InvestorTrellus Management Company, LLC
Portfolio Value $ 73,298,000
Current Positions68
Opened Positions5
Closed Positions31


Latest Holdings, Performance, AUM (from 13F, 13D)

Trellus Management Company, LLC has disclosed 68 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 73,298,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Trellus Management Company, LLC's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , iShares Russell 2000 ETF (NYSE:IWM) , American Water Works Co., Inc. (NYSE:AWK) , Vicor Corp. (NASDAQ:VICR) , and SPDR Gold Shares (NYSE:GLD) . Trellus Management Company, LLC's new positions include iPath Bloomberg Grains Subindex Total Return ETN due 10/22/37 (NYSE:JJG) , General Electric Co. (NYSE:GE) , Upland Software, Inc. (NASDAQ:UPLD) , Wright Medical Group N.V. (NASDAQ:WMGIZ) , and Kulicke and Soffa Industries Inc. (NASDAQ:KLIC) .

All Trellus Management Company, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 02, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR CRAY / Cray, Inc. 24.21 14,000 339
2017-12-31 13F-HR AIRG / Airgain, Inc. 8.99 49,500 445
2017-12-31 13F-HR AKS / AK Steel Holding Corp. 5.65 17,000 96
2017-12-31 13F-HR ADAP / Adaptimmune Therapeutics plc 6.70 24,485 164
2017-12-31 13F-HR JJG / iPath Bloomberg Grains Subindex Total Return ETN due 10/22/37 24.36 46,266 1,127
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VELOCITY SHS EXC (22539T597) 11.60 36,200 420
2017-12-31 13F-HR EFII / Electronics For Imaging, Inc. 29.52 18,600 549
2017-12-31 13F-HR GE / General Electric Co. Call 17.45 40,000 698
2017-12-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 43.80 5,000 219
2017-12-31 13F-HR KLIC / Kulicke and Soffa Industries Inc. 24.32 25,000 608
2017-12-31 13F-HR DBA / PowerShares DB Agriculture Fund 18.75 31,100 583
2017-12-31 13F-HR PRMW / Primo Water Corp. 12.57 30,000 377
2017-12-31 13F-HR SQQQ / ProShares UltraPro Short QQQ 21.52 25,000 538
2017-12-31 13F-HR QTWO / Q2 Holdings, Inc. 36.87 15,000 553
2017-12-31 13F-HR SPAR / Spartan Motors, Inc. 15.76 19,100 301
2017-12-31 13F-HR TMST / TimkenSteel Corporation 15.18 28,000 425
2017-12-31 13F-HR UPLD / Upland Software, Inc. 21.67 31,801 689
2017-12-31 13F-HR WMGIZ / Wright Medical Group N.V. 22.20 30,000 666
2017-12-31 13F-HR WPRT / Westport Innovations Inc. 3.76 0 80,000 0 301
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.23 362,500 112,500 -68.97 1,051 251 -76.12
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.08 40,000 50,000 25.00 767 904 17.86
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.67 15,000 15,000 0.00 2,050 2,140 4.39
2017-12-31 13F-HR CISN / Cision Ltd. 11.87 52,320 52,320 0.00 681 621 -8.81
2017-12-31 13F-HR XPER / Xperi Corp 10,000 0 -100.00 253 0 -100.00
2017-12-31 13F-HR VICR / Vicor Corp. 20.90 134,045 133,045 -0.75 3,163 2,781 -12.08
2017-12-31 13F-HR CDTX / Cidara Therapeutics, Inc. 6.81 40,000 60,961 52.40 324 415 28.09
2017-12-31 13F-HR WAB / Wabtec Corp. 81.40 10,000 10,000 0.00 758 814 7.39
2017-12-31 13F-HR EVH / Evolent Health Inc. 12.30 20,000 40,000 100.00 356 492 38.20
2017-12-31 13F-HR MBI / MBIA, Inc. 7.32 85,000 85,000 0.00 740 622 -15.95
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 17.78 60,000 60,000 0.00 880 1,067 21.25
2017-12-31 13F-HR VTNR / Vertex Energy, Inc. 0.95 821,391 821,391 0.00 624 780 25.00
2017-12-31 13F-HR HIIQ / Health Insurance Innovations, Inc. 24.95 22,500 39,002 73.34 326 973 198.47
2017-12-31 13F-HR HDP / Hortonworks, Inc. 20.11 15,000 57,000 280.00 254 1,146 351.18
2017-12-31 13F-HR APPS / Digital Turbine, Inc. 1.79 700,689 700,689 0.00 1,058 1,254 18.53
2017-12-31 13F-HR MIC / Macquarie Infrastructure Company LLC 64.20 20,000 20,000 0.00 1,444 1,284 -11.08
2017-12-31 13F-HR NBR / Nabors Industries Ltd. 6.84 110,000 50,000 -54.55 888 342 -61.49
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 91.49 51,600 51,600 0.00 4,175 4,721 13.08
2017-12-31 13F-HR AR / Antero Resources Corporation 19.00 20,000 20,000 0.00 398 380 -4.52
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 266.86 30,000 50,000 66.67 7,570 13,343 76.26
2017-12-31 13F-HR AXDX / Accelerate Diagnostics, Inc. 26.16 29,186 8,678 -70.27 655 227 -65.34
2017-12-31 13F-HR TSRO / TESARO, Inc. 82.91 11,519 11,519 0.00 1,487 955 -35.78
2017-12-31 13F-HR ADSK / Autodesk, Inc. 104.80 0 5,000 0 524
2017-12-31 13F-HR FARM / Farmer Brothers Co. 32.20 0 7,609 0 245
2017-12-31 13F-HR BIOL / Biolase, Inc. 0.43 375,028 577,354 53.95 226 246 8.85
2017-12-31 13F-HR SSTI / ShotSpotter, Inc. 14.05 91,910 57,857 -37.05 1,236 813 -34.22
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.27 0 55,000 0 565
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.51 45,000 45,000 0.00 1,173 1,193 1.71
2017-12-31 13F-HR NUAN / Nuance Communications, Inc. 16.36 50,000 90,000 80.00 786 1,472 87.28
2017-12-31 13F-HR PACB / Pacific Biosciences of California, Inc. 2.64 525,000 650,000 23.81 2,756 1,716 -37.74
2017-12-31 13F-HR RRC / Range Resources Corp. 17.08 16,000 26,000 62.50 313 444 41.85
2017-12-31 13F-HR PI / Impinj, Inc. 22.55 14,900 14,900 0.00 620 336 -45.81
2017-12-31 13F-HR PLT / Plantronics, Inc. 50.40 0 14,126 0 712
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.91 11,000 11,000 0.00 1,051 1,176 11.89
2017-12-31 13F-HR CHKE / Cherokee, Inc. 1.90 115,000 115,000 0.00 316 219 -30.70
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.40 12,500 12,500 0.00 2,159 2,155 -0.19
2017-12-31 13F-HR VRML / Vermillion, Inc. 1.93 119,122 118,922 -0.17 214 230 7.48
2017-12-31 13F-HR RYI / Ryerson Holdings Corp 10.39 14,974 28,302 89.01 162 294 81.48
2017-12-31 13F-HR FEYE / FireEye, Inc. 14.20 105,096 105,096 0.00 1,762 1,492 -15.32
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.10 0 13,600 0 559
2017-12-31 13F-HR NOV / National Oilwell Varco, Inc. 36.00 10,000 20,000 100.00 357 720 101.68
2017-12-31 13F-HR MPLX / MPLX LP 35.53 5,995 5,995 0.00 210 213 1.43
2017-12-31 13F-HR PRTK / Paratek Pharmaceuticals, Inc. 17.90 20,000 40,000 100.00 502 716 42.63
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF Put 152.46 60,000 50,000 -16.67 9,000 7,623 -15.30
2017-12-31 13F-HR SPKE / Spark Energy, Inc. 12.40 27,500 40,000 45.45 413 496 20.10
2017-12-31 13F-HR MIDD / Middleby Corp. (The) 134.67 2,464 1,500 -39.12 316 202 -36.08
2017-12-31 13F-HR UGLD / VelocityShares 3x Long Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031 11.15 0 20,000 0 223
2017-12-31 13F-HR GLD / SPDR Gold Shares Call 123.65 0 20,000 0 2,473
2017-12-31 13F-HR USAT / USA Technologies, Inc. 9.76 76,400 61,900 -18.98 478 604 26.36
2017-12-31 13F-HR BLK / BlackRock, Inc. 513.50 2,000 2,000 0.00 894 1,027 14.88
2017-12-31 13F-HR ACIA / Acacia Communications, Inc. 15,220 0 -100.00 717 0 -100.00
2017-12-31 13F-HR CDNA / CareDx, Inc. 27,156 0 -100.00 100 0 -100.00
2017-12-31 13F-HR CMC / Commercial Metals Co. 31,000 0 -100.00 590 0 -100.00
2017-12-31 13F-HR FSLR / First Solar, Inc. 10,000 0 -100.00 459 0 -100.00
2017-12-31 13F-HR NXTM / NxStage Medical, Inc. Call 80,000 0 -100.00 2,204 0 -100.00
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 3,200 0 -100.00 461 0 -100.00
2017-12-31 13F-HR SBUX / Starbucks Corp. 4,401 0 -100.00 236 0 -100.00
2017-12-31 13F-HR CLVS / Clovis Oncology, Inc. Put 10,000 0 -100.00 804 0 -100.00
2017-12-31 13F-HR CAT / Caterpillar, Inc. Put 10,000 0 -100.00 1,247 0 -100.00
2017-12-31 13F-HR TWNK / Hostess Brands, Inc. 16,900 0 -100.00 231 0 -100.00
2017-12-31 13F-HR INFN / Infinera Corp. 40,000 0 -100.00 355 0 -100.00
2017-12-31 13F-HR SNAK / Inventure Foods, Inc. 50,230 0 -100.00 236 0 -100.00
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 1,690 0 -100.00 205 0 -100.00
2017-12-31 13F-HR XON / Intrexon Corp. 25,000 0 -100.00 475 0 -100.00
2017-12-31 13F-HR NOK / Nokia Corp. 110,000 0 -100.00 658 0 -100.00
2017-12-31 13F-HR SDOW / ProShares UltraPro Short Dow30 35,000 0 -100.00 934 0 -100.00
2017-12-31 13F-HR SBGI / Sinclair Broadcast Group, Inc. 30,000 0 -100.00 962 0 -100.00
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 18,100 0 -100.00 373 0 -100.00
2017-12-31 13F-HR PCOM / Points International Ltd. 15,870 0 -100.00 181 0 -100.00
2017-12-31 13F-HR STKL / SunOpta Inc. 37,500 0 -100.00 326 0 -100.00
2017-12-31 13F-HR GLD / SPDR Gold Shares 8,200 0 -100.00 997 0 -100.00
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 10,000 0 -100.00 487 0 -100.00
2017-12-31 13F-HR VIAB / Viacom, Inc. 15,000 0 -100.00 418 0 -100.00
2017-12-31 13F-HR COT / Cott Corp. 100,000 0 -100.00 1,501 0 -100.00
2017-12-31 13F-HR QDEL / QUIDEL Corp. 10,000 0 -100.00 439 0 -100.00
2017-12-31 13F-HR TWLO / Twilio Inc. 10,000 0 -100.00 299 0 -100.00
2017-12-31 13F-HR CSIQ / Canadian Solar Inc. 16,200 0 -100.00 273 0 -100.00
2017-12-31 13F-HR NFX / Newfield Exploration Company 30,000 0 -100.00 890 0 -100.00
2017-12-31 13F-HR ULTI / Ultimate Software Group, Inc. (The) 3,026 0 -100.00 574 0 -100.00
2017-12-31 13F-HR HAWK / Blackhawk Network Holdings, Inc. 11,896 0 -100.00 521 0 -100.00