InvestorWeiss Asset Management LP
Insider ProfileWeiss Asset Management LP
Portfolio Value $ 1,242,401,000
Current Positions211
Opened Positions5
Closed Positions137


Latest Holdings, Performance, AUM (from 13F, 13D)

Weiss Asset Management LP - Portfolio Value

Weiss Asset Management LP has disclosed 211 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,242,401,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Weiss Asset Management LP's top holdings are Trinity Industries, Inc. Bond (896522AF6) , Salesforce.com, Inc. (NYSE:CRM) , Salesforce.com, Inc. (NYSE:CRM) , Liberty Media Corporation Bond (531229AB8) , and Lam Research Corp. Bond (512807AL2) . Weiss Asset Management LP's new positions include Trinity Industries, Inc. Bond (896522AF6) , Salesforce.com, Inc. (NYSE:CRM) , Liberty Media Corporation Bond (531229AB8) , Lam Research Corp. Bond (512807AL2) , and Convergys Corp. Bond (212485AE6) . Weiss Asset Management LP's top industries are "Metal Mining" (sic 10) , "Food And Kindred Products" (sic 20) , and "Paper And Allied Products" (sic 26) .

All Weiss Asset Management LP holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑07‑05 SC 13G BRAC / Black Ridge Acquisition Corp. 975,000 1,211,070 24.21 6.84 24.14
2018‑06‑06 SC 13G TDACU / Trident Acquisitions Corp. Units 2,100,000 7.98
2018‑05‑17 SC 13G MUDS / Mudrick Capital Acquisition Corporation Class A 1,732,326 8.33
2018‑05‑07 SC 13G TIBR / Tiberius Acquisition Corp 1,205,000 5.59
2018‑04‑24 SC 13G GIG.U / GigCapital, Inc. 1,197,420 6.48
2018‑04‑06 SC 13G INDU / Industrea Acquisition Corp. 1,648,758 7.17
2018‑04‑06 SC 13G OPES / Opes Acquisition Corp. 960,000 6.48

This form was filed on May 15, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR 212485AE6 / Convergys Corp. Bond 50,590 48,903 -3.33
2018-03-31 13F-HR NAVI / Navient Corporation 13.10 0 13,054 0 171
2018-03-31 13F-HR FIRST TR SR FLOATING RATE 20 / COM SHS (33740K101) 42,107 0 -100.00 384 0
2018-03-31 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 11.28 15,607 176
2018-03-31 13F-HR BRISTOW GROUP INC / NOTE 4.500% 6/0 (110394AF0) 1,813
2018-03-31 13F-HR DRAPER OAKWOOD TECHNOLOGY / COM CL A (26146L103) 9.89 111,200 1,100
2018-03-31 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 9.45 11,000 104
2018-03-31 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 9.90 1,131,401 11,201
2018-03-31 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 9.81 1,588,758 15,586
2018-03-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 13.39 65,335 875
2018-03-31 13F-HR RLJ LODGING TR / CUM CONV PFD A (74965L200) 25.38 779,959 19,795
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / SHS (G2345N102) 9.74 2,233,456 21,754
2018-03-31 13F-HR SENTINEL ENERGY SVCS INC / UNIT 11/02/2022 (G8062D128) 9.92 18,544 184
2018-03-31 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 30.38 0 10,238 0 311
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 11.49 526,278 1,294,293 145.93 5,694 14,871 161.17
2018-03-31 13F-HR GTYH / GTY Technology Holdings, Inc. 9.95 250,000 1,053,678 321.47 2,482 10,484 322.40
2018-03-31 13F-HR BRPA / Big Rock Partners Acquisition Corp. 9.82 175,800 381,400 116.95 1,702 3,747 120.15
2018-03-31 13F-HR 896522AF6 / Trinity Industries, Inc. Bond 33,309 88,697 166.29
2018-03-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.83 35,314 26,065 -26.19 272 204 -25.00
2018-03-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 21.42 0 14,332 0 307
2018-03-31 13F-HR FSD / First Trust High Income Long/Short Fund 15.02 24,022 13,717 -42.90 398 206 -48.24
2018-03-31 13F-HR BHACU / Barington/Hilco Acquisition Corp. 10.70 190,480 190,480 0.00 1,991 2,038 2.36
2018-03-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.22 86,629 29,245 -66.24 584 182 -68.84
2018-03-31 13F-HR IQI / Invesco Quality Municipal Income Trust 11.91 16,995 19,151 12.69 213 228 7.04
2018-03-31 13F-HR VOYA / Voya Financial, Inc. 50.55 0 5,282 0 267
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.40 0 30,400 0 2,049
2018-03-31 13F-HR VEAC / Vantage Energy Acquisition Corp 9.79 1,100,000 1,025,000 -6.82 10,692 10,035 -6.14
2018-03-31 13F-HR IAM / I-AM Capital Acquisition Company 9.97 250,000 75,000 -70.00 2,468 748 -69.69
2018-03-31 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 7.18 19,093 16,017 -16.11 70 115 64.29
2018-03-31 13F-HR ROX / Castle Brands, Inc. 1.24 42,564 43,557 2.33 52 54 3.85
2018-03-31 13F-HR CELG / Celgene Corp. 89.17 11,372 11,372 0.00 1,187 1,014 -14.57
2018-03-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.14 25,960 65,433 152.05 365 860 135.62
2018-03-31 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.60 19,963 19,963 0.00 508 511 0.59
2018-03-31 13F-HR 76120WAC8 / Resource Capital Corp Bond 14,618 22,388 53.15
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 9.85 682,400 911,838 33.62 6,626 8,982 35.56
2018-03-31 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.14 0 19,274 0 234
2018-03-31 13F-HR PMM / Putnam Managed Municipal Income Trust 7.12 0 16,432 0 117
2018-03-31 13F-HR GRR / Asia Tigers Fund, Inc. (THE) 12.67 10,769 45,225 319.96 133 573 330.83
2018-03-31 13F-HR CRM / Salesforce.com, Inc. 116.30 6,458 720,248 11,052.80 660 83,765 12,591.67
2018-03-31 13F-HR NVO / Novo-Nordisk A/S 49.24 7,616 7,616 0.00 409 375 -8.31
2018-03-31 13F-HR NMZ / Nuveen Municipal High Income Opportunity Fund 12.51 0 52,297 0 654
2018-03-31 13F-HR AEUA / Anadarko Petroleum Corp., 7.50% Tangible Equity Units due 6/7/2018 29.80 125,000 3,725
2018-03-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.78 41,592 37,934 -8.79 461 409 -11.28
2018-03-31 13F-HR BRAC / Black Ridge Acquisition Corp. 9.69 975,000 811,070 -16.81 9,409 7,859 -16.47
2018-03-31 13F-HR ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 14.80 32,084 156,678 388.34 467 2,319 396.57
2018-03-31 13F-HR JSYNU / Jensyn Acquistion Corp. 10.50 253,498 253,498 0.00 2,611 2,662 1.95
2018-03-31 13F-HR SRC / Spirit Realty Capital, Inc. 7.75 14,305 22,319 56.02 123 173 40.65
2018-03-31 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 13.54 0 30,063 0 407
2018-03-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 8.73 28,105 122,089 334.40 259 1,066 311.58
2018-03-31 13F-HR RDUS / Radius Health, Inc. 35.95 14,525 13,046 -10.18 461 469 1.74
2018-03-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 11.69 30,400 12,658 -58.36 380 148 -61.05
2018-03-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 19.04 0 10,717 0 204
2018-03-31 13F-HR APPS / Digital Turbine, Inc. 2.01 34,058 38,345 12.59 61 77 26.23
2018-03-31 13F-HR NESR / National Energy Services Reunited Corp. 9.93 519,302 519,302 0.00 5,167 5,157 -0.19
2018-03-31 13F-HR ACHI / Accretive Health, Inc. 7.13 14,016 16,275 16.12 62 116 87.10
2018-03-31 13F-HR 670008AD3 / NOVELLUS SYS INC Bond 1,791 2,064 15.24
2018-03-31 13F-HR CIM / Chimera Investment Corp. 17.39 0 10,121 0 176
2018-03-31 13F-HR TTPH / Tetraphase Pharmaceuticals, Inc. 3.05 10,313 17,729 71.91 65 54 -16.92
2018-03-31 13F-HR SNR / New Senior Investment Group Inc. 8.18 14,898 20,916 40.39 113 171 51.33
2018-03-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 44.10 17,983 17,983 0.00 905 793 -12.38
2018-03-31 13F-HR SGF / Aberdeen Singapore Fund, Inc. 13.26 35,107 102,441 191.80 436 1,358 211.47
2018-03-31 13F-HR ENPH / Enphase Energy, Inc. 4.58 24,090 37,976 57.64 58 174 200.00
2018-03-31 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 9.80 200,000 283,000 41.50 1,952 2,773 42.06
2018-03-31 13F-HR XUSAX / Liberty All Star Equity Fund 6.13 43,410 191,242 340.55 273 1,172 329.30
2018-03-31 13F-HR MEOH / Methanex Corp. 60.57 0 5,613 0 340
2018-03-31 13F-HR MYI / BlackRock Muniyield Quality Fund III, Inc. 12.68 0 12,226 0 155
2018-03-31 13F-HR IVR / Invesco Mortgage Capital Inc. 16.36 0 10,697 0 175
2018-03-31 13F-HR CMO / Capstead Mortgage Corp. 8.65 170,957 182,742 6.89 1,479 1,581 6.90
2018-03-31 13F-HR QUIK / QuickLogic Corporation 1.55 19,605 11,603 -40.82 34 18 -47.06
2018-03-31 13F-HR NYMTP / New York Mortgage Trust, Inc. 5.93 19,088 30,030 57.32 118 178 50.85
2018-03-31 13F-HR XUTGX / Reaves Utility Income Fund 28.22 27,487 57,963 110.87 850 1,636 92.47
2018-03-31 13F-HR INCY / Incyte Corp. 83.33 10,249 10,249 0.00 971 854 -12.05
2018-03-31 13F-HR AGIO / Agios Pharmaceuticals, Inc. 81.75 7,462 7,462 0.00 427 610 42.86
2018-03-31 13F-HR EWY / iShares MSCI South Korea Capped ETF Put 75.45 200,000 300,000 50.00 14,986 22,635 51.04
2018-03-31 13F-HR CSQ / Calamos Strategic Total Return Fund 11.83 42,558 27,807 -34.66 514 329 -35.99
2018-03-31 13F-HR LCA / Landcadia Holdings, Inc. 10.04 553,334 718,334 29.82 5,506 7,212 30.98
2018-03-31 13F-HR NBIX / Neurocrine Biosciences, Inc. 82.90 7,865 7,865 0.00 610 652 6.89
2018-03-31 13F-HR ECYT / Endocyte, Inc. 9.07 14,342 25,349 76.75 61 230 277.05
2018-03-31 13F-HR CYH / Community Health Systems, Inc. 0.01 3,000,000 3,000,000 0.00 21 34 61.90
2018-03-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.09 27,341 18,699 -31.61 640 413 -35.47
2018-03-31 13F-HR VDTH / Videocon d2h Limited 8.20 1,941,527 1,263,389 -34.93 18,464 10,360 -43.89
2018-03-31 13F-HR GLQ / Clough Global Equity Fund 13.12 19,527 11,431 -41.46 261 150 -42.53
2018-03-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 111.57 4,150 4,150 0.00 496 463 -6.65
2018-03-31 13F-HR PLUG / Plug Power, Inc. 1.89 26,570 48,050 80.84 63 91 44.44
2018-03-31 13F-HR 530715AN1 / Liberty Media, Bond 3.5%, Due 1/15/2031 17,375 30,396 74.94
2018-03-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. 163.08 3,808 3,808 0.00 571 621 8.76
2018-03-31 13F-HR MUC / BlackRock MuniHoldings California Quality Fund, Inc. 13.18 10,373 15,023 44.83 147 198 34.69
2018-03-31 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.76 387,183 50,000 -87.09 4,100 538 -86.88
2018-03-31 13F-HR GCI / Gannett Co., Inc. 9.95 10,660 16,181 51.79 124 161 29.84
2018-03-31 13F-HR EQC / Equity Commonwealth 30.67 252,367 306,667 21.52 7,700 9,405 22.14
2018-03-31 13F-HR AGO / Assured Guaranty Ltd. 36.21 7,450 10,081 35.32 252 365 44.84
2018-03-31 13F-HR CAF / Morgan Stanley China A Share Fund, Inc. 24.92 20,506 19,781 -3.54 479 493 2.92
2018-03-31 13F-HR KAAC / Kayne Anderson Acquisition Corp. 10.11 576,647 19,000 -96.71 5,645 192 -96.60
2018-03-31 13F-HR KAAC / Kayne Anderson Acquisition Corp. 9.79 962,321 576,647 -40.08 9,344 5,645 -39.59
2018-03-31 13F-HR 531229AB8 / Liberty Media Corporation Bond 49,620 57,222 15.32
2018-03-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11.57 0 22,046 0 255
2018-03-31 13F-HR BDSI / BioDelivery Sciences International, Inc. 2.26 22,025 44,689 102.90 65 101 55.38
2018-03-31 13F-HR IFN / India Fund, Inc. (THE) 24.63 15,892 18,882 18.81 415 465 12.05
2018-03-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 11.88 21,989 41,583 89.11 281 494 75.80
2018-03-31 13F-HR WEN / The Wendy's Company 17.58 0 10,407 0 183
2018-03-31 13F-HR DENN / Denny's Corp. 15.46 0 11,516 0 178
2018-03-31 13F-HR VSTM / Verastem, Inc. 2.98 19,516 31,551 61.67 60 94 56.67
2018-03-31 13F-HR XRVTX / Royce Value Trust, Inc. 15.57 0 30,000 0 467
2018-03-31 13F-HR TPGE / TPG Pace Energy Holdings Corp. 9.80 63,846 25,000 -60.84 667 245 -63.27
2018-03-31 13F-HR TPGE / TPG Pace Energy Holdings Corp. 10.45 0 63,846 0 667
2018-03-31 13F-HR SA / Seabridge Gold Inc. 10.85 200,000 200,000 0.00 2,270 2,170 -4.41
2018-03-31 13F-HR EMO / ClearBridge Energy MLP Opportunity Fund Inc. 9.86 39,754 11,457 -71.18 469 113 -75.91
2018-03-31 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.13 890,858 52,700 -94.08 5,514 323 -94.14
2018-03-31 13F-HR ATAC / Atlantic Acquisition Corp. 9.92 470,000 478,600 1.83 4,634 4,748 2.46
2018-03-31 13F-HR IPI / Intrepid Potash, Inc. 3.66 16,230 24,327 49.89 77 89 15.58
2018-03-31 13F-HR 165167CB1 / Chesapeake Energy 2.25% Contingent Conv Senior Notes 12/15/38 65 64 -1.54
2018-03-31 13F-HR NVAX / Novavax, Inc. 2.08 23,062 23,062 0.00 29 48 65.52
2018-03-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF Put 103.19 200,000 200,000 0.00 21,114 20,638 -2.25
2018-03-31 13F-HR JOF / Japan Smaller Capitalization Fund, Inc. 12.30 0 13,735 0 169
2018-03-31 13F-HR CH / Aberdeen Chile Fund, Inc. 9.04 159,595 133,326 -16.46 1,425 1,205 -15.44
2018-03-31 13F-HR BCAC / Bison Capital Acquisition Corp 9.94 475,000 475,000 0.00 4,688 4,722 0.73
2018-03-31 13F-HR LAQ / Aberdeen Latin America Equity Fund, Inc. 27.38 17,865 111,848 526.07 477 3,062 541.93
2018-03-31 13F-HR HQH / Tekla Healthcare Investors 21.54 35,572 27,350 -23.11 802 589 -26.56
2018-03-31 13F-HR EMF / Templeton Emerging Markets Fund 16.28 0 12,100 0 197
2018-03-31 13F-HR JE / Just Energy Group, Inc. 4.41 64,756 78,162 20.70 278 345 24.10
2018-03-31 13F-HR SAGE / Sage Therapeutics, Inc. 161.07 2,620 2,620 0.00 432 422 -2.31
2018-03-31 13F-HR TWO / Two Harbors Investment Corp. 15.38 0 11,247 0 173
2018-03-31 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. 119.11 2,460 2,460 0.00 313 293 -6.39
2018-03-31 13F-HR XTDFX / Templeton Dragon Fund, Inc. 22.23 15,279 15,972 4.54 329 355 7.90
2018-03-31 13F-HR MMDM / Modern Media Acquisition Corp. 9.93 842,000 497,500 -40.91 8,252 4,940 -40.14
2018-03-31 13F-HR SPPP / Sprott Physical Platinum and Palladium 8.53 826,085 63,340 -92.33 7,715 540 -93.00
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.44 9,613 10,101 5.08 689 762 10.60
2018-03-31 13F-HR HALO / Halozyme Therapeutics, Inc. 19.60 20,814 20,814 0.00 422 408 -3.32
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 17.09 86,000 86,000 0.00 1,630 1,470 -9.82
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 17.09 1,300,000 1,700,000 30.77 24,635 29,053 17.93
2018-03-31 13F-HR ESPR / Esperion Therapeutics, Inc. 72.42 5,427 5,427 0.00 357 393 10.08
2018-03-31 13F-HR 512807AL2 / Lam Research Corp. Bond 6,159 54,154 779.27
2018-03-31 13F-HR WPG / WP Glimcher Inc. 6.69 17,182 22,866 33.08 122 153 25.41
2018-03-31 13F-HR ELEC / Electrum Special Acquisition Corporation 10.38 851,819 851,819 0.00 8,782 8,842 0.68
2018-03-31 13F-HR PSLV / Sprott Physical Silver Trust 6.04 1,052,680 654,675 -37.81 6,674 3,954 -40.76
2018-03-31 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.33 0 41,781 0 348
2018-03-31 13F-HR CNAC / Constellation Alpha Capital Corp. 9.87 674,300 733,085 8.72 6,561 7,236 10.29
2018-03-31 13F-HR VHC / VirnetX Holding Corp. 3.95 15,613 27,569 76.58 58 109 87.93
2018-03-31 13F-HR GCH / Aberdeen Greater China Fund, Inc. 13.21 56,572 181,627 221.05 704 2,399 240.77
2018-03-31 13F-HR WRLS / Pensare Acquisition Corp. 9.72 750,000 709,177 -5.44 7,252 6,893 -4.95
2018-03-31 13F-HR NTB / Bank of N.T. Butterfield & Son Limited (The) 44.00 27,500 15,000 -45.45 1,031 660 -35.98
2018-03-31 13F-HR ISL / Aberdeen Israel Fund, Inc. 19.48 21,124 61,235 189.88 404 1,193 195.30
2018-03-31 13F-HR CYS / CYS Investments, Inc. 6.72 15,101 26,208 73.55 121 176 45.45
2018-03-31 13F-HR SB / Safe Bulkers, Inc. 3.17 19,125 14,825 -22.48 62 47 -24.19
2018-03-31 13F-HR IF / Aberdeen Indonesia Fund, Inc. 7.29 25,472 147,856 480.46 195 1,078 452.82
2018-03-31 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.08 15,646 10,860 -30.59 214 142 -33.64
2018-03-31 13F-HR MVIS / Microvision, Inc. 1.15 30,531 23,520 -22.96 50 27 -46.00
2018-03-31 13F-HR KOPN / Kopin Corp. 15,431 0 -100.00 49 0 -100.00
2018-03-31 13F-HR CEF / Central Fund of Canada Ltd. 7,682,729 0 -100.00 102,949 0 -100.00
2018-03-31 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 12,883 0 -100.00 209 0 -100.00
2018-03-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 33,789 0 -100.00 465 0 -100.00
2018-03-31 13F-HR XACPX / Avenue Income Credit Strategies 13,725 0 -100.00 193 0 -100.00
2018-03-31 13F-HR AET / Aetna, Inc. 47,826 0 -100.00 8,627 0 -100.00
2018-03-31 13F-HR XRIFX / RMR Real Estate Income Fund 14,437 0 -100.00 276 0 -100.00
2018-03-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 13,167 0 -100.00 294 0
2018-03-31 13F-HR KYE / Kayne Anderson Energy Total Return Fund, Inc. 56,097 0 -100.00 564 0 -100.00
2018-03-31 13F-HR MCD / McDonald's Corp. 46,000 0 -100.00 7,918 0 -100.00
2018-03-31 13F-HR JNJ / Johnson & Johnson 84,100 0 -100.00 11,750 0 -100.00
2018-03-31 13F-HR TTF / Thaifund, Inc. 152,562 0 -100.00 1,642 0 -100.00
2018-03-31 13F-HR GABELLI MULTIMEDIA TR INC / (36239Q109) 22,763 0 -100.00 209 0
2018-03-31 13F-HR BARINGS GLOBAL SHORT DURATIO / (06760L100) 18,560 0 -100.00 360 0
2018-03-31 13F-HR KTF / Deutsche Municipal Income Trust 14,927 0 -100.00 178 0 -100.00
2018-03-31 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 20,496 0 -100.00 267 0 -100.00
2018-03-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 55,851 0 -100.00 433 0
2018-03-31 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 23,775 0 -100.00 331 0 -100.00
2018-03-31 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 11,404 0 -100.00 165 0
2018-03-31 13F-HR UTX / United Technologies Corp. 48,000 0 -100.00 6,123 0 -100.00
2018-03-31 13F-HR PPT / Putnam Premier Income Trust 48,929 0 -100.00 261 0 -100.00
2018-03-31 13F-HR NTG / Tortoise MLP Fund, Inc. 55,980 0 -100.00 983 0 -100.00
2018-03-31 13F-HR MXF / Mexico Fund, Inc. (The) 13,041 0 -100.00 205 0 -100.00
2018-03-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 97,564 0 -100.00 495 0
2018-03-31 13F-HR IMDZ / Immune Design Corp. 11,309 0 -100.00 44 0 -100.00
2018-03-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 51,827 0 -100.00 567 0 -100.00
2018-03-31 13F-HR XPHTX / Pioneer High Income Trust 16,097 0 -100.00 156 0 -100.00
2018-03-31 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 21,655 0 -100.00 128 0 -100.00
2018-03-31 13F-HR KIO / KKR Income Opportunities Fund 11,332 0 -100.00 182 0 -100.00
2018-03-31 13F-HR IRR / Voya Natural Resources Equity Income Fund 11,447 0 -100.00 72 0 -100.00
2018-03-31 13F-HR TYG / Tortoise Energy Infrastructure Corp. 76,373 0 -100.00 2,221 0 -100.00
2018-03-31 13F-HR NSL / Nuveen Senior Income Fund 22,887 0 -100.00 149 0 -100.00
2018-03-31 13F-HR XISDX / Prudential Short Duration High 21,923 0 -100.00 324 0 -100.00
2018-03-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 23,655 0 -100.00 553 0
2018-03-31 13F-HR CTR / ClearBridge Energy MLP Total Return Fund Inc. 46,157 0 -100.00 536 0 -100.00
2018-03-31 13F-HR CENTER COAST MLP & INFRSTR F / COM SHS (151461100) 26,811 0 -100.00 267 0
2018-03-31 13F-HR GSAT / Globalstar, Inc. 52,264 0 -100.00 68 0 -100.00
2018-03-31 13F-HR TEI / Templeton Emerging Markets Income Fund 12,531 0 -100.00 140 0 -100.00
2018-03-31 13F-HR FMCI / Forum Merger Corporation 272,885 0 -100.00 2,723 0 -100.00
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF Put 500,000 0 -100.00 13,955 0 -100.00
2018-03-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 77,478 0 -100.00 1,739 0 -100.00
2018-03-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 75,644 0 -100.00 1,033 0 -100.00
2018-03-31 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 17,945 0 -100.00 229 0 -100.00
2018-03-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 36,693 0 -100.00 186 0
2018-03-31 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 223,000 0 -100.00 12,488 0 -100.00
2018-03-31 13F-HR JUNO / Juno Therapeutics, Inc. 4,606 0 -100.00 211 0 -100.00
2018-03-31 13F-HR EOS / Eaton Vance Enhanced Equity Income Fund II 20,451 0 -100.00 311 0 -100.00
2018-03-31 13F-HR OMAM / OM Asset Management Plc 257,449 0 -100.00 4,312 0 -100.00
2018-03-31 13F-HR LRCX / Lam Research Corp. 16,322 0 -100.00 3,004 0 -100.00
2018-03-31 13F-HR PHD / Pioneer Floating Rate Trust 13,488 0 -100.00 155 0 -100.00
2018-03-31 13F-HR JFR / Nuveen Floating Rate Income Fund 38,608 0 -100.00 433 0 -100.00
2018-03-31 13F-HR GIGCAPITAL INC / UNIT 03/06/2025 (37518N205) 300,000 0 -100.00 3,000 0
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 15,000 0 -100.00 4,816 0 -100.00
2018-03-31 13F-HR JGH / Nuveen Global High Income Fund 15,125 0 -100.00 256 0 -100.00
2018-03-31 13F-HR GOOGL / Alphabet Inc. 23,151 0 -100.00 24,387 0 -100.00
2018-03-31 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 10,722 0 -100.00 79 0 -100.00
2018-03-31 13F-HR FIRST TR SR FLG RTE INCM FD / (33733U108) 12,995 0 -100.00 168 0
2018-03-31 13F-HR EVN / Eaton Vance Municipal Income Trust 10,906 0 -100.00 135 0 -100.00
2018-03-31 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 15,317 0 -100.00 225 0
2018-03-31 13F-HR PMF / PIMCO Municipal Income Fund 19,645 0 -100.00 255 0 -100.00
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 43,000 0 -100.00 10,955 0 -100.00
2018-03-31 13F-HR XBGTX / BlackRock Floating Rate Income 22,996 0 -100.00 317 0 -100.00
2018-03-31 13F-HR PHK / PIMCO High Income Fund 182,686 0 -100.00 1,363 0 -100.00
2018-03-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 63,686 0 -100.00 746 0 -100.00
2018-03-31 13F-HR CNLM / CB Pharma Acquisition Corp. 126,676 0 -100.00 1,348 0 -100.00
2018-03-31 13F-HR EAD / Evergreen Income Advantage Fund 28,063 0 -100.00 236 0 -100.00
2018-03-31 13F-HR JMF / Nuveen Energy MLP Total Return Fund 64,707 0 -100.00 737 0 -100.00
2018-03-31 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 68,769 0 -100.00 904 0 -100.00
2018-03-31 13F-HR MYD / BlackRock Muniyield Fund, Inc. 12,757 0 -100.00 185 0 -100.00
2018-03-31 13F-HR KMF / Kayne Anderson Midstream/ Energy Fund Inc. 23,421 0 -100.00 323 0 -100.00
2018-03-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 43,641 0 -100.00 541 0 -100.00
2018-03-31 13F-HR EDF / Stone Harbor Emerging Markets Income Fund 18,227 0 -100.00 290 0 -100.00
2018-03-31 13F-HR VVR / Van Kampen Senior Income Trust 75,454 0 -100.00 331 0 -100.00
2018-03-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 21,206 0 -100.00 282 0 -100.00
2018-03-31 13F-HR BOBE / Bob Evans Farms, Inc. 914,818 0 -100.00 72,106 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. 836 0 -100.00 1,453 0 -100.00
2018-03-31 13F-HR DPG / Duff & Phelps Global Utility Income Fund Inc. 30,357 0 -100.00 471 0 -100.00
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF Put 290,000 0 -100.00 23,493 0 -100.00
2018-03-31 13F-HR GLO / Clough Global Opportunities Fund 51,006 0 -100.00 555 0 -100.00
2018-03-31 13F-HR ARCC / Ares Capital Corp. Put 38,700 0 -100.00 608 0 -100.00
2018-03-31 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 41,233 0 -100.00 241 0 -100.00
2018-03-31 13F-HR VOYA EMERGING MKTS HIGH DIVI / (92912P108) 15,929 0 -100.00 142 0
2018-03-31 13F-HR MACQ / M I Acquisitions, Inc. 245,600 0 -100.00 2,503 0 -100.00
2018-03-31 13F-HR SWNC / Southwestern Energy Co. 982,133 0 -100.00 11,687 0 -100.00
2018-03-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 175,000 0 -100.00 4,807 0 -100.00
2018-03-31 13F-HR AMP / Ameriprise Financial, Inc. 1,223 0 -100.00 207 0 -100.00
2018-03-31 13F-HR MIII / M III Acquisition Corp. 1,084,186 0 -100.00 10,755 0 -100.00
2018-03-31 13F-HR PPHM / Peregrine Pharmaceuticals, Inc. 13,683 0 -100.00 53 0 -100.00
2018-03-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 571 0 -100.00 215 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc Call 375,500 0 -100.00 61,424 0 -100.00
2018-03-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 53,265 0 -100.00 371 0 -100.00
2018-03-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 23,766 0 -100.00 343 0 -100.00
2018-03-31 13F-HR KYN / Kayne Anderson MLP Investment Co. 100,000 0 -100.00 1,905 0 -100.00
2018-03-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 10,910 0 -100.00 253 0
2018-03-31 13F-HR KED / Kayne Anderson Energy Development Company 15,250 0 -100.00 266 0 -100.00
2018-03-31 13F-HR RNOTX / RiverNorth/Oaktree High Income R 11,243 0 -100.00 207 0 -100.00
2018-03-31 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 125,338 0 -100.00 771 0 -100.00
2018-03-31 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 15,821 0 -100.00 238 0 -100.00
2018-03-31 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 26,275 0 -100.00 300 0 -100.00
2018-03-31 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 47,083 0 -100.00 678 0 -100.00
2018-03-31 13F-HR ASA / ASA Gold and Precious Metals Ltd. 20,523 0 -100.00 232 0 -100.00
2018-03-31 13F-HR FIF / First Trust Energy Infrastructure Fund 14,191 0 -100.00 254 0 -100.00
2018-03-31 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 69,881 0 -100.00 553 0 -100.00
2018-03-31 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 28,661 0 -100.00 316 0
2018-03-31 13F-HR XTHQX / Tekla Healthcare Opportunities 14,651 0 -100.00 257 0 -100.00
2018-03-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 138,219 0 -100.00 720 0 -100.00
2018-03-31 13F-HR HIE / Miller/Howard High Income Equity Fund 15,346 0 -100.00 191 0 -100.00
2018-03-31 13F-HR GIM / Templeton Global Income Fund 39,090 0 -100.00 253 0 -100.00
2018-03-31 13F-HR DHF / Dreyfus High Yield Strategies Fund 26,509 0 -100.00 89 0 -100.00
2018-03-31 13F-HR GAM / General American Investors Co., Inc. 15,936 0 -100.00 548 0 -100.00
2018-03-31 13F-HR BGY / BlackRock International Growth and Income Trust 15,292 0 -100.00 100 0 -100.00
2018-03-31 13F-HR IVH / Ivy High Income Opportunities Fund 15,895 0 -100.00 240 0 -100.00
2018-03-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 146,262 0 -100.00 714 0 -100.00
2018-03-31 13F-HR BIT / BlackRock Multi-Sector Income Trust 17,524 0 -100.00 318 0 -100.00
2018-03-31 13F-HR SCD / LMP Capital & Income Fund, Inc. 13,930 0 -100.00 194 0 -100.00
2018-03-31 13F-HR PMT / Penny Mac Mortgage Investment Trust 200,983 0 -100.00 3,230 0 -100.00
2018-03-31 13F-HR DSL / DoubleLine Income Solutions Fund 83,609 0 -100.00 1,688 0 -100.00
2018-03-31 13F-HR ADX / Adams Diversified Equity Fund, Inc. 43,579 0 -100.00 655 0 -100.00
2018-03-31 13F-HR XBHKX / BlackRock Core Bond Trust 18,335 0 -100.00 257 0 -100.00
2018-03-31 13F-HR NDP / Tortoise Energy Independence Fund, Inc. 21,113 0 -100.00 280 0 -100.00
2018-03-31 13F-HR ACTA / Actua Corporation 323,345 0 -100.00 5,044 0 -100.00
2018-03-31 13F-HR XEVFX / Eaton Vance Senior Income Trust 17,950 0 -100.00 117 0 -100.00
2018-03-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 88,496 0 -100.00 727 0 -100.00
2018-03-31 13F-HR LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc 8,548 0 -100.00 223 0 -100.00
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 60,000 0 -100.00 10,346 0 -100.00
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Put 60,000 0 -100.00 10,346 0 -100.00
2018-03-31 13F-HR ARDC / Ares Dynamic Credit Allocation Fund, Inc. 11,099 0 -100.00 182 0 -100.00
2018-03-31 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 18,365 0 -100.00 263 0 -100.00
2018-03-31 13F-HR HQL / Tekla Life Sciences Investors 18,876 0 -100.00 371 0 -100.00
2018-03-31 13F-HR RMT / Royce Micro-Cap Trust, Inc. 18,239 0 -100.00 172 0 -100.00
2018-03-31 13F-HR HUNT / Hunter Maritime Acquisition Corp. 90,000 0 -100.00 878 0 -100.00
2018-03-31 13F-HR BHGE / Baker Hughes, a GE company 8,785 0 -100.00 278 0 -100.00
2018-03-31 13F-HR BWG / Legg Mason BW Global Income Opportunities Fund Inc. 10,830 0 -100.00 138 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc 198,161 0 -100.00 116,172 0 -100.00
2018-03-31 13F-HR ANIP / ANI Pharmaceuticals, Inc. 11,639 0 -100.00 750 0 -100.00
2018-03-31 13F-HR BOE / BlackRock Global Opportunity Equity Trust 47,205 0 -100.00 591 0 -100.00
2018-03-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 149.41 1,352 202
2018-03-31 13F-HR LEGACY ACQUISITION CORP / COM CL A (524643103) 9.59 467,600 4,484
2018-03-31 13F-HR MUDRICK CAP ACQUISITION CORP / COM CLASS A (624745105) 9.60 250,000 2,400
2018-03-31 13F-HR OSPR / Osprey Energy Acquisition Corp. 9.62 1,133,771 10,907
2018-03-31 13F-HR MAV / Pioneer Municipal High Income Advantage Trust 10.71 10,834 116
2018-03-31 13F-HR RHT / Red Hat, Inc. 149.49 5,064 757
2018-03-31 13F-HR SEAC / SeaChange International, Inc. 2.69 17,473 47
2018-03-31 13F-HR TCB / TCF Financial Corp. 5.85 262,337 1,535
2018-03-31 13F-HR TWX / Time Warner, Inc. Call 94.58 144,700 13,686
2018-03-31 13F-HR WFC / Wells Fargo & Co. Put 52.44 9,000 472
2018-03-31 13F-HR VRSN / VeriSign, Inc. Call 118.56 90,000 10,670
2018-03-31 13F-HR VRSN / VeriSign, Inc. 118.56 162,588 19,276
2018-03-31 13F-HR SBH / Sally Beauty Holdings, Inc. 16.43 10,103 166
2018-03-31 13F-HR ADVM / Adverum Biotechnologies, Inc. 5.82 14,596 85
2018-03-31 13F-HR AGFS / AgroFresh Solutions, Inc. 7.32 10,514 77
2018-03-31 13F-HR AMPE / Ampio Pharmaceuticals, Inc. 3.39 38,026 129
2018-03-31 13F-HR 09238EAB0 / Blackhawk Network Holdings, Inc. Bond 1.500% 1/1 36,163
2018-03-31 13F-HR BLACKSTONE MTG TR INC / NOTE 4.750% 3/1 (09257WAC4) 984
2018-03-31 13F-HR CNX.WI / CNX Resources Corporation 15.42 11,547 178
2018-03-31 13F-HR 171779AK7 / Ciena Corp. 4% Bond 13,736
2018-03-31 13F-HR COLONY NORTHSTAR CR REAL EST / COM CL A (19626A101) 18.95 100,000 1,895
2018-03-31 13F-HR FEDERAL STR ACQUISITION CORP / CL A (31421V107) 9.69 493,952 4,786
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. Put 7.42 337,200 2,502
2018-03-31 13F-HR GSV CAP CORP / NOTE 4.750% 3/2 (36191JAC5) 1,504
2018-03-31 13F-HR GIG.U / GigCapital, Inc. 9.77 922,420 9,012
2018-03-31 13F-HR GRANITE PT MTG TR INC / NOTE 5.625%12/0 (38741LAB3) 6,385
2018-03-31 13F-HR GWRE / Guidewire Software, Inc. 80.83 62,857 5,081
2018-03-31 13F-HR TWNK / Hostess Brands, Inc. 2.36 620,712 1,465
2018-03-31 13F-HR IDRA / Idera Pharmaceuticals, Inc. 1.83 46,408 85
2018-03-31 13F-HR KRNY / Kearny Financial Corp. 12.97 12,957 168
2018-03-31 13F-HR 521050AD6 / Layne Christensen Co. Bond 13,301
2018-03-31 13F-HR MGEE / MGE Energy, Inc. 56.11 3,600 202
2018-03-31 13F-HR MTECH ACQUISITION CORP / COM CLASS A (55378W107) 9.58 320,450 3,070
2018-03-31 13F-HR MTECH ACQUISITION CORP / *W EXP 08/01/202 (55378W115) 0.62 100,000 62
2018-03-31 13F-HR NEWM / New Media Investment Group Inc. 17.10 10,586 181
2018-03-31 13F-HR OPES / Opes Acquisition Corp. 9.70 40,000 388
2018-03-31 13F-HR OPES ACQUISITION CORP / UNIT 03/07/2023 (68373P209) 10.05 350,000 3,518
2018-03-31 13F-HR RFP / Resolute Forest Products Inc. 8.34 11,036 92
2018-03-31 13F-HR RPAI / Retail Properties of America, Inc. 11.65 13,994 163
2018-03-31 13F-HR SCACU / Saban Capital Acquisition Corp. 9.94 29,581 294
2018-03-31 13F-HR CRM / Salesforce.com, Inc. Put 116.30 500,000 58,150
2018-03-31 13F-HR NOW / ServiceNow, Inc. 165.45 37,124 6,142
2018-03-31 13F-HR 81762PAB8 / ServiceNow, Inc. Bond 21,249
2018-03-31 13F-HR 82568PAB2 / Shutterfly, Inc. Bond 41,950
2018-03-31 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 (82900L110) 3.50 55,681 195
2018-03-31 13F-HR SPROTT PHYSICAL GOLD & SILVE / TR UNIT (85208R101) 13.22 9,567,429 126,481
2018-03-31 13F-HR TGNA / TEGNA Inc. 11.36 12,417 141
2018-03-31 13F-HR CLUB / Town Sports International Holdings, Inc. 7.58 11,353 86
2018-03-31 13F-HR TRXC / TransEnterix, Inc. 1.68 18,400 31
2018-03-31 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 15.19 14,019 213
2018-03-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 14.52 15,078 219
2018-03-31 13F-HR WIW / Western Asset/ Claymore Inflation Linked Opportunities & Income Fund 11.50 10,000 115
2018-03-31 13F-HR ZEN / Zendesk, Inc. 47.88 50,000 2,394
2018-03-31 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 9.99 538,000 5,375
2018-03-31 13F-HR BSIG / BrightSphere Investment Group plc 15.76 250,000 3,940
2018-03-31 13F-HR CAPITOL INVT CORP IV / CL A ORD (G18920101) 9.71 464,274 4,508
2018-03-31 13F-HR GOGL / Golden Ocean Group Limited 7.93 10,467 83
2018-03-31 13F-HR MNK / Maillinckrodt plc. 14.51 10,684 155
2018-03-31 13F-HR MOSAIC ACQUISITION CORP / SHS CL A (G62848109) 9.80 150,000 1,470
2018-03-31 13F-HR MYOV / Myovant Sciences Ltd. 21.25 9,552 203
2018-03-31 13F-HR PLATINUM EAGLE ACQUISITIN CO / UNIT 01/09/2023 (G7126L126) 10.14 49,000 497
2018-03-31 13F-HR SENTINEL ENERGY SVCS INC / COM CL A (G8062D102) 9.70 371,000 3,599
2018-03-31 13F-HR UNION ACQUISITION CORP / SHS (G9366W101) 9.58 1,337,500 12,813
2018-03-31 13F-HR BAC / Bank of America Corp. Put 29.99 781,500 23,437
2018-03-31 13F-HR CHGG / Chegg, Inc. 20.66 72,400 1,496
2018-03-31 13F-HR CTWSP / Connecticut Water Service, Inc. 60.59 3,763 228
2018-03-31 13F-HR SZC / Cushing Renaissance Fund (The) 15.72 63,088 992
2018-03-31 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 7.71 32,964 254
2018-03-31 13F-HR EARN / Ellington Residential Mortgage REIT 10.94 14,620 160
2018-03-31 13F-HR GE / General Electric Co. 13.51 13,251 179
2018-03-31 13F-HR GIL / Gildan Activewear, Inc. 28.88 11,740 339
2018-03-31 13F-HR GNL / Global Net Lease Inc. 16.89 10,541 178
2018-03-31 13F-HR GLUU / Glu Mobile, Inc. 3.75 24,004 90
2018-03-31 13F-HR GORDON POINTE ACQUISITION CO / COM CLASS A (382788107) 9.71 375,500 3,646
2018-03-31 13F-HR GWW / Grainger (W.W.), Inc. 282.64 743 210
2018-03-31 13F-HR GES / Guess ? Inc. 20.74 10,899 226
2018-03-31 13F-HR BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 38.32 11,927 457
2018-03-31 13F-HR HAYMAKER ACQUISITION CORP / COM CLASS A (420870107) 9.55 653,700 6,243
2018-03-31 13F-HR HOLX / Hologic, Inc. 37.36 130,000 4,857
2018-03-31 13F-HR TIBR / Tiberius Acquisition Corp 10.09 75,000 757
2018-03-31 13F-HR OMAD.U / One Madison Corporation 9.60 210,000 2,016
2018-03-31 13F-HR RWGE.U / Regalwood Global Energy Ltd. 9.70 618,100 5,996