Current Holdings (from 13F, 13D)

InvestorTwo Sigma Securities, Llc
Portfolio Value$ 299,120,000
Current Positions894
Opened Positions5
Closed Positions519

Two Sigma Securities, Llc has disclosed 894 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 299,120,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Two Sigma Securities, Llc's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , iShares Russell 2000 ETF (NYSE:IWM) , Vanguard Consumer Discretionary ETF (NYSE:VCR) , SPDR Health Care Select Sector ETF (NYSE:XLV) , and iShares Edge MSCI Min Vol USA ETF (BATS:USMV) . Two Sigma Securities, Llc's new positions include Vanguard Consumer Discretionary ETF (NYSE:VCR) , iShares U.S. Consumer Goods ETF (NYSE:IYK) , Vanguard S&P 500 ETF (NYSE:VOO) , iShares U.S. Oil & Gas Exploration & Production ETF (BATS:IEO) , and Schwab U.S. Broad Market ETF (NYSE:SCHB) .


All Two Sigma Securities, Llc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR YANG / Direxion Daily China 3X Bear Shares 7.55 10,723 81
2017‑09‑30 13F-HR ARGS / Argos Therapeutics, Inc. 0.18 149,999 27
2017‑09‑30 13F-HR ARQL / ArQule, Inc. 1.10 34,672 38
2017‑09‑30 13F-HR AGO / Assured Guaranty Ltd. 37.66 5,390 203
2017‑09‑30 13F-HR ATHM / Autohome Inc. 60.13 5,405 325
2017‑09‑30 13F-HR BOCA / Banc of California, Inc. 20.76 21,046 437
2017‑09‑30 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 23.27 20,109 468
2017‑09‑30 13F-HR BKS / Barnes & Noble, Inc. 7.61 23,259 177
2017‑09‑30 13F-HR BBG / Bill Barrett Corp. 4.26 12,195 52
2017‑09‑30 13F-HR BECN / Beacon Roofing Supply, Inc. 51.21 5,682 291
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. Call 196.00 3,000 588
2017‑09‑30 13F-HR BMS / Bemis Co., Inc. 45.62 4,910 224
2017‑09‑30 13F-HR BIOA / BioAmber Inc. 0.50 30,218 15
2017‑09‑30 13F-HR BKH / Black Hills Corp. (Holding Co.) 68.91 4,513 311
2017‑09‑30 13F-HR BA / Boeing Company (The) Call 254.15 4,100 1,042
2017‑09‑30 13F-HR BPFH / Boston Private Financial Holdings, Inc. 16.55 14,502 240
2017‑09‑30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.19 17,173 175
2017‑09‑30 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 8.37 10,877 91
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 46.86 7,000 328
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 82.79 4,469 370
2017‑09‑30 13F-HR CP / Canadian Pacific Railway Ltd. Call 168.00 2,000 336
2017‑09‑30 13F-HR CAPR / Capricor Therapeutics, Inc. 3.05 25,592 78
2017‑09‑30 13F-HR ROX / Castle Brands, Inc. 1.35 17,815 24
2017‑09‑30 13F-HR CBAK ENERGY TECHNOLOGY INC / (14986C102) 1.51 22,517 34
2017‑09‑30 13F-HR CGI / Celadon Group, Inc. 6.77 10,040 68
2017‑09‑30 13F-HR CLRB / Cellectar Biosciences, Inc. 1.72 10,481 18
2017‑09‑30 13F-HR CETV / Central European Media Enterprises Ltd. 4.07 13,024 53
2017‑09‑30 13F-HR CALI / China Auto Logistics Inc. 2.23 13,480 30
2017‑09‑30 13F-HR CNIT / China Information Technology, Inc. 1.14 20,112 23
2017‑09‑30 13F-HR CDXC / ChromaDex Corporation 4.29 12,813 55
2017‑09‑30 13F-HR CINF / Cincinnati Financial Corp. 76.61 5,587 428
2017‑09‑30 13F-HR BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF 22.63 9,677 219
2017‑09‑30 13F-HR COBALT INTL ENERGY INC / (19075F304) 1.45 14,441 21
2017‑09‑30 13F-HR COGT / Cogint, Inc. 4.86 10,285 50
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 12.60 10,877 137
2017‑09‑30 13F-HR CVLT / CommVault Systems, Inc. 60.90 3,399 207
2017‑09‑30 13F-HR CXRX / Concordia Healthcare Corporation 1.19 13,436 16
2017‑09‑30 13F-HR COO / Cooper Companies, Inc. (The) Put 237.10 6,200 1,470
2017‑09‑30 13F-HR CVA / Covanta Holding Corp. 14.82 11,741 174
2017‑09‑30 13F-HR CR / Crane Co. 79.97 4,289 343
2017‑09‑30 13F-HR CREDIT SUISSE AG NASSAU BRH / VEL SH 3X LG NAT (22539T324) 11.60 34,479 400
2017‑09‑30 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS 3X (22542D373) 24.08 12,290 296
2017‑09‑30 13F-HR UGLD / VelocityShares 3x Long Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031 10.71 10,547 113
2017‑09‑30 13F-HR CMI / Cummins, Inc. Call 168.00 4,000 672
2017‑09‑30 13F-HR CYCC / Cyclacel Pharmaceuticals, Inc. 1.83 28,471 52
2017‑09‑30 13F-HR DBX ETF TR / XTRAK MSCI JAPN (233051507) 40.53 36,959 1,498
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc Call 98.33 3,000 295
2017‑09‑30 13F-HR DSWL / Deswell Industries, Inc. 2.63 12,937 34
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DRX S&P500BULL (25459W862) 38.25 14,065 538
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DLY ENERBR3X NEW (25459Y454) 10.90 17,246 188
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DLY EMKT 3X NEW (25459Y470) 11.19 24,389 273
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DLY JR GOLD 3X (25460E877) 56.32 6,871 387
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DAILY SM CAP BEA (25490K521) 13.65 62,796 857
2017‑09‑30 13F-HR DISCA / Discovery Communications, Inc. 21.28 15,132 322
2017‑09‑30 13F-HR DDC / Dominion Diamond Corp. 14.16 28,595 405
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.21 18,754 1,298
2017‑09‑30 13F-HR DYSL / Dynasil Corp. of America 1.27 10,992 14
2017‑09‑30 13F-HR ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 49.42 4,654 230
2017‑09‑30 13F-HR ENV / Envestnet, Inc. 50.96 3,944 201
2017‑09‑30 13F-HR EPR / EPR Properties 69.76 6,307 440
2017‑09‑30 13F-HR HACK / PureFunds ISE Cyber Security ETF 30.13 7,900 238
2017‑09‑30 13F-HR ETFIS SER TR I / VIRTUS NEWFLEET (26923G707) 25.77 8,537 220
2017‑09‑30 13F-HR EVOK / Evoke Pharma, Inc. 3.32 11,137 37
2017‑09‑30 13F-HR FDS / FactSet Research Systems, Inc. 180.09 2,371 427
2017‑09‑30 13F-HR FDS / FactSet Research Systems, Inc. Call 180.00 4,100 738
2017‑09‑30 13F-HR FDX / FedEx Corp. Call 225.62 3,200 722
2017‑09‑30 13F-HR FPP / FieldPoint Petroleum Corp. 0.33 15,292 5
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / NASDAQ BK ETF (33738R860) 27.67 9,866 273
2017‑09‑30 13F-HR FPX / First Trust US Equity Opportunities ETF 63.90 4,069 260
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / NAT GAS ETF (33733E807) 21.76 31,716 690
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / ENERGY ALPHADX (33734X127) 14.35 53,597 769
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / MATERIALS ALPH (33734X168) 40.38 5,324 215
2017‑09‑30 13F-HR FIRST TR EXCNGE TRD ALPHADEX / MID CAP VAL FD (33737M201) 34.44 7,520 259
2017‑09‑30 13F-HR FIRST TR NASDAQ ABA CMNTY BK / UT COM SHS ETF (33736Q104) 52.73 17,902 944
2017‑09‑30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 68.19 3,593 245
2017‑09‑30 13F-HR FBIO / Fortress Biotech, Inc. 4.42 20,570 91
2017‑09‑30 13F-HR FWP / Forward Pharma A/S 5.86 14,331 84
2017‑09‑30 13F-HR FRAN / Francesca's Holdings Corporation 7.33 12,690 93
2017‑09‑30 13F-HR FLL / Full House Resorts, Inc. 2.77 10,480 29
2017‑09‑30 13F-HR FUSION TELECOMM INTL INC / (36113B400) 2.74 12,795 35
2017‑09‑30 13F-HR GEN / Genesis Healthcare, Inc. 1.16 17,235 20
2017‑09‑30 13F-HR GLOW / Glowpoint, Inc. 0.29 10,459 3
2017‑09‑30 13F-HR HTLF / Heartland Financial USA, Inc. 49.40 4,514 223
2017‑09‑30 13F-HR HOMB / Home BancShares, Inc. 25.19 12,941 326
2017‑09‑30 13F-HR HTF / Horizon Technology Finance Corp. 11.11 12,508 139
2017‑09‑30 13F-HR HGT / Hugoton Royalty Trust 1.83 28,891 53
2017‑09‑30 13F-HR JBHT / Hunt (J.B.) Transport Services, Inc. Call 111.00 2,000 222
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. Call 148.00 3,000 444
2017‑09‑30 13F-HR IMGN / Immunogen, Inc. 7.66 30,289 232
2017‑09‑30 13F-HR IBTX / Independent Bank Group, Inc. 60.33 3,680 222
2017‑09‑30 13F-HR INFI / Infinity Pharmaceuticals, Inc. 1.33 20,279 27
2017‑09‑30 13F-HR INGN / Inogen, Inc. 95.08 3,250 309
2017‑09‑30 13F-HR INPX / Inpixon 0.36 11,219 4
2017‑09‑30 13F-HR INSM / Insmed, Inc. 31.20 16,412 512
2017‑09‑30 13F-HR IBM / International Business Machines Corp. Call 145.00 2,000 290
2017‑09‑30 13F-HR IBM / International Business Machines Corp. Put 145.00 3,000 435
2017‑09‑30 13F-HR ITCI / Intra-Cellular Therapies Inc. 15.79 21,219 335
2017‑09‑30 13F-HR INTU / Intuit Inc. Call 142.00 2,000 284
2017‑09‑30 13F-HR IVR / Invesco Mortgage Capital Inc. 17.14 17,799 305
2017‑09‑30 13F-HR IPGP / IPG Photonics Corp. 185.14 1,615 299
2017‑09‑30 13F-HR ISHARES / CORE LT USDB ETF (464289479) 63.78 3,669 234
2017‑09‑30 13F-HR AOA / iShares Core Aggressive Allocation ETF 53.58 4,405 236
2017‑09‑30 13F-HR EUSA / iShares MSCI USA ETF 52.53 7,519 395
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 85.95 35,987 3,093
2017‑09‑30 13F-HR ISHARES TR / USA QUALITY FCTR (46432F339) 77.13 12,420 958
2017‑09‑30 13F-HR ISHARES TR / USA SIZE FACTOR (46432F370) 79.34 45,677 3,624
2017‑09‑30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 95.68 65,601 6,277
2017‑09‑30 13F-HR ISHARES TR / MULTIFACTOR USA (46434V282) 29.92 27,670 828
2017‑09‑30 13F-HR IFXAF / Ishare FTSE/Xinhua A50 China Tracker (Hong Kong) 32.47 47,216 1,533
2017‑09‑30 13F-HR ISHARES TR / MTG REL ETF NEW (46435G342) 46.84 99,068 4,640
2017‑09‑30 13F-HR JKD / iShares Morningstar Large Cap ETF 150.68 19,439 2,929
2017‑09‑30 13F-HR IXC / iShares Global Energy ETF 33.98 8,946 304
2017‑09‑30 13F-HR IGM / iShares North American Tech ETF 155.28 39,793 6,179
2017‑09‑30 13F-HR ISHARES TR / CORE S&P US VLU (464287663) 52.35 61,105 3,199
2017‑09‑30 13F-HR ISHARES TR / CORE S&P US GWT (464287671) 50.48 123,390 6,229
2017‑09‑30 13F-HR IYJ / iShares U.S. Industrial ETF 138.55 20,527 2,844
2017‑09‑30 13F-HR IYE / iShares U.S. Energy ETF 37.43 152,914 5,724
2017‑09‑30 13F-HR IYK / iShares U.S. Consumer Goods ETF 120.67 79,915 9,643
2017‑09‑30 13F-HR ISHARES TR / MSCI KOKUSAI ETF (464288265) 62.29 4,832 301
2017‑09‑30 13F-HR DSI / iShares MSCI KLD 400 Social ETF 92.86 34,502 3,204
2017‑09‑30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 104.49 24,853 2,597
2017‑09‑30 13F-HR IHI / iShares U.S. Medical Devices ETF 167.03 24,037 4,015
2017‑09‑30 13F-HR IHF / iShares U.S. Healthcare Providers ETF 147.75 18,261 2,698
2017‑09‑30 13F-HR IEO / iShares U.S. Oil & Gas Exploration & Production ETF 58.75 117,179 6,884
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 77.44 4,649 360
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF Call 197.00 2,000 394
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF Call 178.86 7,000 1,252
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF Put 333.85 1,300 434
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF Put 148.00 2,000 296
2017‑09‑30 13F-HR IYT / iShares Transportation Average ETF Put 178.50 2,000 357
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF Put 197.17 6,000 1,183
2017‑09‑30 13F-HR ITUS / ITUS Corp. 2.62 57,163 150
2017‑09‑30 13F-HR IXYS / IXYS Corp. 23.68 10,474 248
2017‑09‑30 13F-HR JAGUAR HEALTH INC / (47010C201) 0.20 19,715 4
2017‑09‑30 13F-HR JASNW / Jason Industries, Inc. Warrants 0.05 19,851 1
2017‑09‑30 13F-HR JMEI / Jumei International Holding Ltd. 2.90 16,541 48
2017‑09‑30 13F-HR KBR / KBR, Inc. 17.91 10,941 196
2017‑09‑30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 13.04 11,271 147
2017‑09‑30 13F-HR KRYS / Krystal Biotech, Inc. 9.94 13,786 137
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) Call 107.83 6,000 647
2017‑09‑30 13F-HR LDOS / Leidos Holdings, Inc. 59.21 8,900 527
2017‑09‑30 13F-HR LPL / LG Display Co., Ltd. 13.43 11,470 154
2017‑09‑30 13F-HR LINIU TECHNOLOGY GROUP / SHS (G54971208) 1.11 29,820 33
2017‑09‑30 13F-HR MBVX / MabVax Therapeutics Holdings, Inc. 0.70 10,044 7
2017‑09‑30 13F-HR MSG / The Madison Square Garden Company 213.84 1,127 241
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 71.15 3,092 220
2017‑09‑30 13F-HR MARA / Marathon Patent Group, Inc. 0.43 135,804 58
2017‑09‑30 13F-HR MBII / Marrone Bio Innovations, Inc. 1.17 11,088 13
2017‑09‑30 13F-HR MA / MasterCard Incorporated Call 141.25 4,000 565
2017‑09‑30 13F-HR MBI / MBIA, Inc. 8.70 28,492 248
2017‑09‑30 13F-HR MKC / McCormick & Co., Inc. 102.84 2,285 235
2017‑09‑30 13F-HR MTOR / Meritor, Inc. 26.04 13,134 342
2017‑09‑30 13F-HR MFM / MFS Municipal Income Trust 7.19 14,887 107
2017‑09‑30 13F-HR KORS / Michael Kors Holdings Ltd. 47.78 7,199 344
2017‑09‑30 13F-HR MDXG / MiMedx Group, Inc. 11.89 14,046 167
2017‑09‑30 13F-HR MRTX / Mirati Therapeutics, Inc. 11.71 19,559 229
2017‑09‑30 13F-HR MOMO / Momo Inc. 31.36 18,844 591
2017‑09‑30 13F-HR MYOS / MYOS RENS Technology Inc. 1.34 22,404 30
2017‑09‑30 13F-HR NTES / NetEase, Inc. Call 263.75 4,000 1,055
2017‑09‑30 13F-HR SNR / New Senior Investment Group Inc. 9.12 13,591 124
2017‑09‑30 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.42 40,979 58
2017‑09‑30 13F-HR NFBK / Northfield Bancorp, Inc. 17.34 10,439 181
2017‑09‑30 13F-HR NYLD / NRG Yield, Inc. 19.33 11,227 217
2017‑09‑30 13F-HR NTNX / Nutanix, Inc. 22.34 9,936 222
2017‑09‑30 13F-HR NUVA / NuVasive, Inc. 55.35 4,101 227
2017‑09‑30 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.92 12,731 190
2017‑09‑30 13F-HR NUVEEN MUN HIGH INCOME OPP F / (670682103) 13.63 16,143 220
2017‑09‑30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.24 16,933 258
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.54 10,250 108
2017‑09‑30 13F-HR NXTD / NXT-ID Inc. 2.18 26,122 57
2017‑09‑30 13F-HR ONS / Oncobiologics, Inc. 1.36 11,795 16
2017‑09‑30 13F-HR ONSIW / Oncobiologics, Inc. Series A Warrant Expiring 2/18/2018 0.09 11,141 1
2017‑09‑30 13F-HR ONCS / OncoSec Medical Incorporated 0.92 10,928 10
2017‑09‑30 13F-HR ONE HORIZON GROUP INC / COM PAR (68235H304) 0.83 11,982 10
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 55.36 4,173 231
2017‑09‑30 13F-HR ONVO / Organovo Holdings, Inc. 2.21 24,865 55
2017‑09‑30 13F-HR OSK / Oshkosh Corporation (Holding Company) Call 82.44 4,100 338
2017‑09‑30 13F-HR OTIC / Otonomy, Inc. 3.25 70,524 229
2017‑09‑30 13F-HR PN / Patriot National, Inc. 1.37 19,648 27
2017‑09‑30 13F-HR PNR / Pentair plc. Call 68.00 3,000 204
2017‑09‑30 13F-HR PRGO / Perrigo Company plc Call 84.67 3,000 254
2017‑09‑30 13F-HR FENG / Phoenix New Media Ltd. 5.88 15,129 89
2017‑09‑30 13F-HR PCH / Potlatch Holdings, Inc. 50.96 6,417 327
2017‑09‑30 13F-HR POWERSHARES ETF TR II / DWA TCTL SCTR (73937B498) 27.10 8,450 229
2017‑09‑30 13F-HR POWERSHARES ETF TR II / S&P600 LOVL PT (73937B639) 45.91 11,565 531
2017‑09‑30 13F-HR POWERSHARES ETF TR II / S&P400 LOVL PT (73937B647) 43.88 35,230 1,546
2017‑09‑30 13F-HR POWERSHARES ETF TR II / KBW RG BK PORT (73937B712) 55.13 3,918 216
2017‑09‑30 13F-HR POWERSHARES ETF TR II / S&P500 HGH BET (73937B829) 39.43 68,671 2,708
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / NASD INTNT ETF (73935X146) 110.12 43,388 4,778
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / S&P 500 QLTY PRT (73935X682) 28.80 51,877 1,494
2017‑09‑30 13F-HR PPA / PowerShares Aerospace & Defense Portfolio 51.28 8,015 411
2017‑09‑30 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 37.35 16,839 629
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / DYN SEMCT PORT (73935X781) 49.42 40,124 1,983
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / DYN MEDIA PORT (73935X823) 27.82 13,011 362
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / DYN FD & BEV (73935X849) 32.37 11,059 358
2017‑09‑30 13F-HR PBE / PowerShares Dynamic Biotechnology & Genome Portfolio 49.98 4,522 226
2017‑09‑30 13F-HR KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 37.49 13,631 511
2017‑09‑30 13F-HR PRGS / Progress Software Corp. 38.12 7,188 274
2017‑09‑30 13F-HR PROSHARES TR / ULTRASHRT S&P500 (74347B383) 46.63 15,096 704
2017‑09‑30 13F-HR PSQ / ProShares Short QQQ 38.11 8,160 311
2017‑09‑30 13F-HR PROSHARES TR / PSHS SH MSCI EMR (74347R396) 19.23 13,364 257
2017‑09‑30 13F-HR PROSHARES TR / PSHS SHORT DOW30 (74347R701) 16.55 18,974 314
2017‑09‑30 13F-HR PROSHARES TR / ULTRAPRO QQQ (74347X831) 114.31 6,176 706
2017‑09‑30 13F-HR PROSHARES TR / SHRT 20+YR TRE (74347X849) 22.44 9,046 203
2017‑09‑30 13F-HR PROSHARES TR / ULTRAPRO DOW 30 (74348A178) 26.73 7,743 207
2017‑09‑30 13F-HR PROSHARES TR / ULTSHRT QQQ (74348A426) 15.44 21,820 337
2017‑09‑30 13F-HR UPRO / ProShares UltraPro S&P 500 Put 116.50 4,000 466
2017‑09‑30 13F-HR PROSHARES TR II / ULTRA VIX SHORT (74347W163) 20.58 13,167 271
2017‑09‑30 13F-HR PULM / Pulmatrix, Inc. 2.03 11,324 23
2017‑09‑30 13F-HR PVH / PVH Corp. Call 126.19 2,100 265
2017‑09‑30 13F-HR QRVO / Qorvo, Inc. 70.75 5,060 358
2017‑09‑30 13F-HR RAVE / Rave Restaurant Group, Inc. 1.78 14,587 26
2017‑09‑30 13F-HR RNST / Renasant Corp. 42.84 4,739 203
2017‑09‑30 13F-HR RPRX / Repros Therapeutics, Inc. 0.36 10,962 4
2017‑09‑30 13F-HR REFR / Research Frontiers Inc. 1.16 13,800 16
2017‑09‑30 13F-HR RXN / Rexnord Corp. 25.42 10,505 267
2017‑09‑30 13F-HR RIO / Rio Tinto plc 47.22 4,892 231
2017‑09‑30 13F-HR RCL / Royal Caribbean Cruises Ltd. Call 118.67 3,000 356
2017‑09‑30 13F-HR RGLD / Royal Gold, Inc. Put 86.00 5,000 430
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P500EQWTEN (78355W866) 55.03 4,143 228
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P500 EWCON (78355W874) 122.62 1,998 245
2017‑09‑30 13F-HR SJT / San Juan Basin Royalty Trust 7.85 24,700 194
2017‑09‑30 13F-HR SBAC / SBA Communications Corp. Call 144.00 3,000 432
2017‑09‑30 13F-HR SCHB / Schwab U.S. Broad Market ETF 60.91 111,138 6,769
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 67.37 26,110 1,759
2017‑09‑30 13F-HR FNDF / Schwab Fundamental International Large Company Index ETF 29.90 8,396 251
2017‑09‑30 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 36.26 16,494 598
2017‑09‑30 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 35.15 69,553 2,445
2017‑09‑30 13F-HR SCHP / Schwab U.S. TIPS ETF 55.31 3,923 217
2017‑09‑30 13F-HR SA / Seabridge Gold Inc. 12.20 19,419 237
2017‑09‑30 13F-HR SECOO HLDG LTD / ADR (81367P101) 8.91 12,797 114
2017‑09‑30 13F-HR SEM / Select Medical Holdings Corp. 19.16 11,171 214
2017‑09‑30 13F-HR SBGL / Sibanye Gold Limited ADR 4.45 28,551 127
2017‑09‑30 13F-HR SPIL / Siliconware Precision Industries Company Ltd. 7.90 19,610 155
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 101.80 3,330 339
2017‑09‑30 13F-HR SNA / Snap-On Inc. 148.79 2,144 319
2017‑09‑30 13F-HR SLNO / Soleno Therapeutics, Inc. 0.52 44,230 23
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF Put 326.67 900 294
2017‑09‑30 13F-HR SPDR SER TR / NUVEEN BLMBRG SR (78468R739) 48.61 4,834 235
2017‑09‑30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 227.72 2,020 460
2017‑09‑30 13F-HR SPYG / SPDR S&P 500 Growth ETF 123.94 23,649 2,931
2017‑09‑30 13F-HR XHS / SPDR S&P Health Care Services ETF 61.10 3,388 207
2017‑09‑30 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 79.79 36,334 2,899
2017‑09‑30 13F-HR SPDR SERIES TRUST / BLOMBRG BRC AGRT (78464A649) 57.73 3,707 214
2017‑09‑30 13F-HR KIE / SPDR S&P Insurance ETF 89.99 59,498 5,354
2017‑09‑30 13F-HR TMW / SPDR Russell 3000 ETF 187.82 5,404 1,015
2017‑09‑30 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 147.46 31,282 4,613
2017‑09‑30 13F-HR SPDR SERIES TRUST / S&P SEMICNDCTR (78464A862) 65.59 14,744 967
2017‑09‑30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.43 6,684 317
2017‑09‑30 13F-HR STAF / Staffing 360 Solutions, Inc. 0.87 52,946 46
2017‑09‑30 13F-HR SSI / Stage Stores, Inc. 1.82 15,405 28
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. Call 151.00 2,000 302
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 34.42 6,246 215
2017‑09‑30 13F-HR SPN / Superior Energy Services, Inc. 10.67 21,175 226
2017‑09‑30 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.03 12,434 75
2017‑09‑30 13F-HR SWEDISH EXPT CR CORP / ROG TTL ETN 22 (870297801) 5.11 29,171 149
2017‑09‑30 13F-HR SNCR / Synchronoss Technologies, Inc. 9.35 19,044 178
2017‑09‑30 13F-HR TNDM / Tandem Diabetes Care, Inc. 0.72 37,538 27
2017‑09‑30 13F-HR TCPC / TCP Capital Corp. 16.46 13,243 218
2017‑09‑30 13F-HR TTGT / TechTarget, Inc. 11.96 11,371 136
2017‑09‑30 13F-HR ACN / Accenture plc Call 135.12 8,000 1,081
2017‑09‑30 13F-HR ACCO / Acco Brands Corp. 11.93 13,826 165
2017‑09‑30 13F-HR ACERW / Acer Therapeutics Inc. Warrant 0.08 37,284 3
2017‑09‑30 13F-HR ACHV / Achieve Life Sciences Inc 2.01 14,406 29
2017‑09‑30 13F-HR ACOR / Acorda Therapeutics, Inc. 23.66 9,299 220
2017‑09‑30 13F-HR ADTN / ADTRAN, Inc. 24.04 11,356 273
2017‑09‑30 13F-HR ADVISORSHARES TR / PERITUS HG YLD (00768Y503) 36.04 6,104 220
2017‑09‑30 13F-HR ADVISORSHARES TR / NEWFLT MULSINC (00768Y727) 48.62 4,422 215
2017‑09‑30 13F-HR ADVISORSHARES TR / RANGER EQUITY BE (00768Y883) 8.41 26,148 220
2017‑09‑30 13F-HR AEMD / Aethlon Medical, Inc. 1.53 25,434 39
2017‑09‑30 13F-HR ADC / Agree Realty Corp. 49.00 5,367 263
2017‑09‑30 13F-HR AGU / Agrium Inc. 107.42 2,318 249
2017‑09‑30 13F-HR ALDX / Aldeyra Therapeutics,Inc. 7.20 50,728 365
2017‑09‑30 13F-HR AXU / Alexco Resource Corp. 1.46 32,270 47
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A Call 973.33 600 584
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A Put 973.33 300 292
2017‑09‑30 13F-HR ANAT / American National Insurance Co. 117.95 1,933 228
2017‑09‑30 13F-HR AMSWA / American Software, Inc. 11.39 11,766 134
2017‑09‑30 13F-HR APHB / Ampliphi Biosciences Corp. 0.90 20,013 18
2017‑09‑30 13F-HR ANDV / Andeavor Corp. Call 103.00 3,000 309
2017‑09‑30 13F-HR ANTH / Anthera Pharmaceuticals, Inc. 1.44 49,318 71
2017‑09‑30 13F-HR AXN / Aoxing Pharmaceutical Company, Inc. 0.17 17,777 3
2017‑09‑30 13F-HR APPLIANCE RECYCLING CTRS AME / (03814F205) 1.03 24,294 25
2017‑09‑30 13F-HR ABUS / Arbutus Biopharma Corporation 6.19 12,605 78
2017‑09‑30 13F-HR AROC / Archrock, Inc. 12.55 18,572 233
2017‑09‑30 13F-HR FDUS / Fidus Investment Corporation 13,367 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR TEF / Telefonica S.A. 32,217 0 -100.00 335 0 -100.00
2017‑09‑30 13F-HR MCK / McKesson Corp. 2,111 0 -100.00 347 0 -100.00
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 5,934 0 -100.00 685 0 -100.00
2017‑09‑30 13F-HR FXE / CurrencyShares Euro Trust 3,715 0 -100.00 410 0 -100.00
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 2,459 0 -100.00 223 0 -100.00
2017‑09‑30 13F-HR XPDIX / PIMCO Dynamic Income Fund 7,915 0 -100.00 239 0 -100.00
2017‑09‑30 13F-HR ISBC / Investors Bancorp, Inc. 27,482 0 -100.00 367 0 -100.00
2017‑09‑30 13F-HR MGM / MGM Resorts International 33,749 0 -100.00 1,056 0 -100.00
2017‑09‑30 13F-HR TSRO / TESARO, Inc. 3,233 0 -100.00 452 0 -100.00
2017‑09‑30 13F-HR PEIX / Pacific Ethanol, Inc. 13,799 0 -100.00 86 0 -100.00
2017‑09‑30 13F-HR FXY / CurrencyShares Japanese Yen Trust 2,364 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR BBRY / BlackBerry Ltd. 37,682 0 -100.00 376 0 -100.00
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 4,715 0 -100.00 237 0 -100.00
2017‑09‑30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 7,470 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR BGCP / BGC Partners, Inc. 18,046 0 -100.00 228 0 -100.00
2017‑09‑30 13F-HR TIME / Time Inc. 17,575 0 -100.00 252 0 -100.00
2017‑09‑30 13F-HR DRWIW / Dragonwave, Inc. 37,189 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR CPST / Capstone Turbine Corp. 13,750 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR FCH / FelCor Lodging Trust, Inc. 26,988 0 -100.00 195 0 -100.00
2017‑09‑30 13F-HR DXLG / Destination XL Group, Inc. 21,621 0 -100.00 51 0 -100.00
2017‑09‑30 13F-HR PDCE / PDC Energy, Inc. 22,079 0 -100.00 952 0 -100.00
2017‑09‑30 13F-HR LZB / La-Z-Boy, Inc. 13,887 0 -100.00 451 0 -100.00
2017‑09‑30 13F-HR MDR / McDermott International, Inc. 12,588 0 -100.00 90 0 -100.00
2017‑09‑30 13F-HR GURE / Gulf Resources, Inc. 44,028 0 -100.00 70 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 22,837 0 -100.00 1,843 0 -100.00
2017‑09‑30 13F-HR FLEX / Flextronics International Ltd. 35,308 0 -100.00 576 0 -100.00
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 2,664 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 8,719 0 -100.00 720 0 -100.00
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 3,912 0 -100.00 250 0 -100.00
2017‑09‑30 13F-HR AKG / Asanko Gold Inc. 16,806 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 38,640 0 -100.00 493 0 -100.00
2017‑09‑30 13F-HR UMC / United Microelectronics Corp. 45,526 0 -100.00 111 0 -100.00
2017‑09‑30 13F-HR APRI / Apricus Biosciences, Inc. 16,015 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR FDX / FedEx Corp. 4,942 0 -100.00 1,074 0 -100.00
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 4,709 0 -100.00 500 0 -100.00
2017‑09‑30 13F-HR CPN / Calpine Corp. 12,886 0 -100.00 174 0 -100.00
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp 22,715 0 -100.00 590 0 -100.00
2017‑09‑30 13F-HR ANY / Sphere 3D Corp. 285,126 0 -100.00 54 0 -100.00
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. 7,893 0 -100.00 448 0 -100.00
2017‑09‑30 13F-HR COP / ConocoPhillips 13,894 0 -100.00 611 0 -100.00
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 3,228 0 -100.00 324 0 -100.00
2017‑09‑30 13F-HR S / Sprint Corporation 11,200 0 -100.00 92 0 -100.00
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 355 0 -100.00 664 0 -100.00
2017‑09‑30 13F-HR KATE / Kate Spade & Company 62,619 0 -100.00 1,158 0 -100.00
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 7,758 0 -100.00 1,041 0 -100.00
2017‑09‑30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 2,197 0 -100.00 354 0 -100.00
2017‑09‑30 13F-HR DHX / DHI Group, Inc. 20,457 0 -100.00 58 0 -100.00
2017‑09‑30 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 10,271 0 -100.00 77 0 -100.00
2017‑09‑30 13F-HR NBIX / Neurocrine Biosciences, Inc. 7,973 0 -100.00 367 0 -100.00
2017‑09‑30 13F-HR AZO / AutoZone, Inc. 1,772 0 -100.00 1,011 0 -100.00
2017‑09‑30 13F-HR ECYT / Endocyte, Inc. 48,775 0 -100.00 73 0 -100.00
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 17,988 0 -100.00 1,590 0 -100.00
2017‑09‑30 13F-HR CEF / Central Fund of Canada Ltd. 32,334 0 -100.00 399 0 -100.00
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 2,676 0 -100.00 355 0 -100.00
2017‑09‑30 13F-HR CRZO / Carrizo Oil & Gas, Inc. 17,097 0 -100.00 298 0 -100.00
2017‑09‑30 13F-HR SO / Southern Co. (The) 37,297 0 -100.00 1,786 0 -100.00
2017‑09‑30 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 11,702 0 -100.00 183 0
2017‑09‑30 13F-HR XXII / 22nd Century Group, Inc. 13,786 0 -100.00 24 0 -100.00
2017‑09‑30 13F-HR CXP / Columbia Property Trust, Inc. 13,231 0 -100.00 296 0 -100.00
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 3,937 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. 39,166 0 -100.00 394 0 -100.00
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 11,627 0 -100.00 2,580 0 -100.00
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 32,071 0 -100.00 485 0 -100.00
2017‑09‑30 13F-HR ISHARES INC / MSCI TAIWAN ETF (46434G772) 58,857 0 -100.00 2,105 0
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. 11,057 0 -100.00 170 0 -100.00
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 2,431 0 -100.00 313 0 -100.00
2017‑09‑30 13F-HR CBIO / Catalyst Biosciences Inc. 11,894 0 -100.00 55 0 -100.00
2017‑09‑30 13F-HR BXS / BancorpSouth, Inc. 7,203 0 -100.00 220 0 -100.00
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 7,271 0 -100.00 319 0 -100.00
2017‑09‑30 13F-HR GOVT / iShares U.S. Treasury Bond ETF 16,421 0 -100.00 415 0 -100.00
2017‑09‑30 13F-HR EAD / Evergreen Income Advantage Fund 10,310 0 -100.00 88 0 -100.00
2017‑09‑30 13F-HR XL / XL Group Ltd. 6,354 0 -100.00 278 0 -100.00
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 5,809 0 -100.00 250 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 5,431 0 -100.00 341 0 -100.00
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 13,294 0 -100.00 431 0 -100.00
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. 20,891 0 -100.00 646 0 -100.00
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / DYN UTIL PORTF (73935X591) 8,897 0 -100.00 245 0
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. 12,568 0 -100.00 1,320 0 -100.00
2017‑09‑30 13F-HR AMGN / Amgen Inc. 1,730 0 -100.00 298 0 -100.00
2017‑09‑30 13F-HR AMCN / AirMedia Group, Inc. 11,773 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR PPL / PPL Corp. 9,558 0 -100.00 370 0 -100.00
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 3,334 0 -100.00 406 0 -100.00
2017‑09‑30 13F-HR VFC / V.F. Corp. 3,765 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 19,471 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR TTI / TETRA Technologies, Inc. 35,736 0 -100.00 100 0 -100.00
2017‑09‑30 13F-HR MUX / McEwen Mining Inc. 40,813 0 -100.00 107 0 -100.00
2017‑09‑30 13F-HR NVS / Novartis AG 3,215 0 -100.00 268 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 3,686 0 -100.00 240 0 -100.00
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 1,851 0 -100.00 238 0 -100.00
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 5,590 0 -100.00 342 0 -100.00
2017‑09‑30 13F-HR TXT / Textron, Inc. 6,120 0 -100.00 288 0 -100.00
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 3,239 0 -100.00 315 0 -100.00
2017‑09‑30 13F-HR AON / Aon Plc 4,059 0 -100.00 540 0 -100.00
2017‑09‑30 13F-HR AGNC / AGNC Investment Corp. 12,134 0 -100.00 258 0 -100.00
2017‑09‑30 13F-HR RSO / Resource Capital Corp. 12,715 0 -100.00 129 0 -100.00
2017‑09‑30 13F-HR ESV / Ensco plc 45,705 0 -100.00 236 0 -100.00
2017‑09‑30 13F-HR HDS / Hd Supply Inc. 12,777 0 -100.00 391 0 -100.00
2017‑09‑30 13F-HR CVS / CVS Health Corporation 4,239 0 -100.00 341 0 -100.00
2017‑09‑30 13F-HR GCI / Gannett Co., Inc. 21,801 0 -100.00 190 0 -100.00
2017‑09‑30 13F-HR PBI / Pitney Bowes, Inc. 15,421 0 -100.00 233 0 -100.00
2017‑09‑30 13F-HR DYN / Dynegy Inc. 15,035 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 14,242 0 -100.00 1,110 0 -100.00
2017‑09‑30 13F-HR PROSHARES TR / HGH YLD INT RATE (74348A541) 2,971 0 -100.00 204 0
2017‑09‑30 13F-HR DZZ / DB Gold Double Short ETN due 2/15/2038 14,891 0 -100.00 88 0 -100.00
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 5,005 0 -100.00 320 0 -100.00
2017‑09‑30 13F-HR HUSA / Houston American Energy Corp. 58,868 0 -100.00 44 0 -100.00
2017‑09‑30 13F-HR BBD / Banco Bradesco S.A. 43,281 0 -100.00 368 0 -100.00
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 59,850 0 -100.00 1,035 0 -100.00
2017‑09‑30 13F-HR KGC / Kinross Gold Corp. 34,369 0 -100.00 140 0 -100.00
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 12,966 0 -100.00 940 0 -100.00
2017‑09‑30 13F-HR ELOS / Syneron Medical Ltd. 11,374 0 -100.00 125 0 -100.00
2017‑09‑30 13F-HR ANW / Aegean Marine Petroleum Network, Inc. 61,567 0 -100.00 360 0 -100.00
2017‑09‑30 13F-HR KWR / Quaker Chemical Corp. 1,585 0 -100.00 230 0 -100.00
2017‑09‑30 13F-HR EGKPF / Eagle Bulk Shipping, Inc. 12,677 0 -100.00 60 0 -100.00
2017‑09‑30 13F-HR GRPN / Groupon, Inc. 143,366 0 -100.00 551 0 -100.00
2017‑09‑30 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 6,960 0 -100.00 469 0 -100.00
2017‑09‑30 13F-HR LGND / Ligand Pharmaceuticals Incorporated 2,182 0 -100.00 265 0 -100.00
2017‑09‑30 13F-HR SPXU / ProShares UltraPro Short S&P 500 19,865 0 -100.00 311 0 -100.00
2017‑09‑30 13F-HR GLBL / TerraForm Global, Inc. 23,756 0 -100.00 120 0 -100.00
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 3,866 0 -100.00 255 0 -100.00
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 29,301 0 -100.00 3,876 0 -100.00
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 21,036 0 -100.00 954 0 -100.00
2017‑09‑30 13F-HR CC / Chemours Company (The) 11,887 0 -100.00 451 0 -100.00
2017‑09‑30 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 5,559 0 -100.00 297 0 -100.00
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 7,139 0 -100.00 433 0 -100.00
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 14,729 0 -100.00 737 0 -100.00
2017‑09‑30 13F-HR ALEX / Alexander & Baldwin, Inc. 5,491 0 -100.00 227 0 -100.00
2017‑09‑30 13F-HR EXEL / Exelixis, Inc. 16,197 0 -100.00 399 0 -100.00
2017‑09‑30 13F-HR MCHI / iShares MSCI China ETF 11,504 0 -100.00 629 0 -100.00
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 4,736 0 -100.00 314 0 -100.00
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DLY SCOND 3XBU (25459W458) 4,474 0 -100.00 365 0
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 61,433 0 -100.00 5,615 0 -100.00
2017‑09‑30 13F-HR DOC / Physicians Realty Trust 19,853 0 -100.00 400 0 -100.00
2017‑09‑30 13F-HR SVU / Supervalu, Inc. 27,291 0 -100.00 90 0 -100.00
2017‑09‑30 13F-HR ANH / Anworth Mortgage Asset Corp. 27,030 0 -100.00 162 0 -100.00
2017‑09‑30 13F-HR VCEL / Vericel Corporation 47,395 0 -100.00 156 0 -100.00
2017‑09‑30 13F-HR PROSHARES TR II / ULTRA VIX ETF (74347W239) 32,583 0 -100.00 317 0
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 6,037 0 -100.00 280 0 -100.00
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 18,658 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR ARNC / Arconic Inc. 30,739 0 -100.00 696 0 -100.00
2017‑09‑30 13F-HR TNXP / Tonix Pharmaceuticals Holding Corp. 13,642 0 -100.00 59 0 -100.00
2017‑09‑30 13F-HR TANH / Tantech Holdings Ltd. 14,897 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR MTG / MGIC Investment Corp. 17,795 0 -100.00 199 0 -100.00
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 8,072 0 -100.00 607 0 -100.00
2017‑09‑30 13F-HR HBHC / Hancock Holding Co. 4,267 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR MORE / Monogram Residential Trust, Inc. 35,453 0 -100.00 344 0 -100.00
2017‑09‑30 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 17,131 0 -100.00 864 0 -100.00
2017‑09‑30 13F-HR ISHARES TR / MSCI UK ETF NEW (46435G334) 48,763 0 -100.00 1,625 0
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 13,420 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR HBANO / Huntington Bancshares, Inc. 52,109 0 -100.00 705 0 -100.00
2017‑09‑30 13F-HR UNG / United States Natural Gas Fund, LP 10,114 0 -100.00 69 0 -100.00
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 4,722 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR MCO / Moody's Corp. 2,870 0 -100.00 349 0 -100.00
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 2,492 0 -100.00 640 0 -100.00
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 2,476 0 -100.00 341 0 -100.00
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 13,332 0 -100.00 445 0 -100.00
2017‑09‑30 13F-HR TCB / TCF Financial Corp. 10,105 0 -100.00 161 0 -100.00
2017‑09‑30 13F-HR AVEO / AVEO Pharmaceuticals, Inc. 13,164 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR TENX / Tenax Therapeutics, Inc. 0.37 21,500 8
2017‑09‑30 13F-HR TTNP / Titan Pharmaceuticals, Inc. 1.79 12,876 23
2017‑09‑30 13F-HR TVTY / Tivity Health, Inc. 40.84 6,415 262
2017‑09‑30 13F-HR TOP SHIPS INC / SHS NEW (Y8897Y602) 0.29 10,387 3
2017‑09‑30 13F-HR TOT / Total S.A. Call 53.56 9,000 482
2017‑09‑30 13F-HR TOT / Total S.A. Put 53.50 8,000 428
2017‑09‑30 13F-HR TCON / TRACON Pharmaceuticals, Inc. 3.15 13,352 42
2017‑09‑30 13F-HR TRP / TransCanada Corp. Put 49.40 5,000 247
2017‑09‑30 13F-HR FOX / Twenty-First Century Fox, Inc. 25.77 14,280 368
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70.43 17,138 1,207
2017‑09‑30 13F-HR PRTS / U.S. Auto Parts Network, Inc. 2.91 10,308 30
2017‑09‑30 13F-HR CEFL / ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN 18.72 12,072 226
2017‑09‑30 13F-HR VFC / V.F. Corp. Call 63.50 4,000 254
2017‑09‑30 13F-HR MTN / Vail Resorts, Inc. 228.24 942 215
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / JP MORGAN MKTS (92189F494) 19.21 21,086 405
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / OIL SVCS ETF (92189F718) 26.06 13,816 360
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Put 33.62 8,000 269
2017‑09‑30 13F-HR VIOO / Vanguard S&P Small-Cap 600 ETF 135.61 19,600 2,658
2017‑09‑30 13F-HR IVOO / Vanguard S&P Mid-Cap 400 ETF 120.81 17,109 2,067
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.76 35,661 8,229
2017‑09‑30 13F-HR VOE / Vanguard Mid-Cap Value ETF 105.63 31,638 3,342
2017‑09‑30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121.75 38,983 4,746
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.83 37,764 3,770
2017‑09‑30 13F-HR VONG / Vanguard Russell 1000 Growth ETF 128.34 16,581 2,128
2017‑09‑30 13F-HR VGLT / Vanguard Long-Term Government Bond Index Fund 76.98 2,676 206
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 143.34 154,706 22,176
2017‑09‑30 13F-HR VDE / Vanguard Energy ETF 93.58 8,624 807
2017‑09‑30 13F-HR VIS / Vanguard Industrials ETF 134.27 19,387 2,603
2017‑09‑30 13F-HR VAW / Vanguard Materials ETF 128.59 5,467 703
2017‑09‑30 13F-HR VOX / Vanguard Telecommunications Services ETF 92.25 20,033 1,848
2017‑09‑30 13F-HR VNTV / Vantiv, Inc. 70.45 8,133 573
2017‑09‑30 13F-HR VRSN / VeriSign, Inc. Call 106.50 2,000 213
2017‑09‑30 13F-HR VERI / Veritone, Inc. 45.42 7,442 338
2017‑09‑30 13F-HR VSAR / Versartis, Inc.. 2.43 28,361 69
2017‑09‑30 13F-HR VKTX / Viking Therapeutics, Inc. 1.92 11,481 22
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 8.78 32,459 285
2017‑09‑30 13F-HR VIRTUS ETF TR II / VIRTUS DYNMC ETF (92790A207) 25.13 8,915 224
2017‑09‑30 13F-HR VGI / Virtus Global Multi-Sector Income Fund 18.14 13,123 238
2017‑09‑30 13F-HR VMW / VMWare, Inc. 109.20 8,471 925
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.48 20,187 575
2017‑09‑30 13F-HR VOYA / Voya Financial, Inc. 39.89 5,666 226
2017‑09‑30 13F-HR IRR / Voya Natural Resources Equity Income Fund 6.57 10,192 67
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. Call 77.33 3,000 232
2017‑09‑30 13F-HR WLK / Westlake Chemical Corp. 83.07 3,503 291
2017‑09‑30 13F-HR WLK / Westlake Chemical Corp. Put 83.00 3,000 249
2017‑09‑30 13F-HR WRK / Westrock Company Call 56.75 4,000 227
2017‑09‑30 13F-HR WESTWATER RES INC / (961684107) 1.44 24,358 35
2017‑09‑30 13F-HR USY / WisdomTree Trust 31.52 6,853 216
2017‑09‑30 13F-HR DON / WisdomTree MidCap Dividend Fund 99.95 39,219 3,920
2017‑09‑30 13F-HR DES / WisdomTree SmallCap Dividend Fund 84.04 53,524 4,498
2017‑09‑30 13F-HR WISDOMTREE TR / US QTLY DIV GRT (97717X669) 38.16 29,560 1,128
2017‑09‑30 13F-HR XPO / XPO Logistics, Inc. 67.64 3,489 236
2017‑09‑30 13F-HR YELP / Yelp, Inc. 43.23 6,014 260
2017‑09‑30 13F-HR YUMA ENERGY INC NEW / (98872F105) 0.96 12,488 12
2017‑09‑30 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 0.82 0 11,025 0 9
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.96 227,989 347,110 52.25 673 680 1.04
2017‑09‑30 13F-HR AMRN / Amarin Corp. Plc 3.50 0 20,000 0 70
2017‑09‑30 13F-HR DEO / Diageo plc 132.32 0 1,640 0 217
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 1.77 23,395 89,088 280.80 91 158 73.63
2017‑09‑30 13F-HR CIG / Cemig-Companhia Energetica 2.46 29,915 24,354 -18.59 72 60 -16.67
2017‑09‑30 13F-HR PSTI / Pluristem Therapeutics, Inc. 1.49 0 16,727 0 25
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.94 1,202 1,458 21.30 1,117 1,420 27.13
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR 10.09 0 18,528 0 187
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 91.85 7,386 3,288 -55.48 653 302 -53.75
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.22 1,790 656 -63.35 569 214 -62.39
2017‑09‑30 13F-HR DXD / ProShares UltraShort Dow30 10.71 0 27,165 0 291
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.75 6,132 34,874 468.72 337 1,979 487.24
2017‑09‑30 13F-HR CBS / CBS Corp. 57.96 0 10,335 0 599
2017‑09‑30 13F-HR AEZS / AEterna Zentaris Inc. 2.03 48,783 26,615 -45.44 49 54 10.20
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.57 10,012 6,168 -38.39 1,267 756 -40.33
2017‑09‑30 13F-HR FBNC / First Bancorp 5.08 34,706 11,411 -67.12 201 58 -71.14
2017‑09‑30 13F-HR MMM / 3M Co. 209.90 6,529 1,939 -70.30 1,359 407 -70.05
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.89 3,448 3,816 10.67 206 240 16.50
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.36 0 689 0 661
2017‑09‑30 13F-HR NR / Newpark Resources, Inc. 9.99 0 15,513 0 155
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.72 27,207 28,110 3.32 973 948 -2.57
2017‑09‑30 13F-HR FULT / Fulton Financial Corp. 18.76 45,716 31,817 -30.40 869 597 -31.30
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF 41.77 55,490 70,985 27.92 2,260 2,965 31.19
2017‑09‑30 13F-HR PAH / Platform Specialty Products Corp. 11.17 0 11,819 0 132
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.32 0 299,515 0 11,178
2017‑09‑30 13F-HR CBZ / CBIZ, Inc. 16.23 14,399 12,197 -15.29 216 198 -8.33
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.20 0 2,652 0 279
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.61 0 12,798 0 59
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.31 375,036 147,181 -60.76 4,478 1,812 -59.54
2017‑09‑30 13F-HR EURN / Euronav NV 8.11 23,421 28,616 22.18 185 232 25.41
2017‑09‑30 13F-HR AUO / AU Optronics Corp. 4.05 23,622 38,244 61.90 108 155 43.52
2017‑09‑30 13F-HR FCEL / FuelCell Energy, Inc. 1.77 27,945 14,117 -49.48 35 25 -28.57
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.56 75,282 44,837 -40.44 892 608 -31.84
2017‑09‑30 13F-HR PTN / Palatin Technologies, Inc. 0.66 22,854 66,547 191.18 10 44 340.00
2017‑09‑30 13F-HR AWP / Alpine Global Premier Properties Fund 6.62 32,537 26,886 -17.37 206 178 -13.59
2017‑09‑30 13F-HR CTRV / Contravir Pharmaceuticals Inc 0.53 51,762 51,190 -1.11 30 27 -10.00
2017‑09‑30 13F-HR CVE / Cenovus Energy Inc. 10.04 0 14,046 0 141
2017‑09‑30 13F-HR CW / Curtiss-Wright Corp. 4,068 0 -100.00 373 0 -100.00
2017‑09‑30 13F-HR RXII / RXI Pharmaceuticals Corporation 0.47 32,369 59,258 83.07 19 28 47.37
2017‑09‑30 13F-HR RWM / ProShares Short Russell2000 43.73 0 6,014 0 263
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.37 0 11,739 0 110
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.70 0 3,732 0 234
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.34 57,532 346,798 502.79 2,815 17,458 520.18
2017‑09‑30 13F-HR ZAIS / ZAIS Group Holdings, Inc. 3.62 13,195 11,879 -9.97 31 43 38.71
2017‑09‑30 13F-HR ECR / Eclipse Resources Corp. 2.50 0 30,816 0 77
2017‑09‑30 13F-HR AMDA / Amedica Corporation 0.30 0 72,818 0 22
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.41 120,920 82,466 -31.80 4,996 3,580 -28.34
2017‑09‑30 13F-HR ASNA / Ascena Retail Group, Inc. 2.46 58,282 24,378 -58.17 125 60 -52.00
2017‑09‑30 13F-HR DRRX / Durect Corp. 1.76 0 28,997 0 51
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.10 186,384 267,507 43.52 10,199 15,810 55.02
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.18 0 7,121 0 457
2017‑09‑30 13F-HR GERN / Geron Corp. 2.21 21,460 14,954 -30.32 59 33 -44.07
2017‑09‑30 13F-HR TMK / Torchmark Corp. 80.11 2,675 2,796 4.52 205 224 9.27
2017‑09‑30 13F-HR IYG / iShares U.S. Financial Services ETF 119.86 0 18,688 0 2,240
2017‑09‑30 13F-HR ODP / Office Depot, Inc. 4.52 0 22,562 0 102
2017‑09‑30 13F-HR GGB / Gerdau S.A. 3.40 341,400 12,637 -96.30 1,041 43 -95.87
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.26 10,651 3,642 -65.81 2,106 926 -56.03
2017‑09‑30 13F-HR ACRX / AcelRx Pharmaceuticals, Inc. 4.63 0 17,073 0 79
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.48 16,778 10,246 -38.93 749 507 -32.31
2017‑09‑30 13F-HR ES / Eversource Energy 60.44 0 16,180 0 978
2017‑09‑30 13F-HR F / Ford Motor Co. 11.97 35,485 47,698 34.42 397 571 43.83
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.86 9,857 664,686 6,643.29 243 17,189 6,973.66
2017‑09‑30 13F-HR GIGA / Giga-tronics Inc. 0.77 13,988 24,773 77.10 11 19 72.73
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 84.93 0 139,345 0 11,835
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 107.76 0 3,378 0 364
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.68 0 16,838 0 685
2017‑09‑30 13F-HR CVMW / CEL-SCI Corp. Warrants 0.03 45,484 29,547 -35.04 3 1 -66.67
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.23 58,185 457,759 686.73 14,069 115,003 717.42
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 251.25 1,200 800 -33.33 290 201 -30.69
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 251.00 3,100 1,000 -67.74 750 251 -66.53
2017‑09‑30 13F-HR CUR / Neuralstem, Inc. 1.30 0 30,666 0 40
2017‑09‑30 13F-HR GST / Gastar Exploration Inc. 0.90 0 14,446 0 13
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.18 215,243 5,079 -97.64 19,292 458 -97.63
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.71 2,110 3,253 54.17 274 474 72.99
2017‑09‑30 13F-HR FNF / Fidelity National Financial, Inc. 47.50 0 7,284 0 346
2017‑09‑30 13F-HR BKMU / Bank Mutual Corp. 10.16 0 23,432 0 238
2017‑09‑30 13F-HR PGR / Progressive Corp. (The) 13,292 0 -100.00 586 0 -100.00
2017‑09‑30 13F-HR ENDP / Endo International plc 8.59 18,360 17,936 -2.31 205 154 -24.88
2017‑09‑30 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares 64.91 11,463 7,934 -30.79 639 515 -19.41
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 161.18 3,158 2,339 -25.93 511 377 -26.22
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.61 0 4,089 0 301
2017‑09‑30 13F-HR EZPW / Ezcorp, Inc. 9.47 0 15,735 0 149
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.73 2,598 237,484 9,041.03 206 19,410 9,322.33
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.16 0 29,260 0 151
2017‑09‑30 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 33.67 0 316,272 0 10,649
2017‑09‑30 13F-HR INTU / Intuit Inc. 142.41 2,327 1,587 -31.80 309 226 -26.86
2017‑09‑30 13F-HR EOS / Eaton Vance Enhanced Equity Income Fund II 15.01 11,719 10,263 -12.42 170 154 -9.41
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.17 25,335 23,303 -8.02 586 540 -7.85
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.66 0 5,941 0 699
2017‑09‑30 13F-HR AMX / America Movil S.A.B. de CV 17.73 16,921 19,566 15.63 269 347 29.00
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 134.58 8,969 2,452 -72.66 1,120 330 -70.54
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.14 38,340 459,956 1,099.68 645 7,884 1,122.33
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 3.78 59,517 83,948 41.05 217 317 46.08
2017‑09‑30 13F-HR CMI / Cummins, Inc. 167.87 0 1,251 0 210
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.56 10,434 6,856 -34.29 1,089 806 -25.99
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.04 416,361 32,144 -92.28 21,634 1,705 -92.12
2017‑09‑30 13F-HR LEMB / iShares J.P. Morgan EM Local Currency Bond ETF 48.18 0 4,296 0 207
2017‑09‑30 13F-HR TROV / TrovaGene, Inc. 0.74 0 24,226 0 18
2017‑09‑30 13F-HR HMY / Harmony Gold Mining Company Ltd. 1.83 39,868 101,744 155.20 66 186 181.82
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 149.21 0 1,394 0 208
2017‑09‑30 13F-HR WTI / W & T Offshore, Inc. 3.05 63,327 21,643 -65.82 124 66 -46.77
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 35.21 0 20,957 0 738
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.38 0 7,518 0 702
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.35 7,704 11,152 44.76 374 595 59.09
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.84 19,782 16,979 -14.17 271 235 -13.28
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.93 0 4,058 0 369
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 85.96 0 2,443 0 210
2017‑09‑30 13F-HR EYES / Second Sight Medical Products, Inc. 1.21 0 25,669 0 31
2017‑09‑30 13F-HR CSGP / Costar Group, Inc. 268.41 1,551 2,444 57.58 409 656 60.39
2017‑09‑30 13F-HR KGJI / Kingold Jewelry Inc. 2.04 0 25,471 0 52
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130.70 0 16,282 0 2,128
2017‑09‑30 13F-HR RLOG / Rand Logistics, Inc. 0.30 0 13,155 0 4
2017‑09‑30 13F-HR INFY / Infosys Limited 14.56 0 13,394 0 195
2017‑09‑30 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 65.35 0 226,921 0 14,829
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.73 0 8,084 0 305
2017‑09‑30 13F-HR CZI / Direxion Shares ETF Trust 36.30 6,015 10,359 72.22 248 376 51.61
2017‑09‑30 13F-HR CHY / Calamos Convertible and High Income Fund 11.93 0 10,142 0 121
2017‑09‑30 13F-HR PNNT / PennantPark Investment Corp. 7.49 11,363 16,685 46.84 84 125 48.81
2017‑09‑30 13F-HR MTBC / Medical Transcription Billing, Corp. 1.49 10,901 15,390 41.18 15 23 53.33
2017‑09‑30 13F-HR TOWN / Towne Bank (Portsmouth, VA) 33.55 0 7,302 0 245
2017‑09‑30 13F-HR DBO / PowerShares DB Oil Fund 8.83 37,697 12,801 -66.04 304 113 -62.83
2017‑09‑30 13F-HR PGH / Pengrowth Energy Corp. 1.03 42,289 49,519 17.10 33 51 54.55
2017‑09‑30 13F-HR GNL / Global Net Lease Inc. 21.90 14,368 9,819 -31.66 320 215 -32.81
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.79 0 75,617 0 7,168
2017‑09‑30 13F-HR TGB / Taseko Mines Ltd. 1.87 0 16,064 0 30
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.79 0 1,938 0 331
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 151.87 0 1,982 0 301
2017‑09‑30 13F-HR IGV / iShares North American Tech-Software ETF 146.27 0 45,526 0 6,659
2017‑09‑30 13F-HR WB / Weibo Corporation 98.98 6,614 8,598 30.00 440 851 93.41
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 80.63 0 3,262 0 263
2017‑09‑30 13F-HR IYZ / iShares U.S. Telecommunications ETF 30.41 0 181,502 0 5,519
2017‑09‑30 13F-HR XME / SPDR S&P Metals & Mining ETF 32.18 0 435,953 0 14,029
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.71 58,898 64,754 9.94 2,947 3,413 15.81
2017‑09‑30 13F-HR EC / Ecopetrol S.A. 9.51 0 16,305 0 155
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.07 0 39,587 0 4,951
2017‑09‑30 13F-HR AXAS / Abraxas Petroleum Corp. 1.89 0 28,001 0 53
2017‑09‑30 13F-HR SBNYW / Signature Bank 128.00 0 2,000 0 256
2017‑09‑30 13F-HR ASX / Advanced Semiconductor Engineering, Inc. 6.19 0 58,662 0 363
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.05 17,297 37,029 114.08 138 372 169.57
2017‑09‑30 13F-HR CUZ / Cousins Properties, Inc. 9.35 0 21,384 0 200
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 138.56 0 13,402 0 1,857
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.27 5,542 8,049 45.24 306 469 53.27
2017‑09‑30 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.93 62,080 49,066 -20.96 519 438 -15.61
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.53 17,955 8,281 -53.88 5,567 2,762 -50.39
2017‑09‑30 13F-HR STO / Statoil ASA 20.11 0 13,725 0 276
2017‑09‑30 13F-HR ESEA / Euroseas Ltd. 1.69 28,268 16,559 -41.42 36 28 -22.22
2017‑09‑30 13F-HR VTNR / Vertex Energy, Inc. 0.77 10,045 20,658 105.65 11 16 45.45
2017‑09‑30 13F-HR BV / Bazaarvoice, Inc. 4.94 0 26,320 0 130
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 447.55 760 1,039 36.71 373 465 24.66
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.69 8,829 23,645 167.81 1,352 3,705 174.04
2017‑09‑30 13F-HR ATOS / Atossa Genetics Inc 0.54 0 50,173 0 27
2017‑09‑30 13F-HR CDE / Coeur Mining, Inc. 9.22 0 15,946 0 147
2017‑09‑30 13F-HR OCLR / Oclaro, Inc 8.62 0 15,665 0 135
2017‑09‑30 13F-HR SID / Companhia Siderurgica Nacional-CSN 2.94 0 17,659 0 52
2017‑09‑30 13F-HR RNVA / Rennova Health, Inc. 0.20 22,281 96,060 331.13 8 19 137.50
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.50 4,161 3,953 -5.00 310 251 -19.03
2017‑09‑30 13F-HR APPS / Digital Turbine, Inc. 1.51 0 22,464 0 34
2017‑09‑30 13F-HR PKW / PowerShares Buyback Achievers Portfolio 55.60 4,200 220,557 5,151.36 225 12,263 5,350.22
2017‑09‑30 13F-HR DNN / Denison Mines Corp. 0.47 37,553 55,727 48.40 17 26 52.94
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. 8.08 0 30,929 0 250
2017‑09‑30 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 38.37 0 28,040 0 1,076
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 2.65 208,683 145,393 -30.33 507 385 -24.06
2017‑09‑30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 41.01 0 54,868 0 2,250
2017‑09‑30 13F-HR NOK / Nokia Corp. 5.98 45,503 71,947 58.11 280 430 53.57
2017‑09‑30 13F-HR AR / Antero Resources Corporation 19.88 0 18,057 0 359
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 22.43 21,012 14,535 -30.83 456 326 -28.51
2017‑09‑30 13F-HR BSTG / Biostage, Inc. 0.31 17,374 25,915 49.16 7 8 14.29
2017‑09‑30 13F-HR MITL / Mitel Networks Corp 8.39 0 10,250 0 86
2017‑09‑30 13F-HR TRXC / TransEnterix, Inc. 1.42 0 32,505 0 46
2017‑09‑30 13F-HR CVEO / Civeo Corporation 2.84 0 18,336 0 52
2017‑09‑30 13F-HR ACN / Accenture plc 135.10 0 3,368 0 455
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.02 17,115 10,824 -36.76 1,097 693 -36.83
2017‑09‑30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 60.05 11,363 43,214 280.30 656 2,595 295.58
2017‑09‑30 13F-HR KRNY / Kearny Financial Corp. 15.32 0 17,621 0 270
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.81 40,080 29,509 -26.37 3,200 2,355 -26.41
2017‑09‑30 13F-HR ARAY / Accuray, Inc. 4.03 12,227 15,643 27.94 58 63 8.62
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 129.16 0 1,982 0 256
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 5.59 51,709 23,429 -54.69 340 131 -61.47
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.76 0 6,289 0 401
2017‑09‑30 13F-HR OWE / Obsidian Energy Ltd. 1.05 141,566 207,024 46.24 180 217 20.56
2017‑09‑30 13F-HR BIOS / BioScrip, Inc. 2.76 0 27,542 0 76
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 14.71 0 23,385 0 344
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 6.70 0 25,662 0 172
2017‑09‑30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 66.06 4,524 17,530 287.49 286 1,158 304.90
2017‑09‑30 13F-HR SALT / Scorpio Bulkers Inc. 7.08 0 10,740 0 76
2017‑09‑30 13F-HR ASM / Avino Silver & Gold Mines Ltd. 1.52 16,560 15,805 -4.56 26 24 -7.69
2017‑09‑30 13F-HR XPH / SPDR S&P Pharmaceuticals ETF 42.55 24,767 131,720 431.84 1,066 5,605 425.80
2017‑09‑30 13F-HR TNK / Teekay Tankers, Ltd. 1.62 41,223 37,128 -9.93 77 60 -22.08
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.83 1,895 5,126 170.50 253 727 187.35
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.93 91,494 48,162 -47.36 612 334 -45.42
2017‑09‑30 13F-HR UEC / Uranium Energy Corp. 1.38 11,411 66,626 483.88 18 92 411.11
2017‑09‑30 13F-HR HTGM / HTG Molecular Diagnostics, Inc. 1.70 0 32,879 0 56
2017‑09‑30 13F-HR CEMP / Cempra, Inc. 3.25 28,108 68,624 144.14 129 223 72.87
2017‑09‑30 13F-HR ELG / SPDR Series Trust 126.39 38,718 39,623 2.34 3,833 5,008 30.65
2017‑09‑30 13F-HR ELG / SPDR Series Trust 99.00 0 38,718 -2.28 0 3,833 -23.46
2017‑09‑30 13F-HR CHFS / CHF Solutions 0.59 0 28,967 0 17
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.48 0 24,163 0 205
2017‑09‑30 13F-HR NWE / NorthWestern Corp. 57.01 0 5,508 0 314
2017‑09‑30 13F-HR OEF / iShares S&P 100 ETF 111.30 10,725 66,120 516.50 1,147 7,359 541.59
2017‑09‑30 13F-HR IYC / iShares U.S. Consumer Services ETF 164.01 0 16,706 0 2,740
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.83 0 20,125 0 1,043
2017‑09‑30 13F-HR ATHX / Athersys, Inc. 2.07 0 32,437 0 67
2017‑09‑30 13F-HR NEU / NewMarket Corp. (Holding Company) 425.48 0 1,248 0 531
2017‑09‑30 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 19.17 0 21,234 0 407
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. 19,017 0 -100.00 159 0 -100.00
2017‑09‑30 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 97.54 14,720 7,166 -51.32 1,229 699 -43.12
2017‑09‑30 13F-HR CCL / Carnival Corp. 64.65 3,742 3,960 5.83 245 256 4.49
2017‑09‑30 13F-HR HLIT / Harmonic, Inc. 3.06 12,397 26,758 115.84 65 82 26.15
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 113.19 0 116,140 0 13,146
2017‑09‑30 13F-HR UPRO / ProShares UltraPro S&P 500 116.51 2,598 6,549 152.08 270 763 182.59
2017‑09‑30 13F-HR HTBX / Heat Biologics, Inc. 0.65 22,925 21,663 -5.50 14 14 0.00
2017‑09‑30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 102.26 4,045 4,821 19.18 383 493 28.72
2017‑09‑30 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 37.67 10,864 5,867 -46.00 303 221 -27.06
2017‑09‑30 13F-HR DXTR / Dextera Surgical Inc. 0.26 37,784 34,359 -9.06 11 9 -18.18
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.14 27,174 39,480 45.29 2,175 3,164 45.47
2017‑09‑30 13F-HR HOLX / Hologic, Inc. 36.70 0 7,983 0 293
2017‑09‑30 13F-HR GALE / Galena Biopharma, Inc. 0.34 0 34,954 0 12
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 46.80 6,918 206,850 2,890.03 312 9,681 3,002.88
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.44 0 5,236 0 950
2017‑09‑30 13F-HR DHT / DHT Holdings, Inc. 3.96 0 14,652 0 58
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF 44.04 10,079 19,756 96.01 400 870 117.50
2017‑09‑30 13F-HR KR / Kroger Co. 20.06 0 63,548 0 1,275
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 46.28 11,760 15,319 30.26 506 709 40.12
2017‑09‑30 13F-HR FFIDX / Fidelity 35.85 16,183 6,221 -61.56 307 223 -27.36
2017‑09‑30 13F-HR FFIDX / Fidelity 18.97 0 16,183 160.14 0 307 37.67
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.93 1,881 13,549 620.31 458 3,427 648.25
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 58.02 0 5,326 0 309
2017‑09‑30 13F-HR BCR / Bard (C.R.), Inc. 320.10 849 806 -5.06 268 258 -3.73
2017‑09‑30 13F-HR QUIK / QuickLogic Corporation 1.67 0 22,717 0 38
2017‑09‑30 13F-HR NYMTP / New York Mortgage Trust, Inc. 6.14 20,664 34,859 68.69 129 214 65.89
2017‑09‑30 13F-HR EWW / iShares MSCI Mexico Capped ETF 54.50 0 3,743 0 204
2017‑09‑30 13F-HR JD / JD.com, Inc. 38.20 44,903 28,662 -36.17 1,761 1,095 -37.82
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.96 0 9,378 0 281
2017‑09‑30 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 5.37 29,943 34,288 14.51 146 184 26.03
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 118.50 0 9,958 0 1,180
2017‑09‑30 13F-HR IDU / iShares U.S. Utilities ETF 132.89 1,673 21,747 1,199.88 218 2,890 1,225.69
2017‑09‑30 13F-HR BP / BP Plc 38.45 6,544 11,210 71.30 227 431 89.87
2017‑09‑30 13F-HR NAVB / Navidea Biopharmaceuticals, Inc. 0.42 0 23,763 0 10
2017‑09‑30 13F-HR FSC / Fifth Street Finance Corp. 5.44 0 11,216 0 61
2017‑09‑30 13F-HR EW / Edwards Lifesciences Corp. 109.23 2,531 5,429 114.50 299 593 98.33
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.18 3,851 250,143 6,395.53 543 37,066 6,726.15
2017‑09‑30 13F-HR INCY / Incyte Corp. 116.84 4,854 2,559 -47.28 611 299 -51.06
2017‑09‑30 13F-HR VVUS / VIVUS, Inc. 0.97 53,915 15,404 -71.43 66 15 -77.27
2017‑09‑30 13F-HR SAND / Sandstorm Gold Ltd. 4.53 0 22,727 0 103
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 437,520 54,144 -87.62 10,614 1,372 -87.07
2017‑09‑30 13F-HR BIOL / Biolase, Inc. 0.59 0 33,837 0 20
2017‑09‑30 13F-HR CSQ / Calamos Strategic Total Return Fund 12.14 0 14,416 0 175
2017‑09‑30 13F-HR SBAC / SBA Communications Corp. 144.04 0 2,423 0 349
2017‑09‑30 13F-HR ECA / EnCana Corp. 11.78 0 51,019 0 601
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 56.80 0 96,877 0 5,503
2017‑09‑30 13F-HR FXO / First Trust Financials AlphaDEX┬« Fund 29.67 0 15,740 0 467
2017‑09‑30 13F-HR UUP / PowerShares DB US Dollar Index Trust 24.17 10,594 15,307 44.49 262 370 41.22
2017‑09‑30 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 6.43 36,044 17,716 -50.85 243 114 -53.09
2017‑09‑30 13F-HR CGIX / Cancer Genetics, Inc. 2.67 0 14,616 0 39
2017‑09‑30 13F-HR APLP / Archrock Partners, L.P. 14.25 10,940 12,488 14.15 163 178 9.20
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 88.04 0 12,392 0 1,091
2017‑09‑30 13F-HR SSO / ProShares Ultra S&P500 96.56 3,802 2,382 -37.35 340 230 -32.35
2017‑09‑30 13F-HR RT / Ruby Tuesday, Inc. 2.15 0 28,861 0 62
2017‑09‑30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,316.02 0 231 0 304
2017‑09‑30 13F-HR EYEG / Eyegate Pharmaceuticals Inc. 1.16 0 32,022 0 37
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.58 5,420 9,286 71.33 640 1,129 76.41
2017‑09‑30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.39 0 16,656 0 223
2017‑09‑30 13F-HR STL / Sterling Bancorp 24.65 0 27,420 0 676
2017‑09‑30 13F-HR GLO / Clough Global Opportunities Fund 11.20 17,374 11,342 -34.72 184 127 -30.98
2017‑09‑30 13F-HR RTIX / RTI Surgical, Inc. 4.57 0 10,284 0 47
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.33 3,083 23,892 674.96 274 2,182 696.35
2017‑09‑30 13F-HR BLDP / Ballard Power Systems, Inc. 4.70 21,206 23,407 10.38 61 110 80.33
2017‑09‑30 13F-HR WYN / Wyndham Worldwide Corp. 105.45 0 2,276 0 240
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 70.71 15,440 17,437 12.93 1,043 1,233 18.22
2017‑09‑30 13F-HR EVC / Entravision Communications Corp. 5.71 11,007 18,930 71.98 73 108 47.95
2017‑09‑30 13F-HR ATRS / Antares Pharma, Inc. 3.25 0 16,633 0 54
2017‑09‑30 13F-HR NSPR / InspireMD, Inc. 0.41 0 34,007 0 14
2017‑09‑30 13F-HR CX / Cemex S.A.B de C.V. 9.08 0 10,023 0 91
2017‑09‑30 13F-HR QLD / ProShares Ultra QQQ 64.16 5,034 3,538 -29.72 581 227 -60.93
2017‑09‑30 13F-HR DHR / Danaher Corp. 85.62 10,478 3,165 -69.79 884 271 -69.34
2017‑09‑30 13F-HR IBOC / International Bancshares Corp. 40.14 7,695 9,865 28.20 270 396 46.67
2017‑09‑30 13F-HR GSS / Golden Star Resources Ltd. 0.72 0 11,055 0 8
2017‑09‑30 13F-HR SBNB / Scorpio Tankers Inc. 3.42 70,999 70,686 -0.44 282 242 -14.18
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 34.09 120,081 132,601 10.43 3,833 4,520 17.92
2017‑09‑30 13F-HR BPTH / Bio-Path Holdings, Inc. 0.36 0 54,983 0 20
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 22.96 32,849 40,376 22.91 725 927 27.86
2017‑09‑30 13F-HR AHP / Ashford Hospitality Prime, Inc. 9.51 0 14,513 0 138
2017‑09‑30 13F-HR IYT / iShares Transportation Average ETF 178.40 0 22,825 0 4,072
2017‑09‑30 13F-HR SQNS / Sequans Communications S.A. 3.10 0 12,241 0 38
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.97 21,016 13,798 -34.35 1,697 1,131 -33.35
2017‑09‑30 13F-HR AXP / American Express Co. 90.46 19,045 3,825 -79.92 1,604 346 -78.43
2017‑09‑30 13F-HR PLUG / Plug Power, Inc. 2.61 0 65,781 0 172
2017‑09‑30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 29.01 12,635 15,443 22.22 355 448 26.20
2017‑09‑30 13F-HR NAK / Northern Dynasty Minerals Ltd. 1.78 0 28,014 0 50
2017‑09‑30 13F-HR MDT / Medtronic plc 77.80 5,221 15,167 190.50 463 1,180 154.86
2017‑09‑30 13F-HR ZSAN / Zosano Pharma Corporation 0.82 20,127 37,959 88.60 28 31 10.71
2017‑09‑30 13F-HR RSX / VanEck Vectors ETF TR 22.27 29,146 15,624 -46.39 559 348 -37.75
2017‑09‑30 13F-HR CNX / CONSOL Energy, Inc. 16.91 0 14,666 0 248
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.91 7,348 6,298 -14.29 800 730 -8.75
2017‑09‑30 13F-HR AT / Atlantic Power Corp. 2.45 40,501 99,800 146.41 97 245 152.58
2017‑09‑30 13F-HR IYM / iShares U.S. Basic Materials ETF 95.79 3,696 36,100 876.73 330 3,458 947.88
2017‑09‑30 13F-HR PSCT / PowerShares Exchange-Traded Fund Trust II 79.07 0 13,229 0 1,046
2017‑09‑30 13F-HR DOV / Dover Corp. 91.30 0 2,771 0 253
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.93 17,090 32,002 87.26 1,325 2,558 93.06
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.44 59,157 16,284 -72.47 599 170 -71.62
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.73 58,438 25,816 -55.82 918 406 -55.77
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.95 36,589 28,016 -23.43 2,994 2,296 -23.31
2017‑09‑30 13F-HR NM / Navios Maritime Holdings, Inc. 1.68 10,068 20,261 101.24 14 34 142.86
2017‑09‑30 13F-HR RBS / Royal Bank of Scotland Group Plc 7.28 0 42,437 0 309
2017‑09‑30 13F-HR EFC / Ellington Financial LLC 15.78 0 11,473 0 181
2017‑09‑30 13F-HR IWC / iShares Micro-cap ETF 94.44 0 5,877 0 555
2017‑09‑30 13F-HR IDXG / Interpace Diagnostics Group, Inc. 1.55 15,382 46,330 201.20 14 72 414.29
2017‑09‑30 13F-HR TEAR / TearLab Corp 1.29 0 17,820 0 23
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 79.88 11,681 164,800 1,310.84 932 13,164 1,312.45
2017‑09‑30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 45.78 0 9,699 0 444
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 36.70 40,758 25,506 -37.42 1,303 936 -28.17
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.50 0 2,515 0 293
2017‑09‑30 13F-HR SPLK / Splunk Inc. 66.40 0 11,942 0 793
2017‑09‑30 13F-HR ALR / Alere Inc. 50.92 0 4,576 0 233
2017‑09‑30 13F-HR BIOC / Biocept, Inc. 1.20 0 12,486 0 15
2017‑09‑30 13F-HR EDV / Vanguard Extended Duration Treasury ETF 116.52 0 2,240 0 261
2017‑09‑30 13F-HR NCZ / AGIC Convertible & Income Fund II 6.26 0 14,855 0 93
2017‑09‑30 13F-HR XES / SPDR S&P Oil & Gas Equipment & Services ETF 16.58 0 82,454 0 1,367
2017‑09‑30 13F-HR SMRT / Stein Mart, Inc. 1.33 10,067 15,090 49.90 17 20 17.65
2017‑09‑30 13F-HR IDXX / IDEXX Laboratories, Inc. 155.47 0 10,774 0 1,675
2017‑09‑30 13F-HR URI / United Rentals, Inc. 138.80 0 2,608 0 362
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.07 8,265 2,261 -72.64 1,271 328 -74.19
2017‑09‑30 13F-HR AGN / Allergan plc 204.88 979 4,100 318.79 238 840 252.94
2017‑09‑30 13F-HR LODE / Comstock Mining, Inc. 0.15 28,747 19,716 -31.42 5 3 -40.00
2017‑09‑30 13F-HR EQT / EQT Corp. 65.30 0 4,732 0 309
2017‑09‑30 13F-HR INAN / InterNatural Pharmaceuticals, Inc. 1.52 11,913 26,975 126.43 37 41 10.81
2017‑09‑30 13F-HR MTNB / Matinas Biopharma Holdings, Inc. 1.28 20,751 12,475 -39.88 35 16 -54.29
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 9.66 10,731 55,380 416.07 80 535 568.75
2017‑09‑30 13F-HR TGT / Target Corp. 59.00 0 16,865 0 995
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. 3.81 109,222 140,917 29.02 508 537 5.71
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 54.71 4,032 26,412 555.06 210 1,445 588.10
2017‑09‑30 13F-HR V / Visa, Inc. 105.24 11,068 8,457 -23.59 1,038 890 -14.26
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 146.98 0 4,538 0 667
2017‑09‑30 13F-HR EIM / Eaton Vance Municipal Bond Fund 12.66 0 18,720 0 237
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.49 5,371 1,720 -67.98 776 307 -60.44
2017‑09‑30 13F-HR CPRX / Catalyst Pharmaceuticals, Inc. 2.53 0 11,480 0 29
2017‑09‑30 13F-HR AINV / Apollo Investment Corp. 6.10 46,729 33,291 -28.76 299 203 -32.11
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.57 22,577 25,828 14.40 2,472 2,830 14.48
2017‑09‑30 13F-HR VSTM / Verastem, Inc. 4.73 10,554 13,732 30.11 23 65 182.61
2017‑09‑30 13F-HR SFL / Ship Finance International Limited 14.51 0 36,187 0 525
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.00 1,257 1,672 33.02 219 316 44.29
2017‑09‑30 13F-HR CVBF / CVB Financial Corp. 24.15 0 9,274 0 224
2017‑09‑30 13F-HR LYG / Lloyds Banking Group plc 3.66 269,481 50,284 -81.34 951 184 -80.65
2017‑09‑30 13F-HR IMUC / ImmunoCellular Therapeutics, Ltd. 0.34 0 14,600 0 5
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.12 0 2,766 0 418
2017‑09‑30 13F-HR KBWB / PowerShares KBW Bank Portfolio 51.19 0 83,654 0 4,282
2017‑09‑30 13F-HR TPRE / Third Point Reinsurance Ltd. 15.59 0 12,121 0 189
2017‑09‑30 13F-HR ACWI / iShares MSCI ACWI ETF 68.80 0 19,056 0 1,311
2017‑09‑30 13F-HR FPP.WS / FieldPoint Petroleum Corp. Warrants 0.03 15,370 30,169 96.28 1 1 0.00
2017‑09‑30 13F-HR GLBS / Globus Maritime Ltd, Jersey 0.91 19,387 12,060 -37.79 24 11 -54.17
2017‑09‑30 13F-HR ONB / Old National Bancorp 18.31 24,465 29,548 20.78 422 541 28.20
2017‑09‑30 13F-HR FOR / Forestar Group Inc 17.21 14,831 13,884 -6.39 254 239 -5.91
2017‑09‑30 13F-HR RTK / Rentech, Inc. 0.46 35,005 86,463 147.00 16 40 150.00
2017‑09‑30 13F-HR TWM / ProShares UltraShort Russell2000 18.72 0 16,560 0 310
2017‑09‑30 13F-HR HL.PRB / Hecla Mining Co. 5.04 0 21,242 0 107
2017‑09‑30 13F-HR SOXX / iShares PHLX Semiconductor ETF 158.57 18,546 98,555 431.41 2,600 15,628 501.08
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 56.11 0 5,525 0 310
2017‑09‑30 13F-HR SYMC / Symantec Corp. 32.83 0 12,458 0 409
2017‑09‑30 13F-HR EPI / WisdomTree India Earnings Fund 25.18 0 24,462 0 616
2017‑09‑30 13F-HR NWN / Northwest Natural Gas Co. 64.35 5,091 5,672 11.41 305 365 19.67
2017‑09‑30 13F-HR WTFC / Wintrust Financial Corp. 78.25 0 2,658 0 208
2017‑09‑30 13F-HR ALQA / Alliqua, Inc. 0.36 0 56,106 0 20
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.06 69,967 23,968 -65.74 840 337 -59.88
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 139.77 2,586 3,842 48.57 350 537 53.43
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.49 0 6,491 0 503
2017‑09‑30 13F-HR DUST / Direxion Daily Gold Miners Bear 3x Shares 25.86 21,586 23,198 7.47 671 600 -10.58
2017‑09‑30 13F-HR ASTC / Astrotech Corp. 0.97 0 16,465 0 16
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.72 8,827 8,836 0.10 949 1,102 16.12
2017‑09‑30 13F-HR IYW / iShares U.S. Technology ETF 149.93 0 60,056 0 9,004
2017‑09‑30 13F-HR CCJ / Cameco Corp. 9.68 0 27,374 0 265
2017‑09‑30 13F-HR ARCO / Arcos Dorados Holdings, Inc. 10.05 0 16,513 0 166
2017‑09‑30 13F-HR ITB / iShares U.S. Home Construction ETF 36.53 0 21,326 0 779
2017‑09‑30 13F-HR AVXS / AveXis, Inc. 96.72 2,602 2,771 6.50 214 268 25.23
2017‑09‑30 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.52 16,752 15,954 -4.76 104 104 0.00
2017‑09‑30 13F-HR MBT / Mobile TeleSystem PJSC 10.47 18,219 11,462 -37.09 153 120 -21.57
2017‑09‑30 13F-HR RIC / Richmont Mines, Inc. 9.34 0 23,673 0 221
2017‑09‑30 13F-HR GE / General Electric Co. 24.20 0 19,795 0 479
2017‑09‑30 13F-HR GTE / Gran Tierra Energy, Inc. 2.27 11,876 36,970 211.30 27 84 211.11
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144.12 6,830 9,062 32.68 914 1,306 42.89
2017‑09‑30 13F-HR RCON / Recon Technology, Ltd. 1.08 0 16,720 0 18
2017‑09‑30 13F-HR UDOW / ProShares UltraPro Dow30 69.84 0 7,403 0 517
2017‑09‑30 13F-HR JKHY / Henry (JACK) & Associates, Inc. 102.74 2,946 2,297 -22.03 306 236 -22.88
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.57 26,651 75,287 182.49 1,088 3,280 201.47
2017‑09‑30 13F-HR CYTX / Cytori Therapeutics, Inc. 0.35 53,789 17,068 -68.27 59 6 -89.83
2017‑09‑30 13F-HR EWL / iShares MSCI Switzerland Capped ETF 35.06 7,688 12,520 62.85 264 439 66.29
2017‑09‑30 13F-HR P / Pandora Media, Inc. 7.71 0 11,283 0 87
2017‑09‑30 13F-HR NFEC / NF Energy Saving Corp. 0.89 12,893 10,105 -21.62 12 9 -25.00
2017‑09‑30 13F-HR DI / PIMCO Enhanced Short Maturity Strategy Fund 101.82 5,403 12,532 131.95 550 1,276 132.00
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.27 0 4,924 0 346
2017‑09‑30 13F-HR NVAX / Novavax, Inc. 1.13 61,453 72,254 17.58 71 82 15.49
2017‑09‑30 13F-HR BOX / Box, Inc. 19.30 0 13,836 0 267
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.58 0 39,477 0 3,418
2017‑09‑30 13F-HR DELT / Delta Technology Holdings Ltd. 1.02 17,085 28,352 65.95 30 29 -3.33
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 148.31 0 41,217 0 6,113
2017‑09‑30 13F-HR PDS / Precision Drilling Corp. 3.12 0 97,223 0 303
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 48.61 11,187 71,855 542.31 212 3,493 1,547.64
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 18.95 0 11,187 -84.43 0 212 -93.93
2017‑09‑30 13F-HR CEI / Camber Energy 0.17 105,391 123,262 16.96 27 21 -22.22
2017‑09‑30 13F-HR CS / Credit Suisse Group 15.81 0 33,576 0 531
2017‑09‑30 13F-HR EGO / Eldorado Gold Corporation 2.21 0 70,290 0 155
2017‑09‑30 13F-HR IPAS / iPass, Inc. 0.67 25,237 23,831 -5.57 33 16 -51.52
2017‑09‑30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 67.51 0 3,466 0 234
2017‑09‑30 13F-HR RGLD / Royal Gold, Inc. 86.15 0 3,900 0 336
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.61 6,693 4,125 -38.37 943 712 -24.50
2017‑09‑30 13F-HR MON / Monsanto Co. 119.78 12,795 3,281 -74.36 1,514 393 -74.04
2017‑09‑30 13F-HR GHC / Graham Holdings Company 585.31 0 463 0 271
2017‑09‑30 13F-HR HOVNP / Hovnanian Enterprises, Inc. 1.94 11,577 26,292 127.11 32 51 59.38
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.16 0 3,787 0 296
2017‑09‑30 13F-HR SKLN / Skyline Medical Inc. 1.43 12,880 16,106 25.05 19 23 21.05
2017‑09‑30 13F-HR IBIO / iBio Inc. 0.32 17,486 105,434 502.96 7 34 385.71
2017‑09‑30 13F-HR XEC / Cimarex Energy Co. 113.52 0 2,995 0 340
2017‑09‑30 13F-HR NG / NovaGold Resources Inc. 4.13 0 16,462 0 68
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.81 0 45,141 0 10,103
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.02 2,838 10,692 276.74 333 1,187 256.46
2017‑09‑30 13F-HR CBK / Christopher & Banks Corp. 1.36 16,713 11,052 -33.87 22 15 -31.82
2017‑09‑30 13F-HR MNGA / MagneGas Corp. 0.55 0 20,032 0 11
2017‑09‑30 13F-HR AREX / Approach Resources, Inc. 2.50 0 37,529 0 94
2017‑09‑30 13F-HR DHY / Credit Suisse High Yield Bond Fund 2.87 0 21,285 0 61
2017‑09‑30 13F-HR FSM / Fortuna Silver Mines Inc. 4.40 0 18,202 0 80
2017‑09‑30 13F-HR ABEV / Ambev S.A 6.59 0 468,571 0 3,088
2017‑09‑30 13F-HR WSM / Williams-Sonoma, Inc. 49.86 0 7,641 0 381
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 41.23 40,552 17,562 -56.69 1,560 724 -53.59
2017‑09‑30 13F-HR RWR / SPDR DJ Wilshire REIT ETF 92.51 280,568 27,240 -90.29 26,087 2,520 -90.34
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 133.02 0 3,007 0 400
2017‑09‑30 13F-HR CSL / Carlisle Companies, Inc. 100.34 0 3,837 0 385
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 178.95 0 4,789 0 857
2017‑09‑30 13F-HR HHS / Harte-Hanks, Inc. 1.06 11,102 13,171 18.64 11 14 27.27
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.08 9,789 6,033 -38.37 418 278 -33.49
2017‑09‑30 13F-HR HPJ / Highpower International Inc. 4.57 12,697 19,253 51.63 46 88 91.30
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 73.42 3,658 2,942 -19.57 247 216 -12.55
2017‑09‑30 13F-HR XHB / SPDR S&P Homebuilders ETF 39.82 14,496 96,209 563.69 559 3,831 585.33
2017‑09‑30 13F-HR HLTH / NOBILIS HEALTH CORP 1.46 28,594 10,297 -63.99 54 15 -72.22
2017‑09‑30 13F-HR CBU / Community Bank System, Inc. 55.32 4,530 5,477 20.91 253 303 19.76
2017‑09‑30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.38 0 13,376 0 179
2017‑09‑30 13F-HR IDRA / Idera Pharmaceuticals, Inc. 2.21 0 21,234 0 47
2017‑09‑30 13F-HR AVGR / Avinger, Inc. 0.39 22,481 54,098 140.64 10 21 110.00
2017‑09‑30 13F-HR PPT / Putnam Premier Income Trust 5.31 0 10,729 0 57
2017‑09‑30 13F-HR MTD / Mettler Toledo International, Inc. 626.91 0 327 0 205
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.50 4,674 2,740 -41.38 717 448 -37.52
2017‑09‑30 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. 117.70 3,452 2,039 -40.93 275 240 -12.73
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 127.79 0 34,009 0 4,346
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 110.27 0 2,258 0 249
2017‑09‑30 13F-HR VBK / Vanguard Small-Cap Growth ETF 152.62 0 23,738 0 3,623
2017‑09‑30 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 45.61 4,645 4,889 5.25 214 223 4.21
2017‑09‑30 13F-HR IHE / iShares U.S. Pharmaceuticals ETF 156.36 3,675 66,282 1,703.59 570 10,364 1,718.25
2017‑09‑30 13F-HR IRET / Investors Real Estate Trust 6.14 0 11,726 0 72
2017‑09‑30 13F-HR SYN / Synthetic Biologics, Inc. 0.92 0 32,498 0 30
2017‑09‑30 13F-HR NGDAF / New Gold, Inc. 3.70 46,212 85,835 85.74 147 318 116.33
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.37 57,859 15,754 -72.77 2,901 762 -73.73
2017‑09‑30 13F-HR BSMX / Grupo Financiero Santander Mexico S.A. B. de C.V. 10.10 0 51,211 0 517
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 225.91 0 1,297 0 293
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 119.87 6,420 2,194 -65.83 710 263 -62.96
2017‑09‑30 13F-HR LC / LendingClub Corp. 6.09 25,516 19,380 -24.05 141 118 -16.31
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.92 0 4,979 0 383
2017‑09‑30 13F-HR TRST / TrustCo Bank Corp. NY 8.90 23,614 27,072 14.64 183 241 31.69
2017‑09‑30 13F-HR GGG / Graco Inc. 123.75 1,953 2,206 12.95 213 273 28.17
2017‑09‑30 13F-HR DCIX / Diana Containerships Inc. 40,222 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR OHRP / Ohr Pharmaceutical, Inc. 0.74 15,086 21,733 44.06 10 16 60.00
2017‑09‑30 13F-HR ENRJ / Enerjex Resources, Inc. 0.29 20,417 41,234 101.96 7 12 71.43
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.14 3,350 1,907 -43.07 408 252 -38.24
2017‑09‑30 13F-HR AVP / Avon Products, Inc. 2.33 0 54,901 0 128
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.52 62,709 121,704 94.08 343 672 95.92
2017‑09‑30 13F-HR ALIM / Alimera Sciences, Inc. 1.32 0 12,870 0 17
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.61 16,464 4,776 -70.99 2,049 619 -69.79
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 960.49 1,917 405 -78.87 1,856 389 -79.04
2017‑09‑30 13F-HR CVY / Guggenheim Multi-Asset Income ETF 21.69 11,656 28,176 141.73 244 611 150.41
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 10.43 50,269 187,214 272.42 478 1,953 308.58
2017‑09‑30 13F-HR NWS / News Corp 13.65 0 11,574 0 158
2017‑09‑30 13F-HR ICF / iShares Cohen & Steers REIT ETF 100.60 70,561 7,525 -89.34 7,135 757 -89.39
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. 35.75 0 7,861 0 281
2017‑09‑30 13F-HR CTLT / Catalent Inc. 39.91 5,782 17,513 202.89 203 699 244.33
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.34 0 31,645 0 1,245
2017‑09‑30 13F-HR AEE / Ameren Corp. 57.83 0 9,199 0 532
2017‑09‑30 13F-HR NVCN / Neovasc, Inc . 1.69 14,531 14,196 -2.31 20 24 20.00
2017‑09‑30 13F-HR SDIV / Global X SuperDividend ETF 22.04 0 11,026 0 243
2017‑09‑30 13F-HR EWH / iShares MSCI Hong Kong ETF 24.69 0 13,649 0 337
2017‑09‑30 13F-HR SPWR / SunPower Corp. 13,874 0 -100.00 130 0 -100.00
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.73 14,477 14,355 -0.84 119 154 29.41
2017‑09‑30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.63 26,093 18,998 -27.19 144 107 -25.69
2017‑09‑30 13F-HR HLT / Hilton Worldwide Holdings Inc. 69.38 0 3,387 0 235
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.77 42,709 8,547 -79.99 2,856 622 -78.22
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 143.65 4,186 1,441 -65.58 624 207 -66.83
2017‑09‑30 13F-HR GEVO / Gevo, Inc. 0.63 19,207 35,114 82.82 13 22 69.23
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.52 16,449 10,420 -36.65 1,072 714 -33.40
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 247.59 0 1,761 0 436
2017‑09‑30 13F-HR CSX / CSX Corp. 54.28 0 13,153 0 714
2017‑09‑30 13F-HR MBOT / Microbot Medical Inc 1.16 24,542 25,839 5.28 35 30 -14.29
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.65 16,579 141,833 755.50 1,529 13,283 768.74
2017‑09‑30 13F-HR ESGR / Enstar Group Limited 222.12 0 1,040 0 231
2017‑09‑30 13F-HR GM / General Motors Company 40.42 0 8,956 0 362
2017‑09‑30 13F-HR NAKD / Naked Brand Group, Inc. 1.34 13,305 20,106 51.12 20 27 35.00
2017‑09‑30 13F-HR IPCI / Intellipharmaceutics International Inc. 0.96 13,267 15,601 17.59 28 15 -46.43
2017‑09‑30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.01 0 25,981 0 234
2017‑09‑30 13F-HR FIG / Fortress Investment Group LLC 7.97 27,876 155,747 458.71 223 1,241 456.50
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.25 18,866 6,964 -63.09 1,014 336 -66.86
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.10 48,314 11,306 -76.60 1,996 589 -70.49
2017‑09‑30 13F-HR SYNC / Synacor, Inc. 2.69 20,785 21,967 5.69 76 59 -22.37
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.29 25,069 44,523 77.60 204 369 80.88
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 124.12 0 77,406 0 9,608
2017‑09‑30 13F-HR EWG / iShares MSCI Germany ETF 32.43 0 63,369 0 2,055
2017‑09‑30 13F-HR ITUB / Itau Unibanco Holding S.A. 13.67 42,271 14,045 -66.77 467 192 -58.89
2017‑09‑30 13F-HR SCG / SCANA Corp. 48.46 0 12,134 0 588
2017‑09‑30 13F-HR EWC / iShares MSCI Canada ETF 28.96 0 14,574 0 422
2017‑09‑30 13F-HR MRIN / Marin Software Inc. 1.75 30,792 31,998 3.92 40 56 40.00
2017‑09‑30 13F-HR PSLV / Sprott Physical Silver Trust 6.29 0 40,549 0 255
2017‑09‑30 13F-HR VXUS / Vanguard Total International Stock ETF 54.74 10,149 20,588 102.86 527 1,127 113.85
2017‑09‑30 13F-HR VVR / Van Kampen Senior Income Trust 4.49 50,229 36,541 -27.25 229 164 -28.38
2017‑09‑30 13F-HR GFI / Gold Fields Ltd. 4.31 23,001 49,368 114.63 80 213 166.25
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.20 0 11,806 0 758
2017‑09‑30 13F-HR FXU / First Trust Utilities AlphaDEX┬« Fund 27.02 0 13,322 0 360
2017‑09‑30 13F-HR FRED / Fred's, Inc. 10,861 0 -100.00 100 0 -100.00
2017‑09‑30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 178.03 0 20,732 0 3,691
2017‑09‑30 13F-HR VV / Vanguard Large-Cap ETF 115.41 3,286 38,350 1,067.07 365 4,426 1,112.60
2017‑09‑30 13F-HR BPMX / BioPharmX Corporation 0.30 11,385 29,753 161.34 5 9 80.00
2017‑09‑30 13F-HR AEG / Aegon N.V. ADR 5.79 31,930 103,465 224.04 163 599 267.48
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 132.68 0 6,806 0 903
2017‑09‑30 13F-HR IAG / IAMGOLD Corp. 6.11 0 35,865 0 219
2017‑09‑30 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 5.72 12,310 12,943 5.14 88 74 -15.91
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 3.85 82,429 53,232 -35.42 311 205 -34.08
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.81 44,449 130,187 192.89 1,840 5,834 217.07
2017‑09‑30 13F-HR EXTR / Extreme Networks, Inc. 11.87 10,963 16,087 46.74 101 191 89.11
2017‑09‑30 13F-HR AWI / Armstrong World Industries, Inc. 51.24 0 4,196 0 215
2017‑09‑30 13F-HR REZ / iShares Residential Real Estate Capped ETF 63.57 0 18,956 0 1,205
2017‑09‑30 13F-HR SDRL / Seadrill Limited 0.35 24,452 249,891 921.97 9 87 866.67
2017‑09‑30 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 52.27 0 4,228 0 221
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.21 0 39,591 0 444
2017‑09‑30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32.24 0 160,195 0 5,165
2017‑09‑30 13F-HR HPQ / HP Inc. 19.96 21,369 30,867 44.45 374 616 64.71
2017‑09‑30 13F-HR DNR / Denbury Resources Inc. 1.33 0 80,175 0 107
2017‑09‑30 13F-HR SHV / iShares Short Treasury Bond ETF 110.39 65,360 76,945 17.72 7,211 8,494 17.79
2017‑09‑30 13F-HR VPU / Vanguard Utilities ETF 116.79 1,882 39,508 1,999.26 215 4,614 2,046.05
2017‑09‑30 13F-HR AVXL / Anavex Life Sciences Corp. 4.15 13,549 28,444 109.93 72 118 63.89
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.32 0 32,784 0 4,633
2017‑09‑30 13F-HR XTHQX / Tekla Healthcare Opportunities 18.55 11,184 13,156 17.63 205 244 19.02
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 164.50 0 45,818 0 7,537
2017‑09‑30 13F-HR PZRX / PhaseRx, Inc. 0.82 0 52,396 0 43
2017‑09‑30 13F-HR DHS / WisdomTree U.S. High Dividend Fund 69.96 3,323 5,489 65.18 227 384 69.16
2017‑09‑30 13F-HR PWZ / PowerShares California AMT-Free Municipal Bond Portfolio 26.09 0 8,700 0 227
2017‑09‑30 13F-HR GSAT / Globalstar, Inc. 1.61 76,596 16,757 -78.12 163 27 -83.44
2017‑09‑30 13F-HR DLN / WisdomTree LargeCap Dividend Fund 86.84 0 90,867 0 7,891
2017‑09‑30 13F-HR CTSO / Cytosorbents Corp 31.03 13,540 64,066 373.16 406 1,988 389.66
2017‑09‑30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 202.35 0 52,616 0 10,647
2017‑09‑30 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.11 0 30,212 0 94
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 152.74 0 72,786 0 11,117
2017‑09‑30 13F-HR SEED / Origin Agritech, Ltd. 1.65 0 17,541 0 29
2017‑09‑30 13F-HR IAT / iShares U.S. Regional Banks ETF 47.21 0 99,105 0 4,679
2017‑09‑30 13F-HR IYF / iShares U.S. Financial ETF 112.12 0 102,250 0 11,464
2017‑09‑30 13F-HR JBLU / JetBlue Airways Corp. 18.54 14,712 21,900 48.86 336 406 20.83
2017‑09‑30 13F-HR NETE / Net Element, Inc. 0.85 0 52,672 0 45
2017‑09‑30 13F-HR ABIWF / Ability Inc. 0.74 24,506 18,901 -22.87 31 14 -54.84
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.69 50,246 45,480 -9.49 6,293 6,171 -1.94
2017‑09‑30 13F-HR SINA / Sina Corp. 114.60 7,158 7,513 4.96 608 861 41.61
2017‑09‑30 13F-HR PLX / Protalix BioTherapeutics, Inc. 0.59 0 47,633 0 28
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.22 3,565 183,291 5,041.40 250 13,604 5,341.60
2017‑09‑30 13F-HR ATNM / Actinium Pharmaceuticals, Inc. 0.56 0 17,745 0 10
2017‑09‑30 13F-HR BTE / Baytex Energy Trust 2.99 12,578 22,073 75.49 31 66 112.90
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.64 0 35,170 0 1,183
2017‑09‑30 13F-HR SNMX / Senomyx, Inc. 0.61 16,712 58,830 252.02 14 36 157.14
2017‑09‑30 13F-HR WPM / Wheaton Precious Metals Corp. 11,028 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 17.15 16,394 11,548 -29.56 226 198 -12.39
2017‑09‑30 13F-HR NMM / Navios Maritime Partners L.P. 37,625 0 -100.00 60 0 -100.00
2017‑09‑30 13F-HR GOOS / Canada Goose Holdings Inc 14,494 0 -100.00 286 0 -100.00
2017‑09‑30 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares 24.30 4,128 20,250 390.55 260 492 89.23
2017‑09‑30 13F-HR CGBBW / Citigroup, Inc. 13,742 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR RTN / Raytheon Co. 2,719 0 -100.00 439 0 -100.00
2017‑09‑30 13F-HR PBW / PowerShares WilderHill Clean Energy Portfolio 29,187 0 -100.00 127 0 -100.00
2017‑09‑30 13F-HR BAA / Banro Corp. 12,299 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. 231,864 0 -100.00 1,278 0 -100.00
2017‑09‑30 13F-HR XRX / Xerox Corp. 12,522 0 -100.00 360 0 -100.00
2017‑09‑30 13F-HR DRYS / DryShips, Inc. 27,435 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR AABA / Altaba Inc 5,819 0 -100.00 317 0 -100.00
2017‑09‑30 13F-HR WBII / WBI Tactical Income Shares 8,961 0 -100.00 227 0 -100.00
2017‑09‑30 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 15,805 0 -100.00 73 0 -100.00
2017‑09‑30 13F-HR ADMP / Adamis Pharmaceuticals Corp. 13,968 0 -100.00 73 0 -100.00
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 7,970 0 -100.00 619 0 -100.00
2017‑09‑30 13F-HR AGIO / Agios Pharmaceuticals, Inc. 4,630 0 -100.00 238 0 -100.00
2017‑09‑30 13F-HR AMRI / Albany Molecular Research, Inc. 25,071 0 -100.00 544 0 -100.00
2017‑09‑30 13F-HR NCV / AGIC Convertible & Income Fund 11,354 0 -100.00 79 0 -100.00
2017‑09‑30 13F-HR PRXL / PAREXEL International Corp. 6,747 0 -100.00 586 0 -100.00
2017‑09‑30 13F-HR ALLT / Allot Communications, Ltd. 10,210 0 -100.00 52 0 -100.00
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 6,012 0 -100.00 765 0 -100.00
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. 11,539 0 -100.00 116 0 -100.00
2017‑09‑30 13F-HR AU / AngloGold Ashanti Ltd. 13,309 0 -100.00 129 0 -100.00
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 5,509 0 -100.00 608 0 -100.00
2017‑09‑30 13F-HR ARCELORMITTAL SA LUXEMBOURG / NY REGISTRY SH (03938L203) 17,441 0 -100.00 396 0
2017‑09‑30 13F-HR ARDX / Ardelyx, Inc. 10,837 0 -100.00 55 0 -100.00
2017‑09‑30 13F-HR ARIS / ARI Network Services, Inc. 12,648 0 -100.00 89 0 -100.00
2017‑09‑30 13F-HR EARS / Auris Medical Holding AG 32,427 0 -100.00 23 0 -100.00
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 2,738 0 -100.00 276 0 -100.00
2017‑09‑30 13F-HR AVB / AvalonBay Communities, Inc. 1,413 0 -100.00 272 0 -100.00
2017‑09‑30 13F-HR BCS.D / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 7,861 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036 2,925 0 -100.00 224 0 -100.00
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 14,029 0 -100.00 716 0 -100.00
2017‑09‑30 13F-HR BCE / BCE Inc. 8,503 0 -100.00 383 0 -100.00
2017‑09‑30 13F-HR BIG / Big Lots, Inc. 5,752 0 -100.00 278 0 -100.00
2017‑09‑30 13F-HR ORPN / Bio Blast Pharma Ltd. 12,748 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 10,786 0 -100.00 980 0 -100.00
2017‑09‑30 13F-HR BIVV / Bioverativ Inc. 5,094 0 -100.00 307 0 -100.00
2017‑09‑30 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13,079 0 -100.00 176 0 -100.00
2017‑09‑30 13F-HR XBGTX / BlackRock Floating Rate Income 17,154 0 -100.00 242 0 -100.00
2017‑09‑30 13F-HR CA / CA, Inc. 13,213 0 -100.00 455 0 -100.00
2017‑09‑30 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 10,720 0 -100.00