Current Holdings (from 13F, 13D)

InvestorTradewinds Capital Management, LLC
Portfolio Value$ 196,202,000
Current Positions703
Opened Positions5
Closed Positions43

Tradewinds Capital Management, LLC has disclosed 703 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 196,202,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Tradewinds Capital Management, LLC's top holdings are Microsoft Corp. (NASDAQ:MSFT) , SPDR Barclays Convertible Securities ETF (NYSE:CWB) , SPDR STOXX Europe 50 ETF (NYSE:FEU) , Schwab International Small-Cap Equity ETF (NYSE:SCHC) , and Guggenheim S&P 500 Top 50 ETF (NYSE:XLG) . Tradewinds Capital Management, LLC's new positions include SPDR STOXX Europe 50 ETF (NYSE:FEU) , iShares MSCI Australia ETF (NYSE:EWA) , DowDuPont Inc. (NYSE:DWDP) , WBI Tactical Income Shares (NYSE:WBII) , and Auryn Resources Inc. (AMEX:AUG) .


All Tradewinds Capital Management, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-03. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR WPM / Wheaton Precious Metals Corp. Call 0.00 50,000 0
2017‑09‑30 13F-HR VIAB / Viacom, Inc. Call 0.00 300 0
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 0.00 300 0
2017‑09‑30 13F-HR NG / NovaGold Resources Inc. Call 0.00 4,000 0
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. Call 0.00 700 0
2017‑09‑30 13F-HR GM / General Motors Company Call 0.00 1,000 0
2017‑09‑30 13F-HR F / Ford Motor Co. Call 0.00 3,000 0
2017‑09‑30 13F-HR CNQ / Canadian Natural Resources Limited Call 0.00 500 0
2017‑09‑30 13F-HR CAR / Avis Budget Group, Inc. Call 0.00 200 0
2017‑09‑30 13F-HR APA / Apache Corp. Call 0.00 800 0
2017‑09‑30 13F-HR ALLY / Ally Financial Inc. Call 0.00 400 0
2017‑09‑30 13F-HR TEUCRIUM / (88166A409) 10.00 200 2
2017‑09‑30 13F-HR ANCKF / Anfield Gold Corp 0.35 20,000 7
2017‑09‑30 13F-HR SAFEWAY PLC / (786CVR308) 0.00 2,400 0
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 22.43 5,884 132
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI TACTL ROTN (00400R866) 23.17 259 6
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI TACTICAL LCS (00400R809) 24.04 208 5
2017‑09‑30 13F-HR WBII / WBI Tactical Income Shares 25.50 2,000 51
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI TCT HG INC (00400R882) 24.52 2,202 54
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI TACTCL LCV (00400R601) 26.24 343 9
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI LGCAP WBIE (00400R502) 22.22 225 5
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI TACTICAL SMY (00400R304) 21.02 333 7
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI TACTICAL SMV (00400R205) 24.54 326 8
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 39.51 405 16
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 153.85 13 2
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 0.00 4 0
2017‑09‑30 13F-HR SSRM / SSR Mining Inc. 11.11 90 1
2017‑09‑30 13F-HR RDFN / Redfin Corp 25.23 555 14
2017‑09‑30 13F-HR NVAX / Novavax, Inc. 1.12 16,000 18
2017‑09‑30 13F-HR MNGA / MagneGas Corp. 0.00 8 0
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 33.06 363 12
2017‑09‑30 13F-HR IPWR / Ideal Power Inc. 2.00 500 1
2017‑09‑30 13F-HR HACK / PureFunds ISE Cyber Security ETF 40.00 50 2
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.41 170 5
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / NASDQ SEMCNDTR (33738R811) 25.42 118 3
2017‑09‑30 13F-HR FRONTIER COMMUNICATIONS CORP / (35906A306) 0.00 36 0
2017‑09‑30 13F-HR FFIDX / Fidelity 27.78 72 2
2017‑09‑30 13F-HR FSIC / FS Investment Corporation 7.30 411 3
2017‑09‑30 13F-HR FEU / SPDR STOXX Europe 50 ETF 35.61 323,220 11,510
2017‑09‑30 13F-HR EXK / Endeavour Silver Corp. 2.00 500 1
2017‑09‑30 13F-HR ISHARES INC / MSCI JPN ETF NEW (46434G822) 62.50 48 3
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.23 1,459 101
2017‑09‑30 13F-HR CVU / CPI Aerostructures, Inc. 0.00 1 0
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.60 607 38
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 37.04 621 23
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 66.67 30 2
2017‑09‑30 13F-HR AUG / Auryn Resources Inc. 2.25 20,000 45
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 2.00 500 500 0.00 1 1 0.00
2017‑09‑30 13F-HR EVR / Evercore Partners, Inc. 72.73 55 55 0.00 4 4 0.00
2017‑09‑30 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 35.04 685 685 0.00 23 24 4.35
2017‑09‑30 13F-HR DEO / Diageo plc 131.80 1,176 1,176 0.00 141 155 9.93
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 3.29 304 304 0.00 1 1 0.00
2017‑09‑30 13F-HR CIG / Cemig-Companhia Energetica 2.74 1,095 1,095 0.00 3 3 0.00
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 974.30 458 428 -6.55 426 417 -2.11
2017‑09‑30 13F-HR OGS / ONE Gas, Inc. 73.44 640 640 0.00 45 47 4.44
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 91.87 1,045 1,045 0.00 92 96 4.35
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 27.78 36 36 0.00 2 1 -50.00
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 300.00 10 10 0.00 3 3 0.00
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 60.00 50 50 0.00 3 3 0.00
2017‑09‑30 13F-HR NVRO / Nevro Corp. 86.96 69 69 0.00 5 6 20.00
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.19 905 311 -65.64 115 38 -66.96
2017‑09‑30 13F-HR MMM / 3M Co. 209.64 1,294 1,245 -3.79 269 261 -2.97
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF 43.48 115 115 0.00 5 5 0.00
2017‑09‑30 13F-HR OKSWF / Osisko Gold Royalties Ltd. 11.11 90 90 0.00 1 1 0.00
2017‑09‑30 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.92 16,600 16,600 0.00 226 231 2.21
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.89 318 318 0.00 19 20 5.26
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P500EQWTFI (78355W858) 41.28 258,693 273,085 5.56 10,218 11,273 10.32
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 958.84 463 413 -10.80 421 396 -5.94
2017‑09‑30 13F-HR HCN / Welltower Inc. 69.89 923 930 0.76 69 65 -5.80
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.91 1,150 1,150 0.00 41 39 -4.88
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 77.52 128 129 0.78 10 10 0.00
2017‑09‑30 13F-HR TDC / Teradata Corp. 0.00 0 12 0 0
2017‑09‑30 13F-HR TGNA / TEGNA Inc. 13.33 300 300 0.00 4 4 0.00
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.26 0 19 0 2
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53.52 766 766 0.00 39 41 5.13
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 12.50 160 160 0.00 2 2 0.00
2017‑09‑30 13F-HR WPRT / Westport Innovations Inc. 3.00 1,000 1,000 0.00 2 3 50.00
2017‑09‑30 13F-HR INTC / Intel Corp. 38.10 22,710 21,656 -4.64 766 825 7.70
2017‑09‑30 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.56 6,400 6,400 0.00 74 74 0.00
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.25 1,329 831 -37.47 25 16 -36.00
2017‑09‑30 13F-HR TIF / Tiffany & Co. 76.92 26 26 0.00 2 2 0.00
2017‑09‑30 13F-HR HTGC / Hercules Capital, Inc. 13.17 1,779 1,823 2.47 24 24 0.00
2017‑09‑30 13F-HR EEP / Enbridge Energy Partners, L.P. 16.48 364 364 0.00 6 6 0.00
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 20.00 200 200 0.00 7 4 -42.86
2017‑09‑30 13F-HR AET / Aetna, Inc. 158.54 82 82 0.00 12 13 8.33
2017‑09‑30 13F-HR OXM / Oxford Industries, Inc. 64.52 124 124 0.00 8 8 0.00
2017‑09‑30 13F-HR ETF MANAGERS TR / PRIME JUNIR SLVR (26924G102) 11.67 600 600 0.00 7 7 0.00
2017‑09‑30 13F-HR UVE / Universal Insurance Holdings, Inc. 20.00 50 50 0.00 1 1 0.00
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 28.57 35 35 0.00 1 1 0.00
2017‑09‑30 13F-HR IQI / Invesco Quality Municipal Income Trust 12.80 134,363 134,380 0.01 1,712 1,720 0.47
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 148.43 666 667 0.15 95 99 4.21
2017‑09‑30 13F-HR ATHN / athenahealth, Inc. 123.33 300 300 0.00 42 37 -11.90
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 64.70 711 711 0.00 46 46 0.00
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.67 1,269 1,101 -13.24 77 69 -10.39
2017‑09‑30 13F-HR EXPD / Expeditors International of Washington, Inc. 59.59 1,074 1,074 0.00 61 64 4.92
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 41.67 119 120 0.84 5 5 0.00
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 51.28 39 39 0.00 2 2 0.00
2017‑09‑30 13F-HR TCRX / THL Credit, Inc. 10.00 500 500 0.00 5 5 0.00
2017‑09‑30 13F-HR PSA / Public Storage 220.00 50 50 0.00 10 11 10.00
2017‑09‑30 13F-HR VEC / Vectrus, Inc. 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR UTX / United Technologies Corp. 115.38 129 130 0.78 16 15 -6.25
2017‑09‑30 13F-HR F / Ford Motor Co. 12.11 3,296 3,303 0.21 37 40 8.11
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 1,000.00 6 6 0.00 6 6 0.00
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.68 590 597 1.19 38 41 7.89
2017‑09‑30 13F-HR EIX / Edison International 77.50 1,200 1,200 0.00 94 93 -1.06
2017‑09‑30 13F-HR SPDR SER TR / NUVEEN BLMBRG SR (78468R739) 0.00 3 3 0.00 0 0
2017‑09‑30 13F-HR XPCMX / PCM Fund, Inc. 10.99 455 455 0.00 5 5 0.00
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 60.15 266 266 0.00 15 16 6.67
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 24.69 81 81 0.00 2 2 0.00
2017‑09‑30 13F-HR BURL / Burlington Stores, Inc. 96.45 197 197 0.00 18 19 5.56
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 34.33 233 233 0.00 8 8 0.00
2017‑09‑30 13F-HR HSY / Hershey Company (The) 106.80 206 206 0.00 22 22 0.00
2017‑09‑30 13F-HR SCHC / Schwab International Small-Cap Equity ETF 35.82 2 311,833 15,591,550.00 0 11,170
2017‑09‑30 13F-HR BTG / B2Gold Corp. 2.86 700 700 0.00 2 2 0.00
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.56 8,118 7,123 -12.26 363 353 -2.75
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 24.39 205 205 0.00 5 5 0.00
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 145.67 254 254 0.00 36 37 2.78
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 43.48 69 69 0.00 3 3 0.00
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 112.61 222 222 0.00 25 25 0.00
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.45 3,614 3,614 0.00 612 663 8.33
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.91 33 33 0.00 3 3 0.00
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.96 722 322 -55.40 94 47 -50.00
2017‑09‑30 13F-HR OTTR / Otter Tail Corp. 43.75 160 160 0.00 6 7 16.67
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.19 164,376 164,397 0.01 2,308 2,333 1.08
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 80.00 100 100 0.00 9 8 -11.11
2017‑09‑30 13F-HR XBGTX / BlackRock Floating Rate Income 14.16 349 353 1.15 5 5 0.00
2017‑09‑30 13F-HR TPL / Texas Pacific Land Trust 400.00 15 15 0.00 4 6 50.00
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 76.92 39 39 0.00 3 3 0.00
2017‑09‑30 13F-HR PRTA / Prothena Corp plc 0.00 7 7 0.00 0 0
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.00 2,000 2,000 0.00 10 10 0.00
2017‑09‑30 13F-HR PBW / PowerShares WilderHill Clean Energy Portfolio 5.01 599 599 0.00 3 3 0.00
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 76.80 2,474 2,474 0.00 197 190 -3.55
2017‑09‑30 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 55.56 18 18 0.00 1 1 0.00
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 118.52 135 135 0.00 17 16 -5.88
2017‑09‑30 13F-HR PMM / Putnam Managed Municipal Income Trust 7.56 74,120 74,120 0.00 557 560 0.54
2017‑09‑30 13F-HR PCG / PG&E Corp. 66.08 226 227 0.44 15 15 0.00
2017‑09‑30 13F-HR AMX / America Movil S.A.B. de CV 17.78 3,720 3,600 -3.23 59 64 8.47
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 133.33 45 45 0.00 6 6 0.00
2017‑09‑30 13F-HR ADS / Alliance Data Systems Corp. 230.77 26 26 0.00 7 6 -14.29
2017‑09‑30 13F-HR KEY / KeyCorp 18.84 3,822 3,822 0.00 72 72 0.00
2017‑09‑30 13F-HR CMI / Cummins, Inc. 181.82 10 11 10.00 2 2 0.00
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.46 5,116 5,142 0.51 534 604 13.11
2017‑09‑30 13F-HR XMUSX / BlackRock MuniHoldings Quality 13.53 1,895 1,922 1.42 25 26 4.00
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70.67 1,500 1,500 0.00 94 106 12.77
2017‑09‑30 13F-HR USCI / United States Commodity Index Fund 43.48 145 46 -68.28 6 2 -66.67
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 200.00 100 100 0.00 17 20 17.65
2017‑09‑30 13F-HR HEP / Holly Energy Partners L.P. 32.86 400 700 75.00 13 23 76.92
2017‑09‑30 13F-HR PX / Praxair, Inc. 120.00 25 25 0.00 3 3 0.00
2017‑09‑30 13F-HR BBSI / Barrett Business Services, Inc. 57.32 156 157 0.64 9 9 0.00
2017‑09‑30 13F-HR GPRO / GoPro, Inc. 9.90 200 202 1.00 2 2 0.00
2017‑09‑30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.24 16,023 16,023 0.00 160 164 2.50
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 9.84 1,219 1,219 0.00 13 12 -7.69
2017‑09‑30 13F-HR MLPA / Global X MLP ETF 9.80 652 306 -53.07 7 3 -57.14
2017‑09‑30 13F-HR ELY / Callaway Golf Company 14.50 2,000 2,000 0.00 26 29 11.54
2017‑09‑30 13F-HR HMY / Harmony Gold Mining Company Ltd. 1.87 1,071 1,071 0.00 2 2 0.00
2017‑09‑30 13F-HR COH / Coach, Inc. 43.01 93 93 0.00 4 4 0.00
2017‑09‑30 13F-HR DB / Deutsche Bank AG 17.96 334 334 0.00 6 6 0.00
2017‑09‑30 13F-HR TRP / TransCanada Corp. 49.48 9,014 9,014 0.00 430 446 3.72
2017‑09‑30 13F-HR GLTR / ETFS Physical Precious Metal Basket Shares 63.33 6,023 6,095 1.20 372 386 3.76
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.46 12,143 12,144 0.01 473 467 -1.27
2017‑09‑30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 250.00 229 4 -98.25 50 1 -98.00
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 83.33 300 300 0.00 24 25 4.17
2017‑09‑30 13F-HR SGEN / Seattle Genetics, Inc. 54.61 2,344 2,344 0.00 121 128 5.79
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 52.04 1,545 1,345 -12.94 85 70 -17.65
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 66.67 115 15 -86.96 10 1 -90.00
2017‑09‑30 13F-HR ETN / Eaton Corporation 78.79 165 165 0.00 13 13 0.00
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.35 5,585 5,586 0.02 271 298 9.96
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.85 163,987 163,987 0.00 2,245 2,271 1.16
2017‑09‑30 13F-HR APOG / Apogee Enterprises, Inc. 42.25 71 71 0.00 4 3 -25.00
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.91 6,965 6,996 0.45 607 636 4.78
2017‑09‑30 13F-HR EYES / Second Sight Medical Products, Inc. 1.33 1,500 1,500 0.00 2 2 0.00
2017‑09‑30 13F-HR CLX / Clorox Company (The) 131.76 425 425 0.00 57 56 -1.75
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 61.03 1,065 1,065 0.00 57 65 14.04
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 45.00 400 400 0.00 18 18 0.00
2017‑09‑30 13F-HR INFY / Infosys Limited 15.00 800 800 0.00 12 12 0.00
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 54.55 55 55 0.00 2 3 50.00
2017‑09‑30 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 65.42 107 107 0.00 7 7 0.00
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 10.53 95 95 0.00 1 1 0.00
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 365,046 356,547 -2.33 25,163 26,559 5.55
2017‑09‑30 13F-HR EXC / Exelon Corp. 34.48 58 58 0.00 2 2 0.00
2017‑09‑30 13F-HR EQR / Equity Residential 66.28 860 860 0.00 57 57 0.00
2017‑09‑30 13F-HR DBA / PowerShares DB Agriculture Fund 20.69 406 290 -28.57 8 6 -25.00
2017‑09‑30 13F-HR INPAP / International Paper Company 56.11 303 303 0.00 17 17 0.00
2017‑09‑30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063C106) 13.92 2,515 2,515 0.00 34 35 2.94
2017‑09‑30 13F-HR UNIT / Uniti Group Inc. 14.70 364 6,124 1,582.42 9 90 900.00
2017‑09‑30 13F-HR TWLO / Twilio Inc. 27.27 110 110 0.00 3 3 0.00
2017‑09‑30 13F-HR OLED / Universal Display Corp. 120.00 0 50 0 6
2017‑09‑30 13F-HR STX / Seagate Technology PLC 30.00 0 100 0 3
2017‑09‑30 13F-HR WEX / WEX Inc. 104.17 48 48 0.00 5 5 0.00
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 33.33 120 120 0.00 4 4 0.00
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 150.94 1,325 1,325 0.00 186 200 7.53
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.72 3,555 3,081 -13.33 537 526 -2.05
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.50 400 400 0.00 7 7 0.00
2017‑09‑30 13F-HR CTAS / Cintas Corp. 250.00 4 4 0.00 1 1 0.00
2017‑09‑30 13F-HR WB / Weibo Corporation 111.11 36 36 0.00 2 4 100.00
2017‑09‑30 13F-HR GPL / Great Panther Silver Ltd 1.52 660 660 0.00 1 1 0.00
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 79.07 215 215 0.00 16 17 6.25
2017‑09‑30 13F-HR INAP / Internap Corporation 6.06 165 165 0.00 1 1 0.00
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.58 400 430 7.50 48 54 12.50
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.24 497 497 0.00 22 20 -9.09
2017‑09‑30 13F-HR RIO / Rio Tinto plc 46.48 715 667 -6.71 30 31 3.33
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 343.07 136 137 0.74 49 47 -4.08
2017‑09‑30 13F-HR M / Macy's, Inc. 27.78 36 36 0.00 1 1 0.00
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 76.08 960 1,459 51.98 86 111 29.07
2017‑09‑30 13F-HR BGG / Briggs & Stratton Corp. 23.75 800 800 0.00 19 19 0.00
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.85 2,749 2,266 -17.57 230 190 -17.39
2017‑09‑30 13F-HR NFX / Newfield Exploration Company 31.25 64 64 0.00 2 2 0.00
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.02 1,485 1,498 0.88 18 18 0.00
2017‑09‑30 13F-HR HDB / HDFC Bank Ltd. 96.47 2,975 2,975 0.00 259 287 10.81
2017‑09‑30 13F-HR SRE / Sempra Energy 113.74 1,055 1,055 0.00 119 120 0.84
2017‑09‑30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 19.16 1,083 574 -47.00 21 11 -47.62
2017‑09‑30 13F-HR MET / MetLife, Inc. 50.60 336 336 0.00 18 17 -5.56
2017‑09‑30 13F-HR SGDM / Sprott Gold Miners ETF 21.05 95 95 0.00 2 2 0.00
2017‑09‑30 13F-HR GD / General Dynamics Corp. 206.90 261 261 0.00 52 54 3.85
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.07 204,544 275,323 34.60 10,149 14,061 38.55
2017‑09‑30 13F-HR TXRH / Texas Roadhouse, Inc. 49.08 163 163 0.00 8 8 0.00
2017‑09‑30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 16.00 1,375 1,375 0.00 21 22 4.76
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 10.45 287 287 0.00 3 3 0.00
2017‑09‑30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.77 123,864 123,864 0.00 1,589 1,582 -0.44
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 450.00 100 100 0.00 49 45 -8.16
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 21.33 1,500 1,500 0.00 34 32 -5.88
2017‑09‑30 13F-HR BBL / BHP Billiton Plc 35.18 196 199 1.53 6 7 16.67
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.41 1,202 1,202 0.00 184 188 2.17
2017‑09‑30 13F-HR ASIX / AdvanSix Inc. 39.53 518 506 -2.32 16 20 25.00
2017‑09‑30 13F-HR MLNX / Mellanox Technologies, Ltd. 47.50 400 400 0.00 17 19 11.76
2017‑09‑30 13F-HR GOV / Government Properties Income Trust 17.39 115 115 0.00 2 2 0.00
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 48.78 164 164 0.00 8 8 0.00
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.15 2,800 2,650 -5.36 150 170 13.33
2017‑09‑30 13F-HR SPDR INDEX SHS FDS / MSCI GER STRTGIC (78463X350) 63.21 167,814 182,082 8.50 9,907 11,509 16.17
2017‑09‑30 13F-HR ITT / ITT Inc. 62.50 16 16 0.00 1 1 0.00
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.09 1,267 1,268 0.08 94 80 -14.89
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 150.00 60 60 0.00 8 9 12.50
2017‑09‑30 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 152.78 409 72 -82.40 58 11 -81.03
2017‑09‑30 13F-HR GBX / Greenbrier Companies, Inc. (THE) 50.00 100 100 0.00 5 5 0.00
2017‑09‑30 13F-HR ALGT / Allegiant Travel Company 140.00 0 50 0 7
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 2.61 1,030 1,530 48.54 3 4 33.33
2017‑09‑30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 33.33 60 60 0.00 2 2 0.00
2017‑09‑30 13F-HR RWT / Redwood Trust, Inc. 15.02 327 333 1.83 6 5 -16.67
2017‑09‑30 13F-HR NOK / Nokia Corp. 5.89 2,546 2,546 0.00 16 15 -6.25
2017‑09‑30 13F-HR TEF / Telefonica S.A. 12.99 154 154 0.00 2 2 0.00
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 81.20 233 234 0.43 18 19 5.56
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38.50 961 961 0.00 34 37 8.82
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 18.52 894 594 -33.56 15 11 -26.67
2017‑09‑30 13F-HR ACN / Accenture plc 135.38 650 650 0.00 80 88 10.00
2017‑09‑30 13F-HR WSO / Watsco, Inc. 161.62 99 99 0.00 15 16 6.67
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 63.97 3,691 3,783 2.49 237 242 2.11
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation 0.00 100 100 0.00 1 0 -100.00
2017‑09‑30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 59.96 167,184 5,487 -96.72 9,658 329 -96.59
2017‑09‑30 13F-HR TTWO / Take-Two Interactive Software, Inc. 100.00 100 100 0.00 7 10 42.86
2017‑09‑30 13F-HR WMIH / WMIH Corp. 0.00 4 4 0.00 0 0
2017‑09‑30 13F-HR AABA / Altaba Inc 65.61 443 503 13.54 24 33 37.50
2017‑09‑30 13F-HR HCP / HCP, Inc. 43.48 23 23 0.00 1 1 0.00
2017‑09‑30 13F-HR PRAA / PRA Group, Inc. 28.30 212 212 0.00 8 6 -25.00
2017‑09‑30 13F-HR AIV / Apartment Investment & Management Co. 0.00 2 2 0.00 0 0
2017‑09‑30 13F-HR MCK / McKesson Corp. 157.14 70 70 0.00 12 11 -8.33
2017‑09‑30 13F-HR INO / Inovio Pharmaceuticals, Inc. 5.92 338 338 0.00 3 2 -33.33
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.75 1,945 1,945 0.00 108 124 14.81
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.40 2,745 2,684 -2.22 317 299 -5.68
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 14.72 2,649 2,650 0.04 44 39 -11.36
2017‑09‑30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 66.14 5,174 2,933 -43.31 327 194 -40.67
2017‑09‑30 13F-HR NSU / Nevsun Resources Ltd. 2.20 20,000 20,000 0.00 48 44 -8.33
2017‑09‑30 13F-HR PSX / Phillips 66 91.55 284 284 0.00 23 26 13.04
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 95.24 210 210 0.00 19 20 5.26
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.75 13,152 12,353 -6.08 1,753 1,751 -0.11
2017‑09‑30 13F-HR UEC / Uranium Energy Corp. 2.27 440 440 0.00 1 1 0.00
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.65 1,742 1,742 0.00 88 83 -5.68
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 96.77 31 31 0.00 4 3 -25.00
2017‑09‑30 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.00 1,000 1,000 0.00 5 5 0.00
2017‑09‑30 13F-HR ELG / SPDR Series Trust 121.95 574 82 -85.71 57 10 -82.46
2017‑09‑30 13F-HR ELG / SPDR Series Trust 99.30 599 574 -4.17 71 57 -19.72
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 76.63 1,318 1,331 0.99 101 102 0.99
2017‑09‑30 13F-HR HES / Hess Corp. 44.03 159 159 0.00 7 7 0.00
2017‑09‑30 13F-HR ABMD / ABIOMED, Inc. 166.67 90 90 0.00 13 15 15.38
2017‑09‑30 13F-HR DISH / DISH Network Corp. 53.75 800 800 0.00 50 43 -14.00
2017‑09‑30 13F-HR NKE / Nike, Inc. 52.16 555 556 0.18 33 29 -12.12
2017‑09‑30 13F-HR WOOD / iShares Global Timber & Forestry ETF 67.33 258 401 55.43 16 27 68.75
2017‑09‑30 13F-HR DE / Deere & Co. 125.56 4,667 4,667 0.00 577 586 1.56
2017‑09‑30 13F-HR HRS / Harris Corp. 0.00 3 3 0.00 0 0
2017‑09‑30 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 6.94 3,054 3,028 -0.85 22 21 -4.55
2017‑09‑30 13F-HR PRGO / Perrigo Company plc 111.11 18 18 0.00 1 2 100.00
2017‑09‑30 13F-HR GF / New Germany Fund, Inc. 18.52 1,782 1,782 0.00 30 33 10.00
2017‑09‑30 13F-HR CARS / Cars.com Inc 20.00 50 50 0.00 1 1 0.00
2017‑09‑30 13F-HR CCL / Carnival Corp. 64.76 803 803 0.00 53 52 -1.89
2017‑09‑30 13F-HR HLIT / Harmonic, Inc. 0.00 32 32 0.00 0 0
2017‑09‑30 13F-HR FRGI / Fiesta Restaurant Group, Inc. 20.00 200 200 0.00 4 4 0.00
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 89.35 1,690 1,690 0.00 154 151 -1.95
2017‑09‑30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 133.33 15 15 0.00 1 2 100.00
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.07 1,801 1,811 0.56 144 145 0.69
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.00 1,300 1,300 0.00 24 26 8.33
2017‑09‑30 13F-HR KN / Knowles Corp 20.00 0 100 0 2
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 180.00 150 50 -66.67 22 9 -59.09
2017‑09‑30 13F-HR BBRY / BlackBerry Ltd. 0.00 40 40 0.00 0 0
2017‑09‑30 13F-HR HCLP / Hi-Crush Partners LP 8.93 112 112 0.00 1 1 0.00
2017‑09‑30 13F-HR SPDR INDEX SHS FDS / MSCI UK STRTGIC (78463X335) 53.07 189,945 17,845 -90.61 9,712 947 -90.25
2017‑09‑30 13F-HR VRSN / VeriSign, Inc. 105.80 293 293 0.00 27 31 14.81
2017‑09‑30 13F-HR XYL / Xylem, Inc. 62.50 32 32 0.00 2 2 0.00
2017‑09‑30 13F-HR KR / Kroger Co. 20.20 3,141 3,169 0.89 73 64 -12.33
2017‑09‑30 13F-HR BKU / BankUnited, Inc. 34.62 260 260 0.00 9 9 0.00
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 245.61 57 57 0.00 14 14 0.00
2017‑09‑30 13F-HR AERI / Aerie Pharmaceuticals, Inc. 48.65 185 185 0.00 10 9 -10.00
2017‑09‑30 13F-HR PJC / Piper Jaffray Companies, Inc. 71.43 0 28 0 2
2017‑09‑30 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 0.00 4 4 0.00 0 0
2017‑09‑30 13F-HR IXYS / IXYS Corp. 23.51 808 808 0.00 13 19 46.15
2017‑09‑30 13F-HR TRI / Thomson Reuters Corp. 46.67 150 150 0.00 7 7 0.00
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 81.29 770 775 0.65 60 63 5.00
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 16.57 3,900 3,500 -10.26 85 58 -31.76
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 100.00 20 20 0.00 2 2 0.00
2017‑09‑30 13F-HR FIS / Fidelity National Information Services, Inc. 95.24 42 42 0.00 4 4 0.00
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.83 2,179 2,179 0.00 65 65 0.00
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.35 16,106 15,644 -2.87 1,028 991 -3.60
2017‑09‑30 13F-HR SLAB / Silicon Laboratories, Inc. 76.92 156 156 0.00 11 12 9.09
2017‑09‑30 13F-HR BP / BP Plc 34.48 26,826 30,912 15.23 930 1,066 14.62
2017‑09‑30 13F-HR QRVO / Qorvo, Inc. 70.58 921 921 0.00 58 65 12.07
2017‑09‑30 13F-HR EW / Edwards Lifesciences Corp. 110.00 400 400 0.00 47 44 -6.38
2017‑09‑30 13F-HR AKG / Asanko Gold Inc. 1.00 10,000 10,000 0.00 15 10 -33.33
2017‑09‑30 13F-HR SYK / Stryker Corp. 142.86 35 35 0.00 5 5 0.00
2017‑09‑30 13F-HR PETX / Aratana Therapeutics, Inc. 6.00 500 500 0.00 4 3 -25.00
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 153.85 52 52 0.00 7 8 14.29
2017‑09‑30 13F-HR ESNC / EnSync, Inc. 0.50 2,000 2,000 0.00 1 1 0.00
2017‑09‑30 13F-HR WCN / Waste Connections, Inc. 68.86 334 334 0.00 22 23 4.55
2017‑09‑30 13F-HR APA / Apache Corp. 37.04 27 27 0.00 1 1 0.00
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.64 975 975 0.00 212 220 3.77
2017‑09‑30 13F-HR SPN / Superior Energy Services, Inc. 10.60 566 566 0.00 6 6 0.00
2017‑09‑30 13F-HR WBII / WBI Tactical Income Shares 23.26 370 387 4.59 9 9 0.00
2017‑09‑30 13F-HR WBII / WBI Tactical Income Shares 24.32 190 370 94.74 5 9 80.00
2017‑09‑30 13F-HR WBII / WBI Tactical Income Shares 26.32 2,000 190 -90.50 51 5 -90.20
2017‑09‑30 13F-HR SAND / Sandstorm Gold Ltd. 5.19 485 385 -20.62 2 2 0.00
2017‑09‑30 13F-HR ENR / Energizer Holdings, Inc. 46.68 407 407 0.00 20 19 -5.00
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.40 12,455 12,795 2.73 302 325 7.62
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.39 116,555 116,555 0.00 1,766 1,794 1.59
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.86 13,886 12,494 -10.02 553 523 -5.42
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.58 5,212 5,072 -2.69 554 500 -9.75
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 108.75 800 800 0.00 82 87 6.10
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 55.47 2,560 2,560 0.00 134 142 5.97
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 366.46 161 161 0.00 54 59 9.26
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.00 500 500 0.00 2 2 0.00
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. 26.14 33 1,033 3,030.30 2 27 1,250.00
2017‑09‑30 13F-HR GPS / Gap, Inc. (The) 21.74 46 46 0.00 1 1 0.00
2017‑09‑30 13F-HR COP / ConocoPhillips 50.08 1,099 619 -43.68 48 31 -35.42
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.54 1,258 1,258 0.00 126 129 2.38
2017‑09‑30 13F-HR S / Sprint Corporation 7.81 14,977 14,977 0.00 123 117 -4.88
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,800.00 5 5 0.00 9 9 0.00
2017‑09‑30 13F-HR HFWA / Heritage Financial Corp. 29.11 684 687 0.44 18 20 11.11
2017‑09‑30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 72.73 55 55 0.00 3 4 33.33
2017‑09‑30 13F-HR CPA / Copa Holdings, S.A. 125.00 16 16 0.00 2 2 0.00
2017‑09‑30 13F-HR TIME / Time Inc. 17.39 115 115 0.00 2 2 0.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.53 2,164 2,164 0.00 255 263 3.14
2017‑09‑30 13F-HR TRIP / TripAdvisor, Inc. 42.55 47 47 0.00 2 2 0.00
2017‑09‑30 13F-HR CHGG / Chegg, Inc. 13.51 295 296 0.34 4 4 0.00
2017‑09‑30 13F-HR ESRT / Empire State Realty Trust, Inc. 18.60 214 215 0.47 4 4 0.00
2017‑09‑30 13F-HR SGOL / ETFS GOLD Trust 123.04 382 382 0.00 46 47 2.17
2017‑09‑30 13F-HR BCE / BCE Inc. 40.00 50 50 0.00 2 2 0.00
2017‑09‑30 13F-HR FTS / Fortis Inc. 35.70 3,249 3,249 0.00 114 116 1.75
2017‑09‑30 13F-HR POOL / Pool Corp. 110.17 118 118 0.00 14 13 -7.14
2017‑09‑30 13F-HR NEP / NextEra Energy Partners LP 40.00 200 200 0.00 7 8 14.29
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 242.42 66 66 0.00 15 16 6.67
2017‑09‑30 13F-HR TLO / SPDR Barclays Long Term Treasury ETF 71.79 97,047 975 -99.00 6,998 70 -99.00
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P500EQWTEN (78355W866) 55.06 1,671 1,671 0.00 88 92 4.55
2017‑09‑30 13F-HR FTV / Fortive Corporation 70.74 2,714 2,714 0.00 172 192 11.63
2017‑09‑30 13F-HR PROSHARES TR / ULTRAPRO SHORT Q (74348A160) 26.80 2,500 2,500 0.00 81 67 -17.28
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.15 2,633 2,633 0.00 234 240 2.56
2017‑09‑30 13F-HR BLDP / Ballard Power Systems, Inc. 3.85 520 520 0.00 2 2 0.00
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 25.00 400 400 0.00 11 10 -9.09
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 19.80 101 101 0.00 2 2 0.00
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. 53.50 243 243 0.00 14 13 -7.14
2017‑09‑30 13F-HR DRTAX / Dreyfus Municipal Bond 13.37 82,263 81,013 -1.52 1,078 1,083 0.46
2017‑09‑30 13F-HR DHR / Danaher Corp. 85.77 2,868 2,868 0.00 242 246 1.65
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 130.00 100 100 0.00 13 13 0.00
2017‑09‑30 13F-HR WDC / Western Digital Corp. 86.41 1,111 1,111 0.00 98 96 -2.04
2017‑09‑30 13F-HR CEV / Eaton Vance California Municipal Income Trust 12.47 22,300 22,300 0.00 279 278 -0.36
2017‑09‑30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063X100) 15.30 2,438 1,438 -41.02 36 22 -38.89
2017‑09‑30 13F-HR DXC / DXC Technology Company 84.07 226 226 0.00 17 19 11.76
2017‑09‑30 13F-HR SO / Southern Co. (The) 48.59 638 638 0.00 31 31 0.00
2017‑09‑30 13F-HR GM / General Motors Company 27.78 746 36 -95.17 0 1
2017‑09‑30 13F-HR GM / General Motors Company 0.00 36 746 1,972.22 1 0 -100.00
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.47 6,793 6,666 -1.87 1,170 1,243 6.24
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 25.24 832 832 0.00 19 21 10.53
2017‑09‑30 13F-HR MXWL / Maxwell Technologies, Inc. 5.09 589 589 0.00 4 3 -25.00
2017‑09‑30 13F-HR NVLN / NOVELION THERAPEUTICS INC. 0.00 10 10 0.00 0 0
2017‑09‑30 13F-HR MZF / Managed Duration Investment Grade Municipal Fund 13.77 32,596 32,596 0.00 450 449 -0.22
2017‑09‑30 13F-HR MA / MasterCard Incorporated 181.82 11 11 0.00 1 2 100.00
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.19 188 188 0.00 10 10 0.00
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.93 2,834 2,319 -18.17 229 190 -17.03
2017‑09‑30 13F-HR KO / Coca Cola Co. 44.90 1,956 1,960 0.20 88 88 0.00
2017‑09‑30 13F-HR BBBY / Bed Bath & Beyond Inc. 20.00 100 100 0.00 3 2 -33.33
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 44.64 336 336 0.00 14 15 7.14
2017‑09‑30 13F-HR AXP / American Express Co. 91.13 417 417 0.00 35 38 8.57
2017‑09‑30 13F-HR VFC / V.F. Corp. 61.54 65 65 0.00 4 4 0.00
2017‑09‑30 13F-HR PCAR / PACCAR, Inc. 72.34 18,337 15,772 -13.99 1,211 1,141 -5.78
2017‑09‑30 13F-HR BUI / BlackRock Utility and Infrastructure Trust 20.00 450 450 0.00 9 9 0.00
2017‑09‑30 13F-HR ESL / Esterline Technologies Corp. 90.00 1,500 1,500 0.00 142 135 -4.93
2017‑09‑30 13F-HR CRAY / Cray, Inc. 19.53 640 512 -20.00 12 10 -16.67
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 47.34 1,711 1,711 0.00 79 81 2.53
2017‑09‑30 13F-HR RMBS / Rambus, Inc. 13.51 296 296 0.00 3 4 33.33
2017‑09‑30 13F-HR NAK / Northern Dynasty Minerals Ltd. 1.67 600 600 0.00 1 1 0.00
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 148.15 81 81 0.00 10 12 20.00
2017‑09‑30 13F-HR MDT / Medtronic plc 78.72 343 343 0.00 30 27 -10.00
2017‑09‑30 13F-HR UDR / UDR, Inc. 38.05 2,970 2,970 0.00 116 113 -2.59
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P500 EQ WT (78355W833) 112.36 6,548 7,307 11.59 708 821 15.96
2017‑09‑30 13F-HR FBHS / Fortune Brands Home & Security, Inc. 66.67 600 600 0.00 39 40 2.56
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.68 811 811 0.00 64 63 -1.56
2017‑09‑30 13F-HR IYM / iShares U.S. Basic Materials ETF 89.55 67 67 0.00 6 6 0.00
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.79 1,330 1,330 0.00 145 154 6.21
2017‑09‑30 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 13.32 2,327 2,327 0.00 31 31 0.00
2017‑09‑30 13F-HR WPM / Wheaton Precious Metals Corp. 19.12 680 680 0.00 14 13 -7.14
2017‑09‑30 13F-HR EIV / Eaton Vance Municipal Bond Fund II 12.55 74,609 74,609 0.00 945 936 -0.95
2017‑09‑30 13F-HR UHAL / AMERCO 350.00 20 20 0.00 7 7 0.00
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.50 1,345 1,345 0.00 111 115 3.60
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 80.03 1,312 1,312 0.00 102 105 2.94
2017‑09‑30 13F-HR ESV / Ensco plc 5.96 21,300 21,300 0.00 110 127 15.45
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.71 7,384 7,384 0.00 116 116 0.00
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.42 12,462 13,826 10.95 126 144 14.29
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 100.00 20 20 0.00 2 2 0.00
2017‑09‑30 13F-HR TRN / Trinity Industries, Inc. 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR EPAM / EPAM Systems Inc. 89.47 190 190 0.00 16 17 6.25
2017‑09‑30 13F-HR WAFD / Washington Federal, Inc. 33.65 20,623 20,623 0.00 685 694 1.31
2017‑09‑30 13F-HR MUX / McEwen Mining Inc. 1.92 520 520 0.00 1 1 0.00
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.32 4,436 4,439 0.07 357 361 1.12
2017‑09‑30 13F-HR NVS / Novartis AG 87.41 286 286 0.00 24 25 4.17
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) 76.71 365 365 0.00 27 28 3.70
2017‑09‑30 13F-HR JPS / Nuveen Preferred Securities Income Fund 9.49 316 316 0.00 3 3 0.00
2017‑09‑30 13F-HR POWERSHARES INDIA ETF TR / INDIA PORT (73935L100) 24.77 321 323 0.62 7 8 14.29
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DAILY JR BULL 3X (25460E851) 18.00 5,000 5,000 0.00 93 90 -3.23
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.17 9,600 9,600 0.00 1,358 1,432 5.45
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 117.17 862 862 0.00 111 101 -9.01
2017‑09‑30 13F-HR JUNO / Juno Therapeutics, Inc. 35.71 28 28 0.00 1 1 0.00
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 77.42 1,227 1,227 0.00 75 95 26.67
2017‑09‑30 13F-HR GMED / Globus Medical, Inc. 28.99 345 345 0.00 11 10 -9.09
2017‑09‑30 13F-HR LUK / Leucadia National Corp. 24.92 602 602 0.00 16 15 -6.25
2017‑09‑30 13F-HR JEC / Jacobs Engineering Group, Inc. 56.96 315 316 0.32 17 18 5.88
2017‑09‑30 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 13.95 47,956 47,956 0.00 657 669 1.83
2017‑09‑30 13F-HR TXT / Textron, Inc. 53.75 300 800 166.67 14 43 207.14
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.26 2,432 2,079 -14.51 374 302 -19.25
2017‑09‑30 13F-HR SFBC / Sound Financial Bancorp, Inc. 34.00 0 1,000 0 34
2017‑09‑30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.21 68,249 68,974 1.06 1,018 1,049 3.05
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. 56.03 232 232 0.00 15 13 -13.33
2017‑09‑30 13F-HR O / Realty Income Corp. 57.25 4,353 4,262 -2.09 240 244 1.67
2017‑09‑30 13F-HR EPC / Edgewell Personal Care Company 73.71 407 407 0.00 31 30 -3.23
2017‑09‑30 13F-HR TGT / Target Corp. 59.29 624 624 0.00 33 37 12.12
2017‑09‑30 13F-HR ACCO / Acco Brands Corp. 14.18 141 141 0.00 2 2 0.00
2017‑09‑30 13F-HR GRPN / Groupon, Inc. 5.00 200 200 0.00 1 1 0.00
2017‑09‑30 13F-HR GIM / Templeton Global Income Fund 6.87 3,350 3,350 0.00 23 23 0.00
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 79.37 63 63 0.00 5 5 0.00
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11.25 800 800 0.00 9 9 0.00
2017‑09‑30 13F-HR CROX / Crocs, Inc. 0.00 25 25 0.00 0 0
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.41 1,559 1,560 0.06 169 166 -1.78
2017‑09‑30 13F-HR NCR / NCR Corp. 0.00 0 12 0 0
2017‑09‑30 13F-HR LGND / Ligand Pharmaceuticals Incorporated 134.45 119 119 0.00 14 16 14.29
2017‑09‑30 13F-HR V / Visa, Inc. 105.31 4,981 4,976 -0.10 467 524 12.21
2017‑09‑30 13F-HR ALSK / Alaska Communications Systems Group, Inc. 2.28 20,150 20,150 0.00 44 46 4.55
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 147.01 3,752 3,442 -8.26 535 506 -5.42
2017‑09‑30 13F-HR EIM / Eaton Vance Municipal Bond Fund 12.69 32,000 32,000 0.00 406 406 0.00
2017‑09‑30 13F-HR UN / Unilever N.V. 58.25 375 309 -17.60 21 18 -14.29
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54.65 7,027 7,045 0.26 382 385 0.79
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.63 599 599 0.00 87 107 22.99
2017‑09‑30 13F-HR KGC / Kinross Gold Corp. 3.67 545 545 0.00 2 2 0.00
2017‑09‑30 13F-HR SAP / SAP SE 108.93 560 560 0.00 59 61 3.39
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 53.71 635 633 -0.31 38 34 -10.53
2017‑09‑30 13F-HR DHI / D.R. Horton, Inc. 38.76 129 129 0.00 4 5 25.00
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 72.50 400 400 0.00 29 29 0.00
2017‑09‑30 13F-HR JRS / Nuveen Real Estate Income Fund 12.50 160 160 0.00 2 2 0.00
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 100.00 20 20 0.00 2 2 0.00
2017‑09‑30 13F-HR FFIV / F5 Networks, Inc. 120.56 6,511 6,536 0.38 827 788 -4.72
2017‑09‑30 13F-HR SNCR / Synchronoss Technologies, Inc. 10.31 291 291 0.00 5 3 -40.00
2017‑09‑30 13F-HR STT / State Street Corp. 27.00 0 1,000 0 27
2017‑09‑30 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 13.34 65,061 65,061 0.00 854 868 1.64
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.05 968 968 0.00 169 183 8.28
2017‑09‑30 13F-HR CNQ / Canadian Natural Resources Limited 35.00 200 200 0.00 6 7 16.67
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.99 2,269 2,270 0.04 165 202 22.42
2017‑09‑30 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 15.20 5,000 5,000 0.00 74 76 2.70
2017‑09‑30 13F-HR ELLI / Ellie Mae, Inc. 85.37 82 82 0.00 9 7 -22.22
2017‑09‑30 13F-HR VRTV / Veritiv Corporation 0.00 3 3 0.00 0 0
2017‑09‑30 13F-HR TR / Tootsie Roll Industries, Inc. 0.00 10 10 0.00 0 0
2017‑09‑30 13F-HR PI / Impinj, Inc. 42.23 518 663 27.99 25 28 12.00
2017‑09‑30 13F-HR HRG / Harbinger Group Inc. 0.00 32 32 0.00 1 0 -100.00
2017‑09‑30 13F-HR NPO / EnPro Industries, Inc. 79.79 188 188 0.00 13 15 15.38
2017‑09‑30 13F-HR HL.PRB / Hecla Mining Co. 5.17 580 580 0.00 3 3 0.00
2017‑09‑30 13F-HR NWN / Northwest Natural Gas Co. 65.00 200 200 0.00 12 13 8.33
2017‑09‑30 13F-HR SEQUENTIAL BRNDS GROUP INC N / (81734P107) 0.00 101 101 0.00 0 0
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.30 769 769 0.00 9 11 22.22
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 250.00 446 452 1.35 108 113 4.63
2017‑09‑30 13F-HR UHS / Universal Health Services, Inc. 113.21 106 106 0.00 13 12 -7.69
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 125.24 519 519 0.00 56 65 16.07
2017‑09‑30 13F-HR MMU / Western Asset Managed Municipals Fund, Inc. 13.97 2,363 2,363 0.00 33 33 0.00
2017‑09‑30 13F-HR CCJ / Cameco Corp. 8.82 90 340 277.78 1 3 200.00
2017‑09‑30 13F-HR CDK / CDK Global, Inc. 62.84 366 366 0.00 23 23 0.00
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 8,512 8,180 -3.90 286 292 2.10
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 203.12 64 64 0.00 12 13 8.33
2017‑09‑30 13F-HR RSPP / RSP Permian, Inc. 35.09 114 114 0.00 4 4 0.00
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 47.16 10,191 9,838 -3.46 487 464 -4.72
2017‑09‑30 13F-HR COLB / Columbia Banking System, Inc. 42.24 1,142 1,089 -4.64 46 46 0.00
2017‑09‑30 13F-HR GE / General Electric Co. 24.19 14,749 15,955 8.18 398 386 -3.02
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144.23 2,080 2,080 0.00 278 300 7.91
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.46 2,534 2,535 0.04 232 242 4.31
2017‑09‑30 13F-HR TLK / PT Telekomunikasi Indonesia 34.38 4,014 4,014 0.00 135 138 2.22
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 63.16 95 95 0.00 6 6 0.00
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 44.57 359 359 0.00 15 16 6.67
2017‑09‑30 13F-HR CHUBK / Commercehub Inc 0.00 1 2 100.00 0 0
2017‑09‑30 13F-HR CHUBK / Commercehub Inc 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR PPBI / Pacific Premier Bancorp, Inc. 29.41 34 34 0.00 1 1 0.00
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 66.67 30 30 0.00 2 2 0.00
2017‑09‑30 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 7.24 967 967 0.00 7 7 0.00
2017‑09‑30 13F-HR KEYS / Keysight Technologies Inc. 44.03 159 159 0.00 6 7 16.67
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18.62 1,289 1,289 0.00 31 24 -22.58
2017‑09‑30 13F-HR GPK / Graphic Packaging Holding Co. 20.00 50 50 0.00 1 1 0.00
2017‑09‑30 13F-HR SCHH / Schwab U.S. REIT ETF 41.13 138,559 133,972 -3.31 5,710 5,510 -3.50
2017‑09‑30 13F-HR A / Agilent Technologies, Inc. 65.16 399 399 0.00 24 26 8.33
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.11 18,972 18,383 -3.10 2,732 2,833 3.70
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 15.58 350 385 10.00 6 6 0.00
2017‑09‑30 13F-HR CS / Credit Suisse Group 15.38 260 260 0.00 4 4 0.00
2017‑09‑30 13F-HR RGLD / Royal Gold, Inc. 87.50 80 80 0.00 6 7 16.67
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.11 337 337 0.00 47 58 23.40
2017‑09‑30 13F-HR BREW / Craft Brew Alliance, Inc. 16.67 240 240 0.00 4 4 0.00
2017‑09‑30 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.02 664 664 0.00 4 4 0.00
2017‑09‑30 13F-HR MON / Monsanto Co. 119.79 1,511 1,511 0.00 179 181 1.12
2017‑09‑30 13F-HR BYM / BlackRock Municipal Income Quality Trust 14.68 23,497 23,497 0.00 340 345 1.47
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.70 61,582 60,146 -2.33 3,591 3,230 -10.05
2017‑09‑30 13F-HR DDR / DDR Corp. 8.26 121 121 0.00 1 1 0.00
2017‑09‑30 13F-HR MKC / McCormick & Co., Inc. 102.08 529 529 0.00 52 54 3.85
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 83.87 155 155 0.00 12 13 8.33
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 47.62 252 252 0.00 12 12 0.00
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 56.05 446 446 0.00 23 25 8.70
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 13.33 150 150 0.00 2 2 0.00
2017‑09‑30 13F-HR KRANESHARES TR / BOSERA MSCI CH (500767405) 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR WRB / Berkley (W.R.) Corp. 66.67 60 60 0.00 4 4 0.00
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / PHARMACEUTICAL (92189F692) 57.50 1,200 1,200 0.00 71 69 -2.82
2017‑09‑30 13F-HR AG / First Majestic Silver Corp. 6.45 110 310 181.82 1 2 100.00
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.20 3,733 3,734 0.03 283 292 3.18
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.55 1,636 1,711 4.58 108 119 10.19
2017‑09‑30 13F-HR PMO / Putnam Municipal Opportunities Trust 12.59 5,796 5,796 0.00 72 73 1.39
2017‑09‑30 13F-HR EDIT / Editas Medicine, Inc. 25.27 277 277 0.00 5 7 40.00
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 60.98 3,050 3,050 0.00 230 186 -19.13
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 222.22 36 36 0.00 8 8 0.00
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.04 1,648 1,648 0.00 194 183 -5.67
2017‑09‑30 13F-HR EME / EMCOR Group, Inc. 70.00 500 500 0.00 33 35 6.06
2017‑09‑30 13F-HR FSM / Fortuna Silver Mines Inc. 4.00 500 500 0.00 2 2 0.00
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.14 1,177 1,177 0.00 19 19 0.00
2017‑09‑30 13F-HR FTNT / Fortinet, Inc. 33.78 398 148 -62.81 15 5 -66.67
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 129.99 7,496 6,908 -7.84 992 898 -9.48
2017‑09‑30 13F-HR CC / Chemours Company (The) 48.00 125 125 0.00 5 6 20.00
2017‑09‑30 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 12.11 111,598 111,618 0.02 1,317 1,352 2.66
2017‑09‑30 13F-HR SHPG / Shire Plc. 153.85 115 91 -20.87 19 14 -26.32
2017‑09‑30 13F-HR ARLZ / Aralez Pharmaceuticals Inc. 0.00 6 6 0.00 0 0
2017‑09‑30 13F-HR HQH / Tekla Healthcare Investors 25.21 238 238 0.00 6 6 0.00
2017‑09‑30 13F-HR LKQ / LKQ Corp. 35.86 251 251 0.00 8 9 12.50
2017‑09‑30 13F-HR ATW / Atwood Oceanics, Inc. 13.89 72 72 0.00 1 1 0.00
2017‑09‑30 13F-HR CSL / Carlisle Companies, Inc. 100.00 50 50 0.00 5 5 0.00
2017‑09‑30 13F-HR CP / Canadian Pacific Railway Ltd. 165.41 133 133 0.00 21 22 4.76
2017‑09‑30 13F-HR STM / STMicroelectronics N.V. 19.72 1,065 1,065 0.00 15 21 40.00
2017‑09‑30 13F-HR SAGE / Sage Therapeutics, Inc. 65.69 137 137 0.00 11 9 -18.18
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.95 924 925 0.11 127 135 6.30
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 32.00 200 250 25.00 7 8 14.29
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.05 2,844 2,845 0.04 121 131 8.26
2017‑09‑30 13F-HR KSS / Kohl's Corp. 66.67 15 15 0.00 1 1 0.00
2017‑09‑30 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 0.00 9 9 0.00 0 0
2017‑09‑30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.40 147,942 147,965 0.02 1,985 1,983 -0.10
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 47.00 383 383 0.00 17 18 5.88
2017‑09‑30 13F-HR PPT / Putnam Premier Income Trust 5.40 3,150 3,150 0.00 17 17 0.00
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.60 8,403 8,307 -1.14 1,289 1,359 5.43
2017‑09‑30 13F-HR VBK / Vanguard Small-Cap Growth ETF 166.67 18 18 0.00 3 3 0.00
2017‑09‑30 13F-HR SATS / EchoStar Corp. 56.25 160 160 0.00 10 9 -10.00
2017‑09‑30 13F-HR AKP / Alliance California Municipal Income Fund, Inc. 13.80 10,000 10,000 0.00 137 138 0.73
2017‑09‑30 13F-HR AXU / Alexco Resource Corp. 1.50 10,000 10,000 0.00 13 15 15.38
2017‑09‑30 13F-HR IHE / iShares U.S. Pharmaceuticals ETF 166.67 0 24 0 4
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 36.36 220 220 0.00 6 8 33.33
2017‑09‑30 13F-HR OLLI / Ollie's Bargain Outlet Holdings, Inc. 47.79 272 272 0.00 12 13 8.33
2017‑09‑30 13F-HR AIT / Applied Industrial Technologies, Inc. 65.68 472 472 0.00 28 31 10.71
2017‑09‑30 13F-HR BEN / Franklin Resources, Inc. 44.44 1,935 1,935 0.00 87 86 -1.15
2017‑09‑30 13F-HR SEE / Sealed Air Corp. 42.86 490 490 0.00 22 21 -4.55
2017‑09‑30 13F-HR NGDAF / New Gold, Inc. 3.80 126 526 317.46 0 2
2017‑09‑30 13F-HR EKSO / Ekso Bionics Holdings, Inc. 1.12 415 896 115.90 1 1 0.00
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.34 28,452 27,512 -3.30 1,427 1,330 -6.80
2017‑09‑30 13F-HR MFT / BlackRock MuniYield Investment Quality Fund 13.33 300 300 0.00 4 4 0.00
2017‑09‑30 13F-HR PGR / Progressive Corp. (The) 48.38 7,565 7,565 0.00 334 366 9.58
2017‑09‑30 13F-HR EQIX / Equinix, Inc. 445.26 137 137 0.00 59 61 3.39
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.67 625 600 -4.00 11 10 -9.09
2017‑09‑30 13F-HR CAH / Cardinal Health, Inc. 67.61 354 355 0.28 28 24 -14.29
2017‑09‑30 13F-HR SPWR / SunPower Corp. 7.27 1,100 1,100 0.00 10 8 -20.00
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.08 21,875 20,595 -5.85 2,419 2,473 2.23
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 118.75 160 160 0.00 17 19 11.76
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 80.79 830 755 -9.04 59 61 3.39
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.92 234 234 0.00 16 18 12.50
2017‑09‑30 13F-HR AVA / Avista Corp. 49.45 182 182 0.00 8 9 12.50
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.00 200 200 0.00 9 8 -11.11
2017‑09‑30 13F-HR AMBA / Ambarella, Inc. 50.00 100 100 0.00 5 5 0.00
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.33 2,850 2,250 -21.05 16 12 -25.00
2017‑09‑30 13F-HR OMCL / Omnicell, Inc. 52.12 307 307 0.00 13 16 23.08
2017‑09‑30 13F-HR IEV / iShares Europe 350 ETF 45.98 174 174 0.00 8 8 0.00
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.25 1,659 1,729 4.22 1,606 1,662 3.49
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 135.03 79,238 80,509 1.60 9,889 10,871 9.93
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 120.00 0 25 0 3
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 38.98 590 590 0.00 18 23 27.78
2017‑09‑30 13F-HR LULU / lululemon athletica inc. 62.50 192 192 0.00 11 12 9.09
2017‑09‑30 13F-HR NVCN / Neovasc, Inc . 2.67 375 375 0.00 1 1 0.00
2017‑09‑30 13F-HR AKRX / Akorn, Inc. 33.19 452 452 0.00 15 15 0.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.12 4,183 4,191 0.19 232 231 -0.43
2017‑09‑30 13F-HR ADVISORSHARES TR / RANGER EQUITY BE (00768Y883) 10.00 200 200 0.00 2 2 0.00
2017‑09‑30 13F-HR HE / Hawaiian Electric Industries, Inc. 33.12 1,600 1,600 0.00 52 53 1.92
2017‑09‑30 13F-HR PROSHARES TR / SHRT 20+YR TRE (74347X849) 29.85 67 67 0.00 2 2 0.00
2017‑09‑30 13F-HR OME / Omega Protein Corp. 20.00 50 50 0.00 1 1 0.00
2017‑09‑30 13F-HR RIG / Transocean, Inc. 9.76 205 205 0.00 2 2 0.00
2017‑09‑30 13F-HR CI / Cigna Corp. 188.89 180 180 0.00 30 34 13.33
2017‑09‑30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.61 876 1,782 103.42 5 10 100.00
2017‑09‑30 13F-HR HAWK / Blackhawk Network Holdings, Inc. 45.69 197 197 0.00 9 9 0.00
2017‑09‑30 13F-HR GWW / Grainger (W.W.), Inc. 178.86 123 123 0.00 22 22 0.00
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 142.86 62 63 1.61 9 9 0.00
2017‑09‑30 13F-HR C / Citigroup, Inc. 30.05 136 2,762 1,930.88 9 83 822.22
2017‑09‑30 13F-HR SHOP / Shopify Inc. 117.50 100 400 300.00 9 47 422.22
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.67 600 600 0.00 97 112 15.46
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.50 4,715 4,715 0.00 307 323 5.21
2017‑09‑30 13F-HR GEVO / Gevo, Inc. 0.00 200 200 0.00 0 0
2017‑09‑30 13F-HR Z / Zillow Group, Inc. Class C 40.00 0 400 0 16
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. 0.00 70 70 0.00 0 0
2017‑09‑30 13F-HR CSX / CSX Corp. 54.27 1,729 1,732 0.17 94 94 0.00
2017‑09‑30 13F-HR ROIC / Retail Opportunity Investments Corp. 19.58 715 715 0.00 14 14 0.00
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 95.45 120 220 83.33 11 21 90.91
2017‑09‑30 13F-HR IDCC / InterDigital, Inc. 73.33 300 300 0.00 23 22 -4.35
2017‑09‑30 13F-HR SPH / Suburban Propane Partners, L.P. 26.67 300 300 0.00 7 8 14.29
2017‑09‑30 13F-HR ZUMZ / Zumiez, Inc. 16.67 300 300 0.00 4 5 25.00
2017‑09‑30 13F-HR MYL / Mylan N.V. 31.06 1,288 1,288 0.00 50 40 -20.00
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 33.58 268 268 0.00 8 9 12.50
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.08 12,126 11,539 -4.84 501 601 19.96
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.00 2,250 2,250 0.00 121 108 -10.74
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.19 9,192 12,640 37.51 1,818 3,213 76.73
2017‑09‑30 13F-HR AYR / Aircastle Ltd. 22.00 1,000 1,000 0.00 22 22 0.00
2017‑09‑30 13F-HR DRE / Duke Realty Corp. 30.04 233 233 0.00 7 7 0.00
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 55.75 1,130 1,130 0.00 70 63 -10.00
2017‑09‑30 13F-HR VMI / Valmont Industries, Inc. 158.00 4,000 4,000 0.00 598 632 5.69
2017‑09‑30 13F-HR STE / STERIS Corp. 0.00 3 3 0.00 0 0
2017‑09‑30 13F-HR BR / Broadridge Financial Solutions, Inc. 80.00 200 200 0.00 15 16 6.67
2017‑09‑30 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 29.76 399 168 -57.89 12 5 -58.33
2017‑09‑30 13F-HR TBI / TrueBlue, Inc. 20.00 150 150 0.00 4 3 -25.00
2017‑09‑30 13F-HR ALLE / Allegion Public Limited 85.85 629 629 0.00 51 54 5.88
2017‑09‑30 13F-HR CGNX / Cognex Corp. 110.00 500 500 0.00 42 55 30.95
2017‑09‑30 13F-HR EWG / iShares MSCI Germany ETF 32.44 0 10,326 0 335
2017‑09‑30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 27.33 3,788 878 -76.82 94 24 -74.47
2017‑09‑30 13F-HR BECN / Beacon Roofing Supply, Inc. 50.69 217 217 0.00 11 11 0.00
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 32.00 250 250 0.00 8 8 0.00
2017‑09‑30 13F-HR SCHF / Schwab International Equity ETF 33.46 16,687 11,716 -29.79 530 392 -26.04
2017‑09‑30 13F-HR PSLV / Sprott Physical Silver Trust 6.10 2,786 2,786 0.00 18 17 -5.56
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 300.00 30 30 0.00 8 9 12.50
2017‑09‑30 13F-HR POLARITYTE INC / (731094108) 28.12 320 320 0.00 7 9 28.57
2017‑09‑30 13F-HR GFI / Gold Fields Ltd. 8.00 125 125 0.00 0 1
2017‑09‑30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 50.10 76,327 73,547 -3.64 3,676 3,685 0.24
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 62.50 160 160 0.00 10 10 0.00
2017‑09‑30 13F-HR MMS / MAXIMUS, Inc. 66.33 196 196 0.00 12 13 8.33
2017‑09‑30 13F-HR ABC / AmerisourceBergen Corp. 80.00 50 50 0.00 5 4 -20.00
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.56 1,947 1,954 0.36 150 175 16.67
2017‑09‑30 13F-HR MCO / Moody's Corp. 133.33 75 75 0.00 9 10 11.11
2017‑09‑30 13F-HR LOGM / LogMein, Inc. 109.26 421 421 0.00 44 46 4.55
2017‑09‑30 13F-HR MIDD / Middleby Corp. (The) 130.72 153 153 0.00 19 20 5.26
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 70.71 85 99 16.47 5 7 40.00
2017‑09‑30 13F-HR EL PASO ENERGY / PFD CONV (283678209) 50.00 200 200 0.00 10 10 0.00
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 48.00 625 625 0.00 34 30 -11.76
2017‑09‑30 13F-HR VHC / VirnetX Holding Corp. 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR IAG / IAMGOLD Corp. 5.67 225 705 213.33 1 4 300.00
2017‑09‑30 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 6.25 160 160 0.00 1 1 0.00
2017‑09‑30 13F-HR MS / Morgan Stanley 45.45 110 110 0.00 5 5 0.00
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.24 127 127 0.00 5 6 20.00
2017‑09‑30 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 4.70 5,321 5,321 0.00 25 25 0.00
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.06 6,547 6,547 0.00 219 223 1.83
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 67.37 56,202 54,205 -3.55 3,592 3,652 1.67
2017‑09‑30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121.21 33 33 0.00 4 4 0.00
2017‑09‑30 13F-HR SDRL / Seadrill Limited 0.39 6,712 7,712 14.90 2 3 50.00
2017‑09‑30 13F-HR OTEL / Otelco, Inc. 9.46 22,950 22,950 0.00 172 217 26.16
2017‑09‑30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 51.61 3,161 2,267 -28.28 159 117 -26.42
2017‑09‑30 13F-HR BKH / Black Hills Corp. (Holding Co.) 68.52 467 467 0.00 32 32 0.00
2017‑09‑30 13F-HR HPQ / HP Inc. 19.99 2,401 2,401 0.00 42 48 14.29
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 142.35 281 281 0.00 38 40 5.26
2017‑09‑30 13F-HR ADNT / Adient plc 80.65 62 62 0.00 4 5 25.00
2017‑09‑30 13F-HR POWERSHARES ETF TR II / S&P500 HGH BET (73937B829) 33.33 30 30 0.00 1 1 0.00
2017‑09‑30 13F-HR NTLA / Intellia Therapeutics, Inc. 24.10 249 249 0.00 4 6 50.00
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 80.00 50 50 0.00 4 4 0.00
2017‑09‑30 13F-HR DBD / Diebold, Inc. 23.44 127 128 0.79 4 3 -25.00
2017‑09‑30 13F-HR ENZL / iShares MSCI New Zealand Capped ETF 48.00 250 250 0.00 12 12 0.00
2017‑09‑30 13F-HR KAP / KCAP Financial, Inc. 3.57 560 560 0.00 2 2 0.00
2017‑09‑30 13F-HR T / AT & T, Inc. 39.09 4,413 4,400 -0.29 167 172 2.99
2017‑09‑30 13F-HR AGCO / AGCO Corp. 72.73 220 220 0.00 15 16 6.67
2017‑09‑30 13F-HR FSLR / First Solar, Inc. 33.33 30 30 0.00 1 1 0.00
2017‑09‑30 13F-HR KNDI / Kandi Technolgies Group, Inc. 5.00 400 400 0.00 2 2 0.00
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 175.82 91 91 0.00 16 16 0.00
2017‑09‑30 13F-HR BAK / Braskem S.A. 26.00 500 500 0.00 10 13 30.00
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DLY GOLD INDX 3X (25460E844) 33.33 175 180 2.86 5 6 20.00
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.82 1,146 2,605 127.31 63 135 114.29
2017‑09‑30 13F-HR BHP / BHP Billiton Ltd. 40.00 249 250 0.40 9 10 11.11
2017‑09‑30 13F-HR NUE / Nucor Corp. 56.00 625 625 0.00 36 35 -2.78
2017‑09‑30 13F-HR USB / U.S. Bancorp 42.66 3,623 9,002 148.47 188 384 104.26
2017‑09‑30 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 0.00 6 6 0.00 0 0
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / GUGG CHINA ALLCP (18385P101) 33.50 2,000 2,000 0.00 59 67 13.56
2017‑09‑30 13F-HR CME / CME Group, Inc. 142.86 35 35 0.00 4 5 25.00
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.92 245 245 0.00 45 48 6.67
2017‑09‑30 13F-HR FSBW / FS Bancorp, Inc. 52.49 362 362 0.00 16 19 18.75
2017‑09‑30 13F-HR SINA / Sina Corp. 113.89 360 360 0.00 31 41 32.26
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.29 10,236 10,329 0.91 1,637 1,697 3.67
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.80 254 254 0.00 18 19 5.56
2017‑09‑30 13F-HR UNITED STS 12 MONTH OIL FD L / UNIT BEN INT (91288V103) 15.62 128 128 0.00 2 2 0.00
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.62 31,892 31,828 -0.20 998 1,070 7.21
2017‑09‑30 13F-HR ATO / Atmos Energy Corp. 86.49 185 185 0.00 15 16 6.67
2017‑09‑30 13F-HR IHPXF / iShares MSCI 54.26 129 129 0.00 7 7 0.00
2017‑09‑30 13F-HR MVIS / Microvision, Inc. 3.19 313 313 0.00 1 1 0.00
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.17 2,988 3,018 1.00 249 251 0.80
2017‑09‑30 13F-HR IXC / iShares Global Energy ETF 80 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR 900 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR SPNC / Spectranetics Corp. (The) 396 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR MTCH / Match Group, Inc. 200 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR HK / Halcon Resources Corporation 42 0 -100.00 0 0
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 323 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund 1,100 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund 750 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR XCO / EXCO Resources, Inc. 1,357 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR WOOF / VCA Inc. 25 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 2 0 -100.00 0 0
2017‑09‑30 13F-HR TSCO / Tractor Supply Co. 100 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR SSRI / Silver Standard Resources, Inc. 90 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR SQ / Square, Inc. 150 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR STO / Statoil ASA 565 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 540 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR SPDR INDEX SHS FDS / MSCI AUS STRTGIC (78463X384) 61,351 0 -100.00 3,167 0 -100.00
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 1,014 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR OAK / Oaktree Capital Group, LLC 72 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR NLS / Nautilus Group, Inc. (The) 133 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR MBOT / Microbot Medical Inc 42 0 -100.00 0 0
2017‑09‑30 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares 10,000 0 -100.00 69 0 -100.00
2017‑09‑30 13F-HR LM / Legg Mason, Inc. 20 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR IMMY / Imprimis Pharmaceuticals, Inc. 600 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR ZROZ / PIMCO ETF Trust 200 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR FLEX / Flextronics International Ltd. 90 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 20 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CAJ / Canon, Inc. 67 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 3 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 200 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR AXAS / Abraxas Petroleum Corp. 110 0 -100.00 0 0
2017‑09‑30 13F-HR AGU / Agrium Inc. 75 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR DATA / Tableau Software, Inc. 490 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR BHI / Baker Hughes Inc. 620 0 -100.00 34 0 -100.00
2017‑09‑30 13F-HR TRXC / TransEnterix, Inc. 22,500 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 1,192 0 -100.00 96 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 1,624 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 866 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 1,156 0 -100.00 75 0 -100.00
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 107 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR AWH / Allied World Assurance Company Holding AG 162 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR MTEX / Mannatech, Inc. 100 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR GNTX / Gentex Corp. 853 0 -100.00 16 0 -100.00