InvestorWellington Shields Capital Management, LLC
Portfolio Value $ 644,184,000
Current Positions331
Opened Positions5
Closed Positions32


Latest Holdings, Performance, AUM (from 13F, 13D)

Wellington Shields Capital Management, LLC has disclosed 331 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 644,184,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Wellington Shields Capital Management, LLC's top holdings are Flowers Foods, Inc. (NYSE:FLO) , Exxon Mobil Corp. (NYSE:XOM) , Apple, Inc. (NASDAQ:AAPL) , Microsoft Corp. (NASDAQ:MSFT) , and SYSCO Corp. (NYSE:SYY) . Wellington Shields Capital Management, LLC's new positions include AES Corp. (The) (NYSE:AES) , Vantiv, Inc. (NYSE:VNTV) , Apogee Enterprises, Inc. (NASDAQ:APOG) , Cabot Oil & Gas Corp. (NYSE:COG) , and Thermo Fisher Scientific, Inc. (NYSE:TMO) .

All Wellington Shields Capital Management, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 06, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR YUMC / Yum China Holdings, Inc. 40.00 9,100 9,100 0.00 364 364 0.00
2017-12-31 13F-HR DY / Dycom Industries, Inc. 11,250 0 -100.00 966 0 -100.00
2017-12-31 13F-HR BCR / Bard (C.R.), Inc. 2,000 0 -100.00 641 0 -100.00
2017-12-31 13F-HR GIMO / Gigamon Inc. 30,900 0 -100.00 1,302 0 -100.00
2017-12-31 13F-HR MNTA / Momenta Pharmaceuticals, Inc. 20,100 0 -100.00 372 0 -100.00
2017-12-31 13F-HR SUM / Summit Materials, Inc. 14,900 0 -100.00 477 0 -100.00
2017-12-31 13F-HR TRIP / TripAdvisor, Inc. 29,000 0 -100.00 1,175 0 -100.00
2017-12-31 13F-HR ADDDF / adidas AG 2,000 0 -100.00 226 0 -100.00
2017-12-31 13F-HR BIDU / Baidu, Inc. 840 0 -100.00 208 0 -100.00
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 3,200 0 -100.00 288 0 -100.00
2017-12-31 13F-HR TIME / Time Inc. 51,886 0 -100.00 700 0 -100.00
2017-12-31 13F-HR CIEN / Ciena Corp. 47,200 0 -100.00 1,037 0 -100.00
2017-12-31 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 3,850 0 -100.00 563 0 -100.00
2017-12-31 13F-HR OMF / OneMain Holdings, Inc. 11,640 0 -100.00 328 0 -100.00
2017-12-31 13F-HR SRCL / Stericycle, Inc. 3,400 0 -100.00 244 0 -100.00
2017-12-31 13F-HR FIT / Fitbit Inc. 20,500 0 -100.00 143 0 -100.00
2017-12-31 13F-HR NVS / Novartis AG 2,334 0 -100.00 200 0 -100.00
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 22,000 0 -100.00 315 0 -100.00
2017-12-31 13F-HR BIREF / Birchcliff Energy Ltd. 10,000 0 -100.00 49 0 -100.00
2017-12-31 13F-HR AAXN / Axon Enterprise Inc 26,830 0 -100.00 608 0 -100.00
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 12,900 0 -100.00 181 0 -100.00
2017-12-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 25,146 0 -100.00 422 0 -100.00
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 9,912 0 -100.00 484 0 -100.00
2017-12-31 13F-HR Q / Quintiles Transitional Holdings Inc. 2,746 0 -100.00 261 0 -100.00
2017-12-31 13F-HR DXJF / WisdomTree Japan Hedged Financials Fund 31,180 0 -100.00 755 0 -100.00
2017-12-31 13F-HR PAYX / Paychex, Inc. 9,600 0 -100.00 576 0 -100.00
2017-12-31 13F-HR MYL / Mylan N.V. 19,750 0 -100.00 620 0 -100.00
2017-12-31 13F-HR MSCC / Microsemi Corp. 10,810 0 -100.00 556 0 -100.00
2017-12-31 13F-HR FN / Fabrinet 6,500 0 -100.00 241 0 -100.00
2017-12-31 13F-HR RHHBY / Roche Holding Ltd 8,000 0 -100.00 256 0 -100.00
2017-12-31 13F-HR ALL / Allstate Corp. (The) 5,070 0 -100.00 466 0 -100.00
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 4,599 0 -100.00 202 0 -100.00
2017-12-31 13F-HR UA / Under Armour, Inc., Class C 45,235 0 -100.00 745 0 -100.00
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.30 24,070 23,550 -2.16 809 902 11.50
2017-12-31 13F-HR ABB / ABB Ltd. 26.83 71,975 34,250 -52.41 1,781 919 -48.40
2017-12-31 13F-HR GNTX / Gentex Corp. 20.94 12,800 12,800 0.00 253 268 5.93
2017-12-31 13F-HR BIIB / Biogen Inc. 318.65 4,219 4,246 0.64 1,321 1,353 2.42
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. 240.69 0 1,450 0 349
2017-12-31 13F-HR BLK / BlackRock, Inc. 513.55 1,960 2,619 33.62 876 1,345 53.54
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 59.31 8,025 8,025 0.00 439 476 8.43
2017-12-31 13F-HR EXP / Eagle Materials, Inc. 113.31 28,100 28,100 0.00 2,998 3,184 6.20
2017-12-31 13F-HR NCR / NCR Corp. 33.95 11,514 10,014 -13.03 432 340 -21.30
2017-12-31 13F-HR VEOEY / Veolia Environnement 25.52 8,700 8,700 0.00 200 222 11.00
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 171.87 2,211 2,211 0.00 356 380 6.74
2017-12-31 13F-HR FLO / Flowers Foods, Inc. 19.31 7,109,295 7,122,299 0.18 133,726 137,532 2.85
2017-12-31 13F-HR BC / Brunswick Corp. 55.23 12,950 12,855 -0.73 725 710 -2.07
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.44 15,739 13,139 -16.52 2,283 2,016 -11.70
2017-12-31 13F-HR EQT / EQT Corp. 56.93 11,400 11,400 0.00 744 649 -12.77
2017-12-31 13F-HR CCI / Crown Castle International Corp. 111.00 11,505 11,505 0.00 1,150 1,277 11.04
2017-12-31 13F-HR LUK / Leucadia National Corp. 26.49 65,900 74,900 13.66 1,664 1,984 19.23
2017-12-31 13F-HR IRDM / Iridium Communications Inc 11.81 53,926 51,326 -4.82 555 606 9.19
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.14 0 1,770 0 310
2017-12-31 13F-HR LLL / L-3 Communications Holdings, Inc. 197.82 10,360 10,161 -1.92 1,952 2,010 2.97
2017-12-31 13F-HR CVS / CVS Health Corporation 72.50 29,199 61,861 111.86 2,374 4,485 88.92
2017-12-31 13F-HR TRN / Trinity Industries, Inc. 37.50 0 5,600 0 210
2017-12-31 13F-HR CMP / Compass Minerals Group, Inc. 72.23 22,840 16,060 -29.68 1,482 1,160 -21.73
2017-12-31 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 83.48 4,105 3,905 -4.87 328 326 -0.61
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.88 0 5,900 0 548
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.46 14,932 12,432 -16.74 1,277 1,050 -17.78
2017-12-31 13F-HR DOV / Dover Corp. 100.87 2,300 2,300 0.00 210 232 10.48
2017-12-31 13F-HR SPYD / SPDR S&P 500 High Dividend ETF 37.46 22,633 26,535 17.24 815 994 21.96
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.11 15,280 15,532 1.65 1,772 2,083 17.55
2017-12-31 13F-HR FBHS / Fortune Brands Home & Security, Inc. 68.45 29,000 29,000 0.00 1,950 1,985 1.79
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.68 11,800 7,100 -39.83 911 516 -43.36
2017-12-31 13F-HR CE / Celanese Corp. 107.01 7,150 6,700 -6.29 746 717 -3.89
2017-12-31 13F-HR MDT / Medtronic plc 80.80 3,850 8,156 111.84 299 659 120.40
2017-12-31 13F-HR AXP / American Express Co. 99.32 22,111 22,111 0.00 2,000 2,196 9.80
2017-12-31 13F-HR CTRL / Control4 Corp 29.75 34,100 32,100 -5.87 1,005 955 -4.98
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.64 183,517 183,057 -0.25 15,045 15,311 1.77
2017-12-31 13F-HR KO / Coca Cola Co. 45.87 41,561 42,507 2.28 1,871 1,950 4.22
2017-12-31 13F-HR GNOLF / Genoil Inc. 0.04 54,000 54,000 0.00 4 2 -50.00
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.86 7,130 7,130 0.00 378 384 1.59
2017-12-31 13F-HR MA / MasterCard Incorporated 151.36 41,605 41,675 0.17 5,875 6,308 7.37
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.27 10,700 10,700 0.00 246 249 1.22
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 20.91 166,040 154,240 -7.11 4,091 3,225 -21.17
2017-12-31 13F-HR AMGN / Amgen Inc. 173.67 1,975 1,975 0.00 368 343 -6.79
2017-12-31 13F-HR PWR / Quanta Services, Inc. 39.12 22,650 22,650 0.00 846 886 4.73
2017-12-31 13F-HR WDC / Western Digital Corp. 79.53 12,700 12,700 0.00 1,097 1,010 -7.93
2017-12-31 13F-HR FNSR / Finisar Corporation 20.35 33,600 40,150 19.49 745 817 9.66
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation 50.82 0 9,700 0 493
2017-12-31 13F-HR CHD / Church & Dwight Co., Inc. 50.17 9,305 9,308 0.03 451 467 3.55
2017-12-31 13F-HR NWL / Newell Brands Inc. 30.89 54,272 26,610 -50.97 2,316 822 -64.51
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.65 10,040 9,640 -3.98 1,221 1,192 -2.38
2017-12-31 13F-HR ALB / Albemarle Corp. 127.91 9,155 9,155 0.00 1,248 1,171 -6.17
2017-12-31 13F-HR RGC / Regal Entertainment Group 23.00 20,000 20,000 0.00 320 460 43.75
2017-12-31 13F-HR BEL / Belmond Ltd. 12.25 116,200 118,200 1.72 1,586 1,448 -8.70
2017-12-31 13F-HR GVA / Granite Construction, Inc. 63.43 52,510 53,145 1.21 3,043 3,371 10.78
2017-12-31 13F-HR IDA / IDACORP, Inc. 91.25 4,000 4,000 0.00 352 365 3.69
2017-12-31 13F-HR OC / Owens Corning, Inc. 91.90 10,250 10,250 0.00 793 942 18.79
2017-12-31 13F-HR COP / ConocoPhillips 54.89 33,131 27,892 -15.81 1,658 1,531 -7.66
2017-12-31 13F-HR VIAB / Viacom, Inc. 30.81 40,341 73,961 83.34 1,123 2,279 102.94
2017-12-31 13F-HR NSRGY / Nestle S.A. 85.95 11,322 10,972 -3.09 951 943 -0.84
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 335.89 3,148 2,998 -4.76 1,144 1,007 -11.98
2017-12-31 13F-HR ALLY / Ally Financial Inc. 29.18 16,176 16,036 -0.87 392 468 19.39
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.14 2,133 1,733 -18.75 233 203 -12.88
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.46 29,925 23,814 -20.42 1,658 1,273 -23.22
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 173.02 2,150 2,150 0.00 317 372 17.35
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.51 34,318 34,668 1.02 3,383 3,727 10.17
2017-12-31 13F-HR FRC / First Republic Bank (San Francisco, California) 86.63 15,365 15,365 0.00 1,605 1,331 -17.07
2017-12-31 13F-HR BAC / Bank of America Corp. 29.51 25,745 27,145 5.44 652 801 22.85
2017-12-31 13F-HR SPN / Superior Energy Services, Inc. 9.63 82,910 55,860 -32.63 885 538 -39.21
2017-12-31 13F-HR FDX / FedEx Corp. 249.52 1,975 3,675 86.08 446 917 105.61
2017-12-31 13F-HR AHT / Ashford Hospitality Trust Inc. 6.73 53,053 51,144 -3.60 354 344 -2.82
2017-12-31 13F-HR POR / Portland General Electric Co. 45.59 13,600 13,600 0.00 621 620 -0.16
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.71 1,855 1,755 -5.39 275 268 -2.55
2017-12-31 13F-HR SYK / Stryker Corp. 155.00 2,000 2,000 0.00 284 310 9.15
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. 112.70 48,740 49,440 1.44 5,328 5,572 4.58
2017-12-31 13F-HR BP / BP Plc 42.03 34,600 32,021 -7.45 1,330 1,346 1.20
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.66 27,218 27,218 0.00 1,723 2,032 17.93
2017-12-31 13F-HR GLW / Corning, Inc. 31.99 29,600 29,600 0.00 886 947 6.88
2017-12-31 13F-HR SCL / Stepan Co. 78.96 29,900 29,900 0.00 2,501 2,361 -5.60
2017-12-31 13F-HR TRI / Thomson Reuters Corp. 43.64 5,500 5,500 0.00 252 240 -4.76
2017-12-31 13F-HR UL / Unilever, PLC ADR 55.33 4,500 4,500 0.00 261 249 -4.60
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.93 0 3,592 0 966
2017-12-31 13F-HR FANG / Diamondback Energy, Inc. 126.22 9,050 10,450 15.47 887 1,319 48.70
2017-12-31 13F-HR CDW / CDW Corporation 69.47 8,800 9,400 6.82 581 653 12.39
2017-12-31 13F-HR KN / Knowles Corp 14.65 18,583 28,183 51.66 284 413 45.42
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.30 19,525 22,975 17.67 1,565 1,822 16.42
2017-12-31 13F-HR CASI / CASI Pharmaceuticals, Inc. 3.25 725,348 725,348 0.00 1,284 2,357 83.57
2017-12-31 13F-HR TCEHY / Tencent Holding Ltd. 51.99 4,800 5,905 23.02 211 307 45.50
2017-12-31 13F-HR HRS / Harris Corp. 141.68 6,825 6,825 0.00 899 967 7.56
2017-12-31 13F-HR DE / Deere & Co. 156.49 5,010 5,010 0.00 629 784 24.64
2017-12-31 13F-HR HEES / H &E Equipment Services, Inc. 40.65 33,800 15,400 -54.44 987 626 -36.58
2017-12-31 13F-HR NKE / Nike, Inc. 62.57 41,906 17,757 -57.63 2,173 1,111 -48.87
2017-12-31 13F-HR MGM / MGM Resorts International 33.40 53,321 44,587 -16.38 1,738 1,489 -14.33
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.04 4,800 4,800 0.00 369 389 5.42
2017-12-31 13F-HR SJM / Smucker (J.M.) Co. 124.24 45,891 44,544 -2.94 4,815 5,534 14.93
2017-12-31 13F-HR AAL / American Airlines Group Inc. 52.00 0 7,500 0 390
2017-12-31 13F-HR UEC / Uranium Energy Corp. 1.77 13,000 13,000 0.00 18 23 27.78
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.34 13,367 16,108 20.51 1,895 2,470 30.34
2017-12-31 13F-HR RBA / Ritchie Bros. Auctioneers Inc. 29.94 31,500 31,500 0.00 996 943 -5.32
2017-12-31 13F-HR PSX / Phillips 66 101.10 6,605 5,618 -14.94 605 568 -6.12
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.20 2,500 2,500 0.00 215 223 3.72
2017-12-31 13F-HR WDFC / WD-40 Co. 118.00 14,160 13,110 -7.42 1,585 1,547 -2.40
2017-12-31 13F-HR AL / Air Lease Corporation 48.15 6,500 6,500 0.00 277 313 13.00
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.29 41,600 39,500 -5.05 2,652 2,421 -8.71
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.92 79,513 79,442 -0.09 8,860 9,527 7.53
2017-12-31 13F-HR MCK / McKesson Corp. 155.72 1,940 2,010 3.61 298 313 5.03
2017-12-31 13F-HR RPM / RPM International, Inc. 52.41 33,750 32,950 -2.37 1,733 1,727 -0.35
2017-12-31 13F-HR DLOV / Daleco Resources Corp. 0.00 265,000 265,000 0.00 2 0 -100.00
2017-12-31 13F-HR GRMN / Garmin Ltd. 59.60 10,000 10,000 0.00 540 596 10.37
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.25 34,569 31,464 -8.98 2,213 1,770 -20.02
2017-12-31 13F-HR UNFI / United Natural Foods, Inc. 49.27 89,020 73,020 -17.97 3,702 3,598 -2.81
2017-12-31 13F-HR ACN / Accenture plc 153.09 21,650 24,078 11.21 2,924 3,686 26.06
2017-12-31 13F-HR FLR / Fluor Corp. 51.66 14,500 14,500 0.00 610 749 22.79
2017-12-31 13F-HR CIM / Chimera Investment Corp. 18.47 36,550 18,300 -49.93 692 338 -51.16
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. 59.50 10,100 10,100 0.00 577 601 4.16
2017-12-31 13F-HR MIC / Macquarie Infrastructure Company LLC 64.18 19,450 26,160 34.50 1,404 1,679 19.59
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited 46.20 7,100 7,100 0.00 321 328 2.18
2017-12-31 13F-HR VOD / Vodafone Group Plc 31.90 54,052 54,052 0.00 1,538 1,724 12.09
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 169.34 1,422 3,372 137.13 211 571 170.62
2017-12-31 13F-HR MO / Altria Group, Inc. 71.43 0 3,066 0 219
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.76 5,950 5,950 0.00 303 302 -0.33
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.66 9,100 7,100 -21.98 583 523 -10.29
2017-12-31 13F-HR GBDC / Golub Capital BDC, Inc. 18.19 37,790 36,290 -3.97 711 660 -7.17
2017-12-31 13F-HR MHLD / Maiden Holdings Ltd. 6.60 36,000 30,000 -16.67 286 198 -30.77
2017-12-31 13F-HR MCD / McDonald's Corp. 172.16 3,759 3,915 4.15 589 674 14.43
2017-12-31 13F-HR CFG / Citizens Financial Group, Inc. 41.96 16,825 16,825 0.00 637 706 10.83
2017-12-31 13F-HR GD / General Dynamics Corp. 203.45 9,720 9,570 -1.54 1,998 1,947 -2.55
2017-12-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 50.58 13,186 14,314 8.55 673 724 7.58
2017-12-31 13F-HR DLX / Deluxe Corp. 76.77 13,826 5,028 -63.63 1,009 386 -61.74
2017-12-31 13F-HR INGR / Ingredion, Inc. 139.85 4,326 4,326 0.00 522 605 15.90
2017-12-31 13F-HR MET / MetLife, Inc. 50.54 39,852 29,776 -25.28 2,070 1,505 -27.29
2017-12-31 13F-HR GMS / GMS Inc. 37.67 15,350 14,600 -4.89 543 550 1.29
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 17.79 46,110 47,610 3.25 676 847 25.30
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.94 10,044 10,305 2.60 122 123 0.82
2017-12-31 13F-HR VGK / Vanguard FTSE Europe ETF 59.11 6,226 6,226 0.00 363 368 1.38
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.12 16,476 15,810 -4.04 1,383 1,330 -3.83
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.62 1,716 1,716 0.00 215 231 7.44
2017-12-31 13F-HR FB / Facebook, Inc. 176.46 38,955 47,315 21.46 6,656 8,349 25.44
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 169.67 18,000 18,000 0.00 2,717 3,054 12.40
2017-12-31 13F-HR IP / International Paper Company 57.93 11,185 11,185 0.00 636 648 1.89
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 150,261 147,598 -1.77 11,193 12,626 12.80
2017-12-31 13F-HR COL / Rockwell Collins, Inc. 135.60 5,000 5,000 0.00 654 678 3.67
2017-12-31 13F-HR ING / ING Groep N.V. 18.48 20,330 20,290 -0.20 374 375 0.27
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.72 47,425 50,735 6.98 2,873 3,385 17.82
2017-12-31 13F-HR CLX / Clorox Company (The) 148.81 1,680 1,680 0.00 222 250 12.61
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.88 56,175 54,678 -2.66 5,111 5,024 -1.70
2017-12-31 13F-HR SUN / Sunoco LP 28.38 26,100 26,600 1.92 812 755 -7.02
2017-12-31 13F-HR ABT / Abbott Laboratories 57.07 30,018 30,018 0.00 1,602 1,713 6.93
2017-12-31 13F-HR SFE / Safeguard Scientifics, Inc. 11.20 84,828 67,600 -20.31 1,132 757 -33.13
2017-12-31 13F-HR ETN / Eaton Corporation 78.87 0 2,612 0 206
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.24 14,850 14,750 -0.67 1,387 1,508 8.72
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.05 83,574 90,239 7.97 3,216 3,614 12.38
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 63.95 4,800 3,800 -20.83 249 243 -2.41
2017-12-31 13F-HR TATYY / Tate & Lyle, PLC 37.75 8,901 8,901 0.00 315 336 6.67
2017-12-31 13F-HR DATA / Tableau Software, Inc. 69.33 3,000 3,000 0.00 225 208 -7.56
2017-12-31 13F-HR ILMN / Illumina, Inc. 218.51 18,317 18,297 -0.11 3,649 3,998 9.56
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.32 13,936 16,336 17.22 872 1,116 27.98
2017-12-31 13F-HR CVX / Chevron Corp. 125.20 21,231 29,681 39.80 2,495 3,716 48.94
2017-12-31 13F-HR IAC / IAC/InterActiveCorp. 122.34 8,000 7,700 -3.75 941 942 0.11
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.59 2,720 2,720 0.00 320 328 2.50
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.02 14,416 14,423 0.05 334 332 -0.60
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 297,500.00 2 2 0.00 549 595 8.38
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.59 0 2,470 0 204
2017-12-31 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 128.38 8,000 8,000 0.00 957 1,027 7.31
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 81.56 9,600 9,600 0.00 707 783 10.75
2017-12-31 13F-HR FNF / Fidelity National Financial, Inc. 39.23 27,450 27,450 0.00 1,303 1,077 -17.34
2017-12-31 13F-HR CELG / Celgene Corp. 104.36 35,590 35,350 -0.67 5,190 3,689 -28.92
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.84 0 10,365 0 444
2017-12-31 13F-HR THS / TreeHouse Foods, Inc. 49.47 48,894 46,294 -5.32 3,312 2,290 -30.86
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.11 4,835 5,022 3.87 709 784 10.58
2017-12-31 13F-HR F / Ford Motor Co. 12.49 79,420 83,420 5.04 951 1,042 9.57
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.89 16,315 18,215 11.65 422 508 20.38
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.93 90,291 88,908 -1.53 4,469 4,706 5.30
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.27 5,118 15,456 201.99 350 1,117 219.14
2017-12-31 13F-HR UTX / United Technologies Corp. 127.54 9,925 12,475 25.69 1,152 1,591 38.11
2017-12-31 13F-HR TK / Teekay Corp. 9.32 226,000 226,000 0.00 2,018 2,106 4.36
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.91 5,075 6,525 28.57 300 417 39.00
2017-12-31 13F-HR CB / Chubb Ltd 146.12 6,300 6,488 2.98 898 948 5.57
2017-12-31 13F-HR GLNG / Golar LNG Ltd. 29.80 0 34,500 0 1,028
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.66 17,150 17,150 0.00 1,076 1,109 3.07
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.97 3,350 3,300 -1.49 496 551 11.09
2017-12-31 13F-HR NFG / National Fuel Gas Co. 55.00 6,000 4,000 -33.33 340 220 -35.29
2017-12-31 13F-HR HACK / PureFunds ISE Cyber Security ETF 31.67 8,525 6,600 -22.58 257 209 -18.68
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.55 0 2,350 0 335
2017-12-31 13F-HR SRCH / Searchlight Minerals Corp. 0.00 15,000 15,000 0.00 1 0 -100.00
2017-12-31 13F-HR CVE / Cenovus Energy Inc. 9.13 15,000 15,000 0.00 150 137 -8.67
2017-12-31 13F-HR BBT / BB&T Corp. 49.78 6,750 6,750 0.00 317 336 5.99
2017-12-31 13F-HR SXT / Sensient Technologies Corp. 73.14 61,522 55,836 -9.24 4,732 4,084 -13.69
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.84 74,850 78,325 4.64 4,475 4,765 6.48
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.08 35,151 31,477 -10.45 674 569 -15.58
2017-12-31 13F-HR INDA / iShares MSCI India ETF 36.09 6,425 7,425 15.56 211 268 27.01
2017-12-31 13F-HR INTC / Intel Corp. 46.18 26,941 29,756 10.45 1,026 1,374 33.92
2017-12-31 13F-HR AVAV / AeroVironment, Inc. 56.17 10,700 10,700 0.00 579 601 3.80
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 235.74 3,380 3,330 -1.48 765 785 2.61
2017-12-31 13F-HR ZTS / Zoetis Inc. 72.03 9,000 9,205 2.28 574 663 15.51
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 42.42 12,580 11,080 -11.92 518 470 -9.27
2017-12-31 13F-HR WTR / Aqua America, Inc. 39.22 34,601 34,601 0.00 1,148 1,357 18.21
2017-12-31 13F-HR SYY / SYSCO Corp. 60.73 191,732 190,402 -0.69 10,344 11,563 11.78
2017-12-31 13F-HR THO / Thor Industries, Inc. 150.71 5,500 5,600 1.82 693 844 21.79
2017-12-31 13F-HR BGS / B&G Foods, Inc. 35.15 116,220 116,220 0.00 3,702 4,085 10.35
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.67 98,130 93,130 -5.10 3,311 3,508 5.95
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 85.03 3,740 3,740 0.00 302 318 5.30
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.70 14,950 14,950 0.00 939 1,042 10.97
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.49 4,917 4,904 -0.26 4,716 5,132 8.82
2017-12-31 13F-HR HCN / Welltower Inc. 63.72 6,450 6,450 0.00 453 411 -9.27
2017-12-31 13F-HR MMM / 3M Co. 235.38 10,245 9,045 -11.71 2,150 2,129 -0.98
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 32.18 68,249 74,794 9.59 2,117 2,407 13.70
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.60 4,506 4,506 0.00 552 611 10.69
2017-12-31 13F-HR CBS / CBS Corp. 59.01 31,911 42,368 32.77 1,851 2,500 35.06
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.79 5,675 6,175 8.81 322 363 12.73
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.47 6,288 6,695 6.47 6,123 7,053 15.19
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.96 33,010 28,010 -15.15 65 55 -15.38
2017-12-31 13F-HR VNTV / Vantiv, Inc. 73.55 18,505 1,361
2017-12-31 13F-HR TIVO / TiVo Inc. 15.60 33,400 521
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.81 5,105 969
2017-12-31 13F-HR TECK / Teck Resources Ltd. 26.19 8,400 220
2017-12-31 13F-HR SIVB / SVB Financial Group 234.00 1,500 351
2017-12-31 13F-HR STONE & WEBSTER INC ESCROW / (861ESC994) 0.00 95,000 0
2017-12-31 13F-HR SPDR NUVEEN BARCLAYS SH TR MUN / (78464A425) 47.88 8,000 383
2017-12-31 13F-HR SHOP / Shopify Inc. 101.00 2,000 202
2017-12-31 13F-HR RHT / Red Hat, Inc. 120.00 2,500 300
2017-12-31 13F-HR PH / Parker-Hannifin Corp. 199.39 1,650 329
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.46 5,357 5,357 0.00 1,049 1,181 12.58
2017-12-31 13F-HR JBLU / JetBlue Airways Corp. 22.35 42,220 40,720 -3.55 782 910 16.37
2017-12-31 13F-HR GIS / General Mills, Inc. 59.28 62,666 62,666 0.00 3,244 3,715 14.52
2017-12-31 13F-HR FSLR / First Solar, Inc. 67.52 41,650 42,150 1.20 1,911 2,846 48.93
2017-12-31 13F-HR T / AT & T, Inc. 38.88 202,793 176,150 -13.14 7,943 6,849 -13.77
2017-12-31 13F-HR SMG / Scotts Miracle-Gro Company (The) 106.92 0 2,600 0 278
2017-12-31 13F-HR EEQ / Enbridge Energy Management LLC. 13.40 26,301 26,271 -0.11 407 352 -13.51
2017-12-31 13F-HR MAIN / Main Street Capital Corp. 39.73 59,700 60,200 0.84 2,373 2,392 0.80
2017-12-31 13F-HR BBY / Best Buy Co., Inc. 68.47 11,450 11,450 0.00 652 784 20.25
2017-12-31 13F-HR WY / Weyerhaeuser Co. 35.27 62,723 62,723 0.00 2,134 2,212 3.66
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.14 2,913 2,695 -7.48 534 534 0.00
2017-12-31 13F-HR RSG / Republic Services, Inc. 67.73 3,455 3,455 0.00 228 234 2.63
2017-12-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 85.19 2,700 2,700 0.00 257 230 -10.51
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.46 15,535 15,834 1.92 1,393 1,654 18.74
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.07 13,940 16,928 21.43 4,325 5,435 25.66
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 30.49 103,337 100,583 -2.67 3,101 3,067 -1.10
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.26 6,750 6,750 0.00 435 427 -1.84
2017-12-31 13F-HR BR / Broadridge Financial Solutions, Inc. 90.59 24,028 16,978 -29.34 1,942 1,538 -20.80
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.02 20,120 20,920 3.98 970 1,172 20.82
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.12 144,312 141,948 -1.64 7,517 7,256 -3.47
2017-12-31 13F-HR BA / Boeing Company (The) 294.89 15,511 15,511 0.00 3,943 4,574 16.00
2017-12-31 13F-HR NRZ / New Residential Investment Corp. 17.89 15,150 34,050 124.75 253 609 140.71
2017-12-31 13F-HR GM / General Motors Company 40.99 46,820 50,920 8.76 1,891 2,087 10.36
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.21 67,814 67,683 -0.19 4,695 4,820 2.66
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.60 13,046 12,759 -2.20 1,222 1,258 2.95
2017-12-31 13F-HR CSX / CSX Corp. 55.00 22,600 21,600 -4.42 1,226 1,188 -3.10
2017-12-31 13F-HR C / Citigroup, Inc. 74.39 3,120 11,130 256.73 227 828 264.76
2017-12-31 13F-HR RTN / Raytheon Co. 187.84 16,915 19,575 15.73 3,156 3,677 16.51
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 75.40 5,650 10,172 80.04 412 767 86.17
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.73 4,792 4,792 0.00 264 291 10.23
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.55 6,541 6,246 -4.51 6,288 7,305 16.17
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.44 8,900 7,900 -11.24 361 280 -22.44
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.75 4,000 4,000 0.00 324 287 -11.42
2017-12-31 13F-HR EA / Electronic Arts Inc. 105.10 4,725 8,925 88.89 558 938 68.10
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.05 2,562 2,562 0.00 308 305 -0.97
2017-12-31 13F-HR XPO / XPO Logistics, Inc. 91.62 12,650 12,650 0.00 857 1,159 35.24
2017-12-31 13F-HR CLCL / CALCOL, Inc. 0.00 20,000 20,000 0.00 0 0
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.00 20,900 38,000 81.82 353 912 158.36
2017-12-31 13F-HR ORCL / Oracle Corp. 47.35 0 6,695 0 317
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 196.42 5,000 6,812 36.24 891 1,338 50.17
2017-12-31 13F-HR PKI / PerkinElmer, Inc. 73.08 5,200 5,200 0.00 359 380 5.85
2017-12-31 13F-HR WM / Waste Management, Inc. 86.44 2,765 2,765 0.00 216 239 10.65
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.56 11,147 13,046 17.04 1,823 2,473 35.66
2017-12-31 13F-HR MCHP / Microchip Technology Inc. 87.86 4,526 6,226 37.56 406 547 34.73
2017-12-31 13F-HR DEPO / DepoMed, Inc. 8.06 18,600 16,875 -9.27 108 136 25.93
2017-12-31 13F-HR LW / Lamb Weston Holdings, Inc. 56.46 37,707 37,707 0.00 1,768 2,129 20.42
2017-12-31 13F-HR PNR / Pentair plc. 70.57 3,316 3,316 0.00 225 234 4.00
2017-12-31 13F-HR SNA / Snap-On Inc. 174.29 20,500 20,540 0.20 3,055 3,580 17.18
2017-12-31 13F-HR WPC / W.P. Carey Inc. 68.89 33,458 33,475 0.05 2,255 2,306 2.26
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.77 12,150 12,185 0.29 1,767 1,898 7.41
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 306.92 17,110 16,610 -2.92 4,923 5,098 3.55
2017-12-31 13F-HR LKQ / LKQ Corp. 40.66 27,850 25,650 -7.90 1,002 1,043 4.09
2017-12-31 13F-HR EFX / Equifax, Inc. 117.95 6,660 6,613 -0.71 706 780 10.48
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.73 56,220 61,126 8.73 7,309 8,541 16.86
2017-12-31 13F-HR ABEV / Ambev S.A 6.44 21,250 22,360 5.22 140 144 2.86
2017-12-31 13F-HR SHW / Sherwin-Williams Co. (The) 410.47 860 860 0.00 308 353 14.61
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.68 8,677 8,677 0.00 963 917 -4.78
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.40 40,890 43,237 5.74 2,852 2,914 2.17
2017-12-31 13F-HR POL / PolyOne Corp. 43.54 11,346 11,346 0.00 454 494 8.81
2017-12-31 13F-HR TTEK / Tetra Tech, Inc. 48.07 5,700 5,700 0.00 265 274 3.40
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.79 12,151 11,357 -6.53 989 997 0.81
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.46 8,310 13,610 63.78 446 782 75.34
2017-12-31 13F-HR BREW / Craft Brew Alliance, Inc. 19.20 33,800 32,300 -4.44 593 620 4.55
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.42 21,255 20,775 -2.26 3,671 3,582 -2.42
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 86,481 88,337 2.15 13,328 14,949 12.16
2017-12-31 13F-HR UEIC / Universal Electronics Inc. 47.23 25,280 25,280 0.00 1,603 1,194 -25.51
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.56 6,620 6,620 0.00 465 487 4.73
2017-12-31 13F-HR LNCE / Snyders-Lance, Inc. 50.08 98,944 42,712 -56.83 3,774 2,139 -43.32
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.69 45,395 66,762 47.07 858 1,114 29.84
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.94 77,739 87,440 12.48 7,425 9,351 25.94
2017-12-31 13F-HR XRAY / DENTSPLY SIRONA Inc. 65.84 5,650 5,650 0.00 338 372 10.06
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 145.00 6,200 6,200 0.00 893 899 0.67
2017-12-31 13F-HR GE / General Electric Co. 17.45 286,252 274,074 -4.25 6,922 4,783 -30.90
2017-12-31 13F-HR CVA / Covanta Holding Corp. 16.90 60,700 56,400 -7.08 901 953 5.77
2017-12-31 13F-HR LYB / LyondellBasell Industries NV 110.36 7,140 7,140 0.00 707 788 11.46
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 214.04 22,770 22,720 -0.22 4,462 4,863 8.99
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.22 111,878 107,987 -3.48 3,994 3,911 -2.08
2017-12-31 13F-HR WPX / WPX Energy, Inc. 14.07 120,172 114,072 -5.08 1,382 1,605 16.14
2017-12-31 13F-HR WEC / WEC Energy Group, Inc. 66.43 9,845 9,845 0.00 618 654 5.83
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.57 3,200 3,205 0.16 399 505 26.57
2017-12-31 13F-HR GNRC / Generac Holding Inc. 49.53 21,600 21,300 -1.39 992 1,055 6.35
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 267.10 1,843 1,988 7.87 463 531 14.69
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.76 27,509 27,509 0.00 2,133 2,139 0.28
2017-12-31 13F-HR L / Loews Corp. 50.00 12,860 12,860 0.00 615 643 4.55
2017-12-31 13F-HR RRC / Range Resources Corp. 17.08 87,805 29,809 -66.05 1,718 509 -70.37
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.70 49,016 41,955 -14.41 4,356 4,057 -6.86
2017-12-31 13F-HR V / Visa, Inc. 114.01 22,550 25,463 12.92 2,373 2,903 22.33
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF 60.00 7,000 420
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 97.85 2,831 277
2017-12-31 13F-HR IVZ / Invesco Ltd. 36.54 9,031 330
2017-12-31 13F-HR ICE / Intercontinental Exchange, Inc. 70.59 4,675 330
2017-12-31 13F-HR HES / Hess Corp. 47.51 10,103 480
2017-12-31 13F-HR GULF UNITED ENERGY / (402580104) 0.00 20,000 0
2017-12-31 13F-HR ECL / Ecolab, Inc. 134.35 2,300 309
2017-12-31 13F-HR ETFC / E*TRADE Financial, Inc. 49.58 9,500 471
2017-12-31 13F-HR DAVIDE CAMPARI-MILANO SPA NEW / (T3490M150) 7.60 22,500 171
2017-12-31 13F-HR DHR / Danaher Corp. 92.89 3,251 302
2017-12-31 13F-HR CROWN LABORATORIES INC / (228392304) 0.00 25,000 0
2017-12-31 13F-HR COG / Cabot Oil & Gas Corp. 28.59 36,450 1,042
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.48 57,400 831
2017-12-31 13F-HR ADSK / Autodesk, Inc. 104.86 3,500 367
2017-12-31 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 58.67 14,250 836
2017-12-31 13F-HR AGX / Argan, Inc. 45.00 7,000 315
2017-12-31 13F-HR WAAS / AquaVenture Holdings Limited 15.52 44,000 683
2017-12-31 13F-HR APOG / Apogee Enterprises, Inc. 45.74 24,900 1,139
2017-12-31 13F-HR ABC / AmerisourceBergen Corp. 91.89 3,700 340
2017-12-31 13F-HR AMCX / AMC Networks Inc. 54.10 14,400 779
2017-12-31 13F-HR AES / AES Corp. (The) 10.83 156,250 1,692
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.25 4,000 245