Current Holdings (from 13F, 13D)

InvestorWedbush Securities Inc
Portfolio Value$ 679,052,000
Current Positions837
Opened Positions5
Closed Positions75

Wedbush Securities Inc has disclosed 837 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 679,052,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Wedbush Securities Inc's top holdings are GGP, Inc. (NYSE:GGP) , Apple, Inc. (NASDAQ:AAPL) , Willdan Group, Inc. (NASDAQ:WLDN) , Virco Manufacturing Corp. (NASDAQ:VIRC) , and Cheniere Energy, Inc. (AMEX:LNG) . Wedbush Securities Inc's new positions include DowDuPont Inc. (NYSE:DWDP) , Church & Dwight Co., Inc. (NYSE:CHD) , Albemarle Corp. (NYSE:ALB) , iShares MSCI China ETF (NASDAQ:MCHI) , and iShares Floating Rate Bond ETF (BATS:FLOT) .


All Wedbush Securities Inc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-10-31. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR DELAWARE INVESTMENTS / (246101109) 15.22 43,076 43,170 0.22 654 657 0.46
2017‑09‑30 13F-HR MFS GOVERNMENT MARKETS / (552939100) 4.94 196,656 99,954 -49.17 985 494 -49.85
2017‑09‑30 13F-HR BANK NOVA SCOTIA BC / BOND (064159HB5) 105.38 40,000 40,000 0.00 4,204 4,215 0.26
2017‑09‑30 13F-HR POWERSHARES ETF / (73937B597) 26.05 51,704 55,309 6.97 1,353 1,441 6.50
2017‑09‑30 13F-HR RYDEX GUGGENHEIM S&P 500 / (78355W825) 103.96 5,531 5,531 0.00 541 575 6.28
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 199.18 6,000 15,152 152.53 633 3,018 376.78
2017‑09‑30 13F-HR DOUBLELINE OPPORTUNISTIC / (258623107) 24.04 15,055 18,718 24.33 380 450 18.42
2017‑09‑30 13F-HR PROSHARES / (74347B698) 56.07 49,940 47,175 -5.54 2,721 2,645 -2.79
2017‑09‑30 13F-HR HANCOCK JOHN PREM DIV / (41013T105) 16.87 63,018 19,082 -69.72 1,056 322 -69.51
2017‑09‑30 13F-HR POWERSHARES DWA SMALL / (73936Q744) 47.52 5,214 4,314 -17.26 223 205 -8.07
2017‑09‑30 13F-HR POWERSHARES EXCHANGE / (73937B639) 45.97 8,625 8,419 -2.39 376 387 2.93
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 10.44 13,657 16,000 17.16 172 167 -2.91
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 28.29 19,652 12,903 -34.34 247 365 47.77
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 15.32 46,920 22,853 -51.29 556 350 -37.05
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 11.85 63,985 46,920 -26.67 728 556 -23.63
2017‑09‑30 13F-HR WPM / Wheaton Precious Metals Corp. 19.08 20,313 29,188 43.69 404 557 37.87
2017‑09‑30 13F-HR PROSHARES SHORT / (74347R370) 26.40 19,775 19,775 0.00 548 522 -4.74
2017‑09‑30 13F-HR NUVEEN / (67070X101) 15.20 30,178 29,011 -3.87 450 441 -2.00
2017‑09‑30 13F-HR ALLIANZGI DIVERSIFIED / (01883J108) 21.50 15,000 14,000 -6.67 314 301 -4.14
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 105.50 6,000 6,000 0.00 606 633 4.46
2017‑09‑30 13F-HR VANECK VECTORS / (92189F429) 20.05 10,321 10,076 -2.37 208 202 -2.88
2017‑09‑30 13F-HR FIRST TRUST ABERDEEN / (337319107) 11.79 140,936 62,065 -55.96 1,642 732 -55.42
2017‑09‑30 13F-HR VANECK VECTORS / (92189F411) 17.82 10,100 10,100 0.00 185 180 -2.70
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 12.57 16,000 19,652 22.82 167 247 47.90
2017‑09‑30 13F-HR FRANKLIN UNIVERSAL / (355145103) 7.26 85,328 45,035 -47.22 610 327 -46.39
2017‑09‑30 13F-HR VOYA PRIME RATE / (92913A100) 5.23 66,897 66,908 0.02 360 350 -2.78
2017‑09‑30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 27.56 10,831 7,800 -27.98 402 215 -46.52
2017‑09‑30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 37.12 14,708 10,831 -26.36 143 402 181.12
2017‑09‑30 13F-HR NUVEEN HIGH INCOME / (67077N106) 10.08 25,300 24,790 -2.02 256 250 -2.34
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 103.00 73,152 25,000 -65.82 492 2,575 423.37
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 6.73 75,000 73,152 -2.46 7,566 492 -93.50
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 100.88 75,000 75,000 0.00 7,519 7,566 0.63
2017‑09‑30 13F-HR NUVEEN HIGH INCOME / (67076E107) 10.10 18,103 18,516 2.28 185 187 1.08
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 15.73 17,414 42,396 143.46 196 667 240.31
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.26 17,900 17,414 -2.72 197 196 -0.51
2017‑09‑30 13F-HR BARINGS CORP INVESTOR / (06759X107) 15.81 26,340 25,940 -1.52 397 410 3.27
2017‑09‑30 13F-HR MFS INTERMEDIATE HIGH / (59318T109) 2.93 426,279 200,251 -53.02 1,194 587 -50.84
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 69.25 4,909 136,000 2,670.42 221 9,418 4,161.54
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 45.02 5,524 4,909 -11.13 269 221 -17.84
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 446.97 10,296 1,933 -81.23 241 864 258.51
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 23.41 2,074 10,296 396.43 876 241 -72.49
2017‑09‑30 13F-HR IHSEF / IShares Plc. 77.19 4,359 7,268 66.74 202 561 177.72
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.52 6,728 6,384 -5.11 717 680 -5.16
2017‑09‑30 13F-HR MON / Monsanto Co. 119.65 2,595 2,432 -6.28 307 291 -5.21
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 55.40 5,374 5,162 -3.94 282 286 1.42
2017‑09‑30 13F-HR VANECK VECTORS / (92189F593) 35.69 6,445 10,647 65.20 215 380 76.74
2017‑09‑30 13F-HR YYY / Yield Shares High Income ETF 19.80 32,175 34,045 5.81 629 674 7.15
2017‑09‑30 13F-HR HP / Helmerich & Payne, Inc. 52.04 4,688 6,802 45.09 255 354 38.82
2017‑09‑30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 9.72 10,919 14,708 34.70 386 143 -62.95
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30.00 12,127 8,733 -27.99 367 262 -28.61
2017‑09‑30 13F-HR VVR / Van Kampen Senior Income Trust 4.51 20,383 20,383 0.00 93 92 -1.08
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31.92 13,573 16,669 22.81 448 532 18.75
2017‑09‑30 13F-HR MIND / Mitcham Industries, Inc. 3.48 48,299 20,099 -58.39 187 70 -62.57
2017‑09‑30 13F-HR X / United States Steel Corp. 12,710 0 -100.00 281 0 -100.00
2017‑09‑30 13F-HR AABA / Altaba Inc 66.12 3,025 200
2017‑09‑30 13F-HR AMSC / American Superconductor Corp. 4.54 46,207 210
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 103.09 2,852 294
2017‑09‑30 13F-HR AGTC / Applied Genetic Technologies Corp 3.93 10,190 40
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 38.95 5,520 215
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 112.09 1,927 216
2017‑09‑30 13F-HR BBX CAPITAL CORP NEW / (05491N104) 7.37 154,859 1,141
2017‑09‑30 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 55.32 4,700 260
2017‑09‑30 13F-HR BYFC / Broadway Financial Corp. 2.32 117,299 101,862 -13.16 248 236 -4.84
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.49 6,865 429
2017‑09‑30 13F-HR BRO / Brown & Brown, Inc. 48.27 5,739 277
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 48.45 15,004 727
2017‑09‑30 13F-HR CLSD / Clearside Biomedical, Inc. 8.73 29,312 256
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC NEW / (185899101) 7.14 16,100 115
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.23 44,534 3,083
2017‑09‑30 13F-HR CBSHP / Commerce Bancshares, Inc. 57.74 3,966 229
2017‑09‑30 13F-HR DPW / Digital Power Corp. 0.55 27,500 15
2017‑09‑30 13F-HR EIGR / Eiger BioPharmaceuticals, Inc. 11.01 10,350 114
2017‑09‑30 13F-HR GAIN / Gladstone Investment Corp. 9.51 23,776 226
2017‑09‑30 13F-HR HHC / Howard Hughes Corp. (The) 117.72 2,285 269
2017‑09‑30 13F-HR ITUS / ITUS Corp. 2.62 13,000 34
2017‑09‑30 13F-HR INPAP / International Paper Company 56.80 23,118 21,478 -7.09 1,309 1,220 -6.80
2017‑09‑30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.39 33,254 32,107 -3.45 446 430 -3.59
2017‑09‑30 13F-HR NVIV / InVivo Therapeutics Holdings Corp 1.46 50,000 73
2017‑09‑30 13F-HR EWW / iShares MSCI Mexico Capped ETF 54.60 7,949 434
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 153.03 0 1,320 0 202
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 50.89 9,687 493
2017‑09‑30 13F-HR MCHI / iShares MSCI China ETF 63.04 8,391 529
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.17 65,639 62,531 -4.73 1,258 1,199 -4.69
2017‑09‑30 13F-HR KND / Kindred Healthcare, Inc. 6.82 15,300 17,300 13.07 178 118 -33.71
2017‑09‑30 13F-HR LTRX / Lantronix, Inc. 2.43 43,200 105
2017‑09‑30 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 12.29 87,640 112,233 28.06 1,442 1,379 -4.37
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 161.06 1,279 206
2017‑09‑30 13F-HR MMT / MFS Multimarket Income Trust 6.24 193,899 81,309 -58.07 1,202 507 -57.82
2017‑09‑30 13F-HR MTSC / MTS Systems Corp. 53.38 4,009 214
2017‑09‑30 13F-HR MNKD / MannKind Corp. 2.14 0 10,300 0 22
2017‑09‑30 13F-HR MINI / Mobile Mini, Inc. 34.44 40,120 38,819 -3.24 1,198 1,337 11.60
2017‑09‑30 13F-HR NFG / National Fuel Gas Co. 56.61 4,826 4,628 -4.10 270 262 -2.96
2017‑09‑30 13F-HR NAVB / Navidea Biopharmaceuticals, Inc. 0.44 16,000 7
2017‑09‑30 13F-HR UEPS / Net 1 UEPS Technologies, Inc. 9.75 12,000 117
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.60 5,610 5,416 -3.46 786 794 1.02
2017‑09‑30 13F-HR NICK / Nicholas Financial, Inc. 8.67 100,428 113,649 13.16 924 985 6.60
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.85 47,666 47,680 0.03 2,812 2,472 -12.09
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.86 41,825 41,135 -1.65 573 570 -0.52
2017‑09‑30 13F-HR OHRP / Ohr Pharmaceutical, Inc. 0.72 431,959 311
2017‑09‑30 13F-HR PHX / Panhandle Oil and Gas, Inc. 23.80 15,800 376
2017‑09‑30 13F-HR AUO / AU Optronics Corp. 4.04 55,212 70,513 27.71 252 285 13.10
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 5.59 31,500 39,200 24.44 207 219 5.80
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 46.21 4,393 203
2017‑09‑30 13F-HR Q / Quintiles Transitional Holdings Inc. 95.13 2,239 213
2017‑09‑30 13F-HR QUOT / Quotient Technology Inc. 15.64 10,230 160
2017‑09‑30 13F-HR RRGB / Red Robin Gourmet Burgers, Inc. 66.88 3,200 214
2017‑09‑30 13F-HR RGC / Regal Entertainment Group 16.01 15,114 242
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 178.31 1,217 217
2017‑09‑30 13F-HR MTK / SPDR Morgan Stanley Technology ETF 78.93 2,648 209
2017‑09‑30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 227.54 1,169 266
2017‑09‑30 13F-HR SPKE / Spark Energy, Inc. 14.98 13,550 203
2017‑09‑30 13F-HR SSI / Stage Stores, Inc. 1.85 20,000 37
2017‑09‑30 13F-HR UNIT / Uniti Group Inc. 14.69 13,005 191
2017‑09‑30 13F-HR TPL / Texas Pacific Land Trust 404.51 1,152 466
2017‑09‑30 13F-HR ZIXI / Zix Corporation 4.89 17,400 85
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.81 6,922 8,762 26.58 539 673 24.86
2017‑09‑30 13F-HR ACN / Accenture plc 135.02 6,843 7,325 7.04 846 989 16.90
2017‑09‑30 13F-HR RDC / Rowan Companies plc 12.86 10,500 135
2017‑09‑30 13F-HR CB / Chubb Ltd 142.59 6,692 6,943 3.75 973 990 1.75
2017‑09‑30 13F-HR RACE / Ferrari N.V. 110.66 2,458 272
2017‑09‑30 13F-HR BNTC / Benitec Biopharma Ltd 2.14 26,950 18,197 -32.48 50 39 -22.00
2017‑09‑30 13F-HR BLACKROCK MUNICIPAL / (09257P105) 22.67 19,755 19,803 0.24 457 449 -1.75
2017‑09‑30 13F-HR VMW / VMWare, Inc. 109.22 9,309 9,202 -1.15 814 1,005 23.46
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33.80 7,929 10,060 26.88 259 340 31.27
2017‑09‑30 13F-HR DEO / Diageo plc 132.15 4,836 5,123 5.93 579 677 16.93
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.69 5,320 5,550 4.32 4,946 5,404 9.26
2017‑09‑30 13F-HR ALB / Albemarle Corp. 136.41 3,988 544
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 81.90 1,600 3,712 132.00 293 304 3.75
2017‑09‑30 13F-HR UMH / UMH Properties, Inc. 15.55 109,487 98,871 -9.70 1,867 1,537 -17.68
2017‑09‑30 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 13.01 20,106 12,986 -35.41 263 169 -35.74
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.72 56,219 54,841 -2.45 3,278 2,946 -10.13
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.36 12,132 12,094 -0.31 942 984 4.46
2017‑09‑30 13F-HR XIAFX / Aberdeen Australia Equity Fund, 6.17 13,833 11,833 -14.46 84 73 -13.10
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 12.95 25,783 27,500 6.66 333 356 6.91
2017‑09‑30 13F-HR LEG / Leggett & Platt, Inc. 47.73 53,047 50,138 -5.48 2,787 2,393 -14.14
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.14 14,300 10,289 -28.05 1,082 804 -25.69
2017‑09‑30 13F-HR BWA / BorgWarner, Inc. 51.25 6,782 6,263 -7.65 287 321 11.85
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.78 20,539 18,214 -11.32 1,352 1,271 -5.99
2017‑09‑30 13F-HR PMO / Putnam Municipal Opportunities Trust 12.60 28,090 13,092 -53.39 351 165 -52.99
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.87 1,014 1,014 0.00 216 227 5.09
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.01 18,832 13,278 -29.49 2,212 1,474 -33.36
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.08 19,779 22,699 14.76 315 365 15.87
2017‑09‑30 13F-HR ABEV / Ambev S.A 6.57 12,605 11,105 -11.90 69 73 5.80
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.01 45,607 43,667 -4.25 6,033 5,677 -5.90
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.94 7,687 5,129 -33.28 349 251 -28.08
2017‑09‑30 13F-HR NUVEEN TAX ADVANTAGED / (67090H102) 13.69 19,882 11,172 -43.81 256 153 -40.23
2017‑09‑30 13F-HR GGP / GGP, Inc. 20.77 1,516,536 1,422,081 -6.23 35,730 29,537 -17.33
2017‑09‑30 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 5.23 279,581 124,873 -55.34 1,376 653 -52.54
2017‑09‑30 13F-HR TNDM / Tandem Diabetes Care, Inc. 0.73 100,168 188,877 88.56 80 138 72.50
2017‑09‑30 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 54.81 4,904 5,072 3.43 261 278 6.51
2017‑09‑30 13F-HR UNG / United States Natural Gas Fund, LP 6.57 89,649 102,649 14.50 608 674 10.86
2017‑09‑30 13F-HR HQH / Tekla Healthcare Investors 25.21 35,337 23,639 -33.10 887 596 -32.81
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 287.85 2,142 2,140 -0.09 550 616 12.00
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 133.16 5,622 4,213 -25.06 553 561 1.45
2017‑09‑30 13F-HR DIT / AMCON Distributing Company 87.52 6,010 6,010 0.00 626 526 -15.97
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.45 12,629 18,261 44.60 1,738 2,656 52.82
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.01 16,265 16,084 -1.11 695 740 6.47
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 33.59 17,186 17,831 3.75 574 599 4.36
2017‑09‑30 13F-HR XNBBX / Nuveen Build America Bond Fund 21.45 16,695 14,595 -12.58 350 313 -10.57
2017‑09‑30 13F-HR JFR / Nuveen Floating Rate Income Fund 11.71 53,475 54,475 1.87 634 638 0.63
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 73.49 12,605 12,396 -1.66 852 911 6.92
2017‑09‑30 13F-HR NAII / Natural Alternatives International, Inc. 10.80 41,467 41,467 0.00 413 448 8.47
2017‑09‑30 13F-HR IDRA / Idera Pharmaceuticals, Inc. 2.23 93,428 93,228 -0.21 161 208 29.19
2017‑09‑30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 71.08 7,783 7,724 -0.76 539 549 1.86
2017‑09‑30 13F-HR PPT / Putnam Premier Income Trust 5.32 22,206 28,410 27.94 121 151 24.79
2017‑09‑30 13F-HR GNCA / Genocea Biosciences, Inc. 1.46 0 20,500 0 30
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 33.90 11,767 11,504 -2.24 401 390 -2.74
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.57 25,885 27,053 4.51 3,971 4,425 11.43
2017‑09‑30 13F-HR 79466LAD6 / Salesforce.com, Inc. 0.25% Convertible Note due 2018-04-01 140.43 7,000 7,000 0.00 926 983 6.16
2017‑09‑30 13F-HR APO / Apollo Global Management LLC 30.06 9,280 9,780 5.39 245 294 20.00
2017‑09‑30 13F-HR PRTO / Proteon Therapeutics, Inc. 2.01 53,439 35,339 -33.87 81 71 -12.35
2017‑09‑30 13F-HR SYN / Synthetic Biologics, Inc. 0.94 62,000 49,000 -20.97 35 46 31.43
2017‑09‑30 13F-HR BEN / Franklin Resources, Inc. 44.49 12,733 9,327 -26.75 570 415 -27.19
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.35 34,816 42,295 21.48 1,746 2,045 17.12
2017‑09‑30 13F-HR PFPT / Proofpoint, Inc. 87.23 5,240 5,170 -1.34 455 451 -0.88
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.85 15,363 15,248 -0.75 275 257 -6.55
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 226.04 6,998 7,596 8.55 2,011 1,717 -14.62
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.18 4,855 4,926 1.46 537 592 10.24
2017‑09‑30 13F-HR APA / Apache Corp. 45.81 11,567 13,579 17.39 554 622 12.27
2017‑09‑30 13F-HR FMNB / Farmers National Banc Corp. 15.07 12,700 16,925 33.27 184 255 38.59
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.02 54,183 64,442 18.93 3,835 5,221 36.14
2017‑09‑30 13F-HR EVM / Eaton Vance California Municipal Bond Fund 12.07 11,759 12,759 8.50 137 154 12.41
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.97 6,910 5,937 -14.08 466 457 -1.93
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.60 41,657 31,998 -23.19 1,796 1,299 -27.67
2017‑09‑30 13F-HR GGG / Graco Inc. 123.53 2,954 2,882 -2.44 323 356 10.22
2017‑09‑30 13F-HR DNI / Dividend and Income Fund 12.87 120,568 46,700 -61.27 1,489 601 -59.64
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.30 3,151 2,895 -8.12 383 383 0.00
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.52 47,580 19,580 -58.85 260 108 -58.46
2017‑09‑30 13F-HR IOSP / Innospec, Inc. 61.56 4,859 4,743 -2.39 319 292 -8.46
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.35 7,636 7,737 1.32 7,392 7,438 0.62
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.52 57,537 52,402 -8.92 7,161 6,787 -5.22
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. 35.74 15,753 15,417 -2.13 519 551 6.17
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.36 15,021 14,481 -3.59 449 570 26.95
2017‑09‑30 13F-HR LULU / lululemon athletica inc. 62.24 28,638 28,615 -0.08 1,709 1,781 4.21
2017‑09‑30 13F-HR CYCC / Cyclacel Pharmaceuticals, Inc. 1.82 13,900 27,400 97.12 52 50 -3.85
2017‑09‑30 13F-HR TISI / Team, Inc. 13.36 0 25,739 0 344
2017‑09‑30 13F-HR DAR / Darling Ingredients Inc. 17.55 15,201 14,305 -5.89 239 251 5.02
2017‑09‑30 13F-HR CGBBW / Citigroup, Inc. 0.10 10,000 10,000 0.00 2 1 -50.00
2017‑09‑30 13F-HR AXR / AMREP Corp. 6.80 66,684 61,884 -7.20 452 421 -6.86
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.15 82,851 82,961 0.13 4,591 4,575 -0.35
2017‑09‑30 13F-HR BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 37.23 8,925 8,246 -7.61 322 307 -4.66
2017‑09‑30 13F-HR ORI / Old Republic International Corp. 19.70 14,842 14,718 -0.84 290 290 0.00
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.79 16,229 13,073 -19.45 134 141 5.22
2017‑09‑30 13F-HR PAYX / Paychex, Inc. 59.99 7,625 12,219 60.25 434 733 68.89
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.83 21,062 22,572 7.17 1,561 1,644 5.32
2017‑09‑30 13F-HR CI / Cigna Corp. 187.15 1,410 1,603 13.69 236 300 27.12
2017‑09‑30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.61 116,751 123,870 6.10 643 695 8.09
2017‑09‑30 13F-HR TRIB / Trinity Biotech PLC 5.60 28,300 27,850 -1.59 170 156 -8.24
2017‑09‑30 13F-HR DSWL / Deswell Industries, Inc. 2.64 185,760 187,760 1.08 407 496 21.87
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.75 33,246 28,040 -15.66 2,223 2,040 -8.23
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 143.98 3,419 3,556 4.01 509 512 0.59
2017‑09‑30 13F-HR 749685AT0 / RPM International, Inc. 2.25% Note Due 12/15/2020 115.33 3,000 3,000 0.00 354 346 -2.26
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.58 4,236 4,411 4.13 684 823 20.32
2017‑09‑30 13F-HR SHOP / Shopify Inc. 116.37 2,445 2,389 -2.29 212 278 31.13
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.49 11,361 14,965 31.72 741 1,025 38.33
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 305.60 5,000 5,000 0.00 1,167 1,528 30.93
2017‑09‑30 13F-HR BAB / PowerShares Build America Bond Portfolio 30.39 17,720 16,025 -9.57 531 487 -8.29
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 247.59 4,023 3,934 -2.21 720 974 35.28
2017‑09‑30 13F-HR CSX / CSX Corp. 54.28 13,362 12,840 -3.91 729 697 -4.39
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.66 6,170 5,616 -8.98 569 526 -7.56
2017‑09‑30 13F-HR DGICA / Donegal Group, Inc. 16.14 33,862 34,520 1.94 538 557 3.53
2017‑09‑30 13F-HR VGR / Vector Group, Ltd. 20.45 16,112 17,993 11.67 344 368 6.98
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 124.89 3,200 3,331 4.09 400 416 4.00
2017‑09‑30 13F-HR GM / General Motors Company 40.38 52,598 58,419 11.07 1,837 2,359 28.42
2017‑09‑30 13F-HR CSWI / CSW Industrials, Inc. 44.35 15,904 14,184 -10.81 615 629 2.28
2017‑09‑30 13F-HR XPFNX / PIMCO Income Strategy Fund II 10.71 60,305 29,772 -50.63 630 319 -49.37
2017‑09‑30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.01 61,159 49,173 -19.60 531 443 -16.57
2017‑09‑30 13F-HR NRZ / New Residential Investment Corp. 16.72 47,179 55,555 17.75 734 929 26.57
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106.75 15,652 13,583 -13.22 1,660 1,450 -12.65
2017‑09‑30 13F-HR LAMR / Lamar Advertising Co. REIT 68.63 3,991 4,546 13.91 294 312 6.12
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.15 6,296 6,335 0.62 338 305 -9.76
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.13 0 5,103 0 266
2017‑09‑30 13F-HR GASS / StealthGas, Inc. 3.33 19,945 19,515 -2.16 65 65 0.00
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.22 18,031 17,642 -2.16 3,566 4,485 25.77
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.29 46,252 35,102 -24.11 376 291 -22.61
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 55.98 8,011 16,221 102.48 498 908 82.33
2017‑09‑30 13F-HR EXR / Extra Space Storage, Inc. 79.95 10,352 10,194 -1.53 807 815 0.99
2017‑09‑30 13F-HR AA.PR / Alcoa Corp. 46.69 0 4,776 0 223
2017‑09‑30 13F-HR ALLE / Allegion Public Limited 86.44 3,140 6,837 117.74 255 591 131.76
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 64.53 11,923 9,484 -20.46 686 612 -10.79
2017‑09‑30 13F-HR SCG / SCANA Corp. 48.47 8,928 10,563 18.31 598 512 -14.38
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.26 13,157 12,425 -5.56 3,652 3,855 5.56
2017‑09‑30 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.56 132,366 57,386 -56.65 1,095 491 -55.16
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.23 15,957 17,561 10.05 955 1,128 18.12
2017‑09‑30 13F-HR JRJC / China Finance Online Co. Ltd. 2.07 13,500 13,500 0.00 23 28 21.74
2017‑09‑30 13F-HR FXU / First Trust Utilities AlphaDEX® Fund 27.00 0 7,741 0 209
2017‑09‑30 13F-HR ABC / AmerisourceBergen Corp. 82.79 9,676 9,675 -0.01 915 801 -12.46
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 90.68 7,593 4,709 -37.98 563 427 -24.16
2017‑09‑30 13F-HR HTD / John Hancock Tax-Advantaged Dividend Income Fund 25.91 9,420 9,958 5.71 241 258 7.05
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.64 9,490 9,304 -1.96 730 834 14.25
2017‑09‑30 13F-HR CORR / CorEnergy Infrastructure Trust, Inc. 35.37 9,742 8,227 -15.55 327 291 -11.01
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 48.11 4,078 4,178 2.45 220 201 -8.64
2017‑09‑30 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 14.46 20,489 21,166 3.30 289 306 5.88
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.56 5,550 5,945 7.12 1,293 1,442 11.52
2017‑09‑30 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.56 119,253 56,764 -52.40 1,604 770 -52.00
2017‑09‑30 13F-HR NYMX / Nymox Pharmaceutical Corp. 3.82 234,692 259,692 10.65 1,033 992 -3.97
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 16.40 31,963 33,479 4.74 524 549 4.77
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.32 43,575 41,773 -4.14 7,380 7,658 3.77
2017‑09‑30 13F-HR GPT / Gramercy Property Trust Inc. 30.29 12,164 10,498 -13.70 361 318 -11.91
2017‑09‑30 13F-HR MS / Morgan Stanley 48.12 12,030 9,559 -20.54 536 460 -14.18
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 3.86 15,020 14,520 -3.33 57 56 -1.75
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.80 19,616 20,514 4.58 812 919 13.18
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.03 91,674 89,500 -2.37 3,071 3,046 -0.81
2017‑09‑30 13F-HR SDRL / Seadrill Limited 0.33 15,387 15,087 -1.95 6 5 -16.67
2017‑09‑30 13F-HR OTEL / Otelco, Inc. 9.45 121,993 121,993 0.00 915 1,153 26.01
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.22 90,053 99,478 10.47 1,077 1,116 3.62
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 118.24 3,627 4,880 34.55 410 577 40.73
2017‑09‑30 13F-HR HPQ / HP Inc. 19.97 10,472 11,168 6.65 183 223 21.86
2017‑09‑30 13F-HR NJR / New Jersey Resources Corp. 42.20 5,154 5,663 9.88 205 239 16.59
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 64.55 8,010 8,769 9.48 462 566 22.51
2017‑09‑30 13F-HR TSCO / Tractor Supply Co. 63.28 15,854 23,213 46.42 859 1,469 71.01
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 307.69 1,692 1,612 -4.73 704 496 -29.55
2017‑09‑30 13F-HR XTHQX / Tekla Healthcare Opportunities 18.57 45,248 45,083 -0.36 830 837 0.84
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.30 3,754 3,496 -6.87 509 494 -2.95
2017‑09‑30 13F-HR UCFC / United Community Financial Corp. 9.60 434,552 402,308 -7.42 3,611 3,862 6.95
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 82.95 3,924 4,135 5.38 309 343 11.00
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 79.67 6,028 5,234 -13.17 526 417 -20.72
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.49 2,650 3,236 22.11 246 309 25.61
2017‑09‑30 13F-HR VIRC / Virco Manufacturing Corp. 5.50 1,720,619 1,721,198 0.03 9,205 9,467 2.85
2017‑09‑30 13F-HR T / AT & T, Inc. 39.17 176,333 189,445 7.44 6,653 7,421 11.54
2017‑09‑30 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 49.50 4,760 5,960 25.21 234 295 26.07
2017‑09‑30 13F-HR KMX / CarMax, Inc. 75.83 8,452 7,912 -6.39 533 600 12.57
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 178.93 7,448 8,182 9.85 1,296 1,464 12.96
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.80 11,410 11,158 -2.21 632 578 -8.54
2017‑09‑30 13F-HR NUE / Nucor Corp. 56.03 3,886 11,869 205.43 225 665 195.56
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.59 40,785 41,703 2.25 2,118 2,235 5.52
2017‑09‑30 13F-HR RCII / Rent-A-Center, Inc. 11.49 21,217 22,967 8.25 249 264 6.02
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.77 4,330 4,515 4.27 542 613 13.10
2017‑09‑30 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 26.19 40,409 21,879 -45.86 1,003 573 -42.87
2017‑09‑30 13F-HR DXPE / DXP Enterprises, Inc. 31.54 7,790 6,690 -14.12 269 211 -21.56
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.84 16,112 15,783 -2.04 2,987 3,091 3.48
2017‑09‑30 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 61.94 6,273 6,619 5.52 371 410 10.51
2017‑09‑30 13F-HR FSBW / FS Bancorp, Inc. 51.64 15,253 14,853 -2.62 685 767 11.97
2017‑09‑30 13F-HR USY / WisdomTree Trust 31.55 9,700 9,700 0.00 293 306 4.44
2017‑09‑30 13F-HR HLX / Helix Energy Solutions Group, Inc. 7.39 46,600 22,200 -52.36 263 164 -37.64
2017‑09‑30 13F-HR PLX / Protalix BioTherapeutics, Inc. 0.57 23,000 23,000 0.00 19 13 -31.58
2017‑09‑30 13F-HR STB / Student Transportation, Inc. 6.00 21,603 18,828 -12.85 131 113 -13.74
2017‑09‑30 13F-HR JAH / Jarden Corporation 115.50 6,000 6,000 0.00 807 693 -14.13
2017‑09‑30 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 12.28 11,500 10,100 -12.17 142 124 -12.68
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313.22 3,495 3,496 0.03 948 1,095 15.51
2017‑09‑30 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 8.36 14,926 12,926 -13.40 63 108 71.43
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.28 15,661 18,341 17.11 2,505 3,013 20.28
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.22 14,990 15,764 5.16 1,051 1,170 11.32
2017‑09‑30 13F-HR RGLS / Regulus Therapeutics Inc. 1.25 199,521 179,321 -10.12 197 224 13.71
2017‑09‑30 13F-HR SPGI / S&P Global Inc. 156.17 2,012 2,017 0.25 294 315 7.14
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 96,679 90,366 -6.53 3,026 3,039 0.43
2017‑09‑30 13F-HR IHPXF / iShares MSCI 54.64 4,124 5,582 35.35 213 305 43.19
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.09 34,589 34,205 -1.11 2,879 2,842 -1.29
2017‑09‑30 13F-HR CF / CF Industries Holding, Inc. 12,994 0 -100.00 363 0 -100.00
2017‑09‑30 13F-HR CMP / Compass Minerals Group, Inc. 6,033 0 -100.00 394 0 -100.00
2017‑09‑30 13F-HR CBRL / Cracker Barrel Old Country Store, Inc. 1,341 0 -100.00 224 0 -100.00
2017‑09‑30 13F-HR DE / Deere & Co. 1,956 0 -100.00 242 0 -100.00
2017‑09‑30 13F-HR EPR / EPR Properties 2,890 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR GMZ / Goldman Sachs MLP Income Opportunities Fund 11,112 0 -100.00 107 0 -100.00
2017‑09‑30 13F-HR SHV / iShares Short Treasury Bond ETF 4,999 0 -100.00 552 0 -100.00
2017‑09‑30 13F-HR ELR / SPDR Series Trust 7,911 0 -100.00 221 0 -100.00
2017‑09‑30 13F-HR 88947EAM2 / Toll Brothers, Inc., 0.5% Note Due 9/15/2032 4,000 0 -100.00 399 0 -100.00
2017‑09‑30 13F-HR AXAS / Abraxas Petroleum Corp. 10,500 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR ADK / Adcare Health Systems, Inc. 183,435 0 -100.00 176 0 -100.00
2017‑09‑30 13F-HR ATO / Atmos Energy Corp. 2,683 0 -100.00 223 0 -100.00
2017‑09‑30 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 16,452 0 -100.00 246 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 6,010 0 -100.00 357 0 -100.00
2017‑09‑30 13F-HR CPN / Calpine Corp. 10,712 0 -100.00 145 0 -100.00
2017‑09‑30 13F-HR SBS / Companhia de Saneamento Basico do Estado de Sao Paulo 10,378 0 -100.00 99 0 -100.00
2017‑09‑30 13F-HR DEUTSCHE GLOBAL HIGH / (25158V108) 20,737 0 -100.00 181 0 -100.00
2017‑09‑30 13F-HR DG / Dollar General Corp. 4,830 0 -100.00 348 0 -100.00
2017‑09‑30 13F-HR DRTAX / Dreyfus Municipal Bond 11,746 0 -100.00 154 0 -100.00
2017‑09‑30 13F-HR EQCO / Equity Commonwealth 5.75% Senior Notes due 8/1/2042 6,636 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 3,180 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 2,395 0 -100.00 290 0 -100.00
2017‑09‑30 13F-HR GNMA / iShares Core GNMA Bond ETF 4,048 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR KKR INCOME OPPORTUNITIES / (48249T106) 19,965 0 -100.00 349 0 -100.00
2017‑09‑30 13F-HR KATE / Kate Spade & Company 13,700 0 -100.00 253 0 -100.00
2017‑09‑30 13F-HR MACK / Merrimack Pharmaceuticals, Inc. 22,500 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR OVAS / Ovascience Inc. 12,150 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 9,955 0 -100.00 647 0 -100.00
2017‑09‑30 13F-HR SGMO / Sangamo BioSciences, Inc. 14,880 0 -100.00 131 0 -100.00
2017‑09‑30 13F-HR SCHN / Schnitzer Steel Industries, Inc. 16,340 0 -100.00 412 0 -100.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 6,176 0 -100.00 554 0 -100.00
2017‑09‑30 13F-HR SHPG / Shire Plc. 1,310 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR SITO / SITO Mobile, Ltd. 12,000 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR S / Sprint Corporation 10,057 0 -100.00 83 0 -100.00
2017‑09‑30 13F-HR SVU / Supervalu, Inc. 18,000 0 -100.00 59 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. 2,727 0 -100.00 255 0 -100.00
2017‑09‑30 13F-HR THLD / Threshold Pharmaceuticals, Inc. 22,337 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR UMPQ / Umpqua Holdings Corp. 11,428 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 2,765 0 -100.00 221 0 -100.00
2017‑09‑30 13F-HR MBRX / Moleculin Biotech, Inc. 10,000 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 12,000 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR ORPN / Bio Blast Pharma Ltd. 37,500 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 20,300 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 3,885 0 -100.00 235 0 -100.00
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 5,306 0 -100.00 260 0 -100.00
2017‑09‑30 13F-HR GPP / Green Plains Partners LP 11,371 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR FTR / Frontier Communications Corp. 54,480 0 -100.00 63 0 -100.00
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 42,666 0 -100.00 599 0 -100.00
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 1,947 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR TSI / TCW Strategic Income Fund, Inc. 23,592 0 -100.00 133 0 -100.00
2017‑09‑30 13F-HR PMM / Putnam Managed Municipal Income Trust 42,795 0 -100.00 321 0 -100.00
2017‑09‑30 13F-HR WSCI / WSI Industries, Inc. 10,150 0 -100.00 33 0 -100.00
2017‑09‑30 13F-HR PHK / PIMCO High Income Fund 11,138 0 -100.00 97 0 -100.00
2017‑09‑30 13F-HR CHMA / Chiasma, Inc. 36,073 0 -100.00 52 0 -100.00
2017‑09‑30 13F-HR NTT / Nippon Telegraph & Telephone Corp. 4,669 0 -100.00 220 0 -100.00
2017‑09‑30 13F-HR NVCR / NovoCure Limited 31,340 0 -100.00 542 0 -100.00
2017‑09‑30 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 13,800 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 36,648 0 -100.00 2,311 0 -100.00
2017‑09‑30 13F-HR FLR / Fluor Corp. 6,621 0 -100.00 303 0 -100.00
2017‑09‑30 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 11,310 0 -100.00 146 0 -100.00
2017‑09‑30 13F-HR SRRA / Sierra Oncology 35,000 0 -100.00 41 0 -100.00
2017‑09‑30 13F-HR FELCOR LODGING TRUST INC / PREF (31430F200) 23,221 0 -100.00 648 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 10,439 0 -100.00 843 0 -100.00
2017‑09‑30 13F-HR 651639AJ5 / Newmont Mining Corp. 1.625% Note due 2017-07-15 3,000 0 -100.00 300 0 -100.00
2017‑09‑30 13F-HR DHI / D.R. Horton, Inc. 16,396 0 -100.00 567 0 -100.00
2017‑09‑30 13F-HR AFMD / Affimed N.V. 22,000 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 2,958 0 -100.00 364 0 -100.00
2017‑09‑30 13F-HR FLDM / Fluidigm Corp. 11,000 0 -100.00 44 0 -100.00
2017‑09‑30 13F-HR HOS / Hornbeck Offshore Services, Inc. 12,883 0 -100.00 36 0 -100.00
2017‑09‑30 13F-HR GWW / Grainger (W.W.), Inc. 2,260 0 -100.00 408 0 -100.00
2017‑09‑30 13F-HR MNESP / MSA Safety Inc. 2,750 0 -100.00 223 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 22,650 0 -100.00 157 0 -100.00
2017‑09‑30 13F-HR VHC / VirnetX Holding Corp. 12,000 0 -100.00 55 0 -100.00
2017‑09‑30 13F-HR CHEF / Chefs' Warehouse, Inc. 10,029 0 -100.00 130 0 -100.00
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 91.80 2,743 2,756 0.47 243 253 4.12
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR 10.06 12,991 13,422 3.32 114 135 18.42
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.10 1,474 1,521 3.19 468 496 5.98
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.81 7,771 5,122 -34.09 427 291 -31.85
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.58 5,569 5,686 2.10 705 697 -1.13
2017‑09‑30 13F-HR MMM / 3M Co. 209.86 9,267 8,172 -11.82 1,929 1,715 -11.09
2017‑09‑30 13F-HR PTMC / Pacer Trendpilot 450 ETF 29.54 7,048 6,873 -2.48 200 203 1.50
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.81 14,286 12,705 -11.07 852 798 -6.34
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.27 9,929 11,754 18.38 743 826 11.17
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.26 4,400 4,271 -2.93 3,999 4,097 2.45
2017‑09‑30 13F-HR GSBD / Goldman Sachs BDC, Inc. 22.79 12,668 10,968 -13.42 285 250 -12.28
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.69 3,235 3,024 -6.52 261 244 -6.51
2017‑09‑30 13F-HR BGS / B&G Foods, Inc. 31.80 0 10,282 0 327
2017‑09‑30 13F-HR TOT / Total S.A. 53.54 16,249 17,257 6.20 806 924 14.64
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.32 5,256 5,146 -2.09 554 542 -2.17
2017‑09‑30 13F-HR K / Kellogg Co. 62.43 5,087 4,789 -5.86 353 299 -15.30
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.58 50,613 54,413 7.51 196 249 27.04
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53.95 17,749 18,407 3.71 893 993 11.20
2017‑09‑30 13F-HR SNY / Sanofi 49.77 19,595 19,369 -1.15 939 964 2.66
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.56 26,275 34,175 30.07 273 361 32.23
2017‑09‑30 13F-HR UTHR / United Therapeutics Corp. 117.25 0 3,710 0 435
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.79 9,443 9,328 -1.22 589 595 1.02
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.32 59,947 61,215 2.12 716 754 5.31
2017‑09‑30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.12 10,208 10,208 0.00 282 287 1.77
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 21.73 39,875 44,592 11.83 893 969 8.51
2017‑09‑30 13F-HR OCFC / OceanFirst Financial Corp. 27.45 12,294 12,494 1.63 333 343 3.00
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 84,769 85,576 0.95 2,860 3,259 13.95
2017‑09‑30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 22.99 11,420 9,527 -16.58 270 219 -18.89
2017‑09‑30 13F-HR FCEL / FuelCell Energy, Inc. 1.74 39,766 37,266 -6.29 49 65 32.65
2017‑09‑30 13F-HR INDA / iShares MSCI India ETF 32.89 9,400 11,250 19.68 302 370 22.52
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 48.72 11,137 14,491 30.12 555 706 27.21
2017‑09‑30 13F-HR CREE / Cree, Inc. 28.20 9,674 9,574 -1.03 238 270 13.45
2017‑09‑30 13F-HR EWBC / East West Bancorp, Inc. 59.78 15,278 14,336 -6.17 895 857 -4.25
2017‑09‑30 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 6.45 93,684 94,409 0.77 664 609 -8.28
2017‑09‑30 13F-HR EEP / Enbridge Energy Partners, L.P. 15.97 0 10,459 0 167
2017‑09‑30 13F-HR AWP / Alpine Global Premier Properties Fund 6.62 41,093 38,228 -6.97 261 253 -3.07
2017‑09‑30 13F-HR BBT / BB&T Corp. 46.90 9,108 11,216 23.14 414 526 27.05
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.60 72,147 96,975 34.41 2,397 1,707 -28.79
2017‑09‑30 13F-HR AET / Aetna, Inc. 159.00 3,779 3,327 -11.96 574 529 -7.84
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.59 2,757 3,053 10.74 365 417 14.25
2017‑09‑30 13F-HR IQI / Invesco Quality Municipal Income Trust 12.79 13,448 13,448 0.00 171 172 0.58
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 199.43 2,817 3,179 12.85 546 634 16.12
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.35 109,962 104,250 -5.19 1,008 975 -3.27
2017‑09‑30 13F-HR HBK / Hamilton Bancorp, Inc. 14.74 12,803 11,803 -7.81 192 174 -9.37
2017‑09‑30 13F-HR EXD / Eaton Vance Tax Advantaged Bond & Option Strategies Fund 11.37 38,980 10,030 -74.27 444 114 -74.32
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 39.93 5,799 5,935 2.35 229 237 3.49
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 42.56 5,592 5,592 0.00 231 238 3.03
2017‑09‑30 13F-HR TCRX / THL Credit, Inc. 9.32 30,438 32,407 6.47 303 302 -0.33
2017‑09‑30 13F-HR PSA / Public Storage 214.02 3,222 3,210 -0.37 672 687 2.23
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.10 7,269 8,003 10.10 398 473 18.84
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.24 4,699 6,273 33.50 286 403 40.91
2017‑09‑30 13F-HR THW / Tekla World Healthcare Fund 14.57 32,906 33,779 2.65 497 492 -1.01
2017‑09‑30 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 12.46 54,567 19,986 -63.37 686 249 -63.70
2017‑09‑30 13F-HR EARS / Auris Medical Holding AG 0.81 44,300 44,300 0.00 32 36 12.50
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.06 11,358 11,821 4.08 1,387 1,372 -1.08
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.46 8,373 8,983 7.29 544 615 13.05
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 1,045.80 1,871 1,987 6.20 1,750 2,078 18.74
2017‑09‑30 13F-HR BGY / BlackRock International Growth and Income Trust 6.59 10,300 11,080 7.57 65 73 12.31
2017‑09‑30 13F-HR CODI / Compass Diversified Holdings 17.78 11,667 12,540 7.48 204 223 9.31
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 59.36 4,228 4,060 -3.97 238 241 1.26
2017‑09‑30 13F-HR HIX / Western Asset High Income Fund II, Inc. 7.17 0 10,735 0 77
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.49 143,251 138,538 -3.29 6,398 6,856 7.16
2017‑09‑30 13F-HR ES / Eversource Energy 60.50 3,370 3,372 0.06 205 204 -0.49
2017‑09‑30 13F-HR F / Ford Motor Co. 11.97 119,445 143,235 19.92 1,337 1,715 28.27
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.86 31,884 29,154 -8.56 787 754 -4.19
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53.95 4,951 11,771 137.75 272 635 133.46
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12.56 40,306 42,347 5.06 568 532 -6.34
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.65 19,835 20,739 4.56 857 843 -1.63
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.63 6,002 5,905 -1.62 681 671 -1.47
2017‑09‑30 13F-HR QBAK / Qualstar Corp. 6.74 52,472 51,197 -2.43 269 345 28.25
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.80 31,477 28,312 -10.05 4,088 4,128 0.98
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 78.67 3,195 3,343 4.63 289 263 -9.00
2017‑09‑30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.67 9,775 9,075 -7.16 253 233 -7.91
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.63 4,672 4,862 4.07 345 358 3.77
2017‑09‑30 13F-HR ZBIO / ProShares Trust ProShares UltraPro Short NASDAQ Biotechnology 59.44 42,821 43,758 2.19 2,474 2,601 5.13
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.74 12,596 13,273 5.37 998 1,085 8.72
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.15 171,188 79,931 -53.31 856 412 -51.87
2017‑09‑30 13F-HR INTU / Intuit Inc. 142.41 1,851 1,601 -13.51 246 228 -7.32
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 74,666.67 0 3 0 224
2017‑09‑30 13F-HR VSTE / Vistra Energy Corp. 18.69 68,146 66,446 -2.49 1,144 1,242 8.57
2017‑09‑30 13F-HR PCG / PG&E Corp. 68.17 4,296 4,650 8.24 285 317 11.23
2017‑09‑30 13F-HR FUN / Cedar Fair, L.P. 64.13 12,396 10,821 -12.71 894 694 -22.37
2017‑09‑30 13F-HR KEY / KeyCorp 18.84 15,275 16,185 5.96 286 305 6.64
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.01 0 1,488 0 250
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.50 59,062 59,746 1.16 6,162 7,020 13.92
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 70.99 5,333 7,001 31.28 363 497 36.91
2017‑09‑30 13F-HR AMRB / American River Bankshares 13.86 25,643 27,643 7.80 372 383 2.96
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.02 13,106 13,523 3.18 681 717 5.29
2017‑09‑30 13F-HR SAIA / Saia, Inc. 62.62 5,641 5,541 -1.77 289 347 20.07
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.53 9,608 8,892 -7.45 523 556 6.31
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.20 13,343 9,373 -29.75 1,608 1,136 -29.35
2017‑09‑30 13F-HR NAO / Nordic American Offshore Ltd 1.41 0 12,028 0 17
2017‑09‑30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.23 11,067 13,096 18.33 110 134 21.82
2017‑09‑30 13F-HR IRT / Independence Realty Trust, Inc. 10.21 12,502 11,170 -10.65 123 114 -7.32
2017‑09‑30 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 52.12 4,336 4,336 0.00 226 226 0.00
2017‑09‑30 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.68 117,283 47,948 -59.12 1,353 560 -58.61
2017‑09‑30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.92 11,055 11,062 0.06 165 165 0.00
2017‑09‑30 13F-HR CATB / Catabasis Pharmaceuticals, Inc 2.12 10,200 251,802 2,368.65 14 534 3,714.29
2017‑09‑30 13F-HR COH / Coach, Inc. 40.34 4,774 6,073 27.21 226 245 8.41
2017‑09‑30 13F-HR 458140AF7 / Intel Corp. 3.25% Note Due 8/1/2039 183.80 5,000 5,000 0.00 826 919 11.26
2017‑09‑30 13F-HR PMT / Penny Mac Mortgage Investment Trust 17.39 39,140 39,899 1.94 716 694 -3.07
2017‑09‑30 13F-HR AEY / ADDvantage Technologies Group, Inc. 1.39 62,720 62,720 0.00 101 87 -13.86
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.47 28,300 28,877 2.04 1,101 1,111 0.91
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.84 44,225 40,840 -7.65 2,442 2,117 -13.31
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.42 18,949 18,069 -4.64 1,641 1,688 2.86
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.35 24,663 24,104 -2.27 1,199 1,286 7.26
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.98 42,749 39,505 -7.59 3,726 3,594 -3.54
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.26 22,524 23,704 5.24 465 504 8.39
2017‑09‑30 13F-HR CLX / Clorox Company (The) 131.87 6,554 6,059 -7.55 873 799 -8.48
2017‑09‑30 13F-HR ING / ING Groep N.V. 18.40 17,586 17,333 -1.44 306 319 4.25
2017‑09‑30 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 12.17 73,832 46,597 -36.89 878 567 -35.42
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.57 31,652 32,358 2.23 1,684 1,960 16.39
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 48.14 37,663 37,617 -0.12 1,615 1,811 12.14
2017‑09‑30 13F-HR TWO / Two Harbors Investment Corp. 10.08 37,943 41,682 9.85 376 420 11.70
2017‑09‑30 13F-HR GMRE / Global Medical REIT, Inc. 8.99 15,334 16,343 6.58 137 147 7.30
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 97,711 94,139 -3.66 6,735 7,012 4.11
2017‑09‑30 13F-HR MTRX / Matrix Service Co. 15.20 63,892 61,442 -3.83 597 934 56.45
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.73 7,519 7,951 5.75 271 300 10.70
2017‑09‑30 13F-HR CHY / Calamos Convertible and High Income Fund 11.93 10,868 11,486 5.69 129 137 6.20
2017‑09‑30 13F-HR PAG / Penske Automotive Group, Inc. 47.59 20,447 22,402 9.56 898 1,066 18.71
2017‑09‑30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18.13 18,580 19,580 5.38 345 355 2.90
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.14 5,913 10,893 84.22 229 361 57.64
2017‑09‑30 13F-HR AGM / Federal Agricultural Mortgage Corp. 72.74 12,390 11,905 -3.91 802 866 7.98
2017‑09‑30 13F-HR AFSI / AmTrust Financial Services, Inc. 13.47 16,700 17,000 1.80 253 229 -9.49
2017‑09‑30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.20 26,396 32,051 21.42 256 327 27.73
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.70 5,239 5,343 1.99 486 506 4.12
2017‑09‑30 13F-HR TRTN / Triton International Limited 33.27 73,173 68,253 -6.72 2,447 2,271 -7.19
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 150.95 8,515 8,579 0.75 1,198 1,295 8.10
2017‑09‑30 13F-HR NAT / Nordic American Tankers Ltd 5.37 0 10,239 0 55
2017‑09‑30 13F-HR CIK / Credit Suisse Asset Management Income Fund, Inc. 3.39 385,147 169,519 -55.99 1,298 575 -55.70
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.87 56,930 53,094 -6.74 8,595 9,072 5.55
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.41 15,881 17,580 10.70 285 306 7.37
2017‑09‑30 13F-HR PII / Polaris Industries, Inc 104.60 3,240 3,480 7.41 299 364 21.74
2017‑09‑30 13F-HR SQ / Square, Inc. 28.79 9,111 10,141 11.31 214 292 36.45
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. 6.11 89,780 89,780 0.00 546 549 0.55
2017‑09‑30 13F-HR MSD / Morgan Stanley Emerging Markets Debt Fund, Inc. 10.06 37,477 12,822 -65.79 371 129 -65.23
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 77.32 12,076 11,718 -2.96 876 906 3.42
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.30 13,528 12,334 -8.83 587 497 -15.33
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.11 3,429 3,429 0.00 408 429 5.15
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110.22 2,004 2,005 0.05 201 221 9.95
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64.71 6,385 6,892 7.94 398 446 12.06
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 108.66 5,391 4,528 -16.01 593 492 -17.03
2017‑09‑30 13F-HR SYF / Synchrony Financial 31.03 8,978 8,670 -3.43 268 269 0.37
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 340.91 2,791 2,464 -11.72 1,009 840 -16.75
2017‑09‑30 13F-HR KAR / Kar Auction Services, Inc. 47.76 6,030 6,030 0.00 253 288 13.83
2017‑09‑30 13F-HR BWINA / Baldwin & Lyons, Inc. 22.56 25,782 28,108 9.02 632 634 0.32
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.77 0 975 0 225
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 77.43 4,033 5,489 36.10 298 425 42.62
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 76.31 4,481 5,530 23.41 402 422 4.98
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.86 7,848 9,718 23.83 656 815 24.24
2017‑09‑30 13F-HR CPLP / Capital Product Partners L.P. 3.49 22,348 20,626 -7.71 76 72 -5.26
2017‑09‑30 13F-HR INTG / InterGroup Corp. 24.03 8,733 9,489 8.66 222 228 2.70
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.19 93,462 97,301 4.11 1,126 1,186 5.33
2017‑09‑30 13F-HR EEI / Ecology and Environment, Inc. 11.75 132,207 130,676 -1.16 1,659 1,535 -7.47
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.96 19,382 20,206 4.25 1,065 1,050 -1.41
2017‑09‑30 13F-HR GD / General Dynamics Corp. 205.62 10,239 10,529 2.83 2,028 2,165 6.76
2017‑09‑30 13F-HR ERN / Erin Energy Corp. 2.80 10,000 10,000 0.00 15 28 86.67
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.04 8,480 9,913 16.90 421 506 20.19
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 37.86 38,873 38,509 -0.94 1,387 1,458 5.12
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.80 62,798 62,057 -1.18 2,460 2,408 -2.11
2017‑09‑30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 15.77 28,446 24,546 -13.71 443 387 -12.64
2017‑09‑30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.75 15,200 14,900 -1.97 195 190 -2.56
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.07 133,139 54,142 -59.33 1,172 491 -58.11
2017‑09‑30 13F-HR HIE / Miller/Howard High Income Equity Fund 14.11 30,822 17,004 -44.83 415 240 -42.17
2017‑09‑30 13F-HR ARGS / Argos Therapeutics, Inc. 0.18 89,500 112,000 25.14 32 20 -37.50
2017‑09‑30 13F-HR MCEP / Mid-Con Energy Partners, LP 1.15 287,422 287,422 0.00 391 331 -15.35
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.68 18,244 10,244 -43.85 2,794 1,605 -42.56
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. 7.69 17,500 19,500 11.43 174 150 -13.79
2017‑09‑30 13F-HR GOV / Government Properties Income Trust 18.76 39,813 45,842 15.14 729 860 17.97
2017‑09‑30 13F-HR SAVE / Spirit Airlines, Inc. 33.43 19,467 18,307 -5.96 1,005 612 -39.10
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.04 23,793 24,093 1.26 1,277 1,543 20.83
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 259.50 10,000 10,000 0.00 2,576 2,595 0.74
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.41 48,042 39,521 -17.74 3,578 2,506 -29.96
2017‑09‑30 13F-HR APPS / Digital Turbine, Inc. 1.50 0 10,000 0 15
2017‑09‑30 13F-HR CSM / ProShares Large Cap Core Plus 62.55 23,763 22,990 -3.25 1,429 1,438 0.63
2017‑09‑30 13F-HR SCI / Service Corp. International 34.53 12,389 11,409 -7.91 414 394 -4.83
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.47 30,698 32,140 4.70 882 915 3.74
2017‑09‑30 13F-HR TICC / TICC Capital Corp. 6.82 16,600 15,100 -9.04 105 103 -1.90
2017‑09‑30 13F-HR DNN / Denison Mines Corp. 0.50 10,000 10,000 0.00 4 5 25.00
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. 8.07 41,673 40,890 -1.88 339 330 -2.65
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 2.67 29,241 29,262 0.07 71 78 9.86
2017‑09‑30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 41.00 10,318 11,220 8.74 415 460 10.84
2017‑09‑30 13F-HR UNAM / Unico American Corp. 9.98 17,832 17,832 0.00 166 178 7.23
2017‑09‑30 13F-HR ANTH / Anthera Pharmaceuticals, Inc. 1.44 41,964 73,764 75.78 68 106 55.88
2017‑09‑30 13F-HR DGX / Quest Diagnostics, Inc. 93.72 4,681 3,724 -20.44 520 349 -32.88
2017‑09‑30 13F-HR TEF / Telefonica S.A. 10.80 14,357 14,357 0.00 149 155 4.03
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 80.90 15,937 15,415 -3.28 1,242 1,247 0.40
2017‑09‑30 13F-HR CIM / Chimera Investment Corp. 18.92 10,893 10,943 0.46 203 207 1.97
2017‑09‑30 13F-HR PKBK / Parke Bancorp, Inc. 22.21 27,280 27,280 0.00 611 606 -0.82
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38.45 12,591 12,406 -1.47 440 477 8.41
2017‑09‑30 13F-HR CVEO / Civeo Corporation 2.85 0 30,511 0 87
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 49.25 16,509 16,509 0.00 812 813 0.12
2017‑09‑30 13F-HR WSO / Watsco, Inc. 161.04 6,736 6,396 -5.05 1,039 1,030 -0.87
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. 35.97 10,875 11,009 1.23 299 396 32.44
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.03 32,597 29,862 -8.39 2,089 1,912 -8.47
2017‑09‑30 13F-HR GRMN / Garmin Ltd. 53.97 4,867 5,410 11.16 248 292 17.74
2017‑09‑30 13F-HR XBHKX / BlackRock Core Bond Trust 14.07 17,331 17,691 2.08 241 249 3.32
2017‑09‑30 13F-HR RDY / Dr. Reddy's Laboratories Ltd. 35.69 6,500 6,557 0.88 274 234 -14.60
2017‑09‑30 13F-HR SSBI / Summit St. Bank (Santa Rosa CA) 12.44 35,130 35,130 0.00 457 437 -4.38
2017‑09‑30 13F-HR NVEE / NV5 Global, Inc. 54.60 6,706 6,227 -7.14 285 340 19.30
2017‑09‑30 13F-HR XMFVX / MFS Special Value Trust 6.59 102,025 42,622 -58.22 656 281 -57.16
2017‑09‑30 13F-HR NE / Noble Corporation plc 4.58 14,343 14,631 2.01 52 67 28.85
2017‑09‑30 13F-HR BGT / BlackRock Floating Rate Income Trust 14.11 15,164 15,164 0.00 212 214 0.94
2017‑09‑30 13F-HR PRAA / PRA Group, Inc. 28.68 9,229 8,996 -2.52 350 258 -26.29
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.83 4,848 4,848 0.00 387 387 0.00
2017‑09‑30 13F-HR MCK / McKesson Corp. 153.73 2,725 2,745 0.73 448 422 -5.80
2017‑09‑30 13F-HR CCM / Concord Medical Services Holdings Ltd. 3.53 13,899 13,899 0.00 52 49 -5.77
2017‑09‑30 13F-HR FOF / Cohen & Steers Closed-End Opportunity Fund, Inc. 13.19 117,756 52,392 -55.51 1,530 691 -54.84
2017‑09‑30 13F-HR OMER / Omeros Corp. 21.62 70,943 71,682 1.04 1,412 1,550 9.77
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.74 61,930 57,151 -7.72 3,451 3,643 5.56
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.45 17,247 17,246 -0.01 1,992 1,922 -3.51
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. 16.41 11,464 10,664 -6.98 222 175 -21.17
2017‑09‑30 13F-HR JEFFERIES GROUP INC / BOND (472319AG7) 100.25 4,000 4,000 0.00 402 401 -0.25
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.15 5,962 7,742 29.86 464 667 43.75
2017‑09‑30 13F-HR VTR / Ventas, Inc. 65.12 16,408 16,369 -0.24 1,140 1,066 -6.49
2017‑09‑30 13F-HR TNK / Teekay Tankers, Ltd. 1.62 132,250 174,750 32.14 249 283 13.65
2017‑09‑30 13F-HR PSX / Phillips 66 91.65 10,952 10,769 -1.67 906 987 8.94
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.74 17,856 14,258 -20.15 2,380 2,021 -15.08
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 96.93 2,957 2,507 -15.22 268 243 -9.33
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.94 94,401 91,158 -3.44 632 633 0.16
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37.60 10,291 10,373 0.80 360 390 8.33
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.48 10,063 10,572 5.06 506 502 -0.79
2017‑09‑30 13F-HR FEI / First Trust MLP and Energy Income Fund 15.23 15,319 18,585 21.32 236 283 19.92
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 76.93 13,737 14,246 3.71 1,053 1,096 4.08
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.37 21,601 18,732 -13.28 720 625 -13.19
2017‑09‑30 13F-HR 55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Note Due 7/15/2019 106.17 6,000 6,000 0.00 663 637 -3.92
2017‑09‑30 13F-HR PROSHARES / (74347B680) 52.33 48,008 44,776 -6.73 2,471 2,343 -5.18
2017‑09‑30 13F-HR RMR / The RMR Group Inc. 51.24 4,362 4,352 -0.23 212 223 5.19
2017‑09‑30 13F-HR HEES / H &E Equipment Services, Inc. 29.17 14,937 13,745 -7.98 305 401 31.48
2017‑09‑30 13F-HR HMG / HMG/Courtland Properties, Inc. 10.35 50,812 50,412 -0.79 559 522 -6.62
2017‑09‑30 13F-HR HRS / Harris Corp. 131.78 3,272 3,263 -0.28 357 430 20.45
2017‑09‑30 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 6.96 86,974 82,669 -4.95 626 575 -8.15
2017‑09‑30 13F-HR MFM / MFS Municipal Income Trust 7.19 19,200 19,200 0.00 137 138 0.73
2017‑09‑30 13F-HR CPST / Capstone Turbine Corp. 0.70 205,714 212,917 3.50 140 148 5.71
2017‑09‑30 13F-HR PCYG / Park City Group, Inc. 12.16 94,235 72,638 -22.92 1,145 883 -22.88
2017‑09‑30 13F-HR CCL / Carnival Corp. 64.64 5,169 4,780 -7.53 339 309 -8.85
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 71.12 8,163 7,607 -6.81 582 541 -7.04
2017‑09‑30 13F-HR NRIM / Northrim BanCorp, Inc. 34.95 132,293 121,998 -7.78 4,022 4,264 6.02
2017‑09‑30 13F-HR SUNS / Solar Senior Capital Ltd. 17.19 11,122 11,172 0.45 186 192 3.23
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 89.25 2,413 2,308 -4.35 221 206 -6.79
2017‑09‑30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 102.34 6,711 11,071 64.97 636 1,133 78.14
2017‑09‑30 13F-HR MNTX / Manitex International, Inc. 8.98 14,658 30,858 110.52 102 277 171.57
2017‑09‑30 13F-HR DXTR / Dextera Surgical Inc. 0.28 68,767 90,488 31.59 21 25 19.05
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.32 11,775 10,483 -10.97 219 213 -2.74
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.51 2,475 2,325 -6.06 370 422 14.05
2017‑09‑30 13F-HR HCLP / Hi-Crush Partners LP 9.51 23,760 23,760 0.00 258 226 -12.40
2017‑09‑30 13F-HR PPP / Primero Mining Corp. 0.07 31,170 91,270 192.81 11 6 -45.45
2017‑09‑30 13F-HR MOAT / VanEck Vectors ETF TR 40.34 26,772 29,818 11.38 1,059 1,203 13.60
2017‑09‑30 13F-HR UTSI / UTStarcom Holdings Corp. 2.41 12,047 12,047 0.00 28 29 3.57
2017‑09‑30 13F-HR KR / Kroger Co. 20.08 10,426 15,238 46.15 243 306 25.93
2017‑09‑30 13F-HR XUSAX / Liberty All Star Equity Fund 6.03 325,116 175,895 -45.90 1,840 1,061 -42.34
2017‑09‑30 13F-HR TA / TravelCenters of America LLC 4.28 10,750 10,750 0.00 44 46 4.55
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.91 8,192 7,979 -2.60 1,994 2,018 1.20
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 57.95 14,503 12,546 -13.49 785 727 -7.39
2017‑09‑30 13F-HR GSVC / GSV Capital Corp. 5.42 10,878 10,878 0.00 47 59 25.53
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 18.96 32,784 31,651 -3.46 626 600 -4.15
2017‑09‑30 13F-HR SASOF / Sasol Ltd. 27.49 9,359 8,147 -12.95 262 224 -14.50
2017‑09‑30 13F-HR MNR / Monmouth Real Estate Investment Corp. 16.19 37,796 31,623 -16.33 569 512 -10.02
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 98.44 10,004 10,341 3.37 877 1,018 16.08
2017‑09‑30 13F-HR ANCB / Anchor Bancorp 24.75 18,100 15,800 -12.71 453 391 -13.69
2017‑09‑30 13F-HR PACW / PacWest Bancorp 50.56 0 6,191 0 313
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 84.74 3,388 4,626 36.54 280 392 40.00
2017‑09‑30 13F-HR SELF / Global Self Storage, Inc. 4.82 137,353 40,053 -70.84 673 193 -71.32
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.95 10,567 11,651 10.26 318 349 9.75
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 118.51 5,377 5,434 1.06 626 644 2.88
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.73 34,817 27,007 -22.43 1,018 803 -21.12
2017‑09‑30 13F-HR COO / Cooper Companies, Inc. (The) 236.98 1,783 1,747 -2.02 427 414 -3.04
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.30 12,351 10,647 -13.80 788 674 -14.47
2017‑09‑30 13F-HR BP / BP Plc 38.43 56,218 55,010 -2.15 1,948 2,114 8.52
2017‑09‑30 13F-HR MCR / MFS Charter Income Trust 8.67 106,633 58,713 -44.94 921 509 -44.73
2017‑09‑30 13F-HR EW / Edwards Lifesciences Corp. 109.26 8,233 7,487 -9.06 973 818 -15.93
2017‑09‑30 13F-HR SYK / Stryker Corp. 142.13 3,656 3,715 1.61 507 528 4.14
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.18 7,723 7,194 -6.85 1,088 1,066 -2.02
2017‑09‑30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 68.19 6,217 6,467 4.02 388 441 13.66
2017‑09‑30 13F-HR CTB / Cooper Tire & Rubber Co. 37.43 9,851 9,858 0.07 356 369 3.65
2017‑09‑30 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,302.01 468 447 -4.49 591 582 -1.52
2017‑09‑30 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 11.83 20,950 37,200 77.57 244 440 80.33
2017‑09‑30 13F-HR PNW / Pinnacle West Capital Corp. 84.61 8,736 8,498 -2.72 744 719 -3.36
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.59 6,581 6,605 0.36 1,430 1,490 4.20
2017‑09‑30 13F-HR FPX / First Trust US Equity Opportunities ETF 63.86 4,260 4,009 -5.89 254 256 0.79
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.39 29,888 15,985 -46.52 453 246 -45.70
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 207,182 191,219 -7.70 5,026 4,845 -3.60
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.85 13,617 15,412 13.18 542 645 19.00
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.56 29,192 26,957 -7.66 3,102 2,657 -14.35
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147.68 2,323 2,458 5.81 371 363 -2.16
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 55.38 8,148 10,889 33.64 425 603 41.88
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 109.39 4,111 3,940 -4.16 421 431 2.38
2017‑09‑30 13F-HR BIOL / Biolase, Inc. 0.58 10,312 10,312 0.00 10 6 -40.00
2017‑09‑30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 15.42 13,068 13,427 2.75 189 207 9.52
2017‑09‑30 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 43.00 0 5,349 0 230
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.29 33,621 33,121 -1.49 167 142 -14.97
2017‑09‑30 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 24.02 44,416 47,586 7.14 1,052 1,143 8.65
2017‑09‑30 13F-HR COP / ConocoPhillips 50.07 25,211 22,949 -8.97 1,108 1,149 3.70
2017‑09‑30 13F-HR ECA / EnCana Corp. 11.79 24,953 23,826 -4.52 220 281 27.73
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.41 10,474 10,087 -3.69 1,052 1,033 -1.81
2017‑09‑30 13F-HR MDC / M.D.C. Holdings, Inc. 33.20 60,167 44,577 -25.91 2,126 1,480 -30.39
2017‑09‑30 13F-HR CGIX / Cancer Genetics, Inc. 2.70 60,300 47,800 -20.73 238 129 -45.80
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,831.08 10,000 1,036 -89.64 1,931 1,897 -1.76
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 193.10 5,000 10,000 100.00 722 1,931 167.45
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 144.40 1,126 5,000 344.05 2,106 722 -65.72
2017‑09‑30 13F-HR PRLB / Proto Labs, Inc. 80.22 5,960 5,460 -8.39 401 438 9.23
2017‑09‑30 13F-HR AFH / Atlas Financial Holdings, Inc. 18.91 15,815 15,815 0.00 236 299 26.69
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 148.83 3,291 3,252 -1.19 441 484 9.75
2017‑09‑30 13F-HR DPG / Duff & Phelps Global Utility Income Fund Inc. 16.21 13,348 13,450 0.76 222 218 -1.80
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.91 2,984 2,969 -0.50 261 261 0.00
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.77 10,186 10,657 4.62 900 946 5.11
2017‑09‑30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,315.37 940 872 -7.23 1,232 1,147 -6.90
2017‑09‑30 13F-HR BOFI / Bofi Holding, Inc. 28.52 0 8,275 0 236
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.62 12,754 12,350 -3.17 1,505 1,502 -0.20
2017‑09‑30 13F-HR FAST / Fastenal Co. 45.52 4,966 5,250 5.72 216 239 10.65
2017‑09‑30 13F-HR 73640QAB1 / PRA Group, Inc. - Convertible Note 3% 91.95 45,000 55,000 22.22 4,295 5,057 17.74
2017‑09‑30 13F-HR ERII / Energy Recovery, Inc. 7.89 38,000 38,000 0.00 315 300 -4.76
2017‑09‑30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.43 15,217 14,217 -6.57 199 191 -4.02
2017‑09‑30 13F-HR AVIR / Aviragen Therapeutics, Inc. 0.71 14,131 14,131 0.00 9 10 11.11
2017‑09‑30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.45 13,781 13,929 1.07 654 661 1.07
2017‑09‑30 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 44.07 10,016 10,641 6.24 427 469 9.84
2017‑09‑30 13F-HR ARLP / Alliance Resource Partners, L.P. 19.35 0 11,472 0 222
2017‑09‑30 13F-HR GLO / Clough Global Opportunities Fund 11.18 10,090 16,276 61.31 107 182 70.09
2017‑09‑30 13F-HR BCE / BCE Inc. 46.85 8,979 10,502 16.96 404 492 21.78
2017‑09‑30 13F-HR HCSG / Healthcare Services Group, Inc. 54.01 10,398 10,387 -0.11 487 561 15.20
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.76 13,605 13,010 -4.37 170 166 -2.35
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.23 11,919 8,182 -31.35 2,645 1,941 -26.62
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 110.88 2,977 2,886 -3.06 328 320 -2.44
2017‑09‑30 13F-HR DXCM / DexCom, Inc. 48.89 4,200 4,500 7.14 307 220 -28.34
2017‑09‑30 13F-HR FTV / Fortive Corporation 70.73 7,228 6,928 -4.15 458 490 6.99
2017‑09‑30 13F-HR NI / NiSource, Inc. 25.61 8,658 9,058 4.62 220 232 5.45
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 15.02 20,468 19,243 -5.98 309 289 -6.47
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.29 9,846 10,472 6.36 875 956 9.26
2017‑09‑30 13F-HR FNBG / FNB Bancorp 33.87 8,503 8,503 0.00 233 288 23.61
2017‑09‑30 13F-HR DO / Diamond Offshore Drilling, Inc. 14.52 27,123 14,050 -48.20 294 204 -30.61
2017‑09‑30 13F-HR CEF / Central Fund of Canada Ltd. 12.69 24,433 24,280 -0.63 301 308 2.33
2017‑09‑30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.37 27,941 13,323 -52.32 610 298 -51.15
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.08 26,800 34,162 27.47 726 891 22.73
2017‑09‑30 13F-HR MELI / MercadoLibre, Inc. 259.05 3,180 3,370 5.97 798 873 9.40
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.30 44,820 57,000 27.18 914 1,043 14.11
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128.57 3,955 3,990 0.88 525 513 -2.29
2017‑09‑30 13F-HR DHR / Danaher Corp. 85.77 1,000 21,372 2,037.20 328 1,833 458.84
2017‑09‑30 13F-HR DHR / Danaher Corp. 328.00 15,124 1,000 -93.39 1,276 328 -74.29
2017‑09‑30 13F-HR CWBC / Community West Bancshares 10.36 38,100 49,243 29.25 385 510 32.47
2017‑09‑30 13F-HR TRT / Trio-Tech International 5.23 45,859 35,150 -23.35 228 184 -19.30
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 37.51 15,617 16,687 6.85 506 626 23.72
2017‑09‑30 13F-HR TCPC / TCP Capital Corp. 16.49 29,631 32,195 8.65 501 531 5.99
2017‑09‑30 13F-HR WDC / Western Digital Corp. 86.39 16,602 16,924 1.94 1,471 1,462 -0.61
2017‑09‑30 13F-HR VVV / Valvoline Inc. 23.42 17,375 17,375 0.00 412 407 -1.21
2017‑09‑30 13F-HR SBNB / Scorpio Tankers Inc. 3.44 28,815 27,300 -5.26 114 94 -17.54
2017‑09‑30 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.72 12,588 11,975 -4.87 312 296 -5.13
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.14 31,014 34,290 10.56 1,485 1,685 13.47
2017‑09‑30 13F-HR INBK / First Internet Bancorp 32.32 31,116 31,316 0.64 873 1,012 15.92
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.46 21,558 21,661 0.48 3,713 4,039 8.78
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 24.63 24,993 33,740 35.00 579 831 43.52
2017‑09‑30 13F-HR CSWC / Capital Southwest Corp. 17.15 21,804 21,804 0.00 351 374 6.55
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 22.96 24,977 24,736 -0.96 551 568 3.09
2017‑09‑30 13F-HR MA / MasterCard Incorporated 141.19 17,254 18,556 7.55 2,095 2,620 25.06
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.03 25,495 19,724 -22.64 1,301 1,046 -19.60
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.98 90,833 94,265 3.78 7,333 7,728 5.39
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.01 62,100 61,897 -0.33 2,785 2,786 0.04
2017‑09‑30 13F-HR PPL / PPL Corp. 37.97 13,056 14,536 11.34 505 552 9.31
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 43.66 6,148 5,612 -8.72 264 245 -7.20
2017‑09‑30 13F-HR UFI / Unifi, Inc. 35.63 192,332 180,135 -6.34 5,924 6,418 8.34
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 140.28 5,377 5,090 -5.34 654 714 9.17
2017‑09‑30 13F-HR AXP / American Express Co. 90.45 14,650 13,986 -4.53 1,234 1,265 2.51
2017‑09‑30 13F-HR NWLI / National Western Life Group, Inc. 348.85 1,790 1,740 -2.79 572 607 6.12
2017‑09‑30 13F-HR PHD / Pioneer Floating Rate Trust 11.96 22,986 22,986 0.00 274 275 0.36
2017‑09‑30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 28.96 8,982 8,184 -8.88 253 237 -6.32
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 151.99 8,064 8,053 -0.14 1,039 1,224 17.81
2017‑09‑30 13F-HR MDT / Medtronic plc 77.75 11,352 11,216 -1.20 1,007 872 -13.41
2017‑09‑30 13F-HR PLM / PolyMet Mining Corp. 0.57 10,500 10,500 0.00 6 6 0.00
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.25 15,826 16,933 6.99 1,239 1,308 5.57
2017‑09‑30 13F-HR CHW / Calamos Global Dynamic Income Fund 9.06 18,776 16,335 -13.00 160 148 -7.50
2017‑09‑30 13F-HR CUI / CUI Global, Inc. 3.67 15,785 15,550 -1.49 61 57 -6.56
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 116.00 27,870 8,267 -70.34 3,035 959 -68.40
2017‑09‑30 13F-HR UAN / CVR Partners, LP 3.21 17,077 15,580 -8.77 60 50 -16.67
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.51 13,675 12,630 -7.64 1,125 1,080 -4.00
2017‑09‑30 13F-HR RHT / Red Hat, Inc. 153.89 9,000 9,000 0.00 1,243 1,385 11.42
2017‑09‑30 13F-HR CLY / iShares 10+ Year Credit Bond ETF 62.08 12,645 14,450 14.27 779 897 15.15
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.75 41,538 17,338 -58.26 653 273 -58.19
2017‑09‑30 13F-HR CIO / City Office REIT Inc. 13.76 28,758 28,558 -0.70 365 393 7.67
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.96 7,024 8,553 21.77 575 701 21.91
2017‑09‑30 13F-HR IDXG / Interpace Diagnostics Group, Inc. 1.53 52,500 15,000 -71.43 47 23 -51.06
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.27 10,013 8,810 -12.01 806 716 -11.17
2017‑09‑30 13F-HR NVS / Novartis AG 85.84 19,290 20,142 4.42 1,610 1,729 7.39
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 79.81 6,008 5,588 -6.99 479 446 -6.89
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 36.69 9,286 9,295 0.10 297 341 14.81
2017‑09‑30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 8.89 18,361 22,619 23.19 147 201 36.73
2017‑09‑30 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.41 126,755 129,385 2.07 1,297 1,347 3.86
2017‑09‑30 13F-HR EDV / Vanguard Extended Duration Treasury ETF 116.62 2,281 2,281 0.00 268 266 -0.75
2017‑09‑30 13F-HR LLL / L-3 Communications Holdings, Inc. 188.39 1,322 1,327 0.38 221 250 13.12
2017‑09‑30 13F-HR NCZ / AGIC Convertible & Income Fund II 6.24 18,293 21,311 16.50 114 133 16.67
2017‑09‑30 13F-HR MDSO / Medidata Solutions, Inc. 137.67 3,000 3,000 0.00 419 413 -1.43
2017‑09‑30 13F-HR NYRT / New York REIT, Inc. 7.86 56,500 62,500 10.62 488 491 0.61
2017‑09‑30 13F-HR FNHC / Federated National Holding Co. 15.65 13,700 13,550 -1.09 219 212 -3.20
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.33 877 882 0.57 272 294 8.09
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 117.10 2,459 2,579 4.88 316 302 -4.43
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.20 3,338 15,308 358.60 472 2,284 383.90
2017‑09‑30 13F-HR CELP / Cypress Energy Partners, L.P. 7.72 49,140 43,140 -12.21 367 333 -9.26
2017‑09‑30 13F-HR LUK / Leucadia National Corp. 25.25 40,827 36,587 -10.39 1,068 924 -13.48
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 100.01 14,714 13,978 -5.00 1,474 1,398 -5.16
2017‑09‑30 13F-HR INSG / Inseego Corp. 1.51 74,615 57,615 -22.78 93 87 -6.45
2017‑09‑30 13F-HR JEC / Jacobs Engineering Group, Inc. 58.28 24,070 23,025 -4.34 1,309 1,342 2.52
2017‑09‑30 13F-HR VCV / Invesco Van Kampen California Value Municipal Income Trust 13.12 15,000 14,025 -6.50 190 184 -3.16
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.11 9,022 12,811 42.00 1,388 1,859 33.93
2017‑09‑30 13F-HR SNAK / Inventure Foods, Inc. 4.69 27,675 21,525 -22.22 119 101 -15.13
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61.38 21,093 21,767 3.20 1,319 1,336 1.29
2017‑09‑30 13F-HR CAVM / Cavium, Inc. 65.94 11,591 11,601 0.09 720 765 6.25
2017‑09‑30 13F-HR O / Realty Income Corp. 57.20 20,292 21,242 4.68 1,120 1,215 8.48
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 92.07 2,149 3,356 56.17 209 309 47.85
2017‑09‑30 13F-HR TGT / Target Corp. 58.97 12,074 9,429 -21.91 631 556 -11.89
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. 137.46 3,975 3,550 -10.69 418 488 16.75
2017‑09‑30 13F-HR AMRK / A-Mark Precious Metals, Inc. 16.52 25,162 25,666 2.00 412 424 2.91
2017‑09‑30 13F-HR RVSB / Riverview Bancorp, Inc. 8.42 24,000 24,000 0.00 159 202 27.04
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84.41 5,642 5,592 -0.89 477 472 -1.05
2017‑09‑30 13F-HR DEX / Delaware Enhanced Global Dividend & Income Fund 11.85 113,178 39,397 -65.19 1,290 467 -63.80
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11.68 13,435 13,866 3.21 152 162 6.58
2017‑09‑30 13F-HR LMNR / Limoneira Co. 23.15 11,807 11,102 -5.97 279 257 -7.89
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.30 3,874 3,876 0.05 419 412 -1.67
2017‑09‑30 13F-HR CERN / Cerner Corp. 71.32 8,081 7,712 -4.57 537 550 2.42
2017‑09‑30 13F-HR V / Visa, Inc. 105.24 44,888 45,393 1.13 4,210 4,777 13.47
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 146.95 4,108 4,015 -2.26 586 590 0.68
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 13.05 101,555 43,071 -57.59 1,314 562 -57.23
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54.65 3,709 3,733 0.65 202 204 0.99
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.77 6,461 6,791 5.11 934 1,214 29.98
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 53.35 5,848 5,848 0.00 347 312 -10.09
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.70 4,258 4,342 1.97 307 320 4.23
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.64 6,504 6,567 0.97 712 720 1.12
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.36 2,850 2,762 -3.09 497 523 5.23
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.86 78,011 74,173 -4.92 5,657 6,591 16.51
2017‑09‑30 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 15.21 11,901 11,901 0.00 176 181 2.84
2017‑09‑30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 11.30 129,928 65,494 -49.59 1,424 740 -48.03
2017‑09‑30 13F-HR NDAQ / Nasdaq, Inc. 77.56 19,826 19,545 -1.42 1,417 1,516 6.99
2017‑09‑30 13F-HR IMUC / ImmunoCellular Therapeutics, Ltd. 0.37 37,500 61,530 64.08 32 23 -28.12
2017‑09‑30 13F-HR XRVTX / Royce Value Trust, Inc. 15.79 49,928 33,182 -33.54 728 524 -28.02
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.22 3,830 3,776 -1.41 548 571 4.20
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 23.05 55,989 50,666 -9.51 1,250 1,168 -6.56
2017‑09‑30 13F-HR THRM / Gentherm Inc. 37.15 26,170 25,220 -3.63 1,015 937 -7.68
2017‑09‑30 13F-HR RTK / Rentech, Inc. 0.46 59,590 68,090 14.26 27 31 14.81
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 56.11 5,575 5,703 2.30 292 320 9.59
2017‑09‑30 13F-HR MLR / Miller Industries, Inc. (TN) 27.95 15,385 14,525 -5.59 382 406 6.28
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 119.39 4,319 4,163 -3.61 477 497 4.19
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.04 68,977 42,792 -37.96 828 601 -27.42
2017‑09‑30 13F-HR MPW / Medical Properties Trust Inc. 13.13 19,607 13,638 -30.44 252 179 -28.97
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.22 17,918 17,650 -1.50 4,332 4,434 2.35
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.56 15,744 17,599 11.78 1,348 1,365 1.26
2017‑09‑30 13F-HR TCP / TC Pipelines, LP 52.31 0 3,900 0 204
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.74 11,974 11,159 -6.81 1,287 1,392 8.16
2017‑09‑30 13F-HR WEC / WEC Energy Group, Inc. 62.75 6,500 6,502 0.03 399 408 2.26
2017‑09‑30 13F-HR KRG / Kite Realty Group Trust 20.25 16,249 16,695 2.74 308 338 9.74
2017‑09‑30 13F-HR KSU / Kansas City Southern 108.81 3,055 2,555 -16.37 320 278 -13.12
2017‑09‑30 13F-HR 680223AH7 / Old Republic International Corp. 3.75% Note Due 3/15/2018 128.00 2,000 2,000 0.00 253 256 1.19
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 14.03 18,908 18,961 0.28 267 266 -0.37
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.79 0 11,675 0 196
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 146,471 139,997 -4.42 4,920 4,998 1.59
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 196.09 2,931 3,376 15.18 572 662 15.73
2017‑09‑30 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.50 281,271 124,715 -55.66 1,738 811 -53.34
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 99.05 4,544 5,371 18.20 383 532 38.90
2017‑09‑30 13F-HR CVA / Covanta Holding Corp. 14.85 13,138 12,595 -4.13 173 187 8.09
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 47.10 5,331 6,390 19.86 255 301 18.04
2017‑09‑30 13F-HR PAR / Par Technology Corp. 10.44 512,649 499,406 -2.58 4,363 5,214 19.50
2017‑09‑30 13F-HR WLDN / Willdan Group, Inc. 32.46 326,009 319,585 -1.97 9,960 10,374 4.16
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 296,098 219,064 -26.02 7,998 5,297 -33.77
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.51 10,569 11,116 5.18 702 806 14.81
2017‑09‑30 13F-HR DFS / Discover Financial Services 64.52 8,205 8,215 0.12 510 530 3.92
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144.09 5,554 4,386 -21.03 743 632 -14.94
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.60 12,300 13,625 10.77 502 594 18.33
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.52 38,151 35,313 -7.44 3,487 3,373 -3.27
2017‑09‑30 13F-HR DI / PIMCO Enhanced Short Maturity Strategy Fund 101.76 0 4,029 0 410
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 53.97 7,438 8,727 17.33 372 471 26.61
2017‑09‑30 13F-HR FOR / Forestar Group Inc 101.13 87,000 87,000 0.00 8,852 8,798 -0.61
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18.91 20,382 45,486 123.17 487 860 76.59
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.22 9,587 8,772 -8.50 666 616 -7.51
2017‑09‑30 13F-HR RGA / Reinsurance Group of America, Inc. 139.64 2,356 2,356 0.00 302 329 8.94
2017‑09‑30 13F-HR MITT / AG Mortgage Investment Trust, Inc. 19.23 54,813 54,443 -0.68 1,003 1,047 4.39
2017‑09‑30 13F-HR NVAX / Novavax, Inc. 1.14 62,644 31,644 -49.49 72 36 -50.00
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 156,649 152,018 -2.96 22,561 23,429 3.85
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.56 12,350 17,925 45.14 219 261 19.18
2017‑09‑30 13F-HR CHL / China Mobile Ltd. 50.56 0 4,114 0 208
2017‑09‑30 13F-HR 177376AD2 / Citrix Systems, Inc. 0.5% Convertible Note due 2019-04-15 116.00 8,000 8,000 0.00 961 928 -3.43
2017‑09‑30 13F-HR PBHC / Pathfinder Bancorp, Inc. 15.28 13,960 14,460 3.58 219 221 0.91
2017‑09‑30 13F-HR GWR / Genesee & Wyoming, Inc. 74.06 7,711 7,359 -4.56 527 545 3.42
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.61 3,181 3,841 20.75 448 663 47.99
2017‑09‑30 13F-HR JOF / Japan Smaller Capitalization Fund, Inc. 12.57 12,650 12,650 0.00 145 159 9.66
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.33 15,492 15,458 -0.22 576 577 0.17
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 147.92 3,825 3,948 3.22 548 584 6.57
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.43 7,186 9,647 34.25 297 419 41.08
2017‑09‑30 13F-HR SEIC / SEI Investments Co. 60.98 3,866 5,215 34.89 208 318 52.88
2017‑09‑30 13F-HR POWERSHARES S&P 500 / (73935X682) 28.75 9,843 9,843 0.00 275 283 2.91
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.16 41,280 35,152 -14.84 955 814 -14.76
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.68 5,785 5,770 -0.26 747 679 -9.10
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 3.79 21,865 20,865 -4.57 80 79 -1.25
2017‑09‑30 13F-HR PX / Praxair, Inc. 139.79 4,429 4,428 -0.02 587 619 5.45
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.69 20,756 23,534 13.38 1,038 1,240 19.46
2017‑09‑30 13F-HR SRE / Sempra Energy 114.12 6,625 6,125 -7.55 747 699 -6.43
2017‑09‑30 13F-HR DLX / Deluxe Corp. 73.07 4,092 3,873 -5.35 283 283 0.00
2017‑09‑30 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.93 15,000 14,500 -3.33 159 260 63.52
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 102.03 2,151 2,166 0.70 206 221 7.28
2017‑09‑30 13F-HR CSQ / Calamos Strategic Total Return Fund 12.14 173,447 74,815 -56.87 2,036 908 -55.40
2017‑09‑30 13F-HR DCA / Virtus Total Return Fund 13.04 115,344 60,735 -47.34 1,412 792 -43.91
2017‑09‑30 13F-HR VFC / V.F. Corp. 63.61 6,389 6,446 0.89 368 410 11.41
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 47.31 12,782 13,613 6.50 586 644 9.90
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.96 12,851 10,480 -18.45 996 838 -15.86
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.46 10,705 10,705 0.00 108 112 3.70
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 64.23 5,692 6,664 17.08 364 428 17.58
2017‑09‑30 13F-HR SYMC / Symantec Corp. 32.80 9,168 8,568 -6.54 259 281 8.49
2017‑09‑30 13F-HR NUVEEN CALIFORNIA / (67062C107) 10.54 24,429 24,472 0.18 250 258 3.20
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.59 5,218 7,807 49.62 403 676 67.74
2017‑09‑30 13F-HR VSR / Versar, Inc. 0.14 705,378 701,969 -0.48 1,051 101 -90.39
2017‑09‑30 13F-HR POWERSHARES KBW HIGH / (73936Q793) 24.05 25,565 27,445 7.35 620 660 6.45
2017‑09‑30 13F-HR BARINGS PARTN INVESTORS / (06761A103) 14.44 22,777 22,777 0.00 318 329 3.46
2017‑09‑30 13F-HR PERMA PIPE INTL HLDGS / (714167103) 8.50 308,394 313,650 1.70 2,467 2,666 8.07
2017‑09‑30 13F-HR PIMCO 15 YR U S TIPS / (72201R304) 66.39 4,000 4,037 0.93 263 268 1.90
2017‑09‑30 13F-HR TEVA PHARM FINL LLC / BOND (88163VAE9) 90.12 8,000 8,000 0.00 858 721 -15.97
2017‑09‑30 13F-HR NOVELLUS SYS INC / BOND (670008AD3) 549.33 6,000 6,000 0.00 2,505 3,296 31.58
2017‑09‑30 13F-HR NUVEEN CALIFORNIA / (67066Y105) 14.92 67,687 61,924 -8.51 1,018 924 -9.23
2017‑09‑30 13F-HR NUVEEN ARIZONA QUALITY / (67061W104) 14.62 19,019 19,019 0.00 275 278 1.09
2017‑09‑30 13F-HR WESTERN ASSET HIGH / (95766K109) 5.13 31,859 31,217 -2.02 162 160 -1.23
2017‑09‑30 13F-HR NUVEEN HIGH INCOME / (67075P103) 10.06 23,345 25,850 10.73 235 260 10.64
2017‑09‑30 13F-HR EXCHANGE TRADED CONCEPTS / (301505707) 38.69 9,060 11,140 22.96 311 431 38.59
2017‑09‑30 13F-HR GDL FUND / (361570104) 10.21 48,629 31,434 -35.36 499 321 -35.67
2017‑09‑30 13F-HR BROOKFIELD REAL ASSETS / (112830104) 23.80 41,990 33,400 -20.46 973 795 -18.29
2017‑09‑30 13F-HR ALLIANCEBERNSTEIN / (01864U106) 13.94 19,996 12,983 -35.07 274 181 -33.94
2017‑09‑30 13F-HR NUVEEN HIGH INCOME / (67075L102) 10.10 21,762 21,773 0.05 220 220 0.00
2017‑09‑30 13F-HR AGN / Allergan plc 737.63 5,676 2,283 -59.78 1,380 1,684 22.03
2017‑09‑30 13F-HR AGN / Allergan plc 204.89 2,283 7,326 220.89 1,684 1,501 -10.87
2017‑09‑30 13F-HR ARROW DOW JONES GLOBAL / (04273H104) 18.29 22,286 22,856 2.56 408 418 2.45
2017‑09‑30 13F-HR ADVISORSHARES PERITUS / (00768Y503) 36.01 6,660 6,110 -8.26 239 220 -7.95
2017‑09‑30 13F-HR WESTERN ASSET GLOBAL / (95766B109) 10.29 189,157 98,813 -47.76 1,903 1,017 -46.56
2017‑09‑30 13F-HR GABELLI MULTIMEDIA TR / (36239Q109) 9.68 116,828 61,066 -47.73 1,044 591 -43.39
2017‑09‑30 13F-HR BLACKROCK ENHANCED / (092501105) 13.56 105,895 53,240 -49.72 1,403 722 -48.54
2017‑09‑30 13F-HR FIRST TRUST VI / (33738R886) 21.38 28,631 26,197 -8.50 562 560 -0.36
2017‑09‑30 13F-HR BLACKROCK CALIFORNIA / (09249C105) 15.05 10,550 10,900 3.32 159 164 3.14
2017‑09‑30 13F-HR RNN / Rexahn Pharmaceuticals, Inc, 2.43 10,500 25,500 142.86 30 62 106.67