Current Holdings (from 13F, 13D)

InvestorTortoise Investment Management, LLC
Portfolio Value$ 329,048,000
Current Positions502
Opened Positions5
Closed Positions16

Tortoise Investment Management, LLC has disclosed 502 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 329,048,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Tortoise Investment Management, LLC's top holdings are iShares Core S&P 500 ETF (NYSE:IVV) , iShares Core MSCI Emerging Markets ETF (NYSE:IEMG) , SPDR S&P 500 ETF Trust (NYSE:SPY) , Vanguard Short-Term Corporate Bond Index Fund (NASDAQ:VCSH) , and iShares Russell 1000 ETF (NYSE:IWB) . Tortoise Investment Management, LLC's new positions include PowerShares Exchange-Traded Fund Trust II (NYSE:PZA) , PowerShares Exchange-Traded Fund Trust II (NYSE:PZT) , NuShares Enhanced Yield US Aggre (NYSE:NUAG) , PIMCO Enhanced Short Maturity Strategy Fund (NYSE:MUNI) , and Alliant Energy Corp. (NYSE:LNT) .


All Tortoise Investment Management, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on November 15, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 1.18 18,700 11,000 -41.18 28 13 -53.57
2017‑09‑30 13F-HR FREL / Fidelity MSCI Real Estate Index ETF 24.25 12,327 14,927 21.09 299 362 21.07
2017‑09‑30 13F-HR FMAT / Fidelity MSCI Materials Index ETF 33.02 14,927 15,081 1.03 362 498 37.57
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 130.95 84 84 0.00 10 11 10.00
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 665 0 -100.00 42 0 -100.00
2017‑09‑30 13F-HR STEM / StemCells, Inc. 0.00 12 12 0.00 0 0
2017‑09‑30 13F-HR THLD / Threshold Pharmaceuticals, Inc. 11.11 90 1
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 15.00 200 200 0.00 4 3 -25.00
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 14.93 201 201 0.00 4 3 -25.00
2017‑09‑30 13F-HR DEF / Guggenheim Defensive Equity ETF 46.88 128 6
2017‑09‑30 13F-HR CUT / Claymore Exchange-Traded Fund Trust 2 30.24 1,885 1,885 0.00 54 57 5.56
2017‑09‑30 13F-HR EEMS / iShares MSCI Emerging Markets Small Cap Index Fund 47.37 190 9
2017‑09‑30 13F-HR RYT / Guggenheim S&P 500 Equal Weight Technology ETF 134.62 52 52 0.00 6 7 16.67
2017‑09‑30 13F-HR SPSB / SPDR Portfolio Short Term Corpor 30.67 108,492 101,967 -6.01 3,324 3,127 -5.93
2017‑09‑30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.98 32,243 24,590 -23.74 902 688 -23.73
2017‑09‑30 13F-HR VV / Vanguard Large-Cap ETF 115.40 6,014 6,014 0.00 668 694 3.89
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.90 820 820 0.00 76 77 1.32
2017‑09‑30 13F-HR CORP / PIMCO Investment Grade Corporate Bond Index Fund 107.53 93 10
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 21.72 9,900 215
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.66 1,328 1,328 0.00 58 54 -6.90
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 75.95 79 79 0.00 5 6 20.00
2017‑09‑30 13F-HR EELV / PowerShares Exchange-Traded Fund Trust II 25.00 120 3
2017‑09‑30 13F-HR DTE / DTE Energy Co. 105.00 200 200 0.00 21 21 0.00
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.50 400 400 0.00 14 15 7.14
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.51 8,047 6,300 -21.71 858 671 -21.79
2017‑09‑30 13F-HR YHOO / Yahoo! Inc. 62.50 16 16 0.00 1 1 0.00
2017‑09‑30 13F-HR PDFS / PDF Solutions, Inc. 16.00 250 250 0.00 4 4 0.00
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.13 156,302 158,300 1.28 12,510 12,685 1.40
2017‑09‑30 13F-HR IDU / iShares U.S. Utilities ETF 125.00 48 48 0.00 6 6 0.00
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.76 21,631 20,021 -7.44 1,912 1,777 -7.06
2017‑09‑30 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 52.17 310 2,185 604.84 16 114 612.50
2017‑09‑30 13F-HR TIME / Time Inc. 0.00 6 6 0.00 0 0
2017‑09‑30 13F-HR AMSF / AMERISAFE, Inc. 55.90 161 161 0.00 9 9 0.00
2017‑09‑30 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 49.00 84 1,000 1,090.48 11 49 345.45
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 116.98 265 265 0.00 34 31 -8.82
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 146.67 150 150 0.00 21 22 4.76
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.74 5,503 8,003 45.43 185 286 54.59
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 196.15 260 260 0.00 51 51 0.00
2017‑09‑30 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 40.00 200 200 0.00 8 8 0.00
2017‑09‑30 13F-HR A / Agilent Technologies, Inc. 66.67 30 30 0.00 2 2 0.00
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 148.32 37,926 46,003 21.30 5,303 6,823 28.66
2017‑09‑30 13F-HR VOE / Vanguard Mid-Cap Value ETF 166.67 4 6 50.00 0 1
2017‑09‑30 13F-HR CP / Canadian Pacific Railway Ltd. 176.47 17 17 0.00 3 3 0.00
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.37 1,761 1,761 0.00 242 256 5.79
2017‑09‑30 13F-HR XNBBX / Nuveen Build America Bond Fund 21.47 185,786 246,004 32.41 3,900 5,282 35.44
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 69.04 1,767 122
2017‑09‑30 13F-HR FIW / First Trust ISE-Water Index Fund 45.45 198 9
2017‑09‑30 13F-HR QQXT / First Trust Exchange-Traded Fund 47.37 190 9
2017‑09‑30 13F-HR EWT / iShares MSCI Taiwan ETF 33.33 30 1
2017‑09‑30 13F-HR PZT / PowerShares Exchange-Traded Fund Trust II 24.45 53,096 1,298
2017‑09‑30 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.50 2,000 45
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 52.63 19 1
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 36.04 111 4
2017‑09‑30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063X100) 15.18 168,656 2,560
2017‑09‑30 13F-HR NUVEEN BUILD AMER BD OPPTNY / (67074Q102) 22.03 940,078 20,710
2017‑09‑30 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 13.10 2,366 31
2017‑09‑30 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 14.10 450,817 6,357
2017‑09‑30 13F-HR NUVEEN MASSACHUSETS QLT MUN / (67061E104) 14.39 10,422 150
2017‑09‑30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.21 92,940 1,414
2017‑09‑30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67062F100) 14.92 137,924 2,058
2017‑09‑30 13F-HR LNT / Alliant Energy Corp. 41.61 5,600 233
2017‑09‑30 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 13.51 24,205 327
2017‑09‑30 13F-HR CNP / CenterPoint Energy, Inc. 29.27 4,100 120
2017‑09‑30 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 0.00 12 0
2017‑09‑30 13F-HR NUVEEN NEW JERSEY MUN VALUE / (670702109) 14.66 614 9
2017‑09‑30 13F-HR NUVEEN NY SELECT TAX FREE PR / SH BEN INT (67063V104) 14.01 74,074 1,038
2017‑09‑30 13F-HR NI / NiSource, Inc. 25.68 4,400 113
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 161.03 975 157
2017‑09‑30 13F-HR HTLD / Heartland Express, Inc. 24.69 486 486 0.00 10 12 20.00
2017‑09‑30 13F-HR DEO / Diageo plc 128.57 70 70 0.00 8 9 12.50
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 980.00 50 50 0.00 46 49 6.52
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.19 13,548 13,737 1.40 728 662 -9.07
2017‑09‑30 13F-HR MUNI / PIMCO Enhanced Short Maturity Strategy Fund 53.82 11,315 609
2017‑09‑30 13F-HR PZA / PowerShares Exchange-Traded Fund Trust II 25.54 59,900 1,530
2017‑09‑30 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 48.53 1,875 91
2017‑09‑30 13F-HR DWM / WisdomTree DEFA Fund 54.00 500 27
2017‑09‑30 13F-HR EUSC / Wisdomtree Europe Hedged SmallCap Equity Fund 30.82 4,575 141
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. Put 1.47 7,500 7,500 0.00 10 11 10.00
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 328.47 137 137 0.00 44 45 2.27
2017‑09‑30 13F-HR IT / Gartner, Inc. 124.02 1,024 1,024 0.00 126 127 0.79
2017‑09‑30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.89 20,130 20,230 0.50 980 989 0.92
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 123.13 536 536 0.00 68 66 -2.94
2017‑09‑30 13F-HR MMM / 3M Co. 210.00 1,119 3,419 205.54 233 718 208.15
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 966.67 30 30 0.00 27 29 7.41
2017‑09‑30 13F-HR HCN / Welltower Inc. 69.96 243 243 0.00 18 17 -5.56
2017‑09‑30 13F-HR IEUR / iShares Core MSCI Europe ETF 49.23 0 325 0 16
2017‑09‑30 13F-HR AIG.WS / American International Group, Inc. Warrants 0.00 2 2 0.00 0 0
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 79.85 263 263 0.00 21 21 0.00
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.53 1,615 1,865 15.48 60 70 16.67
2017‑09‑30 13F-HR APH / Amphenol Corp. 84.80 1,816 1,816 0.00 134 154 14.93
2017‑09‑30 13F-HR K / Kellogg Co. 52.63 19 19 0.00 1 1 0.00
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.38 4,574 4,574 0.00 482 482 0.00
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 40.00 400 400 0.00 16 16 0.00
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 84.23 463 463 0.00 39 39 0.00
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.90 52 3,302 6,250.00 3 211 6,933.33
2017‑09‑30 13F-HR INTC / Intel Corp. 37.37 669 669 0.00 23 25 8.70
2017‑09‑30 13F-HR SBI / Western Asset Intermediate Muni Fund, Inc. 9.74 35,935 35,935 0.00 354 350 -1.13
2017‑09‑30 13F-HR ASML / ASML Holding N.V. (ADR) 173.91 23 23 0.00 3 4 33.33
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 48.87 1,719 1,719 0.00 86 84 -2.33
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.18 42,313 39,094 -7.61 811 750 -7.52
2017‑09‑30 13F-HR TIF / Tiffany & Co. 94.74 95 95 0.00 9 9 0.00
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 222.22 18 18 0.00 3 4 33.33
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 147.50 431 400 -7.19 62 59 -4.84
2017‑09‑30 13F-HR ATHN / athenahealth, Inc. 125.00 400 400 0.00 56 50 -10.71
2017‑09‑30 13F-HR EXPD / Expeditors International of Washington, Inc. 59.78 920 920 0.00 52 55 5.77
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 43.48 23 23 0.00 1 1 0.00
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 0.00 2 2 0.00 0 0
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 40.00 1,050 1,050 0.00 41 42 2.44
2017‑09‑30 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.78 1,322 1,322 0.00 5 5 0.00
2017‑09‑30 13F-HR MYOK / MyoKardia, Inc. 42.97 3,398 3,398 0.00 45 146 224.44
2017‑09‑30 13F-HR CB / Chubb Ltd 142.28 246 246 0.00 36 35 -2.78
2017‑09‑30 13F-HR MLN / VanEck Vectors ETF TR 20.00 5,500 5,500 0.00 109 110 0.92
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.42 50,791 51,018 0.45 2,099 2,215 5.53
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.14 186 186 0.00 10 11 10.00
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.17 103,241 110,190 6.73 6,286 7,071 12.49
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.42 962 962 0.00 117 112 -4.27
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 1,046.68 407 407 0.00 381 426 11.81
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 61.54 65 65 0.00 4 4 0.00
2017‑09‑30 13F-HR ODP / Office Depot, Inc. 6.67 150 150 0.00 1 1 0.00
2017‑09‑30 13F-HR FM / iShares MSCI Frontier 100 ETF 31.23 4,917 4,547 -7.52 141 142 0.71
2017‑09‑30 13F-HR SCHC / Schwab International Small-Cap Equity ETF 35.79 10,232 9,946 -2.80 344 356 3.49
2017‑09‑30 13F-HR PTLA / Portola Pharmaceuticals, Inc. 54.88 164 164 0.00 9 9 0.00
2017‑09‑30 13F-HR POWI / Power Integrations, Inc. 74.29 175 175 0.00 13 13 0.00
2017‑09‑30 13F-HR ES / Eversource Energy 60.28 2,223 2,223 0.00 135 134 -0.74
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.72 2,135 2,112 -1.08 95 105 10.53
2017‑09‑30 13F-HR F / Ford Motor Co. 9.52 105 105 0.00 1 1 0.00
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.38 394 394 0.00 10 10 0.00
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 147.69 381 325 -14.70 53 48 -9.43
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 46.88 64 64 0.00 4 3 -25.00
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.55 1,291 4,291 232.38 56 174 210.71
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 112.90 62 62 0.00 6 7 16.67
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.91 66 66 0.00 6 6 0.00
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 114.54 227 227 0.00 26 26 0.00
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.88 400 850 112.50 52 124 138.46
2017‑09‑30 13F-HR CMN / Cantel Medical Corp. 95.24 126 126 0.00 10 12 20.00
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.33 1,050 1,050 0.00 77 77 0.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 80.00 75 75 0.00 6 6 0.00
2017‑09‑30 13F-HR MDSO / Medidata Solutions, Inc. 77.84 167 167 0.00 13 13 0.00
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.16 1,453,830 1,158,166 -20.34 7,269 5,976 -17.79
2017‑09‑30 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 51.68 7,450 7,450 0.00 382 385 0.79
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 274,500.00 2 2 0.00 509 549 7.86
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.16 19,436 13,211 -32.03 450 306 -32.00
2017‑09‑30 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 13.20 40,876 58,706 43.62 536 775 44.59
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 57.69 104 104 0.00 6 6 0.00
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.45 724 1,524 110.50 93 179 92.47
2017‑09‑30 13F-HR NHI / National Health Investors, Inc. 78.12 128 128 0.00 10 10 0.00
2017‑09‑30 13F-HR KEY / KeyCorp 18.75 800 800 0.00 15 15 0.00
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.46 1,014 3,414 236.69 106 401 278.30
2017‑09‑30 13F-HR RWT / Redwood Trust, Inc. 15.00 200 200 0.00 3 3 0.00
2017‑09‑30 13F-HR JPGE / JPMorgan Diversified Return Global Equity ETF 59.54 3,460 206
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.23 51,827 51,327 -0.96 12,532 12,895 2.90
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 80.00 50 50 0.00 4 4 0.00
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 70.73 19,730 25,860 31.07 1,332 1,829 37.31
2017‑09‑30 13F-HR SNA / Snap-On Inc. 149.12 586 456 -22.18 93 68 -26.88
2017‑09‑30 13F-HR NUAG / NuShares Enhanced Yield US Aggre 24.69 28,066 693
2017‑09‑30 13F-HR PXF / PowerShares Exchange-Traded Fund Trust II 45.45 264 12
2017‑09‑30 13F-HR DTD / WisdomTree Total Dividend Fund 86.67 150 13
2017‑09‑30 13F-HR ACWX / iShares MSCI ACWI ex US ETF 48.36 5,955 5,955 0.00 271 288 6.27
2017‑09‑30 13F-HR ECOL / US Ecology, Inc. 51.47 136 136 0.00 7 7 0.00
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.87 7,205 7,205 0.00 534 525 -1.69
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.95 945 945 0.00 73 85 16.44
2017‑09‑30 13F-HR DLN / WisdomTree LargeCap Dividend Fund 80.00 25 25 0.00 2 2 0.00
2017‑09‑30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063C106) 14.04 266,252 3,738
2017‑09‑30 13F-HR RYN / Rayonier, Inc. (REIT) 29.85 201 201 0.00 6 6 0.00
2017‑09‑30 13F-HR RGC / Regal Entertainment Group 16.03 7,300 117
2017‑09‑30 13F-HR USFD / US Foods Holding Corp. 26.67 1,500 40
2017‑09‑30 13F-HR NUVEEN NEW YORK MUN VALUE FD / (670706100) 15.00 2,000 30
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 45.45 22 1
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.16 1,580 1,580 0.00 82 84 2.44
2017‑09‑30 13F-HR PX / Praxair, Inc. 139.59 831 831 0.00 110 116 5.45
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.09 6,676 2,494 -62.64 805 302 -62.48
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 148.75 800 800 0.00 115 119 3.48
2017‑09‑30 13F-HR TRP / TransCanada Corp. 49.17 1,200 1,200 0.00 57 59 3.51
2017‑09‑30 13F-HR WRI / Weingarten Realty Investors 31.11 225 225 0.00 7 7 0.00
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.51 4,765 12,388 159.98 185 477 157.84
2017‑09‑30 13F-HR GWPH / GW Pharmaceuticals Plc. 111.11 18 18 0.00 2 2 0.00
2017‑09‑30 13F-HR LTBR / Lightbridge Corp. 1.10 27,176 27,176 0.00 47 30 -36.17
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.43 175 175 0.00 10 9 -10.00
2017‑09‑30 13F-HR LEN / Lennar Corp. 52.52 1,409 1,409 0.00 75 74 -1.33
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.37 356 356 0.00 17 19 11.76
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.95 3,881 4,277 10.20 338 389 15.09
2017‑09‑30 13F-HR CLX / Clorox Company (The) 132.17 401 401 0.00 53 53 0.00
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 49.33 223 223 0.00 10 11 10.00
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.45 7,981 10,933 36.99 550 814 48.00
2017‑09‑30 13F-HR CZR / Caesars Entertainment Corporation 14.00 500 500 0.00 6 7 16.67
2017‑09‑30 13F-HR EQR / Equity Residential 66.67 150 150 0.00 10 10 0.00
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.82 3,860 3,860 0.00 358 366 2.23
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 150.71 637 637 0.00 90 96 6.67
2017‑09‑30 13F-HR FB / Facebook, Inc. 171.12 1,496 1,496 0.00 226 256 13.27
2017‑09‑30 13F-HR ICUI / ICU Medical, Inc. 183.33 120 120 0.00 21 22 4.76
2017‑09‑30 13F-HR IYZ / iShares U.S. Telecommunications ETF 35.71 28 28 0.00 1 1 0.00
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 57.14 35 35 0.00 2 2 0.00
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.72 27,615 27,615 0.00 1,382 1,456 5.35
2017‑09‑30 13F-HR HYD / VanEck Vectors ETF TR 31.31 64,990 58,100 -10.60 2,009 1,819 -9.46
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 124.92 4,239 3,226 -23.90 505 403 -20.20
2017‑09‑30 13F-HR HYH / Halyard Health, Inc. 30.30 33 33 0.00 1 1 0.00
2017‑09‑30 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 59.46 2,860 3,397 18.78 161 202 25.47
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64.29 1,925 700 -63.64 120 45 -62.50
2017‑09‑30 13F-HR SYF / Synchrony Financial 50.00 20 20 0.00 1 1 0.00
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 360.00 25 25 0.00 9 9 0.00
2017‑09‑30 13F-HR AVB / AvalonBay Communities, Inc. 180.00 50 50 0.00 10 9 -10.00
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.77 1,827 1,768 -3.23 406 408 0.49
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 138.00 500 500 0.00 71 69 -2.82
2017‑09‑30 13F-HR NFX / Newfield Exploration Company 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR MNTA / Momenta Pharmaceuticals, Inc. 18.44 6,725 6,725 0.00 114 124 8.77
2017‑09‑30 13F-HR CRUS / Cirrus Logic, Inc. 50.36 139 139 0.00 9 7 -22.22
2017‑09‑30 13F-HR SLG / SL Green Realty Corp. 100.48 209 209 0.00 22 21 -4.55
2017‑09‑30 13F-HR MET / MetLife, Inc. 53.33 225 225 0.00 12 12 0.00
2017‑09‑30 13F-HR GD / General Dynamics Corp. 206.27 383 383 0.00 76 79 3.95
2017‑09‑30 13F-HR TXRH / Texas Roadhouse, Inc. 50.10 519 519 0.00 26 26 0.00
2017‑09‑30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 15.84 8,693 6,693 -23.01 135 106 -21.48
2017‑09‑30 13F-HR MCD / McDonald's Corp. 157.14 280 280 0.00 43 44 2.33
2017‑09‑30 13F-HR ASIX / AdvanSix Inc. 33.33 30 30 0.00 1 1 0.00
2017‑09‑30 13F-HR IFGL / iShares International Developed Real Estate ETF 27.78 180 180 0.00 5 5 0.00
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.60 1,871 1,871 0.00 139 119 -14.39
2017‑09‑30 13F-HR GBCI / Glacier Bancorp, Inc. 37.63 186 186 0.00 7 7 0.00
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 133.33 30 30 0.00 4 4 0.00
2017‑09‑30 13F-HR WWW / Wolverine World Wide, Inc. 27.44 328 328 0.00 9 9 0.00
2017‑09‑30 13F-HR PNM / PNM Resources, Inc. 40.30 2,134 2,134 0.00 82 86 4.88
2017‑09‑30 13F-HR TTC / Toro Company (The) 62.99 254 254 0.00 18 16 -11.11
2017‑09‑30 13F-HR CIM / Chimera Investment Corp. 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR ACN / Accenture plc 140.00 100 100 0.00 12 14 16.67
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 48.83 1,607 1,065 -33.73 79 52 -34.18
2017‑09‑30 13F-HR SCHB / Schwab U.S. Broad Market ETF 60.52 1,041 1,041 0.00 61 63 3.28
2017‑09‑30 13F-HR CATM / Cardtronics, Inc. 22.22 180 180 0.00 6 4 -33.33
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.00 2,873 2,953 2.78 184 189 2.72
2017‑09‑30 13F-HR PRF / PowerShares FTSE RAFI US 1000 Portfolio 109.83 173 173 0.00 18 19 5.56
2017‑09‑30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 60.03 21,189 21,557 1.74 1,224 1,294 5.72
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 45.00 200 200 0.00 10 9 -10.00
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.38 4,493 4,893 8.90 519 545 5.01
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 12.35 162 162 0.00 3 2 -33.33
2017‑09‑30 13F-HR SHAK / Shake Shack, Inc. 0.00 10 10 0.00 0 0
2017‑09‑30 13F-HR WDFC / WD-40 Co. 117.65 85 85 0.00 9 10 11.11
2017‑09‑30 13F-HR FGP / Ferrellgas Partners, L.P. 5.00 3,000 3,000 0.00 14 15 7.14
2017‑09‑30 13F-HR FXE / CurrencyShares Euro Trust 111.11 45 45 0.00 5 5 0.00
2017‑09‑30 13F-HR XPH / SPDR S&P Pharmaceuticals ETF 43.33 300 300 0.00 13 13 0.00
2017‑09‑30 13F-HR GOL / Gol Linhas Aereas Inteligentes S.A. 22.22 180 180 0.00 2 4 100.00
2017‑09‑30 13F-HR PSX / Phillips 66 91.97 598 598 0.00 49 55 12.24
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.19 687 687 0.00 92 97 5.43
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 62.00 81,036 82,732 2.09 4,687 5,129 9.43
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.39 211 211 0.00 11 10 -9.09
2017‑09‑30 13F-HR BPMC / Blueprint Medicines Corporation 69.58 1,466 1,466 0.00 74 102 37.84
2017‑09‑30 13F-HR TMHC / Taylor Morrison Home Corp. 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.48 32,100 18,875 -41.20 276 160 -42.03
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.33 1,200 1,200 0.00 40 40 0.00
2017‑09‑30 13F-HR OEF / iShares S&P 100 ETF 111.36 4,975 4,975 0.00 532 554 4.14
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.82 25,312 26,468 4.57 2,444 2,642 8.10
2017‑09‑30 13F-HR WOOD / iShares Global Timber & Forestry ETF 66.77 17,026 16,176 -4.99 1,043 1,080 3.55
2017‑09‑30 13F-HR ONVO / Organovo Holdings, Inc. 2.78 360 360 0.00 1 1 0.00
2017‑09‑30 13F-HR PRGO / Perrigo Company plc 83.33 300 300 0.00 23 25 8.70
2017‑09‑30 13F-HR CCL / Carnival Corp. 65.38 413 413 0.00 27 27 0.00
2017‑09‑30 13F-HR NMY / Nuveen Maryland Premium Income Municipal Fund, Inc. 12.83 184,304 174,644 -5.24 2,392 2,241 -6.31
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. 63.60 0 2,500 0 159
2017‑09‑30 13F-HR D / Dominion Resources, Inc. 77.78 180 180 0.00 14 14 0.00
2017‑09‑30 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 36.59 246 246 0.00 9 9 0.00
2017‑09‑30 13F-HR DGRO / iShares Core Dividend Growth ETF 34.15 205 205 0.00 6 7 16.67
2017‑09‑30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 126.21 103 103 0.00 12 13 8.33
2017‑09‑30 13F-HR PCH / Potlatch Holdings, Inc. 51.67 900 600 -33.33 41 31 -24.39
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 90.00 500 500 0.00 46 45 -2.17
2017‑09‑30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 100.00 150 150 0.00 14 15 7.14
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 33.33 30 30 0.00 1 1 0.00
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 182.54 126 126 0.00 19 23 21.05
2017‑09‑30 13F-HR VRSN / VeriSign, Inc. 111.11 18 18 0.00 2 2 0.00
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 13.33 300 300 0.00 4 4 0.00
2017‑09‑30 13F-HR WBS / Webster Financial Corp. 50.00 100 100 0.00 5 5 0.00
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.93 223,577 224,856 0.57 54,421 56,873 4.51
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 90.91 22 22 0.00 2 2 0.00
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 84.34 166 166 0.00 14 14 0.00
2017‑09‑30 13F-HR GLW / Corning, Inc. 30.00 800 800 0.00 24 24 0.00
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 118.54 9,752 9,752 0.00 1,135 1,156 1.85
2017‑09‑30 13F-HR LB / L Brands, Inc. 41.63 13,800 13,500 -2.17 744 562 -24.46
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.75 251 251 0.00 16 16 0.00
2017‑09‑30 13F-HR COO / Cooper Companies, Inc. (The) 235.29 68 68 0.00 16 16 0.00
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.20 9,209 9,231 0.24 1,298 1,368 5.39
2017‑09‑30 13F-HR RIBT / RiceBran Technologies 0.00 39 39 0.00 0 0
2017‑09‑30 13F-HR CDNS / Cadence Design Systems, Inc. 38.63 466 466 0.00 16 18 12.50
2017‑09‑30 13F-HR VVUS / VIVUS, Inc. 0.00 107 107 0.00 0 0
2017‑09‑30 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. 15.79 3,293 3,293 0.00 62 52 -16.13
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.40 65,314 60,669 -7.11 990 934 -5.66
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.32 4,700 4,700 0.00 114 119 4.39
2017‑09‑30 13F-HR ENB / Enbridge Inc. 44.12 68 68 0.00 3 3 0.00
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.72 2,269 2,269 0.00 241 224 -7.05
2017‑09‑30 13F-HR RES / RPC, Inc. 24.48 1,593 1,593 0.00 32 39 21.88
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 142.86 14 14 0.00 1 2 100.00
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 197.70 870 870 0.00 167 172 2.99
2017‑09‑30 13F-HR UL / Unilever, PLC ADR 56.39 266 266 0.00 14 15 7.14
2017‑09‑30 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 102.50 405 400 -1.23 41 41 0.00
2017‑09‑30 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 43.33 900 900 0.00 37 39 5.41
2017‑09‑30 13F-HR COP / ConocoPhillips 50.00 1,200 1,200 0.00 53 60 13.21
2017‑09‑30 13F-HR BLKB / Blackbaud, Inc. 86.67 150 150 0.00 13 13 0.00
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 0.00 0 1 0 0
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 40.00 25 25 0.00 1 1 0.00
2017‑09‑30 13F-HR FXO / First Trust Financials AlphaDEX® Fund 29.41 306 306 0.00 9 9 0.00
2017‑09‑30 13F-HR S / Sprint Corporation 7.46 402 402 0.00 3 3 0.00
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 2,000.00 2 2 0.00 4 4 0.00
2017‑09‑30 13F-HR INFI / Infinity Pharmaceuticals, Inc. 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.91 3,505 3,390 -3.28 307 298 -2.93
2017‑09‑30 13F-HR FR / First Industrial Realty Trust, Inc. 30.00 500 500 0.00 14 15 7.14
2017‑09‑30 13F-HR TRIP / TripAdvisor, Inc. 40.00 300 150 -50.00 11 6 -45.45
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 48.35 2,006 2,006 0.00 104 97 -6.73
2017‑09‑30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.43 39,318 30,463 -22.52 1,865 1,445 -22.52
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.42 1,192 1,192 0.00 265 283 6.79
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 110.90 7,144 12,543 75.57 787 1,391 76.75
2017‑09‑30 13F-HR FTV / Fortive Corporation 70.83 240 240 0.00 15 17 13.33
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.33 1,084 1,084 0.00 96 99 3.13
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.04 900 13,900 1,444.44 24 362 1,408.33
2017‑09‑30 13F-HR WYN / Wyndham Worldwide Corp. 106.25 480 480 0.00 48 51 6.25
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.99 632 632 0.00 13 12 -7.69
2017‑09‑30 13F-HR CX / Cemex S.A.B de C.V. 0.00 6 6 0.00 0 0
2017‑09‑30 13F-HR DHR / Danaher Corp. 85.23 528 528 0.00 45 45 0.00
2017‑09‑30 13F-HR DXC / DXC Technology Company 62.50 16 16 0.00 1 1 0.00
2017‑09‑30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 114.94 28,204 30,389 7.75 3,049 3,493 14.56
2017‑09‑30 13F-HR AMGN / Amgen Inc. 187.05 417 417 0.00 72 78 8.33
2017‑09‑30 13F-HR ESBA / Empire State Realty Op, L.P. 20.47 23,940 23,940 0.00 497 490 -1.41
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 82.04 3,730 3,730 0.00 301 306 1.66
2017‑09‑30 13F-HR KO / Coca Cola Co. 44.98 5,374 6,158 14.59 241 277 14.94
2017‑09‑30 13F-HR WPPGY / WPP PLC 95.24 147 147 0.00 15 14 -6.67
2017‑09‑30 13F-HR VIAB / Viacom, Inc. 30.86 162 162 0.00 5 5 0.00
2017‑09‑30 13F-HR GWX / SPDR S&P Intl Small Cap ETF 35.00 3,400 3,400 0.00 113 119 5.31
2017‑09‑30 13F-HR AXP / American Express Co. 91.48 317 317 0.00 27 29 7.41
2017‑09‑30 13F-HR PCAR / PACCAR, Inc. 69.93 143 143 0.00 9 10 11.11
2017‑09‑30 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 49.05 17,967 16,820 -6.38 822 825 0.36
2017‑09‑30 13F-HR SHYD / VanEck Vectors ETF TR 24.46 123,340 113,222 -8.20 2,995 2,769 -7.55
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 11.00 1,000 1,000 0.00 11 11 0.00
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 76.84 976 976 0.00 76 75 -1.32
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 116.14 2,540 2,540 0.00 277 295 6.50
2017‑09‑30 13F-HR SC / Santander Consumer USA Holdings Inc. 15.00 1,000 1,000 0.00 13 15 15.38
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 84.75 590 590 0.00 49 50 2.04
2017‑09‑30 13F-HR NUAN / Nuance Communications, Inc. 16.57 543 543 0.00 9 9 0.00
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 80.00 100 100 0.00 8 8 0.00
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.08 132 148 12.12 11 12 9.09
2017‑09‑30 13F-HR CMP / Compass Minerals Group, Inc. 64.62 325 325 0.00 21 21 0.00
2017‑09‑30 13F-HR IWC / iShares Micro-cap ETF 94.42 5,832 6,577 12.77 519 621 19.65
2017‑09‑30 13F-HR EPAM / EPAM Systems Inc. 91.67 120 120 0.00 10 11 10.00
2017‑09‑30 13F-HR SCHR / Schwab Intermediate-Term U.S. Treasury ETF 53.84 3,026 5,776 90.88 163 311 90.80
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.67 600 600 0.00 48 49 2.08
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 80.49 410 410 0.00 33 33 0.00
2017‑09‑30 13F-HR VWOB / Vanguard Emerging Markets Government Bond ETF 78.43 51 51 0.00 4 4 0.00
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 0.00 1 2 100.00 0 0
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.20 3,201 4,201 31.24 492 610 23.98
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61.97 355 355 0.00 22 22 0.00
2017‑09‑30 13F-HR JLS / Nuveen Mortgage Opportunity Fund 25.35 36,095 39,250 8.74 924 995 7.68
2017‑09‑30 13F-HR JMF / Nuveen Energy MLP Total Return Fund 12.08 24,432 21,602 -11.58 323 261 -19.20
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84.46 7,242 12,917 78.36 612 1,091 78.27
2017‑09‑30 13F-HR V / Visa, Inc. 105.33 440 2,440 454.55 41 257 526.83
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 145.92 233 233 0.00 33 34 3.03
2017‑09‑30 13F-HR UN / Unilever N.V. 58.36 377 377 0.00 21 22 4.76
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 0.00 5 8 60.00 0 0
2017‑09‑30 13F-HR WST / West Pharmaceutical Services, Inc. 98.11 265 265 0.00 25 26 4.00
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.56 3,484 4,454 27.84 382 488 27.75
2017‑09‑30 13F-HR STT / State Street Corp. 100.00 100 100 0.00 9 10 11.11
2017‑09‑30 13F-HR MKTX / MarketAxess Holdings, Inc. 142.86 7 7 0.00 1 1 0.00
2017‑09‑30 13F-HR COG / Cabot Oil & Gas Corp. 26.61 1,165 1,165 0.00 29 31 6.90
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 89.78 323 323 0.00 23 29 26.09
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.63 23 798 3,369.57 3 121 3,933.33
2017‑09‑30 13F-HR RARE / Ultragenyx Pharmaceutical Inc. 53.59 1,045 1,045 0.00 65 56 -13.85
2017‑09‑30 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 58.09 50,285 49,352 -1.86 2,786 2,867 2.91
2017‑09‑30 13F-HR ACWI / iShares MSCI ACWI ETF 69.42 651 677 3.99 43 47 9.30
2017‑09‑30 13F-HR BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF 22.35 850 850 0.00 19 19 0.00
2017‑09‑30 13F-HR SUB / iShares Short-Term National Muni Bond ETF 105.74 1,020 1,220 19.61 108 129 19.44
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 15.00 200 200 0.00 2 3 50.00
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 78.62 407 407 0.00 35 32 -8.57
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 139.87 77,156 77,091 -0.08 10,437 10,783 3.32
2017‑09‑30 13F-HR WEC / WEC Energy Group, Inc. 55.56 54 54 0.00 3 3 0.00
2017‑09‑30 13F-HR SMB / VanEck Vectors ETF TR 17.54 13,000 13,000 0.00 227 228 0.44
2017‑09‑30 13F-HR UFPI / Universal Forest Products, Inc. 94.83 116 116 0.00 10 11 10.00
2017‑09‑30 13F-HR CDK / CDK Global, Inc. 60.00 100 100 0.00 6 6 0.00
2017‑09‑30 13F-HR OVAS / Ovascience Inc. 1.47 3,402 3,402 0.00 5 5 0.00
2017‑09‑30 13F-HR GE / General Electric Co. 24.14 9,679 9,569 -1.14 261 231 -11.49
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 75.00 160 160 0.00 11 12 9.09
2017‑09‑30 13F-HR XRAY / DENTSPLY SIRONA Inc. 60.00 900 900 0.00 58 54 -6.90
2017‑09‑30 13F-HR NYF / iShares New York Muni Bond ETF 111.82 2,674 2,674 0.00 298 299 0.34
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.57 115,144 114,333 -0.70 4,701 4,981 5.96
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.48 1,959 6,609 237.37 179 631 252.51
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 54.02 286,612 299,133 4.37 14,342 16,159 12.67
2017‑09‑30 13F-HR FNDC / Schwab Fundamental International Small Company Index ETF 34.78 345 345 0.00 11 12 9.09
2017‑09‑30 13F-HR KEYS / Keysight Technologies Inc. 66.67 15 15 0.00 1 1 0.00
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 16.26 123 123 0.00 3 2 -33.33
2017‑09‑30 13F-HR VGSH / Vanguard Short-Term Government Bond Index Fund 60.67 2,310 2,555 10.61 140 155 10.71
2017‑09‑30 13F-HR HEI / HEICO Corp. 76.92 390 390 0.00 24 30 25.00
2017‑09‑30 13F-HR SCHH / Schwab U.S. REIT ETF 38.89 180 180 0.00 7 7 0.00
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.14 10,818 11,068 2.31 1,558 1,706 9.50
2017‑09‑30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 67.25 342 342 0.00 23 23 0.00
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 170.00 100 100 0.00 14 17 21.43
2017‑09‑30 13F-HR MON / Monsanto Co. 119.40 415 335 -19.28 49 40 -18.37
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 82.26 699 1,398 100.00 128 115 -10.16
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.27 995 995 0.00 58 53 -8.62
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 21.67 600 600 0.00 16 13 -18.75
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 56.00 500 500 0.00 26 28 7.69
2017‑09‑30 13F-HR FNGN / Financial Engines, Inc. 39.60 101 101 0.00 4 4 0.00
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.17 3,339 3,339 0.00 253 261 3.16
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 70.00 200 1,300 550.00 13 91 600.00
2017‑09‑30 13F-HR EDIT / Editas Medicine, Inc. 23.36 685 685 0.00 11 16 45.45
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 110.96 721 721 0.00 85 80 -5.88
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.82 21,742 21,222 -2.39 4,636 4,750 2.46
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 129.91 4,349 4,349 0.00 575 565 -1.74
2017‑09‑30 13F-HR HBANP / Huntington Bancshares, Inc. 1,400.00 5 5 0.00 7 7 0.00
2017‑09‑30 13F-HR LGF.A / Lions Gate Entertainment Corp. 40.00 50 50 0.00 1 2 100.00
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.73 1,026 1,026 0.00 47 50 6.38
2017‑09‑30 13F-HR CC / Chemours Company (The) 53.85 130 130 0.00 5 7 40.00
2017‑09‑30 13F-HR SHPG / Shire Plc. 150.33 153 153 0.00 25 23 -8.00
2017‑09‑30 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 50.42 6,864 10,294 49.97 346 519 50.00
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 179.57 323 323 0.00 55 58 5.45
2017‑09‑30 13F-HR WPC / W.P. Carey Inc. 67.44 1,542 1,542 0.00 102 104 1.96
2017‑09‑30 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 40.00 50 50 0.00 1 2 100.00
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 35.09 228 228 0.00 8 8 0.00
2017‑09‑30 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. 116.16 198 198 0.00 16 23 43.75
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.58 2,394 4,744 98.16 367 776 111.44
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 90.91 66 66 0.00 5 6 20.00
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 127.71 1,378 3,179 130.70 169 406 140.24
2017‑09‑30 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 28.95 4,767 4,767 0.00 135 138 2.22
2017‑09‑30 13F-HR WM / Waste Management, Inc. 74.07 81 81 0.00 6 6 0.00
2017‑09‑30 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 45.69 394 394 0.00 18 18 0.00
2017‑09‑30 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 57.63 165,702 174,101 5.07 9,183 10,033 9.26
2017‑09‑30 13F-HR ORCL / Oracle Corp. 49.38 405 405 0.00 20 20 0.00
2017‑09‑30 13F-HR WRE / Washington Real Estate Investment Trust 32.62 3,250 3,250 0.00 104 106 1.92
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 115.38 26 26 0.00 3 3 0.00
2017‑09‑30 13F-HR APA / Apache Corp. 45.45 22 22 0.00 1 1 0.00
2017‑09‑30 13F-HR FNDE / Schwab Fundamental Emerging Markets Large Company Index ETF 28.40 1,021 1,021 0.00 27 29 7.41
2017‑09‑30 13F-HR TD / Toronto-Dominion Bank (ON) 51.28 39 39 0.00 2 2 0.00
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 80.97 2,260 2,260 0.00 160 183 14.38
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 41.00 683 683 0.00 29 28 -3.45
2017‑09‑30 13F-HR TELL / Tellurian Inc. 0.00 12 12 0.00 0 0
2017‑09‑30 13F-HR MAS / Masco Corp. 38.27 601 601 0.00 23 23 0.00
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 0.00 33 33 0.00 0 0
2017‑09‑30 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 73.93 18,884 18,884 0.00 1,313 1,396 6.32
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 960.82 536 536 0.00 519 515 -0.77
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.51 17,137 17,142 0.03 2,133 2,220 4.08
2017‑09‑30 13F-HR ACC / American Campus Communities, Inc. 46.15 195 195 0.00 9 9 0.00
2017‑09‑30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 60.98 110,358 113,918 3.23 6,330 6,947 9.75
2017‑09‑30 13F-HR ROL / Rollins, Inc. 46.21 1,991 1,991 0.00 81 92 13.58
2017‑09‑30 13F-HR BLD / TopBuild Corp. 52.63 38 38 0.00 2 2 0.00
2017‑09‑30 13F-HR EWX / SPDR S&P Emerging Markets Small Cap ETF 49.57 13,526 13,476 -0.37 631 668 5.86
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.38 788 632 -19.80 44 35 -20.45
2017‑09‑30 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 66.45 301 301 0.00 16 20 25.00
2017‑09‑30 13F-HR ORI / Old Republic International Corp. 21.10 237 237 0.00 5 5 0.00
2017‑09‑30 13F-HR PAYX / Paychex, Inc. 58.82 34 34 0.00 2 2 0.00
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.96 230 230 0.00 37 43 16.22
2017‑09‑30 13F-HR C / Citigroup, Inc. 73.00 1,137 1,137 0.00 76 83 9.21
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.48 49,769 48,202 -3.15 3,245 3,301 1.73
2017‑09‑30 13F-HR BAB / PowerShares Build America Bond Portfolio 30.38 208,643 205,333 -1.59 6,251 6,238 -0.21
2017‑09‑30 13F-HR ALKS / Alkermes plc 50.21 478 478 0.00 28 24 -14.29
2017‑09‑30 13F-HR BA / Boeing Company (The) 256.00 250 250 0.00 49 64 30.61
2017‑09‑30 13F-HR OLN / Olin Corp. 34.48 87 87 0.00 3 3 0.00
2017‑09‑30 13F-HR DRE / Duke Realty Corp. 29.17 1,200 1,200 0.00 34 35 2.94
2017‑09‑30 13F-HR TYL / Tyler Technologies, Inc. 178.57 84 84 0.00 15 15 0.00
2017‑09‑30 13F-HR ALLE / Allegion Public Limited 84.34 166 166 0.00 13 14 7.69
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 124.15 443 443 0.00 53 55 3.77
2017‑09‑30 13F-HR CGNX / Cognex Corp. 109.85 264 264 0.00 22 29 31.82
2017‑09‑30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 26.91 18,272 20,104 10.03 454 541 19.16
2017‑09‑30 13F-HR VSM / Versum Materials, Inc. 39.19 19 944 4,868.42 1 37 3,600.00
2017‑09‑30 13F-HR SCHF / Schwab International Equity ETF 33.50 14,203 15,823 11.41 451 530 17.52
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 296.30 27 27 0.00 7 8 14.29
2017‑09‑30 13F-HR VXUS / Vanguard Total International Stock ETF 54.76 14,115 14,025 -0.64 734 768 4.63
2017‑09‑30 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 123.49 19,744 23,637 19.72 2,440 2,919 19.63
2017‑09‑30 13F-HR ABC / AmerisourceBergen Corp. 83.33 600 600 0.00 57 50 -12.28
2017‑09‑30 13F-HR FXU / First Trust Utilities AlphaDEX® Fund 28.23 248 248 0.00 7 7 0.00
2017‑09‑30 13F-HR LOGM / LogMein, Inc. 109.20 174 174 0.00 18 19 5.56
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 90.57 2,915 2,915 0.00 216 264 22.22
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 190.05 300 221 -26.33 56 42 -25.00
2017‑09‑30 13F-HR FXD / First Trust Consumer Discretionary AlphaDEX Fund 38.46 468 468 0.00 17 18 5.88
2017‑09‑30 13F-HR AVGO / Broadcom Limited 285.71 7 7 0.00 2 2 0.00
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.33 16,337 16,337 0.00 2,767 2,995 8.24
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 133.99 306 306 0.00 39 41 5.13
2017‑09‑30 13F-HR GBT / Global Blood Therapeutics, Inc. 30.94 1,907 1,907 0.00 52 59 13.46
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.81 32,242 32,157 -0.26 1,334 1,441 8.02
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.04 10,520 9,400 -10.65 352 320 -9.09
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 67.30 3,061 4,131 34.96 196 278 41.84
2017‑09‑30 13F-HR LDOS / Leidos Holdings, Inc. 57.88 311 311 0.00 16 18 12.50
2017‑09‑30 13F-HR CCOI / Cogent Communications Holdings, Inc. 50.00 20 20 0.00 1 1 0.00
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 117.65 34 34 0.00 4 4 0.00
2017‑09‑30 13F-HR HPQ / HP Inc. 19.80 202 202 0.00 4 4 0.00
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 64.86 1,588 1,588 0.00 92 103 11.96
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.48 690 690 0.00 94 99 5.32
2017‑09‑30 13F-HR VXF / Vanguard Extended Market ETF 107.43 1,238 1,238 0.00 127 133 4.72
2017‑09‑30 13F-HR SHV / iShares Short Treasury Bond ETF 110.36 7,215 7,385 2.36 796 815 2.39
2017‑09‑30 13F-HR VPU / Vanguard Utilities ETF 117.00 1,000 1,000 0.00 114 117 2.63
2017‑09‑30 13F-HR AVXL / Anavex Life Sciences Corp. 4.00 250 250 0.00 1 1 0.00
2017‑09‑30 13F-HR BOBE / Bob Evans Farms, Inc. 77.89 475 475 0.00 34 37 8.82
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 168.67 83 83 0.00 13 14 7.69
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.32 743 743 0.00 101 105 3.96
2017‑09‑30 13F-HR ADNT / Adient plc 83.33 132 132 0.00 9 11 22.22
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.62 2,008 2,008 0.00 186 192 3.23
2017‑09‑30 13F-HR IFF / International Flavors & Fragrances, Inc 142.50 800 800 0.00 108 114 5.56
2017‑09‑30 13F-HR T / AT & T, Inc. 39.13 6,873 6,082 -11.51 259 238 -8.11
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 107.91 59,261 65,992 11.36 6,220 7,121 14.49
2017‑09‑30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 201.18 169 169 0.00 33 34 3.03
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 178.84 2,958 2,958 0.00 515 529 2.72
2017‑09‑30 13F-HR ISL / Aberdeen Israel Fund, Inc. 22.22 45 45 0.00 1 1 0.00
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 153.63 358 358 0.00 53 55 3.77
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 38.46 52 52 0.00 3 2 -33.33
2017‑09‑30 13F-HR GIS / General Mills, Inc. 57.14 35 35 0.00 2 2 0.00
2017‑09‑30 13F-HR NUE / Nucor Corp. 56.00 500 500 0.00 29 28 -3.45
2017‑09‑30 13F-HR MLI / Mueller Industries, Inc. 34.79 1,926 1,926 0.00 59 67 13.56
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.56 3,305 3,305 0.00 172 177 2.91
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.82 5,500 5,500 0.00 1,020 1,077 5.59
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.22 76,119 76,340 0.29 5,337 5,666 6.16
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.23 635 1,985 212.60 102 326 219.61
2017‑09‑30 13F-HR VPL / Vanguard MSCI Pacific ETF 68.00 500 500 0.00 33 34 3.03
2017‑09‑30 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.74 31,447 31,447 0.00 431 432 0.23
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.53 3,309 3,251 -1.75 104 109 4.81
2017‑09‑30 13F-HR GTN.A / Gray Television, Inc. 15.75 3,175 3,175 0.00 43 50 16.28
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 82.89 2,437 2,437 0.00 203 202 -0.49
2017‑09‑30 13F-HR SYY / SYSCO Corp. 100 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR CAH / Cardinal Health, Inc. 528 0 -100.00 41 0 -100.00
2017‑09‑30 13F-HR MXIM / Maxim Integrated Products, Inc 103 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 840 0 -100.00 55 0 -100.00
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 250 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 2,500 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR KMPH / KemPharm, Inc. 1,737 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 44 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 41 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 860 0 -100.00 69 0 -100.00
2017‑09‑30 13F-HR TPR / Tapestry, Inc. 430 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 32 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR MTEM / Molecular Templates, Inc. 1,000 0 -100.00 0 0
2017‑09‑30 13F-HR PIZ / PowerShares Exchange-Traded Fund Trust II 1,200 0 -100.00 31 0
2017‑09‑30 13F-HR DWAS / PowerShares DWA SmallCap Technical Leaders Portfolio 250 0 -100.00 11 0