russell Midcap Growth ETF 108.13 301 1,119 271.76 31 121 290.32
2017-06-30 13F-HR DSXN / Diana Shipping inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR SJI / South Jersey Industries, Inc. 34.25 2,919 3,153 8.02 104 108 3.85
2017-06-30 13F-HR IR / Ingersoll-Rand plc 92.00 204 250 22.55 17 23 35.29
2017-06-30 13F-HR OEF / iShares S&P 100 ETF 107.91 163 417 155.83 17 45 164.71
2017-06-30 13F-HR LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc 26.73 4,385 6,285 43.33 111 168 51.35
2017-06-30 13F-HR HRS / Harris Corp. 109.63 501 602 20.16 56 66 17.86
2017-06-30 13F-HR XWIWX / Western Asset/Claymore Inflatio 10.98 0 5,737 0 63
2017-06-30 13F-HR CCL / Carnival Corp. 66.67 1,638 420 -74.36 97 28 -71.13
2017-06-30 13F-HR SBGL / Sibanye Gold Limited ADR 0.00 11 11 0.00 0 0
2017-06-30 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 100.00 0 10 0.00 0 1
2017-06-30 13F-HR MNR / Monmouth Real Estate Investment Corp. 15.05 31,892 35,272 10.60 455 531 16.70
2017-06-30 13F-HR CSV / Carriage Services, Inc. 26.91 445 446 0.22 12 12 0.00
2017-06-30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 94.71 6,990 7,613 8.91 615 721 17.24
2017-06-30 13F-HR MOAT / VanEck Vectors ETF TR 39.66 4,665 4,665 0.00 175 185 5.71
2017-06-30 13F-HR FLEX / Flextronics International Ltd. 16.00 1,000 1,000 0.00 17 16 -5.88
2017-06-30 13F-HR IRL / New Ireland Fund, Inc. (The) 12.70 876 315 -64.04 11 4 -63.64
2017-06-30 13F-HR XUTGX / Reaves Utility Income Fund 34.47 2,234 2,234 0.00 72 77 6.94
2017-06-30 13F-HR NICE / NICE Systems Ltd. 78.95 1,900 1,900 0.00 129 150 16.28
2017-06-30 13F-HR KKR / KKR & CO. L.P. 18.60 135,599 169,373 24.91 2,472 3,150 27.43
2017-06-30 13F-HR PBE / PowerShares Dynamic Biotechnology & Genome Portfolio 46.67 450 450 0.00 19 21 10.53
2017-06-30 13F-HR VIOO / Vanguard S&P Small-Cap 600 ETF 127.47 121 910 652.07 15 116 673.33
2017-06-30 13F-HR IDU / iShares U.S. Utilities ETF 130.16 616 630 2.27 79 82 3.80
2017-06-30 13F-HR CFX / Colfax Corp. 40.82 119 245 105.88 5 10 100.00
2017-06-30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.08 4,053 7,917 95.34 323 634 96.28
2017-06-30 13F-HR MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN 18.93 845 845 0.00 15 16 6.67
2017-06-30 13F-HR KEP / Korea Electric Power Corp. 22.73 44 44 0.00 1 1 0.00
2017-06-30 13F-HR NFLX / Netflix, Inc. 149.49 2,759 2,669 -3.26 408 399 -2.21
2017-06-30 13F-HR DIG / ProShares Ultra Oil & Gas 37.97 79 79 0.00 3 3 0.00
2017-06-30 13F-HR PRME / First Trust Heitman Global Prime Real Estate ETF 19.98 1,700 2,052 20.71 33 41 24.24
2017-06-30 13F-HR NMFC / New Mountain Finance Corporation 14.46 17,319 5,050 -70.84 258 73 -71.71
2017-06-30 13F-HR JBL / Jabil Circuit, Inc. 29.41 68 68 0.00 2 2 0.00
2017-06-30 13F-HR BB / Blackberry Limited 16.39 40 61 52.50 0 1
2017-06-30 13F-HR FXI / iShares China Large-Cap ETF 39.68 1,300 9,475 628.85 50 376 652.00
2017-06-30 13F-HR FDX / FedEx Corp. 217.26 5,266 5,712 8.47 1,028 1,241 20.72
2017-06-30 13F-HR KR / Kroger Co. 24.10 32 332 937.50 1 8 700.00
2017-06-30 13F-HR FAN / First Trust Global Wind Energy ETF 13.16 1,013 760 -24.98 13 10 -23.08
2017-06-30 13F-HR SMSI / Smith Micro Software, Inc. 1.50 2,675 2,675 0.00 2 4 100.00
2017-06-30 13F-HR FPX / First Trust US Equity Opportunities ETF 59.58 4,340 4,448 2.49 249 265 6.43
2017-06-30 13F-HR PEG / Public Service Enterprise Group, Inc. 44.25 336 339 0.89 15 15 0.00
2017-06-30 13F-HR BCPC / Balchem Corp. 75.00 80 80 0.00 7 6 -14.29
2017-06-30 13F-HR UBS AG LONDON BRH / EN LG CP GRWTH (902677780) 177.42 186 186 0.00 30 33 10.00
2017-06-30 13F-HR TMST / TimkenSteel Corporation 16.25 4 554 13,750.00 0 9
2017-06-30 13F-HR QCP / Quality Care Properties, Inc. 18.04 1,652 1,497 -9.38 31 27 -12.90
2017-06-30 13F-HR SUI / Sun Communities, Inc. 71.43 14 14 0.00 1 1 0.00
2017-06-30 13F-HR BAC / Bank of America Corp. 24.26 49,630 50,237 1.22 1,171 1,219 4.10
2017-06-30 13F-HR PXD / Pioneer Natural Resources Co. 159.71 1,000 1,102 10.20 186 176 -5.38
2017-06-30 13F-HR INT / World Fuel Services Corporation 0.00 6 6 0.00 0 0
2017-06-30 13F-HR NYCB / New York Community Bancorp, Inc. 17.54 57 57 0.00 1 1 0.00
2017-06-30 13F-HR HHC / Howard Hughes Corp. (The) 122.78 1,115 2,867 157.13 131 352 168.70
2017-06-30 13F-HR IVR / Invesco Mortgage Capital Inc. 16.17 96 371 286.46 1 6 500.00
2017-06-30 13F-HR BCR / Bard (C.R.), Inc. 317.07 494 246 -50.20 123 78 -36.59
2017-06-30 13F-HR FXZ / First Trust Exchange-Traded AlphaDEX Fund 38.67 750 750 0.00 28 29 3.57
2017-06-30 13F-HR HWKN / Hawkins, Inc. 48.19 0 166 0 8
2017-06-30 13F-HR WETF / WisdomTree Investments, Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR KITE / Kite Pharma, Inc. 103.45 0 58 0 6
2017-06-30 13F-HR MEOH / Methanex Corp. 43.27 414 416 0.48 19 18 -5.26
2017-06-30 13F-HR LPI / Laredo Petroleum, Inc. 10.40 2,500 2,500 0.00 37 26 -29.73
2017-06-30 13F-HR VYM / Vanguard High Dividend Yield ETF 79.19 365 442 21.10 28 35 25.00
2017-06-30 13F-HR FCPT / Four Corners Property Trust, Inc. 27.32 0 183 0 5
2017-06-30 13F-HR EVA / Enviva Partners LP 27.32 1,336 1,574 17.81 38 43 13.16
2017-06-30 13F-HR EET / ProShares Ultra MSCI Emerging Markets 66.67 0 60 0.00 0 4
2017-06-30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 14.45 61,874 82,533 33.39 941 1,193 26.78
2017-06-30 13F-HR IVV / iShares Core S&P 500 ETF 243.38 296 3,476 1,074.32 70 846 1,108.57
2017-06-30 13F-HR UA / Under Armour, Inc., Class C 21.73 4,995 6,074 21.60 99 132 33.33
2017-06-30 13F-HR COF / Capital One Financial Corp. 80.46 87 87 0.00 8 7 -12.50
2017-06-30 13F-HR CMO / Capstead Mortgage Corp. 9.98 105 401 281.90 1 4 300.00
2017-06-30 13F-HR DLPH / Delphi Automotive Plc 86.67 150 150 0.00 12 13 8.33
2017-06-30 13F-HR PACW / PacWest Bancorp 48.19 44 166 277.27 2 8 300.00
2017-06-30 13F-HR JKE / iShares Morningstar Large-Cap Growth ETF 138.10 0 210 0 29
2017-06-30 13F-HR PSK / SPDR Wells Fargo Preferred Stock ETF 44.93 3,643 4,629 27.07 160 208 30.00
2017-06-30 13F-HR STI / SunTrust Banks, Inc. 54.64 32 183 471.88 2 10 400.00
2017-06-30 13F-HR DFIN / Donnelley Financial Solutions 0.00 3 3 0.00 0 0
2017-06-30 13F-HR FIS / Fidelity National Information Services, Inc. 85.09 594 1,187 99.83 47 101 114.89
2017-06-30 13F-HR TPVZ / TriplePoint Venture Growth BDC Corp. 13.24 2,600 5,210 100.38 36 69 91.67
2017-06-30 13F-HR LB / L Brands, Inc. 48.39 62 62 0.00 3 3 0.00
2017-06-30 13F-HR BP / BP Plc 34.65 56,191 58,881 4.79 1,940 2,040 5.15
2017-06-30 13F-HR GLW / Corning, Inc. 30.67 326 326 0.00 9 10 11.11
2017-06-30 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 5.05 201 1,187 490.55 1 6 500.00
2017-06-30 13F-HR IWD / iShares Russell 1000 Value ETF 116.44 11,722 13,973 19.20 1,347 1,627 20.79
2017-06-30 13F-HR FTXG / First Trust High Income ETF 19.92 502 502 0.00 10 10 0.00
2017-06-30 13F-HR ENS / EnerSys 64.52 31 31 0.00 2 2 0.00
2017-06-30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.21 11,695 11,127 -4.86 339 325 -4.13
2017-06-30 13F-HR MCR / MFS Charter Income Trust 8.50 2,942 2,942 0.00 25 25 0.00
2017-06-30 13F-HR BCS / Barclays Bank Plc 12.86 160 700 337.50 17 9 -47.06
2017-06-30 13F-HR BCS / Barclays Bank Plc 106.25 7,570 160 -97.89 785 17 -97.83
2017-06-30 13F-HR OHAI / OHA Investment Corporation 1.26 29,022 29,353 1.14 45 37 -17.78
2017-06-30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 80.43 1,552 1,666 7.35 125 134 7.20
2017-06-30 13F-HR ESRX / Express Scripts Holding Co. 63.54 1,748 960 -45.08 115 61 -46.96
2017-06-30 13F-HR PCN / PIMCO Corporate & Income Strategy Fund 17.43 5,450 5,450 0.00 87 95 9.20
2017-06-30 13F-HR OCSL / Oaktree Specialty Lending Corporation 4.87 30,431 49,088 61.31 141 239 69.50
2017-06-30 13F-HR SYK / Stryker Corp. 138.66 2,009 2,041 1.59 265 283 6.79
2017-06-30 13F-HR XLB / SPDR Materials Select Sector ETF 53.88 3,761 3,842 2.15 197 207 5.08
2017-06-30 13F-HR AHH / Armada Hoffler Properites, Inc. 12.12 0 330 0 4
2017-06-30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 62.31 3,362 4,301 27.93 202 268 32.67
2017-06-30 13F-HR EPE / EP Energy Corporation 2.94 680 680 0.00 3 2 -33.33
2017-06-30 13F-HR POR / Portland General Electric Co. 0.00 8 8 0.00 0 0
2017-06-30 13F-HR GLAD / Gladstone Capital Corp. 9.85 12,785 11,980 -6.30 121 118 -2.48
2017-06-30 13F-HR CA / CA, Inc. 27.78 36 36 0.00 1 1 0.00
2017-06-30 13F-HR KS / KapStone Paper & Packaging Corp. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR PRLB / Proto Labs, Inc. 65.45 0 275 0 18
2017-06-30 13F-HR XRGTX / Royce Global Value Trust, Inc. 0.00 22 22 0.00 0 0
2017-06-30 13F-HR GOLD / Randgold Resources Ltd. 103.45 0 29 0 3
2017-06-30 13F-HR IWM / iShares Russell 2000 ETF 140.91 5,075 9,517 87.53 698 1,341 92.12
2017-06-30 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 11.73 5,200 5,200 0.00 61 61 0.00
2017-06-30 13F-HR GSB / GlobalSCAPE, Inc. 6.67 300 300 0.00 1 2 100.00
2017-06-30 13F-HR AOK / iShares Core Conservative Allocation ETF 33.86 1,708 1,595 -6.62 57 54 -5.26
2017-06-30 13F-HR GLD / SPDR Gold Shares 118.04 11,651 15,673 34.52 1,383 1,850 33.77
2017-06-30 13F-HR CWT / California Water Service Group 36.84 6,292 7,655 21.66 226 282 24.78
2017-06-30 13F-HR CDNS / Cadence Design Systems, Inc. 40.00 25 25 0.00 1 1 0.00
2017-06-30 13F-HR CNS / Cohen & Steers Inc. 11.93 1,200 503 -58.08 32 6 -81.25
2017-06-30 13F-HR OFS / OFS Capital Corp 13.37 97 374 285.57 1 5 400.00
2017-06-30 13F-HR XSLV / PwShs S&P600 LV 43.59 2,063 3,418 65.68 88 149 69.32
2017-06-30 13F-HR EXT / WisdomTree Total Earnings Fund 84.84 554 554 0.00 46 47 2.17
2017-06-30 13F-HR PNW / Pinnacle West Capital Corp. 84.89 496 483 -2.62 41 41 0.00
2017-06-30 13F-HR VNO / Vornado Realty Trust 86.21 0 58 0 5
2017-06-30 13F-HR FDIV / First Trust Enhanced Short Maturity ETF 50.51 98 99 1.02 5 5 0.00
2017-06-30 13F-HR ENR / Energizer Holdings, Inc. 0.00 5 5 0.00 0 0
2017-06-30 13F-HR ENB / Enbridge Inc. 39.80 1,764 4,623 162.07 74 184 148.65
2017-06-30 13F-HR HDV / iShares Core High Dividend ETF 83.17 2,687 3,066 14.10 225 255 13.33
2017-06-30 13F-HR RBC / Regal-Beloit Corp. 81.32 1,242 1,242 0.00 94 101 7.45
2017-06-30 13F-HR IWR / iShares Russell Mid-Cap ETF 192.62 488 488 0.00 91 94 3.30
2017-06-30 13F-HR FCVT / First Trust SSI Strategic Convertible Securities ETF 28.00 500 500 0.00 13 14 7.69
2017-06-30 13F-HR HMSY / HMS Holdings Corp. 18.02 0 555 0 10
2017-06-30 13F-HR ADP / Automatic Data Processing, Inc. 102.36 3,777 3,732 -1.19 387 382 -1.29
2017-06-30 13F-HR RES / RPC, Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 23.94 376 376 0.00 9 9 0.00
2017-06-30 13F-HR BCE / BCE Inc. 45.08 4,487 4,503 0.36 199 203 2.01
2017-06-30 13F-HR CSQ / Calamos Strategic Total Return Fund 11.83 3,671 3,634 -1.01 41 43 4.88
2017-06-30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 14.85 1,347 1,347 0.00 20 20 0.00
2017-06-30 13F-HR DIS / The Walt Disney Co. 106.30 11,315 9,944 -12.12 1,283 1,057 -17.61
2017-06-30 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 40.95 5,026 6,544 30.20 205 268 30.73
2017-06-30 13F-HR ARMK / Aramark 0.00 2 2 0.00 0 0
2017-06-30 13F-HR NTNX / Nutanix, Inc. 20.00 300 1,200 300.00 6 24 300.00
2017-06-30 13F-HR ALLY / Ally Financial Inc. 0.00 12 12 0.00 0 0
2017-06-30 13F-HR JOE / St. Joe Co. (THE) 0.00 1 1 0.00 0 0
2017-06-30 13F-HR GIB / CGI Group Inc. 52.38 152 210 38.16 7 11 57.14
2017-06-30 13F-HR TVIA / TerraVia Holdings, Inc. 0.00 3,668 268 -92.69 3 0 -100.00
2017-06-30 13F-HR FITB / Fifth Third Bancorp 26.79 336 336 0.00 9 9 0.00
2017-06-30 13F-HR CHTR / Charter Communications, Inc. 333.33 15 15 0.00 5 5 0.00
2017-06-30 13F-HR DXCM / DexCom, Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR GDL FUND / COM SH BEN IT (361570104) 10.00 1,500 1,500 0.00 15 15 0.00
2017-06-30 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 23.72 4,178 5,270 26.14 97 125 28.87
2017-06-30 13F-HR FTV / Fortive Corporation 63.49 63 63 0.00 4 4 0.00
2017-06-30 13F-HR WR / Westar Energy, Inc. 53.52 355 355 0.00 19 19 0.00
2017-06-30 13F-HR CBRL / Cracker Barrel Old Country Store, Inc. 168.58 208 261 25.48 33 44 33.33
2017-06-30 13F-HR IYE / iShares U.S. Energy ETF 35.77 567 615 8.47 22 22 0.00
2017-06-30 13F-HR CHK / Chesapeake Energy Corp. 3.64 775 275 -64.52 5 1 -80.00
2017-06-30 13F-HR FWONA / Liberty Media, Formula One Group Series A 34.09 244 352 44.26 8 12 50.00
2017-06-30 13F-HR HAE / Haemonetics Corp. 55.56 18 18 0.00 1 1 0.00
2017-06-30 13F-HR ECA / EnCana Corp. 7.97 502 502 0.00 6 4 -33.33
2017-06-30 13F-HR GPS / Gap, Inc. (The) 22.86 200 350 75.00 5 8 60.00
2017-06-30 13F-HR CEF / Central Fund of Canada Ltd. 12.34 32,369 32,170 -0.61 416 397 -4.57
2017-06-30 13F-HR OC / Owens Corning, Inc. 64.52 62 62 0.00 4 4 0.00
2017-06-30 13F-HR EPD / Enterprise Products Partners L.P. 27.10 18,939 27,013 42.63 523 732 39.96
2017-06-30 13F-HR INTLL / INTL FCStone Inc. 37.57 380 905 138.16 14 34 142.86
2017-06-30 13F-HR CALM / Cal-Maine Foods, Inc. 37.04 57 27 -52.63 2 1 -50.00
2017-06-30 13F-HR COP / ConocoPhillips 44.01 9,572 9,611 0.41 477 423 -11.32
2017-06-30 13F-HR KATE / Kate Spade & Company 25.00 40 40 0.00 1 1 0.00
2017-06-30 13F-HR TWX / Time Warner, Inc. 100.98 478 614 28.45 47 62 31.91
2017-06-30 13F-HR PNRA / Panera Bread Co. 311.11 90 90 0.00 24 28 16.67
2017-06-30 13F-HR LSCC / Lattice Semiconductor Corp. 6.62 4,535 4,535 0.00 31 30 -3.23
2017-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.44 2,478 2,985 20.46 217 264 21.66
2017-06-30 13F-HR EVC / Entravision Communications Corp. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR MDC / M.D.C. Holdings, Inc. 34.84 855 861 0.70 26 30 15.38
2017-06-30 13F-HR TIME / Time Inc. 10.64 68 94 38.24 1 1 0.00
2017-06-30 13F-HR PCLN / The Priceline Group Inc. 1,833.33 34 12 -64.71 61 22 -63.93
2017-06-30 13F-HR WYNN / Wynn Resorts Ltd. 132.48 56 234 317.86 6 31 416.67
2017-06-30 13F-HR AZO / AutoZone, Inc. 570.37 369 540 46.34 267 308 15.36
2017-06-30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.41 128 1,453 1,035.16 11 127 1,054.55
2017-06-30 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 255.81 86 86 0.00 20 22 10.00
2017-06-30 13F-HR ECL / Ecolab, Inc. 132.90 2,894 3,213 11.02 363 427 17.63
2017-06-30 13F-HR IHI / iShares U.S. Medical Devices ETF 165.29 242 242 0.00 37 40 8.11
2017-06-30 13F-HR EV / Eaton Vance Corp. 47.50 2,323 2,337 0.60 104 111 6.73
2017-06-30 13F-HR NAVI / Navient Corporation 16.67 60 60 0.00 1 1 0.00
2017-06-30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,300.00 10 10 0.00 12 13 8.33
2017-06-30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.32 1,403 1,652 17.75 18 22 22.22
2017-06-30 13F-HR FAST / Fastenal Co. 44.69 395 358 -9.37 20 16 -20.00
2017-06-30 13F-HR LJPC / La Jolla Pharmaceutical Co. 33.33 0 60 0 2
2017-06-30 13F-HR PAAS / Pan American Silver Corp. 16.85 16,129 11,629 -27.90 283 196 -30.74
2017-06-30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.45 5,080 5,290 4.13 241 251 4.15
2017-06-30 13F-HR FEMB / First Trust Exchange-Traded Fund III 42.17 1,660 1,660 0.00 70 70 0.00
2017-06-30 13F-HR CXP / Columbia Property Trust, Inc. 21.78 597 597 0.00 13 13 0.00
2017-06-30 13F-HR TRIP / TripAdvisor, Inc. 36.50 137 137 0.00 6 5 -16.67
2017-06-30 13F-HR NSH / NuStar GP Holdings, LLC 24.47 10,800 12,300 13.89 302 301 -0.33
2017-06-30 13F-HR ARLP / Alliance Resource Partners, L.P. 19.67 0 305 0 6
2017-06-30 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 154.76 73 84 15.07 11 13 18.18
2017-06-30 13F-HR NWL / Newell Brands Inc. 53.48 818 991 21.15 39 53 35.90
2017-06-30 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 42.72 3,102 3,113 0.35 133 133 0.00
2017-06-30 13F-HR AMD / Advanced Micro Devices, Inc. 12.38 2,527 3,149 24.61 37 39 5.41
2017-06-30 13F-HR TECK / Teck Resources Ltd. 15.38 0 130 0 2
2017-06-30 13F-HR XGUTX / Gabelli Utility Trust (The) 7.02 35,342 11,544 -67.34 238 81 -65.97
2017-06-30 13F-HR NI / NiSource, Inc. 35.71 28 28 0.00 1 1 0.00
2017-06-30 13F-HR WATT / Energous Corporation 13.33 150 150 0.00 2 2 0.00
2017-06-30 13F-HR CIEN / Ciena Corp. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR BANK OF MONTREAL / BMO ELK ETN (063679104) 47.06 250 425 70.00 13 20 53.85
2017-06-30 13F-HR FTC / First Trust Large Cap Growth AlphaDEX® Fund 54.95 6,389 6,078 -4.87 336 334 -0.60
2017-06-30 13F-HR ZB.PRA / Zions Bancorporation 0.00 1 1 0.00 0 0
2017-06-30 13F-HR LRCX / Lam Research Corp. 141.38 2,468 2,992 21.23 317 423 33.44
2017-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 31.92 3,155 2,224 -29.51 118 71 -39.83
2017-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 221.95 3,747 4,109 9.66 861 912 5.92
2017-06-30 13F-HR AMGN / Amgen Inc. 172.23 2,916 3,385 16.08 478 583 21.97
2017-06-30 13F-HR SNH / Senior Housing Properties Trust 20.45 16,650 20,639 23.96 337 422 25.22
2017-06-30 13F-HR VRSK / Verisk Analytics, Inc. 84.46 888 888 0.00 72 75 4.17
2017-06-30 13F-HR DWX / SPDR S&P Intl Dividend ETF 39.53 430 430 0.00 16 17 6.25
2017-06-30 13F-HR KO / Coca Cola Co. 44.88 11,910 14,349 20.48 505 644 27.52
2017-06-30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR MUB / iShares National Muni Bond ETF 110.18 3,985 5,037 26.40 434 555 27.88
2017-06-30 13F-HR ALSN / Allison Transmission Holdings, Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 0.00 7 7 0.00 0 0
2017-06-30 13F-HR IGOV / iShares International Treasury Bond ETF 92.59 54 54 0.00 5 5 0.00
2017-06-30 13F-HR AMCX / AMC Networks Inc. 90.91 11 11 0.00 1 1 0.00
2017-06-30 13F-HR GEO / Geo Group, Inc. (The) 30.86 0 324 0 10
2017-06-30 13F-HR HGI / Claymore Exchange-Traded Fund Trust 2 17.50 400 400 0.00 6 7 16.67
2017-06-30 13F-HR PCOM / Points International Ltd. 7.87 254 254 0.00 2 2 0.00
2017-06-30 13F-HR CINF / Cincinnati Financial Corp. 72.38 1,824 2,542 39.36 132 184 39.39
2017-06-30 13F-HR DO / Diamond Offshore Drilling, Inc. 9.90 101 101 0.00 2 1 -50.00
2017-06-30 13F-HR ESL / Esterline Technologies Corp. 100.00 20 20 0.00 2 2 0.00
2017-06-30 13F-HR VREX / Varex Imaging Corp 31.75 63 63 0.00 2 2 0.00
2017-06-30 13F-HR TCPC / TCP Capital Corp. 16.91 21,518 31,099 44.53 375 526 40.27
2017-06-30 13F-HR MELI / MercadoLibre, Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR HRB / Block (H.&R.), Inc. 31.58 165 665 303.03 4 21 425.00
2017-06-30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 28.02 4,628 4,639 0.24 133 130 -2.26
2017-06-30 13F-HR ETP / Energy Transfer Partners, L.P. 20.37 8,678 20,222 133.03 317 412 29.97
2017-06-30 13F-HR DHR / Danaher Corp. 81.82 110 110 0.00 9 9 0.00
2017-06-30 13F-HR VNOM / Viper Energy Partners LP 16.67 177 180 1.69 3 3 0.00
2017-06-30 13F-HR IBOC / International Bancshares Corp. 34.17 551 556 0.91 20 19 -5.00
2017-06-30 13F-HR MGPI / MGP Ingredients, Inc. 51.50 465 466 0.22 25 24 -4.00
2017-06-30 13F-HR BPTH / Bio-Path Holdings, Inc. 0.39 205,136 205,136 0.00 170 80 -52.94
2017-06-30 13F-HR BEP / Brookfield Renewable Partners L.P. 31.11 0 225 0 7
2017-06-30 13F-HR AON / Aon Plc 133.77 5 456 9,020.00 1 61 6,000.00
2017-06-30 13F-HR WBA / Walgreens Boots Alliance, Inc. 78.46 2,106 752 -64.29 175 59 -66.29
2017-06-30 13F-HR WDC / Western Digital Corp. 88.84 28 878 3,035.71 2 78 3,800.00
2017-06-30 13F-HR NEM / Newmont Mining Corp. 32.36 3,748 2,750 -26.63 124 89 -28.23
2017-06-30 13F-HR TDS / Telephone and Data Systems, Inc. 40.00 25 25 0.00 1 1 0.00
2017-06-30 13F-HR VT / Vanguard Total World Stock ETF 67.51 6,693 16,591 147.89 436 1,120 156.88
2017-06-30 13F-HR ACADEMY FDS TR / INNOV IBD50 FD (004006508) 27.27 770 770 0.00 20 21 5.00
2017-06-30 13F-HR CX / Cemex S.A.B de C.V. 9.62 2,000 2,080 4.00 18 20 11.11
2017-06-30 13F-HR BRO / Brown & Brown, Inc. 42.58 464 822 77.16 19 35 84.21
2017-06-30 13F-HR JCAP / Jernigan Capital, Inc. 21.54 650 650 0.00 15 14 -6.67
2017-06-30 13F-HR CYB / WisdomTree Dreyfus Chinese Yuan Fund 24.62 650 650 0.00 16 16 0.00
2017-06-30 13F-HR AGNC / AGNC Investment Corp. 21.22 1,225 1,225 0.00 24 26 8.33
2017-06-30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 108.43 830 830 0.00 85 90 5.88
2017-06-30 13F-HR PPL / PPL Corp. 38.79 413 1,057 155.93 15 41 173.33
2017-06-30 13F-HR FDS / FactSet Research Systems, Inc. 166.67 470 342 -27.23 78 57 -26.92
2017-06-30 13F-HR DPZ / Dominos Pizza Inc. 222.22 0 18 0 4
2017-06-30 13F-HR SO / Southern Co. (The) 47.89 15,922 15,912 -0.06 793 762 -3.91
2017-06-30 13F-HR TTP / Tortoise Pipeline & Energy Fund, Inc. 19.50 3,000 2,000 -33.33 63 39 -38.10
2017-06-30 13F-HR DISCK / Discovery Communications, Inc. 25.48 94 157 67.02 3 4 33.33
2017-06-30 13F-HR IYM / iShares U.S. Basic Materials ETF 90.00 100 100 0.00 9 9 0.00
2017-06-30 13F-HR WPPGY / WPP PLC 97.56 41 41 0.00 5 4 -20.00
2017-06-30 13F-HR PPA / PowerShares Aerospace & Defense Portfolio 45.92 8,019 10,562 31.71 349 485 38.97
2017-06-30 13F-HR TGT / Target Corp. 3,720 0 -100.00 205 0 -100.00
2017-06-30 13F-HR MA / MasterCard Incorporated 122.38 210 286 36.19 24 35 45.83
2017-06-30 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 49.77 364 442 21.43 18 22 22.22
2017-06-30 13F-HR XOM / Exxon Mobil Corp. 80.72 67,948 84,596 24.50 5,572 6,829 22.56
2017-06-30 13F-HR BK / Bank of New York Mellon Corp. (The) 51.25 1,873 1,873 0.00 88 96 9.09
2017-06-30 13F-HR DNP / DNP Select Income Fund, Inc. 11.17 967 985 1.86 10 11 10.00
2017-06-30 13F-HR JMBA / Jamba, Inc. 7.88 1,650 1,650 0.00 15 13 -13.33
2017-06-30 13F-HR AXP / American Express Co. 84.18 1,130 1,568 38.76 89 132 48.31
2017-06-30 13F-HR SCHW / Schwab Charles Corp 44.00 500 250 -50.00 20 11 -45.00
2017-06-30 13F-HR VFC / V.F. Corp. 57.62 2,480 2,447 -1.33 136 141 3.68
2017-06-30 13F-HR CLY / iShares 10+ Year Credit Bond ETF 65.93 90 91 1.11 5 6 20.00
2017-06-30 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 70.15 905 1,397 54.36 60 98 63.33
2017-06-30 13F-HR BKCC / BlackRock Capital Investment Corporation 7.00 2,000 1,000 -50.00 15 7 -53.33
2017-06-30 13F-HR CMP / Compass Minerals Group, Inc. 64.76 803 803 0.00 54 52 -3.70
2017-06-30 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 45.79 1,306 3,691 182.62 59 169 186.44
2017-06-30 13F-HR QNST / QuinStreet, Inc. 4.24 5,900 5,900 0.00 23 25 8.70
2017-06-30 13F-HR UFI / Unifi, Inc. 33.33 150 150 0.00 4 5 25.00
2017-06-30 13F-HR IWC / iShares Micro-cap ETF 88.76 169 169 0.00 14 15 7.14
2017-06-30 13F-HR RSX / VanEck Vectors ETF TR 19.44 360 360 0.00 7 7 0.00
2017-06-30 13F-HR FNDF / Schwab Fundamental International Large Company Index ETF 28.00 1,000 1,000 0.00 27 28 3.70
2017-06-30 13F-HR BKT / BlackRock Income Trust, Inc. 6.37 55,619 58,835 5.78 344 375 9.01
2017-06-30 13F-HR CARA / Cara Therapeutics, Inc. 15.26 1,550 1,900 22.58 29 29 0.00
2017-06-30 13F-HR EVX / VanEck Vectors ETF TR 80.00 200 200 0.00 16 16 0.00
2017-06-30 13F-HR GOGO / Gogo Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR UNP / Union Pacific Corp. 108.88 7,842 8,523 8.68 831 928 11.67
2017-06-30 13F-HR CWCO / Consolidated Water Co. Ltd. 13.01 615 615 0.00 7 8 14.29
2017-06-30 13F-HR XON / Intrexon Corp. 26.67 0 150 0 4
2017-06-30 13F-HR ETR / Entergy Corp. 76.40 443 445 0.45 34 34 0.00
2017-06-30 13F-HR DISCA / Discovery Communications, Inc. 27.91 194 215 10.82 6 6 0.00
2017-06-30 13F-HR DVN / Devon Energy Corp. 31.39 1,304 223 -82.90 54 7 -87.04
2017-06-30 13F-HR PSCT / PowerShares Exchange-Traded Fund Trust II 74.10 1,655 1,363 -17.64 121 101 -16.53
2017-06-30 13F-HR LLY / Eli Lilly & Co. 82.32 5,524 6,147 11.28 465 506 8.82
2017-06-30 13F-HR CNK / Cinemark Holdings, Inc. 0.00 1 1 0.00 0 0
2017-06-30 13F-HR RDC / Rowan Companies plc 10.00 100 100 0.00 2 1 -50.00
2017-06-30 13F-HR ASH / Ashland Global Holdings, Inc. 66.67 555 555 0.00 69 37 -46.38
2017-06-30 13F-HR MDT / Medtronic plc 88.75 12,765 16,507 29.31 1,028 1,465 42.51
2017-06-30 13F-HR CUI / CUI Global, Inc. 2.92 343 343 0.00 2 1 -50.00
2017-06-30 13F-HR XEL / Xcel Energy, Inc. 45.87 31,263 34,424 10.11 1,390 1,579 13.60
2017-06-30 13F-HR HMC / Honda Motor Co., Ltd. 27.50 400 400