InvestorWedbush Securities Inc
Portfolio Value $ 818,802,000
Current Positions856
Opened Positions5
Closed Positions82


Latest Holdings, Performance, AUM (from 13F, 13D)

Wedbush Securities Inc has disclosed 856 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 818,802,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Wedbush Securities Inc's top holdings are General Growth Properties, Inc. (NYSE:GGP) , Apple, Inc. (NASDAQ:AAPL) , NOVELLUS SYS INC Bond (670008AD3) , Amazon.com, Inc. (NASDAQ:AMZN) , and Cheniere Energy, Inc. Bond (16411RAG4) . Wedbush Securities Inc's new positions include First Trust Exchange-Traded Fund (NASDAQ:FTCS) , First Trust Developed Markets Ex-US AlphaDEX Fund (NASDAQ:FDT) , Ares Capital Corp. 4.375% Bond Due 1/15/2019 (04010LAM5) , Aptiv PLC (NYSE:APTV) , and Packaging Corp. of America (NYSE:PKG) .

All Wedbush Securities Inc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 09, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.21 24,481 250
2017-12-31 13F-HR PPIH / Perma-Pipe International Holdings, Inc. 9.00 313,650 305,728 -2.53 2,666 2,752 3.23
2017-12-31 13F-HR AGN / Allergan plc 163.70 517 2,865 454.16 303 469 54.79
2017-12-31 13F-HR AGN / Allergan plc 586.07 7,326 517 -92.94 1,501 303 -79.81
2017-12-31 13F-HR FDN / First Trust Dow Jones Internet Index Fund 109.90 11,071 11,292 2.00 1,133 1,241 9.53
2017-12-31 13F-HR IR / Ingersoll-Rand plc 89.17 2,308 2,815 21.97 206 251 21.84
2017-12-31 13F-HR SUNS / Solar Senior Capital Ltd. 17.76 11,172 10,021 -10.30 192 178 -7.29
2017-12-31 13F-HR NRIM / Northrim BanCorp, Inc. 33.85 121,998 105,877 -13.21 4,264 3,584 -15.95
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 71.00 7,607 5,127 -32.60 541 364 -32.72
2017-12-31 13F-HR CCL / Carnival Corp. 66.42 4,780 4,788 0.17 309 318 2.91
2017-12-31 13F-HR PCYG / Park City Group, Inc. 9.55 72,638 114,756 57.98 883 1,096 24.12
2017-12-31 13F-HR CPST / Capstone Turbine Corp. 0.77 212,917 323,918 52.13 148 249 68.24
2017-12-31 13F-HR MFM / MFS Municipal Income Trust 6.88 19,200 19,200 0.00 138 132 -4.35
2017-12-31 13F-HR DE / Deere & Co. 156.37 0 1,618 0 253
2017-12-31 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 6.15 82,669 87,510 5.86 575 538 -6.43
2017-12-31 13F-HR HRS / Harris Corp. 141.70 3,263 3,458 5.98 430 490 13.95
2017-12-31 13F-HR HMG / HMG/Courtland Properties, Inc. 14.45 50,412 53,212 5.55 522 769 47.32
2017-12-31 13F-HR NKE / Nike, Inc. 62.55 47,680 43,548 -8.67 2,472 2,724 10.19
2017-12-31 13F-HR HEES / H &E Equipment Services, Inc. 40.61 13,745 9,012 -34.43 401 366 -8.73
2017-12-31 13F-HR RMR / The RMR Group Inc. 59.23 4,352 3,934 -9.60 223 233 4.48
2017-12-31 13F-HR REGL / ProShares S&P MidCap 400 Dividend Aristocrats ETF 54.54 44,776 45,360 1.30 2,343 2,474 5.59
2017-12-31 13F-HR 55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Bond Due 7/15/2019 103.00 6,000 6,000 0.00 637 618 -2.98
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.03 18,732 19,482 4.00 625 624 -0.16
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.04 14,246 14,091 -1.09 1,096 1,142 4.20
2017-12-31 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 40.57 10,831 11,537 6.52 402 468 16.42
2017-12-31 13F-HR FEI / First Trust MLP and Energy Income Fund 15.64 18,585 18,482 -0.55 283 289 2.12
2017-12-31 13F-HR SJM / Smucker (J.M.) Co. 124.22 0 1,755 0 218
2017-12-31 13F-HR AAL / American Airlines Group Inc. 52.02 10,572 10,399 -1.64 502 541 7.77
2017-12-31 13F-HR COH / Coach, Inc. 44.21 11,829 523
2017-12-31 13F-HR STI / SunTrust Banks, Inc. 64.60 5,944 384
2017-12-31 13F-HR SLF / SunLife Financial Inc. 41.24 4,850 200
2017-12-31 13F-HR SCRI / Social Reality Inc. 5.67 14,111 80
2017-12-31 13F-HR SIX / Six Flags Entertainment Corp 66.45 3,386 225
2017-12-31 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 83.59 3,206 268
2017-12-31 13F-HR RHE / Regional Health Properties, Inc. 0.17 257,880 44
2017-12-31 13F-HR RLJ LODGING TR / PREF (74965L200) 27.01 25,846 698
2017-12-31 13F-HR PKG / Packaging Corp. of America 120.50 6,498 783
2017-12-31 13F-HR OSTK / Overstock.com, Inc. 63.92 4,537 290
2017-12-31 13F-HR NUVEEN HIGH INCOME / (67077N106) 9.96 24,904 248
2017-12-31 13F-HR NUVEEN HIGH INCOME / (67076E107) 10.01 20,783 208
2017-12-31 13F-HR NUVEEN HIGH INCOME / (67075P103) 9.92 24,689 245
2017-12-31 13F-HR NUVEEN HIGH INCOME / (67075L102) 9.91 21,788 216
2017-12-31 13F-HR NUVEEN / (67070X101) 15.25 35,611 543
2017-12-31 13F-HR NUVEEN CALIFORNIA / (67066Y105) 14.31 61,553 881
2017-12-31 13F-HR NUVEEN CALIFORNIA / (67062C107) 10.19 24,531 250
2017-12-31 13F-HR NUVEEN ARIZONA QUALITY / (67061W104) 14.14 19,019 269
2017-12-31 13F-HR 595112AY9 / Micron Technology, Inc. Bond 144.33 3,000 433
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.75 12,094 12,968 7.23 984 1,138 15.65
2017-12-31 13F-HR T / AT & T, Inc. 38.88 189,445 192,304 1.51 7,421 7,477 0.75
2017-12-31 13F-HR OCX / OncoCyte Corporation 2.27 0 11,000 0 25
2017-12-31 13F-HR ATO / Atmos Energy Corp. 85.73 0 2,333 0 200
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 152,018 158,507 4.27 23,429 26,824 14.49
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.30 90,366 94,620 4.71 3,039 3,624 19.25
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.14 18,341 17,890 -2.46 3,013 3,330 10.52
2017-12-31 13F-HR ECYT / Endocyte, Inc. 4.25 0 10,600 0 45
2017-12-31 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 65.74 6,619 17,066 157.83 410 1,122 173.66
2017-12-31 13F-HR SIM / Grupo Simec S.A.B. de C.V. 9.33 0 13,612 0 127
2017-12-31 13F-HR EFV / iShares MSCI EAFE Value Index 55.14 5,582 6,148 10.14 305 339 11.15
2017-12-31 13F-HR 471109AM0 / Jarden Corporation Bond 132.53 6,000 19,000 216.67 693 2,518 263.35
2017-12-31 13F-HR MA / MasterCard Incorporated 151.36 18,556 18,605 0.26 2,620 2,816 7.48
2017-12-31 13F-HR MON / Monsanto Co. 116.76 2,432 2,244 -7.73 291 262 -9.97
2017-12-31 13F-HR NJR / New Jersey Resources Corp. 40.24 5,663 5,890 4.01 239 237 -0.84
2017-12-31 13F-HR OTEL / Otelco, Inc. 13.35 121,993 126,993 4.10 1,153 1,695 47.01
2017-12-31 13F-HR PBHC / Pathfinder Bancorp, Inc. 15.42 14,460 15,042 4.02 221 232 4.98
2017-12-31 13F-HR RGLS / Regulus Therapeutics Inc. 1.04 179,321 173,295 -3.36 224 180 -19.64
2017-12-31 13F-HR HSIC / Henry Schein, Inc. 69.85 3,712 16,048 332.33 304 1,121 268.75
2017-12-31 13F-HR SPLP / Steel Partners Holdings LP 19.52 0 10,811 0 211
2017-12-31 13F-HR TREX / Trex Co., Inc. 108.56 2,045 222
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.47 15,783 15,544 -1.51 3,091 3,427 10.87
2017-12-31 13F-HR DXGE / WisdomTree Trust WisdomTree Germany Hedged Equity Fund 32.16 9,700 9,700 0.00 306 312 1.96
2017-12-31 13F-HR WY / Weyerhaeuser Co. 35.26 89,500 92,029 2.83 3,046 3,245 6.53
2017-12-31 13F-HR PRQR / ProQR Therapeutics N.V. 3.26 10,720 35
2017-12-31 13F-HR EV / Eaton Vance Corp. 11.92 46,920 38,428 -18.10 556 458 -17.63
2017-12-31 13F-HR BBT / BB&T Corp. 49.68 11,216 10,508 -6.31 526 522 -0.76
2017-12-31 13F-HR MBOT / Microbot Medical Inc 1.00 10,000 10
2017-12-31 13F-HR MFS INTERMEDIATE HIGH / (59318T109) 2.95 39,989 118
2017-12-31 13F-HR MFS HIGH INCOME / (59318D104) 5.24 20,222 106
2017-12-31 13F-HR IP / International Paper Company 57.96 21,478 26,589 23.80 1,220 1,541 26.31
2017-12-31 13F-HR NVO / Novo-Nordisk A/S 53.67 37,617 37,617 0.00 1,811 2,019 11.49
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.87 39,505 41,765 5.72 3,594 3,837 6.76
2017-12-31 13F-HR PX / Praxair, Inc. 154.60 4,428 3,661 -17.32 619 566 -8.56
2017-12-31 13F-HR CVX / Chevron Corp. 125.19 59,746 66,419 11.17 7,020 8,315 18.45
2017-12-31 13F-HR KEY / KeyCorp 20.17 16,185 16,414 1.41 305 331 8.52
2017-12-31 13F-HR CNXC / CNX Coal Resources LP 64.97 10,821 10,989 1.55 694 714 2.88
2017-12-31 13F-HR PCG / PG&E Corp. 44.84 4,650 6,579 41.48 317 295 -6.94
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.05 35,152 41,387 17.74 814 954 17.20
2017-12-31 13F-HR DIN / DineEquity, Inc. 50.68 5,525 280
2017-12-31 13F-HR FANG / Diamondback Energy, Inc. 126.19 4,216 532
2017-12-31 13F-HR DELAWARE INVESTMENTS / (246101109) 15.52 45,561 707
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU / PREF (22542D357) 5.51 13,057 72
2017-12-31 13F-HR CXRX / Concordia Healthcare Corporation 0.67 30,000 20
2017-12-31 13F-HR COLM / Columbia Sportswear Co. 71.99 3,806 274
2017-12-31 13F-HR CLEVELAND CLIFFS INC NEW / (185899101) 7.21 14,000 101
2017-12-31 13F-HR XEC / Cimarex Energy Co. 121.89 2,133 260
2017-12-31 13F-HR CPB / Campbell Soup Co. 48.20 5,125 247
2017-12-31 13F-HR CMS / CMS Energy Corp. 47.30 4,715 223
2017-12-31 13F-HR CGG / CGG 4.46 17,706 79
2017-12-31 13F-HR BROOKFIELD REAL ASSETS / (112830104) 23.39 22,744 532
2017-12-31 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 17.98 10,900 196
2017-12-31 13F-HR BLACKROCK CALIFORNIA / (09249C105) 14.56 25,200 367
2017-12-31 13F-HR SAN / Banco Santander S.A. 6.54 91,158 67,581 -25.86 633 442 -30.17
2017-12-31 13F-HR BARINGS PARTN INVESTORS / (06761A103) 14.08 20,167 284
2017-12-31 13F-HR BARINGS GLOBAL SHORT / (06760L100) 19.35 17,672 342
2017-12-31 13F-HR BARINGS CORP INVESTOR / (06759X107) 15.28 25,132 384
2017-12-31 13F-HR 04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019 102.00 12,000 1,224
2017-12-31 13F-HR AMERICA FIRST / (02364V107) 6.03 18,578 112
2017-12-31 13F-HR ALLIANZGI DIVERSIFIED / (01883J108) 21.86 14,000 306
2017-12-31 13F-HR XNCVX / AllianzGI Convertible & Income 9.10 44,740 407
2017-12-31 13F-HR ALLIANCEBERNSTEIN / (01864U106) 13.41 16,927 227
2017-12-31 13F-HR ASX / Advanced Semiconductor Engineering, Inc. 6.49 10,480 68
2017-12-31 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 2.92 12,000 35
2017-12-31 13F-HR ABB / ABB Ltd. 26.81 11,115 298
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 115.01 3,876 3,765 -2.86 412 433 5.10
2017-12-31 13F-HR BLK / BlackRock, Inc. 23.14 10,296 10,370 0.72 241 240 -0.41
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 111.51 4,163 8,582 106.15 497 957 92.56
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 144.90 4,386 4,541 3.53 632 658 4.11
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 144.97 2,895 2,766 -4.46 383 401 4.70
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.98 34,205 35,586 4.04 2,842 2,953 3.91
2017-12-31 13F-HR DEX / Delaware Enhanced Global Dividend & Income Fund 39,397 0 -100.00 467 0 -100.00
2017-12-31 13F-HR LMNR / Limoneira Co. 11,102 0 -100.00 257 0 -100.00
2017-12-31 13F-HR SELF / Global Self Storage, Inc. 40,053 0 -100.00 193 0 -100.00
2017-12-31 13F-HR SNAK / Inventure Foods, Inc. 21,525 0 -100.00 101 0 -100.00
2017-12-31 13F-HR ARLP / Alliance Resource Partners, L.P. 11,472 0 -100.00 222 0 -100.00
2017-12-31 13F-HR DO / Diamond Offshore Drilling, Inc. 14,050 0 -100.00 204 0 -100.00
2017-12-31 13F-HR TCPC / TCP Capital Corp. 32,195 0 -100.00 531 0 -100.00
2017-12-31 13F-HR CUI / CUI Global, Inc. 15,550 0 -100.00 57 0 -100.00
2017-12-31 13F-HR CLY / iShares 10+ Year Credit Bond ETF 14,450 0 -100.00 897 0 -100.00
2017-12-31 13F-HR PHYS / Sprott Physical Gold Trust ETV 10,705 0 -100.00 112 0 -100.00
2017-12-31 13F-HR ZNGA / Zynga Inc. 20,865 0 -100.00 79 0 -100.00
2017-12-31 13F-HR RRGB / Red Robin Gourmet Burgers, Inc. 3,200 0 -100.00 214 0 -100.00
2017-12-31 13F-HR RGC / Regal Entertainment Group 15,114 0 -100.00 242 0 -100.00
2017-12-31 13F-HR BNTC / Benitec Biopharma Ltd 18,197 0 -100.00 39 0 -100.00
2017-12-31 13F-HR BWA / BorgWarner, Inc. 6,263 0 -100.00 321 0 -100.00
2017-12-31 13F-HR OA / Orbital ATK, Inc. 4,213 0 -100.00 561 0 -100.00
2017-12-31 13F-HR EXPE / Expedia, Inc. 3,556 0 -100.00 512 0 -100.00
2017-12-31 13F-HR FXU / First Trust Utilities AlphaDEX® Fund 7,741 0 -100.00 209 0 -100.00
2017-12-31 13F-HR HOG / Harley-Davidson, Inc. 4,178 0 -100.00 201 0 -100.00
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 1,612 0 -100.00 496 0 -100.00
2017-12-31 13F-HR MIND / Mitcham Industries, Inc. 20,099 0 -100.00 70 0 -100.00
2017-12-31 13F-HR DXPE / DXP Enterprises, Inc. 6,690 0 -100.00 211 0 -100.00
2017-12-31 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 10,100 0 -100.00 124 0 -100.00
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 2,458 0 -100.00 363 0 -100.00
2017-12-31 13F-HR ITUS / ITUS Corp. 13,000 0 -100.00 34 0 -100.00
2017-12-31 13F-HR EWW / iShares MSCI Mexico Capped ETF 7,949 0 -100.00 434 0 -100.00
2017-12-31 13F-HR MCHI / iShares MSCI China ETF 8,391 0 -100.00 529 0 -100.00
2017-12-31 13F-HR PEG / Public Service Enterprise Group, Inc. 4,393 0 -100.00 203 0 -100.00
2017-12-31 13F-HR CREE / Cree, Inc. 9,574 0 -100.00 270 0 -100.00
2017-12-31 13F-HR EXD / Eaton Vance Tax Advantaged Bond & Option Strategies Fund 10,030 0 -100.00 114 0 -100.00
2017-12-31 13F-HR PSA / Public Storage 3,210 0 -100.00 687 0 -100.00
2017-12-31 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 19,986 0 -100.00 249 0 -100.00
2017-12-31 13F-HR GNCA / Genocea Biosciences, Inc. 20,500 0 -100.00 30 0 -100.00
2017-12-31 13F-HR BEN / Franklin Resources, Inc. 9,327 0 -100.00 415 0 -100.00
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 19,580 0 -100.00 108 0 -100.00
2017-12-31 13F-HR CYCC / Cyclacel Pharmaceuticals, Inc. 27,400 0 -100.00 50 0 -100.00
2017-12-31 13F-HR AGTC / Applied Genetic Technologies Corp 10,190 0 -100.00 40 0 -100.00
2017-12-31 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 5,520 0 -100.00 215 0 -100.00
2017-12-31 13F-HR DPW / Digital Power Corp. 27,500 0 -100.00 15 0 -100.00
2017-12-31 13F-HR GAIN / Gladstone Investment Corp. 23,776 0 -100.00 226 0 -100.00
2017-12-31 13F-HR Q / Quintiles Transitional Holdings Inc. 2,239 0 -100.00 213 0 -100.00
2017-12-31 13F-HR ECA / EnCana Corp. 23,826 0 -100.00 281 0 -100.00
2017-12-31 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 4,336 0 -100.00 226 0 -100.00
2017-12-31 13F-HR XDSUX / BlackRock Debt Strategies Fd , 47,948 0 -100.00 560 0 -100.00
2017-12-31 13F-HR CATB / Catabasis Pharmaceuticals, Inc 251,802 0 -100.00 534 0 -100.00
2017-12-31 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 46,597 0 -100.00 567 0 -100.00
2017-12-31 13F-HR CHY / Calamos Convertible and High Income Fund 11,486 0 -100.00 137 0 -100.00
2017-12-31 13F-HR MSD / Morgan Stanley Emerging Markets Debt Fund, Inc. 12,822 0 -100.00 129 0 -100.00
2017-12-31 13F-HR MCEP / Mid-Con Energy Partners, LP 287,422 0 -100.00 331 0 -100.00
2017-12-31 13F-HR CYH / Community Health Systems, Inc. 19,500 0 -100.00 150 0 -100.00
2017-12-31 13F-HR DNN / Denison Mines Corp. 10,000 0 -100.00 5 0 -100.00
2017-12-31 13F-HR CVEO / Civeo Corporation 30,511 0 -100.00 87 0 -100.00
2017-12-31 13F-HR XMFVX / MFS Special Value Trust 42,622 0 -100.00 281 0 -100.00
2017-12-31 13F-HR NE / Noble Corporation plc 14,631 0 -100.00 67 0 -100.00
2017-12-31 13F-HR TNK / Teekay Tankers, Ltd. 174,750 0 -100.00 283 0 -100.00
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. 2,166 0 -100.00 221 0 -100.00
2017-12-31 13F-HR HCLP / Hi-Crush Partners LP 23,760 0 -100.00 226 0 -100.00
2017-12-31 13F-HR PPP / Primero Mining Corp. 91,270 0 -100.00 6 0 -100.00
2017-12-31 13F-HR UTSI / UTStarcom Holdings Corp. 12,047 0 -100.00 29 0 -100.00
2017-12-31 13F-HR TA / TravelCenters of America LLC 10,750 0 -100.00 46 0 -100.00
2017-12-31 13F-HR GSVC / GSV Capital Corp. 10,878 0 -100.00 59 0 -100.00
2017-12-31 13F-HR DLPH / Delphi Automotive Plc 10,341 0 -100.00 1,018 0 -100.00
2017-12-31 13F-HR LVLT / Level 3 Communications, Inc. 5,848 0 -100.00 312 0 -100.00
2017-12-31 13F-HR SYMC / Symantec Corp. 8,568 0 -100.00 281 0 -100.00
2017-12-31 13F-HR TCP / TC Pipelines, LP 3,900 0 -100.00 204 0 -100.00
2017-12-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 11,675 0 -100.00 196 0 -100.00
2017-12-31 13F-HR LYB / LyondellBasell Industries NV 5,371 0 -100.00 532 0 -100.00
2017-12-31 13F-HR CVA / Covanta Holding Corp. 12,595 0 -100.00 187 0 -100.00
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 7,807 0 -100.00 676 0 -100.00
2017-12-31 13F-HR VSR / Versar, Inc. 701,969 0 -100.00 101 0 -100.00
2017-12-31 13F-HR SNAP / Snapchat, Inc. 17,925 0 -100.00 261 0 -100.00
2017-12-31 13F-HR CHL / China Mobile Ltd. 4,114 0 -100.00 208 0 -100.00
2017-12-31 13F-HR BLACKROCK MUNICIPAL / (09257P105) 19,803 0 -100.00 449 0
2017-12-31 13F-HR HANCOCK JOHN PREM DIV / (41013T105) 19,082 0 -100.00 322 0
2017-12-31 13F-HR GDL FUND / (361570104) 31,434 0 -100.00 321 0
2017-12-31 13F-HR NUVEEN TAX ADVANTAGED / (67090H102) 11,172 0 -100.00 153 0
2017-12-31 13F-HR 064159HB5 / Bank of Nova Scotia (Halifax, NS) Bond 40,000 0 -100.00 4,215 0 -100.00
2017-12-31 13F-HR YHOO / Yahoo! Inc. 3,025 0 -100.00 200 0 -100.00
2017-12-31 13F-HR TPR / Tapestry, Inc. 6,073 0 -100.00 245 0 -100.00
2017-12-31 13F-HR CLDN / Celladon Corporation 10,350 0 -100.00 114 0 -100.00
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 13,005 0 -100.00 191 0 -100.00
2017-12-31 13F-HR BIZD / Market Vectors BDC Income ETF 10,100 0 -100.00 180 0 -100.00
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 12.66 12,903 27,873 116.02 365 353 -3.29
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 28.27 27,873 14,503 -47.97 353 410 16.15
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. 169.56 2,017 2,017 0.00 315 342 8.57
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.84 15,764 15,943 1.14 1,170 1,225 4.70
2017-12-31 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 7.67 12,926 10,826 -16.25 108 83 -23.15
2017-12-31 13F-HR BIIB / Biogen Inc. 318.68 3,496 3,640 4.12 1,095 1,160 5.94
2017-12-31 13F-HR STB / Student Transportation, Inc. 6.17 18,828 11,835 -37.14 113 73 -35.40
2017-12-31 13F-HR PLX / Protalix BioTherapeutics, Inc. 0.67 23,000 15,000 -34.78 13 10 -23.08
2017-12-31 13F-HR HLX / Helix Energy Solutions Group, Inc. 7.56 22,200 21,700 -2.25 164 164 0.00
2017-12-31 13F-HR BLK / BlackRock, Inc. 513.89 10,370 1,944 -81.25 240 999 316.25
2017-12-31 13F-HR FSBW / FS Bancorp, Inc. 54.63 14,853 6,700 -54.89 767 366 -52.28
2017-12-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 27.57 21,879 83,943 283.67 573 2,314 303.84
2017-12-31 13F-HR CME / CME Group, Inc. 146.02 4,515 5,102 13.00 613 745 21.53
2017-12-31 13F-HR RCII / Rent-A-Center, Inc. 11.13 22,967 16,717 -27.21 264 186 -29.55
2017-12-31 13F-HR IFV / First Trust High Income ETF 22.26 26,197 51,308 95.85 560 1,142 103.93
2017-12-31 13F-HR USB / U.S. Bancorp 53.57 41,703 39,520 -5.23 2,235 2,117 -5.28
2017-12-31 13F-HR NUE / Nucor Corp. 63.61 11,869 10,612 -10.59 665 675 1.50
2017-12-31 13F-HR GIS / General Mills, Inc. 59.29 11,158 14,944 33.93 578 886 53.29
2017-12-31 13F-HR LNG / Cheniere Energy, Inc. 53.84 4,909 5,944 21.08 221 320 44.80
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 159.85 1,320 1,320 0.00 202 211 4.46
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.76 8,182 9,454 15.55 1,464 1,794 22.54
2017-12-31 13F-HR KMX / CarMax, Inc. 64.16 7,912 6,079 -23.17 600 390 -35.00
2017-12-31 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 48.85 5,960 6,223 4.41 295 304 3.05
2017-12-31 13F-HR VIRC / Virco Manufacturing Corp. 5.05 1,721,198 1,725,431 0.25 9,467 8,713 -7.96
2017-12-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 101.10 3,236 3,531 9.12 309 357 15.53
2017-12-31 13F-HR HCA / HCA Holdings Inc. 87.87 5,234 5,144 -1.72 417 452 8.39
2017-12-31 13F-HR TEL / TE Connectivity Ltd. 94.98 4,135 4,327 4.64 343 411 19.83
2017-12-31 13F-HR UCFC / United Community Financial Corp. 9.13 402,308 377,020 -6.29 3,862 3,442 -10.88
2017-12-31 13F-HR XTHQX / Tekla Healthcare Opportunities 17.51 45,083 61,497 36.41 837 1,077 28.67
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.80 3,496 3,640 4.12 494 538 8.91
2017-12-31 13F-HR TSCO / Tractor Supply Co. 74.74 23,213 21,929 -5.53 1,469 1,639 11.57
2017-12-31 13F-HR ROST / Ross Stores, Inc. 80.24 8,769 8,475 -3.35 566 680 20.14
2017-12-31 13F-HR HPQ / HP Inc. 21.05 11,168 10,690 -4.28 223 225 0.90
2017-12-31 13F-HR DLR / Digital Realty Trust, Inc. 113.94 4,880 5,187 6.29 577 591 2.43
2017-12-31 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.43 42,396 20,994 -50.48 667 240 -64.02
2017-12-31 13F-HR XWIWX / Western Asset/Claymore Inflatio 15.54 20,994 14,674 -30.10 240 228 -5.00
2017-12-31 13F-HR AMLP / Alerian ETF 10.79 99,478 103,618 4.16 1,116 1,118 0.18
2017-12-31 13F-HR 16411RAG4 / Cheniere Energy, Inc. Bond 70.94 136,000 136,000 0.00 9,418 9,648 2.44
2017-12-31 13F-HR SDRL / Seadrill Limited 0.24 15,087 12,301 -18.47 5 3 -40.00
2017-12-31 13F-HR BOE / BlackRock Global Opportunity Equity Trust 12.50 53,240 23,114 -56.59 722 289 -59.97
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.10 20,514 19,023 -7.27 919 896 -2.50
2017-12-31 13F-HR GNW / Genworth Financial, Inc. 3.12 14,520 11,520 -20.66 56 36 -35.71
2017-12-31 13F-HR MS / Morgan Stanley 52.51 9,559 9,846 3.00 460 517 12.39
2017-12-31 13F-HR GPT / Gramercy Property Trust Inc. 26.70 10,498 9,551 -9.02 318 255 -19.81
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.23 41,773 41,473 -0.72 7,658 8,221 7.35
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.71 33,479 38,058 13.68 549 598 8.93
2017-12-31 13F-HR DG / Dollar General Corp. 93.09 0 2,546 0 237
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 56.24 5,162 4,925 -4.59 286 277 -3.15
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.43 54,841 54,140 -1.28 2,946 3,109 5.53
2017-12-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 12.38 12,986 10,336 -20.41 169 128 -24.26
2017-12-31 13F-HR UMH / UMH Properties, Inc. 14.90 98,871 95,057 -3.86 1,537 1,416 -7.87
2017-12-31 13F-HR JOF / Japan Smaller Capitalization Fund, Inc. 11.78 12,650 12,650 0.00 159 149 -6.29
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.43 3,841 7,400 92.66 663 1,276 92.46
2017-12-31 13F-HR GWR / Genesee & Wyoming, Inc. 78.80 7,359 6,739 -8.43 545 531 -2.57
2017-12-31 13F-HR 177376AD2 / Citrix Systems, Inc. 0.5% Convertible Bond due 2019-04-15 129.38 8,000 8,000 0.00 928 1,035 11.53
2017-12-31 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 51.69 5,650 3,966 -29.81 237 205 -13.50
2017-12-31 13F-HR RGA / Reinsurance Group of America, Inc. 155.77 2,356 2,356 0.00 329 367 11.55
2017-12-31 13F-HR NVAX / Novavax, Inc. 1.23 31,644 31,644 0.00 36 39 8.33
2017-12-31 13F-HR 74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15 102.24 25,000 25,000 0.00 2,575 2,556 -0.74
2017-12-31 13F-HR MITT / AG Mortgage Investment Trust, Inc. 19.02 54,443 54,480 0.07 1,047 1,036 -1.05
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.63 8,772 8,230 -6.18 616 606 -1.62
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.68 45,486 56,999 25.31 860 951 10.58
2017-12-31 13F-HR FOR / Forestar Group Inc 100.94 87,000 87,000 0.00 8,798 8,782 -0.18
2017-12-31 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 9.10 14,708 15,825 7.59 143 144 0.70
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.88 8,727 9,178 5.17 471 522 10.83
2017-12-31 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 57.87 4,700 4,700 0.00 260 272 4.62
2017-12-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.57 4,029 4,145 2.88 410 421 2.68
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.93 35,313 35,377 0.18 3,373 3,783 12.16
2017-12-31 13F-HR EWL / iShares MSCI Switzerland Capped ETF 35.63 0 6,035 0 215
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.91 13,625 14,528 6.63 594 667 12.29
2017-12-31 13F-HR DFS / Discover Financial Services 76.84 8,215 5,336 -35.05 530 410 -22.64
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 71.01 11,116 11,379 2.37 806 808 0.25
2017-12-31 13F-HR GE / General Electric Co. 17.45 219,064 255,774 16.76 5,297 4,463 -15.74
2017-12-31 13F-HR WLDN / Willdan Group, Inc. 23.94 319,585 318,085 -0.47 10,374 7,615 -26.60
2017-12-31 13F-HR PAR / Par Technology Corp. 9.35 499,406 489,734 -1.94 5,214 4,579 -12.18
2017-12-31 13F-HR JWN / Nordstrom, Inc. 47.32 6,390 5,980 -6.42 301 283 -5.98
2017-12-31 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.19 124,715 34,073 -72.68 811 211 -73.98
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 214.19 3,376 3,581 6.07 662 767 15.86
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.22 139,997 130,640 -6.68 4,998 4,732 -5.32
2017-12-31 13F-HR FXL / First Trust Technology AlphaDEX® Fund 51.35 0 5,686 0 292
2017-12-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.64 18,961 22,353 17.89 266 305 14.66
2017-12-31 13F-HR 680223AH7 / Old Republic International Corp. 3.75% Bond Due 3/15/2018 138.67 2,000 12,000 500.00 256 1,664 550.00
2017-12-31 13F-HR KSU / Kansas City Southern 105.08 2,555 2,655 3.91 278 279 0.36
2017-12-31 13F-HR KRG / Kite Realty Group Trust 19.63 16,695 15,643 -6.30 338 307 -9.17
2017-12-31 13F-HR WEC / WEC Energy Group, Inc. 66.37 6,502 6,524 0.34 408 433 6.13
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.55 11,159 11,406 2.21 1,392 1,797 29.09
2017-12-31 13F-HR 235851AF9 / Danaher Corp. Bond 354.60 1,000 5,000 400.00 328 1,773 440.55
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.74 17,599 16,324 -7.24 1,365 1,269 -7.03
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.86 17,650 18,073 2.40 4,434 4,823 8.77
2017-12-31 13F-HR MPW / Medical Properties Trust Inc. 13.74 13,638 12,441 -8.78 179 171 -4.47
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 18.96 42,792 42,152 -1.50 601 799 32.95
2017-12-31 13F-HR MLR / Miller Industries, Inc. (TN) 25.80 14,525 14,417 -0.74 406 372 -8.37
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 66.01 5,703 5,620 -1.46 320 371 15.94
2017-12-31 13F-HR RTK / Rentech, Inc. 0.01 68,090 68,000 -0.13 31 1 -96.77
2017-12-31 13F-HR LTRX / Lantronix, Inc. 2.02 43,200 33,200 -23.15 105 67 -36.19
2017-12-31 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 19.65 10,076 10,076 0.00 202 198 -1.98
2017-12-31 13F-HR 452327AF6 / Illumina, Inc. Bond 108.50 6,000 6,000 0.00 633 651 2.84
2017-12-31 13F-HR L / Loews Corp. 50.10 0 4,152 0 208
2017-12-31 13F-HR THRM / Gentherm Inc. 31.76 25,220 23,646 -6.24 937 751 -19.85
2017-12-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 22.44 50,666 68,152 34.51 1,168 1,529 30.91
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 163.98 3,776 3,848 1.91 571 631 10.51
2017-12-31 13F-HR XRVTX / Royce Value Trust, Inc. 16.15 33,182 24,827 -25.18 524 401 -23.47
2017-12-31 13F-HR IMUC / ImmunoCellular Therapeutics, Ltd. 0.31 61,530 86,530 40.63 23 27 17.39
2017-12-31 13F-HR NDAQ / Nasdaq, Inc. 76.85 19,545 17,242 -11.78 1,516 1,325 -12.60
2017-12-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.93 65,494 14,185 -78.34 740 155 -79.05
2017-12-31 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 14.79 11,901 12,642 6.23 181 187 3.31
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.71 74,173 66,189 -10.76 6,591 6,401 -2.88
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 190.03 2,762 3,068 11.08 523 583 11.47
2017-12-31 13F-HR AFMD / Affimed N.V. 1.33 0 12,000 0 16
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 67.05 6,865 5,086 -25.91 429 341 -20.51
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.35 6,567 17,568 167.52 720 1,921 166.81
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 76.41 4,342 4,384 0.97 320 335 4.69
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.51 6,791 6,413 -5.57 1,214 1,241 2.22
2017-12-31 13F-HR BNDX / Vanguard Total International Bond ETF 54.39 3,733 4,082 9.35 204 222 8.82
2017-12-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12.80 43,071 12,345 -71.34 562 158 -71.89
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.87 4,015 4,055 1.00 590 628 6.44
2017-12-31 13F-HR CERN / Cerner Corp. 67.43 7,712 7,697 -0.19 550 519 -5.64
2017-12-31 13F-HR V / Visa, Inc. 114.02 45,393 42,860 -5.58 4,777 4,887 2.30
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 59.20 0 3,868 0 229
2017-12-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 12.20 13,866 12,461 -10.13 162 152 -6.17
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.87 5,592 4,638 -17.06 472 389 -17.58
2017-12-31 13F-HR NVIV / InVivo Therapeutics Holdings Corp 0.77 50,000 98,255 96.51 73 76 4.11
2017-12-31 13F-HR RVSB / Riverview Bancorp, Inc. 8.68 24,000 29,500 22.92 202 256 26.73
2017-12-31 13F-HR AMRK / A-Mark Precious Metals, Inc. 14.66 25,666 38,746 50.96 424 568 33.96
2017-12-31 13F-HR BLUE / bluebird bio, Inc. 178.15 3,550 3,250 -8.45 488 579 18.65
2017-12-31 13F-HR TGT / Target Corp. 65.22 9,429 17,034 80.66 556 1,111 99.82
2017-12-31 13F-HR NTRSP / Northern Trust Corp. 99.97 3,356 3,861 15.05 309 386 24.92
2017-12-31 13F-HR O / Realty Income Corp. 57.01 21,242 19,489 -8.25 1,215 1,111 -8.56
2017-12-31 13F-HR CAVM / Cavium, Inc. 83.86 11,601 10,195 -12.12 765 855 11.76
2017-12-31 13F-HR AIG / American International Group, Inc. 59.58 21,767 20,626 -5.24 1,336 1,229 -8.01
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.45 12,811 15,204 18.68 1,859 2,333 25.50
2017-12-31 13F-HR VCV / Invesco Van Kampen California Value Municipal Income Trust 12.55 14,025 14,816 5.64 184 186 1.09
2017-12-31 13F-HR LVS / Las Vegas Sands Corp. 69.39 6,664 4,165 -37.50 428 289 -32.48
2017-12-31 13F-HR JEC / Jacobs Engineering Group, Inc. 65.94 23,025 22,186 -3.64 1,342 1,463 9.02
2017-12-31 13F-HR MIFI / Novatel Wireless, Inc. 1.61 57,615 38,595 -33.01 87 62 -28.74
2017-12-31 13F-HR CCI / Crown Castle International Corp. 111.00 13,978 13,568 -2.93 1,398 1,506 7.73
2017-12-31 13F-HR LUK / Leucadia National Corp. 26.48 36,587 35,875 -1.95 924 950 2.81
2017-12-31 13F-HR CELP / Cypress Energy Partners, L.P. 5.99 43,140 38,230 -11.38 333 229 -31.23
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.23 15,308 16,002 4.53 2,284 2,804 22.77
2017-12-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 120.73 2,579 2,576 -0.12 302 311 2.98
2017-12-31 13F-HR EFZ / ProShares Short MSCI EAFE 25.46 19,775 18,775 -5.06 522 478 -8.43
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.76 882 2,679 203.74 294 286 -2.72
2017-12-31 13F-HR FNHC / Federated National Holding Co. 16.55 13,550 13,050 -3.69 212 216 1.89
2017-12-31 13F-HR NYRT / New York REIT, Inc. 3.93 62,500 62,376 -0.20 491 245 -50.10
2017-12-31 13F-HR 58471AAB1 / Medidata Solutions, Inc. Bond 115.67 3,000 3,000 0.00 413 347 -15.98
2017-12-31 13F-HR NCZ / AGIC Convertible & Income Fund II 6.22 21,311 21,236 -0.35 133 132 -0.75
2017-12-31 13F-HR LLL / L-3 Communications Holdings, Inc. 197.85 1,327 1,673 26.07 250 331 32.40
2017-12-31 13F-HR EDV / Vanguard Extended Duration Treasury ETF 121.05 2,281 2,404 5.39 266 291 9.40
2017-12-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.20 129,385 147,331 13.87 1,347 1,503 11.58
2017-12-31 13F-HR 741503AS5 / The Priceline Group Inc. Bond 137.80 5,000 5,000 0.00 722 689 -4.57
2017-12-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.77 22,619 24,258 7.25 201 237 17.91
2017-12-31 13F-HR DVN / Devon Energy Corp. 41.41 9,295 8,645 -6.99 341 358 4.99
2017-12-31 13F-HR SLW / Silver Wheaton Corp. 22.14 29,188 28,094 -3.75 557 622 11.67
2017-12-31 13F-HR IYR / iShares U.S. Real Estate ETF 81.07 5,588 5,588 0.00 446 453 1.57
2017-12-31 13F-HR NVS / Novartis AG 83.97 20,142 20,687 2.71 1,729 1,737 0.46
2017-12-31 13F-HR CVS / CVS Health Corporation 72.48 8,810 11,023 25.12 716 799 11.59
2017-12-31 13F-HR IDXG / Interpace Diagnostics Group, Inc. 1.02 15,000 64,000 326.67 23 65 182.61
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 81.55 8,553 10,067 17.70 701 821 17.12
2017-12-31 13F-HR CIO / City Office REIT Inc. 13.01 28,558 40,598 42.16 393 528 34.35
2017-12-31 13F-HR SLV / iShares Silver Trust 15.97 17,338 21,792 25.69 273 348 27.47
2017-12-31 13F-HR QUOT / Quotient Technology Inc. 11.75 10,230 13,450 31.48 160 158 -1.25
2017-12-31 13F-HR 756577AD4 / Red Hat, Inc. Bond 164.56 9,000 9,000 0.00 1,385 1,481 6.93
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.90 10,480 11,486 9.60 838 1,067 27.33
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.44 12,630 11,724 -7.17 1,080 990 -8.33
2017-12-31 13F-HR UAN / CVR Partners, LP 3.30 15,580 13,321 -14.50 50 44 -12.00
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.09 8,267 8,681 5.01 959 1,164 21.38
2017-12-31 13F-HR RDC / Rowan Companies plc 15.69 10,500 10,200 -2.86 135 160 18.52
2017-12-31 13F-HR CHW / Calamos Global Dynamic Income Fund 9.06 16,335 13,244 -18.92 148 120 -18.92
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.63 16,933 7,297 -56.91 1,308 530 -59.48
2017-12-31 13F-HR PLM / PolyMet Mining Corp. 0.86 10,500 10,500 0.00 6 9 50.00
2017-12-31 13F-HR MDT / Medtronic plc 80.76 11,216 12,791 14.04 872 1,033 18.46
2017-12-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. 149.90 8,053 10,207 26.75 1,224 1,530 25.00
2017-12-31 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 30.09 8,184 45,293 453.43 237 1,363 475.11
2017-12-31 13F-HR XEL / Xcel Energy, Inc. 48.13 13,613 14,855 9.12 644 715 11.02
2017-12-31 13F-HR PHD / Pioneer Floating Rate Trust 11.47 22,986 23,986 4.35 275 275 0.00
2017-12-31 13F-HR VFC / V.F. Corp. 74.07 6,446 6,872 6.61 410 509 24.15
2017-12-31 13F-HR NWLI / National Western Life Group, Inc. 331.12 1,740 1,809 3.97 607 599 -1.32
2017-12-31 13F-HR AXP / American Express Co. 99.30 13,986 13,283 -5.03 1,265 1,319 4.27
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 119.66 5,090 4,847 -4.77 714 580 -18.77
2017-12-31 13F-HR UFI / Unifi, Inc. 35.87 180,135 154,392 -14.29 6,418 5,538 -13.71
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.41 5,612 5,407 -3.65 245 278 13.47
2017-12-31 13F-HR PPL / PPL Corp. 30.97 14,536 15,339 5.52 552 475 -13.95
2017-12-31 13F-HR MINI / Mobile Mini, Inc. 34.52 38,819 17,614 -54.63 1,337 608 -54.53
2017-12-31 13F-HR KO / Coca Cola Co. 45.87 61,897 59,665 -3.61 2,786 2,737 -1.76
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.64 94,265 85,669 -9.12 7,728 7,165 -7.29
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.87 19,724 20,084 1.83 1,046 1,082 3.44
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.25 24,736 25,336 2.43 568 589 3.70
2017-12-31 13F-HR CSWC / Capital Southwest Corp. 16.55 21,804 22,904 5.04 374 379 1.34
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 20.91 33,740 35,481 5.16 831 742 -10.71
2017-12-31 13F-HR AMGN / Amgen Inc. 173.91 21,661 22,425 3.53 4,039 3,900 -3.44
2017-12-31 13F-HR INBK / First Internet Bancorp 38.15 31,316 29,806 -4.82 1,012 1,137 12.35
2017-12-31 13F-HR SO / Southern Co. (The) 48.10 34,290 32,289 -5.84 1,685 1,553 -7.83
2017-12-31 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.33 11,975 11,387 -4.91 296 277 -6.42
2017-12-31 13F-HR SBNB / Scorpio Tankers Inc. 3.05 27,300 27,496 0.72 94 84 -10.64
2017-12-31 13F-HR VVV / Valvoline Inc. 25.08 17,375 17,267 -0.62 407 433 6.39
2017-12-31 13F-HR WDC / Western Digital Corp. 79.50 16,924 16,126 -4.72 1,462 1,282 -12.31
2017-12-31 13F-HR NEM / Newmont Mining Corp. 37.50 16,687 16,828 0.84 626 631 0.80
2017-12-31 13F-HR BRO / Brown & Brown, Inc. 51.44 5,739 5,890 2.63 277 303 9.39
2017-12-31 13F-HR TRT / Trio-Tech International 6.98 35,150 13,030 -62.93 184 91 -50.54
2017-12-31 13F-HR CWBC / Community West Bancshares 10.64 49,243 41,055 -16.63 510 437 -14.31
2017-12-31 13F-HR DHR / Danaher Corp. 92.80 21,372 19,967 -6.57 1,833 1,853 1.09
2017-12-31 13F-HR ECL / Ecolab, Inc. 134.09 3,990 3,356 -15.89 513 450 -12.28
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 17.92 57,000 51,942 -8.87 1,043 931 -10.74
2017-12-31 13F-HR MELI / MercadoLibre, Inc. 314.59 3,370 3,468 2.91 873 1,091 24.97
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.50 34,162 24,870 -27.20 891 659 -26.04
2017-12-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 23.41 13,323 9,355 -29.78 298 219 -26.51
2017-12-31 13F-HR CEF / Central Fund of Canada Ltd. 13.38 24,280 16,220 -33.20 308 217 -29.55
2017-12-31 13F-HR FNBG / FNB Bancorp 36.54 8,503 8,183 -3.76 288 299 3.82
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 94.46 10,472 11,370 8.58 956 1,074 12.34
2017-12-31 13F-HR PGX / PowerShares Preferred Portfolio 14.86 19,243 19,243 0.00 289 286 -1.04
2017-12-31 13F-HR NI / NiSource, Inc. 25.68 9,058 11,058 22.08 232 284 22.41
2017-12-31 13F-HR FTV / Fortive Corporation 72.41 6,928 7,361 6.25 490 533 8.78
2017-12-31 13F-HR DXCM / DexCom, Inc. 57.43 4,500 5,589 24.20 220 321 45.91
2017-12-31 13F-HR MUB / iShares National Muni Bond ETF 110.96 2,886 2,217 -23.18 320 246 -23.12
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 254.71 8,182 7,966 -2.64 1,941 2,029 4.53
2017-12-31 13F-HR FTC / First Trust Large Cap Growth AlphaDEX® Fund 61.18 0 31,120 0 1,904
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.27 13,010 18,994 46.00 166 195 17.47
2017-12-31 13F-HR HCSG / Healthcare Services Group, Inc. 52.72 10,387 10,223 -1.58 561 539 -3.92
2017-12-31 13F-HR BCE / BCE Inc. 48.05 10,502 10,531 0.28 492 506 2.85
2017-12-31 13F-HR DCA / Virtus Total Return Fund 12.91 60,735 21,221 -65.06 792 274 -65.40
2017-12-31 13F-HR GLO / Clough Global Opportunities Fund 10.88 16,276 21,232 30.45 182 231 26.92
2017-12-31 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 45.84 10,641 10,777 1.28 469 494 5.33
2017-12-31 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.17 13,929 17,214 23.58 661 812 22.84
2017-12-31 13F-HR BOTA / Biota Pharmaceuticals, Inc. 0.57 14,131 24,735 75.04 10 14 40.00
2017-12-31 13F-HR CHD / Church & Dwight Co., Inc. 50.16 15,004 4,446 -70.37 727 223 -69.33
2017-12-31 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.08 14,217 14,217 0.00 191 186 -2.62
2017-12-31 13F-HR ERII / Energy Recovery, Inc. 8.74 38,000 43,000 13.16 300 376 25.33
2017-12-31 13F-HR 73640QAB1 / PRA Group, Inc. - Convertible Bond 3% 95.51 55,000 55,000 0.00 5,057 5,253 3.88
2017-12-31 13F-HR FAST / Fastenal Co. 54.68 5,250 6,950 32.38 239 380 59.00
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.63 12,350 12,707 2.89 1,502 1,571 4.59
2017-12-31 13F-HR BOFI / Bofi Holding, Inc. 29.91 8,275 7,925 -4.23 236 237 0.42
2017-12-31 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,310.23 872 938 7.57 1,147 1,229 7.15
2017-12-31 13F-HR ALB / Albemarle Corp. 127.93 3,988 4,221 5.84 544 540 -0.74
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.30 10,657 9,061 -14.98 946 791 -16.38
2017-12-31 13F-HR DPG / Duff & Phelps Global Utility Income Fund Inc. 15.55 13,450 12,415 -7.70 218 193 -11.47
2017-12-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.40 2,969 4,199 41.43 261 367 40.61
2017-12-31 13F-HR EV / Eaton Vance Corp. 15.38 38,428 18,143 -52.79 458 279 -39.08
2017-12-31 13F-HR WYNN / Wynn Resorts Ltd. 168.63 3,252 2,716 -16.48 484 458 -5.37
2017-12-31 13F-HR AFH / Atlas Financial Holdings, Inc. 20.55 15,815 15,815 0.00 299 325 8.70
2017-12-31 13F-HR PRLB / Proto Labs, Inc. 102.96 5,460 5,371 -1.63 438 553 26.26
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,738.07 1,036 1,027 -0.87 1,897 1,785 -5.90
2017-12-31 13F-HR CGIX / Cancer Genetics, Inc. 1.84 47,800 47,800 0.00 129 88 -31.78
2017-12-31 13F-HR MDC / M.D.C. Holdings, Inc. 31.90 44,577 18,779 -57.87 1,480 599 -59.53
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.49 10,087 11,957 18.54 1,033 1,094 5.91
2017-12-31 13F-HR MTSC / MTS Systems Corp. 53.58 4,009 4,162 3.82 214 223 4.21
2017-12-31 13F-HR COP / ConocoPhillips 54.90 22,949 20,056 -12.61 1,149 1,101 -4.18
2017-12-31 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 23.90 47,586 50,996 7.17 1,143 1,219 6.65
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 3.97 33,121 31,710 -4.26 142 126 -11.27
2017-12-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 6.96 10,735 10,926 1.78 77 76 -1.30
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.33 4,060 4,060 0.00 241 249 3.32
2017-12-31 13F-HR CODI / Compass Diversified Holdings 16.96 12,540 12,382 -1.26 223 210 -5.83
2017-12-31 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 20.10 0 14,376 0 289
2017-12-31 13F-HR EIX / Edison International 63.15 0 4,260 0 269
2017-12-31 13F-HR MMT / MFS Multimarket Income Trust 6.09 81,309 20,352 -74.97 507 124 -75.54
2017-12-31 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 25.67 55,309 65,574 18.56 1,441 1,683 16.79
2017-12-31 13F-HR BGY / BlackRock International Growth and Income Trust 6.50 11,080 10,300 -7.04 73 67 -8.22
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 364.96 1,987 6,409 222.55 2,078 2,339 12.56
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.25 8,983 10,229 13.87 615 739 20.16
2017-12-31 13F-HR UTX / United Technologies Corp. 127.60 11,821 12,751 7.87 1,372 1,627 18.59
2017-12-31 13F-HR EARS / Auris Medical Holding AG 0.59 44,300 44,300 0.00 36 26 -27.78
2017-12-31 13F-HR THW / Tekla World Healthcare Fund 13.62 33,779 21,660 -35.88 492 295 -40.04
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.10 6,273 6,475 3.22 403 428 6.20
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 64.01 8,003 8,108 1.31 473 519 9.73
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.86 9,647 11,080 14.85 419 497 18.62
2017-12-31 13F-HR CB / Chubb Ltd 146.09 6,943 9,097 31.02 990 1,329 34.24
2017-12-31 13F-HR TCRX / THL Credit, Inc. 9.04 32,407 35,728 10.25 302 323 6.95
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.13 5,592 5,956 6.51 238 239 0.42
2017-12-31 13F-HR YUMC / Yum China Holdings, Inc. 40.08 5,935 6,188 4.26 237 248 4.64
2017-12-31 13F-HR HBK / Hamilton Bancorp, Inc. 15.42 11,803 11,803 0.00 174 182 4.60
2017-12-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.38 104,250 116,247 11.51 975 1,090 11.79
2017-12-31 13F-HR NFG / National Fuel Gas Co. 54.86 4,628 4,101 -11.39 262 225 -14.12
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.83 3,948 4,136 4.76 584 690 18.15
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 228.66 3,179 3,350 5.38 634 766 20.82
2017-12-31 13F-HR IQI / Invesco Quality Municipal Income Trust 12.49 13,448 13,448 0.00 172 168 -2.33
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.58 3,053 3,100 1.54 417 442 6.00
2017-12-31 13F-HR AET / Aetna, Inc. 180.48 3,327 3,391 1.92 529 612 15.69
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 18.95 96,975 79,952 -17.55 1,707 1,515 -11.25
2017-12-31 13F-HR BYFC / Broadway Financial Corp. 2.36 101,862 94,618 -7.11 236 223 -5.51
2017-12-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.75 38,228 35,403 -7.39 253 239 -5.53
2017-12-31 13F-HR NYMX / Nymox Pharmaceutical Corp. 3.30 259,692 277,177 6.73 992 915 -7.76
2017-12-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.33 56,764 21,756 -61.67 770 290 -62.34
2017-12-31 13F-HR AVGO / Broadcom Limited 256.88 5,945 7,089 19.24 1,442 1,821 26.28
2017-12-31 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.71 21,166 26,478 25.10 306 363 18.63
2017-12-31 13F-HR CORR / CorEnergy Infrastructure Trust, Inc. 38.16 8,227 8,177 -0.61 291 312 7.22
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.20 2,852 2,697 -5.43 294 308 4.76
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.45 9,304 10,570 13.61 834 1,104 32.37
2017-12-31 13F-HR HTD / John Hancock Tax-Advantaged Dividend Income Fund 24.67 9,958 11,108 11.55 258 274 6.20
2017-12-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 104.87 4,709 4,520 -4.01 427 474 11.01
2017-12-31 13F-HR ABC / AmerisourceBergen Corp. 91.85 9,675 9,178 -5.14 801 843 5.24
2017-12-31 13F-HR OHI / Omega HealthCare Investors, Inc. 27.54 16,669 33,624 101.72 532 926 74.06
2017-12-31 13F-HR SPKE / Spark Energy, Inc. 12.38 13,550 14,050 3.69 203 174 -14.29
2017-12-31 13F-HR JRJC / China Finance Online Co. Ltd. 2.67 13,500 13,500 0.00 28 36 28.57
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 73.67 17,561 15,677 -10.73 1,128 1,155 2.39
2017-12-31 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.88 57,386 16,098 -71.95 491 143 -70.88
2017-12-31 13F-HR VVR / Van Kampen Senior Income Trust 4.37 20,383 20,147 -1.16 92 88 -4.35
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.04 12,425 11,659 -6.16 3,855 3,743 -2.91
2017-12-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 58.36 0 5,672 0 331
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 30.47 8,733 12,768 46.20 262 389 48.47
2017-12-31 13F-HR 741503AQ9 / The Priceline Group Inc. Bond 183.40 10,000 10,000 0.00 1,931 1,834 -5.02
2017-12-31 13F-HR NOG / Northern Oil and Gas, Inc. 2.04 0 81,200 0 166
2017-12-31 13F-HR 74348TAQ5 / Prospect Capital Corp. 4.75% Bond due 2020-04-15 100.51 75,000 75,000 0.00 7,566 7,538 -0.37
2017-12-31 13F-HR SCG / SCANA Corp. 39.82 10,563 10,924 3.42 512 435 -15.04
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.29 9,484 11,519 21.46 612 729 19.12
2017-12-31 13F-HR ALLE / Allegion Public Limited 79.63 6,837 6,756 -1.18 591 538 -8.97
2017-12-31 13F-HR AA / Alcoa Corp. 53.98 4,776 4,576 -4.19 223 247 10.76
2017-12-31 13F-HR EXR / Extra Space Storage, Inc. 87.43 10,194 10,317 1.21 815 902 10.67
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.48 16,221 14,447 -10.94 908 946 4.19
2017-12-31 13F-HR VER / VEREIT, Inc. 7.80 35,102 31,152 -11.25 291 243 -16.49
2017-12-31 13F-HR BA / Boeing Company (The) 294.90 17,642 17,528 -0.65 4,485 5,169 15.25
2017-12-31 13F-HR GASS / StealthGas, Inc. 4.36 19,515 19,515 0.00 65 85 30.77
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.14 5,103 15,409 201.96 266 788 196.24
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 55.95 6,335 6,703 5.81 305 375 22.95
2017-12-31 13F-HR LAMR / Lamar Advertising Co. REIT 74.18 4,546 3,613 -20.52 312 268 -14.10
2017-12-31 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106.00 13,583 13,585 0.01 1,450 1,440 -0.69
2017-12-31 13F-HR NRZ / New Residential Investment Corp. 17.88 55,555 55,821 0.48 929 998 7.43
2017-12-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.48 49,173 24,466 -50.25 443 232 -47.63
2017-12-31 13F-HR XPFNX / PIMCO Income Strategy Fund II 10.43 29,772 19,565 -34.28 319 204 -36.05
2017-12-31 13F-HR CSWI / CSW Industrials, Inc. 45.95 14,184 12,884 -9.17 629 592 -5.88
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.22 44,534 42,446 -4.69 3,083 3,023 -1.95
2017-12-31 13F-HR MYL / Mylan N.V. 42.29 0 12,650 0 535
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 126.97 3,331 2,733 -17.95 416 347 -16.59
2017-12-31 13F-HR GM / General Motors Company 40.98 58,419 32,409 -44.52 2,359 1,328 -43.70
2017-12-31 13F-HR VGR / Vector Group, Ltd. 22.38 17,993 15,416 -14.32 368 345 -6.25
2017-12-31 13F-HR DGICA / Donegal Group, Inc. 17.31 34,520 34,257 -0.76 557 593 6.46
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.62 5,616 5,516 -1.78 526 544 3.42
2017-12-31 13F-HR CSX / CSX Corp. 54.98 12,840 14,569 13.47 697 801 14.92
2017-12-31 13F-HR BIDU / Baidu, Inc. 234.13 3,934 4,301 9.33 974 1,007 3.39
2017-12-31 13F-HR BAB / PowerShares Build America Bond Portfolio 30.66 16,025 13,535 -15.54 487 415 -14.78
2017-12-31 13F-HR 512807AL2 / Lam Research Corp. Bond 305.80 5,000 5,000 0.00 1,528 1,529 0.07
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.33 14,965 15,271 2.04 1,025 1,074 4.78
2017-12-31 13F-HR SHOP / Shopify Inc. 101.22 2,389 2,134 -10.67 278 216 -22.30
2017-12-31 13F-HR RTN / Raytheon Co. 187.84 4,411 4,653 5.49 823 874 6.20
2017-12-31 13F-HR 749685AT0 / RPM International, Inc. 2.25% Bond Due 12/15/2020 115.33 3,000 3,000 0.00 346 346 0.00
2017-12-31 13F-HR FTXO / First Trust High Income ETF 29.38 7,800 17,800 128.21 215 523 143.26
2017-12-31 13F-HR C / Citigroup, Inc. 74.40 28,040 27,352 -2.45 2,040 2,035 -0.25
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 236.46 0 905 0 214
2017-12-31 13F-HR DSWL / Deswell Industries, Inc. 2.72 187,760 185,060 -1.44 496 503 1.41
2017-12-31 13F-HR TRIB / Trinity Biotech PLC 5.10 27,850 24,100 -13.46 156 123 -21.15
2017-12-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.21 123,870 126,231 1.91 695 658 -5.32
2017-12-31 13F-HR CI / Cigna Corp. 203.00 1,603 2,335 45.66 300 474 58.00
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 75.46 22,572 21,852 -3.19 1,644 1,649 0.30
2017-12-31 13F-HR PAYX / Paychex, Inc. 68.09 12,219 10,472 -14.30 733 713 -2.73
2017-12-31 13F-HR RIG / Transocean, Inc. 10.66 13,073 13,693 4.74 141 146 3.55
2017-12-31 13F-HR ORI / Old Republic International Corp. 21.35 14,718 14,754 0.24 290 315 8.62
2017-12-31 13F-HR BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 39.34 8,246 8,007 -2.90 307 315 2.61
2017-12-31 13F-HR QUAL / iShares MSCI USA Quality Factor ETF 82.92 7,268 7,284 0.22 561 604 7.66
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.68 82,961 83,510 0.66 4,575 5,067 10.75
2017-12-31 13F-HR AXR / AMREP Corp. 7.01 61,884 58,884 -4.85 421 413 -1.90
2017-12-31 13F-HR CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28 0.10 10,000 10,000 0.00 1 1 0.00
2017-12-31 13F-HR DAR / Darling Ingredients Inc. 18.15 14,305 13,995 -2.17 251 254 1.20
2017-12-31 13F-HR TISI / Team, Inc. 14.88 25,739 12,099 -52.99 344 180 -47.67
2017-12-31 13F-HR LULU / lululemon athletica inc. 78.58 28,615 27,615 -3.49 1,781 2,170 21.84
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.15 14,481 17,036 17.64 570 701 22.98
2017-12-31 13F-HR NOV / National Oilwell Varco, Inc. 35.99 15,417 16,060 4.17 551 578 4.90
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.46 7,737 8,645 11.74 7,438 10,110 35.92
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.25 52,402 53,071 1.28 6,787 7,284 7.32
2017-12-31 13F-HR IOSP / Innospec, Inc. 70.57 4,743 4,719 -0.51 292 333 14.04
2017-12-31 13F-HR HYLD / Peritus High Yield ETF 36.11 6,110 6,010 -1.64 220 217 -1.36
2017-12-31 13F-HR OHRP / Ohr Pharmaceutical, Inc. 1.86 431,959 662,909 53.47 311 1,233 296.46
2017-12-31 13F-HR BBX / BBX Capital Corporation 7.97 154,859 115,417 -25.47 1,141 920 -19.37
2017-12-31 13F-HR DNI / Dividend and Income Fund 13.45 46,700 13,824 -70.40 601 186 -69.05
2017-12-31 13F-HR GGG / Graco Inc. 45.22 2,882 9,044 213.81 356 409 14.89
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.49 31,998 27,785 -13.17 1,299 986 -24.10
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.87 5,937 5,323 -10.34 457 489 7.00
2017-12-31 13F-HR EVM / Eaton Vance California Municipal Bond Fund 11.53 12,759 10,759 -15.68 154 124 -19.48
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.64 64,442 65,102 1.02 5,221 4,664 -10.67
2017-12-31 13F-HR FMNB / Farmers National Banc Corp. 14.76 16,925 16,125 -4.73 255 238 -6.67
2017-12-31 13F-HR GYLD / Northern Lights ETF Trust 18.01 22,856 22,156 -3.06 418 399 -4.55
2017-12-31 13F-HR APA / Apache Corp. 42.23 13,579 5,872 -56.76 622 248 -60.13
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.12 4,926 4,357 -11.55 592 519 -12.33
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 223.69 7,596 10,537 38.72 1,717 2,357 37.27
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.02 15,248 15,779 3.48 257 379 47.47
2017-12-31 13F-HR PFPT / Proofpoint, Inc. 88.90 5,170 5,512 6.62 451 490 8.65
2017-12-31 13F-HR ORCL / Oracle Corp. 47.28 42,295 48,263 14.11 2,045 2,282 11.59
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 196.51 1,217 1,089 -10.52 217 214 -1.38
2017-12-31 13F-HR SYN / Synthetic Biologics, Inc. 0.51 49,000 77,000 57.14 46 39 -15.22
2017-12-31 13F-HR PRTO / Proteon Therapeutics, Inc. 1.90 35,339 27,939 -20.94 71 53 -25.35
2017-12-31 13F-HR APO / Apollo Global Management LLC 33.45 9,780 8,280 -15.34 294 277 -5.78
2017-12-31 13F-HR 79466LAD6 / Salesforce.com, Inc. 0.25% Convertible Bond due 2018-04-01 153.14 7,000 7,000 0.00 983 1,072 9.05
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.54 27,053 27,756 2.60 4,425 5,261 18.89
2017-12-31 13F-HR AZN / AstraZeneca Plc 34.67 11,504 8,625 -25.03 390 299 -23.33
2017-12-31 13F-HR CLSD / Clearside Biomedical, Inc. 7.01 29,312 48,812 66.53 256 342 33.59
2017-12-31 13F-HR PPT / Putnam Premier Income Trust 5.34 28,410 29,415 3.54 151 157 3.97
2017-12-31 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 72.97 7,724 8,565 10.89 549 625 13.84
2017-12-31 13F-HR HP / Helmerich & Payne, Inc. 64.67 6,802 7,005 2.98 354 453 27.97
2017-12-31 13F-HR IDRA / Idera Pharmaceuticals, Inc. 2.11 93,228 93,228 0.00 208 197 -5.29
2017-12-31 13F-HR NAII / Natural Alternatives International, Inc. 10.30 41,467 40,467 -2.41 448 417 -6.92
2017-12-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.19 32,107 43,210 34.58 430 570 32.56
2017-12-31 13F-HR UEPS / Net 1 UEPS Technologies, Inc. 11.92 12,000 12,000 0.00 117 143 22.22
2017-12-31 13F-HR LNC.WS / Lincoln National Corp. 76.89 12,396 12,122 -2.21 911 932 2.31
2017-12-31 13F-HR WPC / W.P. Carey Inc. 68.88 0 3,107 0 214
2017-12-31 13F-HR JFR / Nuveen Floating Rate Income Fund 11.20 54,475 50,346 -7.58 638 564 -11.60
2017-12-31 13F-HR XNBBX / Nuveen Build America Bond Fund 21.99 14,595 14,595 0.00 313 321 2.56
2017-12-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 34.12 17,831 19,521 9.48 599 666 11.19
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.90 16,084 17,056 6.04 740 834 12.70
2017-12-31 13F-HR TWO / Two Harbors Investment Corp. 16.25 41,682 20,129 -51.71 420 327 -22.14
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.78 18,261 14,193 -22.28 2,656 2,211 -16.75
2017-12-31 13F-HR DIT / AMCON Distributing Company 89.92 6,010 6,350 5.66 526 571 8.56
2017-12-31 13F-HR YYY / Yield Shares High Income ETF 19.47 34,045 43,085 26.55 674 839 24.48
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 307.08 2,140 2,019 -5.65 616 620 0.65
2017-12-31 13F-HR HQH / Tekla Healthcare Investors 22.56 23,639 17,819 -24.62 596 402 -32.55
2017-12-31 13F-HR UNG / United States Natural Gas Fund, LP 5.83 102,649 126,449 23.19 674 737 9.35
2017-12-31 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 58.61 5,072 3,583 -29.36 278 210 -24.46
2017-12-31 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 5.54 124,873 35,944 -71.22 653 199 -69.53
2017-12-31 13F-HR GGP / General Growth Properties, Inc. 23.39 1,422,081 1,369,645 -3.69 29,537 32,036 8.46
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 53.70 5,129 4,860 -5.24 251 261 3.98
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.71 43,667 45,508 4.22 5,677 6,358 12.00
2017-12-31 13F-HR ABEV / Ambev S.A 6.46 11,105 17,505 57.63 73 113 54.79
2017-12-31 13F-HR MOTI / Market Vectors Morningstar International Moat ETF 34.09 10,647 18,215 71.08 380 621 63.42
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.46 22,699 20,752 -8.58 365 300 -17.81
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.66 13,278 18,616 40.20 1,474 1,967 33.45
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 247.63 1,014 1,054 3.94 227 261 14.98
2017-12-31 13F-HR PMO / Putnam Municipal Opportunities Trust 12.32 13,092 14,209 8.53 165 175 6.06
2017-12-31 13F-HR TNDM / Tandem Diabetes Care, Inc. 2.37 188,877 29,509 -84.38 138 70 -49.28
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.40 18,214 32,313 77.41 1,271 2,178 71.36
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.73 10,289 12,033 16.95 804 1,188 47.76
2017-12-31 13F-HR LEG / Leggett & Platt, Inc. 47.72 50,138 47,334 -5.59 2,393 2,259 -5.60
2017-12-31 13F-HR GG / Goldcorp, Inc. 12.78 27,500 25,202 -8.36 356 322 -9.55
2017-12-31 13F-HR XIAFX / Aberdeen Australia Equity Fund, 6.34 11,833 11,833 0.00 73 75 2.74
2017-12-31 13F-HR AATDF / AA LTD 27.26 0 10,161 0 277
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 13.81 10,459 12,312 17.72 167 170 1.80
2017-12-31 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 5.85 94,409 92,043 -2.51 609 538 -11.66
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.80 14,336 14,211 -0.87 857 864 0.82
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.07 62,531 67,644 8.18 1,199 1,222 1.92
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.11 14,491 4,162 -71.28 706 271 -61.61
2017-12-31 13F-HR INDA / iShares MSCI India ETF 36.04 11,250 13,900 23.56 370 501 35.41
2017-12-31 13F-HR FCEL / FuelCell Energy, Inc. 1.70 37,266 43,996 18.06 65 75 15.38
2017-12-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 24.02 9,527 11,198 17.54 219 269 22.83
2017-12-31 13F-HR INTC / Intel Corp. 46.16 85,576 77,951 -8.91 3,259 3,598 10.40
2017-12-31 13F-HR OCFC / OceanFirst Financial Corp. 26.21 12,494 8,126 -34.96 343 213 -37.90
2017-12-31 13F-HR AUO / AU Optronics Corp. 4.16 70,513 77,640 10.11 285 323 13.33
2017-12-31 13F-HR STWD / Starwood Property Trust Inc. 21.35 44,592 44,815 0.50 969 957 -1.24
2017-12-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.40 10,208 12,393 21.40 287 352 22.65
2017-12-31 13F-HR IAU / iShares Gold Trust 12.52 61,215 25,709 -58.00 754 322 -57.29
2017-12-31 13F-HR ZTS / Zoetis Inc. 72.02 9,328 9,830 5.38 595 708 18.99
2017-12-31 13F-HR UTHR / United Therapeutics Corp. 147.98 3,710 3,710 0.00 435 549 26.21
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.35 34,175 42,033 22.99 361 435 20.50
2017-12-31 13F-HR SNY / Sanofi 42.98 19,369 19,243 -0.65 964 827 -14.21
2017-12-31 13F-HR KBWD / PowerShares KBW High Dividend Yield Financial Portfolio 23.62 27,445 33,745 22.96 660 797 20.76
2017-12-31 13F-HR SYY / SYSCO Corp. 60.74 18,407 18,916 2.77 993 1,149 15.71
2017-12-31 13F-HR WFT / Weatherford International plc 4.16 54,413 45,438 -16.49 249 189 -24.10
2017-12-31 13F-HR K / Kellogg Co. 67.98 4,789 5,222 9.04 299 355 18.73
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.55 5,146 10,292 100.00 542 1,076 98.52
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.72 15,458 18,682 20.86 577 686 18.89
2017-12-31 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 9.88 112,233 139,106 23.94 1,379 1,374 -0.36
2017-12-31 13F-HR TOT / Total S.A. 55.31 17,257 17,756 2.89 924 982 6.28
2017-12-31 13F-HR BGS / B&G Foods, Inc. 35.18 10,282 11,087 7.83 327 390 19.27
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 85.00 3,024 3,753 24.11 244 319 30.74
2017-12-31 13F-HR GSBD / Goldman Sachs BDC, Inc. 22.14 10,968 11,968 9.12 250 265 6.00
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.54 4,271 4,147 -2.90 4,097 4,340 5.93
2017-12-31 13F-HR HCN / Welltower Inc. 63.76 11,754 10,258 -12.73 826 654 -20.82
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.67 12,705 14,024 10.38 798 977 22.43
2017-12-31 13F-HR PTMC / Pacer Trendpilot 450 ETF 31.05 6,873 7,408 7.78 203 230 13.30
2017-12-31 13F-HR MMM / 3M Co. 235.43 8,172 8,529 4.37 1,715 2,008 17.08
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.63 5,686 5,515 -3.01 697 748 7.32
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.82 5,122 5,185 1.23 291 305 4.81
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.37 1,521 1,523 0.13 496 526 6.05
2017-12-31 13F-HR VALE / Vale S.A. 12.20 13,422 13,849 3.18 135 169 25.19
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.73 2,756 2,874 4.28 253 301 18.97
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.32 5,550 5,964 7.46 5,404 6,282 16.25
2017-12-31 13F-HR DEO / Diageo plc 146.07 5,123 5,196 1.42 677 759 12.11
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF 33.76 10,060 10,307 2.46 340 348 2.35
2017-12-31 13F-HR VMW / VMWare, Inc. 125.33 9,202 13,971 51.83 1,005 1,751 74.23
2017-12-31 13F-HR RAD / Rite Aid Corp. 2.00 0 13,500 0 27
2017-12-31 13F-HR APTV / Aptiv PLC 84.79 9,565 811
2017-12-31 13F-HR ADNT / Adient plc 78.76 3,009 237
2017-12-31 13F-HR YOGA / YogaWorks, Inc. 2.83 13,779 39
2017-12-31 13F-HR XAI OCTAGON FLOATING / (98400T106) 9.38 16,100 151
2017-12-31 13F-HR WESTERN ASSET HIGH / (95766K109) 5.06 31,246 158
2017-12-31 13F-HR WM / Waste Management, Inc. 86.38 2,350 203
2017-12-31 13F-HR VOYA PRIME RATE / (92913A100) 5.06 71,480 362
2017-12-31 13F-HR VIAB / Viacom, Inc. 30.82 9,443 291
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 85.49 2,398 205
2017-12-31 13F-HR VOOG / Vanguard S&P 500 Growth ETF 137.27 1,508 207
2017-12-31 13F-HR UCTT / Ultra Clean Holdings, Inc. 23.04 9,200 212
2017-12-31 13F-HR USG / USG Corp. 38.60 7,980 308
2017-12-31 13F-HR TTNP / Titan Pharmaceuticals, Inc. 1.33 13,500 18
2017-12-31 13F-HR MFS GOVERNMENT MARKETS / (552939100) 4.80 51,067 245
2017-12-31 13F-HR MDURP / MDU Resources Group, Inc. 26.92 7,911 213
2017-12-31 13F-HR LRCX / Lam Research Corp. 183.87 1,240 228
2017-12-31 13F-HR KIN / Kindred Biosciences, Inc. 9.50 10,000 95
2017-12-31 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 45.37 5,349 9,918 85.42 230 450 95.65
2017-12-31 13F-HR AMSC / American Superconductor Corp. 3.62 46,207 57,660 24.79 210 209 -0.48
2017-12-31 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 16.63 13,427 13,653 1.68 207 227 9.66
2017-12-31 13F-HR CSQ / Calamos Strategic Total Return Fund 12.07 74,815 44,162 -40.97 908 533 -41.30
2017-12-31 13F-HR BIOL / Biolase, Inc. 0.39 10,312 10,312 0.00 6 4 -33.33
2017-12-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 41.33 11,140 10,790 -3.14 431 446 3.48
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.13 3,940 4,354 10.51 431 510 18.33
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.43 10,889 10,780 -1.00 603 576 -4.48
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.51 26,957 25,616 -4.97 2,657 2,754 3.65
2017-12-31 13F-HR ENB / Enbridge Inc. 39.10 15,412 16,805 9.04 645 657 1.86
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 191,219 190,521 -0.37 4,845 5,624 16.08
2017-12-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.45 15,985 15,985 0.00 246 247 0.41
2017-12-31 13F-HR FPX / First Trust US Equity Opportunities ETF 68.25 4,009 20,177 403.29 256 1,377 437.89
2017-12-31 13F-HR XSLV / PwShs S&P600 LV 46.27 8,419 8,472 0.63 387 392 1.29
2017-12-31 13F-HR FDX / FedEx Corp. 249.46 6,605 6,466 -2.10 1,490 1,613 8.26
2017-12-31 13F-HR DWAS / PowerShares DWA SmallCap Technical Leaders Portfolio 48.68 4,314 4,314 0.00 205 210 2.44
2017-12-31 13F-HR PNW / Pinnacle West Capital Corp. 85.15 8,498 8,608 1.29 719 733 1.95
2017-12-31 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 11.41 37,200 35,400 -4.84 440 404 -8.18
2017-12-31 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,318.36 447 512 14.54 582 675 15.98
2017-12-31 13F-HR CTB / Cooper Tire & Rubber Co. 35.30 9,858 9,858 0.00 369 348 -5.69
2017-12-31 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 71.92 6,467 13,598 110.27 441 978 121.77
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.51 7,194 7,606 5.73 1,066 1,160 8.82
2017-12-31 13F-HR SYK / Stryker Corp. 154.72 3,715 3,794 2.13 528 587 11.17
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. 112.67 7,487 7,757 3.61 818 874 6.85
2017-12-31 13F-HR MCR / MFS Charter Income Trust 8.45 58,713 11,123 -81.06 509 94 -81.53
2017-12-31 13F-HR NAVB / Navidea Biopharmaceuticals, Inc. 0.36 16,000 169,000 956.25 7 61 771.43
2017-12-31 13F-HR BP / BP Plc 42.02 55,010 60,895 10.70 2,114 2,559 21.05
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.64 10,647 9,325 -12.42 674 696 3.26
2017-12-31 13F-HR COO / Cooper Companies, Inc. (The) 217.69 1,747 1,741 -0.34 414 379 -8.45
2017-12-31 13F-HR FVD / First Trust Value Line Dividend Index Fund 30.87 27,007 83,946 210.83 803 2,591 222.67
2017-12-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 39.68 10,373 9,601 -7.44 390 381 -2.31
2017-12-31 13F-HR EOG / EOG Resources, Inc. 107.91 2,507 2,502 -0.20 243 270 11.11
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.37 14,258 13,184 -7.53 2,021 2,022 0.05
2017-12-31 13F-HR RNN / Rexahn Pharmaceuticals, Inc, 2.04 25,500 25,500 0.00 62 52 -16.13
2017-12-31 13F-HR PSX / Phillips 66 101.16 10,769 11,062 2.72 987 1,119 13.37
2017-12-31 13F-HR VTR / Ventas, Inc. 60.02 16,369 14,962 -8.60 1,066 898 -15.76
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.01 7,742 8,269 6.81 667 736 10.34
2017-12-31 13F-HR 472319AG7 / Jefferies Group Inc Bond 100.00 4,000 4,000 0.00 401 400 -0.25
2017-12-31 13F-HR THC / Tenet Healthcare Corp. 15.20 10,664 10,264 -3.75 175 156 -10.86
2017-12-31 13F-HR PSEC / Prospect Capital Corp. 6.74 73,152 106,235 45.23 492 716 45.53
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.90 17,246 17,589 1.99 1,922 2,109 9.73
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.28 57,151 49,839 -12.79 3,643 3,054 -16.17
2017-12-31 13F-HR OMER / Omeros Corp. 19.43 71,682 94,923 32.42 1,550 1,844 18.97
2017-12-31 13F-HR FOF / Cohen & Steers Closed-End Opportunity Fund, Inc. 13.34 52,392 15,445 -70.52 691 206 -70.19
2017-12-31 13F-HR AKS / AK Steel Holding Corp. 5.66 39,200 21,900 -44.13 219 124 -43.38
2017-12-31 13F-HR CCM / Concord Medical Services Holdings Ltd. 3.31 13,899 13,899 0.00 49 46 -6.12
2017-12-31 13F-HR MCK / McKesson Corp. 156.06 2,745 2,531 -7.80 422 395 -6.40
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.26 4,848 3,293 -32.08 387 261 -32.56
2017-12-31 13F-HR PRAA / PRA Group, Inc. 33.15 8,996 8,596 -4.45 258 285 10.47
2017-12-31 13F-HR BGT / BlackRock Floating Rate Income Trust 13.90 15,164 15,391 1.50 214 214 0.00
2017-12-31 13F-HR NVEE / NV5 Global, Inc. 54.16 6,227 5,872 -5.70 340 318 -6.47
2017-12-31 13F-HR SSBI / Summit St. Bank (Santa Rosa CA) 12.59 35,130 36,445 3.74 437 459 5.03
2017-12-31 13F-HR RDY / Dr. Reddy's Laboratories Ltd. 37.52 6,557 6,557 0.00 234 246 5.13
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.85 14,500 13,000 -10.34 260 232 -10.77
2017-12-31 13F-HR XBHKX / BlackRock Core Bond Trust 14.04 17,691 21,086 19.19 249 296 18.88
2017-12-31 13F-HR GRMN / Garmin Ltd. 59.67 5,410 4,391 -18.84 292 262 -10.27
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.27 29,862 41,084 37.58 1,912 2,312 20.92
2017-12-31 13F-HR HFC / HollyFrontier Corp. 51.18 11,009 9,614 -12.67 396 492 24.24
2017-12-31 13F-HR WSO / Watsco, Inc. 169.99 6,396 5,912 -7.57 1,030 1,005 -2.43
2017-12-31 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 48.62 16,509 16,394 -0.70 813 797 -1.97
2017-12-31 13F-HR ACN / Accenture plc 153.09 7,325 9,393 28.23 989 1,438 45.40
2017-12-31 13F-HR EBAY / eBay, Inc. 37.78 12,406 12,018 -3.13 477 454 -4.82
2017-12-31 13F-HR PFED / Park Bancorp, Inc. 20.54 27,280 27,604 1.19 606 567 -6.44
2017-12-31 13F-HR CIM / Chimera Investment Corp. 18.46 10,943 10,996 0.48 207 203 -1.93
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 91.50 15,415 14,808 -3.94 1,247 1,355 8.66
2017-12-31 13F-HR TEF / Telefonica S.A. 9.69 14,357 16,924 17.88 155 164 5.81
2017-12-31 13F-HR DGX / Quest Diagnostics, Inc. 98.43 3,724 3,749 0.67 349 369 5.73
2017-12-31 13F-HR ANTH / Anthera Pharmaceuticals, Inc. 1.65 73,764 75,652 2.56 106 125 17.92
2017-12-31 13F-HR 670008AD3 / NOVELLUS SYS INC Bond 550.26 6,000 19,000 216.67 3,296 10,455 217.20
2017-12-31 13F-HR UNAM / Unico American Corp. 8.36 17,832 18,414 3.26 178 154 -13.48
2017-12-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 42.45 11,220 12,721 13.38 460 540 17.39
2017-12-31 13F-HR AUY / Yamana Gold Inc. 3.13 29,262 28,782 -1.64 78 90 15.38
2017-12-31 13F-HR NBR / Nabors Industries Ltd. 6.82 40,890 33,888 -17.12 330 231 -30.00
2017-12-31 13F-HR TICC / TICC Capital Corp. 5.72 15,100 27,600 82.78 103 158 53.40
2017-12-31 13F-HR VOD / Vodafone Group Plc 31.90 32,140 27,838 -13.39 915 888 -2.95
2017-12-31 13F-HR SCI / Service Corp. International 37.32 11,409 11,550 1.24 394 431 9.39
2017-12-31 13F-HR CSM / ProShares Large Cap Core Plus 66.74 22,990 22,849 -0.61 1,438 1,525 6.05
2017-12-31 13F-HR APPS / Digital Turbine, Inc. 1.80 10,000 15,000 50.00 15 27 80.00
2017-12-31 13F-HR MO / Altria Group, Inc. 71.42 39,521 43,981 11.29 2,506 3,141 25.34
2017-12-31 13F-HR 94973VBG1 / Anthem, Inc. Bond 307.60 10,000 10,000 0.00 2,595 3,076 18.54
2017-12-31 13F-HR FXN / First Trust Exchange-Traded AlphaDEX Fund 15.48 0 25,000 0 387
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.60 24,093 25,516 5.91 1,543 1,878 21.71
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.82 9,687 23,848 146.19 493 1,212 145.84
2017-12-31 13F-HR SAVE / Spirit Airlines, Inc. 44.88 18,307 13,080 -28.55 612 587 -4.08
2017-12-31 13F-HR GOV / Government Properties Income Trust 18.54 45,842 46,772 2.03 860 867 0.81
2017-12-31 13F-HR MCD / McDonald's Corp. 172.07 10,244 10,484 2.34 1,605 1,804 12.40
2017-12-31 13F-HR ARGS / Argos Therapeutics, Inc. 0.15 112,000 152,000 35.71 20 23 15.00
2017-12-31 13F-HR HIE / Miller/Howard High Income Equity Fund 12.44 17,004 17,201 1.16 240 214 -10.83
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.21 54,142 18,561 -65.72 491 171 -65.17
2017-12-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.48 14,900 14,900 0.00 190 186 -2.11
2017-12-31 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 15.34 24,546 17,796 -27.50 387 273 -29.46
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.06 62,057 62,448 0.63 2,408 2,377 -1.29
2017-12-31 13F-HR CFG / Citizens Financial Group, Inc. 41.98 38,509 37,490 -2.65 1,458 1,574 7.96
2017-12-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 50.61 9,913 16,241 63.84 506 822 62.45
2017-12-31 13F-HR ERN / Erin Energy Corp. 2.80 10,000 10,000 0.00 28 28 0.00
2017-12-31 13F-HR PHX / Panhandle Oil and Gas, Inc. 20.55 15,800 14,550 -7.91 376 299 -20.48
2017-12-31 13F-HR GD / General Dynamics Corp. 203.46 10,529 10,882 3.35 2,165 2,214 2.26
2017-12-31 13F-HR DLX / Deluxe Corp. 76.88 3,873 3,538 -8.65 283 272 -3.89
2017-12-31 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 55.19 47,175 45,155 -4.28 2,645 2,492 -5.78
2017-12-31 13F-HR MET / MetLife, Inc. 50.58 20,206 19,316 -4.40 1,050 977 -6.95
2017-12-31 13F-HR SRE / Sempra Energy 106.90 6,125 7,203 17.60 699 770 10.16
2017-12-31 13F-HR EEI / Ecology and Environment, Inc. 10.50 130,676 128,942 -1.33 1,535 1,354 -11.79
2017-12-31 13F-HR 88163VAE9 / Teva Pharmaceutical Fin Llc Bond 87.75 8,000 8,000 0.00 721 702 -2.64
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.89 97,301 98,940 1.68 1,186 1,176 -0.84
2017-12-31 13F-HR INTG / InterGroup Corp. 23.84 9,489 22,737 139.61 228 542 137.72
2017-12-31 13F-HR CPLP / Capital Product Partners L.P. 3.37 20,626 19,006 -7.85 72 64 -11.11
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.14 9,718 9,354 -3.75 815 787 -3.44
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 73.45 5,530 5,650 2.17 422 415 -1.66
2017-12-31 13F-HR EFG / iShares MSCI EAFE Growth ETF 80.79 5,489 5,892 7.34 425 476 12.00
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 244.88 975 976 0.10 225 239 6.22
2017-12-31 13F-HR BWINA / Baldwin & Lyons, Inc. 23.94 28,108 30,958 10.14 634 741 16.88
2017-12-31 13F-HR KAR / Kar Auction Services, Inc. 50.59 6,030 5,930 -1.66 288 300 4.17
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 311.29 2,464 2,419 -1.83 840 753 -10.36
2017-12-31 13F-HR SYF / Synchrony Financial 38.58 8,670 12,702 46.51 269 490 82.16
2017-12-31 13F-HR PPG / PPG Industries, Inc. 116.83 4,528 4,528 0.00 492 529 7.52
2017-12-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 63.76 6,892 8,422 22.20 446 537 20.40
2017-12-31 13F-HR AXAS / Abraxas Petroleum Corp. 2.50 0 10,000 0 25
2017-12-31 13F-HR MAR / Marriott International, Inc. 135.50 2,005 2,000 -0.25 221 271 22.62
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.74 3,429 3,503 2.16 429 472 10.02
2017-12-31 13F-HR JCI / Johnson Controls International plc 38.15 12,334 13,003 5.42 497 496 -0.20
2017-12-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.70 23,534 24,879 5.72 1,240 1,361 9.76
2017-12-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 81.67 11,718 12,244 4.49 906 1,000 10.38
2017-12-31 13F-HR X / United States Steel Corp. 35.16 0 6,087 0 214
2017-12-31 13F-HR SWN / Southwestern Energy Co. 5.58 89,780 89,780 0.00 549 501 -8.74
2017-12-31 13F-HR SQ / Square, Inc. 34.69 10,141 14,816 46.10 292 514 76.03
2017-12-31 13F-HR PII / Polaris Industries, Inc 123.85 3,480 3,052 -12.30 364 378 3.85
2017-12-31 13F-HR ETE / Entergy Transfer Equity LP 17.28 17,580 17,651 0.40 306 305 -0.33
2017-12-31 13F-HR FB / Facebook, Inc. 176.47 53,094 52,418 -1.27 9,072 9,250 1.96
2017-12-31 13F-HR CIK / Credit Suisse Asset Management Income Fund, Inc. 3.30 169,519 52,081 -69.28 575 172 -70.09
2017-12-31 13F-HR NAT / Nordic American Tankers Ltd 2.44 10,239 22,109 115.93 55 54 -1.82
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 169.65 8,579 8,541 -0.44 1,295 1,449 11.89
2017-12-31 13F-HR TRTN / Triton International Limited 37.45 68,253 63,719 -6.64 2,271 2,386 5.06
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.07 5,343 5,447 1.95 506 556 9.88
2017-12-31 13F-HR NICK / Nicholas Financial, Inc. 8.80 113,649 109,928 -3.27 985 967 -1.83
2017-12-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 11.10 32,051 39,635 23.66 327 440 34.56
2017-12-31 13F-HR AFSI / AmTrust Financial Services, Inc. 10.07 17,000 14,200 -16.47 229 143 -37.55
2017-12-31 13F-HR AGM / Federal Agricultural Mortgage Corp. 78.19 11,905 10,001 -15.99 866 782 -9.70
2017-12-31 13F-HR STX / Seagate Technology PLC 41.88 10,893 10,554 -3.11 361 442 22.44
2017-12-31 13F-HR LTPZ / PIMCO ETF Trust 69.11 4,037 4,037 0.00 268 279 4.10
2017-12-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18.44 19,580 20,070 2.50 355 370 4.23
2017-12-31 13F-HR XNTK / SPDR NYSE Technology ETF 83.78 2,648 2,984 12.69 209 250 19.62
2017-12-31 13F-HR PAG / Penske Automotive Group, Inc. 47.84 22,402 21,382 -4.55 1,066 1,023 -4.03
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 105.67 6,384 3,634 -43.08 680 384 -43.53
2017-12-31 13F-HR EXC / Exelon Corp. 39.43 7,951 7,736 -2.70 300 305 1.67
2017-12-31 13F-HR MTRX / Matrix Service Co. 17.80 61,442 60,733 -1.15 934 1,081 15.74
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 94,139 98,732 4.88 7,012 8,446 20.45
2017-12-31 13F-HR GMRE / Global Medical REIT, Inc. 8.18 16,343 16,374 0.19 147 134 -8.84
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.71 32,358 31,508 -2.63 1,960 2,102 7.24
2017-12-31 13F-HR ING / ING Groep N.V. 18.45 17,333 18,101 4.43 319 334 4.70
2017-12-31 13F-HR CLX / Clorox Company (The) 148.76 6,059 6,124 1.07 799 911 14.02
2017-12-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.21 23,704 26,028 9.80 504 526 4.37
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.76 41,135 40,930 -0.50 570 563 -1.23
2017-12-31 13F-HR ABT / Abbott Laboratories 57.08 24,104 23,527 -2.39 1,286 1,343 4.43
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.24 18,069 17,185 -4.89 1,688 1,757 4.09
2017-12-31 13F-HR GPC / Genuine Parts Co. 95.04 0 3,988 0 379
2017-12-31 13F-HR ETN / Eaton Corporation 79.07 8,762 7,702 -12.10 673 609 -9.51
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.03 40,840 44,666 9.37 2,117 2,860 35.10
2017-12-31 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 227.24 1,169 1,263 8.04 266 287 7.89
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.04 28,877 35,415 22.64 1,111 1,418 27.63
2017-12-31 13F-HR AEY / ADDvantage Technologies Group, Inc. 1.47 62,720 63,160 0.70 87 93 6.90
2017-12-31 13F-HR PMT / Penny Mac Mortgage Investment Trust 16.08 39,899 39,500 -1.00 694 635 -8.50
2017-12-31 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 222.20 5,000 5,000 0.00 919 1,111 20.89
2017-12-31 13F-HR PHK / PIMCO High Income Fund 7.45 0 10,610 0 79
2017-12-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.44 11,062 11,286 2.02 165 163 -1.21
2017-12-31 13F-HR IRT / Independence Realty Trust, Inc. 10.10 11,170 11,384 1.92 114 115 0.88
2017-12-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.15 13,096 14,489 10.64 134 147 9.70
2017-12-31 13F-HR NAO / Nordic American Offshore Ltd 1.23 12,028 12,225 1.64 17 15 -11.76
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.58 9,373 9,311 -0.66 1,136 1,132 -0.35
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.25 8,892 8,381 -5.75 556 572 2.88
2017-12-31 13F-HR ILMN / Illumina, Inc. 218.50 15,152 14,911 -1.59 3,018 3,258 7.95
2017-12-31 13F-HR SAIA / Saia, Inc. 70.72 5,541 5,161 -6.86 347 365 5.19
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.68 13,523 14,388 6.40 717 758 5.72
2017-12-31 13F-HR AMRB / American River Bankshares 15.24 27,643 26,831 -2.94 383 409 6.79
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.74 7,001 6,734 -3.81 497 510 2.62
2017-12-31