InvestorWells Fargo & Company/mn
Insider ProfileWELLS FARGO & COMPANY/MN
Portfolio Value $ 346,098,411,000
Current Positions6,360
Opened Positions5
Closed Positions364


Latest Holdings, Performance, AUM (from 13F, 13D)

Wells Fargo & Company/mn has disclosed 6,360 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 346,098,411,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Wells Fargo & Company/mn's top holdings are iShares Core S&P 500 ETF (NYSE:IVV) , Microsoft Corp. (NASDAQ:MSFT) , SPDR S&P 500 ETF Trust (NYSE:SPY) , Vanguard FTSE Developed Markets ETF (NYSE:VEA) , and Vanguard FTSE Emerging Markets ETF (NYSE:VWO) . Wells Fargo & Company/mn's new positions include Yahoo! Inc. (NASDAQ:YHOO) , Aptiv PLC (NYSE:APTV) , Intel Corp. 3.25% Bond Due 8/1/2039 (458140AF7) , The Priceline Group Inc. Bond (741503AQ9) , and Black Knight Financial Services, Inc. (NYSE:BKFS) . Wells Fargo & Company/mn's top industries are "Fishing hunting and trapping" (sic 09) , "Forestry" (sic 08) , and "Legal Services" (sic 81) .

All Wells Fargo & Company/mn holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑02‑16 SC 13D MHI / Pioneer Municipal Income Trust 1,250 100.00
2018‑02‑12 SC 13G/A AIF / Apollo Tactical Income Fund Inc. 836,019 654,685 -21.69 4.53 -21.63
2018‑02‑12 SC 13G NVG / Nuveen Dividend Advantage Municipal Income Fund 2,404 4,054 68.64 100.00 0.00
2018‑02‑12 SC 13G/A SWZ / Swiss Helvetia Fund, Inc. 4,206,638 5,219,617 24.08 20.62 38.11
2018‑02‑12 SC 13G NPI / Nuveen Premium Income Municipal Fund, Inc. 4,070 6,070 49.14 100.00 0.00
2018‑01‑31 SC 13D/A NAC / Nuveen California Dividend Advantage Municipal Fund 3,050 4,800 57.38 37.57
2018‑01‑30 SC 13G NCR / NCR Corp. 9,212,866 7.56
2018‑01‑30 SC 13G NP / Neenah Paper, Inc. 939,227 5.58
2018‑01‑30 SC 13G JLS / Nuveen Mortgage Opportunity Fund 792,967 810,449 2.20 5.10 2.20
2018‑01‑30 SC 13G JRI / Nuveen Real Asset Income and Growth Fund 540,732 5.54
2018‑01‑30 SC 13G CJES / C&J Energy Services Ltd. 4,121,462 6.01
2018‑01‑30 SC 13G BWG / Legg Mason BW Global Income Opportunities Fund Inc. 923,294 1,075,126 16.44 5.12 16.89
2018‑01‑30 SC 13G BIG / Big Lots, Inc. 2,642,929 6.29
2018‑01‑30 SC 13G APAM / Artisan Partners Asset Management Inc. 2,365,753 2,533,095 7.07 5.07 4.97
2018‑01‑30 SC 13G MDB / MongoDB Inc 499,952 5.36
2018‑01‑30 SC 13G INSI / Insight Select Income Fund 654,148 6.11
2018‑01‑30 SC 13G FLXN / Flexion Therapeutics, Inc. 2,195,141 5.78
2018‑01‑30 SC 13G COR / Coresite Realty Corp 1,770,563 5.17
2018‑01‑30 SC 13G PPIH / Perma-Pipe International Holdings, Inc. 470,837 6.11
2018‑01‑30 SC 13G IAE / Voya Asia Pacific High Dividend Equity Income Fund 812,205 6.75
2018‑01‑30 SC 13G TDW / Tidewater, Inc. 1,558,299 7.11
2018‑01‑30 SC 13G PFPT / Proofpoint, Inc. 2,123,280 2,759,763 29.98 6.15 26.28
2018‑01‑30 SC 13G MCRN / Milacron Holdings Corp. 5,371,576 7.74
2018‑01‑29 SC 13G/A SVVC / Firsthand Technology Value Fund, Inc. 746,564 762,976 2.20 10.27 2.19
2018‑01‑29 SC 13G/A APF / Morgan Stanley Asia-Pacific Fund, Inc. 1,700,141 1,706,080 0.35 12.55 2.37
2018‑01‑29 SC 13G/A MSD / Morgan Stanley Emerging Markets Debt Fund, Inc. 1,909,886 1,391,395 -27.15 6.67 -25.14
2018‑01‑29 SC 13G/A MSF / Morgan Stanley Emerging Markets Fund, Inc. 884,871 921,659 4.16 6.49 6.22
2018‑01‑29 SC 13G/A MDLY / Medley Management, Inc. 456,890 317,538 -30.50 5.80 -28.40
2018‑01‑29 SC 13G/A MGF / MFS Government Markets Income Trust 6,525,515 7,329,421 12.32 22.48 12.29
2018‑01‑29 SC 13G/A XWIWX / Western Asset/Claymore Inflatio 6,148,176 7,161,828 16.49 11.71 16.52
2018‑01‑29 SC 13G/A XBHKX / BlackRock Core Bond Trust 4,596,918 4,560,717 -0.79 8.46 -0.70
2018‑01‑29 SC 13G/A BFZ / BlackRock California Municipal Income Trust 1,713 1,713 0.00 100.00 0.00
2018‑01‑29 SC 13G/A BGY / BlackRock International Growth and Income Trust 9,668,676 7,870,224 -18.60 7.20 -18.09
2018‑01‑29 SC 13G/A ALOG / Analogic Corp. 674,868 711,120 5.37 5.70 5.17
2018‑01‑29 SC 13G/A JEQ / Aberdeen Japan Equity Fund, Inc. 2,443,235 2,266,083 -7.25 16.66 -7.24
2018‑01‑29 SC 13G/A ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 645,967 650,919 0.77 6.71 0.75
2018‑01‑29 SC 13G/A ISL / Aberdeen Israel Fund, Inc. 561,977 464,296 -17.38 11.71 -15.94
2018‑01‑29 SC 13G/A CSWI / CSW Industrials, Inc. 943,016 1,188,541 26.04 7.44 24.83
2018‑01‑29 SC 13G/A BTT / BlackRock Municipal Target Term Trust Inc. (The) 150 150 0.00 100.00 0.00
2018‑01‑29 SC 13G/A DUC / Duff & Phelps Utility & Corporate Bond Trust, Inc. 2,863,333 3,283,750 14.68 11.94 14.70
2018‑01‑29 SC 13G/A PLOW / Douglas Dynamics Inc. 1,397,700 1,367,925 -2.13 6.06 -2.42
2018‑01‑29 SC 13G/A MIN / MFS Intermediate Income Trust 10,200,697 11,091,536 8.73 9.42 8.78
2018‑01‑29 SC 13G/A HABT / The Habit Restaurants, Inc. 1,987,305 1,527,731 -23.13 7.51 -23.13
2018‑01‑29 SC 13G/A IMN / Imation Corp. 567,040 543,388 -4.17 10.92 -28.30
2018‑01‑29 SC 13G/A NOVT / Novanta Inc. 2,854,528 2,320,422 -18.71 6.71 -19.06
2018‑01‑29 SC 13G/A NMFC / New Mountain Finance Corporation 6,051,069 6,701,742 10.75 8.84 1.73
2018‑01‑29 SC 13G/A CAF / Morgan Stanley China A Share Fund, Inc. 1,415,702 2,065,415 45.89 9.44 45.90
2018‑01‑29 SC 13G/A TCPC / TCP Capital Corp. 4,723,417 4,333,913 -8.25 7.37 -16.72
2018‑01‑29 SC 13G/A SWCH / Switch Inc 4,186,957 4,160,538 -0.63 11.58 -0.60
2018‑01‑29 SC 13G/A SPKE / Spark Energy, Inc. 757,524 1,351,368 78.39 10.28 -11.84
2018‑01‑29 SC 13G/A SKY / Skyline Corp. 572,361 585,865 2.36 6.98 2.35
2018‑01‑29 SC 13G/A PII / Polaris Industries, Inc 3,481,851 3,190,182 -8.38 5.10 -6.08
2018‑01‑29 SC 13G/A PBCT / People's United Financial, Inc. 16,194,838 19,015,550 17.42 5.49 5.58
2018‑01‑29 SC 13G/A JMT / Nuveen Mortgage Opportunity Term Fund 1,019,165 1,088,986 6.85 22.36 6.88
2018‑01‑29 SC 13G/A WIW / Western Asset/ Claymore Inflation Linked Opportunities & Income Fund 1,547,220 2,565,147 65.79 8.80 65.73
2018‑01‑29 SC 13G/A XTDFX / Templeton Dragon Fund, Inc. 2,848,146 2,715,955 -4.64 7.93 -3.41
2018‑01‑29 SC 13G/A TSLX / TPG Specialty Lending, Inc. 3,487,095 4,316,213 23.78 7.17 22.77
2018‑01‑29 SC 13G/A BNY / BlackRock New York Municipal Income Trust 945 945 0.00 100.00 0.00
2018‑01‑29 SC 13G/A BNJ / BlackRock New Jersey Municipal Income Trust 591 591 0.00 100.00 0.00
2018‑01‑29 SC 13G/A AHC / A.H. Belo Corp. 2,069,818 2,206,022 6.58 11.44 6.12
2018‑01‑29 SC 13G/A XPSYX / BLACKROCK CREDIT ALLOCATION INC 10,831,179 14,175,289 30.87 13.20 31.74
2018‑01‑29 SC 13G/A BCX / BlackRock Resources & Commodities Strategy Trust 7,785,668 8,849,694 13.67 9.02 14.76
2018‑01‑29 SC 13G/A MUC / BlackRock MuniHoldings California Quality Fund, Inc. 2,540 2,540 0.00 100.00 0.00
2018‑01‑29 SC 13G/A CENT / Central Garden & Pet Co. 780,722 860,894 10.27 7.08 8.76
2018‑01‑29 SC 13G/A CEE / The Central Europe, Russia and Turkey Fund, Inc. 712,145 673,800 -5.38 9.07 10.48
2018‑01‑29 SC 13G/A DHIL / Diamond Hill Investment Group, Inc. 192,087 212,432 10.59 6.12 8.70
2018‑01‑29 SC 13G/A DENN / Denny's Corp. 5,103,333 4,849,342 -4.98 7.43 6.75
2018‑01‑29 SC 13G/A DLA / Delta Apparel Company 619,466 712,584 15.03 9.79 20.27
2018‑01‑29 SC 13G/A VMM / Delaware Investments Minnesota Municipal Income Fund II, Inc. 750 750 0.00 100.00 0.00
2018‑01‑29 SC 13G/A VFL / Delaware Investments National Municipal Income Fund 300 300 0.00 100.00 0.00
2018‑01‑29 SC 13G/A FDS / FactSet Research Systems, Inc. 2,146,127 2,152,841 0.31 5.50 1.66
2018‑01‑29 SC 13G/A EEA / European Equity Fund, Inc. (The) 511,628 516,410 0.93 6.39 8.86
2018‑01‑29 SC 13G/A ENV / Envestnet, Inc. 3,885,235 3,370,368 -13.25 7.61 -15.63
2018‑01‑29 SC 13G/A EBF / Ennis, Inc. 2,099,999 2,239,316 6.63 8.81 8.90
2018‑01‑29 SC 13G/A VCF / Delaware Investments Colorado Municipal Income Fund, Inc. 300 300 0.00 100.00 0.00
2018‑01‑29 SC 13G/A CYAN / Cyanotech Corp. 525,150 525,150 0.00 9.14 -1.30
2018‑01‑29 SC 13G/A CHN / China Fund, Inc. 1,130,095 1,045,446 -7.49 6.65 -7.51
2018‑01‑29 SC 13G/A DXYN / Dixie Group, Inc 1,554,810 1,753,472 12.78 11.48 12.55
2018‑01‑29 SC 13G/A WHG / Westwood Holdings Group, Inc. 591,336 651,398 10.16 7.33 9.08
2018‑01‑29 SC 13G/A JOF / Japan Smaller Capitalization Fund, Inc. 4,820,531 4,269,245 -11.44 15.07 -11.41
2018‑01‑29 SC 13G/A IQI / Invesco Quality Municipal Income Trust 2,139 2,339 9.35 100.00 0.00
2018‑01‑29 SC 13G/A XVKQX / Invesco Municipal Trust 2,628 2,628 0.00 100.00 0.00
2018‑01‑09 SC 13G/A WING / Wingstop Inc. 2,462,342 1,359,999 -44.77 4.67 -45.51

This form was filed on February 08, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR FMN / Federated Premier Municipal Income Fund 14.03 70,044 983
2017-12-31 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 13.40 106,305 1,424
2017-12-31 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 24.39 673,800 16,434
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R117) 0.00 249 0
2017-12-31 13F-HR TSBK / Timberland Bancorp, Inc. 26.56 39,980 70,676 76.78 1,254 1,877 49.68
2017-12-31 13F-HR 88830RAB7 / Titan Machinery, Inc. Bond 14 14 0.00
2017-12-31 13F-HR HWAY / Healthways, Inc. 36.55 1,067,853 582 39,030 6,606.19
2017-12-31 13F-HR TMP / Tompkins Financial, Inc. 81.35 21,581 26,958 24.92 1,859 2,193 17.97
2017-12-31 13F-HR TD / Toronto-Dominion Bank (ON) Put 0.00 300 0
2017-12-31 13F-HR TOT / Total S.A. 55.28 6,952,181 7,283,528 4.77 372,080 402,633 8.21
2017-12-31 13F-HR TRTX / TPG RE Finance Trust, Inc. 19.05 21,315 406
2017-12-31 13F-HR TAT / TransAtlantic Petroleum Ltd. 0.00 170 70 -58.82 0 0
2017-12-31 13F-HR TRP / TransCanada Corp. 48.64 783,294 868,583 10.89 38,719 42,248 9.11
2017-12-31 13F-HR TCI / Transcontinental Realty Investors, Inc. 31.36 144 287 99.31 4 9 125.00
2017-12-31 13F-HR TDG / Transdigm Group, Inc. 274.62 270,911 276,756 2.16 69,258 76,002 9.74
2017-12-31 13F-HR TRXC / TransEnterix, Inc. 1.92 2,040 13,520 562.75 3 26 766.67
2017-12-31 13F-HR TLP / TransMontaigne Partners LP 39.45 315,698 314,201 -0.47 13,484 12,395 -8.08
2017-12-31 13F-HR TGA / TransGlobe Energy Corporation 0.00 0 2 0 0
2017-12-31 13F-HR TA / TravelCenters of America LLC 4.10 25,814 40,522 56.98 109 166 52.29
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) Put 5.00 200 1
2017-12-31 13F-HR TRVN / Trevena, Inc. 1.60 94,033 92,742 -1.37 239 148 -38.08
2017-12-31 13F-HR TPH / Tri Pointe Homes, Inc. 17.92 230,410 125,593 -45.49 3,183 2,251 -29.28
2017-12-31 13F-HR TRIL / Trillium Therapeutics Inc. 7.24 16,550 26,100 57.70 85 189 122.35
2017-12-31 13F-HR TCBK / TriCo Bancshares 37.87 47,371 53,738 13.44 1,930 2,035 5.44
2017-12-31 13F-HR NCQ / NovaCopper Inc. 0.68 645 1,476 128.84 0 1
2017-12-31 13F-HR TPHS / Trinity Place Holdings Inc. 6.97 21,056 14,065 -33.20 148 98 -33.78
2017-12-31 13F-HR GTS / Triple-S Management Corp. 24.88 18,285 12,863 -29.65 433 320 -26.10
2017-12-31 13F-HR TRTN / Triton International Limited 37.45 168,995 239,174 41.53 5,625 8,957 59.24
2017-12-31 13F-HR TSC / TriState Capital Holdings, Inc. 23.01 24,432 32,123 31.48 560 739 31.96
2017-12-31 13F-HR TBK / Triumph Bancorp, Inc. 31.50 20,122 29,873 48.46 649 941 44.99
2017-12-31 13F-HR TPVZ / TriplePoint Venture Growth BDC Corp. 12.69 428,472 455,672 6.35 5,742 5,782 0.70
2017-12-31 13F-HR TRIP / TripAdvisor, Inc. 34.46 230,029 185,654 -19.29 9,323 6,397 -31.38
2017-12-31 13F-HR TRT / Trio-Tech International 0.00 1 1 0.00 0 0
2017-12-31 13F-HR TSE / Trinseo S.A. 72.60 233,100 293,371 25.86 15,640 21,298 36.18
2017-12-31 13F-HR 897888AB9 / Trulia Llc 2.75 15 Dec 20 Bond 34 34 0.00
2017-12-31 13F-HR TRUE / TrueCar, Inc. 11.20 149,208 185,543 24.35 2,356 2,078 -11.80
2017-12-31 13F-HR TRVG / Trivago NV 6.83 12,325 40,856 231.49 134 279 108.21
2017-12-31 13F-HR TROX / Tronox Ltd 20.52 86,330 83,913 -2.80 1,821 1,722 -5.44
2017-12-31 13F-HR TBI / TrueBlue, Inc. 27.50 49,314 63,315 28.39 1,107 1,741 57.27
2017-12-31 13F-HR TPUB / Tribune Publishing Company 17.58 53,248 55,065 3.41 773 968 25.23
2017-12-31 13F-HR TRUP / Trupanion, Inc. 29.27 30,819 39,051 26.71 813 1,143 40.59
2017-12-31 13F-HR TRST / TrustCo Bank Corp. NY 9.20 155,456 195,866 25.99 1,383 1,802 30.30
2017-12-31 13F-HR TCX / Tucows, Inc. 70.04 41,349 25,501 -38.33 2,420 1,786 -26.20
2017-12-31 13F-HR TUES / Tuesday Morning Corp. 2.77 36,612 63,926 74.60 117 177 51.28
2017-12-31 13F-HR TPB / Turning Point Brands, Inc. 21.13 81,278 60,051 -26.12 1,383 1,269 -8.24
2017-12-31 13F-HR TKC / Turkcell Iletisim Hizmetleri A.S. 10.20 1,450,643 2,566,610 76.93 12,795 26,179 104.60
2017-12-31 13F-HR TPC / Tutor Perini Corp. 25.35 172,637 265,313 53.68 4,904 6,727 37.17
2017-12-31 13F-HR 90184LAB8 / Twitter, Inc. Bond 0.250% 9/1 1,265 391 -69.09
2017-12-31 13F-HR 90184LAD4 / Twitter, Inc. Bond 9,182 11,506 25.31
2017-12-31 13F-HR USEG / U.S. Energy Corp. 0.00 83 83 0.00 0 0
2017-12-31 13F-HR GROW / U.S. Global Investors, Inc. 4.28 701 701 0.00 1 3 200.00
2017-12-31 13F-HR SLCA / U.S. Silica Holdings, Inc. 32.56 2,229,525 1,098,432 -50.73 69,273 35,765 -48.37
2017-12-31 13F-HR PRTS / U.S. Auto Parts Network, Inc. 3.00 1,000 1,000 0.00 3 3 0.00
2017-12-31 13F-HR UBS AG LONDON BRH / FI ENHANCD ETN (90274D218) 171.82 1,455 250
2017-12-31 13F-HR UFAB / Unique Fabricating, Inc. 7.00 15,000 1,000 -93.33 127 7 -94.49
2017-12-31 13F-HR UBCP / United Bancorp, Inc. 0.00 0 2 0 0
2017-12-31 13F-HR TINY / Harris & Harris Group, Inc. 0.00 121 121 0.00 0 0
2017-12-31 13F-HR FCCY / 1st Constitution Bancorp 18.36 2,263 6,208 174.33 41 114 178.05
2017-12-31 13F-HR DDD / 3 D Systems Corp. 8.64 167,914 107,466 -36.00 2,249 928 -58.74
2017-12-31 13F-HR VNET / 21Vianet Group, Inc. 7.96 6,914 3,769 -45.49 36 30 -16.67
2017-12-31 13F-HR XXII / 22nd Century Group, Inc. 2.80 68,500 205,758 200.38 190 577 203.68
2017-12-31 13F-HR SRCE / 1st Source Corp. 49.48 25,531 25,144 -1.52 1,296 1,244 -4.01
2017-12-31 13F-HR TWOU / 2U, Inc. 64.51 1,381,103 798,452 -42.19 77,397 51,509 -33.45
2017-12-31 13F-HR MMM / 3M Co. 235.37 7,516,373 7,513,138 -0.04 1,577,687 1,768,366 12.09
2017-12-31 13F-HR WUBA / 58.com Inc. 71.54 15,881 15,837 -0.28 1,002 1,133 13.07
2017-12-31 13F-HR JOBS / 51job, Inc. 60.85 1,661,139 1,646,740 -0.87 100,682 100,204 -0.47
2017-12-31 13F-HR CAFD / 8point3 Energy Partners LP 15.21 186,567 64,149 -65.62 2,803 976 -65.18
2017-12-31 13F-HR ATEN / A10 Networks, Inc. 7.72 120,685 138,014 14.36 913 1,065 16.65
2017-12-31 13F-HR AHC / A.H. Belo Corp. 4.80 2,140,872 2,188,202 2.21 9,848 10,503 6.65
2017-12-31 13F-HR AMRK / A-Mark Precious Metals, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR AAC / AAC Holdings, Inc. 8.98 11,117 34,979 214.64 110 314 185.45
2017-12-31 13F-HR AAON / AAON, Inc. 36.70 218,635 197,979 -9.45 7,537 7,266 -3.60
2017-12-31 13F-HR AAN / Aaron's, Inc. 39.85 318,052 352,565 10.85 13,877 14,050 1.25
2017-12-31 13F-HR AIR / AAR Corp. 39.30 43,278 53,177 22.87 1,636 2,090 27.75
2017-12-31 13F-HR ABAX / Abaxis, Inc. 49.52 635,103 635,213 0.02 28,357 31,456 10.93
2017-12-31 13F-HR ABB / ABB Ltd. 26.82 954,923 1,284,415 34.50 23,635 34,448 45.75
2017-12-31 13F-HR ABT / Abbott Laboratories Call 1.60 190,500 154,800 -18.74 517 247 -52.22
2017-12-31 13F-HR ABT / Abbott Laboratories 57.07 20,070,320 20,671,184 2.99 1,070,952 1,179,705 10.15
2017-12-31 13F-HR ABT / Abbott Laboratories Put 6.24 0 93,200 0 582
2017-12-31 13F-HR ABBV / AbbVie Inc. Put 0.00 110,300 67,000 -39.26 8 0 -100.00
2017-12-31 13F-HR ANF / Abercrombie & Fitch Co. 17.43 217,831 226,169 3.83 3,145 3,943 25.37
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.71 13,396,453 13,769,677 2.79 1,190,409 1,331,665 11.87
2017-12-31 13F-HR ABEO / Abeona Therapeutics Inc. 15.86 35,218 46,529 32.12 600 738 23.00
2017-12-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.88 3,225,906 4,435,140 37.49 16,646 21,644 30.03
2017-12-31 13F-HR ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 14.54 656,158 650,919 -0.80 9,165 9,465 3.27
2017-12-31 13F-HR FCO / Aberdeen Global Income Fund, Inc. 8.82 106,818 105,880 -0.88 952 934 -1.89
2017-12-31 13F-HR XIAFX / Aberdeen Australia Equity Fund, 6.37 623,323 428,119 -31.32 3,858 2,726 -29.34
2017-12-31 13F-HR XACPX / Avenue Income Credit Strategies 14.03 133,612 1,875
2017-12-31 13F-HR SGF / Aberdeen Singapore Fund, Inc. 12.43 114,946 134,874 17.34 1,338 1,676 25.26
2017-12-31 13F-HR JEQ / Aberdeen Japan Equity Fund, Inc. 9.02 2,239,797 2,266,083 1.17 19,508 20,434 4.75
2017-12-31 13F-HR IF / Aberdeen Indonesia Fund, Inc. 7.57 3,301 3,301 0.00 26 25 -3.85
2017-12-31 13F-HR ABM / ABM Industries Inc. 37.72 164,956 149,805 -9.18 6,880 5,650 -17.88
2017-12-31 13F-HR AXAS / Abraxas Petroleum Corp. 2.46 370,662 446,488 20.46 697 1,099 57.68
2017-12-31 13F-HR ABMD / ABIOMED, Inc. 187.41 364,427 245,241 -32.71 61,443 45,961 -25.20
2017-12-31 13F-HR ACIU / AC Immune SA 12.77 9,966 9,948 -0.18 111 127 14.41
2017-12-31 13F-HR ACHC / Acadia Healthcare Company, Inc. 32.65 3,066,271 22,818 -99.26 146,445 745 -99.49
2017-12-31 13F-HR ACTG / Acacia Research Corp. 4.05 36,541 31,362 -14.17 166 127 -23.49
2017-12-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 30.11 172,810 147,513 -14.64 6,509 4,442 -31.76
2017-12-31 13F-HR ACST / Acasti Pharma, Inc. 0.93 8,630 8
2017-12-31 13F-HR AKR / Acadia Realty Trust 27.36 374,263 592,114 58.21 10,712 16,200 51.23
2017-12-31 13F-HR XLRN / Acceleron Pharma Inc. 42.44 43,244 33,366 -22.84 1,614 1,416 -12.27
2017-12-31 13F-HR ANCX / Access National Corp. 27.84 205,505 212,311 3.31 5,890 5,910 0.34
2017-12-31 13F-HR ACN / Accenture plc 153.09 4,527,215 6,977,987 54.13 611,490 1,068,260 74.70
2017-12-31 13F-HR ACCO / Acco Brands Corp. 12.20 3,470,130 3,475,019 0.14 41,295 42,395 2.66
2017-12-31 13F-HR ACRX / AcelRx Pharmaceuticals, Inc. 2.03 8,995 30,495 239.02 42 62 47.62
2017-12-31 13F-HR ARAY / Accuray, Inc. 4.30 94,664 121,054 27.88 379 520 37.20
2017-12-31 13F-HR ACET / Aceto Corp. 10.33 123,676 89,600 -27.55 1,389 926 -33.33
2017-12-31 13F-HR 004446AD2 / Aceto Corp. Bond 257 80 -68.87
2017-12-31 13F-HR AKAO / Achaogen, Inc. 10.75 33,213 50,683 52.60 530 545 2.83
2017-12-31 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 2.88 196,538 131,194 -33.25 882 378 -57.14
2017-12-31 13F-HR ACIW / ACI Worldwide, Inc. 22.67 873,858 452,458 -48.22 19,906 10,258 -48.47
2017-12-31 13F-HR 00484MAA4 / Acorda Therapeutics, Inc. Bond 1.750% 6/1 2,941 4,527 53.93
2017-12-31 13F-HR ACOR / Acorda Therapeutics, Inc. 21.45 85,357 95,637 12.04 2,019 2,051 1.58
2017-12-31 13F-HR ACNB / ACNB Corp. 29.61 8,298 11,887 43.25 229 352 53.71
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.32 2,956,182 3,616,196 22.33 190,703 228,977 20.07
2017-12-31 13F-HR ACTA / Actua Corporation 15.59 36,770 45,475 23.67 562 709 26.16
2017-12-31 13F-HR ATU / Actuant Corp. 25.30 242,575 283,153 16.73 6,210 7,164 15.36
2017-12-31 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 176.00 76,604 571,392 645.90 13,120 100,564 666.49
2017-12-31 13F-HR PEO / Adams Natural Resources Fund, Inc. 19.84 148,949 153,251 2.89 2,927 3,040 3.86
2017-12-31 13F-HR ACXM / Acxiom Corp. 27.56 2,506,021 302,312 -87.94 61,748 8,331 -86.51
2017-12-31 13F-HR GOLF / Acushnet Holdings Corp. 21.07 111,284 126,694 13.85 1,977 2,670 35.05
2017-12-31 13F-HR ADMP / Adamis Pharmaceuticals Corp. 4.40 2,450 28,182 1,050.29 13 124 853.85
2017-12-31 13F-HR ADMS / Adamas Pharmaceuticals, Inc. 33.86 12,987 41,048 216.07 275 1,390 405.45
2017-12-31 13F-HR ADX / Adams Diversified Equity Fund, Inc. 15.03 145,900 152,682 4.65 2,220 2,295 3.38
2017-12-31 13F-HR ADUS / Addus HomeCare Corp 34.86 36,155 11,559 -68.03 1,276 403 -68.42
2017-12-31 13F-HR ADAP / Adaptimmune Therapeutics plc 6.32 1,900 1,900 0.00 16 12 -25.00
2017-12-31 13F-HR IOTS / Adesto Technologies Corporation 6.43 12,124 78
2017-12-31 13F-HR AGRO / Adecoagro S.A. 10.40 13,045 8,939 -31.48 141 93 -34.04
2017-12-31 13F-HR ADMA / ADMA Biologics Inc 3.14 0 7,000 0 22
2017-12-31 13F-HR ADNT / Adient plc 78.70 292,646 264,155 -9.74 24,579 20,788 -15.42
2017-12-31 13F-HR ADOM / ADOMANI Inc. 4.39 37,814 166
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.24 2,956,394 2,749,572 -7.00 441,035 481,835 9.25
2017-12-31 13F-HR ADTN / ADTRAN, Inc. 19.35 57,373 121,147 111.16 1,377 2,344 70.23
2017-12-31 13F-HR DV / DeVry Education Group Inc. 42.05 2,347,206 2,219,437 -5.44 84,147 93,327 10.91
2017-12-31 13F-HR ADRO / Aduro Biotech, Inc. 7.51 72,854 60,600 -16.82 776 455 -41.37
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A 82.46 11,928 570 -95.22 807 47 -94.18
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 99.69 958,640 918,500 -4.19 95,097 91,566 -3.71
2017-12-31 13F-HR WMS / Advanced Drainage Systems Inc. 23.87 45,121 54,430 20.63 913 1,299 42.28
2017-12-31 13F-HR ADES / Advanced Emissions Solutions, Inc. 9.66 24,631 104,019 322.31 269 1,005 273.61
2017-12-31 13F-HR AEIS / Advanced Energy Industries, Inc. 67.48 474,214 394,721 -16.76 38,298 26,636 -30.45
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.28 6,033,646 1,968,859 -67.37 76,927 20,241 -73.69
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 1.22 232,000 130,000 -43.97 165 159 -3.64
2017-12-31 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 21,498 3,491 -83.76
2017-12-31 13F-HR ASX / Advanced Semiconductor Engineering, Inc. 6.48 2,386,486 2,816,589 18.02 14,748 18,251 23.75
2017-12-31 13F-HR ASIX / AdvanSix Inc. 42.07 289,673 289,383 -0.10 11,514 12,175 5.74
2017-12-31 13F-HR ADXS / Advaxis, Inc. 2.82 47,314 66,206 39.93 198 187 -5.56
2017-12-31 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 15.88 704,348 601,866 -14.55 11,403 9,558 -16.18
2017-12-31 13F-HR AADR / AdvisorShares DorseyWrightADR 58.85 0 2,294 0 135
2017-12-31 13F-HR ACM / AECOM 37.15 326,329 342,505 4.96 12,013 12,723 5.91
2017-12-31 13F-HR ANW / Aegean Marine Petroleum Network, Inc. 4.32 41,869 23,837 -43.07 207 103 -50.24
2017-12-31 13F-HR AER / AerCap Holdings N.V. Put 0.00 252,000 2,000 -99.21 9 0 -100.00
2017-12-31 13F-HR AEGN / Aegion Corp 25.42 30,568 52,005 70.13 712 1,322 85.67
2017-12-31 13F-HR AGLE / Aeglea BioTherapeutics, Inc. 5.41 18,530 22,921 23.70 91 124 36.26
2017-12-31 13F-HR AERI / Aerie Pharmaceuticals, Inc. Put 4.35 20,000 87
2017-12-31 13F-HR HIVE / Aerohive Networks, Inc. 5.82 34,691 39,872 14.93 142 232 63.38
2017-12-31 13F-HR AER / AerCap Holdings N.V. 52.61 3,529,255 3,543,863 0.41 180,381 186,443 3.36
2017-12-31 13F-HR AEZS / AEterna Zentaris Inc. 2.50 803 800 -0.37 2 2 0.00
2017-12-31 13F-HR AVAV / AeroVironment, Inc. 56.15 36,894 40,446 9.63 1,997 2,271 13.72
2017-12-31 13F-HR AES / AES Corp. (The) 10.83 2,618,300 2,897,171 10.65 28,853 31,375 8.74
2017-12-31 13F-HR AET / Aetna, Inc. 180.39 1,365,596 1,391,889 1.93 217,144 251,083 15.63
2017-12-31 13F-HR MDGN / Medgenics, Inc. 1.19 130,662 144,162 10.33 165 172 4.24
2017-12-31 13F-HR AFL / AFLAC, Inc. Put 80.23 511 511 0.00 59 41 -30.51
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.78 8,839,789 8,913,893 0.84 719,469 782,462 8.76
2017-12-31 13F-HR MITT / AG Mortgage Investment Trust, Inc. 19.01 46,497 54,977 18.24 895 1,045 16.76
2017-12-31 13F-HR AGYS / Agilysys, Inc. 12.26 14,157 23,729 67.61 169 291 72.19
2017-12-31 13F-HR AGEN / Agenus Inc. 3.26 524,747 449,307 -14.38 2,314 1,464 -36.73
2017-12-31 13F-HR A / Agilent Technologies, Inc. 66.97 2,184,502 2,311,198 5.80 140,244 154,781 10.37
2017-12-31 13F-HR AGRX / Agile Therapeutics, Inc. 2.67 1,500 1,500 0.00 7 4 -42.86
2017-12-31 13F-HR AGIO / Agios Pharmaceuticals, Inc. 57.17 90,989 71,065 -21.90 6,073 4,063 -33.10
2017-12-31 13F-HR AGNC / AGNC Investment Corp. 20.19 11,306,947 7,965,075 -29.56 245,135 160,814 -34.40
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited 46.18 556,862 873,672 56.89 25,175 40,347 60.27
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited Put 0.14 6,900 6,900 0.00 13 1 -92.31
2017-12-31 13F-HR ADC / Agree Realty Corp. 51.44 88,411 112,821 27.61 4,340 5,804 33.73
2017-12-31 13F-HR AGFS / AgroFresh Solutions, Inc. 7.41 27,535 43,323 57.34 194 321 65.46
2017-12-31 13F-HR AL / Air Lease Corporation 48.09 739,603 707,834 -4.30 31,522 34,039 7.98
2017-12-31 13F-HR 00912XAK0 / Air Lease Corporation Bond 4,398 4,713 7.16
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. Put 0.00 207,000 207,200 0.10 2 1 -50.00
2017-12-31 13F-HR ATSG / Air Transport Services Group, Inc. 23.15 64,666 55,253 -14.56 1,574 1,279 -18.74
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.08 3,809,793 3,793,959 -0.42 576,117 622,512 8.05
2017-12-31 13F-HR AIRT / Air T, Inc. 24.68 46,301 46,321 0.04 820 1,143 39.39
2017-12-31 13F-HR AKS / AK Steel Holding Corp. 5.66 638,621 746,432 16.88 3,569 4,224 18.35
2017-12-31 13F-HR AKS / AK Steel Holding Corp. Call 0.35 0 225,200 0 79
2017-12-31 13F-HR AKS / AK Steel Holding Corp. Put 0.17 0 200,000 0 34
2017-12-31 13F-HR AIRG / Airgain, Inc. 8.93 3,452 7,053 104.32 31 63 103.23
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.04 846,499 982,090 16.02 41,241 63,875 54.88
2017-12-31 13F-HR 00971TAG6 / Akamai Technologies, Inc. Bond 952 2,455 157.88
2017-12-31 13F-HR AKBA / Akebia Therapeutics, Inc. 14.87 89,188 121,212 35.91 1,754 1,802 2.74
2017-12-31 13F-HR AKCA / Akcea Therapeutics Inc. 17.38 8,007 32,396 304.60 222 563 153.60
2017-12-31 13F-HR AKTS / Akoustis Technologies, Inc. 6.25 35,332 12,968 -63.30 230 81 -64.78
2017-12-31 13F-HR AGI / Alamos Gold Inc. 6.51 316,598 665,375 110.16 2,140 4,332 102.43
2017-12-31 13F-HR ALG / Alamo Group, Inc. 112.90 16,936 18,423 8.78 1,818 2,080 14.41
2017-12-31 13F-HR ALRM / Alarm.com Holdings, Inc. 37.75 105,582 341,529 223.47 4,771 12,892 170.22
2017-12-31 13F-HR AKRX / Akorn, Inc. 32.23 99,035 120,771 21.95 3,288 3,893 18.40
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 73.51 558,877 498,827 -10.74 42,626 36,669 -13.98
2017-12-31 13F-HR ALSK / Alaska Communications Systems Group, Inc. 2.67 18,659 48,662 160.80 43 130 202.33
2017-12-31 13F-HR AIN / Albany International Corp. 61.44 123,669 152,984 23.70 7,099 9,400 32.41
2017-12-31 13F-HR ALB / Albemarle Corp. 127.89 697,731 661,045 -5.26 95,107 84,540 -11.11
2017-12-31 13F-HR ABDC / Alcentra Capital Corp. 8.44 25,387 6,872 -72.93 272 58 -78.68
2017-12-31 13F-HR ALDX / Aldeyra Therapeutics,Inc. 6.79 13,540 92
2017-12-31 13F-HR ALDR / Alder BioPharmaceuticals, Inc. 11.45 172,897 106,806 -38.23 2,117 1,223 -42.23
2017-12-31 13F-HR AA / Alcoa Corp. 53.87 603,995 696,188 15.26 28,158 37,503 33.19
2017-12-31 13F-HR ALEX / Alexander & Baldwin, Inc. 27.74 205,260 187,060 -8.87 9,510 5,189 -45.44
2017-12-31 13F-HR ARE / Alexandria Real Estate Equities, Inc. 130.59 183,300 259,110 41.36 21,807 33,837 55.17
2017-12-31 13F-HR ALX / Alexander's, Inc. 395.97 2,586 3,321 28.42 1,096 1,315 19.98
2017-12-31 13F-HR ARE.PRD / Alexandria Real Estate Equities, Inc. 7.00% Series D Preferred 0.00 1 1 0.00 0 0
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. Put 16.11 0 29,800 0 480
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 119.59 1,558,531 1,241,723 -20.33 218,647 148,498 -32.08
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.43 3,166,170 3,503,002 10.64 546,829 604,023 10.46
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Call 36.16 561,300 388,100 -30.86 15,705 14,035 -10.63
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Put 4.88 291,900 666,400 128.30 57 3,249 5,600.00
2017-12-31 13F-HR ALGN / Align Technology, Inc. Put 20.80 2,500 52
2017-12-31 13F-HR TGD / Timmins Gold Corp. 4.15 963 963 0.00 4 4 0.00
2017-12-31 13F-HR ALGN / Align Technology, Inc. 222.19 680,508 683,498 0.44 126,758 151,867 19.81
2017-12-31 13F-HR Y / Alleghany Corp. 596.07 31,069 38,113 22.67 17,212 22,718 31.99
2017-12-31 13F-HR ATI / Allegheny Technologies, Inc. 24.14 349,970 317,101 -9.39 8,363 7,655 -8.47
2017-12-31 13F-HR ABTX / Allegiance Bancshares, Inc. 37.64 11,753 15,966 35.85 432 601 39.12
2017-12-31 13F-HR ALNA / Allena Pharmaceuticals, Inc. 10.02 2,695 27
2017-12-31 13F-HR ALGT / Allegiant Travel Company 154.71 16,909 20,613 21.91 2,227 3,189 43.20
2017-12-31 13F-HR ALLE / Allegion Public Limited 79.56 1,441,644 935,896 -35.08 124,659 74,459 -40.27
2017-12-31 13F-HR AGN / Allergan plc 163.58 25,672 1,523,578 5,834.78 15,050 249,227 1,555.99
2017-12-31 13F-HR AKP / Alliance California Municipal Income Fund, Inc. 13.59 68,958 74,106 7.47 953 1,007 5.67
2017-12-31 13F-HR ALE / ALLETE, Inc. 74.36 192,433 269,665 40.13 14,873 20,052 34.82
2017-12-31 13F-HR AOI / Alliance One International 13.23 4,092 9,221 125.34 44 122 177.27
2017-12-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12.76 306,528 337,102 9.97 4,000 4,301 7.53
2017-12-31 13F-HR AB / AllianceBernstein Holding L.P. 25.05 697,998 1,100,495 57.66 16,962 27,568 62.53
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 13.40 371,184 4,974
2017-12-31 13F-HR NCV / AGIC Convertible & Income Fund 7.03 2,248,881 2,140,156 -4.83 15,967 15,046 -5.77
2017-12-31 13F-HR ALLIANZGI DIVERS INC & CNV F / (01883J108) 21.85 69,917 1,528
2017-12-31 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.05 409,221 404,549 -1.14 5,483 5,279 -3.72
2017-12-31 13F-HR AMOT / Allied Motion Technologies, Inc. 33.11 7,520 10,994 46.20 191 364 90.58
2017-12-31 13F-HR ALLIQUA BIOMEDICAL INC / COM PAR (019621309) 0.00 42 0
2017-12-31 13F-HR ALSN / Allison Transmission Holdings, Inc. 43.07 454,660 471,235 3.65 17,064 20,297 18.95
2017-12-31 13F-HR MDRX / Allscripts Healthcare Solutions Inc. 14.55 904,873 1,186,839 31.16 12,876 17,267 34.10
2017-12-31 13F-HR 01988PAD0 / Allscripts Healthcare Solutions Inc. Bond 180 128 -28.89
2017-12-31 13F-HR ALDW / Alon USA Partners, LP 17.17 4,877 4,544 -6.83 57 78 36.84
2017-12-31 13F-HR AOSL / Alpha and Omega Semiconductor Ltd. 16.36 34,659 42,899 23.77 572 702 22.73
2017-12-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.74 719,479 813,444 13.06 4,770 5,482 14.93
2017-12-31 13F-HR AGD / Alpine Global Dynamic Dividend Fund 10.79 74,164 72,643 -2.05 787 784 -0.38
2017-12-31 13F-HR ALPN / Alpine Immune Sciences Inc 11.16 10,569 118
2017-12-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.47 2,352,216 1,828,236 -22.28 21,170 17,314 -18.21
2017-12-31 13F-HR EQL / Alps Etf Tr Equal Sector Weight Etf 69.54 41,727 46,737 12.01 2,755 3,250 17.97
2017-12-31 13F-HR AMLP / Alerian ETF 10.79 31,613,876 29,139,029 -7.83 354,708 314,409 -11.36
2017-12-31 13F-HR ALTAIR ENGR INC / COM CL A (021369103) 23.92 328,500 7,858
2017-12-31 13F-HR AYX / Alteryx Inc. 25.27 14,390 33,760 134.61 293 853 191.13
2017-12-31 13F-HR ATUS / Altice USA, Inc. 21.25 32,795 697
2017-12-31 13F-HR ASPS / Altisource Portfolio Solutions S.A. 27.98 15,181 17,191 13.24 393 481 22.39
2017-12-31 13F-HR RESI / Altisource Residential Corp Call 0.36 2,800 1
2017-12-31 13F-HR AIMC / Altra Industrial Motion Corp. 50.40 517,662 543,248 4.94 24,900 27,379 9.96
2017-12-31 13F-HR MO / Altria Group, Inc. Call 6.03 41,100 30,000 -27.01 98 181 84.69
2017-12-31 13F-HR MO / Altria Group, Inc. Put 0.35 189,700 282,600 48.97 312 100 -67.95
2017-12-31 13F-HR 02261WAB5 / Alza Corp Bond 691 4 -99.42
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 4.02 43,435 32,611 -24.92 152 131 -13.82
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.47 2,200,100 2,182,447 -0.80 2,115,066 2,552,306 20.67
2017-12-31 13F-HR AMZN / Amazon.com, Inc. Call 274.67 56,000 15,000 -73.21 17,559 4,120 -76.54
2017-12-31 13F-HR AMZN / Amazon.com, Inc. Put 11.16 122,602 133,300 8.73 8,579 1,487 -82.67
2017-12-31 13F-HR AMBC / Ambac Financial Group, Inc. 15.98 85,388 87,005 1.89 1,473 1,390 -5.63
2017-12-31 13F-HR AMBCW / Ambac Financial Group, Inc. Warrants 5.74 13,087 16,888 29.04 107 97 -9.35
2017-12-31 13F-HR AMBA / Ambarella, Inc. 58.76 70,859 70,783 -0.11 3,473 4,159 19.75
2017-12-31 13F-HR AMBR / Amber Road, Inc. 7.35 20,167 31,158 54.50 155 229 47.74
2017-12-31 13F-HR ABEV / Ambev S.A 6.46 18,803,741 18,703,670 -0.53 123,916 120,825 -2.49
2017-12-31 13F-HR AMC / AMC Entertainment Holdings, Inc. 15.09 69,311 89,500 29.13 1,020 1,351 32.45
2017-12-31 13F-HR AMCX / AMC Networks Inc. 54.08 590,647 592,929 0.39 34,535 32,066 -7.15
2017-12-31 13F-HR DIT / AMCON Distributing Company 0 0 0 0
2017-12-31 13F-HR DOX / Amdocs Ltd. 65.48 4,932,692 5,111,588 3.63 317,271 334,707 5.50
2017-12-31 13F-HR AMED / Amedisys, Inc. 52.71 1,484,041 1,085,208 -26.87 83,048 57,202 -31.12
2017-12-31 13F-HR UHAL / AMERCO 377.91 81,944 80,958 -1.20 30,721 30,595 -0.41
2017-12-31 13F-HR AEE / Ameren Corp. 58.99 4,478,768 4,421,901 -1.27 259,053 260,848 0.69
2017-12-31 13F-HR AMRC / Ameresco, Inc. 8.59 34,639 107,841 211.33 270 926 242.96
2017-12-31 13F-HR AMRH / Ameri Holdings, Inc. 3.10 10,000 31
2017-12-31 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.05 175,313 1,060
2017-12-31 13F-HR AMOV / America Movil S.A.B. de CV 17.04 7,201 7,395 2.69 128 126 -1.56
2017-12-31 13F-HR AAL / American Airlines Group Inc. Call 19.10 50,000 50,000 0.00 737 955 29.58
2017-12-31 13F-HR AAL / American Airlines Group Inc. 52.03 1,068,370 979,148 -8.35 50,737 50,947 0.41
2017-12-31 13F-HR AAT / American Assets Trust Inc 38.24 350,601 372,504 6.25 13,944 14,245 2.16
2017-12-31 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 17.03 118,153 186,772 58.08 2,077 3,180 53.11
2017-12-31 13F-HR ACSF / American Capital Senior Floating, Ltd. 10.51 17,480 17,881 2.29 203 188 -7.39
2017-12-31 13F-HR ACC / American Campus Communities, Inc. 41.03 3,523,133 3,787,255 7.50 155,547 155,391 -0.10
2017-12-31 13F-HR AEO / American Eagle Outfitters, Inc. 18.80 796,725 752,460 -5.56 11,394 14,146 24.15
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.57 10,029,371 11,555,836 15.22 704,464 850,164 20.68
2017-12-31 13F-HR AEL / American Equity Investment Life Holding Co. 30.73 508,974 853,628 67.72 14,802 26,233 77.23
2017-12-31 13F-HR AXP / American Express Co. 99.31 2,569,798 2,742,338 6.71 232,464 272,342 17.15
2017-12-31 13F-HR AIG / American International Group, Inc. Put 0.26 3,800 3,800 0.00 4 1 -75.00
2017-12-31 13F-HR AIG / American International Group, Inc. 59.58 1,532,018 1,835,917 19.84 94,051 109,383 16.30
2017-12-31 13F-HR AMNB / American National Bankshares Inc. 38.31 10,664 14,071 31.95 440 539 22.50
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. 12.83 120,067 128,352 6.90 1,832 1,647 -10.10
2017-12-31 13F-HR ARII / American Railcar Industries, Inc. 41.63 13,345 109,094 717.49 515 4,542 781.94
2017-12-31 13F-HR AMRB / American River Bankshares 15.36 2,971 3,516 18.34 41 54 31.71
2017-12-31 13F-HR ARL / American Realty Investors, Inc. 0 0 0 0
2017-12-31 13F-HR AWR / American States Water Co. (Holding Co.) 57.90 102,626 112,139 9.27 5,055 6,493 28.45
2017-12-31 13F-HR AMSC / American Superconductor Corp. 3.61 4,317 17,474 304.77 19 63 231.58
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) Call 4.46 31,600 141
2017-12-31 13F-HR AMT.PRB / American Tower Corp NEW 125.76 36,903 36,069 -2.26 4,505 4,536 0.69
2017-12-31 13F-HR AVD / American Vanguard Corp. 19.63 32,762 59,754 82.39 750 1,173 56.40
2017-12-31 13F-HR AMWD / American Woodmark Corp. 130.27 34,354 40,269 17.22 3,306 5,246 58.68
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 91.49 2,748,900 3,051,998 11.03 222,414 279,228 25.54
2017-12-31 13F-HR USAPF / Americas Silver Corporation 0.00 138 138 0.00 1 0 -100.00
2017-12-31 13F-HR APU / AmeriGas Partners, L.P. 46.23 166,270 166,592 0.19 7,473 7,702 3.06
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 169.47 2,195,435 2,146,362 -2.24 326,044 363,744 11.56
2017-12-31 13F-HR ASRVP / AmeriServ Financial, Inc. Capital Trust I 3.50 1,083 1,143 5.54 4 4 0.00
2017-12-31 13F-HR AMSF / AMERISAFE, Inc. 61.60 94,885 89,252 -5.94 5,522 5,498 -0.43
2017-12-31 13F-HR ABC / AmerisourceBergen Corp. 91.82 3,726,377 2,872,748 -22.91 308,358 263,775 -14.46
2017-12-31 13F-HR ATLO / Ames National Corp. 27.86 9,233 13,139 42.30 277 366 32.13
2017-12-31 13F-HR AMGN / Amgen Inc. 173.90 6,663,075 7,199,156 8.05 1,242,330 1,251,934 0.77
2017-12-31 13F-HR FOLD / Amicus Therapeutics, Inc. 14.39 197,804 771,905 290.24 2,983 11,108 272.38
2017-12-31 13F-HR FOLD / Amicus Therapeutics, Inc. Put 2.33 0 45,000 0 105
2017-12-31 13F-HR AMKR / Amkor Technology, Inc. 10.05 168,314 175,790 4.44 1,776 1,767 -0.51
2017-12-31 13F-HR AHS / AMN Healthcare Services, Inc. 49.25 849,157 772,197 -9.06 38,807 38,030 -2.00
2017-12-31 13F-HR AP / Ampco-Pittsburgh Corp. 12.37 6,286 14,950 137.83 109 185 69.72
2017-12-31 13F-HR AMPH / Amphastar Pharmaceuticals, Inc. 19.24 68,837 176,323 156.15 1,231 3,392 175.55
2017-12-31 13F-HR APH / Amphenol Corp. 87.80 2,033,564 2,108,479 3.68 172,120 185,125 7.56
2017-12-31 13F-HR AMPE / Ampio Pharmaceuticals, Inc. 4.08 19,033 40,671 113.69 12 166 1,283.33
2017-12-31 13F-HR AXR / AMREP Corp. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR ASYS / Amtech Systems, Inc. 10.05 0 10,450 0 105
2017-12-31 13F-HR AFSI / AmTrust Financial Services, Inc. 10.07 751,077 982,272 30.78 10,110 9,892 -2.16
2017-12-31 13F-HR AMRS / Amyris, Inc. 3.75 436 267 -38.76 2 1 -50.00
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. Call 3.33 205,500 210,000 2.19 259 699 169.88
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. Put 0.17 596,500 715,300 19.92 825 122 -85.21
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.03 8,742,697 8,076,108 -7.62 753,358 719,016 -4.56
2017-12-31 13F-HR ALOG / Analogic Corp. 83.75 721,738 700,467 -2.95 60,445 58,665 -2.94
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.34 897,508 588,943 -34.38 41,456 67,339 62.43
2017-12-31 13F-HR ANDE / Andersons, Inc. (THE) 31.17 31,756 41,227 29.82 1,088 1,285 18.11
2017-12-31 13F-HR ANGI HOMESERVICES INC / COM CL A (00183L102) 10.46 260,234 2,722
2017-12-31 13F-HR ANGO / AngioDynamics, Inc. 16.63 1,025,233 1,138,161 11.01 17,521 18,928 8.03
2017-12-31 13F-HR AU / AngloGold Ashanti Ltd. 10.19 3,246,029 3,219,557 -0.82 30,156 32,808 8.79
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 111.56 2,135,864 2,135,448 -0.02 254,809 238,231 -6.51
2017-12-31 13F-HR ANIK / Anika Therapeutics Inc. 53.91 209,928 215,323 2.57 12,176 11,607 -4.67
2017-12-31 13F-HR ANIP / ANI Pharmaceuticals, Inc. 64.47 11,215 13,588 21.16 588 876 48.98
2017-12-31 13F-HR AXE / Anixter International, Inc. 76.00 240,362 307,594 27.97 20,431 23,378 14.42
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.89 14,415,212 14,783,364 2.55 175,723 175,774 0.03
2017-12-31 13F-HR ATRS / Antares Pharma, Inc. 1.99 1,335,906 1,591,407 19.13 4,328 3,168 -26.80
2017-12-31 13F-HR AR / Antero Resources Corporation 19.00 858,994 1,600,752 86.35 17,094 30,415 77.93
2017-12-31 13F-HR AR / Antero Resources Corporation Call 0.62 336,700 206,100 -38.79 26 127 388.46
2017-12-31 13F-HR ANTM / Anthem, Inc. 225.01 845,634 1,160,085 37.19 160,569 261,031 62.57
2017-12-31 13F-HR ANH / Anworth Mortgage Asset Corp. 5.44 693,645 984,786 41.97 4,170 5,357 28.47
2017-12-31 13F-HR AON / Aon Plc 134.00 955,435 743,064 -22.23 139,589 99,569 -28.67
2017-12-31 13F-HR APA / Apache Corp. 42.22 1,342,836 1,165,729 -13.19 61,501 49,217 -19.97
2017-12-31 13F-HR APLS / Apellis Pharmaceuticals, Inc. 21.93 1,596 35
2017-12-31 13F-HR AIV / Apartment Investment & Management Co. 43.71 485,824 692,036 42.45 21,309 30,249 41.95
2017-12-31 13F-HR AIV-A / Apartment Investment & Management, 6.875% Class A Cumulative Preferred Stock 27.41 38,572 31,742 -17.71 1,033 870 -15.78
2017-12-31 13F-HR APOG / Apogee Enterprises, Inc. 45.73 595,664 469,271 -21.22 28,746 21,461 -25.34
2017-12-31 13F-HR AINV / Apollo Investment Corp. 5.66 3,030,493 3,588,626 18.42 18,516 20,312 9.70
2017-12-31 13F-HR APPF / AppFolio, Inc. 41.50 171,069 167,937 -1.83 8,201 6,969 -15.02
2017-12-31 13F-HR APPN / Appian Corp. 31.17 650 1,540 136.92 18 48 166.67
2017-12-31 13F-HR APLE / Apple Hospitality REIT, Inc. 19.61 2,365,975 1,894,592 -19.92 44,741 37,152 -16.96
2017-12-31 13F-HR AAPL / Apple, Inc. Call 26.54 955,000 782,500 -18.06 14,224 20,771 46.03
2017-12-31 13F-HR AAPL / Apple, Inc. Put 1.23 1,370,980 1,099,273 -19.82 4,089 1,353 -66.91
2017-12-31 13F-HR AGTC / Applied Genetic Technologies Corp 3.67 8,315 3,268 -60.70 33 12 -63.64
2017-12-31 13F-HR AIT / Applied Industrial Technologies, Inc. 68.10 369,137 392,334 6.28 24,288 26,718 10.00
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.12 4,437,268 5,359,089 20.77 231,138 273,955 18.52
2017-12-31 13F-HR APTI / Apptio, Inc. 23.52 22,009 65,735 198.67 406 1,546 280.79
2017-12-31 13F-HR APRI / Apricus Biosciences, Inc. 2.00 1,002 1,002 0.00 2 2 0.00
2017-12-31 13F-HR APTV / Aptiv PLC 84.83 3,036,786 257,609
2017-12-31 13F-HR WTR / Aqua America, Inc. 39.23 539,671 616,816 14.29 17,913 24,198 35.09
2017-12-31 13F-HR AQB / AquaBounty Technologies, Inc. 4.15 398 241 -39.45 2 1 -50.00
2017-12-31 13F-HR AQ / Aquantia Corp. 11.33 150,886 1,710
2017-12-31 13F-HR ARLZ / Aralez Pharmaceuticals Inc. 1.42 273,130 686,931 151.50 625 975 56.00
2017-12-31 13F-HR MTCN / ArcelorMittal Put 0.08 50,000 50,000 0.00 53 4 -92.45
2017-12-31 13F-HR ARH.PRC / Arch Capital Group Ltd. 90.77 2,411,267 2,847,716 18.10 237,510 258,488 8.83
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.08 1,794,862 2,073,276 15.51 76,299 83,096 8.91
2017-12-31 13F-HR EXH / 10.50 79,992 153,381 91.75 1,004 1,611 60.46
2017-12-31 13F-HR APLP / Archrock Partners, L.P. 11.92 68,693 63,779 -7.15 979 760 -22.37
2017-12-31 13F-HR ARCTURUS THERAPEUTICS LTD / SHS (M1492T105) 14.08 71 1
2017-12-31 13F-HR 04010LAJ2 / Ares Capital Corp. 4.75% Bond Due 1/15/2018 3,024 3,109 2.81
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.72 4,980,579 4,791,873 -3.79 81,631 75,327 -7.72
2017-12-31 13F-HR 04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019 457 1,782 289.93
2017-12-31 13F-HR ACRE / Ares Commercial Real Estate Corp 12.90 394,820 400,619 1.47 5,255 5,168 -1.66
2017-12-31 13F-HR ARDC / Ares Dynamic Credit Allocation Fund, Inc. 16.42 583,744 629,764 7.88 9,573 10,341 8.02
2017-12-31 13F-HR ARKR / Ark Restaurants Corp. 0.00 0 1 0 0
2017-12-31 13F-HR AHH / Armada Hoffler Properites, Inc. 15.53 205,681 298,281 45.02 2,841 4,632 63.04
2017-12-31 13F-HR ARR / ARMOUR Residential REIT, Inc. 25.72 14,266 252,281 1,668.41 352 6,489 1,743.47
2017-12-31 13F-HR ARRY / Array BioPharma, Inc. 12.80 2,584,668 2,441,829 -5.53 31,792 31,256 -1.69
2017-12-31 13F-HR GYLD / Northern Lights ETF Trust 17.99 102,722 90,768 -11.64 1,878 1,633 -13.05
2017-12-31 13F-HR ABG / Asbury Automotive Group, Inc. 64.01 25,241 34,637 37.23 1,542 2,217 43.77
2017-12-31 13F-HR 043632AA6 / Ascent Capital Group, Inc. Bond 800 803 0.38
2017-12-31 13F-HR AINC / Ashford Inc. 90.91 84 88 4.76 5 8 60.00
2017-12-31 13F-HR ASH / Ashland Global Holdings, Inc. 71.20 205,612 111,929 -45.56 13,445 7,969 -40.73
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 173.82 285,972 318,830 11.49 48,958 55,420 13.20
2017-12-31 13F-HR ASPN / Aspen Aerogels Inc. 4.88 132,000 132,000 0.00 575 644 12.00
2017-12-31 13F-HR AHL / Aspen Insurance Holdings, Ltd. 40.60 973,736 629,575 -35.34 39,339 25,560 -35.03
2017-12-31 13F-HR AZPN / Aspen Technology, Inc. 66.20 1,129,844 1,138,319 0.75 70,965 75,356 6.19
2017-12-31 13F-HR AC.WD / Associated Capital Group, Inc. 34.12 7,473 7,269 -2.73 267 248 -7.12
2017-12-31 13F-HR AGO / Assured Guaranty Ltd. 33.87 1,040,219 1,023,602 -1.60 39,267 34,669 -11.71
2017-12-31 13F-HR ASTE / Astec Industries, Inc. 58.48 47,368 56,940 20.21 2,653 3,330 25.52
2017-12-31 13F-HR OCX / OncoCyte Corporation 2.25 44,896 28,052 -37.52 152 63 -58.55
2017-12-31 13F-HR AZN / AstraZeneca Plc 34.70 4,406,824 4,301,237 -2.40 149,303 149,253 -0.03
2017-12-31 13F-HR ALOT / Astro-Med, Inc. 0.00 0 1 0 0
2017-12-31 13F-HR ASTROTECH CORP / (046484200) 5.00 200 1
2017-12-31 13F-HR T / AT & T, Inc. Put 0.15 200,000 420,000 110.00 64 65 1.56
2017-12-31 13F-HR HOME / At Home Group Inc. 30.44 6,101 12,649 107.33 139 385 176.98
2017-12-31 13F-HR T / AT & T, Inc. 38.88 50,269,120 51,435,190 2.32 1,969,042 1,999,800 1.56
2017-12-31 13F-HR ATHN / athenahealth, Inc. 133.04 78,504 82,747 5.40 9,763 11,009 12.76
2017-12-31 13F-HR ATH / Athene Holding Ltd Put 0.63 30,000 19
2017-12-31 13F-HR ATBA / Atlantic Bancshares, Inc. 17.60 20,028 35,286 76.18 363 621 71.07
2017-12-31 13F-HR ATLC / Atlanticus Holdings Corp. 2.12 471 471 0.00 1 1 0.00
2017-12-31 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 58.65 320,658 338,534 5.57 21,099 19,856 -5.89
2017-12-31 13F-HR 049164BH8 / Atlas Air Worldwide Holdings, Inc. 2.25% Convertible Bond Due 6/1/2022 3,678 3,364 -8.54
2017-12-31 13F-HR TEAM / Atlassian Corporation Plc 45.51 497,185 81,778 -83.55 17,476 3,722 -78.70
2017-12-31 13F-HR ATO / Atmos Energy Corp. 85.89 386,096 363,029 -5.97 32,370 31,181 -3.67
2017-12-31 13F-HR ATNI / Atlantic Tele-Network, Inc. 55.23 13,033 16,621 27.53 686 918 33.82
2017-12-31 13F-HR ATOS / Atossa Genetics Inc 0.00 2,332 1,000 -57.12 1 0 -100.00
2017-12-31 13F-HR ATRI / ATRION Corp. 630.64 2,843 3,460 21.70 1,910 2,182 14.24
2017-12-31 13F-HR LIFE / aTyr Pharma, Inc. 3.51 0 18,524 0 65
2017-12-31 13F-HR AUO / AU Optronics Corp. 4.16 126,786 415,958 228.08 512 1,730 237.89
2017-12-31 13F-HR BOLD / Audentes Therapeutics, Inc. 31.24 14,414 34,026 136.06 404 1,063 163.12
2017-12-31 13F-HR AUDC / AudioCodes Ltd. 7.44 86 672 681.40 1 5 400.00
2017-12-31 13F-HR ADSK / Autodesk, Inc. 104.83 1,071,990 1,064,641 -0.69 120,341 111,605 -7.26
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. Call 2.33 65,000 165,000 153.85 141 385 173.05
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. Put 0.80 0 50,000 0 40
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.19 9,246,938 9,439,301 2.08 1,010,875 1,106,192 9.43
2017-12-31 13F-HR AUTO / AutoWeb, Inc. 9.09 3,122 10,234 227.80 22 93 322.73
2017-12-31 13F-HR FLML / Flamel Technologies S.A. 8.36 1,511 2,511 66.18 16 21 31.25
2017-12-31 13F-HR AWX / Avalon Holdings Corp. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR AVB / AvalonBay Communities, Inc. Call 0.00 0 23,500 0 0
2017-12-31 13F-HR AVB / AvalonBay Communities, Inc. Put 6.72 23,500 158
2017-12-31 13F-HR AVB / AvalonBay Communities, Inc. 178.41 342,894 412,116 20.19 61,179 73,526 20.18
2017-12-31 13F-HR AGR / Avangrid, Inc. 50.58 689,384 706,799 2.53 32,692 35,749 9.35
2017-12-31 13F-HR AVEO / AVEO Pharmaceuticals, Inc. 2.79 0 106,637 0 298
2017-12-31 13F-HR AVY / Avery Dennison Corp. 114.86 953,062 1,186,196 24.46 93,723 136,247 45.37
2017-12-31 13F-HR AVH / Avianca Holdings S.A. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR AVID / Avid Technology, Inc. 5.38 69,542 74,852 7.64 316 403 27.53
2017-12-31 13F-HR CAR / Avis Budget Group, Inc. Call 0.60 20,000 12
2017-12-31 13F-HR AVT / Avnet, Inc. 39.62 530,346 685,585 29.27 20,843 27,164 30.33
2017-12-31 13F-HR ACLS / Axcelis Technologies, Inc. 28.69 44,065 80,792 83.35 1,205 2,318 92.37
2017-12-31 13F-HR AXGN / AxoGen, Inc. 28.30 34,646 432,516 1,148.39 670 12,240 1,726.87
2017-12-31 13F-HR AXSM / Axsome Therapeutics, Inc. 5.71 2,000 4,200 110.00 11 24 118.18
2017-12-31 13F-HR AYTU BIOSCIENCE INC / COM PAR (054754403) 0.00 16 0
2017-12-31 13F-HR AZZ / AZZ, Inc. 51.09 30,300 39,281 29.64 1,476 2,007 35.98
2017-12-31 13F-HR BGS / B&G Foods, Inc. 35.15 295,226 371,578 25.86 9,403 13,061 38.90
2017-12-31 13F-HR BTG / B2Gold Corp. 3.10 19,156 1,169,887 6,007.16 54 3,627 6,616.67
2017-12-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. 5.68 895,970 638,105 -28.78 2,983 3,624 21.49
2017-12-31 13F-HR BMI / Badger Meter, Inc. 47.80 593,682 551,810 -7.05 29,091 26,376 -9.33
2017-12-31 13F-HR BIDU / Baidu, Inc. 234.21 910,550 942,991 3.56 225,533 220,857 -2.07
2017-12-31 13F-HR BCPC / Balchem Corp. 80.60 101,188 74,669 -26.21 8,226 6,018 -26.84
2017-12-31 13F-HR BWINA / Baldwin & Lyons, Inc. 24.25 55,770 143,566 157.43 1,336 3,481 160.55
2017-12-31 13F-HR BLL / Ball Corp. Put 1.29 50,000 71,100 42.20 17 92 441.18
2017-12-31 13F-HR BWINA / Baldwin & Lyons, Inc. 23.96 144,656 55,770 -61.45 3,321 1,336 -59.77
2017-12-31 13F-HR BANF / BancFirst Corp. 51.16 23,807 28,322 18.97 1,351 1,449 7.25
2017-12-31 13F-HR BOCA / Banc of California, Inc. 20.65 267,619 308,826 15.40 5,553 6,377 14.84
2017-12-31 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.50 4,502,541 4,081,306 -9.36 40,163 34,691 -13.62
2017-12-31 13F-HR BCH / Banco de Chile 94.83 116 116 0.00 11 11 0.00
2017-12-31 13F-HR BSAC / Banco Santander - Chile 31.27 3,185,090 3,075,240 -3.45 94,629 96,163 1.62
2017-12-31 13F-HR BSBR / Banco Santander Brasil SA 9.67 164,382 164,710 0.20 1,437 1,593 10.86
2017-12-31 13F-HR BMA / Banco Macro S.A. 115.88 408,982 331,762 -18.88 47,994 38,445 -19.90
2017-12-31 13F-HR TBBK / Bancorp Inc. (The) 9.88 1,424,190 1,417,008 -0.50 11,778 14,001 18.87
2017-12-31 13F-HR SAN / Banco Santander S.A. 6.54 469,348 449,106 -4.31 3,257 2,937 -9.82
2017-12-31 13F-HR BAND / Bandwidth Inc. 23.20 2,500 58
2017-12-31 13F-HR BCV / Bancroft Fund, Ltd. 21.75 54,962 55,224 0.48 1,203 1,201 -0.17
2017-12-31 13F-HR BAC / Bank of America Corp. Call 1.45 198,100 352,900 78.14 486 511 5.14
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 33,977,314 33,667,061 -0.91 860,985 993,850 15.43
2017-12-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 2.13 23,000 23,000 0.00 18 49 172.22
2017-12-31 13F-HR BOCH / Bank of Commerce Holdings 11.52 5,776 20,924 262.26 66 241 265.15
2017-12-31 13F-HR BOH / Bank of Hawaii Corp. 85.70 206,948 208,438 0.72 17,251 17,863 3.55
2017-12-31 13F-HR BKMU / Bank Mutual Corp. 10.64 51,310 65,196 27.06 520 694 33.46
2017-12-31 13F-HR BMO / Bank of Montreal (PQ) 80.02 514,422 510,274 -0.81 38,947 40,831 4.84
2017-12-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 64.53 603,125 632,251 4.83 38,751 40,799 5.29
2017-12-31 13F-HR BMRC / Bank of Marin Bancorp 67.96 13,839 15,834 14.42 948 1,076 13.50
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.86 2,568,958 2,560,541 -0.33 136,206 137,910 1.25
2017-12-31 13F-HR NTB / Bank of N.T. Butterfield & Son Limited (The) 36.29 675,155 685,302 1.50 24,737 24,869 0.53
2017-12-31 13F-HR OZRK / Bank of the Ozarks, Inc. 48.45 651,189 682,362 4.79 31,290 33,060 5.66
2017-12-31 13F-HR BKSC / Bank of South Carolina Corp. 19.38 4,110 3,974 -3.31 79 77 -2.53
2017-12-31 13F-HR BKU / BankUnited, Inc. Call 2.83 21,900 62
2017-12-31 13F-HR BKU / BankUnited, Inc. 40.72 1,048,996 756,924 -27.84 37,313 30,822 -17.40
2017-12-31 13F-HR BANR / Banner Corp. 55.12 90,961 118,350 30.11 5,575 6,523 17.00
2017-12-31 13F-HR BWFG / Bankwell Financial Group, Inc. 34.47 5,781 8,470 46.51 214 292 36.45
2017-12-31 13F-HR BHB / Bar Harbor Bankshares, Inc. 27.02 40,745 43,304 6.28 1,278 1,170 -8.45
2017-12-31 13F-HR JJP / iPath Bloomberg Precious Metals Subindex Total Return ETN due 6/24/38 59.17 225 169 -24.89 13 10 -23.08
2017-12-31 13F-HR JO / iPath Bloomberg Coffee Subindex Total Return ETN due 6/24/2038 15.69 53,982 103,401 91.55 897 1,622 80.82
2017-12-31 13F-HR JJG / iPath Bloomberg Grains Subindex Total Return ETN due 10/22/37 24.37 22,474 28,359 26.19 582 691 18.73
2017-12-31 13F-HR ICI / Barclays Bank iPath Optimized Currency Carry ETN due on 1/30/2019 36.00 650 500 -23.08 24 18 -25.00
2017-12-31 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 24.41 750,278 729,221 -2.81 17,451 17,800 2.00
2017-12-31 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 6.54 20,698 19,886 -3.92 111 130 17.12
2017-12-31 13F-HR JJC / iPath Bloomberg Copper Subindex Total Return ETN due 10/22/37 37.55 12,873 37,788 193.54 432 1,419 228.47
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 0.00 8 0
2017-12-31 13F-HR BARINGS CORPORATE INVS / (06759X107) 15.24 24,609 375
2017-12-31 13F-HR BARINGS PARTN INVS / SH BEN INT (06761A103) 14.11 49,397 697
2017-12-31 13F-HR BNED / Barnes & Noble Education, Inc. 8.24 49,549 55,466 11.94 322 457 41.93
2017-12-31 13F-HR BKS / Barnes & Noble, Inc. 6.71 93,832 103,178 9.96 714 692 -3.08
2017-12-31 13F-HR B / Barnes Group, Inc. 63.27 157,425 150,206 -4.59 11,089 9,504 -14.29
2017-12-31 13F-HR CUDA / Barracuda Networks, Inc. 27.50 315,843 464,601 47.10 7,653 12,777 66.95
2017-12-31 13F-HR BBSI / Barrett Business Services, Inc. 64.48 16,875 29,358 73.97 953 1,893 98.64
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.47 1,580,374 1,174,635 -25.67 25,428 16,997 -33.16
2017-12-31 13F-HR ABX / Barrick Gold Corp. Call 0.23 250,300 60,300 -75.91 47 14 -70.21
2017-12-31 13F-HR BAS / Basis Energy Services, Inc. 23.47 28,400 29,661 4.44 549 696 26.78
2017-12-31 13F-HR BSET / Bassett Furniture Industries, Inc. 37.57 13,456 17,649 31.16 508 663 30.51
2017-12-31 13F-HR BYBK / Bay Bancorp, Inc. 0.00 101 1 -99.01 1 0 -100.00
2017-12-31 13F-HR BBT / BB&T Corp. Call 0.00 15 15 0.00 1 0 -100.00
2017-12-31 13F-HR BV / Bazaarvoice, Inc. 5.45 96,303 125,250 30.06 477 683 43.19
2017-12-31 13F-HR BBT / BB&T Corp. Put 0.02 150,000 150,300 0.20 19 3 -84.21
2017-12-31 13F-HR BFR / BBVA Banco Frances S.A. 25.20 79,656 48,494 -39.12 1,624 1,222 -24.75
2017-12-31 13F-HR BBX / BBX Capital Corporation 7.96 1,393 61,926 4,345.51 10 493 4,830.00
2017-12-31 13F-HR BCE / BCE Inc. 48.01 3,170,049 3,120,539 -1.56 148,454 149,817 0.92
2017-12-31 13F-HR BCE / BCE Inc. Call 0.20 25,500 5
2017-12-31 13F-HR BSF / Bear State Financial, Inc. 10.24 22,956 29,395 28.05 236 301 27.54
2017-12-31 13F-HR BECN / Beacon Roofing Supply, Inc. 63.76 552,405 358,281 -35.14 28,310 22,844 -19.31
2017-12-31 13F-HR BBGI / Beasley Broadcast Group, Inc. 13.35 10,441 10,859 4.00 122 145 18.85
2017-12-31 13F-HR BZH / Beazer Homes USA, Inc. 19.21 40,186 101,253 151.96 753 1,945 158.30
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 214.06 3,554,421 3,691,561 3.86 696,488 790,216 13.46
2017-12-31 13F-HR BBBY / Bed Bath & Beyond Inc. 21.99 156,875 143,578 -8.48 3,682 3,157 -14.26
2017-12-31 13F-HR BELFB / Bel Fuse Inc. 0.00 0 1 0 0
2017-12-31 13F-HR BGNE / BeiGene, Ltd. 96.77 186 186 0.00 19 18 -5.26
2017-12-31 13F-HR BDC / Belden, Inc. 77.16 91,662 83,214 -9.22 7,382 6,421 -13.02
2017-12-31 13F-HR BELFA / Bel Fuse Inc. 25.24 9,840 13,869 40.95 307 350 14.01
2017-12-31 13F-HR BLCM / Bellicum Pharmaceuticals, Inc. 8.42 75,003 64,230 -14.36 866 541 -37.53
2017-12-31 13F-HR BHE / Benchmark Electronics, Inc. 29.10 74,961 86,505 15.40 2,560 2,517 -1.68
2017-12-31 13F-HR BEL / Belmond Ltd. 12.25 89,853 75,424 -16.06 1,227 924 -24.69
2017-12-31 13F-HR BMS / Bemis Co., Inc. 47.78 157,748 121,785 -22.80 7,188 5,819 -19.05
2017-12-31 13F-HR BNCL / Beneficial Bancorp, Inc. 16.44 83,821 105,632 26.02 1,391 1,737 24.87
2017-12-31 13F-HR BNFT / Benefitfocus, Inc. 27.00 237,300 310,023 30.65 7,985 8,370 4.82
2017-12-31 13F-HR WRB / Berkley (W.R.) Corp. 71.65 337,164 352,006 4.40 22,503 25,221 12.08
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.22 6,829,816 6,956,790 1.86 1,252,041 1,378,974 10.14
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. Put 0.45 48,837 48,837 0.00 31 22 -29.03
2017-12-31 13F-HR BHLB / Berkshire Hills Bancorp, Inc. 36.60 137,682 178,649 29.75 5,335 6,538 22.55
2017-12-31 13F-HR BGSF / BG Staffing Inc 15.95 44,223 59,500 34.55 732 949 29.64
2017-12-31 13F-HR BBL / BHP Billiton Plc 40.30 507,726 457,172 -9.96 17,998 18,424 2.37
2017-12-31 13F-HR BHP / BHP Billiton Ltd. 45.99 867,326 866,938 -0.04 35,152 39,870 13.42
2017-12-31 13F-HR BIG / Big Lots, Inc. 56.15 2,462,092 2,649,320 7.60 131,894 148,760 12.79
2017-12-31 13F-HR BPTH / Bio-Path Holdings, Inc. 0.22 13,500 13,500 0.00 5 3 -40.00
2017-12-31 13F-HR BIO-KEY INTERNATIONAL INC / COM PAR (09060C309) 2.40 417 1
2017-12-31 13F-HR BCRX / BioCryst Pharmaceuticals, Inc. 4.90 96,671 52,649 -45.54 507 258 -49.11
2017-12-31 13F-HR BIIB / Biogen Inc. 318.57 975,992 1,150,477 17.88 305,603 366,507 19.93
2017-12-31 13F-HR BIIB / Biogen Inc. Put 0.00 900 900 0.00 4 0 -100.00
2017-12-31 13F-HR BDSI / BioDelivery Sciences International, Inc. 2.95 35,506 67,081 88.93 105 198 88.57
2017-12-31 13F-HR 09061GAE1 / BioMarin Pharmaceutical Inc. Bond 0.75% 10/15/2018 2,553 2,361 -7.52
2017-12-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 89.17 670,839 1,053,254 57.01 62,435 93,920 50.43
2017-12-31 13F-HR BIOL / Biolase, Inc. 0.00 10,342 242 -97.66 6 0 -100.00
2017-12-31 13F-HR BLFS / BioLife Solutions, Inc. 6.00 0 18,513 0 111
2017-12-31 13F-HR 09061GAF8 / BioMarin Pharmaceutical Inc. Bond 1.5% 10/15/2020 1,050 5 -99.52
2017-12-31 13F-HR 09061GAH4 / BioMarin Pharmaceutical, Inc. Bond 11,467 5,520 -51.86
2017-12-31 13F-HR BIOS / BioScrip, Inc. 2.92 161,814 217,450 34.38 445 634 42.47
2017-12-31 13F-HR BSTC / BioSpecifics Technologies Corp. 43.33 45,108 49,481 9.69 2,098 2,144 2.19
2017-12-31 13F-HR BEAT / BioTelemetry, Inc. 29.90 428,724 379,072 -11.58 14,148 11,333 -19.90
2017-12-31 13F-HR BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01 0.00 294 290 -1.36 0 0
2017-12-31 13F-HR BITA / Bitauto Holdings Ltd. 31.03 1,777 1,160 -34.72 79 36 -54.43
2017-12-31 13F-HR BJRI / BJ's Restaurants, Inc. Put 0.28 14,100 4
2017-12-31 13F-HR BBOX / Black Box Corp. 0.00 4,866 11 -99.77 16 0 -100.00
2017-12-31 13F-HR BKH / Black Hills Corp. (Holding Co.) 60.11 100,385 116,928 16.48 6,637 7,028 5.89
2017-12-31 13F-HR BKH / Black Hills Corp. (Holding Co.) 66.12 131,621 100,385 -23.73 9,065 6,637 -26.78
2017-12-31 13F-HR BSM / Black Stone Minerals LP 17.94 5,203 27,704 432.46 90 497 452.22
2017-12-31 13F-HR BB / Blackberry Limited 11.17 152,726 187,495 22.77 1,708 2,094 22.60
2017-12-31 13F-HR HAWK / Blackhawk Network Holdings, Inc. 35.65 606,168 630,957 4.09 26,550 22,495 -15.27
2017-12-31 13F-HR 09238EAB0 / Blackhawk Network Holdings, Inc. Bond 1.500% 1/1 4,289 2,751 -35.86
2017-12-31 13F-HR BL / BlackLine, Inc. 32.80 859,886 808,418 -5.99 29,339 26,517 -9.62
2017-12-31 13F-HR BLACKROCK 2022 GBL INCM OPP / (09258P104) 9.80 173,265 1,698
2017-12-31 13F-HR BLACKROCK CA MUNI 2018 TERM / (09249C105) 14.55 42,806 623
2017-12-31 13F-HR 092533AC2 / Blackrock Capital Investment Bond 31 299 864.52
2017-12-31 13F-HR XBHKX / BlackRock Core Bond Trust 14.04 4,655,362 4,560,718 -2.03 65,455 64,033 -2.17
2017-12-31 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.70 482,881 453,166 -6.15 5,635 5,302 -5.91
2017-12-31 13F-HR BGR / BlackRock Energy & Resources Trust 14.18 189,136 190,807 0.88 2,597 2,706 4.20
2017-12-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.32 12,803,025 14,175,289 10.72 173,738 188,814 8.68
2017-12-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.38 327,121 5,359
2017-12-31 13F-HR BGY / BlackRock International Growth and Income Trust 6.52 8,119,737 7,870,224 -3.07 53,266 51,314 -3.66
2017-12-31 13F-HR EGF / BlackRock Enhanced Government Fund, Inc. 13.40 839,519 731,932 -12.82 11,451 9,807 -14.36
2017-12-31 13F-HR BLACKROCK FLA MUN 2020 TERM / COM SHS (09250M109) 14.42 21,710 313
2017-12-31 13F-HR XBGTX / BlackRock Floating Rate Income 13.79 1,120,616 1,166,279 4.07 16,092 16,083 -0.06
2017-12-31 13F-HR BME / BlackRock Health Sciences Trust 36.49 42,629 42,426 -0.48 1,554 1,548 -0.39
2017-12-31 13F-HR BKT / BlackRock Income Trust, Inc. 6.17 6,268,284 7,949,437 26.82 39,364 49,047 24.60
2017-12-31 13F-HR BLK / BlackRock, Inc. 513.71 2,033,883 2,004,018 -1.47 909,328 1,029,485 13.21
2017-12-31 13F-HR BZM / BlackRock Maryland Municipal Bond Trust 13.54 7,975 108
2017-12-31 13F-HR BLACKROCK MASS TAX-EXEMPT TR / SH BEN INT (09258E109) 14.71 544 8
2017-12-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 15.89 336,270 391,298 16.36 5,418 6,217 14.75
2017-12-31 13F-HR BIT / BlackRock Multi-Sector Income Trust 18.15 820,067 779,716 -4.92 15,335 14,152 -7.71
2017-12-31 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 12.00 164,253 176,389 7.39 1,989 2,117 6.44
2017-12-31 13F-HR BKN / BlackRock Investment Quality Municipal Trust, Inc. 14.93 58,706 69,388 18.20 878 1,036 18.00
2017-12-31 13F-HR MNE / BlackRock Muni New York Intermediate Duration Fund, Inc. 13.61 11,461 156
2017-12-31 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.00 201,616 3,024
2017-12-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.34 598,595 13,372
2017-12-31 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 14.43 70,871 1,023
2017-12-31 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 14.02 92,388 1,295
2017-12-31 13F-HR BLACKROCK MUNIHLDGS NJ QLTY / (09254X101) 14.47 92,469 1,338
2017-12-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.90 68,019 65,594 -3.57 947 912 -3.70
2017-12-31 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 14.62 222,832 231,369 3.83 3,300 3,383 2.52
2017-12-31 13F-HR MHD / BlackRock MuniHoldings Fund, Inc. 16.51 31,339 30,892 -1.43 542 510 -5.90
2017-12-31 13F-HR XMUHX / BlackRock MuniHoldings Fund II, 14.79 28,575 26,497 -7.27 448 392 -12.50
2017-12-31 13F-HR MUC / BlackRock MuniHoldings California Quality Fund, Inc. 14.20 132,623 146,794 10.69 1,966 2,085 6.05
2017-12-31 13F-HR BLACKROCK MUNIYIELD ARIZ FD / (09254K109) 16.17 18,428 298
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 14.67 51,750 759
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 14.79 76,898 1,137
2017-12-31 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 12.92 114,172 1,475
2017-12-31 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 14.35 69,608 999
2017-12-31 13F-HR BLACKROCK MUNIYLD MICH QLTY / (09254V105) 14.00 156,485 2,191
2017-12-31 13F-HR XMUSX / BlackRock MuniHoldings Quality 13.35 10,915 11,835 8.43 148 158 6.76
2017-12-31 13F-HR MVT / BlackRock Munivest Fund II, Inc. 15.48 20,127 17,890 -11.11 312 277 -11.22
2017-12-31 13F-HR MYJ / BlackRock MuniYield New Jersey Fund, Inc. 15.76 9,042 7,041 -22.13 147 111 -24.49
2017-12-31 13F-HR MYI / BlackRock Muniyield Quality Fund III, Inc. 13.82 109,570 117,261 7.02 1,569 1,620 3.25
2017-12-31 13F-HR BLACKROCK N J MUN INCOME TR / SH BEN INT (09248J101) 15.15 6,336 96
2017-12-31 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 14.29 11,337 162
2017-12-31 13F-HR BLACKROCK NJ MUNICIPAL BOND / (09249A109) 0.00 2 0
2017-12-31 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 14.88 6,450 96
2017-12-31 13F-HR BLACKROCK NY MUNI 2018 TERM / (09248K108) 14.70 14,281 210
2017-12-31 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 14.73 8,896 131
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.19 496,811 11,521
2017-12-31 13F-HR BLACKROCK VA MUNICIPAL BOND / (092481100) 17.16 8,044 138
2017-12-31 13F-HR 09257WAA8 / Blackstone Mtg Tr Inc Bond 362 460 27.07
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 32.18 406,761 492,905 21.18 12,618 15,862 25.71
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.02 3,673,160 3,610,588 -1.70 122,573 115,611 -5.68
2017-12-31 13F-HR ADRU / BLDRS Index Funds Trust 21.62 185 185 0.00 4 4 0.00
2017-12-31 13F-HR BLMN / Bloomin' Brands, Inc. 21.34 1,242,151 1,290,939 3.93 21,861 27,549 26.02
2017-12-31 13F-HR BCOR / Blucora, Inc. 22.10 237,450 239,665 0.93 6,007 5,297 -11.82
2017-12-31 13F-HR HRB / Block (H.&R.), Inc. 26.22 1,374,306 1,285,392 -6.47 36,392 33,704 -7.39
2017-12-31 13F-HR ADRA / BLDRS Index Funds Trust 34.64 1,501 1,501 0.00 49 52 6.12
2017-12-31 13F-HR ADRE / BLDRS Index Funds Trust 43.12 27,093 27,527 1.60 1,141 1,187 4.03
2017-12-31 13F-HR ADRD / BLDRS Index Funds Trust 23.44 7,817 5,632 -27.95 179 132 -26.26
2017-12-31 13F-HR BHBK / Blue Hills Bancorp, Inc. 19.98 28,491 36,838 29.30 547 736 34.55
2017-12-31 13F-HR BCRH / Blue Capital Reinsurance Holdings Ltd. 11.92 29,303 3,859 -86.83 482 46 -90.46
2017-12-31 13F-HR APRN / Blue Apron Holdings Inc 4.04 85,530 49,059 -42.64 467 198 -57.60
2017-12-31 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 10.10 32,441 56,212 73.27 360 568 57.78
2017-12-31 13F-HR BWP / Boardwalk Pipeline Partners L.P 12.91 72,757 254,177 249.35 1,069 3,282 207.02
2017-12-31 13F-HR BOBE / Bob Evans Farms, Inc. 78.83 25,395 31,980 25.93 1,968 2,521 28.10
2017-12-31 13F-HR STCK / BMC Stock Holdings, Inc. 25.30 630,133 527,999 -16.21 13,453 13,358 -0.71
2017-12-31 13F-HR BA / Boeing Company (The) 294.91 4,946,303 4,554,351 -7.92 1,257,401 1,343,122 6.82
2017-12-31 13F-HR BA / Boeing Company (The) Call 0.59 65,200 16,900 -74.08 3,497 10 -99.71
2017-12-31 13F-HR BA / Boeing Company (The) Put 0.00 26,700 400 -98.50 26 0 -100.00
2017-12-31 13F-HR BOKF / BOK Financial Corp. 92.32 279,389 279,020 -0.13 24,888 25,758 3.50
2017-12-31 13F-HR WIFI / Boingo Wireless, Inc. 22.50 64,059 128,452 100.52 1,369 2,890 111.10
2017-12-31 13F-HR BOMN / Boston Omaha Corporation 32.42 7,496 243
2017-12-31 13F-HR BPFH / Boston Private Financial Holdings, Inc. 15.45 124,524 149,984 20.45 2,061 2,317 12.42
2017-12-31 13F-HR BWA / BorgWarner, Inc. 51.09 970,118 876,405 -9.66 49,699 44,776 -9.91
2017-12-31 13F-HR BWA / BorgWarner, Inc. Call 6.92 40,000 66,500 66.25 855 460 -46.20
2017-12-31 13F-HR BOOT / Boot Barn Holdings, Inc. 16.61 20,835 22,941 10.11 185 381 105.95
2017-12-31 13F-HR BCEI / Bonanza Creek Energy, Inc. 27.56 291,122 11,721 -95.97 9,604 323 -96.64
2017-12-31 13F-HR BNSO / Bonso Electronics International, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR SAM / Boston Beer Company, Inc. (THE) 191.09 51,242 51,154 -0.17 8,004 9,775 22.13
2017-12-31 13F-HR BXP / Boston Properties, Inc. 130.03 307,357 353,501 15.01 37,768 45,966 21.71
2017-12-31 13F-HR BXP / Boston Properties, Inc. Call 1.74 0 83,200 0 145
2017-12-31 13F-HR BOX / Box, Inc. 21.12 5,616,786 5,183,943 -7.71 108,515 109,486 0.89
2017-12-31 13F-HR BOX / Box, Inc. Call 2.86 39,200 39,200 0.00 84 112 33.33
2017-12-31 13F-HR BOX / Box, Inc. Put 0.66 39,200 39,200 0.00 67 26 -61.19
2017-12-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 11.09 329,969 356,507 8.04 3,366 3,954 17.47
2017-12-31 13F-HR BPMP / BP Midstream Partners LP 20.57 1,148,414 23,623
2017-12-31 13F-HR BRC / Brady Corp. 37.90 1,060,105 1,137,888 7.34 40,231 43,126 7.20
2017-12-31 13F-HR BP / BP Plc 42.03 4,207,557 3,910,192 -7.07 161,698 164,347 1.64
2017-12-31 13F-HR BYD / Boyd Gaming Corp. Call 3.20 286,900 10,000 -96.51 514 32 -93.77
2017-12-31 13F-HR BPT / BP Prudhoe Bay Royalty Trust 20.09 30,695 16,175 -47.30 689 325 -52.83
2017-12-31 13F-HR BGG / Briggs & Stratton Corp. 25.37 69,179 83,598 20.84 1,627 2,121 30.36
2017-12-31 13F-HR BRID / Bridgford Foods Corp. 0 0 0 0
2017-12-31 13F-HR BDGE / Bridge Bancorp, Inc. 35.02 21,674 27,784 28.19 736 973 32.20
2017-12-31 13F-HR BPI / BridgePoint Education, Inc. 8.30 144,669 153,578 6.16 1,389 1,275 -8.21
2017-12-31 13F-HR BRFS / BRF S.A. 11.26 3,771,020 4,634,547 22.90 54,341 52,185 -3.97
2017-12-31 13F-HR BDN / Brandywine Realty Trust 18.19 143,232 246,376 72.01 2,505 4,482 78.92
2017-12-31 13F-HR BCO / Brink's Company (The) 78.70 1,448,140 1,344,245 -7.17 122,006 105,791 -13.29
2017-12-31 13F-HR BCO / Brink's Company (The) Put 4.13 7,500 7,500 0.00 5 31 520.00
2017-12-31 13F-HR BFAM / Bright Horizons Family Solutions, Inc. 94.00 1,690,927 1,656,593 -2.03 145,775 155,720 6.82
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. Put 3.33 0 300 0 1
2017-12-31 13F-HR EAT / Brinker International, Inc. 38.84 689,705 607,243 -11.96 21,975 23,586 7.33
2017-12-31 13F-HR BHF / Brighthouse Financial, Inc. 58.64 219,207 223,945 2.16 13,328 13,133 -1.46
2017-12-31 13F-HR BCOV / Brightcove Inc. 7.09 38,624 53,020 37.27 278 376 35.25
2017-12-31 13F-HR BRS / Bristow Group, Inc. 13.47 175,838 136,952 -22.11 1,645 1,845 12.16
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.28 8,305,427 9,205,707 10.84 529,389 564,126 6.56
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. Call 0.48 3,400 232,000 6,723.53 47 112 138.30
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 66.99 2,861,984 3,542,767 23.79 178,730 237,331 32.79
2017-12-31 13F-HR BRX / Brixmor Property Group Inc. 18.66 476,402 884,511 85.66 8,956 16,506 84.30
2017-12-31 13F-HR 11133BAB8 / BroadSoft, Inc. 1.5% Bond Due 7/1/2018 18 1,485 8,150.00
2017-12-31 13F-HR 11133BAD4 / BroadSoft, Inc. 1% Bond Due 9/1/2022 663 409 -38.31
2017-12-31 13F-HR 112463AA2 / Brookdale Senior Living, Inc. Bond 14,583 8,594 -41.07
2017-12-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 12.93 224,763 2,906
2017-12-31 13F-HR BSFT / BroadSoft, Inc. 54.90 142,206 74,386 -47.69 7,153 4,084 -42.91
2017-12-31 13F-HR BKD / Brookdale Senior Living, Inc. 9.70 163,422 234,822 43.69 1,731 2,278 31.60
2017-12-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 23.38 52,308 1,223
2017-12-31 13F-HR BRKS / Brooks Automation, Inc. 23.85 589,589 542,496 -7.99 17,899 12,937 -27.72
2017-12-31 13F-HR BPY / Brookfield Property Partners L.P. 22.15 11,883 11,334 -4.62 277 251 -9.39
2017-12-31 13F-HR BRKL / Brookline Bancorp, Inc. 15.70 293,704 326,001 11.00 4,552 5,117 12.41
2017-12-31 13F-HR BEP / Brookfield Renewable Partners L.P. 34.84 9,197 10,189 10.79 308 355 15.26
2017-12-31 13F-HR BIP / Brookfield Infrastructure Partners L.P. 44.81 354,416 358,665 1.20 15,289 16,071 5.11
2017-12-31 13F-HR BF.A / Brown-Forman Corp. 67.25 72,343 66,338 -8.30 4,028 4,461 10.75
2017-12-31 13F-HR BRT / BRT Realty Trust 0 0 0 0
2017-12-31 13F-HR BRO / Brown & Brown, Inc. 51.46 5,804,446 5,571,284 -4.02 279,717 286,700 2.50
2017-12-31 13F-HR BF.B / Brown-Forman Corp. 68.67 1,800,164 1,762,489 -2.09 97,749 121,031 23.82
2017-12-31 13F-HR BT / BT Group Plc 18.22 431,485 277,747 -35.63 8,302 5,061 -39.04
2017-12-31 13F-HR BMTC / Bryn Mawr Bank Corp. 44.21 65,300 70,123 7.39 2,860 3,100 8.39
2017-12-31 13F-HR BRKR / Bruker Corp. 34.32 845,373 708,411 -16.20 25,150 24,312 -3.33
2017-12-31 13F-HR BLMT / BSB Bancorp, Inc. 29.22 9,534 12,698 33.19 285 371 30.18
2017-12-31 13F-HR BSQR / BSQUARE Corporation 4.69 3,197 3,197 0.00 17 15 -11.76
2017-12-31 13F-HR BC / Brunswick Corp. 55.22 679,563 2,131,199 213.61 38,035 117,685 209.41
2017-12-31 13F-HR BPL / Buckeye Partners, L.P. Call 0.56 32,400 18
2017-12-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 156.35 265,759 169,368 -36.27 28,090 26,481 -5.73
2017-12-31 13F-HR BPL / Buckeye Partners, L.P. 49.55 258,669 313,938 21.37 14,745 15,555 5.49
2017-12-31 13F-HR BLDR / Builders FirstSource, Inc. 21.79 412,025 434,586 5.48 7,413 9,469 27.74
2017-12-31 13F-HR BG / Bunge Ltd. 67.08 587,155 800,758 36.38 40,784 53,715 31.71
2017-12-31 13F-HR BURL / Burlington Stores, Inc. 123.03 2,578,245 2,240,172 -13.11 246,119 275,607 11.98
2017-12-31 13F-HR BY / Byline Bancorp, Inc. 22.94 409 9,328 2,180.68 9 214 2,277.78
2017-12-31 13F-HR BWXT / BWX Technologies, Inc. 60.49 3,171,362 2,966,391 -6.46 177,659 179,436 1.00
2017-12-31 13F-HR CHRW / C.H. Robinson Worldwide, Inc. Call 3.28 230,100 754
2017-12-31 13F-HR CHRW / C.H. Robinson Worldwide, Inc. Put 0.77 198,100 152
2017-12-31 13F-HR CJES / C&J Energy Services Ltd. 33.47 3,296,492 4,121,450 25.03 98,795 137,945 39.63
2017-12-31 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 89.09 432,337 288,521 -33.26 32,902 25,703 -21.88
2017-12-31 13F-HR CA / CA, Inc. 33.28 1,948,498 1,895,272 -2.73 65,040 63,075 -3.02
2017-12-31 13F-HR CFFI / C&F Financial Corp. 58.05 20,906 22,293 6.63 1,150 1,294 12.52
2017-12-31 13F-HR CABO / Cable One Inc. 703.37 25,553 22,759 -10.93 18,452 16,008 -13.25
2017-12-31 13F-HR CADE / Cadence Bancorporation 27.11 11,307 14,717 30.16 259 399 54.05
2017-12-31 13F-HR CBT / Cabot Corp. 61.59 200,370 148,800 -25.74 11,180 9,164 -18.03
2017-12-31 13F-HR CACI / CACI International, Inc. 132.34 68,457 79,528 16.17 9,539 10,525 10.34
2017-12-31 13F-HR COG / Cabot Oil & Gas Corp. 28.60 721,001 705,298 -2.18 19,287 20,173 4.59
2017-12-31 13F-HR COG / Cabot Oil & Gas Corp. Call 0.44 304,000 220,300 -27.53 310 96 -69.03
2017-12-31 13F-HR CCMP / Cabot Microelectronics Corp. 94.08 209,968 206,285 -1.75 16,782 19,407 15.64
2017-12-31 13F-HR CDZI / Cadiz, Inc. 14.26 67,859 51,268 -24.45 862 731 -15.20
2017-12-31 13F-HR CDNS / Cadence Design Systems, Inc. 41.82 310,962 928,598 198.62 12,274 38,834 216.39
2017-12-31 13F-HR CAE / CAE Inc. 18.56 161,665 161,604 -0.04 2,834 2,999 5.82
2017-12-31 13F-HR CZR / Caesars Entertainment Corporation Put 0.55 0 16,500 0 9
2017-12-31 13F-HR CAESARS ENTMT CORP / NOTE 5.000%10/0 (127686AA1) 10,978
2017-12-31 13F-HR PRSS / CafePress Inc. 1.84 32,070 59
2017-12-31 13F-HR CALM / Cal-Maine Foods, Inc. 44.44 63,864 87,738 37.38 2,626 3,899 48.48
2017-12-31 13F-HR CAI / CAI International, Inc. 28.32 98,273 129,011 31.28 2,979 3,654 22.66
2017-12-31 13F-HR CSTE / CaesarStone Sdot-Yam Ltd. 22.01 25,273 18,404 -27.18 753 405 -46.22
2017-12-31 13F-HR CHY / Calamos Convertible and High Income Fund 11.85 279,697 243,205 -13.05 3,328 2,882 -13.40
2017-12-31 13F-HR 128126AB5 / CalAmp Corp. Bond 320 1 -99.69
2017-12-31 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 20.07 391,732 388,841 -0.74 8,078 7,804 -3.39
2017-12-31 13F-HR CVGW / Calavo Growers, Inc. 84.40 151,114 163,988 8.52 11,062 13,840 25.11
2017-12-31 13F-HR CAMP / CalAmp Corp. 21.43 88,257 124,143 40.66 2,052 2,660 29.63
2017-12-31 13F-HR CAA / CalAtlantic Group, Inc. 56.39 144,841 333,220 130.06 5,305 18,791 254.21
2017-12-31 13F-HR CALA / Calithera Biosciences, Inc. 8.36 33,742 62,077 83.98 531 519 -2.26
2017-12-31 13F-HR ELY / Callaway Golf Company 13.93 1,250,888 1,286,832 2.87 18,050 17,925 -0.69
2017-12-31 13F-HR CALX / Calix, Inc. 5.95 45,349 62,983 38.89 229 375 63.76
2017-12-31 13F-HR CRC / California Resources Corp. 19.45 49,371 67,670 37.06 517 1,316 154.55
2017-12-31 13F-HR CPN / Calpine Corp. 15.13 267,741 457,274 70.79 3,949 6,920 75.23
2017-12-31 13F-HR ABCD / Cambium Learning Group, Inc. 5.70 33,210 19,489 -41.32 220 111 -49.55
2017-12-31 13F-HR CPE / Callon Petroleum Co. 12.15 726,002 710,113 -2.19 8,160 8,627 5.72
2017-12-31 13F-HR CLXT / Calyxt, Inc. 22.02 2,023 30,788 1,421.90 49 678 1,283.67
2017-12-31 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 7.70 478,364 372,934 -22.04 3,994 2,872 -28.09
2017-12-31 13F-HR CATC / Cambridge Bancorp 79.30 681 54
2017-12-31 13F-HR CPB / Campbell Soup Co. Call 0.62 95,400 59
2017-12-31 13F-HR CBM / Cambrex Corp. 48.00 296,494 341,819 15.29 16,307 16,407 0.61
2017-12-31 13F-HR SYLD / Cambria Shareholder Yield ETF 38.41 400 1,614 303.50 14 62 342.86
2017-12-31 13F-HR CPT / Camden Property Trust 92.06 207,800 207,271 -0.25 19,002 19,082 0.42
2017-12-31 13F-HR CCJ / Cameco Corp. 9.23 248,017 181,002 -27.02 2,399 1,670 -30.39
2017-12-31 13F-HR CPB / Campbell Soup Co. 48.11 313,645 373,542 19.10 14,684 17,971 22.38
2017-12-31 13F-HR CPB / Campbell Soup Co. Put 1.24 0 144,700 0 180
2017-12-31 13F-HR CAMT / Camtek Ltd. 5.67 975 3,350 243.59 5 19 280.00
2017-12-31 13F-HR GOOS / Canada Goose Holdings Inc Put 0.88 51,200 45
2017-12-31 13F-HR GOOS / Canada Goose Holdings Inc 31.57 218,133 75,621 -65.33 4,483 2,387 -46.75
2017-12-31 13F-HR CNQ / Canadian Natural Resources Limited 35.72 505,579 487,354 -3.60 16,932 17,408 2.81
2017-12-31 13F-HR CNI / Canadian National Railway Co. 82.50 751,830 717,445 -4.57 62,289 59,188 -4.98
2017-12-31 13F-HR CP / Canadian Pacific Railway Ltd. 182.77 66,232 68,945 4.10 11,129 12,601 13.23
2017-12-31 13F-HR CNNE / Cannae Holdings, Inc. 17.03 148,765 2,534
2017-12-31 13F-HR CSIQ / Canadian Solar Inc. 17.60 1,011 682 -32.54 17 12 -29.41
2017-12-31 13F-HR CGIX / Cancer Genetics, Inc. 1.90 15,823 14,200 -10.26 43 27 -37.21
2017-12-31 13F-HR CMN / Cantel Medical Corp. 102.87 845,062 614,684 -27.26 79,580 63,233 -20.54
2017-12-31 13F-HR CCBG / Capital City Bank Group, Inc. 22.94 27,769 32,346 16.48 668 742 11.08
2017-12-31 13F-HR CPLA / Capella Education Co. 77.38 72,184 17,497 -75.76 5,064 1,354 -73.26
2017-12-31 13F-HR CAJ / Canon, Inc. 37.40 92,836 91,909 -1.00 3,186 3,437 7.88
2017-12-31 13F-HR CPHC / Canterbury Park Holding Corp. 20.00 101 100 -0.99 1 2 100.00
2017-12-31 13F-HR COF / Capital One Financial Corp. 99.58 1,967,762 2,082,566 5.83 166,591 207,381 24.49
2017-12-31 13F-HR COF / Capital One Financial Corp. Call 16.93 48,300 83,600 73.08 777 1,415 82.11
2017-12-31 13F-HR CAPITALA FIN CORP / 5.75% NT CV 22 (14054R403) 0 0
2017-12-31 13F-HR CPLP / Capital Product Partners L.P. 3.35 113,196 102,431 -9.51 396 343 -13.38
2017-12-31 13F-HR CAPR / Capricor Therapeutics, Inc. 1.59 35,300 35,300 0.00 107 56 -47.66
2017-12-31 13F-HR CPST / Capstone Turbine Corp. 0.69 22,676 5,776 -74.53 15 4 -73.33
2017-12-31 13F-HR CMO / Capstead Mortgage Corp. 8.65 786,406 696,126 -11.48 7,590 6,021 -20.67
2017-12-31 13F-HR CARB / Carbonite, Inc. 25.10 31,967 37,935 18.67 703 952 35.42
2017-12-31 13F-HR CARA / Cara Therapeutics, Inc. 12.27 28,124 20,046 -28.72 385 246 -36.10
2017-12-31 13F-HR CRR / Carbo Ceramics Inc. 10.18 879,216 737,456 -16.12 7,588 7,507 -1.07
2017-12-31 13F-HR CSII / Cardiovascular Systems, Inc. 23.68 47,253 54,682 15.72 1,330 1,295 -2.63
2017-12-31 13F-HR CRME / Cardiome Pharma Corp. 1.25 800 800 0.00 2 1 -50.00
2017-12-31 13F-HR CAH / Cardinal Health, Inc. 61.27 1,024,389 1,318,252 28.69 68,553 80,768 17.82
2017-12-31 13F-HR CRCM / Care.com, Inc. 18.06 19,280 75,696 292.61 306 1,367 346.73
2017-12-31 13F-HR CECO / Career Education Corp. 12.07 75,962 123,897 63.10 789 1,496 89.61
2017-12-31 13F-HR CATM / Cardtronics, Inc. 18.52 190,304 179,620 -5.61 4,379 3,327 -24.02
2017-12-31 13F-HR CG / The Carlyle Group L.P. 22.90 873,412 896,263 2.62 20,612 20,524 -0.43
2017-12-31 13F-HR KMX / CarMax, Inc. 64.13 973,213 956,490 -1.72 73,778 61,339 -16.86
2017-12-31 13F-HR KMX / CarMax, Inc. Call 0.03 0 29,700 0 1
2017-12-31 13F-HR KMX / CarMax, Inc. Put 3.65 0 81,000 0 296
2017-12-31 13F-HR CSL / Carlisle Companies, Inc. 113.65 519,435 397,107 -23.55 52,094 45,132 -13.36
2017-12-31 13F-HR CTRE / CareTrust REIT, Inc. 16.76 206,262 286,703 39.00 3,927 4,806 22.38
2017-12-31 13F-HR CCL / Carnival Corp. 66.37 1,780,222 1,866,482 4.85 114,949 123,880 7.77
2017-12-31 13F-HR CUK / Carnival Plc 66.28 188,682 187,953 -0.39 12,166 12,458 2.40
2017-12-31 13F-HR CARO / Carolina Financial Corp 37.13 36,076 28,225 -21.76 1,295 1,048 -19.07
2017-12-31 13F-HR CRS / Carpenter Technology Corp. 50.99 179,339 175,931 -1.90 8,613 8,971 4.16
2017-12-31 13F-HR CSV / Carriage Services, Inc. 25.71 72,862 68,623 -5.82 1,865 1,764 -5.42
2017-12-31 13F-HR CRZO / Carrizo Oil & Gas, Inc. 21.28 240,290 246,149 2.44 4,116 5,239 27.28
2017-12-31 13F-HR TAST / Carrols Restaurant Group, Inc. 12.14 49,805 60,033 20.54 542 729 34.50
2017-12-31 13F-HR CARS / Cars.com Inc 28.84 90,580 127,621 40.89 2,410 3,680 52.70
2017-12-31 13F-HR CASC / Cascadian Therapeutics, Inc. 3.69 2,456 26,565 981.64 10 98 880.00
2017-12-31 13F-HR CARV / Carver Bancorp, Inc. 3.00 1,000 1,000 0.00 2 3 50.00
2017-12-31 13F-HR CWST / Casella Waste Systems, Inc. 23.02 206,543 246,206 19.20 3,884 5,667 45.91
2017-12-31 13F-HR CASS / Cass Information Systems, Inc. 58.22 12,555 18,017 43.50 797 1,049 31.62
2017-12-31 13F-HR CBIO / Catalyst Biosciences Inc. 13.61 0 3,600 0 49
2017-12-31 13F-HR CPRX / Catalyst Pharmaceuticals, Inc. 3.91 29,128 39,415 35.32 74 154 108.11
2017-12-31 13F-HR CTLT / Catalent Inc. 41.08 705,065 717,432 1.75 28,147 29,472 4.71
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.58 2,377,578 2,682,511 12.83 296,509 422,710 42.56
2017-12-31 13F-HR CAT / Caterpillar, Inc. Put 0.37 83,300 26,900 -67.71 22 10 -54.55
2017-12-31 13F-HR CTT / CatchMark Timber Trust, Inc. 13.13 395,181 404,892 2.46 4,983 5,317 6.70
2017-12-31 13F-HR CATO / Cato Corp. 15.92 27,833 41,951 50.72 369 668 81.03
2017-12-31 13F-HR CVCO / Cavco Industries, Inc. 152.60 191,182 164,508 -13.95 28,209 25,104 -11.01
2017-12-31 13F-HR CBL / CBL & Associates Properties, Inc. 5.66 252,450 303,200 20.10 2,119 1,716 -19.02
2017-12-31 13F-HR CBZ / CBIZ, Inc. 15.45 268,746 330,061 22.82 4,367 5,099 16.76
2017-12-31 13F-HR CBFV / CB Financial Services, Inc. 29.87 751 5,658 653.40 22 169 668.18
2017-12-31 13F-HR CAVM / Cavium, Inc. 83.82 348,864 71,208 -79.59 23,004 5,969 -74.05
2017-12-31 13F-HR CBOE / CBOE Holdings, Inc. 124.59 1,520,349 1,383,473 -9.00 163,635 172,367 5.34
2017-12-31 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.92 4,010,524 4,090,023 1.98 31,683 32,393 2.24
2017-12-31 13F-HR CBG / CBRE Group, Inc. 43.31 7,187,536 7,211,233 0.33 272,262 312,320 14.71
2017-12-31 13F-HR CBS.A / CBS Corp. 60.02 1,910 1,766 -7.54 111 106 -4.50
2017-12-31 13F-HR CBTX / CBTX, Inc. 29.20 411 12
2017-12-31 13F-HR CBS / CBS Corp. 59.00 2,728,555 2,775,806 1.73 158,258 163,772 3.48
2017-12-31 13F-HR CBS / CBS Corp. Call 10.39 0 25,400 0 264
2017-12-31 13F-HR CDW / CDW Corporation 69.49 2,614,194 2,478,842 -5.18 172,538 172,255 -0.16
2017-12-31 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 97.41 425,715 700,271 64.49 37,258 68,213 83.08
2017-12-31 13F-HR CDK / CDK Global, Inc. 71.28 538,637 554,503 2.95 33,982 39,524 16.31
2017-12-31 13F-HR CEL SCI CORP / COM PAR NEW (150837607) 2.58 388 1
2017-12-31 13F-HR CDR / Cedar Realty Trust, Inc. 6.08 92,012 127,110 38.15 517 773 49.52
2017-12-31 13F-HR CNXC / CNX Coal Resources LP 64.99 187,907 193,530 2.99 12,049 12,578 4.39
2017-12-31 13F-HR CGI / Celadon Group, Inc. 6.38 10,130 26,806 164.62 69 171 147.83
2017-12-31 13F-HR CELC / Celcuity Inc. 19.19 886 17
2017-12-31 13F-HR CE / Celanese Corp. 107.08 3,241,190 3,135,807 -3.25 337,959 335,782 -0.64
2017-12-31 13F-HR CELG / Celgene Corp. 104.36 7,380,476 5,181,696 -29.79 1,076,221 540,763 -49.75
2017-12-31 13F-HR CELG / Celgene Corp. Call 0.67 80,700 30,000 -62.83 1,886 20 -98.94
2017-12-31 13F-HR CLSN / Celsion Corp. 0.00 107 107 0.00 0 0
2017-12-31 13F-HR CLRB / Cellectar Biosciences, Inc. 0.00 5 5 0.00 0 0
2017-12-31 13F-HR 151290BC6 / Cemex S.A.B de C.V. Bond 3.750% 3/1 153 10 -93.46
2017-12-31 13F-HR CVE / Cenovus Energy Inc. 9.13 166,561 137,279 -17.58 1,669 1,253 -24.93
2017-12-31 13F-HR CX / Cemex S.A.B de C.V. 7.50 6,455,668 5,760,280 -10.77 58,617 43,201 -26.30
2017-12-31 13F-HR CENTER COAST MLP & INFRSTR F