Current Holdings (from 13F, 13D)

InvestorWeiss Asset Management LP
Insider ProfileWeiss Asset Management LP
Portfolio Value$ 901,467,000
Current Positions94
Opened Positions5
Closed Positions46

Weiss Asset Management LP has disclosed 94 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 901,467,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Weiss Asset Management LP's top holdings are Intel Corp. 2.95% Bond Due 12/15/2035 (458140AD2) , Allergan plc (NYSE:AGN) , Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 (NYSE:ARNC.PRB) , Take-Two Interactive Software, Inc. Bond (874054AD1) , and Convergys Corp. Bond (212485AE6) . Weiss Asset Management LP's new positions include Intel Corp. 2.95% Bond Due 12/15/2035 (458140AD2) , Take-Two Interactive Software, Inc. Bond (874054AD1) , Convergys Corp. Bond (212485AE6) , NXP Semiconductors N.V. Bond (62952QAB6) , and Trinity Industries, Inc. Bond (896522AF6) .


All Weiss Asset Management LP holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on November 14, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR CNAC / Constellation Alpha Capital Corp. 250,000 0 -100.00 2,538 0 -100.00
2017‑09‑30 13F-HR BRQS / Borqs Technologies, Inc. 246,000 0 -100.00 2,522 0 -100.00
2017‑09‑30 13F-HR FMCI / Forum Merger Corporation 9.75 472,871 515,371 8.99 4,592 5,025 9.43
2017‑09‑30 13F-HR NESR / National Energy Services Reunited Corp. 9.62 1,167,933 1,366,583 17.01 11,119 13,147 18.24
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 8.56 12,737 109
2017‑09‑30 13F-HR PSLV / Sprott Physical Silver Trust 6.28 174,960 1,099
2017‑09‑30 13F-HR 874054AD1 / Take-Two Interactive Software, Inc. Bond 59,037
2017‑09‑30 13F-HR 896522AF6 / Trinity Industries, Inc. Bond 29,528 33,309 12.80
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 152.13 1,663 253
2017‑09‑30 13F-HR AGO / Assured Guaranty Ltd. 37.79 6,192 234
2017‑09‑30 13F-HR BCAC / Bison Capital Acquisition Corp 9.87 425,000 4,195
2017‑09‑30 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.12 100,000 1,012
2017‑09‑30 13F-HR IPOA.U / Social Capital Hedosophia 10.55 100,000 1,055
2017‑09‑30 13F-HR CONSTELLATION ALPHA CAP CORP / SHS (G2379F108) 9.75 550,000 5,362
2017‑09‑30 13F-HR JHG / Janus Henderson Group plc 34.83 33,131 1,154
2017‑09‑30 13F-HR MACQ / M I Acquisitions, Inc. 10.20 175,300 195,600 11.58 1,769 1,995 12.78
2017‑09‑30 13F-HR BHACU / Barington/Hilco Acquisition Corp. 10.44 190,480 190,480 0.00 1,964 1,989 1.27
2017‑09‑30 13F-HR ATLANTIC ACQUISITION CORP / UNIT 02/08/2019 (048206205) 10.28 195,000 2,005
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.76 3,835 559
2017‑09‑30 13F-HR DDC / Dominion Diamond Corp. 14.17 22,020 312
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.00 4,901 397
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. 50.70 9,625 488
2017‑09‑30 13F-HR IYF / iShares U.S. Financial ETF 112.18 4,760 534
2017‑09‑30 13F-HR MGA / Magna International Inc. 53.43 6,345 339
2017‑09‑30 13F-HR NVAX / Novavax, Inc. 1.17 11,916 14
2017‑09‑30 13F-HR NMZ / Nuveen Municipal High Income Opportunity Fund 13.63 11,225 153
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 35.11 221,688 7,783
2017‑09‑30 13F-HR XUTGX / Reaves Utility Income Fund 0.37 294,037 109
2017‑09‑30 13F-HR 531229AB8 / Liberty Media Corporation Bond 22,962
2017‑09‑30 13F-HR TPGH / TPG Pace Holdings Corp. 10.20 217,505 2,219
2017‑09‑30 13F-HR 758075AC9 / Redwood Tr Inc Bond 1,495
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 148.74 1,748 260
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 36.65 7,067 259
2017‑09‑30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.69 14,557 374
2017‑09‑30 13F-HR TRI / Thomson Reuters Corp. 45.96 6,810 313
2017‑09‑30 13F-HR WRLS / Pensare Acquisition Corp. 9.67 700,000 6,769
2017‑09‑30 13F-HR AGIO / Agios Pharmaceuticals, Inc. 66.73 2,997 200
2017‑09‑30 13F-HR JE / Just Energy Group, Inc. 5.80 53,605 311
2017‑09‑30 13F-HR 530715AN1 / Liberty Media, Bond 3.5%, Due 1/15/2031 10,322
2017‑09‑30 13F-HR MEOH / Methanex Corp. 50.30 5,984 301
2017‑09‑30 13F-HR MMDM / Modern Media Acquisition Corp. 9.76 842,000 8,218
2017‑09‑30 13F-HR NBIX / Neurocrine Biosciences, Inc. 61.31 3,507 215
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.55 2,173 388
2017‑09‑30 13F-HR PML / PIMCO Municipal Income Fund II 13.15 19,852 261
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.47 15,000 1,027
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.04 26,300 1,395
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 22.41 0 69,692 0 1,562
2017‑09‑30 13F-HR EPR / EPR Properties 69.85 3,808 3,808 0.00 274 266 -2.92
2017‑09‑30 13F-HR CRF / Cornerstone Total Return Fund, Inc. 14.63 73,747 292,396 296.49 1,162 4,278 268.16
2017‑09‑30 13F-HR 111621AQ1 / Brocade Communications Systems, Inc. 1.375% Bond Due 1/1/2020 62,449 18,787 -69.92
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 67.84 3,419 10,185 197.89 244 691 183.20
2017‑09‑30 13F-HR SWNC / Southwestern Energy Co. 14.26 2,323,457 727,825 -68.67 33,899 10,379 -69.38
2017‑09‑30 13F-HR SNR / New Senior Investment Group Inc. 9.14 15,343 11,593 -24.44 154 106 -31.17
2017‑09‑30 13F-HR AGI / Alamos Gold Inc. 6.75 1,301,535 1,301,535 0.00 9,237 8,789 -4.85
2017‑09‑30 13F-HR 584688AE5 / Medicines Company 2.500% Bond 6,610 30,281 358.11
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 38.90 985,242 1,966,222 99.57 35,272 76,486 116.85
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.72 60,000 60,000 0.00 8,454 10,363 22.58
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Put 172.72 60,000 60,000 0.00 8,454 10,363 22.58
2017‑09‑30 13F-HR CMO / Capstead Mortgage Corp. 9.63 14,176 11,003 -22.38 148 106 -28.38
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Put 25.86 250,000 500,000 100.00 6,168 12,930 109.63
2017‑09‑30 13F-HR CBA / ClearBridge American Energy MLP Fund Inc. 8.59 14,033 15,946 13.63 126 137 8.73
2017‑09‑30 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.62 0 12,519 0 183
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.41 0 15,440 0 238
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF Put 79.88 290,000 290,000 0.00 23,133 23,165 0.14
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. 0.01 3,000,000 3,000,000 0.00 58 35 -39.66
2017‑09‑30 13F-HR DRAPER OAKWOOD TECHNOLOGY / UNIT 09/30/2024 (26146L202) 10.22 100,000 1,022
2017‑09‑30 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 9.86 300,000 2,958
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.60 25,800 3,034
2017‑09‑30 13F-HR I AM CAP ACQUISITION CO / UNIT 08/15/2022 (45074Q207) 10.24 150,000 1,536
2017‑09‑30 13F-HR INCY / Incyte Corp. 116.66 5,083 593
2017‑09‑30 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 32,155
2017‑09‑30 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 12.99 14,320 186
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,830.71 1,400 2,563
2017‑09‑30 13F-HR ACTA / Actua Corporation 15.30 128,848 1,971
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 140.44 1,538 216
2017‑09‑30 13F-HR ATAC / Atlantic Acquisition Corp. 9.82 100,000 982
2017‑09‑30 13F-HR JSYNU / Jensyn Acquistion Corp. 10.23 27,098 253,498 835.49 277 2,593 836.10
2017‑09‑30 13F-HR KBLMU / KBL Merger Corp. IV Unit 9.72 250,000 426,400 70.56 2,425 4,145 70.93
2017‑09‑30 13F-HR 212485AE6 / Convergys Corp. Bond 52,712 55,124 4.58
2017‑09‑30 13F-HR 62952QAB6 / NXP Semiconductors N.V. Bond 28,958 52,578 81.57
2017‑09‑30 13F-HR CNLM / CB Pharma Acquisition Corp. 10.60 126,676 126,676 0.00 1,317 1,343 1.97
2017‑09‑30 13F-HR 29089QAB1 / Emergent Biosolutions, Inc. Bond 18,015
2017‑09‑30 13F-HR 670008AD3 / NOVELLUS SYS INC Bond 0.00 6,121 1,791 -70.74
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. Put 16.38 38,700 38,700 0.00 634 634 0.00
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.45 149,734 58,965 -60.62 1,517 616 -59.39
2017‑09‑30 13F-HR GCI / Gannett Co., Inc. 8.99 16,472 11,900 -27.76 144 107 -25.69
2017‑09‑30 13F-HR NYRT / New York REIT, Inc. 7.85 788,386 788,386 0.00 6,812 6,189 -9.15
2017‑09‑30 13F-HR AGN / Allergan plc 205.04 78,368 5,438 -93.06 67,977 1,115 -98.36
2017‑09‑30 13F-HR AGN / Allergan plc Call 204.95 265,500 375,500 41.43 64,540 76,959 19.24
2017‑09‑30 13F-HR ALR / Alere Inc. 401.00 123,276 47,414 -61.54 48,447 19,013 -60.76
2017‑09‑30 13F-HR TGT / Target Corp. 58.99 0 4,357 0 257
2017‑09‑30 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 12.91 0 33,700 0 435
2017‑09‑30 13F-HR 458140AD2 / Intel Corp. 2.95% Bond Due 12/15/2035 72,857 94,011 29.03
2017‑09‑30 13F-HR MIII / M III Acquisition Corp. 9.83 1,057,400 1,057,400 0.00 10,363 10,394 0.30
2017‑09‑30 13F-HR 165167CB1 / Chesapeake Energy Corp. 2.25% Bond Due 2038-12-15 64 63 -1.56
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF Put 106.52 200,000 200,000 0.00 21,322 21,304 -0.08
2017‑09‑30 13F-HR CENTER COAST MLP & INFRSTR F / COM SHS (151461100) 10.53 18,226 12,635 -30.68 200 133 -33.50
2017‑09‑30 13F-HR ANH / Anworth Mortgage Asset Corp. 6.03 25,449 17,592 -30.87 153 106 -30.72
2017‑09‑30 13F-HR PMO / Putnam Municipal Opportunities Trust 12.64 0 15,975 0 202
2017‑09‑30 13F-HR JFR / Nuveen Floating Rate Income Fund 11.70 0 26,400 0 309
2017‑09‑30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.39 0 15,607 0 209
2017‑09‑30 13F-HR SPPP / Sprott Physical Platinum and Palladium 8.48 737,847 324,840 -55.97 5,888 2,754 -53.23
2017‑09‑30 13F-HR 60855RAD2 / Molina Healthcare, Inc. DBCV 1.625% 8/1 22,022 28,718 30.41
2017‑09‑30 13F-HR ELEC / Electrum Special Acquisition Corporation 10.25 2,076,897 2,286,597 10.10 20,956 23,438 11.84
2017‑09‑30 13F-HR ANIP / ANI Pharmaceuticals, Inc. 52.49 43,596 155,089 255.74 2,040 8,141 299.07
2017‑09‑30 13F-HR RRD / Donnelley (R.R.) & Sons Co. 10.25 13,023 10,144 -22.11 163 104 -36.20
2017‑09‑30 13F-HR NTB / Bank of N.T. Butterfield & Son Limited (The) 36.02 0 17,462 0 629
2017‑09‑30 13F-HR CYS / CYS Investments, Inc. 8.63 18,999 12,279 -35.37 160 106 -33.75
2017‑09‑30 13F-HR SA / Seabridge Gold Inc. 200,000 0 -100.00 2,152 0 -100.00
2017‑09‑30 13F-HR PNRA / Panera Bread Co. 234,155 0 -100.00 73,675 0 -100.00
2017‑09‑30 13F-HR FELCOR LODGING TR INC / PFD CV A $1.95 (31430F200) 771,548 0 -100.00 21,526 0 -100.00
2017‑09‑30 13F-HR DCUC / Dominion Resources, 6.375% 2014 Series A Equity Units 2,116,640 0 -100.00 101,175 0 -100.00
2017‑09‑30 13F-HR BRCD / Brocade Communications Systems, Inc. 11,381 0 -100.00 144 0 -100.00
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 0 -100.00 6,159 0 -100.00
2017‑09‑30 13F-HR WPG / WP Glimcher Inc. 8.34 19,543 12,593 -35.56 164 105 -35.98
2017‑09‑30 13F-HR HUNT / Hunter Maritime Acquisition Corp. 9.84 90,000 90,000 0.00 890 886 -0.45
2017‑09‑30 13F-HR AATDF / AA LTD Call 24.88 1,230,000 300,000 -75.61 27,860 7,464 -73.21
2017‑09‑30 13F-HR TPGE / TPG Pace Energy Holdings Corp. 100,000 0 -100.00 1,026 0 -100.00
2017‑09‑30 13F-HR 512807AL2 / Lam Research Corp. Bond 24,938 3,527 6,159 74.62
2017‑09‑30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 12,847 0 -100.00 280 0 -100.00
2017‑09‑30 13F-HR TKF / Turkish Investment Fund, Inc. 51,637 0 -100.00 495 0 -100.00
2017‑09‑30 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 13,722 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR JFC / JPMorgan China Region Fund, Inc. 213,300 0 -100.00 4,281 0 -100.00
2017‑09‑30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 41,196 0 -100.00 358 0 -100.00
2017‑09‑30 13F-HR SA / Seabridge Gold Inc. Put 34,000 0 -100.00 367 0 -100.00
2017‑09‑30 13F-HR KBL MERGER CORP IV / *W EXP 01/15/202 (48242A112) 250,000 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR DENN / Denny's Corp. 13,450 0 -100.00 158 0 -100.00
2017‑09‑30 13F-HR KBL MERGER CORP IV / RIGHT 03/22/2019 (48242A120) 250,000 0 -100.00 87 0 -100.00
2017‑09‑30 13F-HR HENNESSY CAP ACQUSTON CORP I / UNIT 06/15/2024 (42588L204) 300,000 0 -100.00 3,015 0 -100.00
2017‑09‑30 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 10,478 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 19,754 0 -100.00 429 0 -100.00
2017‑09‑30 13F-HR XUTGX / Reaves Utility Income Fund 9,311 0 -100.00 320 0 -100.00
2017‑09‑30 13F-HR EACQ / Easterly Acquisition Corp. 458,400 0 -100.00 4,607 0 -100.00
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 30,310 0 -100.00 420 0 -100.00
2017‑09‑30 13F-HR CSQ / Calamos Strategic Total Return Fund 13,838 0 -100.00 162 0 -100.00
2017‑09‑30 13F-HR JMF / Nuveen Energy MLP Total Return Fund 21,020 0 -100.00 278 0 -100.00
2017‑09‑30 13F-HR CHW / Calamos Global Dynamic Income Fund 15,499 0 -100.00 132 0 -100.00
2017‑09‑30 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 11,440 0 -100.00 56 0 -100.00
2017‑09‑30 13F-HR OMAM / OM Asset Management Plc 11,161 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR BLACKROCK ENHANCED GBL DIV T / (092501105) 23,940 0 -100.00 317 0 -100.00
2017‑09‑30 13F-HR FF / FutureFuel Corp. 11,202 0 -100.00 169 0 -100.00
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 15,783 0 -100.00 199 0 -100.00
2017‑09‑30 13F-HR GMZ / Goldman Sachs MLP Income Opportunities Fund 12,432 0 -100.00 120 0 -100.00
2017‑09‑30 13F-HR XUSAX / Liberty All Star Equity Fund 20,869 0 -100.00 118 0 -100.00
2017‑09‑30 13F-HR NYMTP / New York Mortgage Trust, Inc. 24,944 0 -100.00 155 0 -100.00
2017‑09‑30 13F-HR NAVI / Navient Corporation 10,306 0 -100.00 172 0 -100.00
2017‑09‑30 13F-HR XRVTX / Royce Value Trust, Inc. 44,100 0 -100.00 643 0 -100.00
2017‑09‑30 13F-HR DHF / Dreyfus High Yield Strategies Fund 13,951 0 -100.00 49 0 -100.00
2017‑09‑30 13F-HR AXAR ACQUISITION CORP / *W EXP 12/31/202 (05455L128) 124,999 0 -100.00 100 0 -100.00
2017‑09‑30 13F-HR CLM / Cornerstone Strategic Value Fund, Inc. 133,221 0 -100.00 2,116 0 -100.00
2017‑09‑30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 29,285 0 -100.00 274 0 -100.00
2017‑09‑30 13F-HR AXARW / Axar Acquisition Corp. Warrants 195,415 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR NRE / NorthStar Realty Europe Corp. 13,054 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR KEF / Korea Equity Fund, Inc. 279,257 0 -100.00 1,966 0 -100.00
2017‑09‑30 13F-HR RMNI / Rimini Street, Inc. (DE) 1,583,615 0 -100.00 15,852 0 -100.00
2017‑09‑30 13F-HR BCAC / Bison Capital Acquisition Corp 150,000 0 -100.00 1,530 0 -100.00