InvestorUBS Group AG
Insider ProfileUBS Group AG
Portfolio Value $ 231,637,552,000
Current Positions7,787
Opened Positions5
Closed Positions793


Latest Holdings, Performance, AUM (from 13F, 13D)

UBS Group AG has disclosed 7,787 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 231,637,552,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). UBS Group AG's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , SPDR S&P 500 ETF Trust (NYSE:SPY) , Microsoft Corp. (NASDAQ:MSFT) , SPDR S&P 500 ETF Trust (NYSE:SPY) , and Apple, Inc. (NASDAQ:AAPL) . UBS Group AG's new positions include iShares 1-3 Year Treasury Bond ETF (NASDAQ:SHY) , Yahoo! Inc. (NASDAQ:YHOO) , Booking Holdings Inc. (NASDAQ:BKNG) , Booking Holdings Inc. (NASDAQ:BKNG) , and Nutrien Ltd. (NYSE:NTR) .

All UBS Group AG holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 15, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR LAZYDAYS HLDGS INC / (52110H100) 10.10 198 2
2018-03-31 13F-HR LRGE / Legg Mason ETF Investment Trust ClearBridge Large Cap Growth ESG ETF 27.65 217 6
2018-03-31 13F-HR TREE / LendingTree, Inc. Call 328.14 7,000 2,297
2018-03-31 13F-HR TREE / LendingTree, Inc. Put 328.14 7,000 2,297
2018-03-31 13F-HR LEO HOLDINGS CORP / UNIT 99/99/9999 (G5463L121) 10.00 1,500 15
2018-03-31 13F-HR LIBERTY LATIN AMERICA LTD / COM CL A (G9001E102) 19.45 33,478 651
2018-03-31 13F-HR LIBERTY LATIN AMERICA LTD / COM CL C (G9001E128) 19.05 8,086 154
2018-03-31 13F-HR LIBERTY MEDIA CORP DELAWARE / NOTE 1.000% 1/3 (531229AF9) 9,603
2018-03-31 13F-HR LKM / Link Motion Inc. 1.79 4,459 8
2018-03-31 13F-HR LAC / Lithium Americas Corp. 5.43 39,795 216
2018-03-31 13F-HR MABVAX THERAPEUTICS HLDGS IN / COM PAR (55414P702) 1.21 1,652 2
2018-03-31 13F-HR MAGNEGAS CORP / COM PAR (55939L400) 0.88 3,399 3
2018-03-31 13F-HR MD / Mednax, Inc. Call 55.63 100,000 5,563
2018-03-31 13F-HR MNLO / Menlo Therapeutics Inc. 37.33 375 14
2018-03-31 13F-HR MAA / Mid-America Apartment Communities, Inc. Call 91.20 10,000 912
2018-03-31 13F-HR MONAKER GROUP INC / (609011200) 4.03 2,976 12
2018-03-31 13F-HR MOTUS GI HLDGS INC / (62014P108) 4.33 1,615 7
2018-03-31 13F-HR MTECH ACQUISITION CORP / UNIT 01/19/2023 (55378W206) 10.02 3,093 31
2018-03-31 13F-HR MUDRICK CAP ACQUISITION CORP / UNIT 02/01/2023 (624745204) 10.20 4,510 46
2018-03-31 13F-HR MVBF / MVB Financial Corp. 20.22 445 9
2018-03-31 13F-HR 63934EAS7 / Navistar International Corp. Bond 4.75% Due 4/15/2019 7
2018-03-31 13F-HR NEBULA ACQUISITION CORP / UNIT 03/12/2025 (629076209) 10.17 2,262 23
2018-03-31 13F-HR NMRD / Nemaura Medical, Inc. 4.51 3,107 14
2018-03-31 13F-HR EDU / New Oriental Education & Technology Group, Inc. Put 87.66 89,076 7,808
2018-03-31 13F-HR NEW YORK REIT INC / (64976L208) 22.73 44 1
2018-03-31 13F-HR NEWA / Newater Technology, Inc. 20.93 2,054 43
2018-03-31 13F-HR NMRK / Newmark Group, Inc. Class A 15.24 3,413 52
2018-03-31 13F-HR NEXA RES S A / (L67359106) 17.45 5,100 89
2018-03-31 13F-HR FFSG / FormulaFolios Smart Growth ETF 26.16 344 9
2018-03-31 13F-HR QXRR / QuantX Risk Managed Real Return ETF 20.00 100 2
2018-03-31 13F-HR QXMI / QuantX Risk Managed Multi-Asset Income ETF 25.00 1,040 26
2018-03-31 13F-HR NVMM / Novume Solutions Inc 3.86 259 1
2018-03-31 13F-HR NCNA / NuCana plc 19.26 1,454 28
2018-03-31 13F-HR NULV / NuShares ESG Large-Cap Value ETF 28.12 36,202 1,018
2018-03-31 13F-HR NUBD / NuShares ESG US Aggregate Bond E 24.35 98,575 2,400
2018-03-31 13F-HR NUEM / NuShares ESG Emerging Markets Equity ETF 29.65 26,276 779
2018-03-31 13F-HR NTR / Nutrien Ltd. Call 47.26 35,000 1,654
2018-03-31 13F-HR NTR / Nutrien Ltd. 47.26 1,191,668 56,318
2018-03-31 13F-HR ONE MADISON CORP / COM CL A (G6772P100) 10.00 900 9
2018-03-31 13F-HR ONE MADISON CORP / UNIT 99/99/9999 (G6772P118) 10.06 4,074 41
2018-03-31 13F-HR ONE MADISON CORP / *W EXP 99/99/999 (G6772P126) 1.25 800 1
2018-03-31 13F-HR ONESMART INTL ED GROUP LTD / SPONSORED ADS (68276W103) 10.75 3,818,675 41,051
2018-03-31 13F-HR OQAL / Oppenheimer Russell 1000 Quality Factor ETF 25.45 2,200 56
2018-03-31 13F-HR ORAGENICS INC / COM PAR (684023302) 1.68 2,387 4
2018-03-31 13F-HR ORGENESIS INC / (68619K204) 12.17 493 6
2018-03-31 13F-HR OXSQ / Oxford Square Capital Corp. 6.11 595,459 3,638
2018-03-31 13F-HR PAGSEGURO DIGITAL LTD / COM CL A (G68707101) 38.32 258,581 9,909
2018-03-31 13F-HR PDL CMNTY BANCORP / (69290X101) 14.74 1,628 24
2018-03-31 13F-HR MFUS / PIMCO RAFI Dynamic Multi-Factor 27.34 1,390 38
2018-03-31 13F-HR PLATINUM EAGLE ACQUISITIN CO / UNIT 01/09/2023 (G7126L126) 10.43 1,150 12
2018-03-31 13F-HR AGS / PlayAGS, Inc. 23.04 651 15
2018-03-31 13F-HR PBUS / PowerShares PureBeta MSCI USA Portfolio 26.39 379 10
2018-03-31 13F-HR XSHQ / PowerShares S&P SmallCap Quality Portfolio 26.29 1,179 31
2018-03-31 13F-HR CLTL / PowerShares Treasury Collateral 0.00 1 0
2018-03-31 13F-HR DWLV / PowerShares Exchange-Traded Fund Trust II 36.59 82 3
2018-03-31 13F-HR PHO / PowerShares Water Resources Portfolio Put 30.00 100 3
2018-03-31 13F-HR PPDF / PPDAI Group Inc. 7.33 3,818 28
2018-03-31 13F-HR PMOM / Principal Exchange-Traded Funds Principal Sustainable Momentum Index ETF 0.00 1 0
2018-03-31 13F-HR PVAL / Principal Exchange-Traded Funds Principal Contrarian Value Index ETF 40.00 25 1
2018-03-31 13F-HR USMC / Principal Exchange-Traded Funds Principal U.S. Mega-Cap Multi-Factor Index ETF 26.55 226 6
2018-03-31 13F-HR EMTY / ProShares Decline of the Retail 35.40 113 4
2018-03-31 13F-HR SJB / ProShares Short High Yield Call 23.33 2,400 56
2018-03-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Call 18.53 100,000 1,853
2018-03-31 13F-HR PROSHARES TR II / ULTRA BLOOMBERG (74347Y706) 27.41 2,335 64
2018-03-31 13F-HR PROSHARES TR II / ULTRAPRO 3X SHOR (74347Y805) 30.52 557 17
2018-03-31 13F-HR PRPL / Purple Innovation, Inc. 7.99 1,627 13
2018-03-31 13F-HR 74838JAA9 / QUIDEL Corp. 3.25% Bond Due 12/15/2020 5
2018-03-31 13F-HR QES / Quintana Energy Services Inc. 9.46 951 9
2018-03-31 13F-HR RAFAEL HLDGS INC / COM CL B (75062E106) 4.85 22,078 107
2018-03-31 13F-HR REALITY SHS ETF TR / NSD NXGN ECO ETF (75605A702) 22.84 1,883 43
2018-03-31 13F-HR RDVT / Red Violet, Inc. 6.76 740 5
2018-03-31 13F-HR 758075AB1 / Redwood Tr Inc Bond 5
2018-03-31 13F-HR REGALWOOD GLOBAL ENERGY LTD / COM CL A (G74760102) 10.00 400 4
2018-03-31 13F-HR RBNC / Reliant Bancorp, Inc. 22.81 2,894 66
2018-03-31 13F-HR RETO ECO SOLUTIONS INC / (G75271109) 8.71 2,411 21
2018-03-31 13F-HR RITTER PHARMACEUTICALS INC / (767836307) 2.81 5,345 15
2018-03-31 13F-HR RCKT / Rocket Pharmaceuticals, Inc. 18.38 1,578 29
2018-03-31 13F-HR ROKU / Roku Inc Call 31.10 10,900 339
2018-03-31 13F-HR ROKU / Roku Inc Put 31.10 40,000 1,244
2018-03-31 13F-HR RDS.B / Royal Dutch Shell Plc Put 66.67 300 20
2018-03-31 13F-HR RXI PHARMACEUTICALS CORP NEW / COM PAR (74979C808) 3.11 3,862 12
2018-03-31 13F-HR RYB / RYB Education, Inc. 17.01 1,881 32
2018-03-31 13F-HR GMFL / Guggenheim Multi-Factor Large Ca 30.00 100 3
2018-03-31 13F-HR SBNB / Scorpio Tankers Inc. Call 1.96 100,000 196
2018-03-31 13F-HR SBNB / Scorpio Tankers Inc. Put 1.96 100,000 196
2018-03-31 13F-HR SELLAS LIFE SCIENCES GROUP I / (81642T100) 3.56 562 2
2018-03-31 13F-HR SEND / SendGrid, Inc. Call 28.15 20,000 563
2018-03-31 13F-HR SNES / SenesTech, Inc. 0.53 3,786 2
2018-03-31 13F-HR AIHS / Senmiao Technology Limited 5.99 2,673 16
2018-03-31 13F-HR SENSATA TECHNOLOGIES HLDNG P / SHS (G8060N102) 51.83 118,974 6,166
2018-03-31 13F-HR SERV / ServiceMaster Global Holdings Inc. Call 50.87 10,300 524
2018-03-31 13F-HR SHARING ECONOMY INTL INC / (819534108) 3.12 320 1
2018-03-31 13F-HR 82823LAC0 / Silver Standard Resources, Inc. Bond 4
2018-03-31 13F-HR 78454LAM2 / SM Energy Co Bond 6
2018-03-31 13F-HR SNA / Snap-On Inc. Put 150.00 100 15
2018-03-31 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / *W EXP 09/14/202 (G8250R129) 1.48 677 1
2018-03-31 13F-HR SOL GEL TECHNOLOGIES / SHS (M8694L103) 10.00 1,000 10
2018-03-31 13F-HR CAPN / Capnia, Inc. 1.68 2,375 4
2018-03-31 13F-HR SLDB / Solid Biosciences Inc 7.51 10,790 81
2018-03-31 13F-HR EEMX / SPDR MSCI Emerging Markets Fossi 70.54 808 57
2018-03-31 13F-HR SPDR SER TR / KENSHO FUTURE (78468R671) 31.27 2,750 86
2018-03-31 13F-HR SPDR SER TR / KENSHO INTELGN (78468R697) 29.22 2,361 69
2018-03-31 13F-HR SPI ENERGY CO LTD / SHS (G8651P201) 0.60 9,946 6
2018-03-31 13F-HR FMDG / Fieldstone Merlin Dynamic Large 29.72 572 17
2018-03-31 13F-HR FFIU / Fieldstone UVA Unconstrained Med 24.27 2,925 71
2018-03-31 13F-HR SPROTT PHYSICAL GOLD & SILVE / TR UNIT (85208R101) 13.22 333,630 4,411
2018-03-31 13F-HR STCN / Steel Connect, Inc. 2.02 2,481 5
2018-03-31 13F-HR CWAI / CWA Income ETF 25.00 1,200 30
2018-03-31 13F-HR SYNEOS HEALTH INC / CL A (87166B102) 35.49 7,326 260
2018-03-31 13F-HR MIRN / Mirna Therapeutics, Inc. 0.00 9 0
2018-03-31 13F-HR TCO / Taubman Centers, Inc. Call 56.90 44,200 2,515
2018-03-31 13F-HR TKPPY / TechnipFMC Put 29.29 2,800 82
2018-03-31 13F-HR TENAX THERAPEUTICS INC / (88032L209) 5.56 1,978 11
2018-03-31 13F-HR TERADYNE INC / NOTE 1.250%12/1 (880770AG7) 3
2018-03-31 13F-HR 881569AA5 / TESARO, Inc. Bond 3.000%10/0 2
2018-03-31 13F-HR TIBERIUS ACQUISITION CORP / UNIT 02/28/2021 (88633A206) 8.70 230 2
2018-03-31 13F-HR TMSR HLDG CO LTD / (87266C109) 8.75 800 7
2018-03-31 13F-HR TORM PLC / SHS CL A (G89479102) 7.43 3,230 24
2018-03-31 13F-HR TPG PACE ENERGY HLDGS CORP / *W EXP 99/99/999 (872656111) 2.00 2,000 4
2018-03-31 13F-HR DMRI / DeltaShares S&P International Ma 52.63 95 5
2018-03-31 13F-HR TTEC HLDGS INC / (89854H102) 30.71 2,247 69
2018-03-31 13F-HR AMUB / ETRACS Alerian MLP Index ETN Series B due July 18, 2042 15.00 200 3
2018-03-31 13F-HR UNION ACQUISITION CORP / UNIT 99/99/9999 (G9366W119) 10.23 2,640 27
2018-03-31 13F-HR UNT / Unit Corp. Put 19.77 39,600 783
2018-03-31 13F-HR UNITED STATES NATL GAS FUND / UNIT PAR (912318300) Call 22.55 326,000 7,351
2018-03-31 13F-HR UNITED STATES NATL GAS FUND / UNIT PAR (912318300) 22.55 391,513 8,829
2018-03-31 13F-HR UNITED STATES NATL GAS FUND / UNIT PAR (912318300) Put 22.55 646,000 14,567
2018-03-31 13F-HR ULVM / USAA MSCI USA Value Momentum Ble 51.25 800 41
2018-03-31 13F-HR UIVM / USAA MSCI International Value Mo 55.56 18 1
2018-03-31 13F-HR USTB / USAA Core Short-Term Bond ETF 48.33 269 13
2018-03-31 13F-HR VANGUARD WELLINGTON FD / US LIQUIDITY (921935300) 100.00 10 1
2018-03-31 13F-HR VANGUARD WELLINGTON FD / US QUALITY (921935706) 75.47 424 32
2018-03-31 13F-HR VAR / Varian Medical Systems, Inc. Call 122.63 5,700 699
2018-03-31 13F-HR VICI / Vici Properties Inc 18.33 49,870 914
2018-03-31 13F-HR CEY / Victory Portfolios II VictoryShares Emerging Market High Div Volatility Wtd ETF 26.35 835 22
2018-03-31 13F-HR 92763WAA1 / Vipshop Holdings, Inc. Bond 10
2018-03-31 13F-HR VMC / Vulcan Materials Co. Call 114.17 412,700 47,118
2018-03-31 13F-HR WPG / WP Glimcher Inc. Put 6.67 30,000 200
2018-03-31 13F-HR WLK / Westlake Chemical Corp. Put 111.16 25,800 2,868
2018-03-31 13F-HR DDLS / WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund 33.18 844 28
2018-03-31 13F-HR WISDOMTREE TR / ICBCCS S&P CHINA (97717Y832) 32.17 715 23
2018-03-31 13F-HR USMF / WisdomTree U.S. Multifactor Fund 22.22 45 1
2018-03-31 13F-HR WP / Worldpay, Inc. 82.24 484,313 39,830
2018-03-31 13F-HR XSPA / XpresSpa Group, Inc. 1.12 891 1
2018-03-31 13F-HR XTANT MED HLDGS INC / (98420P308) 7.81 3,841 30
2018-03-31 13F-HR ZOSANO PHARMA CORP / (98979H202) 3.97 252 1
2018-03-31 13F-HR ZS / Zscaler, Inc. 28.24 1,700 48
2018-03-31 13F-HR SECOO HLDG LTD / ADR (81367P101) 10.53 2,469 26
2018-03-31 13F-HR FLJH / Franklin FTSE Japan Hedged ETF 24.61 447 11
2018-03-31 13F-HR FLEE / Franklin FTSE Europe ETF 25.07 3,311 83
2018-03-31 13F-HR FLIO / Frank Liberty Intl Opportunities 27.59 290 8
2018-03-31 13F-HR FRONT YD RESIDENTIAL CORP / (35904G107) 10.11 7,813 79
2018-03-31 13F-HR GABELLI UTIL TR / RIGHT 05/15/2018 (36240A150) 0.13 22,630 3
2018-03-31 13F-HR 36268WAB6 / Gain Capital Holdings, Inc. Bond 11
2018-03-31 13F-HR GTES / Gates Industrial Corporation plc 17.51 44,999 788
2018-03-31 13F-HR GLIBA / GCI Liberty, Inc. Class A 52.85 143,471 7,583
2018-03-31 13F-HR ABILITY INC / SHS (G8789K124) 3.25 17,528 57
2018-03-31 13F-HR GOP / Republican Policies Fund 21.58 2,595 56
2018-03-31 13F-HR TAXR / U.S. Tax Reform Fund 21.13 3,076 65
2018-03-31 13F-HR ADVISORSHARES TR / VICE ETF (00768Y545) 25.39 1,142 29
2018-03-31 13F-HR AIMT / Aimmune Therapeutics, Inc. Call 31.82 45,000 1,432
2018-03-31 13F-HR AA / Alcoa Corp. Call 44.96 23,200 1,043
2018-03-31 13F-HR TGD / Timmins Gold Corp. 1.91 9,943 19
2018-03-31 13F-HR ALPN / Alpine Immune Sciences Inc 7.77 1,030 8
2018-03-31 13F-HR ALPS ETF TR / DISRUPTIVE TECH (00162Q478) 25.00 120 3
2018-03-31 13F-HR ALTA MESA RES INC / *W EXP 03/28/202 (02133L117) 1.52 11,866 18
2018-03-31 13F-HR COLD / Americold Realty Trust 19.06 12,122 231
2018-03-31 13F-HR DIVO / Amplify YieldShares CWP Dividend & Option Income ETF 28.05 1,426 40
2018-03-31 13F-HR AMPLIFY ETF TR / BLOCKCHAIN LDR (032108607) 19.47 1,541 30
2018-03-31 13F-HR AMRS / Amyris, Inc. Put 6.68 57,000 381
2018-03-31 13F-HR AR / Antero Resources Corporation Put 19.85 80,000 1,588
2018-03-31 13F-HR APTV / Aptiv PLC Put 83.33 300 25
2018-03-31 13F-HR ARCADIA BIOSCIENCES INC / (039014204) 24.16 1,159 28
2018-03-31 13F-HR ARGOS THERAPEUTICS INC / (040221202) 0.86 9,354 8
2018-03-31 13F-HR ARK ETF TR / ISRAEL INOVATE (00214Q609) 19.70 3,554 70
2018-03-31 13F-HR ARROW INVTS TR / DWA COUNTRY ETF (042765685) 30.27 1,850 56
2018-03-31 13F-HR ARROW INVTS TR / DOGS OF THE (042765693) 49.12 285 14
2018-03-31 13F-HR ARCM / Arrow Reserve Capital Management ETF 97.94 194 19
2018-03-31 13F-HR ATH / Athene Holding Ltd Call 47.81 61,600 2,945
2018-03-31 13F-HR AURIS MED HLDG AG / (H0381L104) 1.33 1,502 2
2018-03-31 13F-HR AVYA / Avaya Holdings Corp. 22.40 137,050 3,070
2018-03-31 13F-HR CDMO / Avid Bioservices, Inc. 2.80 2,857 8
2018-03-31 13F-HR BTG / B2Gold Corp. Put 2.72 25,000 68
2018-03-31 13F-HR BHGE / Baker Hughes, a GE company Put 27.77 125,000 3,471
2018-03-31 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. Put 7.90 100,000 790
2018-03-31 13F-HR BANCO SANTANDER S A / SPONSORED ADR B (05969B103) 7.18 39,552 284
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH B COFFEE (06746P563) 47.39 1,055 50
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH B MID TERM (06746P621) 48.05 333 16
2018-03-31 13F-HR BRPA / Big Rock Partners Acquisition Corp. 10.00 1,300 13
2018-03-31 13F-HR BIG ROCK PARTNERS ACQUISI CO / RIGHT 12/01/2022 (089482129) 0.00 300 0
2018-03-31 13F-HR BILI / Bilibili Inc. 11.04 7,520 83
2018-03-31 13F-HR BTAI / BioXcel Therapeutics, Inc. 10.14 2,662 27
2018-03-31 13F-HR BLINK CHARGING CO / *W EXP 01/31/202 (09354A118) 0.31 3,262 1
2018-03-31 13F-HR BKNG / Booking Holdings Inc. Call 2,080.38 13,000 27,045
2018-03-31 13F-HR BKNG / Booking Holdings Inc. 2,080.39 109,498 227,799
2018-03-31 13F-HR BKNG / Booking Holdings Inc. Put 2,080.39 72,700 151,244
2018-03-31 13F-HR EPAY / Bottomline Technologies, Inc. Call 38.75 136,653 5,295
2018-03-31 13F-HR BRANDYWINEGBL GLBAL INM OPRT / (10537L104) 12.89 174,913 2,255
2018-03-31 13F-HR BSIG / BrightSphere Investment Group plc 15.75 84,736 1,335
2018-03-31 13F-HR BAM / Brookfield Asset Management, Inc. Put 39.00 660,400 25,756
2018-03-31 13F-HR WHD / Cactus, Inc. 26.93 570,732 15,370
2018-03-31 13F-HR CAMBER ENERGY INC / (13200M201) 0.74 8,132 6
2018-03-31 13F-HR CCOR / Cambria Core Equity ETF 26.00 500 13
2018-03-31 13F-HR CWH / Camping World Holdings, Inc. Call 32.25 499,000 16,093
2018-03-31 13F-HR CAPITALA FIN CORP / 5.75% NT CV 22 (14054R403) 25.00 400 10
2018-03-31 13F-HR CDLX / Cardlytics, Inc. 14.63 3,691 54
2018-03-31 13F-HR CTRE / CareTrust REIT, Inc. Call 13.42 19,000 255
2018-03-31 13F-HR CASA / Casa Systems, Inc. 29.34 21,032 617
2018-03-31 13F-HR CBG / CBRE Group, Inc. Put 47.24 13,400 633
2018-03-31 13F-HR CDTI ADVANCED MATLS INC / (12514V105) 0.99 16,150 16
2018-03-31 13F-HR CITIGROUP GBL MKTS HLDGS INC / VELOCITYSHS LONG (17325K743) 36.23 138 5
2018-03-31 13F-HR CITIGROUP GLOBAL MKT HLDGS I / VELCTYSHS USDEUR (17326E480) 30.30 165 5
2018-03-31 13F-HR CITIGROUP GLOBAL MKT HLDGS I / VELCTYSHS EURUSD (17326E571) 20.00 100 2
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / RIGHT 08/21/2022 (G2345N136) 0.36 2,800 1
2018-03-31 13F-HR CNHI / CNH Industrial N.V. Call 12.40 50,000 620
2018-03-31 13F-HR COCRYSTAL PHARMA INC / COM PAR (19188J300) 5.77 2,598 15
2018-03-31 13F-HR CWBR / CohBar Inc. 5.37 1,304 7
2018-03-31 13F-HR COLONY NORTHSTAR CR REAL EST / COM CL A (19626A101) 18.90 8,149 154
2018-03-31 13F-HR CLNS / Colony NorthStar, Inc. Call 5.62 722,686 4,062
2018-03-31 13F-HR CNXM / CNX Midstream Partners LP 18.39 527,473 9,700
2018-03-31 13F-HR CNAC / Constellation Alpha Capital Corp. 10.00 200 2
2018-03-31 13F-HR CONVERGEONE HLDGS INC / COM CL A (212481105) 9.34 1,821 17
2018-03-31 13F-HR CONVERGEONE HLDGS INC / *W EXP 04/12/202 (212481113) 1.25 5,582 7
2018-03-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 9.74 1,027 10
2018-03-31 13F-HR CRONOS GROUP INC / (22717L101) 6.96 1,150 8
2018-03-31 13F-HR CUE / Cue Biopharma, Inc. 14.07 3,695 52
2018-03-31 13F-HR IGVT / Deutsche X-trackers Barclays International Treasury Bond Hedged ETF 49.34 304 15
2018-03-31 13F-HR GRMY / Xtrackers Germany Equity ETF 20.00 100 2
2018-03-31 13F-HR DIREXION SHS ETF TR / DAILY FTSE CHINA (25460E521) 49.42 344 17
2018-03-31 13F-HR DIREXION SHS ETF TR / DAILY S&P BIOTEC (25460E539) 35.63 421 15
2018-03-31 13F-HR DIREXION SHS ETF TR / DAILY ENERGY BEA (25460E554) 50.71 493 25
2018-03-31 13F-HR DFEN / Direxion Daily Aerospace & Defen 50.04 1,119 56
2018-03-31 13F-HR WDRW / Direxion Daily Regional Banks Bear 3X Shares 26.33 1,823 48
2018-03-31 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares 13.57 3,391 46
2018-03-31 13F-HR DISCK / Discovery Communications, Inc. Put 19.52 100,000 1,952
2018-03-31 13F-HR DHCP / Ditech Holding Corporation 0.00 10 0
2018-03-31 13F-HR DRAPER OAKWOOD TECHNOLOGY / *W EXP 09/19/202 (26146L111) 0.00 12 0
2018-03-31 13F-HR DBX / DROPBOX, INC. 31.23 36,915 1,153
2018-03-31 13F-HR DUNXIN FINL HLDGS LTD / SPONSORED ADS (26605Q106) 4.87 2,053 10
2018-03-31 13F-HR DXC / DXC Technology Company Call 100.60 5,000 503
2018-03-31 13F-HR WTRX / Summit Water ETF 31.00 613 19
2018-03-31 13F-HR EHC / Encompass Health Corporation 57.18 24,903 1,424
2018-03-31 13F-HR ENERGY FUELS INC / *W EXP 09/20/202 (292671179) 0.00 30 0
2018-03-31 13F-HR ETF SER SOLUTIONS / VOLSHARES LARG (26922A495) 23.33 300 7
2018-03-31 13F-HR ETF SER SOLUTIONS / NYSE PICKENS (26922A529) 24.98 1,561 39
2018-03-31 13F-HR RVRS / Reverse Cap Weighted US Large Cap ETF 0.00 1 0
2018-03-31 13F-HR OCIO / ClearShares OCIO ETF 26.46 378 10
2018-03-31 13F-HR ICAN / SerenityShares Impact ETF 28.30 106 3
2018-03-31 13F-HR TCTL / Premise Capital Frontier Advantage Diversified Tactical ETF 29.38 953 28
2018-03-31 13F-HR VGFO / Virtus WMC Global Factor Opportu 0.00 1 0
2018-03-31 13F-HR ES / Eversource Energy Put 58.75 800 47
2018-03-31 13F-HR EVFM / Evofem Biosciences, Inc. 6.01 333 2
2018-03-31 13F-HR EOLS / Evolus, Inc. 9.41 850 8
2018-03-31 13F-HR EYEN / Eyenovia, Inc. 9.63 727 7
2018-03-31 13F-HR FMSA / Fairmount Santrol Holdings Inc. Call 4.25 155,400 660
2018-03-31 13F-HR FARMMI INC / SHS (G33277107) 7.97 251 2
2018-03-31 13F-HR FFBW / FFBW, Inc. 10.58 1,134 12
2018-03-31 13F-HR 31620RAE5 / Fidelity National Financial, Inc. Bond 6
2018-03-31 13F-HR 31816QAB7 / FireEye, Inc. Bond 9
2018-03-31 13F-HR FIRST TR EXCHANGE TRADED FD / NASDQ ARTFCIAL (33738R720) 30.00 100 3
2018-03-31 13F-HR RNMC / First Trust Exchange-Traded Fund VI Mid Cap US Equity Select ETF 22.22 450 10
2018-03-31 13F-HR RNEM / First Trust Exchange-Traded Fund VI First Trust Emerging Markets Equity Select ETF 53.33 75 4
2018-03-31 13F-HR FTXG / First Trust High Income ETF 18.42 380 7
2018-03-31 13F-HR FIRST TR EXCHANGE TRADED FD / INDXX INOVTV ETF (33741X201) 26.46 189 5
2018-03-31 13F-HR ERM / EquityCompass Risk Manager ETF 26.67 75 2
2018-03-31 13F-HR TERM / EquityCompass Tactical Risk Mgr 21.63 1,433 31
2018-03-31 13F-HR FIXD / First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF 49.66 4,853 241
2018-03-31 13F-HR FND / Floor & Decor Holdings, Inc. Call 52.12 118,300 6,166
2018-03-31 13F-HR FNCB BANCORP INC / (302578109) 9.52 1,050 10
2018-03-31 13F-HR GIG.U / GigCapital, Inc. 10.00 200 2
2018-03-31 13F-HR GIGCAPITAL INC / *W EXP 06/08/202 (37518N122) 0.42 2,401 1
2018-03-31 13F-HR LOGO / Global X Iconic U.S. Brands ETF 14.29 350 5
2018-03-31 13F-HR PFFD / Global X U.S. Preferred ETF 24.54 2,567 63
2018-03-31 13F-HR PAVE / Global X U.S. Infrastructure Development ETF 16.06 46,078 740
2018-03-31 13F-HR BOTZ / Global X Funds Put 20.00 100 2
2018-03-31 13F-HR FINX / Global X Funds 23.32 4,116 96
2018-03-31 13F-HR GDDY / GoDaddy Inc. Put 61.43 41,300 2,537
2018-03-31 13F-HR GOLDEN BULL LTD / SHS (G4027R104) 4.41 5,442 24
2018-03-31 13F-HR GORDON POINTE ACQUISITION CO / *W EXP 07/30/202 (382788115) 0.00 400 0
2018-03-31 13F-HR GORDON POINTE ACQUISITION CO / UNIT 01/18/2023 (382788206) 10.27 3,700 38
2018-03-31 13F-HR COMG / GraniteShares S&P GSCI Commodity 28.37 4,160 118
2018-03-31 13F-HR GREENTREE HOSPITALTY GROUP L / SPONSORED ADS (39579V100) 12.72 1,965 25
2018-03-31 13F-HR 36191JAB7 / GSV Capital Corp. Bond 5
2018-03-31 13F-HR HCOR / Hartford Corporate Bond ETF 52.63 95 5
2018-03-31 13F-HR HEAT BIOLOGICS INC / (42237K300) 0.00 200 0
2018-03-31 13F-HR HMNY / Helios and Matheson Analytics Inc. Put 2.83 550,000 1,557
2018-03-31 13F-HR HPR / HighPoint Resources Corp 5.08 77,548 394
2018-03-31 13F-HR BBCN / BBCN Bancorp Inc. Put 18.19 28,800 524
2018-03-31 13F-HR HUAMI CORP / SPONSORED ADS (44331K103) 10.33 581 6
2018-03-31 13F-HR HUBS / HubSpot, Inc. Put 110.00 100 11
2018-03-31 13F-HR HUD / Hudson Ltd. 15.95 11,034 176
2018-03-31 13F-HR INDEXIQ ETF TR / IQ CHAIKIN US (45409B388) 24.99 2,321 58
2018-03-31 13F-HR HYLV / IQ S&P High Yield Low Volatility 24.51 2,326 57
2018-03-31 13F-HR INDUSTRIAL LOGISTICS PPTYS T / COM SHS BEN INT (456237106) 20.62 291 6
2018-03-31 13F-HR INFOSONICS CORP / COM PAR (456784305) 6.96 575 4
2018-03-31 13F-HR INFRA AND ENERGY ALTRNTIVE I / (45686J104) 9.35 749 7
2018-03-31 13F-HR FFTY / Academy Funds Trust Put 30.00 100 3
2018-03-31 13F-HR INNOVATOR ETFS TR / IBD ETF LEADERS (45782C201) 24.55 1,955 48
2018-03-31 13F-HR INPIXON / (45790J305) 1.11 9,866 11
2018-03-31 13F-HR INSMED INC / NOTE 1.750% 1/1 (457669AA7) 4
2018-03-31 13F-HR INSPIREMD INC / COM PAR (45779A861) 0.00 1 0
2018-03-31 13F-HR IPIC ENTMT INC / COM CL A (46263D106) 11.90 420 5
2018-03-31 13F-HR IQ / iQIYI, Inc. 15.57 5,522 86
2018-03-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF Put 83.56 10,000,000 835,600
2018-03-31 13F-HR IHF / iShares U.S. Healthcare Providers ETF Put 160.00 100 16
2018-03-31 13F-HR HACV / iShares Edge MSCI Min Vol Global Currency Hedged ETF 0.00 1 0
2018-03-31 13F-HR CNYA / iShares MSCI China A ETF 26.32 38 1
2018-03-31 13F-HR HACW / iShares Currency Hedged MSCI ACWI ETF 28.90 173 5
2018-03-31 13F-HR DIVB / iShares U.S. Dividend and Buyback ETF 25.29 2,214 56
2018-03-31 13F-HR JAG / Jagged Peak Energy Inc. Put 14.13 180,000 2,543
2018-03-31 13F-HR JMOM / JPMorgan U.S. Momentum Factor ET 25.00 400 10
2018-03-31 13F-HR JP MORGAN EXCHANGE TRADED FD / LONG SHORT ETF (46641Q811) 24.00 500 12
2018-03-31 13F-HR JP MORGAN EXCHANGE TRADED FD / MANAGED FUTURE (46641Q829) 25.17 596 15
2018-03-31 13F-HR KAMN / Kaman Corp. Call 62.12 612,900 38,073
2018-03-31 13F-HR KL / Kirkland Lake Gold Ltd. Call 15.44 19,300 298
2018-03-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) Call 46.01 100,000 4,601
2018-03-31 13F-HR PHG / Koninklijke Philips N.V Put 40.00 100 4
2018-03-31 13F-HR ELTEK LTD / SHS (M40184208) 3.00 666 2
2018-03-31 13F-HR MEET GROUP INC / (58513U101) 2.10 29,466 62
2018-03-31 13F-HR LRAD / LRAD Corp 2.47 1,388 1,617 16.50 3 4 33.33
2018-03-31 13F-HR LRCX / Lam Research Corp. Put 203.13 40,000 15,000 -62.50 7,363 3,047 -58.62
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C Put 1,031.79 129,550 87,100 -32.77 135,561 89,869 -33.71
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. Call 88.97 0 72,500 0 6,450
2018-03-31 13F-HR CBZ / CBIZ, Inc. 18.27 37,667 60,278 60.03 582 1,101 89.18
2018-03-31 13F-HR VALU / Value Line, Inc. 0.00 55 10 -81.82 1 0 -100.00
2018-03-31 13F-HR SNY / Sanofi 0.42 923,527 78,678 -91.48 37,015 33 -99.91
2018-03-31 13F-HR IAU / iShares Gold Trust 12.73 9,948,013 10,715,160 7.71 124,450 136,404 9.61
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 48.28 10,631,609 13,574,515 27.68 500,961 655,376 30.82
2018-03-31 13F-HR 112463AA2 / Brookdale Senior Living, Inc. Bond 20 20 0.00
2018-03-31 13F-HR WDAY / Workday, Inc. Call 127.08 0 13,000 0 1,652
2018-03-31 13F-HR SHLD / Sears Holdings Corp. 0.51 31,864 1,960 -93.85 85 1 -98.82
2018-03-31 13F-HR ADM / Archer-Daniels-Midland Co. 43.37 954,491 1,096,141 14.84 38,256 47,539 24.27
2018-03-31 13F-HR XINA / SPDR MSCI China A Shares IMI ETF 23.82 0 1,679 0 40
2018-03-31 13F-HR CB / Chubb Ltd Put 136.67 800 1,500 87.50 117 205 75.21
2018-03-31 13F-HR ATSG / Air Transport Services Group, Inc. 23.33 27,408 27,600 0.70 634 644 1.58
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 15.92 329,460 262,231 -20.41 6,846 4,175 -39.02
2018-03-31 13F-HR PSA / Public Storage 200.38 151,739 135,450 -10.73 31,713 27,142 -14.41
2018-03-31 13F-HR BG / Bunge Ltd. Put 73.94 609,500 377,500 -38.06 40,885 27,912 -31.73
2018-03-31 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 11.86 23,632 38,353 62.29 302 455 50.66
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 163.33 162 4,619,832 2,851,648.15 9 754,557 8,383,866.67
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.05 981,201 927,022 -5.52 10,087 9,316 -7.64
2018-03-31 13F-HR GEC / Great Elm Capital Group, Inc. 4.57 179 438 144.69 1 2 100.00
2018-03-31 13F-HR SWM / Schweitzer-Mauduit International, Inc. 39.16 48,242 7,354 -84.76 2,188 288 -86.84
2018-03-31 13F-HR GTXO / GTX Corp. 17.46 1,323 630 -52.38 17 11 -35.29
2018-03-31 13F-HR SHAG / WisdomTree Barclays Yield Enhanced U.S. Short-Term Aggregate Bond Fund 60.61 0 33 0 2
2018-03-31 13F-HR 538034AJ8 / Live Nation Entertainment, Inc. 2.5% Due 5/15/2019 2 5 150.00
2018-03-31 13F-HR CR / Crane Co. Put 92.50 0 2,000 0 185
2018-03-31 13F-HR FELE / Franklin Electric Co., Inc. 40.75 27,527 28,589 3.86 1,263 1,165 -7.76
2018-03-31 13F-HR JPEM / JPMorgan Diversified Return Emerging Markets Equity ETF 60.62 111,498 123,156 10.46 6,506 7,466 14.76
2018-03-31 13F-HR NSA / National Storage Affiliates Trust 25.07 105,089 60,241 -42.68 2,865 1,510 -47.29
2018-03-31 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 40 45 12.50
2018-03-31 13F-HR PICK / iShares MSCI Global Metals & Mining Producers ETF 33.52 54,201 93,112 71.79 1,877 3,121 66.28
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.17 18,408,284 30,989,795 68.35 737,252 1,058,921 43.63
2018-03-31 13F-HR GPC / Genuine Parts Co. Put 90.00 3,000 500 -83.33 285 45 -84.21
2018-03-31 13F-HR CHMA / Chiasma, Inc. 1.50 1,698 1,998 17.67 3 3 0.00
2018-03-31 13F-HR JD / JD.com, Inc. Put 40.49 3,290,155 2,549,214 -22.52 136,278 103,218 -24.26
2018-03-31 13F-HR CBLI / Cleveland BioLabs, Inc. 3.05 0 3,930 0 12
2018-03-31 13F-HR 00163UAD8 / AMAG Pharmaceuticals, Inc. Bond 9,976 9,713 -2.64
2018-03-31 13F-HR IP / International Paper Company Call 53.43 144,200 37,900 -73.72 8,355 2,025 -75.76
2018-03-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 17.98 1,427,611 1,274,150 -10.75 26,339 22,909 -13.02
2018-03-31 13F-HR IR / Ingersoll-Rand plc Put 85.51 0 70,000 0 5,986
2018-03-31 13F-HR ALLY / Ally Financial Inc. Call 27.14 0 22,000 0 597
2018-03-31 13F-HR ALLY / Ally Financial Inc. Put 27.15 75,000 75,000 0.00 2,187 2,036 -6.90
2018-03-31 13F-HR AGM / Federal Agricultural Mortgage Corp. 87.60 571 742 29.95 42 65 54.76
2018-03-31 13F-HR DERM / Dermira, Inc. 8.21 73,125 2,070 -97.17 2,033 17 -99.16
2018-03-31 13F-HR AFSI / AmTrust Financial Services, Inc. 12.31 45,624 1,610,084 3,429.03 459 19,821 4,218.30
2018-03-31 13F-HR CADE / Cadence Bancorporation 27.24 0 14,757 0 402
2018-03-31 13F-HR NICK / Nicholas Financial, Inc. 9.35 549 535 -2.55 5 5 0.00
2018-03-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.05 4,362,101 4,167,648 -4.46 445,065 421,140 -5.38
2018-03-31 13F-HR VIG / Vanguard Dividend Appreciation ETF Put 100.00 0 100 0 10
2018-03-31 13F-HR PII / Polaris Industries, Inc 114.52 185,067 188,155 1.67 22,947 21,547 -6.10
2018-03-31 13F-HR TBBK / Bancorp Inc. (The) 10.83 7,923 10,900 37.57 78 118 51.28
2018-03-31 13F-HR 867652AL3 / SunPower Corp. Bond 829 782 -5.67
2018-03-31 13F-HR MCO / Moody's Corp. 161.30 185,638 195,567 5.35 27,402 31,545 15.12
2018-03-31 13F-HR JSYNU / Jensyn Acquistion Corp. 10.44 3,900 2,491 -36.13 1 26 2,500.00
2018-03-31 13F-HR VGK / Vanguard FTSE Europe ETF 58.15 7,459,674 10,122,151 35.69 441,239 588,603 33.40
2018-03-31 13F-HR PULM / Pulmatrix, Inc. 0.61 3,341 4,948 48.10 5 3 -40.00
2018-03-31 13F-HR NWHM / New Home Company Inc. 11.17 6,498 5,102 -21.48 81 57 -29.63
2018-03-31 13F-HR SEND / SendGrid, Inc. 28.21 3,266 5,919 81.23 79 167 111.39
2018-03-31 13F-HR GPS / Gap, Inc. (The) Call 31.20 170,000 170,000 0.00 5,790 5,304 -8.39
2018-03-31 13F-HR VTNR / Vertex Energy, Inc. 1.17 5,501 7,670 39.43 5 9 80.00
2018-03-31 13F-HR YY / YY Inc. Put 105.17 0 17,200 0 1,809
2018-03-31 13F-HR QDEU / SPDR MSCI Germany Quality Mix ETF 65.48 0 168 0 11
2018-03-31 13F-HR GVAL / Cambria Global Value ETF 26.30 416,248 418,634 0.57 10,660 11,010 3.28
2018-03-31 13F-HR NBR / Nabors Industries Ltd. 6.99 812,833 757,252 -6.84 5,552 5,293 -4.66
2018-03-31 13F-HR LCNB / LCNB Corp. 19.00 5,938 8,314 40.01 121 158 30.58
2018-03-31 13F-HR EUSA / iShares MSCI USA ETF 55.10 21,221 14,591 -31.24 1,176 804 -31.63
2018-03-31 13F-HR IVOO / Vanguard S&P Mid-Cap 400 ETF 126.71 115,709 112,254 -2.99 14,798 14,224 -3.88
2018-03-31 13F-HR UTL / Unitil Corp. 46.41 15,948 14,264 -10.56 727 662 -8.94
2018-03-31 13F-HR TTPH / Tetraphase Pharmaceuticals, Inc. 3.07 0 367,901 0 1,130
2018-03-31 13F-HR MRK / Merck & Co., Inc. Put 54.47 963,300 788,500 -18.15 54,204 42,949 -20.76
2018-03-31 13F-HR ATVI / Activision Blizzard, Inc. Put 67.46 207,500 712,600 243.42 13,139 48,072 265.87
2018-03-31 13F-HR HPT / Hospitality Properties Trust 25.34 401,496 311,856 -22.33 11,985 7,902 -34.07
2018-03-31 13F-HR LMT / Lockheed Martin Corp. Call 338.05 0 4,100 0 1,386
2018-03-31 13F-HR SINO / Sino-Global Shipping America, Ltd. 1.13 5,000 4,437 -11.26 13 5 -61.54
2018-03-31 13F-HR ABX / Barrick Gold Corp. 12.45 4,654,397 3,706,290 -20.37 67,349 46,143 -31.49
2018-03-31 13F-HR EMFM / ISPX record for Global X Next Emerging & Frontier ETF 24.49 100 24,746 24,646.00 2 606 30,200.00
2018-03-31 13F-HR XMFVX / MFS Special Value Trust 6.41 31,424 33,051 5.18 186 212 13.98
2018-03-31 13F-HR ASHX / Deutsche X-trackers CSI 300 China A-Shares Hedged Equity ETF 21.74 825 874 5.94 18 19 5.56
2018-03-31 13F-HR CPB / Campbell Soup Co. 43.31 184,597 250,585 35.75 8,881 10,853 22.20
2018-03-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 118.38 312,724 121,886 -61.02 30,353 14,429 -52.46
2018-03-31 13F-HR BNO / United States Brent Oil Fund LP 19.13 656 9,774 1,389.94 11 187 1,600.00
2018-03-31 13F-HR BNO / United States Brent Oil Fund LP Call 19.14 150,000 150,000 0.00 2,715 2,871 5.75
2018-03-31 13F-HR CZZ / Cosan Ltd. 10.37 1,312 40,979 3,023.40 13 425 3,169.23
2018-03-31 13F-HR YHOO / Yahoo! Inc. 74.04 4,634,593 13 343,145 2,639,476.92
2018-03-31 13F-HR NRE / NorthStar Realty Europe Corp. 13.00 42,386 37,533 -11.45 569 488 -14.24
2018-03-31 13F-HR BSX / Boston Scientific Corp. Put 27.33 0 10,500 0 287
2018-03-31 13F-HR RFIL / RF Industries, Ltd 4.62 3,357 4,979 48.32 9 23 155.56
2018-03-31 13F-HR ARAY / Accuray, Inc. 5.00 582,242 505,324 -13.21 2,504 2,527 0.92
2018-03-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 44.08 90,369 181,556 100.91 4,545 8,003 76.08
2018-03-31 13F-HR HUNT / Hunter Maritime Acquisition Corp. 0.00 1,507 100 -93.36 15 0 -100.00
2018-03-31 13F-HR HUNT / Hunter Maritime Acquisition Corp. 9.95 0 1,507 0 15
2018-03-31 13F-HR AIV / Apartment Investment & Management Co. 40.75 104,343 82,237 -21.19 4,561 3,351 -26.53
2018-03-31 13F-HR MCK / McKesson Corp. 140.87 438,909 490,257 11.70 68,449 69,063 0.90
2018-03-31 13F-HR RVEN / Reven Housing REIT, Inc. 2.94 0 1,701 0 5
2018-03-31 13F-HR PCRX / Pacira Pharmaceuticals, Inc. Put 31.15 0 8,700 0 271
2018-03-31 13F-HR EMHY / iShares Emerging Markets High Yield Bond ETF 49.08 372,132 444,996 19.58 18,599 21,841 17.43
2018-03-31 13F-HR AKS / AK Steel Holding Corp. Call 4.53 340,700 322,500 -5.34 1,928 1,461 -24.22
2018-03-31 13F-HR INO / Inovio Pharmaceuticals, Inc. 4.71 172,520 442,893 156.72 713 2,086 192.57
2018-03-31 13F-HR ALB / Albemarle Corp. 92.74 131,814 220,249 67.09 16,858 20,426 21.17
2018-03-31 13F-HR AL / Air Lease Corporation 42.63 68,732 56,066 -18.43 3,306 2,390 -27.71
2018-03-31 13F-HR GV / Goldfield Corp. 3.83 100 3,920 3,820.00 0 15
2018-03-31 13F-HR HPE / Hewlett Packard Enterprise Company 17.54 750,778 1,087,035 44.79 10,781 19,067 76.86
2018-03-31 13F-HR ETX / Eaton Vance Municipal Income 2028 Term Trust 18.95 290,173 284,859 -1.83 6,012 5,398 -10.21
2018-03-31 13F-HR MFIN / Medallion Financial Corp. 4.48 2,067 892 -56.85 7 4 -42.86
2018-03-31 13F-HR WSO.B / Watsco, Inc. 180.59 742 742 0.00 126 134 6.35
2018-03-31 13F-HR GENE / Genetic Technologies Ltd. 0.88 2,000 3,398 69.90 2 3 50.00
2018-03-31 13F-HR TUES / Tuesday Morning Corp. 3.95 691,819 929,331 34.33 1,903 3,671 92.91
2018-03-31 13F-HR KORS / Michael Kors Holdings Ltd. Call 62.08 64,700 300,000 363.68 4,073 18,624 357.26
2018-03-31 13F-HR ASET / FlexShares Real Assets Allocation Index Fund 27.97 0 286 0 8
2018-03-31 13F-HR BSCM / Guggenheim BulletShares 2022 Corporate Bond ETF 20.77 448,346 471,448 5.15 9,492 9,792 3.16
2018-03-31 13F-HR ICON / Iconix Brand Group, Inc. 1.10 27,400 9,102 -66.78 36 10 -72.22
2018-03-31 13F-HR SMI / Semiconductor Manufacturing International Corp. 6.59 138,358 54,154 -60.86 1,184 357 -69.85
2018-03-31 13F-HR FXE / CurrencyShares Euro Trust 118.32 8,529 6,364 -25.38 986 753 -23.63
2018-03-31 13F-HR LEAD / Reality Shares DIVCON Leaders Dividend ETF 32.03 590 4,621 683.22 19 148 678.95
2018-03-31 13F-HR DY / Dycom Industries, Inc. 107.65 23,643 26,418 11.74 2,634 2,844 7.97
2018-03-31 13F-HR QCLN / First Trust Exchange-Traded Fund 19.51 26,478 28,757 8.61 538 561 4.28
2018-03-31 13F-HR RBA / Ritchie Bros. Auctioneers Inc. 31.47 40,304 48,585 20.55 1,206 1,529 26.78
2018-03-31 13F-HR HES / Hess Corp. 50.62 480,439 239,374 -50.18 22,806 12,117 -46.87
2018-03-31 13F-HR SAA / ProShares Ultra SmallCap600 99.82 921 551 -40.17 93 55 -40.86
2018-03-31 13F-HR 44052TAB7 / Horizon Pharma plc 2.5% Bond due 2022-03-15 1,163 7,639 556.84
2018-03-31 13F-HR CRY / CryoLife, Inc. 20.05 57,627 56,606 -1.77 1,103 1,135 2.90
2018-03-31 13F-HR 55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Bond Due 7/15/2019 14 10 -28.57
2018-03-31 13F-HR NEWM / New Media Investment Group Inc. 17.14 277,783 272,825 -1.78 4,661 4,677 0.34
2018-03-31 13F-HR CISN / Cision Ltd. 2.63 0 1,523 0 4
2018-03-31 13F-HR AOI / Alliance One International 26.07 2,792 5,524 97.85 37 144 289.19
2018-03-31 13F-HR NXEO / Nexeo Solutions, Inc. 10.50 1,204 2,000 66.11 11 21 90.91
2018-03-31 13F-HR JAX / J. Alexander's Holdings, Inc. 12.08 2,824 993 -64.84 28 12 -57.14
2018-03-31 13F-HR BLHY / Virtus Newfleet Dynamic Credit E 24.79 2,005 1,331 -33.62 50 33 -34.00
2018-03-31 13F-HR CIB / BanColombia S.A. 42.00 16,403 21,476 30.93 651 902 38.56
2018-03-31 13F-HR TMV / Direxion Daily 20+ Year Treasury 19.30 4,461 1,088 -75.61 79 21 -73.42
2018-03-31 13F-HR HD / Home Depot, Inc. (The) Put 178.24 205,700 30,600 -85.12 38,987 5,454 -86.01
2018-03-31 13F-HR CFX / Colfax Corp. 31.90 173,043 137,816 -20.36 6,856 4,396 -35.88
2018-03-31 13F-HR SNGX / Soligenix, Inc. 2.05 79 2,437 2,984.81 0 5
2018-03-31 13F-HR NYH / Eaton Vance New York Municipal Bond Fund II 10.71 26,011 18,853 -27.52 301 202 -32.89
2018-03-31 13F-HR AFTY / CSOP FTSE China A50 ETF/United States 18.20 0 1,154 0 21
2018-03-31 13F-HR SGY / Stone Energy Corp. 7.17 3,882 2,232 -42.50 144 16 -88.89
2018-03-31 13F-HR SGY / Stone Energy Corp. 37.09 881 3,882 340.64 5 144 2,780.00
2018-03-31 13F-HR AKG / Asanko Gold Inc. 0.98 0 16,263 0 16
2018-03-31 13F-HR 81762PAB8 / ServiceNow, Inc. Bond 13,486 20 -99.85
2018-03-31 13F-HR IBCD / iShares iBonds Mar 2020 Corporate ex-Financials Term ETF 24.38 523,121 636,708 21.71 12,827 15,524 21.03
2018-03-31 13F-HR MTSC / MTS Systems Corp. 51.76 7,904 5,583 -29.36 424 289 -31.84
2018-03-31 13F-HR PRLB / Proto Labs, Inc. 117.54 48,360 8,380 -82.67 4,981 985 -80.22
2018-03-31 13F-HR ABAX / Abaxis, Inc. 70.59 6,917 6,276 -9.27 343 443 29.15
2018-03-31 13F-HR AZZ / AZZ, Inc. 43.69 10,822 6,226 -42.47 553 272 -50.81
2018-03-31 13F-HR DPG / Duff & Phelps Global Utility Income Fund Inc. 13.97 632,677 679,816 7.45 9,819 9,498 -3.27
2018-03-31 13F-HR AOK / iShares Core Conservative Allocation ETF 34.26 26,674 30,265 13.46 924 1,037 12.23
2018-03-31 13F-HR MVV / ProShares Ultra MidCap400 119.43 1,075 1,055 -1.86 132 126 -4.55
2018-03-31 13F-HR NEP / NextEra Energy Partners LP 39.99 61,129 23,382 -61.75 2,635 935 -64.52
2018-03-31 13F-HR SPTL / SPDR Portfolio Long Term Treasur 35.10 122,396 54,893 -55.15 4,478 1,927 -56.97
2018-03-31 13F-HR TECK / Teck Resources Ltd. 25.75 136,340 114,558 -15.98 3,568 2,950 -17.32
2018-03-31 13F-HR ENSG / Ensign Group, Inc. (The) 26.28 15,480 38,355 147.77 344 1,008 193.02
2018-03-31 13F-HR UBNK / United Financial Bancorp, Inc. 16.20 31,314 20,245 -35.35 552 328 -40.58
2018-03-31 13F-HR NI / NiSource, Inc. 23.91 631,053 116,080 -81.61 16,199 2,775 -82.87
2018-03-31 13F-HR IBMK / iShares iBonds Dec 2022 Term Muni Bond ETF 25.50 150,970 382,652 153.46 3,876 9,757 151.73
2018-03-31 13F-HR BRO / Brown & Brown, Inc. 25.44 281,627 250,444 -11.07 14,493 6,371 -56.04
2018-03-31 13F-HR LNN / Lindsay Corp. 91.42 18,092 18,071 -0.12 1,596 1,652 3.51
2018-03-31 13F-HR EQBK / Equity Bancshares, Inc. 38.77 581 877 50.95 21 34 61.90
2018-03-31 13F-HR CELGZ / Celgene Corporation Series A Contingent Value Rights 0.33 8,150 9,186 12.71 8 3 -62.50
2018-03-31 13F-HR VVV / Valvoline Inc. 22.13 68,020 73,460 8.00 1,705 1,626 -4.63
2018-03-31 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 23.26 1,019,321 119,552 -88.27 24,841 2,781 -88.80
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 35.22 2,099,272 3,074,935 46.48 78,051 108,299 38.75
2018-03-31 13F-HR DISCK / Discovery Communications, Inc. 19.52 169,728 382,563 125.40 3,593 7,467 107.82
2018-03-31 13F-HR USBI / United Security Bancshares, Inc. 11.64 1,620 687 -57.59 21 8 -61.90
2018-03-31 13F-HR REI / Ring Energy, Inc. 14.36 19,786 10,866 -45.08 275 156 -43.27
2018-03-31 13F-HR PBW / PowerShares WilderHill Clean Energy Portfolio 24.97 8,561 8,610 0.57 217 215 -0.92
2018-03-31 13F-HR MINI / Mobile Mini, Inc. 43.50 14,261 15,655 9.77 492 681 38.41
2018-03-31 13F-HR BCD / ETFS Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF 26.20 0 1,336 0 35
2018-03-31 13F-HR CE / Celanese Corp. 100.21 283,988 286,581 0.91 30,410 28,719 -5.56
2018-03-31 13F-HR KOS / Kosmos Energy Ltd. 6.29 27,160 26,708 -1.66 186 168 -9.68
2018-03-31 13F-HR 756577AD4 / Red Hat, Inc. Bond 16 28 75.00
2018-03-31 13F-HR SSNT / SilverSun Technologies, Inc. 0.00 1 2 100.00 0 0
2018-03-31 13F-HR 440543AN6 / Hornbeck Offshore Services, Inc. Bond 4 3 -25.00
2018-03-31 13F-HR 867652AG4 / SunPower Corp. Bond 10 4 -60.00
2018-03-31 13F-HR PNC.WS / PNC Financial Services Group, Inc., Warrant 83.99 14,031 15,680 11.75 1,090 1,317 20.83
2018-03-31 13F-HR EUXL / Direxion Daily EURO STOXX 50r Bu 25.34 626 513 -18.05 16 13 -18.75
2018-03-31 13F-HR DRAM / Dataram Corp. 1.24 4,198 1,607 -61.72 7 2 -71.43
2018-03-31 13F-HR CNET / ChinaNet Online Holdings, Inc. 1.63 0 11,059 0 18
2018-03-31 13F-HR MIFI / Novatel Wireless, Inc. 1.33 500 752 50.40 1 1 0.00
2018-03-31 13F-HR GSL / Global Ship Lease, Inc. 1.14 0 7,000 0 8
2018-03-31 13F-HR FTF / Franklin Templeton Limited Duration Income Trust 11.17 28,511 23,276 -18.36 337 260 -22.85
2018-03-31 13F-HR SIG / Signet Jewelers Ltd. 38.53 93,668 19,284 -79.41 5,297 743 -85.97
2018-03-31 13F-HR EPC / Edgewell Personal Care Company 48.82 251,076 442,486 76.24 14,911 21,603 44.88
2018-03-31 13F-HR EPOL / iShares MSCI Poland Capped ETF 25.10 223,522 248,917 11.36 6,055 6,247 3.17
2018-03-31 13F-HR RTN / Raytheon Co. Put 215.88 100 1,700 1,600.00 19 367 1,831.58
2018-03-31 13F-HR GTO / Guggenheim Total Return Bond ETF 52.32 59,638 72,995 22.40 3,150 3,819 21.24
2018-03-31 13F-HR TTOO / T2 Biosystems, Inc. 6.49 5,675 41,756 635.79 23 271 1,078.26
2018-03-31 13F-HR RLJ / RLJ Lodging Trust 19.43 49,855 7,307 -85.34 1,096 142 -87.04
2018-03-31 13F-HR PIM / Putnam Master Intermediate Income Trust 4.70 353,847 300,031 -15.21 1,688 1,410 -16.47
2018-03-31 13F-HR ESXB / Community Bankers Trust Corp. 8.82 2,573 1,588 -38.28 21 14 -33.33
2018-03-31 13F-HR SPXU / ProShares UltraPro Short S&P 500 11.19 8 16,258 203,125.00 0 182
2018-03-31 13F-HR SKOR / FlexShares Credit-Scored US Corporate Bond Index Fund 49.73 925 925 0.00 47 46 -2.13
2018-03-31 13F-HR PMPT / iSectors Post-MPT Growth ETF 26.57 0 527 0 14
2018-03-31 13F-HR ALSK / Alaska Communications Systems Group, Inc. 1.82 8,359 19,730 136.03 22 36 63.64
2018-03-31 13F-HR 590328AA8 / Merrimack Pharmaceuticals, Inc. Bond 80 1 -98.75
2018-03-31 13F-HR ANDE / Andersons, Inc. (THE) 33.13 13,994 10,172 -27.31 436 337 -22.71
2018-03-31 13F-HR VLO / Valero Energy Corp. Call 92.78 13,900 20,900 50.36 1,278 1,939 51.72
2018-03-31 13F-HR VLO / Valero Energy Corp. Put 92.67 413,800 3,000 -99.28 38,032 278 -99.27
2018-03-31 13F-HR EMBH / iShares Interest Rate Hedged Emerging Markets Bond ETF 25.25 0 198 0 5
2018-03-31 13F-HR TGXSF / Tigenix Sa 42.67 843 539 -36.06 19 23 21.05
2018-03-31 13F-HR 27875TAA9 / Echo Global Logistics, Inc. 2.50% Bond Due 5/1/2020 4 7 75.00
2018-03-31 13F-HR 235851AF9 / Danaher Corp. Bond 234 243 3.85
2018-03-31 13F-HR XBIT / XBiotech Inc. 5.24 0 191 0 1
2018-03-31 13F-HR TTNP / Titan Pharmaceuticals, Inc. 0.94 237 2,124 796.20 0 2
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. Put 181.52 90,000 80,300 -10.78 13,045 14,576 11.74
2018-03-31 13F-HR DFS / Discover Financial Services 71.93 913,425 873,953 -4.32 70,261 62,863 -10.53
2018-03-31 13F-HR TCFC / The Community Financial Corp. 37.49 187 1,147 513.37 7 43 514.29
2018-03-31 13F-HR CVV / CVD Equipment Corp. 9.40 2,752 1,064 -61.34 32 10 -68.75
2018-03-31 13F-HR TRUP / Trupanion, Inc. 29.96 1,601 1,836 14.68 47 55 17.02
2018-03-31 13F-HR EWL / iShares MSCI Switzerland Capped ETF 34.37 729,960 727,652 -0.32 25,971 25,010 -3.70
2018-03-31 13F-HR ASUR / Asure Software, Inc. 11.20 1,283 357 -72.17 18 4 -77.78
2018-03-31 13F-HR TLYS / Tilly's, Inc. 11.32 1,477 530 -64.12 22 6 -72.73
2018-03-31 13F-HR CYAN / Cyanotech Corp. 4.71 0 1,062 0 5
2018-03-31 13F-HR PERY / Ellis Perry International, Inc. 25.68 2,723 2,998 10.10 68 77 13.24
2018-03-31 13F-HR BBU / Brookfield Business Partners L.P. 36.06 2,159 2,080 -3.66 75 75 0.00
2018-03-31 13F-HR CTRE / CareTrust REIT, Inc. 13.40 201,055 62,848 -68.74 3,370 842 -75.01
2018-03-31 13F-HR VGSH / Vanguard Short-Term Government Bond Index Fund 60.04 161,309 237,116 46.99 9,723 14,236 46.42
2018-03-31 13F-HR RNWK / RealNetworks, Inc. 3.00 8,439 2,998 -64.47 29 9 -68.97
2018-03-31 13F-HR NGD / New Gold, Inc. 2.58 2,025,896 1,333,153 -34.19 6,665 3,440 -48.39
2018-03-31 13F-HR ANTM / Anthem, Inc. Put 220.00 0 100 0 22
2018-03-31 13F-HR PBJ / PowerShares Exchange-Trade Fund Trust 32.25 62,658 59,694 -4.73 2,121 1,925 -9.24
2018-03-31 13F-HR INVA / Innoviva, Inc. 16.67 182,475 708,334 288.18 2,589 11,808 356.08
2018-03-31 13F-HR ANH / Anworth Mortgage Asset Corp. 4.80 2,773,569 2,801,447 1.01 15,089 13,447 -10.88
2018-03-31 13F-HR DG / Dollar General Corp. Put 93.56 85,000 45,000 -47.06 7,906 4,210 -46.75
2018-03-31 13F-HR RFDA / RiverFront Dynamic US Dividend Advantage ETF 31.94 0 407 0 13
2018-03-31 13F-HR AGRO / Adecoagro S.A. 7.37 2,231 2,171 -2.69 23 16 -30.43
2018-03-31 13F-HR BAP / Credicorp Ltd. 227.03 50,541 55,917 10.64 10,484 12,695 21.09
2018-03-31 13F-HR MEAR / iShares Short Maturity Municipal Bond ETF 49.53 0 1,494 0 74
2018-03-31 13F-HR BCS / Barclays Bank Plc 116.67 615,738 240 -99.96 7,278 28 -99.62
2018-03-31 13F-HR HSIC / Henry Schein, Inc. 67.21 464,931 473,008 1.74 32,490 31,792 -2.15
2018-03-31 13F-HR GHC / Graham Holdings Company 602.69 879 818 -6.94 491 493 0.41
2018-03-31 13F-HR 02261WAB5 / Alza Corp Bond 17 16 -5.88
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF Call 60.68 3,200,000 2,500,000 -21.88 191,776 151,700 -20.90
2018-03-31 13F-HR FANZ / ProSports Sponsors ETF 22.56 497 532 7.04 11 12 9.09
2018-03-31 13F-HR ZYNE / Zynerba Pharmaceuticals, Inc. 8.61 7,742 7,433 -3.99 97 64 -34.02
2018-03-31 13F-HR GG / Goldcorp, Inc. Call 13.82 115,722 821,003 609.46 1,478 11,346 667.66
2018-03-31 13F-HR WABC / Westamerica Bancorporation 58.07 24,752 28,726 16.06 1,474 1,668 13.16
2018-03-31 13F-HR GSH / Guangshen Railway Co. Ltd. 29.78 3,409 4,365 28.04 114 130 14.04
2018-03-31 13F-HR CNIT / China Information Technology, Inc. 1.74 8,489 2,881 -66.06 13 5 -61.54
2018-03-31 13F-HR PPH / VanEck Vectors ETF TR 56.83 97,026 16,822 -82.66 5,754 956 -83.39
2018-03-31 13F-HR BSE / BlackRock New York Insured Municipal Income Quality Trust 12.50 39,250 29,844 -23.96 517 373 -27.85
2018-03-31 13F-HR FTAG / First Trust ISE Global Platinum Index Fund 28.41 0 176 0 5
2018-03-31 13F-HR SPYX / SPDR S&P 500 Fossil Fuel Reserve 64.40 156,729 154,373 -1.50 10,156 9,941 -2.12
2018-03-31 13F-HR MEI / Methode Electronics, Inc. 39.10 98,223 93,274 -5.04 3,939 3,647 -7.41
2018-03-31 13F-HR KOSS / Koss Corp. 2.46 3,752 406 -89.18 12 1 -91.67
2018-03-31 13F-HR JFR / Nuveen Floating Rate Income Fund 10.89 406,284 516,137 27.04 4,554 5,621 23.43
2018-03-31 13F-HR PNR / Pentair plc. 45.75 659,761 397,506 -39.75 46,593 18,185 -60.97
2018-03-31 13F-HR WHF / WhiteHorse Finance, Inc. 12.42 214,085 174,852 -18.33 2,873 2,172 -24.40
2018-03-31 13F-HR 45772FAB3 / Inphi Corp. Bond 3 4 33.33
2018-03-31 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 46.92 80,660 72,448 -10.18 3,926 3,399 -13.42
2018-03-31 13F-HR IVZ / Invesco Ltd. 32.01 19,876,732 19,078,332 -4.02 726,296 610,697 -15.92
2018-03-31 13F-HR SAEXW / SAExploration Holdings, Inc. 1.20 0 830 0 1
2018-03-31 13F-HR ISZE / iShares MSCI International Developed Size Factor ETF 31.75 0 126 0 4
2018-03-31 13F-HR CTLT / Catalent Inc. 41.07 70,650 56,536 -19.98 2,902 2,322 -19.99
2018-03-31 13F-HR LDRI / PowerShares Exchange-Traded Fund Trust II 24.57 1,714 2,483 44.87 43 61 41.86
2018-03-31 13F-HR OPTT / Ocean Power Technologies, Inc. 1.06 32,923 24,536 -25.47 36 26 -27.78
2018-03-31 13F-HR FVL / First Trust Exchange-Traded Fund 23.35 8,109 8,909 9.87 190 208 9.47
2018-03-31 13F-HR 60855RAD2 / Molina Healthcare, Inc. DBCV 1.625% 8/1 4 4 0.00
2018-03-31 13F-HR AGND / WisdomTree Barclays Negative Duration U.S. Aggregate Bond Fund 43.34 0 323 0 14
2018-03-31 13F-HR DGLY / Digital Ally, Inc. 3.00 5,236 1,000 -80.90 14 3 -78.57
2018-03-31 13F-HR AC.WD / Associated Capital Group, Inc. 37.09 470 1,510 221.28 16 56 250.00
2018-03-31 13F-HR BGR / BlackRock Energy & Resources Trust 13.22 151,872 201,491 32.67 2,154 2,664 23.68
2018-03-31 13F-HR ALKS / Alkermes plc Call 57.96 0 25,000 0 1,449
2018-03-31 13F-HR VER / VEREIT, Inc. 6.96 4,697,300 4,853,712 3.33 36,592 33,781 -7.68
2018-03-31 13F-HR SBOW / SilverBow Resources, Inc. 29.14 3,664 1,750 -52.24 109 51 -53.21
2018-03-31 13F-HR WHG / Westwood Holdings Group, Inc. 56.21 4,928 2,135 -56.68 326 120 -63.19
2018-03-31 13F-HR CPHC / Canterbury Park Holding Corp. 15.67 798 1,723 115.91 13 27 107.69
2018-03-31 13F-HR BR / Broadridge Financial Solutions, Inc. 109.69 124,609 105,378 -15.43 11,287 11,559 2.41
2018-03-31 13F-HR MNESP / MSA Safety Inc. 83.23 25,358 21,037 -17.04 1,965 1,751 -10.89
2018-03-31 13F-HR SGQI / Janus Detroit Street Trust Janus Henderson SG Global Quality Income ETF 30.00 0 100 0 3
2018-03-31 13F-HR EWC / iShares MSCI Canada ETF 27.56 782,943 758,821 -3.08 23,207 20,913 -9.88
2018-03-31 13F-HR LIFE / aTyr Pharma, Inc. 0.00 3,648 1 -99.97 13 0 -100.00
2018-03-31 13F-HR GHM / Graham Corp. 21.15 1,313 1,986 51.26 27 42 55.56
2018-03-31 13F-HR TPUB / Tribune Publishing Company 16.39 5,606 1,281 -77.15 99 21 -78.79
2018-03-31 13F-HR 22943FAD2 / Ctrip.com International, Ltd. Bond 1.250%10/1 7,350 10,635 44.69
2018-03-31 13F-HR ULTI / Ultimate Software Group, Inc. (The) 243.72 16,422 17,984 9.51 3,584 4,383 22.29
2018-03-31 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 52.98 247,116 250,931 1.54 12,954 13,294 2.62
2018-03-31 13F-HR MTEX / Mannatech, Inc. 15.69 689 1,275 85.05 10 20 100.00
2018-03-31 13F-HR PLAB / Photronics, Inc. 8.20 56,381 11,347 -79.87 481 93 -80.67
2018-03-31 13F-HR SHO / Sunstone Hotel Investors, Inc. 15.21 53,108 32,156 -39.45 878 489 -44.31
2018-03-31 13F-HR IMAX / Imax Corp. 19.21 21,589 39,874 84.70 500 766 53.20
2018-03-31 13F-HR RESN / Resonant Inc. 3.10 5,203 967 -81.41 39 3 -92.31
2018-03-31 13F-HR TATT / TAT Technologies, Ltd. 8.40 2,926 357 -87.80 31 3 -90.32
2018-03-31 13F-HR FBSI / First Bancshares, Inc. 29.85 448 201 -55.13 15 6 -60.00
2018-03-31 13F-HR AGGE / IQ Enhanced Core Bond U.S. ETF 18.78 0 5,643 0 106
2018-03-31 13F-HR PZI / PowerShares Exchange-Trade Fund Trust 18.98 21,028 20,920 -0.51 407 397 -2.46
2018-03-31 13F-HR ARCC / Ares Capital Corp. 15.87 2,929,454 2,893,989 -1.21 46,051 45,928 -0.27
2018-03-31 13F-HR QD / Qudian Inc. 11.71 1,200 53,223 4,335.25 15 623 4,053.33
2018-03-31 13F-HR IX / ORIX Corp. 89.85 63,088 63,369 0.45 5,348 5,694 6.47
2018-03-31 13F-HR RDIV / Oppenheimer Ultra Dividend Revenue ETF 35.08 180,253 241,971 34.24 6,595 8,488 28.70
2018-03-31 13F-HR BEMO / Aptus Behavioral Momentum ETF 31.82 285 2,231 682.81 8 71 787.50
2018-03-31 13F-HR SPCB / SuperCom, Ltd. 2.46 5,465 407 -92.55 21 1 -95.24
2018-03-31 13F-HR OTEL / Otelco, Inc. 15.22 1,183 1,511 27.73 16 23 43.75
2018-03-31 13F-HR WREI / Wilshire US REIT ETF 42.46 948 683 -27.95 45 29 -35.56
2018-03-31 13F-HR GASX / Direxion Daily Natural Gas Related Bear 3X Shares 28.12 1,626 2,667 64.02 38 75 97.37
2018-03-31 13F-HR BKH / Black Hills Corp. 54.31 45,987 39,807 -13.44 2,765 2,162 -21.81
2018-03-31 13F-HR VXF / Vanguard Extended Market ETF 111.56 729,483 752,693 3.18 81,505 83,970 3.02
2018-03-31 13F-HR MORT / Market Vectors Mortgage REIT Income ETF 23.00 25,266 14,910 -40.99 608 343 -43.59
2018-03-31 13F-HR MAIN / Main Street Capital Corp. 36.90 437,531 249,214 -43.04 17,383 9,196 -47.10
2018-03-31 13F-HR NAUH / National American University Holdings, Inc. 1.70 0 587 0 1
2018-03-31 13F-HR KLXI / KLX Inc. 71.07 14,075 21,443 52.35 961 1,524 58.58
2018-03-31 13F-HR IAGG / iShares Core International Aggregate Bond Fund 52.63 41,741 22,571 -45.93 2,173 1,188 -45.33
2018-03-31 13F-HR DON / WisdomTree MidCap Dividend Fund 34.12 2,670,956 2,745,131 2.78 94,231 93,664 -0.60
2018-03-31 13F-HR AE / Adams Resources & Energy, Inc. 44.10 1,399 839 -40.03 61 37 -39.34
2018-03-31 13F-HR GIS / General Mills, Inc. Put 45.06 585,900 605,600 3.36 34,738 27,288 -21.45
2018-03-31 13F-HR SSC / Stewart & Stevenson LLC 2.12 39,625 11,788 -70.25 182 25 -86.26
2018-03-31 13F-HR UCFC / United Community Financial Corp. 9.79 8,700 6,945 -20.17 80 68 -15.00
2018-03-31 13F-HR DHS / WisdomTree U.S. High Dividend Fund 68.12 184,880 165,296 -10.59 13,467 11,260 -16.39
2018-03-31 13F-HR DBEM / db-X MSCI Emerging Markets Currency-Hedged Equity Fund 24.33 376,832 334,940 -11.12 9,078 8,149 -10.23
2018-03-31 13F-HR GSAT / Globalstar, Inc. 0.69 401,008 423,235 5.54 525 291 -44.57
2018-03-31 13F-HR FSZ / First Trust Switzerland AlphaDEX Fund 52.43 38,502 39,593 2.83 2,030 2,076 2.27
2018-03-31 13F-HR STCK / BMC Stock Holdings, Inc. 19.95 39 1,103 2,728.21 1 22 2,100.00
2018-03-31 13F-HR KNDI / Kandi Technolgies Group, Inc. 5.00 400 400 0.00 3 2 -33.33
2018-03-31 13F-HR ETFC / E*TRADE Financial, Inc. 55.41 313,442 417,085 33.07 15,537 23,111 48.75
2018-03-31 13F-HR AXGN / AxoGen, Inc. 36.52 18,360 26,396 43.77 520 964 85.38
2018-03-31 13F-HR MEN / BlackRock MuniEnhanced Fund, Inc. 10.63 43,647 47,243 8.24 509 502 -1.38
2018-03-31 13F-HR SIL / Global X Funds 30.72 38,911 43,722 12.36 1,270 1,343 5.75
2018-03-31 13F-HR NUE / Nucor Corp. 61.09 776,703 750,593 -3.36 49,383 45,854 -7.15
2018-03-31 13F-HR FLOW / SPX Flow, Inc. 49.18 3,450 66,749 1,834.75 164 3,283 1,901.83
2018-03-31 13F-HR CME / CME Group, Inc. 161.74 1,780,497 1,632,879 -8.29 260,041 264,102 1.56
2018-03-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 28.71 2,530,902 3,308,450 30.72 69,777 94,985 36.13
2018-03-31 13F-HR DTD / WisdomTree Total Dividend Fund 89.13 73,535 74,283 1.02 6,836 6,621 -3.15
2018-03-31 13F-HR RFV / Guggenheim S&P Midcap 400 Pure Value ETF 65.99 13,134 10,759 -18.08 916 710 -22.49
2018-03-31 13F-HR DXGE / WisdomTree Trust WisdomTree Germany Hedged Equity Fund 31.05 19,778 19,289 -2.47 637 599 -5.97
2018-03-31 13F-HR SEAC / SeaChange International, Inc. 3.12 1,210 320 -73.55 5 1 -80.00
2018-03-31 13F-HR EGRX / Eagle Pharmaceuticals, Inc. 52.69 10,383 47,980 362.10 554 2,528 356.32
2018-03-31 13F-HR SN / Sanchez Energy Corporation 3.15 169,929 8,580 -94.95 902 27 -97.01
2018-03-31 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 8.49 38,252 41,466 8.40 386 352 -8.81
2018-03-31 13F-HR GRMN / Garmin Ltd. 58.93 274,721 144,677 -47.34 16,364 8,526 -47.90
2018-03-31 13F-HR GES / Guess ? Inc. Call 25,000 0 -100.00 422 0 -100.00
2018-03-31 13F-HR NTRP / Neurotrope, Inc. 1,530 0 -100.00 11 0 -100.00
2018-03-31 13F-HR SERV / ServiceMaster Global Holdings Inc. Put 1,000 0 -100.00 51 0 -100.00
2018-03-31 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 6.74 7,567 51
2018-03-31 13F-HR FTE NETWORKS INC / COM PAR (30283R402) 20.08 1,046 21
2018-03-31 13F-HR FNKO / Funko, Inc. 8.44 2,821 2,014 -28.61 18 17 -5.56
2018-03-31 13F-HR GABELLI GO ANYWHERE TR / (36250J109) 16.19 247 4
2018-03-31 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 9.51 14,302 136
2018-03-31 13F-HR GABELLI MULTIMEDIA TR INC / (36239Q109) 9.29 22,176 206
2018-03-31 13F-HR GAMCO NAT RES GOLD & INCOME / SH BEN INT (36465E101) 6.39 18,773 120
2018-03-31 13F-HR GAZIT GLOBE LTD / SHS (M4793C102) 9.82 101,612 998
2018-03-31 13F-HR GDL FUND / COM SH BEN IT (361570104) 9.30 3,117 29
2018-03-31 13F-HR GEE GROUP INC / (36165A102) 2.55 1,962 5
2018-03-31 13F-HR WBII / WBI Tactical Income Shares 24.54 5,741 6,887 19.96 146 169 15.75
2018-03-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 12.51 118,393 1,481
2018-03-31 13F-HR ALLIANZGI DIVERS INC & CNV F / (01883J108) 22.65 9,933 225
2018-03-31 13F-HR ALTAIR ENGR INC / COM CL A (021369103) 31.16 1,316 41
2018-03-31 13F-HR AMEDICA CORP / COM PAR (023435407) 1.68 596 1
2018-03-31 13F-HR AMERI HLDGS INC / *W EXP 11/08/202 (02362F112) 0.30 3,349 1
2018-03-31 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.18 502,239 3,102
2018-03-31 13F-HR ANGI HOMESERVICES INC / COM CL A (00183L102) 13.80 1,232 17
2018-03-31 13F-HR APOLLO MEDICAL HLDGS INC / (03763A207) 20.00 100 2
2018-03-31 13F-HR ARCTURUS THERAPEUTICS LTD / SHS (M1492T105) 5.32 1,879 10
2018-03-31 13F-HR AVINGER INC / (053734208) 1.24 2,426 3
2018-03-31 13F-HR AYTU BIOSCIENCE INC / COM PAR (054754403) 0.83 2,401 2
2018-03-31 13F-HR BANCORPSOUTH BK TUPELO MISS / (05971J102) 31.80 46,226 1,470
2018-03-31 13F-HR BARCLAYS BK PLC / RTRN DISABILIT (06740D830) 0.00 1 0
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH INVS&P STF (06740L592) 37.82 238 9
2018-03-31 13F-HR BARCLAYS BK PLC / IPTH PURE COCA (06740P130) 37.78 1,694 64
2018-03-31 13F-HR BARCLAYS BK PLC / IPTH SUGAR ETN (06740P163) 19.42 1,442 28
2018-03-31 13F-HR BARCLAYS BK PLC / IPT COPPER ETN (06740P189) 33.14 875 29
2018-03-31 13F-HR BARCLAYS BK PLC / IPTH LEAD ETN (06740P197) 39.82 653 26
2018-03-31 13F-HR BARCLAYS BK PLC / IPT NICKEL ETN (06740P213) 21.78 1,699 37
2018-03-31 13F-HR BARCLAYS BK PLC / IPTH CRUDE OIL (06740P221) 19.15 2,820 54
2018-03-31 13F-HR BARCLAYS BK PLC / IPT GRAINS ETN (06740P270) 30.30 66 2
2018-03-31 13F-HR BARCLAYS BK PLC / IPTH ENRGY ETN (06740P312) 0.00 11 0
2018-03-31 13F-HR BARCLAYS BK PLC / IPTH LIVESTK (06740P320) 41.76 1,293 54
2018-03-31 13F-HR BARCLAYS BK PLC / RUSS2000 3X LG (06740P403) 333.33 3 1
2018-03-31 13F-HR BARCLAYS BK PLC / ETN+ SEL MLP (06742C723) 18.34 819,039 15,021
2018-03-31 13F-HR BARCLAYS BK PLC / INV USTREA ETN (06742W570) 25.10 996 25
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH SER B GSCI (06745R693) 66.67 180 12
2018-03-31 13F-HR BARINGS CORPORATE INVS / (06759X107) 15.10 131,867 1,991
2018-03-31 13F-HR BARINGS GLOBAL SHORT DURATIO / (06760L100) 18.66 76,776 1,433
2018-03-31 13F-HR BARINGS PARTN INVS / SH BEN INT (06761A103) 14.70 193,090 2,838
2018-03-31 13F-HR BARINGTON HILCO ACQUISITION / RIGHT 02/13/2017 (06759V119) 0.49 2,034 1
2018-03-31 13F-HR BIG ROCK PARTNERS ACQUISI CO / UNIT 11/20/2022 (089482202) 10.00 1,000 10
2018-03-31 13F-HR BIO PATH HOLDINGS INC / (09057N201) 1.95 8,226 16
2018-03-31 13F-HR BIOBLAST PHARMA LTD / SHS NEW (M20156119) 2.16 2,317 5
2018-03-31 13F-HR BIOS / BioScrip, Inc. 2.46 342,940 269,248 -21.49 998 662 -33.67
2018-03-31 13F-HR BLACKROCK 2022 GBL INCM OPP / (09258P104) 9.49 554,104 5,258
2018-03-31 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 12.99 706,748 9,181
2018-03-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 15.75 449,277 7,076
2018-03-31 13F-HR BLACKROCK FLA MUN 2020 TERM / COM SHS (09250M109) 14.22 26,512 377
2018-03-31 13F-HR BLACKROCK MASS TAX-EXEMPT TR / SH BEN INT (09258E109) 13.28 6,775 90
2018-03-31 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.08 314,938 4,749
2018-03-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 21.31 1,879,868 40,060
2018-03-31 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 13.41 409,593 5,493
2018-03-31 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 13.04 39,252 512
2018-03-31 13F-HR BLACKROCK MUNIHLDGS NJ QLTY / (09254X101) 13.39 368,458 4,933
2018-03-31 13F-HR BLACKROCK MUNIYIELD ARIZ FD / (09254K109) 15.35 5,341 82
2018-03-31 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 13.32 253,023 3,370
2018-03-31 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 13.33 62,249 830
2018-03-31 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 12.05 140,938 1,698
2018-03-31 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 13.79 71,917 992
2018-03-31 13F-HR BLACKROCK MUNIYLD MICH QLTY / (09254V105) 13.30 155,616 2,070
2018-03-31 13F-HR BLACKROCK N J MUN INCOME TR / SH BEN INT (09248J101) 14.05 6,976 98
2018-03-31 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 13.07 81,207 1,061
2018-03-31 13F-HR BLACKROCK NJ MUNICIPAL BOND / (09249A109) 13.58 2,871 39
2018-03-31 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 13.05 16,324 213
2018-03-31 13F-HR BLACKROCK NY MUNI 2018 TERM / (09248K108) 14.76 28,860 426
2018-03-31 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 13.21 18,474 244
2018-03-31 13F-HR BST / BlackRock Science and Technology Trust 30.08 537,284 233,901 -56.47 14,340 7,036 -50.93
2018-03-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 22.52 851,493 19,176
2018-03-31 13F-HR BLACKROCK VA MUNICIPAL BOND / (092481100) 15.96 8,958 143
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) Put 31.95 1,097,900 720,100 -34.41 35,155 23,007 -34.56
2018-03-31 13F-HR HRB / Block (H.&R.), Inc. 25.41 291,262 527,570 81.13 7,636 13,406 75.56
2018-03-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 11.71 108,268 1,268
2018-03-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 21.77 1,648,950 35,898
2018-03-31 13F-HR BMTC / Bryn Mawr Bank Corp. 43.88 3,327 1,846 -44.51 147 81 -44.90
2018-03-31 13F-HR CAESARS ENTMT CORP / NOTE 5.000%10/0 (127686AA1) 52
2018-03-31 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.21 2,350 24
2018-03-31 13F-HR CAROLINA TR BANCSHARES INC / (14422P105) 9.16 1,856 17
2018-03-31 13F-HR CBAK ENERGY TECHNOLOGY INC / (14986C102) 1.60 624 1
2018-03-31 13F-HR CEL SCI CORP / COM PAR NEW (150837607) 0.00 300 0
2018-03-31 13F-HR CENTER COAST BRKFLD MLP ENRG / SHS BEN INT (151461100) 8.47 403,631 3,419
2018-03-31 13F-HR CHANTICLEER HLDGS INC / COM PAR (15930P800) 3.90 2,305 9
2018-03-31 13F-HR CHINA BIOLOGIC PRODS HLDGS I / (G21515104) 80.99 41,699 3,377
2018-03-31 13F-HR CHIPMOS TECHNOLOGIES INC / SPONSORED ADR (16965P103) 15.72 2,417 38
2018-03-31 13F-HR CITIGROUP GBL MKTS HLDGS INC / VELOCITYSHS SHRT (17325K529) 18.00 500 9
2018-03-31 13F-HR CITIGROUP GLOBAL MKTS HLDGS / INVERSE LVRG ETN (17325E309) 10.25 3,025 31
2018-03-31 13F-HR CITIUS PHARMACEUTICALS INC / (17322U207) 3.07 5,545 17
2018-03-31 13F-HR CLARUS CORP NEW / (18270P109) 0.00 10 0
2018-03-31 13F-HR CLEARSIGN COMBUSTION CORP / *W EXP 01/25/201 (185064110) 0.00 1,519 0
2018-03-31 13F-HR COHEN & CO INC NEW / (19249M102) 10.95 23,651 259
2018-03-31 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 21.95 38,537 846
2018-03-31 13F-HR COMSTOCK MNG INC / (205750201) 0.00 111 0
2018-03-31 13F-HR CONDOR HOSPITALITY TR INC / (20676Y403) 10.37 1,254 13
2018-03-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 28.97 277,700 8,045
2018-03-31 13F-HR CORENERGY INFRASTRUCTURE TR / DEP SHS REPSTG (21870U304) 24.00 125 3
2018-03-31 13F-HR CPI CARD GROUP INC / (12634H200) 2.95 2,036 6
2018-03-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VLCTYSHS 3X S&P (22539T217) 58.13 4,662 271
2018-03-31 13F-HR CREDIT SUISSE AG NASSAU BRH / AXELATRDR 3X LNG (22539T258) 0.00 1 0
2018-03-31 13F-HR CREDIT SUISSE AG NASSAU BRH / NT BCOMCL 36 (22539T332) 38.66 2,173 84
2018-03-31 13F-HR CREDIT SUISSE AG NASSAU BRH / ETN LKD 34 (22539T456) 9.62 104 1
2018-03-31 13F-HR CREDIT SUISSE NASSAU BRH / ETN STOXX EUR 50 (22542D100) 127.00 1,378 175
2018-03-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS 3X (22542D373) 27.06 739 20
2018-03-31 13F-HR CURRENCYSHARES CHINESE RENMI / CHIN RENMINBI (23131C107) 64.52 31 2
2018-03-31 13F-HR CURRENCYSHARES SINGAPORE DLR / SHS (23130K100) 125.00 8 1
2018-03-31 13F-HR CURRENCYSHARES SWEDISH KRONA / SWEDISH KRONA (23129R108) 111.89 143 16
2018-03-31 13F-HR CURRENCYSHARES SWISS FRANC T / SWISS FRANC SH (23129V109) 98.33 2,878 283
2018-03-31 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 8.71 2,066 18
2018-03-31 13F-HR CYTRX CORP / COM PAR (232828608) 1.99 502 1
2018-03-31 13F-HR DELAWARE INV CO MUN INC FD I / (246101109) 14.46 12,794 185
2018-03-31 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 12.64 41,383 523
2018-03-31 13F-HR DEUTSCHE BK AG LONDON BRH / FI ENH GL0BAL HY (25155L293) 141.76 261 37
2018-03-31 13F-HR DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102) 8.77 11,518 101
2018-03-31 13F-HR DEUTSCHE STRATEGIC INCOME TR / SHS (25160F109) 12.37 1,779 22
2018-03-31 13F-HR DIFFUSION PHARMACEUTICALS IN / (253748206) 0.56 28,496 16
2018-03-31 13F-HR DMC GLOBAL INC / (23291C103) 26.95 1,707 46
2018-03-31 13F-HR DOGNESS INTERNATIONAL CORP / COM CL A (G2788T103) 3.93 3,051 12
2018-03-31 13F-HR DOLPHIN ENTMT INC / (25686H100) 3.38 2,662 9
2018-03-31 13F-HR DOLPHIN ENTMT INC / *W EXP 12/26/202 (25686H118) 0.00 789 0
2018-03-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 21.59 303,154 6,545
2018-03-31 13F-HR DRAGON VICTORY INTL LTD / SHS (G28365107) 3.43 874 3
2018-03-31 13F-HR DRAPER OAKWOOD TECHNOLOGY / COM CL A (26146L103) 10.00 1,700 17
2018-03-31 13F-HR DREYFUS ALCENTRA GBL CR INCO / (26189A105) 9.33 38,600 360
2018-03-31 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 8.58 49,783 427
2018-03-31 13F-HR EAGLE CAP GROWTH FD INC / (269451100) 7.58 6,992 53
2018-03-31 13F-HR EAGLE FINL BANCORP INC / (26952G107) 15.66 1,724 27
2018-03-31 13F-HR EAGLE GRWTH & INCOME OPPTY F / COM SHS BEN IN (26958J105) 15.00 2,066 31
2018-03-31 13F-HR EATON VANCE FLTNG RATE 2022 / (27831H100) 9.32 276,968 2,581
2018-03-31 13F-HR EL PASO ENERGY CAP TR I / PFD CV TR SECS (283678209) 47.18 7,080 334
2018-03-31 13F-HR EMX RTY CORP / (26873J107) 0.91 1,093 1
2018-03-31 13F-HR ENSCO JERSEY FIN LTD / NOTE 3.000% 1/3 (29359WAB1) 2,396
2018-03-31 13F-HR ENTREE RES LTD / (29384J103) 0.44 6,749 3
2018-03-31 13F-HR ES / Eversource Energy 58.92 899,111 827,767 -7.93 56,806 48,772 -14.14
2018-03-31 13F-HR FC GLOBAL RLTY INC / (30258F102) 0.00 10 0
2018-03-31 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 11.39 104,399 1,189
2018-03-31 13F-HR FIRST TR DYNAMIC EUROPE EQT / COM SHS (33740D107) 17.98 699,867 12,584
2018-03-31 13F-HR FIRST TR SR FLG RTE INCM FD / (33733U108) 13.23 219,182 2,900
2018-03-31 13F-HR FIRST TR SR FLOATING RATE 20 / COM SHS (33740K101) 9.36 383,460 3,589
2018-03-31 13F-HR FIRST TR/ABERDEEN EMERG OPT / (33731K102) 15.90 90,430 1,438
2018-03-31 13F-HR FIRST TRUST MORTGAGE INCM FD / COM SHS (33734E103) 13.96 8,023 112
2018-03-31 13F-HR FIRST TRUST SPECIALTY FINANC / COM BEN INTR (33733G109) 6.02 17,946 108
2018-03-31 13F-HR FORESIGHT AUTONOMOUS HLDGS L / SPONSORED ADS (345523104) 3.47 2,881 10
2018-03-31 13F-HR FOUR SEASONS ED CAYMAN INC / ADR (35101A101) 6.83 2,196 15
2018-03-31 13F-HR GRAMERCY PPTY TR / (385002308) 21.72 27,851 605
2018-03-31 13F-HR GRANITESHARES ETF TR / HIPS US HIGH INC (38747R306) 16.33 2,082 34
2018-03-31 13F-HR GRANITESHARES GOLD TR / SHS BEN INT (38748G101) 128.57 70 9
2018-03-31 13F-HR GREAT ELM CAP CORP / (390320109) 9.22 106,301 980
2018-03-31 13F-HR GUGGENHEIM CR ALLOCATION FD / (40168G108) 21.44 158,118 3,390
2018-03-31 13F-HR GULFMARK OFFSHORE INC / *W EXP 11/14/202 (402629117) 0.00 352 0
2018-03-31 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 8.91 8,753 78
2018-03-31 13F-HR HANCOCK JOHN PREMUIM DIV FD / COM SH BEN INT (41013T105) 15.18 230,748 3,503
2018-03-31 13F-HR HAYMAKER ACQUISITION CORP / UNIT 10/19/2022 (420870206) 9.92 6,047 60
2018-03-31 13F-HR HECLA MNG CO / PFD CV SER B (422704205) 53.10 339 18
2018-03-31 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 9.98 2,605 26
2018-03-31 13F-HR HENNESSY CAP ACQUSTON CORP I / *W EXP 06/15/202 (42588L113) 1.00 1,000 1
2018-03-31 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 16.01 22,863 366
2018-03-31 13F-HR ICLICK INTRACTVE ASIA GRP LT / SPONSORED ADR (45113Y104) 7.64 2,095 16
2018-03-31 13F-HR IES HLDGS INC / (44951W106) 15.19 7,967 121
2018-03-31 13F-HR IMMUTEP LTD / SPONSORED ADR (45257L108) 1.84 5,429 10
2018-03-31 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 10.42 384 4
2018-03-31 13F-HR INSPIREMD INC / *W EXP 03/14/202 (45779A135) 0.00 6,048 0
2018-03-31 13F-HR INTEGER HLDGS CORP / (45826H109) 56.64 2,048 116
2018-03-31 13F-HR INTERNAP CORP / COM PAR (45885A409) 11.13 3,325 37
2018-03-31 13F-HR INVESCO HIGH INCOME 2024 TAR / (46136K105) 9.08 2,643 24
2018-03-31 13F-HR INVESCO TR INVT GRADE NY MUN / (46131T101) 12.82 48,359 620
2018-03-31 13F-HR ISHARES DOW JONES UBS ROLL S / SHS BEN INT (45032K102) 37.35 5,649 211
2018-03-31 13F-HR ISHARES TR / EDGE US FIXD INM (46435U796) 97.85 2,187 214
2018-03-31 13F-HR JMU LTD / SPONSORED ADR (46647L105) 0.83 1,209 1
2018-03-31 13F-HR JOHN HANCOCK HDG EQ & INC FD / (47804L102) 16.44 82,745 1,360
2018-03-31 13F-HR KAZIA THERAPEUTICS LTD / SPONSORED ADR (48669G105) 5.21 960 5
2018-03-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 46.01 269,091 12,381
2018-03-31 13F-HR LEVEL BRANDS INC / (52730Q209) 4.83 621 3
2018-03-31 13F-HR LEXINGTON REALTY TRUST / PFD CONV SER C (529043309) 48.14 457 22
2018-03-31 13F-HR LONGFIN CORP / COM CLASS A (54304F106) 17.79 843 15
2018-03-31 13F-HR LOOP INDS INC / (543518104) 14.57 2,470 36
2018-03-31 13F-HR LUXFER HOLDINGS PLC / SHS (G5698W116) 12.83 29,157 374
2018-03-31 13F-HR M & T BK CORP / *W EXP 12/23/201 (55261F112) 108.74 515 56
2018-03-31 13F-HR MADISON CVRED CALL & EQ STR / (557437100) 7.26 154,681 1,123
2018-03-31 13F-HR MADISON STRTG SECTOR PREM FD / (558268108) 11.22 13,994 157
2018-03-31 13F-HR MARATHON PATENT GROUP INC / COM PAR (56585W302) 1.00 3,008 3
2018-03-31 13F-HR MARIN SOFTWARE INC / (56804T205) 6.66 14,270 95
2018-03-31 13F-HR MER TELEMANAGEMENT SOLUTIONS / SHS (M69676209) 1.97 1,016 2
2018-03-31 13F-HR MERIDIAN BK PAOLI PA / (58958P104) 17.24 4,351 75
2018-03-31 13F-HR MERIDIAN WASTE SOLUTIONS INC / (58985L209) 0.62 14,419 9
2018-03-31 13F-HR METROPOLITAN BK HLDG CORP / (591774104) 42.78 187 8
2018-03-31 13F-HR MFC BANCORP LTD / USD MFC SHS (G60630103) 6.28 8,274 52
2018-03-31 13F-HR MFS CALIF MUN FD / (59318C106) 10.45 15,017 157
2018-03-31 13F-HR MFS GOVT MKTS INCOME TR / SH BEN INT (552939100) 4.65 18,728 87
2018-03-31 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 4.92 740,832 3,645
2018-03-31 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 4.45 635,192 2,827
2018-03-31 13F-HR MFS INTERMEDIATE HIGH INC FD / SH BEN INT (59318T109) 2.74 10,601 29
2018-03-31 13F-HR MFS INVT GRADE MUN TR / SH BEN INT (59318B108) 9.40 42,040 395
2018-03-31 13F-HR MTGE INVT CORP / (55378A105) 17.90 1,152,481 20,630
2018-03-31 13F-HR NAVIOS MARITIME HLDGS INC / SPN ADR RP PFD G (63938Y100) 12.07 497 6
2018-03-31 13F-HR NAVIOS MARITIME HLDGS INC / SPON ADR PFD H (63938Y308) 12.29 1,790 22
2018-03-31 13F-HR NET ELEMENT INC / COM PAR (64111R300) 7.18 975 7
2018-03-31 13F-HR NEUBERGER BERMAN CA INT MUN / (64123C101) 12.89 40,891 527
2018-03-31 13F-HR NEUBERGER BERMAN NY INT MUN / (64124K102) 11.61 112,214 1,303
2018-03-31 13F-HR NEW YORK MTG TR INC / PFD-C CONV (649604808) 23.62 54,267 1,282
2018-03-31 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.12 8,967 10
2018-03-31 13F-HR NORTH EUROPEAN OIL RTY TR / SH BEN INT (659310106) 8.27 20,062 166
2018-03-31 13F-HR NUVEEN ALL CAP ENE MLP OPPO / (67075E108) 7.07 354,653 2,507
2018-03-31 13F-HR NUVEEN ARIZONA QLTY MUN INC / (67061W104) 13.48 82,963 1,118
2018-03-31 13F-HR NUVEEN BUILD AMER BD OPPTNY / (67074Q102) 22.06 84,687 1,868
2018-03-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 13.39 2,355,886 31,545
2018-03-31 13F-HR NUVEEN CA SELECT TAX FREE PR / SH BEN INT (67063R103) 13.88 17,653 245
2018-03-31 13F-HR NUVEEN CALIF MUN VALUE FD / (67062C107) 9.33 453,486 4,231
2018-03-31 13F-HR NUVEEN CR OPPORTUNITIES 2022 / (67075U102) 9.62 397,064 3,820
2018-03-31 13F-HR NUVEEN DOW 30 DYN OVERWRITE / SHS (67075F105) 17.77 731,325 12,996
2018-03-31 13F-HR NUVEEN EMERGING MKTS DEBT 20 / (67077P101) 8.20 610 5
2018-03-31 13F-HR NUVEEN GEORGIA QLTY MUN INC / (67072B107) 11.49 25,578 294
2018-03-31 13F-HR NUVEEN HGH INC DEC18 TRGT TR / (67075P103) 9.79 204,151 1,999
2018-03-31 13F-HR NUVEEN HIGH INCOME 2020 TARG / (67075L102) 9.85 12,081 119
2018-03-31 13F-HR NUVEEN HIGH INCOME DECMBR 20 / (67076E107) 9.85 270,144 2,661
2018-03-31 13F-HR NUVEEN HIGH INCOME NOVEMBER / (67077N106) 9.67 552,502 5,343
2018-03-31 13F-HR NUVEEN MASSACHUSETS QLT MUN / (67061E104) 12.98 22,723 295
2018-03-31 13F-HR NUVEEN MICHIGAN QLT MUN INC / (670979103) 12.68 12,619 160
2018-03-31 13F-HR NUVEEN MINESOTA QLT MUN INC / SHS (670734102) 14.16 20,134 285
2018-03-31 13F-HR NUVEEN MISSOURI QLT MUN INC / (67060Q108) 13.20 1,439 19
2018-03-31 13F-HR NUVEEN MTG OPPTY TERM FD 2 / (67074R100) 22.63 14,938 338
2018-03-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 14.14 1,548,182 21,892
2018-03-31 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 24.66 675,588 16,660
2018-03-31 13F-HR NUVEEN NEW JERSEY MUN VALUE / SHS (670702109) 13.40 19,559 262
2018-03-31 13F-HR NUVEEN NEW YORK MUN VALUE FD / (670706100) 13.71 5,909 81
2018-03-31 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 12.69 174,987 2,220
2018-03-31 13F-HR NUVEEN NORTH CAROLINA QLTY M / (67060P100) 12.27 28,291 347
2018-03-31 13F-HR NUVEEN NY SELECT TAX FREE PR / SH BEN INT (67063V104) 12.96 10,029 130
2018-03-31 13F-HR NUVEEN OHIO QLTY MUN INCOME / (670980101) 13.70 40,662 557
2018-03-31 13F-HR NUVEEN PA MUN VALUE FD / (67074K105) 14.47 1,175 17
2018-03-31 13F-HR NUVEEN PFD & INCOME 2022 TER / (67075T105) 24.44 5,400 132
2018-03-31 13F-HR NUVEEN SELECT MAT MUN FD / SH BEN INT (67061T101) 9.69 35,101 340
2018-03-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67062F100) 14.02 62,334 874
2018-03-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063C106) 13.47 316,639 4,265
2018-03-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063X100) 14.23 253,380 3,606
2018-03-31 13F-HR NUVEEN TEXAS QLTY MUN INCME / (670983105) 13.23 14,205 188
2018-03-31 13F-HR NUVEEN TX ADV TOTAL RET STRG / (67090H102) 13.01 699,748 9,104
2018-03-31 13F-HR NUVERRA ENVIRONMENTAL SOLUTI / COM PAR (67091K302) 22.73 880 20
2018-03-31 13F-HR OBSV / Obseva SA 14.81 270 4
2018-03-31 13F-HR ONE HORIZON GROUP INC / COM PAR (68235H304) 0.88 9,064 8
2018-03-31 13F-HR PIMCO CA MUNICIPAL INCOME FD / (72200N106) 14.74 32,767 483
2018-03-31 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 8.24 61,312 505
2018-03-31 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 11.25 161,465 1,816
2018-03-31 13F-HR RAMCO-GERSHENSON PPTYS TR / PERP PFD-D CV (751452608) 52.40 897 47
2018-03-31 13F-HR REGALWOOD GLOBAL ENERGY LTD / UNIT 99/99/9999 (G74760110) 10.01 2,897 29
2018-03-31 13F-HR REMARK HLDGS INC / (75955K102) 0.00 74 0
2018-03-31 13F-HR ETRM / EnteroMedics Inc 1.67 1,801 3
2018-03-31 13F-HR RIMINI STR INC DEL / (76674Q107) 8.55 1,169 10
2018-03-31 13F-HR BIOP / Bioptix Inc. 6.73 7,133 48
2018-03-31 13F-HR RLJ LODGING TR / CUM CONV PFD A (74965L200) 25.45 9,861 251
2018-03-31 13F-HR RMG NETWORKS HLDG CORP / (74966K300) 1.52 3,285 5
2018-03-31 13F-HR ROCKY MTN CHOCOLATE FACTORY / (77467X101) 12.06 746 9
2018-03-31 13F-HR ROSEHILL RES INC / UNIT 12/31/2020 (777385204) 6.31 634 4
2018-03-31 13F-HR SAILPOINT TECHNLGIES HLDGS I / (78781P105) 20.83 2,544 53
2018-03-31 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 9.10 413,243 3,761
2018-03-31 13F-HR SANDRIDGE MISSISSIPPIAN TR I / SH BEN INT (80007V106) 1.00 20,000 20
2018-03-31 13F-HR SEA LTD / ADR (81141R100) 11.27 72,415 816
2018-03-31 13F-HR SIMPLY GOOD FOODS CO / (82900L102) 13.67 2,121 29
2018-03-31 13F-HR SOLENO THERAPEUTICS INC / *W EXP 11/12/201 (834203135) 0.10 10,418 1
2018-03-31 13F-HR SPARK NETWORKS SE / SPONSORED ADR (846517100) 14.73 1,494 22
2018-03-31 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 91.55 1,013,377 92,775
2018-03-31 13F-HR SPDR SER TR / KENSHO SMART (78468R689) 29.57 8,828 261
2018-03-31 13F-HR SPERO THERAPEUTICS INC / (84833T103) 14.11 496 7
2018-03-31 13F-HR SPHERE 3D CORP NEW / (84841L209) 0.86 2,336 2
2018-03-31 13F-HR STITCH FIX INC / COM CL A (860897107) 20.00 3,200 64
2018-03-31 13F-HR SWEDISH EXPT CR CORP / MLCX BIO ETN23 (870297199) 6.84 1,315 9
2018-03-31 13F-HR SWEDISH EXPT CR CORP / MLCX GRN ETN23 (870297215) 3.33 2,105 7
2018-03-31 13F-HR SWEDISH EXPT CR CORP / RG ENRGY ETN22 (870297306) 3.01 10,614 32
2018-03-31 13F-HR SWEDISH EXPT CR CORP / RG METAL ETN22 (870297405) 8.57 9,686 83
2018-03-31 13F-HR SWEDISH EXPT CR CORP / ELEMENT USETN22 (870297504) 19.66 407 8
2018-03-31 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.18 70,565 436
2018-03-31 13F-HR SWEDISH EXPT CR CORP / ROG TTL ETN 22 (870297801) 5.52 168,482 930
2018-03-31 13F-HR SYNTHESIS ENERGY SYS INC / (871628202) 2.27 881 2
2018-03-31 13F-HR TANDEM DIABETES CARE INC / (875372203) 4.93 203 1
2018-03-31 13F-HR TDH HLDGS INC / SHS (G87084102) 4.34 1,844 8
2018-03-31 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 25.82 3,369 87
2018-03-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R117) 3.49 44,097 154
2018-03-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R125) 3.11 29,302 91
2018-03-31 13F-HR UBS AG LONDON BRH / VELOCITYSHS SHRT (90274D150) 13.61 882 12
2018-03-31 13F-HR UBS AG LONDON BRH / VELOCITYSHS LONG (90274D176) 15.14 1,981 30
2018-03-31 13F-HR UBS AG LONDON BRH / FI ENHANCD ETN (90274D218) 161.76 884 143
2018-03-31 13F-HR UBS AG LONDON BRH / NT AMZI 46 (90274D259) 28.38 1,198 34
2018-03-31 13F-HR UBS AG LONDON BRH / VELCTY 1X ETN 47 (90274E828) 0.00 27 0
2018-03-31 13F-HR USCF ETF TR / SUMERHAVEN PVT (90290T601) 25.04 1,198 30
2018-03-31 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 11.01 33,060 364
2018-03-31 13F-HR VOYA ASIA PAC DIVID EQUITY I / (92912J102) 10.74 43,202 464
2018-03-31 13F-HR VOYA EMERGING MKTS HIGH DIVI / (92912P108) 9.60 292,175 2,805
2018-03-31 13F-HR VOYA GLBL ADV & PREM OPP FD / (92912R104) 10.91 118,649 1,294
2018-03-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.30 201,481 1,471
2018-03-31 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 15.19 272,005 4,132
2018-03-31 13F-HR VOYA INTL HIGH DIVID EQTY IN / (92912Y109) 6.88 1,598 11
2018-03-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.21 742,544 3,869
2018-03-31 13F-HR WARRIOR MET COAL INC / (93627C101) 28.00 2,357 66
2018-03-31 13F-HR WCF BANCORP INC / (92940L103) 9.81 2,345 23
2018-03-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 14.53 1,994,804 28,985
2018-03-31 13F-HR WESTERN ASSET GLOBAL CP DEFI / (95790C107) 16.73 122,768 2,054
2018-03-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 4.81 5,071,432 24,393
2018-03-31 13F-HR WESTERN ASSET INVT GRADE DEF / (95790A101) 21.36 707,167 15,105
2018-03-31 13F-HR WESTERN ASSET MUN DEF OPP TR / (95768A109) 21.73 39,942 868
2018-03-31 13F-HR WESTERN ASSET VAR RT STRG FD / (957667108) 16.83 7,012 118
2018-03-31 13F-HR WESTMORELAND RESOURCE PARTNE / COM UNIT RP LP (96108P103) 2.01 3,989 8
2018-03-31 13F-HR WHITING PETE CORP NEW / (966387409) 33.84 147,795 5,002
2018-03-31 13F-HR WILLSCOT CORP / (971375126) 13.19 455 6
2018-03-31 13F-HR WINTRUST FINL CORP / *W EXP 12/19/201 (97650W157) 0.00 1,215 0
2018-03-31 13F-HR XAI OCTAGON FLOATNG RATE ALT / (98400T106) 9.45 219,696 2,076
2018-03-31 13F-HR YOUNGEVITY INTL INC / (987537206) 4.03 3,227 13
2018-03-31 13F-HR YULONG ECO MATLS LTD / SHS (G98847208) 3.05 4,588 14
2018-03-31 13F-HR ZK INTL GROUP CO LTD / SHS (G9892K100) 7.19 139 1
2018-03-31 13F-HR OMN / Omnova Solutions, Inc. 10.47 9,060 3,440 -62.03 91 36 -60.44
2018-03-31 13F-HR RAD / Rite Aid Corp. 1.68 1,357,690 1,236,022 -8.96 2,674 2,077 -22.33
2018-03-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 2.00 48,548 34,440 -29.06 104 69 -33.65
2018-03-31 13F-HR LNTH / Lantheus Holdings, Inc. 15.75 3,973 1,524 -61.64 81 24 -70.37
2018-03-31 13F-HR PFMT / Performant Financial Corp 2.96 2,652 4,398 65.84 4 13 225.00
2018-03-31 13F-HR BNTC / Benitec Biopharma Ltd 3.12 4,443 3,527 -20.62 13 11 -15.38
2018-03-31 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund 27.45 621,631 500,858 -19.43 17,667 13,748 -22.18
2018-03-31 13F-HR ARES / Ares Management, L.P. 21.40 176,734 205,410 16.23 3,535 4,396 24.36
2018-03-31 13F-HR DGLD / VelocityShares 3x Inverse Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031 41.44 2,087 1,834 -12.12 91 76 -16.48
2018-03-31 13F-HR GHYG / iShares Global High Yield Corporate Bond ETF 50.15 34,376 66,447 93.29 1,735 3,332 92.05
2018-03-31 13F-HR HTLD / Heartland Express, Inc. 18.01 1,559 2,832 81.65 37 51 37.84
2018-03-31 13F-HR VCO / Vina Concha Y Toro S.A. 37.74 941 106 -88.74 35 4 -88.57
2018-03-31 13F-HR EVR / Evercore Partners, Inc. 87.18 79,833 31,073 -61.08 7,185 2,709 -62.30
2018-03-31 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 54.67 155,133 130,701 -15.75 8,839 7,145 -19.17
2018-03-31 13F-HR AMRN / Amarin Corp. Plc 3.01 766,321 761,871 -0.58 3,073 2,293 -25.38
2018-03-31 13F-HR VMW / VMWare, Inc. 121.27 257,013 651,316 153.42 32,209 78,985 145.23
2018-03-31 13F-HR VMW / VMWare, Inc. Call 121.28 5,700 29,000 408.77 714 3,517 392.58
2018-03-31 13F-HR CUB / Cubic Corp. 63.57 23,502 14,363 -38.89 1,385 913 -34.08
2018-03-31 13F-HR LNT / Alliant Energy Corp. 40.86 218,634 181,469 -17.00 9,315 7,415 -20.40
2018-03-31 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 36.34 127,654 132,327 3.66 4,782 4,809 0.56
2018-03-31 13F-HR IDV / iShares International Select Dividend ETF 33.01 4,197,786 4,026,906 -4.07 141,843 132,928 -6.29
2018-03-31 13F-HR TG / Tredegar Corp. 17.96 8,913 7,239 -18.78 171 130 -23.98
2018-03-31 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 30.37 70,610 71,842 1.74 2,341 2,182 -6.79
2018-03-31 13F-HR T / AT & T, Inc. 35.65 18,273,570 17,818,993 -2.49 710,476 635,247 -10.59
2018-03-31 13F-HR T / AT & T, Inc. Call 35.65 802,700 79,800 -90.06 31,209 2,845 -90.88
2018-03-31 13F-HR T / AT & T, Inc. Put 35.65 2,034,400 876,100 -56.94 79,097 31,232 -60.51
2018-03-31 13F-HR Y / Alleghany Corp. 614.41 12,651 11,131 -12.01 7,541 6,839 -9.31
2018-03-31 13F-HR ON / ON Semiconductor Corporation 24.46 551,537 461,043 -16.41 11,549 11,277 -2.36
2018-03-31 13F-HR ON / ON Semiconductor Corporation Call 24.46 0 76,500 0 1,871
2018-03-31 13F-HR ZAYO / Zayo Group Holdings, Inc. 34.16 124,282 1,090,848 777.72 4,574 37,264 714.69
2018-03-31 13F-HR ZAYO / Zayo Group Holdings, Inc. Call 34.00 31,000 500 -98.39 1,141 17 -98.51
2018-03-31 13F-HR ZAYO / Zayo Group Holdings, Inc. Put 30.00 0 100 0 3
2018-03-31 13F-HR TTT / ProShares UltraPro Short 20+ Year Treasury 27.03 0 3,478 0 94
2018-03-31 13F-HR LHCG / LHC Group, Inc. 61.20 7,400 964 -86.97 453 59 -86.98
2018-03-31 13F-HR KIM / Kimco Realty Corporation 14.40 486,084 546,621 12.45 8,823 7,872 -10.78
2018-03-31 13F-HR TCS / Container Store Group, Inc. 5.45 4,793 7,334 53.01 23 40 73.91
2018-03-31 13F-HR CIG / Cemig-Companhia Energetica 2.10 465,374 2,854 -99.39 1,201 6 -99.50
2018-03-31 13F-HR CIG / Cemig-Companhia Energetica 2.58 903 465,374 51,436.43 2 1,201 59,950.00
2018-03-31 13F-HR HMTAP / HomeTown Bankshares Corporation 11.92 665 2,265 240.60 7 27 285.71
2018-03-31 13F-HR DEO / Diageo plc 135.42 3,853,841 3,935,559 2.12 562,776 532,954 -5.30
2018-03-31 13F-HR DEO / Diageo plc Put 135.56 1,700 900 -47.06 248 122 -50.81
2018-03-31 13F-HR MOV / Movado Group, Inc. 38.47 7,832 6,421 -18.02 252 247 -1.98
2018-03-31 13F-HR CASS / Cass Information Systems, Inc. 59.64 2,580 2,230 -13.57 150 133 -11.33
2018-03-31 13F-HR WIN / Windstream Holdings, Inc. 1.40 36,571 13,596 -62.82 68 19 -72.06
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 156.66 1,142,179 1,076,214 -5.78 190,571 168,600 -11.53
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. Call 156.58 1,400 3,800 171.43 234 595 154.27
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. Put 156.67 0 900 0 141
2018-03-31 13F-HR QQQC / Global X Funds 30.63 2,243 2,840 26.62 69 87 26.09
2018-03-31 13F-HR WDIV / SPDR S&P Global Dividend ETF 68.82 15,676 15,534 -0.91 1,111 1,069 -3.78
2018-03-31 13F-HR ICHGF / InterContinental Hotels Group Plc 61.15 642 2,175 238.79 41 133 224.39
2018-03-31 13F-HR TMUS / T-Mobile US, Inc. 61.04 576,820 846,528 46.76 36,634 51,672 41.05
2018-03-31 13F-HR TMUS / T-Mobile US, Inc. Call 61.04 77,910 50,000 -35.82 4,948 3,052 -38.32
2018-03-31 13F-HR TMUS / T-Mobile US, Inc. Put 61.04 272,910 272,910 0.00 17,333 16,658 -3.89
2018-03-31 13F-HR DRQ / Dril-Quip, Inc. 44.79 15,037 12,078 -19.68 717 541 -24.55
2018-03-31 13F-HR UGA / United States Gasoline Fund LP 31.81 897 503 -43.92 29 16 -44.83
2018-03-31 13F-HR OPOF / Old Point Financial Corp. 26.62 841 601 -28.54 25 16 -36.00
2018-03-31 13F-HR AME / Ametek, Inc. 75.97 118,241 260,024 119.91 8,569 19,754 130.53
2018-03-31 13F-HR PSTI / Pluristem Therapeutics, Inc. 1.37 352,204 213,141 -39.48 486 292 -39.92
2018-03-31 13F-HR TPHS / Trinity Place Holdings Inc. 6.49 61,473 58,673 -4.55 427 381 -10.77
2018-03-31 13F-HR OGS / ONE Gas, Inc. 65.99 22,915 17,019 -25.73 1,679 1,123 -33.11
2018-03-31 13F-HR ATLC / Atlanticus Holdings Corp. 2.37 1,318 2,113 60.32 4 5 25.00
2018-03-31 13F-HR CABO / Cable One Inc. 686.98 1,932 2,182 12.94 1,358 1,499 10.38
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.14 1,547,177 1,594,929 3.09 1,629,797 1,654,165 1.50
2018-03-31 13F-HR GOOGL / Alphabet Inc. Call 1,037.14 90,800 209,300 130.51 95,649 217,073 126.95
2018-03-31 13F-HR GOOGL / Alphabet Inc. Put 1,037.14 234,000 125,484 -46.37 246,496 130,145 -47.20
2018-03-31 13F-HR HTH / Hilltop Holdings, Inc. 23.48 500 6,771 1,254.20 13 159 1,123.08
2018-03-31 13F-HR ALL / Allstate Corp. (The) 94.80 587,877 544,446 -7.39 61,556 51,614 -16.15
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 54.81 3,050,911 3,460,585 13.43 170,851 189,675 11.02
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. Call 54.81 9,787,100 6,005,100 -38.64 548,078 329,140 -39.95
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. Put 54.81 2,922,600 1,802,000 -38.34 163,666 98,768 -39.65
2018-03-31 13F-HR VALE / Vale S.A. 12.72 1,164,854 1,416,321 21.59 14,246 18,015 26.46
2018-03-31 13F-HR VALE / Vale S.A. Call 12.72 657,700 1,443,100 119.42 8,044 18,356 128.19
2018-03-31 13F-HR VALE / Vale S.A. Put 12.72 1,775,000 1,100,000 -38.03 21,708 13,992 -35.54
2018-03-31 13F-HR SOR / Source Capital, Inc. 39.89 23,632 33,569 42.05 963 1,339 39.04
2018-03-31 13F-HR UNT / Unit Corp. 19.76 74,488 101,804 36.67 1,639 2,012 22.76
2018-03-31 13F-HR TAN / Guggenheim Solar ETF 24.56 192,001 205,277 6.91 4,825 5,042 4.50
2018-03-31 13F-HR AMH / American Homes 4 Rent 20.08 95,307 54,920 -42.38 2,082 1,103 -47.02
2018-03-31 13F-HR MHFI / McGraw Hill Financial, Inc. 191.06 448,113 471,246 5.16 75,910 90,036 18.61
2018-03-31 13F-HR MHFI / McGraw Hill Financial, Inc. Call 191.05 5,800 22,800 293.10 983 4,356 343.13
2018-03-31 13F-HR HAYN / Haynes International Inc. 37.09 1,272 1,537 20.83 40 57 42.50
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 341.73 1,447,496 1,185,042 -18.13 499,979 404,965 -19.00
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF Put 341.84 4,300 3,800 -11.63 1,485 1,299 -12.53
2018-03-31 13F-HR PKOH / Park-Ohio Holdings Corp. 38.82 35,505 12,132 -65.83 1,631 471 -71.12
2018-03-31 13F-HR MNK / Maillinckrodt plc. 14.48 61,953 377,692 509.64 1,397 5,469 291.48
2018-03-31 13F-HR VRTU / Virtusa Corp. 48.41 3,383 7,354 117.38 149 356 138.93
2018-03-31 13F-HR WSTL / Westell Technologies, Inc. 3.64 13,063 1,100 -91.58 49 4 -91.84
2018-03-31 13F-HR SHBI / Shore Bancshares, Inc. 18.79 2,749 1,650 -39.98 46 31 -32.61
2018-03-31 13F-HR IT / Gartner, Inc. 117.61 77,706 38,712 -50.18 9,570 4,553 -52.42
2018-03-31 13F-HR NGVT.WI / Ingevity Corporation 73.73 10,648 13,930 30.82 750 1,027 36.93
2018-03-31 13F-HR FDEF / First Defiance Financial Corp. 57.46 1,072 731 -31.81 56 42 -25.00
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF 60.39 2,861,462 4,111,447 43.68 168,397 248,290 47.44
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF Call 60.39 439,100 311,800 -28.99 25,841 18,830 -27.13
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF Put 60.39 255,000 3,165,000 1,141.18 15,007 191,134 1,173.63
2018-03-31 13F-HR IPAC / iShares Core MSCI Pacific ETF 59.88 74,447 64,829 -12.92 4,440 3,882 -12.57
2018-03-31 13F-HR LITB / LightInTheBox Holding Co., Ltd. 2.23 40,984 43,901 7.12 94 98 4.26
2018-03-31 13F-HR DXD / ProShares UltraShort Dow30 8.74 5,018 4,005 -20.19 44 35 -20.45
2018-03-31 13F-HR VGI / Virtus Global Multi-Sector Income Fund 15.35 190,426 229,205 20.36 3,333 3,519 5.58
2018-03-31 13F-HR FE / FirstEnergy Corp. 34.01 329,260 461,096 40.04 10,082 15,683 55.55
2018-03-31 13F-HR FE / FirstEnergy Corp. Call 34.00 0 17,500 0 595
2018-03-31 13F-HR FE / FirstEnergy Corp. Put 34.01 200,000 200,000 0.00 6,124 6,802 11.07
2018-03-31 13F-HR CBS / CBS Corp. 51.39 806,493 605,285 -24.95 47,583 31,105 -34.63
2018-03-31 13F-HR CBS / CBS Corp. Call 51.50 100 2,000 1,900.00 6 103 1,616.67
2018-03-31 13F-HR CBS / CBS Corp. Put 51.39 331,500 413,600 24.77 19,559 21,255 8.67
2018-03-31 13F-HR CCCL / China Ceramics Co., Ltd 1.44 0 4,159 0 6
2018-03-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.00 1,182,531 1,094,625 -7.43 25,389 22,987 -9.46
2018-03-31 13F-HR NVRO / Nevro Corp. 86.51 3,970 5,479 38.01 274 474 72.99
2018-03-31 13F-HR BDX / Becton Dickinson & Co. 216.70 576,811 478,472 -17.05 123,472 103,686 -16.02
2018-03-31 13F-HR BDX / Becton Dickinson & Co. Put 216.67 0 300 0 65
2018-03-31 13F-HR FAC / First Acceptance Corp. 0.80 0 9,986 0 8
2018-03-31 13F-HR MMD / MainStay DefinedTerm Municipal Opportunities Fund 18.82 241,917 236,987 -2.04 4,797 4,460 -7.03
2018-03-31 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.03 2,424,657 2,301,330 -5.09 118,735 110,533 -6.91
2018-03-31 13F-HR MLP / Maui Land & Pineapple Co., Inc. 11.65 52,607 32,950 -37.37 910 384 -57.80
2018-03-31 13F-HR BRKS / Brooks Automation, Inc. 27.04 10,841 6,066 -44.05 259 164 -36.68
2018-03-31 13F-HR EWUS / iShares MSCI United Kingdom Small-Cap ETF 43.30 3,691 3,233 -12.41 161 140 -13.04
2018-03-31 13F-HR DVAX / Dynavax Technologies Corp. 19.85 92,327 254,687 175.85 1,727 5,056 192.76
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 69.08 1,790,890 1,656,365 -7.51 133,672 114,421 -14.40
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. Call 69.08 67,400 231,000 242.73 5,031 15,957 217.17
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. Put 69.09 0 70,000 0 4,836
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 138.86 1,474,262 1,435,279 -2.64 199,969 199,303 -0.33
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) Put 140.00 0 100 0 14
2018-03-31 13F-HR JJT / iPath Bloomberg Tin Subindex Total Return ETN due 6/24/2038 48.57 350 350 0.00 16 17 6.25
2018-03-31 13F-HR SLCT / Select Bancorp, Inc. 13.64 1,455 1,393 -4.26 18 19 5.56
2018-03-31 13F-HR LRCX / Lam Research Corp. 203.16 528,976 546,162 3.25 97,369 110,959 13.96
2018-03-31 13F-HR LRCX / Lam Research Corp. Call 203.16 42,200 100,000 136.97 7,768 20,316 161.53
2018-03-31 13F-HR SCSC / ScanSource, Inc. 35.80 5,534 2,654 -52.04 198 95 -52.02
2018-03-31 13F-HR DEMG / Deutsche X-trackers FTSE Emerging Comprehensive Factor ETF 30.30 4 33 725.00 0 1
2018-03-31 13F-HR CMRE / Costamare Inc. 6.22 35,667 30,059 -15.72 206 187 -9.22
2018-03-31 13F-HR KFRC / Kforce, Inc. 27.07 38,978 27,489 -29.48 984 744 -24.39
2018-03-31 13F-HR FRN / Claymore Exchange-Traded Fund Trust 2 16.35 208,179 168,273 -19.17 3,091 2,751 -11.00
2018-03-31 13F-HR FBP / First BanCorp 6.02 897,862 1,351,314 50.50 4,579 8,135 77.66
2018-03-31 13F-HR TWTR / Twitter, Inc. 29.01 1,820,306 1,608,065 -11.66 43,705 46,650 6.74
2018-03-31 13F-HR TWTR / Twitter, Inc. Put 29.01 1,361,700 1,089,100 -20.02 32,694 31,595 -3.36
2018-03-31 13F-HR MMM / 3M Co. 219.52 2,875,324 2,877,390 0.07 676,765 631,645 -6.67
2018-03-31 13F-HR MMM / 3M Co. Call 219.51 27,000 22,400 -17.04 6,355 4,917 -22.63
2018-03-31 13F-HR MMM / 3M Co. Put 219.52 386,200 251,300 -34.93 90,900 55,165 -39.31
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. 171.78 293,808 300,186 2.17 50,784 51,566 1.54
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. Call 171.78 551,046 537,546 -2.45 95,248 92,340 -3.05
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. Put 171.77 33,000 13,000 -60.61 5,704 2,233 -60.85
2018-03-31 13F-HR WCG / Wellcare Health Plans, Inc. 193.63 44,808 45,025 0.48 9,012 8,718 -3.26
2018-03-31 13F-HR WCG / Wellcare Health Plans, Inc. Call 193.54 0 4,800 0 929
2018-03-31 13F-HR RL / Ralph Lauren Corp. 111.80 132,091 242,248 83.39 13,696 27,084 97.75
2018-03-31 13F-HR UPL / Ultra Petroleum Corp. 4.17 1,814,416 2,423,409 33.56 16,439 10,106 -38.52
2018-03-31 13F-HR UPL / Ultra Petroleum Corp. Call 4.17 1,392,000 1,392,000 0.00 12,612 5,805 -53.97
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 31.42 8,110,431 2,323 -99.97 122,143 73 -99.94
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 15.06 2,160 8,110,431 375,382.92 82 122,143 148,854.88
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. Call 15.06 85,500 158,400 85.26 1,545 2,386 54.43
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. Put 15.06 110,100 216,200 96.37 1,990 3,256 63.62
2018-03-31 13F-HR CSII / Cardiovascular Systems, Inc. 21.92 20,749 20,070 -3.27 492 440 -10.57
2018-03-31 13F-HR HCM / Hutchison China MediTech Limited 29.86 2,025 2,612 28.99 80 78 -2.50
2018-03-31 13F-HR OKSWF / Osisko Gold Royalties Ltd. 9.67 657,893 690,688 4.98 7,605 6,679 -12.18
2018-03-31 13F-HR PTMC / Pacer Trendpilot 450 ETF 30.86 611,009 685,768 12.24 19,008 21,163 11.34
2018-03-31 13F-HR RYN / Rayonier, Inc. (REIT) 35.18 76,705 57,251 -25.36 2,426 2,014 -16.98
2018-03-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 12.25 111,375 134,068 20.38 1,549 1,643 6.07
2018-03-31 13F-HR USEG / U.S. Energy Corp. 1.48 2,179 674 -69.07 3 1 -66.67
2018-03-31 13F-HR TRNO / Terreno Realty Corp 34.74 3,231 1,353 -58.12 113 47 -58.41
2018-03-31 13F-HR KBE / SPDR S&P Bank ETF 47.89 1,301,499 1,416,969 8.87 61,613 67,859 10.14
2018-03-31 13F-HR KBE / SPDR S&P Bank ETF Call 47.89 82,300 48,900 -40.58 3,896 2,342 -39.89
2018-03-31 13F-HR KBE / SPDR S&P Bank ETF Put 47.89 0 75,000 0 3,592
2018-03-31 13F-HR SM / SM Energy Co 17.94 4,280 4,068 -4.95 95 73 -23.16
2018-03-31 13F-HR SM / SM Energy Co Call 18.03 151,000 122,700 -18.74 3,334 2,212 -33.65
2018-03-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 31.42 967,144 388,900 -59.79 31,123 12,219 -60.74
2018-03-31 13F-HR SSP / Scripps Company 11.99 93,380 59,481 -36.30 1,459 713 -51.13
2018-03-31 13F-HR KEX / Kirby Corp. 76.93 9,691 10,464 7.98 648 805 24.23
2018-03-31 13F-HR HIFR / InfraREIT, Inc. 19.41 4,395 3,863 -12.10 81 75 -7.41
2018-03-31 13F-HR UMPQ / Umpqua Holdings Corp. 21.41 270,788 312,500 15.40 5,633 6,690 18.76
2018-03-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 43.88 41,601 47,658 14.56 1,836 2,091 13.89
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF 87.73 3,018,785 2,275,728 -24.61 256,204 199,650 -22.07
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF Put 87.74 111,200 50,000 -55.04 9,438 4,387 -53.52
2018-03-31 13F-HR AFGE / American Financial Group, Inc. 112.22 123,430 144,802 17.32 13,398 16,249 21.28
2018-03-31 13F-HR AOM / iShares Core Moderate Allocation ETF 37.76 31,862 28,678 -9.99 1,212 1,083 -10.64
2018-03-31 13F-HR EMR / Emerson Electric Co. 68.30 1,306,081 1,443,845 10.55 91,020 98,614 8.34
2018-03-31 13F-HR ICI / Barclays Bank iPath Optimized Currency Carry ETN due on 1/30/2019 29.16 583 583 0.00 21 17 -19.05
2018-03-31 13F-HR CTL / CenturyLink, Inc. 16.43 4,766,443 4,227,964 -11.30 79,505 69,465 -12.63
2018-03-31 13F-HR CTL / CenturyLink, Inc. Call 16.43 909,600 301,000 -66.91 15,172 4,945 -67.41
2018-03-31 13F-HR CTL / CenturyLink, Inc. Put 16.43 3,059,700 1,760,000 -42.48 51,036 28,917 -43.34
2018-03-31 13F-HR COH / Coach, Inc. 52.61 794,267 598,103 -24.70 35,131 31,467 -10.43
2018-03-31 13F-HR COH / Coach, Inc. Put 52.61 150,300 100,300 -33.27 6,648 5,277 -20.62
2018-03-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 204.28 141,989 84,148 -40.74 31,757 17,190 -45.87
2018-03-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Call 204.26 0 35,000 0 7,149
2018-03-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Put 204.26 36,000 35,000 -2.78 8,052 7,149 -11.21
2018-03-31 13F-HR IIJI / Internet Initiative Japan, Inc. 9.75 826 1,026 24.21 8 10 25.00
2018-03-31 13F-HR NR / Newpark Resources, Inc. 8.03 15,730 7,095 -54.90 135 57 -57.78
2018-03-31 13F-HR SWHC / Smith & Wesson Holding Corp. 10.32 81,677 54,060 -33.81 1,049 558 -46.81
2018-03-31 13F-HR HCN / Welltower Inc. 54.43 567,739 781,242 37.61 36,204 42,523 17.45
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,031.79 938,129 865,739 -7.72 981,659 893,260 -9.01
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C Call 1,031.77 63,651 19,955 -68.65 66,604 20,589 -69.09
2018-03-31 13F-HR GSBD / Goldman Sachs BDC, Inc. 19.13 860,475 728,847 -15.30 19,086 13,943 -26.95
2018-03-31 13F-HR SBUX / Starbucks Corp. 57.89 13,286,568 13,150,299 -1.03 763,047 761,271 -0.23
2018-03-31 13F-HR SBUX / Starbucks Corp. Call 57.89 670,000 1,192,300 77.96 38,478 69,022 79.38
2018-03-31 13F-HR SBUX / Starbucks Corp. Put 57.89 15,636,600 24,045,800 53.78 898,010 1,392,012 55.01
2018-03-31 13F-HR ED / Consolidated Edison, Inc. 77.94 316,128 310,054 -1.92 26,854 24,165 -10.01
2018-03-31 13F-HR AIG.WS / American International Group, Inc. Warrants 16.40 63,273 43,897 -30.62 1,146 720 -37.17
2018-03-31 13F-HR CHCT / Community Healthcare Trust Incorporated 25.73 861 23,434 2,621.72 24 603 2,412.50
2018-03-31 13F-HR CBL / CBL & Associates Properties, Inc. 4.17 560,023 616,595 10.10 3,170 2,571 -18.90
2018-03-31 13F-HR CAG / ConAgra Foods, Inc. 36.88 597,257 410,968 -31.19 22,499 15,157 -32.63
2018-03-31 13F-HR MIK / Michaels Companies Inc. (The) 19.71 42,411 725,483 1,610.60 1,026 14,299 1,293.66
2018-03-31 13F-HR VNDA / Vanda Pharmaceuticals, Inc. 16.85 62,357 84,739 35.89 947 1,428 50.79
2018-03-31 13F-HR KHC / Kraft Heinz Company 62.29 3,072,521 2,790,269 -9.19 238,920 173,806 -27.25
2018-03-31 13F-HR KHC / Kraft Heinz Company Call 62.31 711,700 32,100 -95.49 55,342 2,000 -96.39
2018-03-31 13F-HR KHC / Kraft Heinz Company Put 62.29 1,491,400 391,100 -73.78 115,971 24,362 -78.99
2018-03-31 13F-HR PBD / PowerShares Global Exchange Traded Fund Trust 12.88 145,395 148,498 2.13 1,910 1,913 0.16
2018-03-31 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 3.54 204,546 423,414 107.00 794 1,499 88.79
2018-03-31 13F-HR MAMS / MAM Software Group, Inc. 7.88 1,751 2,920 66.76 13 23 76.92
2018-03-31 13F-HR CFO / Victory Portfolios II 48.86 1,488,235 1,586,282 6.59 72,626 77,506 6.72
2018-03-31 13F-HR IMMU / Immunomedics, Inc. 14.61 359,970 189,230 -47.43 5,818 2,765 -52.48
2018-03-31 13F-HR XRIFX / RMR Real Estate Income Fund 16.64 8,750 13,281 51.78 167 221 32.34
2018-03-31 13F-HR FINL / Finish Line, Inc. (THE) 13.62 437 2,643 504.81 6 36 500.00
2018-03-31 13F-HR AXP / American Express Co. 93.28 1,478,282 1,251,777 -15.32 146,809 116,766 -20.46
2018-03-31 13F-HR AXP / American Express Co. Call 93.28 123,000 39,600 -67.80 12,215 3,694 -69.76
2018-03-31 13F-HR AXP / American Express Co. Put 93.28 371,200 186,900 -49.65 36,864 17,434 -52.71
2018-03-31 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 24.99 34,306 57,773 68.40 886 1,444 62.98
2018-03-31 13F-HR HURC / Hurco Companies, Inc. 46.31 2,011 1,706 -15.17 85 79 -7.06
2018-03-31 13F-HR SVRA / Savara Inc 9.14 1,308 14,556 1,012.84 19 133 600.00
2018-03-31 13F-HR VAC / Marriott Vacations Worldwide Corp 133.15 93,686 8,066 -91.39 12,668 1,074 -91.52
2018-03-31 13F-HR OESX / Orion Energy Systems, Inc. 0.93 0 5,360 0 5
2018-03-31 13F-HR HWAY / Healthways, Inc. 39.88 194,616 978 -99.50 7,113 39 -99.45
2018-03-31 13F-HR HWAY / Healthways, Inc. Call 39.67 12,000 12,000 0.00 439 476 8.43
2018-03-31 13F-HR CFMS / ConforMIS, Inc. 1.45 220,852 187,451 -15.12 526 272 -48.29
2018-03-31 13F-HR XRT / SPDR S&P Retail ETF 44.30 1,975,098 2,409,900 22.01 89,235 106,759 19.64
2018-03-31 13F-HR XRT / SPDR S&P Retail ETF Put 44.30 770,000 337,500 -56.17 34,789 14,951 -57.02
2018-03-31 13F-HR HEWY / iShares Currency Hedged MSCI South Korea ETF 0.00 176 10 -94.32 5 0 -100.00
2018-03-31 13F-HR FULT / Fulton Financial Corp. 17.76 7,086 54,899 674.75 127 975 667.72
2018-03-31 13F-HR KTF / Deutsche Municipal Income Trust 11.20 313,400 301,853 -3.68 3,729 3,381 -9.33
2018-03-31 13F-HR EYE / National Vision Holdings, Inc. 32.34 19,323 19,605 1.46 785 634 -19.24
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 88.97 3,421,173 3,362,455 -1.72 337,841 299,157 -11.45
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. Put 88.97 615,100 313,400 -49.05 60,741 27,884 -54.09
2018-03-31 13F-HR EV / Eaton Vance Corp. 55.67 202,665 147,105 -27.41 3,018 8,189 171.34
2018-03-31 13F-HR EV / Eaton Vance Corp. 14.89 1,522,192 202,665 -86.69 17,581 3,018 -82.83
2018-03-31 13F-HR EV / Eaton Vance Corp. 11.55 171,090 1,522,192 789.70 9,648 17,581 82.22
2018-03-31 13F-HR PAH / Platform Specialty Products Corp. 9.63 1,208,091 1,033,629 -14.44 11,984 9,954 -16.94
2018-03-31 13F-HR TRUE / TrueCar, Inc. 9.46 3,566,053 3,085,612 -13.47 39,940 29,189 -26.92
2018-03-31 13F-HR CIA / Citizens, Inc. 7.32 49,833 105,092 110.89 366 769 110.11
2018-03-31 13F-HR MD / Mednax, Inc. 55.61 73,761 25,966 -64.80 3,942 1,444 -63.37
2018-03-31 13F-HR CXRX / Concordia Healthcare Corporation 0.48 26,784 6,190 -76.89 18 3 -83.33
2018-03-31 13F-HR AMGP / Antero Midstream GP LP 15.98 63,884 75,654 18.42 1,260 1,209 -4.05
2018-03-31 13F-HR HNP / Huaneng Power International, Inc. 26.85 59,105 44,137 -25.32 1,477 1,185 -19.77
2018-03-31 13F-HR TDC / Teradata Corp. 39.71 9,283 11,962 28.86 357 475 33.05
2018-03-31 13F-HR HURN / Huron Consulting Group, Inc. 36.94 2,263 731 -67.70 92 27 -70.65
2018-03-31 13F-HR PEGA / Pegasystems, Inc. 60.66 7,958 57,270 619.65 375 3,474 826.40
2018-03-31 13F-HR ECOM / ChannelAdvisor Corporation 9.10 2,646 1,539 -41.84 24 14 -41.67
2018-03-31 13F-HR GSD / Old Mutual ETF 31.90 564 815 44.50 19 26 36.84
2018-03-31 13F-HR CRTO / Criteo S.A 25.84 570,697 497,617 -12.81 14,855 12,858 -13.44
2018-03-31 13F-HR CRTO / Criteo S.A Call 25.84 524,000 524,000 0.00 13,640 13,540 -0.73
2018-03-31 13F-HR CRTO / Criteo S.A Put 25.84 120,000 70,000 -41.67 3,124 1,809 -42.09
2018-03-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 20.52 1,908,401 2,529,048 32.52 34,045 51,896 52.43
2018-03-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V Call 20.52 800,000 2,495,000 211.88 14,272 51,197 258.72
2018-03-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V Put 20.52 1,656,000 641,000 -61.29 29,543 13,153 -55.48
2018-03-31 13F-HR GEOS / Geospace Technologies Corp 0.00 2,455 11 -99.55 32 0 -100.00
2018-03-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 19.50 1,492,546 1,114,310 -25.34 35,910 21,729 -39.49
2018-03-31 13F-HR DPK / Direxion Daily Developed Markets Bear 3X Shares 12.24 0 2,451 0 30
2018-03-31 13F-HR SPVU / PowerShares S&P 500 Value Portfolio 33.80 3,325 180,895 5,340.45 116 6,115 5,171.55
2018-03-31 13F-HR CBS.A / CBS Corp. 51.45 1,775 2,313 30.31 106 119 12.26
2018-03-31 13F-HR BGS / B&G Foods, Inc. 23.70 810,620 657,283 -18.92 28,493 15,578 -45.33
2018-03-31 13F-HR TOT / Total S.A. 57.69 2,239,875 2,403,630 7.31 123,820 138,665 11.99
2018-03-31 13F-HR TOT / Total S.A. Call 57.69 839,700 1,101,400 31.17 46,419 63,540 36.88
2018-03-31 13F-HR TOT / Total S.A. Put 57.70 4,396,045 36,100 -99.18 243,013 2,083 -99.14
2018-03-31 13F-HR IIIN / Insteel Industries, Inc. 27.64 10,632 31,689 198.05 301 876 191.03
2018-03-31 13F-HR FLWS / 1-800-Flowers.com, Inc. 12.50 4,122 400 -90.30 44 5 -88.64
2018-03-31 13F-HR TGNA / TEGNA Inc. 11.39 144,753 149,180 3.06 2,038 1,699 -16.63
2018-03-31 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 8.57 112,531 218,923 94.54 1,112 1,876 68.71
2018-03-31 13F-HR NHA / Nuveen Municipal 2021 Trgt Trm 9.36 5,096 4,703 -7.71 48 44 -8.33
2018-03-31 13F-HR WCC / Wesco International, Inc. 62.06 9,108 19,547 114.61 621 1,213 95.33
2018-03-31 13F-HR WCC / Wesco International, Inc. Call 62.04 0 21,600 0 1,340
2018-03-31 13F-HR THO / Thor Industries, Inc. 115.17 85,728 58,255 -32.05 12,921 6,709 -48.08
2018-03-31 13F-HR THO / Thor Industries, Inc. Call 115.17 0 270,000 0 31,096
2018-03-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 35.85 15,021,232 15,243,151 1.48 551,579 546,468 -0.93
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 21.98 11,676,207 18,949,087 62.29 271,355 416,501 53.49
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 21.98 3,331,900 1,315,900 -60.51 77,433 28,923 -62.65
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Put 21.98 7,192,900 7,879,100 9.54 167,163 173,182 3.60
2018-03-31 13F-HR CLH / Clean Harbors, Inc. 48.83 8,722 8,049 -7.72 473 393 -16.91
2018-03-31 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 21.08 428,082 408,923 -4.48 9,182 8,620 -6.12
2018-03-31 13F-HR APH / Amphenol Corp. 86.13 300,598 250,733 -16.59 26,392 21,596 -18.17
2018-03-31 13F-HR PEBK / Peoples Bancorp of North Carolina, Inc. 30.81 1,558 2,402 54.17 48 74 54.17
2018-03-31 13F-HR IPCC / Infinity Property & Casualty Corp. 118.41 2,058 79,591 3,767.40 218 9,424 4,222.94
2018-03-31 13F-HR HR / Healthcare Realty Trust, Inc. 27.72 62,598 44,296 -29.24 2,010 1,228 -38.91
2018-03-31 13F-HR NGE / Global X Nigeria Index ETF 23.67 0 1,056 0 25
2018-03-31 13F-HR CHFC / Chemical Financial Corp. 54.69 13,021 18,614 42.95 696 1,018 46.26
2018-03-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 103.80 3,241,393 3,105,517 -4.19 338,856 322,353 -4.87
2018-03-31 13F-HR TNC / Tennant Co. 67.73 8,583 7,308 -14.85 623 495 -20.55
2018-03-31 13F-HR K / Kellogg Co. 65.01 357,047 361,800 1.33 24,272 23,521 -3.09
2018-03-31 13F-HR K / Kellogg Co. Call 65.02 30,000 31,900 6.33 2,039 2,074 1.72
2018-03-31 13F-HR K / Kellogg Co. Put 65.01 210,000 262,900 25.19 14,276 17,091 19.72
2018-03-31 13F-HR RGSE / Real Goods Solar, Inc. 0.00 34,468 189 -99.45 51 0 -100.00
2018-03-31 13F-HR LC / LendingClub Corp. 3.45 15,247 12,752 -16.36 63 44 -30.16
2018-03-31 13F-HR LC / LendingClub Corp. Call 3.50 100,100 100,000 -0.10 413 350 -15.25
2018-03-31 13F-HR LC / LendingClub Corp. Put 3.50 63,200 1,139,000 1,702.22 261 3,987 1,427.59
2018-03-31 13F-HR WFT / Weatherford International plc 2.29 2,129,195 9,262,922 335.04 8,879 21,212 138.90
2018-03-31 13F-HR WFT / Weatherford International plc Put 2.29 2,450,000 8,870,000 262.04 10,217 20,312 98.81
2018-03-31 13F-HR 896522AF6 / Trinity Industries, Inc. Bond 5 7 40.00
2018-03-31 13F-HR PVH / PVH Corp. 151.43 226,336 222,020 -1.91 31,055 33,620 8.26
2018-03-31 13F-HR PVH / PVH Corp. Call 151.43 7,300 300,000 4,009.59 1,002 45,429 4,433.83
2018-03-31 13F-HR PVH / PVH Corp. Put 151.43 50,500 35,000 -30.69 6,929 5,300 -23.51
2018-03-31 13F-HR NSTG / NanoString Technologies, Inc. 7.64 1,400 5,235 273.93 10 40 300.00
2018-03-31 13F-HR SYY / SYSCO Corp. 59.96 1,154,177 623,939 -45.94 70,093 37,412 -46.63
2018-03-31 13F-HR CIZN / Citizens Holding Co. 22.11 1,019 1,357 33.17 24 30 25.00
2018-03-31 13F-HR KBWD / PowerShares KBW High Dividend Yield Financial Portfolio 22.69 31,344 32,962 5.16 740 748 1.08
2018-03-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 32.07 96,532 140,993 46.06 4,092 4,521 10.48
2018-03-31 13F-HR SNY / Sanofi 40.08 92,297 923,527 900.60 35 37,015 105,657.14
2018-03-31 13F-HR ASB / Associated Banc-Corp. 24.84 47,032 87,550 86.15 1,194 2,175 82.16
2018-03-31 13F-HR WTR / Aqua America, Inc. 34.06 357,927 354,448 -0.97 14,041 12,072 -14.02
2018-03-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.01 1,128,031 294,155 -73.92 11,664 2,945 -74.75
2018-03-31 13F-HR TPIV / TapImmune, Inc. 3.22 2,362 2,795 18.33 9 9 0.00
2018-03-31 13F-HR 530715AL5 / Liberty Media, Bond 3.75%, Due 2/15/2030 3 3 0.00
2018-03-31 13F-HR BJRI / BJ's Restaurants, Inc. 44.91 22,752 42,575 87.13 829 1,912 130.64
2018-03-31 13F-HR BJRI / BJ's Restaurants, Inc. Call 44.90 0 67,500 0 3,031
2018-03-31 13F-HR EBAY / eBay, Inc. 40.24 1,406,229 1,681,029 19.54 53,072 67,644 27.46
2018-03-31 13F-HR EBAY / eBay, Inc. Put 40.24 240,000 666,500 177.71 9,058 26,820 196.09
2018-03-31 13F-HR VCYT / Veracyte Inc. 5.60 1,749 2,500 42.94 11 14 27.27
2018-03-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 81.77 934,848 831,953 -11.01 78,368 68,029 -13.19
2018-03-31 13F-HR JBT / John Bean Technologies Corp. 113.38 9,326 10,699 14.72 1,033 1,213 17.42
2018-03-31 13F-HR PDM / Piedmont Office Realty Trust, Inc. 17.58 83,203 56,755 -31.79 1,631 998 -38.81
2018-03-31 13F-HR DBEZ / Deutsche X-Trackers MSCI EMU Hedged Equity ETF 29.87 93,966 90,225 -3.98 2,852 2,695 -5.50
2018-03-31 13F-HR DTE / DTE Energy Co. 104.40 175,836 131,431 -25.25 19,247 13,721 -28.71
2018-03-31 13F-HR PXLW / Pixelworks, Inc. 3.87 132,292 154,687 16.93 837 598 -28.55
2018-03-31 13F-HR UTHR / United Therapeutics Corp. 112.37 7,109 58,201 718.69 1,052 6,540 521.67
2018-03-31 13F-HR HII / Huntington Ingalls Industries, Inc. 257.76 191,951 232,746 21.25 45,244 59,992 32.60
2018-03-31 13F-HR MACQ / M I Acquisitions, Inc. 10.58 2,326 3,026 30.09 24 32 33.33
2018-03-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 29.51 992,796 977,127 -1.58 28,225 28,835 2.16
2018-03-31 13F-HR ZTS / Zoetis Inc. 83.51 888,836 745,622 -16.11 64,032 62,268 -2.75
2018-03-31 13F-HR ZTS / Zoetis Inc. Put 84.00 120,000 500 -99.58 8,645 42 -99.51
2018-03-31 13F-HR SBLK / Star Bulk Carriers Corp. 11.63 33,585 104,109 209.99 378 1,211 220.37
2018-03-31 13F-HR SCON / Superconductor Technologies, Inc. 1.14 1,056 1,747 65.44 1 2 100.00
2018-03-31 13F-HR ENOR / iShares MSCI Norway Capped ETF 27.11 144,935 142,829 -1.45 3,739 3,872 3.56
2018-03-31 13F-HR GOEX / Global X Funds 21.65 1,956 2,079 6.29 44 45 2.27
2018-03-31 13F-HR STWD / Starwood Property Trust Inc. 20.95 2,234,146 1,335,322 -40.23 47,699 27,975 -41.35
2018-03-31 13F-HR IEZ / iShares U.S. Oil Equipment & Services ETF 32.42 133,973 120,665 -9.93 4,812 3,912 -18.70
2018-03-31 13F-HR EURN / Euronav NV 8.20 127,366 130,310 2.31 1,178 1,069 -9.25
2018-03-31 13F-HR BBOX / Black Box Corp. 0.00 5,085 15 -99.71 18 0 -100.00
2018-03-31 13F-HR OCIP / OCI Partners LP 9.15 357,606 357,606 0.00 2,879 3,272 13.65
2018-03-31 13F-HR AUO / AU Optronics Corp. 4.56 11,501 20,400 77.38 48 93 93.75
2018-03-31 13F-HR ENFC / Entegra Financial Corp. 28.90 573 1,142 99.30 17 33 94.12
2018-03-31 13F-HR MGYR / Magyar Bancorp, Inc. 12.84 815 2,649 225.03 10 34 240.00
2018-03-31 13F-HR WPRT / Westport Innovations Inc. 2.19 11,987 26,041 117.24 45 57 26.67
2018-03-31 13F-HR UNM / Unum Group 47.61 499,052 121,922 -75.57 27,393 5,805 -78.81
2018-03-31 13F-HR UNM / Unum Group Call 47.61 0 26,400 0 1,257
2018-03-31 13F-HR RXI / iShares S&P Global Consumer Discretionary Sector Index Fund 111.51 10,636 11,084 4.21 1,163 1,236 6.28
2018-03-31 13F-HR VIOV / Vanguard S&P Small-Cap 600 Value ETF 130.30 71,990 71,456 -0.74 9,526 9,311 -2.26
2018-03-31 13F-HR GDEN / Golden Entertainment, Inc. 23.22 7,132 44,193 519.64 233 1,026 340.34
2018-03-31 13F-HR PRQR / ProQR Therapeutics N.V. 3.11 1,894 2,897 52.96 6 9 50.00
2018-03-31 13F-HR DECK / Deckers Outdoor Corp. 90.02 9,499 7,765 -18.25 762 699 -8.27
2018-03-31 13F-HR OCFC / OceanFirst Financial Corp. 26.66 3,333 3,713 11.40 87 99 13.79
2018-03-31 13F-HR LNDC / Landec Corp. 13.04 20,310 18,713 -7.86 256 244 -4.69
2018-03-31 13F-HR INTC / Intel Corp. 52.08 38,612,951 37,582,192 -2.67 1,782,374 1,957,281 9.81
2018-03-31 13F-HR INTC / Intel Corp. Call 52.08 933,500 1,533,200 64.24 43,090 79,849 85.31
2018-03-31 13F-HR INTC / Intel Corp. Put 52.08 1,398,800 1,678,600 20.00 64,569 87,421 35.39
2018-03-31 13F-HR CMCM / Cheetah Mobile, Inc. 13.36 27,334 11,752 -57.01 330 157 -52.42
2018-03-31 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 10.61 706,681 768,818 8.79 8,042 8,157 1.43
2018-03-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 21.41 1,759,547 1,280,152 -27.25 42,229 27,408 -35.10
2018-03-31 13F-HR CNA / CNA Financial Corp. 49.38 20,512 28,391 38.41 1,088 1,402 28.86
2018-03-31 13F-HR AVAV / AeroVironment, Inc. 45.51 105,318 102,044 -3.11 5,914 4,644 -21.47
2018-03-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.82 3,504,278 3,021,972 -13.76 26,983 23,632 -12.42
2018-03-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.32 2,327,778 2,273,474 -2.33 33,171 30,283 -8.71
2018-03-31 13F-HR ASML / ASML Holding N.V. (ADR) 198.56 79,848 119,134 49.20 13,879 23,655 70.44
2018-03-31 13F-HR HPP / Hudson Pacific Properties, Inc. 32.53 192,665 151,363 -21.44 6,599 4,924 -25.38
2018-03-31 13F-HR AMGN / Amgen Inc. 170.48 2,830,490 2,771,098 -2.10 492,222 472,416 -4.02
2018-03-31 13F-HR AMGN / Amgen Inc. Call 170.53 31,000 7,600 -75.48 5,391 1,296 -75.96
2018-03-31 13F-HR AMGN / Amgen Inc. Put 170.48 243,400 231,800 -4.77 42,327 39,518 -6.64
2018-03-31 13F-HR ACHC / Acadia Healthcare Company, Inc. 39.19 40,693 76,738 88.58 1,328 3,007 126.43
2018-03-31 13F-HR HBI / Hanesbrands, Inc. 18.42 1,678,676 946,249 -43.63 35,102 17,430 -50.34
2018-03-31 13F-HR HBI / Hanesbrands, Inc. Put 18.43 37,100 23,000 -38.01 776 424 -45.36
2018-03-31 13F-HR GIGM / Gigamedia Ltd. 2.82 1,821 1,773 -2.64 6 5 -16.67
2018-03-31 13F-HR CCF / Chase Corp. 115.91 981 1,760 79.41 118 204 72.88
2018-03-31 13F-HR SBI / Western Asset Intermediate Muni Fund, Inc. 8.64 132,150 73,957 -44.04 1,232 639 -48.13
2018-03-31 13F-HR CHIQ / Global X China Consumer ETF 18.73 0 5,445 0 102
2018-03-31 13F-HR SCHP / Schwab U.S. TIPS ETF 54.88 829,365 890,811 7.41 45,972 48,888 6.34
2018-03-31 13F-HR SD / Sandridge Energy Inc. 14.49 11,941 3,520 -70.52 252 51 -79.76
2018-03-31 13F-HR DBMX / DBX ETF Trust 17.60 341 341 0.00 7 6 -14.29
2018-03-31 13F-HR VSLR / Vivint Solar Inc. 4.29 2,124 700 -67.04 9 3 -66.67
2018-03-31 13F-HR VIPS / Vipshop Holdings, Inc. 16.62 1,957,450 1,572,390 -19.67 22,942 26,133 13.91
2018-03-31 13F-HR CLWT / Euro Tech Holdings Co. Ltd. 2.59 417 1,159 177.94 1 3 200.00
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF 47.24 2,208,608 1,103,415 -50.04 101,971 52,125 -48.88
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF Call 47.24 369,000 304,200 -17.56 17,037 14,370 -15.65
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF Put 47.24 5,135,000 1,699,500 -66.90 237,083 80,284 -66.14
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 101.29 3,114,811 3,553,890 14.10 307,401 359,974 17.10
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF Call 101.30 376,100 20,000 -94.68 37,117 2,026 -94.54
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF Put 101.29 600,000 996,100 66.02 59,214 100,895 70.39
2018-03-31 13F-HR NSSC / NAPCO Security Technologies, Inc. 11.68 2,722 3,767 38.39 24 44 83.33
2018-03-31 13F-HR WOW / WideOpenWest, Inc. 7.16 4,495 19,543 334.77 47 140 197.87
2018-03-31 13F-HR FCEL / FuelCell Energy, Inc. 1.72 94,984 13,386 -85.91 162 23 -85.80
2018-03-31 13F-HR INDA / iShares MSCI India ETF 34.13 1,341,211 1,174,083 -12.46 48,377 40,072 -17.17
2018-03-31 13F-HR CID / Victory Portfolios II 33.90 499 59 -88.18 18 2 -88.89
2018-03-31 13F-HR CAFD / 8point3 Energy Partners LP 12.15 20,110 12,429 -38.19 306 151 -50.65
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 48.28 9,157,700 6,813,000 -25.60 431,511 328,932 -23.77
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 48.28 14,483,700 10,799,400 -25.44 682,472 521,395 -23.60
2018-03-31 13F-HR CXO / Concho Resources, Inc. 150.33 55,494 37,710 -32.05 8,336 5,669 -31.99
2018-03-31 13F-HR CXO / Concho Resources, Inc. Put 150.32 55,000 25,000 -54.55 8,262 3,758 -54.51
2018-03-31 13F-HR OSIS / OSI Systems, Inc. 65.38 2,594 2,080 -19.81 166 136 -18.07
2018-03-31 13F-HR ARDX / Ardelyx, Inc. 5.00 10,600 9,800 -7.55 70 49 -30.00
2018-03-31 13F-HR CCE / Coca-Cola European Partners Plc. 41.66 422,830 261,773 -38.09 16,849 10,906 -35.27
2018-03-31 13F-HR ADI / Analog Devices, Inc. 91.13 606,120 587,503 -3.07 53,963 53,539 -0.79
2018-03-31 13F-HR ADI / Analog Devices, Inc. Call 91.13 11,500 60,000 421.74 1,024 5,468 433.98
2018-03-31 13F-HR ADI / Analog Devices, Inc. Put 91.13 0 60,000 0 5,468
2018-03-31 13F-HR NFBK / Northfield Bancorp, Inc. 15.56 11,792 9,897 -16.07 201 154 -23.38
2018-03-31 13F-HR AKAM / Akamai Technologies, Inc. 70.98 856,485 777,659 -9.20 55,706 55,199 -0.91
2018-03-31 13F-HR AKAM / Akamai Technologies, Inc. Put 70.98 85,000 85,000 0.00 5,528 6,033 9.14
2018-03-31 13F-HR CRM / Salesforce.com, Inc. 116.30 2,543,390 2,145,860 -15.63 260,010 249,563 -4.02
2018-03-31 13F-HR CRM / Salesforce.com, Inc. Call 116.30 125,600 68,900 -45.14 12,840 8,013 -37.59
2018-03-31 13F-HR CRM / Salesforce.com, Inc. Put 116.30 146,200 410,200 180.57 14,946 47,706 219.19
2018-03-31 13F-HR MNP / Western Asset Municipal Partners Fund, Inc. 14.35 23,722 29,476 24.26 361 423 17.17
2018-03-31 13F-HR MANT / ManTech International Corp. 55.47 90,346 171,331 89.64 4,535 9,503 109.55
2018-03-31 13F-HR MRO / Marathon Oil Corp. 16.13 1,416,722 6,029,995 325.63 23,985 97,264 305.52
2018-03-31 13F-HR MRO / Marathon Oil Corp. Call 16.13 196,100 12,272,600 6,158.34 3,320 197,957 5,862.56
2018-03-31 13F-HR MRO / Marathon Oil Corp. Put 16.13 250,000 800,000 220.00 4,233 12,904 204.84
2018-03-31 13F-HR CREE / Cree, Inc. 40.32 32,123 23,757 -26.04 1,193 958 -19.70
2018-03-31 13F-HR CREE / Cree, Inc. Call 40.32 0 50,000 0 2,016
2018-03-31 13F-HR HI / Hillenbrand, Inc. 45.90 229,372 204,411 -10.88 10,253 9,382 -8.50
2018-03-31 13F-HR GDXS / ProShares UltraShort Gold Miners 14.88 1,658 3,628 118.82 23 54 134.78
2018-03-31 13F-HR DVN / Devon Energy Corp. 31.79 464,137 294,892 -36.46 19,215 9,375 -51.21
2018-03-31 13F-HR DVN / Devon Energy Corp. Call 31.79 392,500 498,400 26.98 16,250 15,844 -2.50
2018-03-31 13F-HR DVN / Devon Energy Corp. Put 31.80 30,000 30,000 0.00 1,242 954 -23.19
2018-03-31 13F-HR AAP / Advance Auto Parts, Inc. 118.55 329,947 383,473 16.22 32,893 45,461 38.21
2018-03-31 13F-HR CROC / ProShares UltraShort Australian Dollar ETF 46.72 1,222 1,584 29.62 56 74 32.14
2018-03-31 13F-HR ATRC / AtriCure, Inc. 20.47 1,848 1,417 -23.32 34 29 -14.71
2018-03-31 13F-HR TNET / TriNet Group, Inc. 46.31 15,274 14,856 -2.74 678 688 1.47
2018-03-31 13F-HR FSD / First Trust High Income Long/Short Fund 15.05 1,107,719 1,398,976 26.29 18,344 21,055 14.78
2018-03-31 13F-HR AXTA / Axalta Coating Systems Ltd. 30.19 640,879 763,376 19.11 20,739 23,046 11.12
2018-03-31 13F-HR AXTA / Axalta Coating Systems Ltd. Call 30.20 315,000 15,000 -95.24 10,193 453 -95.56
2018-03-31 13F-HR AXTA / Axalta Coating Systems Ltd. Put 30.19 500,100 204,800 -59.05 16,183 6,183 -61.79
2018-03-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 14.60 156,836 155,148 -1.08 2,371 2,265 -4.47
2018-03-31 13F-HR ERIE / Erie Indemnity Co. 117.60 14,601 11,752 -19.51 1,779 1,382 -22.32
2018-03-31 13F-HR FLIR / FLIR Systems, Inc. 50.01 192,023 165,516 -13.80 8,953 8,277 -7.55
2018-03-31 13F-HR TIF / Tiffany & Co. 97.66 220,598 220,279 -0.14 22,931 21,513 -6.18
2018-03-31 13F-HR TIF / Tiffany & Co. Put 97.65 31,000 31,000 0.00 3,222 3,027 -6.05
2018-03-31 13F-HR BXP / Boston Properties, Inc. 123.23 134,226 63,070 -53.01 17,454 7,772 -55.47
2018-03-31 13F-HR EWBC / East West Bancorp, Inc. 62.54 211,311 188,933 -10.59 12,853 11,816 -8.07
2018-03-31 13F-HR SUPV / Grupo Supervielle S.A. 30.33 50,462 13,353 -73.54 1,480 405 -72.64
2018-03-31 13F-HR RJD / Raymond James Financial, Inc. 89.41 168,859 103,225 -38.87 15,079 9,229 -38.80
2018-03-31 13F-HR TILE / Interface, Inc. 25.14 10,540 5,410 -48.67 265 136 -48.68
2018-03-31 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 5.12 17,952 14,071 -21.62 105 72 -31.43
2018-03-31 13F-HR BHACU / Barington/Hilco Acquisition Corp. 10.75 6,570 1,860 -71.69 1 20 1,900.00
2018-03-31 13F-HR BHACU / Barington/Hilco Acquisition Corp. 0.15 1,860 6,570 253.23 19 1 -94.74
2018-03-31 13F-HR EFNL / iShares MSCI Finland Capped ETF 41.63 730 1,057 44.79 29 44 51.72
2018-03-31 13F-HR UBS / UBS Group AG 17.66 137,312,155 97,622,691 -28.90 2,525,170 1,724,017 -31.73
2018-03-31 13F-HR UBS / UBS Group AG Call 17.66 1,490,442 3,951,769 165.14 27,409 69,788 154.62
2018-03-31 13F-HR UBS / UBS Group AG Put 17.66 1,111,739 607,645 -45.34 20,445 10,731 -47.51
2018-03-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 18.51 3,077 8,049 161.59 31 149 380.65
2018-03-31 13F-HR EEP / Enbridge Energy Partners, L.P. 9.64 1,930,075 2,188,867 13.41 26,654 21,101 -20.83
2018-03-31 13F-HR PTN / Palatin Technologies, Inc. 0.98 25,252 4,078 -83.85 22 4 -81.82
2018-03-31 13F-HR CLIR / ClearSign Combustion Corp 2.02 25,007 19,817 -20.75 90 40 -55.56
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 17.57 4,211,105 2,582,101 -38.68 79,842 45,368 -43.18
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. Call 17.57 500,000 251,735 -49.65 9,480 4,423 -53.34
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. Put 17.57 6,200,000 3,645,000 -41.21 117,552 64,043 -45.52
2018-03-31 13F-HR HEB / Hemispherx BioPharma, Inc. 0.58 6,102 1,714 -71.91 3 1 -66.67
2018-03-31 13F-HR HTGC / Hercules Capital, Inc. 12.10 2,253,223 1,919,030 -14.83 29,563 23,221 -21.45
2018-03-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 1.83 2,626,977 1,156,073 -55.99 5,858 2,116 -63.88
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 110.13 702,781 483,019 -31.27 84,797 53,195 -37.27
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. Put 110.00 0 500 0 55
2018-03-31 13F-HR LBTYA / Liberty Global plc (Class A) 30.43 211,387 157,220 -25.62 7,153 4,784 -33.12
2018-03-31 13F-HR HCCI / Heritage-Crystal Clean, Inc. 23.53 13,008 18,656 43.42 283 439 55.12
2018-03-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.24 552,365 560,420 1.46 3,723 3,497 -6.07
2018-03-31 13F-HR FND / Floor & Decor Holdings, Inc. 52.12 18,507 47,852 158.56 901 2,494 176.80
2018-03-31 13F-HR BYFC / Broadway Financial Corp. 2.19 0 914 0 2
2018-03-31 13F-HR GTS / Triple-S Management Corp. 25.99 1,580 885 -43.99 39 23 -41.03
2018-03-31 13F-HR PTLC / Pacer Trendpilot 750 ETF 28.36 1,276,637 1,569,539 22.94 36,550 44,512 21.78
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 44.88 4,094,047 6,661,278 62.71 165,605 298,958 80.52
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 44.88 509,800 8,460,000 1,559.47 20,621 379,685 1,741.25
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 44.88 3,112,200 7,401,500 137.82 125,888 332,179 163.87
2018-03-31 13F-HR BYBK / Bay Bancorp, Inc. 13.65 1,063 1,539 44.78 13 21 61.54
2018-03-31 13F-HR FMB / First Trust Managed Municipal ETF 52.59 74,489 133,124 78.72 3,986 7,001 75.64
2018-03-31 13F-HR HXL / Hexcel Corp. 64.60 18,373 49,925 171.73 1,137 3,225 183.64
2018-03-31 13F-HR BBT / BB&T Corp. 52.04 1,246,526 1,262,255 1.26 61,977 65,688 5.99
2018-03-31 13F-HR BBT / BB&T Corp. Call 52.05 188,800 44,400 -76.48 9,387 2,311 -75.38
2018-03-31 13F-HR 649604AD7 / New York Mortgage Trust Bond 25 25 0.00
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.09 1,289,837 1,595,604 23.71 24,443 27,269 11.56
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 17.09 1,107,800 126,000 -88.63 20,993 2,153 -89.74
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 17.09 5,086,500 372,000 -92.69 96,389 6,357 -93.40
2018-03-31 13F-HR SPYB / SPDR S&P 500 Buyback ETF 61.62 0 2,402 0 148
2018-03-31 13F-HR SXT / Sensient Technologies Corp. 70.58 14,874 9,224 -37.99 1,088 651 -40.17
2018-03-31 13F-HR CTRV / Contravir Pharmaceuticals Inc 0.20 12,170 10,000 -17.83 4 2 -50.00
2018-03-31 13F-HR AZO / AutoZone, Inc. 648.68 34,407 38,344 11.44 24,476 24,873 1.62
2018-03-31 13F-HR AZO / AutoZone, Inc. Call 648.67 49,800 20,300 -59.24 35,426 13,168 -62.83
2018-03-31 13F-HR AZO / AutoZone, Inc. Put 648.69 37,500 17,500 -53.33 26,676 11,352 -57.44
2018-03-31 13F-HR EHTH / eHealth, Inc. 14.31 4,206 2,445 -41.87 73 35 -52.05
2018-03-31 13F-HR AET / Aetna, Inc. 169.00 854,006 510,571 -40.21 154,055 86,287 -43.99
2018-03-31 13F-HR AET / Aetna, Inc. Call 168.94 40,000 6,600 -83.50 7,216 1,115 -84.55
2018-03-31 13F-HR AET / Aetna, Inc. Put 169.00 42,000 7,000 -83.33 7,576 1,183 -84.38
2018-03-31 13F-HR OXM / Oxford Industries, Inc. 74.41 12,315 5,604 -54.49 926 417 -54.97
2018-03-31 13F-HR OLED / Universal Display Corp. 101.00 116,302 132,004 13.50 20,080 13,332 -33.61
2018-03-31 13F-HR OLED / Universal Display Corp. Call 101.00 0 13,000 0 1,313
2018-03-31 13F-HR OLED / Universal Display Corp. Put 101.00 0 55,000 0 5,555
2018-03-31 13F-HR JJM / iPath Bloomberg Nickel Subindex Total Return ETN due 10/22/37 28.57 0 2,100 0 60
2018-03-31 13F-HR CVE / Cenovus Energy Inc. 8.54 225,899 77,638 -65.63 2,062 663 -67.85
2018-03-31 13F-HR JO / iPath Bloomberg Coffee Subindex Total Return ETN due 6/24/2038 14.32 36,762 1,606 -95.63 577 23 -96.01
2018-03-31 13F-HR MBFI / MB Financial, Inc. 40.49 14,316 21,191 48.02 638 858 34.48
2018-03-31 13F-HR IBMJ / iShares iBonds Dec 2021 Term Muni Bond ETF 25.40 359,033 401,017 11.69 9,127 10,186 11.60
2018-03-31 13F-HR ILTB / iShares Core Long-Term US Bond ETF 61.86 25,875 15,841 -38.78 1,676 980 -41.53
2018-03-31 13F-HR SILJ / PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF 10.47 2,358 1,911 -18.96 27 20 -25.93
2018-03-31 13F-HR PAK / Global X MSCI Pakistan ETF 11.90 0 336 0 4
2018-03-31 13F-HR SPHS / Sophiris Bio, Inc. 2.00 5,512 5,512 0.00 13 11 -15.38
2018-03-31 13F-HR SCRI / Social Reality Inc. 3.90 0 4,878 0 19
2018-03-31 13F-HR PTNQ / Pacer Trendpilot 100 ETF 31.10 80,502 106,082 31.78 2,435 3,299 35.48
2018-03-31 13F-HR DGSE / DGSE Companies, Inc. 0.83 372 62,664 16,745.16 0 52
2018-03-31 13F-HR CPG / Crescent Point Energy Corp. 6.80 282,966 294,831 4.19 2,156 2,005 -7.00
2018-03-31 13F-HR CPRT / Copart, Inc. 50.93 497,044 506,829 1.97 21,467 25,813 20.25
2018-03-31 13F-HR SMIN / iShares MSCI India Small-Cap ETF 47.49 19,845 21,501 8.34 1,043 1,021 -2.11
2018-03-31 13F-HR FLMX / Franklin FTSE Mexico ETF 23.81 88 84 -4.55 2 2 0.00
2018-03-31 13F-HR WDAY / Workday, Inc. 127.10 92,604 78,148 -15.61 9,421 9,933 5.43
2018-03-31 13F-HR WDAY / Workday, Inc. Put 127.14 9,500 7,000 -26.32 967 890 -7.96
2018-03-31 13F-HR 697435AB1 / Palo Alto Networks, Inc. Bond 21,768 12,383 -43.11
2018-03-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 149.72 480,053 469,352 -2.23 61,083 70,271 15.04
2018-03-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) Call 149.70 12,683 20,000 57.69 1,614 2,994 85.50
2018-03-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) Put 150.00 2,100 1,800 -14.29 267 270 1.12
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.14 3,262,286 4,217,970 29.29 134,145 219,925 63.95
2018-03-31 13F-HR MU / Micron Technology, Inc. Call 52.14 3,058,400 4,367,400 42.80 125,761 227,716 81.07
2018-03-31 13F-HR MU / Micron Technology, Inc. Put 52.14 3,298,900 5,543,800 68.05 135,650 289,053 113.09
2018-03-31 13F-HR OXLCO / Oxford Lane Capital Corp. 10.16 15,657 16,824 7.45 157 171 8.92
2018-03-31 13F-HR FLXS / Flexsteel Industries, Inc. 39.70 4,051 1,209 -70.16 189 48 -74.60
2018-03-31 13F-HR DNBF / DNB Financial Corp. 36.18 150 774 416.00 5 28 460.00
2018-03-31 13F-HR FDTS / First Trust Developed Markets ex-US Small Cap AlphaDEX Fund 43.07 0 534 0 23
2018-03-31 13F-HR IDSY / I.D. Systems, Inc. 5.85 368 684 85.87 3 4 33.33
2018-03-31 13F-HR USNA / USANA Health Sciences, Inc. 85.90 140,270 122,069 -12.98 10,387 10,486 0.95
2018-03-31 13F-HR LTXB / LegacyTexas Financial Group Inc. 42.97 4,748 1,885 -60.30 200 81 -59.50
2018-03-31 13F-HR IUSB / iShares Core Total USD Bond Market ETF 49.94 150,392 452,194 200.68 7,650 22,583 195.20
2018-03-31 13F-HR LII / Lennox International, Inc. 204.37 175,224 194,360 10.92 36,492 39,721 8.85
2018-03-31 13F-HR ACIU / AC Immune SA 10.38 62 2,119 3,317.74 1 22 2,100.00
2018-03-31 13F-HR UVE / Universal Insurance Holdings, Inc. 31.91 14,657 32,651 122.77 401 1,042 159.85
2018-03-31 13F-HR XSW / SPDR S&P Software & Services ETF 75.59 19,993 70,653 253.39 1,388 5,341 284.80
2018-03-31 13F-HR VIVO / Meridian Bioscience, Inc. 14.20 12,132 9,225 -23.96 170 131 -22.94
2018-03-31 13F-HR PNBK / Patriot National Bancorp, Inc. 19.15 1,964 1,410 -28.21 35 27 -22.86
2018-03-31 13F-HR SEDG / SolarEdge Technologies, Inc. 52.59 26,309 65,548 149.15 988 3,447 248.89
2018-03-31 13F-HR LXP / Lexington Corporate Properties Trust 7.87 246,915 208,485 -15.56 2,383 1,640 -31.18
2018-03-31 13F-HR ALD / WisdomTree Asia Local Debt Fund 46.73 122 214 75.41 6 10 66.67
2018-03-31 13F-HR 01741RAG7 / Allegheny Technologies, Inc. Bond 4,625 2,643 -42.85
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 145.34 3,886,873 3,910,126 0.60 554,540 568,298 2.48
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) Put 145.33 10,400 10,500 0.96 1,484 1,526 2.83
2018-03-31 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 18.70 20,582 20,485 -0.47 481 383 -20.37
2018-03-31 13F-HR FCSC / Fibrocell Science Inc. 0.00 22,633 34 -99.85 14 0 -100.00
2018-03-31 13F-HR WF / Woori Bank 41.44 3,952 9,002 127.78 177 373 110.73
2018-03-31 13F-HR RWM / ProShares Short Russell2000 42.21 5,098 4,383 -14.03 216 185 -14.35
2018-03-31 13F-HR IQI / Invesco Quality Municipal Income Trust 11.90 199,296 230,148 15.48 2,493 2,738 9.83
2018-03-31 13F-HR UPLD / Upland Software, Inc. 28.43 1,366 1,829 33.89 30 52 73.33
2018-03-31 13F-HR TCX / Tucows, Inc. 56.01 1,112 732 -34.17 78 41 -47.44
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 69.68 31,624,693 33,955,918 7.37 2,223,532 2,366,048 6.41
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF Call 69.68 2,364,800 2,227,100 -5.82 166,269 155,184 -6.67
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF Put 69.68 10,409,600 10,815,900 3.90 731,899 753,652 2.97
2018-03-31 13F-HR STZ / Constellation Brands, Inc. 230.39 332,044 612 -99.82 75,680 141 -99.81
2018-03-31 13F-HR STZ / Constellation Brands, Inc. 227.92 631 332,044 52,521.87 144 75,680 52,455.56
2018-03-31 13F-HR STZ / Constellation Brands, Inc. Call 227.92 13,200 1,792,100 13,476.52 3,017 408,455 13,438.45
2018-03-31 13F-HR STZ / Constellation Brands, Inc. Put 227.92 31,200 74,000 137.18 7,131 16,866 136.52
2018-03-31 13F-HR 698354AB3 / Pandora Media, Inc. Bond 1,425 881 -38.18
2018-03-31 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.92 227,931 224,410 -1.54 3,751 3,797 1.23
2018-03-31 13F-HR VOYA / Voya Financial, Inc. 50.50 249,016 329,468 32.31 12,319 16,638 35.06
2018-03-31 13F-HR XWEB / SPDR S&P Internet ETF 75.96 632 961 52.06 43 73 69.77
2018-03-31 13F-HR CHIX / Global X Funds 18.64 700 1,395 99.29 13 26 100.00
2018-03-31 13F-HR NFG / National Fuel Gas Co. 51.45 93,703 91,145 -2.73 5,145 4,689 -8.86
2018-03-31 13F-HR HACK / PureFunds ISE Cyber Security ETF 34.27 574,288 791,643 37.85 18,171 27,129 49.30
2018-03-31 13F-HR HACK / PureFunds ISE Cyber Security ETF Put 34.26 100 42,000 41,900.00 3 1,439 47,866.67
2018-03-31 13F-HR RDNT / RadNet, Inc. 14.43 7,600 6,374 -16.13 77 92 19.48
2018-03-31 13F-HR ULH / Universal Logistics Holdings, Inc. 20.88 628 1,389 121.18 15 29 93.33
2018-03-31 13F-HR SLY / SPDR S&P 600 Small Cap ETF 132.99 125,839 124,583 -1.00 16,737 16,568 -1.01
2018-03-31 13F-HR KPTI / Karyopharm Therapeutics Inc. 13.45 2,278 19,632 761.81 21 264 1,157.14
2018-03-31 13F-HR PFG / Principal Financial Group, Inc. 60.91 397,124 368,225 -7.28 28,021 22,429 -19.96
2018-03-31 13F-HR SHLD / Sears Holdings Corp. 2.67 3,019 31,864 955.45 1 85 8,400.00
2018-03-31 13F-HR AWX / Avalon Holdings Corp. 2.25 656 3,108 373.78 1 7 600.00
2018-03-31 13F-HR ATHN / athenahealth, Inc. 143.00 17,837 24,804 39.06 2,373 3,547 49.47
2018-03-31 13F-HR ATHN / athenahealth, Inc. Call 143.03 0 135,100 0 19,323
2018-03-31 13F-HR MBIO / Mustang Bio, Inc. 11.25 2,609 1,156 -55.69 31 13 -58.06
2018-03-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.12 1,178,162 1,097,041 -6.89 11,051 10,005 -9.47
2018-03-31 13F-HR IBDC / iShares iBonds Mar 2020 Term Corporate ETF 25.91 39,444 41,413 4.99 1,029 1,073 4.28
2018-03-31 13F-HR LL / Lumber Liquidators Holdings, Inc. 23.88 20,031 10,344 -48.36 628 247 -60.67
2018-03-31 13F-HR FEUZ / First Trust Exchange Traded Alphadex FD II 44.78 541 67 -87.62 24 3 -87.50
2018-03-31 13F-HR BAX / Baxter International, Inc. 65.04 789,400 909,264 15.18 51,027 59,139 15.90
2018-03-31 13F-HR EXD / Eaton Vance Tax Advantaged Bond & Option Strategies Fund 9.60 71,472 56,038 -21.59 733 538 -26.60
2018-03-31 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 7.90 458,210 491,426 7.25 3,896 3,882 -0.36
2018-03-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 75.45 133,529 178,971 34.03 10,006 13,503 34.95
2018-03-31 13F-HR EWY / iShares MSCI South Korea Capped ETF Put 75.45 600,000 490,000 -18.33 44,958 36,971 -17.77
2018-03-31 13F-HR EXPD / Expeditors International of Washington, Inc. 63.31 169,237 148,024 -12.53 10,948 9,371 -14.40
2018-03-31 13F-HR JPMV / iShares Edge MSCI Min Vol Japan ETF 70.14 32,348 16,739 -48.25 2,197 1,174 -46.56
2018-03-31 13F-HR IFMK / iFresh Inc. 8.29 730 724 -0.82 9 6 -33.33
2018-03-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 51.93 6,062,098 5,690,801 -6.12 319,958 295,523 -7.64
2018-03-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF Put 50.00 19,400 200 -98.97 1,024 10 -99.02
2018-03-31 13F-HR EMCI / EMC Insurance Group, Inc. 27.03 841 1,332 58.38 24 36 50.00
2018-03-31 13F-HR ZAIS / ZAIS Group Holdings, Inc. 0.00 2,504 4 -99.84 10 0 -100.00
2018-03-31 13F-HR YUMC / Yum China Holdings, Inc. 41.50 1,289,997 1,704,636 32.14 51,625 70,742 37.03
2018-03-31 13F-HR YUMC / Yum China Holdings, Inc. Put 41.50 1,800 225,641 12,435.61 72 9,364 12,905.56
2018-03-31 13F-HR GLNG / Golar LNG Ltd. 27.38 15,697 15,231 -2.97 467 417 -10.71
2018-03-31 13F-HR BMI / Badger Meter, Inc. 47.16 71,444 70,171 -1.78 3,415 3,309 -3.10
2018-03-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 112.24 900,449 867,037 -3.71 100,247 97,316 -2.92
2018-03-31 13F-HR SLW / Silver Wheaton Corp. 20.37 1,125,356 1,184,513 5.26 24,905 24,129 -3.12
2018-03-31 13F-HR SLW / Silver Wheaton Corp. Call 20.40 5,000 5,000 0.00 111 102 -8.11
2018-03-31 13F-HR SLW / Silver Wheaton Corp. Put 20.40 5,000 5,000 0.00 111 102 -8.11
2018-03-31 13F-HR STMP / Stamps.com, Inc. 201.04 6,964 6,536 -6.15 1,309 1,314 0.38
2018-03-31 13F-HR HNRG / Hallador Energy Co. 6.45 6,749 465 -93.11 41 3 -92.68
2018-03-31 13F-HR NIB / iPath Bloomberg Cocoa Subindex Total Return ETN due 6/24/2038 30.00 200 100 -50.00 5 3 -40.00
2018-03-31 13F-HR GSM / Ferroglobe PLC 10.72 34,064 17,726 -47.96 552 190 -65.58
2018-03-31 13F-HR VTWG / Vanguard Russell 2000 Growth ETF 138.33 30,117 33,912 12.60 4,080 4,691 14.98
2018-03-31 13F-HR COT / Cott Corp. 14.78 7,035 5,614 -20.20 118 83 -29.66
2018-03-31 13F-HR BSCN / Guggenheim BulletShares 2023 Corporate Bond ETF 20.39 275,501 277,180 0.61 5,736 5,652 -1.46
2018-03-31 13F-HR VECO / Veeco Instruments, Inc. 16.95 10,395 7,906 -23.94 154 134 -12.99
2018-03-31 13F-HR MILN / Global X Funds 20.48 1,946 830 -57.35 37 17 -54.05
2018-03-31 13F-HR CRVS / Corvus Pharmaceuticals, Inc. 11.26 9,307 1,776 -80.92 96 20 -79.17
2018-03-31 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.20 41,159 41,273 0.28 138 132 -4.35
2018-03-31 13F-HR DNLI / Denali Therapeutics Inc. 19.67 200 10,929 5,364.50 3 215 7,066.67
2018-03-31 13F-HR COBZ / CoBiz Financial, Inc. 20.01 1,867 1,699 -9.00 37 34 -8.11
2018-03-31 13F-HR CHII / Global X Funds 25.00 0 40 0 1
2018-03-31 13F-HR DOOR / Masonite International Corp 61.34 16,852 14,119 -16.22 1,250 866 -30.72
2018-03-31 13F-HR CNFR / Conifer Holdings, Inc. 5.00 1,513 200 -86.78 9 1 -88.89
2018-03-31 13F-HR EEMS / iShares MSCI Emerging Markets Small Cap Index Fund 53.36 8,988 9,201 2.37 477 491 2.94
2018-03-31 13F-HR CNS / Cohen & Steers Inc. 40.79 178,353 3,383 -98.10 4,643 138 -97.03
2018-03-31 13F-HR CNS / Cohen & Steers Inc. 26.03 393,432 178,353 -54.67 3,572 4,643 29.98
2018-03-31 13F-HR CNS / Cohen & Steers Inc. 9.08 789,752 393,432 -50.18 14,761 3,572 -75.80
2018-03-31 13F-HR CNS / Cohen & Steers Inc. 18.69 2,320,700 789,752 -65.97 27,501 14,761 -46.33
2018-03-31 13F-HR CNS / Cohen & Steers Inc. 11.85 5,441 2,320,700 42,552.09 258 27,501 10,559.30
2018-03-31 13F-HR GEL / Genesis Energy, L.P. 19.71 1,780,734 1,813,824 1.86 39,800 35,751 -10.17
2018-03-31 13F-HR TCRX / THL Credit, Inc. 7.77 739,193 622,650 -15.77 6,690 4,838 -27.68
2018-03-31 13F-HR MYOK / MyoKardia, Inc. 48.81 881 50,975 5,686.04 37 2,488 6,624.32
2018-03-31 13F-HR TGC / Tengasco, Inc. 0.00 4,553 245 -94.62 3 0 -100.00
2018-03-31 13F-HR LFC / China Life Insurance Company Limited 13.99 212,370 191,582 -9.79 3,315 2,681 -19.13
2018-03-31 13F-HR UNL / United States 12 Month Natural Gas Fund, LP 9.13 30,130 4,601 -84.73 276 42 -84.78
2018-03-31 13F-HR RPAI / Retail Properties of America, Inc. 11.66 36,052 429,798 1,092.16 485 5,012 933.40
2018-03-31 13F-HR ISCA / International Speedway Corp. 44.11 9,511 11,788 23.94 379 520 37.20
2018-03-31 13F-HR IFRX / InflaRx N.V. 25.32 1,073 79 -92.64 22 2 -90.91
2018-03-31 13F-HR SPU / SkyPeople Fruit Juice, Inc. 2.06 4,082 11,190 174.13 17 23 35.29
2018-03-31 13F-HR CB / Chubb Ltd 136.77 3,824,382 3,787,039 -0.98 558,857 517,953 -7.32
2018-03-31 13F-HR FRAN / Francesca's Holdings Corporation 4.83 20,359 24,445 20.07 149 118 -20.81
2018-03-31 13F-HR PSX / Phillips 66 95.92 992,114 1,132,830 14.18 100,353 108,661 8.28
2018-03-31 13F-HR PSX / Phillips 66 Call 95.93 117,100 27,500 -76.52 11,845 2,638 -77.73
2018-03-31 13F-HR PSX / Phillips 66 Put 95.90 306,000 10,000 -96.73 30,952 959 -96.90
2018-03-31 13F-HR FOR / Forestar Group Inc 81.14 195,852 5,102 -97.39 4,143 414 -90.01
2018-03-31 13F-HR FOR / Forestar Group Inc 21.15 195,852 1 4,143 414,200.00
2018-03-31 13F-HR FOR / Forestar Group Inc 7,525 508 1 -99.80
2018-03-31 13F-HR FMC / FMC Corp. 76.57 84,655 202,421 139.11 8,014 15,500 93.41
2018-03-31 13F-HR MLN / VanEck Vectors ETF TR 19.88 155,786 149,278 -4.18 3,167 2,968 -6.28
2018-03-31 13F-HR BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 21.06 453,776 489,549 7.88 9,661 10,310 6.72
2018-03-31 13F-HR GTT / GTT Communications, Inc. 56.70 12,626 11,958 -5.29 593 678 14.33
2018-03-31 13F-HR JCE / Nuveen Core Equity Alpha Fund 14.59 62,622 62,571 -0.08 914 913 -0.11
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 15.92 808,500 822,000 1.67 16,801 13,086 -22.11
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Put 15.92 1,950,000 2,346,000 20.31 40,521 37,348 -7.83
2018-03-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.25 22,491,381 24,291,635 8.00 1,008,964 1,074,905 6.54
2018-03-31 13F-HR EXPR / Express, Inc. 7.12 3,880 5,900 52.06 40 42 5.00
2018-03-31 13F-HR BG / Bunge Ltd. 73.94 347,949 211,222 -39.30 23,340 15,617 -33.09
2018-03-31 13F-HR BG / Bunge Ltd. Call 73.94 592,500 577,500 -2.53 39,745 42,700 7.43
2018-03-31 13F-HR SGMS / Scientific Games Corp. 41.92 2,876 1,336 -53.55 148 56 -62.16
2018-03-31 13F-HR SGMS / Scientific Games Corp. Call 41.60 0 100,000 0 4,160
2018-03-31 13F-HR ASNA / Ascena Retail Group, Inc. 2.01 859,177 823,371 -4.17 2,019 1,655 -18.03
2018-03-31 13F-HR IOO / iShares Global 100 ETF 91.26 104,777 112,133 7.02 9,703 10,233 5.46
2018-03-31 13F-HR SEM / Select Medical Holdings Corp. 17.19 338 7,738 2,189.35 6 133 2,116.67
2018-03-31 13F-HR TXN / Texas Instruments Inc. 103.89 8,228,773 8,602,481 4.54 859,414 893,711 3.99
2018-03-31 13F-HR TXN / Texas Instruments Inc. Call 103.89 35,200 40,100 13.92 3,676 4,166 13.33
2018-03-31 13F-HR TXN / Texas Instruments Inc. Put 103.89 1,800 154,400 8,477.78 188 16,041 8,432.45
2018-03-31 13F-HR ANGL / Market Vectors Fallen Angel High Yield Bond ETF 29.06 465,387 384,395 -17.40 13,938 11,170 -19.86
2018-03-31 13F-HR PXMV / PowerShares Fundamental Pure Mid Value Portfolio 30.20 11,202 10,729 -4.22 351 324 -7.69
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 65.42 7,952,482 7,238,732 -8.98 508,561 473,558 -6.88
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF Call 65.42 1,072,100 651,000 -39.28 68,561 42,588 -37.88
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF Put 65.42 262,800 365,100 38.93 16,806 23,885 42.12
2018-03-31 13F-HR EGN / Energen Corp. 62.83 116,840 24,079 -79.39 6,727 1,513 -77.51
2018-03-31 13F-HR EGN / Energen Corp. Put 62.86 0 2,800 0 176
2018-03-31 13F-HR KEQU / Kewaunee Scientific Corp. 34.00 3,219 3,000 -6.80 93 102 9.68
2018-03-31 13F-HR DRRX / Durect Corp. 2.12 13,248 13,193 -0.42 13 28 115.38
2018-03-31 13F-HR GAM / General American Investors Co., Inc. 33.46 29,244 24,419 -16.50 1,006 817 -18.79
2018-03-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 65.88 27,650,821 32,451,139 17.36 1,827,443 2,137,881 16.99
2018-03-31 13F-HR HLT / Hilton Worldwide Holdings Inc. 78.76 278,388 183,899 -33.94 22,231 14,483 -34.85
2018-03-31 13F-HR HLT / Hilton Worldwide Holdings Inc. Put 78.76 34,000 1,254,000 3,588.24 2,715 98,765 3,537.75
2018-03-31 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 36.36 1,760 1,760 0.00 66 64 -3.03
2018-03-31 13F-HR SGB / Southwest Georgia Financial Corp. 20.68 757 967 27.74 18 20 11.11
2018-03-31 13F-HR THW / Tekla World Healthcare Fund 12.83 217,794 220,231 1.12 2,964 2,826 -4.66
2018-03-31 13F-HR SPTN / SpartanNash Company 17.38 7,371 4,775 -35.22 196 83 -57.65
2018-03-31 13F-HR PBCT / People's United Financial, Inc. 18.66 1,222,798 1,028,409 -15.90 22,867 19,190 -16.08
2018-03-31 13F-HR PBCT / People's United Financial, Inc. Call 18.66 0 52,300 0 976
2018-03-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 81.07 180,388 244,531 35.56 16,086 19,825 23.24
2018-03-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. Call 80.00 14,332 300 -97.91 1,278 24 -98.12
2018-03-31 13F-HR LADR / Ladder Capital Corp 15.08 1,956,236 2,223,967 13.69 26,664 33,538 25.78
2018-03-31 13F-HR TK / Teekay Corp. 8.13 16,841 19,199 14.00 157 156 -0.64
2018-03-31 13F-HR GPP / Green Plains Partners LP 17.40 322,989 326,625 1.13 6,040 5,683 -5.91
2018-03-31 13F-HR CYBR / CyberArk Software Ltd. 51.02 16,984 59,688 251.44 703 3,045 333.14
2018-03-31 13F-HR XELA / Exela Technologies, Inc. 5.50 12,500 14,730 17.84 64 81 26.56
2018-03-31 13F-HR VEC / Vectrus, Inc. 37.23 6,697 4,566 -31.82 207 170 -17.87
2018-03-31 13F-HR 98138HAD3 / Workday, Inc. Bond 9,441 11,182 18.44
2018-03-31 13F-HR DYY / DB Commodity Double Long ETN due 4/1/2038 2.91 4,247 3,098 -27.05 16 9 -43.75
2018-03-31 13F-HR MS / Morgan Stanley 42.80 356 257 -27.81 7 11 57.14
2018-03-31 13F-HR MS / Morgan Stanley 19.66 1,203 356 -70.41 56 7 -87.50
2018-03-31 13F-HR MS / Morgan Stanley 46.55 1,578 1,203 -23.76 72 56 -22.22
2018-03-31 13F-HR MS / Morgan Stanley 45.63 1,632 1,578 -3.31 10 72 620.00
2018-03-31 13F-HR MS / Morgan Stanley 6.13 2,666,336 1,632 -99.94 143,876 10 -99.99
2018-03-31 13F-HR MS / Morgan Stanley 53.96 139 2,666,336 1,918,127.34 6 143,876 2,397,833.33
2018-03-31 13F-HR MS / Morgan Stanley Call 53.96 547,972 259,372 -52.67 28,752 13,996 -51.32
2018-03-31 13F-HR MS / Morgan Stanley Put 53.96 4,973,900 2,625,200 -47.22 260,980 141,656 -45.72
2018-03-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 66.48 9,729 11,748 20.75 760 781 2.76
2018-03-31 13F-HR UTX / United Technologies Corp. 125.82 10,300,564 9,872,487 -4.16 1,314,042 1,242,156 -5.47
2018-03-31 13F-HR UTX / United Technologies Corp. Call 125.80 125,200 18,100 -85.54 15,972 2,277 -85.74
2018-03-31 13F-HR UTX / United Technologies Corp. Put 125.82 2,200 97,700 4,340.91 281 12,293 4,274.73
2018-03-31 13F-HR TRU / TransUnion 56.78 96,150 165,079 71.69 5,285 9,373 77.35
2018-03-31 13F-HR RYJ / Claymore/Raymond James SB-1 ETF (The) 43.42 5,113 5,827 13.96 223 253 13.45
2018-03-31 13F-HR JRVR / James River Group Holdings, Ltd. 35.47 43,574 41,837 -3.99 1,744 1,484 -14.91
2018-03-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 0.00 259,308 4 -100.00 2,788 0 -100.00
2018-03-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 10.75 4 259,308 6,482,600.00 0 2,788
2018-03-31 13F-HR TILT / FlexShares Morningstar US Market Factor Tilt Index Fund 109.78 9,057 9,820 8.42 1,014 1,078 6.31
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.41 8,546,922 4,871,952 -43.00 617,600 328,419 -46.82
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF Call 67.41 7,406,900 4,855,900 -34.44 535,223 327,336 -38.84
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF Put 67.41 1,971,900 2,257,900 14.50 142,489 152,205 6.82
2018-03-31 13F-HR OIA / Invesco Municipal Income Opportunities Trust 7.41 86,630 80,457 -7.13 693 596 -14.00
2018-03-31 13F-HR STKL / SunOpta Inc. 7.10 6,499,308 6,491,279 -0.12 50,370 46,088 -8.50
2018-03-31 13F-HR UFS / Domator Corp. 42.53 46,423 59,487 28.14 2,298 2,530 10.10
2018-03-31 13F-HR HIW / Highwoods Properties, Inc. 43.84 49,340 30,132 -38.93 2,512 1,321 -47.41
2018-03-31 13F-HR ISRG / Intuitive Surgical, Inc. 412.83 230,007 287,905 25.17 83,939 118,856 41.60
2018-03-31 13F-HR ISRG / Intuitive Surgical, Inc. Put 412.83 134,100 19,800 -85.23 48,938 8,174 -83.30
2018-03-31 13F-HR DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 7.61 240,816 265,210 10.13 2,059 2,018 -1.99
2018-03-31 13F-HR BHBK / Blue Hills Bancorp, Inc. 20.79 2,343 2,742 17.03 47 57 21.28
2018-03-31 13F-HR CDXS / Codexis, Inc. 11.01 30,876 34,594 12.04 258 381 47.67
2018-03-31 13F-HR IUSG / iShares Core Russell U.S. Growth 54.62 3,677,989 3,704,625 0.72 197,765 202,347 2.32
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 11.48 590,798 35,979 -93.91 4,384 413 -90.58
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 7.42 31,852 590,798 1,754.82 345 4,384 1,170.72
2018-03-31 13F-HR CASH / Meta Financial Group, Inc. 109.08 2,028 1,421 -29.93 188 155 -17.55
2018-03-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 15.08 1,584,475 1,514,150 -4.44 25,177 22,833 -9.31
2018-03-31 13F-HR FOLD / Amicus Therapeutics, Inc. 15.04 233,202 549,739 135.74 3,356 8,268 146.36
2018-03-31 13F-HR FOLD / Amicus Therapeutics, Inc. Call 15.04 0 1,000,000 0 15,040
2018-03-31 13F-HR ADOM / ADOMANI Inc. 1.16 25,561 5,166 -79.79 112 6 -94.64
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. 117.00 1,019,284 5,029,168 393.40 119,348 588,412 393.02
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. Call 117.00 135,000 299,100 121.56 15,807 34,995 121.39
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. Put 117.00 55,400 250,000 351.26 6,487 29,250 350.90
2018-03-31 13F-HR ARDM / Aradigm Corp. 0.00 2 2 0.00 0 0
2018-03-31 13F-HR BGY / BlackRock International Growth and Income Trust 6.09 1,415,137 1,532,811 8.32 9,227 9,335 1.17
2018-03-31 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 25.17 1,876,838 2,151,382 14.63 48,160 54,150 12.44
2018-03-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 49.16 78,925 73,319 -7.10 4,686 3,604 -23.09
2018-03-31 13F-HR VKTX / Viking Therapeutics, Inc. 4.37 10,000 63,329 533.29 41 277 575.61
2018-03-31 13F-HR WHLM / Wilhelmina International, Inc. 6.45 2,213 775 -64.98 14 5 -64.29
2018-03-31 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 127.82 125,563 127,279 1.37 14,529 16,269 11.98
2018-03-31 13F-HR DDWM / WisdomTree Dynamic Currency Hedged International Equity Fund 29.71 48,249 39,720 -17.68 1,474 1,180 -19.95
2018-03-31 13F-HR MCS / Marcus Corporation (THE) 30.31 2,844 14,912 424.33 78 452 479.49
2018-03-31 13F-HR MSLXP / Midsouth Bancorp, Inc. 12.82 1,882 2,106 11.90 25 27 8.00
2018-03-31 13F-HR DDF / Delaware Investments Dividend & Income Fund Inc. 10.55 36,086 76,320 111.49 387 805 108.01
2018-03-31 13F-HR MMT / MFS Multimarket Income Trust 5.77 872,028 340,233 -60.98 5,293 1,963 -62.91
2018-03-31 13F-HR ASNS / Arsanis, Inc. 22.89 21,150 21,449 1.41 270 491 81.85
2018-03-31 13F-HR GERN / Geron Corp. 4.25 40,831 135,963 232.99 74 578 681.08
2018-03-31 13F-HR REXX / Rex Energy Corp. 0.92 6,049 4,335 -28.34 8 4 -50.00
2018-03-31 13F-HR DPLO / Diplomat Pharmacy, Inc. 20.14 2,965 8,491 186.37 60 171 185.00
2018-03-31 13F-HR DOX / Amdocs Ltd. 66.72 155,833 130,584 -16.20 10,204 8,713 -14.61
2018-03-31 13F-HR DOX / Amdocs Ltd. Call 66.71 48,000 28,300 -41.04 3,143 1,888 -39.93
2018-03-31 13F-HR MITK / Mitek Systems, Inc. 7.38 11,574 11,383 -1.65 103 84 -18.45
2018-03-31 13F-HR DHDG / WisdomTree Dynamic Currency Hedged International Quality Dividend Growth Fund 0.00 17 17 0.00 0 0
2018-03-31 13F-HR HABT / The Habit Restaurants, Inc. 8.80 64,681 156,540 142.02 617 1,377 123.18
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.15 8,297,639 4,896,686 -40.99 995,053 534,473 -46.29
2018-03-31 13F-HR PEP / PepsiCo, Inc. Call 109.15 151,900 256,100 68.60 18,216 27,953 53.45
2018-03-31 13F-HR PEP / PepsiCo, Inc. Put 109.16 117,500 38,100 -67.57 14,091 4,159 -70.48
2018-03-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.82 1,180,970 1,323,218 12.05 56,580 63,276 11.83
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. 69.47 385,530 596,707 54.78 25,984 41,453 59.53
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. Put 69.47 315,000 284,800 -9.59 21,231 19,785 -6.81
2018-03-31 13F-HR TMK / Torchmark Corp. 84.16 52,511 35,740 -31.94 4,764 3,008 -36.86
2018-03-31 13F-HR SIJ / ProShares UltraShort Industrials 16.39 2,076 427 -79.43 35 7 -80.00
2018-03-31 13F-HR NNVC / NanoViricides, Inc. 0.82 25,630 25,743 0.44 22 21 -4.55
2018-03-31 13F-HR EIX / Edison International 63.66 121,237 151,845 25.25 7,666 9,666 26.09
2018-03-31 13F-HR EIX / Edison International Call 63.66 12,000 147,200 1,126.67 759 9,371 1,134.65
2018-03-31 13F-HR HRB / Block (H.&R.), Inc. Call 25.41 170,300 176,100 3.41 4,465 4,475 0.22
2018-03-31 13F-HR HRB / Block (H.&R.), Inc. Put 25.41 0 100,000 0 2,541
2018-03-31 13F-HR ABG / Asbury Automotive Group, Inc. 67.50 334,027 396,569 18.72 21,378 26,768 25.21
2018-03-31 13F-HR AIEQ / AI Powered Equity ETF 24.24 620 165 -73.39 16 4 -75.00
2018-03-31 13F-HR ICD / Independence Contract Drilling Inc 3.94 5,804 1,523 -73.76 23 6 -73.91
2018-03-31 13F-HR IYG / iShares U.S. Financial Services ETF 130.96 205,017 233,750 14.01 26,744 30,612 14.46
2018-03-31 13F-HR CEVA / CEVA, Inc. 50.00 3,278 20 -99.39 151 1 -99.34
2018-03-31 13F-HR PGJ / PowerShares Golden Dragon Halter USX China Portfolio 46.21 3,743 5,865 56.69 168 271 61.31
2018-03-31 13F-HR XPCMX / PCM Fund, Inc. 11.24 5,424 3,648 -32.74 63 41 -34.92
2018-03-31 13F-HR HIBB / Hibbett Sports, Inc. 23.88 19,352 3,476 -82.04 395 83 -78.99
2018-03-31 13F-HR IDMO / PowerShares S&P International Developed Momentum Portfolio 27.71 373 1,299 248.26 11 36 227.27
2018-03-31 13F-HR ODP / Office Depot, Inc. 2.18 817,337 24,806 -96.97 2,893 54 -98.13
2018-03-31 13F-HR ODP / Office Depot, Inc. Put 2.15 0 143,100 0 308
2018-03-31 13F-HR RRGB / Red Robin Gourmet Burgers, Inc. 58.01 112 25,893 23,018.75 6 1,502 24,933.33
2018-03-31 13F-HR ENLK / EnLink Midstream Partners, LP 13.66 1,342,366 1,760,657 31.16 20,632 24,051 16.57
2018-03-31 13F-HR MMDM / Modern Media Acquisition Corp. 0.00 1,975 30 -98.48 1 0 -100.00
2018-03-31 13F-HR MMDM / Modern Media Acquisition Corp. 0.51 30 1,975 6,483.33 0 1
2018-03-31 13F-HR SXCP / SunCoke Energy Partners LP 18.26 731 931 27.36 13 17 30.77
2018-03-31 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 3.71 97,313 305,137 213.56 280 1,132 304.29
2018-03-31 13F-HR PWC / PowerShares Dynamic Market Portfolio 95.70 6,459 6,855 6.13 615 656 6.67
2018-03-31 13F-HR AGII / Argo Group International Holdings, Ltd. 57.40 3,734 3,676 -1.55 231 211 -8.66
2018-03-31 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 19.64 17,208 17,620 2.39 346 346 0.00
2018-03-31 13F-HR SILC / Silicom Limited 33.59 0 387 0 13
2018-03-31 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 18.59 14,883 13,774 -7.45 317 256 -19.24
2018-03-31 13F-HR ABT / Abbott Laboratories 59.92 4,853,162 4,423,511 -8.85 276,970 265,057 -4.30
2018-03-31 13F-HR ABT / Abbott Laboratories Call 59.93 17,600 40,500 130.11 1,004 2,427 141.73
2018-03-31 13F-HR ABT / Abbott Laboratories Put 59.92 0 47,100 0 2,822
2018-03-31 13F-HR KRMA / Global X Funds 19.94 0 1,254 0 25
2018-03-31 13F-HR STRA / Strayer Education, Inc. 103.54 104 367 252.88 9 38 322.22
2018-03-31 13F-HR MRGR / ProShares Merger ETF 35.28 2,579 2,579 0.00 94 91 -3.19
2018-03-31 13F-HR SNV / Synovus Financial Corp. 49.94 128,707 134,932 4.84 6,170 6,738 9.21
2018-03-31 13F-HR JONE / Jones Energy, Inc. 0.80 17,360 74,936 331.66 19 60 215.79
2018-03-31 13F-HR HY / Hyster-Yale Materials Handling, Inc. 69.72 2,387 1,463 -38.71 204 102 -50.00
2018-03-31 13F-HR MFC / Manulife Financial Corp. 18.58 1,548,240 1,877,404 21.26 32,296 34,882 8.01
2018-03-31 13F-HR AOS / Smith (A.O.) Corp. 63.59 254,110 209,294 -17.64 15,571 13,309 -14.53
2018-03-31 13F-HR AOS / Smith (A.O.) Corp. Call 63.64 0 1,100 0 70
2018-03-31 13F-HR CDR / Cedar Realty Trust, Inc. 3.94 29,287 19,538 -33.29 178 77 -56.74
2018-03-31 13F-HR GGB / Gerdau S.A. 4.66 280,221 137,654 -50.88 1,042 641 -38.48
2018-03-31 13F-HR GGB / Gerdau S.A. Call 4.67 0 30,000 0 140
2018-03-31 13F-HR MMV / Eaton Vance Massachusetts Municipal Income Trust 12.46 3,429 2,086 -39.17 45 26 -42.22
2018-03-31 13F-HR CODI / Compass Diversified Holdings 16.40 167,029 118,645 -28.97 2,831 1,946 -31.26
2018-03-31 13F-HR PRA / ProAssurance Corp. 48.54 48,408 49,935 3.15 2,767 2,424 -12.40
2018-03-31 13F-HR LEA / Lear Corp. 186.09 293,901 224,816 -23.51 51,921 41,836 -19.42
2018-03-31 13F-HR COP / ConocoPhillips 59.29 3,214,530 3,812,349 18.60 176,445 226,034 28.10
2018-03-31 13F-HR COP / ConocoPhillips Call 59.29 833,500 1,352,400 62.26 45,751 80,184 75.26
2018-03-31 13F-HR COP / ConocoPhillips Put 59.29 3,807,877 3,953,677 3.83 209,014 234,414 12.15
2018-03-31 13F-HR ENV / Envestnet, Inc. 57.29 437,438 71,720 -83.60 21,807 4,109 -81.16
2018-03-31 13F-HR BURL / Burlington Stores, Inc. 133.17 43,658 38,681 -11.40 5,372 5,151 -4.11
2018-03-31 13F-HR EPR / EPR Properties 24.10 2,020 1,950 -3.47 70 47 -32.86
2018-03-31 13F-HR EPR / EPR Properties 34.65 45,068 2,020 -95.52 2,497 70 -97.20
2018-03-31 13F-HR EPR / EPR Properties 55.41 1,562 45,068 2,785.28 42 2,497 5,845.24
2018-03-31 13F-HR EPR / EPR Properties Put 55.40 90,000 90,000 0.00 5,891 4,986 -15.36
2018-03-31 13F-HR ISRA / Market Vectors Israel ETF 29.70 577 1,515 162.56 17 45 164.71
2018-03-31 13F-HR RHP / Ryman Hospitality Properties, Inc. 77.46 40,894 31,657 -22.59 2,822 2,452 -13.11
2018-03-31 13F-HR CMC / Commercial Metals Co. 20.47 41,435 76,520 84.67 884 1,566 77.15
2018-03-31 13F-HR GXP / Great Plains Energy, Inc. 31.79 64,567 218,469 238.36 2,082 6,946 233.62
2018-03-31 13F-HR BA / Boeing Company (The) 327.88 2,679,602 2,310,243 -13.78 790,242 757,483 -4.15
2018-03-31 13F-HR BA / Boeing Company (The) Call 327.88 100,700 107,600 6.85 29,697 35,280 18.80
2018-03-31 13F-HR BA / Boeing Company (The) Put 327.88 199,400 129,800 -34.90 58,805 42,559 -27.63
2018-03-31 13F-HR JTPY / JetPay Corporation 2.00 1,314 1,000 -23.90 3 2 -33.33
2018-03-31 13F-HR NCMI / National CineMedia, Inc. 5.18 132,365 82,594 -37.60 908 428 -52.86
2018-03-31 13F-HR CNDT / Conduent 18.64 45,850 51,831 13.04 741 966 30.36
2018-03-31 13F-HR CUBE / CubeSmart 28.20 150,978 88,732 -41.23 4,367 2,502 -42.71
2018-03-31 13F-HR CVR / Chicago Rivet & Machine Co. 29.73 0 370 0 11
2018-03-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 6.56 4,017,518 4,914,076 22.32 28,002 32,236 15.12
2018-03-31 13F-HR FATE / Fate Therapeutics, Inc. 9.72 6,042 9,158 51.57 37 89 140.54
2018-03-31 13F-HR CNO / CNO Financial Group, Inc. 21.69 31,783 24,116 -24.12 785 523 -33.38
2018-03-31 13F-HR FM / iShares MSCI Frontier 100 ETF 35.11 81,233 120,769 48.67 2,690 4,240 57.62
2018-03-31 13F-HR PBA / Pembina Pipeline Corp. 31.23 363,031 360,993 -0.56 13,134 11,274 -14.16
2018-03-31 13F-HR FWRD / Forward Air Corp. 52.88 41,041 42,874 4.47 2,358 2,267 -3.86
2018-03-31 13F-HR PE / Parsley Energy, Inc. 28.99 1,046,190 655,886 -37.31 30,799 19,015 -38.26
2018-03-31 13F-HR SJB / ProShares Short High Yield 23.41 16,661 13,501 -18.97 385 316 -17.92
2018-03-31 13F-HR EZM / WisdomTree MidCap Earnings Fund 38.68 960,507 936,597 -2.49 38,113 36,228 -4.95
2018-03-31 13F-HR HTA / Healthcare Trust of America, Inc. 26.45 360,789 166,985 -53.72 10,838 4,417 -59.25
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 32.15 11,544,558 13,152,677 13.93 394,016 422,859 7.32
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Call 32.15 138,000 220,900 60.07 4,710 7,102 50.79
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Put 32.15 180,000 275,000 52.78 6,143 8,841 43.92
2018-03-31 13F-HR DWAQ / PowerShares Dynamic Market Portfolio 106.70 2,373 2,193 -7.59 243 234 -3.70
2018-03-31 13F-HR BSRR / Sierra Bancorp 26.54 2,066 1,507 -27.06 55 40 -27.27
2018-03-31 13F-HR SKX / Skechers U.S.A. Inc. 38.89 843,928 1,217,713 44.29 31,934 47,357 48.30
2018-03-31 13F-HR ACRX / AcelRx Pharmaceuticals, Inc. 2.00 2,456 1,000 -59.28 5 2 -60.00
2018-03-31 13F-HR TRPX / Therapix Biosciences Ltd 5.86 0 2,900 0 17
2018-03-31 13F-HR ESIO / Electro Scientific Industries, Inc. 19.34 6,674 34,182 412.17 143 661 362.24
2018-03-31 13F-HR COPX / Global X Funds 26.02 399 9,800 2,356.14 11 255 2,218.18
2018-03-31 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.51 32,757 42,756 30.52 1,200 1,561 30.08
2018-03-31 13F-HR HSY / Hershey Company (The) 98.96 173,000 244,264 41.19 19,637 24,173 23.10
2018-03-31 13F-HR DLBS / iPath US Treasury Long Bond Bear ETN 18.40 2,092 163 -92.21 34 3 -91.18
2018-03-31 13F-HR IAM / I-AM Capital Acquisition Company 10.18 1,370 1,670 21.90 13 17 30.77
2018-03-31 13F-HR PTLA / Portola Pharmaceuticals, Inc. 32.66 47,637 147,401 209.43 2,319 4,814 107.59
2018-03-31 13F-HR POWI / Power Integrations, Inc. 68.35 16,763 18,843 12.41 1,232 1,288 4.55
2018-03-31 13F-HR OLBK / Old Line Bancshares, Inc. 32.67 3,640 2,357 -35.25 108 77 -28.70
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.82 9,837,253 10,152,711 3.21 520,685 485,503 -6.76
2018-03-31 13F-HR VZ / Verizon Communications, Inc. Call 47.82 280,500 212,100 -24.39 14,847 10,143 -31.68
2018-03-31 13F-HR VZ / Verizon Communications, Inc. Put 47.82 345,000 596,000 72.75 18,261 28,501 56.08
2018-03-31 13F-HR WIRE / Encore Wire Corp. 57.17 1,395 1,102 -21.00 67 63 -5.97
2018-03-31 13F-HR BTG / B2Gold Corp. 2.73 1,204,725 1,094,987 -9.11 3,735 2,989 -19.97
2018-03-31 13F-HR QEMM / SPDR MSCI Emerging Markets Quality Mix ETF 65.85 1,258 1,230 -2.23 81 81 0.00
2018-03-31 13F-HR FF / FutureFuel Corp. 11.99 9,384 5,253 -44.02 132 63 -52.27
2018-03-31 13F-HR CLM / Cornerstone Strategic Value Fund, Inc. 15.46 2,840 2,458 -13.45 44 38 -13.64
2018-03-31 13F-HR EIP / Eaton Vance Pennsylvania Municipal Bond Fund 11.59 0 1,381 0 16
2018-03-31 13F-HR ROX / Castle Brands, Inc. 1.22 24,090 18,075 -24.97 29 22 -24.14
2018-03-31 13F-HR F / Ford Motor Co. 11.08 17,825,878 16,624,598 -6.74 222,645 184,200 -17.27
2018-03-31 13F-HR F / Ford Motor Co. Call 11.08 702,000 314,100 -55.26 8,768 3,480 -60.31
2018-03-31 13F-HR F / Ford Motor Co. Put 11.08 2,455,000 3,331,800 35.71 30,663 36,916 20.39
2018-03-31 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 7.21 22,579 202,765 798.02 83 1,462 1,661.45
2018-03-31 13F-HR CXSE / WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund 88.21 111 5,215 4,598.20 10 460 4,500.00
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 135.78 724,522 1,126,736 55.51 104,982 152,989 45.73
2018-03-31 13F-HR NSC / Norfolk Southern Corp. Call 135.78 2,342,700 1,584,800 -32.35 339,457 215,184 -36.61
2018-03-31 13F-HR RSXJ / Market Vectors Russia Small-Cap ETF 42.39 0 2,312 0 98
2018-03-31 13F-HR NBL / Noble Energy, Inc. 30.30 457,348 612,901 34.01 13,326 18,571 39.36
2018-03-31 13F-HR NBL / Noble Energy, Inc. Put 30.30 179,100 40,000 -77.67 5,219 1,212 -76.78
2018-03-31 13F-HR SVBI / Severn Bancorp Inc. 7.75 1,102 516 -53.18 8 4 -50.00
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF 74.29 7,694,963 5,022,419 -34.73 582,278 373,116 -35.92
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF Call 74.29 1,088,300 780,400 -28.29 82,352 57,976 -29.60
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF Put 74.29 589,500 147,400 -75.00 44,608 10,951 -75.45
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.57 25,292,478 25,763,759 1.86 705,913 710,307 0.62
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF Call 27.57 5,267,700 3,738,200 -29.04 147,022 103,062 -29.90
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF Put 27.57 8,995,800 7,565,200 -15.90 251,073 208,573 -16.93
2018-03-31 13F-HR LPTN / Lpath, Inc. 5.97 0 1,674 0 10
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 55.56 624 162 -74.04 46 9 -80.43
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 73.72 4,619,832 624 -99.99 754,557 46 -99.99
2018-03-31 13F-HR NEE / NextEra Energy, Inc. Call 163.33 23,300 108,300 364.81 3,639 17,689 386.10
2018-03-31 13F-HR NEE / NextEra Energy, Inc. Put 162.86 500 700 40.00 78 114 46.15
2018-03-31 13F-HR CKPT / Checkpoint Therapeutics Inc 3.11 840 322 -61.67 3 1 -66.67
2018-03-31 13F-HR CBYL / Carbylan Therapeutics, Inc. 6.90 1,591 145 -90.89 16 1 -93.75
2018-03-31 13F-HR TREE / LendingTree, Inc. 328.10 7,010 13,380 90.87 2,387 4,390 83.91
2018-03-31 13F-HR ITIC / Investors Title Co. 199.46 922 1,835 99.02 183 366 100.00
2018-03-31 13F-HR CBSHP / Commerce Bancshares, Inc. 59.91 201,922 252,186 24.89 11,275 15,108 34.00
2018-03-31 13F-HR FFTY / Academy Funds Trust 33.32 301,711 243,371 -19.34 10,011 8,109 -19.00
2018-03-31 13F-HR VVPR / VivoPower International PLC 0.00 1,652 49 -97.03 5 0 -100.00
2018-03-31 13F-HR INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036 83.25 3,041 2,847 -6.38 269 237 -11.90
2018-03-31 13F-HR IPOA.U / Social Capital Hedosophia 10.63 0 3,197 0 34
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 52.63 8,600,080 6,732,504 -21.72 489,258 354,332 -27.58
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Call 52.63 528,700 244,800 -53.70 30,078 12,884 -57.16
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 52.63 700,300 578,000 -17.46 39,840 30,420 -23.64
2018-03-31 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 5 4 -20.00
2018-03-31 13F-HR WLH / Lyon William Homes 27.50 19,906 8,472 -57.44 579 233 -59.76
2018-03-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 86.43 2,452,226 2,474,414 0.90 218,616 213,864 -2.17
2018-03-31 13F-HR CLNS / Colony NorthStar, Inc. 5.62 1,062,245 853,640 -19.64 12,120 4,797 -60.42
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. Call 10.05 439,200 1,567,200 256.83 4,515 15,750 248.84
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 10.05 3,437,200 2,752,300 -19.93 35,334 27,661 -21.72
2018-03-31 13F-HR CLFD / Clearfield, Inc. 12.93 19,379 16,244 -16.18 237 210 -11.39
2018-03-31 13F-HR TLRD / Tailored Brands, Inc. 25.05 168,714 34,612 -79.48 3,683 867 -76.46
2018-03-31 13F-HR TLRD / Tailored Brands, Inc. Call 25.07 0 52,700 0 1,321
2018-03-31 13F-HR TLRD / Tailored Brands, Inc. Put 25.05 0 28,300 0 709
2018-03-31 13F-HR RNET / RigNet, Inc. 0.00 3,096 18 -99.42 46 0 -100.00
2018-03-31 13F-HR ARKR / Ark Restaurants Corp. 23.88 783 670 -14.43 21 16 -23.81
2018-03-31 13F-HR GSUM / Gridsum Holding Inc. 7.83 1,210 383 -68.35 11 3 -72.73
2018-03-31 13F-HR THS / TreeHouse Foods, Inc. 38.27 253,659 276,795 9.12 12,546 10,593 -15.57
2018-03-31 13F-HR LB / L Brands, Inc. 38.21 198,372 407,304 105.32 11,946 15,564 30.29
2018-03-31 13F-HR LB / L Brands, Inc. Call 38.26 142,700 8,600 -93.97 8,593 329 -96.17
2018-03-31 13F-HR LB / L Brands, Inc. Put 38.21 58,500 196,200 235.38 3,523 7,497 112.80
2018-03-31 13F-HR FTRI / First Trust ISE Global Copper Index Fund 12.26 7,294 4,895 -32.89 90 60 -33.33
2018-03-31 13F-HR IHC / Independence Holding Co. 35.66 5,446 5,469 0.42 149 195 30.87
2018-03-31 13F-HR JMM / Nuveen Multi-Market Income Fund 7.10 3,886 2,255 -41.97 30 16 -46.67
2018-03-31 13F-HR UUUU / Energy Fuels Inc. 1.81 8,137 7,196 -11.56 15 13 -13.33
2018-03-31 13F-HR IPAR / Inter Parfums, Inc. 47.17 7,026 7,823 11.34 305 369 20.98
2018-03-31 13F-HR MRCY / Mercury Systems, Inc. 48.31 44,759 9,460 -78.86 2,299 457 -80.12
2018-03-31 13F-HR IDX / VanEck Vectors ETF TR 23.39 628 855 36.15 16 20 25.00
2018-03-31 13F-HR GCP / GCP Applied Technologies Inc. 29.07 4,635 4,782 3.17 147 139 -5.44
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 41.73 19,409,305 20,682,966 6.56 830,717 863,100 3.90
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. Call 41.73 2,542,140 976,000 -61.61 108,804 40,728 -62.57
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. Put 41.73 14,416,300 6,046,100 -58.06 617,018 252,304 -59.11
2018-03-31 13F-HR TNAV / Telenav, Inc. 5.41 20,150 19,580 -2.83 111 106 -4.50
2018-03-31 13F-HR AWK / American Water Works Co., Inc. 82.13 764,195 939,029 22.88 69,916 77,123 10.31
2018-03-31 13F-HR AWK / American Water Works Co., Inc. Put 82.25 0 4,000 0 329
2018-03-31 13F-HR CPSI / Computer Programs & Systems, Inc. 29.22 5,764 9,070 57.36 174 265 52.30
2018-03-31 13F-HR DQ / Daqo New Energy Corp. 48.95 7,111 23,454 229.83 423 1,148 171.39
2018-03-31 13F-HR FILL / iShares, Inc. 21.15 1,200 2,600 116.67 26 55 111.54
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.15 15,809,775 15,926,868 0.74 4,218,996 4,191,156 -0.66
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 263.15 5,073,200 9,642,500 90.07 1,353,834 2,537,424 87.43
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 263.15 40,256,700 47,543,300 18.10 10,742,903 12,511,019 16.46
2018-03-31 13F-HR AMP / Ameriprise Financial, Inc. 147.94 2,644,461 2,561,178 -3.15 448,157 378,901 -15.45
2018-03-31 13F-HR AMP / Ameriprise Financial, Inc. Call 147.50 9,200 800 -91.30 1,559 118 -92.43
2018-03-31 13F-HR AMP / Ameriprise Financial, Inc. Put 150.00 100 200 100.00 17 30 76.47
2018-03-31 13F-HR BDC / Belden, Inc. 68.93 1,188 4,338 265.15 92 299 225.00
2018-03-31 13F-HR TIP / iShares TIPS Bond ETF 113.05 1,835,773 1,898,379 3.41 209,425 214,612 2.48
2018-03-31 13F-HR TIP / iShares TIPS Bond ETF Call 113.07 30,000 30,000 0.00 3,422 3,392 -0.88
2018-03-31 13F-HR ASPN / Aspen Aerogels Inc. 4.19 1,350 3,100 129.63 7 13 85.71
2018-03-31 13F-HR CUR / Neuralstem, Inc. 1.75 6,228 5,706 -8.38 10 10 0.00
2018-03-31 13F-HR TPX / Tempur Sealy International, Inc. 45.29 2,895 207,446 7,065.66 181 9,396 5,091.16
2018-03-31 13F-HR TPX / Tempur Sealy International, Inc. Call 45.31 16,000 16,000 0.00 1,003 725 -27.72
2018-03-31 13F-HR TPX / Tempur Sealy International, Inc. Put 45.29 229,700 575,000 150.33 14,400 26,042 80.85
2018-03-31 13F-HR AM / Antero Midstream Partners LP 25.89 1,869,199 1,948,482 4.24 54,281 50,446 -7.07
2018-03-31 13F-HR UGI / UGI Corp. 44.42 171,217 168,267 -1.72 8,039 7,475 -7.02
2018-03-31 13F-HR GST / Gastar Exploration Inc. 0.67 17,282 44,546 157.76 18 30 66.67
2018-03-31 13F-HR STRS / Stratus Properties, Inc. 29.45 512 747 45.90 15 22 46.67
2018-03-31 13F-HR CHE / Chemed Corp. 272.85 35,315 7,143 -79.77 8,583 1,949 -77.29
2018-03-31 13F-HR IVAC / Intevac, Inc. 6.47 1,665 464 -72.13 11 3 -72.73
2018-03-31 13F-HR RTM / Guggenheim S&P 500 Equal Weight Materials ETF 106.25 1,725 54,727 3,072.58 194 5,815 2,897.42
2018-03-31 13F-HR DNB / Dun & Bradstreet Corp. (THE) 117.00 70,917 39,717 -44.00 8,397 4,647 -44.66
2018-03-31 13F-HR CELG / Celgene Corp. 89.21 4,280,192 3,943,888 -7.86 446,680 351,833 -21.23
2018-03-31 13F-HR CELG / Celgene Corp. Call 89.21 84,000 305,539 263.74 8,766 27,257 210.94
2018-03-31 13F-HR CELG / Celgene Corp. Put 89.21 737,700 737,900 0.03 76,986 65,828 -14.49
2018-03-31 13F-HR ZBRA / Zebra Technologies Corp. 139.19 50,376 56,411 11.98 5,229 7,852 50.16
2018-03-31 13F-HR USDU / WisdomTree Bloomberg U.S. Dollar Bullish Fund 25.11 7,731 1,832 -76.30 201 46 -77.11
2018-03-31 13F-HR EPU / iShares MSCI All Peru Capped Index Fund 42.58 19,152 37,533 95.97 784 1,598 103.83
2018-03-31 13F-HR UNVR / Univar, Inc. 27.86 559 2,477 343.11 17 69 305.88
2018-03-31 13F-HR FNF / Fidelity National Financial, Inc. 40.02 479,402 351,634 -26.65 18,812 14,072 -25.20
2018-03-31 13F-HR MNE / BlackRock Muni New York Intermediate Duration Fund, Inc. 12.93 14,047 14,689 4.57 191 190 -0.52
2018-03-31 13F-HR AMLP / Alerian ETF 9.37 22,219,443 21,002,464 -5.48 239,748 196,793 -17.92
2018-03-31 13F-HR AMLP / Alerian ETF Put 10.00 0 600 0 6
2018-03-31 13F-HR AST / Asterias Biotherapeutics, Inc. 2.04 5,204 5,873 12.86 24 12 -50.00
2018-03-31 13F-HR ITUS / ITUS Corp. 3.76 7,123 6,379 -10.45 16 24 50.00
2018-03-31 13F-HR CCRC / China Customer Relations Centers, Inc. 14.23 0 492 0 7
2018-03-31 13F-HR PENN / Penn National Gaming, Inc. 26.28 46,370 11,151 -75.95 1,453 293 -79.83
2018-03-31 13F-HR WUBA / 58.com Inc. 79.85 199,848 189,231 -5.31 14,304 15,111 5.64
2018-03-31 13F-HR WUBA / 58.com Inc. Call 80.00 2,500 2,500 0.00 179 200 11.73
2018-03-31 13F-HR WUBA / 58.com Inc. Put 79.86 80,100 80,000 -0.12 5,733 6,389 11.44
2018-03-31 13F-HR GIFI / Gulf Island Fabrication, Inc. 7.15 1,197 1,259 5.18 16 9 -43.75
2018-03-31 13F-HR ENDP / Endo International plc 5.94 684,087 802,069 17.25 5,302 4,764 -10.15
2018-03-31 13F-HR ENDP / Endo International plc Put 5.94 0 2,950,000 0 17,523
2018-03-31 13F-HR BCLYF / Barclays Plc 15.87 37,797 41,154 8.88 679 653 -3.83
2018-03-31 13F-HR ANCX / Access National Corp. 28.52 8,692 26,929 209.81 242 768 217.36
2018-03-31 13F-HR AN / AutoNation, Inc. 46.79 7,511 107,534 1,331.69 386 5,031 1,203.37
2018-03-31 13F-HR DDE / Dover Downs Gaming & Entertainment, Inc. 1.36 0 10,288 0 14
2018-03-31 13F-HR BSJM / Guggenheim BulletShares 2022 High Yield Corporate Bond ETF 24.53 24,039 40,393 68.03 599 991 65.44
2018-03-31 13F-HR OTTR / Otter Tail Corp. 43.36 51,019 31,092 -39.06 2,268 1,348 -40.56
2018-03-31 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 8.99 213,195 2,321,869 989.08 2,053 20,874 916.76
2018-03-31 13F-HR AMOV / America Movil S.A.B. de CV 19.08 1,792 3,249 81.31 31 62 100.00
2018-03-31 13F-HR KMPH / KemPharm, Inc. 8.38 770 1,671 117.01 3 14 366.67
2018-03-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.14 1,548,716 1,749,672 12.98 21,775 22,991 5.58
2018-03-31 13F-HR OBAS / Optibase Ltd. 8.02 1,654 2,370 43.29 13 19 46.15
2018-03-31 13F-HR ABDC / Alcentra Capital Corp. 6.96 309,673 264,721 -14.52 2,598 1,843 -29.06
2018-03-31 13F-HR IVH / Ivy High Income Opportunities Fund 14.17 81,904 53,831 -34.28 1,238 763 -38.37
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 113.48 1,265,072 980,020 -22.53 148,254 111,213 -24.98
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. Put 113.33 3,800 1,200 -68.42 446 136 -69.51
2018-03-31 13F-HR BGFV / Big 5 Sporting Goods Corp. 7.26 128,005 21,222 -83.42 973 154 -84.17
2018-03-31 13F-HR ITI / Iteris, Inc. 3.33 1,122 300 -73.26 8 1 -87.50
2018-03-31 13F-HR WSTG / Wayside Technology Group, Inc. 13.06 2,500 6,200 148.00 42 81 92.86
2018-03-31 13F-HR IXP / iShares Global Telecom ETF 57.33 101,883 153,316 50.48 6,167 8,790 42.53
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 216.08 4,745,607 4,534,921 -4.44 831,619 979,906 17.83
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. Call 216.05 22,800 18,500 -18.86 3,995 3,997 0.05
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. Put 216.09 109,900 76,400 -30.48 19,259 16,509 -14.28
2018-03-31 13F-HR ENVA / Enova International Inc 22.07 6,975 27,907 300.10 106 616 481.13
2018-03-31 13F-HR GTLS / Chart Industries, Inc. 58.95 1,711 3,868 126.07 80 228 185.00
2018-03-31 13F-HR SEIC / SEI Investments Co. 74.91 271,020 236,727 -12.65 19,475 17,733 -8.94
2018-03-31 13F-HR SIGAQ / SIGA Technologies, Inc. 5.26 0 190 0 1
2018-03-31 13F-HR ASV / ASV Holdings Inc. 7.25 857 1,518 77.13 9 11 22.22
2018-03-31 13F-HR CMN / Cantel Medical Corp. 111.41 64,254 67,335 4.80 6,610 7,502 13.49
2018-03-31 13F-HR TRCO / Tribune Media Company 40.52 4,160 119,311 2,768.05 176 4,834 2,646.59
2018-03-31 13F-HR GRID / First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fun 49.70 14,402 9,196 -36.15 734 457 -37.74
2018-03-31 13F-HR VBTX / Veritex Holdings, Inc. 27.67 33,956 34,445 1.44 937 953 1.71
2018-03-31 13F-HR DM / Dominion Midstream Partners LP 15.35 1,329,964 1,421,373 6.87 40,497 21,818 -46.12
2018-03-31 13F-HR XBGTX / BlackRock Floating Rate Income 14.53 90,159 95,260 5.66 1,243 1,384 11.34
2018-03-31 13F-HR VLP / Valero Energy Partners LP 35.43 278,248 324,862 16.75 12,382 11,510 -7.04
2018-03-31 13F-HR DRI / Darden Restaurants, Inc. 85.26 291,800 236,264 -19.03 28,019 20,143 -28.11
2018-03-31 13F-HR DRI / Darden Restaurants, Inc. Call 85.35 0 4,300 0 367
2018-03-31 13F-HR DRI / Darden Restaurants, Inc. Put 85.33 0 1,500 0 128
2018-03-31 13F-HR MNKD / MannKind Corp. 2.30 26,509 14,373 -45.78 61 33 -45.90
2018-03-31 13F-HR MNKD / MannKind Corp. Call 2.28 359,500 359,500 0.00 834 820 -1.68
2018-03-31 13F-HR MTB / M & T Bank Corp. 184.36 102,371 51,871 -49.33 17,504 9,563 -45.37
2018-03-31 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.60 85,663 86,537 1.02 2,180 2,215 1.61
2018-03-31 13F-HR GRP.U / Granite Real Estate Investment Trust 39.17 152 919 504.61 6 36 500.00
2018-03-31 13F-HR VICR / Vicor Corp. 28.25 1,051 1,345 27.97 22 38 72.73
2018-03-31 13F-HR TPL / Texas Pacific Land Trust 505.42 195,435 186,018 -4.82 87,287 94,017 7.71
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 85.13 1,435,467 1,464,942 2.05 117,148 124,710 6.46
2018-03-31 13F-HR MBI / MBIA, Inc. 9.26 7,227 72,436 902.30 53 671 1,166.04
2018-03-31 13F-HR MBI / MBIA, Inc. Call 9.26 1,050,000 1,050,000 0.00 7,686 9,723 26.50
2018-03-31 13F-HR MBI / MBIA, Inc. Put 9.26 465,400 465,400 0.00 3,407 4,310 26.50
2018-03-31 13F-HR CRH / CRH Plc 34.02 269,169 275,006 2.17 9,714 9,356 -3.69
2018-03-31 13F-HR ESE / ESCO Technologies, Inc. 58.50 2,490 3,692 48.27 150 216 44.00
2018-03-31 13F-HR BUR / Burcon NutraScience Corp. 0.38 20,228 10,574 -47.73 11 4 -63.64
2018-03-31 13F-HR EZPW / Ezcorp, Inc. 13.11 5,492 5,492 0.00 67 72 7.46
2018-03-31 13F-HR NTAP / NetApp, Inc. 61.69 37,409 80,044 113.97 2,070 4,938 138.55
2018-03-31 13F-HR NTAP / NetApp, Inc. Call 61.69 15,200 217,000 1,327.63 841 13,387 1,491.80
2018-03-31 13F-HR VMC / Vulcan Materials Co. 114.18 130,809 126,199 -3.52 16,792 14,409 -14.19
2018-03-31 13F-HR PRTA / Prothena Corp plc 36.71 17,829 84,229 372.43 669 3,092 362.18
2018-03-31 13F-HR XGLVX / Clough Global Allocation Fund 12.50 21,145 14,878 -29.64 282 186 -34.04
2018-03-31 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 62.25 2,028,165 2,020,507 -0.38 129,884 125,777 -3.16
2018-03-31 13F-HR INSI / Insight Select Income Fund 19.37 82,778 84,463 2.04 1,647 1,636 -0.67
2018-03-31 13F-HR CRT / Cross Timbers Royalty Trust 14.58 13,929 15,156 8.81 205 221 7.80
2018-03-31 13F-HR MRTN / Marten Transport, Ltd. 22.73 19,034 3,519 -81.51 386 80 -79.27
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 81.40 4,496,364 4,554,461 1.29 371,760 370,733 -0.28
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF Call 81.40 981,700 748,600 -23.74 81,167 60,936 -24.93
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF Put 81.40 381,800 314,300 -17.68 31,567 25,584 -18.95
2018-03-31 13F-HR CLUB / Town Sports International Holdings, Inc. 7.60 3,828 3,554 -7.16 21 27 28.57
2018-03-31 13F-HR MDSO / Medidata Solutions, Inc. 62.83 16,433 13,640 -17.00 1,042 857 -17.75
2018-03-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.74 1,951,968 1,939,893 -0.62 9,526 9,195 -3.47
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. 60.41 1,172,423 1,150,196 -1.90 62,889 69,484 10.49
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. Call 60.48 156,650 1,918 -98.78 8,403 116 -98.62
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. Put 60.41 840,000 290,000 -65.48 45,058 17,519 -61.12
2018-03-31 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 33.10 210,561 75,438 -64.17 7,462 2,497 -66.54
2018-03-31 13F-HR KND / Kindred Healthcare, Inc. 9.15 5,476 2,564,122 46,724.73 53 23,461 44,166.04
2018-03-31 13F-HR SPHQ / PowerShares S&P 500 High Quality Portfolio 29.84 482,540 542,139 12.35 14,693 16,177 10.10
2018-03-31 13F-HR SFS / Smart & Final Stores, Inc. 5.54 1,907 7,583 297.64 17 42 147.06
2018-03-31 13F-HR INUV / Inuvo, Inc. 0.93 21,233 2,157 -89.84 17 2 -88.24
2018-03-31 13F-HR CR / Crane Co. 92.74 4,885,639 5,099,018 4.37 435,896 472,883 8.49
2018-03-31 13F-HR SGA / Saga Communications, Inc. 36.23 1,133 276 -75.64 46 10 -78.26
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.64 2,532,429 3,991,390 57.61 220,979 341,823 54.69
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Call 85.64 1,373,800 3,304,900 140.57 119,878 283,032 136.10
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 85.64 10,061,300 3,080,700 -69.38 877,949 263,831 -69.95
2018-03-31 13F-HR LBIX / Leading Brands Inc. 1.23 0 1,629 0 2
2018-03-31 13F-HR PKG / Packaging Corp. of America 112.70 242,926 114,514 -52.86 29,285 12,906 -55.93
2018-03-31 13F-HR PKG / Packaging Corp. of America Call 112.70 125,000 92,000 -26.40 15,069 10,368 -31.20
2018-03-31 13F-HR RACE / Ferrari N.V. 120.51 34,318 42,005 22.40 3,599 5,062 40.65
2018-03-31 13F-HR RACE / Ferrari N.V. Put 120.52 0 50,000 0 6,026
2018-03-31 13F-HR RCI / Rogers Communications, Inc. 44.68 598,440 505,329 -15.56 30,479 22,578 -25.92
2018-03-31 13F-HR RCI / Rogers Communications, Inc. Call 44.69 0 70,000 0 3,128
2018-03-31 13F-HR CTXS / Citrix Systems, Inc. 92.80 241,707 370,683 53.36 21,270 34,399 61.73
2018-03-31 13F-HR INTU / Intuit Inc. 173.35 523,153 238,605 -54.39 82,542 41,361 -49.89
2018-03-31 13F-HR INTU / Intuit Inc. Call 173.34 29,200 29,000 -0.68 4,607 5,027 9.12
2018-03-31 13F-HR INTU / Intuit Inc. Put 173.38 3,000 8,000 166.67 473 1,387 193.23
2018-03-31 13F-HR PHM / PulteGroup, Inc. 29.49 1,216,071 1,063,218 -12.57 40,434 31,354 -22.46
2018-03-31 13F-HR YNDX / Yandex N.V. 39.45 765,667 987,282 28.94 25,076 38,948 55.32
2018-03-31 13F-HR YNDX / Yandex N.V. Call 39.45 310,600 500,000 60.98 10,172 19,725 93.91
2018-03-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 299,099.21 259 252 -2.70 77,078 75,373 -2.21
2018-03-31 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 16.61 55,567 64,903 16.80 1,808 1,078 -40.38
2018-03-31 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 50.82 543,980 921,403 69.38 28,110 46,825 66.58
2018-03-31 13F-HR EMITF / Elbit Imaging, Ltd. 2.73 2,665 8,803 230.32 8 24 200.00
2018-03-31 13F-HR SNDE / Sundance Energy Australia Limited 4.55 2,333 1,758 -24.65 14 8 -42.86
2018-03-31 13F-HR FXB / CurrencyShares British Pound Sterling Trust 136.30 9,339 26,075 179.21 1,226 3,554 189.89
2018-03-31 13F-HR CHMG / Chemung Financial Corp. 47.03 150 723 382.00 7 34 385.71
2018-03-31 13F-HR EE / El Paso Electric Co. 50.96 10,854 8,712 -19.73 601 444 -26.12
2018-03-31 13F-HR REN / Resolute Energy Corporation 34.65 37,132 220,438 493.66 1,168 7,638 553.94
2018-03-31 13F-HR EOS / Eaton Vance Enhanced Equity Income Fund II 15.76 93,183 110,199 18.26 1,418 1,737 22.50
2018-03-31 13F-HR FLML / Flamel Technologies S.A. 6.62 1,949 1,209 -37.97 16 8 -50.00
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 8.93 200 112 -44.00 0 1
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 0.00 900 200 -77.78 9 0 -100.00
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 10.00 3,300 900 -72.73 1 9 800.00
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 0.30 100 3,300 3,200.00 0 1
2018-03-31 13F-HR BPY / Brookfield Property Partners L.P. 19.19 316,681 306,178 -3.32 7,018 5,876 -16.27
2018-03-31 13F-HR CG / The Carlyle Group L.P. 21.35 800,974 815,464 1.81 18,342 17,410 -5.08
2018-03-31 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.16 361,251 338,832 -6.21 4,682 4,120 -12.00
2018-03-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.13 3,592,444 3,323,379 -7.49 82,770 76,870 -7.13
2018-03-31 13F-HR VSTE / Vistra Energy Corp. 20.84 4,958 15,598 214.60 90 325 261.11
2018-03-31 13F-HR GRUB / GrubHub Inc. 101.47 48,899 426,710 772.64 3,511 43,298 1,133.21
2018-03-31 13F-HR GRUB / GrubHub Inc. Put 101.47 69,600 69,600 0.00 4,997 7,062 41.32
2018-03-31 13F-HR ALV / Autoliv, Inc. 145.94 937,631 12,169 -98.70 119,154 1,776 -98.51
2018-03-31 13F-HR ALV / Autoliv, Inc. Put 145.96 25,000 25,000 0.00 3,177 3,649 14.86
2018-03-31 13F-HR WAL / Western Alliance Bancorporation 58.12 196,604 139,103 -29.25 11,132 8,084 -27.38
2018-03-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 59.69 912,526 978,181 7.19 58,830 58,387 -0.75
2018-03-31 13F-HR PFE / Pfizer, Inc. 12.99 20,916,781 211,228 -98.99 742,337 2,744 -99.63
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.49 169,815 20,916,781 12,217.39 1,669 742,337 44,377.95
2018-03-31 13F-HR PFE / Pfizer, Inc. Call 35.49 648,400 517,000 -20.27 23,485 18,348 -21.87
2018-03-31 13F-HR PFE / Pfizer, Inc. Put 35.49 733,400 690,500 -5.85 26,563 24,505 -7.75
2018-03-31 13F-HR KFFB / Kentucky First Federal Bancorp 8.82 1,492 2,720 82.31 13 24 84.62
2018-03-31 13F-HR FFIC / Flushing Financial Corp. 26.98 32,135 27,760 -13.61 884 749 -15.27
2018-03-31 13F-HR ZIXI / Zix Corporation 4.18 6,903 4,302 -37.68 30 18 -40.00
2018-03-31 13F-HR PMM / Putnam Managed Municipal Income Trust 7.14 212,131 199,366 -6.02 1,572 1,423 -9.48
2018-03-31 13F-HR CSOD / Cornerstone OnDemand, Inc. 39.11 1,452,991 1,419,089 -2.33 51,335 55,501 8.12
2018-03-31 13F-HR KODK / Eastman Kodak Co. 0.21 9,140 4,735 -48.19 2 1 -50.00
2018-03-31 13F-HR KODK / Eastman Kodak Co. 0.22 28,813 9,140 -68.28 154 2 -98.70
2018-03-31 13F-HR KODK / Eastman Kodak Co. 5.34 300 28,813 9,504.33 0 154
2018-03-31 13F-HR PCG / PG&E Corp. 43.93 190,223 306,250 61.00 8,527 13,454 57.78
2018-03-31 13F-HR NHI / National Health Investors, Inc. 67.28 69,290 70,004 1.03 5,223 4,710 -9.82
2018-03-31 13F-HR PUTW / WisdomTree CBOE S&P 500 PutWrite Strategy Fund 28.18 3,065 2,945 -3.92 89 83 -6.74
2018-03-31 13F-HR DCO / Ducommun Inc. 29.72 1,497 572 -61.79 43 17 -60.47
2018-03-31 13F-HR TFX / Teleflex, Inc. 255.06 33,870 12,060 -64.39 8,428 3,076 -63.50
2018-03-31 13F-HR KT / KT Corp. 13.70 515,256 621,559 20.63 8,043 8,515 5.87
2018-03-31 13F-HR CHFN / Charter Financial Corp. 19.46 4,053 668 -83.52 71 13 -81.69
2018-03-31 13F-HR FMX / Fomento Economico Mexicano, S.A.B de C.V. 91.43 80,430 79,823 -0.75 7,552 7,298 -3.36
2018-03-31 13F-HR QTWO / Q2 Holdings, Inc. 45.54 1,164 1,559 33.93 42 71 69.05
2018-03-31 13F-HR ISIG / Insignia Systems, Inc. 0.00 1,598 294 -81.60 2 0 -100.00
2018-03-31 13F-HR BIT / BlackRock Multi-Sector Income Trust 16.79 2,659,210 2,467,134 -7.22 48,264 41,423 -14.17
2018-03-31 13F-HR IAC / IAC/InterActiveCorp. 156.38 103,053 133,453 29.50 12,602 20,870 65.61
2018-03-31 13F-HR NNDM / Nano Dimension Ltd 1.89 1,736 6,876 296.08 5 13 160.00
2018-03-31 13F-HR TM / Toyota Motor Corp. 130.33 31,857 26,004 -18.37 4,051 3,389 -16.34
2018-03-31 13F-HR FCOM / Fidelity MSCI Telecommunication Services Index ETF 28.07 698 570 -18.34 22 16 -27.27
2018-03-31 13F-HR KBWR / PowerShares KBW Regional Banking Portfolio 56.70 83,655 112,555 34.55 4,685 6,382 36.22
2018-03-31 13F-HR AMX / America Movil S.A.B. de CV 19.09 582,557 849,213 45.77 9,991 16,211 62.26
2018-03-31 13F-HR AMX / America Movil S.A.B. de CV Call 18.89 770,000 1,800 -99.77 13,206 34 -99.74
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 151.24 1,051,500 935,632 -11.02 151,722 141,505 -6.73
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) Call 151.25 34,000 55,300 62.65 4,906 8,364 70.49
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) Put 151.26 22,500 40,500 80.00 3,247 6,126 88.67
2018-03-31 13F-HR LGCY / Legacy Reserves LP 4.71 40,554 27,577 -32.00 65 130 100.00
2018-03-31 13F-HR CNXC / CNX Coal Resources LP 63.88 126,178 76,959 -39.01 8,200 4,916 -40.05
2018-03-31 13F-HR SZC / Cushing Renaissance Fund (The) 15.70 5,092 8,855 73.90 103 139 34.95
2018-03-31 13F-HR GPOR / Gulfport Energy Corp. 9.65 886,173 427,807 -51.72 11,307 4,129 -63.48
2018-03-31 13F-HR GPOR / Gulfport Energy Corp. Put 9.65 75,800 275,800 263.85 967 2,661 175.18
2018-03-31 13F-HR FOGO / Fogo de Chao, Inc. 15.73 471 1,780 277.92 5 28 460.00
2018-03-31 13F-HR EXC / Exelon Corp. 39.01 375,608 515,851 37.34 14,803 20,123 35.94
2018-03-31 13F-HR EXC / Exelon Corp. Call 39.01 114,400 97,000 -15.21 4,509 3,784 -16.08
2018-03-31 13F-HR ADS / Alliance Data Systems Corp. 212.87 43,159 13,304 -69.17 10,940 2,832 -74.11
2018-03-31 13F-HR KEY / KeyCorp 19.55 3,199,507 3,101,406 -3.07 64,534 60,631 -6.05
2018-03-31 13F-HR KEY / KeyCorp Call 19.55 36,000 258,300 617.50 726 5,050 595.59
2018-03-31 13F-HR RSX / VanEck Vectors ETF TR 22.74 2,491,471 2,734,723 9.76 52,844 62,189 17.68
2018-03-31 13F-HR RSX / VanEck Vectors ETF TR Call 22.74 90,000 115,000 27.78 1,909 2,615 36.98
2018-03-31 13F-HR RSX / VanEck Vectors ETF TR Put 22.74 1,440,000 1,140,000 -20.83 30,542 25,924 -15.12
2018-03-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.02 674,607 754,602 11.86 12,015 12,843 6.89
2018-03-31 13F-HR MCY / Mercury General Corp. 45.87 99,840 29,650 -70.30 5,336 1,360 -74.51
2018-03-31 13F-HR ZNGA / Zynga Inc. 3.66 7,679,352 7,784,971 1.38 30,717 28,493 -7.24
2018-03-31 13F-HR ECH / iShares MSCI Chile Capped ETF 53.03 39,494 57,832 46.43 2,060 3,067 48.88
2018-03-31 13F-HR CMI / Cummins, Inc. 162.09 915,059 608,880 -33.46 161,636 98,694 -38.94
2018-03-31 13F-HR CMI / Cummins, Inc. Put 162.02 25,000 10,900 -56.40 4,416 1,766 -60.01
2018-03-31 13F-HR CVX / Chevron Corp. 114.04 10,317,900 10,478,641 1.56 1,291,699 1,194,984 -7.49
2018-03-31 13F-HR CVX / Chevron Corp. Call 114.04 1,728,000 1,762,700 2.01 216,328 201,018 -7.08
2018-03-31 13F-HR CVX / Chevron Corp. Put 114.04 2,217,370 2,352,870 6.11 277,592 268,321 -3.34
2018-03-31 13F-HR MOBL / MobileIron, Inc. 4.97 25,088 17,300 -31.04 98 86 -12.24
2018-03-31 13F-HR XMUSX / BlackRock MuniHoldings Quality 12.50 38,213 32,547 -14.83 511 407 -20.35
2018-03-31 13F-HR DPM / DCP Midstream Partners, LP 35.12 417,848 941,266 125.27 15,181 33,057 117.75
2018-03-31 13F-HR DPM / DCP Midstream Partners, LP Put 35.12 0 190,000 0 6,673
2018-03-31 13F-HR PSI / PowerShares Exchange-Trade Fund Trust 52.85 369,508 366,424 -0.83 18,649 19,366 3.84
2018-03-31 13F-HR TOUR / Tuniu Corporation 6.00 35,642 9,501 -73.34 273 57 -79.12
2018-03-31 13F-HR WBAI / 500.com Limited 17.12 31,929 15,773 -50.60 323 270 -16.41
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF 50.53 11,663,794 3,951,280 -66.12 614,449 199,658 -67.51
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF Call 50.53 573,500 1,017,000 77.33 30,212 51,389 70.09
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF Put 50.53 1,392,100 1,115,200 -19.89 73,336 56,351 -23.16
2018-03-31 13F-HR XLORX / Lazard World Dividend & Income 11.56 12,164 11,762 -3.30 141 136 -3.55
2018-03-31 13F-HR TSN / Tyson Foods, Inc. 73.19 277,085 226,791 -18.15 22,463 16,599 -26.11
2018-03-31 13F-HR TSN / Tyson Foods, Inc. Call 73.18 113,200 19,200 -83.04 8,453 1,405 -83.38
2018-03-31 13F-HR TSN / Tyson Foods, Inc. Put 73.20 0 35,000 0 2,562
2018-03-31 13F-HR AMRB / American River Bankshares 16.08 1,143 1,306 14.26 17 21 23.53
2018-03-31 13F-HR BTAL / QuantShares US Market Neutral Anti-Beta Fund 19.15 1,441 992 -31.16 28 19 -32.14
2018-03-31 13F-HR KAMN / Kaman Corp. 62.12 82,009 83,200 1.45 4,825 5,168 7.11
2018-03-31 13F-HR USCI / United States Commodity Index Fund 42.77 98,426 52,671 -46.49 4,186 2,253 -46.18
2018-03-31 13F-HR IVOV / Vanguard S&P Mid-Cap 400 Value ETF 117.99 30,782 31,256 1.54 3,748 3,688 -1.60
2018-03-31 13F-HR ADSK / Autodesk, Inc. 125.58 606,277 639,698 5.51 63,556 80,332 26.40
2018-03-31 13F-HR ADSK / Autodesk, Inc. Call 125.58 5,019,000 4,849,900 -3.37 526,142 609,050 15.76
2018-03-31 13F-HR ADSK / Autodesk, Inc. Put 125.58 98,114 206,991 110.97 10,285 25,994 152.74
2018-03-31 13F-HR SAIA / Saia, Inc. 75.03 2,230 1,706 -23.50 158 128 -18.99
2018-03-31 13F-HR NFLT / Virtus Newfleet Multi-Sector Unconstrained Bond ETF 25.16 1,305 1,908 46.21 33 48 45.45
2018-03-31 13F-HR DGL / PowerShares DB Gold Fund 42.02 1,578 2,356 49.30 66 99 50.00
2018-03-31 13F-HR EUFX / ProShares Short Euro ETF 39.28 2,303 2,673 16.07 92 105 14.13
2018-03-31 13F-HR CRK / Comstock Resources, Inc. 7.32 700 48,915 6,887.86 6 358 5,866.67
2018-03-31 13F-HR AXON / Axovant Sciences Ltd. 1.34 48,212 29,022 -39.80 254 39 -84.65
2018-03-31 13F-HR BSTI / BEST Inc. 10.30 51,253 82,878 61.70 460 854 85.65
2018-03-31 13F-HR YORW / York Water Co. 30.99 4,635 4,292 -7.40 157 133 -15.29
2018-03-31 13F-HR RDS.B / Royal Dutch Shell Plc 65.53 2,427,142 2,640,659 8.80 165,750 173,042 4.40
2018-03-31 13F-HR RFEU / First Tr Exchange Traded FD III 64.29 401 420 4.74 26 27 3.85
2018-03-31 13F-HR ILMN / Illumina, Inc. 236.42 195,479 191,111 -2.23 42,711 45,183 5.79
2018-03-31 13F-HR ILMN / Illumina, Inc. Put 236.40 5,000 5,000 0.00 1,092 1,182 8.24
2018-03-31 13F-HR UGL / ProShares Ultra Gold 41.30 0 1,235 0 51
2018-03-31 13F-HR MBG / SPDR Barclays Mortgage Backed Bond ETF 25.63 24,194 18,536 -23.39 630 475 -24.60
2018-03-31 13F-HR HEP / Holly Energy Partners L.P. 27.57 1,713,386 1,800,536 5.09 55,668 49,641 -10.83
2018-03-31 13F-HR PX / Praxair, Inc. 144.30 4,057,820 3,741,588 -7.79 627,665 539,911 -13.98
2018-03-31 13F-HR PX / Praxair, Inc. Put 144.55 9,000 2,200 -75.56 1,392 318 -77.16
2018-03-31 13F-HR GNRT / Gener8 Maritime Inc. 5.65 45,787 34,353 -24.97 303 194 -35.97
2018-03-31 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 13.07 206,606 202,103 -2.18 3,021 2,641 -12.58
2018-03-31 13F-HR LEMB / iShares J.P. Morgan EM Local Currency Bond ETF 50.35 112,731 162,117 43.81 5,434 8,163 50.22
2018-03-31 13F-HR NTES / NetEase, Inc. 280.39 227,297 326,258 43.54 78,434 91,480 16.63
2018-03-31 13F-HR NTES / NetEase, Inc. Call 280.38 225,500 29,300 -87.01 77,813 8,215 -89.44
2018-03-31 13F-HR NTES / NetEase, Inc. Put 280.39 247,900 292,600 18.03 85,543 82,042 -4.09
2018-03-31 13F-HR TUZ / PIMCO ETF Trust 50.07 6,011 5,392 -10.30 302 270 -10.60
2018-03-31 13F-HR ADRO / Aduro Biotech, Inc. 9.01 14,792 2,774 -81.25 111 25 -77.48
2018-03-31 13F-HR QURE / uniQure N.V. 22.77 2,200 483 -78.05 43 11 -74.42
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 117.39 7,577,607 8,375,530 10.53 921,134 983,203 6.74
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF Put 117.39 400,000 2,130,000 432.50 48,624 250,041 414.23
2018-03-31 13F-HR DEA / Easterly Government Properties, Inc. 20.40 121,724 136,619 12.24 2,598 2,787 7.27
2018-03-31 13F-HR BBSI / Barrett Business Services, Inc. 83.19 2,185 589 -73.04 141 49 -65.25
2018-03-31 13F-HR HTHT / China Lodging Group Ltd 131.74 14,815 23,819 60.78 2,140 3,138 46.64
2018-03-31 13F-HR GPRO / GoPro, Inc. 4.79 687,744 554,240 -19.41 5,206 2,655 -49.00
2018-03-31 13F-HR GPRO / GoPro, Inc. Call 4.79 650,000 250,000 -61.54 4,921 1,198 -75.66
2018-03-31 13F-HR FDC / First Data Corporation 16.00 58,510 200,695 243.01 978 3,212 228.43
2018-03-31 13F-HR SPOK / Spok Holdings, Inc. 14.73 7,800 3,665 -53.01 122 54 -55.74
2018-03-31 13F-HR DNOW / NOW Inc. 10.21 25,445 19,794 -22.21 281 202 -28.11
2018-03-31 13F-HR MOSY / MoSys, Inc. 1.94 0 515 0 1
2018-03-31 13F-HR CHT / Chunghwa Telecom Co. Ltd. 38.85 11,574 11,402 -1.49 411 443 7.79
2018-03-31 13F-HR TLI / Western Asset Corporate Loan Fund Inc. 10.48 554,189 569,871 2.83 5,830 5,972 2.44
2018-03-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 9.47 1,457,412 1,636,521 12.29 14,764 15,498 4.97
2018-03-31 13F-HR OCN / Ocwen Financial Corp. 4.12 2,227 42,526 1,809.56 7 175 2,400.00
2018-03-31 13F-HR OCN / Ocwen Financial Corp. Call 4.12 3,205,000 1,555,000 -51.48 10,032 6,407 -36.13
2018-03-31 13F-HR OCN / Ocwen Financial Corp. Put 4.12 100,000 100,000 0.00 313 412 31.63
2018-03-31 13F-HR VIAV / Viavi Solutions Inc. 9.72 136,680 128,303 -6.13 1,195 1,247 4.35
2018-03-31 13F-HR STKS / ONE Group Hospitality, Inc. 3.01 0 1,663 0 5
2018-03-31 13F-HR CAR / Avis Budget Group, Inc. 46.84 1,330,929 638,629 -52.02 58,401 29,913 -48.78
2018-03-31 13F-HR CAR / Avis Budget Group, Inc. Call 46.84 108,000 1,093,000 912.04 4,739 51,196 980.31
2018-03-31 13F-HR CAR / Avis Budget Group, Inc. Put 46.84 208,000 1,193,100 473.61 9,127 55,885 512.30
2018-03-31 13F-HR PXLG / PowerShares Fundamental Pure Large Growth Portfolio 46.67 2,116 300 -85.82 97 14 -85.57
2018-03-31 13F-HR QDYN / FlexShares Quality Dividend Dynamic Index Fund 42.41 98,403 109,650 11.43 4,350 4,650 6.90
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF 119.96 5,094,624 5,090,430 -0.08 633,466 610,648 -3.60
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF Call 119.96 4,500 27,400 508.89 560 3,287 486.96
2018-03-31 13F-HR CPER / United States Copper Index Fund 18.95 817 1,900 132.56 17 36 111.76
2018-03-31 13F-HR ADMP / Adamis Pharmaceuticals Corp. 3.47 470 6,629 1,310.43 2 23 1,050.00
2018-03-31 13F-HR PPIH / Perma-Pipe International Holdings, Inc. 9.24 10,083 3,463 -65.66 91 32 -64.84
2018-03-31 13F-HR UTES / Reaves Utilities ETF 31.59 272 2,786 924.26 9 88 877.78
2018-03-31 13F-HR MHD / BlackRock MuniHoldings Fund, Inc. 15.26 89,076 87,561 -1.70 1,472 1,336 -9.24
2018-03-31 13F-HR MBUU / Malibu Boats, Inc. 33.21 66,208 163,758 147.34 1,969 5,439 176.23
2018-03-31 13F-HR CDTX / Cidara Therapeutics, Inc. 3.87 1,400 3,872 176.57 10 15 50.00
2018-03-31 13F-HR 189464AB6 / Clovis Oncology, Inc. 2.5% 9/15/2021 1 1 0.00
2018-03-31 13F-HR IRIX / IRIDEX Corp. 5.62 1,650 5,342 223.76 13 30 130.77
2018-03-31 13F-HR EPV / ProShares UltraShort MSCI Europe 31.40 2,095 637 -69.59 65 20 -69.23
2018-03-31 13F-HR ESS / Essex Property Trust, Inc. 240.67 90,008 38,176 -57.59 21,725 9,188 -57.71
2018-03-31 13F-HR GDDY / GoDaddy Inc. 61.44 55,049 34,684 -36.99 2,768 2,131 -23.01
2018-03-31 13F-HR MTZ / MasTec, Inc. 47.07 47,009 53,009 12.76 2,301 2,495 8.43
2018-03-31 13F-HR LFL / LATAM Airlines Group S.A. 15.39 28,158 51,283 82.13 391 789 101.79
2018-03-31 13F-HR TYPE / Monotype Imaging Holdings, Inc. 22.51 13,922 12,174 -12.56 336 274 -18.45
2018-03-31 13F-HR IRT / Independence Realty Trust, Inc. 9.18 191,292 155,853 -18.53 1,930 1,431 -25.85
2018-03-31 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 51.99 24,330 26,025 6.97 1,264 1,353 7.04
2018-03-31 13F-HR ANAT / American National Insurance Co. 116.93 5,241 5,003 -4.54 672 585 -12.95
2018-03-31 13F-HR FDT / First Trust Developed Markets Ex-US AlphaDEX Fund 62.83 412,526 616,624 49.48 25,733 38,742 50.55
2018-03-31 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.62 506,496 720,655 42.28 5,926 8,374 41.31
2018-03-31 13F-HR WVFC / WVS Financial Corp. 16.30 6,375 368 -94.23 99 6 -93.94
2018-03-31 13F-HR TROV / TrovaGene, Inc. 0.36 13,700 22,000 60.58 4 8 100.00
2018-03-31 13F-HR MFD / Macquarie/First Trust Global Infrastructure/Utilities Div & Income Fund 11.62 223,520 176,314 -21.12 2,779 2,049 -26.27
2018-03-31 13F-HR AMR / Alta Mesa Resources 8.00 2,025 1,000 -50.62 20 8 -60.00
2018-03-31 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019 5,278 6 -99.89
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 64.96 3,256,957 2,683,493 -17.61 239,907 174,320 -27.34
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. Call 64.96 491,500 470,500 -4.27 36,204 30,564 -15.58
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. Put 64.96 3,212,111 2,992,111 -6.85 236,604 194,368 -17.85
2018-03-31 13F-HR BRFS / BRF S.A. 6.92 101,206 140,607 38.93 1,139 973 -14.57
2018-03-31 13F-HR BRFS / BRF S.A. Call 6.92 38,300 62,100 62.14 431 430 -0.23
2018-03-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 33.47 154,360 134,825 -12.66 5,712 4,513 -20.99
2018-03-31 13F-HR BSAC / Banco Santander - Chile 33.50 20,921 27,190 29.97 654 911 39.30
2018-03-31 13F-HR CLRBW / Cellectar Biosciences, Inc. Warrants expiring 8/20/2019 0.00 570 570 0.00 0 0
2018-03-31 13F-HR MLPA / Global X MLP ETF 8.49 2,219,238 2,126,605 -4.17 21,882 18,055 -17.49
2018-03-31 13F-HR ECPG / Encore Capital Group, Inc. 45.20 106,238 142,090 33.75 4,473 6,422 43.57
2018-03-31 13F-HR ECPG / Encore Capital Group, Inc. Call 45.20 4,000 82,000 1,950.00 168 3,706 2,105.95
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.71 10,295,305 10,072,087 -2.17 733,231 641,692 -12.48
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) Call 63.71 10,555,400 6,329,400 -40.04 751,756 403,246 -46.36
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) Put 63.71 1,035,300 1,753,300 69.35 73,734 111,702 51.49
2018-03-31 13F-HR KGRN / KraneShares MSCI China Environme 24.32 1,029 1,028 -0.10 26 25 -3.85
2018-03-31 13F-HR NFLX / Netflix, Inc. 295.35 873,974 1,032,805 18.17 167,768 305,039 81.82
2018-03-31 13F-HR NFLX / Netflix, Inc. Call 295.35 187,710 169,000 -9.97 36,033 49,914 38.52
2018-03-31 13F-HR NFLX / Netflix, Inc. Put 295.35 1,950,300 1,254,300 -35.69 374,379 370,458 -1.05
2018-03-31 13F-HR LEN.B / Lennar Corp. 47.65 22,066 18,739 -15.08 1,140 893 -21.67
2018-03-31 13F-HR ESBA / Empire State Realty Op, L.P. 16.65 7,182 3,963 -44.82 120 66 -45.00
2018-03-31 13F-HR ESBA / Empire State Realty Op, L.P. 16.71 16,689 7,182 -56.97 278 120 -56.83
2018-03-31 13F-HR ESBA / Empire State Realty Op, L.P. 16.66 2,048 16,689 714.89 42 278 561.90
2018-03-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.78 288,363 302,130 4.77 4,164 4,465 7.23
2018-03-31 13F-HR PXLV / PowerShares Fundamental Pure Large Value Portfolio 37.64 152,718 200,062 31.00 5,915 7,530 27.30
2018-03-31 13F-HR SAFT / Safety Insurance Group, Inc. 76.80 4,672 3,034 -35.06 375 233 -37.87
2018-03-31 13F-HR STOR / STORE Capital Corp. 24.82 430,510 910,129 111.41 11,211 22,590 101.50
2018-03-31 13F-HR COLM / Columbia Sportswear Co. 76.43 41,910 42,980 2.55 3,013 3,285 9.03
2018-03-31 13F-HR SUP / Superior Industries International, Inc. 13.24 15,184 9,967 -34.36 226 132 -41.59
2018-03-31 13F-HR SCIJ / Global X Scientific Beta Japan ETF 40.00 0 50 0 2
2018-03-31 13F-HR 286082AC6 / Electronics For Imaging, Inc. Bond 4,870 3,470 -28.75
2018-03-31 13F-HR ELY / Callaway Golf Company 16.36 236,081 276,283 17.03 3,289 4,520 37.43
2018-03-31 13F-HR CEO / CNOOC Ltd. 147.87 52,423 40,974 -21.84 7,526 6,059 -19.49
2018-03-31 13F-HR DATA / Tableau Software, Inc. 80.82 114,591 127,066 10.89 7,930 10,269 29.50
2018-03-31 13F-HR CMFN / CM Finance Inc 8.20 170,590 145,133 -14.92 1,390 1,190 -14.39
2018-03-31 13F-HR HMY / Harmony Gold Mining Company Ltd. 2.39 3,004,693 3,170,311 5.51 5,619 7,577 34.85
2018-03-31 13F-HR WGO / Winnebago Industries, Inc. 37.60 128,969 115,093 -10.76 7,170 4,328 -39.64
2018-03-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 68.73 245,665 277,502 12.96 15,545 19,073 22.70
2018-03-31 13F-HR PEX / ProShares Global Listed Private Equity ETF 35.89 3,102 3,762 21.28 111 135 21.62
2018-03-31 13F-HR CATB / Catabasis Pharmaceuticals, Inc 1.88 2,183 5,840 167.52 3 11 266.67
2018-03-31 13F-HR VR / Validus Holdings Ltd. 67.45 41,393 155,090 274.68 1,942 10,461 438.67
2018-03-31 13F-HR NXGEF / Nexgen Energy Ltd. 2.53 31,705 396 -98.75 81 1 -98.77
2018-03-31 13F-HR IWV / iShares Russell 3000 ETF 156.34 466,291 465,539 -0.16 73,753 72,782 -1.32
2018-03-31 13F-HR CSGS / CSG Systems International, Inc. 45.29 40,433 154,089 281.10 1,771 6,979 294.07
2018-03-31 13F-HR PHK / PIMCO High Income Fund 7.58 143,042 121,307 -15.19 1,067 920 -13.78
2018-03-31 13F-HR ICL / Israel Chemicals Ltd. 4.24 5,976,428 886,242 -85.17 24,145 3,758 -84.44
2018-03-31 13F-HR CY / Cypress Semiconductor Corp. 16.96 461,345 639,333 38.58 7,031 10,843 54.22
2018-03-31 13F-HR HAL / Halliburton Co. 46.94 2,794,606 3,491,553 24.94 136,573 163,893 20.00
2018-03-31 13F-HR HAL / Halliburton Co. Call 46.94 411,300 570,146 38.62 20,100 26,763 33.15
2018-03-31 13F-HR HAL / Halliburton Co. Put 46.94 1,647,500 2,196,000 33.29 80,513 103,080 28.03
2018-03-31 13F-HR PCMI / PC Mall, Inc. 8.57 1,060 1,867 76.13 10 16 60.00
2018-03-31 13F-HR ANIK / Anika Therapeutics Inc. 49.79 4,753 3,093 -34.93 256 154 -39.84
2018-03-31 13F-HR JASO / JA Solar Holdings Co., Ltd. 6.44 32,544 7,759 -76.16 243 50 -79.42
2018-03-31 13F-HR VERU / Veru Inc. 1.77 20,504 20,282 -1.08 23 36 56.52
2018-03-31 13F-HR DB / Deutsche Bank AG 29.32 2,324 1,262 -45.70 50 37 -26.00
2018-03-31 13F-HR DB / Deutsche Bank AG 21.51 277,468 2,324 -99.16 3,879 50 -98.71
2018-03-31 13F-HR DB / Deutsche Bank AG 13.98 227 277,468 122,132.60 6 3,879 64,550.00
2018-03-31 13F-HR DB / Deutsche Bank AG Call 13.98 55,483,726 78,095,392 40.75 1,055,855 1,091,774 3.40
2018-03-31 13F-HR DB / Deutsche Bank AG Put 13.98