Current Holdings (from 13F, 13D)

InvestorWestside Investment Management, Inc.
Portfolio Value$ 165,680,806,000
Current Positions813
Opened Positions5
Closed Positions47

Westside Investment Management, Inc. has disclosed 813 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 165,680,806,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Westside Investment Management, Inc.'s top holdings are iShares Core U.S. Aggregate Bond ETF (NYSE:AGG) , Vanguard Total Stock Market Index Fund (NYSE:VTI) , iShares Core MSCI EAFE ETF (BATS:IEFA) , Northrop Grumman Corp. (NYSE:NOC) , and Apple, Inc. (NASDAQ:AAPL) . Westside Investment Management, Inc.'s new positions include DowDuPont Inc. (NYSE:DWDP) , SPDR Consumer Staples Select Sector ETF (NYSE:XLP) , Baker Hughes, a GE company (NYSE:BHGE) , Grainger (W.W.), Inc. (NYSE:GWW) , and Micro Focus International plc (NYSE:MFGP) .


All Westside Investment Management, Inc. holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-13. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR ABB / ABB Ltd. 24,960.00 1,500 37,440
2017‑09‑30 13F-HR BSX / Boston Scientific Corp. 29,329.66 725 725 0.00 19,981 21,264 6.42
2017‑09‑30 13F-HR CAE / CAE Inc. 17,291.67 144 2,490
2017‑09‑30 13F-HR CLEVELAND CLIFFS / (185899101) 6,800.00 1,610 10,948
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 73,648.15 324 23,862
2017‑09‑30 13F-HR X TRACKERS / ETF (233051853) 28,525.77 679 19,369
2017‑09‑30 13F-HR EEFT / Euronet Worldwide, Inc. 99,180.56 72 7,141
2017‑09‑30 13F-HR EXCHANGE TRADED / ETF (301505707) 39,030.00 200 7,806
2017‑09‑30 13F-HR EXCHANGE EMQQ / ETF (301505889) 37,180.00 2,600 96,668
2017‑09‑30 13F-HR GWW / Grainger (W.W.), Inc. 177,600.00 600 106,560
2017‑09‑30 13F-HR HTLD / Heartland Express, Inc. 23,738.46 65 1,543
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 141,500.00 430 60,845
2017‑09‑30 13F-HR IYE / iShares U.S. Energy ETF 37,266.67 450 450 0.00 15,786 16,770 6.23
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 61,720.00 100 6,172
2017‑09‑30 13F-HR ISHARES CALIFORNIA / ETF (464288356) 118,299.39 2,298 271,852
2017‑09‑30 13F-HR IFGL / iShares International Developed Real Estate ETF 29,070.00 100 2,907
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105,189.75 8,900 10,050 12.92 936,280 1,057,157 12.91
2017‑09‑30 13F-HR ISHARES GLOBAL / ETF (464288711) 50,760.00 150 7,614
2017‑09‑30 13F-HR ISHARES GLOBAL / ETF (464288737) 102,177.34 203 20,742
2017‑09‑30 13F-HR ISHARES S&P / ETF (464288745) 103,480.39 102 10,555
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 31,722.27 2,380 75,499
2017‑09‑30 13F-HR NKE / Nike, Inc. 51,519.50 2,180 2,666 22.29 128,031 137,351 7.28
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 21,340.00 1,300 27,742
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. 86,944.44 90 7,825
2017‑09‑30 13F-HR RIO / Rio Tinto plc 48,062.50 48 2,307
2017‑09‑30 13F-HR RYAAY / Ryanair Holdings Plc 104,604.65 43 4,498
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 102,862.07 29 2,983
2017‑09‑30 13F-HR XRS / Tal Education Group 34,323.94 142 4,874
2017‑09‑30 13F-HR TTM / Tata Motors Ltd. 32,270.00 600 19,362
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 71,227.64 123 8,761
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 148,073.53 68 10,069
2017‑09‑30 13F-HR GLOBAL X / ETF (37950E101) 24,353.33 300 7,306
2017‑09‑30 13F-HR FIRST TRUST / ETF (33733E104) 48,050.00 700 33,635
2017‑09‑30 13F-HR ALPS WORKPLACE / ETF (00162Q650) 34,680.00 500 17,340
2017‑09‑30 13F-HR ARKW / ARK Web x.0 ETF 41,498.73 395 16,392
2017‑09‑30 13F-HR ADVISORSHARES WILSHIRE / MF Closed and MF Open (00768Y818) 67,576.78 267 18,043
2017‑09‑30 13F-HR AQMS / Aqua Metals, Inc. 6,830.00 5,000 34,150
2017‑09‑30 13F-HR ATOM / Atomera Incorporated 3,850.00 1,000 3,850
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 35,840.00 3,000 107,520
2017‑09‑30 13F-HR BARCLAYS BANK / ETF (06746L422) 37,889.25 7,350 278,486
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 60,111.11 216 12,984
2017‑09‑30 13F-HR CLAYMORE GUGGENHEIM / ETF (18383Q507) 34,850.00 100 3,485
2017‑09‑30 13F-HR COLUMBIA SUSTAINABLE / ETF (19761L201) 29,819.60 5,510 164,306
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 71,679.58 4,853 347,861
2017‑09‑30 13F-HR ETF MANAGERS / ETF (26924G888) 32,400.00 500 16,200
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 17,899.99 36,707 36,707 0.00 566,389 657,055 16.01
2017‑09‑30 13F-HR FIRST TRUST / ETF (33734X168) 41,000.00 184 7,544
2017‑09‑30 13F-HR FIRST TRUST / ETF (33736M103) 56,486.67 300 16,946
2017‑09‑30 13F-HR FIRST TRUST / ETF (33736Q104) 52,880.00 100 5,288
2017‑09‑30 13F-HR FIRST TRUST / ETF (33737J117) 37,558.00 500 18,779
2017‑09‑30 13F-HR IDXX / IDEXX Laboratories, Inc. 158,250.00 20 3,165
2017‑09‑30 13F-HR IVR / Invesco Mortgage Capital Inc. 17,240.00 300 300 0.00 4,974 5,172 3.98
2017‑09‑30 13F-HR ISHARES INC / ETF (46434G772) 36,619.13 575 21,056
2017‑09‑30 13F-HR ISHARES MSCI / ETF (46434G822) 56,060.00 100 5,606
2017‑09‑30 13F-HR ISHARES INC / ETF (46434G855) 19,310.00 100 1,931
2017‑09‑30 13F-HR ISHARES MSCI / ETF (46434V464) 112,876.00 250 28,219
2017‑09‑30 13F-HR ISHARES CORE / ETF (46434V613) 50,953.94 19,693 1,003,436
2017‑09‑30 13F-HR ISHARES MORTGAGE / ETF (46435G342) 46,960.00 1,250 58,700
2017‑09‑30 13F-HR MNKD / MannKind Corp. 5,330.00 1,200 1,200 0.00 1,416 6,396 351.69
2017‑09‑30 13F-HR POWERSHARES DWA / ETF (73935X203) 99,782.50 400 39,913
2017‑09‑30 13F-HR POWERSHARES GOLDEN / ETF (73935X401) 44,468.32 363 16,142
2017‑09‑30 13F-HR POWERSHARES DYNAMIC / ETF (73935X658) 20,600.00 1,165 23,999
2017‑09‑30 13F-HR POWERSHARES DYNAMIC / ETF (73935X815) 46,425.00 200 9,285
2017‑09‑30 13F-HR PROSHARES SHORT / ETF (74347B425) 31,809.57 1,150 36,581
2017‑09‑30 13F-HR PROSHARES ULTRA / ETF (74347W296) 7,768.00 250 1,942
2017‑09‑30 13F-HR PROSHARES SHORT / ETF (74347X849) 22,510.00 600 13,506
2017‑09‑30 13F-HR SPDR S&P / ETF (78463X533) 30,567.57 296 9,048
2017‑09‑30 13F-HR SPDR NUVEEN / ETF (78468R739) 48,552.51 2,114 102,640
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53,660.00 2,800 150,248
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 91,430.00 1,100 1,100 0.00 98,329 100,573 2.28
2017‑09‑30 13F-HR SEQUENTIAL BRANDS / (81734P107) 2,500.00 2 5
2017‑09‑30 13F-HR MMM / 3M Co. 216,666.67 99 99 0.00 20,838 21,450 2.94
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 14,420.00 5,850 5,850 0.00 97,461 84,357 -13.45
2017‑09‑30 13F-HR VOX / Vanguard Telecommunications Services ETF 93,570.00 100 9,357
2017‑09‑30 13F-HR VAR / Varian Medical Systems, Inc. 100,357.14 168 16,860
2017‑09‑30 13F-HR VIA / Viacom, Inc. 25,420.00 100 2,542
2017‑09‑30 13F-HR VSTE / Vistra Energy Corp. 18,928.57 406 7,685
2017‑09‑30 13F-HR WISDOMTREE INTL / ETF (97717W786) 42,364.00 500 21,182
2017‑09‑30 13F-HR ALKS / Alkermes plc 51,279.07 86 4,410
2017‑09‑30 13F-HR ATLANTICA YIELD / (G0751N103) 20,220.00 150 3,033
2017‑09‑30 13F-HR AVGO / Broadcom Limited Put 105,000.00 5 525
2017‑09‑30 13F-HR FB / Facebook, Inc. Put 19,000.00 15 285
2017‑09‑30 13F-HR SLV / iShares Silver Trust Call 33,000.00 80 2,640
2017‑09‑30 13F-HR NFLX / Netflix, Inc. Put 22,000.00 3 66
2017‑09‑30 13F-HR NKE / Nike, Inc. Put 1,000.00 30 30
2017‑09‑30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Put 516,000.00 41 21,156
2017‑09‑30 13F-HR OMN / Omnova Solutions, Inc. 10,950.00 600 300 -50.00 5,910 3,285 -44.42
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33,479.87 298 298 0.00 9,702 9,977 2.83
2017‑09‑30 13F-HR AMRN / Amarin Corp. Plc 3,479.93 27,350 26,850 -1.83 113,502 93,436 -17.68
2017‑09‑30 13F-HR VMW / VMWare, Inc. 111,836.36 55 55 0.00 4,858 6,151 26.62
2017‑09‑30 13F-HR TG / Tredegar Corp. 18,651.52 228 330 44.74 3,466 6,155 77.58
2017‑09‑30 13F-HR DEO / Diageo plc 133,656.50 885 885 0.00 105,509 118,286 12.11
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 2,013.89 144 144 0.00 558 290 -48.03
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 992,293.14 1,357 1,501 10.61 1,290,507 1,489,432 15.41
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 93,200.00 130 130 0.00 11,550 12,116 4.90
2017‑09‑30 13F-HR AMH / American Homes 4 Rent 21,590.00 500 500 0.00 11,210 10,795 -3.70
2017‑09‑30 13F-HR TAN / Guggenheim Solar ETF 21,628.81 1,708 1,708 0.00 33,818 36,942 9.24
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 329,625.00 280 280 0.00 88,849 92,295 3.88
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 35,719.07 764 1,164 52.36 31,981 41,577 30.01
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56,649.16 24,902 25,262 1.45 1,379,321 1,431,071 3.75
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 124,945.88 876 850 -2.97 110,174 106,204 -3.60
2017‑09‑30 13F-HR SSP / Scripps Company 18,369.57 614 552 -10.10 11,168 10,140 -9.20
2017‑09‑30 13F-HR AOM / iShares Core Moderate Allocation ETF 37,870.00 1,000 1,000 0.00 36,950 37,870 2.49
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 63,819.07 514 514 0.00 30,706 32,803 6.83
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 977,000.00 1,790 1,785 -0.28 1,662,552 1,743,945 4.90
2017‑09‑30 13F-HR HCN / Welltower Inc. 68,200.00 15 15 0.00 1,087 1,023 -5.89
2017‑09‑30 13F-HR GSBD / Goldman Sachs BDC, Inc. 22,476.92 65 65 0.00 1,468 1,461 -0.48
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33,460.00 150 150 0.00 4,984 5,019 0.70
2017‑09‑30 13F-HR AIG.WS / American International Group, Inc. Warrants 20,169.81 53 53 0.00 1,143 1,069 -6.47
2017‑09‑30 13F-HR TDC / Teradata Corp. 33,160.00 200 200 0.00 5,718 6,632 15.98
2017‑09‑30 13F-HR TOT / Total S.A. 53,360.00 1,000 1,000 0.00 48,660 53,360 9.66
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37,210.00 3,370 2,300 -31.75 124,353 85,583 -31.18
2017‑09‑30 13F-HR WFT / Weatherford International plc 4,210.00 300 300 0.00 1,119 1,263 12.87
2017‑09‑30 13F-HR PVH / PVH Corp. 125,030.00 300 300 0.00 33,600 37,509 11.63
2017‑09‑30 13F-HR SYY / SYSCO Corp. 54,006.26 637 639 0.31 31,494 34,510 9.58
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 41,180.00 200 200 0.00 7,716 8,236 6.74
2017‑09‑30 13F-HR SNY / Sanofi 50,417.20 465 465 0.00 22,161 23,444 5.79
2017‑09‑30 13F-HR HII / Huntington Ingalls Industries, Inc. 235,939.76 92 83 -9.78 17,781 19,583 10.13
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12,349.70 6,349 7,149 12.60 74,092 88,288 19.16
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63,711.11 90 90 0.00 5,622 5,734 1.99
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 21,670.00 1,400 1,400 0.00 30,912 30,338 -1.86
2017‑09‑30 13F-HR WPRT / Westport Innovations Inc. 3,899.90 1,918 1,918 0.00 3,797 7,480 97.00
2017‑09‑30 13F-HR INTC / Intel Corp. 39,859.71 15,315 16,615 8.49 515,349 662,269 28.51
2017‑09‑30 13F-HR AVAV / AeroVironment, Inc. 54,540.00 13,150 13,150 0.00 517,847 717,201 38.50
2017‑09‑30 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7,886.36 132 132 0.00 1,042 1,041 -0.10
2017‑09‑30 13F-HR ACHC / Acadia Healthcare Company, Inc. 44,019.93 308 301 -2.27 15,295 13,250 -13.37
2017‑09‑30 13F-HR FCEL / FuelCell Energy, Inc. 2,140.00 1,600 2,000 25.00 2,096 4,280 104.20
2017‑09‑30 13F-HR INDA / iShares MSCI India ETF 33,508.57 250 350 40.00 8,292 11,728 41.44
2017‑09‑30 13F-HR OSIS / OSI Systems, Inc. 95,500.00 96 96 0.00 7,320 9,168 25.25
2017‑09‑30 13F-HR CCE / Coca-Cola European Partners Plc. 41,091.95 60 87 45.00 2,466 3,575 44.97
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13,574.19 155 155 0.00 1,785 2,104 17.87
2017‑09‑30 13F-HR CREE / Cree, Inc. 29,490.00 300 300 0.00 7,788 8,847 13.60
2017‑09‑30 13F-HR AXTA / Axalta Coating Systems Ltd. 29,674.70 257 332 29.18 8,334 9,852 18.21
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19,029.51 3,514 2,914 -17.07 67,047 55,452 -17.29
2017‑09‑30 13F-HR LBTYK / Liberty Global plc (Class C) 31,287.27 411 550 33.82 12,621 17,208 36.34
2017‑09‑30 13F-HR BBT / BB&T Corp. 47,478.87 994 994 0.00 45,077 47,194 4.70
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 15,769.36 30,664 19,554 -36.23 955,796 308,354 -67.74
2017‑09‑30 13F-HR AET / Aetna, Inc. 158,224.93 1,148 738 -35.71 176,837 116,770 -33.97
2017‑09‑30 13F-HR SEDG / SolarEdge Technologies, Inc. 28,900.00 250 250 0.00 5,337 7,225 35.38
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 137,923.08 52 52 0.00 6,822 7,172 5.13
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 208,190.00 1,200 1,200 0.00 232,584 249,828 7.41
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 151,694.92 236 236 0.00 34,512 35,800 3.73
2017‑09‑30 13F-HR VOYA / Voya Financial, Inc. 40,450.00 300 300 0.00 11,169 12,135 8.65
2017‑09‑30 13F-HR HACK / PureFunds ISE Cyber Security ETF 30,840.00 0 200 0 6,168
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 61,446.45 763 775 1.57 46,199 47,621 3.08
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50,695.91 7,065 7,067 0.03 344,566 358,268 3.98
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 42,987.22 939 939 0.00 35,043 40,365 15.19
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 42,607.95 176 176 0.00 7,182 7,499 4.41
2017‑09‑30 13F-HR NIB / iPath Bloomberg Cocoa Subindex Total Return ETN due 6/24/2038 24,280.00 400 400 0.00 8,784 9,712 10.56
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 13,309.71 2,060 2,060 0.00 24,740 27,418 10.82
2017‑09‑30 13F-HR CB / Chubb Ltd 146,025.64 39 39 0.00 5,665 5,695 0.53
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43,380.00 2,650 2,650 0.00 109,047 114,957 5.42
2017‑09‑30 13F-HR PSA / Public Storage 213,825.00 40 40 0.00 8,134 8,553 5.15
2017‑09‑30 13F-HR BG / Bunge Ltd. 67,172.84 146 81 -44.52 11,164 5,441 -51.26
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 60,100.00 16,750 16,750 0.00 928,117 1,006,675 8.46
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64,120.13 113,795 127,091 11.68 6,902,805 8,149,091 18.05
2017‑09‑30 13F-HR UTX / United Technologies Corp. 118,625.61 1,031 1,031 0.00 126,874 122,303 -3.60
2017‑09‑30 13F-HR NXST / Nexstar Broadcasting Group, Inc. 61,845.81 227 227 0.00 13,495 14,039 4.03
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68,208.82 31,843 50,513 58.63 2,044,957 3,445,432 68.48
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Call 15,173.91 270 690 155.56 270 10,470 3,777.78
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Put 6,000.00 235 140 -40.43 2,870 840 -70.73
2017‑09‑30 13F-HR EIX / Edison International 77,546.10 141 141 0.00 10,778 10,934 1.45
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 60,759.26 162 162 0.00 9,266 9,843 6.23
2017‑09‑30 13F-HR BURL / Burlington Stores, Inc. 91,958.68 108 121 12.04 9,504 11,127 17.08
2017‑09‑30 13F-HR CNDT / Conduent 15,969.34 21,249 20,969 -1.32 337,221 334,861 -0.70
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 33,923.66 129 131 1.55 4,287 4,444 3.66
2017‑09‑30 13F-HR HSY / Hershey Company (The) 107,884.06 138 138 0.00 14,485 14,888 2.78
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49,053.43 1,982 1,984 0.10 85,662 97,322 13.61
2017‑09‑30 13F-HR ES / Eversource Energy 60,314.47 159 159 0.00 9,525 9,590 0.68
2017‑09‑30 13F-HR F / Ford Motor Co. 12,340.17 44,750 41,756 -6.69 507,465 515,276 1.54
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 26,249.79 64,053 64,165 0.17 1,602,606 1,684,318 5.10
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 147,892.31 130 130 0.00 18,333 19,226 4.87
2017‑09‑30 13F-HR CBSHP / Commerce Bancshares, Inc. 57,945.95 37 37 0.00 2,104 2,144 1.90
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12,491.34 738 751 1.76 10,599 9,381 -11.49
2017‑09‑30 13F-HR RNET / RigNet, Inc. 17,650.00 200 200 0.00 3,450 3,530 2.32
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40,808.85 3,479 3,479 0.00 149,770 141,974 -5.21
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 254,098.87 970 971 0.10 235,302 246,730 4.86
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 12,824.43 240 655 172.92 1,320 8,400 536.36
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 76,000.00 3 60 1,900.00 2,935 4,560 55.37
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113,416.96 7,077 9,188 29.83 795,525 1,042,075 30.99
2017‑09‑30 13F-HR CELG / Celgene Corp. 139,268.27 13,434 13,386 -0.36 1,772,347 1,864,245 5.19
2017‑09‑30 13F-HR GEC / Great Elm Capital Group, Inc. 3,625.00 8 8 0.00 27 29 7.41
2017‑09‑30 13F-HR IXP / iShares Global Telecom ETF 60,059.46 185 185 0.00 10,702 11,111 3.82
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 79,726.83 219 205 -6.39 19,545 16,344 -16.38
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 161,153.85 52 52 0.00 8,546 8,380 -1.94
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 76,000.00 718 718 0.00 52,801 54,568 3.35
2017‑09‑30 13F-HR NTAP / NetApp, Inc. 44,365.80 392 421 7.40 15,119 18,678 23.54
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 82,369.61 4,567 4,567 0.00 361,112 376,182 4.17
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 80,611.87 220 219 -0.45 17,584 17,654 0.40
2017‑09‑30 13F-HR PHM / PulteGroup, Inc. 27,211.54 155 156 0.65 3,907 4,245 8.65
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23,169.73 2,688 3,588 33.48 62,227 83,133 33.60
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 55,000.00 154 154 0.00 8,337 8,470 1.60
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 115,490.00 200 200 0.00 25,402 23,098 -9.07
2017‑09‑30 13F-HR PCG / PG&E Corp. 68,648.85 131 131 0.00 8,522 8,993 5.53
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 121,669.41 1,700 1,700 0.00 183,974 206,838 12.43
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 135,609.63 187 187 0.00 23,786 25,359 6.61
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17,184.31 510 510 0.00 8,473 8,764 3.43
2017‑09‑30 13F-HR CMI / Cummins, Inc. 171,731.34 119 134 12.61 19,644 23,012 17.15
2017‑09‑30 13F-HR CVX / Chevron Corp. 117,709.20 4,173 4,240 1.61 429,985 499,087 16.07
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71,739.54 1,793 1,793 0.00 123,465 128,629 4.18
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70,839.83 231 231 0.00 13,732 16,364 19.17
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53,500.00 170 170 0.00 8,746 9,095 3.99
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62,036.29 248 248 0.00 13,379 15,385 14.99
2017‑09‑30 13F-HR YORW / York Water Co. 35,161.29 31 31 0.00 1,061 1,090 2.73
2017‑09‑30 13F-HR PX / Praxair, Inc. 140,860.00 100 100 0.00 13,334 14,086 5.64
2017‑09‑30 13F-HR DNOW / NOW Inc. 13,739.73 730 730 0.00 11,504 10,030 -12.81
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 9,541.98 131 131 0.00 1,426 1,250 -12.34
2017‑09‑30 13F-HR GDDY / GoDaddy Inc. 44,098.31 327 295 -9.79 13,792 13,009 -5.68
2017‑09‑30 13F-HR GLPI / Gaming and Leisure Properties, Inc. 36,719.87 307 307 0.00 11,365 11,273 -0.81
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 150,880.00 200 200 0.00 28,720 30,176 5.07
2017‑09‑30 13F-HR PHK / PIMCO High Income Fund 8,270.00 2,000 2,000 0.00 17,500 16,540 -5.49
2017‑09‑30 13F-HR COH / Coach, Inc. 39,680.00 150 150 0.00 7,135 5,952 -16.58
2017‑09‑30 13F-HR DB / Deutsche Bank AG 16,868.31 486 486 0.00 9,219 8,198 -11.07
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 82,230.77 39 39 0.00 3,338 3,207 -3.92
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 37,799.03 814 1,239 52.21 31,550 46,833 48.44
2017‑09‑30 13F-HR SIVB / SVB Financial Group 188,000.00 86 86 0.00 15,559 16,168 3.91
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 80,847.06 85 85 0.00 7,044 6,872 -2.44
2017‑09‑30 13F-HR GWPH / GW Pharmaceuticals Plc. 109,628.07 335 285 -14.93 33,533 31,244 -6.83
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 52,880.90 17,996 21,704 20.60 1,001,328 1,147,727 14.62
2017‑09‑30 13F-HR LEN / Lennar Corp. 56,333.33 30 30 0.00 1,640 1,690 3.05
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 33,389.26 16,599 19,645 18.35 803,391 655,932 -18.35
2017‑09‑30 13F-HR ETN / Eaton Corporation 77,675.00 40 40 0.00 3,216 3,107 -3.39
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 95,169.49 59 59 0.00 5,020 5,615 11.85
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 96,268.78 1,398 1,198 -14.31 123,723 115,330 -6.78
2017‑09‑30 13F-HR ABT / Abbott Laboratories 54,659.90 2,808 2,808 0.00 135,429 153,485 13.33
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 92,119.36 3,879 3,879 0.00 337,822 357,331 5.77
2017‑09‑30 13F-HR MNST / Monster Beverage Corporation New 55,389.02 419 419 0.00 21,163 23,208 9.66
2017‑09‑30 13F-HR CLX / Clorox Company (The) 127,807.69 26 26 0.00 3,471 3,323 -4.26
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60,449.74 186 189 1.61 9,820 11,425 16.34
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 133,200.00 2,500 2,500 0.00 269,050 333,000 23.77
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. 59,036.36 165 165 0.00 8,947 9,741 8.87
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. Put 1,000.00 10 10 0.00 2,270 10 -99.56
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 49,209.70 9,229 9,175 -0.59 388,725 451,499 16.15
2017‑09‑30 13F-HR TWO / Two Harbors Investment Corp. 10,060.00 2,000 2,000 0.00 19,580 20,120 2.76
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 76,291.00 22,005 22,278 1.24 1,539,909 1,699,611 10.37
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 10,250.00 700 700 0.00 10,010 7,175 -28.32
2017‑09‑30 13F-HR EXC / Exelon Corp. 38,364.71 85 85 0.00 3,039 3,261 7.31
2017‑09‑30 13F-HR MAT / Mattel, Inc. 15,600.00 275 775 181.82 5,753 12,090 110.15
2017‑09‑30 13F-HR ASCMB / Ascent Capital Group, Inc. 13,000.00 2 2 0.00 32 26 -18.75
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 27,317.32 512 583 13.87 14,950 15,926 6.53
2017‑09‑30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 25,000.00 600 600 0.00 14,700 15,000 2.04
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 990,971.98 1,258 1,285 2.15 1,253,559 1,273,399 1.58
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Put 32,000.00 30 35 16.67 490 1,120 128.57
2017‑09‑30 13F-HR TSS / Total System Services, Inc. 67,324.22 332 256 -22.89 19,551 17,235 -11.85
2017‑09‑30 13F-HR NHC / National HealthCare Corp. 62,718.75 256 256 0.00 17,383 16,056 -7.63
2017‑09‑30 13F-HR DBA / PowerShares DB Agriculture Fund 18,959.82 3,808 3,808 0.00 76,616 72,199 -5.77
2017‑09‑30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18,210.00 300 300 0.00 5,487 5,463 -0.44
2017‑09‑30 13F-HR OLED / Universal Display Corp. 130,294.12 68 68 0.00 7,408 8,860 19.60
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33,850.00 3,200 3,200 0.00 122,848 108,320 -11.83
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 76,840.00 300 300 0.00 21,837 23,052 5.56
2017‑09‑30 13F-HR MSGN / MSG Networks Inc. 21,297.73 309 309 0.00 7,076 6,581 -7.00
2017‑09‑30 13F-HR SLM / SLM Corp. (Sallie Mae) 11,000.00 793 1,135 43.13 8,937 12,485 39.70
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 95,269.58 47,231 46,272 -2.03 4,374,062 4,408,314 0.78
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 156,650.00 120 120 0.00 17,505 18,798 7.39
2017‑09‑30 13F-HR FB / Facebook, Inc. 172,499.49 8,888 8,771 -1.32 1,364,308 1,512,993 10.90
2017‑09‑30 13F-HR SQ / Square, Inc. 31,069.38 1,600 1,600 0.00 38,304 49,711 29.78
2017‑09‑30 13F-HR PII / Polaris Industries, Inc 105,123.46 81 81 0.00 7,211 8,515 18.08
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 154,968.96 2,115 1,965 -7.09 301,873 304,514 0.87
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 82,702.70 230 222 -3.48 16,905 18,360 8.61
2017‑09‑30 13F-HR IYZ / iShares U.S. Telecommunications ETF 31,423.26 215 215 0.00 6,789 6,756 -0.49
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 47,748.08 2,858 2,858 0.00 133,582 136,464 2.16
2017‑09‑30 13F-HR HYD / VanEck Vectors ETF TR 31,161.72 18,466 18,346 -0.65 568,758 571,693 0.52
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 77,780.00 1,000 1,000 0.00 73,620 77,780 5.65
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40,599.76 18,423 18,339 -0.46 799,189 744,559 -6.84
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 112,745.10 51 51 0.00 5,136 5,750 11.95
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 126,829.10 708 708 0.00 84,421 89,795 6.37
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64,869.41 9,729 9,304 -4.37 609,618 603,545 -1.00
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 112,634.92 252 252 0.00 27,966 28,384 1.49
2017‑09‑30 13F-HR SYF / Synchrony Financial 31,440.00 3,567 2,700 -24.31 103,906 84,888 -18.30
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 342,931.74 293 293 0.00 92,602 100,479 8.51
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Put 1,219,000.00 3 3 0.00 2,935 3,657 24.60
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10,288.77 569 748 31.46 4,438 7,696 73.41
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 145,119.16 13,310 13,310 0.00 1,875,512 1,931,536 2.99
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 234,250.00 215 216 0.47 48,051 50,598 5.30
2017‑09‑30 13F-HR M / Macy's, Inc. 20,349.77 9,875 9,875 0.00 208,165 200,954 -3.46
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 80,405.80 176 207 17.61 16,357 16,644 1.75
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 137,709.39 1,342 1,342 0.00 186,363 184,806 -0.84
2017‑09‑30 13F-HR BGG / Briggs & Stratton Corp. 24,140.45 354 356 0.56 8,618 8,594 -0.28
2017‑09‑30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 105,619.85 1,735 2,207 27.20 177,143 233,103 31.59
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84,818.40 848 848 0.00 70,545 71,926 1.96
2017‑09‑30 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 147,250.00 12 12 0.00 1,680 1,767 5.18
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58,110.00 300 300 0.00 16,560 17,433 5.27
2017‑09‑30 13F-HR TDIV / First Trust NASDAQ Technology Dividend Index Fund 32,880.00 700 700 0.00 21,882 23,016 5.18
2017‑09‑30 13F-HR HDB / HDFC Bank Ltd. 93,000.00 34 34 0.00 3,003 3,162 5.29
2017‑09‑30 13F-HR SRE / Sempra Energy 112,630.00 300 300 0.00 33,231 33,789 1.68
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 19,310.00 400 400 0.00 5,780 7,724 33.63
2017‑09‑30 13F-HR MET / MetLife, Inc. 52,989.56 2,394 2,394 0.00 134,183 126,857 -5.46
2017‑09‑30 13F-HR DLX / Deluxe Corp. 73,259.93 5,590 5,590 0.00 394,206 409,523 3.89
2017‑09‑30 13F-HR GD / General Dynamics Corp. 213,520.00 75 75 0.00 15,080 16,014 6.19
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 66,220.00 2,550 3,150 23.53 161,415 208,593 29.23
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38,328.18 4,495 4,656 3.58 175,576 178,456 1.64
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 37,309.79 623 623 0.00 23,082 23,244 0.70
2017‑09‑30 13F-HR WAAS / AquaVenture Holdings Limited 13,530.00 1,500 1,600 6.67 22,125 21,648 -2.16
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 153,507.04 6,081 6,041 -0.66 893,990 927,336 3.73
2017‑09‑30 13F-HR MCD / McDonald's Corp. 160,117.95 390 390 0.00 60,652 62,446 2.96
2017‑09‑30 13F-HR GOV / Government Properties Income Trust 19,068.00 1,500 1,500 0.00 26,385 28,602 8.40
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 50,889.50 2,353 2,353 0.00 119,720 119,743 0.02
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 66,228.90 13,849 13,849 0.00 760,864 917,204 20.55
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF 45,629.72 1,172 1,272 8.53 46,352 58,041 25.22
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF Put 1,000.00 10 10 0.00 70 10 -85.71
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63,569.83 4,440 4,640 4.50 327,183 294,964 -9.85
2017‑09‑30 13F-HR OSK / Oshkosh Corporation (Holding Company) 84,087.50 191 160 -16.23 12,923 13,454 4.11
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 150,617.39 102 230 125.49 13,550 34,642 155.66
2017‑09‑30 13F-HR XHR / Xenia Hotels & Resorts Inc. 21,620.25 15,217 15,223 0.04 296,583 329,125 10.97
2017‑09‑30 13F-HR TPC / Tutor Perini Corp. 28,749.73 45,855 56,280 22.73 1,327,502 1,618,035 21.89
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28,057.47 174 174 0.00 4,997 4,882 -2.30
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. 7,666.67 66 66 0.00 488 506 3.69
2017‑09‑30 13F-HR WHR / Whirlpool Corp. 179,959.15 4,085 4,235 3.67 787,710 762,127 -3.25
2017‑09‑30 13F-HR ALGT / Allegiant Travel Company 133,049.71 1,750 1,750 0.00 240,012 232,837 -2.99
2017‑09‑30 13F-HR SUM / Summit Materials, Inc. 31,568.68 448 364 -18.75 13,166 11,491 -12.72
2017‑09‑30 13F-HR DDD / 3 D Systems Corp. 13,149.61 5,013 5,013 0.00 89,832 65,919 -26.62
2017‑09‑30 13F-HR EMAG / VanEck Vectors ETF TR 95,560.00 50 50 0.00 4,203 4,778 13.68
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 2,670.00 300 200 -33.33 699 534 -23.61
2017‑09‑30 13F-HR NOK / Nokia Corp. 5,920.00 150 150 0.00 939 888 -5.43
2017‑09‑30 13F-HR IRM / Iron Mountain Incorporated. (REIT) 38,320.00 100 100 0.00 3,346 3,832 14.52
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 22,230.00 100 100 0.00 2,153 2,223 3.25
2017‑09‑30 13F-HR PK / Park Hotels & Resorts Inc. 28,018.18 55 55 0.00 1,476 1,541 4.40
2017‑09‑30 13F-HR CIM / Chimera Investment Corp. 18,910.00 1,000 1,000 0.00 18,530 18,910 2.05
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19,000.00 140 140 0.00 2,402 2,660 10.74
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38,988.70 3,627 3,627 0.00 127,090 141,412 11.27
2017‑09‑30 13F-HR ACN / Accenture plc 136,975.16 128 161 25.78 15,879 22,053 38.88
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 49,130.00 4,000 4,700 17.50 195,960 230,911 17.84
2017‑09‑30 13F-HR CNP / CenterPoint Energy, Inc. 28,735.71 419 420 0.24 11,426 12,069 5.63
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64,337.13 2,897 2,898 0.03 182,033 186,449 2.43
2017‑09‑30 13F-HR SLCA / U.S. Silica Holdings, Inc. 30,537.50 320 320 0.00 10,025 9,772 -2.52
2017‑09‑30 13F-HR GRMN / Garmin Ltd. 53,920.00 2,000 2,000 0.00 100,520 107,840 7.28
2017‑09‑30 13F-HR CRS / Carpenter Technology Corp. 49,750.00 100 100 0.00 3,750 4,975 32.67
2017‑09‑30 13F-HR SPXC / SPX Corporation 29,200.00 100 100 0.00 2,645 2,920 10.40
2017‑09‑30 13F-HR AES / AES Corp. (The) 11,199.61 511 511 0.00 5,590 5,723 2.38
2017‑09‑30 13F-HR HPT / Hospitality Properties Trust 28,608.21 268 268 0.00 7,688 7,667 -0.27
2017‑09‑30 13F-HR TTWO / Take-Two Interactive Software, Inc. 104,110.00 1,500 1,500 0.00 111,720 156,165 39.78
2017‑09‑30 13F-HR HCP / HCP, Inc. 26,830.00 1,000 1,000 0.00 30,890 26,830 -13.14
2017‑09‑30 13F-HR MCK / McKesson Corp. 148,140.00 180 100 -44.44 29,647 14,814 -50.03
2017‑09‑30 13F-HR HRI / Herc Holdings Inc. 50,333.33 12 12 0.00 488 604 23.77
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 55,299.21 254 254 0.00 13,792 14,046 1.84
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 110,009.04 3,098 3,098 0.00 354,008 340,808 -3.73
2017‑09‑30 13F-HR OWE / Obsidian Energy Ltd. 1,030.00 1,700 1,700 0.00 1,938 1,751 -9.65
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 64,151.76 11,530 11,531 0.01 644,884 739,734 14.71
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 14,799.97 17,432 17,432 0.00 291,811 257,993 -11.59
2017‑09‑30 13F-HR KORS / Michael Kors Holdings Ltd. 47,290.32 62 62 0.00 2,225 2,932 31.78
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 87,705.88 153 153 0.00 12,045 13,419 11.41
2017‑09‑30 13F-HR IFXAF / Ishare FTSE/Xinhua A50 China Tracker (Hong Kong) 32,780.22 181 182 0.55 5,680 5,966 5.04
2017‑09‑30 13F-HR PSX / Phillips 66 93,319.46 1,418 1,418 0.00 116,928 132,327 13.17
2017‑09‑30 13F-HR ENPH / Enphase Energy, Inc. 1,429.90 4,636 4,636 0.00 3,858 6,629 71.82
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 143,592.36 314 314 0.00 42,292 45,088 6.61
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 96,500.00 564 36 -93.62 50,545 3,474 -93.13
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 38,768.73 1,107 1,081 -2.35 38,745 41,909 8.17
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 50,599.72 2,116 2,116 0.00 111,428 107,069 -3.91
2017‑09‑30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 37,755.95 336 336 0.00 12,052 12,686 5.26
2017‑09‑30 13F-HR FEI / First Trust MLP and Energy Income Fund 15,200.00 1,400 1,400 0.00 21,420 21,280 -0.65
2017‑09‑30 13F-HR CHFS / CHF Solutions 553.03 99 132 33.33 79 73 -7.59
2017‑09‑30 13F-HR FEYE / FireEye, Inc. Call 5,000.00 50 50 0.00 800 250 -68.75
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33,259.86 37,100 37,070 -0.08 1,235,430 1,232,943 -0.20
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 100,838.46 260 260 0.00 25,136 26,218 4.30
2017‑09‑30 13F-HR MGM / MGM Resorts International 30,807.95 406 453 11.58 12,659 13,956 10.25
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 104,739.19 4,251 4,233 -0.42 425,312 443,361 4.24
2017‑09‑30 13F-HR DE / Deere & Co. 128,638.00 500 500 0.00 64,070 64,319 0.39
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 10,978.54 233 233 0.00 2,558 2,558 0.00
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 80,554.59 915 916 0.11 67,069 73,788 10.02
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. Put 2,000.00 20 20 0.00 60 40 -33.33
2017‑09‑30 13F-HR CCL / Carnival Corp. 66,445.05 384 364 -5.21 25,282 24,186 -4.34
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 70,500.00 220 220 0.00 15,301 15,510 1.37
2017‑09‑30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 125,960.00 100 100 0.00 11,342 12,596 11.06
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 196,852.94 102 102 0.00 15,572 20,079 28.94
2017‑09‑30 13F-HR NICE / NICE Systems Ltd. 81,298.34 181 181 0.00 14,043 14,715 4.79
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 35,509.71 7,775 7,775 0.00 282,621 276,088 -2.31
2017‑09‑30 13F-HR CMA / Comerica, Inc. 76,368.42 38 38 0.00 2,854 2,902 1.68
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20,200.00 3,300 3,300 0.00 62,238 66,660 7.10
2017‑09‑30 13F-HR HOLX / Hologic, Inc. 36,888.49 852 834 -2.11 38,178 30,765 -19.42
2017‑09‑30 13F-HR PTC / PTC Inc. 58,576.64 137 137 0.00 7,782 8,025 3.12
2017‑09‑30 13F-HR NGG / National Grid Plc 62,619.83 121 121 0.00 7,353 7,577 3.05
2017‑09‑30 13F-HR CCK / Crown Holdings, Inc. 60,134.11 337 343 1.78 20,155 20,626 2.34
2017‑09‑30 13F-HR KEP / Korea Electric Power Corp. 16,898.35 294 364 23.81 5,406 6,151 13.78
2017‑09‑30 13F-HR DSI / iShares MSCI KLD 400 Social ETF 93,940.00 800 800 0.00 71,624 75,152 4.93
2017‑09‑30 13F-HR XYL / Xylem, Inc. 64,646.62 133 133 0.00 7,263 8,598 18.38
2017‑09‑30 13F-HR ITM / VanEck Vectors ETF TR 24,039.79 2,262 2,262 0.00 53,993 54,378 0.71
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 264,760.00 25 25 0.00 6,283 6,619 5.35
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 57,056.60 53 53 0.00 2,863 3,024 5.62
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 81,929.54 14,120 13,170 -6.73 1,102,348 1,079,012 -2.12
2017‑09‑30 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. 10,250.00 1,000 500 -50.00 10,750 5,125 -52.33
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 100,110.00 100 100 0.00 9,093 10,011 10.10
2017‑09‑30 13F-HR JD / JD.com, Inc. 38,910.00 364 100 -72.53 9,744 3,891 -60.07
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 16,640.00 75 75 0.00 1,545 1,248 -19.22
2017‑09‑30 13F-HR PACW / PacWest Bancorp 49,098.25 285 285 0.00 13,195 13,993 6.05
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 87,299.62 1,745 1,849 5.96 143,177 161,417 12.74
2017‑09‑30 13F-HR FIS / Fidelity National Information Services, Inc. 94,349.21 126 126 0.00 10,999 11,888 8.08
2017‑09‑30 13F-HR GLW / Corning, Inc. 30,133.56 1,764 1,767 0.17 53,893 53,246 -1.20
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 119,538.65 773 802 3.75 89,235 95,870 7.44
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29,870.00 1,200 1,200 0.00 34,812 35,844 2.96
2017‑09‑30 13F-HR SLVP / iShares MSCI Global Silver Miners ETF 11,260.00 200 200 0.00 2,120 2,252 6.23
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 59,219.15 8,336 8,396 0.72 515,414 497,204 -3.53
2017‑09‑30 13F-HR IDU / iShares U.S. Utilities ETF 134,323.11 438 489 11.64 56,414 65,684 16.43
2017‑09‑30 13F-HR BP / BP Plc 38,463.26 6,395 6,396 0.02 219,558 246,011 12.05
2017‑09‑30 13F-HR HGV / Hilton Grand Vacations Inc. 39,320.00 25 25 0.00 902 983 8.98
2017‑09‑30 13F-HR CRSP / CRISPR Therapeutics AG 19,700.00 100 100 0.00 1,603 1,970 22.89
2017‑09‑30 13F-HR EW / Edwards Lifesciences Corp. 110,219.35 443 465 4.97 52,065 51,252 -1.56
2017‑09‑30 13F-HR SYK / Stryker Corp. 145,924.81 133 133 0.00 18,694 19,408 3.82
2017‑09‑30 13F-HR FIVE / Five Below, Inc. 56,380.95 42 42 0.00 1,904 2,368 24.37
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 149,430.00 200 200 0.00 27,976 29,886 6.83
2017‑09‑30 13F-HR RAVE / Rave Restaurant Group, Inc. 1,759.90 833 833 0.00 1,682 1,466 -12.84
2017‑09‑30 13F-HR CWT / California Water Service Group 40,949.76 418 418 0.00 15,382 17,117 11.28
2017‑09‑30 13F-HR FDX / FedEx Corp. 220,638.29 6,193 6,096 -1.57 1,355,461 1,345,011 -0.77
2017‑09‑30 13F-HR SPN / Superior Energy Services, Inc. 10,309.39 863 863 0.00 8,888 8,897 0.10
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25,849.89 22,837 22,937 0.44 568,412 592,919 4.31
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41,118.38 718 718 0.00 28,562 29,523 3.36
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 99,568.94 2,424 4,424 82.51 251,102 440,493 75.42
2017‑09‑30 13F-HR SNP / China Petroleum & Chemical Corp. 74,455.48 292 292 0.00 22,653 21,741 -4.03
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 150,960.00 325 125 -61.54 51,502 18,870 -63.36
2017‑09‑30 13F-HR REXR / Rexford Industrial Realty, Inc. 29,770.00 6,000 4,000 -33.33 162,960 119,080 -26.93
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 113,558.82 68 68 0.00 7,048 7,722 9.56
2017‑09‑30 13F-HR IYJ / iShares U.S. Industrial ETF 140,296.47 1,301 1,302 0.08 172,512 182,666 5.89
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 366,000.00 12 12 0.00 4,039 4,392 8.74
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4,189.78 4,500 4,500 0.00 20,970 18,854 -10.09
2017‑09‑30 13F-HR IPG / Interpublic Group of Companies, Inc. (The) 21,038.66 708 776 9.60 17,572 16,326 -7.09
2017‑09‑30 13F-HR XRX / Xerox Corp. 32,609.40 39,721 39,721 0.00 1,147,142 1,295,278 12.91
2017‑09‑30 13F-HR COP / ConocoPhillips 48,909.35 2,427 2,427 0.00 104,943 118,703 13.11
2017‑09‑30 13F-HR ECA / EnCana Corp. 11,319.26 1,848 1,848 0.00 16,188 20,918 29.22
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 103,349.10 2,896 2,896 0.00 291,192 299,299 2.78
2017‑09‑30 13F-HR IEUS / iShares MSCI Europe Small-Cap ETF 55,890.63 4,150 4,270 2.89 215,509 238,653 10.74
2017‑09‑30 13F-HR NSP / Insperity, Inc. 92,945.31 128 128 0.00 9,056 11,897 31.37
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 57,890.00 200 200 0.00 10,896 11,578 6.26
2017‑09‑30 13F-HR OC / Owens Corning, Inc. 79,597.22 162 144 -11.11 10,638 11,462 7.75
2017‑09‑30 13F-HR FXO / First Trust Financials AlphaDEX® Fund 29,953.30 728 728 0.00 20,904 21,806 4.31
2017‑09‑30 13F-HR AVGO / Broadcom Limited 246,420.00 500 500 0.00 120,885 123,210 1.92
2017‑09‑30 13F-HR S / Sprint Corporation 7,319.24 1,798 1,798 0.00 14,797 13,160 -11.06
2017‑09‑30 13F-HR GVA / Granite Construction, Inc. 58,614.97 187 187 0.00 9,303 10,961 17.82
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,926,925.00 46 40 -13.04 88,403 77,077 -12.81
2017‑09‑30 13F-HR AZO / AutoZone, Inc. 592,000.00 5 5 0.00 2,537 2,960 16.67
2017‑09‑30 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 69,198.96 4,382 5,172 18.03 281,368 357,897 27.20
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 143,361.45 103 83 -19.42 13,899 11,899 -14.39
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 11,780.00 1,000 1,000 0.00 11,530 11,780 2.17
2017‑09‑30 13F-HR WWD / Woodward, Inc 79,069.44 72 72 0.00 4,859 5,693 17.16
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88,407.50 400 400 0.00 35,080 35,363 0.81
2017‑09‑30 13F-HR TIME / Time Inc. 12,538.46 13 13 0.00 183 163 -10.93
2017‑09‑30 13F-HR CXP / Columbia Property Trust, Inc. 21,228.80 625 625 0.00 13,687 13,268 -3.06
2017‑09‑30 13F-HR PAAS / Pan American Silver Corp. 17,889.25 614 614 0.00 9,848 10,984 11.54
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 122,077.28 24,437 25,596 4.74 2,821,740 3,124,690 10.74
2017‑09‑30 13F-HR FAST / Fastenal Co. 45,783.33 120 120 0.00 5,250 5,494 4.65
2017‑09‑30 13F-HR ORA / Ormat Technologies, Inc. 61,460.00 150 150 0.00 8,409 9,219 9.63
2017‑09‑30 13F-HR BCS.D / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 26,260.00 600 600 0.00 16,038 15,756 -1.76
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 47,020.00 3,000 3,000 0.00 156,930 141,060 -10.11
2017‑09‑30 13F-HR WATT / Energous Corporation 13,819.97 18,025 19,025 5.55 287,498 262,925 -8.55
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 86,712.06 256 257 0.39 21,176 22,285 5.24
2017‑09‑30 13F-HR BUFF / Blue Buffalo Pet Products, Inc. 29,100.00 100 100 0.00 2,214 2,910 31.44
2017‑09‑30 13F-HR CIEN / Ciena Corp. 22,039.51 329 329 0.00 8,511 7,251 -14.80
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 47,339.42 274 274 0.00 12,236 12,971 6.01
2017‑09‑30 13F-HR FNSR / Finisar Corporation 22,340.00 8,000 8,000 0.00 218,320 178,720 -18.14
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 13,470.00 2,000 2,000 0.00 27,620 26,940 -2.46
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 184,652.63 214 190 -11.21 32,279 35,084 8.69
2017‑09‑30 13F-HR TLO / SPDR Barclays Long Term Treasury ETF 71,509.23 650 650 0.00 46,117 46,481 0.79
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 242,800.00 100 550 450.00 22,584 133,540 491.30
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 110,802.17 7,529 8,098 7.56 827,372 897,276 8.45
2017‑09‑30 13F-HR SNH / Senior Housing Properties Trust 19,448.50 301 301 0.00 5,836 5,854 0.31
2017‑09‑30 13F-HR NI / NiSource, Inc. 25,905.94 202 202 0.00 5,092 5,233 2.77
2017‑09‑30 13F-HR WR / Westar Energy, Inc. 50,933.33 15 15 0.00 756 764 1.06
2017‑09‑30 13F-HR BLDP / Ballard Power Systems, Inc. 5,060.00 4,400 3,400 -22.73 12,100 17,204 42.18
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26,403.78 3,068 3,118 1.63 83,365 82,327 -1.25
2017‑09‑30 13F-HR AMG / Affiliated Managers Group, Inc. 194,116.67 77 60 -22.08 13,298 11,647 -12.42
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18,340.00 2,050 1,800 -12.20 41,000 33,012 -19.48
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. 58,560.00 25 25 0.00 1,540 1,464 -4.94
2017‑09‑30 13F-HR CX / Cemex S.A.B de C.V. 8,629.63 540 540 0.00 5,437 4,660 -14.29
2017‑09‑30 13F-HR DHR / Danaher Corp. 87,021.28 47 47 0.00 3,880 4,090 5.41
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 132,039.74 151 151 0.00 19,939 19,938 -0.01
2017‑09‑30 13F-HR BJK / VanEck Vectors ETF TR 58,948.75 1,600 1,600 0.00 88,592 94,318 6.46
2017‑09‑30 13F-HR WDC / Western Digital Corp. 84,267.33 341 202 -40.76 30,441 17,022 -44.08
2017‑09‑30 13F-HR PWR / Quanta Services, Inc. 37,368.98 591 664 12.35 19,733 24,813 25.74
2017‑09‑30 13F-HR DXC / DXC Technology Company 88,396.16 1,512 1,512 0.00 117,709 133,655 13.55
2017‑09‑30 13F-HR FHB / First Hawaiian, Inc. 29,964.83 852 853 0.12 25,829 25,560 -1.04
2017‑09‑30 13F-HR SO / Southern Co. (The) 49,649.81 514 514 0.00 24,301 25,520 5.02
2017‑09‑30 13F-HR AMGN / Amgen Inc. 185,477.50 9,341 9,332 -0.10 1,608,665 1,730,876 7.60
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 23,520.00 200 200 0.00 4,582 4,704 2.66
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 23,735.74 1,033 333 -67.76 22,219 7,904 -64.43
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 54,328.80 682 736 7.92 35,382 39,986 13.01
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 82,031.03 8,227 8,218 -0.11 659,481 674,131 2.22
2017‑09‑30 13F-HR KO / Coca Cola Co. 45,409.11 4,163 4,192 0.70 184,753 190,355 3.03
2017‑09‑30 13F-HR BBBY / Bed Bath & Beyond Inc. 22,298.52 3,370 3,370 0.00 97,190 75,146 -22.68
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 45,407.48 1,434 508 -64.57 62,565 23,067 -63.13
2017‑09‑30 13F-HR FPE / First Trust Preferred Securities and Income ETF 20,050.00 1,900 1,900 0.00 38,114 38,095 -0.05
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 141,138.26 3,725 3,725 0.00 461,006 525,740 14.04
2017‑09‑30 13F-HR WPPGY / WPP PLC 91,871.79 39 39 0.00 3,932 3,583 -8.88
2017‑09‑30 13F-HR AXP / American Express Co. 91,687.70 1,536 1,569 2.15 129,484 143,858 11.10
2017‑09‑30 13F-HR PHD / Pioneer Floating Rate Trust 12,010.00 1,000 1,000 0.00 11,930 12,010 0.67
2017‑09‑30 13F-HR PLUG / Plug Power, Inc. 2,869.85 3,250 3,250 0.00 6,597 9,327 41.38
2017‑09‑30 13F-HR COTY / Coty, Inc. 16,767.57 740 740 0.00 13,652 12,408 -9.11
2017‑09‑30 13F-HR AON / Aon Plc 147,323.53 34 34 0.00 4,600 5,009 8.89
2017‑09‑30 13F-HR MDT / Medtronic plc 76,928.88 13,681 13,681 0.00 1,192,983 1,052,464 -11.78
2017‑09‑30 13F-HR CE / Celanese Corp. 107,537.04 81 108 33.33 7,788 11,614 49.13
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 70,869.43 1,325 1,325 0.00 102,237 93,902 -8.15
2017‑09‑30 13F-HR FBHS / Fortune Brands Home & Security, Inc. 66,056.84 475 475 0.00 31,577 31,377 -0.63
2017‑09‑30 13F-HR AMZA / InfraCap MLP ETF 8,930.00 4,200 4,200 0.00 39,900 37,506 -6.00
2017‑09‑30 13F-HR RSX / VanEck Vectors ETF TR 22,109.25 7,376 17,566 138.15 141,988 388,371 173.52
2017‑09‑30 13F-HR ETR / Entergy Corp. 78,859.00 1,000 1,000 0.00 75,310 78,859 4.71
2017‑09‑30 13F-HR TDOC / Teladoc, Inc. 33,600.00 400 900 125.00 14,000 30,240 116.00
2017‑09‑30 13F-HR CNX / CONSOL Energy, Inc. 16,619.37 1,910 1,910 0.00 28,516 31,743 11.32
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 113,876.78 513 422 -17.74 55,660 48,056 -13.66
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 87,048.45 1,094 1,094 0.00 90,014 95,231 5.80
2017‑09‑30 13F-HR NUAN / Nuance Communications, Inc. 15,889.09 1,650 1,650 0.00 28,792 26,217 -8.94
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 81,738.95 970 950 -2.06 74,612 77,652 4.07
2017‑09‑30 13F-HR ESV / Ensco plc 5,600.00 6,660 7,660 15.02 33,566 42,896 27.80
2017‑09‑30 13F-HR HOPE / Hope Bancorp, Inc. 17,860.00 3,500 3,500 0.00 65,275 62,510 -4.24
2017‑09‑30 13F-HR SLV / iShares Silver Trust 16,020.00 3,300 3,300 0.00 48,939 52,866 8.02
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81,729.19 7,120 6,920 -2.81 579,425 565,566 -2.39
2017‑09‑30 13F-HR JELD / JELD-WEN Holding, Inc. 35,859.15 351 355 1.14 10,814 12,730 17.72
2017‑09‑30 13F-HR CVS / CVS Health Corporation 74,299.47 2,431 4,952 103.70 189,958 367,931 93.69
2017‑09‑30 13F-HR NVS / Novartis AG 85,431.37 102 102 0.00 8,374 8,714 4.06
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 80,589.74 238 273 14.71 18,606 22,001 18.25
2017‑09‑30 13F-HR DISCA / Discovery Communications, Inc. 20,828.61 570 671 17.72 14,962 13,976 -6.59
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 35,889.36 2,115 2,115 0.00 62,878 75,906 20.72
2017‑09‑30 13F-HR NATI / National Instruments Corp. 43,709.92 131 131 0.00 5,238 5,726 9.32
2017‑09‑30 13F-HR SPLK / Splunk Inc. 65,529.19 8,983 8,683 -3.34 517,600 568,990 9.93
2017‑09‑30 13F-HR PBI / Pitney Bowes, Inc. 13,930.00 5,600 5,600 0.00 84,616 78,008 -7.81
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 339,476.50 1,830 1,830 0.00 567,190 621,242 9.53
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 151,499.40 2,522 2,519 -0.12 361,503 381,627 5.57
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 117,518.60 3,845 3,845 0.00 489,853 451,859 -7.76
2017‑09‑30 13F-HR PJT / PJT Partners Inc. 36,769.23 273 273 0.00 11,247 10,038 -10.75
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 79,253.13 399 399 0.00 24,538 31,622 28.87
2017‑09‑30 13F-HR ASTE / Astec Industries, Inc. 52,367.52 250 351 40.40 13,704 18,381 34.13
2017‑09‑30 13F-HR LUK / Leucadia National Corp. 25,116.39 421 421 0.00 11,202 10,574 -5.61
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 102,117.65 85 85 0.00 8,429 8,680 2.98
2017‑09‑30 13F-HR URI / United Rentals, Inc. 142,487.43 8,521 8,153 -4.32 967,474 1,161,700 20.08
2017‑09‑30 13F-HR AGN / Allergan plc 202,936.29 3,720 3,720 0.00 897,152 754,923 -15.85
2017‑09‑30 13F-HR GIII / G-III Apparel Group, Ltd. 27,608.70 363 322 -11.29 8,116 8,890 9.54
2017‑09‑30 13F-HR SONC / Sonic Corp. 24,029.63 675 675 0.00 17,624 16,220 -7.97
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 147,382.85 1,595 1,609 0.88 244,704 237,139 -3.09
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61,780.00 300 300 0.00 18,921 18,534 -2.05
2017‑09‑30 13F-HR BC / Brunswick Corp. 57,266.30 160 184 15.00 9,744 10,537 8.14
2017‑09‑30 13F-HR PAY / VeriFone Systems, Inc 20,600.00 5,675 5,675 0.00 102,433 116,905 14.13
2017‑09‑30 13F-HR CAVM / Cavium, Inc. 68,856.32 156 174 11.54 10,008 11,981 19.71
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. 65,559.78 9,275 9,275 0.00 565,125 608,067 7.60
2017‑09‑30 13F-HR SLF / SunLife Financial Inc. 39,839.44 355 355 0.00 12,961 14,143 9.12
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 92,644.86 107 107 0.00 10,544 9,913 -5.98
2017‑09‑30 13F-HR TGT / Target Corp. 56,250.00 739 700 -5.28 37,083 39,375 6.18
2017‑09‑30 13F-HR GRPN / Groupon, Inc. 5,055.56 180 180 0.00 657 910 38.51
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 83,348.39 155 155 0.00 12,103 12,919 6.74
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84,339.62 27,956 30,331 8.50 2,360,604 2,558,105 8.37
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 160,759.26 54 54 0.00 8,393 8,681 3.43
2017‑09‑30 13F-HR REX / REX American Resources Corp. 91,580.00 900 900 0.00 87,354 82,422 -5.65
2017‑09‑30 13F-HR INDY / iShares India 50 ETF 34,449.29 1,400 1,400 0.00 48,510 48,229 -0.58
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 109,053.07 349 358 2.58 38,857 39,041 0.47
2017‑09‑30 13F-HR EXP / Eagle Materials, Inc. 107,977.27 66 88 33.33 6,021 9,502 57.81
2017‑09‑30 13F-HR V / Visa, Inc. 107,008.33 1,680 1,680 0.00 159,751 179,774 12.53
2017‑09‑30 13F-HR NUVA / NuVasive, Inc. 54,160.00 1,500 1,500 0.00 113,565 81,240 -28.46
2017‑09‑30 13F-HR UN / Unilever N.V. 58,506.02 166 166 0.00 9,161 9,712 6.01
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54,559.39 1,372 3,132 128.28 74,211 170,880 130.26
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 185,387.50 80 80 0.00 12,296 14,831 20.62
2017‑09‑30 13F-HR SAP / SAP SE 112,303.32 193 211 9.33 20,124 23,696 17.75
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73,030.00 300 300 0.00 20,604 21,909 6.33
2017‑09‑30 13F-HR FFIV / F5 Networks, Inc. 116,293.23 118 133 12.71 15,089 15,467 2.51
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109,429.12 80,296 80,891 0.74 8,748,249 8,851,831 1.18
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 63,184.97 88 346 293.18 5,846 21,862 273.97
2017‑09‑30 13F-HR CLR / Continental Resources, Inc. 37,000.00 1,110 1,110 0.00 34,154 41,070 20.25
2017‑09‑30 13F-HR VSTO / Vista Outdoor Inc. 21,668.42 220 190 -13.64 4,899 4,117 -15.96
2017‑09‑30 13F-HR COG / Cabot Oil & Gas Corp. 25,437.35 876 830 -5.25 21,610 21,113 -2.30
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 193,229.89 87 87 0.00 15,457 16,811 8.76
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 90,779.58 5,882 6,152 4.59 422,504 558,476 32.18
2017‑09‑30 13F-HR TKR / Timken Co. (THE) 50,000.00 145 145 0.00 6,807 7,250 6.51
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 152,740.00 100 100 0.00 14,350 15,274 6.44
2017‑09‑30 13F-HR HAS / Hasbro, Inc. 96,613.64 44 44 0.00 4,933 4,251 -13.83
2017‑09‑30 13F-HR OAK / Oaktree Capital Group, LLC 46,899.71 19,075 19,075 0.00 888,895 894,612 0.64
2017‑09‑30 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 58,722.22 900 900 0.00 49,835 52,850 6.05
2017‑09‑30 13F-HR L / Loews Corp. 48,550.80 187 187 0.00 8,817 9,079 2.97
2017‑09‑30 13F-HR AVY / Avery Dennison Corp. 100,709.52 210 210 0.00 19,200 21,149 10.15
2017‑09‑30 13F-HR SCHL / Scholastic Corp. 36,969.70 825 825 0.00 35,095 30,500 -13.09
2017‑09‑30 13F-HR CHDN / Churchill Downs Inc. 207,777.78 18 18 0.00 3,243 3,740 15.33
2017‑09‑30 13F-HR PPH / VanEck Vectors ETF TR 17,531.92 5,887 5,905 0.31 103,213 103,526 0.30
2017‑09‑30 13F-HR SYMC / Symantec Corp. 32,626.92 260 260 0.00 7,540 8,483 12.51
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 56,138.89 108 108 0.00 5,840 6,063 3.82
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 122,400.00 400 400 0.00 44,704 48,960 9.52
2017‑09‑30 13F-HR OGE / OGE Energy Corp. 35,749.66 2,960 2,960 0.00 101,261 105,819 4.50
2017‑09‑30 13F-HR SUB / iShares Short-Term National Muni Bond ETF 105,870.00 500 300 -40.00 52,870 31,761 -39.93
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14,320.00 23,250 23,150 -0.43 291,090 331,508 13.89
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77,342.43 1,209 1,209 0.00 100,089 93,507 -6.58
2017‑09‑30 13F-HR IEO / iShares U.S. Oil & Gas Exploration & Production ETF 58,466.67 60 60 0.00 3,233 3,508 8.51
2017‑09‑30 13F-HR SSYS / Stratasys, Ltd. 23,389.69 38,475 37,350 -2.92 904,547 873,605 -3.42
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 126,878.24 186 386 107.53 20,058 48,975 144.17
2017‑09‑30 13F-HR IYW / iShares U.S. Technology ETF 153,000.96 2,051 2,073 1.07 290,609 317,171 9.14
2017‑09‑30 13F-HR KSU / Kansas City Southern 104,666.67 93 93 0.00 9,767 9,734 -0.34
2017‑09‑30 13F-HR AWR / American States Water Co. (Holding Co.) 51,947.37 114 114 0.00 5,371 5,922 10.26
2017‑09‑30 13F-HR RMD / ResMed Inc. 76,261.90 209 210 0.48 16,086 16,015 -0.44
2017‑09‑30 13F-HR WPX / WPX Energy, Inc. 10,989.01 48 1,001 1,985.42 460 11,000 2,291.30
2017‑09‑30 13F-HR ARCO / Arcos Dorados Holdings, Inc. 9,750.00 500 500 0.00 3,875 4,875 25.81
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 36,141.17 16,892 16,894 0.01 564,389 610,569 8.18
2017‑09‑30 13F-HR FXL / First Trust Technology AlphaDEX® Fund 48,958.46 674 674 0.00 29,811 32,998 10.69
2017‑09‑30 13F-HR KYN / Kayne Anderson MLP Investment Co. 17,609.00 422 422 0.00 7,625 7,431 -2.54
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 197,126.76 71 71 0.00 14,022 13,996 -0.19
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 18,789.26 100 484 384.00 6,846 9,094 32.84
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 68,460.00 484 100 -79.34 9,258 6,846 -26.05
2017‑09‑30 13F-HR BOH / Bank of Hawaii Corp. 84,314.10 156 156 0.00 12,893 13,153 2.02
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 99,040.00 456 125 -72.59 38,395 12,380 -67.76
2017‑09‑30 13F-HR TTNP / Titan Pharmaceuticals, Inc. 2,398.41 3,162 2,889 -8.63 5,849 6,929 18.46
2017‑09‑30 13F-HR GE / General Electric Co. 23,430.39 45,361 45,336 -0.06 1,181,209 1,062,240 -10.07
2017‑09‑30 13F-HR EVBG / Everbridge, Inc. 27,069.91 3,061 3,061 0.00 71,321 82,861 16.18
2017‑09‑30 13F-HR BRFS / BRF S.A. 14,368.88 431 572 32.71 4,930 8,219 66.71
2017‑09‑30 13F-HR PUK / Prudential PLC 47,829.79 94 94 0.00 4,368 4,496 2.93
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 146,400.00 25 25 0.00 3,439 3,660 6.43
2017‑09‑30 13F-HR DFS / Discover Financial Services 65,368.42 76 38 -50.00 4,643 2,484 -46.50
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 44,219.35 65,872 67,331 2.21 2,694,164 2,977,333 10.51
2017‑09‑30 13F-HR JACK / Jack in the Box, Inc. 100,419.35 62 62 0.00 5,969 6,226 4.31
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61,554.82 141 301 113.48 8,572 18,528 116.15
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 96,407.22 2,312 2,328 0.69 215,455 224,436 4.17
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 54,908.55 21,996 23,149 5.24 1,102,219 1,271,078 15.32
2017‑09‑30 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 22,338.98 118 118 0.00 2,806 2,636 -6.06
2017‑09‑30 13F-HR PIR / Pier 1 Imports, Inc. 4,120.50 1,313 2,000 52.32 6,107 8,241 34.94
2017‑09‑30 13F-HR VSAT / ViaSat, Inc. 65,120.00 300 300 0.00 18,915 19,536 3.28
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 20,099.92 1,547 2,442 57.85 36,308 49,084 35.19
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 71,738.77 1,313 1,313 0.00 90,452 94,193 4.14
2017‑09‑30 13F-HR ICLN / iShares Global Clean Energy ETF 9,062.42 1,554 1,554 0.00 13,341 14,083 5.56
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 87,728.00 150 250 66.67 11,563 21,932 89.67
2017‑09‑30 13F-HR AAPL / Apple, Inc. 155,843.48 40,216 40,007 -0.52 5,833,827 6,234,830 6.87
2017‑09‑30 13F-HR AAPL / Apple, Inc. Put 1,000.00 54 80 48.15 234 80 -65.81
2017‑09‑30 13F-HR GREK / Global X FTSE Greece 20 ETF 9,250.00 100 100 0.00 1,043 925 -11.31
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14,708.57 100 350 250.00 1,699 5,148 203.00
2017‑09‑30 13F-HR CS / Credit Suisse Group 15,803.90 923 923 0.00 14,025 14,587 4.01
2017‑09‑30 13F-HR CHL / China Mobile Ltd. 50,299.77 510 3,099 507.65 26,392 155,879 490.63
2017‑09‑30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 67,537.22 618 618 0.00 41,158 41,738 1.41
2017‑09‑30 13F-HR SBGI / Sinclair Broadcast Group, Inc. 31,399.56 414 453 9.42 13,599 14,224 4.60
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 182,089.19 5,104 5,393 5.66 734,006 982,007 33.79
2017‑09‑30 13F-HR MON / Monsanto Co. 119,615.38 26 26 0.00 3,061 3,110 1.60
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 80,100.00 1,000 2,000 100.00 180,620 160,200 -11.31
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 55,019.80 10,103 10,103 0.00 584,054 555,865 -4.83
2017‑09‑30 13F-HR MDURP / MDU Resources Group, Inc. 26,663.37 100 101 1.00 2,576 2,693 4.54
2017‑09‑30 13F-HR BIVV / Bioverativ Inc. 58,850.68 1,305 1,105 -15.33 81,079 65,030 -19.79
2017‑09‑30 13F-HR UBSI / United Bankshares, Inc. 37,148.89 450 450 0.00 17,077 16,717 -2.11
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 55,579.35 2,165 2,111 -2.49 114,463 117,328 2.50
2017‑09‑30 13F-HR MTCH / Match Group, Inc. 25,308.87 717 654 -8.79 12,870 16,552 28.61
2017‑09‑30 13F-HR DHXM / DHX Media Ltd. 4,000.00 500 700 40.00 2,249 2,800 24.50
2017‑09‑30 13F-HR BWA / BorgWarner, Inc. 52,000.00 580 580 0.00 26,146 30,160 15.35
2017‑09‑30 13F-HR DPM / DCP Midstream Partners, LP 35,650.00 200 200 0.00 6,676 7,130 6.80
2017‑09‑30 13F-HR CHU / China Unicom (Hong Kong) Ltd. 13,989.26 518 838 61.78 7,179 11,723 63.30
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 68,322.49 338 338 0.00 22,088 23,093 4.55
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 64,699.60 11,165 11,165 0.00 873,772 722,371 -17.33
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 113,369.85 4,010 3,980 -0.75 473,821 451,212 -4.77
2017‑09‑30 13F-HR KLAC / KLA-Tencor Corp. 103,946.90 113 113 0.00 10,806 11,746 8.70
2017‑09‑30 13F-HR AREX / Approach Resources, Inc. 2,480.00 500 500 0.00 1,480 1,240 -16.22
2017‑09‑30 13F-HR FTNT / Fortinet, Inc. 38,768.84 398 398 0.00 15,323 15,430 0.70
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 133,477.77 3,447 3,374 -2.12 453,536 450,354 -0.70
2017‑09‑30 13F-HR ABEV / Ambev S.A 6,567.40 497 497 0.00 2,778 3,264 17.49
2017‑09‑30 13F-HR CC / Chemours Company (The) 54,820.00 600 600 0.00 24,510 32,892 34.20
2017‑09‑30 13F-HR WSM / Williams-Sonoma, Inc. 51,590.00 300 100 -66.67 13,725 5,159 -62.41
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 41,100.00 100 100 0.00 3,865 4,110 6.34
2017‑09‑30 13F-HR SHPG / Shire Plc. 150,229.89 97 87 -10.31 15,839 13,070 -17.48
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 293,859.87 21,908 21,908 0.00 5,735,076 6,437,882 12.25
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 134,345.45 110 110 0.00 11,182 14,778 32.16
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 180,900.00 150 150 0.00 25,245 27,135 7.49
2017‑09‑30 13F-HR CP / Canadian Pacific Railway Ltd. 165,277.78 54 54 0.00 8,783 8,925 1.62
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 147,514.14 19,832 20,613 3.94 2,749,982 3,040,709 10.57
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 44,962.12 792 792 0.00 33,534 35,610 6.19
2017‑09‑30 13F-HR VNTV / Vantiv, Inc. 71,154.76 95 84 -11.58 5,890 5,977 1.48
2017‑09‑30 13F-HR SNA / Snap-On Inc. 150,875.00 16 16 0.00 2,466 2,414 -2.11
2017‑09‑30 13F-HR PNR / Pentair plc. 70,000.00 21 21 0.00 1,404 1,470 4.70
2017‑09‑30 13F-HR XHB / SPDR S&P Homebuilders ETF 40,430.00 300 300 0.00 11,622 12,129 4.36
2017‑09‑30 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 30,347.83 391 391 0.00 10,126 11,866 17.18
2017‑09‑30 13F-HR E / ENI S.p.A. 32,410.00 800 800 0.00 23,632 25,928 9.72
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 48,820.00 50 50 0.00 2,137 2,441 14.23
2017‑09‑30 13F-HR WPZ / Access Midstream Partners, L.P 39,433.96 106 106 0.00 4,241 4,180 -1.44
2017‑09‑30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 71,108.37 3,694 3,894 5.41 252,890 276,896 9.49
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 165,748.87 1,065 1,111 4.32 161,006 184,147 14.37
2017‑09‑30 13F-HR XTDFX / Templeton Dragon Fund, Inc. 21,338.06 423 423 0.00 8,654 9,026 4.30
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 91,480.39 102 102 0.00 8,033 9,331 16.16
2017‑09‑30 13F-HR Q / Quintiles Transitional Holdings Inc. 95,765.96 47 47 0.00 4,148 4,501 8.51
2017‑09‑30 13F-HR WM / Waste Management, Inc. 76,796.61 87 118 35.63 6,479 9,062 39.87
2017‑09‑30 13F-HR PKI / PerkinElmer, Inc. 70,619.79 14,718 14,718 0.00 1,007,594 1,039,382 3.15
2017‑09‑30 13F-HR APO / Apollo Global Management LLC 30,560.00 300 300 0.00 8,073 9,168 13.56
2017‑09‑30 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 45,381.58 152 152 0.00 6,876 6,898 0.32
2017‑09‑30 13F-HR IHE / iShares U.S. Pharmaceuticals ETF 158,800.00 55 55 0.00 8,485 8,734 2.93
2017‑09‑30 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 58,289.93 3,600 4,270 18.61 199,764 248,898 24.60
2017‑09‑30 13F-HR CNK / Cinemark Holdings, Inc. 36,257.22 105 381 262.86 3,911 13,814 253.21
2017‑09‑30 13F-HR MYRG / MYR Group, Inc. 29,966.89 151 151 0.00 4,602 4,525 -1.67
2017‑09‑30 13F-HR IGM / iShares North American Tech ETF 158,540.00 500 500 0.00 73,365 79,270 8.05
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 183,268.59 1,666 1,668 0.12 274,373 305,692 11.41
2017‑09‑30 13F-HR CW / Curtiss-Wright Corp. 110,666.67 30 30 0.00 2,785 3,320 19.21
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48,361.08 22,720 22,743 0.10 1,127,408 1,099,876 -2.44
2017‑09‑30 13F-HR PFPT / Proofpoint, Inc. 93,573.91 115 115 0.00 9,714 10,761 10.78
2017‑09‑30 13F-HR EQIX / Equinix, Inc. 451,314.96 413 381 -7.75 176,386 171,951 -2.51
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 17,669.74 8,920 9,120 2.24 161,273 161,148 -0.08
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 217,333.33 20 33 65.00 5,376 7,172 33.41
2017‑09‑30 13F-HR PHO / PowerShares Water Resources Portfolio 29,042.73 1,450 1,451 0.07 39,027 42,141 7.98
2017‑09‑30 13F-HR UIS / Unisys Corp. 8,800.00 40 40 0.00 508 352 -30.71
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 117,148.65 592 592 0.00 65,244 69,352 6.30
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 118,616.69 700 647 -7.57 75,488 76,745 1.67
2017‑09‑30 13F-HR APA / Apache Corp. 45,848.73 691 747 8.10 32,553 34,249 5.21
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81,980.72 37,078 36,721 -0.96 2,569,160 3,010,414 17.18
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 77,219.21 404 406 0.50 27,534 31,351 13.86
2017‑09‑30 13F-HR HE / Hawaiian Electric Industries, Inc. 33,800.00 465 465 0.00 14,903 15,717 5.46
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40,600.00 1,260 1,260 0.00 53,184 51,156 -3.81
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 173,306.65 3,096 3,336 7.75 513,087 578,151 12.68
2017‑09‑30 13F-HR RENX / RELX N.V. 21,606.19 226 226 0.00 4,576 4,883 6.71
2017‑09‑30 13F-HR MAS / Masco Corp. 38,937.35 848 846 -0.24 32,851 32,941 0.27
2017‑09‑30 13F-HR NWS / News Corp 13,111.11 9 9 0.00 118 118 0.00
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5,720.38 10,700 11,201 4.68 57,138 64,074 12.14
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 130,929.18 61,840 64,873 4.90 7,705,882 8,493,769 10.22
2017‑09‑30 13F-HR MTN / Vail Resorts, Inc. 216,560.00 25 25 0.00 5,076 5,414 6.66
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 10,000.00 17,750 1,000 -94.37 162,057 10,000 -93.83
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. 35,264.86 260 555 113.46 8,476 19,572 130.91
2017‑09‑30 13F-HR ICF / iShares Cohen & Steers REIT ETF 101,182.16 527 527 0.00 51,962 53,323 2.62
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 40,959.94 7,353 7,289 -0.87 224,266 298,557 33.13
2017‑09‑30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 61,157.43 2,779 4,313 55.20 159,292 263,772 65.59
2017‑09‑30 13F-HR LULU / lululemon athletica inc. 61,950.00 40 40 0.00 2,347 2,478 5.58
2017‑09‑30 13F-HR DKS / Dick's Sporting Goods, Inc. 27,138.55 309 498 61.17 11,439 13,515 18.15
2017‑09‑30 13F-HR SDIV / Global X SuperDividend ETF 22,007.68 521 521 0.00 11,154 11,466 2.80
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55,139.02 2,286 1,525 -33.29 127,078 84,087 -33.83
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10,509.91 1,366 1,514 10.83 10,982 15,912 44.89
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72,359.38 384 384 0.00 28,062 27,786 -0.98
2017‑09‑30 13F-HR CI / Cigna Corp. 189,073.68 119 95 -20.17 20,178 17,962 -10.98
2017‑09‑30 13F-HR HLT / Hilton Worldwide Holdings Inc. 69,650.60 83 83 0.00 5,162 5,781 11.99
2017‑09‑30 13F-HR C / Citigroup, Inc. 75,386.51 934 934 0.00 63,185 70,411 11.44
2017‑09‑30 13F-HR RTN / Raytheon Co. 188,000.00 84 101 20.24 13,947 18,988 36.14
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68,468.86 1,951 2,216 13.58 126,855 151,727 19.61
2017‑09‑30 13F-HR CSX / CSX Corp. 52,808.89 1,125 1,125 0.00 61,751 59,410 -3.79
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 94,193.25 1,835 1,837 0.11 167,719 173,033 3.17
2017‑09‑30 13F-HR IDCC / InterDigital, Inc. 74,899.74 5,825 5,825 0.00 450,563 436,291 -3.17
2017‑09‑30 13F-HR VGR / Vector Group, Ltd. 20,488.17 443 465 4.97 9,187 9,527 3.70
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 123,982.28 9,397 9,197 -2.13 1,154,938 1,140,265 -1.27
2017‑09‑30 13F-HR GM / General Motors Company 45,329.93 8,296 9,399 13.30 291,936 426,056 45.94
2017‑09‑30 13F-HR MYL / Mylan N.V. 38,246.67 150 150 0.00 5,658 5,737 1.40
2017‑09‑30 13F-HR ICE / Intercontinental Exchange, Inc. 69,452.17 230 230 0.00 15,065 15,974 6.03
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106,309.26 5,906 11,146 88.72 623,673 1,184,923 89.99
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52,689.52 5,941 5,820 -2.04 262,651 306,653 16.75
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 51,739.54 18,045 18,045 0.00 989,046 933,640 -5.60
2017‑09‑30 13F-HR BA / Boeing Company (The) 258,388.88 4,341 4,333 -0.18 885,390 1,119,599 26.45
2017‑09‑30 13F-HR TYL / Tyler Technologies, Inc. 178,250.00 88 88 0.00 15,079 15,686 4.03
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 57,657.75 1,284 1,309 1.95 81,058 75,474 -6.89
2017‑09‑30 13F-HR FOXA / Twenty-First Century Fox, Inc. 26,579.85 6,816 11,791 72.99 192,756 313,403 62.59
2017‑09‑30 13F-HR EMN / Eastman Chemical Company 89,647.89 71 71 0.00 6,009 6,365 5.92
2017‑09‑30 13F-HR STE / STERIS Corp. 89,909.58 4,800 4,800 0.00 393,888 431,566 9.57
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 124,909.39 607 607 0.00 71,413 75,820 6.17
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 61,180.00 500 500 0.00 29,255 30,590 4.56
2017‑09‑30 13F-HR EWC / iShares MSCI Canada ETF 28,960.00 100 100 0.00 2,690 2,896 7.66
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30,054.64 183 183 0.00 5,570 5,500 -1.26
2017‑09‑30 13F-HR OII / Oceaneering International, Inc. 25,486.73 1,545 1,545 0.00 34,623 39,377 13.73
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 317,300.00 1,040 1,040 0.00 296,992 329,992 11.11
2017‑09‑30 13F-HR DMLP / Dorchester Minerals, L.P. 14,900.00 200 200 0.00 3,080 2,980 -3.25
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64,000.00 912 302 -66.89 53,598 19,328 -63.94
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31,280.00 900 1,100 22.22 28,980 34,408 18.73
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 91,973.21 343 336 -2.04 26,428 30,903 16.93
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 91,577.88 1,552 1,528 -1.55 122,266 139,931 14.45
2017‑09‑30 13F-HR ARH.PRC / Arch Capital Group Ltd. 99,509.80 102 102 0.00 9,737 10,150 4.24
2017‑09‑30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 183,514.29 70 70 0.00 11,282 12,846 13.86
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 63,616.92 201 201 0.00 12,932 12,787 -1.12
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 106,660.00 50 50 0.00 4,806 5,333 10.97
2017‑09‑30 13F-HR FXD / First Trust Consumer Discretionary AlphaDEX Fund 38,528.93 242 242 0.00 8,869 9,324 5.13
2017‑09‑30 13F-HR RESN / Resonant Inc. 4,489.95 44,600 47,950 7.51 216,756 215,293 -0.67
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 190,728.26 95 92 -3.16 18,251 17,547 -3.86
2017‑09‑30 13F-HR DG / Dollar General Corp. 79,172.25 196 209 6.63 13,620 16,547 21.49
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 16,410.00 400 400 0.00 6,588 6,564 -0.36
2017‑09‑30 13F-HR VHC / VirnetX Holding Corp. 7,900.00 300 300 0.00 1,395 2,370 69.89
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 187,499.41 2,513 2,529 0.64 427,838 474,186 10.83
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 134,355.49 2,332 2,332 0.00 297,170 313,317 5.43
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 3,700.00 68,900 68,900 0.00 245,973 254,930 3.64
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 45,620.16 1,627 1,627 0.00 67,584 74,224 9.82
2017‑09‑30 13F-HR EXTR / Extreme Networks, Inc. 12,640.00 300 300 0.00 2,853 3,792 32.91
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34,120.00 1,000 500 -50.00 32,220 17,060 -47.05
2017‑09‑30 13F-HR SEAS / SeaWorld Entertainment, Inc. 13,689.99 729 729 0.00 11,365 9,980 -12.19
2017‑09‑30 13F-HR MPEL / Melco Crown Entertainment Ltd. 23,880.00 250 250 0.00 5,437 5,970 9.80
2017‑09‑30 13F-HR SFM / Sprouts Farmers Market, Inc. 18,120.00 950 1,950 105.26 22,230 35,334 58.95
2017‑09‑30 13F-HR MSG / The Madison Square Garden Company 209,578.58 719 719 0.00 138,838 150,687 8.53
2017‑09‑30 13F-HR SDRL / Seadrill Limited 346.00 500 500 0.00 170 173 1.76
2017‑09‑30 13F-HR REZ / iShares Residential Real Estate Capped ETF 63,560.00 1,000 1,000 0.00 63,270 63,560 0.46
2017‑09‑30 13F-HR AMLP / Alerian ETF 11,339.83 1,434 6,315 340.38 17,021 71,611 320.72
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 118,960.00 1,500 1,500 0.00 165,090 178,440 8.09
2017‑09‑30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32,462.44 1,702 1,371 -19.45 53,544 44,506 -16.88
2017‑09‑30 13F-HR HPQ / HP Inc. 20,569.83 32,457 32,457 0.00 580,006 667,635 15.11
2017‑09‑30 13F-HR CLD / Cloud Peak Energy Inc. Call 5,000.00 50 50 0.00 250 250 0.00
2017‑09‑30 13F-HR TSCO / Tractor Supply Co. 60,810.00 100 100 0.00 5,092 6,081 19.42
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 65,285.71 236 266 12.71 12,932 17,366 34.29
2017‑09‑30 13F-HR MSI / Motorola Solutions, Inc. 89,090.91 93 33 -64.52 8,112 2,940 -63.76
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 145,269.74 608 608 0.00 83,612 88,324 5.64
2017‑09‑30 13F-HR HA / Hawaiian Holdings, Inc. 40,100.00 933 170 -81.78 44,550 6,817 -84.70
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 303,666.67 3 3 0.00 1,222 911 -25.45
2017‑09‑30 13F-HR MAIN / Main Street Capital Corp. 39,941.18 34 34 0.00 1,306 1,358 3.98
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 142,599.86 7,270 7,290 0.28 981,304 1,039,553 5.94
2017‑09‑30 13F-HR PLNT / Planet Fitness, Inc. 26,182.61 115 115 0.00 2,588 3,011 16.34
2017‑09‑30 13F-HR HTZ / Hertz Global Holdings, Inc. 25,972.97 37 37 0.00 438 961 119.41
2017‑09‑30 13F-HR ADNT / Adient plc 83,922.18 952 861 -9.56 64,916 72,257 11.31
2017‑09‑30 13F-HR CCLP / CSI Compressco LP 5,650.00 200 200 0.00 970 1,130 16.49
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 86,227.27 88 88 0.00 6,989 7,588 8.57
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 75,309.52 252 252 0.00 21,641 18,978 -12.31
2017‑09‑30 13F-HR SMG / Scotts Miracle-Gro Company (The) 96,877.89 1,425 1,425 0.00 129,743 138,051 6.40
2017‑09‑30 13F-HR DBD / Diebold, Inc. 22,700.00 7,900 7,900 0.00 167,085 179,330 7.33
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 146,440.00 2,700 2,700 0.00 378,756 395,388 4.39
2017‑09‑30 13F-HR T / AT & T, Inc. 38,306.03 2,587 2,588 0.04 95,288 99,136 4.04
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 108,758.67 721 721 0.00 75,625 78,415 3.69
2017‑09‑30 13F-HR MRCC / Monroe Capital Corp 14,160.00 100 100 0.00 1,485 1,416 -4.65
2017‑09‑30 13F-HR KMX / CarMax, Inc. 76,172.84 194 162 -16.49 12,454 12,340 -0.92
2017‑09‑30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 205,140.00 50 50 0.00 9,832 10,257 4.32
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 181,524.00 250 250 0.00 43,578 45,381 4.14
2017‑09‑30 13F-HR PETS / PetMed Express, Inc. 35,736.88 5,503 5,203 -5.45 222,934 185,939 -16.59
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 46,170.00 500 600 20.00 23,740 27,702 16.69
2017‑09‑30 13F-HR GIS / General Mills, Inc. 50,173.08 52 52 0.00 2,776 2,609 -6.02
2017‑09‑30 13F-HR BHP / BHP Billiton Ltd. 41,095.24 42 42 0.00 1,580 1,726 9.24
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 10,320.00 100 250 150.00 3,432 2,580 -24.83
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 34,320.00 400 100 -75.00 15,552 3,432 -77.93
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 38,880.00 100 400 300.00 1,279 15,552 1,115.95
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 12,790.00 250 100 -60.00 2,425 1,279 -47.26
2017‑09‑30 13F-HR IYF / iShares U.S. Financial ETF 113,600.00 100 100 0.00 10,810 11,360 5.09
2017‑09‑30 13F-HR USB / U.S. Bancorp 53,845.77 201 201 0.00 10,514 10,823 2.94
2017‑09‑30 13F-HR WBT / Welbilt, Inc. 22,293.65 126 126 0.00 2,431 2,809 15.55
2017‑09‑30 13F-HR CME / CME Group, Inc. 137,987.88 165 165 0.00 20,478 22,768 11.18
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 196,297.96 2,366 2,403 1.56 442,323 471,704 6.64
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 149,259.26 54 54 0.00 8,182 8,060 -1.49
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 462,435.90 78 78 0.00 34,026 36,070 6.01
2017‑09‑30 13F-HR ORLY / O'Reilly Automotive, Inc. 207,810.81 61 74 21.31 10,563 15,378 45.58
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74,800.37 2,146 2,134 -0.56 149,612 159,624 6.69
2017‑09‑30 13F-HR BIIB / Biogen Inc. 329,007.31 2,989 3,011 0.74 817,730 990,641 21.15
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 154,607.70 1,114 1,662 49.19 168,214 256,958 52.76
2017‑09‑30 13F-HR VPL / Vanguard MSCI Pacific ETF 68,520.00 400 400 0.00 26,012 27,408 5.37
2017‑09‑30 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 85,229.60 2,898 2,757 -4.87 237,067 234,978 -0.88
2017‑09‑30 13F-HR SPGI / S&P Global Inc. 159,158.54 82 82 0.00 12,201 13,051 6.97
2017‑09‑30 13F-HR LILAK / Liberty Global plc LiLAC Class C 23,555.56 9 9 0.00 217 212 -2.30
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33,760.47 23,324 28,326 21.45 722,600 956,299 32.34
2017‑09‑30 13F-HR IHPXF / iShares MSCI 54,440.00 300 300 0.00 15,522 16,332 5.22
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83,500.45 5,583 5,533 -0.90 453,697 462,008 1.83
2017‑09‑30 13F-HR DYN / Dynegy Inc. 17 0 -100.00 0 0
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 500 0 -100.00 6,380 0 -100.00
2017‑09‑30 13F-HR TLP / TransMontaigne Partners LP 400 0 -100.00 17,048 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 200 0 -100.00 10,464 0 -100.00
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 515 0 -100.00 16,031 0 -100.00
2017‑09‑30 13F-HR ZTO / ZTO Express (Cayman) Inc. 592 0 -100.00 8,749 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 937 0 -100.00 39,247 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. 50 0 -100.00 4,806 0 -100.00
2017‑09‑30 13F-HR SNE / Sony Corp. 100 0 -100.00 3,815 0 -100.00
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 216 0 -100.00 14,538 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 212 0 -100.00 13,555 0 -100.00
2017‑09‑30 13F-HR MIDD / Middleby Corp. (The) 39 0 -100.00 4,649 0 -100.00
2017‑09‑30 13F-HR GGP / GGP, Inc. 413 0 -100.00 9,333 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 3,210 0 -100.00 265,049 0 -100.00
2017‑09‑30 13F-HR DDC / Dominion Diamond Corp. 413 0 -100.00 5,179 0 -100.00
2017‑09‑30 13F-HR UBS / UBS Group AG 742 0 -100.00 13,029 0 -100.00
2017‑09‑30 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 615 0 -100.00 9,870 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 739 0 -100.00 47,680 0 -100.00
2017‑09‑30 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 1,876 0 -100.00 12,362 0 -100.00
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. 864 0 -100.00 4,510 0 -100.00
2017‑09‑30 13F-HR KMF / Kayne Anderson Midstream/ Energy Fund Inc. 1,703 0 -100.00 24,846 0 -100.00
2017‑09‑30 13F-HR YNDX / Yandex N.V. 377 0 -100.00 9,994 0 -100.00
2017‑09‑30 13F-HR TVIA / TerraVia Holdings, Inc. 56,850 0 -100.00 11,671 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. 55,650 0 -100.00 561,508 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 100 0 -100.00 6,300 0 -100.00
2017‑09‑30 13F-HR K / Kellogg Co. 24 0 -100.00 1,580 0 -100.00
2017‑09‑30 13F-HR GWR / Genesee & Wyoming, Inc. 100 0 -100.00 6,845 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 1,610 0 -100.00 11,350 0 -100.00
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 4,500 0 -100.00 27,000 0 -100.00
2017‑09‑30 13F-HR FLR / Fluor Corp. 101 0 -100.00 4,582 0 -100.00
2017‑09‑30 13F-HR FUEL / Rocket Fuel Inc. 100 0 -100.00 281 0 -100.00
2017‑09‑30 13F-HR CAH / Cardinal Health, Inc. 180 0 -100.00 13,802 0 -100.00
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. Put 56 0 -100.00 116 0 -100.00
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. Put 10 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR APRN / Blue Apron Holdings Inc 200 0 -100.00 1,628 0 -100.00
2017‑09‑30 13F-HR BOFI / Bofi Holding, Inc. 1,263 0 -100.00 30,223 0 -100.00
2017‑09‑30 13F-HR BAP / Credicorp Ltd. 225 0 -100.00 41,026 0 -100.00
2017‑09‑30 13F-HR DGI / DigitalGlobe, Inc. 289 0 -100.00 9,623 0 -100.00
2017‑09‑30 13F-HR ESNT / Essent Group Ltd. 948 0 -100.00 36,507 0 -100.00
2017‑09‑30 13F-HR IMAX / Imax Corp. 200 0 -100.00 4,400 0 -100.00
2017‑09‑30 13F-HR MTG / MGIC Investment Corp. 3,233 0 -100.00 37,341 0 -100.00
2017‑09‑30 13F-HR TRU / TransUnion 73 0 -100.00 3,190 0 -100.00
2017‑09‑30 13F-HR TRVG / Trivago NV 389 0 -100.00 8,382 0 -100.00
2017‑09‑30 13F-HR X / United States Steel Corp. 250 0 -100.00 5,465 0 -100.00
2017‑09‑30 13F-HR CELG / Celgene Corp. Put 10 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR REXR / Rexford Industrial Realty, Inc. Put 120 0 -100.00 300 0 -100.00
2017‑09‑30 13F-HR SPDR S&P RUSSIA / ETF (78463X558) 10,042 0 -100.00 377,661 0
2017‑09‑30 13F-HR IPOA.U / Social Capital Hedosophia 10,750.00 200 2,150