Current Holdings (from 13F, 13D)

InvestorWedbush Securities Inc
Portfolio Value$ 769,928,000
Current Positions837
Opened Positions5
Closed Positions75

Wedbush Securities Inc has disclosed 837 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 769,928,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Wedbush Securities Inc's top holdings are General Growth Properties, Inc. (NYSE:GGP) , Apple, Inc. (NASDAQ:AAPL) , Willdan Group, Inc. (NASDAQ:WLDN) , Virco Manufacturing Corp. (NASDAQ:VIRC) , and Cheniere Energy, Inc. Bond (16411RAG4) . Wedbush Securities Inc's new positions include Dow Chemical Co. (The) (NYSE:DOW) , BBX Capital Corporation (NYSE:BBX) , Church & Dwight Co., Inc. (NYSE:CHD) , Albemarle Corp. (NYSE:ALB) , and iShares MSCI China ETF (NASDAQ:MCHI) .


All Wedbush Securities Inc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on October 31, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR DELAWARE INVESTMENTS / (246101109) 15.22 43,076 43,170 0.22 654 657 0.46
2017‑09‑30 13F-HR MFS GOVERNMENT MARKETS / (552939100) 4.94 196,656 99,954 -49.17 985 494 -49.85
2017‑09‑30 13F-HR 064159HB5 / Bank of Nova Scotia (Halifax, NS) Bond 105.38 40,000 40,000 0.00 4,204 4,215 0.26
2017‑09‑30 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 26.05 51,704 55,309 6.97 1,353 1,441 6.50
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 199.18 6,000 15,152 152.53 633 3,018 376.78
2017‑09‑30 13F-HR DOUBLELINE OPPORTUNISTIC / (258623107) 24.04 15,055 18,718 24.33 380 450 18.42
2017‑09‑30 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 56.07 49,940 47,175 -5.54 2,721 2,645 -2.79
2017‑09‑30 13F-HR HANCOCK JOHN PREM DIV / (41013T105) 16.87 63,018 19,082 -69.72 1,056 322 -69.51
2017‑09‑30 13F-HR DWAS / PowerShares DWA SmallCap Technical Leaders Portfolio 47.52 5,214 4,314 -17.26 223 205 -8.07
2017‑09‑30 13F-HR XSLV / PwShs S&P600 LV 45.97 8,625 8,419 -2.39 376 387 2.93
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 10.44 19,652 16,000 -18.58 247 167 -32.39
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 11.85 22,853 46,920 105.31 350 556 58.86
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 15.32 21,679 22,853 5.42 331 350 5.74
2017‑09‑30 13F-HR SLW / Silver Wheaton Corp. 19.08 20,313 29,188 43.69 404 557 37.87
2017‑09‑30 13F-HR EFZ / ProShares Short MSCI EAFE 26.40 19,775 19,775 0.00 548 522 -4.74
2017‑09‑30 13F-HR NUVEEN / (67070X101) 15.20 30,178 29,011 -3.87 450 441 -2.00
2017‑09‑30 13F-HR ALLIANZGI DIVERSIFIED / (01883J108) 21.50 15,000 14,000 -6.67 314 301 -4.14
2017‑09‑30 13F-HR 452327AF6 / Illumina, Inc. Bond 105.50 6,000 6,000 0.00 606 633 4.46
2017‑09‑30 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 20.05 10,321 10,076 -2.37 208 202 -2.88
2017‑09‑30 13F-HR FIRST TRUST ABERDEEN / (337319107) 11.79 140,936 62,065 -55.96 1,642 732 -55.42
2017‑09‑30 13F-HR BIZD / Market Vectors BDC Income ETF 17.82 10,100 10,100 0.00 185 180 -2.70
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 12.57 12,903 19,652 52.31 365 247 -32.33
2017‑09‑30 13F-HR FRANKLIN UNIVERSAL / (355145103) 7.26 85,328 45,035 -47.22 610 327 -46.39
2017‑09‑30 13F-HR VOYA PRIME RATE / (92913A100) 5.23 66,897 66,908 0.02 360 350 -2.78
2017‑09‑30 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 37.12 14,708 10,831 -26.36 143 402 181.12
2017‑09‑30 13F-HR FTXO / First Trust High Income ETF 27.56 10,831 7,800 -27.98 402 215 -46.52
2017‑09‑30 13F-HR NUVEEN HIGH INCOME / (67077N106) 10.08 25,300 24,790 -2.02 256 250 -2.34
2017‑09‑30 13F-HR 74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15 103.00 15,000 25,000 66.67 1,549 2,575 66.24
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 6.73 75,000 73,152 -2.46 7,566 492 -93.50
2017‑09‑30 13F-HR 74348TAQ5 / Prospect Capital Corp. 4.75% Bond due 2020-04-15 100.88 75,000 75,000 0.00 7,519 7,566 0.63
2017‑09‑30 13F-HR NUVEEN HIGH INCOME / (67076E107) 10.10 18,103 18,516 2.28 185 187 1.08
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 15.73 17,414 42,396 143.46 196 667 240.31
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.26 17,900 17,414 -2.72 197 196 -0.51
2017‑09‑30 13F-HR BARINGS CORP INVESTOR / (06759X107) 15.81 26,340 25,940 -1.52 397 410 3.27
2017‑09‑30 13F-HR MFS INTERMEDIATE HIGH / (59318T109) 2.93 426,279 200,251 -53.02 1,194 587 -50.84
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 45.02 5,524 4,909 -11.13 269 221 -17.84
2017‑09‑30 13F-HR 16411RAG4 / Cheniere Energy, Inc. Bond 69.25 4,909 136,000 2,670.42 221 9,418 4,161.54
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 446.97 9,704 1,933 -80.08 222 864 289.19
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 23.41 1,933 10,296 432.64 864 241 -72.11
2017‑09‑30 13F-HR QUAL / iShares MSCI USA Quality Factor ETF 77.19 4,359 7,268 66.74 202 561 177.72
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.52 6,728 6,384 -5.11 717 680 -5.16
2017‑09‑30 13F-HR MON / Monsanto Co. 119.65 2,595 2,432 -6.28 307 291 -5.21
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 55.40 5,374 5,162 -3.94 282 286 1.42
2017‑09‑30 13F-HR MOTI / Market Vectors Morningstar International Moat ETF 35.69 6,445 10,647 65.20 215 380 76.74
2017‑09‑30 13F-HR YYY / Yield Shares High Income ETF 19.80 32,175 34,045 5.81 629 674 7.15
2017‑09‑30 13F-HR HP / Helmerich & Payne, Inc. 52.04 4,688 6,802 45.09 255 354 38.82
2017‑09‑30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 9.72 10,919 14,708 34.70 386 143 -62.95
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30.00 12,127 8,733 -27.99 367 262 -28.61
2017‑09‑30 13F-HR VVR / Van Kampen Senior Income Trust 4.51 20,383 20,383 0.00 93 92 -1.08
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31.92 13,573 16,669 22.81 448 532 18.75
2017‑09‑30 13F-HR MIND / Mitcham Industries, Inc. 3.48 48,299 20,099 -58.39 187 70 -62.57
2017‑09‑30 13F-HR X / United States Steel Corp. 12,710 0 -100.00 281 0 -100.00
2017‑09‑30 13F-HR YHOO / Yahoo! Inc. 66.12 3,025 200
2017‑09‑30 13F-HR AMSC / American Superconductor Corp. 4.54 46,207 210
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 103.09 2,852 294
2017‑09‑30 13F-HR AGTC / Applied Genetic Technologies Corp 3.93 10,190 40
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 38.95 5,520 215
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 112.09 1,927 216
2017‑09‑30 13F-HR BBX / BBX Capital Corporation 7.37 154,859 1,141
2017‑09‑30 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 55.32 4,700 260
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 69.23 44,534 3,083
2017‑09‑30 13F-HR BYFC / Broadway Financial Corp. 2.32 117,299 101,862 -13.16 248 236 -4.84
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.49 6,865 429
2017‑09‑30 13F-HR BRO / Brown & Brown, Inc. 48.27 5,739 277
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 48.45 15,004 727
2017‑09‑30 13F-HR CLSD / Clearside Biomedical, Inc. 8.73 29,312 256
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC NEW / (185899101) 7.14 16,100 115
2017‑09‑30 13F-HR CLDN / Celladon Corporation 11.01 10,350 114
2017‑09‑30 13F-HR CBSHP / Commerce Bancshares, Inc. 57.74 3,966 229
2017‑09‑30 13F-HR DPW / Digital Power Corp. 0.55 27,500 15
2017‑09‑30 13F-HR GAIN / Gladstone Investment Corp. 9.51 23,776 226
2017‑09‑30 13F-HR HHC / Howard Hughes Corp. (The) 117.72 2,285 269
2017‑09‑30 13F-HR ITUS / ITUS Corp. 2.62 13,000 34
2017‑09‑30 13F-HR IP / International Paper Company 56.80 23,118 21,478 -7.09 1,309 1,220 -6.80
2017‑09‑30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.39 33,254 32,107 -3.45 446 430 -3.59
2017‑09‑30 13F-HR NVIV / InVivo Therapeutics Holdings Corp 1.46 50,000 73
2017‑09‑30 13F-HR EWW / iShares MSCI Mexico Capped ETF 54.60 7,949 434
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 153.03 0 1,320 0 202
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 50.89 9,687 493
2017‑09‑30 13F-HR MCHI / iShares MSCI China ETF 63.04 8,391 529
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.17 65,639 62,531 -4.73 1,258 1,199 -4.69
2017‑09‑30 13F-HR KND / Kindred Healthcare, Inc. 6.82 15,300 17,300 13.07 178 118 -33.71
2017‑09‑30 13F-HR LTRX / Lantronix, Inc. 2.43 43,200 105
2017‑09‑30 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 12.29 87,640 112,233 28.06 1,442 1,379 -4.37
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 161.06 1,279 206
2017‑09‑30 13F-HR MMT / MFS Multimarket Income Trust 6.24 193,899 81,309 -58.07 1,202 507 -57.82
2017‑09‑30 13F-HR MTSC / MTS Systems Corp. 53.38 4,009 214
2017‑09‑30 13F-HR MNKD / MannKind Corp. 2.14 0 10,300 0 22
2017‑09‑30 13F-HR MINI / Mobile Mini, Inc. 34.44 40,120 38,819 -3.24 1,198 1,337 11.60
2017‑09‑30 13F-HR NFG / National Fuel Gas Co. 56.61 4,826 4,628 -4.10 270 262 -2.96
2017‑09‑30 13F-HR NAVB / Navidea Biopharmaceuticals, Inc. 0.44 16,000 7
2017‑09‑30 13F-HR UEPS / Net 1 UEPS Technologies, Inc. 9.75 12,000 117
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.60 5,610 5,416 -3.46 786 794 1.02
2017‑09‑30 13F-HR NICK / Nicholas Financial, Inc. 8.67 100,428 113,649 13.16 924 985 6.60
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.85 47,666 47,680 0.03 2,812 2,472 -12.09
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.86 41,825 41,135 -1.65 573 570 -0.52
2017‑09‑30 13F-HR OHRP / Ohr Pharmaceutical, Inc. 0.72 431,959 311
2017‑09‑30 13F-HR PHX / Panhandle Oil and Gas, Inc. 23.80 15,800 376
2017‑09‑30 13F-HR AUO / AU Optronics Corp. 4.04 55,212 70,513 27.71 252 285 13.10
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 5.59 31,500 39,200 24.44 207 219 5.80
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 46.21 4,393 203
2017‑09‑30 13F-HR Q / Quintiles Transitional Holdings Inc. 95.13 2,239 213
2017‑09‑30 13F-HR QUOT / Quotient Technology Inc. 15.64 10,230 160
2017‑09‑30 13F-HR RRGB / Red Robin Gourmet Burgers, Inc. 66.88 3,200 214
2017‑09‑30 13F-HR RGC / Regal Entertainment Group 16.01 15,114 242
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 178.31 1,217 217
2017‑09‑30 13F-HR XNTK / SPDR NYSE Technology ETF 78.93 2,648 209
2017‑09‑30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 227.54 1,169 266
2017‑09‑30 13F-HR SPKE / Spark Energy, Inc. 14.98 13,550 203
2017‑09‑30 13F-HR SSI / Stage Stores, Inc. 1.85 20,000 37
2017‑09‑30 13F-HR CSAL / Communications Sales & Leasing, Inc. 14.69 13,005 191
2017‑09‑30 13F-HR TPL / Texas Pacific Land Trust 404.51 1,152 466
2017‑09‑30 13F-HR ZIXI / Zix Corporation 4.89 17,400 85
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.81 6,922 8,762 26.58 539 673 24.86
2017‑09‑30 13F-HR ACN / Accenture plc 135.02 6,843 7,325 7.04 846 989 16.90
2017‑09‑30 13F-HR RDC / Rowan Companies plc 12.86 10,500 135
2017‑09‑30 13F-HR CB / Chubb Ltd 142.59 6,692 6,943 3.75 973 990 1.75
2017‑09‑30 13F-HR RACE / Ferrari N.V. 110.66 2,458 272
2017‑09‑30 13F-HR BNTC / Benitec Biopharma Ltd 2.14 26,950 18,197 -32.48 50 39 -22.00
2017‑09‑30 13F-HR BLACKROCK MUNICIPAL / (09257P105) 22.67 19,755 19,803 0.24 457 449 -1.75
2017‑09‑30 13F-HR VMW / VMWare, Inc. 109.22 9,309 9,202 -1.15 814 1,005 23.46
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33.80 7,929 10,060 26.88 259 340 31.27
2017‑09‑30 13F-HR DEO / Diageo plc 132.15 4,836 5,123 5.93 579 677 16.93
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 973.69 5,320 5,550 4.32 4,946 5,404 9.26
2017‑09‑30 13F-HR ALB / Albemarle Corp. 136.41 3,988 544
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 81.90 1,600 3,712 132.00 293 304 3.75
2017‑09‑30 13F-HR UMH / UMH Properties, Inc. 15.55 109,487 98,871 -9.70 1,867 1,537 -17.68
2017‑09‑30 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 13.01 20,106 12,986 -35.41 263 169 -35.74
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.72 56,219 54,841 -2.45 3,278 2,946 -10.13
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.36 12,132 12,094 -0.31 942 984 4.46
2017‑09‑30 13F-HR XIAFX / Aberdeen Australia Equity Fund, 6.17 13,833 11,833 -14.46 84 73 -13.10
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 12.95 25,783 27,500 6.66 333 356 6.91
2017‑09‑30 13F-HR LEG / Leggett & Platt, Inc. 47.73 53,047 50,138 -5.48 2,787 2,393 -14.14
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.14 14,300 10,289 -28.05 1,082 804 -25.69
2017‑09‑30 13F-HR BWA / BorgWarner, Inc. 51.25 6,782 6,263 -7.65 287 321 11.85
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.78 20,539 18,214 -11.32 1,352 1,271 -5.99
2017‑09‑30 13F-HR PMO / Putnam Municipal Opportunities Trust 12.60 28,090 13,092 -53.39 351 165 -52.99
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.87 1,014 1,014 0.00 216 227 5.09
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.01 18,832 13,278 -29.49 2,212 1,474 -33.36
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.08 19,779 22,699 14.76 315 365 15.87
2017‑09‑30 13F-HR ABEV / Ambev S.A 6.57 12,605 11,105 -11.90 69 73 5.80
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.01 45,607 43,667 -4.25 6,033 5,677 -5.90
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.94 7,687 5,129 -33.28 349 251 -28.08
2017‑09‑30 13F-HR NUVEEN TAX ADVANTAGED / (67090H102) 13.69 19,882 11,172 -43.81 256 153 -40.23
2017‑09‑30 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 5.23 279,581 124,873 -55.34 1,376 653 -52.54
2017‑09‑30 13F-HR TNDM / Tandem Diabetes Care, Inc. 0.73 100,168 188,877 88.56 80 138 72.50
2017‑09‑30 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 54.81 4,904 5,072 3.43 261 278 6.51
2017‑09‑30 13F-HR UNG / United States Natural Gas Fund, LP 6.57 89,649 102,649 14.50 608 674 10.86
2017‑09‑30 13F-HR HQH / Tekla Healthcare Investors 25.21 35,337 23,639 -33.10 887 596 -32.81
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 287.85 2,142 2,140 -0.09 550 616 12.00
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 133.16 5,622 4,213 -25.06 553 561 1.45
2017‑09‑30 13F-HR DIT / AMCON Distributing Company 87.52 6,010 6,010 0.00 626 526 -15.97
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.45 12,629 18,261 44.60 1,738 2,656 52.82
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.01 16,265 16,084 -1.11 695 740 6.47
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 33.59 17,186 17,831 3.75 574 599 4.36
2017‑09‑30 13F-HR XNBBX / Nuveen Build America Bond Fund 21.45 16,695 14,595 -12.58 350 313 -10.57
2017‑09‑30 13F-HR JFR / Nuveen Floating Rate Income Fund 11.71 53,475 54,475 1.87 634 638 0.63
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 73.49 12,605 12,396 -1.66 852 911 6.92
2017‑09‑30 13F-HR NAII / Natural Alternatives International, Inc. 10.80 41,467 41,467 0.00 413 448 8.47
2017‑09‑30 13F-HR IDRA / Idera Pharmaceuticals, Inc. 2.23 93,428 93,228 -0.21 161 208 29.19
2017‑09‑30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 71.08 7,783 7,724 -0.76 539 549 1.86
2017‑09‑30 13F-HR PPT / Putnam Premier Income Trust 5.32 22,206 28,410 27.94 121 151 24.79
2017‑09‑30 13F-HR GNCA / Genocea Biosciences, Inc. 1.46 0 20,500 0 30
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 33.90 11,767 11,504 -2.24 401 390 -2.74
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.57 25,885 27,053 4.51 3,971 4,425 11.43
2017‑09‑30 13F-HR 79466LAD6 / Salesforce.com, Inc. 0.25% Convertible Bond due 2018-04-01 140.43 7,000 7,000 0.00 926 983 6.16
2017‑09‑30 13F-HR APO / Apollo Global Management LLC 30.06 9,280 9,780 5.39 245 294 20.00
2017‑09‑30 13F-HR PRTO / Proteon Therapeutics, Inc. 2.01 53,439 35,339 -33.87 81 71 -12.35
2017‑09‑30 13F-HR SYN / Synthetic Biologics, Inc. 0.94 62,000 49,000 -20.97 35 46 31.43
2017‑09‑30 13F-HR BEN / Franklin Resources, Inc. 44.49 12,733 9,327 -26.75 570 415 -27.19
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.35 34,816 42,295 21.48 1,746 2,045 17.12
2017‑09‑30 13F-HR PFPT / Proofpoint, Inc. 87.23 5,240 5,170 -1.34 455 451 -0.88
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.85 15,363 15,248 -0.75 275 257 -6.55
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 226.04 6,998 7,596 8.55 2,011 1,717 -14.62
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.18 4,855 4,926 1.46 537 592 10.24
2017‑09‑30 13F-HR APA / Apache Corp. 45.81 11,567 13,579 17.39 554 622 12.27
2017‑09‑30 13F-HR FMNB / Farmers National Banc Corp. 15.07 12,700 16,925 33.27 184 255 38.59
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.02 54,183 64,442 18.93 3,835 5,221 36.14
2017‑09‑30 13F-HR EVM / Eaton Vance California Municipal Bond Fund 12.07 11,759 12,759 8.50 137 154 12.41
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.97 6,910 5,937 -14.08 466 457 -1.93
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.60 41,657 31,998 -23.19 1,796 1,299 -27.67
2017‑09‑30 13F-HR GGG / Graco Inc. 123.53 2,954 2,882 -2.44 323 356 10.22
2017‑09‑30 13F-HR DNI / Dividend and Income Fund 12.87 120,568 46,700 -61.27 1,489 601 -59.64
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.30 3,151 2,895 -8.12 383 383 0.00
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.52 47,580 19,580 -58.85 260 108 -58.46
2017‑09‑30 13F-HR IOSP / Innospec, Inc. 61.56 4,859 4,743 -2.39 319 292 -8.46
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.35 7,636 7,737 1.32 7,392 7,438 0.62
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.52 57,537 52,402 -8.92 7,161 6,787 -5.22
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. 35.74 15,753 15,417 -2.13 519 551 6.17
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.36 15,021 14,481 -3.59 449 570 26.95
2017‑09‑30 13F-HR LULU / lululemon athletica inc. 62.24 28,638 28,615 -0.08 1,709 1,781 4.21
2017‑09‑30 13F-HR CYCC / Cyclacel Pharmaceuticals, Inc. 1.82 13,900 27,400 97.12 52 50 -3.85
2017‑09‑30 13F-HR TISI / Team, Inc. 13.36 0 25,739 0 344
2017‑09‑30 13F-HR DAR / Darling Ingredients Inc. 17.55 15,201 14,305 -5.89 239 251 5.02
2017‑09‑30 13F-HR CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28 0.10 10,000 10,000 0.00 2 1 -50.00
2017‑09‑30 13F-HR AXR / AMREP Corp. 6.80 66,684 61,884 -7.20 452 421 -6.86
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.15 82,851 82,961 0.13 4,591 4,575 -0.35
2017‑09‑30 13F-HR BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 37.23 8,925 8,246 -7.61 322 307 -4.66
2017‑09‑30 13F-HR ORI / Old Republic International Corp. 19.70 14,842 14,718 -0.84 290 290 0.00
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.79 16,229 13,073 -19.45 134 141 5.22
2017‑09‑30 13F-HR PAYX / Paychex, Inc. 59.99 7,625 12,219 60.25 434 733 68.89
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.83 21,062 22,572 7.17 1,561 1,644 5.32
2017‑09‑30 13F-HR CI / Cigna Corp. 187.15 1,410 1,603 13.69 236 300 27.12
2017‑09‑30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.61 116,751 123,870 6.10 643 695 8.09
2017‑09‑30 13F-HR TRIB / Trinity Biotech PLC 5.60 28,300 27,850 -1.59 170 156 -8.24
2017‑09‑30 13F-HR DSWL / Deswell Industries, Inc. 2.64 185,760 187,760 1.08 407 496 21.87
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.75 33,246 28,040 -15.66 2,223 2,040 -8.23
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 143.98 3,419 3,556 4.01 509 512 0.59
2017‑09‑30 13F-HR 749685AT0 / RPM International, Inc. 2.25% Bond Due 12/15/2020 115.33 3,000 3,000 0.00 354 346 -2.26
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.58 4,236 4,411 4.13 684 823 20.32
2017‑09‑30 13F-HR SHOP / Shopify Inc. 116.37 2,445 2,389 -2.29 212 278 31.13
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.49 11,361 14,965 31.72 741 1,025 38.33
2017‑09‑30 13F-HR BAB / PowerShares Build America Bond Portfolio 30.39 17,720 16,025 -9.57 531 487 -8.29
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 247.59 4,023 3,934 -2.21 720 974 35.28
2017‑09‑30 13F-HR CSX / CSX Corp. 54.28 13,362 12,840 -3.91 729 697 -4.39
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.66 6,170 5,616 -8.98 569 526 -7.56
2017‑09‑30 13F-HR DGICA / Donegal Group, Inc. 16.14 33,862 34,520 1.94 538 557 3.53
2017‑09‑30 13F-HR VGR / Vector Group, Ltd. 20.45 16,112 17,993 11.67 344 368 6.98
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 124.89 3,200 3,331 4.09 400 416 4.00
2017‑09‑30 13F-HR GM / General Motors Company 40.38 52,598 58,419 11.07 1,837 2,359 28.42
2017‑09‑30 13F-HR CSWI / CSW Industrials, Inc. 44.35 15,904 14,184 -10.81 615 629 2.28
2017‑09‑30 13F-HR XPFNX / PIMCO Income Strategy Fund II 10.71 60,305 29,772 -50.63 630 319 -49.37
2017‑09‑30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.01 61,159 49,173 -19.60 531 443 -16.57
2017‑09‑30 13F-HR NRZ / New Residential Investment Corp. 16.72 47,179 55,555 17.75 734 929 26.57
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106.75 15,652 13,583 -13.22 1,660 1,450 -12.65
2017‑09‑30 13F-HR LAMR / Lamar Advertising Co. REIT 68.63 3,991 4,546 13.91 294 312 6.12
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.15 6,296 6,335 0.62 338 305 -9.76
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.13 0 5,103 0 266
2017‑09‑30 13F-HR GASS / StealthGas, Inc. 3.33 19,945 19,515 -2.16 65 65 0.00
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.22 18,031 17,642 -2.16 3,566 4,485 25.77
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.29 46,252 35,102 -24.11 376 291 -22.61
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 55.98 8,011 16,221 102.48 498 908 82.33
2017‑09‑30 13F-HR EXR / Extra Space Storage, Inc. 79.95 10,352 10,194 -1.53 807 815 0.99
2017‑09‑30 13F-HR AA / Alcoa Corp. 46.69 0 4,776 0 223
2017‑09‑30 13F-HR ALLE / Allegion Public Limited 86.44 3,140 6,837 117.74 255 591 131.76
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 64.53 11,923 9,484 -20.46 686 612 -10.79
2017‑09‑30 13F-HR SCG / SCANA Corp. 48.47 8,928 10,563 18.31 598 512 -14.38
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.26 13,157 12,425 -5.56 3,652 3,855 5.56
2017‑09‑30 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.56 132,366 57,386 -56.65 1,095 491 -55.16
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.23 15,957 17,561 10.05 955 1,128 18.12
2017‑09‑30 13F-HR JRJC / China Finance Online Co. Ltd. 2.07 13,500 13,500 0.00 23 28 21.74
2017‑09‑30 13F-HR FXU / First Trust Utilities AlphaDEX® Fund 27.00 0 7,741 0 209
2017‑09‑30 13F-HR ABC / AmerisourceBergen Corp. 82.79 9,676 9,675 -0.01 915 801 -12.46
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 90.68 7,593 4,709 -37.98 563 427 -24.16
2017‑09‑30 13F-HR HTD / John Hancock Tax-Advantaged Dividend Income Fund 25.91 9,420 9,958 5.71 241 258 7.05
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.64 9,490 9,304 -1.96 730 834 14.25
2017‑09‑30 13F-HR CORR / CorEnergy Infrastructure Trust, Inc. 35.37 9,742 8,227 -15.55 327 291 -11.01
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 48.11 4,078 4,178 2.45 220 201 -8.64
2017‑09‑30 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 14.46 20,489 21,166 3.30 289 306 5.88
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.56 5,550 5,945 7.12 1,293 1,442 11.52
2017‑09‑30 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.56 119,253 56,764 -52.40 1,604 770 -52.00
2017‑09‑30 13F-HR NYMX / Nymox Pharmaceutical Corp. 3.82 234,692 259,692 10.65 1,033 992 -3.97
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 16.40 31,963 33,479 4.74 524 549 4.77
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.32 43,575 41,773 -4.14 7,380 7,658 3.77
2017‑09‑30 13F-HR GPT / Gramercy Property Trust Inc. 30.29 12,164 10,498 -13.70 361 318 -11.91
2017‑09‑30 13F-HR MS / Morgan Stanley 48.12 12,030 9,559 -20.54 536 460 -14.18
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 3.86 15,020 14,520 -3.33 57 56 -1.75
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.80 19,616 20,514 4.58 812 919 13.18
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.03 91,674 89,500 -2.37 3,071 3,046 -0.81
2017‑09‑30 13F-HR SDRL / Seadrill Limited 0.33 15,387 15,087 -1.95 6 5 -16.67
2017‑09‑30 13F-HR OTEL / Otelco, Inc. 9.45 121,993 121,993 0.00 915 1,153 26.01
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.22 90,053 99,478 10.47 1,077 1,116 3.62
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 118.24 3,627 4,880 34.55 410 577 40.73
2017‑09‑30 13F-HR HPQ / HP Inc. 19.97 10,472 11,168 6.65 183 223 21.86
2017‑09‑30 13F-HR NJR / New Jersey Resources Corp. 42.20 5,154 5,663 9.88 205 239 16.59
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 64.55 8,010 8,769 9.48 462 566 22.51
2017‑09‑30 13F-HR TSCO / Tractor Supply Co. 63.28 15,854 23,213 46.42 859 1,469 71.01
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 307.69 1,692 1,612 -4.73 704 496 -29.55
2017‑09‑30 13F-HR XTHQX / Tekla Healthcare Opportunities 18.57 45,248 45,083 -0.36 830 837 0.84
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.30 3,754 3,496 -6.87 509 494 -2.95
2017‑09‑30 13F-HR UCFC / United Community Financial Corp. 9.60 434,552 402,308 -7.42 3,611 3,862 6.95
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 82.95 3,924 4,135 5.38 309 343 11.00
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 79.67 6,028 5,234 -13.17 526 417 -20.72
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.49 2,650 3,236 22.11 246 309 25.61
2017‑09‑30 13F-HR VIRC / Virco Manufacturing Corp. 5.50 1,720,619 1,721,198 0.03 9,205 9,467 2.85
2017‑09‑30 13F-HR T / AT & T, Inc. 39.17 176,333 189,445 7.44 6,653 7,421 11.54
2017‑09‑30 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 49.50 4,760 5,960 25.21 234 295 26.07
2017‑09‑30 13F-HR KMX / CarMax, Inc. 75.83 8,452 7,912 -6.39 533 600 12.57
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 178.93 7,448 8,182 9.85 1,296 1,464 12.96
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.80 11,410 11,158 -2.21 632 578 -8.54
2017‑09‑30 13F-HR NUE / Nucor Corp. 56.03 3,886 11,869 205.43 225 665 195.56
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.59 40,785 41,703 2.25 2,118 2,235 5.52
2017‑09‑30 13F-HR RCII / Rent-A-Center, Inc. 11.49 21,217 22,967 8.25 249 264 6.02
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.77 4,330 4,515 4.27 542 613 13.10
2017‑09‑30 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 26.19 40,409 21,879 -45.86 1,003 573 -42.87
2017‑09‑30 13F-HR DXPE / DXP Enterprises, Inc. 31.54 7,790 6,690 -14.12 269 211 -21.56
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.84 16,112 15,783 -2.04 2,987 3,091 3.48
2017‑09‑30 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 61.94 6,273 6,619 5.52 371 410 10.51
2017‑09‑30 13F-HR FSBW / FS Bancorp, Inc. 51.64 15,253 14,853 -2.62 685 767 11.97
2017‑09‑30 13F-HR HLX / Helix Energy Solutions Group, Inc. 7.39 46,600 22,200 -52.36 263 164 -37.64
2017‑09‑30 13F-HR PLX / Protalix BioTherapeutics, Inc. 0.57 23,000 23,000 0.00 19 13 -31.58
2017‑09‑30 13F-HR STB / Student Transportation, Inc. 6.00 21,603 18,828 -12.85 131 113 -13.74
2017‑09‑30 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 12.28 11,500 10,100 -12.17 142 124 -12.68
2017‑09‑30 13F-HR DXGE / WisdomTree Trust WisdomTree Germany Hedged Equity Fund 31.55 9,700 9,700 0.00 293 306 4.44
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313.22 3,495 3,496 0.03 948 1,095 15.51
2017‑09‑30 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 8.36 14,926 12,926 -13.40 63 108 71.43
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.28 15,661 18,341 17.11 2,505 3,013 20.28
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.22 14,990 15,764 5.16 1,051 1,170 11.32
2017‑09‑30 13F-HR RGLS / Regulus Therapeutics Inc. 1.25 199,521 179,321 -10.12 197 224 13.71
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 96,679 90,366 -6.53 3,026 3,039 0.43
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.09 34,589 34,205 -1.11 2,879 2,842 -1.29
2017‑09‑30 13F-HR CF / CF Industries Holding, Inc. 12,994 0 -100.00 363 0 -100.00
2017‑09‑30 13F-HR CMP / Compass Minerals Group, Inc. 6,033 0 -100.00 394 0 -100.00
2017‑09‑30 13F-HR CBRL / Cracker Barrel Old Country Store, Inc. 1,341 0 -100.00 224 0 -100.00
2017‑09‑30 13F-HR DE / Deere & Co. 1,956 0 -100.00 242 0 -100.00
2017‑09‑30 13F-HR EPR / EPR Properties 2,890 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 7,911 0 -100.00 221 0 -100.00
2017‑09‑30 13F-HR GMZ / Goldman Sachs MLP Income Opportunities Fund 11,112 0 -100.00 107 0 -100.00
2017‑09‑30 13F-HR SHV / iShares Short Treasury Bond ETF 4,999 0 -100.00 552 0 -100.00
2017‑09‑30 13F-HR 88947EAM2 / Toll Brothers, Inc., 0.5% Bond Due 9/15/2032 4,000 0 -100.00 399 0 -100.00
2017‑09‑30 13F-HR AXAS / Abraxas Petroleum Corp. 10,500 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR ADK / Adcare Health Systems, Inc. 183,435 0 -100.00 176 0 -100.00
2017‑09‑30 13F-HR ATO / Atmos Energy Corp. 2,683 0 -100.00 223 0 -100.00
2017‑09‑30 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 16,452 0 -100.00 246 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 6,010 0 -100.00 357 0 -100.00
2017‑09‑30 13F-HR CPN / Calpine Corp. 10,712 0 -100.00 145 0 -100.00
2017‑09‑30 13F-HR SBS / Companhia de Saneamento Basico do Estado de Sao Paulo 10,378 0 -100.00 99 0 -100.00
2017‑09‑30 13F-HR DEUTSCHE GLOBAL HIGH / (25158V108) 20,737 0 -100.00 181 0 -100.00
2017‑09‑30 13F-HR DG / Dollar General Corp. 4,830 0 -100.00 348 0 -100.00
2017‑09‑30 13F-HR DRTAX / Dreyfus Municipal Bond 11,746 0 -100.00 154 0 -100.00
2017‑09‑30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 3,180 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 2,395 0 -100.00 290 0 -100.00
2017‑09‑30 13F-HR GNMA / iShares Core GNMA Bond ETF 4,048 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR KKR INCOME OPPORTUNITIES / (48249T106) 19,965 0 -100.00 349 0 -100.00
2017‑09‑30 13F-HR KATE / Kate Spade & Company 13,700 0 -100.00 253 0 -100.00
2017‑09‑30 13F-HR MACK / Merrimack Pharmaceuticals, Inc. 22,500 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR OVAS / Ovascience Inc. 12,150 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 9,955 0 -100.00 647 0 -100.00
2017‑09‑30 13F-HR SGMO / Sangamo BioSciences, Inc. 14,880 0 -100.00 131 0 -100.00
2017‑09‑30 13F-HR SCHN / Schnitzer Steel Industries, Inc. 16,340 0 -100.00 412 0 -100.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 6,176 0 -100.00 554 0 -100.00
2017‑09‑30 13F-HR SHPG / Shire Plc. 1,310 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR SITO / SITO Mobile, Ltd. 12,000 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR S / Sprint Corporation 10,057 0 -100.00 83 0 -100.00
2017‑09‑30 13F-HR SVU / Supervalu, Inc. 18,000 0 -100.00 59 0 -100.00
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 2,727 0 -100.00 255 0 -100.00
2017‑09‑30 13F-HR UMPQ / Umpqua Holdings Corp. 11,428 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 2,765 0 -100.00 221 0 -100.00
2017‑09‑30 13F-HR MBRX / Moleculin Biotech, Inc. 10,000 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 12,000 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR MTEM / Molecular Templates, Inc. 22,337 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR ORPN / Bio Blast Pharma Ltd. 37,500 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 20,300 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 3,885 0 -100.00 235 0 -100.00
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 5,306 0 -100.00 260 0 -100.00
2017‑09‑30 13F-HR GPP / Green Plains Partners LP 11,371 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR FTR / Frontier Communications Corp. 54,480 0 -100.00 63 0 -100.00
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 42,666 0 -100.00 599 0 -100.00
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 1,947 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR TSI / TCW Strategic Income Fund, Inc. 23,592 0 -100.00 133 0 -100.00
2017‑09‑30 13F-HR PMM / Putnam Managed Municipal Income Trust 42,795 0 -100.00 321 0 -100.00
2017‑09‑30 13F-HR WSCI / WSI Industries, Inc. 10,150 0 -100.00 33 0 -100.00
2017‑09‑30 13F-HR PHK / PIMCO High Income Fund 11,138 0 -100.00 97 0 -100.00
2017‑09‑30 13F-HR CHMA / Chiasma, Inc. 36,073 0 -100.00 52 0 -100.00
2017‑09‑30 13F-HR NTT / Nippon Telegraph & Telephone Corp. 4,669 0 -100.00 220 0 -100.00
2017‑09‑30 13F-HR NVCR / NovoCure Limited 31,340 0 -100.00 542 0 -100.00
2017‑09‑30 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 13,800 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 36,648 0 -100.00 2,311 0 -100.00
2017‑09‑30 13F-HR FLR / Fluor Corp. 6,621 0 -100.00 303 0 -100.00
2017‑09‑30 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 11,310 0 -100.00 146 0 -100.00
2017‑09‑30 13F-HR SRRA / Sierra Oncology 35,000 0 -100.00 41 0 -100.00
2017‑09‑30 13F-HR FELCOR LODGING TRUST INC / PREF (31430F200) 23,221 0 -100.00 648 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 10,439 0 -100.00 843 0 -100.00
2017‑09‑30 13F-HR 651639AJ5 / Newmont Mining Corp. 1.625% Bond due 2017-07-15 3,000 0 -100.00 300 0 -100.00
2017‑09‑30 13F-HR DHI / D.R. Horton, Inc. 16,396 0 -100.00 567 0 -100.00
2017‑09‑30 13F-HR AFMD / Affimed N.V. 22,000 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 2,958 0 -100.00 364 0 -100.00
2017‑09‑30 13F-HR FLDM / Fluidigm Corp. 11,000 0 -100.00 44 0 -100.00
2017‑09‑30 13F-HR HOS / Hornbeck Offshore Services, Inc. 12,883 0 -100.00 36 0 -100.00
2017‑09‑30 13F-HR GWW / Grainger (W.W.), Inc. 2,260 0 -100.00 408 0 -100.00
2017‑09‑30 13F-HR MNESP / MSA Safety Inc. 2,750 0 -100.00 223 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 22,650 0 -100.00 157 0 -100.00
2017‑09‑30 13F-HR VHC / VirnetX Holding Corp. 12,000 0 -100.00 55 0 -100.00
2017‑09‑30 13F-HR CHEF / Chefs' Warehouse, Inc. 10,029 0 -100.00 130 0 -100.00
2017‑09‑30 13F-HR VALE / Vale S.A. 10.06 12,991 13,422 3.32 114 135 18.42
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.10 1,474 1,521 3.19 468 496 5.98
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.81 7,771 5,122 -34.09 427 291 -31.85
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.58 5,569 5,686 2.10 705 697 -1.13
2017‑09‑30 13F-HR MMM / 3M Co. 209.86 9,267 8,172 -11.82 1,929 1,715 -11.09
2017‑09‑30 13F-HR PTMC / Pacer Trendpilot 450 ETF 29.54 7,048 6,873 -2.48 200 203 1.50
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.81 14,286 12,705 -11.07 852 798 -6.34
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.27 9,929 11,754 18.38 743 826 11.17
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.26 4,400 4,271 -2.93 3,999 4,097 2.45
2017‑09‑30 13F-HR GSBD / Goldman Sachs BDC, Inc. 22.79 12,668 10,968 -13.42 285 250 -12.28
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.69 3,235 3,024 -6.52 261 244 -6.51
2017‑09‑30 13F-HR BGS / B&G Foods, Inc. 31.80 0 10,282 0 327
2017‑09‑30 13F-HR TOT / Total S.A. 53.54 16,249 17,257 6.20 806 924 14.64
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.32 5,256 5,146 -2.09 554 542 -2.17
2017‑09‑30 13F-HR K / Kellogg Co. 62.43 5,087 4,789 -5.86 353 299 -15.30
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.58 50,613 54,413 7.51 196 249 27.04
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53.95 17,749 18,407 3.71 893 993 11.20
2017‑09‑30 13F-HR SNY / Sanofi 49.77 19,595 19,369 -1.15 939 964 2.66
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.56 26,275 34,175 30.07 273 361 32.23
2017‑09‑30 13F-HR UTHR / United Therapeutics Corp. 117.25 0 3,710 0 435
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.79 9,443 9,328 -1.22 589 595 1.02
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.32 59,947 61,215 2.12 716 754 5.31
2017‑09‑30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.12 10,208 10,208 0.00 282 287 1.77
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 21.73 39,875 44,592 11.83 893 969 8.51
2017‑09‑30 13F-HR OCFC / OceanFirst Financial Corp. 27.45 12,294 12,494 1.63 333 343 3.00
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 84,769 85,576 0.95 2,860 3,259 13.95
2017‑09‑30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 22.99 11,420 9,527 -16.58 270 219 -18.89
2017‑09‑30 13F-HR FCEL / FuelCell Energy, Inc. 1.74 39,766 37,266 -6.29 49 65 32.65
2017‑09‑30 13F-HR INDA / iShares MSCI India ETF 32.89 9,400 11,250 19.68 302 370 22.52
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 48.72 11,137 14,491 30.12 555 706 27.21
2017‑09‑30 13F-HR CREE / Cree, Inc. 28.20 9,674 9,574 -1.03 238 270 13.45
2017‑09‑30 13F-HR EWBC / East West Bancorp, Inc. 59.78 15,278 14,336 -6.17 895 857 -4.25
2017‑09‑30 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 6.45 93,684 94,409 0.77 664 609 -8.28
2017‑09‑30 13F-HR EEP / Enbridge Energy Partners, L.P. 15.97 0 10,459 0 167
2017‑09‑30 13F-HR AWP / Alpine Global Premier Properties Fund 6.62 41,093 38,228 -6.97 261 253 -3.07
2017‑09‑30 13F-HR BBT / BB&T Corp. 46.90 9,108 11,216 23.14 414 526 27.05
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.60 72,147 96,975 34.41 2,397 1,707 -28.79
2017‑09‑30 13F-HR AET / Aetna, Inc. 159.00 3,779 3,327 -11.96 574 529 -7.84
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.59 2,757 3,053 10.74 365 417 14.25
2017‑09‑30 13F-HR IQI / Invesco Quality Municipal Income Trust 12.79 13,448 13,448 0.00 171 172 0.58
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 199.43 2,817 3,179 12.85 546 634 16.12
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.35 109,962 104,250 -5.19 1,008 975 -3.27
2017‑09‑30 13F-HR HBK / Hamilton Bancorp, Inc. 14.74 12,803 11,803 -7.81 192 174 -9.37
2017‑09‑30 13F-HR EXD / Eaton Vance Tax Advantaged Bond & Option Strategies Fund 11.37 38,980 10,030 -74.27 444 114 -74.32
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 39.93 5,799 5,935 2.35 229 237 3.49
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 42.56 5,592 5,592 0.00 231 238 3.03
2017‑09‑30 13F-HR TCRX / THL Credit, Inc. 9.32 30,438 32,407 6.47 303 302 -0.33
2017‑09‑30 13F-HR PSA / Public Storage 214.02 3,222 3,210 -0.37 672 687 2.23
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.10 7,269 8,003 10.10 398 473 18.84
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.24 4,699 6,273 33.50 286 403 40.91
2017‑09‑30 13F-HR THW / Tekla World Healthcare Fund 14.57 32,906 33,779 2.65 497 492 -1.01
2017‑09‑30 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 12.46 54,567 19,986 -63.37 686 249 -63.70
2017‑09‑30 13F-HR EARS / Auris Medical Holding AG 0.81 44,300 44,300 0.00 32 36 12.50
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.06 11,358 11,821 4.08 1,387 1,372 -1.08
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.46 8,373 8,983 7.29 544 615 13.05
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 1,045.80 1,871 1,987 6.20 1,750 2,078 18.74
2017‑09‑30 13F-HR BGY / BlackRock International Growth and Income Trust 6.59 10,300 11,080 7.57 65 73 12.31
2017‑09‑30 13F-HR CODI / Compass Diversified Holdings 17.78 11,667 12,540 7.48 204 223 9.31
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 59.36 4,228 4,060 -3.97 238 241 1.26
2017‑09‑30 13F-HR HIX / Western Asset High Income Fund II, Inc. 7.17 0 10,735 0 77
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.49 143,251 138,538 -3.29 6,398 6,856 7.16
2017‑09‑30 13F-HR ES / Eversource Energy 60.50 3,370 3,372 0.06 205 204 -0.49
2017‑09‑30 13F-HR F / Ford Motor Co. 11.97 119,445 143,235 19.92 1,337 1,715 28.27
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.86 31,884 29,154 -8.56 787 754 -4.19
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53.95 4,951 11,771 137.75 272 635 133.46
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12.56 40,306 42,347 5.06 568 532 -6.34
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.65 19,835 20,739 4.56 857 843 -1.63
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.63 6,002 5,905 -1.62 681 671 -1.47
2017‑09‑30 13F-HR QBAK / Qualstar Corp. 6.74 52,472 51,197 -2.43 269 345 28.25
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.80 31,477 28,312 -10.05 4,088 4,128 0.98
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 78.67 3,195 3,343 4.63 289 263 -9.00
2017‑09‑30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.67 9,775 9,075 -7.16 253 233 -7.91
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.63 4,672 4,862 4.07 345 358 3.77
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.74 12,596 13,273 5.37 998 1,085 8.72
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.15 171,188 79,931 -53.31 856 412 -51.87
2017‑09‑30 13F-HR INTU / Intuit Inc. 142.41 1,851 1,601 -13.51 246 228 -7.32
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 74,666.67 0 3 0 224
2017‑09‑30 13F-HR VSTE / Vistra Energy Corp. 18.69 68,146 66,446 -2.49 1,144 1,242 8.57
2017‑09‑30 13F-HR PCG / PG&E Corp. 68.17 4,296 4,650 8.24 285 317 11.23
2017‑09‑30 13F-HR KEY / KeyCorp 18.84 15,275 16,185 5.96 286 305 6.64
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.01 0 1,488 0 250
2017‑09‑30 13F-HR CNXC / CNX Coal Resources LP 64.13 12,396 10,821 -12.71 894 694 -22.37
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.50 59,062 59,746 1.16 6,162 7,020 13.92
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 70.99 5,333 7,001 31.28 363 497 36.91
2017‑09‑30 13F-HR AMRB / American River Bankshares 13.86 25,643 27,643 7.80 372 383 2.96
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.02 13,106 13,523 3.18 681 717 5.29
2017‑09‑30 13F-HR SAIA / Saia, Inc. 62.62 5,641 5,541 -1.77 289 347 20.07
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.53 9,608 8,892 -7.45 523 556 6.31
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.20 13,343 9,373 -29.75 1,608 1,136 -29.35
2017‑09‑30 13F-HR NAO / Nordic American Offshore Ltd 1.41 0 12,028 0 17
2017‑09‑30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.23 11,067 13,096 18.33 110 134 21.82
2017‑09‑30 13F-HR TPR / Tapestry, Inc. 40.34 4,774 6,073 27.21 226 245 8.41
2017‑09‑30 13F-HR IRT / Independence Realty Trust, Inc. 10.21 12,502 11,170 -10.65 123 114 -7.32
2017‑09‑30 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 52.12 4,336 4,336 0.00 226 226 0.00
2017‑09‑30 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.68 117,283 47,948 -59.12 1,353 560 -58.61
2017‑09‑30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.92 11,055 11,062 0.06 165 165 0.00
2017‑09‑30 13F-HR CATB / Catabasis Pharmaceuticals, Inc 2.12 10,200 251,802 2,368.65 14 534 3,714.29
2017‑09‑30 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 183.80 5,000 5,000 0.00 826 919 11.26
2017‑09‑30 13F-HR PMT / Penny Mac Mortgage Investment Trust 17.39 39,140 39,899 1.94 716 694 -3.07
2017‑09‑30 13F-HR AEY / ADDvantage Technologies Group, Inc. 1.39 62,720 62,720 0.00 101 87 -13.86
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.47 28,300 28,877 2.04 1,101 1,111 0.91
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.84 44,225 40,840 -7.65 2,442 2,117 -13.31
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.42 18,949 18,069 -4.64 1,641 1,688 2.86
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.35 24,663 24,104 -2.27 1,199 1,286 7.26
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.98 42,749 39,505 -7.59 3,726 3,594 -3.54
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.26 22,524 23,704 5.24 465 504 8.39
2017‑09‑30 13F-HR CLX / Clorox Company (The) 131.87 6,554 6,059 -7.55 873 799 -8.48
2017‑09‑30 13F-HR ING / ING Groep N.V. 18.40 17,586 17,333 -1.44 306 319 4.25
2017‑09‑30 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 12.17 73,832 46,597 -36.89 878 567 -35.42
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.57 31,652 32,358 2.23 1,684 1,960 16.39
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 48.14 37,663 37,617 -0.12 1,615 1,811 12.14
2017‑09‑30 13F-HR TWO / Two Harbors Investment Corp. 10.08 37,943 41,682 9.85 376 420 11.70
2017‑09‑30 13F-HR GMRE / Global Medical REIT, Inc. 8.99 15,334 16,343 6.58 137 147 7.30
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 97,711 94,139 -3.66 6,735 7,012 4.11
2017‑09‑30 13F-HR MTRX / Matrix Service Co. 15.20 63,892 61,442 -3.83 597 934 56.45
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.73 7,519 7,951 5.75 271 300 10.70
2017‑09‑30 13F-HR CHY / Calamos Convertible and High Income Fund 11.93 10,868 11,486 5.69 129 137 6.20
2017‑09‑30 13F-HR PAG / Penske Automotive Group, Inc. 47.59 20,447 22,402 9.56 898 1,066 18.71
2017‑09‑30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18.13 18,580 19,580 5.38 345 355 2.90
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.14 5,913 10,893 84.22 229 361 57.64
2017‑09‑30 13F-HR AGM / Federal Agricultural Mortgage Corp. 72.74 12,390 11,905 -3.91 802 866 7.98
2017‑09‑30 13F-HR AFSI / AmTrust Financial Services, Inc. 13.47 16,700 17,000 1.80 253 229 -9.49
2017‑09‑30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.20 26,396 32,051 21.42 256 327 27.73
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.70 5,239 5,343 1.99 486 506 4.12
2017‑09‑30 13F-HR TRTN / Triton International Limited 33.27 73,173 68,253 -6.72 2,447 2,271 -7.19
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 150.95 8,515 8,579 0.75 1,198 1,295 8.10
2017‑09‑30 13F-HR NAT / Nordic American Tankers Ltd 5.37 0 10,239 0 55
2017‑09‑30 13F-HR CIK / Credit Suisse Asset Management Income Fund, Inc. 3.39 385,147 169,519 -55.99 1,298 575 -55.70
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.87 56,930 53,094 -6.74 8,595 9,072 5.55
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.41 15,881 17,580 10.70 285 306 7.37
2017‑09‑30 13F-HR PII / Polaris Industries, Inc 104.60 3,240 3,480 7.41 299 364 21.74
2017‑09‑30 13F-HR SQ / Square, Inc. 28.79 9,111 10,141 11.31 214 292 36.45
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. 6.11 89,780 89,780 0.00 546 549 0.55
2017‑09‑30 13F-HR MSD / Morgan Stanley Emerging Markets Debt Fund, Inc. 10.06 37,477 12,822 -65.79 371 129 -65.23
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 77.32 12,076 11,718 -2.96 876 906 3.42
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.30 13,528 12,334 -8.83 587 497 -15.33
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.11 3,429 3,429 0.00 408 429 5.15
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110.22 2,004 2,005 0.05 201 221 9.95
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64.71 6,385 6,892 7.94 398 446 12.06
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 108.66 5,391 4,528 -16.01 593 492 -17.03
2017‑09‑30 13F-HR SYF / Synchrony Financial 31.03 8,978 8,670 -3.43 268 269 0.37
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 340.91 2,791 2,464 -11.72 1,009 840 -16.75
2017‑09‑30 13F-HR KAR / Kar Auction Services, Inc. 47.76 6,030 6,030 0.00 253 288 13.83
2017‑09‑30 13F-HR BWINA / Baldwin & Lyons, Inc. 22.56 25,782 28,108 9.02 632 634 0.32
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.77 0 975 0 225
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 77.43 4,033 5,489 36.10 298 425 42.62
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 76.31 4,481 5,530 23.41 402 422 4.98
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.86 7,848 9,718 23.83 656 815 24.24
2017‑09‑30 13F-HR CPLP / Capital Product Partners L.P. 3.49 22,348 20,626 -7.71 76 72 -5.26
2017‑09‑30 13F-HR INTG / InterGroup Corp. 24.03 8,733 9,489 8.66 222 228 2.70
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.19 93,462 97,301 4.11 1,126 1,186 5.33
2017‑09‑30 13F-HR EEI / Ecology and Environment, Inc. 11.75 132,207 130,676 -1.16 1,659 1,535 -7.47
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.96 19,382 20,206 4.25 1,065 1,050 -1.41
2017‑09‑30 13F-HR GD / General Dynamics Corp. 205.62 10,239 10,529 2.83 2,028 2,165 6.76
2017‑09‑30 13F-HR ERN / Erin Energy Corp. 2.80 10,000 10,000 0.00 15 28 86.67
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.04 8,480 9,913 16.90 421 506 20.19
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 37.86 38,873 38,509 -0.94 1,387 1,458 5.12
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.80 62,798 62,057 -1.18 2,460 2,408 -2.11
2017‑09‑30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 15.77 28,446 24,546 -13.71 443 387 -12.64
2017‑09‑30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.75 15,200 14,900 -1.97 195 190 -2.56
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.07 133,139 54,142 -59.33 1,172 491 -58.11
2017‑09‑30 13F-HR HIE / Miller/Howard High Income Equity Fund 14.11 30,822 17,004 -44.83 415 240 -42.17
2017‑09‑30 13F-HR ARGS / Argos Therapeutics, Inc. 0.18 89,500 112,000 25.14 32 20 -37.50
2017‑09‑30 13F-HR MCEP / Mid-Con Energy Partners, LP 1.15 287,422 287,422 0.00 391 331 -15.35
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.68 18,244 10,244 -43.85 2,794 1,605 -42.56
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. 7.69 17,500 19,500 11.43 174 150 -13.79
2017‑09‑30 13F-HR GOV / Government Properties Income Trust 18.76 39,813 45,842 15.14 729 860 17.97
2017‑09‑30 13F-HR SAVE / Spirit Airlines, Inc. 33.43 19,467 18,307 -5.96 1,005 612 -39.10
2017‑09‑30 13F-HR 94973VBG1 / Anthem, Inc. Bond 259.50 10,000 10,000 0.00 2,576 2,595 0.74
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.04 23,793 24,093 1.26 1,277 1,543 20.83
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.41 48,042 39,521 -17.74 3,578 2,506 -29.96
2017‑09‑30 13F-HR APPS / Digital Turbine, Inc. 1.50 0 10,000 0 15
2017‑09‑30 13F-HR CSM / ProShares Large Cap Core Plus 62.55 23,763 22,990 -3.25 1,429 1,438 0.63
2017‑09‑30 13F-HR SCI / Service Corp. International 34.53 12,389 11,409 -7.91 414 394 -4.83
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.47 30,698 32,140 4.70 882 915 3.74
2017‑09‑30 13F-HR TICC / TICC Capital Corp. 6.82 16,600 15,100 -9.04 105 103 -1.90
2017‑09‑30 13F-HR DNN / Denison Mines Corp. 0.50 10,000 10,000 0.00 4 5 25.00
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. 8.07 41,673 40,890 -1.88 339 330 -2.65
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 2.67 29,241 29,262 0.07 71 78 9.86
2017‑09‑30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 41.00 10,318 11,220 8.74 415 460 10.84
2017‑09‑30 13F-HR UNAM / Unico American Corp. 9.98 17,832 17,832 0.00 166 178 7.23
2017‑09‑30 13F-HR ANTH / Anthera Pharmaceuticals, Inc. 1.44 41,964 73,764 75.78 68 106 55.88
2017‑09‑30 13F-HR DGX / Quest Diagnostics, Inc. 93.72 4,681 3,724 -20.44 520 349 -32.88
2017‑09‑30 13F-HR TEF / Telefonica S.A. 10.80 14,357 14,357 0.00 149 155 4.03
2017‑09‑30 13F-HR PFED / Park Bancorp, Inc. 22.21 27,280 27,280 0.00 611 606 -0.82
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 80.90 15,937 15,415 -3.28 1,242 1,247 0.40
2017‑09‑30 13F-HR CIM / Chimera Investment Corp. 18.92 10,893 10,943 0.46 203 207 1.97
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38.45 12,591 12,406 -1.47 440 477 8.41
2017‑09‑30 13F-HR CVEO / Civeo Corporation 2.85 0 30,511 0 87
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 49.25 16,509 16,509 0.00 812 813 0.12
2017‑09‑30 13F-HR WSO / Watsco, Inc. 161.04 6,736 6,396 -5.05 1,039 1,030 -0.87
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. 35.97 10,875 11,009 1.23 299 396 32.44
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.03 32,597 29,862 -8.39 2,089 1,912 -8.47
2017‑09‑30 13F-HR GRMN / Garmin Ltd. 53.97 4,867 5,410 11.16 248 292 17.74
2017‑09‑30 13F-HR XBHKX / BlackRock Core Bond Trust 14.07 17,331 17,691 2.08 241 249 3.32
2017‑09‑30 13F-HR RDY / Dr. Reddy's Laboratories Ltd. 35.69 6,500 6,557 0.88 274 234 -14.60
2017‑09‑30 13F-HR SSBI / Summit St. Bank (Santa Rosa CA) 12.44 35,130 35,130 0.00 457 437 -4.38
2017‑09‑30 13F-HR NVEE / NV5 Global, Inc. 54.60 6,706 6,227 -7.14 285 340 19.30
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. 63.74 61,930 57,151 -7.72 3,451 3,643 5.56
2017‑09‑30 13F-HR XMFVX / MFS Special Value Trust 6.59 102,025 42,622 -58.22 656 281 -57.16
2017‑09‑30 13F-HR NE / Noble Corporation plc 4.58 14,343 14,631 2.01 52 67 28.85
2017‑09‑30 13F-HR BGT / BlackRock Floating Rate Income Trust 14.11 15,164 15,164 0.00 212 214 0.94
2017‑09‑30 13F-HR PRAA / PRA Group, Inc. 28.68 9,229 8,996 -2.52 350 258 -26.29
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.83 4,848 4,848 0.00 387 387 0.00
2017‑09‑30 13F-HR MCK / McKesson Corp. 153.73 2,725 2,745 0.73 448 422 -5.80
2017‑09‑30 13F-HR CCM / Concord Medical Services Holdings Ltd. 3.53 13,899 13,899 0.00 52 49 -5.77
2017‑09‑30 13F-HR FOF / Cohen & Steers Closed-End Opportunity Fund, Inc. 13.19 117,756 52,392 -55.51 1,530 691 -54.84
2017‑09‑30 13F-HR OMER / Omeros Corp. 21.62 70,943 71,682 1.04 1,412 1,550 9.77
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.45 17,247 17,246 -0.01 1,992 1,922 -3.51
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. 16.41 11,464 10,664 -6.98 222 175 -21.17
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.15 5,962 7,742 29.86 464 667 43.75
2017‑09‑30 13F-HR VTR / Ventas, Inc. 65.12 16,408 16,369 -0.24 1,140 1,066 -6.49
2017‑09‑30 13F-HR TNK / Teekay Tankers, Ltd. 1.62 132,250 174,750 32.14 249 283 13.65
2017‑09‑30 13F-HR PSX / Phillips 66 91.65 10,952 10,769 -1.67 906 987 8.94
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.74 17,856 14,258 -20.15 2,380 2,021 -15.08
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 96.93 2,957 2,507 -15.22 268 243 -9.33
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.94 94,401 91,158 -3.44 632 633 0.16
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37.60 10,291 10,373 0.80 360 390 8.33
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.48 10,063 10,572 5.06 506 502 -0.79
2017‑09‑30 13F-HR FEI / First Trust MLP and Energy Income Fund 15.23 15,319 18,585 21.32 236 283 19.92
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.37 21,601 18,732 -13.28 720 625 -13.19
2017‑09‑30 13F-HR 55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Bond Due 7/15/2019 106.17 6,000 6,000 0.00 663 637 -3.92
2017‑09‑30 13F-HR REGL / ProShares S&P MidCap 400 Dividend Aristocrats ETF 52.33 48,008 44,776 -6.73 2,471 2,343 -5.18
2017‑09‑30 13F-HR RMR / The RMR Group Inc. 51.24 4,362 4,352 -0.23 212 223 5.19
2017‑09‑30 13F-HR HEES / H &E Equipment Services, Inc. 29.17 14,937 13,745 -7.98 305 401 31.48
2017‑09‑30 13F-HR HMG / HMG/Courtland Properties, Inc. 10.35 50,812 50,412 -0.79 559 522 -6.62
2017‑09‑30 13F-HR HRS / Harris Corp. 131.78 3,272 3,263 -0.28 357 430 20.45
2017‑09‑30 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 6.96 86,974 82,669 -4.95 626 575 -8.15
2017‑09‑30 13F-HR MFM / MFS Municipal Income Trust 7.19 19,200 19,200 0.00 137 138 0.73
2017‑09‑30 13F-HR CPST / Capstone Turbine Corp. 0.70 205,714 212,917 3.50 140 148 5.71
2017‑09‑30 13F-HR PCYG / Park City Group, Inc. 12.16 94,235 72,638 -22.92 1,145 883 -22.88
2017‑09‑30 13F-HR CCL / Carnival Corp. 64.64 5,169 4,780 -7.53 339 309 -8.85
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 71.12 8,163 7,607 -6.81 582 541 -7.04
2017‑09‑30 13F-HR NRIM / Northrim BanCorp, Inc. 34.95 132,293 121,998 -7.78 4,022 4,264 6.02
2017‑09‑30 13F-HR SUNS / Solar Senior Capital Ltd. 17.19 11,122 11,172 0.45 186 192 3.23
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 89.25 2,413 2,308 -4.35 221 206 -6.79
2017‑09‑30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 102.34 6,711 11,071 64.97 636 1,133 78.14
2017‑09‑30 13F-HR MNTX / Manitex International, Inc. 8.98 14,658 30,858 110.52 102 277 171.57
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.32 11,775 10,483 -10.97 219 213 -2.74
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.51 2,475 2,325 -6.06 370 422 14.05
2017‑09‑30 13F-HR HCLP / Hi-Crush Partners LP 9.51 23,760 23,760 0.00 258 226 -12.40
2017‑09‑30 13F-HR PPP / Primero Mining Corp. 0.07 31,170 91,270 192.81 11 6 -45.45
2017‑09‑30 13F-HR MOAT / VanEck Vectors ETF TR 40.34 26,772 29,818 11.38 1,059 1,203 13.60
2017‑09‑30 13F-HR UTSI / UTStarcom Holdings Corp. 2.41 12,047 12,047 0.00 28 29 3.57
2017‑09‑30 13F-HR KR / Kroger Co. 20.08 10,426 15,238 46.15 243 306 25.93
2017‑09‑30 13F-HR XUSAX / Liberty All Star Equity Fund 6.03 325,116 175,895 -45.90 1,840 1,061 -42.34
2017‑09‑30 13F-HR TA / TravelCenters of America LLC 4.28 10,750 10,750 0.00 44 46 4.55
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.91 8,192 7,979 -2.60 1,994 2,018 1.20
2017‑09‑30 13F-HR GSVC / GSV Capital Corp. 5.42 10,878 10,878 0.00 47 59 25.53
2017‑09‑30 13F-HR UL / Unilever, PLC ADR 57.95 14,503 12,546 -13.49 785 727 -7.39
2017‑09‑30 13F-HR SASOF / Sasol Ltd. 27.49 9,359 8,147 -12.95 262 224 -14.50
2017‑09‑30 13F-HR MNR / Monmouth Real Estate Investment Corp. 16.19 37,796 31,623 -16.33 569 512 -10.02
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 98.44 10,004 10,341 3.37 877 1,018 16.08
2017‑09‑30 13F-HR ANCB / Anchor Bancorp 24.75 18,100 15,800 -12.71 453 391 -13.69
2017‑09‑30 13F-HR PACW / PacWest Bancorp 50.56 0 6,191 0 313
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 84.74 3,388 4,626 36.54 280 392 40.00
2017‑09‑30 13F-HR SELF / Global Self Storage, Inc. 4.82 137,353 40,053 -70.84 673 193 -71.32
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.95 10,567 11,651 10.26 318 349 9.75
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 118.51 5,377 5,434 1.06 626 644 2.88
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.73 34,817 27,007 -22.43 1,018 803 -21.12
2017‑09‑30 13F-HR COO / Cooper Companies, Inc. (The) 236.98 1,783 1,747 -2.02 427 414 -3.04
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.30 12,351 10,647 -13.80 788 674 -14.47
2017‑09‑30 13F-HR BP / BP Plc 38.43 56,218 55,010 -2.15 1,948 2,114 8.52
2017‑09‑30 13F-HR MCR / MFS Charter Income Trust 8.67 106,633 58,713 -44.94 921 509 -44.73
2017‑09‑30 13F-HR EW / Edwards Lifesciences Corp. 109.26 8,233 7,487 -9.06 973 818 -15.93
2017‑09‑30 13F-HR SYK / Stryker Corp. 142.13 3,656 3,715 1.61 507 528 4.14
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.18 7,723 7,194 -6.85 1,088 1,066 -2.02
2017‑09‑30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 68.19 6,217 6,467 4.02 388 441 13.66
2017‑09‑30 13F-HR CTB / Cooper Tire & Rubber Co. 37.43 9,851 9,858 0.07 356 369 3.65
2017‑09‑30 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,302.01 468 447 -4.49 591 582 -1.52
2017‑09‑30 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 11.83 20,950 37,200 77.57 244 440 80.33
2017‑09‑30 13F-HR PNW / Pinnacle West Capital Corp. 84.61 8,736 8,498 -2.72 744 719 -3.36
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.59 6,581 6,605 0.36 1,430 1,490 4.20
2017‑09‑30 13F-HR FPX / First Trust US Equity Opportunities ETF 63.86 4,260 4,009 -5.89 254 256 0.79
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.39 29,888 15,985 -46.52 453 246 -45.70
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 207,182 191,219 -7.70 5,026 4,845 -3.60
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.85 13,617 15,412 13.18 542 645 19.00
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.56 29,192 26,957 -7.66 3,102 2,657 -14.35
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147.68 2,323 2,458 5.81 371 363 -2.16
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 109.39 4,111 3,940 -4.16 421 431 2.38
2017‑09‑30 13F-HR BIOL / Biolase, Inc. 0.58 10,312 10,312 0.00 10 6 -40.00
2017‑09‑30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 15.42 13,068 13,427 2.75 189 207 9.52
2017‑09‑30 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 43.00 0 5,349 0 230
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.29 33,621 33,121 -1.49 167 142 -14.97
2017‑09‑30 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 24.02 44,416 47,586 7.14 1,052 1,143 8.65
2017‑09‑30 13F-HR COP / ConocoPhillips 50.07 25,211 22,949 -8.97 1,108 1,149 3.70
2017‑09‑30 13F-HR ECA / EnCana Corp. 11.79 24,953 23,826 -4.52 220 281 27.73
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.41 10,474 10,087 -3.69 1,052 1,033 -1.81
2017‑09‑30 13F-HR MDC / M.D.C. Holdings, Inc. 33.20 60,167 44,577 -25.91 2,126 1,480 -30.39
2017‑09‑30 13F-HR CGIX / Cancer Genetics, Inc. 2.70 60,300 47,800 -20.73 238 129 -45.80
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,831.08 1,126 1,036 -7.99 2,106 1,897 -9.92
2017‑09‑30 13F-HR PRLB / Proto Labs, Inc. 80.22 5,960 5,460 -8.39 401 438 9.23
2017‑09‑30 13F-HR AFH / Atlas Financial Holdings, Inc. 18.91 15,815 15,815 0.00 236 299 26.69
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 148.83 3,291 3,252 -1.19 441 484 9.75
2017‑09‑30 13F-HR DPG / Duff & Phelps Global Utility Income Fund Inc. 16.21 13,348 13,450 0.76 222 218 -1.80
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.91 2,984 2,969 -0.50 261 261 0.00
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.77 10,186 10,657 4.62 900 946 5.11
2017‑09‑30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,315.37 940 872 -7.23 1,232 1,147 -6.90
2017‑09‑30 13F-HR BOFI / Bofi Holding, Inc. 28.52 0 8,275 0 236
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.62 12,754 12,350 -3.17 1,505 1,502 -0.20
2017‑09‑30 13F-HR FAST / Fastenal Co. 45.52 4,966 5,250 5.72 216 239 10.65
2017‑09‑30 13F-HR 73640QAB1 / PRA Group, Inc. - Convertible Bond 3% 91.95 45,000 55,000 22.22 4,295 5,057 17.74
2017‑09‑30 13F-HR ERII / Energy Recovery, Inc. 7.89 38,000 38,000 0.00 315 300 -4.76
2017‑09‑30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.43 15,217 14,217 -6.57 199 191 -4.02
2017‑09‑30 13F-HR BOTA / Biota Pharmaceuticals, Inc. 0.71 14,131 14,131 0.00 9 10 11.11
2017‑09‑30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.45 13,781 13,929 1.07 654 661 1.07
2017‑09‑30 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 44.07 10,016 10,641 6.24 427 469 9.84
2017‑09‑30 13F-HR ARLP / Alliance Resource Partners, L.P. 19.35 0 11,472 0 222
2017‑09‑30 13F-HR GLO / Clough Global Opportunities Fund 11.18 10,090 16,276 61.31 107 182 70.09
2017‑09‑30 13F-HR BCE / BCE Inc. 46.85 8,979 10,502 16.96 404 492 21.78
2017‑09‑30 13F-HR HCSG / Healthcare Services Group, Inc. 54.01 10,398 10,387 -0.11 487 561 15.20
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.76 13,605 13,010 -4.37 170 166 -2.35
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.23 11,919 8,182 -31.35 2,645 1,941 -26.62
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 110.88 2,977 2,886 -3.06 328 320 -2.44
2017‑09‑30 13F-HR DXCM / DexCom, Inc. 48.89 4,200 4,500 7.14 307 220 -28.34
2017‑09‑30 13F-HR FTV / Fortive Corporation 70.73 7,228 6,928 -4.15 458 490 6.99
2017‑09‑30 13F-HR NI / NiSource, Inc. 25.61 8,658 9,058 4.62 220 232 5.45
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 15.02 20,468 19,243 -5.98 309 289 -6.47
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.29 9,846 10,472 6.36 875 956 9.26
2017‑09‑30 13F-HR FNBG / FNB Bancorp 33.87 8,503 8,503 0.00 233 288 23.61
2017‑09‑30 13F-HR DO / Diamond Offshore Drilling, Inc. 14.52 27,123 14,050 -48.20 294 204 -30.61
2017‑09‑30 13F-HR CEF / Central Fund of Canada Ltd. 12.69 24,433 24,280 -0.63 301 308 2.33
2017‑09‑30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.37 27,941 13,323 -52.32 610 298 -51.15
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.08 26,800 34,162 27.47 726 891 22.73
2017‑09‑30 13F-HR MELI / MercadoLibre, Inc. 259.05 3,180 3,370 5.97 798 873 9.40
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.30 44,820 57,000 27.18 914 1,043 14.11
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128.57 3,955 3,990 0.88 525 513 -2.29
2017‑09‑30 13F-HR DHR / Danaher Corp. 85.77 1,000 21,372 2,037.20 328 1,833 458.84
2017‑09‑30 13F-HR CWBC / Community West Bancshares 10.36 38,100 49,243 29.25 385 510 32.47
2017‑09‑30 13F-HR TRT / Trio-Tech International 5.23 45,859 35,150 -23.35 228 184 -19.30
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 37.51 15,617 16,687 6.85 506 626 23.72
2017‑09‑30 13F-HR TCPC / TCP Capital Corp. 16.49 29,631 32,195 8.65 501 531 5.99
2017‑09‑30 13F-HR WDC / Western Digital Corp. 86.39 16,602 16,924 1.94 1,471 1,462 -0.61
2017‑09‑30 13F-HR VVV / Valvoline Inc. 23.42 17,375 17,375 0.00 412 407 -1.21
2017‑09‑30 13F-HR SBNB / Scorpio Tankers Inc. 3.44 28,815 27,300 -5.26 114 94 -17.54
2017‑09‑30 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.72 12,588 11,975 -4.87 312 296 -5.13
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.14 31,014 34,290 10.56 1,485 1,685 13.47
2017‑09‑30 13F-HR INBK / First Internet Bancorp 32.32 31,116 31,316 0.64 873 1,012 15.92
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.46 21,558 21,661 0.48 3,713 4,039 8.78
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 24.63 24,993 33,740 35.00 579 831 43.52
2017‑09‑30 13F-HR CSWC / Capital Southwest Corp. 17.15 21,804 21,804 0.00 351 374 6.55
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.96 24,977 24,736 -0.96 551 568 3.09
2017‑09‑30 13F-HR MA / MasterCard Incorporated 141.19 17,254 18,556 7.55 2,095 2,620 25.06
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.03 25,495 19,724 -22.64 1,301 1,046 -19.60
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.98 90,833 94,265 3.78 7,333 7,728 5.39
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.01 62,100 61,897 -0.33 2,785 2,786 0.04
2017‑09‑30 13F-HR PPL / PPL Corp. 37.97 13,056 14,536 11.34 505 552 9.31
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 43.66 6,148 5,612 -8.72 264 245 -7.20
2017‑09‑30 13F-HR UFI / Unifi, Inc. 35.63 192,332 180,135 -6.34 5,924 6,418 8.34
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 140.28 5,377 5,090 -5.34 654 714 9.17
2017‑09‑30 13F-HR AXP / American Express Co. 90.45 14,650 13,986 -4.53 1,234 1,265 2.51
2017‑09‑30 13F-HR NWLI / National Western Life Group, Inc. 348.85 1,790 1,740 -2.79 572 607 6.12
2017‑09‑30 13F-HR PHD / Pioneer Floating Rate Trust 11.96 22,986 22,986 0.00 274 275 0.36
2017‑09‑30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 28.96 8,982 8,184 -8.88 253 237 -6.32
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 151.99 8,064 8,053 -0.14 1,039 1,224 17.81
2017‑09‑30 13F-HR MDT / Medtronic plc 77.75 11,352 11,216 -1.20 1,007 872 -13.41
2017‑09‑30 13F-HR PLM / PolyMet Mining Corp. 0.57 10,500 10,500 0.00 6 6 0.00
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.25 15,826 16,933 6.99 1,239 1,308 5.57
2017‑09‑30 13F-HR CHW / Calamos Global Dynamic Income Fund 9.06 18,776 16,335 -13.00 160 148 -7.50
2017‑09‑30 13F-HR CUI / CUI Global, Inc. 3.67 15,785 15,550 -1.49 61 57 -6.56
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 116.00 27,870 8,267 -70.34 3,035 959 -68.40
2017‑09‑30 13F-HR UAN / CVR Partners, LP 3.21 17,077 15,580 -8.77 60 50 -16.67
2017‑09‑30 13F-HR 756577AD4 / Red Hat, Inc. Bond 153.89 9,000 9,000 0.00 1,243 1,385 11.42
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.51 13,675 12,630 -7.64 1,125 1,080 -4.00
2017‑09‑30 13F-HR CLY / iShares 10+ Year Credit Bond ETF 62.08 12,645 14,450 14.27 779 897 15.15
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.75 41,538 17,338 -58.26 653 273 -58.19
2017‑09‑30 13F-HR CIO / City Office REIT Inc. 13.76 28,758 28,558 -0.70 365 393 7.67
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.96 7,024 8,553 21.77 575 701 21.91
2017‑09‑30 13F-HR IDXG / Interpace Diagnostics Group, Inc. 1.53 52,500 15,000 -71.43 47 23 -51.06
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.27 10,013 8,810 -12.01 806 716 -11.17
2017‑09‑30 13F-HR NVS / Novartis AG 85.84 19,290 20,142 4.42 1,610 1,729 7.39
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 79.81 6,008 5,588 -6.99 479 446 -6.89
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 36.69 9,286 9,295 0.10 297 341 14.81
2017‑09‑30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 8.89 18,361 22,619 23.19 147 201 36.73
2017‑09‑30 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.41 126,755 129,385 2.07 1,297 1,347 3.86
2017‑09‑30 13F-HR EDV / Vanguard Extended Duration Treasury ETF 116.62 2,281 2,281 0.00 268 266 -0.75
2017‑09‑30 13F-HR LLL / L-3 Communications Holdings, Inc. 188.39 1,322 1,327 0.38 221 250 13.12
2017‑09‑30 13F-HR NCZ / AGIC Convertible & Income Fund II 6.24 18,293 21,311 16.50 114 133 16.67
2017‑09‑30 13F-HR NYRT / New York REIT, Inc. 7.86 56,500 62,500 10.62 488 491 0.61
2017‑09‑30 13F-HR FNHC / Federated National Holding Co. 15.65 13,700 13,550 -1.09 219 212 -3.20
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.33 877 882 0.57 272 294 8.09
2017‑09‑30 13F-HR 58471AAB1 / Medidata Solutions, Inc. Bond 137.67 3,000 3,000 0.00 419 413 -1.43
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 117.10 2,459 2,579 4.88 316 302 -4.43
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.20 3,338 15,308 358.60 472 2,284 383.90
2017‑09‑30 13F-HR CELP / Cypress Energy Partners, L.P. 7.72 49,140 43,140 -12.21 367 333 -9.26
2017‑09‑30 13F-HR LUK / Leucadia National Corp. 25.25 40,827 36,587 -10.39 1,068 924 -13.48
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 100.01 14,714 13,978 -5.00 1,474 1,398 -5.16
2017‑09‑30 13F-HR JEC / Jacobs Engineering Group, Inc. 58.28 24,070 23,025 -4.34 1,309 1,342 2.52
2017‑09‑30 13F-HR VCV / Invesco Van Kampen California Value Municipal Income Trust 13.12 15,000 14,025 -6.50 190 184 -3.16
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.11 9,022 12,811 42.00 1,388 1,859 33.93
2017‑09‑30 13F-HR SNAK / Inventure Foods, Inc. 4.69 27,675 21,525 -22.22 119 101 -15.13
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61.38 21,093 21,767 3.20 1,319 1,336 1.29
2017‑09‑30 13F-HR CAVM / Cavium, Inc. 65.94 11,591 11,601 0.09 720 765 6.25
2017‑09‑30 13F-HR O / Realty Income Corp. 57.20 20,292 21,242 4.68 1,120 1,215 8.48
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 92.07 2,149 3,356 56.17 209 309 47.85
2017‑09‑30 13F-HR TGT / Target Corp. 58.97 12,074 9,429 -21.91 631 556 -11.89
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. 137.46 3,975 3,550 -10.69 418 488 16.75
2017‑09‑30 13F-HR AMRK / A-Mark Precious Metals, Inc. 16.52 25,162 25,666 2.00 412 424 2.91
2017‑09‑30 13F-HR RVSB / Riverview Bancorp, Inc. 8.42 24,000 24,000 0.00 159 202 27.04
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84.41 5,642 5,592 -0.89 477 472 -1.05
2017‑09‑30 13F-HR DEX / Delaware Enhanced Global Dividend & Income Fund 11.85 113,178 39,397 -65.19 1,290 467 -63.80
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11.68 13,435 13,866 3.21 152 162 6.58
2017‑09‑30 13F-HR LMNR / Limoneira Co. 23.15 11,807 11,102 -5.97 279 257 -7.89
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.30 3,874 3,876 0.05 419 412 -1.67
2017‑09‑30 13F-HR CERN / Cerner Corp. 71.32 8,081 7,712 -4.57 537 550 2.42
2017‑09‑30 13F-HR V / Visa, Inc. 105.24 44,888 45,393 1.13 4,210 4,777 13.47
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 146.95 4,108 4,015 -2.26 586 590 0.68
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 13.05 101,555 43,071 -57.59 1,314 562 -57.23
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54.65 3,709 3,733 0.65 202 204 0.99
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.77 6,461 6,791 5.11 934 1,214 29.98
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 53.35 5,848 5,848 0.00 347 312 -10.09
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.70 4,258 4,342 1.97 307 320 4.23
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.64 6,504 6,567 0.97 712 720 1.12
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.36 2,850 2,762 -3.09 497 523 5.23
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.86 78,011 74,173 -4.92 5,657 6,591 16.51
2017‑09‑30 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 15.21 11,901 11,901 0.00 176 181 2.84
2017‑09‑30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 11.30 129,928 65,494 -49.59 1,424 740 -48.03
2017‑09‑30 13F-HR NDAQ / Nasdaq, Inc. 77.56 19,826 19,545 -1.42 1,417 1,516 6.99
2017‑09‑30 13F-HR IMUC / ImmunoCellular Therapeutics, Ltd. 0.37 37,500 61,530 64.08 32 23 -28.12
2017‑09‑30 13F-HR XRVTX / Royce Value Trust, Inc. 15.79 49,928 33,182 -33.54 728 524 -28.02
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.22 3,830 3,776 -1.41 548 571 4.20
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 23.05 55,989 50,666 -9.51 1,250 1,168 -6.56
2017‑09‑30 13F-HR THRM / Gentherm Inc. 37.15 26,170 25,220 -3.63 1,015 937 -7.68
2017‑09‑30 13F-HR RTK / Rentech, Inc. 0.46 59,590 68,090 14.26 27 31 14.81
2017‑09‑30 13F-HR MLR / Miller Industries, Inc. (TN) 27.95 15,385 14,525 -5.59 382 406 6.28
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 119.39 4,319 4,163 -3.61 477 497 4.19
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.04 68,977 42,792 -37.96 828 601 -27.42
2017‑09‑30 13F-HR MPW / Medical Properties Trust Inc. 13.13 19,607 13,638 -30.44 252 179 -28.97
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.22 17,918 17,650 -1.50 4,332 4,434 2.35
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.56 15,744 17,599 11.78 1,348 1,365 1.26
2017‑09‑30 13F-HR TCP / TC Pipelines, LP 52.31 0 3,900 0 204
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.74 11,974 11,159 -6.81 1,287 1,392 8.16
2017‑09‑30 13F-HR WEC / WEC Energy Group, Inc. 62.75 6,500 6,502 0.03 399 408 2.26
2017‑09‑30 13F-HR KRG / Kite Realty Group Trust 20.25 16,249 16,695 2.74 308 338 9.74
2017‑09‑30 13F-HR KSU / Kansas City Southern 108.81 3,055 2,555 -16.37 320 278 -13.12
2017‑09‑30 13F-HR 680223AH7 / Old Republic International Corp. 3.75% Bond Due 3/15/2018 128.00 2,000 2,000 0.00 253 256 1.19
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 14.03 18,908 18,961 0.28 267 266 -0.37
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.79 0 11,675 0 196
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 146,471 139,997 -4.42 4,920 4,998 1.59
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 196.09 2,931 3,376 15.18 572 662 15.73
2017‑09‑30 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.50 281,271 124,715 -55.66 1,738 811 -53.34
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 99.05 4,544 5,371 18.20 383 532 38.90
2017‑09‑30 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.76 0 4,029 0 410
2017‑09‑30 13F-HR CVA / Covanta Holding Corp. 14.85 13,138 12,595 -4.13 173 187 8.09
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 47.10 5,331 6,390 19.86 255 301 18.04
2017‑09‑30 13F-HR PAR / Par Technology Corp. 10.44 512,649 499,406 -2.58 4,363 5,214 19.50
2017‑09‑30 13F-HR WLDN / Willdan Group, Inc. 32.46 326,009 319,585 -1.97 9,960 10,374 4.16
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 296,098 219,064 -26.02 7,998 5,297 -33.77
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.51 10,569 11,116 5.18 702 806 14.81
2017‑09‑30 13F-HR DFS / Discover Financial Services 64.52 8,205 8,215 0.12 510 530 3.92
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144.09 5,554 4,386 -21.03 743 632 -14.94
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.60 12,300 13,625 10.77 502 594 18.33
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.52 38,151 35,313 -7.44 3,487 3,373 -3.27
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 53.97 7,438 8,727 17.33 372 471 26.61
2017‑09‑30 13F-HR FOR / Forestar Group Inc 101.13 87,000 87,000 0.00 8,852 8,798 -0.61
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18.91 20,382 45,486 123.17 487 860 76.59
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.22 9,587 8,772 -8.50 666 616 -7.51
2017‑09‑30 13F-HR RGA / Reinsurance Group of America, Inc. 139.64 2,356 2,356 0.00 302 329 8.94
2017‑09‑30 13F-HR MITT / AG Mortgage Investment Trust, Inc. 19.23 54,813 54,443 -0.68 1,003 1,047 4.39
2017‑09‑30 13F-HR NVAX / Novavax, Inc. 1.14 62,644 31,644 -49.49 72 36 -50.00
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 156,649 152,018 -2.96 22,561 23,429 3.85
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.56 12,350 17,925 45.14 219 261 19.18
2017‑09‑30 13F-HR CHL / China Mobile Ltd. 50.56 0 4,114 0 208
2017‑09‑30 13F-HR 177376AD2 / Citrix Systems, Inc. 0.5% Convertible Bond due 2019-04-15 116.00 8,000 8,000 0.00 961 928 -3.43
2017‑09‑30 13F-HR PBHC / Pathfinder Bancorp, Inc. 15.28 13,960 14,460 3.58 219 221 0.91
2017‑09‑30 13F-HR GWR / Genesee & Wyoming, Inc. 74.06 7,711 7,359 -4.56 527 545 3.42
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.61 3,181 3,841 20.75 448 663 47.99
2017‑09‑30 13F-HR JOF / Japan Smaller Capitalization Fund, Inc. 12.57 12,650 12,650 0.00 145 159 9.66
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.33 15,492 15,458 -0.22 576 577 0.17
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 147.92 3,825 3,948 3.22 548 584 6.57
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.43 7,186 9,647 34.25 297 419 41.08
2017‑09‑30 13F-HR SEIC / SEI Investments Co. 60.98 3,866 5,215 34.89 208 318 52.88
2017‑09‑30 13F-HR SPHQ / PowerShares S&P 500 High Quality Portfolio 28.75 9,843 9,843 0.00 275 283 2.91
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.16 41,280 35,152 -14.84 955 814 -14.76
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.68 5,785 5,770 -0.26 747 679 -9.10
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 3.79 21,865 20,865 -4.57 80 79 -1.25
2017‑09‑30 13F-HR PX / Praxair, Inc. 139.79 4,429 4,428 -0.02 587 619 5.45
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.69 20,756 23,534 13.38 1,038 1,240 19.46
2017‑09‑30 13F-HR SRE / Sempra Energy 114.12 6,625 6,125 -7.55 747 699 -6.43
2017‑09‑30 13F-HR DLX / Deluxe Corp. 73.07 4,092 3,873 -5.35 283 283 0.00
2017‑09‑30 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.93 15,000 14,500 -3.33 159 260 63.52
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 102.03 2,151 2,166 0.70 206 221 7.28
2017‑09‑30 13F-HR CSQ / Calamos Strategic Total Return Fund 12.14 173,447 74,815 -56.87 2,036 908 -55.40
2017‑09‑30 13F-HR DCA / Virtus Total Return Fund 13.04 115,344 60,735 -47.34 1,412 792 -43.91
2017‑09‑30 13F-HR VFC / V.F. Corp. 63.61 6,389 6,446 0.89 368 410 11.41
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 47.31 12,782 13,613 6.50 586 644 9.90
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.96 12,851 10,480 -18.45 996 838 -15.86
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.46 10,705 10,705 0.00 108 112 3.70
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 64.23 5,692 6,664 17.08 364 428 17.58
2017‑09‑30 13F-HR SYMC / Symantec Corp. 32.80 9,168 8,568 -6.54 259 281 8.49
2017‑09‑30 13F-HR NUVEEN CALIFORNIA / (67062C107) 10.54 24,429 24,472 0.18 250 258 3.20
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.59 5,218 7,807 49.62 403 676 67.74
2017‑09‑30 13F-HR VSR / Versar, Inc. 0.14 705,378 701,969 -0.48 1,051 101 -90.39
2017‑09‑30 13F-HR 235851AF9 / Danaher Corp. Bond 328.00 15,124 1,000 -93.39 1,276 328 -74.29
2017‑09‑30 13F-HR 471109AM0 / Jarden Corporation Bond 115.50 6,000 6,000 0.00 807 693 -14.13
2017‑09‑30 13F-HR 472319AG7 / Jefferies Group Inc Bond 100.25 4,000 4,000 0.00 402 401 -0.25
2017‑09‑30 13F-HR 741503AQ9 / The Priceline Group Inc. Bond 193.10 5,000 10,000 100.00 722 1,931 167.45
2017‑09‑30 13F-HR 741503AS5 / The Priceline Group Inc. Bond 144.40 1,126 5,000 344.05 2,106 722 -65.72
2017‑09‑30 13F-HR BARINGS PARTN INVESTORS / (06761A103) 14.44 22,777 22,777 0.00 318 329 3.46
2017‑09‑30 13F-HR PERMA PIPE INTL HLDGS / (714167103) 8.50 308,394 313,650 1.70 2,467 2,666 8.07
2017‑09‑30 13F-HR NUVEEN CALIFORNIA / (67066Y105) 14.92 67,687 61,924 -8.51 1,018 924 -9.23
2017‑09‑30 13F-HR NUVEEN ARIZONA QUALITY / (67061W104) 14.62 19,019 19,019 0.00 275 278 1.09
2017‑09‑30 13F-HR WESTERN ASSET HIGH / (95766K109) 5.13 31,859 31,217 -2.02 162 160 -1.23
2017‑09‑30 13F-HR NUVEEN HIGH INCOME / (67075P103) 10.06 23,345 25,850 10.73 235 260 10.64
2017‑09‑30 13F-HR GDL FUND / (361570104) 10.21 48,629 31,434 -35.36 499 321 -35.67
2017‑09‑30 13F-HR BROOKFIELD REAL ASSETS / (112830104) 23.80 41,990 33,400 -20.46 973 795 -18.29
2017‑09‑30 13F-HR ALLIANCEBERNSTEIN / (01864U106) 13.94 19,996 12,983 -35.07 274 181 -33.94
2017‑09‑30 13F-HR NUVEEN HIGH INCOME / (67075L102) 10.10 21,762 21,773 0.05 220 220 0.00
2017‑09‑30 13F-HR AGN / Allergan plc 737.63 5,676 2,283 -59.78 1,380 1,684 22.03
2017‑09‑30 13F-HR AGN / Allergan plc 204.89 2,283 7,326 220.89 1,684 1,501 -10.87
2017‑09‑30 13F-HR WESTERN ASSET GLOBAL / (95766B109) 10.29 189,157 98,813 -47.76 1,903 1,017 -46.56
2017‑09‑30 13F-HR GABELLI MULTIMEDIA TR / (36239Q109) 9.68 116,828 61,066 -47.73 1,044 591 -43.39
2017‑09‑30 13F-HR BLACKROCK ENHANCED / (092501105) 13.56 105,895 53,240 -49.72 1,403 722 -48.54
2017‑09‑30 13F-HR BLACKROCK CALIFORNIA / (09249C105) 15.05 10,550 10,900 3.32 159 164 3.14
2017‑09‑30 13F-HR ALL / Allstate Corp. (The) 91.80 2,743 2,756 0.47 243 253 4.12
2017‑09‑30 13F-HR CRDC / Cardica, Inc. 0.28 68,767 90,488 31.59 21 25 19.05
2017‑09‑30 13F-HR D / Dominion Resources, Inc. 76.93 13,737 14,246 3.71 1,053 1,096 4.08
2017‑09‑30 13F-HR EQC / Equity Commonwealth 6,636 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR GGP / General Growth Properties, Inc. 20.77 1,516,536 1,422,081 -6.23 35,730 29,537 -17.33
2017‑09‑30 13F-HR MIFI / Novatel Wireless, Inc. 1.51 74,615 57,615 -22.78 93 87 -6.45
2017‑09‑30 13F-HR MPC / Marathon Petroleum Corp. 56.11 5,575 5,703 2.30 292 320 9.59
2017‑09‑30 13F-HR OKE / ONEOK, Inc. 55.38 8,148 10,889 33.64 425 603 41.88
2017‑09‑30 13F-HR MHFI / McGraw Hill Financial, Inc. 156.17 2,012 2,017 0.25 294 315 7.14
2017‑09‑30 13F-HR 512807AL2 / Lam Research Corp. Bond 305.60 5,000 5,000 0.00 1,167 1,528 30.93
2017‑09‑30 13F-HR HYLD / Peritus High Yield ETF 36.01 6,660 6,110 -8.26 239 220 -7.95
2017‑09‑30 13F-HR GYLD / Northern Lights ETF Trust 18.29 22,286 22,856 2.56 408 418 2.45
2017‑09‑30 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 38.69 9,060 11,140 22.96 311 431 38.59
2017‑09‑30 13F-HR IFV / First Trust High Income ETF 21.38 28,631 26,197 -8.50 562 560 -0.36
2017‑09‑30 13F-HR EFV / iShares MSCI EAFE Value Index 54.64 4,124 5,582 35.35 213 305 43.19
2017‑09‑30 13F-HR LTPZ / PIMCO ETF Trust 66.39 4,000 4,037 0.93 263 268 1.90
2017‑09‑30 13F-HR RNN / Rexahn Pharmaceuticals, Inc, 2.43 10,500 25,500 142.86 30 62 106.67
2017‑09‑30 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.96 32,784 31,651 -3.46 626 600 -4.15
2017‑09‑30 13F-HR KBWD / PowerShares KBW High Dividend Yield Financial Portfolio 24.05 25,565 27,445 7.35 620 660 6.45
2017‑09‑30 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 59.44 42,821 43,758 2.19 2,474 2,601 5.13
2017‑09‑30 13F-HR RTM / Guggenheim S&P 500 Equal Weight Materials ETF 103.96 5,531 5,531 0.00 541 575 6.28
2017‑09‑30 13F-HR 670008AD3 / NOVELLUS SYS INC Bond 549.33 6,000 6,000 0.00 2,505 3,296 31.58
2017‑09‑30 13F-HR 88163VAE9 / Teva Pharmaceutical Fin Llc Bond 90.12 8,000 8,000 0.00 858 721 -15.97
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 28.29 16,000 12,903 -19.36 174 365 109.77