Current Holdings (from 13F, 13D)

InvestorWestside Investment Management, Inc.
Portfolio Value$ 165,680,806,000
Current Positions813
Opened Positions5
Closed Positions47

Westside Investment Management, Inc. has disclosed 813 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 165,680,806,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Westside Investment Management, Inc.'s top holdings are iShares Core U.S. Aggregate Bond ETF (NYSE:AGG) , Vanguard Total Stock Market Index Fund (NYSE:VTI) , iShares Core MSCI EAFE ETF (BATS:IEFA) , Northrop Grumman Corp. (NYSE:NOC) , and Apple, Inc. (NASDAQ:AAPL) . Westside Investment Management, Inc.'s new positions include iShares Core Total USD Bond Market ETF (NASDAQ:IUSB) , Dow Chemical Co. (The) (NYSE:DOW) , iShares S&P California AMT-Free Municipal Bond Fund (NYSE:CMF) , Columbia Sustainable International Equity Income ETF (NYSE:ESGN) , and SPDR Consumer Staples Select Sector ETF (NYSE:XLP) .


All Westside Investment Management, Inc. holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on November 13, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR ABB / ABB Ltd. 24,960.00 1,500 37,440
2017‑09‑30 13F-HR BSX / Boston Scientific Corp. 29,329.66 725 725 0.00 19,981 21,264 6.42
2017‑09‑30 13F-HR CAE / CAE Inc. 17,291.67 144 2,490
2017‑09‑30 13F-HR CLEVELAND CLIFFS / (185899101) 6,800.00 1,610 10,948
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 73,648.15 324 23,862
2017‑09‑30 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund 28,525.77 679 19,369
2017‑09‑30 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 39,030.00 200 7,806
2017‑09‑30 13F-HR EEFT / Euronet Worldwide, Inc. 99,180.56 72 7,141
2017‑09‑30 13F-HR EMQQ / Emerging Markets Internet and Ecommerce ETF 37,180.00 2,600 96,668
2017‑09‑30 13F-HR GWW / Grainger (W.W.), Inc. 177,600.00 600 106,560
2017‑09‑30 13F-HR HTLD / Heartland Express, Inc. 23,738.46 65 1,543
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 141,500.00 430 60,845
2017‑09‑30 13F-HR IYE / iShares U.S. Energy ETF 37,266.67 450 450 0.00 15,786 16,770 6.23
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 61,720.00 100 6,172
2017‑09‑30 13F-HR IFGL / iShares International Developed Real Estate ETF 29,070.00 100 2,907
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105,189.75 8,900 10,050 12.92 936,280 1,057,157 12.91
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 31,722.27 2,380 75,499
2017‑09‑30 13F-HR NKE / Nike, Inc. 51,519.50 2,180 2,666 22.29 128,031 137,351 7.28
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 21,340.00 1,300 27,742
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. 86,944.44 90 7,825
2017‑09‑30 13F-HR RIO / Rio Tinto plc 48,062.50 48 2,307
2017‑09‑30 13F-HR RYAAY / Ryanair Holdings Plc 104,604.65 43 4,498
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 102,862.07 29 2,983
2017‑09‑30 13F-HR TTM / Tata Motors Ltd. 32,270.00 600 19,362
2017‑09‑30 13F-HR TAL / TAL International Group, Inc. 34,323.94 142 4,874
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 71,227.64 123 8,761
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 148,073.53 68 10,069
2017‑09‑30 13F-HR GXF / Global X Funds 24,353.33 300 7,306
2017‑09‑30 13F-HR FTCS / First Trust Exchange-Traded Fund 48,050.00 700 33,635
2017‑09‑30 13F-HR EQLT / Alps Etf Tr Workplace Equality Portf 34,680.00 500 17,340
2017‑09‑30 13F-HR ARKW / ARK Web x.0 ETF 41,498.73 395 16,392
2017‑09‑30 13F-HR TTFS / TrimTabs Float Shrink ETF 67,576.78 267 18,043
2017‑09‑30 13F-HR AQMS / Aqua Metals, Inc. 6,830.00 5,000 34,150
2017‑09‑30 13F-HR ATOM / Atomera Incorporated 3,850.00 1,000 3,850
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 35,840.00 3,000 107,520
2017‑09‑30 13F-HR BARCLAYS BANK / ETF (06746L422) 37,889.25 7,350 278,486
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 60,111.11 216 12,984
2017‑09‑30 13F-HR ESGN / Columbia Sustainable International Equity Income ETF 29,819.60 5,510 164,306
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 71,679.58 4,853 347,861
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 17,899.99 36,707 36,707 0.00 566,389 657,055 16.01
2017‑09‑30 13F-HR FXZ / First Trust Exchange-Traded AlphaDEX Fund 41,000.00 184 7,544
2017‑09‑30 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 52,880.00 100 5,288
2017‑09‑30 13F-HR IDXX / IDEXX Laboratories, Inc. 158,250.00 20 3,165
2017‑09‑30 13F-HR IVR / Invesco Mortgage Capital Inc. 17,240.00 300 300 0.00 4,974 5,172 3.98
2017‑09‑30 13F-HR EWJ / iShares MSCI Japan ETF 56,060.00 100 5,606
2017‑09‑30 13F-HR RING / iShares MSCI Global Gold Miners ETF 19,310.00 100 1,931
2017‑09‑30 13F-HR CRBN / iShares MSCI ACWI Low Carbon Target ETF 112,876.00 250 28,219
2017‑09‑30 13F-HR IUSB / iShares Core Total USD Bond Market ETF 50,953.94 19,693 1,003,436
2017‑09‑30 13F-HR REM / iShares Mortgage Real Estate Capped ETF 46,960.00 1,250 58,700
2017‑09‑30 13F-HR MNKD / MannKind Corp. 5,330.00 1,200 1,200 0.00 1,416 6,396 351.69
2017‑09‑30 13F-HR DWAQ / PowerShares Dynamic Market Portfolio 99,782.50 400 39,913
2017‑09‑30 13F-HR PGJ / PowerShares Golden Dragon Halter USX China Portfolio 44,468.32 363 16,142
2017‑09‑30 13F-HR PXE / PowerShares Exchange-Trade Fund Trust 20,600.00 1,165 23,999
2017‑09‑30 13F-HR SH / ProShares Short S&P500 31,809.57 1,150 36,581
2017‑09‑30 13F-HR BOIL / ProShares Ultra DJ-UBS Natural Gas ETF 7,768.00 250 1,942
2017‑09‑30 13F-HR TBF / ProShares Short 20+ Yr Treasury 22,510.00 600 13,506
2017‑09‑30 13F-HR EDIV / SPDR S&P Emerging Markets Dividend ETF 30,567.57 296 9,048
2017‑09‑30 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 48,552.51 2,109 2,114 0.24 102,356 102,640 0.28
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53,660.00 2,800 150,248
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 91,430.00 1,100 1,100 0.00 98,329 100,573 2.28
2017‑09‑30 13F-HR SQBG / Sequential Brands Group Inc. New 2,500.00 2 5
2017‑09‑30 13F-HR MMM / 3M Co. 216,666.67 99 99 0.00 20,838 21,450 2.94
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 14,420.00 5,850 5,850 0.00 97,461 84,357 -13.45
2017‑09‑30 13F-HR VOX / Vanguard Telecommunications Services ETF 93,570.00 100 9,357
2017‑09‑30 13F-HR VAR / Varian Medical Systems, Inc. 100,357.14 168 16,860
2017‑09‑30 13F-HR VIAB / Viacom, Inc. 25,420.00 100 2,542
2017‑09‑30 13F-HR VSTE / Vistra Energy Corp. 18,928.57 406 7,685
2017‑09‑30 13F-HR DOO / WisdomTree International Dividend Ex-Financials Fund 42,364.00 500 21,182
2017‑09‑30 13F-HR ALKS / Alkermes plc 51,279.07 86 4,410
2017‑09‑30 13F-HR ABY / Abengoa Yield plc 20,220.00 150 3,033
2017‑09‑30 13F-HR AVGO / Broadcom Limited Put 105,000.00 5 525
2017‑09‑30 13F-HR FB / Facebook, Inc. Put 19,000.00 15 285
2017‑09‑30 13F-HR SLV / iShares Silver Trust Call 33,000.00 80 2,640
2017‑09‑30 13F-HR NFLX / Netflix, Inc. Put 22,000.00 3 66
2017‑09‑30 13F-HR NKE / Nike, Inc. Put 1,000.00 30 30
2017‑09‑30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Put 516,000.00 41 21,156
2017‑09‑30 13F-HR OMN / Omnova Solutions, Inc. 10,950.00 600 300 -50.00 5,910 3,285 -44.42
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33,479.87 298 298 0.00 9,702 9,977 2.83
2017‑09‑30 13F-HR AMRN / Amarin Corp. Plc 3,479.93 27,350 26,850 -1.83 113,502 93,436 -17.68
2017‑09‑30 13F-HR VMW / VMWare, Inc. 111,836.36 55 55 0.00 4,858 6,151 26.62
2017‑09‑30 13F-HR TG / Tredegar Corp. 18,651.52 228 330 44.74 3,466 6,155 77.58
2017‑09‑30 13F-HR DEO / Diageo plc 133,656.50 885 885 0.00 105,509 118,286 12.11
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 2,013.89 144 144 0.00 558 290 -48.03
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 992,293.14 1,357 1,501 10.61 1,290,507 1,489,432 15.41
2017‑09‑30 13F-HR AMH / American Homes 4 Rent 21,590.00 500 500 0.00 11,210 10,795 -3.70
2017‑09‑30 13F-HR TAN / Guggenheim Solar ETF 21,628.81 1,708 1,708 0.00 33,818 36,942 9.24
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 329,625.00 280 280 0.00 88,849 92,295 3.88
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 35,719.07 764 1,164 52.36 31,981 41,577 30.01
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56,649.16 24,902 25,262 1.45 1,379,321 1,431,071 3.75
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 124,945.88 876 850 -2.97 110,174 106,204 -3.60
2017‑09‑30 13F-HR SSP / Scripps Company 18,369.57 614 552 -10.10 11,168 10,140 -9.20
2017‑09‑30 13F-HR AOM / iShares Core Moderate Allocation ETF 37,870.00 1,000 1,000 0.00 36,950 37,870 2.49
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 63,819.07 514 514 0.00 30,706 32,803 6.83
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 977,000.00 1,790 1,785 -0.28 1,662,552 1,743,945 4.90
2017‑09‑30 13F-HR HCN / Welltower Inc. 68,200.00 15 15 0.00 1,087 1,023 -5.89
2017‑09‑30 13F-HR GSBD / Goldman Sachs BDC, Inc. 22,476.92 65 65 0.00 1,468 1,461 -0.48
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33,460.00 150 150 0.00 4,984 5,019 0.70
2017‑09‑30 13F-HR AIG.WS / American International Group, Inc. Warrants 20,169.81 53 53 0.00 1,143 1,069 -6.47
2017‑09‑30 13F-HR TDC / Teradata Corp. 33,160.00 200 200 0.00 5,718 6,632 15.98
2017‑09‑30 13F-HR TOT / Total S.A. 53,360.00 1,000 1,000 0.00 48,660 53,360 9.66
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37,210.00 3,370 2,300 -31.75 124,353 85,583 -31.18
2017‑09‑30 13F-HR WFT / Weatherford International plc 4,210.00 300 300 0.00 1,119 1,263 12.87
2017‑09‑30 13F-HR PVH / PVH Corp. 125,030.00 300 300 0.00 33,600 37,509 11.63
2017‑09‑30 13F-HR SYY / SYSCO Corp. 54,006.26 637 639 0.31 31,494 34,510 9.58
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 41,180.00 200 200 0.00 7,716 8,236 6.74
2017‑09‑30 13F-HR SNY / Sanofi 50,417.20 465 465 0.00 22,161 23,444 5.79
2017‑09‑30 13F-HR HII / Huntington Ingalls Industries, Inc. 235,939.76 92 83 -9.78 17,781 19,583 10.13
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12,349.70 6,349 7,149 12.60 74,092 88,288 19.16
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63,711.11 90 90 0.00 5,622 5,734 1.99
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 21,670.00 1,400 1,400 0.00 30,912 30,338 -1.86
2017‑09‑30 13F-HR WPRT / Westport Innovations Inc. 3,899.90 1,918 1,918 0.00 3,797 7,480 97.00
2017‑09‑30 13F-HR INTC / Intel Corp. 39,859.71 15,315 16,615 8.49 515,349 662,269 28.51
2017‑09‑30 13F-HR AVAV / AeroVironment, Inc. 54,540.00 13,150 13,150 0.00 517,847 717,201 38.50
2017‑09‑30 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7,886.36 132 132 0.00 1,042 1,041 -0.10
2017‑09‑30 13F-HR ACHC / Acadia Healthcare Company, Inc. 44,019.93 308 301 -2.27 15,295 13,250 -13.37
2017‑09‑30 13F-HR FCEL / FuelCell Energy, Inc. 2,140.00 1,600 2,000 25.00 2,096 4,280 104.20
2017‑09‑30 13F-HR INDA / iShares MSCI India ETF 33,508.57 250 350 40.00 8,292 11,728 41.44
2017‑09‑30 13F-HR OSIS / OSI Systems, Inc. 95,500.00 96 96 0.00 7,320 9,168 25.25
2017‑09‑30 13F-HR CCE / Coca-Cola European Partners Plc. 41,091.95 60 87 45.00 2,466 3,575 44.97
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13,574.19 155 155 0.00 1,785 2,104 17.87
2017‑09‑30 13F-HR CREE / Cree, Inc. 29,490.00 300 300 0.00 7,788 8,847 13.60
2017‑09‑30 13F-HR AXTA / Axalta Coating Systems Ltd. 29,674.70 257 332 29.18 8,334 9,852 18.21
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19,029.51 3,514 2,914 -17.07 67,047 55,452 -17.29
2017‑09‑30 13F-HR BBT / BB&T Corp. 47,478.87 994 994 0.00 45,077 47,194 4.70
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 15,769.36 30,664 19,554 -36.23 955,796 308,354 -67.74
2017‑09‑30 13F-HR AET / Aetna, Inc. 158,224.93 1,148 738 -35.71 176,837 116,770 -33.97
2017‑09‑30 13F-HR SEDG / SolarEdge Technologies, Inc. 28,900.00 250 250 0.00 5,337 7,225 35.38
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 137,923.08 52 52 0.00 6,822 7,172 5.13
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 208,190.00 1,200 1,200 0.00 232,584 249,828 7.41
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 151,694.92 236 236 0.00 34,512 35,800 3.73
2017‑09‑30 13F-HR VOYA / Voya Financial, Inc. 40,450.00 300 300 0.00 11,169 12,135 8.65
2017‑09‑30 13F-HR HACK / PureFunds ISE Cyber Security ETF 30,840.00 0 200 0 6,168
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 61,446.45 763 775 1.57 46,199 47,621 3.08
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50,695.91 7,065 7,067 0.03 344,566 358,268 3.98
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 42,987.22 939 939 0.00 35,043 40,365 15.19
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 42,607.95 176 176 0.00 7,182 7,499 4.41
2017‑09‑30 13F-HR NIB / iPath Bloomberg Cocoa Subindex Total Return ETN due 6/24/2038 24,280.00 400 400 0.00 8,784 9,712 10.56
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 13,309.71 2,060 2,060 0.00 24,740 27,418 10.82
2017‑09‑30 13F-HR CB / Chubb Ltd 146,025.64 39 39 0.00 5,665 5,695 0.53
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43,380.00 2,650 2,650 0.00 109,047 114,957 5.42
2017‑09‑30 13F-HR PSA / Public Storage 213,825.00 40 40 0.00 8,134 8,553 5.15
2017‑09‑30 13F-HR BG / Bunge Ltd. 67,172.84 146 81 -44.52 11,164 5,441 -51.26
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 60,100.00 16,750 16,750 0.00 928,117 1,006,675 8.46
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64,120.13 113,795 127,091 11.68 6,902,805 8,149,091 18.05
2017‑09‑30 13F-HR UTX / United Technologies Corp. 118,625.61 1,031 1,031 0.00 126,874 122,303 -3.60
2017‑09‑30 13F-HR NXST / Nexstar Broadcasting Group, Inc. 61,845.81 227 227 0.00 13,495 14,039 4.03
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68,208.82 31,843 50,513 58.63 2,044,957 3,445,432 68.48
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Call 15,173.91 270 690 155.56 270 10,470 3,777.78
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Put 6,000.00 235 140 -40.43 2,870 840 -70.73
2017‑09‑30 13F-HR EIX / Edison International 77,546.10 141 141 0.00 10,778 10,934 1.45
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 60,759.26 162 162 0.00 9,266 9,843 6.23
2017‑09‑30 13F-HR BURL / Burlington Stores, Inc. 91,958.68 108 121 12.04 9,504 11,127 17.08
2017‑09‑30 13F-HR CNDT / Conduent 15,969.34 21,249 20,969 -1.32 337,221 334,861 -0.70
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 33,923.66 129 131 1.55 4,287 4,444 3.66
2017‑09‑30 13F-HR HSY / Hershey Company (The) 107,884.06 138 138 0.00 14,485 14,888 2.78
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49,053.43 1,982 1,984 0.10 85,662 97,322 13.61
2017‑09‑30 13F-HR ES / Eversource Energy 60,314.47 159 159 0.00 9,525 9,590 0.68
2017‑09‑30 13F-HR F / Ford Motor Co. 12,340.17 44,750 41,756 -6.69 507,465 515,276 1.54
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 26,249.79 64,053 64,165 0.17 1,602,606 1,684,318 5.10
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 147,892.31 130 130 0.00 18,333 19,226 4.87
2017‑09‑30 13F-HR CBSHP / Commerce Bancshares, Inc. 57,945.95 37 37 0.00 2,104 2,144 1.90
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12,491.34 738 751 1.76 10,599 9,381 -11.49
2017‑09‑30 13F-HR RNET / RigNet, Inc. 17,650.00 200 200 0.00 3,450 3,530 2.32
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40,808.85 3,479 3,479 0.00 149,770 141,974 -5.21
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 254,098.87 970 971 0.10 235,302 246,730 4.86
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 12,824.43 240 655 172.92 1,320 8,400 536.36
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 76,000.00 3 60 1,900.00 2,935 4,560 55.37
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113,416.96 7,077 9,188 29.83 795,525 1,042,075 30.99
2017‑09‑30 13F-HR CELG / Celgene Corp. 139,268.27 13,434 13,386 -0.36 1,772,347 1,864,245 5.19
2017‑09‑30 13F-HR GEC / Great Elm Capital Group, Inc. 3,625.00 8 8 0.00 27 29 7.41
2017‑09‑30 13F-HR IXP / iShares Global Telecom ETF 60,059.46 185 185 0.00 10,702 11,111 3.82
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 79,726.83 219 205 -6.39 19,545 16,344 -16.38
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 161,153.85 52 52 0.00 8,546 8,380 -1.94
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 76,000.00 718 718 0.00 52,801 54,568 3.35
2017‑09‑30 13F-HR NTAP / NetApp, Inc. 44,365.80 392 421 7.40 15,119 18,678 23.54
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 82,369.61 4,567 4,567 0.00 361,112 376,182 4.17
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 80,611.87 220 219 -0.45 17,584 17,654 0.40
2017‑09‑30 13F-HR PHM / PulteGroup, Inc. 27,211.54 155 156 0.65 3,907 4,245 8.65
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23,169.73 2,688 3,588 33.48 62,227 83,133 33.60
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 55,000.00 154 154 0.00 8,337 8,470 1.60
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 115,490.00 200 200 0.00 25,402 23,098 -9.07
2017‑09‑30 13F-HR PCG / PG&E Corp. 68,648.85 131 131 0.00 8,522 8,993 5.53
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 121,669.41 1,700 1,700 0.00 183,974 206,838 12.43
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 135,609.63 187 187 0.00 23,786 25,359 6.61
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17,184.31 510 510 0.00 8,473 8,764 3.43
2017‑09‑30 13F-HR CMI / Cummins, Inc. 171,731.34 119 134 12.61 19,644 23,012 17.15
2017‑09‑30 13F-HR CVX / Chevron Corp. 117,709.20 4,173 4,240 1.61 429,985 499,087 16.07
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71,739.54 1,793 1,793 0.00 123,465 128,629 4.18
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70,839.83 231 231 0.00 13,732 16,364 19.17
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53,500.00 170 170 0.00 8,746 9,095 3.99
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62,036.29 248 248 0.00 13,379 15,385 14.99
2017‑09‑30 13F-HR YORW / York Water Co. 35,161.29 31 31 0.00 1,061 1,090 2.73
2017‑09‑30 13F-HR PX / Praxair, Inc. 140,860.00 100 100 0.00 13,334 14,086 5.64
2017‑09‑30 13F-HR DNOW / NOW Inc. 13,739.73 730 730 0.00 11,504 10,030 -12.81
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 9,541.98 131 131 0.00 1,426 1,250 -12.34
2017‑09‑30 13F-HR GDDY / GoDaddy Inc. 44,098.31 327 295 -9.79 13,792 13,009 -5.68
2017‑09‑30 13F-HR GLPI / Gaming and Leisure Properties, Inc. 36,719.87 307 307 0.00 11,365 11,273 -0.81
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 150,880.00 200 200 0.00 28,720 30,176 5.07
2017‑09‑30 13F-HR TPR / Tapestry, Inc. 39,680.00 150 150 0.00 7,135 5,952 -16.58
2017‑09‑30 13F-HR PHK / PIMCO High Income Fund 8,270.00 2,000 2,000 0.00 17,500 16,540 -5.49
2017‑09‑30 13F-HR DB / Deutsche Bank AG 16,868.31 486 486 0.00 9,219 8,198 -11.07
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 82,230.77 39 39 0.00 3,338 3,207 -3.92
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 37,799.03 814 1,239 52.21 31,550 46,833 48.44
2017‑09‑30 13F-HR SIVB / SVB Financial Group 188,000.00 86 86 0.00 15,559 16,168 3.91
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 80,847.06 85 85 0.00 7,044 6,872 -2.44
2017‑09‑30 13F-HR GWPH / GW Pharmaceuticals Plc. 109,628.07 335 285 -14.93 33,533 31,244 -6.83
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 52,880.90 17,996 21,704 20.60 1,001,328 1,147,727 14.62
2017‑09‑30 13F-HR LEN / Lennar Corp. 56,333.33 30 30 0.00 1,640 1,690 3.05
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 33,389.26 16,599 19,645 18.35 803,391 655,932 -18.35
2017‑09‑30 13F-HR ETN / Eaton Corporation 77,675.00 40 40 0.00 3,216 3,107 -3.39
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 95,169.49 59 59 0.00 5,020 5,615 11.85
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 96,268.78 1,398 1,198 -14.31 123,723 115,330 -6.78
2017‑09‑30 13F-HR ABT / Abbott Laboratories 54,659.90 2,808 2,808 0.00 135,429 153,485 13.33
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 92,119.36 3,879 3,879 0.00 337,822 357,331 5.77
2017‑09‑30 13F-HR MNST / Monster Beverage Corporation New 55,389.02 419 419 0.00 21,163 23,208 9.66
2017‑09‑30 13F-HR CLX / Clorox Company (The) 127,807.69 26 26 0.00 3,471 3,323 -4.26
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60,449.74 186 189 1.61 9,820 11,425 16.34
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 133,200.00 2,500 2,500 0.00 269,050 333,000 23.77
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. 59,036.36 165 165 0.00 8,947 9,741 8.87
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. Put 1,000.00 10 10 0.00 2,270 10 -99.56
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 49,209.70 9,229 9,175 -0.59 388,725 451,499 16.15
2017‑09‑30 13F-HR TWO / Two Harbors Investment Corp. 10,060.00 2,000 2,000 0.00 19,580 20,120 2.76
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 76,291.00 22,005 22,278 1.24 1,539,909 1,699,611 10.37
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 10,250.00 700 700 0.00 10,010 7,175 -28.32
2017‑09‑30 13F-HR EXC / Exelon Corp. 38,364.71 85 85 0.00 3,039 3,261 7.31
2017‑09‑30 13F-HR MAT / Mattel, Inc. 15,600.00 275 775 181.82 5,753 12,090 110.15
2017‑09‑30 13F-HR ASCMB / Ascent Capital Group, Inc. 13,000.00 2 2 0.00 32 26 -18.75
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 27,317.32 512 583 13.87 14,950 15,926 6.53
2017‑09‑30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 25,000.00 600 600 0.00 14,700 15,000 2.04
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 990,971.98 1,258 1,285 2.15 1,253,559 1,273,399 1.58
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Put 32,000.00 30 35 16.67 490 1,120 128.57
2017‑09‑30 13F-HR TSS / Total System Services, Inc. 67,324.22 332 256 -22.89 19,551 17,235 -11.85
2017‑09‑30 13F-HR NHC / National HealthCare Corp. 62,718.75 256 256 0.00 17,383 16,056 -7.63
2017‑09‑30 13F-HR DBA / PowerShares DB Agriculture Fund 18,959.82 3,808 3,808 0.00 76,616 72,199 -5.77
2017‑09‑30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18,210.00 300 300 0.00 5,487 5,463 -0.44
2017‑09‑30 13F-HR OLED / Universal Display Corp. 130,294.12 68 68 0.00 7,408 8,860 19.60
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33,850.00 3,200 3,200 0.00 122,848 108,320 -11.83
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 76,840.00 300 300 0.00 21,837 23,052 5.56
2017‑09‑30 13F-HR MSGN / MSG Networks Inc. 21,297.73 309 309 0.00 7,076 6,581 -7.00
2017‑09‑30 13F-HR SLM / SLM Corp. (Sallie Mae) 11,000.00 793 1,135 43.13 8,937 12,485 39.70
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 95,269.58 47,231 46,272 -2.03 4,374,062 4,408,314 0.78
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 156,650.00 120 120 0.00 17,505 18,798 7.39
2017‑09‑30 13F-HR FB / Facebook, Inc. 172,499.49 8,888 8,771 -1.32 1,364,308 1,512,993 10.90
2017‑09‑30 13F-HR SQ / Square, Inc. 31,069.38 1,600 1,600 0.00 38,304 49,711 29.78
2017‑09‑30 13F-HR PII / Polaris Industries, Inc 105,123.46 81 81 0.00 7,211 8,515 18.08
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 154,968.96 2,115 1,965 -7.09 301,873 304,514 0.87
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 82,702.70 230 222 -3.48 16,905 18,360 8.61
2017‑09‑30 13F-HR IYZ / iShares U.S. Telecommunications ETF 31,423.26 215 215 0.00 6,789 6,756 -0.49
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 47,748.08 2,858 2,858 0.00 133,582 136,464 2.16
2017‑09‑30 13F-HR HYD / VanEck Vectors ETF TR 31,161.72 18,466 18,346 -0.65 568,758 571,693 0.52
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 77,780.00 1,000 1,000 0.00 73,620 77,780 5.65
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40,599.76 18,423 18,339 -0.46 799,189 744,559 -6.84
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 112,745.10 51 51 0.00 5,136 5,750 11.95
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 126,829.10 708 708 0.00 84,421 89,795 6.37
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64,869.41 9,729 9,304 -4.37 609,618 603,545 -1.00
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 112,634.92 252 252 0.00 27,966 28,384 1.49
2017‑09‑30 13F-HR SYF / Synchrony Financial 31,440.00 3,567 2,700 -24.31 103,906 84,888 -18.30
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 342,931.74 293 293 0.00 92,602 100,479 8.51
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Put 1,219,000.00 3 3 0.00 2,935 3,657 24.60
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10,288.77 569 748 31.46 4,438 7,696 73.41
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 145,119.16 13,310 13,310 0.00 1,875,512 1,931,536 2.99
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 234,250.00 215 216 0.47 48,051 50,598 5.30
2017‑09‑30 13F-HR M / Macy's, Inc. 20,349.77 9,875 9,875 0.00 208,165 200,954 -3.46
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 80,405.80 176 207 17.61 16,357 16,644 1.75
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 137,709.39 1,342 1,342 0.00 186,363 184,806 -0.84
2017‑09‑30 13F-HR BGG / Briggs & Stratton Corp. 24,140.45 354 356 0.56 8,618 8,594 -0.28
2017‑09‑30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 105,619.85 1,735 2,207 27.20 177,143 233,103 31.59
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84,818.40 848 848 0.00 70,545 71,926 1.96
2017‑09‑30 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 147,250.00 12 12 0.00 1,680 1,767 5.18
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58,110.00 300 300 0.00 16,560 17,433 5.27
2017‑09‑30 13F-HR TDIV / First Trust NASDAQ Technology Dividend Index Fund 32,880.00 700 700 0.00 21,882 23,016 5.18
2017‑09‑30 13F-HR HDB / HDFC Bank Ltd. 93,000.00 34 34 0.00 3,003 3,162 5.29
2017‑09‑30 13F-HR SRE / Sempra Energy 112,630.00 300 300 0.00 33,231 33,789 1.68
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 19,310.00 400 400 0.00 5,780 7,724 33.63
2017‑09‑30 13F-HR MET / MetLife, Inc. 52,989.56 2,394 2,394 0.00 134,183 126,857 -5.46
2017‑09‑30 13F-HR DLX / Deluxe Corp. 73,259.93 5,590 5,590 0.00 394,206 409,523 3.89
2017‑09‑30 13F-HR GD / General Dynamics Corp. 213,520.00 75 75 0.00 15,080 16,014 6.19
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 66,220.00 2,550 3,150 23.53 161,415 208,593 29.23
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38,328.18 4,495 4,656 3.58 175,576 178,456 1.64
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 37,309.79 623 623 0.00 23,082 23,244 0.70
2017‑09‑30 13F-HR WAAS / AquaVenture Holdings Limited 13,530.00 1,500 1,600 6.67 22,125 21,648 -2.16
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 153,507.04 6,081 6,041 -0.66 893,990 927,336 3.73
2017‑09‑30 13F-HR MCD / McDonald's Corp. 160,117.95 390 390 0.00 60,652 62,446 2.96
2017‑09‑30 13F-HR GOV / Government Properties Income Trust 19,068.00 1,500 1,500 0.00 26,385 28,602 8.40
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 50,889.50 2,353 2,353 0.00 119,720 119,743 0.02
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 66,228.90 13,849 13,849 0.00 760,864 917,204 20.55
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF 45,629.72 1,172 1,272 8.53 46,352 58,041 25.22
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF Put 1,000.00 10 10 0.00 70 10 -85.71
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63,569.83 4,440 4,640 4.50 327,183 294,964 -9.85
2017‑09‑30 13F-HR OSK / Oshkosh Corporation (Holding Company) 84,087.50 191 160 -16.23 12,923 13,454 4.11
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 150,617.39 102 230 125.49 13,550 34,642 155.66
2017‑09‑30 13F-HR XHR / Xenia Hotels & Resorts Inc. 21,620.25 15,217 15,223 0.04 296,583 329,125 10.97
2017‑09‑30 13F-HR TPC / Tutor Perini Corp. 28,749.73 45,855 56,280 22.73 1,327,502 1,618,035 21.89
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28,057.47 174 174 0.00 4,997 4,882 -2.30
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. 7,666.67 66 66 0.00 488 506 3.69
2017‑09‑30 13F-HR WHR / Whirlpool Corp. 179,959.15 4,085 4,235 3.67 787,710 762,127 -3.25
2017‑09‑30 13F-HR ALGT / Allegiant Travel Company 133,049.71 1,750 1,750 0.00 240,012 232,837 -2.99
2017‑09‑30 13F-HR SUM / Summit Materials, Inc. 31,568.68 448 364 -18.75 13,166 11,491 -12.72
2017‑09‑30 13F-HR DDD / 3 D Systems Corp. 13,149.61 5,013 5,013 0.00 89,832 65,919 -26.62
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 2,670.00 300 200 -33.33 699 534 -23.61
2017‑09‑30 13F-HR SMH / Market Vectors Semiconductor ETF 95,560.00 50 50 0.00 4,203 4,778 13.68
2017‑09‑30 13F-HR NOK / Nokia Corp. 5,920.00 150 150 0.00 939 888 -5.43
2017‑09‑30 13F-HR IRM / Iron Mountain Incorporated. (REIT) 38,320.00 100 100 0.00 3,346 3,832 14.52
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 22,230.00 100 100 0.00 2,153 2,223 3.25
2017‑09‑30 13F-HR PK / Park Hotels & Resorts Inc. 28,018.18 55 55 0.00 1,476 1,541 4.40
2017‑09‑30 13F-HR CIM / Chimera Investment Corp. 18,910.00 1,000 1,000 0.00 18,530 18,910 2.05
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19,000.00 140 140 0.00 2,402 2,660 10.74
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38,988.70 3,627 3,627 0.00 127,090 141,412 11.27
2017‑09‑30 13F-HR ACN / Accenture plc 136,975.16 128 161 25.78 15,879 22,053 38.88
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 49,130.00 4,000 4,700 17.50 195,960 230,911 17.84
2017‑09‑30 13F-HR CNP / CenterPoint Energy, Inc. 28,735.71 419 420 0.24 11,426 12,069 5.63
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64,337.13 2,897 2,898 0.03 182,033 186,449 2.43
2017‑09‑30 13F-HR SLCA / U.S. Silica Holdings, Inc. 30,537.50 320 320 0.00 10,025 9,772 -2.52
2017‑09‑30 13F-HR GRMN / Garmin Ltd. 53,920.00 2,000 2,000 0.00 100,520 107,840 7.28
2017‑09‑30 13F-HR CRS / Carpenter Technology Corp. 49,750.00 100 100 0.00 3,750 4,975 32.67
2017‑09‑30 13F-HR SPXC / SPX Corporation 29,200.00 100 100 0.00 2,645 2,920 10.40
2017‑09‑30 13F-HR AES / AES Corp. (The) 11,199.61 511 511 0.00 5,590 5,723 2.38
2017‑09‑30 13F-HR HPT / Hospitality Properties Trust 28,608.21 268 268 0.00 7,688 7,667 -0.27
2017‑09‑30 13F-HR TTWO / Take-Two Interactive Software, Inc. 104,110.00 1,500 1,500 0.00 111,720 156,165 39.78
2017‑09‑30 13F-HR HCP / HCP, Inc. 26,830.00 1,000 1,000 0.00 30,890 26,830 -13.14
2017‑09‑30 13F-HR MCK / McKesson Corp. 148,140.00 180 100 -44.44 29,647 14,814 -50.03
2017‑09‑30 13F-HR HRI / Herc Holdings Inc. 50,333.33 12 12 0.00 488 604 23.77
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 55,299.21 254 254 0.00 13,792 14,046 1.84
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 110,009.04 3,098 3,098 0.00 354,008 340,808 -3.73
2017‑09‑30 13F-HR OWE / Obsidian Energy Ltd. 1,030.00 1,700 1,700 0.00 1,938 1,751 -9.65
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 14,799.97 17,432 17,432 0.00 291,811 257,993 -11.59
2017‑09‑30 13F-HR DGRO / iShares Core Dividend Growth ETF 32,780.22 181 182 0.55 5,680 5,966 5.04
2017‑09‑30 13F-HR KORS / Michael Kors Holdings Ltd. 47,290.32 62 62 0.00 2,225 2,932 31.78
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 87,705.88 153 153 0.00 12,045 13,419 11.41
2017‑09‑30 13F-HR PSX / Phillips 66 93,319.46 1,418 1,418 0.00 116,928 132,327 13.17
2017‑09‑30 13F-HR ENPH / Enphase Energy, Inc. 1,429.90 4,636 4,636 0.00 3,858 6,629 71.82
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 143,592.36 314 314 0.00 42,292 45,088 6.61
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 96,500.00 564 36 -93.62 50,545 3,474 -93.13
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 38,768.73 1,107 1,081 -2.35 38,745 41,909 8.17
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 50,599.72 2,116 2,116 0.00 111,428 107,069 -3.91
2017‑09‑30 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 37,755.95 336 336 0.00 12,052 12,686 5.26
2017‑09‑30 13F-HR FEI / First Trust MLP and Energy Income Fund 15,200.00 1,400 1,400 0.00 21,420 21,280 -0.65
2017‑09‑30 13F-HR CHFS / CHF Solutions 553.03 99 132 33.33 79 73 -7.59
2017‑09‑30 13F-HR FEYE / FireEye, Inc. Call 5,000.00 50 50 0.00 800 250 -68.75
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33,259.86 37,100 37,070 -0.08 1,235,430 1,232,943 -0.20
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 100,838.46 260 260 0.00 25,136 26,218 4.30
2017‑09‑30 13F-HR MGM / MGM Resorts International 30,807.95 406 453 11.58 12,659 13,956 10.25
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 104,739.19 4,251 4,233 -0.42 425,312 443,361 4.24
2017‑09‑30 13F-HR DE / Deere & Co. 128,638.00 500 500 0.00 64,070 64,319 0.39
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 10,978.54 233 233 0.00 2,558 2,558 0.00
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 80,554.59 915 916 0.11 67,069 73,788 10.02
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. Put 2,000.00 20 20 0.00 60 40 -33.33
2017‑09‑30 13F-HR CCL / Carnival Corp. 66,445.05 384 364 -5.21 25,282 24,186 -4.34
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 70,500.00 220 220 0.00 15,301 15,510 1.37
2017‑09‑30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 125,960.00 100 100 0.00 11,342 12,596 11.06
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 196,852.94 102 102 0.00 15,572 20,079 28.94
2017‑09‑30 13F-HR NICE / NICE Systems Ltd. 81,298.34 181 181 0.00 14,043 14,715 4.79
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 35,509.71 7,775 7,775 0.00 282,621 276,088 -2.31
2017‑09‑30 13F-HR CMA / Comerica, Inc. 76,368.42 38 38 0.00 2,854 2,902 1.68
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20,200.00 3,300 3,300 0.00 62,238 66,660 7.10
2017‑09‑30 13F-HR HOLX / Hologic, Inc. 36,888.49 852 834 -2.11 38,178 30,765 -19.42
2017‑09‑30 13F-HR PTC / PTC Inc. 58,576.64 137 137 0.00 7,782 8,025 3.12
2017‑09‑30 13F-HR NGG / National Grid Plc 62,619.83 121 121 0.00 7,353 7,577 3.05
2017‑09‑30 13F-HR CCK / Crown Holdings, Inc. 60,134.11 337 343 1.78 20,155 20,626 2.34
2017‑09‑30 13F-HR KEP / Korea Electric Power Corp. 16,898.35 294 364 23.81 5,406 6,151 13.78
2017‑09‑30 13F-HR DSI / iShares MSCI KLD 400 Social ETF 93,940.00 800 800 0.00 71,624 75,152 4.93
2017‑09‑30 13F-HR XYL / Xylem, Inc. 64,646.62 133 133 0.00 7,263 8,598 18.38
2017‑09‑30 13F-HR ITM / VanEck Vectors ETF TR 24,039.79 2,262 2,262 0.00 53,993 54,378 0.71
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 264,760.00 25 25 0.00 6,283 6,619 5.35
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 81,929.54 14,120 13,170 -6.73 1,102,348 1,079,012 -2.12
2017‑09‑30 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. 10,250.00 1,000 500 -50.00 10,750 5,125 -52.33
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 100,110.00 100 100 0.00 9,093 10,011 10.10
2017‑09‑30 13F-HR JD / JD.com, Inc. 38,910.00 364 100 -72.53 9,744 3,891 -60.07
2017‑09‑30 13F-HR PACW / PacWest Bancorp 49,098.25 285 285 0.00 13,195 13,993 6.05
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 16,640.00 75 75 0.00 1,545 1,248 -19.22
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 87,299.62 1,745 1,849 5.96 143,177 161,417 12.74
2017‑09‑30 13F-HR FIS / Fidelity National Information Services, Inc. 94,349.21 126 126 0.00 10,999 11,888 8.08
2017‑09‑30 13F-HR GLW / Corning, Inc. 30,133.56 1,764 1,767 0.17 53,893 53,246 -1.20
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 119,538.65 773 802 3.75 89,235 95,870 7.44
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29,870.00 1,200 1,200 0.00 34,812 35,844 2.96
2017‑09‑30 13F-HR SLVP / iShares MSCI Global Silver Miners ETF 11,260.00 200 200 0.00 2,120 2,252 6.23
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 59,219.15 8,336 8,396 0.72 515,414 497,204 -3.53
2017‑09‑30 13F-HR IDU / iShares U.S. Utilities ETF 134,323.11 438 489 11.64 56,414 65,684 16.43
2017‑09‑30 13F-HR BP / BP Plc 38,463.26 6,395 6,396 0.02 219,558 246,011 12.05
2017‑09‑30 13F-HR HGV / Hilton Grand Vacations Inc. 39,320.00 25 25 0.00 902 983 8.98
2017‑09‑30 13F-HR CRSP / CRISPR Therapeutics AG 19,700.00 100 100 0.00 1,603 1,970 22.89
2017‑09‑30 13F-HR EW / Edwards Lifesciences Corp. 110,219.35 443 465 4.97 52,065 51,252 -1.56
2017‑09‑30 13F-HR SYK / Stryker Corp. 145,924.81 133 133 0.00 18,694 19,408 3.82
2017‑09‑30 13F-HR FIVE / Five Below, Inc. 56,380.95 42 42 0.00 1,904 2,368 24.37
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 149,430.00 200 200 0.00 27,976 29,886 6.83
2017‑09‑30 13F-HR RAVE / Rave Restaurant Group, Inc. 1,759.90 833 833 0.00 1,682 1,466 -12.84
2017‑09‑30 13F-HR CWT / California Water Service Group 40,949.76 418 418 0.00 15,382 17,117 11.28
2017‑09‑30 13F-HR FDX / FedEx Corp. 220,638.29 6,193 6,096 -1.57 1,355,461 1,345,011 -0.77
2017‑09‑30 13F-HR SPN / Superior Energy Services, Inc. 10,309.39 863 863 0.00 8,888 8,897 0.10
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25,849.89 22,837 22,937 0.44 568,412 592,919 4.31
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41,118.38 718 718 0.00 28,562 29,523 3.36
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 99,568.94 2,424 4,424 82.51 251,102 440,493 75.42
2017‑09‑30 13F-HR SNP / China Petroleum & Chemical Corp. 74,455.48 292 292 0.00 22,653 21,741 -4.03
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 150,960.00 325 125 -61.54 51,502 18,870 -63.36
2017‑09‑30 13F-HR REXR / Rexford Industrial Realty, Inc. 29,770.00 6,000 4,000 -33.33 162,960 119,080 -26.93
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 113,558.82 68 68 0.00 7,048 7,722 9.56
2017‑09‑30 13F-HR IYJ / iShares U.S. Industrial ETF 140,296.47 1,301 1,302 0.08 172,512 182,666 5.89
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 366,000.00 12 12 0.00 4,039 4,392 8.74
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4,189.78 4,500 4,500 0.00 20,970 18,854 -10.09
2017‑09‑30 13F-HR IPG / Interpublic Group of Companies, Inc. (The) 21,038.66 708 776 9.60 17,572 16,326 -7.09
2017‑09‑30 13F-HR XRX / Xerox Corp. 32,609.40 39,721 39,721 0.00 1,147,142 1,295,278 12.91
2017‑09‑30 13F-HR COP / ConocoPhillips 48,909.35 2,427 2,427 0.00 104,943 118,703 13.11
2017‑09‑30 13F-HR ECA / EnCana Corp. 11,319.26 1,848 1,848 0.00 16,188 20,918 29.22
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 103,349.10 2,896 2,896 0.00 291,192 299,299 2.78
2017‑09‑30 13F-HR IEUS / iShares MSCI Europe Small-Cap ETF 55,890.63 4,150 4,270 2.89 215,509 238,653 10.74
2017‑09‑30 13F-HR NSP / Insperity, Inc. 92,945.31 128 128 0.00 9,056 11,897 31.37
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 57,890.00 200 200 0.00 10,896 11,578 6.26
2017‑09‑30 13F-HR OC / Owens Corning, Inc. 79,597.22 162 144 -11.11 10,638 11,462 7.75
2017‑09‑30 13F-HR FXO / First Trust Financials AlphaDEX® Fund 29,953.30 728 728 0.00 20,904 21,806 4.31
2017‑09‑30 13F-HR AVGO / Broadcom Limited 246,420.00 500 500 0.00 120,885 123,210 1.92
2017‑09‑30 13F-HR S / Sprint Corporation 7,319.24 1,798 1,798 0.00 14,797 13,160 -11.06
2017‑09‑30 13F-HR GVA / Granite Construction, Inc. 58,614.97 187 187 0.00 9,303 10,961 17.82
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,926,925.00 46 40 -13.04 88,403 77,077 -12.81
2017‑09‑30 13F-HR AZO / AutoZone, Inc. 592,000.00 5 5 0.00 2,537 2,960 16.67
2017‑09‑30 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 69,198.96 4,382 5,172 18.03 281,368 357,897 27.20
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 143,361.45 103 83 -19.42 13,899 11,899 -14.39
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 11,780.00 1,000 1,000 0.00 11,530 11,780 2.17
2017‑09‑30 13F-HR WWD / Woodward, Inc 79,069.44 72 72 0.00 4,859 5,693 17.16
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88,407.50 400 400 0.00 35,080 35,363 0.81
2017‑09‑30 13F-HR TIME / Time Inc. 12,538.46 13 13 0.00 183 163 -10.93
2017‑09‑30 13F-HR CXP / Columbia Property Trust, Inc. 21,228.80 625 625 0.00 13,687 13,268 -3.06
2017‑09‑30 13F-HR PAAS / Pan American Silver Corp. 17,889.25 614 614 0.00 9,848 10,984 11.54
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 122,077.28 24,437 25,596 4.74 2,821,740 3,124,690 10.74
2017‑09‑30 13F-HR FAST / Fastenal Co. 45,783.33 120 120 0.00 5,250 5,494 4.65
2017‑09‑30 13F-HR ORA / Ormat Technologies, Inc. 61,460.00 150 150 0.00 8,409 9,219 9.63
2017‑09‑30 13F-HR BCS.D / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 26,260.00 600 600 0.00 16,038 15,756 -1.76
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 47,020.00 3,000 3,000 0.00 156,930 141,060 -10.11
2017‑09‑30 13F-HR WATT / Energous Corporation 13,819.97 18,025 19,025 5.55 287,498 262,925 -8.55
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 86,712.06 256 257 0.39 21,176 22,285 5.24
2017‑09‑30 13F-HR BUFF / Blue Buffalo Pet Products, Inc. 29,100.00 100 100 0.00 2,214 2,910 31.44
2017‑09‑30 13F-HR CIEN / Ciena Corp. 22,039.51 329 329 0.00 8,511 7,251 -14.80
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 47,339.42 274 274 0.00 12,236 12,971 6.01
2017‑09‑30 13F-HR FNSR / Finisar Corporation 22,340.00 8,000 8,000 0.00 218,320 178,720 -18.14
2017‑09‑30 13F-HR SPTL / SPDR Portfolio Long Term Treasur 71,509.23 650 650 0.00 46,117 46,481 0.79
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 13,470.00 2,000 2,000 0.00 27,620 26,940 -2.46
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 184,652.63 214 190 -11.21 32,279 35,084 8.69
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 242,800.00 100 550 450.00 22,584 133,540 491.30
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 110,802.17 7,529 8,098 7.56 827,372 897,276 8.45
2017‑09‑30 13F-HR SNH / Senior Housing Properties Trust 19,448.50 301 301 0.00 5,836 5,854 0.31
2017‑09‑30 13F-HR NI / NiSource, Inc. 25,905.94 202 202 0.00 5,092 5,233 2.77
2017‑09‑30 13F-HR WR / Westar Energy, Inc. 50,933.33 15 15 0.00 756 764 1.06
2017‑09‑30 13F-HR BLDP / Ballard Power Systems, Inc. 5,060.00 4,400 3,400 -22.73 12,100 17,204 42.18
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26,403.78 3,068 3,118 1.63 83,365 82,327 -1.25
2017‑09‑30 13F-HR AMG / Affiliated Managers Group, Inc. 194,116.67 77 60 -22.08 13,298 11,647 -12.42
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18,340.00 2,050 1,800 -12.20 41,000 33,012 -19.48
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. 58,560.00 25 25 0.00 1,540 1,464 -4.94
2017‑09‑30 13F-HR CX / Cemex S.A.B de C.V. 8,629.63 540 540 0.00 5,437 4,660 -14.29
2017‑09‑30 13F-HR DHR / Danaher Corp. 87,021.28 47 47 0.00 3,880 4,090 5.41
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 132,039.74 151 151 0.00 19,939 19,938 -0.01
2017‑09‑30 13F-HR MOO / VanEck Vectors ETF TR 58,948.75 1,600 1,600 0.00 88,592 94,318 6.46
2017‑09‑30 13F-HR WDC / Western Digital Corp. 84,267.33 341 202 -40.76 30,441 17,022 -44.08
2017‑09‑30 13F-HR PWR / Quanta Services, Inc. 37,368.98 591 664 12.35 19,733 24,813 25.74
2017‑09‑30 13F-HR DXC / DXC Technology Company 88,396.16 1,512 1,512 0.00 117,709 133,655 13.55
2017‑09‑30 13F-HR FHB / First Hawaiian, Inc. 29,964.83 852 853 0.12 25,829 25,560 -1.04
2017‑09‑30 13F-HR SO / Southern Co. (The) 49,649.81 514 514 0.00 24,301 25,520 5.02
2017‑09‑30 13F-HR AMGN / Amgen Inc. 185,477.50 9,341 9,332 -0.10 1,608,665 1,730,876 7.60
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 23,520.00 200 200 0.00 4,582 4,704 2.66
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF 23,735.74 1,033 333 -67.76 22,219 7,904 -64.43
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 54,328.80 682 736 7.92 35,382 39,986 13.01
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 82,031.03 8,227 8,218 -0.11 659,481 674,131 2.22
2017‑09‑30 13F-HR KO / Coca Cola Co. 45,409.11 4,163 4,192 0.70 184,753 190,355 3.03
2017‑09‑30 13F-HR BBBY / Bed Bath & Beyond Inc. 22,298.52 3,370 3,370 0.00 97,190 75,146 -22.68
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 45,407.48 1,434 508 -64.57 62,565 23,067 -63.13
2017‑09‑30 13F-HR FPE / First Trust Preferred Securities and Income ETF 20,050.00 1,900 1,900 0.00 38,114 38,095 -0.05
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 141,138.26 3,725 3,725 0.00 461,006 525,740 14.04
2017‑09‑30 13F-HR WPPGY / WPP PLC 91,871.79 39 39 0.00 3,932 3,583 -8.88
2017‑09‑30 13F-HR AXP / American Express Co. 91,687.70 1,536 1,569 2.15 129,484 143,858 11.10
2017‑09‑30 13F-HR PHD / Pioneer Floating Rate Trust 12,010.00 1,000 1,000 0.00 11,930 12,010 0.67
2017‑09‑30 13F-HR PLUG / Plug Power, Inc. 2,869.85 3,250 3,250 0.00 6,597 9,327 41.38
2017‑09‑30 13F-HR COTY / Coty, Inc. 16,767.57 740 740 0.00 13,652 12,408 -9.11
2017‑09‑30 13F-HR AON / Aon Plc 147,323.53 34 34 0.00 4,600 5,009 8.89
2017‑09‑30 13F-HR MDT / Medtronic plc 76,928.88 13,681 13,681 0.00 1,192,983 1,052,464 -11.78
2017‑09‑30 13F-HR CE / Celanese Corp. 107,537.04 81 108 33.33 7,788 11,614 49.13
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 70,869.43 1,325 1,325 0.00 102,237 93,902 -8.15
2017‑09‑30 13F-HR FBHS / Fortune Brands Home & Security, Inc. 66,056.84 475 475 0.00 31,577 31,377 -0.63
2017‑09‑30 13F-HR AMZA / InfraCap MLP ETF 8,930.00 4,200 4,200 0.00 39,900 37,506 -6.00
2017‑09‑30 13F-HR RSX / VanEck Vectors ETF TR 22,109.25 7,376 17,566 138.15 141,988 388,371 173.52
2017‑09‑30 13F-HR ETR / Entergy Corp. 78,859.00 1,000 1,000 0.00 75,310 78,859 4.71
2017‑09‑30 13F-HR TDOC / Teladoc, Inc. 33,600.00 400 900 125.00 14,000 30,240 116.00
2017‑09‑30 13F-HR CNX / CONSOL Energy, Inc. 16,619.37 1,910 1,910 0.00 28,516 31,743 11.32
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 113,876.78 513 422 -17.74 55,660 48,056 -13.66
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 87,048.45 1,094 1,094 0.00 90,014 95,231 5.80
2017‑09‑30 13F-HR NUAN / Nuance Communications, Inc. 15,889.09 1,650 1,650 0.00 28,792 26,217 -8.94
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 81,738.95 970 950 -2.06 74,612 77,652 4.07
2017‑09‑30 13F-HR ESV / Ensco plc 5,600.00 6,660 7,660 15.02 33,566 42,896 27.80
2017‑09‑30 13F-HR SLV / iShares Silver Trust 16,020.00 3,300 3,300 0.00 48,939 52,866 8.02
2017‑09‑30 13F-HR BBCN / BBCN Bancorp Inc. 17,860.00 3,500 3,500 0.00 65,275 62,510 -4.24
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81,729.19 7,120 6,920 -2.81 579,425 565,566 -2.39
2017‑09‑30 13F-HR JELD / JELD-WEN Holding, Inc. 35,859.15 351 355 1.14 10,814 12,730 17.72
2017‑09‑30 13F-HR CVS / CVS Health Corporation 74,299.47 2,431 4,952 103.70 189,958 367,931 93.69
2017‑09‑30 13F-HR NVS / Novartis AG 85,431.37 102 102 0.00 8,374 8,714 4.06
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 80,589.74 238 273 14.71 18,606 22,001 18.25
2017‑09‑30 13F-HR DISCA / Discovery Communications, Inc. 20,828.61 570 671 17.72 14,962 13,976 -6.59
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 35,889.36 2,115 2,115 0.00 62,878 75,906 20.72
2017‑09‑30 13F-HR NATI / National Instruments Corp. 43,709.92 131 131 0.00 5,238 5,726 9.32
2017‑09‑30 13F-HR SPLK / Splunk Inc. 65,529.19 8,983 8,683 -3.34 517,600 568,990 9.93
2017‑09‑30 13F-HR PBI / Pitney Bowes, Inc. 13,930.00 5,600 5,600 0.00 84,616 78,008 -7.81
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 339,476.50 1,830 1,830 0.00 567,190 621,242 9.53
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 151,499.40 2,522 2,519 -0.12 361,503 381,627 5.57
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 117,518.60 3,845 3,845 0.00 489,853 451,859 -7.76
2017‑09‑30 13F-HR PJT / PJT Partners Inc. 36,769.23 273 273 0.00 11,247 10,038 -10.75
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 79,253.13 399 399 0.00 24,538 31,622 28.87
2017‑09‑30 13F-HR ASTE / Astec Industries, Inc. 52,367.52 250 351 40.40 13,704 18,381 34.13
2017‑09‑30 13F-HR LUK / Leucadia National Corp. 25,116.39 421 421 0.00 11,202 10,574 -5.61
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 102,117.65 85 85 0.00 8,429 8,680 2.98
2017‑09‑30 13F-HR URI / United Rentals, Inc. 142,487.43 8,521 8,153 -4.32 967,474 1,161,700 20.08
2017‑09‑30 13F-HR AGN / Allergan plc 202,936.29 3,720 3,720 0.00 897,152 754,923 -15.85
2017‑09‑30 13F-HR GIII / G-III Apparel Group, Ltd. 27,608.70 363 322 -11.29 8,116 8,890 9.54
2017‑09‑30 13F-HR SONC / Sonic Corp. 24,029.63 675 675 0.00 17,624 16,220 -7.97
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 147,382.85 1,595 1,609 0.88 244,704 237,139 -3.09
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61,780.00 300 300 0.00 18,921 18,534 -2.05
2017‑09‑30 13F-HR BC / Brunswick Corp. 57,266.30 160 184 15.00 9,744 10,537 8.14
2017‑09‑30 13F-HR PAY / VeriFone Systems, Inc 20,600.00 5,675 5,675 0.00 102,433 116,905 14.13
2017‑09‑30 13F-HR CAVM / Cavium, Inc. 68,856.32 156 174 11.54 10,008 11,981 19.71
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. 65,559.78 9,275 9,275 0.00 565,125 608,067 7.60
2017‑09‑30 13F-HR SLF / SunLife Financial Inc. 39,839.44 355 355 0.00 12,961 14,143 9.12
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 92,644.86 107 107 0.00 10,544 9,913 -5.98
2017‑09‑30 13F-HR TGT / Target Corp. 56,250.00 739 700 -5.28 37,083 39,375 6.18
2017‑09‑30 13F-HR GRPN / Groupon, Inc. 5,055.56 180 180 0.00 657 910 38.51
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 83,348.39 155 155 0.00 12,103 12,919 6.74
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84,339.62 27,956 30,331 8.50 2,360,604 2,558,105 8.37
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 160,759.26 54 54 0.00 8,393 8,681 3.43
2017‑09‑30 13F-HR REX / REX American Resources Corp. 91,580.00 900 900 0.00 87,354 82,422 -5.65
2017‑09‑30 13F-HR INDY / iShares India 50 ETF 34,449.29 1,400 1,400 0.00 48,510 48,229 -0.58
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 109,053.07 349 358 2.58 38,857 39,041 0.47
2017‑09‑30 13F-HR EXP / Eagle Materials, Inc. 107,977.27 66 88 33.33 6,021 9,502 57.81
2017‑09‑30 13F-HR V / Visa, Inc. 107,008.33 1,680 1,680 0.00 159,751 179,774 12.53
2017‑09‑30 13F-HR NUVA / NuVasive, Inc. 54,160.00 1,500 1,500 0.00 113,565 81,240 -28.46
2017‑09‑30 13F-HR UN / Unilever N.V. 58,506.02 166 166 0.00 9,161 9,712 6.01
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54,559.39 1,372 3,132 128.28 74,211 170,880 130.26
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 185,387.50 80 80 0.00 12,296 14,831 20.62
2017‑09‑30 13F-HR SAP / SAP SE 112,303.32 193 211 9.33 20,124 23,696 17.75
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73,030.00 300 300 0.00 20,604 21,909 6.33
2017‑09‑30 13F-HR FFIV / F5 Networks, Inc. 116,293.23 118 133 12.71 15,089 15,467 2.51
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109,429.12 80,296 80,891 0.74 8,748,249 8,851,831 1.18
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 63,184.97 88 346 293.18 5,846 21,862 273.97
2017‑09‑30 13F-HR CLR / Continental Resources, Inc. 37,000.00 1,110 1,110 0.00 34,154 41,070 20.25
2017‑09‑30 13F-HR VSTO / Vista Outdoor Inc. 21,668.42 220 190 -13.64 4,899 4,117 -15.96
2017‑09‑30 13F-HR COG / Cabot Oil & Gas Corp. 25,437.35 876 830 -5.25 21,610 21,113 -2.30
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 193,229.89 87 87 0.00 15,457 16,811 8.76
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 90,779.58 5,882 6,152 4.59 422,504 558,476 32.18
2017‑09‑30 13F-HR TKR / Timken Co. (THE) 50,000.00 145 145 0.00 6,807 7,250 6.51
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 152,740.00 100 100 0.00 14,350 15,274 6.44
2017‑09‑30 13F-HR HAS / Hasbro, Inc. 96,613.64 44 44 0.00 4,933 4,251 -13.83
2017‑09‑30 13F-HR OAK / Oaktree Capital Group, LLC 46,899.71 19,075 19,075 0.00 888,895 894,612 0.64
2017‑09‑30 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 58,722.22 900 900 0.00 49,835 52,850 6.05
2017‑09‑30 13F-HR L / Loews Corp. 48,550.80 187 187 0.00 8,817 9,079 2.97
2017‑09‑30 13F-HR AVY / Avery Dennison Corp. 100,709.52 210 210 0.00 19,200 21,149 10.15
2017‑09‑30 13F-HR SCHL / Scholastic Corp. 36,969.70 825 825 0.00 35,095 30,500 -13.09
2017‑09‑30 13F-HR CHDN / Churchill Downs Inc. 207,777.78 18 18 0.00 3,243 3,740 15.33
2017‑09‑30 13F-HR SYMC / Symantec Corp. 32,626.92 260 260 0.00 7,540 8,483 12.51
2017‑09‑30 13F-HR MPC / Marathon Petroleum Corp. 56,138.89 108 108 0.00 5,840 6,063 3.82
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 122,400.00 400 400 0.00 44,704 48,960 9.52
2017‑09‑30 13F-HR OGE / OGE Energy Corp. 35,749.66 2,960 2,960 0.00 101,261 105,819 4.50
2017‑09‑30 13F-HR SUB / iShares Short-Term National Muni Bond ETF 105,870.00 500 300 -40.00 52,870 31,761 -39.93
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14,320.00 23,250 23,150 -0.43 291,090 331,508 13.89
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77,342.43 1,209 1,209 0.00 100,089 93,507 -6.58
2017‑09‑30 13F-HR IEO / iShares U.S. Oil & Gas Exploration & Production ETF 58,466.67 60 60 0.00 3,233 3,508 8.51
2017‑09‑30 13F-HR SSYS / Stratasys, Ltd. 23,389.69 38,475 37,350 -2.92 904,547 873,605 -3.42
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 126,878.24 186 386 107.53 20,058 48,975 144.17
2017‑09‑30 13F-HR IYW / iShares U.S. Technology ETF 153,000.96 2,051 2,073 1.07 290,609 317,171 9.14
2017‑09‑30 13F-HR KSU / Kansas City Southern 104,666.67 93 93 0.00 9,767 9,734 -0.34
2017‑09‑30 13F-HR AWR / American States Water Co. (Holding Co.) 51,947.37 114 114 0.00 5,371 5,922 10.26
2017‑09‑30 13F-HR RMD / ResMed Inc. 76,261.90 209 210 0.48 16,086 16,015 -0.44
2017‑09‑30 13F-HR WPX / WPX Energy, Inc. 10,989.01 48 1,001 1,985.42 460 11,000 2,291.30
2017‑09‑30 13F-HR ARCO / Arcos Dorados Holdings, Inc. 9,750.00 500 500 0.00 3,875 4,875 25.81
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 36,141.17 16,892 16,894 0.01 564,389 610,569 8.18
2017‑09‑30 13F-HR FXL / First Trust Technology AlphaDEX® Fund 48,958.46 674 674 0.00 29,811 32,998 10.69
2017‑09‑30 13F-HR KYN / Kayne Anderson MLP Investment Co. 17,609.00 422 422 0.00 7,625 7,431 -2.54
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 197,126.76 71 71 0.00 14,022 13,996 -0.19
2017‑09‑30 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18,789.26 100 484 384.00 6,846 9,094 32.84
2017‑09‑30 13F-HR PTH / PowerShares Exchange-Trade Fund Trust 68,460.00 484 100 -79.34 9,258 6,846 -26.05
2017‑09‑30 13F-HR BOH / Bank of Hawaii Corp. 84,314.10 156 156 0.00 12,893 13,153 2.02
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 99,040.00 456 125 -72.59 38,395 12,380 -67.76
2017‑09‑30 13F-HR TTNP / Titan Pharmaceuticals, Inc. 2,398.41 3,162 2,889 -8.63 5,849 6,929 18.46
2017‑09‑30 13F-HR GE / General Electric Co. 23,430.39 45,361 45,336 -0.06 1,181,209 1,062,240 -10.07
2017‑09‑30 13F-HR EVBG / Everbridge, Inc. 27,069.91 3,061 3,061 0.00 71,321 82,861 16.18
2017‑09‑30 13F-HR BRFS / BRF S.A. 14,368.88 431 572 32.71 4,930 8,219 66.71
2017‑09‑30 13F-HR PUK / Prudential PLC 47,829.79 94 94 0.00 4,368 4,496 2.93
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 146,400.00 25 25 0.00 3,439 3,660 6.43
2017‑09‑30 13F-HR DFS / Discover Financial Services 65,368.42 76 38 -50.00 4,643 2,484 -46.50
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 44,219.35 65,872 67,331 2.21 2,694,164 2,977,333 10.51
2017‑09‑30 13F-HR JACK / Jack in the Box, Inc. 100,419.35 62 62 0.00 5,969 6,226 4.31
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61,554.82 141 301 113.48 8,572 18,528 116.15
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 96,407.22 2,312 2,328 0.69 215,455 224,436 4.17
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 54,908.55 21,996 23,149 5.24 1,102,219 1,271,078 15.32
2017‑09‑30 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 22,338.98 118 118 0.00 2,806 2,636 -6.06
2017‑09‑30 13F-HR PIR / Pier 1 Imports, Inc. 4,120.50 1,313 2,000 52.32 6,107 8,241 34.94
2017‑09‑30 13F-HR VSAT / ViaSat, Inc. 65,120.00 300 300 0.00 18,915 19,536 3.28
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 20,099.92 1,547 2,442 57.85 36,308 49,084 35.19
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 71,738.77 1,313 1,313 0.00 90,452 94,193 4.14
2017‑09‑30 13F-HR ICLN / iShares Global Clean Energy ETF 9,062.42 1,554 1,554 0.00 13,341 14,083 5.56
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 87,728.00 150 250 66.67 11,563 21,932 89.67
2017‑09‑30 13F-HR AAPL / Apple, Inc. 155,843.48 40,216 40,007 -0.52 5,833,827 6,234,830 6.87
2017‑09‑30 13F-HR AAPL / Apple, Inc. Put 1,000.00 54 80 48.15 234 80 -65.81
2017‑09‑30 13F-HR GREK / Global X FTSE Greece 20 ETF 9,250.00 100 100 0.00 1,043 925 -11.31
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14,708.57 100 350 250.00 1,699 5,148 203.00
2017‑09‑30 13F-HR CS / Credit Suisse Group 15,803.90 923 923 0.00 14,025 14,587 4.01
2017‑09‑30 13F-HR CHL / China Mobile Ltd. 50,299.77 510 3,099 507.65 26,392 155,879 490.63
2017‑09‑30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 67,537.22 618 618 0.00 41,158 41,738 1.41
2017‑09‑30 13F-HR SBGI / Sinclair Broadcast Group, Inc. 31,399.56 414 453 9.42 13,599 14,224 4.60
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 182,089.19 5,104 5,393 5.66 734,006 982,007 33.79
2017‑09‑30 13F-HR MON / Monsanto Co. 119,615.38 26 26 0.00 3,061 3,110 1.60
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 80,100.00 1,000 2,000 100.00 180,620 160,200 -11.31
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 55,019.80 10,103 10,103 0.00 584,054 555,865 -4.83
2017‑09‑30 13F-HR MDURP / MDU Resources Group, Inc. 26,663.37 100 101 1.00 2,576 2,693 4.54
2017‑09‑30 13F-HR BIVV / Bioverativ Inc. 58,850.68 1,305 1,105 -15.33 81,079 65,030 -19.79
2017‑09‑30 13F-HR UBSI / United Bankshares, Inc. 37,148.89 450 450 0.00 17,077 16,717 -2.11
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 55,579.35 2,165 2,111 -2.49 114,463 117,328 2.50
2017‑09‑30 13F-HR MTCH / Match Group, Inc. 25,308.87 717 654 -8.79 12,870 16,552 28.61
2017‑09‑30 13F-HR DHXM / DHX Media Ltd. 4,000.00 500 700 40.00 2,249 2,800 24.50
2017‑09‑30 13F-HR BWA / BorgWarner, Inc. 52,000.00 580 580 0.00 26,146 30,160 15.35
2017‑09‑30 13F-HR DPM / DCP Midstream Partners, LP 35,650.00 200 200 0.00 6,676 7,130 6.80
2017‑09‑30 13F-HR CHU / China Unicom (Hong Kong) Ltd. 13,989.26 518 838 61.78 7,179 11,723 63.30
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 68,322.49 338 338 0.00 22,088 23,093 4.55
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 64,699.60 11,165 11,165 0.00 873,772 722,371 -17.33
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 113,369.85 4,010 3,980 -0.75 473,821 451,212 -4.77
2017‑09‑30 13F-HR KLAC / KLA-Tencor Corp. 103,946.90 113 113 0.00 10,806 11,746 8.70
2017‑09‑30 13F-HR AREX / Approach Resources, Inc. 2,480.00 500 500 0.00 1,480 1,240 -16.22
2017‑09‑30 13F-HR FTNT / Fortinet, Inc. 38,768.84 398 398 0.00 15,323 15,430 0.70
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 133,477.77 3,447 3,374 -2.12 453,536 450,354 -0.70
2017‑09‑30 13F-HR ABEV / Ambev S.A 6,567.40 497 497 0.00 2,778 3,264 17.49
2017‑09‑30 13F-HR CC / Chemours Company (The) 54,820.00 600 600 0.00 24,510 32,892 34.20
2017‑09‑30 13F-HR WSM / Williams-Sonoma, Inc. 51,590.00 300 100 -66.67 13,725 5,159 -62.41
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 41,100.00 100 100 0.00 3,865 4,110 6.34
2017‑09‑30 13F-HR SHPG / Shire Plc. 150,229.89 97 87 -10.31 15,839 13,070 -17.48
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 293,859.87 21,908 21,908 0.00 5,735,076 6,437,882 12.25
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 134,345.45 110 110 0.00 11,182 14,778 32.16
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 180,900.00 150 150 0.00 25,245 27,135 7.49
2017‑09‑30 13F-HR CP / Canadian Pacific Railway Ltd. 165,277.78 54 54 0.00 8,783 8,925 1.62
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 147,514.14 19,832 20,613 3.94 2,749,982 3,040,709 10.57
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 44,962.12 792 792 0.00 33,534 35,610 6.19
2017‑09‑30 13F-HR VNTV / Vantiv, Inc. 71,154.76 95 84 -11.58 5,890 5,977 1.48
2017‑09‑30 13F-HR SNA / Snap-On Inc. 150,875.00 16 16 0.00 2,466 2,414 -2.11
2017‑09‑30 13F-HR PNR / Pentair plc. 70,000.00 21 21 0.00 1,404 1,470 4.70
2017‑09‑30 13F-HR XHB / SPDR S&P Homebuilders ETF 40,430.00 300 300 0.00 11,622 12,129 4.36
2017‑09‑30 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 30,347.83 391 391 0.00 10,126 11,866 17.18
2017‑09‑30 13F-HR E / ENI S.p.A. 32,410.00 800 800 0.00 23,632 25,928 9.72
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 48,820.00 50 50 0.00 2,137 2,441 14.23
2017‑09‑30 13F-HR WPZ / Access Midstream Partners, L.P 39,433.96 106 106 0.00 4,241 4,180 -1.44
2017‑09‑30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 71,108.37 3,694 3,894 5.41 252,890 276,896 9.49
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 165,748.87 1,065 1,111 4.32 161,006 184,147 14.37
2017‑09‑30 13F-HR XTDFX / Templeton Dragon Fund, Inc. 21,338.06 423 423 0.00 8,654 9,026 4.30
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 91,480.39 102 102 0.00 8,033 9,331 16.16
2017‑09‑30 13F-HR Q / Quintiles Transitional Holdings Inc. 95,765.96 47 47 0.00 4,148 4,501 8.51
2017‑09‑30 13F-HR WM / Waste Management, Inc. 76,796.61 87 118 35.63 6,479 9,062 39.87
2017‑09‑30 13F-HR PKI / PerkinElmer, Inc. 70,619.79 14,718 14,718 0.00 1,007,594 1,039,382 3.15
2017‑09‑30 13F-HR APO / Apollo Global Management LLC 30,560.00 300 300 0.00 8,073 9,168 13.56
2017‑09‑30 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 45,381.58 152 152 0.00 6,876 6,898 0.32
2017‑09‑30 13F-HR IHE / iShares U.S. Pharmaceuticals ETF 158,800.00 55 55 0.00 8,485 8,734 2.93
2017‑09‑30 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 58,289.93 3,600 4,270 18.61 199,764 248,898 24.60
2017‑09‑30 13F-HR CNK / Cinemark Holdings, Inc. 36,257.22 105 381 262.86 3,911 13,814 253.21
2017‑09‑30 13F-HR MYRG / MYR Group, Inc. 29,966.89 151 151 0.00 4,602 4,525 -1.67
2017‑09‑30 13F-HR IGM / iShares North American Tech ETF 158,540.00 500 500 0.00 73,365 79,270 8.05
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 183,268.59 1,666 1,668 0.12 274,373 305,692 11.41
2017‑09‑30 13F-HR CW / Curtiss-Wright Corp. 110,666.67 30 30 0.00 2,785 3,320 19.21
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48,361.08 22,720 22,743 0.10 1,127,408 1,099,876 -2.44
2017‑09‑30 13F-HR PFPT / Proofpoint, Inc. 93,573.91 115 115 0.00 9,714 10,761 10.78
2017‑09‑30 13F-HR EQIX / Equinix, Inc. 451,314.96 413 381 -7.75 176,386 171,951 -2.51
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 17,669.74 8,920 9,120 2.24 161,273 161,148 -0.08
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 217,333.33 20 33 65.00 5,376 7,172 33.41
2017‑09‑30 13F-HR PHO / PowerShares Water Resources Portfolio 29,042.73 1,450 1,451 0.07 39,027 42,141 7.98
2017‑09‑30 13F-HR UIS / Unisys Corp. 8,800.00 40 40 0.00 508 352 -30.71
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 117,148.65 592 592 0.00 65,244 69,352 6.30
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 118,616.69 700 647 -7.57 75,488 76,745 1.67
2017‑09‑30 13F-HR APA / Apache Corp. 45,848.73 691 747 8.10 32,553 34,249 5.21
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81,980.72 37,078 36,721 -0.96 2,569,160 3,010,414 17.18
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 77,219.21 404 406 0.50 27,534 31,351 13.86
2017‑09‑30 13F-HR HE / Hawaiian Electric Industries, Inc. 33,800.00 465 465 0.00 14,903 15,717 5.46
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40,600.00 1,260 1,260 0.00 53,184 51,156 -3.81
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 173,306.65 3,096 3,336 7.75 513,087 578,151 12.68
2017‑09‑30 13F-HR RENX / RELX N.V. 21,606.19 226 226 0.00 4,576 4,883 6.71
2017‑09‑30 13F-HR MAS / Masco Corp. 38,937.35 848 846 -0.24 32,851 32,941 0.27
2017‑09‑30 13F-HR NWS / News Corp 13,111.11 9 9 0.00 118 118 0.00
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5,720.38 10,700 11,201 4.68 57,138 64,074 12.14
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 130,929.18 61,840 64,873 4.90 7,705,882 8,493,769 10.22
2017‑09‑30 13F-HR MTN / Vail Resorts, Inc. 216,560.00 25 25 0.00 5,076 5,414 6.66
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 10,000.00 17,750 1,000 -94.37 162,057 10,000 -93.83
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. 35,264.86 260 555 113.46 8,476 19,572 130.91
2017‑09‑30 13F-HR ICF / iShares Cohen & Steers REIT ETF 101,182.16 527 527 0.00 51,962 53,323 2.62
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 40,959.94 7,353 7,289 -0.87 224,266 298,557 33.13
2017‑09‑30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 61,157.43 2,779 4,313 55.20 159,292 263,772 65.59
2017‑09‑30 13F-HR LULU / lululemon athletica inc. 61,950.00 40 40 0.00 2,347 2,478 5.58
2017‑09‑30 13F-HR DKS / Dick's Sporting Goods, Inc. 27,138.55 309 498 61.17 11,439 13,515 18.15
2017‑09‑30 13F-HR SDIV / Global X SuperDividend ETF 22,007.68 521 521 0.00 11,154 11,466 2.80
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55,139.02 2,286 1,525 -33.29 127,078 84,087 -33.83
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10,509.91 1,366 1,514 10.83 10,982 15,912 44.89
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72,359.38 384 384 0.00 28,062 27,786 -0.98
2017‑09‑30 13F-HR CI / Cigna Corp. 189,073.68 119 95 -20.17 20,178 17,962 -10.98
2017‑09‑30 13F-HR HLT / Hilton Worldwide Holdings Inc. 69,650.60 83 83 0.00 5,162 5,781 11.99
2017‑09‑30 13F-HR C / Citigroup, Inc. 75,386.51 934 934 0.00 63,185 70,411 11.44
2017‑09‑30 13F-HR RTN / Raytheon Co. 188,000.00 84 101 20.24 13,947 18,988 36.14
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68,468.86 1,951 2,216 13.58 126,855 151,727 19.61
2017‑09‑30 13F-HR CSX / CSX Corp. 52,808.89 1,125 1,125 0.00 61,751 59,410 -3.79
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 94,193.25 1,835 1,837 0.11 167,719 173,033 3.17
2017‑09‑30 13F-HR IDCC / InterDigital, Inc. 74,899.74 5,825 5,825 0.00 450,563 436,291 -3.17
2017‑09‑30 13F-HR VGR / Vector Group, Ltd. 20,488.17 443 465 4.97 9,187 9,527 3.70
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 123,982.28 9,397 9,197 -2.13 1,154,938 1,140,265 -1.27
2017‑09‑30 13F-HR GM / General Motors Company 45,329.93 8,296 9,399 13.30 291,936 426,056 45.94
2017‑09‑30 13F-HR MYL / Mylan N.V. 38,246.67 150 150 0.00 5,658 5,737 1.40
2017‑09‑30 13F-HR ICE / Intercontinental Exchange, Inc. 69,452.17 230 230 0.00 15,065 15,974 6.03
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106,309.26 5,906 11,146 88.72 623,673 1,184,923 89.99
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52,689.52 5,941 5,820 -2.04 262,651 306,653 16.75
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 51,739.54 18,045 18,045 0.00 989,046 933,640 -5.60
2017‑09‑30 13F-HR BA / Boeing Company (The) 258,388.88 4,341 4,333 -0.18 885,390 1,119,599 26.45
2017‑09‑30 13F-HR TYL / Tyler Technologies, Inc. 178,250.00 88 88 0.00 15,079 15,686 4.03
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 57,657.75 1,284 1,309 1.95 81,058 75,474 -6.89
2017‑09‑30 13F-HR FOX / Twenty-First Century Fox, Inc. 26,579.85 6,816 11,791 72.99 192,756 313,403 62.59
2017‑09‑30 13F-HR EMN / Eastman Chemical Company 89,647.89 71 71 0.00 6,009 6,365 5.92
2017‑09‑30 13F-HR STE / STERIS Corp. 89,909.58 4,800 4,800 0.00 393,888 431,566 9.57
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 124,909.39 607 607 0.00 71,413 75,820 6.17
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 61,180.00 500 500 0.00 29,255 30,590 4.56
2017‑09‑30 13F-HR EWC / iShares MSCI Canada ETF 28,960.00 100 100 0.00 2,690 2,896 7.66
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30,054.64 183 183 0.00 5,570 5,500 -1.26
2017‑09‑30 13F-HR OII / Oceaneering International, Inc. 25,486.73 1,545 1,545 0.00 34,623 39,377 13.73
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 317,300.00 1,040 1,040 0.00 296,992 329,992 11.11
2017‑09‑30 13F-HR DMLP / Dorchester Minerals, L.P. 14,900.00 200 200 0.00 3,080 2,980 -3.25
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64,000.00 912 302 -66.89 53,598 19,328 -63.94
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31,280.00 900 1,100 22.22 28,980 34,408 18.73
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 91,973.21 343 336 -2.04 26,428 30,903 16.93
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 91,577.88 1,552 1,528 -1.55 122,266 139,931 14.45
2017‑09‑30 13F-HR ARH.PRC / Arch Capital Group Ltd. 99,509.80 102 102 0.00 9,737 10,150 4.24
2017‑09‑30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 183,514.29 70 70 0.00 11,282 12,846 13.86
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 63,616.92 201 201 0.00 12,932 12,787 -1.12
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 106,660.00 50 50 0.00 4,806 5,333 10.97
2017‑09‑30 13F-HR FXD / First Trust Consumer Discretionary AlphaDEX Fund 38,528.93 242 242 0.00 8,869 9,324 5.13
2017‑09‑30 13F-HR RESN / Resonant Inc. 4,489.95 44,600 47,950 7.51 216,756 215,293 -0.67
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 190,728.26 95 92 -3.16 18,251 17,547 -3.86
2017‑09‑30 13F-HR DG / Dollar General Corp. 79,172.25 196 209 6.63 13,620 16,547 21.49
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 16,410.00 400 400 0.00 6,588 6,564 -0.36
2017‑09‑30 13F-HR VHC / VirnetX Holding Corp. 7,900.00 300 300 0.00 1,395 2,370 69.89
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 187,499.41 2,513 2,529 0.64 427,838 474,186 10.83
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 134,355.49 2,332 2,332 0.00 297,170 313,317 5.43
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 3,700.00 68,900 68,900 0.00 245,973 254,930 3.64
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 45,620.16 1,627 1,627 0.00 67,584 74,224 9.82
2017‑09‑30 13F-HR EXTR / Extreme Networks, Inc. 12,640.00 300 300 0.00 2,853 3,792 32.91
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34,120.00 1,000 500 -50.00 32,220 17,060 -47.05
2017‑09‑30 13F-HR SEAS / SeaWorld Entertainment, Inc. 13,689.99 729 729 0.00 11,365 9,980 -12.19
2017‑09‑30 13F-HR MPEL / Melco Crown Entertainment Ltd. 23,880.00 250 250 0.00 5,437 5,970 9.80
2017‑09‑30 13F-HR SFM / Sprouts Farmers Market, Inc. 18,120.00 950 1,950 105.26 22,230 35,334 58.95
2017‑09‑30 13F-HR MSG / The Madison Square Garden Company 209,578.58 719 719 0.00 138,838 150,687 8.53
2017‑09‑30 13F-HR SDRL / Seadrill Limited 346.00 500 500 0.00 170 173 1.76
2017‑09‑30 13F-HR REZ / iShares Residential Real Estate Capped ETF 63,560.00 1,000 1,000 0.00 63,270 63,560 0.46
2017‑09‑30 13F-HR AMLP / Alerian ETF 11,339.83 1,434 6,315 340.38 17,021 71,611 320.72
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 118,960.00 1,500 1,500 0.00 165,090 178,440 8.09
2017‑09‑30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32,462.44 1,702 1,371 -19.45 53,544 44,506 -16.88
2017‑09‑30 13F-HR HPQ / HP Inc. 20,569.83 32,457 32,457 0.00 580,006 667,635 15.11
2017‑09‑30 13F-HR CLD / Cloud Peak Energy Inc. Call 5,000.00 50 50 0.00 250 250 0.00
2017‑09‑30 13F-HR TSCO / Tractor Supply Co. 60,810.00 100 100 0.00 5,092 6,081 19.42
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 65,285.71 236 266 12.71 12,932 17,366 34.29
2017‑09‑30 13F-HR MSI / Motorola Solutions, Inc. 89,090.91 93 33 -64.52 8,112 2,940 -63.76
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 145,269.74 608 608 0.00 83,612 88,324 5.64
2017‑09‑30 13F-HR HA / Hawaiian Holdings, Inc. 40,100.00 933 170 -81.78 44,550 6,817 -84.70
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 303,666.67 3 3 0.00 1,222 911 -25.45
2017‑09‑30 13F-HR MAIN / Main Street Capital Corp. 39,941.18 34 34 0.00 1,306 1,358 3.98
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 142,599.86 7,270 7,290 0.28 981,304 1,039,553 5.94
2017‑09‑30 13F-HR PLNT / Planet Fitness, Inc. 26,182.61 115 115 0.00 2,588 3,011 16.34
2017‑09‑30 13F-HR HTZ / Hertz Global Holdings, Inc. 25,972.97 37 37 0.00 438 961 119.41
2017‑09‑30 13F-HR ADNT / Adient plc 83,922.18 952 861 -9.56 64,916 72,257 11.31
2017‑09‑30 13F-HR CCLP / CSI Compressco LP 5,650.00 200 200 0.00 970 1,130 16.49
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 86,227.27 88 88 0.00 6,989 7,588 8.57
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 75,309.52 252 252 0.00 21,641 18,978 -12.31
2017‑09‑30 13F-HR SMG / Scotts Miracle-Gro Company (The) 96,877.89 1,425 1,425 0.00 129,743 138,051 6.40
2017‑09‑30 13F-HR DBD / Diebold, Inc. 22,700.00 7,900 7,900 0.00 167,085 179,330 7.33
2017‑09‑30 13F-HR RFG / Guggenheim S&P Midcap 400 Pure Growth ETF 146,440.00 2,700 2,700 0.00 378,756 395,388 4.39
2017‑09‑30 13F-HR T / AT & T, Inc. 38,306.03 2,587 2,588 0.04 95,288 99,136 4.04
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 108,758.67 721 721 0.00 75,625 78,415 3.69
2017‑09‑30 13F-HR MRCC / Monroe Capital Corp 14,160.00 100 100 0.00 1,485 1,416 -4.65
2017‑09‑30 13F-HR KMX / CarMax, Inc. 76,172.84 194 162 -16.49 12,454 12,340 -0.92
2017‑09‑30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 205,140.00 50 50 0.00 9,832 10,257 4.32
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 181,524.00 250 250 0.00 43,578 45,381 4.14
2017‑09‑30 13F-HR PETS / PetMed Express, Inc. 35,736.88 5,503 5,203 -5.45 222,934 185,939 -16.59
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 46,170.00 500 600 20.00 23,740 27,702 16.69
2017‑09‑30 13F-HR GIS / General Mills, Inc. 50,173.08 52 52 0.00 2,776 2,609 -6.02
2017‑09‑30 13F-HR BHP / BHP Billiton Ltd. 41,095.24 42 42 0.00 1,580 1,726 9.24
2017‑09‑30 13F-HR GXG / Global X Funds 10,320.00 100 250 150.00 3,432 2,580 -24.83
2017‑09‑30 13F-HR SIL / Global X Funds 34,320.00 400 100 -75.00 15,552 3,432 -77.93
2017‑09‑30 13F-HR LIT / Global X Funds 38,880.00 100 400 300.00 1,279 15,552 1,115.95
2017‑09‑30 13F-HR URA / Global X Funds 12,790.00 250 100 -60.00 2,425 1,279 -47.26
2017‑09‑30 13F-HR IYF / iShares U.S. Financial ETF 113,600.00 100 100 0.00 10,810 11,360 5.09
2017‑09‑30 13F-HR USB / U.S. Bancorp 53,845.77 201 201 0.00 10,514 10,823 2.94
2017‑09‑30 13F-HR CME / CME Group, Inc. 137,987.88 165 165 0.00 20,478 22,768 11.18
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 196,297.96 2,366 2,403 1.56 442,323 471,704 6.64
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 149,259.26 54 54 0.00 8,182 8,060 -1.49
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 462,435.90 78 78 0.00 34,026 36,070 6.01
2017‑09‑30 13F-HR ORLY / O'Reilly Automotive, Inc. 207,810.81 61 74 21.31 10,563 15,378 45.58
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74,800.37 2,146 2,134 -0.56 149,612 159,624 6.69
2017‑09‑30 13F-HR BIIB / Biogen Inc. 329,007.31 2,989 3,011 0.74 817,730 990,641 21.15
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 154,607.70 1,114 1,662 49.19 168,214 256,958 52.76
2017‑09‑30 13F-HR VPL / Vanguard MSCI Pacific ETF 68,520.00 400 400 0.00 26,012 27,408 5.37
2017‑09‑30 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 85,229.60 2,898 2,757 -4.87 237,067 234,978 -0.88
2017‑09‑30 13F-HR MHFI / McGraw Hill Financial, Inc. 159,158.54 82 82 0.00 12,201 13,051 6.97
2017‑09‑30 13F-HR LILAK / Liberty Global plc LiLAC Class C 23,555.56 9 9 0.00 217 212 -2.30
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33,760.47 23,324 28,326 21.45 722,600 956,299 32.34
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83,500.45 5,583 5,533 -0.90 453,697 462,008 1.83
2017‑09‑30 13F-HR EFV / iShares MSCI EAFE Value Index 54,440.00 300 300 0.00 15,522 16,332 5.22
2017‑09‑30 13F-HR DYN / Dynegy Inc. 17 0 -100.00 0 0
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 500 0 -100.00 6,380 0 -100.00
2017‑09‑30 13F-HR TLP / TransMontaigne Partners LP 400 0 -100.00 17,048 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 200 0 -100.00 10,464 0 -100.00
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 515 0 -100.00 16,031 0 -100.00
2017‑09‑30 13F-HR ZTO / ZTO Express (Cayman) Inc. 592 0 -100.00 8,749 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 937 0 -100.00 39,247 0 -100.00
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 50 0 -100.00 4,806 0 -100.00
2017‑09‑30 13F-HR SNE / Sony Corp. 100 0 -100.00 3,815 0 -100.00
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 216 0 -100.00 14,538 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 212 0 -100.00 13,555 0 -100.00
2017‑09‑30 13F-HR MIDD / Middleby Corp. (The) 39 0 -100.00 4,649 0 -100.00
2017‑09‑30 13F-HR GGP / General Growth Properties, Inc. 413 0 -100.00 9,333 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 3,210 0 -100.00 265,049 0 -100.00
2017‑09‑30 13F-HR DDC / Dominion Diamond Corp. 413 0 -100.00 5,179 0 -100.00
2017‑09‑30 13F-HR UBS / UBS Group AG 742 0 -100.00 13,029 0 -100.00
2017‑09‑30 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 615 0 -100.00 9,870 0 -100.00
2017‑09‑30 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 1,876 0 -100.00 12,362 0 -100.00
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. 864 0 -100.00 4,510 0 -100.00
2017‑09‑30 13F-HR KMF / Kayne Anderson Midstream/ Energy Fund Inc. 1,703 0 -100.00 24,846 0 -100.00
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 739 0 -100.00 47,680 0 -100.00
2017‑09‑30 13F-HR YNDX / Yandex N.V. 377 0 -100.00 9,994 0 -100.00
2017‑09‑30 13F-HR TVIA / TerraVia Holdings, Inc. 56,850 0 -100.00 11,671 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. 55,650 0 -100.00 561,508 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 100 0 -100.00 6,300 0 -100.00
2017‑09‑30 13F-HR K / Kellogg Co. 24 0 -100.00 1,580 0 -100.00
2017‑09‑30 13F-HR GWR / Genesee & Wyoming, Inc. 100 0 -100.00 6,845 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 1,610 0 -100.00 11,350 0 -100.00
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 4,500 0 -100.00 27,000 0 -100.00
2017‑09‑30 13F-HR FLR / Fluor Corp. 101 0 -100.00 4,582 0 -100.00
2017‑09‑30 13F-HR FUEL / Rocket Fuel Inc. 100 0 -100.00 281 0 -100.00
2017‑09‑30 13F-HR CAH / Cardinal Health, Inc. 180 0 -100.00 13,802 0 -100.00
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. Put 56 0 -100.00 116 0 -100.00
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. Put 10 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR APRN / Blue Apron Holdings Inc 200 0 -100.00 1,628 0 -100.00
2017‑09‑30 13F-HR BOFI / Bofi Holding, Inc. 1,263 0 -100.00 30,223 0 -100.00
2017‑09‑30 13F-HR BAP / Credicorp Ltd. 225 0 -100.00 41,026 0 -100.00
2017‑09‑30 13F-HR DGI / DigitalGlobe, Inc. 289 0 -100.00 9,623 0 -100.00
2017‑09‑30 13F-HR ESNT / Essent Group Ltd. 948 0 -100.00 36,507 0 -100.00
2017‑09‑30 13F-HR IMAX / Imax Corp. 200 0 -100.00 4,400 0 -100.00
2017‑09‑30 13F-HR MTG / MGIC Investment Corp. 3,233 0 -100.00 37,341 0 -100.00
2017‑09‑30 13F-HR TRU / TransUnion 73 0 -100.00 3,190 0 -100.00
2017‑09‑30 13F-HR TRVG / Trivago NV 389 0 -100.00 8,382 0 -100.00
2017‑09‑30 13F-HR X / United States Steel Corp. 250 0 -100.00 5,465 0 -100.00
2017‑09‑30 13F-HR CELG / Celgene Corp. Put 10 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR REXR / Rexford Industrial Realty, Inc. Put 120 0 -100.00 300 0 -100.00
2017‑09‑30 13F-HR SPDR S&P RUSSIA / ETF (78463X558) 10,042 0 -100.00 377,661 0
2017‑09‑30 13F-HR IPOA.U / Social Capital Hedosophia 10,750.00 200 2,150
2017‑09‑30 13F-HR ALL / Allstate Corp. (The) 93,200.00 130 130 0.00 11,550 12,116 4.90
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. 64,151.76 11,530 11,531 0.01 644,884 739,734 14.71
2017‑09‑30 13F-HR UL / Unilever, PLC ADR 57,056.60 53 53 0.00 2,863 3,024 5.62
2017‑09‑30 13F-HR MFS / Manitowoc Foodservice, Inc. 22,293.65 126 126 0.00 2,431 2,809 15.55
2017‑09‑30 13F-HR LBTYA / Liberty Global plc (Class A) 31,287.27 411 550 33.82 12,621 17,208 36.34
2017‑09‑30 13F-HR CGW / Claymore Exchange-Traded Fund Trust 2 34,850.00 100 3,485
2017‑09‑30 13F-HR ETHO / Etho Climate Leadership U.S. ETF 32,400.00 500 16,200
2017‑09‑30 13F-HR FLM / First Trust ISE Global Engineering and Construction Index Fund 56,486.67 300 16,946
2017‑09‑30 13F-HR FEP / First Trust Europe AlphaDEX Fund 37,558.00 500 18,779
2017‑09‑30 13F-HR CMF / iShares S&P California AMT-Free Municipal Bond Fund 118,299.39 2,298 271,852
2017‑09‑30 13F-HR JXI / iShares S&P Global Utilities Sector Index Fund 50,760.00 150 7,614
2017‑09‑30 13F-HR KXI / iShares S&P Global Consumer Staples Sector Index Fund 102,177.34 203 20,742
2017‑09‑30 13F-HR RXI / iShares S&P Global Consumer Discretionary Sector Index Fund 103,480.39 102 10,555
2017‑09‑30 13F-HR PXQ / PowerShares Exchange-Trade Fund Trust 46,425.00 200 9,285
2017‑09‑30 13F-HR SMB / VanEck Vectors ETF TR 17,531.92 5,887 5,905 0.31 103,213 103,526 0.30
2017‑09‑30 13F-HR EWT / iShares MSCI Taiwan ETF 36,619.13 575 575 0.00 20,464 21,056 2.89