InvestorTradewinds Capital Management, LLC
Portfolio Value $ 204,938,000
Current Positions749
Opened Positions5
Closed Positions54


Latest Holdings, Performance, AUM (from 13F, 13D)

Tradewinds Capital Management, LLC has disclosed 749 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 204,938,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Tradewinds Capital Management, LLC's top holdings are Microsoft Corp. (NASDAQ:MSFT) , SPDR STOXX Europe 50 ETF (NYSE:FEU) , Schwab International Small-Cap Equity ETF (NYSE:SCHC) , SPDR MSCI Germany Quality Mix ETF (NYSE:QDEU) , and iShares MSCI Spain Capped ETF (NYSE:EWP) . Tradewinds Capital Management, LLC's new positions include iShares MSCI Spain Capped ETF (NYSE:EWP) , Guggenheim S&P 500 Equal Weight Materials ETF (NYSE:RTM) , SPDR MSCI Japan Quality Mix ETF (NYSE:QJPN) , Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. (NYSE:BTO) , and Opiant Pharmaceuticals, Inc. (NASDAQ:OPNT) .

All Tradewinds Capital Management, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 01, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR EQIX / Equinix, Inc. 452.55 137 137 0.00 61 62 1.64
2017-12-31 13F-HR NUE / Nucor Corp. 64.00 625 625 0.00 35 40 14.29
2017-12-31 13F-HR ATO / Atmos Energy Corp. 86.49 185 185 0.00 16 16 0.00
2017-12-31 13F-HR GEVNW / Gevo, Inc. 200 0 -100.00 0 0
2017-12-31 13F-HR SAFEWAY PLC / (786CVR308) 2,400 0 -100.00 0 0
2017-12-31 13F-HR IPWR / Ideal Power Inc. 500 0 -100.00 1 0 -100.00
2017-12-31 13F-HR MFC / Manulife Financial Corp. 81 0 -100.00 2 0 -100.00
2017-12-31 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 574 0 -100.00 11 0 -100.00
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 775 0 -100.00 63 0 -100.00
2017-12-31 13F-HR CCJ / Cameco Corp. 340 0 -100.00 3 0 -100.00
2017-12-31 13F-HR ATW / Atwood Oceanics, Inc. 72 0 -100.00 1 0 -100.00
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. 25 0 -100.00 3 0 -100.00
2017-12-31 13F-HR YAO / Claymore Exchange-Traded Fund Trust 2 2,000 0 -100.00 67 0 -100.00
2017-12-31 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 0.00 9 9 0.00 0 0
2017-12-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.18 147,965 134,909 -8.82 1,983 1,778 -10.34
2017-12-31 13F-HR PPT / Putnam Premier Income Trust 5.40 3,150 3,150 0.00 17 17 0.00
2017-12-31 13F-HR SATS / EchoStar Corp. 62.50 160 160 0.00 9 10 11.11
2017-12-31 13F-HR AKP / Alliance California Municipal Income Fund, Inc. 13.60 10,000 10,000 0.00 138 136 -1.45
2017-12-31 13F-HR AXU / Alexco Resource Corp. 1.60 10,000 10,000 0.00 15 16 6.67
2017-12-31 13F-HR OLLI / Ollie's Bargain Outlet Holdings, Inc. 51.47 272 272 0.00 13 14 7.69
2017-12-31 13F-HR AIT / Applied Industrial Technologies, Inc. 67.80 472 472 0.00 31 32 3.23
2017-12-31 13F-HR BEN / Franklin Resources, Inc. 43.41 1,935 1,935 0.00 86 84 -2.33
2017-12-31 13F-HR EKSO / Ekso Bionics Holdings, Inc. 2.23 896 896 0.00 1 2 100.00
2017-12-31 13F-HR ORCL / Oracle Corp. 47.28 27,512 27,516 0.01 1,330 1,301 -2.18
2017-12-31 13F-HR TWTR / Twitter, Inc. 23.33 600 600 0.00 10 14 40.00
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.14 20,595 20,548 -0.23 2,473 2,448 -1.01
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.85 755 682 -9.67 61 49 -19.67
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.00 200 200 0.00 8 7 -12.50
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 5.50 2,250 2,000 -11.11 12 11 -8.33
2017-12-31 13F-HR OMCL / Omnicell, Inc. 48.86 307 307 0.00 16 15 -6.25
2017-12-31 13F-HR IEV / iShares Europe 350 ETF 45.71 174 175 0.57 8 8 0.00
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.53 1,729 1,628 -5.84 1,662 1,904 14.56
2017-12-31 13F-HR LULU / lululemon athletica inc. 78.12 192 192 0.00 12 15 25.00
2017-12-31 13F-HR NVCN / Neovasc, Inc . 0.00 375 375 0.00 1 0 -100.00
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.80 4,191 3,997 -4.63 231 243 5.19
2017-12-31 13F-HR TBF / ProShares Short 20+ Yr Treasury 14.93 67 67 0.00 2 1 -50.00
2017-12-31 13F-HR CI / Cigna Corp. 205.56 180 180 0.00 34 37 8.82
2017-12-31 13F-HR HAWK / Blackhawk Network Holdings, Inc. 35.53 197 197 0.00 9 7 -22.22
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 235.77 123 123 0.00 22 29 31.82
2017-12-31 13F-HR C / Citigroup, Inc. 74.40 2,762 336 -87.83 83 25 -69.88
2017-12-31 13F-HR RTN / Raytheon Co. 188.33 600 600 0.00 112 113 0.89
2017-12-31 13F-HR Z / Zillow Group, Inc. Class C 40.00 400 400 0.00 16 16 0.00
2017-12-31 13F-HR ROIC / Retail Opportunity Investments Corp. 19.58 715 715 0.00 14 14 0.00
2017-12-31 13F-HR SPH / Suburban Propane Partners, L.P. 23.33 300 300 0.00 8 7 -12.50
2017-12-31 13F-HR ZUMZ / Zumiez, Inc. 20.00 300 300 0.00 5 6 20.00
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.28 1,459 954 -34.61 101 68 -32.67
2017-12-31 13F-HR BA / Boeing Company (The) 294.91 12,640 12,485 -1.23 3,213 3,682 14.60
2017-12-31 13F-HR AYR / Aircastle Ltd. 23.00 1,000 1,000 0.00 22 23 4.55
2017-12-31 13F-HR DRE / Duke Realty Corp. 25.75 233 233 0.00 7 6 -14.29
2017-12-31 13F-HR BR / Broadridge Financial Solutions, Inc. 90.00 200 200 0.00 16 18 12.50
2017-12-31 13F-HR TBI / TrueBlue, Inc. 26.67 150 150 0.00 3 4 33.33
2017-12-31 13F-HR ALLE / Allegion Public Limited 79.49 629 629 0.00 54 50 -7.41
2017-12-31 13F-HR EWG / iShares MSCI Germany ETF 33.02 10,326 10,177 -1.44 335 336 0.30
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 62.50 0 16 0 1
2017-12-31 13F-HR BECN / Beacon Roofing Supply, Inc. 64.52 217 217 0.00 11 14 27.27
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 323.08 30 130 333.33 9 42 366.67
2017-12-31 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 53.27 73,547 117,677 60.00 3,685 6,269 70.12
2017-12-31 13F-HR LOGM / LogMein, Inc. 114.01 421 421 0.00 46 48 4.35
2017-12-31 13F-HR MCO / Moody's Corp. 146.67 75 75 0.00 10 11 10.00
2017-12-31 13F-HR RSG / Republic Services, Inc. 70.71 99 99 0.00 7 7 0.00
2017-12-31 13F-HR MS / Morgan Stanley 52.63 110 304 176.36 5 16 220.00
2017-12-31 13F-HR SCHA / Schwab U.S. Small-Cap ETF 69.74 54,205 94,170 73.73 3,652 6,567 79.82
2017-12-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121.21 33 33 0.00 4 4 0.00
2017-12-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 54.84 2,267 2,024 -10.72 117 111 -5.13
2017-12-31 13F-HR HPQ / HP Inc. 20.99 2,401 2,096 -12.70 48 44 -8.33
2017-12-31 13F-HR TEL / TE Connectivity Ltd. 100.00 50 50 0.00 4 5 25.00
2017-12-31 13F-HR DBD / Diebold, Inc. 15.50 128 129 0.78 3 2 -33.33
2017-12-31 13F-HR KCAP / KCAP Financial, Inc. 3.57 560 560 0.00 2 2 0.00
2017-12-31 13F-HR T / AT & T, Inc. 38.85 4,400 4,942 12.32 172 192 11.63
2017-12-31 13F-HR BAK / Braskem S.A. 26.67 500 600 20.00 13 16 23.08
2017-12-31 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares 33.33 180 180 0.00 6 6 0.00
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 0.00 6 6 0.00 0 0
2017-12-31 13F-HR CME / CME Group, Inc. 142.86 35 35 0.00 5 5 0.00
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.41 245 245 0.00 48 54 12.50
2017-12-31 13F-HR FSBW / FS Bancorp, Inc. 55.25 362 362 0.00 19 20 5.26
2017-12-31 13F-HR UA / Under Armour, Inc., Class C 3,500 0 -100.00 58 0 -100.00
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 300 0 -100.00 0 0
2017-12-31 13F-HR JCP / J.C. Penney Co., Inc. Call 700 0 -100.00 0 0
2017-12-31 13F-HR ANCKF / Anfield Gold Corp 20,000 0 -100.00 7 0 -100.00
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 13 0 -100.00 2 0 -100.00
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 4 0 -100.00 0 0
2017-12-31 13F-HR MNGA / MagneGas Corp. 8 0 -100.00 0 0
2017-12-31 13F-HR HACK / PureFunds ISE Cyber Security ETF 50 0 -100.00 2 0 -100.00
2017-12-31 13F-HR FSTA / Fidelity MSCI Consumer Staples Index ETF 72 0 -100.00 2 0 -100.00
2017-12-31 13F-HR FTXL / First Trust High Income ETF 118 0 -100.00 3 0 -100.00
2017-12-31 13F-HR FVD / First Trust Value Line Dividend Index Fund 170 0 -100.00 5 0 -100.00
2017-12-31 13F-HR FSIC / FS Investment Corporation 411 0 -100.00 3 0 -100.00
2017-12-31 13F-HR TGNA / TEGNA Inc. 300 0 -100.00 4 0 -100.00
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 19 0 -100.00 2 0 -100.00
2017-12-31 13F-HR TIF / Tiffany & Co. 26 0 -100.00 2 0 -100.00
2017-12-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 3 0 -100.00 0 0
2017-12-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 2,000 0 -100.00 10 0 -100.00
2017-12-31 13F-HR USCI / United States Commodity Index Fund 46 0 -100.00 2 0 -100.00
2017-12-31 13F-HR MLPA / Global X MLP ETF 306 0 -100.00 3 0 -100.00
2017-12-31 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 4 0 -100.00 1 0 -100.00
2017-12-31 13F-HR EYES / Second Sight Medical Products, Inc. 1,500 0 -100.00 2 0 -100.00
2017-12-31 13F-HR TPR / Tapestry, Inc. 93 0 -100.00 4 0 -100.00
2017-12-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 215 0 -100.00 17 0 -100.00
2017-12-31 13F-HR INAP / Internap Corporation 165 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SN / Sanchez Energy Corporation 100 0 -100.00 0 0
2017-12-31 13F-HR CARS / Cars.com Inc 50 0 -100.00 1 0 -100.00
2017-12-31 13F-HR KKR / KKR & CO. L.P. 1,300 0 -100.00 26 0 -100.00
2017-12-31 13F-HR HCLP / Hi-Crush Partners LP 112 0 -100.00 1 0 -100.00
2017-12-31 13F-HR TRI / Thomson Reuters Corp. 150 0 -100.00 7 0 -100.00
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 500 0 -100.00 2 0 -100.00
2017-12-31 13F-HR CPA / Copa Holdings, S.A. 16 0 -100.00 2 0 -100.00
2017-12-31 13F-HR FTS / Fortis Inc. 3,249 0 -100.00 116 0 -100.00
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063X100) 1,438 0 -100.00 22 0
2017-12-31 13F-HR BUI / BlackRock Utility and Infrastructure Trust 450 0 -100.00 9 0 -100.00
2017-12-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. 81 0 -100.00 12 0 -100.00
2017-12-31 13F-HR LVLT / Level 3 Communications, Inc. 633 0 -100.00 34 0 -100.00
2017-12-31 13F-HR STT / State Street Corp. 1,000 0 -100.00 27 0 -100.00
2017-12-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 100 0 -100.00 2 0 -100.00
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 252 0 -100.00 12 0 -100.00
2017-12-31 13F-HR IHE / iShares U.S. Pharmaceuticals ETF 24 0 -100.00 4 0 -100.00
2017-12-31 13F-HR AMBA / Ambarella, Inc. 100 0 -100.00 5 0 -100.00
2017-12-31 13F-HR OME / Omega Protein Corp. 50 0 -100.00 1 0 -100.00
2017-12-31 13F-HR WLL / Whiting Petroleum Corp. 70 0 -100.00 0 0
2017-12-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 168 0 -100.00 5 0 -100.00
2017-12-31 13F-HR WPM / Wheaton Precious Metals Corp. Call 0.00 50,000 100,000 100.00 0 0
2017-12-31 13F-HR VIAB / Viacom, Inc. Call 0.00 300 300 0.00 0 0
2017-12-31 13F-HR CAH / Cardinal Health, Inc. Call 0.00 200 0
2017-12-31 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference Call 0.00 100 0
2017-12-31 13F-HR DELAWARE INVT NAT MUNI I / SH BEN INT (24610T108) 13.32 2,327 31
2017-12-31 13F-HR HIGHLAND FLOATNG RATE OP / SHS BEN INT (43010E404) 13.70 219 3
2017-12-31 13F-HR JRS / Nuveen Real Estate Income Fund 12.50 160 160 0.00 2 2 0.00
2017-12-31 13F-HR HQH / Tekla Healthcare Investors 22.41 238 1,963 724.79 6 44 633.33
2017-12-31 13F-HR XBGTX / BlackRock Floating Rate Income 13.93 353 359 1.70 5 5 0.00
2017-12-31 13F-HR EQR / Equity Residential 63.95 860 860 0.00 57 55 -3.51
2017-12-31 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 6.21 3,028 3,058 0.99 21 19 -9.52
2017-12-31 13F-HR CENTER COAST MLP & INFRS / COM SHS (151461100) 10.00 2,500 25
2017-12-31 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 15.51 1,612 25
2017-12-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.05 2,064 29
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 30.00 200 6
2017-12-31 13F-HR BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 39.33 1,500 59
2017-12-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 11.20 2,500 28
2017-12-31 13F-HR FNKO / Funko, Inc. 6.59 1,365 9
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.67 1,065 1,065 0.00 65 71 9.23
2017-12-31 13F-HR SFBC / Sound Financial Bancorp, Inc. 34.00 1,000 1,000 0.00 34 34 0.00
2017-12-31 13F-HR CANE / Teucrium Sugar Fund 10.00 200 200 0.00 2 2 0.00
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.12 3,614 3,614 0.00 663 716 7.99
2017-12-31 13F-HR JCI / Johnson Controls International plc 38.23 497 497 0.00 20 19 -5.00
2017-12-31 13F-HR TRIP / TripAdvisor, Inc. 42.55 47 47 0.00 2 2 0.00
2017-12-31 13F-HR STE / STERIS Corp. 0.00 3 3 0.00 0 0
2017-12-31 13F-HR FSM / Fortuna Silver Mines Inc. 6.00 500 500 0.00 2 3 50.00
2017-12-31 13F-HR AGN / Allergan plc 151.52 0 33 0 5
2017-12-31 13F-HR LIT / Global X Funds 38.33 220 287 30.45 8 11 37.50
2017-12-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 120.65 862 862 0.00 101 104 2.97
2017-12-31 13F-HR ZG / Zillow Group, Inc. 0.00 0 8 0 0
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.91 33 33 0.00 3 3 0.00
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 85.00 0 200 0 17
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.66 2,319 2,319 0.00 190 194 2.11
2017-12-31 13F-HR XEL / Xcel Energy, Inc. 47.93 1,711 1,711 0.00 81 82 1.23
2017-12-31 13F-HR WRB / Berkley (W.R.) Corp. 66.67 60 60 0.00 4 4 0.00
2017-12-31 13F-HR WY / Weyerhaeuser Co. 35.28 6,547 6,547 0.00 223 231 3.59
2017-12-31 13F-HR WBII / WBI Tactical Income Shares 25.50 2,000 2,000 0.00 51 51 0.00
2017-12-31 13F-HR WEX / WEX Inc. 145.83 48 48 0.00 5 7 40.00
2017-12-31 13F-HR WBIF / WBI Large Cap Tactical Value Shares 29.15 343 343 0.00 9 10 11.11
2017-12-31 13F-HR WBIG / WBI Large Cap Tactical Yield Shares 25.84 387 387 0.00 9 10 11.11
2017-12-31 13F-HR WDC / Western Digital Corp. 79.21 1,111 1,111 0.00 96 88 -8.33
2017-12-31 13F-HR SLW / Silver Wheaton Corp. 22.06 680 680 0.00 13 15 15.38
2017-12-31 13F-HR WBIR / WBI Tactical Rotation Shares 27.03 259 259 0.00 6 7 16.67
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 32.00 250 250 0.00 8 8 0.00
2017-12-31 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 43.48 23 1
2017-12-31 13F-HR WB / Weibo Corporation 111.11 36 36 0.00 4 4 0.00
2017-12-31 13F-HR VRSN / VeriSign, Inc. 116.04 293 293 0.00 31 34 9.68
2017-12-31 13F-HR WBIB / WBI SMID Tactical Value Shares 27.61 326 326 0.00 8 9 12.50
2017-12-31 13F-HR WBIC / WBI SMID Tactical Yield Shares 21.02 333 333 0.00 7 7 0.00
2017-12-31 13F-HR WBIA / WBI SMID Tactical Growth Shares 26.32 190 190 0.00 5 5 0.00
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.75 811 811 0.00 63 59 -6.35
2017-12-31 13F-HR WAFD / Washington Federal, Inc. 34.23 20,623 20,623 0.00 694 706 1.73
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.85 3,442 3,442 0.00 506 533 5.34
2017-12-31 13F-HR VRTV / Veritiv Corporation 0.00 3 3 0.00 0 0
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 44.57 359 359 0.00 16 16 0.00
2017-12-31 13F-HR VMI / Valmont Industries, Inc. 165.75 4,000 4,000 0.00 632 663 4.91
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 83.01 3,018 3,060 1.39 251 254 1.20
2017-12-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.50 123,864 113,035 -8.74 1,582 1,413 -10.68
2017-12-31 13F-HR VLO / Valero Energy Corp. 94.02 234 234 0.00 18 22 22.22
2017-12-31 13F-HR V / Visa, Inc. 114.10 4,976 4,978 0.04 524 568 8.40
2017-12-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 166.67 18 18 0.00 3 3 0.00
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 149.47 281 281 0.00 40 42 5.00
2017-12-31 13F-HR USB / U.S. Bancorp 53.57 9,002 5,376 -40.28 384 288 -25.00
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.50 1,258 1,235 -1.83 129 113 -12.40
2017-12-31 13F-HR UHAL / AMERCO 400.00 20 20 0.00 7 8 14.29
2017-12-31 13F-HR TXT / Textron, Inc. 56.25 800 800 0.00 43 45 4.65
2017-12-31 13F-HR UHS / Universal Health Services, Inc. 113.21 106 106 0.00 12 12 0.00
2017-12-31 13F-HR UAL / United Continental Holdings, Inc. 67.54 3,050 3,050 0.00 186 206 10.75
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.54 1,954 1,961 0.36 175 205 17.14
2017-12-31 13F-HR TTD / Trade Desk, Inc. 62.50 16 1
2017-12-31 13F-HR TRP / TransCanada Corp. 48.66 9,014 8,014 -11.09 446 390 -12.56
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 313.87 137 137 0.00 47 43 -8.51
2017-12-31 13F-HR TRN / Trinity Industries, Inc. 40.00 100 100 0.00 3 4 33.33
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 63.16 95 95 0.00 6 6 0.00
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 190.08 968 968 0.00 183 184 0.55
2017-12-31 13F-HR TEF / Telefonica S.A. 6.49 154 154 0.00 2 1 -50.00
2017-12-31 13F-HR SU / Suncor Energy Inc. 37.31 268 268 0.00 9 10 11.11
2017-12-31 13F-HR STI / SunTrust Banks, Inc. 60.61 1,033 33 -96.81 27 2 -92.59
2017-12-31 13F-HR SO / Southern Co. (The) 48.59 638 638 0.00 31 31 0.00
2017-12-31 13F-HR SNCR / Synchronoss Technologies, Inc. 10.31 291 291 0.00 3 3 0.00
2017-12-31 13F-HR SNAP / Snapchat, Inc. 15.58 385 385 0.00 6 6 0.00
2017-12-31 13F-HR SPHB / PowerShares S&P 500 High Beta Port ETF 33.33 30 30 0.00 1 1 0.00
2017-12-31 13F-HR SLAB / Silicon Laboratories, Inc. 89.74 156 156 0.00 12 14 16.67
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.11 1,711 1,490 -12.92 119 100 -15.97
2017-12-31 13F-HR SINA / Sina Corp. 100.00 360 360 0.00 41 36 -12.20
2017-12-31 13F-HR SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 46.15 65 3
2017-12-31 13F-HR SHOP / Shopify Inc. 100.00 400 200 -50.00 47 20 -57.45
2017-12-31 13F-HR SEE / Sealed Air Corp. 48.15 490 270 -44.90 21 13 -38.10
2017-12-31 13F-HR SDRL / Seadrill Limited 0.00 7,712 2,031 -73.66 3 0 -100.00
2017-12-31 13F-HR RYT / Guggenheim S&P 500 Equal Weight Technology ETF 142.18 80,509 211 -99.74 10,871 30 -99.72
2017-12-31 13F-HR RWT / Redwood Trust, Inc. 14.49 333 345 3.60 5 5 0.00
2017-12-31 13F-HR RYE / Guggenheim S&P 500 Equal Weight Energy ETF 58.01 1,671 1,672 0.06 92 97 5.43
2017-12-31 13F-HR RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF 179.57 0 5,619 0 1,009
2017-12-31 13F-HR RIG / Transocean, Inc. 9.76 205 205 0.00 2 2 0.00
2017-12-31 13F-HR RDFN / Redfin Corp 31.79 555 755 36.04 14 24 71.43
2017-12-31 13F-HR QGBR / SPDR MSCI UK Quality Mix ETF 54.32 17,845 405 -97.73 947 22 -97.68
2017-12-31 13F-HR QRVO / Qorvo, Inc. 66.23 921 921 0.00 65 61 -6.15
2017-12-31 13F-HR PRAA / PRA Group, Inc. 33.02 212 212 0.00 6 7 16.67
2017-12-31 13F-HR PRGO / Perrigo Company plc 111.11 18 18 0.00 2 2 0.00
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 114.74 1,560 1,560 0.00 166 179 7.83
2017-12-31 13F-HR PPBI / Pacific Premier Bancorp, Inc. 29.41 34 34 0.00 1 1 0.00
2017-12-31 13F-HR PSLV / Sprott Physical Silver Trust 6.46 2,786 2,786 0.00 17 18 5.88
2017-12-31 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 64.87 107 632 490.65 7 41 485.71
2017-12-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 20.20 594 594 0.00 11 12 9.09
2017-12-31 13F-HR POOL / Pool Corp. 127.12 118 118 0.00 13 15 15.38
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.58 1,648 1,648 0.00 183 174 -4.92
2017-12-31 13F-HR PI / Impinj, Inc. 22.16 663 993 49.77 28 22 -21.43
2017-12-31 13F-HR PGR / Progressive Corp. (The) 56.31 7,565 7,565 0.00 366 426 16.39
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.92 2,684 2,560 -4.62 299 307 2.68
2017-12-31 13F-HR PETX / Aratana Therapeutics, Inc. 6.00 500 500 0.00 3 3 0.00
2017-12-31 13F-HR PEGI / Pattern Energy Group Inc. 0.00 20 0
2017-12-31 13F-HR PCG / PG&E Corp. 44.05 227 227 0.00 15 10 -33.33
2017-12-31 13F-HR PBW / PowerShares WilderHill Clean Energy Portfolio 16.95 599 59 -90.15 3 1 -66.67
2017-12-31 13F-HR PCAR / PACCAR, Inc. 71.06 15,772 17,155 8.77 1,141 1,219 6.84
2017-12-31 13F-HR OTTR / Otter Tail Corp. 43.75 160 160 0.00 7 7 0.00
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 75.00 160 160 0.00 10 12 20.00
2017-12-31 13F-HR OTEL / Otelco, Inc. 13.33 22,950 22,950 0.00 217 306 41.01
2017-12-31 13F-HR NVRO / Nevro Corp. 72.46 69 69 0.00 6 5 -16.67
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.32 2,560 2,757 7.70 142 147 3.52
2017-12-31 13F-HR NVS / Novartis AG 83.02 286 265 -7.34 25 22 -12.00
2017-12-31 13F-HR O / Realty Income Corp. 57.02 4,262 4,262 0.00 244 243 -0.41
2017-12-31 13F-HR NWN / Northwest Natural Gas Co. 60.00 200 200 0.00 13 12 -7.69
2017-12-31 13F-HR NVDA / NVIDIA Corp. 194.05 599 639 6.68 107 124 15.89
2017-12-31 13F-HR NVAX / Novavax, Inc. 1.25 16,000 16,000 0.00 18 20 11.11
2017-12-31 13F-HR NTLA / Intellia Therapeutics, Inc. 20.08 249 249 0.00 6 5 -16.67
2017-12-31 13F-HR NSU / Nevsun Resources Ltd. 2.45 20,000 20,000 0.00 44 49 11.36
2017-12-31 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 15.27 1,375 1,375 0.00 22 21 -4.55
2017-12-31 13F-HR NKE / Nike, Inc. 62.95 556 556 0.00 29 35 20.69
2017-12-31 13F-HR NEP / NextEra Energy Partners LP 43.33 200 300 50.00 8 13 62.50
2017-12-31 13F-HR NGD / New Gold, Inc. 3.80 526 526 0.00 2 2 0.00
2017-12-31 13F-HR NBL / Noble Energy, Inc. 28.33 0 600 0 17
2017-12-31 13F-HR NAK / Northern Dynasty Minerals Ltd. 1.67 600 600 0.00 1 1 0.00
2017-12-31 13F-HR NCR / NCR Corp. 0.00 12 12 0.00 0 0
2017-12-31 13F-HR MYL / Mylan N.V. 41.93 1,288 1,288 0.00 40 54 35.00
2017-12-31 13F-HR MUX / McEwen Mining Inc. 1.92 520 520 0.00 1 1 0.00
2017-12-31 13F-HR MVIS / Microvision, Inc. 3.19 313 313 0.00 1 1 0.00
2017-12-31 13F-HR MU / Micron Technology, Inc. 40.68 590 590 0.00 23 24 4.35
2017-12-31 13F-HR MRCC / Monroe Capital Corp 13.33 300 4
2017-12-31 13F-HR MPW / Medical Properties Trust Inc. 13.67 3,000 41
2017-12-31 13F-HR MMM / 3M Co. 235.14 1,245 1,178 -5.38 261 277 6.13
2017-12-31 13F-HR MLNX / Mellanox Technologies, Ltd. 65.00 400 400 0.00 19 26 36.84
2017-12-31 13F-HR MO / Altria Group, Inc. 71.23 1,268 1,769 39.51 80 126 57.50
2017-12-31 13F-HR MON / Monsanto Co. 116.62 1,511 1,492 -1.26 181 174 -3.87
2017-12-31 13F-HR MMS / MAXIMUS, Inc. 71.43 196 196 0.00 13 14 7.69
2017-12-31 13F-HR MELI / MercadoLibre, Inc. 285.71 7 2
2017-12-31 13F-HR MDYV / SPDR S&P 400 Mid Cap Value ETF 103.23 574 775 35.02 57 80 40.35
2017-12-31 13F-HR MFT / BlackRock MuniYield Investment Quality Fund 13.33 300 300 0.00 4 4 0.00
2017-12-31 13F-HR MAS / Masco Corp. 44.00 500 22
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 43.48 69 69 0.00 3 3 0.00
2017-12-31 13F-HR MCD / McDonald's Corp. 172.21 1,202 1,202 0.00 188 207 10.11
2017-12-31 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 153.85 72 39 -45.83 11 6 -45.45
2017-12-31 13F-HR MA / MasterCard Incorporated 181.82 11 11 0.00 2 2 0.00
2017-12-31 13F-HR MDT / Medtronic plc 80.77 343 260 -24.20 27 21 -22.22
2017-12-31 13F-HR LW / Lamb Weston Holdings, Inc. 57.44 383 383 0.00 18 22 22.22
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.49 1,130 1,130 0.00 63 74 17.46
2017-12-31 13F-HR KSS / Kohl's Corp. 66.67 15 15 0.00 1 1 0.00
2017-12-31 13F-HR KN / Knowles Corp 10.00 100 100 0.00 2 1 -50.00
2017-12-31 13F-HR KR / Kroger Co. 27.39 3,169 3,834 20.98 64 105 64.06
2017-12-31 13F-HR KO / Coca Cola Co. 45.81 1,960 1,943 -0.87 88 89 1.14
2017-12-31 13F-HR KEYS / Keysight Technologies Inc. 39.68 159 126 -20.75 7 5 -28.57
2017-12-31 13F-HR KNDI / Kandi Technolgies Group, Inc. 7.50 400 400 0.00 2 3 50.00
2017-12-31 13F-HR KEY / KeyCorp 20.15 3,822 3,822 0.00 72 77 6.94
2017-12-31 13F-HR KBA / KraneShares CSI China Internet ETF 30.00 100 100 0.00 3 3 0.00
2017-12-31 13F-HR JWN / Nordstrom, Inc. 47.34 9,838 9,695 -1.45 464 459 -1.08
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.77 6,908 7,212 4.40 898 1,008 12.25
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 263.16 57 57 0.00 14 15 7.14
2017-12-31 13F-HR IXYS / IXYS Corp. 23.51 808 808 0.00 19 19 0.00
2017-12-31 13F-HR IYM / iShares U.S. Basic Materials ETF 104.48 67 67 0.00 6 7 16.67
2017-12-31 13F-HR JEC / Jacobs Engineering Group, Inc. 66.25 316 317 0.32 18 21 16.67
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.42 667 667 0.00 99 111 12.12
2017-12-31 13F-HR ITT / ITT Inc. 62.50 16 16 0.00 1 1 0.00
2017-12-31 13F-HR IR / Ingersoll-Rand plc 89.35 1,690 1,690 0.00 151 151 0.00
2017-12-31 13F-HR INO / Inovio Pharmaceuticals, Inc. 2.96 338 338 0.00 2 1 -50.00
2017-12-31 13F-HR INTERNAP CORP / COM PAR (45885A409) 24.39 41 1
2017-12-31 13F-HR IMUC / ImmunoCellular Therapeutics, Ltd. 0.00 200 0
2017-12-31 13F-HR INFY / Infosys Limited 16.25 800 800 0.00 12 13 8.33
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 186.81 91 91 0.00 16 17 6.25
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 78.74 254 254 0.00 19 20 5.26
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 66.67 30 30 0.00 2 2 0.00
2017-12-31 13F-HR IDCC / InterDigital, Inc. 76.67 300 300 0.00 22 23 4.55
2017-12-31 13F-HR HYLB / Xtrackers USD High Yield Corpora 0.00 1 0
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.40 2,079 2,073 -0.29 302 318 5.30
2017-12-31 13F-HR IBND / SPDR Barclays International Corporate Bond ETF 0.00 0 13 0 0
2017-12-31 13F-HR IAG / IAMGOLD Corp. 5.67 705 705 0.00 4 4 0.00
2017-12-31 13F-HR HRS / Harris Corp. 0.00 3 3 0.00 0 0
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.40 12,353 12,334 -0.15 1,751 1,892 8.05
2017-12-31 13F-HR HOG / Harley-Davidson, Inc. 51.20 625 625 0.00 30 32 6.67
2017-12-31 13F-HR HMNY / Helios and Matheson Analytics Inc. 0.00 10 0
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 56.05 446 446 0.00 25 25 0.00
2017-12-31 13F-HR HDGE / Active Bear ETF/The 10.00 200 200 0.00 2 2 0.00
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.54 8,307 8,410 1.24 1,359 1,594 17.29
2017-12-31 13F-HR GPL / Great Panther Silver Ltd 1.52 660 660 0.00 1 1 0.00
2017-12-31 13F-HR GOV / Government Properties Income Trust 17.39 115 115 0.00 2 2 0.00
2017-12-31 13F-HR GPS / Gap, Inc. (The) 43.48 46 46 0.00 1 2 100.00
2017-12-31 13F-HR GMED / Globus Medical, Inc. 40.58 345 345 0.00 10 14 40.00
2017-12-31 13F-HR GLW / Corning, Inc. 31.83 2,179 1,979 -9.18 65 63 -3.08
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.84 2,164 2,164 0.00 263 268 1.90
2017-12-31 13F-HR GIM / Templeton Global Income Fund 6.57 3,350 3,350 0.00 23 22 -4.35
2017-12-31 13F-HR GIS / General Mills, Inc. 59.34 2,605 1,146 -56.01 135 68 -49.63
2017-12-31 13F-HR GBX / Greenbrier Companies, Inc. (THE) 50.00 100 100 0.00 5 5 0.00
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 20.00 0 50 0 1
2017-12-31 13F-HR FNDE / Schwab Fundamental Emerging Markets Large Company Index ETF 29.85 67 2
2017-12-31 13F-HR FNDC / Schwab Fundamental International Small Company Index ETF 45.45 44 2
2017-12-31 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 36.59 82 3
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 8.47 36 236 555.56 0 2
2017-12-31 13F-HR FTV / Fortive Corporation 72.22 2,714 2,714 0.00 192 196 2.08
2017-12-31 13F-HR FTNT / Fortinet, Inc. 40.54 148 148 0.00 5 6 20.00
2017-12-31 13F-HR FSLR / First Solar, Inc. 66.67 30 30 0.00 1 2 100.00
2017-12-31 13F-HR FEU / SPDR STOXX Europe 50 ETF 35.92 323,220 478,008 47.89 11,510 17,170 49.17
2017-12-31 13F-HR FB / Facebook, Inc. 176.37 3,081 3,005 -2.47 526 530 0.76
2017-12-31 13F-HR FDX / FedEx Corp. 249.23 975 975 0.00 220 243 10.45
2017-12-31 13F-HR FBHS / Fortune Brands Home & Security, Inc. 68.33 600 600 0.00 40 41 2.50
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 19.51 769 769 0.00 11 15 36.36
2017-12-31 13F-HR EXPD / Expeditors International of Washington, Inc. 64.25 1,074 1,074 0.00 64 69 7.81
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. 112.50 400 400 0.00 44 45 2.27
2017-12-31 13F-HR EXK / Endeavour Silver Corp. 2.00 500 500 0.00 1 1 0.00
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF 59.88 48 5,027 10,372.92 3 301 9,933.33
2017-12-31 13F-HR EXPE / Expedia, Inc. 118.28 63 93 47.62 9 11 22.22
2017-12-31 13F-HR ESV / Ensco plc 5.93 21,300 21,415 0.54 127 127 0.00
2017-12-31 13F-HR EPC / Edgewell Personal Care Company 58.97 407 407 0.00 30 24 -20.00
2017-12-31 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 6.25 160 160 0.00 1 1 0.00
2017-12-31 13F-HR EOG / EOG Resources, Inc. 109.52 210 210 0.00 20 23 15.00
2017-12-31 13F-HR EPAM / EPAM Systems Inc. 105.26 190 190 0.00 17 20 17.65
2017-12-31 13F-HR ELLI / Ellie Mae, Inc. 85.37 82 82 0.00 7 7 0.00
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.41 4,715 4,715 0.00 323 332 2.79
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.24 127 127 0.00 6 6 0.00
2017-12-31 13F-HR EFV / iShares MSCI EAFE Value Index 54.26 129 129 0.00 7 7 0.00
2017-12-31 13F-HR DXC / DXC Technology Company 96.94 226 196 -13.27 19 19 0.00
2017-12-31 13F-HR EA / Electronic Arts Inc. 106.25 160 160 0.00 19 17 -10.53
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.41 5,072 5,074 0.04 500 545 9.00
2017-12-31 13F-HR DVN / Devon Energy Corp. 40.00 0 100 0 4
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 81.41 1,227 1,216 -0.90 95 99 4.21
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 250.00 36 36 0.00 8 9 12.50
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 99.55 220 221 0.45 21 22 4.76
2017-12-31 13F-HR DDD / 3 D Systems Corp. 0.00 0 40 0 0
2017-12-31 13F-HR DE / Deere & Co. 156.63 4,667 4,667 0.00 586 731 24.74
2017-12-31 13F-HR DHI / D.R. Horton, Inc. 54.26 129 129 0.00 5 7 40.00
2017-12-31 13F-HR DDR / DDR Corp. 8.26 121 121 0.00 1 1 0.00
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.00 2,250 2,250 0.00 108 126 16.67
2017-12-31 13F-HR CVS / CVS Health Corporation 72.42 4,439 4,543 2.34 361 329 -8.86
2017-12-31 13F-HR CSX / CSX Corp. 55.08 1,732 1,634 -5.66 94 90 -4.26
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.30 31,828 31,616 -0.67 1,070 1,211 13.18
2017-12-31 13F-HR CP / Canadian Pacific Railway Ltd. 180.45 133 133 0.00 22 24 9.09
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.10 10,329 10,231 -0.95 1,697 1,904 12.20
2017-12-31 13F-HR CLNE / Clean Energy Fuels Corp. 0.00 100 100 0.00 0 0
2017-12-31 13F-HR CHUBK / Commercehub Inc 0.00 1 2 100.00 0 0
2017-12-31 13F-HR CDK / CDK Global, Inc. 71.43 366 266 -27.32 23 19 -17.39
2017-12-31 13F-HR CC / Chemours Company (The) 43.48 125 46 -63.20 6 2 -66.67
2017-12-31 13F-HR BMO / Bank of Montreal (PQ) 80.00 365 125 -65.75 28 10 -64.29
2017-12-31 13F-HR BKH / Black Hills Corp. (Holding Co.) 59.96 467 467 0.00 32 28 -12.50
2017-12-31 13F-HR BABY / Natus Medical, Inc. 0.00 12 0
2017-12-31 13F-HR AFL / AFLAC, Inc. 90.32 155 155 0.00 13 14 7.69
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.21 9,600 9,600 0.00 1,432 1,682 17.46
2017-12-31 13F-HR A / Agilent Technologies, Inc. 66.07 399 333 -16.54 26 22 -15.38
2017-12-31 13F-HR RAD / Rite Aid Corp. 2.00 500 500 0.00 1 1 0.00
2017-12-31 13F-HR EVR / Evercore Partners, Inc. 90.91 55 55 0.00 4 5 25.00
2017-12-31 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 35.09 685 114 -83.36 24 4 -83.33
2017-12-31 13F-HR DEO / Diageo plc 146.26 1,176 1,176 0.00 155 172 10.97
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 3.29 304 304 0.00 1 1 0.00
2017-12-31 13F-HR CIG / Cemig-Companhia Energetica 1.83 1,095 1,095 0.00 3 2 -33.33
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,054.37 428 423 -1.17 417 446 6.95
2017-12-31 13F-HR OGS / ONE Gas, Inc. 73.44 640 640 0.00 47 47 0.00
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.31 1,045 1,045 0.00 96 109 13.54
2017-12-31 13F-HR MNK / Maillinckrodt plc. 27.78 36 36 0.00 1 1 0.00
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 400.00 10 10 0.00 3 4 33.33
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 60.00 50 50 0.00 3 3 0.00
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 137.25 311 255 -18.01 38 35 -7.89
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF 43.48 115 115 0.00 5 5 0.00
2017-12-31 13F-HR OKSWF / Osisko Gold Royalties Ltd. 11.11 90 90 0.00 1 1 0.00
2017-12-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.92 16,600 16,600 0.00 231 231 0.00
2017-12-31 13F-HR EMR / Emerson Electric Co. 67.63 318 207 -34.91 20 14 -30.00
2017-12-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 44.12 273,085 680 -99.75 11,273 30 -99.73
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,045.89 413 414 0.24 396 433 9.34
2017-12-31 13F-HR HCN / Welltower Inc. 63.77 930 1,035 11.29 65 66 1.54
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.39 1,150 1,150 0.00 39 43 10.26
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 84.62 129 130 0.78 10 11 10.00
2017-12-31 13F-HR TDC / Teradata Corp. 0.00 12 12 0.00 0 0
2017-12-31 13F-HR WBIL / WBI Large Cap Tactical Select Shares 28.85 208 208 0.00 5 6 20.00
2017-12-31 13F-HR SYY / SYSCO Corp. 61.36 766 766 0.00 41 47 14.63
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 12.50 160 160 0.00 2 2 0.00
2017-12-31 13F-HR IAU / iShares Gold Trust 12.50 0 160 0 2
2017-12-31 13F-HR INTC / Intel Corp. 46.15 21,656 20,867 -3.64 825 963 16.73
2017-12-31 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.41 6,400 6,400 0.00 74 73 -1.35
2017-12-31 13F-HR F / Ford Motor Co. 12.39 3,303 4,841 46.56 40 60 50.00
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.01 831 833 0.24 16 15 -6.25
2017-12-31 13F-HR HTGC / Hercules Capital, Inc. 12.88 1,823 1,864 2.25 24 24 0.00
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 13.74 364 364 0.00 6 5 -16.67
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 20.00 200 200 0.00 4 4 0.00
2017-12-31 13F-HR AET / Aetna, Inc. 182.93 82 82 0.00 13 15 15.38
2017-12-31 13F-HR SILJ / PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF 11.67 600 600 0.00 7 7 0.00
2017-12-31 13F-HR UVE / Universal Insurance Holdings, Inc. 19.61 50 51 2.00 1 1 0.00
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 145.00 0 200 0 29
2017-12-31 13F-HR IQI / Invesco Quality Municipal Income Trust 12.51 134,380 124,469 -7.38 1,720 1,557 -9.48
2017-12-31 13F-HR ATHN / athenahealth, Inc. 133.33 300 300 0.00 37 40 8.11
2017-12-31 13F-HR PFG / Principal Financial Group, Inc. 70.28 711 811 14.06 46 57 23.91
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.49 1,101 1,101 0.00 69 71 2.90
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 41.32 120 121 0.83 5 5 0.00
2017-12-31 13F-HR YUMC / Yum China Holdings, Inc. 51.28 39 39 0.00 2 2 0.00
2017-12-31 13F-HR PSA / Public Storage 215.69 50 51 2.00 11 11 0.00
2017-12-31 13F-HR VEC / Vectrus, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR UTX / United Technologies Corp. 130.77 130 130 0.00 15 17 13.33
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 388.89 6 18 200.00 6 7 16.67
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 71.81 597 752 25.96 41 54 31.71
2017-12-31 13F-HR XPCMX / PCM Fund, Inc. 10.99 455 455 0.00 5 5 0.00
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 60.15 266 266 0.00 16 16 0.00
2017-12-31 13F-HR BURL / Burlington Stores, Inc. 121.83 197 197 0.00 19 24 26.32
2017-12-31 13F-HR PBA / Pembina Pipeline Corp. 34.33 233 233 0.00 8 8 0.00
2017-12-31 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.63 311,833 332,248 6.55 11,170 12,170 8.95
2017-12-31 13F-HR BTG / B2Gold Corp. 2.86 700 700 0.00 2 2 0.00
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.86 7,123 6,394 -10.23 353 338 -4.25
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 29.27 205 205 0.00 5 6 20.00
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 157.48 254 254 0.00 37 40 8.11
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 112.61 222 222 0.00 25 25 0.00
2017-12-31 13F-HR CELG / Celgene Corp. 105.59 322 322 0.00 47 34 -27.66
2017-12-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.06 164,397 159,488 -2.99 2,333 2,242 -3.90
2017-12-31 13F-HR DRI / Darden Restaurants, Inc. 100.00 100 100 0.00 8 10 25.00
2017-12-31 13F-HR TPL / Texas Pacific Land Trust 440.00 15 25 66.67 6 11 83.33
2017-12-31 13F-HR CAH / Cardinal Health, Inc. 61.80 355 356 0.28 24 22 -8.33
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. 88.12 2,474 2,474 0.00 190 218 14.74
2017-12-31 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 55.56 18 18 0.00 1 1 0.00
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 118.52 135 135 0.00 16 16 0.00
2017-12-31 13F-HR PMM / Putnam Managed Municipal Income Trust 7.41 74,120 59,120 -20.24 560 438 -21.79
2017-12-31 13F-HR AMX / America Movil S.A.B. de CV 17.22 3,600 3,600 0.00 64 62 -3.12
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 133.33 45 45 0.00 6 6 0.00
2017-12-31 13F-HR ADS / Alliance Data Systems Corp. 269.23 26 26 0.00 6 7 16.67
2017-12-31 13F-HR CMI / Cummins, Inc. 181.82 11 11 0.00 2 2 0.00
2017-12-31 13F-HR CVX / Chevron Corp. 125.19 5,142 5,152 0.19 604 645 6.79
2017-12-31 13F-HR TSN / Tyson Foods, Inc. 81.33 1,500 1,500 0.00 106 122 15.09
2017-12-31 13F-HR ILMN / Illumina, Inc. 215.69 100 102 2.00 20 22 10.00
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 69.77 28 43 53.57 2 3 50.00
2017-12-31 13F-HR HEP / Holly Energy Partners L.P. 32.86 700 700 0.00 23 23 0.00
2017-12-31 13F-HR PX / Praxair, Inc. 160.00 25 25 0.00 3 4 33.33
2017-12-31 13F-HR BBSI / Barrett Business Services, Inc. 63.69 157 157 0.00 9 10 11.11
2017-12-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.13 16,023 21,023 31.21 164 213 29.88
2017-12-31 13F-HR VIAV / Viavi Solutions Inc. 9.02 1,219 1,219 0.00 12 11 -8.33
2017-12-31 13F-HR DATA / Tableau Software, Inc. 65.69 0 137 0 9
2017-12-31 13F-HR HMY / Harmony Gold Mining Company Ltd. 1.87 1,071 1,071 0.00 2 2 0.00
2017-12-31 13F-HR GLTR / ETFS Physical Precious Metal Basket Shares 65.09 6,095 2,074 -65.97 386 135 -65.03
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.03 12,144 12,767 5.13 467 511 9.42
2017-12-31 13F-HR CNI / Canadian National Railway Co. 83.33 300 300 0.00 25 25 0.00
2017-12-31 13F-HR SGEN / Seattle Genetics, Inc. 53.33 2,344 2,344 0.00 128 125 -2.34
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 63.89 1,345 1,346 0.07 70 86 22.86
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 133.33 15 15 0.00 1 2 100.00
2017-12-31 13F-HR ETN / Eaton Corporation 78.79 165 165 0.00 13 13 0.00
2017-12-31 13F-HR ABT / Abbott Laboratories 57.12 5,586 4,464 -20.09 298 255 -14.43
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.75 163,987 144,091 -12.13 2,271 1,981 -12.77
2017-12-31 13F-HR APOG / Apogee Enterprises, Inc. 42.25 71 71 0.00 3 3 0.00
2017-12-31 13F-HR APU / AmeriGas Partners, L.P. 45.00 400 400 0.00 18 18 0.00
2017-12-31 13F-HR BKD / Brookdale Senior Living, Inc. 10.53 95 95 0.00 1 1 0.00
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 356,547 352,451 -1.15 26,559 30,149 13.52
2017-12-31 13F-HR EXC / Exelon Corp. 34.48 58 58 0.00 2 2 0.00
2017-12-31 13F-HR DBA / PowerShares DB Agriculture Fund 17.24 290 290 0.00 6 5 -16.67
2017-12-31 13F-HR IP / International Paper Company 59.41 303 303 0.00 17 18 5.88
2017-12-31 13F-HR TWLO / Twilio Inc. 27.27 110 110 0.00 3 3 0.00
2017-12-31 13F-HR SLYV / SPDR S&P 600 Small CapValue ETF 125.00 82 72 -12.20 10 9 -10.00
2017-12-31 13F-HR OLED / Universal Display Corp. 177.42 50 62 24.00 6 11 83.33
2017-12-31 13F-HR STX / Seagate Technology PLC 40.00 100 50 -50.00 3 2 -33.33
2017-12-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 33.33 120 120 0.00 4 4 0.00
2017-12-31 13F-HR ETE / Entergy Transfer Equity LP 18.00 400 500 25.00 7 9 28.57
2017-12-31 13F-HR CTAS / Cintas Corp. 250.00 4 4 0.00 1 1 0.00
2017-12-31 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 66.67 0 15 0 1
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 135.00 430 400 -6.98 54 54 0.00
2017-12-31 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 71.43 0 14 0 1
2017-12-31 13F-HR RIO / Rio Tinto plc 52.47 667 667 0.00 31 35 12.90
2017-12-31 13F-HR M / Macy's, Inc. 27.78 36 36 0.00 1 1 0.00
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 73.96 1,459 960 -34.20 111 71 -36.04
2017-12-31 13F-HR BGG / Briggs & Stratton Corp. 25.00 800 800 0.00 19 20 5.26
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.12 2,266 2,235 -1.37 190 188 -1.05
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.91 1,498 1,511 0.87 18 18 0.00
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 16.48 6,124 364 -94.06 90 6 -93.33
2017-12-31 13F-HR HDB / HDFC Bank Ltd. 101.51 2,975 2,975 0.00 287 302 5.23
2017-12-31 13F-HR SRE / Sempra Energy 107.11 1,055 1,055 0.00 120 113 -5.83
2017-12-31 13F-HR MET / MetLife, Inc. 50.60 336 336 0.00 17 17 0.00
2017-12-31 13F-HR SGDM / Sprott Gold Miners ETF 21.05 95 95 0.00 2 2 0.00
2017-12-31 13F-HR GD / General Dynamics Corp. 203.07 261 261 0.00 54 53 -1.85
2017-12-31 13F-HR TXRH / Texas Roadhouse, Inc. 55.21 163 163 0.00 8 9 12.50
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.00 0 500 0 19
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 10.45 287 287 0.00 3 3 0.00
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) 25.33 1,500 1,500 0.00 32 38 18.75
2017-12-31 13F-HR BBL / BHP Billiton Plc 45.98 199 87 -56.28 7 4 -42.86
2017-12-31 13F-HR ASIX / AdvanSix Inc. 41.50 506 506 0.00 20 21 5.00
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 48.78 164 164 0.00 8 8 0.00
2017-12-31 13F-HR QDEU / SPDR MSCI Germany Quality Mix ETF 65.51 182,082 185,624 1.95 11,509 12,160 5.66
2017-12-31 13F-HR COF / Capital One Financial Corp. 100.00 20 20 0.00 2 2 0.00
2017-12-31 13F-HR ALGT / Allegiant Travel Company 160.00 50 50 0.00 7 8 14.29
2017-12-31 13F-HR AUY / Yamana Gold Inc. 3.27 1,530 1,530 0.00 4 5 25.00
2017-12-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 50.00 60 60 0.00 2 3 50.00
2017-12-31 13F-HR EWA / iShares MSCI Australia ETF 0.00 5,884 5 -99.92 132 0 -100.00
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 89.74 234 234 0.00 19 21 10.53
2017-12-31 13F-HR EBAY / eBay, Inc. 37.46 961 961 0.00 37 36 -2.70
2017-12-31 13F-HR ACN / Accenture plc 153.85 650 650 0.00 88 100 13.64
2017-12-31 13F-HR WSO / Watsco, Inc. 171.72 99 99 0.00 16 17 6.25
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.29 3,783 3,731 -1.37 242 210 -13.22
2017-12-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.81 5,487 19,183 249.61 329 1,224 272.04
2017-12-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 110.00 100 100 0.00 10 11 10.00
2017-12-31 13F-HR WMIH / WMIH Corp. 0.00 4 4 0.00 0 0
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.58 503 503 0.00 33 35 6.06
2017-12-31 13F-HR HCP / HCP, Inc. 43.48 23 23 0.00 1 1 0.00
2017-12-31 13F-HR AIV / Apartment Investment & Management Co. 0.00 2 2 0.00 0 0
2017-12-31 13F-HR MCK / McKesson Corp. 155.87 70 571 715.71 11 89 709.09
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.38 1,945 3,063 57.48 124 188 51.61
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 14.34 2,650 2,301 -13.17 39 33 -15.38
2017-12-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 70.70 2,933 3,423 16.71 194 242 24.74
2017-12-31 13F-HR PSX / Phillips 66 102.11 284 284 0.00 26 29 11.54
2017-12-31 13F-HR MFGP / Micro Focus International plc 34.92 363 315 -13.22 12 11 -8.33
2017-12-31 13F-HR SJM / Smucker (J.M.) Co. 121.55 31 181 483.87 3 22 633.33
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.10 1,331 1,344 0.98 102 109 6.86
2017-12-31 13F-HR HES / Hess Corp. 50.31 159 159 0.00 7 8 14.29
2017-12-31 13F-HR ABMD / ABIOMED, Inc. 188.89 90 90 0.00 15 17 13.33
2017-12-31 13F-HR WOOD / iShares Global Timber & Forestry ETF 72.14 401 402 0.25 27 29 7.41
2017-12-31 13F-HR GF / New Germany Fund, Inc. 19.64 1,782 1,782 0.00 33 35 6.06
2017-12-31 13F-HR CCL / Carnival Corp. 66.45 803 903 12.45 52 60 15.38
2017-12-31 13F-HR HLIT / Harmonic, Inc. 0.00 32 32 0.00 0 0
2017-12-31 13F-HR FRGI / Fiesta Restaurant Group, Inc. 20.00 200 200 0.00 4 4 0.00
2017-12-31 13F-HR FDN / First Trust Dow Jones Internet Index Fund 133.33 15 15 0.00 2 2 0.00
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.03 1,811 1,822 0.61 145 144 -0.69
2017-12-31 13F-HR NFLX / Netflix, Inc. 200.00 50 5 -90.00 9 1 -88.89
2017-12-31 13F-HR BB / Blackberry Limited 0.00 40 40 0.00 0 0
2017-12-31 13F-HR XYL / Xylem, Inc. 62.50 32 32 0.00 2 2 0.00
2017-12-31 13F-HR BKU / BankUnited, Inc. 42.31 260 260 0.00 9 11 22.22
2017-12-31 13F-HR BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01 0 0
2017-12-31 13F-HR ALLY / Ally Financial Inc. Call 0.00 400 400 0.00 0 0
2017-12-31 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 0.00 4 4 0.00 0 0
2017-12-31 13F-HR AERI / Aerie Pharmaceuticals, Inc. 59.46 185 185 0.00 9 11 22.22
2017-12-31 13F-HR PJC / Piper Jaffray Companies, Inc. 71.43 28 28 0.00 2 2 0.00
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.67 15,644 15,134 -3.26 991 1,130 14.03
2017-12-31 13F-HR BP / BP Plc 37.57 30,912 31,146 0.76 1,066 1,170 9.76
2017-12-31 13F-HR CAR / Avis Budget Group, Inc. Call 0.00 200 200 0.00 0 0
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 153.85 52 52 0.00 8 8 0.00
2017-12-31 13F-HR ESNC / EnSync, Inc. 0.50 2,000 2,000 0.00 1 1 0.00
2017-12-31 13F-HR APA / Apache Corp. Call 0.00 800 800 0.00 0 0
2017-12-31 13F-HR SPN / Superior Energy Services, Inc. 8.83 566 566 0.00 6 5 -16.67
2017-12-31 13F-HR WBID / WBI SMID Tactical Select Shares 24.32 370 370 0.00 9 9 0.00
2017-12-31 13F-HR SAND / Sandstorm Gold Ltd. 5.19 385 385 0.00 2 2 0.00
2017-12-31 13F-HR ENR / Energizer Holdings, Inc. 49.14 407 407 0.00 19 20 5.26
2017-12-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.44 116,555 116,555 0.00 1,794 1,800 0.33
2017-12-31 13F-HR WBIH / WBI Tactical High Income Shares 24.98 2,202 2,202 0.00 54 55 1.85
2017-12-31 13F-HR ENB / Enbridge Inc. 39.14 12,494 8,380 -32.93 523 328 -37.28
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.50 800 800 0.00 87 94 8.05
2017-12-31 13F-HR WBIE / WBI Large Cap Tactical Growth Shares 26.67 225 225 0.00 5 6 20.00
2017-12-31 13F-HR COP / ConocoPhillips 54.79 619 584 -5.65 31 32 3.23
2017-12-31 13F-HR S / Sprint Corporation 5.88 14,977 14,977 0.00 117 88 -24.79
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,666.67 5 6 20.00 9 10 11.11
2017-12-31 13F-HR HFWA / Heritage Financial Corp. 30.63 687 457 -33.48 20 14 -30.00
2017-12-31 13F-HR TIME / Time Inc. 20.41 115 49 -57.39 2 1 -50.00
2017-12-31 13F-HR NWL / Newell Brands Inc. 30.00 0 400 0 12
2017-12-31 13F-HR CHGG / Chegg, Inc. 16.89 296 296 0.00 4 5 25.00
2017-12-31 13F-HR BCE / BCE Inc. 40.00 50 50 0.00 2 2 0.00
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 0.00 0 25 0 0
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 257.58 66 66 0.00 16 17 6.25
2017-12-31 13F-HR SQQQ / ProShares UltraPro Short QQQ 21.60 2,500 2,500 0.00 67 54 -19.40
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 94.57 2,633 2,633 0.00 240 249 3.75
2017-12-31 13F-HR BLDP / Ballard Power Systems, Inc. 3.90 520 770 48.08 2 3 50.00
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 27.50 400 400 0.00 10 11 10.00
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 19.80 101 101 0.00 2 2 0.00
2017-12-31 13F-HR LITE / Lumentum Holdings Inc. 50.00 243 260 7.00 13 13 0.00
2017-12-31 13F-HR DRTAX / Dreyfus Municipal Bond 13.00 81,013 81,013 0.00 1,083 1,053 -2.77
2017-12-31 13F-HR DHR / Danaher Corp. 92.95 2,868 2,098 -26.85 246 195 -20.73
2017-12-31 13F-HR ECL / Ecolab, Inc. 130.00 100 100 0.00 13 13 0.00
2017-12-31 13F-HR CEV / Eaton Vance California Municipal Income Trust 12.15 22,300 22,300 0.00 278 271 -2.52
2017-12-31 13F-HR AMGN / Amgen Inc. 173.96 6,666 6,674 0.12 1,243 1,161 -6.60
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 20.43 832 832 0.00 21 17 -19.05
2017-12-31 13F-HR GM / General Motors Company 27.78 36 36 0.00 1 1 0.00
2017-12-31 13F-HR MXWL / Maxwell Technologies, Inc. 5.09 589 589 0.00 3 3 0.00
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.19 188 188 0.00 10 10 0.00
2017-12-31 13F-HR BBBY / Bed Bath & Beyond Inc. 20.00 100 100 0.00 2 2 0.00
2017-12-31 13F-HR AXP / American Express Co. 98.09 417 418 0.24 38 41 7.89
2017-12-31 13F-HR VFC / V.F. Corp. 76.92 65 65 0.00 4 5 25.00
2017-12-31 13F-HR CRAY / Cray, Inc. 23.44 512 512 0.00 10 12 20.00
2017-12-31 13F-HR RMBS / Rambus, Inc. 13.51 296 296 0.00 4 4 0.00
2017-12-31 13F-HR UDR / UDR, Inc. 38.38 2,970 2,970 0.00 113 114 0.88
2017-12-31 13F-HR RGI / Guggenheim S&P 500 Equal Weight Industrials ETF 0.00 7,307 1 -99.99 821 0 -100.00
2017-12-31 13F-HR EIV / Eaton Vance Municipal Bond Fund II 12.31 74,609 65,209 -12.60 936 803 -14.21
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.99 1,312 1,312 0.00 105 122 16.19
2017-12-31 13F-HR SLV / iShares Silver Trust 15.94 7,384 6,962 -5.72 116 111 -4.31
2017-12-31 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.61 13,826 14,326 3.62 144 152 5.56
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 100.00 20 20 0.00 2 2 0.00
2017-12-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.22 316 1,566 395.57 3 16 433.33
2017-12-31 13F-HR PIN / PowerShares India Exchange Trade Fund Trust 27.78 323 324 0.31 8 9 12.50
2017-12-31 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares 17.80 5,000 5,000 0.00 90 89 -1.11
2017-12-31 13F-HR CNQ / Canadian Natural Resources Limited 35.00 200 200 0.00 7 7 0.00
2017-12-31 13F-HR BPL / Buckeye Partners, L.P. 47.41 232 232 0.00 13 11 -15.38
2017-12-31 13F-HR TGT / Target Corp. 65.71 624 624 0.00 37 41 10.81
2017-12-31 13F-HR ACCO / Acco Brands Corp. 14.18 141 141 0.00 2 2 0.00
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 79.37 63 63 0.00 5 5 0.00
2017-12-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 12.50 800 800 0.00 9 10 11.11
2017-12-31 13F-HR ALSK / Alaska Communications Systems Group, Inc. 2.68 20,150 18,250 -9.43 46 49 6.52
2017-12-31 13F-HR UN / Unilever N.V. 55.02 309 309 0.00 18 17 -5.56
2017-12-31 13F-HR BNDX / Vanguard Total International Bond ETF 54.36 7,045 7,082 0.53 385 385 0.00
2017-12-31 13F-HR KGC / Kinross Gold Corp. 3.67 545 545 0.00 2 2 0.00
2017-12-31 13F-HR FFIV / F5 Networks, Inc. 131.27 6,536 6,536 0.00 788 858 8.88
2017-12-31 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 13.10 65,061 60,761 -6.61 868 796 -8.29
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 66.91 607 807 32.95 38 54 42.11
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.87 2,270 2,271 0.04 202 220 8.91
2017-12-31 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 14.80 5,000 5,000 0.00 76 74 -2.63
2017-12-31 13F-HR TR / Tootsie Roll Industries, Inc. 0.00 10 10 0.00 0 0
2017-12-31 13F-HR HRG / Harbinger Group Inc. 31.25 32 32 0.00 0 1
2017-12-31 13F-HR NPO / EnPro Industries, Inc. 95.74 188 188 0.00 15 18 20.00
2017-12-31 13F-HR HL / Hecla Mining Co. 3.45 580 580 0.00 3 2 -33.33
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 267.02 452 191 -57.74 113 51 -54.87
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.69 519 520 0.19 65 82 26.15
2017-12-31 13F-HR MMU / Western Asset Managed Municipals Fund, Inc. 13.97 2,363 2,363 0.00 33 33 0.00
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.24 8,180 8,719 6.59 292 316 8.22
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 218.75 64 64 0.00 13 14 7.69
2017-12-31 13F-HR AUG / Auryn Resources Inc. 1.65 20,000 20,000 0.00 45 33 -26.67
2017-12-31 13F-HR COLB / Columbia Banking System, Inc. 43.16 1,089 1,089 0.00 46 47 2.17
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.86 2,535 2,536 0.04 242 271 11.98
2017-12-31 13F-HR TLK / PT Telekomunikasi Indonesia 32.27 4,014 2,634 -34.38 138 85 -38.41
2017-12-31 13F-HR CHUBK / Commercehub Inc 0.00 1 1 0.00 0 0
2017-12-31 13F-HR BHGE / Baker Hughes, a GE company 32.50 621 523 -15.78 23 17 -26.09
2017-12-31 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 7.24 967 967 0.00 7 7 0.00
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.71 1,289 2,633 104.27 24 44 83.33
2017-12-31 13F-HR GPK / Graphic Packaging Holding Co. 20.00 50 50 0.00 1 1 0.00
2017-12-31 13F-HR AAPL / Apple, Inc. 169.22 18,383 18,313 -0.38 2,833 3,099 9.39
2017-12-31 13F-HR CS / Credit Suisse Group 19.23 260 260 0.00 4 5 25.00
2017-12-31 13F-HR RGLD / Royal Gold, Inc. 86.42 80 81 1.25 7 7 0.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.71 337 579 71.81 58 100 72.41
2017-12-31 13F-HR BREW / Craft Brew Alliance, Inc. 20.83 240 240 0.00 4 5 25.00
2017-12-31 13F-HR BYM / BlackRock Municipal Income Quality Trust 14.18 23,497 18,200 -22.54 345 258 -25.22
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.42 60,146 59,715 -0.72 3,230 3,429 6.16
2017-12-31 13F-HR MKC / McCormick & Co., Inc. 102.08 529 529 0.00 54 54 0.00
2017-12-31 13F-HR GG / Goldcorp, Inc. 13.33 150 150 0.00 2 2 0.00
2017-12-31 13F-HR PPH / VanEck Vectors ETF TR 59.17 1,200 1,200 0.00 69 71 2.90
2017-12-31 13F-HR AG / First Majestic Silver Corp. 6.45 310 310 0.00 2 2 0.00
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.79 3,734 3,725 -0.24 292 368 26.03
2017-12-31 13F-HR PMO / Putnam Municipal Opportunities Trust 12.42 5,796 5,796 0.00 73 72 -1.37
2017-12-31 13F-HR EDIT / Editas Medicine, Inc. 32.49 277 277 0.00 7 9 28.57
2017-12-31 13F-HR EME / EMCOR Group, Inc. 82.00 500 500 0.00 35 41 17.14
2017-12-31 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 12.00 111,618 98,488 -11.76 1,352 1,182 -12.57
2017-12-31 13F-HR SHPG / Shire Plc. 153.85 91 91 0.00 14 14 0.00
2017-12-31 13F-HR ARLZ / Aralez Pharmaceuticals Inc. 0.00 6 6 0.00 0 0
2017-12-31 13F-HR CSL / Carlisle Companies, Inc. 120.00 50 50 0.00 5 6 20.00
2017-12-31 13F-HR STM / STMicroelectronics N.V. 21.60 1,065 1,065 0.00 21 23 9.52
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. 167.88 137 137 0.00 9 23 155.56
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.86 925 725 -21.62 135 113 -16.30
2017-12-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 36.00 250 250 0.00 8 9 12.50
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.86 2,845 2,845 0.00 131 139 6.11
2017-12-31 13F-HR WPC / W.P. Carey Inc. 68.57 0 700 0 48
2017-12-31 13F-HR GE / General Electric Co. Call 0.00 300 0
2017-12-31 13F-HR EMLC / VanEck Vectors ETF TR Call 0.00 200 0
2017-12-31 13F-HR NG / NovaGold Resources Inc. Call 0.00 4,000 4,000 0.00 0 0
2017-12-31 13F-HR GM / General Motors Company Call 0.00 1,000 1,000 0.00 0 0
2017-12-31 13F-HR COF / Capital One Financial Corp. Call 0.00 100 0
2017-12-31 13F-HR CNQ / Canadian Natural Resources Limited Call 0.00 500 500 0.00 0 0
2017-12-31 13F-HR CAKE / Cheesecake Factory Incorporated (THE) Call 0.00 200 0
2017-12-31 13F-HR EL PASO ENERGY CAP TR I / PFD CV TR SECS (283678209) 10
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT / COM SH BEN INT (67070X101) 15.23 55,542 846
2017-12-31 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.91 1,518 12
2017-12-31 13F-HR CSQ / Calamos Strategic Total Return Fund 12.17 3,041 37
2017-12-31 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 4.70 5,321 25
2017-12-31 13F-HR WGL / WGL Holdings, Inc. 101.60 187 19
2017-12-31 13F-HR WCN / Waste Connections, Inc. 71.86 334 334 0.00 23 24 4.35
2017-12-31 13F-HR OPNT / Opiant Pharmaceuticals, Inc. 22.80 2,500 57
2017-12-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 0.00 19 0
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 335.40 161 161 0.00 59 54 -8.47
2017-12-31 13F-HR ZOES / Zoe's Kitchen, Inc. 0.00 23 0
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 76.92 39 39 0.00 3 3 0.00
2017-12-31 13F-HR WDFC / WD-40 Co. 120.00 100 12
2017-12-31 13F-HR WDAY / Workday, Inc. 0.00 4 0
2017-12-31 13F-HR WPRT / Westport Innovations Inc. 4.00 1,000 1,000 0.00 3 4 33.33
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.16 405 11
2017-12-31 13F-HR VHC / VirnetX Holding Corp. 0.00 100 100 0.00 0 0
2017-12-31 13F-HR VEEV / Veeva Systems Inc. 45.45 22 1
2017-12-31 13F-HR USL / United States 12 Month Oil Fund, LP 23.44 128 128 0.00 2 3 50.00
2017-12-31 13F-HR UNP / Union Pacific Corp. 133.83 1,330 1,330 0.00 154 178 15.58
2017-12-31 13F-HR UEC / Uranium Energy Corp. 2.27 440 440 0.00 1 1 0.00
2017-12-31 13F-HR UAA / Under Armour, Inc. 0.00 0 34 0 0
2017-12-31 13F-HR COH / Coach, Inc. 43.01 93 4
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 77.50 400 400 0.00 29 31 6.90
2017-12-31 13F-HR TDOC / Teladoc, Inc. 66.67 15 1
2017-12-31 13F-HR TCRX / THL Credit, Inc. 10.00 500 500 0.00 5 5 0.00
2017-12-31 13F-HR TAN / Guggenheim Solar ETF 21.74 46 1
2017-12-31 13F-HR SYK / Stryker Corp. 142.86 35 35 0.00 5 5 0.00
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 169.84 1,325 1,525 15.09 200 259 29.50
2017-12-31 13F-HR SSRI / Silver Standard Resources, Inc. 11.11 90 90 0.00 1 1 0.00
2017-12-31 13F-HR SQBG / Sequential Brands Group Inc. New 0.00 101 101 0.00 0 0
2017-12-31 13F-HR SPIB / SPDR Portfolio Intermediate Term 0.00 12 0
2017-12-31 13F-HR SPWR / SunPower Corp. 8.18 1,100 1,100 0.00 8 9 12.50
2017-12-31 13F-HR SOXX / iShares PHLX Semiconductor ETF 200.00 5 1
2017-12-31 13F-HR SIVR / ETFS Silver Trust 20.00 100 2
2017-12-31 13F-HR SGOL / ETFS GOLD Trust 125.65 382 382 0.00 47 48 2.13
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.21 336 371 10.42 15 19 26.67
2017-12-31 13F-HR SCHH / Schwab U.S. REIT ETF 41.61 133,972 32,731 -75.57 5,510 1,362 -75.28
2017-12-31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 28.08 878 641 -26.99 24 18 -25.00
2017-12-31 13F-HR SCHF / Schwab International Equity ETF 33.95 11,716 3,976 -66.06 392 135 -65.56
2017-12-31 13F-HR SAP / SAP SE 112.50 560 560 0.00 61 63 3.28
2017-12-31 13F-HR RTM / Guggenheim S&P 500 Equal Weight Materials ETF 112.74 35,656 4,020
2017-12-31 13F-HR RSPP / RSP Permian, Inc. 43.86 114 114 0.00 4 5 25.00
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.02 664 4
2017-12-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 380.00 100 100 0.00 45 38 -15.56
2017-12-31 13F-HR QJPN / SPDR MSCI Japan Quality Mix ETF 78.64 49,515 3,894
2017-12-31 13F-HR QD / Qudian Inc. 15.15 132 2
2017-12-31 13F-HR PRTA / Prothena Corp plc 0.00 7 2 -71.43 0 0
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.52 2,650 2,666 0.60 170 196 15.29
2017-12-31 13F-HR PLUG / Plug Power, Inc. 0.00 80 0
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.83 6,996 6,425 -8.16 636 590 -7.23
2017-12-31 13F-HR OSTK / Overstock.com, Inc. 60.00 100 6
2017-12-31 13F-HR OXM / Oxford Industries, Inc. 72.58 124 124 0.00 8 9 12.50
2017-12-31 13F-HR NUVEEN SELECT TAX FREE I / SH BEN INT (67063C106) 13.92 2,515 35
2017-12-31 13F-HR NVO / Novo-Nordisk A/S 54.55 55 55 0.00 3 3 0.00
2017-12-31 13F-HR NVLN / NOVELION THERAPEUTICS INC. 0.00 10 10 0.00 0 0
2017-12-31 13F-HR NOK / Nokia Corp. 4.53 2,546 2,430 -4.56 15 11 -26.67
2017-12-31 13F-HR NFX / Newfield Exploration Company 31.25 64 64 0.00 2 2 0.00
2017-12-31 13F-HR XMUSX / BlackRock MuniHoldings Quality 13.34 1,922 1,949 1.40 26 26 0.00
2017-12-31 13F-HR MTH / Meritage Homes Corp. 0.00 5 0
2017-12-31 13F-HR THLD / Threshold Pharmaceuticals, Inc. 10.00 100 1
2017-12-31 13F-HR MRCY / Mercury Systems, Inc. 100.00 10 1
2017-12-31 13F-HR MIC / Macquarie Infrastructure Company LLC 64.00 500 32
2017-12-31 13F-HR MIDD / Middleby Corp. (The) 137.25 153 153 0.00 20 21 5.00
2017-12-31 13F-HR MGEN / Miragen Therapeutics 10.00 200 2
2017-12-31 13F-HR MASI / Masimo Corp. 0.00 4 0
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.76 1,345 1,345 0.00 115 114 -0.87
2017-12-31 13F-HR LUK / Leucadia National Corp. 26.58 602 602 0.00 15 16 6.67
2017-12-31 13F-HR LKQ / LKQ Corp. 39.84 251 251 0.00 9 10 11.11
2017-12-31 13F-HR LGND / Ligand Pharmaceuticals Incorporated 134.45 119 119 0.00 16 16 0.00
2017-12-31 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 4.58 437 2
2017-12-31 13F-HR JUNO / Juno Therapeutics, Inc. 35.71 28 28 0.00 1 1 0.00
2017-12-31 13F-HR JD / JD.com, Inc. 0.00 3 0
2017-12-31 13F-HR IRBT / iRobot Corp. 0.00 0 3 0 0
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 83.33 0 12 0 1
2017-12-31 13F-HR INCY / Incyte Corp. 95.00 200 19
2017-12-31 13F-HR HSY / Hershey Company (The) 111.65 206 206 0.00 22 23 4.55
2017-12-31 13F-HR WESTERN ASSET HIGH INCM / (95766K109) 5.00 1,000 5
2017-12-31 13F-HR HE / Hawaiian Electric Industries, Inc. 36.25 1,600 1,600 0.00 53 58 9.43
2017-12-31 13F-HR HAS / Hasbro, Inc. 0.00 3 0
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 0.00 6 0
2017-12-31 13F-HR GRPN / Groupon, Inc. 5.00 200 200 0.00 1 1 0.00
2017-12-31 13F-HR GRMN / Garmin Ltd. 62.50 80 5
2017-12-31 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 28.57 35 35 0.00 1 1 0.00
2017-12-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.46 1,782 1,832 2.81 10 10 0.00
2017-12-31 13F-HR GFI / Gold Fields Ltd. 8.00 125 125 0.00 1 1 0.00
2017-12-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 23.50 2,000 47
2017-12-31 13F-HR FNDF / Schwab Fundamental International Large Company Index ETF 29.13 103 3
2017-12-31 13F-HR FIS / Fidelity National Information Services, Inc. 95.24 42 42 0.00 4 4 0.00
2017-12-31 13F-HR FEN / First Trust Energy Income & Growth Fund 26.60 1,466 39
2017-12-31 13F-HR EWP / iShares MSCI Spain Capped ETF 32.77 366,707 12,017
2017-12-31 13F-HR EVA / Enviva Partners LP 30.00 100 3
2017-12-31 13F-HR ESRT / Empire State Realty Trust, Inc. 18.52 215 216 0.47 4 4 0.00
2017-12-31 13F-HR ESL / Esterline Technologies Corp. 74.67 1,500 1,500 0.00 135 112 -17.04
2017-12-31 13F-HR EMLC / VanEck Vectors ETF TR 21.74 138 3
2017-12-31 13F-HR ENZL / iShares MSCI New Zealand Capped ETF 48.00 250 250 0.00 12 12 0.00
2017-12-31 13F-HR EIX / Edison International 63.33 1,200 1,200 0.00 93 76 -18.28
2017-12-31 13F-HR ELY / Callaway Golf Company 14.00 2,000 2,000 0.00 29 28 -3.45
2017-12-31 13F-HR EBND / SPDR Emrgng Mkts Local Bond ETF 0.00 4 0
2017-12-31 13F-HR DOC / Physicians Realty Trust 18.00 1,000 18
2017-12-31 13F-HR DISH / DISH Network Corp. 47.50 800 800 0.00 43 38 -11.63
2017-12-31 13F-HR DB / Deutsche Bank AG 17.96 334 334 0.00 6 6 0.00
2017-12-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 50.60 275,323 224,987 -18.28 14,061 11,384 -19.04
2017-12-31 13F-HR CVU / CPI Aerostructures, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR CRI / Carter's, Inc. 90.91 11 1
2017-12-31 13F-HR CROX / Crocs, Inc. 0.00 25 25 0.00 0 0
2017-12-31 13F-HR POLARITYTE INC / (731094108) 21.88 320 7
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 500.00 0 2 0 1
2017-12-31 13F-HR CLX / Clorox Company (The) 148.24 425 425 0.00 56 63 12.50
2017-12-31 13F-HR CHD / Church & Dwight Co., Inc. 50.00 80 4
2017-12-31 13F-HR CGNX / Cognex Corp. 61.00 500 1,000 100.00 55 61 10.91
2017-12-31 13F-HR CCT / Corporate Capital Trust, Inc. 16.00 1,000 16
2017-12-31 13F-HR BSCO / Guggenheim BulletShares 2024 Corporate Bond ETF 18.87 53 1
2017-12-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 72.73 55 55 0.00 4 4 0.00
2017-12-31 13F-HR BHP / BHP Billiton Ltd. 44.00 250 250 0.00 10 11 10.00
2017-12-31 13F-HR BHF / Brighthouse Financial, Inc. 64.52 30 31 3.33 2 2 0.00
2017-12-31 13F-HR BAC / Bank of America Corp. 29.51 12,795 12,336 -3.59 325 364 12.00
2017-12-31 13F-HR AXON / Axovant Sciences Ltd. 0.00 17 0
2017-12-31 13F-HR AVA / Avista Corp. 49.45 182 182 0.00 9 9 0.00
2017-12-31 13F-HR ATV / Acorn International, Inc. 0.00 19 0
2017-12-31 13F-HR APA / Apache Corp. 37.04 27 27 0.00 1 1 0.00
2017-12-31 13F-HR ANET / Arista Networks, Inc. 0.00 2 0
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 166.67 60 60 0.00 9 10 11.11
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.11 11,539 11,544 0.04 601 590 -1.83
2017-12-31 13F-HR AKRX / Akorn, Inc. 33.19 452 452 0.00 15 15 0.00
2017-12-31 13F-HR AKG / Asanko Gold Inc. 0.70 10,000 10,000 0.00 10 7 -30.00
2017-12-31 13F-HR AGCO / AGCO Corp. 72.73 220 220 0.00 16 16 0.00
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL M / (01864U106) 13.40 39,856 534
2017-12-31 13F-HR ADNT / Adient plc 80.65 62 62 0.00 5 5 0.00
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.44 1,177 1,177 0.00 19 17 -10.53
2017-12-31 13F-HR ABC / AmerisourceBergen Corp. 100.00 50 50 0.00 4 5 25.00
2017-12-31 13F-HR AAL / American Airlines Group Inc. 52.24 1,742 1,742 0.00 83 91 9.64
2017-12-31 13F-HR F / Ford Motor Co. Call 0.00 3,000 3,000 0.00 0 0
2017-12-31 13F-HR GPRO / GoPro, Inc. 9.90 202 202 0.00 2 2 0.00
2017-12-31 13F-HR SPTL / SPDR Portfolio Long Term Treasur 36.57 975 1,121 14.97 70 41 -41.43
2017-12-31 13F-HR MZF / Managed Duration Investment Grade Municipal Fund 13.44 32,596 28,946 -11.20 449 389 -13.36
2017-12-31 13F-HR IDXX / IDEXX Laboratories, Inc. 0.00 0 2 0 0
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 100.00 20 20 0.00 2 2 0.00
2017-12-31 13F-HR GE / General Electric Co. 17.47 15,955 18,087 13.36 386 316 -18.13
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 144.71 2,080 2,080 0.00 300 301 0.33
2017-12-31 13F-HR EIM / Eaton Vance Municipal Bond Fund 12.50 32,000 32,000 0.00 406 400 -1.48