Current Holdings (from 13F, 13D)

InvestorWeiss Asset Management LP
Insider ProfileWeiss Asset Management LP
Portfolio Value$ 901,467,000
Current Positions94
Opened Positions5
Closed Positions46

Weiss Asset Management LP has disclosed 94 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 901,467,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Weiss Asset Management LP's top holdings are Intel Corp. 2.95% Note Due 12/15/2035 (458140AD2) , Allergan plc (NYSE:AGN) , Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 (NYSE:ARNC.PRB) , Take-Two Interactive Software, Inc. (NASDAQ:TTWO) , and Convergys Corp. (NYSE:CVG) . Weiss Asset Management LP's new positions include Intel Corp. 2.95% Note Due 12/15/2035 (458140AD2) , Take-Two Interactive Software, Inc. (NASDAQ:TTWO) , Convergys Corp. (NYSE:CVG) , NXP Semiconductors N.V. (NASDAQ:NXPI) , and Trinity Industries, Inc. (NYSE:TRN) .


All Weiss Asset Management LP holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR CNAC / Constellation Alpha Capital Corp. 250,000 0 -100.00 2,538 0 -100.00
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 8.56 12,737 109
2017‑09‑30 13F-HR PSLV / Sprott Physical Silver Trust 6.28 174,960 1,099
2017‑09‑30 13F-HR TTWO / Take-Two Interactive Software, Inc. 59,037
2017‑09‑30 13F-HR TRN / Trinity Industries, Inc. 29,528 33,309 12.80
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 152.13 1,663 253
2017‑09‑30 13F-HR AGO / Assured Guaranty Ltd. 37.79 6,192 234
2017‑09‑30 13F-HR BCAC / Bison Capital Acquisition Corp 9.87 425,000 4,195
2017‑09‑30 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.12 100,000 1,012
2017‑09‑30 13F-HR IPOA.U / Social Capital Hedosophia 10.55 100,000 1,055
2017‑09‑30 13F-HR CONSTELLATION ALPHA CAP CORP / SHS (G2379F108) 9.75 550,000 5,362
2017‑09‑30 13F-HR JHG / Janus Henderson Group plc 34.83 33,131 1,154
2017‑09‑30 13F-HR MACQ / M I Acquisitions, Inc. 10.20 175,300 195,600 11.58 1,769 1,995 12.78
2017‑09‑30 13F-HR BHACU / Barington/Hilco Acquisition Corp. 10.44 190,480 190,480 0.00 1,964 1,989 1.27
2017‑09‑30 13F-HR ATLANTIC ACQUISITION CORP / UNIT 02/08/2019 (048206205) 10.28 195,000 2,005
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.76 3,835 559
2017‑09‑30 13F-HR DDC / Dominion Diamond Corp. 14.17 22,020 312
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.00 4,901 397
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. 50.70 9,625 488
2017‑09‑30 13F-HR IYF / iShares U.S. Financial ETF 112.18 4,760 534
2017‑09‑30 13F-HR MGA / Magna International Inc. 53.43 6,345 339
2017‑09‑30 13F-HR NVAX / Novavax, Inc. 1.17 11,916 14
2017‑09‑30 13F-HR NUVEEN MUN HIGH INCOME OPP F / (670682103) 13.63 11,225 153
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 35.11 221,688 7,783
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 148.74 1,748 260
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 36.65 7,067 259
2017‑09‑30 13F-HR REAVES UTIL INCOME FD / RIGHT 10/04/2017 (756158135) 0.37 294,037 109
2017‑09‑30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.69 14,557 374
2017‑09‑30 13F-HR TPGE / TPG Pace Energy Holdings Corp. 10.20 217,505 2,219
2017‑09‑30 13F-HR TRI / Thomson Reuters Corp. 45.96 6,810 313
2017‑09‑30 13F-HR WRLS / Pensare Acquisition Corp. 9.67 700,000 6,769
2017‑09‑30 13F-HR AGIO / Agios Pharmaceuticals, Inc. 66.73 2,997 200
2017‑09‑30 13F-HR JE / Just Energy Group, Inc. 5.80 53,605 311
2017‑09‑30 13F-HR 530715AN1 / Liberty Media, Note 3.5%, Due 1/15/2031 10,322
2017‑09‑30 13F-HR FWONA / Liberty Media, Formula One Group Series A 22,962
2017‑09‑30 13F-HR MEOH / Methanex Corp. 50.30 5,984 301
2017‑09‑30 13F-HR MMDM / Modern Media Acquisition Corp. 9.76 842,000 8,218
2017‑09‑30 13F-HR NBIX / Neurocrine Biosciences, Inc. 61.31 3,507 215
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.55 2,173 388
2017‑09‑30 13F-HR PML / PIMCO Municipal Income Fund II 13.15 19,852 261
2017‑09‑30 13F-HR REDWOOD TR INC / NOTE 4.750% 8/1 (758075AC9) 1,495
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.47 15,000 1,027
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.04 26,300 1,395
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 22.41 0 69,692 0 1,562
2017‑09‑30 13F-HR EPR / EPR Properties 69.85 3,808 3,808 0.00 274 266 -2.92
2017‑09‑30 13F-HR KBL MERGER CORP IV / (48242A104) 9.72 250,000 426,400 70.56 2,425 4,145 70.93
2017‑09‑30 13F-HR CRF / Cornerstone Total Return Fund, Inc. 14.63 73,747 292,396 296.49 1,162 4,278 268.16
2017‑09‑30 13F-HR 111621AQ1 / Brocade Communications Systems, Inc. 1.375% Note Due 1/1/2020 62,449 18,787 -69.92
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 28,958 52,578 81.57
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 67.84 3,419 10,185 197.89 244 691 183.20
2017‑09‑30 13F-HR OACQ / Origo Acquisition Corporation 10.60 126,676 126,676 0.00 1,317 1,343 1.97
2017‑09‑30 13F-HR SWNC / Southwestern Energy Co. 14.26 2,323,457 727,825 -68.67 33,899 10,379 -69.38
2017‑09‑30 13F-HR JENSYN ACQUISITION CORP / (47632B102) 10.23 27,098 253,498 835.49 277 2,593 836.10
2017‑09‑30 13F-HR NATIONAL ENERGY SERVICES REU / SHS (G6375R107) 9.62 1,167,933 1,366,583 17.01 11,119 13,147 18.24
2017‑09‑30 13F-HR NOVELLUS SYS INC / NOTE 2.625% 5/1 (670008AD3) 0.00 6,121 1,791 -70.74
2017‑09‑30 13F-HR SNR / New Senior Investment Group Inc. 9.14 15,343 11,593 -24.44 154 106 -31.17
2017‑09‑30 13F-HR AGI / Alamos Gold Inc. 6.75 1,301,535 1,301,535 0.00 9,237 8,789 -4.85
2017‑09‑30 13F-HR 584688AE5 / Medicines Company 2.500% Note 6,610 30,281 358.11
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 38.90 985,242 1,966,222 99.57 35,272 76,486 116.85
2017‑09‑30 13F-HR PAACU / Borqs Technologies, Inc. 246,000 0 -100.00 2,522 0 -100.00
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.72 60,000 60,000 0.00 8,454 10,363 22.58
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Put 172.72 60,000 60,000 0.00 8,454 10,363 22.58
2017‑09‑30 13F-HR CMO / Capstead Mortgage Corp. 9.63 14,176 11,003 -22.38 148 106 -28.38
2017‑09‑30 13F-HR CVG / Convergys Corp. 52,712 55,124 4.58
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Put 25.86 250,000 500,000 100.00 6,168 12,930 109.63
2017‑09‑30 13F-HR CBA / ClearBridge American Energy MLP Fund Inc. 8.59 14,033 15,946 13.63 126 137 8.73
2017‑09‑30 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.62 0 12,519 0 183
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.41 0 15,440 0 238
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF Put 79.88 290,000 290,000 0.00 23,133 23,165 0.14
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. 0.01 3,000,000 3,000,000 0.00 58 35 -39.66
2017‑09‑30 13F-HR DRAPER OAKWOOD TECHNOLOGY / UNIT 09/30/2024 (26146L202) 10.22 100,000 1,022
2017‑09‑30 13F-HR EBS / Emergent Biosolutions, Inc. 18,015
2017‑09‑30 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 9.86 300,000 2,958
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.60 25,800 3,034
2017‑09‑30 13F-HR I AM CAP ACQUISITION CO / UNIT 08/15/2022 (45074Q207) 10.24 150,000 1,536
2017‑09‑30 13F-HR INCY / Incyte Corp. 116.66 5,083 593
2017‑09‑30 13F-HR 458140AF7 / Intel Corp. 3.25% Note Due 8/1/2039 32,155
2017‑09‑30 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 12.99 14,320 186
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,830.71 1,400 2,563
2017‑09‑30 13F-HR ACTA / Actua Corporation 15.30 128,848 1,971
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 140.44 1,538 216
2017‑09‑30 13F-HR ATAC / Atlantic Acquisition Corp. 9.82 100,000 982
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. Put 16.38 38,700 38,700 0.00 634 634 0.00
2017‑09‑30 13F-HR ARNC / Arconic Inc. Call 24.88 1,230,000 300,000 -75.61 27,860 7,464 -73.21
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.45 149,734 58,965 -60.62 1,517 616 -59.39
2017‑09‑30 13F-HR HUNTER MARITIME ACQUISITION / CL A (Y37828111) 9.84 90,000 90,000 0.00 890 886 -0.45
2017‑09‑30 13F-HR GCI / Gannett Co., Inc. 8.99 16,472 11,900 -27.76 144 107 -25.69
2017‑09‑30 13F-HR NYRT / New York REIT, Inc. 7.85 788,386 788,386 0.00 6,812 6,189 -9.15
2017‑09‑30 13F-HR AGN / Allergan plc 205.04 78,368 5,438 -93.06 67,977 1,115 -98.36
2017‑09‑30 13F-HR AGN / Allergan plc Call 204.95 265,500 375,500 41.43 64,540 76,959 19.24
2017‑09‑30 13F-HR ALR / Alere Inc. 401.00 123,276 47,414 -61.54 48,447 19,013 -60.76
2017‑09‑30 13F-HR TGT / Target Corp. 58.99 0 4,357 0 257
2017‑09‑30 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 12.91 0 33,700 0 435
2017‑09‑30 13F-HR 458140AD2 / Intel Corp. 2.95% Note Due 12/15/2035 72,857 94,011 29.03
2017‑09‑30 13F-HR MIII / M III Acquisition Corp. 9.83 1,057,400 1,057,400 0.00 10,363 10,394 0.30
2017‑09‑30 13F-HR 165167CB1 / Chesapeake Energy Corp. 2.25% Note Due 2038-12-15 64 63 -1.56
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF Put 106.52 200,000 200,000 0.00 21,322 21,304 -0.08
2017‑09‑30 13F-HR CENTER COAST MLP & INFRSTR F / COM SHS (151461100) 10.53 18,226 12,635 -30.68 200 133 -33.50
2017‑09‑30 13F-HR ANH / Anworth Mortgage Asset Corp. 6.03 25,449 17,592 -30.87 153 106 -30.72
2017‑09‑30 13F-HR PMO / Putnam Municipal Opportunities Trust 12.64 0 15,975 0 202
2017‑09‑30 13F-HR JFR / Nuveen Floating Rate Income Fund 11.70 0 26,400 0 309
2017‑09‑30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.39 0 15,607 0 209
2017‑09‑30 13F-HR SPPP / Sprott Physical Platinum and Palladium 8.48 737,847 324,840 -55.97 5,888 2,754 -53.23
2017‑09‑30 13F-HR FORUM MERGER CORP / COM CL A (34985B103) 9.75 472,871 515,371 8.99 4,592 5,025 9.43
2017‑09‑30 13F-HR 60855RAD2 / Molina Healthcare, Inc. DBCV 1.625% 8/1 22,022 28,718 30.41
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 24,938 3,527 6,159 74.62
2017‑09‑30 13F-HR WASHINGTON PRIME GROUP NEW / (93964W108) 8.34 19,543 12,593 -35.56 164 105 -35.98
2017‑09‑30 13F-HR ELEC / Electrum Special Acquisition Corporation 10.25 2,076,897 2,286,597 10.10 20,956 23,438 11.84
2017‑09‑30 13F-HR ANIP / ANI Pharmaceuticals, Inc. 52.49 43,596 155,089 255.74 2,040 8,141 299.07
2017‑09‑30 13F-HR RRD / Donnelley (R.R.) & Sons Co. 10.25 13,023 10,144 -22.11 163 104 -36.20
2017‑09‑30 13F-HR NTB / Bank of N.T. Butterfield & Son Limited (The) 36.02 0 17,462 0 629
2017‑09‑30 13F-HR CYS / CYS Investments, Inc. 8.63 18,999 12,279 -35.37 160 106 -33.75
2017‑09‑30 13F-HR SA / Seabridge Gold Inc. 200,000 0 -100.00 2,152 0 -100.00
2017‑09‑30 13F-HR TPGH / TPG Pace Holdings Corp. 100,000 0 -100.00 1,026 0 -100.00
2017‑09‑30 13F-HR PNRA / Panera Bread Co. 234,155 0 -100.00 73,675 0 -100.00
2017‑09‑30 13F-HR FELCOR LODGING TR INC / PFD CV A $1.95 (31430F200) 771,548 0 -100.00 21,526 0 -100.00
2017‑09‑30 13F-HR DCUC / Dominion Resources, 6.375% 2014 Series A Equity Units 2,116,640 0 -100.00 101,175 0 -100.00
2017‑09‑30 13F-HR BRCD / Brocade Communications Systems, Inc. 11,381 0 -100.00 144 0 -100.00
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 0 -100.00 6,159 0 -100.00
2017‑09‑30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 12,847 0 -100.00 280 0 -100.00
2017‑09‑30 13F-HR TKF / Turkish Investment Fund, Inc. 51,637 0 -100.00 495 0 -100.00
2017‑09‑30 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 13,722 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR JFC / JPMorgan China Region Fund, Inc. 213,300 0 -100.00 4,281 0 -100.00
2017‑09‑30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 41,196 0 -100.00 358 0 -100.00
2017‑09‑30 13F-HR SA / Seabridge Gold Inc. Put 34,000 0 -100.00 367 0 -100.00
2017‑09‑30 13F-HR KBL MERGER CORP IV / *W EXP 01/15/202 (48242A112) 250,000 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR DENN / Denny's Corp. 13,450 0 -100.00 158 0 -100.00
2017‑09‑30 13F-HR KBL MERGER CORP IV / RIGHT 03/22/2019 (48242A120) 250,000 0 -100.00 87 0 -100.00
2017‑09‑30 13F-HR HENNESSY CAP ACQUSTON CORP I / UNIT 06/15/2024 (42588L204) 300,000 0 -100.00 3,015 0 -100.00
2017‑09‑30 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 10,478 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 19,754 0 -100.00 429 0 -100.00
2017‑09‑30 13F-HR XUTGX / Reaves Utility Income Fund 9,311 0 -100.00 320 0 -100.00
2017‑09‑30 13F-HR BISON CAP ACQUISITION CORP / UNIT 99/99/9999T (G1142P120) 150,000 0 -100.00 1,530 0 -100.00
2017‑09‑30 13F-HR EACQ / Easterly Acquisition Corp. 458,400 0 -100.00 4,607 0 -100.00
2017‑09‑30 13F-HR GP INVTS ACQUISITION COR / SHS (G40357124) 1,583,615 0 -100.00 15,852 0 -100.00
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 30,310 0 -100.00 420 0 -100.00
2017‑09‑30 13F-HR CSQ / Calamos Strategic Total Return Fund 13,838 0 -100.00 162 0 -100.00
2017‑09‑30 13F-HR JMF / Nuveen Energy MLP Total Return Fund 21,020 0 -100.00 278 0 -100.00
2017‑09‑30 13F-HR CHW / Calamos Global Dynamic Income Fund 15,499 0 -100.00 132 0 -100.00
2017‑09‑30 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 11,440 0 -100.00 56 0 -100.00
2017‑09‑30 13F-HR OMAM / OM Asset Management Plc 11,161 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR BLACKROCK ENHANCED GBL DIV T / (092501105) 23,940 0 -100.00 317 0 -100.00
2017‑09‑30 13F-HR FF / FutureFuel Corp. 11,202 0 -100.00 169 0 -100.00
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 15,783 0 -100.00 199 0 -100.00
2017‑09‑30 13F-HR GMZ / Goldman Sachs MLP Income Opportunities Fund 12,432 0 -100.00 120 0 -100.00
2017‑09‑30 13F-HR XUSAX / Liberty All Star Equity Fund 20,869 0 -100.00 118 0 -100.00
2017‑09‑30 13F-HR NYMTP / New York Mortgage Trust, Inc. 24,944 0 -100.00 155 0 -100.00
2017‑09‑30 13F-HR NAVI / Navient Corporation 10,306 0 -100.00 172 0 -100.00
2017‑09‑30 13F-HR XRVTX / Royce Value Trust, Inc. 44,100 0 -100.00 643 0 -100.00
2017‑09‑30 13F-HR DHF / Dreyfus High Yield Strategies Fund 13,951 0 -100.00 49 0 -100.00
2017‑09‑30 13F-HR AXAR ACQUISITION CORP / *W EXP 12/31/202 (05455L128) 124,999 0 -100.00 100 0 -100.00
2017‑09‑30 13F-HR CLM / Cornerstone Strategic Value Fund, Inc. 133,221 0 -100.00 2,116 0 -100.00
2017‑09‑30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 29,285 0 -100.00 274 0 -100.00
2017‑09‑30 13F-HR AXARW / Axar Acquisition Corp. Warrants 195,415 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR NRE / NorthStar Realty Europe Corp. 13,054 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR KEF / Korea Equity Fund, Inc. 279,257 0 -100.00 1,966 0 -100.00