InvestorTradewinds Capital Management, LLC
Portfolio Value $ 223,067,000
Current Positions661
Opened Positions5
Closed Positions112


Latest Holdings, Performance, AUM (from 13F, 13D)

Tradewinds Capital Management, LLC has disclosed 661 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 223,067,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Tradewinds Capital Management, LLC's top holdings are Microsoft Corp. (NASDAQ:MSFT) , SPDR MSCI Japan Quality Mix ETF (NYSE:QJPN) , Schwab U.S. Large-Cap ETF (NYSE:SCHX) , Guggenheim S&P 500 Equal Weight Financials ETF (NYSE:RYF) , and SPDR Barclays Convertible Securities ETF (NYSE:CWB) . Tradewinds Capital Management, LLC's new positions include SPDR Barclays International Treasury Bond ETF (NYSE:BWX) , Guggenheim S&P 500 Equal Weight Consumer Discretionary ETF (NYSE:RCD) , Guggenheim S&P 500 Equal Weight Utilities ETF (NYSE:RYU) , SPDR S&P Emerging Markets Small Cap ETF (NYSE:EWX) , and Valeant Pharmaceuticals International, Inc. (NYSE:VRX) .

All Tradewinds Capital Management, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 02, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR ZNGA / Zynga Inc. Call 3.33 600 2
2018-03-31 13F-HR WBIY / WBI Power FactorTM High Dividend 25.97 462 12
2018-03-31 13F-HR ATSG / Air Transport Services Group, Inc. Call 25.00 200 5
2018-03-31 13F-HR SWHC / Smith & Wesson Holding Corp. Call 10.00 200 2
2018-03-31 13F-HR KO / Coca Cola Co. Call 40.00 100 4
2018-03-31 13F-HR COLONY NORTHSTAR CR REAL EST / COM CL A (19626A101) 18.90 1,270 24
2018-03-31 13F-HR CYH / Community Health Systems, Inc. Call 5.00 200 1
2018-03-31 13F-HR CRONOS GROUP INC / (22717L101) 7.35 136 1
2018-03-31 13F-HR CCLP / CSI Compressco LP 7.14 700 5
2018-03-31 13F-HR CY / Cypress Semiconductor Corp. 17.00 1,000 17
2018-03-31 13F-HR TMF / Direxion Daily 20 Year Plus Treasury Bull 3x Shares 20.00 200 4
2018-03-31 13F-HR LARE / Tierra XP Latin America Real Estate ETF 50.00 20 1
2018-03-31 13F-HR AIEQ / AI Powered Equity ETF 17.54 57 1
2018-03-31 13F-HR CHIQ / Global X China Consumer ETF 13.33 75 1
2018-03-31 13F-HR LEN.B / Lennar Corp. 0.00 2 0
2018-03-31 13F-HR NFX / Newfield Exploration Company Call 20.00 100 2
2018-03-31 13F-HR NTR / Nutrien Ltd. 46.41 237 11
2018-03-31 13F-HR RNG / RingCentral, Inc. 60.00 100 6
2018-03-31 13F-HR RYU / Guggenheim S&P 500 Equal Weight Utilities ETF 82.50 1,200 99
2018-03-31 13F-HR RHS / Guggenheim S&P 500 Equal Weight Consumer Staples ETF 125.00 200 25
2018-03-31 13F-HR RCD / Guggenheim S&P 500 Equal Weight Consumer Discretionary ETF 98.40 39,745 3,911
2018-03-31 13F-HR SBR / Sabine Royalty Trust 40.00 100 4
2018-03-31 13F-HR SJT / San Juan Basin Royalty Trust 8.00 500 4
2018-03-31 13F-HR EWX / SPDR S&P Emerging Markets Small Cap ETF 52.38 1,050 55
2018-03-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 29.51 322,956 9,530
2018-03-31 13F-HR SVU / Supervalu, Inc. 15.41 1,428 22
2018-03-31 13F-HR TER / Teradyne, Inc. 45.71 350 16
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 16.00 2,000 32
2018-03-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 86.96 115 10
2018-03-31 13F-HR PFG / Principal Financial Group, Inc. 61.20 811 768 -5.30 57 47 -17.54
2018-03-31 13F-HR ATHN / athenahealth, Inc. 143.33 300 300 0.00 40 43 7.50
2018-03-31 13F-HR MXWL / Maxwell Technologies, Inc. 5.09 589 589 0.00 3 3 0.00
2018-03-31 13F-HR SATS / EchoStar Corp. 50.00 160 160 0.00 10 8 -20.00
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 183.10 91 71 -21.98 17 13 -23.53
2018-03-31 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares 22.22 180 180 0.00 6 4 -33.33
2018-03-31 13F-HR BAK / Braskem S.A. 28.33 600 600 0.00 16 17 6.25
2018-03-31 13F-HR GIS / General Mills, Inc. 45.38 1,146 1,146 0.00 68 52 -23.53
2018-03-31 13F-HR NUE / Nucor Corp. 60.80 625 625 0.00 40 38 -5.00
2018-03-31 13F-HR CRI / Carter's, Inc. 90.91 11 11 0.00 1 1 0.00
2018-03-31 13F-HR BHP / BHP Billiton Ltd. 44.00 250 250 0.00 11 11 0.00
2018-03-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 12.51 31,979 400
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 46.91 405 19
2018-03-31 13F-HR BKNG / Booking Holdings Inc. 2,000.00 6 12
2018-03-31 13F-HR CENTER COAST BRKFLD MLP ENRG / SH BEN INT (151461100) 21
2018-03-31 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 29
2018-03-31 13F-HR EL PASO ENERGY CAP TR I / PFD CV TR SECS (283678209) 9
2018-03-31 13F-HR HIGHLAND FLOATNG RATE OPPRT / SH BEN INT (43010E404) 4
2018-03-31 13F-HR INTERNAP CORP / COM PAR (45885A409) 0.00 10 0
2018-03-31 13F-HR LECO / Lincoln Electric Holdings, Inc. 90.00 200 18
2018-03-31 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 24
2018-03-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 785
2018-03-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063C106) 13.52 2,515 34
2018-03-31 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.02 664 4
2018-03-31 13F-HR RAD / Rite Aid Corp. 2.00 500 500 0.00 1 1 0.00
2018-03-31 13F-HR EVR / Evercore Partners, Inc. 90.91 55 55 0.00 5 5 0.00
2018-03-31 13F-HR WIN / Windstream Holdings, Inc. 0.00 304 304 0.00 1 0 -100.00
2018-03-31 13F-HR DEO / Diageo plc 135.31 1,176 1,212 3.06 172 164 -4.65
2018-03-31 13F-HR CIG / Cemig-Companhia Energetica 2.74 1,095 1,095 0.00 2 3 50.00
2018-03-31 13F-HR OGS / ONE Gas, Inc. 65.62 640 640 0.00 47 42 -10.64
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.56 423 426 0.71 446 442 -0.90
2018-03-31 13F-HR TAN / Guggenheim Solar ETF 21.74 46 46 0.00 1 1 0.00
2018-03-31 13F-HR ALL / Allstate Corp. (The) 95.13 1,045 1,356 29.76 109 129 18.35
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 300.00 10 10 0.00 4 3 -25.00
2018-03-31 13F-HR MNK / Maillinckrodt plc. 27.78 36 36 0.00 1 1 0.00
2018-03-31 13F-HR NVRO / Nevro Corp. 86.96 69 69 0.00 5 6 20.00
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 137.82 255 312 22.35 35 43 22.86
2018-03-31 13F-HR MMM / 3M Co. 219.77 1,178 1,224 3.90 277 269 -2.89
2018-03-31 13F-HR KBE / SPDR S&P Bank ETF 52.17 115 115 0.00 5 6 20.00
2018-03-31 13F-HR OKSWF / Osisko Gold Royalties Ltd. 11.11 90 90 0.00 1 1 0.00
2018-03-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 12.23 16,600 16,600 0.00 231 203 -12.12
2018-03-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 43.87 680 276,409 40,548.38 30 12,126 40,320.00
2018-03-31 13F-HR EMR / Emerson Electric Co. 67.63 207 207 0.00 14 14 0.00
2018-03-31 13F-HR HCN / Welltower Inc. 54.50 1,035 1,156 11.69 66 63 -4.55
2018-03-31 13F-HR COH / Coach, Inc. 53.76 93 93 0.00 4 5 25.00
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,031.18 414 417 0.72 433 430 -0.69
2018-03-31 13F-HR ED / Consolidated Edison, Inc. 75.76 130 132 1.54 11 10 -9.09
2018-03-31 13F-HR CAG / ConAgra Foods, Inc. 36.52 1,150 1,150 0.00 43 42 -2.33
2018-03-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 0.00 19 19 0.00 0 0
2018-03-31 13F-HR SYY / SYSCO Corp. 60.05 766 766 0.00 47 46 -2.13
2018-03-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 0.00 6 6 0.00 0 0
2018-03-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 160 2 2 0.00
2018-03-31 13F-HR WPRT / Westport Innovations Inc. 2.00 1,000 1,000 0.00 4 2 -50.00
2018-03-31 13F-HR INTC / Intel Corp. 52.09 20,867 19,640 -5.88 963 1,023 6.23
2018-03-31 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 10.64 6,400 15,700 145.31 73 167 128.77
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 15.57 833 835 0.24 15 13 -13.33
2018-03-31 13F-HR EEP / Enbridge Energy Partners, L.P. 364 5 4 -20.00
2018-03-31 13F-HR HTGC / Hercules Capital, Inc. 12.04 1,864 1,911 2.52 24 23 -4.17
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 15.00 200 200 0.00 4 3 -25.00
2018-03-31 13F-HR AET / Aetna, Inc. 170.73 82 82 0.00 15 14 -6.67
2018-03-31 13F-HR SILJ / PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF 10.00 600 600 0.00 7 6 -14.29
2018-03-31 13F-HR UVE / Universal Insurance Holdings, Inc. 39.22 51 51 0.00 1 2 100.00
2018-03-31 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 28.57 35 35 0.00 1 1 0.00
2018-03-31 13F-HR IQI / Invesco Quality Municipal Income Trust 11.90 124,469 117,868 -5.30 1,557 1,403 -9.89
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 157.19 667 668 0.15 111 105 -5.41
2018-03-31 13F-HR BAX / Baxter International, Inc. 65.34 1,101 1,102 0.09 71 72 1.41
2018-03-31 13F-HR EXPD / Expeditors International of Washington, Inc. 63.31 1,074 1,074 0.00 69 68 -1.45
2018-03-31 13F-HR YUMC / Yum China Holdings, Inc. 51.28 39 39 0.00 2 2 0.00
2018-03-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.98 121 122 0.83 5 5 0.00
2018-03-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 46.67 0 150 0 7
2018-03-31 13F-HR PSA / Public Storage 196.08 51 51 0.00 11 10 -9.09
2018-03-31 13F-HR VEC / Vectrus, Inc. 0.00 1 1 0.00 0 0
2018-03-31 13F-HR UTX / United Technologies Corp. 127.27 130 165 26.92 17 21 23.53
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.37 752 757 0.66 54 51 -5.56
2018-03-31 13F-HR ISRG / Intuitive Surgical, Inc. 388.89 18 18 0.00 7 7 0.00
2018-03-31 13F-HR EIX / Edison International 63.48 1,200 1,150 -4.17 76 73 -3.95
2018-03-31 13F-HR AOS / Smith (A.O.) Corp. 63.91 266 266 0.00 16 17 6.25
2018-03-31 13F-HR BURL / Burlington Stores, Inc. 131.98 197 197 0.00 24 26 8.33
2018-03-31 13F-HR PBA / Pembina Pipeline Corp. 30.04 233 233 0.00 8 7 -12.50
2018-03-31 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.51 332,248 104,497 -68.55 12,170 3,815 -68.65
2018-03-31 13F-HR HSY / Hershey Company (The) 100.00 206 50 -75.73 23 5 -78.26
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.87 6,394 6,288 -1.66 338 301 -10.95
2018-03-31 13F-HR BTG / B2Gold Corp. 2.86 700 700 0.00 2 2 0.00
2018-03-31 13F-HR F / Ford Motor Co. 11.00 4,841 4,818 -0.48 60 53 -11.67
2018-03-31 13F-HR F / Ford Motor Co. Call 12.00 3,000 500 -83.33 0 6
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 163.12 254 282 11.02 40 46 15.00
2018-03-31 13F-HR MRCY / Mercury Systems, Inc. 0.00 10 10 0.00 1 0 -100.00
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 43.48 69 69 0.00 3 3 0.00
2018-03-31 13F-HR TIP / iShares TIPS Bond ETF 112.61 222 222 0.00 25 25 0.00
2018-03-31 13F-HR RTM / Guggenheim S&P 500 Equal Weight Materials ETF 106.28 35,656 207 -99.42 4,020 22 -99.45
2018-03-31 13F-HR CELG / Celgene Corp. 89.29 322 336 4.35 34 30 -11.76
2018-03-31 13F-HR OTTR / Otter Tail Corp. 43.75 160 160 0.00 7 7 0.00
2018-03-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.14 159,488 158,808 -0.43 2,242 2,087 -6.91
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 0.00 236 36 -84.75 2 0 -100.00
2018-03-31 13F-HR DRI / Darden Restaurants, Inc. 90.00 100 100 0.00 10 9 -10.00
2018-03-31 13F-HR XBGTX / BlackRock Floating Rate Income 359 5 5 0.00
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 76.92 39 39 0.00 3 3 0.00
2018-03-31 13F-HR TPL / Texas Pacific Land Trust 520.00 25 25 0.00 11 13 18.18
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 80.00 200 200 0.00 17 16 -5.88
2018-03-31 13F-HR PRTA / Prothena Corp plc 0.00 2 2 0.00 0 0
2018-03-31 13F-HR CTXS / Citrix Systems, Inc. 92.97 2,474 2,474 0.00 218 230 5.50
2018-03-31 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 0.00 18 18 0.00 1 0 -100.00
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 111.11 135 135 0.00 16 15 -6.25
2018-03-31 13F-HR PMM / Putnam Managed Municipal Income Trust 7.14 59,120 50,000 -15.43 438 357 -18.49
2018-03-31 13F-HR PCG / PG&E Corp. 44.05 227 227 0.00 10 10 0.00
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 155.56 45 45 0.00 6 7 16.67
2018-03-31 13F-HR AMX / America Movil S.A.B. de CV 19.17 3,600 3,600 0.00 62 69 11.29
2018-03-31 13F-HR ADS / Alliance Data Systems Corp. 230.77 26 26 0.00 7 6 -14.29
2018-03-31 13F-HR KEY / KeyCorp 19.46 3,822 3,752 -1.83 77 73 -5.19
2018-03-31 13F-HR CMI / Cummins, Inc. 181.82 11 11 0.00 2 2 0.00
2018-03-31 13F-HR CVX / Chevron Corp. 114.04 5,152 5,130 -0.43 645 585 -9.30
2018-03-31 13F-HR XMUSX / BlackRock MuniHoldings Quality 12.64 1,949 1,978 1.49 26 25 -3.85
2018-03-31 13F-HR TSN / Tyson Foods, Inc. 73.33 1,500 1,500 0.00 122 110 -9.84
2018-03-31 13F-HR RDS.B / Royal Dutch Shell Plc 60.00 43 50 16.28 3 3 0.00
2018-03-31 13F-HR AXON / Axovant Sciences Ltd. 0.00 17 17 0.00 0 0
2018-03-31 13F-HR HEP / Holly Energy Partners L.P. 700 23 19 -17.39
2018-03-31 13F-HR ILMN / Illumina, Inc. 235.29 102 102 0.00 22 24 9.09
2018-03-31 13F-HR BBSI / Barrett Business Services, Inc. 84.11 157 107 -31.85 10 9 -10.00
2018-03-31 13F-HR GPRO / GoPro, Inc. 4.95 202 202 0.00 2 1 -50.00
2018-03-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 9.49 21,023 16,023 -23.78 213 152 -28.64
2018-03-31 13F-HR VIAV / Viavi Solutions Inc. 9.84 1,219 1,219 0.00 11 12 9.09
2018-03-31 13F-HR ELY / Callaway Golf Company 16.50 2,000 2,000 0.00 28 33 17.86
2018-03-31 13F-HR HMY / Harmony Gold Mining Company Ltd. 2.80 1,071 1,071 0.00 2 3 50.00
2018-03-31 13F-HR DB / Deutsche Bank AG 14.97 334 334 0.00 6 5 -16.67
2018-03-31 13F-HR TRP / TransCanada Corp. 41.36 8,014 6,964 -13.10 390 288 -26.15
2018-03-31 13F-HR GLTR / ETFS Physical Precious Metal Basket Shares 64.39 2,074 3,432 65.48 135 221 63.70
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.21 12,767 12,337 -3.37 511 422 -17.42
2018-03-31 13F-HR SGEN / Seattle Genetics, Inc. 52.41 2,344 2,137 -8.83 125 112 -10.40
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.60 1,346 1,313 -2.45 86 73 -15.12
2018-03-31 13F-HR CNI / Canadian National Railway Co. 73.33 300 300 0.00 25 22 -12.00
2018-03-31 13F-HR GWPH / GW Pharmaceuticals Plc. 113.33 0 300 0 34
2018-03-31 13F-HR CRM / Salesforce.com, Inc. 133.33 15 15 0.00 2 2 0.00
2018-03-31 13F-HR ETN / Eaton Corporation 81.45 165 221 33.94 13 18 38.46
2018-03-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.00 144,091 147,477 2.35 1,981 1,917 -3.23
2018-03-31 13F-HR ABT / Abbott Laboratories 59.85 4,464 4,294 -3.81 255 257 0.78
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.31 6,425 6,355 -1.09 590 504 -14.58
2018-03-31 13F-HR APOG / Apogee Enterprises, Inc. 42.25 71 71 0.00 3 3 0.00
2018-03-31 13F-HR CLX / Clorox Company (The) 134.12 425 425 0.00 63 57 -9.52
2018-03-31 13F-HR RDS.A / Royal Dutch Shell Plc 63.85 1,065 1,065 0.00 71 68 -4.23
2018-03-31 13F-HR NVO / Novo-Nordisk A/S 54.55 55 55 0.00 3 3 0.00
2018-03-31 13F-HR APU / AmeriGas Partners, L.P. 40.00 400 400 0.00 18 16 -11.11
2018-03-31 13F-HR INFY / Infosys Limited 17.50 800 800 0.00 13 14 7.69
2018-03-31 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 61.71 632 632 0.00 41 39 -4.88
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.27 352,451 334,182 -5.18 30,149 30,501 1.17
2018-03-31 13F-HR BKD / Brookdale Senior Living, Inc. 10.53 95 95 0.00 1 1 0.00
2018-03-31 13F-HR EXC / Exelon Corp. 34.48 58 58 0.00 2 2 0.00
2018-03-31 13F-HR EQR / Equity Residential 860 55 53 -3.64
2018-03-31 13F-HR IP / International Paper Company 52.81 303 303 0.00 18 16 -11.11
2018-03-31 13F-HR TWLO / Twilio Inc. 36.36 110 110 0.00 3 4 33.33
2018-03-31 13F-HR SLYV / SPDR S&P 600 Small CapValue ETF 111.11 72 36 -50.00 9 4 -55.56
2018-03-31 13F-HR OLED / Universal Display Corp. 96.77 62 62 0.00 11 6 -45.45
2018-03-31 13F-HR STX / Seagate Technology PLC 60.00 50 50 0.00 2 3 50.00
2018-03-31 13F-HR WEX / WEX Inc. 166.67 48 48 0.00 7 8 14.29
2018-03-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 25.00 120 120 0.00 4 3 -25.00
2018-03-31 13F-HR SWK / Stanley Black & Decker, Inc. 153.21 1,525 1,325 -13.11 259 203 -21.62
2018-03-31 13F-HR FB / Facebook, Inc. 159.82 3,005 5,425 80.53 530 867 63.58
2018-03-31 13F-HR ETE / Entergy Transfer Equity LP 14.00 500 500 0.00 9 7 -22.22
2018-03-31 13F-HR WB / Weibo Corporation 111.11 36 36 0.00 4 4 0.00
2018-03-31 13F-HR CTAS / Cintas Corp. 250.00 4 4 0.00 1 1 0.00
2018-03-31 13F-HR SIVR / ETFS Silver Trust 20.00 100 100 0.00 2 2 0.00
2018-03-31 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 0.00 15 5 -66.67 1 0 -100.00
2018-03-31 13F-HR GPL / Great Panther Silver Ltd 1.52 660 660 0.00 1 1 0.00
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 135.00 400 400 0.00 54 54 0.00
2018-03-31 13F-HR JCI / Johnson Controls International plc 36.22 497 497 0.00 19 18 -5.26
2018-03-31 13F-HR RIO / Rio Tinto plc 50.97 667 667 0.00 35 34 -2.86
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 262.77 137 137 0.00 43 36 -16.28
2018-03-31 13F-HR M / Macy's, Inc. 27.78 36 36 0.00 1 1 0.00
2018-03-31 13F-HR ALK / Alaska Air Group, Inc. 61.46 960 960 0.00 71 59 -16.90
2018-03-31 13F-HR BGG / Briggs & Stratton Corp. 21.25 800 800 0.00 20 17 -15.00
2018-03-31 13F-HR DUK / Duke Energy Corp. 77.54 2,235 2,231 -0.18 188 173 -7.98
2018-03-31 13F-HR NFX / Newfield Exploration Company 31.25 64 64 0.00 2 2 0.00
2018-03-31 13F-HR NLY / Annaly Capital Management, Inc. 10.16 1,511 984 -34.88 18 10 -44.44
2018-03-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 16.48 364 364 0.00 6 6 0.00
2018-03-31 13F-HR HDB / HDFC Bank Ltd. 98.82 2,975 2,975 0.00 302 294 -2.65
2018-03-31 13F-HR SRE / Sempra Energy 110.90 1,055 1,055 0.00 113 117 3.54
2018-03-31 13F-HR MET / MetLife, Inc. 44.64 336 336 0.00 17 15 -11.76
2018-03-31 13F-HR TTD / Trade Desk, Inc. 62.50 16 16 0.00 1 1 0.00
2018-03-31 13F-HR SGDM / Sprott Gold Miners ETF 21.05 95 95 0.00 2 2 0.00
2018-03-31 13F-HR GD / General Dynamics Corp. 222.22 261 261 0.00 53 58 9.43
2018-03-31 13F-HR TXRH / Texas Roadhouse, Inc. 55.21 163 163 0.00 9 9 0.00
2018-03-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.66 224,987 233,135 3.62 11,384 12,044 5.80
2018-03-31 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 13.82 1,375 1,375 0.00 21 19 -9.52
2018-03-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 10.45 287 287 0.00 3 3 0.00
2018-03-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 11.69 113,035 116,292 2.88 1,413 1,359 -3.82
2018-03-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 340.00 100 100 0.00 38 34 -10.53
2018-03-31 13F-HR MOS / Mosaic Company 24.00 1,500 1,500 0.00 38 36 -5.26
2018-03-31 13F-HR MCD / McDonald's Corp. 156.69 1,202 1,219 1.41 207 191 -7.73
2018-03-31 13F-HR BBL / BHP Billiton Plc 34.48 87 87 0.00 4 3 -25.00
2018-03-31 13F-HR MLNX / Mellanox Technologies, Ltd. 72.50 400 400 0.00 26 29 11.54
2018-03-31 13F-HR ASIX / AdvanSix Inc. 35.57 506 506 0.00 21 18 -14.29
2018-03-31 13F-HR GOV / Government Properties Income Trust 17.39 115 115 0.00 2 2 0.00
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.85 2,666 2,716 1.88 196 206 5.10
2018-03-31 13F-HR QDEU / SPDR MSCI Germany Quality Mix ETF 64.07 185,624 874 -99.53 12,160 56 -99.54
2018-03-31 13F-HR IRBT / iRobot Corp. 0.00 3 3 0.00 0 0
2018-03-31 13F-HR MO / Altria Group, Inc. 62.15 1,769 1,770 0.06 126 110 -12.70
2018-03-31 13F-HR ITT / ITT Inc. 62.50 16 16 0.00 1 1 0.00
2018-03-31 13F-HR AMP / Ameriprise Financial, Inc. 150.00 60 60 0.00 10 9 -10.00
2018-03-31 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 153.85 39 39 0.00 6 6 0.00
2018-03-31 13F-HR GBX / Greenbrier Companies, Inc. (THE) 50.00 100 100 0.00 5 5 0.00
2018-03-31 13F-HR VOD / Vodafone Group Plc 0.00 0 16 0 0
2018-03-31 13F-HR ALGT / Allegiant Travel Company 180.00 50 50 0.00 8 9 12.50
2018-03-31 13F-HR QJPN / SPDR MSCI Japan Quality Mix ETF 80.88 49,515 157,442 217.97 3,894 12,734 227.02
2018-03-31 13F-HR AUY / Yamana Gold Inc. 2.61 1,530 1,530 0.00 5 4 -20.00
2018-03-31 13F-HR DDD / 3 D Systems Corp. 0.00 40 40 0.00 0 0
2018-03-31 13F-HR RWT / Redwood Trust, Inc. 14.49 345 345 0.00 5 5 0.00
2018-03-31 13F-HR NOK / Nokia Corp. 5.35 2,430 2,430 0.00 11 13 18.18
2018-03-31 13F-HR EWA / iShares MSCI Australia ETF 22.06 5 136 2,620.00 0 3
2018-03-31 13F-HR TEF / Telefonica S.A. 12.99 154 154 0.00 1 2 100.00
2018-03-31 13F-HR AWK / American Water Works Co., Inc. 81.48 234 135 -42.31 21 11 -47.62
2018-03-31 13F-HR EBAY / eBay, Inc. 40.69 961 811 -15.61 36 33 -8.33
2018-03-31 13F-HR ACN / Accenture plc 153.85 650 650 0.00 100 100 0.00
2018-03-31 13F-HR WSO / Watsco, Inc. 181.82 99 99 0.00 17 18 5.88
2018-03-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 64.00 0 250 0 16
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.37 3,731 3,623 -2.89 210 197 -6.19
2018-03-31 13F-HR GRMN / Garmin Ltd. 62.50 80 80 0.00 5 5 0.00
2018-03-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.08 19,183 193,807 910.31 1,224 12,225 898.77
2018-03-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 100.00 100 100 0.00 11 10 -9.09
2018-03-31 13F-HR WMIH / WMIH Corp. 0.00 4 4 0.00 0 0
2018-03-31 13F-HR YHOO / Yahoo! Inc. 73.56 503 503 0.00 35 37 5.71
2018-03-31 13F-HR FNKO / Funko, Inc. 8.06 1,365 1,365 0.00 9 11 22.22
2018-03-31 13F-HR PRAA / PRA Group, Inc. 37.74 212 212 0.00 7 8 14.29
2018-03-31 13F-HR HCP / HCP, Inc. 43.48 23 23 0.00 1 1 0.00
2018-03-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 83.33 12 12 0.00 1 1 0.00
2018-03-31 13F-HR MCK / McKesson Corp. 140.11 571 571 0.00 89 80 -10.11
2018-03-31 13F-HR AIV / Apartment Investment & Management Co. 0.00 2 2 0.00 0 0
2018-03-31 13F-HR INO / Inovio Pharmaceuticals, Inc. 5.92 338 338 0.00 1 2 100.00
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.04 2,560 2,357 -7.93 307 257 -16.29
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.34 3,063 3,063 0.00 188 194 3.19
2018-03-31 13F-HR HPE / Hewlett Packard Enterprise Company 17.55 2,301 2,051 -10.86 33 36 9.09
2018-03-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 71.70 3,423 3,640 6.34 242 261 7.85
2018-03-31 13F-HR NBL / Noble Energy, Inc. 30.00 600 600 0.00 17 18 5.88
2018-03-31 13F-HR MASI / Masimo Corp. 0.00 4 4 0.00 0 0
2018-03-31 13F-HR PSX / Phillips 66 95.07 284 284 0.00 29 27 -6.90
2018-03-31 13F-HR MFGP / Micro Focus International plc 14.23 315 281 -10.79 11 4 -63.64
2018-03-31 13F-HR EOG / EOG Resources, Inc. 104.76 210 210 0.00 23 22 -4.35
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.55 12,334 12,335 0.01 1,892 1,783 -5.76
2018-03-31 13F-HR UEC / Uranium Energy Corp. 2.27 440 440 0.00 1 1 0.00
2018-03-31 13F-HR AAL / American Airlines Group Inc. 52.24 1,742 1,742 0.00 91 91 0.00
2018-03-31 13F-HR SJM / Smucker (J.M.) Co. 121.55 181 181 0.00 22 22 0.00
2018-03-31 13F-HR MDYV / SPDR S&P 400 Mid Cap Value ETF 100.16 775 629 -18.84 80 63 -21.25
2018-03-31 13F-HR D / Dominion Resources, Inc. 67.65 1,344 1,360 1.19 109 92 -15.60
2018-03-31 13F-HR HES / Hess Corp. 50.31 159 159 0.00 8 8 0.00
2018-03-31 13F-HR ABMD / ABIOMED, Inc. 288.89 90 90 0.00 17 26 52.94
2018-03-31 13F-HR DISH / DISH Network Corp. 37.50 800 800 0.00 38 30 -21.05
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 200 6 6 0.00
2018-03-31 13F-HR NKE / Nike, Inc. 66.43 556 557 0.18 35 37 5.71
2018-03-31 13F-HR WOOD / iShares Global Timber & Forestry ETF 77.11 402 402 0.00 29 31 6.90
2018-03-31 13F-HR PRGO / Perrigo Company plc 111.11 18 18 0.00 2 2 0.00
2018-03-31 13F-HR DE / Deere & Co. 155.31 4,667 4,668 0.02 731 725 -0.82
2018-03-31 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 3,058 19 18 -5.26
2018-03-31 13F-HR HRS / Harris Corp. 0.00 3 3 0.00 0 0
2018-03-31 13F-HR GF / New Germany Fund, Inc. 19.64 1,782 1,782 0.00 35 35 0.00
2018-03-31 13F-HR CCL / Carnival Corp. 66.00 903 803 -11.07 60 53 -11.67
2018-03-31 13F-HR HLIT / Harmonic, Inc. 0.00 32 32 0.00 0 0
2018-03-31 13F-HR GE / General Electric Co. 13.47 18,087 24,503 35.47 316 330 4.43
2018-03-31 13F-HR GE / General Electric Co. Call 13.33 300 600 100.00 0 8
2018-03-31 13F-HR FRGI / Fiesta Restaurant Group, Inc. 20.00 200 200 0.00 4 4 0.00
2018-03-31 13F-HR IWP / iShares Russell Midcap Growth ETF 122.22 90 11
2018-03-31 13F-HR IR / Ingersoll-Rand plc 85.80 1,690 1,690 0.00 151 145 -3.97
2018-03-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.60 1,822 1,832 0.55 144 144 0.00
2018-03-31 13F-HR KN / Knowles Corp 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR NFLX / Netflix, Inc. 200.00 5 5 0.00 1 1 0.00
2018-03-31 13F-HR QGBR / SPDR MSCI UK Quality Mix ETF 53.47 405 225,250 55,517.28 22 12,044 54,645.45
2018-03-31 13F-HR BB / Blackberry Limited 0.00 40 40 0.00 0 0
2018-03-31 13F-HR VRSN / VeriSign, Inc. 119.45 293 293 0.00 34 35 2.94
2018-03-31 13F-HR XYL / Xylem, Inc. 62.50 32 32 0.00 2 2 0.00
2018-03-31 13F-HR KR / Kroger Co. 23.94 3,834 5,849 52.56 105 140 33.33
2018-03-31 13F-HR SSRI / Silver Standard Resources, Inc. 11.11 90 90 0.00 1 1 0.00
2018-03-31 13F-HR BKU / BankUnited, Inc. 38.46 260 260 0.00 11 10 -9.09
2018-03-31 13F-HR ANET / Arista Networks, Inc. 500.00 2 2 0.00 0 1
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 263.16 57 57 0.00 15 15 0.00
2018-03-31 13F-HR PJC / Piper Jaffray Companies, Inc. 71.43 28 28 0.00 2 2 0.00
2018-03-31 13F-HR TRI / Thomson Reuters Corp. 40.00 0 150 0 6
2018-03-31 13F-HR EVA / Enviva Partners LP 30.00 100 100 0.00 3 3 0.00
2018-03-31 13F-HR VYM / Vanguard High Dividend Yield ETF 82.24 0 304 0 25
2018-03-31 13F-HR JD / JD.com, Inc. 38.46 3 78 2,500.00 0 3
2018-03-31 13F-HR COF / Capital One Financial Corp. 100.00 20 20 0.00 2 2 0.00
2018-03-31 13F-HR FIS / Fidelity National Information Services, Inc. 95.24 42 42 0.00 4 4 0.00
2018-03-31 13F-HR GLW / Corning, Inc. 27.79 1,979 1,979 0.00 63 55 -12.70
2018-03-31 13F-HR UAA / Under Armour, Inc. 16.26 34 246 623.53 0 4
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 69.10 15,134 14,443 -4.57 1,130 998 -11.68
2018-03-31 13F-HR SLAB / Silicon Laboratories, Inc. 89.74 156 156 0.00 14 14 0.00
2018-03-31 13F-HR BP / BP Plc 40.53 31,146 26,821 -13.89 1,170 1,087 -7.09
2018-03-31 13F-HR QRVO / Qorvo, Inc. 70.58 921 921 0.00 61 65 6.56
2018-03-31 13F-HR EW / Edwards Lifesciences Corp. 140.00 400 400 0.00 45 56 24.44
2018-03-31 13F-HR SYK / Stryker Corp. 171.43 35 35 0.00 5 6 20.00
2018-03-31 13F-HR PETX / Aratana Therapeutics, Inc. 4.00 500 500 0.00 3 2 -33.33
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 150.00 52 80 53.85 8 12 50.00
2018-03-31 13F-HR WCN / Waste Connections, Inc. 71.86 334 334 0.00 24 24 0.00
2018-03-31 13F-HR INCY / Incyte Corp. 85.00 200 200 0.00 19 17 -10.53
2018-03-31 13F-HR CCT / Corporate Capital Trust, Inc. 17.00 1,000 1,000 0.00 16 17 6.25
2018-03-31 13F-HR FDX / FedEx Corp. 240.00 975 975 0.00 243 234 -3.70
2018-03-31 13F-HR SPN / Superior Energy Services, Inc. 8.83 566 566 0.00 5 5 0.00
2018-03-31 13F-HR SAND / Sandstorm Gold Ltd. 5.19 385 385 0.00 2 2 0.00
2018-03-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 14.51 116,555 123,505 5.96 1,800 1,792 -0.44
2018-03-31 13F-HR BAC / Bank of America Corp. 29.99 12,336 12,237 -0.80 364 367 0.82
2018-03-31 13F-HR ENR / Energizer Holdings, Inc. 58.97 407 407 0.00 20 24 20.00
2018-03-31 13F-HR ENB / Enbridge Inc. 31.47 8,380 8,675 3.52 328 273 -16.77
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.45 5,074 5,157 1.64 545 518 -4.95
2018-03-31 13F-HR OKE / ONEOK, Inc. 57.03 2,757 2,560 -7.15 147 146 -0.68
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 113.75 800 800 0.00 94 91 -3.19
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 310.56 161 161 0.00 54 50 -7.41
2018-03-31 13F-HR STI / SunTrust Banks, Inc. 60.61 33 33 0.00 2 2 0.00
2018-03-31 13F-HR GPS / Gap, Inc. (The) 21.74 46 46 0.00 2 1 -50.00
2018-03-31 13F-HR COP / ConocoPhillips 59.93 584 584 0.00 32 35 9.38
2018-03-31 13F-HR WDAY / Workday, Inc. 250.00 4 4 0.00 0 1
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.21 1,235 1,210 -2.02 113 114 0.88
2018-03-31 13F-HR S / Sprint Corporation 4.86 14,977 14,828 -0.99 88 72 -18.18
2018-03-31 13F-HR HFWA / Heritage Financial Corp. 30.50 457 459 0.44 14 14 0.00
2018-03-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 54.55 55 55 0.00 4 3 -25.00
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.69 2,164 2,164 0.00 268 272 1.49
2018-03-31 13F-HR TRIP / TripAdvisor, Inc. 42.55 47 47 0.00 2 2 0.00
2018-03-31 13F-HR CHD / Church & Dwight Co., Inc. 50.00 80 80 0.00 4 4 0.00
2018-03-31 13F-HR CHGG / Chegg, Inc. 20.27 296 296 0.00 5 6 20.00
2018-03-31 13F-HR ESRT / Empire State Realty Trust, Inc. 18.43 216 217 0.46 4 4 0.00
2018-03-31 13F-HR SGOL / ETFS GOLD Trust 128.27 382 382 0.00 48 49 2.08
2018-03-31 13F-HR BCE / BCE Inc. 40.00 50 50 0.00 2 2 0.00
2018-03-31 13F-HR FTS / Fortis Inc. 33.33 0 300 0 10
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 0.00 25 25 0.00 0 0
2018-03-31 13F-HR POOL / Pool Corp. 144.07 118 118 0.00 15 17 13.33
2018-03-31 13F-HR NEP / NextEra Energy Partners LP 40.00 300 300 0.00 13 12 -7.69
2018-03-31 13F-HR SPTL / SPDR Portfolio Long Term Treasur 35.33 1,121 934 -16.68 41 33 -19.51
2018-03-31 13F-HR RYE / Guggenheim S&P 500 Equal Weight Energy ETF 54.41 1,672 202,014 11,982.18 97 10,992 11,231.96
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 257.58 66 66 0.00 17 17 0.00
2018-03-31 13F-HR FTV / Fortive Corporation 77.65 2,714 2,524 -7.00 196 196 0.00
2018-03-31 13F-HR SDY / SPDR S&P Dividend ETF 91.15 2,633 2,633 0.00 249 240 -3.61
2018-03-31 13F-HR XMUHX / BlackRock MuniHoldings Fund II, 13.91 0 4,530 0 63
2018-03-31 13F-HR BLDP / Ballard Power Systems, Inc. 3.90 770 770 0.00 3 3 0.00
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 25.00 400 400 0.00 11 10 -9.09
2018-03-31 13F-HR MELI / MercadoLibre, Inc. 400.00 7 5 -28.57 2 2 0.00
2018-03-31 13F-HR ZOES / Zoe's Kitchen, Inc. 0.00 23 23 0.00 0 0
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. 19.80 101 101 0.00 2 2 0.00
2018-03-31 13F-HR LITE / Lumentum Holdings Inc. 65.38 260 260 0.00 13 17 30.77
2018-03-31 13F-HR DRTAX / Dreyfus Municipal Bond 12.29 81,013 72,095 -11.01 1,053 886 -15.86
2018-03-31 13F-HR ECL / Ecolab, Inc. 136.00 100 125 25.00 13 17 30.77
2018-03-31 13F-HR DHR / Danaher Corp. 97.94 2,098 1,848 -11.92 195 181 -7.18
2018-03-31 13F-HR WDC / Western Digital Corp. 92.71 1,111 1,111 0.00 88 103 17.05
2018-03-31 13F-HR CEV / Eaton Vance California Municipal Income Trust 11.39 22,300 22,300 0.00 271 254 -6.27
2018-03-31 13F-HR DXC / DXC Technology Company 102.86 196 175 -10.71 19 18 -5.26
2018-03-31 13F-HR SO / Southern Co. (The) 44.38 638 338 -47.02 31 15 -51.61
2018-03-31 13F-HR AMGN / Amgen Inc. 170.45 6,674 6,741 1.00 1,161 1,149 -1.03
2018-03-31 13F-HR MZF / Managed Duration Investment Grade Municipal Fund 13.61 28,946 28,946 0.00 389 394 1.29
2018-03-31 13F-HR BHF / Brighthouse Financial, Inc. 64.52 31 31 0.00 2 2 0.00
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.19 188 188 0.00 10 10 0.00
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.77 2,319 2,327 0.34 194 174 -10.31
2018-03-31 13F-HR FEN / First Trust Energy Income & Growth Fund 21.83 1,466 1,466 0.00 39 32 -17.95
2018-03-31 13F-HR KO / Coca Cola Co. 43.23 1,943 1,943 0.00 89 84 -5.62
2018-03-31 13F-HR PBW / PowerShares WilderHill Clean Energy Portfolio 16.95 59 59 0.00 1 1 0.00
2018-03-31 13F-HR BBBY / Bed Bath & Beyond Inc. 20.00 100 100 0.00 2 2 0.00
2018-03-31 13F-HR SCHW / Schwab Charles Corp 51.21 371 371 0.00 19 19 0.00
2018-03-31 13F-HR VFC / V.F. Corp. 76.92 65 65 0.00 5 5 0.00
2018-03-31 13F-HR AXP / American Express Co. 93.31 418 718 71.77 41 67 63.41
2018-03-31 13F-HR PCAR / PACCAR, Inc. 66.16 17,155 18,063 5.29 1,219 1,195 -1.97
2018-03-31 13F-HR ESL / Esterline Technologies Corp. 73.33 1,500 1,500 0.00 112 110 -1.79
2018-03-31 13F-HR PLUG / Plug Power, Inc. 0.00 80 80 0.00 0 0
2018-03-31 13F-HR XEL / Xcel Energy, Inc. 45.59 1,711 1,711 0.00 82 78 -4.88
2018-03-31 13F-HR RMBS / Rambus, Inc. 13.51 296 296 0.00 4 4 0.00
2018-03-31 13F-HR CRAY / Cray, Inc. 21.48 512 512 0.00 12 11 -8.33
2018-03-31 13F-HR NAK / Northern Dynasty Minerals Ltd. 1.67 600 600 0.00 1 1 0.00
2018-03-31 13F-HR MDT / Medtronic plc 80.77 260 260 0.00 21 21 0.00
2018-03-31 13F-HR UDR / UDR, Inc. 35.69 2,970 2,970 0.00 114 106 -7.02
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 65.35 811 811 0.00 59 53 -10.17
2018-03-31 13F-HR FBHS / Fortune Brands Home & Security, Inc. 58.33 600 600 0.00 41 35 -14.63
2018-03-31 13F-HR TDOC / Teladoc, Inc. 66.67 15 15 0.00 1 1 0.00
2018-03-31 13F-HR CVU / CPI Aerostructures, Inc. 0.00 1 1 0.00 0 0
2018-03-31 13F-HR UNP / Union Pacific Corp. 134.59 1,330 1,330 0.00 178 179 0.56
2018-03-31 13F-HR IYM / iShares U.S. Basic Materials ETF 89.55 67 67 0.00 7 6 -14.29
2018-03-31 13F-HR EIV / Eaton Vance Municipal Bond Fund II 11.67 65,209 59,454 -8.83 803 694 -13.57
2018-03-31 13F-HR UHAL / AMERCO 350.00 20 20 0.00 8 7 -12.50
2018-03-31 13F-HR LLY / Eli Lilly & Co. 77.32 1,345 1,345 0.00 114 104 -8.77
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.65 1,312 1,312 0.00 122 115 -5.74
2018-03-31 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.72 14,326 15,106 5.44 152 162 6.58
2018-03-31 13F-HR ESV / Ensco plc 4.41 21,415 21,300 -0.54 127 94 -25.98
2018-03-31 13F-HR SLV / iShares Silver Trust 15.37 6,962 6,962 0.00 111 107 -3.60
2018-03-31 13F-HR BND / Vanguard Total Bond Market ETF 100.00 20 20 0.00 2 2 0.00
2018-03-31 13F-HR TRN / Trinity Industries, Inc. 30.00 100 100 0.00 4 3 -25.00
2018-03-31 13F-HR EPAM / EPAM Systems Inc. 115.79 190 190 0.00 20 22 10.00
2018-03-31 13F-HR WAFD / Washington Federal, Inc. 34.62 20,623 20,623 0.00 706 714 1.13
2018-03-31 13F-HR MUX / McEwen Mining Inc. 1.92 520 520 0.00 1 1 0.00
2018-03-31 13F-HR NVS / Novartis AG 79.25 265 265 0.00 22 21 -4.55
2018-03-31 13F-HR CVS / CVS Health Corporation 62.23 4,543 4,339 -4.49 329 270 -17.93
2018-03-31 13F-HR SLW / Silver Wheaton Corp. 20.59 680 680 0.00 15 14 -6.67
2018-03-31 13F-HR DVN / Devon Energy Corp. 30.00 100 100 0.00 4 3 -25.00
2018-03-31 13F-HR CLNE / Clean Energy Fuels Corp. 0.00 100 100 0.00 0 0
2018-03-31 13F-HR BMO / Bank of Montreal (PQ) 72.00 125 125 0.00 10 9 -10.00
2018-03-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 9.49 1,566 316 -79.82 16 3 -81.25
2018-03-31 13F-HR PIN / PowerShares India Exchange Trade Fund Trust 24.69 324 324 0.00 9 8 -11.11
2018-03-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 109.48 862 612 -29.00 104 67 -35.58
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 216.04 9,600 9,600 0.00 1,682 2,074 23.31
2018-03-31 13F-HR EVN / Eaton Vance Municipal Income Trust 11.68 0 8,650 0 101
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 73.48 1,216 1,116 -8.22 99 82 -17.17
2018-03-31 13F-HR GMED / Globus Medical, Inc. 49.28 345 345 0.00 14 17 21.43
2018-03-31 13F-HR LUK / Leucadia National Corp. 22.14 602 542 -9.97 16 12 -25.00
2018-03-31 13F-HR BABY / Natus Medical, Inc. 0.00 12 12 0.00 0 0
2018-03-31 13F-HR IDXX / IDEXX Laboratories, Inc. 0.00 2 2 0.00 0 0
2018-03-31 13F-HR JEC / Jacobs Engineering Group, Inc. 59.94 317 317 0.00 21 19 -9.52
2018-03-31 13F-HR AGN / Allergan plc 169.81 33 53 60.61 5 9 80.00
2018-03-31 13F-HR TXT / Textron, Inc. 58.75 800 800 0.00 45 47 4.44
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.17 2,073 1,704 -17.80 318 261 -17.92
2018-03-31 13F-HR THLD / Threshold Pharmaceuticals, Inc. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR BPL / Buckeye Partners, L.P. 232 11 9 -18.18
2018-03-31 13F-HR O / Realty Income Corp. 51.63 4,262 3,932 -7.74 243 203 -16.46
2018-03-31 13F-HR EPC / Edgewell Personal Care Company 49.14 407 407 0.00 24 20 -16.67
2018-03-31 13F-HR TGT / Target Corp. 68.91 624 624 0.00 41 43 4.88
2018-03-31 13F-HR ACCO / Acco Brands Corp. 14.18 141 141 0.00 2 2 0.00
2018-03-31 13F-HR GRPN / Groupon, Inc. 5.00 200 200 0.00 1 1 0.00
2018-03-31 13F-HR GIM / Templeton Global Income Fund 6.27 3,350 3,350 0.00 22 21 -4.55
2018-03-31 13F-HR CROX / Crocs, Inc. 0.00 25 25 0.00 0 0
2018-03-31 13F-HR EXK / Endeavour Silver Corp. 2.00 500 500 0.00 1 1 0.00
2018-03-31 13F-HR RDFN / Redfin Corp 22.52 755 755 0.00 24 17 -29.17
2018-03-31 13F-HR PRU / Prudential Financial, Inc. 103.78 1,560 1,561 0.06 179 162 -9.50
2018-03-31 13F-HR EWP / iShares MSCI Spain Capped ETF 32.42 366,707 2,005 -99.45 12,017 65 -99.46
2018-03-31 13F-HR LGND / Ligand Pharmaceuticals Incorporated 168.07 119 119 0.00 16 20 25.00
2018-03-31 13F-HR V / Visa, Inc. 119.70 4,978 4,979 0.02 568 596 4.93
2018-03-31 13F-HR ALSK / Alaska Communications Systems Group, Inc. 1.81 18,250 18,250 0.00 49 33 -32.65
2018-03-31 13F-HR VO / Vanguard Mid-Cap ETF 154.27 3,442 3,442 0.00 533 531 -0.38
2018-03-31 13F-HR EIM / Eaton Vance Municipal Bond Fund 11.81 32,000 32,000 0.00 400 378 -5.50
2018-03-31 13F-HR UN / Unilever N.V. 55.02 309 309 0.00 17 17 0.00
2018-03-31 13F-HR BNDX / Vanguard Total International Bond ETF 54.70 7,082 7,166 1.19 385 392 1.82
2018-03-31 13F-HR NVDA / NVIDIA Corp. 232.35 639 439 -31.30 124 102 -17.74
2018-03-31 13F-HR KGC / Kinross Gold Corp. 3.67 545 545 0.00 2 2 0.00
2018-03-31 13F-HR SAP / SAP SE 105.36 560 560 0.00 63 59 -6.35
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) 82.50 400 400 0.00 31 33 6.45
2018-03-31 13F-HR JRS / Nuveen Real Estate Income Fund 160 2 2 0.00
2018-03-31 13F-HR DHI / D.R. Horton, Inc. 46.15 129 130 0.78 7 6 -14.29
2018-03-31 13F-HR FFIV / F5 Networks, Inc. 144.67 6,536 6,083 -6.93 858 880 2.56
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 100.00 20 20 0.00 2 2 0.00
2018-03-31 13F-HR SNCR / Synchronoss Technologies, Inc. 10.31 291 291 0.00 3 3 0.00
2018-03-31 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 12.13 60,761 60,286 -0.78 796 731 -8.17
2018-03-31 13F-HR BTI / British American Tobacco p.l.c. 58.24 807 704 -12.76 54 41 -24.07
2018-03-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 206.61 968 968 0.00 184 200 8.70
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.84 2,271 2,499 10.04 220 237 7.73
2018-03-31 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 5,000 74 70 -5.41
2018-03-31 13F-HR IMUC / ImmunoCellular Therapeutics, Ltd. 0.00 200 200 0.00 0 0
2018-03-31 13F-HR VRTV / Veritiv Corporation 0.00 3 3 0.00 0 0
2018-03-31 13F-HR ELLI / Ellie Mae, Inc. 97.56 82 82 0.00 7 8 14.29
2018-03-31 13F-HR TR / Tootsie Roll Industries, Inc. 0.00 10 10 0.00 0 0
2018-03-31 13F-HR HAS / Hasbro, Inc. 0.00 3 3 0.00 0 0
2018-03-31 13F-HR HMNY / Helios and Matheson Analytics Inc. 0.00 10 10 0.00 0 0
2018-03-31 13F-HR PI / Impinj, Inc. 13.09 993 993 0.00 22 13 -40.91
2018-03-31 13F-HR ATV / Acorn International, Inc. 0.00 19 19 0.00 0 0
2018-03-31 13F-HR NPO / EnPro Industries, Inc. 79.79 188 188 0.00 18 15 -16.67
2018-03-31 13F-HR HL / Hecla Mining Co. 3.45 580 580 0.00 2 2 0.00
2018-03-31 13F-HR NWN / Northwest Natural Gas Co. 60.00 200 200 0.00 12 12 0.00
2018-03-31 13F-HR SQBG / Sequential Brands Group Inc. 0.00 101 101 0.00 0 0
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 264.40 191 382 100.00 51 101 98.04
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 17.93 769 725 -5.72 15 13 -13.33
2018-03-31 13F-HR UHS / Universal Health Services, Inc. 122.64 106 106 0.00 12 13 8.33
2018-03-31 13F-HR CAT / Caterpillar, Inc. 148.08 520 520 0.00 82 77 -6.10
2018-03-31 13F-HR OSTK / Overstock.com, Inc. 40.00 100 100 0.00 6 4 -33.33
2018-03-31 13F-HR MMU / Western Asset Managed Municipals Fund, Inc. 2,363 33 28 -15.15
2018-03-31 13F-HR CDK / CDK Global, Inc. 63.91 266 266 0.00 19 17 -10.53
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.50 8,719 8,619 -1.15 316 306 -3.16
2018-03-31 13F-HR RSPP / RSP Permian, Inc. 43.86 114 114 0.00 5 5 0.00
2018-03-31 13F-HR BDX / Becton Dickinson & Co. 218.75 64 64 0.00 14 14 0.00
2018-03-31 13F-HR JWN / Nordstrom, Inc. 48.45 9,695 9,701 0.06 459 470 2.40
2018-03-31 13F-HR COLB / Columbia Banking System, Inc. 42.24 1,089 1,089 0.00 47 46 -2.13
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. 181.73 2,080 2,080 0.00 301 378 25.58
2018-03-31 13F-HR DFS / Discover Financial Services 68.18 0 88 0 6
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 46.97 359 1,618 350.70 16 76 375.00
2018-03-31 13F-HR TMUS / T-Mobile US, Inc. 63.16 95 95 0.00 6 6 0.00
2018-03-31 13F-HR TLK / PT Telekomunikasi Indonesia 26.58 2,634 2,634 0.00 85 70 -17.65
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 110.02 2,536 2,536 0.00 271 279 2.95
2018-03-31 13F-HR PPBI / Pacific Premier Bancorp, Inc. 29.41 34 34 0.00 1 1 0.00
2018-03-31 13F-HR BHGE / Baker Hughes, a GE company 28.63 523 524 0.19 17 15 -11.76
2018-03-31 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 7.24 967 967 0.00 7 7 0.00
2018-03-31 13F-HR KEYS / Keysight Technologies Inc. 49.50 126 101 -19.84 5 5 0.00
2018-03-31 13F-HR CTL / CenturyLink, Inc. 16.28 2,633 3,071 16.64 44 50 13.64
2018-03-31 13F-HR SCHH / Schwab U.S. REIT ETF 38.25 32,731 30,562 -6.63 1,362 1,169 -14.17
2018-03-31 13F-HR GPK / Graphic Packaging Holding Co. 20.00 50 50 0.00 1 1 0.00
2018-03-31 13F-HR A / Agilent Technologies, Inc. 69.31 333 202 -39.34 22 14 -36.36
2018-03-31 13F-HR AAPL / Apple, Inc. 167.77 18,313 16,070 -12.25 3,099 2,696 -13.00
2018-03-31 13F-HR SNAP / Snapchat, Inc. 14.81 385 270 -29.87 6 4 -33.33
2018-03-31 13F-HR CS / Credit Suisse Group 15.38 260 260 0.00 5 4 -20.00
2018-03-31 13F-HR RGLD / Royal Gold, Inc. 86.42 81 81 0.00 7 7 0.00
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.78 579 370 -36.10 100 68 -32.00
2018-03-31 13F-HR MON / Monsanto Co. 116.39 1,492 1,452 -2.68 174 169 -2.87
2018-03-31 13F-HR BYM / BlackRock Municipal Income Quality Trust 13.13 18,200 18,200 0.00 258 239 -7.36
2018-03-31 13F-HR SBUX / Starbucks Corp. 57.89 59,715 55,587 -6.91 3,429 3,218 -6.15
2018-03-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 11.76 0 8,500 0 100
2018-03-31 13F-HR DDR / DDR Corp. 8.26 121 121 0.00 1 1 0.00
2018-03-31 13F-HR MKC / McCormick & Co., Inc. 105.86 529 529 0.00 54 56 3.70
2018-03-31 13F-HR AFL / AFLAC, Inc. 45.16 155 310 100.00 14 14 0.00
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 51.57 446 446 0.00 25 23 -8.00
2018-03-31 13F-HR GG / Goldcorp, Inc. 13.33 150 150 0.00 2 2 0.00
2018-03-31 13F-HR WRB / Berkley (W.R.) Corp. 66.67 60 60 0.00 4 4 0.00
2018-03-31 13F-HR KBA / KraneShares CSI China Internet ETF 33.33 100 150 50.00 3 5 66.67
2018-03-31 13F-HR PPH / VanEck Vectors ETF TR 56.67 1,200 1,200 0.00 71 68 -4.23
2018-03-31 13F-HR AG / First Majestic Silver Corp. 6.45 310 310 0.00 2 2 0.00
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 89.08 3,725 3,626 -2.66 368 323 -12.23
2018-03-31 13F-HR SLB / Schlumberger Ltd. 64.97 1,490 1,493 0.20 100 97 -3.00
2018-03-31 13F-HR PMO / Putnam Municipal Opportunities Trust 5,796 72 68 -5.56
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. 69.51 3,050 3,050 0.00 206 212 2.91
2018-03-31 13F-HR EDIT / Editas Medicine, Inc. 32.49 277 277 0.00 9 9 0.00
2018-03-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 250.00 36 36 0.00 9 9 0.00
2018-03-31 13F-HR PM / Philip Morris International, Inc. 99.51 1,648 1,648 0.00 174 164 -5.75
2018-03-31 13F-HR FEU / SPDR STOXX Europe 50 ETF 34.64 478,008 41,109 -91.40 17,170 1,424 -91.71
2018-03-31 13F-HR RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF 200.00 5,619 5 -99.91 1,009 1 -99.90
2018-03-31 13F-HR EME / EMCOR Group, Inc. 78.00 500 500 0.00 41 39 -4.88
2018-03-31 13F-HR FSM / Fortuna Silver Mines Inc. 6.00 500 500 0.00 3 3 0.00
2018-03-31 13F-HR ABX / Barrick Gold Corp. 12.74 1,177 1,177 0.00 17 15 -11.76
2018-03-31 13F-HR FTNT / Fortinet, Inc. 54.05 148 148 0.00 6 8 33.33
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.10 7,212 7,307 1.32 1,008 936 -7.14
2018-03-31 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 11.33 98,488 94,569 -3.98 1,182 1,071 -9.39
2018-03-31 13F-HR SHPG / Shire Plc. 140.00 91 50 -45.05 14 7 -50.00
2018-03-31 13F-HR HQH / Tekla Healthcare Investors 1,963 44 5 -88.64
2018-03-31 13F-HR LKQ / LKQ Corp. 39.84 251 251 0.00 10 10 0.00
2018-03-31 13F-HR CSL / Carlisle Companies, Inc. 100.00 50 50 0.00 6 5 -16.67
2018-03-31 13F-HR STM / STMicroelectronics N.V. 22.54 1,065 1,065 0.00 23 24 4.35
2018-03-31 13F-HR CP / Canadian Pacific Railway Ltd. 172.93 133 133 0.00 24 23 -4.17
2018-03-31 13F-HR SAGE / Sage Therapeutics, Inc. 160.58 137 137 0.00 23 22 -4.35
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 160.28 725 705 -2.76 113 113 0.00
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 32.00 250 250 0.00 9 8 -11.11
2018-03-31 13F-HR HAL / Halliburton Co. 47.08 2,845 2,846 0.04 139 134 -3.60
2018-03-31 13F-HR KSS / Kohl's Corp. 66.67 15 15 0.00 1 1 0.00
2018-03-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 12.22 134,909 129,216 -4.22 1,778 1,579 -11.19
2018-03-31 13F-HR LW / Lamb Weston Holdings, Inc. 57.44 383 383 0.00 22 22 0.00
2018-03-31 13F-HR PPT / Putnam Premier Income Trust 5.08 3,150 3,150 0.00 17 16 -5.88
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 178.27 8,410 8,055 -4.22 1,594 1,436 -9.91
2018-03-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 166.67 18 18 0.00 3 3 0.00
2018-03-31 13F-HR PEGI / Pattern Energy Group Inc. 0.00 20 20 0.00 0 0
2018-03-31 13F-HR AKP / Alliance California Municipal Income Fund, Inc. 12.70 10,000 10,000 0.00 136 127 -6.62
2018-03-31 13F-HR LIT / Global X Funds 34.13 287 293 2.09 11 10 -9.09
2018-03-31 13F-HR OLLI / Ollie's Bargain Outlet Holdings, Inc. 58.82 272 272 0.00 14 16 14.29
2018-03-31 13F-HR AIT / Applied Industrial Technologies, Inc. 72.03 472 472 0.00 32 34 6.25
2018-03-31 13F-HR SEE / Sealed Air Corp. 44.44 270 270 0.00 13 12 -7.69
2018-03-31 13F-HR NGD / New Gold, Inc. 1.90 526 526 0.00 2 1 -50.00
2018-03-31 13F-HR BEN / Franklin Resources, Inc. 34.63 1,935 1,935 0.00 84 67 -20.24
2018-03-31 13F-HR EKSO / Ekso Bionics Holdings, Inc. 1.12 896 896 0.00 2 1 -50.00
2018-03-31 13F-HR ORCL / Oracle Corp. 45.75 27,516 27,520 0.01 1,301 1,259 -3.23
2018-03-31 13F-HR MFT / BlackRock MuniYield Investment Quality Fund 13.33 300 300 0.00 4 4 0.00
2018-03-31 13F-HR PGR / Progressive Corp. (The) 60.94 7,565 7,565 0.00 426 461 8.22
2018-03-31 13F-HR TWTR / Twitter, Inc. 28.33 600 600 0.00 14 17 21.43
2018-03-31 13F-HR EQIX / Equinix, Inc. 416.06 137 137 0.00 62 57 -8.06
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 60.67 5,027 5,884 17.05 301 357 18.60
2018-03-31 13F-HR SPWR / SunPower Corp. 8.18 1,100 1,100 0.00 9 9 0.00
2018-03-31 13F-HR CAH / Cardinal Health, Inc. 61.62 356 357 0.28 22 22 0.00
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 104.64 20,548 18,549 -9.73 2,448 1,941 -20.71
2018-03-31 13F-HR EA / Electronic Arts Inc. 118.75 160 160 0.00 17 19 11.76
2018-03-31 13F-HR VLO / Valero Energy Corp. 94.02 234 234 0.00 22 22 0.00
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 74.78 682 682 0.00 49 51 4.08
2018-03-31 13F-HR HE / Hawaiian Electric Industries, Inc. 34.38 1,600 1,600 0.00 58 55 -5.17
2018-03-31 13F-HR GSK / GlaxoSmithKline plc 40.00 200 200 0.00 7 8 14.29
2018-03-31 13F-HR MAS / Masco Corp. 40.00 500 500 0.00 22 20 -9.09
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. 6.00 2,000 2,000 0.00 11 12 9.09
2018-03-31 13F-HR OMCL / Omnicell, Inc. 42.35 307 307 0.00 15 13 -13.33
2018-03-31 13F-HR IEV / iShares Europe 350 ETF 45.71 175 175 0.00 8 8 0.00
2018-03-31 13F-HR RYT / Guggenheim S&P 500 Equal Weight Technology ETF 166.67 211 24 -88.63 30 4 -86.67
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.12 1,628 2,118 30.10 1,904 3,065 60.98
2018-03-31 13F-HR MU / Micron Technology, Inc. 51.28 590 390 -33.90 24 20 -16.67
2018-03-31 13F-HR LULU / lululemon athletica inc. 88.54 192 192 0.00 15 17 13.33
2018-03-31 13F-HR NVCN / Neovasc, Inc . 0.00 375 375 0.00 0 0
2018-03-31 13F-HR MTH / Meritage Homes Corp. 0.00 5 5 0.00 0 0
2018-03-31 13F-HR AKRX / Akorn, Inc. 17.70 452 452 0.00 15 8 -46.67
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.30 3,997 3,518 -11.98 243 184 -24.28
2018-03-31 13F-HR CNQ / Canadian Natural Resources Limited 30.00 200 200 0.00 7 6 -14.29
2018-03-31 13F-HR HDGE / Active Bear ETF/The 10.00 200 200 0.00 2 2 0.00
2018-03-31 13F-HR TBF / ProShares Short 20+ Yr Treasury 29.85 67 67 0.00 1 2 100.00
2018-03-31 13F-HR RIG / Transocean, Inc. 9.76 205 205 0.00 2 2 0.00
2018-03-31 13F-HR CI / Cigna Corp. 166.67 180 180 0.00 37 30 -18.92
2018-03-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 4.77 1,832 1,886 2.95 10 9 -10.00
2018-03-31 13F-HR HAWK / Blackhawk Network Holdings, Inc. 45.69 197 197 0.00 7 9 28.57
2018-03-31 13F-HR GWW / Grainger (W.W.), Inc. 284.55 123 123 0.00 29 35 20.69
2018-03-31 13F-HR ZG / Zillow Group, Inc. 0.00 8 8 0.00 0 0
2018-03-31 13F-HR SHOP / Shopify Inc. 125.00 200 200 0.00 20 25 25.00
2018-03-31 13F-HR RTN / Raytheon Co. 216.03 600 1,560 160.00 113 337 198.23
2018-03-31 13F-HR C / Citigroup, Inc. 66.18 336 136 -59.52 25 9 -64.00
2018-03-31 13F-HR EXPE / Expedia, Inc. 107.53 93 93 0.00 11 10 -9.09
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 69.67 4,715 4,880 3.50 332 340 2.41
2018-03-31 13F-HR CSX / CSX Corp. 55.62 1,634 1,636 0.12 90 91 1.11
2018-03-31 13F-HR ROIC / Retail Opportunity Investments Corp. 18.18 715 715 0.00 14 13 -7.14
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 94.59 221 222 0.45 22 21 -4.55
2018-03-31 13F-HR SPH / Suburban Propane Partners, L.P. 300 7 7 0.00
2018-03-31 13F-HR IDCC / InterDigital, Inc. 73.33 300 300 0.00 23 22 -4.35
2018-03-31 13F-HR IIM / Invesco Value Municipal Income Trust 16.00 0 250 0 4
2018-03-31 13F-HR ZUMZ / Zumiez, Inc. 23.33 300 300 0.00 6 7 16.67
2018-03-31 13F-HR GM / General Motors Company 27.78 36 36 0.00 1 1 0.00
2018-03-31 13F-HR MYL / Mylan N.V. 41.15 1,288 1,288 0.00 54 53 -1.85
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 64.06 954 640 -32.91 68 41 -39.71
2018-03-31 13F-HR VEEV / Veeva Systems Inc. 90.91 22 22 0.00 1 2 100.00
2018-03-31 13F-HR SU / Suncor Energy Inc. 33.58 268 268 0.00 10 9 -10.00
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 54.67 2,250 2,250 0.00 126 123 -2.38
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 55.59 11,544 11,045 -4.32 590 614 4.07
2018-03-31 13F-HR BA / Boeing Company (The) 327.87 12,485 10,928 -12.47 3,682 3,583 -2.69
2018-03-31 13F-HR LUV / Southwest Airlines Co. 57.52 1,130 1,130 0.00 74 65 -12.16
2018-03-31 13F-HR DRE / Duke Realty Corp. 25.75 233 233 0.00 6 6 0.00
2018-03-31 13F-HR AYR / Aircastle Ltd. 20.00 1,000 1,000 0.00 23 20 -13.04
2018-03-31 13F-HR VMI / Valmont Industries, Inc. 146.25 4,000 4,000 0.00 663 585 -11.76
2018-03-31 13F-HR STE / STERIS Corp. 0.00 3 3 0.00 0 0
2018-03-31 13F-HR BR / Broadridge Financial Solutions, Inc. 110.00 200 200 0.00 18 22 22.22
2018-03-31 13F-HR TBI / TrueBlue, Inc. 26.67 150 150 0.00 4 4 0.00
2018-03-31 13F-HR CGNX / Cognex Corp. 52.00 1,000 1,000 0.00 61 52 -14.75
2018-03-31 13F-HR ALLE / Allegion Public Limited 85.85 629 629 0.00 50 54 8.00
2018-03-31 13F-HR EWG / iShares MSCI Germany ETF 31.25 10,177 384 -96.23 336 12 -96.43
2018-03-31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 28.70 641 165,899 25,781.28 18 4,761 26,350.00
2018-03-31 13F-HR ATVI / Activision Blizzard, Inc. 62.50 16 16 0.00 1 1 0.00
2018-03-31 13F-HR BECN / Beacon Roofing Supply, Inc. 55.30 217 217 0.00 14 12 -14.29
2018-03-31 13F-HR WMB / Williams Companies, Inc. (The) 24.00 250 250 0.00 8 6 -25.00
2018-03-31 13F-HR PSLV / Sprott Physical Silver Trust 6.04 2,786 6,126 119.89 18 37 105.56
2018-03-31 13F-HR SCHF / Schwab International Equity ETF 33.78 3,976 3,523 -11.39 135 119 -11.85
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 335.88 130 131 0.77 42 44 4.76
2018-03-31 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 52.88 117,677 122,008 3.68 6,269 6,452 2.92
2018-03-31 13F-HR GFI / Gold Fields Ltd. 8.00 125 125 0.00 1 1 0.00
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 62.50 160 160 0.00 12 10 -16.67
2018-03-31 13F-HR MMS / MAXIMUS, Inc. 66.33 196 196 0.00 14 13 -7.14
2018-03-31 13F-HR ABC / AmerisourceBergen Corp. 78.43 50 51 2.00 5 4 -20.00
2018-03-31 13F-HR TXN / Texas Instruments Inc. 104.22 1,961 1,468 -25.14 205 153 -25.37
2018-03-31 13F-HR MCO / Moody's Corp. 160.00 75 75 0.00 11 12 9.09
2018-03-31 13F-HR LOGM / LogMein, Inc. 116.39 421 421 0.00 48 49 2.08
2018-03-31 13F-HR MIDD / Middleby Corp. (The) 124.18 153 153 0.00 21 19 -9.52
2018-03-31 13F-HR RSG / Republic Services, Inc. 70.71 99 99 0.00 7 7 0.00
2018-03-31 13F-HR HOG / Harley-Davidson, Inc. 43.20 625 625 0.00 32 27 -15.62
2018-03-31 13F-HR VHC / VirnetX Holding Corp. 0.00 100 100 0.00 0 0
2018-03-31 13F-HR QD / Qudian Inc. 15.15 132 132 0.00 2 2 0.00
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.50 3,614 3,614 0.00 716 721 0.70
2018-03-31 13F-HR IAG / IAMGOLD Corp. 5.67 705 705 0.00 4 4 0.00
2018-03-31 13F-HR MS / Morgan Stanley 52.63 304 304 0.00 16 16 0.00
2018-03-31 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 6.25 160 160 0.00 1 1 0.00
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.62 127 210 65.35 6 10 66.67
2018-03-31 13F-HR WY / Weyerhaeuser Co. 34.98 6,547 6,547 0.00 231 229 -0.87
2018-03-31 13F-HR SCHA / Schwab U.S. Small-Cap ETF 69.13 94,170 97,689 3.74 6,567 6,753 2.83
2018-03-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121.21 33 33 0.00 4 4 0.00
2018-03-31 13F-HR SDRL / Seadrill Limited 0.00 2,031 1,564 -22.99 0 0
2018-03-31 13F-HR OTEL / Otelco, Inc. 14.90 22,950 22,950 0.00 306 342 11.76
2018-03-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 52.66 2,024 2,032 0.40 111 107 -3.60
2018-03-31 13F-HR BKH / Black Hills Corp. 53.53 467 467 0.00 28 25 -10.71
2018-03-31 13F-HR HPQ / HP Inc. 21.95 2,096 2,096 0.00 44 46 4.55
2018-03-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 321.78 2 202 10,000.00 1 65 6,400.00
2018-03-31 13F-HR VB / Vanguard Small-Cap ETF 145.91 281 281 0.00 42 41 -2.38
2018-03-31 13F-HR ADNT / Adient plc 64.52 62 62 0.00 5 4 -20.00
2018-03-31 13F-HR NTLA / Intellia Therapeutics, Inc. 20.08 249 249 0.00 5 5 0.00
2018-03-31 13F-HR TEL / TE Connectivity Ltd. 100.00 50 50 0.00 5 5 0.00
2018-03-31 13F-HR DBD / Diebold, Inc. 15.50 129 129 0.00 2 2 0.00
2018-03-31 13F-HR ENZL / iShares MSCI New Zealand Capped ETF 48.00 250 250 0.00 12 12 0.00
2018-03-31 13F-HR KCAP / KCAP Financial, Inc. 3.57 560 560 0.00 2 2 0.00
2018-03-31 13F-HR T / AT & T, Inc. 35.69 4,942 5,772 16.79 192 206 7.29
2018-03-31 13F-HR AGCO / AGCO Corp. 63.64 220 220 0.00 16 14 -12.50
2018-03-31 13F-HR FSLR / First Solar, Inc. 66.67 30 30 0.00 2 2 0.00
2018-03-31 13F-HR KNDI / Kandi Technolgies Group, Inc. 5.00 400 400 0.00 3 2 -33.33
2018-03-31 13F-HR USB / U.S. Bancorp 50.47 5,376 5,310 -1.23 288 268 -6.94
2018-03-31 13F-HR CME / CME Group, Inc. 171.43 35 35 0.00 5 6 20.00
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 215.19 245 237 -3.27 54 51 -5.56
2018-03-31 13F-HR SINA / Sina Corp. 105.56 360 360 0.00 36 38 5.56
2018-03-31 13F-HR FSBW / FS Bancorp, Inc. 52.49 362 362 0.00 20 19 -5.00
2018-03-31 13F-HR COST / Costco Wholesale Corp. 188.42 10,231 9,686 -5.33 1,904 1,825 -4.15
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 78.12 254 320 25.98 20 25 25.00
2018-03-31 13F-HR USL / United States 12 Month Oil Fund, LP 23.44 128 128 0.00 3 3 0.00
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.88 31,616 30,857 -2.40 1,211 1,323 9.25
2018-03-31 13F-HR MVIS / Microvision, Inc. 1.14 313 14,063 4,392.97 1 16 1,500.00
2018-03-31 13F-HR ATO / Atmos Energy Corp. 86.49 185 185 0.00 16 16 0.00
2018-03-31 13F-HR EFV / iShares MSCI EAFE Value Index 54.26 129 129 0.00 7 7 0.00
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 75.49 3,060 3,060 0.00 254 231 -9.06
2018-03-31 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 9 0 -100.00 0 0
2018-03-31 13F-HR AXU / Alexco Resource Corp. 10,000 0 -100.00 16 0 -100.00
2018-03-31 13F-HR Z / Zillow Group, Inc. Class C 400 0 -100.00 16 0 -100.00
2018-03-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 6 0 -100.00 0 0
2018-03-31 13F-HR WPM / Wheaton Precious Metals Corp. Call 100,000 0 -100.00 0 0
2018-03-31 13F-HR VIAB / Viacom, Inc. Call 300 0 -100.00 0 0
2018-03-31 13F-HR CAH / Cardinal Health, Inc. Call 200 0 -100.00 0 0
2018-03-31 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference Call 100 0 -100.00 0 0
2018-03-31 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 1,612 0 -100.00 25 0 -100.00
2018-03-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 2,064 0 -100.00 29 0 -100.00
2018-03-31 13F-HR BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 1,500 0 -100.00 59 0 -100.00
2018-03-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 2,500 0 -100.00 28 0 -100.00
2018-03-31 13F-HR SFBC / Sound Financial Bancorp, Inc. 1,000 0 -100.00 34 0 -100.00
2018-03-31 13F-HR CANE / Teucrium Sugar Fund 200 0 -100.00 2 0 -100.00
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 33 0 -100.00 3 0 -100.00
2018-03-31 13F-HR WBII / WBI Tactical Income Shares 2,000 0 -100.00 51 0 -100.00
2018-03-31 13F-HR WBIF / WBI Large Cap Tactical Value Shares 343 0 -100.00 10 0 -100.00
2018-03-31 13F-HR WBIG / WBI Large Cap Tactical Yield Shares 387 0 -100.00 10 0 -100.00
2018-03-31 13F-HR WBIR / WBI Tactical Rotation Shares 259 0 -100.00 7 0 -100.00
2018-03-31 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 23 0 -100.00 1 0 -100.00
2018-03-31 13F-HR WBIB / WBI SMID Tactical Value Shares 326 0 -100.00 9 0 -100.00
2018-03-31 13F-HR WBIC / WBI SMID Tactical Yield Shares 333 0 -100.00 7 0 -100.00
2018-03-31 13F-HR WBIA / WBI SMID Tactical Growth Shares 190 0 -100.00 5 0 -100.00
2018-03-31 13F-HR SPHB / PowerShares S&P 500 High Beta Port ETF 30 0 -100.00 1 0 -100.00
2018-03-31 13F-HR SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 65 0 -100.00 3 0 -100.00
2018-03-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 594 0 -100.00 12 0 -100.00
2018-03-31 13F-HR NVAX / Novavax, Inc. 16,000 0 -100.00 20 0 -100.00
2018-03-31 13F-HR NSU / Nevsun Resources Ltd. 20,000 0 -100.00 49 0 -100.00
2018-03-31 13F-HR NCR / NCR Corp. 12 0 -100.00 0 0
2018-03-31 13F-HR MRCC / Monroe Capital Corp 300 0 -100.00 4 0 -100.00
2018-03-31 13F-HR MPW / Medical Properties Trust Inc. 3,000 0 -100.00 41 0 -100.00
2018-03-31 13F-HR MA / MasterCard Incorporated 11 0 -100.00 2 0 -100.00
2018-03-31 13F-HR IXYS / IXYS Corp. 808 0 -100.00 19 0 -100.00
2018-03-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 30 0 -100.00 2 0 -100.00
2018-03-31 13F-HR HYLB / Xtrackers USD High Yield Corpora 1 0 -100.00 0 0
2018-03-31 13F-HR IBND / SPDR Barclays International Corporate Bond ETF 13 0 -100.00 0 0
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 50 0 -100.00 1 0 -100.00
2018-03-31 13F-HR FNDE / Schwab Fundamental Emerging Markets Large Company Index ETF 67 0 -100.00 2 0 -100.00
2018-03-31 13F-HR FNDC / Schwab Fundamental International Small Company Index ETF 44 0 -100.00 2 0 -100.00
2018-03-31 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 82 0 -100.00 3 0 -100.00
2018-03-31 13F-HR CHUBK / Commercehub Inc 1 0 -100.00 0 0
2018-03-31 13F-HR CC / Chemours Company (The) 46 0 -100.00 2 0 -100.00
2018-03-31 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 114 0 -100.00 4 0 -100.00
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF 50 0 -100.00 3 0 -100.00
2018-03-31 13F-HR TDC / Teradata Corp. 12 0 -100.00 0 0
2018-03-31 13F-HR WBIL / WBI Large Cap Tactical Select Shares 208 0 -100.00 6 0 -100.00
2018-03-31 13F-HR IAU / iShares Gold Trust 160 0 -100.00 2 0 -100.00
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 200 0 -100.00 29 0 -100.00
2018-03-31 13F-HR XPCMX / PCM Fund, Inc. 455 0 -100.00 5 0 -100.00
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 205 0 -100.00 6 0 -100.00
2018-03-31 13F-HR PX / Praxair, Inc. 25 0 -100.00 4 0 -100.00
2018-03-31 13F-HR DATA / Tableau Software, Inc. 137 0 -100.00 9 0 -100.00
2018-03-31 13F-HR DBA / PowerShares DB Agriculture Fund 290 0 -100.00 5 0 -100.00
2018-03-31 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 14 0 -100.00 1 0 -100.00
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 500 0 -100.00 19 0 -100.00
2018-03-31 13F-HR FLOT / iShares Floating Rate Bond ETF 164 0 -100.00 8 0 -100.00
2018-03-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 60 0 -100.00 3 0 -100.00
2018-03-31 13F-HR FDN / First Trust Dow Jones Internet Index Fund 15 0 -100.00 2 0 -100.00
2018-03-31 13F-HR ALLY / Ally Financial Inc. Call 400 0 -100.00 0 0
2018-03-31 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 4 0 -100.00 0 0
2018-03-31 13F-HR AERI / Aerie Pharmaceuticals, Inc. 185 0 -100.00 11 0 -100.00
2018-03-31 13F-HR CAR / Avis Budget Group, Inc. Call 200 0 -100.00 0 0
2018-03-31 13F-HR ESNC / EnSync, Inc. 2,000 0 -100.00 1 0 -100.00
2018-03-31 13F-HR APA / Apache Corp. Call 800 0 -100.00 0 0
2018-03-31 13F-HR WBID / WBI SMID Tactical Select Shares 370 0 -100.00 9 0 -100.00
2018-03-31 13F-HR WBIH / WBI Tactical High Income Shares 2,202 0 -100.00 55 0 -100.00
2018-03-31 13F-HR WBIE / WBI Large Cap Tactical Growth Shares 225 0 -100.00 6 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. 6 0 -100.00 10 0 -100.00
2018-03-31 13F-HR TIME / Time Inc. 49 0 -100.00 1 0 -100.00
2018-03-31 13F-HR NWL / Newell Brands Inc. 400 0 -100.00 12 0 -100.00
2018-03-31 13F-HR SQQQ / ProShares UltraPro Short QQQ 2,500 0 -100.00 54 0 -100.00
2018-03-31 13F-HR HBI / Hanesbrands, Inc. 832 0 -100.00 17 0 -100.00
2018-03-31 13F-HR RGI / Guggenheim S&P 500 Equal Weight Industrials ETF 1 0 -100.00 0 0
2018-03-31 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares 5,000 0 -100.00 89 0 -100.00
2018-03-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 63 0 -100.00 5 0 -100.00
2018-03-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 800 0 -100.00 10 0 -100.00
2018-03-31 13F-HR HRG / Harbinger Group Inc. 32 0 -100.00 1 0 -100.00
2018-03-31 13F-HR AUG / Auryn Resources Inc. 20,000 0 -100.00 33 0 -100.00
2018-03-31 13F-HR BREW / Craft Brew Alliance, Inc. 240 0 -100.00 5 0 -100.00
2018-03-31 13F-HR ARLZ / Aralez Pharmaceuticals Inc. 6 0 -100.00 0 0
2018-03-31 13F-HR WPC / W.P. Carey Inc. 700 0 -100.00 48 0 -100.00
2018-03-31 13F-HR EMLC / VanEck Vectors ETF TR Call 200 0 -100.00 0 0
2018-03-31 13F-HR NG / NovaGold Resources Inc. Call 4,000 0 -100.00 0 0
2018-03-31 13F-HR GM / General Motors Company Call 1,000 0 -100.00 0 0
2018-03-31 13F-HR COF / Capital One Financial Corp. Call 100 0 -100.00 0 0
2018-03-31 13F-HR CNQ / Canadian Natural Resources Limited Call 500 0 -100.00 0 0
2018-03-31 13F-HR CAKE / Cheesecake Factory Incorporated (THE) Call 200 0 -100.00 0 0
2018-03-31 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 1,518 0 -100.00 12 0 -100.00
2018-03-31 13F-HR CSQ / Calamos Strategic Total Return Fund 3,041 0 -100.00 37 0 -100.00
2018-03-31 13F-HR WGL / WGL Holdings, Inc. 187 0 -100.00 19 0 -100.00
2018-03-31 13F-HR OPNT / Opiant Pharmaceuticals, Inc. 2,500 0 -100.00 57 0 -100.00
2018-03-31 13F-HR WDFC / WD-40 Co. 100 0 -100.00 12 0 -100.00
2018-03-31 13F-HR TCRX / THL Credit, Inc. 500 0 -100.00 5 0 -100.00
2018-03-31 13F-HR SPIB / SPDR Portfolio Intermediate Term 12 0 -100.00 0 0
2018-03-31 13F-HR SOXX / iShares PHLX Semiconductor ETF 5 0 -100.00 1 0 -100.00
2018-03-31 13F-HR OXM / Oxford Industries, Inc. 124 0 -100.00 9 0 -100.00
2018-03-31 13F-HR NVLN / NOVELION THERAPEUTICS INC. 10 0 -100.00 0 0
2018-03-31 13F-HR MIC / Macquarie Infrastructure Company LLC 500 0 -100.00 32 0 -100.00
2018-03-31 13F-HR MGEN / Miragen Therapeutics 200 0 -100.00 2 0 -100.00
2018-03-31 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 437 0 -100.00 2 0 -100.00
2018-03-31 13F-HR JUNO / Juno Therapeutics, Inc. 28 0 -100.00 1 0 -100.00
2018-03-31 13F-HR WESTERN ASSET HIGH INCM / (95766K109) 1,000 0 -100.00 5 0
2018-03-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 2,000 0 -100.00 47 0 -100.00
2018-03-31 13F-HR FNDF / Schwab Fundamental International Large Company Index ETF 103 0 -100.00 3 0 -100.00
2018-03-31 13F-HR EMLC / VanEck Vectors ETF TR 138 0 -100.00 3 0 -100.00
2018-03-31 13F-HR EBND / SPDR Emrgng Mkts Local Bond ETF 4 0 -100.00 0 0
2018-03-31 13F-HR DOC / Physicians Realty Trust 1,000 0 -100.00 18 0 -100.00
2018-03-31 13F-HR POLARITYTE INC / (731094108) 320 0 -100.00 7 0
2018-03-31 13F-HR BSCO / Guggenheim BulletShares 2024 Corporate Bond ETF 53 0 -100.00 1 0 -100.00
2018-03-31 13F-HR AVA / Avista Corp. 182 0 -100.00 9 0 -100.00
2018-03-31 13F-HR APA / Apache Corp. 27 0 -100.00 1 0 -100.00
2018-03-31 13F-HR AKG / Asanko Gold Inc. 10,000 0 -100.00 7 0 -100.00