InvestorTradewinds Capital Management, LLC
Portfolio Value $ 238,534,000
Current Positions686
Opened Positions5
Closed Positions46


Latest Holdings, Performance, AUM (from 13F, 13D)

Tradewinds Capital Management, LLC has disclosed 686 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 238,534,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Tradewinds Capital Management, LLC's top holdings are Microsoft Corp. (NASDAQ:MSFT) , SPDR S&P 600 Small CapValue ETF (NYSE:SLYV) , Schwab International Equity ETF (NYSE:SCHF) , SPDR S&P 600 Small Cap Growth ETF (NYSE:SLYG) , and SPDR S&P China ETF (NYSE:GXC) . Tradewinds Capital Management, LLC's new positions include SPDR S&P China ETF (NYSE:GXC) , iShares Core S&P Total US Stock Market ETF (NYSE:ITOT) , SPDR Technology Select Sector ETF (NYSE:XLK) , BlackRock Municipal Income Investment Quality Trust (NYSE:BAF) , and Putnam Municipal Opportunities Trust (NYSE:PMO) .

All Tradewinds Capital Management, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on August 06, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR TXRH / Texas Roadhouse, Inc. 67.48 163 163 0.00 9 11 22.22
2018-06-30 13F-HR ORBC / ORBCOMM, Inc. 9.94 2,716 27
2018-06-30 13F-HR OKSWF / Osisko Gold Royalties Ltd. 11.11 90 90 0.00 1 1 0.00
2018-06-30 13F-HR ORCL / Oracle Corp. 44.05 27,520 27,129 -1.42 1,259 1,195 -5.08
2018-06-30 13F-HR OMCL / Omnicell, Inc. 52.12 307 307 0.00 13 16 23.08
2018-06-30 13F-HR OGS / ONE Gas, Inc. 75.00 640 640 0.00 42 48 14.29
2018-06-30 13F-HR CELG / Celgene Corp. 80.36 336 336 0.00 30 27 -10.00
2018-06-30 13F-HR XBGTX / BlackRock Floating Rate Income 13.62 367 5 5 0.00
2018-06-30 13F-HR CTXS / Citrix Systems, Inc. 104.69 2,474 2,474 0.00 230 259 12.61
2018-06-30 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 0.00 18 18 0.00 0 0
2018-06-30 13F-HR AXON / Axovant Sciences Ltd. 0.00 17 17 0.00 0 0
2018-06-30 13F-HR ILMN / Illumina, Inc. 500.00 102 2 -98.04 24 1 -95.83
2018-06-30 13F-HR HEP / Holly Energy Partners L.P. 28.57 700 19 20 5.26
2018-06-30 13F-HR BKD / Brookdale Senior Living, Inc. 10.53 95 95 0.00 1 1 0.00
2018-06-30 13F-HR EQR / Equity Residential 63.95 860 53 55 3.77
2018-06-30 13F-HR ETE / Entergy Transfer Equity LP 18.00 500 500 0.00 7 9 28.57
2018-06-30 13F-HR CTAS / Cintas Corp. 250.00 4 4 0.00 1 1 0.00
2018-06-30 13F-HR BKNG / Booking Holdings Inc. 2,000.00 6 6 0.00 12 12 0.00
2018-06-30 13F-HR AMP / Ameriprise Financial, Inc. 133.33 60 60 0.00 9 8 -11.11
2018-06-30 13F-HR RWT / Redwood Trust, Inc. 17.09 345 351 1.74 5 6 20.00
2018-06-30 13F-HR GRMN / Garmin Ltd. 62.50 80 80 0.00 5 5 0.00
2018-06-30 13F-HR WMIH / WMIH Corp. 0.00 4 4 0.00 0 0
2018-06-30 13F-HR INO / Inovio Pharmaceuticals, Inc. 2.96 338 338 0.00 2 1 -50.00
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 55.34 3,063 2,837 -7.38 194 157 -19.07
2018-06-30 13F-HR IWP / iShares Russell Midcap Growth ETF 122.22 90 90 0.00 11 11 0.00
2018-06-30 13F-HR SBR / Sabine Royalty Trust 50.00 100 100 0.00 4 5 25.00
2018-06-30 13F-HR QGBR / SPDR MSCI UK Quality Mix ETF 53.02 225,250 74,418 -66.96 12,044 3,946 -67.24
2018-06-30 13F-HR VRSN / VeriSign, Inc. 136.52 293 293 0.00 35 40 14.29
2018-06-30 13F-HR TRI / Thomson Reuters Corp. 40.00 150 150 0.00 6 6 0.00
2018-06-30 13F-HR GPS / Gap, Inc. (The) 21.74 46 46 0.00 1 1 0.00
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. 0.00 25 25 0.00 0 0
2018-06-30 13F-HR POOL / Pool Corp. 152.54 118 118 0.00 17 18 5.88
2018-06-30 13F-HR JRS / Nuveen Real Estate Income Fund 12.50 160 2 2 0.00
2018-06-30 13F-HR TMUS / T-Mobile US, Inc. 63.16 95 95 0.00 6 6 0.00
2018-06-30 13F-HR HAL / Halliburton Co. 44.98 2,846 2,846 0.00 134 128 -4.48
2018-06-30 13F-HR KSS / Kohl's Corp. 66.67 15 15 0.00 1 1 0.00
2018-06-30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 12.37 129,216 129,240 0.02 1,579 1,599 1.27
2018-06-30 13F-HR LW / Lamb Weston Holdings, Inc. 67.89 383 383 0.00 22 26 18.18
2018-06-30 13F-HR PPT / Putnam Premier Income Trust 5.08 3,150 3,150 0.00 16 16 0.00
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 195.11 8,055 8,057 0.02 1,436 1,572 9.47
2018-06-30 13F-HR MCHP / Microchip Technology Inc. 83.33 0 60 0 5
2018-06-30 13F-HR VBK / Vanguard Small-Cap Growth ETF 166.67 18 18 0.00 3 3 0.00
2018-06-30 13F-HR SATS / EchoStar Corp. 43.75 160 160 0.00 8 7 -12.50
2018-06-30 13F-HR AKP / Alliance California Municipal Income Fund, Inc. 13.10 10,000 10,000 0.00 127 131 3.15
2018-06-30 13F-HR PEGI / Pattern Energy Group Inc. 0.00 20 21 5.00 0 0
2018-06-30 13F-HR MFT / BlackRock MuniYield Investment Quality Fund 13.33 300 300 0.00 4 4 0.00
2018-06-30 13F-HR PGR / Progressive Corp. (The) 59.09 7,565 7,565 0.00 461 447 -3.04
2018-06-30 13F-HR EQIX / Equinix, Inc. 428.57 137 35 -74.45 57 15 -73.68
2018-06-30 13F-HR EWJ / iShares MSCI Japan ETF 58.82 5,884 17 -99.71 357 1 -99.72
2018-06-30 13F-HR CAH / Cardinal Health, Inc. 47.49 357 358 0.28 22 17 -22.73
2018-06-30 13F-HR SPWR / SunPower Corp. 7.27 1,100 1,100 0.00 9 8 -11.11
2018-06-30 13F-HR EA / Electronic Arts Inc. 143.75 160 160 0.00 19 23 21.05
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. 70.38 682 682 0.00 51 48 -5.88
2018-06-30 13F-HR IEV / iShares Europe 350 ETF 44.69 175 179 2.29 8 8 0.00
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,699.81 2,118 2,112 -0.28 3,065 3,590 17.13
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.61 390 1,996 411.79 20 105 425.00
2018-06-30 13F-HR LULU / lululemon athletica inc. 125.00 192 192 0.00 17 24 41.18
2018-06-30 13F-HR NVCN / Neovasc, Inc . 0.00 375 375 0.00 0 0
2018-06-30 13F-HR MTH / Meritage Homes Corp. 0.00 5 5 0.00 0 0
2018-06-30 13F-HR CI / Cigna Corp. 172.22 180 180 0.00 30 31 3.33
2018-06-30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.15 1,886 1,943 3.02 9 10 11.11
2018-06-30 13F-HR GWW / Grainger (W.W.), Inc. 308.94 123 123 0.00 35 38 8.57
2018-06-30 13F-HR ZG / Zillow Group, Inc. 0.00 8 8 0.00 0 0
2018-06-30 13F-HR C / Citigroup, Inc. 67.90 136 162 19.12 9 11 22.22
2018-06-30 13F-HR EXPE / Expedia, Inc. 118.28 93 93 0.00 10 11 10.00
2018-06-30 13F-HR SHOP / Shopify Inc. 143.56 200 202 1.00 25 29 16.00
2018-06-30 13F-HR SPH / Suburban Propane Partners, L.P. 23.33 300 7 7 0.00
2018-06-30 13F-HR ZUMZ / Zumiez, Inc. 26.67 300 300 0.00 7 8 14.29
2018-06-30 13F-HR GM / General Motors Company 27.78 36 36 0.00 1 1 0.00
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.68 640 1,218 90.31 41 80 95.12
2018-06-30 13F-HR MYL / Mylan N.V. 36.49 1,288 1,288 0.00 53 47 -11.32
2018-06-30 13F-HR SU / Suncor Energy Inc. 41.04 268 268 0.00 9 11 22.22
2018-06-30 13F-HR VHC / VirnetX Holding Corp. 0.00 100 100 0.00 0 0
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 186.73 3,614 3,165 -12.42 721 591 -18.03
2018-06-30 13F-HR HPQ / HP Inc. 22.90 2,096 2,096 0.00 46 48 4.35
2018-06-30 13F-HR ADNT / Adient plc 54.55 62 55 -11.29 4 3 -25.00
2018-06-30 13F-HR DBD / Diebold, Inc. 15.50 129 129 0.00 2 2 0.00
2018-06-30 13F-HR AGCO / AGCO Corp. 59.09 220 220 0.00 14 13 -7.14
2018-06-30 13F-HR SJT / San Juan Basin Royalty Trust 6.00 500 500 0.00 4 3 -25.00
2018-06-30 13F-HR IJH / iShares Core S&P MidCap ETF 197.18 71 71 0.00 13 14 7.69
2018-06-30 13F-HR UNH / UnitedHealth Group Inc. 245.10 237 306 29.11 51 75 47.06
2018-06-30 13F-HR FSBW / FS Bancorp, Inc. 63.54 362 362 0.00 19 23 21.05
2018-06-30 13F-HR NUE / Nucor Corp. 625 0 -100.00 38 0 -100.00
2018-06-30 13F-HR EL PASO ENERGY CAP TR I / PFD CV TR SECS (283678209) 45.00 200 9
2018-06-30 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 12.46 2,327 29
2018-06-30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 14.33 51,513 738
2018-06-30 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 13.70 219 3
2018-06-30 13F-HR EEP / Enbridge Energy Partners, L.P. 10.99 364 4 4 0.00
2018-06-30 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 4.51 5,321 24
2018-06-30 13F-HR CENTER COAST BRKFLD MLP ENRG / SHS BEN INT (151461100) 8.80 2,500 22
2018-06-30 13F-HR BX / Blackstone Group L.P. (The) 32.00 500 6 16 166.67
2018-06-30 13F-HR BPL / Buckeye Partners, L.P. 34.48 232 9 8 -11.11
2018-06-30 13F-HR RDS.B / Royal Dutch Shell Plc 80.00 50 50 0.00 3 4 33.33
2018-06-30 13F-HR LEN.B / Lennar Corp. 0.00 2 2 0.00 0 0
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc 69.48 1,065 1,065 0.00 68 74 8.82
2018-06-30 13F-HR WCN / Waste Connections, Inc. 74.85 334 334 0.00 24 25 4.17
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / SOLAR ETF (46138G706) 21.74 46 1
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL UTL (46137V274) 85.35 1,652 141
2018-06-30 13F-HR CRONOS GROUP INC / (22717L101) 4.74 211 1
2018-06-30 13F-HR HCN / Welltower Inc. 62.73 1,156 1,084 -6.23 63 68 7.94
2018-06-30 13F-HR WPRT / Westport Innovations Inc. 3.00 1,000 1,000 0.00 2 3 50.00
2018-06-30 13F-HR WEX / WEX Inc. 187.50 48 48 0.00 8 9 12.50
2018-06-30 13F-HR WOOD / iShares Global Timber & Forestry ETF 78.82 402 406 1.00 31 32 3.23
2018-06-30 13F-HR WDC / Western Digital Corp. 77.73 1,111 862 -22.41 103 67 -34.95
2018-06-30 13F-HR SLW / Silver Wheaton Corp. 22.06 680 680 0.00 14 15 7.14
2018-06-30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 37.26 1,315 49
2018-06-30 13F-HR UTX / United Technologies Corp. 127.27 165 165 0.00 21 21 0.00
2018-06-30 13F-HR CSAL / Communications Sales & Leasing, Inc. 19.23 364 364 0.00 6 7 16.67
2018-06-30 13F-HR UNP / Union Pacific Corp. 141.35 1,330 1,330 0.00 179 188 5.03
2018-06-30 13F-HR UHAL / AMERCO 350.00 20 20 0.00 7 7 0.00
2018-06-30 13F-HR UN / Unilever N.V. 53.33 309 150 -51.46 17 8 -52.94
2018-06-30 13F-HR UHS / Universal Health Services, Inc. 113.21 106 106 0.00 13 12 -7.69
2018-06-30 13F-HR UPS / United Parcel Service, Inc. 106.24 18,549 17,498 -5.67 1,941 1,859 -4.22
2018-06-30 13F-HR UEC / Uranium Energy Corp. 2.27 440 440 0.00 1 1 0.00
2018-06-30 13F-HR UAA / Under Armour, Inc. 20.33 246 246 0.00 4 5 25.00
2018-06-30 13F-HR UDR / UDR, Inc. 37.37 2,970 2,970 0.00 106 111 4.72
2018-06-30 13F-HR UAL / United Continental Holdings, Inc. 69.84 3,050 3,050 0.00 212 213 0.47
2018-06-30 13F-HR TWTR / Twitter, Inc. 43.33 600 600 0.00 17 26 52.94
2018-06-30 13F-HR TXN / Texas Instruments Inc. 110.05 1,468 1,472 0.27 153 162 5.88
2018-06-30 13F-HR TRV / Travelers Companies, Inc. (The) 121.57 312 255 -18.27 43 31 -27.91
2018-06-30 13F-HR COH / Coach, Inc. 43.01 93 93 0.00 5 4 -20.00
2018-06-30 13F-HR TPL / Texas Pacific Land Trust 680.00 25 25 0.00 13 17 30.77
2018-06-30 13F-HR TSN / Tyson Foods, Inc. 68.67 1,500 1,500 0.00 110 103 -6.36
2018-06-30 13F-HR SGDM / Sprott Gold Miners ETF 21.05 95 95 0.00 2 2 0.00
2018-06-30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 64.92 193,807 4,436 -97.71 12,225 288 -97.64
2018-06-30 13F-HR SDY / SPDR S&P Dividend ETF 92.67 2,633 2,633 0.00 240 244 1.67
2018-06-30 13F-HR SCHW / Schwab Charles Corp 50.45 371 337 -9.16 19 17 -10.53
2018-06-30 13F-HR SEE / Sealed Air Corp. 40.74 270 270 0.00 12 11 -8.33
2018-06-30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 54.89 122,008 198,397 62.61 6,452 10,890 68.78
2018-06-30 13F-HR SDRL / Seadrill Limited 0.00 1,564 1,453 -7.10 0 0
2018-06-30 13F-HR RAD / Rite Aid Corp. 2.00 500 500 0.00 1 1 0.00
2018-06-30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 0.00 5 5 0.00 0 0
2018-06-30 13F-HR PSA / Public Storage 230.77 51 52 1.96 10 12 20.00
2018-06-30 13F-HR PRTA / Prothena Corp plc 0.00 2 2 0.00 0 0
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 56.11 1,313 2,014 53.39 73 113 54.79
2018-06-30 13F-HR PSQ / ProShares Short QQQ 33.33 0 30 0 1
2018-06-30 13F-HR PFG / Principal Financial Group, Inc. 53.39 768 768 0.00 47 41 -12.77
2018-06-30 13F-HR OTEL / Otelco, Inc. 14.95 22,950 22,950 0.00 342 343 0.29
2018-06-30 13F-HR OLED / Universal Display Corp. 83.33 62 12 -80.65 6 1 -83.33
2018-06-30 13F-HR OKE / ONEOK, Inc. 69.92 2,560 2,560 0.00 146 179 22.60
2018-06-30 13F-HR O / Realty Income Corp. 53.66 3,932 3,317 -15.64 203 178 -12.32
2018-06-30 13F-HR OLLI / Ollie's Bargain Outlet Holdings, Inc. 73.53 272 272 0.00 16 20 25.00
2018-06-30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063C106) 13.52 2,515 34
2018-06-30 13F-HR KBE / SPDR S&P Bank ETF 43.48 115 115 0.00 6 5 -16.67
2018-06-30 13F-HR INTERNAP CORP / COM PAR (45885A409) 0.00 10 0
2018-06-30 13F-HR HTGC / Hercules Capital, Inc. 12.77 1,911 1,958 2.46 23 25 8.70
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,114.49 417 428 2.64 430 477 10.93
2018-06-30 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 12.63 27,000 341
2018-06-30 13F-HR ALL / Allstate Corp. (The) 91.45 1,356 1,356 0.00 129 124 -3.88
2018-06-30 13F-HR AET / Aetna, Inc. 182.93 82 82 0.00 14 15 7.14
2018-06-30 13F-HR EVR / Evercore Partners, Inc. 109.09 55 55 0.00 5 6 20.00
2018-06-30 13F-HR DEO / Diageo plc 144.20 1,212 1,387 14.44 164 200 21.95
2018-06-30 13F-HR CIG / Cemig-Companhia Energetica 1.83 1,095 1,095 0.00 3 2 -33.33
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,128.50 426 428 0.47 442 483 9.28
2018-06-30 13F-HR MNK / Maillinckrodt plc. 33.33 36 30 -16.67 1 1 0.00
2018-06-30 13F-HR MDY / SPDR S&P Midcap 400 ETF 400.00 10 10 0.00 3 4 33.33
2018-06-30 13F-HR NVRO / Nevro Corp. 86.96 69 69 0.00 6 6 0.00
2018-06-30 13F-HR MMM / 3M Co. 196.98 1,224 1,457 19.04 269 287 6.69
2018-06-30 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 12.23 16,600 16,600 0.00 203 203 0.00
2018-06-30 13F-HR EMR / Emerson Electric Co. 67.63 207 207 0.00 14 14 0.00
2018-06-30 13F-HR CAG / ConAgra Foods, Inc. 35.65 1,150 1,150 0.00 42 41 -2.38
2018-06-30 13F-HR ED / Consolidated Edison, Inc. 74.07 132 81 -38.64 10 6 -40.00
2018-06-30 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 0.00 19 19 0.00 0 0
2018-06-30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 0.00 6 6 0.00 0 0
2018-06-30 13F-HR SYY / SYSCO Corp. 67.89 766 766 0.00 46 52 13.04
2018-06-30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 6.25 160 2 1 -50.00
2018-06-30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 27.75 322,956 55,252 -82.89 9,530 1,533 -83.91
2018-06-30 13F-HR INTC / Intel Corp. 49.70 19,640 20,625 5.02 1,023 1,025 0.20
2018-06-30 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 10.64 15,700 15,700 0.00 167 167 0.00
2018-06-30 13F-HR CHIQ / Global X China Consumer ETF 13.33 75 75 0.00 1 1 0.00
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 17.90 835 838 0.36 13 15 15.38
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 23.66 200 465 132.50 3 11 266.67
2018-06-30 13F-HR SILJ / PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF 10.00 600 600 0.00 6 6 0.00
2018-06-30 13F-HR UVE / Universal Insurance Holdings, Inc. 39.22 51 51 0.00 2 2 0.00
2018-06-30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 28.57 35 35 0.00 1 1 0.00
2018-06-30 13F-HR IQI / Invesco Quality Municipal Income Trust 11.92 117,868 113,289 -3.88 1,403 1,350 -3.78
2018-06-30 13F-HR ITW / Illinois Tool Works, Inc. 139.22 668 668 0.00 105 93 -11.43
2018-06-30 13F-HR ATHN / athenahealth, Inc. 160.00 300 300 0.00 43 48 11.63
2018-06-30 13F-HR BAX / Baxter International, Inc. 73.50 1,102 1,102 0.00 72 81 12.50
2018-06-30 13F-HR EXPD / Expeditors International of Washington, Inc. 73.14 1,074 875 -18.53 68 64 -5.88
2018-06-30 13F-HR ADM / Archer-Daniels-Midland Co. 49.18 122 122 0.00 5 6 20.00
2018-06-30 13F-HR YUMC / Yum China Holdings, Inc. 25.64 39 39 0.00 2 1 -50.00
2018-06-30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 40.00 150 150 0.00 7 6 -14.29
2018-06-30 13F-HR VEC / Vectrus, Inc. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR ISRG / Intuitive Surgical, Inc. 500.00 18 18 0.00 7 9 28.57
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 76.12 757 762 0.66 51 58 13.73
2018-06-30 13F-HR AIEQ / AI Powered Equity ETF 35.09 57 57 0.00 1 2 100.00
2018-06-30 13F-HR EIX / Edison International 63.00 1,150 1,000 -13.04 73 63 -13.70
2018-06-30 13F-HR AOS / Smith (A.O.) Corp. 60.15 266 266 0.00 17 16 -5.88
2018-06-30 13F-HR BURL / Burlington Stores, Inc. 152.28 197 197 0.00 26 30 15.38
2018-06-30 13F-HR PBA / Pembina Pipeline Corp. 34.33 233 233 0.00 7 8 14.29
2018-06-30 13F-HR HSY / Hershey Company (The) 90.00 50 100 100.00 5 9 80.00
2018-06-30 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.09 104,497 1,441 -98.62 3,815 52 -98.64
2018-06-30 13F-HR BTG / B2Gold Corp. 2.86 700 700 0.00 2 2 0.00
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.35 6,288 6,693 6.44 301 337 11.96
2018-06-30 13F-HR F / Ford Motor Co. 11.03 4,818 4,625 -4.01 53 51 -3.77
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 166.67 282 282 0.00 46 47 2.17
2018-06-30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 86.96 115 115 0.00 10 10 0.00
2018-06-30 13F-HR MDLZ / Mondelez International, Inc. 43.48 69 69 0.00 3 3 0.00
2018-06-30 13F-HR TIP / iShares TIPS Bond ETF 112.61 222 222 0.00 25 25 0.00
2018-06-30 13F-HR OTTR / Otter Tail Corp. 50.00 160 160 0.00 7 8 14.29
2018-06-30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.30 158,808 154,614 -2.64 2,087 2,056 -1.49
2018-06-30 13F-HR FTRPR / Frontier Communications Corp. 0.00 36 36 0.00 0 0
2018-06-30 13F-HR DRI / Darden Restaurants, Inc. 110.00 100 100 0.00 9 11 22.22
2018-06-30 13F-HR YUM / Yum! Brands, Inc. 76.92 39 39 0.00 3 3 0.00
2018-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF 85.00 200 200 0.00 16 17 6.25
2018-06-30 13F-HR KMB / Kimberly-Clark Corp. 103.70 135 135 0.00 15 14 -6.67
2018-06-30 13F-HR PMM / Putnam Managed Municipal Income Trust 7.08 50,000 50,000 0.00 357 354 -0.84
2018-06-30 13F-HR PCG / PG&E Corp. 40.46 227 173 -23.79 10 7 -30.00
2018-06-30 13F-HR AMX / America Movil S.A.B. de CV 16.67 3,600 3,600 0.00 69 60 -13.04
2018-06-30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 133.33 45 45 0.00 7 6 -14.29
2018-06-30 13F-HR ADS / Alliance Data Systems Corp. 230.77 26 26 0.00 6 6 0.00
2018-06-30 13F-HR KEY / KeyCorp 19.46 3,752 3,752 0.00 73 73 0.00
2018-06-30 13F-HR CMI / Cummins, Inc. 90.91 11 11 0.00 2 1 -50.00
2018-06-30 13F-HR CVX / Chevron Corp. 126.42 5,130 5,648 10.10 585 714 22.05
2018-06-30 13F-HR XMUSX / BlackRock MuniHoldings Quality 12.45 1,978 2,008 1.52 25 25 0.00
2018-06-30 13F-HR BBSI / Barrett Business Services, Inc. 92.59 107 108 0.93 9 10 11.11
2018-06-30 13F-HR GPRO / GoPro, Inc. 4.95 202 202 0.00 1 1 0.00
2018-06-30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 9.55 16,023 16,023 0.00 152 153 0.66
2018-06-30 13F-HR VIAV / Viavi Solutions Inc. 9.84 1,219 1,219 0.00 12 12 0.00
2018-06-30 13F-HR ELY / Callaway Golf Company 19.00 2,000 2,000 0.00 33 38 15.15
2018-06-30 13F-HR DATA / Tableau Software, Inc. 95.51 0 178 0 17
2018-06-30 13F-HR HMY / Harmony Gold Mining Company Ltd. 1.87 1,071 1,071 0.00 3 2 -33.33
2018-06-30 13F-HR CY / Cypress Semiconductor Corp. 16.00 1,000 1,000 0.00 17 16 -5.88
2018-06-30 13F-HR TRP / TransCanada Corp. 43.22 6,964 6,964 0.00 288 301 4.51
2018-06-30 13F-HR GLTR / ETFS Physical Precious Metal Basket Shares 61.65 3,432 3,666 6.82 221 226 2.26
2018-06-30 13F-HR CMCSA / Comcast Corp. 32.78 12,337 12,689 2.85 422 416 -1.42
2018-06-30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 63.20 0 215,029 0 13,590
2018-06-30 13F-HR CNI / Canadian National Railway Co. 83.33 300 300 0.00 22 25 13.64
2018-06-30 13F-HR GWPH / GW Pharmaceuticals Plc. 140.00 300 300 0.00 34 42 23.53
2018-06-30 13F-HR SGEN / Seattle Genetics, Inc. 66.45 2,137 2,137 0.00 112 142 26.79
2018-06-30 13F-HR CRM / Salesforce.com, Inc. 133.33 15 15 0.00 2 2 0.00
2018-06-30 13F-HR ETN / Eaton Corporation 76.92 221 221 0.00 18 17 -5.56
2018-06-30 13F-HR ABT / Abbott Laboratories 60.90 4,294 4,466 4.01 257 272 5.84
2018-06-30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.01 147,477 138,956 -5.78 1,917 1,808 -5.69
2018-06-30 13F-HR APOG / Apogee Enterprises, Inc. 42.25 71 71 0.00 3 3 0.00
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 78.09 6,355 6,147 -3.27 504 480 -4.76
2018-06-30 13F-HR CLX / Clorox Company (The) 134.12 425 425 0.00 57 57 0.00
2018-06-30 13F-HR APU / AmeriGas Partners, L.P. 42.50 400 400 0.00 16 17 6.25
2018-06-30 13F-HR INFY / Infosys Limited 20.00 800 800 0.00 14 16 14.29
2018-06-30 13F-HR NVO / Novo-Nordisk A/S 54.55 55 55 0.00 3 3 0.00
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.61 334,182 329,014 -1.55 30,501 32,444 6.37
2018-06-30 13F-HR EXC / Exelon Corp. 34.48 58 58 0.00 2 2 0.00
2018-06-30 13F-HR IP / International Paper Company 52.81 303 303 0.00 16 16 0.00
2018-06-30 13F-HR SLYV / SPDR S&P 600 Small CapValue ETF 66.79 36 275,468 765,088.89 4 18,399 459,875.00
2018-06-30 13F-HR TWLO / Twilio Inc. 54.55 110 110 0.00 4 6 50.00
2018-06-30 13F-HR STX / Seagate Technology PLC 60.00 50 50 0.00 3 3 0.00
2018-06-30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 25.00 120 120 0.00 3 3 0.00
2018-06-30 13F-HR SWK / Stanley Black & Decker, Inc. 132.83 1,325 1,325 0.00 203 176 -13.30
2018-06-30 13F-HR FB / Facebook, Inc. 194.36 5,425 5,423 -0.04 867 1,054 21.57
2018-06-30 13F-HR WB / Weibo Corporation 83.33 36 36 0.00 4 3 -25.00
2018-06-30 13F-HR SIVR / ETFS Silver Trust 20.00 100 100 0.00 2 2 0.00
2018-06-30 13F-HR GPL / Great Panther Silver Ltd 1.52 660 660 0.00 1 1 0.00
2018-06-30 13F-HR JCI / Johnson Controls International plc 33.49 497 418 -15.90 18 14 -22.22
2018-06-30 13F-HR IWF / iShares Russell 1000 Growth ETF 145.00 400 400 0.00 54 58 7.41
2018-06-30 13F-HR RIO / Rio Tinto plc 55.31 667 669 0.30 34 37 8.82
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. 340.58 137 138 0.73 36 47 30.56
2018-06-30 13F-HR M / Macy's, Inc. 27.78 36 36 0.00 1 1 0.00
2018-06-30 13F-HR ALK / Alaska Air Group, Inc. 60.28 960 1,410 46.88 59 85 44.07
2018-06-30 13F-HR BGG / Briggs & Stratton Corp. 17.50 800 800 0.00 17 14 -17.65
2018-06-30 13F-HR DUK / Duke Energy Corp. 78.89 2,231 2,231 0.00 173 176 1.73
2018-06-30 13F-HR NFX / Newfield Exploration Company 31.25 64 64 0.00 2 2 0.00
2018-06-30 13F-HR NLY / Annaly Capital Management, Inc. 10.16 984 984 0.00 10 10 0.00
2018-06-30 13F-HR HDB / HDFC Bank Ltd. 105.13 2,975 2,825 -5.04 294 297 1.02
2018-06-30 13F-HR SRE / Sempra Energy 115.64 1,055 1,055 0.00 117 122 4.27
2018-06-30 13F-HR MET / MetLife, Inc. 44.64 336 336 0.00 15 15 0.00
2018-06-30 13F-HR TTD / Trade Desk, Inc. 125.00 16 16 0.00 1 2 100.00
2018-06-30 13F-HR GD / General Dynamics Corp. 187.74 261 261 0.00 58 49 -15.52
2018-06-30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 53.02 233,135 190,667 -18.22 12,044 10,109 -16.07
2018-06-30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 13.82 1,375 1,375 0.00 19 19 0.00
2018-06-30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 10.45 287 287 0.00 3 3 0.00
2018-06-30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 11.82 116,292 117,392 0.95 1,359 1,388 2.13
2018-06-30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 340.00 100 100 0.00 34 34 0.00
2018-06-30 13F-HR MOS / Mosaic Company 28.00 1,500 1,500 0.00 36 42 16.67
2018-06-30 13F-HR BBL / BHP Billiton Plc 45.98 87 87 0.00 3 4 33.33
2018-06-30 13F-HR MCD / McDonald's Corp. 156.69 1,219 1,219 0.00 191 191 0.00
2018-06-30 13F-HR ASIX / AdvanSix Inc. 35.93 506 501 -0.99 18 18 0.00
2018-06-30 13F-HR MLNX / Mellanox Technologies, Ltd. 80.00 400 100 -75.00 29 8 -72.41
2018-06-30 13F-HR GOV / Government Properties Income Trust 17.39 115 115 0.00 2 2 0.00
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. 83.21 2,716 2,656 -2.21 206 221 7.28
2018-06-30 13F-HR QDEU / SPDR MSCI Germany Quality Mix ETF 58.97 874 797 -8.81 56 47 -16.07
2018-06-30 13F-HR IRBT / iRobot Corp. 0.00 3 3 0.00 0 0
2018-06-30 13F-HR MO / Altria Group, Inc. 56.54 1,770 1,132 -36.05 110 64 -41.82
2018-06-30 13F-HR ITT / ITT Inc. 62.50 16 16 0.00 1 1 0.00
2018-06-30 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 54.01 39 227,246 582,582.05 6 12,274 204,466.67
2018-06-30 13F-HR GBX / Greenbrier Companies, Inc. (THE) 50.00 100 100 0.00 5 5 0.00
2018-06-30 13F-HR VOD / Vodafone Group Plc 0.00 16 16 0.00 0 0
2018-06-30 13F-HR ALGT / Allegiant Travel Company 140.00 50 50 0.00 9 7 -22.22
2018-06-30 13F-HR QJPN / SPDR MSCI Japan Quality Mix ETF 77.34 157,442 1,306 -99.17 12,734 101 -99.21
2018-06-30 13F-HR AUY / Yamana Gold Inc. 2.61 1,530 1,530 0.00 4 4 0.00
2018-06-30 13F-HR DDD / 3 D Systems Corp. 25.00 40 40 0.00 0 1
2018-06-30 13F-HR NOK / Nokia Corp. 5.76 2,430 2,430 0.00 13 14 7.69
2018-06-30 13F-HR TEF / Telefonica S.A. 6.49 154 154 0.00 2 1 -50.00
2018-06-30 13F-HR AWK / American Water Works Co., Inc. 87.72 135 171 26.67 11 15 36.36
2018-06-30 13F-HR TRXC / TransEnterix, Inc. 5.00 0 200 0 1
2018-06-30 13F-HR EBAY / eBay, Inc. 35.95 811 751 -7.40 33 27 -18.18
2018-06-30 13F-HR ACN / Accenture plc 163.08 650 650 0.00 100 106 6.00
2018-06-30 13F-HR WSO / Watsco, Inc. 181.82 99 99 0.00 18 18 0.00
2018-06-30 13F-HR SCHB / Schwab U.S. Broad Market ETF 64.00 250 250 0.00 16 16 0.00
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.60 3,623 3,581 -1.16 197 217 10.15
2018-06-30 13F-HR TTWO / Take-Two Interactive Software, Inc. 120.00 100 100 0.00 10 12 20.00
2018-06-30 13F-HR YHOO / Yahoo! Inc. 74.00 503 473 -5.96 37 35 -5.41
2018-06-30 13F-HR FNKO / Funko, Inc. 12.45 1,365 1,365 0.00 11 17 54.55
2018-06-30 13F-HR HCP / HCP, Inc. 43.48 23 23 0.00 1 1 0.00
2018-06-30 13F-HR IONS / Ionis Pharmaceuticals, Inc. 83.33 12 12 0.00 1 1 0.00
2018-06-30 13F-HR PRAA / PRA Group, Inc. 37.74 212 212 0.00 8 8 0.00
2018-06-30 13F-HR AIV / Apartment Investment & Management Co. 0.00 2 2 0.00 0 0
2018-06-30 13F-HR MCK / McKesson Corp. 133.10 571 571 0.00 80 76 -5.00
2018-06-30 13F-HR PEP / PepsiCo, Inc. 108.96 2,357 2,276 -3.44 257 248 -3.50
2018-06-30 13F-HR HPE / Hewlett Packard Enterprise Company 14.63 2,051 2,051 0.00 36 30 -16.67
2018-06-30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 75.69 3,640 3,250 -10.71 261 246 -5.75
2018-06-30 13F-HR NBL / Noble Energy, Inc. 35.00 600 600 0.00 18 21 16.67
2018-06-30 13F-HR MASI / Masimo Corp. 0.00 4 4 0.00 0 0
2018-06-30 13F-HR PSX / Phillips 66 112.68 284 284 0.00 27 32 18.52
2018-06-30 13F-HR MFGP / Micro Focus International plc 17.79 281 281 0.00 4 5 25.00
2018-06-30 13F-HR EOG / EOG Resources, Inc. 123.81 210 210 0.00 22 26 18.18
2018-06-30 13F-HR HON / Honeywell International, Inc. 144.07 12,335 12,216 -0.96 1,783 1,760 -1.29
2018-06-30 13F-HR AAL / American Airlines Group Inc. 37.89 1,742 1,742 0.00 91 66 -27.47
2018-06-30 13F-HR SJM / Smucker (J.M.) Co. 104.97 181 181 0.00 22 19 -13.64
2018-06-30 13F-HR MDYV / SPDR S&P 400 Mid Cap Value ETF 52.01 629 1,096 74.24 63 57 -9.52
2018-06-30 13F-HR D / Dominion Resources, Inc. 68.26 1,360 1,377 1.25 92 94 2.17
2018-06-30 13F-HR HES / Hess Corp. 69.18 159 159 0.00 8 11 37.50
2018-06-30 13F-HR ABMD / ABIOMED, Inc. 411.11 90 90 0.00 26 37 42.31
2018-06-30 13F-HR DISH / DISH Network Corp. 33.75 800 800 0.00 30 27 -10.00
2018-06-30 13F-HR NKE / Nike, Inc. 78.99 557 557 0.00 37 44 18.92
2018-06-30 13F-HR SWKS / Skyworks Solutions, Inc. 100.00 0 30 0 3
2018-06-30 13F-HR DE / Deere & Co. 139.89 4,668 4,668 0.00 725 653 -9.93
2018-06-30 13F-HR HRS / Harris Corp. 0.00 3 3 0.00 0 0
2018-06-30 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 6.11 3,112 18 19 5.56
2018-06-30 13F-HR PRGO / Perrigo Company plc 55.56 18 18 0.00 2 1 -50.00
2018-06-30 13F-HR GF / New Germany Fund, Inc. 18.52 1,782 1,782 0.00 35 33 -5.71
2018-06-30 13F-HR CCL / Carnival Corp. 57.29 803 803 0.00 53 46 -13.21
2018-06-30 13F-HR HLIT / Harmonic, Inc. 0.00 32 32 0.00 0 0
2018-06-30 13F-HR FRGI / Fiesta Restaurant Group, Inc. 30.00 200 200 0.00 4 6 50.00
2018-06-30 13F-HR IR / Ingersoll-Rand plc 89.94 1,690 1,690 0.00 145 152 4.83
2018-06-30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.05 1,832 1,845 0.71 144 144 0.00
2018-06-30 13F-HR KN / Knowles Corp 20.00 100 100 0.00 1 2 100.00
2018-06-30 13F-HR NFLX / Netflix, Inc. 400.00 5 5 0.00 1 2 100.00
2018-06-30 13F-HR BB / Blackberry Limited 0.00 40 40 0.00 0 0
2018-06-30 13F-HR XYL / Xylem, Inc. 62.50 32 32 0.00 2 2 0.00
2018-06-30 13F-HR KR / Kroger Co. 28.36 5,849 5,360 -8.36 140 152 8.57
2018-06-30 13F-HR SSRI / Silver Standard Resources, Inc. 11.11 90 90 0.00 1 1 0.00
2018-06-30 13F-HR BKU / BankUnited, Inc. 42.31 260 260 0.00 10 11 10.00
2018-06-30 13F-HR BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01 0.00 2 0 0
2018-06-30 13F-HR ANET / Arista Networks, Inc. 333.33 2 3 50.00 1 1 0.00
2018-06-30 13F-HR IVV / iShares Core S&P 500 ETF 280.70 57 57 0.00 15 16 6.67
2018-06-30 13F-HR PJC / Piper Jaffray Companies, Inc. 71.43 28 28 0.00 2 2 0.00
2018-06-30 13F-HR EVA / Enviva Partners LP 30.00 100 100 0.00 3 3 0.00
2018-06-30 13F-HR JD / JD.com, Inc. 37.04 78 81 3.85 3 3 0.00
2018-06-30 13F-HR COF / Capital One Financial Corp. 100.00 20 20 0.00 2 2 0.00
2018-06-30 13F-HR FIS / Fidelity National Information Services, Inc. 95.24 42 42 0.00 4 4 0.00
2018-06-30 13F-HR GLW / Corning, Inc. 27.29 1,979 1,979 0.00 55 54 -1.82
2018-06-30 13F-HR ESRX / Express Scripts Holding Co. 77.24 14,443 14,306 -0.95 998 1,105 10.72
2018-06-30 13F-HR SLAB / Silicon Laboratories, Inc. 102.56 156 156 0.00 14 16 14.29
2018-06-30 13F-HR BP / BP Plc 45.67 26,821 25,862 -3.58 1,087 1,181 8.65
2018-06-30 13F-HR QRVO / Qorvo, Inc. 80.35 921 921 0.00 65 74 13.85
2018-06-30 13F-HR EW / Edwards Lifesciences Corp. 145.00 400 400 0.00 56 58 3.57
2018-06-30 13F-HR SYK / Stryker Corp. 171.43 35 35 0.00 6 6 0.00
2018-06-30 13F-HR PETX / Aratana Therapeutics, Inc. 4.00 500 500 0.00 2 2 0.00
2018-06-30 13F-HR IWM / iShares Russell 2000 ETF 162.50 80 80 0.00 12 13 8.33
2018-06-30 13F-HR INCY / Incyte Corp. 65.00 200 200 0.00 17 13 -23.53
2018-06-30 13F-HR CCT / Corporate Capital Trust, Inc. 16.00 1,000 1,000 0.00 17 16 -5.88
2018-06-30 13F-HR FDX / FedEx Corp. 226.67 975 975 0.00 234 221 -5.56
2018-06-30 13F-HR SPN / Superior Energy Services, Inc. 10.60 566 566 0.00 5 6 20.00
2018-06-30 13F-HR SAND / Sandstorm Gold Ltd. 5.19 385 385 0.00 2 2 0.00
2018-06-30 13F-HR BAC / Bank of America Corp. 28.19 12,237 12,237 0.00 367 345 -5.99
2018-06-30 13F-HR ENR / Energizer Holdings, Inc. 63.88 407 407 0.00 24 26 8.33
2018-06-30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 14.59 123,505 123,505 0.00 1,792 1,802 0.56
2018-06-30 13F-HR ENB / Enbridge Inc. 35.73 8,675 8,675 0.00 273 310 13.55
2018-06-30 13F-HR DIS / The Walt Disney Co. 104.78 5,157 5,020 -2.66 518 526 1.54
2018-06-30 13F-HR ADP / Automatic Data Processing, Inc. 133.75 800 800 0.00 91 107 17.58
2018-06-30 13F-HR CHTR / Charter Communications, Inc. 291.93 161 161 0.00 50 47 -6.00
2018-06-30 13F-HR COP / ConocoPhillips 69.48 584 734 25.68 35 51 45.71
2018-06-30 13F-HR WDAY / Workday, Inc. 0.00 4 4 0.00 1 0 -100.00
2018-06-30 13F-HR S / Sprint Corporation 5.46 14,828 14,828 0.00 72 81 12.50
2018-06-30 13F-HR HFWA / Heritage Financial Corp. 34.71 459 461 0.44 14 16 14.29
2018-06-30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 54.55 55 55 0.00 3 3 0.00
2018-06-30 13F-HR GLD / SPDR Gold Shares 118.58 2,164 2,589 19.64 272 307 12.87
2018-06-30 13F-HR WBIY / WBI Power FactorTM High Dividend 25.97 462 462 0.00 12 12 0.00
2018-06-30 13F-HR CHD / Church & Dwight Co., Inc. 50.00 80 80 0.00 4 4 0.00
2018-06-30 13F-HR CHGG / Chegg, Inc. 27.03 296 296 0.00 6 8 33.33
2018-06-30 13F-HR ESRT / Empire State Realty Trust, Inc. 18.35 217 218 0.46 4 4 0.00
2018-06-30 13F-HR SGOL / ETFS GOLD Trust 120.42 382 382 0.00 49 46 -6.12
2018-06-30 13F-HR BCE / BCE Inc. 40.00 50 50 0.00 2 2 0.00
2018-06-30 13F-HR FTS / Fortis Inc. 33.33 300 300 0.00 10 10 0.00
2018-06-30 13F-HR NEP / NextEra Energy Partners LP 46.67 300 300 0.00 12 14 16.67
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 223.88 66 67 1.52 17 15 -11.76
2018-06-30 13F-HR TMF / Direxion Daily 20 Year Plus Treasury Bull 3x Shares 19.90 200 201 0.50 4 4 0.00
2018-06-30 13F-HR FTV / Fortive Corporation 77.20 2,524 2,474 -1.98 196 191 -2.55
2018-06-30 13F-HR XMUHX / BlackRock MuniHoldings Fund II, 13.91 4,530 4,530 0.00 63 63 0.00
2018-06-30 13F-HR BLDP / Ballard Power Systems, Inc. 2.60 770 770 0.00 3 2 -33.33
2018-06-30 13F-HR EPD / Enterprise Products Partners L.P. 27.50 400 400 0.00 10 11 10.00
2018-06-30 13F-HR MELI / MercadoLibre, Inc. 200.00 5 5 0.00 2 1 -50.00
2018-06-30 13F-HR ETP / Energy Transfer Partners, L.P. 19.80 101 101 0.00 2 2 0.00
2018-06-30 13F-HR LITE / Lumentum Holdings Inc. 57.69 260 260 0.00 17 15 -11.76
2018-06-30 13F-HR DRTAX / Dreyfus Municipal Bond 12.47 72,095 65,982 -8.48 886 823 -7.11
2018-06-30 13F-HR DHR / Danaher Corp. 98.48 1,848 1,848 0.00 181 182 0.55
2018-06-30 13F-HR ECL / Ecolab, Inc. 140.00 125 50 -60.00 17 7 -58.82
2018-06-30 13F-HR CEV / Eaton Vance California Municipal Income Trust 11.48 22,300 22,300 0.00 254 256 0.79
2018-06-30 13F-HR DXC / DXC Technology Company 80.00 175 175 0.00 18 14 -22.22
2018-06-30 13F-HR SO / Southern Co. (The) 47.34 338 338 0.00 15 16 6.67
2018-06-30 13F-HR AMGN / Amgen Inc. 184.58 6,741 6,745 0.06 1,149 1,245 8.36
2018-06-30 13F-HR MXWL / Maxwell Technologies, Inc. 5.09 589 589 0.00 3 3 0.00
2018-06-30 13F-HR MZF / Managed Duration Investment Grade Municipal Fund 14.35 28,946 25,646 -11.40 394 368 -6.60
2018-06-30 13F-HR BHF / Brighthouse Financial, Inc. 29.41 31 34 9.68 2 1 -50.00
2018-06-30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.19 188 188 0.00 10 10 0.00
2018-06-30 13F-HR FEN / First Trust Energy Income & Growth Fund 23.19 1,466 1,466 0.00 32 34 6.25
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.80 2,327 2,633 13.15 174 218 25.29
2018-06-30 13F-HR KO / Coca Cola Co. 43.87 1,943 2,690 38.45 84 118 40.48
2018-06-30 13F-HR BBBY / Bed Bath & Beyond Inc. 20.00 100 100 0.00 2 2 0.00
2018-06-30 13F-HR AXP / American Express Co. 97.36 718 719 0.14 67 70 4.48
2018-06-30 13F-HR VFC / V.F. Corp. 76.92 65 65 0.00 5 5 0.00
2018-06-30 13F-HR PCAR / PACCAR, Inc. 61.96 18,063 17,787 -1.53 1,195 1,102 -7.78
2018-06-30 13F-HR ESL / Esterline Technologies Corp. 74.00 1,500 1,500 0.00 110 111 0.91
2018-06-30 13F-HR PLUG / Plug Power, Inc. 0.00 80 80 0.00 0 0
2018-06-30 13F-HR CRAY / Cray, Inc. 25.39 512 512 0.00 11 13 18.18
2018-06-30 13F-HR XEL / Xcel Energy, Inc. 45.59 1,711 1,711 0.00 78 78 0.00
2018-06-30 13F-HR RMBS / Rambus, Inc. 13.51 296 296 0.00 4 4 0.00
2018-06-30 13F-HR NAK / Northern Dynasty Minerals Ltd. 0.00 600 600 0.00 1 0 -100.00
2018-06-30 13F-HR MDT / Medtronic plc 84.62 260 260 0.00 21 22 4.76
2018-06-30 13F-HR FBHS / Fortune Brands Home & Security, Inc. 53.33 600 600 0.00 35 32 -8.57
2018-06-30 13F-HR WBA / Walgreens Boots Alliance, Inc. 60.42 811 811 0.00 53 49 -7.55
2018-06-30 13F-HR CVU / CPI Aerostructures, Inc. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR TDOC / Teladoc, Inc. 66.67 15 15 0.00 1 1 0.00
2018-06-30 13F-HR IYM / iShares U.S. Basic Materials ETF 104.48 67 67 0.00 6 7 16.67
2018-06-30 13F-HR EIV / Eaton Vance Municipal Bond Fund II 11.85 59,454 56,554 -4.88 694 670 -3.46
2018-06-30 13F-HR LLY / Eli Lilly & Co. 85.50 1,345 1,345 0.00 104 115 10.58
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. 95.27 1,312 1,312 0.00 115 125 8.70
2018-06-30 13F-HR ESV / Ensco plc 7.28 21,300 21,300 0.00 94 155 64.89
2018-06-30 13F-HR SLV / iShares Silver Trust 15.08 6,962 6,962 0.00 107 105 -1.87
2018-06-30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.19 15,106 21,206 40.38 162 216 33.33
2018-06-30 13F-HR BND / Vanguard Total Bond Market ETF 100.00 20 20 0.00 2 2 0.00
2018-06-30 13F-HR TRN / Trinity Industries, Inc. 30.00 100 100 0.00 3 3 0.00
2018-06-30 13F-HR EPAM / EPAM Systems Inc. 126.32 190 190 0.00 22 24 9.09
2018-06-30 13F-HR WAFD / Washington Federal, Inc. 32.68 20,623 20,623 0.00 714 674 -5.60
2018-06-30 13F-HR MUX / McEwen Mining Inc. 1.92 520 520 0.00 1 1 0.00
2018-06-30 13F-HR CVS / CVS Health Corporation 64.45 4,339 4,158 -4.17 270 268 -0.74
2018-06-30 13F-HR NVS / Novartis AG 75.47 265 265 0.00 21 20 -4.76
2018-06-30 13F-HR DVN / Devon Energy Corp. 40.00 100 100 0.00 3 4 33.33
2018-06-30 13F-HR BMO / Bank of Montreal (PQ) 80.00 125 125 0.00 9 10 11.11
2018-06-30 13F-HR JPS / Nuveen Preferred Securities Income Fund 9.49 316 316 0.00 3 3 0.00
2018-06-30 13F-HR ADBE / Adobe Systems, Inc. 243.85 9,600 9,600 0.00 2,074 2,341 12.87
2018-06-30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 111.11 612 612 0.00 67 68 1.49
2018-06-30 13F-HR EVN / Eaton Vance Municipal Income Trust 11.79 8,650 8,650 0.00 101 102 0.99
2018-06-30 13F-HR DVMT / Dell Technologies Inc. 85.01 1,116 1,094 -1.97 82 93 13.41
2018-06-30 13F-HR GMED / Globus Medical, Inc. 49.28 345 345 0.00 17 17 0.00
2018-06-30 13F-HR BABY / Natus Medical, Inc. 0.00 12 12 0.00 0 0
2018-06-30 13F-HR IDXX / IDEXX Laboratories, Inc. 0.00 2 2 0.00 0 0
2018-06-30 13F-HR JEC / Jacobs Engineering Group, Inc. 62.89 317 318 0.32 19 20 5.26
2018-06-30 13F-HR AGN / Allergan plc 169.81 53 53 0.00 9 9 0.00
2018-06-30 13F-HR IBM / International Business Machines Corp. 139.67 1,704 1,704 0.00 261 238 -8.81
2018-06-30 13F-HR SFBC / Sound Financial Bancorp, Inc. 39.00 0 1,000 0 39
2018-06-30 13F-HR THLD / Threshold Pharmaceuticals, Inc. 10.00 100 100 0.00 1 1 0.00
2018-06-30 13F-HR EPC / Edgewell Personal Care Company 51.60 407 407 0.00 20 21 5.00
2018-06-30 13F-HR TGT / Target Corp. 76.34 624 524 -16.03 43 40 -6.98
2018-06-30 13F-HR ACCO / Acco Brands Corp. 14.18 141 141 0.00 2 2 0.00
2018-06-30 13F-HR GRPN / Groupon, Inc. 5.00 200 200 0.00 1 1 0.00
2018-06-30 13F-HR GIM / Templeton Global Income Fund 6.27 3,350 3,350 0.00 21 21 0.00
2018-06-30 13F-HR TER / Teradyne, Inc. 37.14 350 350 0.00 16 13 -18.75
2018-06-30 13F-HR CROX / Crocs, Inc. 0.00 25 25 0.00 0 0
2018-06-30 13F-HR EXK / Endeavour Silver Corp. 4.00 500 500 0.00 1 2 100.00
2018-06-30 13F-HR RDFN / Redfin Corp 22.47 755 623 -17.48 17 14 -17.65
2018-06-30 13F-HR PRU / Prudential Financial, Inc. 93.53 1,561 1,561 0.00 162 146 -9.88
2018-06-30 13F-HR EWP / iShares MSCI Spain Capped ETF 30.53 2,005 1,572 -21.60 65 48 -26.15
2018-06-30 13F-HR LGND / Ligand Pharmaceuticals Incorporated 210.08 119 119 0.00 20 25 25.00
2018-06-30 13F-HR V / Visa, Inc. 132.39 4,979 5,008 0.58 596 663 11.24
2018-06-30 13F-HR ALSK / Alaska Communications Systems Group, Inc. 1.75 18,250 18,250 0.00 33 32 -3.03
2018-06-30 13F-HR BHS / Bausch Health Companies 23.00 2,000 2,000 0.00 32 46 43.75
2018-06-30 13F-HR VO / Vanguard Mid-Cap ETF 157.76 3,442 3,442 0.00 531 543 2.26
2018-06-30 13F-HR EIM / Eaton Vance Municipal Bond Fund 11.81 32,000 32,000 0.00 378 378 0.00
2018-06-30 13F-HR BNDX / Vanguard Total International Bond ETF 54.70 7,166 7,185 0.27 392 393 0.26
2018-06-30 13F-HR NVDA / NVIDIA Corp. 236.08 439 449 2.28 102 106 3.92
2018-06-30 13F-HR NTR / Nutrien Ltd. 54.85 237 237 0.00 11 13 18.18
2018-06-30 13F-HR LARE / Tierra XP Latin America Real Estate ETF 50.00 20 20 0.00 1 1 0.00
2018-06-30 13F-HR KGC / Kinross Gold Corp. 3.67 545 545 0.00 2 2 0.00
2018-06-30 13F-HR SAP / SAP SE 116.07 560 560 0.00 59 65 10.17
2018-06-30 13F-HR DHI / D.R. Horton, Inc. 38.46 130 130 0.00 6 5 -16.67
2018-06-30 13F-HR TJX / TJX Companies, Inc. (The) 95.00 400 400 0.00 33 38 15.15
2018-06-30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 100.00 20 20 0.00 2 2 0.00
2018-06-30 13F-HR FFIV / F5 Networks, Inc. 172.52 6,083 5,866 -3.57 880 1,012 15.00
2018-06-30 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 12.11 60,286 60,286 0.00 731 730 -0.14
2018-06-30 13F-HR BTI / British American Tobacco p.l.c. 51.14 704 704 0.00 41 36 -12.20
2018-06-30 13F-HR TMO / Thermo Fisher Scientific, Inc. 207.64 968 968 0.00 200 201 0.50
2018-06-30 13F-HR ABBV / AbbVie Inc. 92.81 2,499 2,683 7.36 237 249 5.06
2018-06-30 13F-HR IMUC / ImmunoCellular Therapeutics, Ltd. 0.00 200 200 0.00 0 0
2018-06-30 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 13.80 5,000 70 69 -1.43
2018-06-30 13F-HR ELLI / Ellie Mae, Inc. 109.76 82 82 0.00 8 9 12.50
2018-06-30 13F-HR HAS / Hasbro, Inc. 0.00 3 3 0.00 0 0
2018-06-30 13F-HR HMNY / Helios and Matheson Analytics Inc. 0.00 10 10 0.00 0 0
2018-06-30 13F-HR PI / Impinj, Inc. 21.49 993 791 -20.34 13 17 30.77
2018-06-30 13F-HR ATV / Acorn International, Inc. 0.00 19 19 0.00 0 0
2018-06-30 13F-HR NPO / EnPro Industries, Inc. 69.15 188 188 0.00 15 13 -13.33
2018-06-30 13F-HR HL / Hecla Mining Co. 3.45 580 580 0.00 2 2 0.00
2018-06-30 13F-HR NWN / Northwest Natural Gas Co. 65.00 200 200 0.00 12 13 8.33
2018-06-30 13F-HR SQBG / Sequential Brands Group Inc. 0.00 101 101 0.00 0 0
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. 17.13 725 1,226 69.10 13 21 61.54
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 272.25 382 382 0.00 101 104 2.97
2018-06-30 13F-HR CAT / Caterpillar, Inc. 135.68 520 597 14.81 77 81 5.19
2018-06-30 13F-HR MMU / Western Asset Managed Municipals Fund, Inc. 12.63 2,138 28 27 -3.57
2018-06-30 13F-HR CDK / CDK Global, Inc. 63.91 266 266 0.00 17 17 0.00
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.31 8,619 7,547 -12.44 306 274 -10.46
2018-06-30 13F-HR BDX / Becton Dickinson & Co. 234.38 64 64 0.00 14 15 7.14
2018-06-30 13F-HR RSPP / RSP Permian, Inc. 43.86 114 114 0.00 5 5 0.00
2018-06-30 13F-HR JWN / Nordstrom, Inc. 51.74 9,701 9,606 -0.98 470 497 5.74
2018-06-30 13F-HR COLB / Columbia Banking System, Inc. 41.32 1,089 1,089 0.00 46 45 -2.17
2018-06-30 13F-HR GE / General Electric Co. 13.61 24,503 23,287 -4.96 330 317 -3.94
2018-06-30 13F-HR SVU / Supervalu, Inc. 20.31 1,428 1,428 0.00 22 29 31.82
2018-06-30 13F-HR DFS / Discover Financial Services 68.18 88 88 0.00 6 6 0.00
2018-06-30 13F-HR PANW / Palo Alto Networks, Inc. 205.58 2,080 2,330 12.02 378 479 26.72
2018-06-30 13F-HR TLK / PT Telekomunikasi Indonesia 26.20 2,634 2,634 0.00 70 69 -1.43
2018-06-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 42.17 1,618 1,494 -7.66 76 63 -17.11
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 104.25 2,536 2,187 -13.76 279 228 -18.28
2018-06-30 13F-HR BHGE / Baker Hughes, a GE company 32.47 524 462 -11.83 15 15 0.00
2018-06-30 13F-HR PPBI / Pacific Premier Bancorp, Inc. 29.41 34 34 0.00 1 1 0.00
2018-06-30 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 7.24 967 967 0.00 7 7 0.00
2018-06-30 13F-HR KEYS / Keysight Technologies Inc. 59.41 101 101 0.00 5 6 20.00
2018-06-30 13F-HR CTL / CenturyLink, Inc. 18.55 3,071 3,288 7.07 50 61 22.00
2018-06-30 13F-HR GPK / Graphic Packaging Holding Co. 20.00 50 50 0.00 1 1 0.00
2018-06-30 13F-HR SCHH / Schwab U.S. REIT ETF 41.76 30,562 27,799 -9.04 1,169 1,161 -0.68
2018-06-30 13F-HR A / Agilent Technologies, Inc. 59.41 202 202 0.00 14 12 -14.29
2018-06-30 13F-HR AAPL / Apple, Inc. 185.08 16,070 16,652 3.62 2,696 3,082 14.32
2018-06-30 13F-HR SNAP / Snapchat, Inc. 14.29 270 70 -74.07 4 1 -75.00
2018-06-30 13F-HR CS / Credit Suisse Group 15.38 260 260 0.00 4 4 0.00
2018-06-30 13F-HR RGLD / Royal Gold, Inc. 98.77 81 81 0.00 7 8 14.29
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited 185.71 370 420 13.51 68 78 14.71
2018-06-30 13F-HR BYM / BlackRock Municipal Income Quality Trust 12.97 18,200 18,200 0.00 239 236 -1.26
2018-06-30 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 11.76 8,500 8,500 0.00 100 100 0.00
2018-06-30 13F-HR SBUX / Starbucks Corp. 48.85 55,587 55,538 -0.09 3,218 2,713 -15.69
2018-06-30 13F-HR MKC / McCormick & Co., Inc. 115.31 529 529 0.00 56 61 8.93
2018-06-30 13F-HR AFL / AFLAC, Inc. 41.94 310 310 0.00 14 13 -7.14
2018-06-30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 51.57 446 446 0.00 23 23 0.00
2018-06-30 13F-HR GG / Goldcorp, Inc. 13.33 150 150 0.00 2 2 0.00
2018-06-30 13F-HR WRB / Berkley (W.R.) Corp. 65.57 60 61 1.67 4 4 0.00
2018-06-30 13F-HR PPH / VanEck Vectors ETF TR 59.00 1,200 1,000 -16.67 68 59 -13.24
2018-06-30 13F-HR AG / First Majestic Silver Corp. 7.41 310 810 161.29 2 6 200.00
2018-06-30 13F-HR WMT / Walmart, Inc. 85.62 3,626 3,679 1.46 323 315 -2.48
2018-06-30 13F-HR DDR / DDR Corp. 16.67 121 60 -50.41 1 1 0.00
2018-06-30 13F-HR SLB / Schlumberger Ltd. 66.80 1,493 1,497 0.27 97 100 3.09
2018-06-30 13F-HR PMO / Putnam Municipal Opportunities Trust 11.73 5,796 68 68 0.00
2018-06-30 13F-HR EDIT / Editas Medicine, Inc. 36.10 277 277 0.00 9 10 11.11
2018-06-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 250.00 36 36 0.00 9 9 0.00
2018-06-30 13F-HR PM / Philip Morris International, Inc. 80.70 1,648 1,648 0.00 164 133 -18.90
2018-06-30 13F-HR EWU / iShares MSCI United Kingdom ETF 34.72 0 9,129 0 317
2018-06-30 13F-HR FEU / SPDR STOXX Europe 50 ETF 33.17 41,109 1,598 -96.11 1,424 53 -96.28
2018-06-30 13F-HR EME / EMCOR Group, Inc. 76.00 500 500 0.00 39 38 -2.56
2018-06-30 13F-HR FSM / Fortuna Silver Mines Inc. 6.00 500 500 0.00 3 3 0.00
2018-06-30 13F-HR ABX / Barrick Gold Corp. 12.74 1,177 1,177 0.00 15 15 0.00
2018-06-30 13F-HR FTNT / Fortinet, Inc. 60.81 148 148 0.00 8 9 12.50
2018-06-30 13F-HR JNJ / Johnson & Johnson 121.34 7,307 7,780 6.47 936 944 0.85
2018-06-30 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 11.28 94,569 94,590 0.02 1,071 1,067 -0.37
2018-06-30 13F-HR SHPG / Shire Plc. 160.00 50 50 0.00 7 8 14.29
2018-06-30 13F-HR HQH / Tekla Healthcare Investors 21.01 238 5 5 0.00
2018-06-30 13F-HR LKQ / LKQ Corp. 31.87 251 251 0.00 10 8 -20.00
2018-06-30 13F-HR CSL / Carlisle Companies, Inc. 100.00 50 50 0.00 5 5 0.00
2018-06-30 13F-HR CP / Canadian Pacific Railway Ltd. 180.45 133 133 0.00 23 24 4.35
2018-06-30 13F-HR STM / STMicroelectronics N.V. 22.54 1,065 1,065 0.00 24 24 0.00
2018-06-30 13F-HR TWO / Two Harbors Investment Corp. 16.00 0 1,500 0 24
2018-06-30 13F-HR SAGE / Sage Therapeutics, Inc. 153.28 137 137 0.00 22 21 -4.55
2018-06-30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 32.00 250 250 0.00 8 8 0.00
2018-06-30 13F-HR LIT / Global X Funds 31.62 293 253 -13.65 10 8 -20.00
2018-06-30 13F-HR AIT / Applied Industrial Technologies, Inc. 69.92 472 472 0.00 34 33 -2.94
2018-06-30 13F-HR BEN / Franklin Resources, Inc. 32.04 1,935 1,935 0.00 67 62 -7.46
2018-06-30 13F-HR NGD / New Gold, Inc. 1.90 526 526 0.00 1 1 0.00
2018-06-30 13F-HR EKSO / Ekso Bionics Holdings, Inc. 2.23 896 896 0.00 1 2 100.00
2018-06-30 13F-HR VLO / Valero Energy Corp. 111.11 234 234 0.00 22 26 18.18
2018-06-30 13F-HR HE / Hawaiian Electric Industries, Inc. 34.38 1,600 1,600 0.00 55 55 0.00
2018-06-30 13F-HR GSK / GlaxoSmithKline plc 40.00 200 200 0.00 8 8 0.00
2018-06-30 13F-HR MAS / Masco Corp. 38.00 500 500 0.00 20 19 -5.00
2018-06-30 13F-HR SIRI / Sirius XM Holdings Inc. 7.00 2,000 2,000 0.00 12 14 16.67
2018-06-30 13F-HR AKRX / Akorn, Inc. 15.49 452 452 0.00 8 7 -12.50
2018-06-30 13F-HR EWX / SPDR S&P Emerging Markets Small Cap ETF 47.17 1,050 1,060 0.95 55 50 -9.09
2018-06-30 13F-HR WFC / Wells Fargo & Co. 55.41 3,518 3,826 8.75 184 212 15.22
2018-06-30 13F-HR CNQ / Canadian Natural Resources Limited 35.00 200 200 0.00 6 7 16.67
2018-06-30 13F-HR HDGE / Active Bear ETF/The 10.00 200 200 0.00 2 2 0.00
2018-06-30 13F-HR RIG / Transocean, Inc. 13.47 205 965 370.73 2 13 550.00
2018-06-30 13F-HR RTN / Raytheon Co. 193.50 1,560 1,323 -15.19 337 256 -24.04
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF 67.01 4,880 4,880 0.00 340 327 -3.82
2018-06-30 13F-HR CSX / CSX Corp. 63.72 1,636 1,538 -5.99 91 98 7.69
2018-06-30 13F-HR ROIC / Retail Opportunity Investments Corp. 19.28 715 415 -41.96 13 8 -38.46
2018-06-30 13F-HR DVY / iShares Select Dividend ETF 99.10 222 222 0.00 21 22 4.76
2018-06-30 13F-HR IDCC / InterDigital, Inc. 80.00 300 300 0.00 22 24 9.09
2018-06-30 13F-HR IIM / Invesco Value Municipal Income Trust 15.87 250 252 0.80 4 4 0.00
2018-06-30 13F-HR VEEV / Veeva Systems Inc. 90.91 22 22 0.00 2 2 0.00
2018-06-30 13F-HR AMAT / Applied Materials, Inc. 46.17 11,045 11,046 0.01 614 510 -16.94
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. 49.47 2,250 2,850 26.67 123 141 14.63
2018-06-30 13F-HR BA / Boeing Company (The) 335.54 10,928 10,887 -0.38 3,583 3,653 1.95
2018-06-30 13F-HR AYR / Aircastle Ltd. 21.00 1,000 1,000 0.00 20 21 5.00
2018-06-30 13F-HR DRE / Duke Realty Corp. 30.04 233 233 0.00 6 7 16.67
2018-06-30 13F-HR LUV / Southwest Airlines Co. 50.44 1,130 1,130 0.00 65 57 -12.31
2018-06-30 13F-HR STE / STERIS Corp. 0.00 3 3 0.00 0 0
2018-06-30 13F-HR VMI / Valmont Industries, Inc. 150.75 4,000 4,000 0.00 585 603 3.08
2018-06-30 13F-HR BR / Broadridge Financial Solutions, Inc. 115.00 200 200 0.00 22 23 4.55
2018-06-30 13F-HR TBI / TrueBlue, Inc. 26.67 150 150 0.00 4 4 0.00
2018-06-30 13F-HR ALLE / Allegion Public Limited 77.90 629 629 0.00 54 49 -9.26
2018-06-30 13F-HR CGNX / Cognex Corp. 45.00 1,000 1,000 0.00 52 45 -13.46
2018-06-30 13F-HR EWG / iShares MSCI Germany ETF 29.02 384 379 -1.30 12 11 -8.33
2018-06-30 13F-HR ATVI / Activision Blizzard, Inc. 62.50 16 16 0.00 1 1 0.00
2018-06-30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 25.88 165,899 2,125 -98.72 4,761 55 -98.84
2018-06-30 13F-HR BECN / Beacon Roofing Supply, Inc. 41.47 217 217 0.00 12 9 -25.00
2018-06-30 13F-HR WMB / Williams Companies, Inc. (The) 28.00 250 250 0.00 6 7 16.67
2018-06-30 13F-HR SCHF / Schwab International Equity ETF 33.05 3,523 439,216 12,367.10 119 14,516 12,098.32
2018-06-30 13F-HR PSLV / Sprott Physical Silver Trust 5.93 6,126 7,761 26.69 37 46 24.32
2018-06-30 13F-HR LMT / Lockheed Martin Corp. 297.71 131 131 0.00 44 39 -11.36
2018-06-30 13F-HR GFI / Gold Fields Ltd. 0.00 125 125 0.00 1 0 -100.00
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. 81.25 160 160 0.00 10 13 30.00
2018-06-30 13F-HR MMS / MAXIMUS, Inc. 61.22 196 196 0.00 13 12 -7.69
2018-06-30 13F-HR ABC / AmerisourceBergen Corp. 78.43 51 51 0.00 4 4 0.00
2018-06-30 13F-HR MCO / Moody's Corp. 173.33 75 75 0.00 12 13 8.33
2018-06-30 13F-HR LOGM / LogMein, Inc. 102.14 421 421 0.00 49 43 -12.24
2018-06-30 13F-HR MIDD / Middleby Corp. (The) 104.58 153 153 0.00 19 16 -15.79
2018-06-30 13F-HR RSG / Republic Services, Inc. 70.71 99 99 0.00 7 7 0.00
2018-06-30 13F-HR HOG / Harley-Davidson, Inc. 41.60 625 625 0.00 27 26 -3.70
2018-06-30 13F-HR QD / Qudian Inc. 9.13 132 219 65.91 2 2 0.00
2018-06-30 13F-HR IAG / IAMGOLD Corp. 5.67 705 705 0.00 4 4 0.00
2018-06-30 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 6.25 160 160 0.00 1 1 0.00
2018-06-30 13F-HR MS / Morgan Stanley 46.05 304 304 0.00 16 14 -12.50
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.24 210 127 -39.52 10 6 -40.00
2018-06-30 13F-HR WY / Weyerhaeuser Co. 36.51 6,547 6,547 0.00 229 239 4.37
2018-06-30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 73.57 97,689 98,098 0.42 6,753 7,217 6.87
2018-06-30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121.21 33 33 0.00 4 4 0.00
2018-06-30 13F-HR RNG / RingCentral, Inc. 70.00 100 100 0.00 6 7 16.67
2018-06-30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 53.15 2,032 2,032 0.00 107 108 0.93
2018-06-30 13F-HR BKH / Black Hills Corp. 62.10 467 467 0.00 25 29 16.00
2018-06-30 13F-HR CMG / Chipotle Mexican Grill, Inc. 433.50 202 203 0.50 65 88 35.38
2018-06-30 13F-HR VB / Vanguard Small-Cap ETF 156.58 281 281 0.00 41 44 7.32
2018-06-30 13F-HR NTLA / Intellia Therapeutics, Inc. 25.64 249 234 -6.02 5 6 20.00
2018-06-30 13F-HR CCLP / CSI Compressco LP 5.56 700 720 2.86 5 4 -20.00
2018-06-30 13F-HR TEL / TE Connectivity Ltd. 100.00 50 50 0.00 5 5 0.00
2018-06-30 13F-HR ENZL / iShares MSCI New Zealand Capped ETF 48.00 250 250 0.00 12 12 0.00
2018-06-30 13F-HR KCAP / KCAP Financial, Inc. 3.57 560 560 0.00 2 2 0.00
2018-06-30 13F-HR T / AT & T, Inc. 32.05 5,772 7,332 27.03 206 235 14.08
2018-06-30 13F-HR FSLR / First Solar, Inc. 66.67 30 30 0.00 2 2 0.00
2018-06-30 13F-HR KNDI / Kandi Technolgies Group, Inc. 4.00 400 1,000 150.00 2 4 100.00
2018-06-30 13F-HR BAK / Braskem S.A. 26.67 600 600 0.00 17 16 -5.88
2018-06-30 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares 22.22 180 180 0.00 4 4 0.00
2018-06-30 13F-HR GIS / General Mills, Inc. 44.50 1,146 1,146 0.00 52 51 -1.92
2018-06-30 13F-HR BHP / BHP Billiton Ltd. 52.00 250 250 0.00 11 13 18.18
2018-06-30 13F-HR CRI / Carter's, Inc. 90.91 11 11 0.00 1 1 0.00
2018-06-30 13F-HR USB / U.S. Bancorp 50.09 5,310 5,310 0.00 268 266 -0.75
2018-06-30 13F-HR CME / CME Group, Inc. 157.89 35 57 62.86 6 9 50.00
2018-06-30 13F-HR SINA / Sina Corp. 83.33 360 360 0.00 38 30 -21.05
2018-06-30 13F-HR COST / Costco Wholesale Corp. 208.93 9,686 9,424 -2.70 1,825 1,969 7.89
2018-06-30 13F-HR IJR / iShares Core S&P Small-Cap ETF 84.38 320 320 0.00 25 27 8.00
2018-06-30 13F-HR USL / United States 12 Month Oil Fund, LP 23.44 128 128 0.00 3 3 0.00
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 43.03 30,857 32,512 5.36 1,323 1,399 5.74
2018-06-30 13F-HR ATO / Atmos Energy Corp. 91.89 185 185 0.00 16 17 6.25
2018-06-30 13F-HR EFV / iShares MSCI EAFE Value Index 54.26 129 129 0.00 7 7 0.00
2018-06-30 13F-HR MVIS / Microvision, Inc. 1.14 14,063 14,063 0.00 16 16 0.00
2018-06-30 13F-HR VNQ / Vanguard REIT ETF 81.51 3,060 3,116 1.83 231 254 9.96
2018-06-30 13F-HR ZNGA / Zynga Inc. Call 600 0 -100.00 2 0 -100.00
2018-06-30 13F-HR ATSG / Air Transport Services Group, Inc. Call 200 0 -100.00 5 0 -100.00
2018-06-30 13F-HR SWHC / Smith & Wesson Holding Corp. Call 200 0 -100.00 2 0 -100.00
2018-06-30 13F-HR KO / Coca Cola Co. Call 100 0 -100.00 4 0 -100.00
2018-06-30 13F-HR COLONY NORTHSTAR CR REAL EST / COM CL A (19626A101) 1,270 0 -100.00 24 0
2018-06-30 13F-HR CYH / Community Health Systems, Inc. Call 200 0 -100.00 1 0 -100.00
2018-06-30 13F-HR NFX / Newfield Exploration Company Call 100 0 -100.00 2 0 -100.00
2018-06-30 13F-HR RYU / Guggenheim S&P 500 Equal Weight Utilities ETF 1,200 0 -100.00 99 0 -100.00
2018-06-30 13F-HR RHS / Guggenheim S&P 500 Equal Weight Consumer Staples ETF 200 0 -100.00 25 0 -100.00
2018-06-30 13F-HR RCD / Guggenheim S&P 500 Equal Weight Consumer Discretionary ETF 39,745 0 -100.00 3,911 0 -100.00
2018-06-30 13F-HR LECO / Lincoln Electric Holdings, Inc. 200 0 -100.00 18 0 -100.00
2018-06-30 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 664 0 -100.00 4 0
2018-06-30 13F-HR WIN / Windstream Holdings, Inc. 304 0 -100.00 0 0
2018-06-30 13F-HR TAN / Guggenheim Solar ETF 46 0 -100.00 1 0 -100.00
2018-06-30 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 276,409 0 -100.00 12,126 0 -100.00
2018-06-30 13F-HR F / Ford Motor Co. Call 500 0 -100.00 6 0 -100.00
2018-06-30 13F-HR MRCY / Mercury Systems, Inc. 10 0 -100.00 0 0
2018-06-30 13F-HR RTM / Guggenheim S&P 500 Equal Weight Materials ETF 207 0 -100.00 22 0 -100.00
2018-06-30 13F-HR DB / Deutsche Bank AG 334 0 -100.00 5 0 -100.00
2018-06-30 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 632 0 -100.00 39 0 -100.00
2018-06-30 13F-HR EWA / iShares MSCI Australia ETF 136 0 -100.00 3 0 -100.00
2018-06-30 13F-HR GE / General Electric Co. Call 600 0 -100.00 8 0 -100.00
2018-06-30 13F-HR VYM / Vanguard High Dividend Yield ETF 304 0 -100.00 25 0 -100.00
2018-06-30 13F-HR STI / SunTrust Banks, Inc. 33 0 -100.00 2 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. 1,210 0 -100.00 114 0 -100.00
2018-06-30 13F-HR TRIP / TripAdvisor, Inc. 47 0 -100.00 2 0 -100.00
2018-06-30 13F-HR SPTL / SPDR Portfolio Long Term Treasur 934 0 -100.00 33 0 -100.00
2018-06-30 13F-HR RYE / Guggenheim S&P 500 Equal Weight Energy ETF 202,014 0 -100.00 10,992 0 -100.00
2018-06-30 13F-HR ZOES / Zoe's Kitchen, Inc. 23 0 -100.00 0 0
2018-06-30 13F-HR PBW / PowerShares WilderHill Clean Energy Portfolio 59 0 -100.00 1 0 -100.00
2018-06-30 13F-HR CLNE / Clean Energy Fuels Corp. 100 0 -100.00 0 0
2018-06-30 13F-HR PIN / PowerShares India Exchange Trade Fund Trust 324 0 -100.00 8 0 -100.00
2018-06-30 13F-HR LUK / Leucadia National Corp. 542 0 -100.00 12 0 -100.00
2018-06-30 13F-HR TXT / Textron, Inc. 800 0 -100.00 47 0 -100.00
2018-06-30 13F-HR SNCR / Synchronoss Technologies, Inc. 291 0 -100.00 3 0 -100.00
2018-06-30 13F-HR VRTV / Veritiv Corporation 3 0 -100.00 0 0
2018-06-30 13F-HR TR / Tootsie Roll Industries, Inc. 10 0 -100.00 0 0
2018-06-30 13F-HR OSTK / Overstock.com, Inc. 100 0 -100.00 4 0 -100.00
2018-06-30 13F-HR MON / Monsanto Co. 1,452 0 -100.00 169 0 -100.00
2018-06-30 13F-HR KBA / KraneShares CSI China Internet ETF 150 0 -100.00 5 0 -100.00
2018-06-30 13F-HR RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF 5 0 -100.00 1 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust 705 0 -100.00 113 0 -100.00
2018-06-30 13F-HR RYT / Guggenheim S&P 500 Equal Weight Technology ETF 24 0 -100.00 4 0 -100.00
2018-06-30 13F-HR TBF / ProShares Short 20+ Yr Treasury 67 0 -100.00 2 0 -100.00
2018-06-30 13F-HR HAWK / Blackhawk Network Holdings, Inc. 197 0 -100.00 9 0 -100.00
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL HLT (46137V332) 182.79 7,008 1,281
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL FIN (46137V340) 42.42 1,815 77
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL ENR (46137V365) 61.90 420 26
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL MAT (46137V316) 110.55 199 22
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL STP (46137V373) 125.00 200 25
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL DIS (46137V381) 103.57 128,598 13,319
2018-06-30 13F-HR PACW / PacWest Bancorp 33.33 30 1
2018-06-30 13F-HR JEFFERIES FINL GROUP INC / (47233W109) 22.14 542 12
2018-06-30 13F-HR TWMJF / Canopy Growth Corporation 29.73 1,110 33
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2020 CB (46138J502) 21.05 4,750 100
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2019 CB (46138J304) 21.05 4,750 100
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS2018 COR (46138J106) 21.06 4,700 99
2018-06-30 13F-HR AVGO / Broadcom Limited 236.84 38 9
2018-06-30 13F-HR XLK / SPDR Technology Select Sector ETF 69.42 1,066 74
2018-06-30 13F-HR WINDSTREAM HLDGS INC / COM PAR (97382A309) 0.00 60 0
2018-06-30 13F-HR TEUM / Pareteum Corporation 0.00 150 0
2018-06-30 13F-HR TD / Toronto-Dominion Bank (ON) 54.55 55 3
2018-06-30 13F-HR SYF / Synchrony Financial 32.14 280 9
2018-06-30 13F-HR SPOT / Spotify Technology S.A. 169.23 65 11
2018-06-30 13F-HR SCO / ProShares UltraShort Blrg CrdOil 13.33 150 2
2018-06-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) 171.39 706 121
2018-06-30 13F-HR PRSP / Perspecta Inc. 22.99 87 2
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC PHRMCTLS (46137V662) 66.46 632 42
2018-06-30 13F-HR INVESCO INDIA EXCHG TRED FD / INDIA ETF (46137R109) 24.69 324 8
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / WILDERHIL CLAN (46137V134) 16.95 59 1
2018-06-30 13F-HR NKTR / Nektar Therapeutics 0.00 7 0
2018-06-30 13F-HR LXFT / Luxoft Holding, Inc. 66.67 15 1
2018-06-30 13F-HR LLL / L-3 Communications Holdings, Inc. 195.12 41 8
2018-06-30 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 62.59 3,547 222
2018-06-30 13F-HR IQ / iQIYI, Inc. 0.00 8 0
2018-06-30 13F-HR GXC / SPDR S&P China ETF 104.78 120,946 12,673
2018-06-30 13F-HR GLUU / Glu Mobile, Inc. 0.00 28 0
2018-06-30 13F-HR FLR / Fluor Corp. 35.71 28 1
2018-06-30 13F-HR EWY / iShares MSCI South Korea Capped ETF 60.00 50 3
2018-06-30 13F-HR CTRP / Ctrip.com International, Ltd. 46.67 150 7
2018-06-30 13F-HR CPK / Chesapeake Utilities Corp. 80.00 250 20
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2021 CB (46138J700) 20.83 4,800 100
2018-06-30 13F-HR BKFS / Black Knight Financial Services, Inc. 0.00 8 0