InvestorThompson Davis & Co., Inc.
Portfolio Value $ 42,235,000
Current Positions682
Opened Positions5
Closed Positions591


Latest Holdings, Performance, AUM (from 13F, 13D)

Thompson Davis & Co., Inc. has disclosed 682 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 42,235,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Thompson Davis & Co., Inc.'s top holdings are CareDx, Inc. (NASDAQ:CDNA) , Vanguard S&P 500 ETF (NYSE:VOO) , Vanguard Value ETF (NYSE:VTV) , Facebook, Inc. (NASDAQ:FB) , and Vanguard Small-Cap Value ETF (NYSE:VBR) . Thompson Davis & Co., Inc.'s new positions include Academy Funds Trust (NYSE:FFTY) , Fulgent Genetics, Inc. (NASDAQ:FLGT) , Global X Funds (NASDAQ:BOTZ) , Atomera Incorporated (NASDAQ:ATOM) , and Nova Lifestyle, Inc. (NASDAQ:NVFY) . Thompson Davis & Co., Inc.'s top industries are "Amusement And Recreation Services" (sic 79) , "Coal Mining" (sic 12) , and "Mining And Quarrying Of Nonmetallic Minerals, Except Fuels" (sic 14) .

All Thompson Davis & Co., Inc. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑01‑31 SC 13G/A SMID / Smith-Midland Corp. 265,869 5.30

This form was filed on February 05, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 16.01 3,377 1,686 -50.07 55 27 -50.91
2017-12-31 13F-HR AJRD / Aerojet Rocketdyne Holdings, Inc. 32.00 125 4
2017-12-31 13F-HR CIVB / Civista Bancshares, Inc. 22.16 2,662 2,662 0.00 59 59 0.00
2017-12-31 13F-HR CGNX / Cognex Corp. 60.00 0 100 0 6
2017-12-31 13F-HR BOTZ / Global X Funds 23.77 6,185 147
2017-12-31 13F-HR GMZ / Goldman Sachs MLP Income Opportunities Fund 9.00 1,000 1,000 0.00 9 9 0.00
2017-12-31 13F-HR AUMN / Golden Minerals Co. 0.40 2,500 1
2017-12-31 13F-HR GRBK / Green Brick Partners, Inc. 12.00 500 500 0.00 5 6 20.00
2017-12-31 13F-HR GPOR / Gulfport Energy Corp. 8.62 24,895 116 -99.53 357 1 -99.72
2017-12-31 13F-HR HOG / Harley-Davidson, Inc. 60.00 50 50 0.00 2 3 50.00
2017-12-31 13F-HR RING / iShares MSCI Global Gold Miners ETF 16.00 125 125 0.00 2 2 0.00
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 108.33 6,394 240 -96.25 611 26 -95.74
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.96 2,421 1,325 -45.27 155 98 -36.77
2017-12-31 13F-HR PQ / Petroquest Energy, Inc. 1.83 0 6,000 0 11
2017-12-31 13F-HR DOC / Physicians Realty Trust 17.95 600 780 30.00 11 14 27.27
2017-12-31 13F-HR PLNT / Planet Fitness, Inc. 36.00 250 250 0.00 7 9 28.57
2017-12-31 13F-HR SLB / Schlumberger Ltd. 66.14 630 378 -40.00 44 25 -43.18
2017-12-31 13F-HR ICHR / ICHOR HOLDINGS, LTD. 24.00 500 250 -50.00 13 6 -53.85
2017-12-31 13F-HR UTSI / UTStarcom Holdings Corp. 5.33 750 4
2017-12-31 13F-HR RWLK / ReWalk Robotics Ltd 1.10 20,000 22
2017-12-31 13F-HR TNK / Teekay Tankers, Ltd. 1.00 0 1,000 0 1
2017-12-31 13F-HR ANTM / Anthem, Inc. 222.22 107 108 0.93 20 24 20.00
2017-12-31 13F-HR CTHR / Charles & Colvard, Ltd. 1.37 0 17,500 0 24
2017-12-31 13F-HR BBY / Best Buy Co., Inc. 70.00 0 100 0 7
2017-12-31 13F-HR CNSL / Consolidated Communications Holdings, Inc. 12.00 1,538 250 -83.75 29 3 -89.66
2017-12-31 13F-HR FSLR / First Solar, Inc. 67.33 0 1,500 0 101
2017-12-31 13F-HR PODD / Insulet Corp. 70.00 0 100 0 7
2017-12-31 13F-HR KNDI / Kandi Technolgies Group, Inc. 6.00 500 500 0.00 3 3 0.00
2017-12-31 13F-HR OMI / Owens & Minor, Inc. (Holding Company) 18.00 0 500 0 9
2017-12-31 13F-HR UYG / ProShares Ultra Financials 130.00 200 200 0.00 23 26 13.04
2017-12-31 13F-HR SNMX / Senomyx, Inc. 1.31 3,000 33,550 1,018.33 2 44 2,100.00
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.00 1,842 100 -94.57 361 22 -93.91
2017-12-31 13F-HR HWAY / Healthways, Inc. 36.00 500 250 -50.00 15 9 -40.00
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 150.00 230 200 -13.04 33 30 -9.09
2017-12-31 13F-HR WY / Weyerhaeuser Co. 35.71 1,400 700 -50.00 48 25 -47.92
2017-12-31 13F-HR HK / Halcon Resources Corporation 8.00 0 500 0 4
2017-12-31 13F-HR ADRE / BLDRS Index Funds Trust 42.42 165 165 0.00 7 7 0.00
2017-12-31 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 12.50 6,798 2,000 -70.58 90 25 -72.22
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 9 0 -100.00 1 0 -100.00
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 27 0 -100.00 3 0 -100.00
2017-12-31 13F-HR ALL / Allstate Corp. (The) 242 0 -100.00 22 0 -100.00
2017-12-31 13F-HR VCEL / Vericel Corporation 6.00 500 3
2017-12-31 13F-HR STFC / State Auto Financial Corp. 433 0 -100.00 11 0 -100.00
2017-12-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 472 0 -100.00 18 0 -100.00
2017-12-31 13F-HR SNPS / Synopsys, Inc. 274 0 -100.00 22 0 -100.00
2017-12-31 13F-HR ASRVP / AmeriServ Financial, Inc. Capital Trust I 1,000 0 -100.00 4 0 -100.00
2017-12-31 13F-HR TAP / Molson Coors Brewing Co. 18 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SLM / SLM Corp. (Sallie Mae) 1,179 0 -100.00 14 0 -100.00
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 168 0 -100.00 25 0 -100.00
2017-12-31 13F-HR STARWOOD WAYPOINT HOMES / (85572F105) 27 0 -100.00 1 0
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. 41 0 -100.00 2 0 -100.00
2017-12-31 13F-HR LH / Laboratory Corp. of America Holdings 188 0 -100.00 28 0 -100.00
2017-12-31 13F-HR BLK / BlackRock, Inc. 82 0 -100.00 37 0 -100.00
2017-12-31 13F-HR GNTX / Gentex Corp. 1,472 0 -100.00 29 0 -100.00
2017-12-31 13F-HR RSG / Republic Services, Inc. 4,500 0 -100.00 297 0 -100.00
2017-12-31 13F-HR ICE / Intercontinental Exchange, Inc. 1,481 0 -100.00 102 0 -100.00
2017-12-31 13F-HR LAMR / Lamar Advertising Co. REIT 34 0 -100.00 2 0 -100.00
2017-12-31 13F-HR SU / Suncor Energy Inc. 319 0 -100.00 11 0 -100.00
2017-12-31 13F-HR LFUS / Littelfuse, Inc. 277 0 -100.00 54 0 -100.00
2017-12-31 13F-HR UE / Urban Edge Properties 112 0 -100.00 3 0 -100.00
2017-12-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 201 0 -100.00 24 0 -100.00
2017-12-31 13F-HR PALL / ETFS Physical Palladium Shares 26 0 -100.00 2 0 -100.00
2017-12-31 13F-HR LLL / L-3 Communications Holdings, Inc. 237 0 -100.00 45 0 -100.00
2017-12-31 13F-HR PSTG / Pure Storage, Inc. 1,750 0 -100.00 28 0 -100.00
2017-12-31 13F-HR ALGN / Align Technology, Inc. 8 0 -100.00 1 0 -100.00
2017-12-31 13F-HR TDG / Transdigm Group, Inc. 121 0 -100.00 31 0 -100.00
2017-12-31 13F-HR E / ENI S.p.A. 875 0 -100.00 29 0 -100.00
2017-12-31 13F-HR AMGN / Amgen Inc. 165 0 -100.00 31 0 -100.00
2017-12-31 13F-HR SRCLP / Stericycle, Inc. 5.25% Series A Preferred 40 0 -100.00 2 0 -100.00
2017-12-31 13F-HR XTN / SPDR S&P Transportation ETF 14 0 -100.00 1 0 -100.00
2017-12-31 13F-HR NWL / Newell Brands Inc. 74 0 -100.00 3 0 -100.00
2017-12-31 13F-HR VNO / Vornado Realty Trust 160 0 -100.00 12 0 -100.00
2017-12-31 13F-HR CHD / Church & Dwight Co., Inc. 520 0 -100.00 25 0 -100.00
2017-12-31 13F-HR ESRT / Empire State Realty Trust, Inc. 132 0 -100.00 3 0 -100.00
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation 222 0 -100.00 10 0 -100.00
2017-12-31 13F-HR HCSG / Healthcare Services Group, Inc. 484 0 -100.00 26 0 -100.00
2017-12-31 13F-HR VRSK / Verisk Analytics, Inc. 254 0 -100.00 21 0 -100.00
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 300 0 -100.00 27 0 -100.00
2017-12-31 13F-HR GEO / Geo Group, Inc. (The) 93 0 -100.00 3 0 -100.00
2017-12-31 13F-HR AMCX / AMC Networks Inc. 56 0 -100.00 3 0 -100.00
2017-12-31 13F-HR AMG / Affiliated Managers Group, Inc. 69 0 -100.00 13 0 -100.00
2017-12-31 13F-HR ATRS / Antares Pharma, Inc. 112,768 0 -100.00 365 0 -100.00
2017-12-31 13F-HR CX / Cemex S.A.B de C.V. 1,159 0 -100.00 11 0 -100.00
2017-12-31 13F-HR ECL / Ecolab, Inc. 636 0 -100.00 82 0 -100.00
2017-12-31 13F-HR WDC / Western Digital Corp. 403 0 -100.00 35 0 -100.00
2017-12-31 13F-HR CBMX / CombiMatrix Corp. 1,000 0 -100.00 8 0 -100.00
2017-12-31 13F-HR NOVT / Novanta Inc. 4,625 0 -100.00 202 0 -100.00
2017-12-31 13F-HR FDS / FactSet Research Systems, Inc. 81 0 -100.00 15 0 -100.00
2017-12-31 13F-HR ANSS / ANSYS, Inc. 354 0 -100.00 43 0 -100.00
2017-12-31 13F-HR AEGN / Aegion Corp 394 0 -100.00 9 0 -100.00
2017-12-31 13F-HR PPL / PPL Corp. 485 0 -100.00 18 0 -100.00
2017-12-31 13F-HR SCHW / Schwab Charles Corp 386 0 -100.00 17 0 -100.00
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 369 0 -100.00 52 0 -100.00
2017-12-31 13F-HR RMAX / RE/MAX Holdings, Inc. 125 0 -100.00 8 0 -100.00
2017-12-31 13F-HR VFC / V.F. Corp. 590 0 -100.00 38 0 -100.00
2017-12-31 13F-HR PCAR / PACCAR, Inc. 154 0 -100.00 11 0 -100.00
2017-12-31 13F-HR COTY / Coty, Inc. 68 0 -100.00 1 0 -100.00
2017-12-31 13F-HR XEL / Xcel Energy, Inc. 49 0 -100.00 2 0 -100.00
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 130 0 -100.00 7 0 -100.00
2017-12-31 13F-HR BWA / BorgWarner, Inc. 339 0 -100.00 17 0 -100.00
2017-12-31 13F-HR REG / Regency Centers Corp. 72 0 -100.00 4 0 -100.00
2017-12-31 13F-HR CLS / Celestica Inc. 250 0 -100.00 3 0 -100.00
2017-12-31 13F-HR LPT / Liberty Property Trust 67 0 -100.00 3 0 -100.00
2017-12-31 13F-HR IMGN / Immunogen, Inc. 139 0 -100.00 1 0 -100.00
2017-12-31 13F-HR PM / Philip Morris International, Inc. 183 0 -100.00 20 0 -100.00
2017-12-31 13F-HR EFX / Equifax, Inc. 12 0 -100.00 1 0 -100.00
2017-12-31 13F-HR MODN / Model N, Inc. 5,750 0 -100.00 86 0 -100.00
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 385 0 -100.00 19 0 -100.00
2017-12-31 13F-HR FXA / CurrencyShares Australian Dollar Trust 4 0 -100.00 0 0
2017-12-31 13F-HR WSM / Williams-Sonoma, Inc. 4,800 0 -100.00 239 0 -100.00
2017-12-31 13F-HR SHPG / Shire Plc. 463 0 -100.00 71 0 -100.00
2017-12-31 13F-HR LKQ / LKQ Corp. 790 0 -100.00 28 0 -100.00
2017-12-31 13F-HR CSL / Carlisle Companies, Inc. 850 0 -100.00 85 0 -100.00
2017-12-31 13F-HR ARE / Alexandria Real Estate Equities, Inc. 152 0 -100.00 18 0 -100.00
2017-12-31 13F-HR MDXG / MiMedx Group, Inc. 1,500 0 -100.00 18 0 -100.00
2017-12-31 13F-HR SYPR / Sypris Solutions, Inc. 4,000 0 -100.00 6 0 -100.00
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. 290 0 -100.00 18 0 -100.00
2017-12-31 13F-HR VNTV / Vantiv, Inc. 43 0 -100.00 3 0 -100.00
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 477 0 -100.00 22 0 -100.00
2017-12-31 13F-HR SNA / Snap-On Inc. 446 0 -100.00 66 0 -100.00
2017-12-31 13F-HR MHO / M/I Homes, Inc. 3,679 0 -100.00 98 0 -100.00
2017-12-31 13F-HR PNR / Pentair plc. 75 0 -100.00 5 0 -100.00
2017-12-31 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 36 0 -100.00 1 0 -100.00
2017-12-31 13F-HR AEUA / Anadarko Petroleum Corp., 7.50% Tangible Equity Units due 6/7/2018 90 0 -100.00 4 0 -100.00
2017-12-31 13F-HR VIVMF / Viveve Medical, Inc. 250 0 -100.00 1 0 -100.00
2017-12-31 13F-HR MCHP / Microchip Technology Inc. 142 0 -100.00 13 0 -100.00
2017-12-31 13F-HR Q / Quintiles Transitional Holdings Inc. 21 0 -100.00 2 0 -100.00
2017-12-31 13F-HR SATS / EchoStar Corp. 218 0 -100.00 12 0 -100.00
2017-12-31 13F-HR COHR / Coherent, Inc. 349 0 -100.00 82 0 -100.00
2017-12-31 13F-HR PB / Prosperity Bancshares, Inc. 373 0 -100.00 25 0 -100.00
2017-12-31 13F-HR SEE / Sealed Air Corp. 416 0 -100.00 18 0 -100.00
2017-12-31 13F-HR ARE.PRD / Alexandria Real Estate Equities, Inc. 7.00% Series D Preferred 110 0 -100.00 4 0 -100.00
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 12 0 -100.00 2 0 -100.00
2017-12-31 13F-HR PGR / Progressive Corp. (The) 389 0 -100.00 19 0 -100.00
2017-12-31 13F-HR EQIX / Equinix, Inc. 20 0 -100.00 9 0 -100.00
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 271 0 -100.00 61 0 -100.00
2017-12-31 13F-HR PNTR / Pointer Telocation, Ltd. 500 0 -100.00 8 0 -100.00
2017-12-31 13F-HR WDR / Waddell & Reed Financial, Inc. 380 0 -100.00 8 0 -100.00
2017-12-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. 134 0 -100.00 20 0 -100.00
2017-12-31 13F-HR AON / Aon Plc 166 0 -100.00 24 0 -100.00
2017-12-31 13F-HR MDT / Medtronic plc 768 0 -100.00 60 0 -100.00
2017-12-31 13F-HR UDR / UDR, Inc. 234 0 -100.00 9 0 -100.00
2017-12-31 13F-HR CE / Celanese Corp. 63 0 -100.00 7 0 -100.00
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 2,800 0 -100.00 216 0 -100.00
2017-12-31 13F-HR UNP / Union Pacific Corp. 31 0 -100.00 4 0 -100.00
2017-12-31 13F-HR SRCL / Stericycle, Inc. 93 0 -100.00 7 0 -100.00
2017-12-31 13F-HR NUAN / Nuance Communications, Inc. 225 0 -100.00 4 0 -100.00
2017-12-31 13F-HR SLV / iShares Silver Trust 2,565 0 -100.00 40 0 -100.00
2017-12-31 13F-HR EPAM / EPAM Systems Inc. 579 0 -100.00 51 0 -100.00
2017-12-31 13F-HR AIMC / Altra Industrial Motion Corp. 697 0 -100.00 34 0 -100.00
2017-12-31 13F-HR FIT / Fitbit Inc. 49,647 0 -100.00 346 0 -100.00
2017-12-31 13F-HR RELX / RELX PLC 693 0 -100.00 15 0 -100.00
2017-12-31 13F-HR CVS / CVS Health Corporation 92 0 -100.00 7 0 -100.00
2017-12-31 13F-HR NVS / Novartis AG 424 0 -100.00 36 0 -100.00
2017-12-31 13F-HR DVN / Devon Energy Corp. 307 0 -100.00 11 0 -100.00
2017-12-31 13F-HR ITRN / Ituran Location and Control Ltd. 125 0 -100.00 5 0 -100.00
2017-12-31 13F-HR ZEN / Zendesk, Inc. 1,173 0 -100.00 34 0 -100.00
2017-12-31 13F-HR HMC / Honda Motor Co., Ltd. 965 0 -100.00 29 0 -100.00
2017-12-31 13F-HR SHG / Shinhan Financial Group Co., Ltd. 165 0 -100.00 7 0 -100.00
2017-12-31 13F-HR JUNO / Juno Therapeutics, Inc. 125 0 -100.00 6 0 -100.00
2017-12-31 13F-HR COW / iPath Bloomberg Livestock Subindex Total Return ETN due 10/22/2037 22 0 -100.00 1 0 -100.00
2017-12-31 13F-HR LUK / Leucadia National Corp. 390 0 -100.00 10 0 -100.00
2017-12-31 13F-HR AIG / American International Group, Inc. 195 0 -100.00 12 0 -100.00
2017-12-31 13F-HR NTRSP / Northern Trust Corp. 285 0 -100.00 26 0 -100.00
2017-12-31 13F-HR ARRS / ARRIS International plc 455 0 -100.00 13 0 -100.00
2017-12-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 83 0 -100.00 7 0 -100.00
2017-12-31 13F-HR AHS / AMN Healthcare Services, Inc. 250 0 -100.00 11 0 -100.00
2017-12-31 13F-HR HMN / Horace Mann Educators Corp. 613 0 -100.00 24 0 -100.00
2017-12-31 13F-HR WGL / WGL Holdings, Inc. 505 0 -100.00 43 0 -100.00
2017-12-31 13F-HR CEMI / Chembio Diagnostics, Inc 1,500 0 -100.00 9 0 -100.00
2017-12-31 13F-HR MHK / Mohawk Industries, Inc. 24 0 -100.00 6 0 -100.00
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 55 0 -100.00 9 0 -100.00
2017-12-31 13F-HR SON / Sonoco Products Co. 243 0 -100.00 12 0 -100.00
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 49 0 -100.00 5 0 -100.00
2017-12-31 13F-HR NCR / NCR Corp. 545 0 -100.00 20 0 -100.00
2017-12-31 13F-HR ESXB / Community Bankers Trust Corp. 1,500 0 -100.00 14 0 -100.00
2017-12-31 13F-HR EXP / Eagle Materials, Inc. 54 0 -100.00 6 0 -100.00
2017-12-31 13F-HR BBD / Banco Bradesco S.A. 1,305 0 -100.00 14 0 -100.00
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 382 0 -100.00 21 0 -100.00
2017-12-31 13F-HR UN / Unilever N.V. 252 0 -100.00 15 0 -100.00
2017-12-31 13F-HR 87238QAB9 / TCP Capital Corp., 5.25% Bond due 2019-12-15 4,000 0 -100.00 4 0 -100.00
2017-12-31 13F-HR SAP / SAP SE 423 0 -100.00 46 0 -100.00
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 443 0 -100.00 33 0 -100.00
2017-12-31 13F-HR DHI / D.R. Horton, Inc. 587 0 -100.00 23 0 -100.00
2017-12-31 13F-HR ATI / Allegheny Technologies, Inc. 276 0 -100.00 7 0 -100.00
2017-12-31 13F-HR STT / State Street Corp. 134 0 -100.00 13 0 -100.00
2017-12-31 13F-HR CLR / Continental Resources, Inc. 415 0 -100.00 16 0 -100.00
2017-12-31 13F-HR CLB / Core Laboratories N.V. 267 0 -100.00 26 0 -100.00
2017-12-31 13F-HR COG / Cabot Oil & Gas Corp. 73 0 -100.00 2 0 -100.00
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 106 0 -100.00 20 0 -100.00
2017-12-31 13F-HR ABBV / AbbVie Inc. 57 0 -100.00 5 0 -100.00
2017-12-31 13F-HR NDAQ / Nasdaq, Inc. 3,321 0 -100.00 258 0 -100.00
2017-12-31 13F-HR TKR / Timken Co. (THE) 840 0 -100.00 41 0 -100.00
2017-12-31 13F-HR L / Loews Corp. 19 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SYMC / Symantec Corp. 125 0 -100.00 4 0 -100.00
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 148 0 -100.00 18 0 -100.00
2017-12-31 13F-HR KWR / Quaker Chemical Corp. 257 0 -100.00 38 0 -100.00
2017-12-31 13F-HR MPW / Medical Properties Trust Inc. 1,743 0 -100.00 23 0 -100.00
2017-12-31 13F-HR WEC / WEC Energy Group, Inc. 132 0 -100.00 8 0 -100.00
2017-12-31 13F-HR CPT / Camden Property Trust 39 0 -100.00 4 0 -100.00
2017-12-31 13F-HR AMT.PRB / American Tower Corp NEW 35 0 -100.00 4 0 -100.00
2017-12-31 13F-HR 680223AH7 / Old Republic International Corp. 3.75% Bond Due 3/15/2018 3,000 0 -100.00 4 0 -100.00
2017-12-31 13F-HR GMT / GATX Corp. 728 0 -100.00 45 0 -100.00
2017-12-31 13F-HR WLTW / Willis Towers Watson Public Limited Company 36 0 -100.00 6 0 -100.00
2017-12-31 13F-HR SF / Stifel Financial Corp. 765 0 -100.00 41 0 -100.00
2017-12-31 13F-HR IVTY / Invuity, Inc. 250 0 -100.00 2 0 -100.00
2017-12-31 13F-HR LYB / LyondellBasell Industries NV 38 0 -100.00 4 0 -100.00
2017-12-31 13F-HR ELS / Equity Lifestyles Properties, Inc. 23 0 -100.00 2 0 -100.00
2017-12-31 13F-HR PAR / Par Technology Corp. 2,875 0 -100.00 30 0 -100.00
2017-12-31 13F-HR PUK / Prudential PLC 602 0 -100.00 29 0 -100.00
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 539 0 -100.00 39 0 -100.00
2017-12-31 13F-HR SNE / Sony Corp. 265 0 -100.00 10 0 -100.00
2017-12-31 13F-HR ALRM / Alarm.com Holdings, Inc. 125 0 -100.00 6 0 -100.00
2017-12-31 13F-HR TLK / PT Telekomunikasi Indonesia 426 0 -100.00 15 0 -100.00
2017-12-31 13F-HR WSBC / WesBanco, Inc. 518 0 -100.00 21 0 -100.00
2017-12-31 13F-HR HIMX / Himax Technologies, Inc. 250 0 -100.00 3 0 -100.00
2017-12-31 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 100 0 -100.00 6 0 -100.00
2017-12-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 261 0 -100.00 6 0 -100.00
2017-12-31 13F-HR HUM / Humana, Inc. 71 0 -100.00 17 0 -100.00
2017-12-31 13F-HR AEIS / Advanced Energy Industries, Inc. 790 0 -100.00 64 0 -100.00
2017-12-31 13F-HR LNCE / Snyders-Lance, Inc. 558 0 -100.00 21 0 -100.00
2017-12-31 13F-HR BOX / Box, Inc. 250 0 -100.00 5 0 -100.00
2017-12-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 82 0 -100.00 12 0 -100.00
2017-12-31 13F-HR XLNX / Xilinx, Inc. 326 0 -100.00 23 0 -100.00
2017-12-31 13F-HR CS / Credit Suisse Group 1,568 0 -100.00 25 0 -100.00
2017-12-31 13F-HR CHL / China Mobile Ltd. 364 0 -100.00 18 0 -100.00
2017-12-31 13F-HR RP / RealPage, Inc. 147 0 -100.00 6 0 -100.00
2017-12-31 13F-HR 177376AD2 / Citrix Systems, Inc. 0.5% Convertible Bond due 2019-04-15 4,000 0 -100.00 5 0 -100.00
2017-12-31 13F-HR FWONK / Liberty Media, Formula One Group Series C 24 0 -100.00 1 0 -100.00
2017-12-31 13F-HR GWR / Genesee & Wyoming, Inc. 157 0 -100.00 12 0 -100.00
2017-12-31 13F-HR MON / Monsanto Co. 31 0 -100.00 4 0 -100.00
2017-12-31 13F-HR BIVV / Bioverativ Inc. 29 0 -100.00 2 0 -100.00
2017-12-31 13F-HR UBSI / United Bankshares, Inc. 703 0 -100.00 26 0 -100.00
2017-12-31 13F-HR COST / Costco Wholesale Corp. 480 0 -100.00 79 0 -100.00
2017-12-31 13F-HR BIIB / Biogen Inc. 152 0 -100.00 48 0 -100.00
2017-12-31 13F-HR IVZ / Invesco Ltd. 80 0 -100.00 3 0 -100.00
2017-12-31 13F-HR ABB / ABB Ltd. 563 0 -100.00 14 0 -100.00
2017-12-31 13F-HR ATEN / A10 Networks, Inc. 1,500 0 -100.00 11 0 -100.00
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A 125 0 -100.00 8 0 -100.00
2017-12-31 13F-HR ABEV / Ambev S.A 224 0 -100.00 1 0 -100.00
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. 44 0 -100.00 1 0 -100.00
2017-12-31 13F-HR MET / MetLife, Inc. 139 0 -100.00 7 0 -100.00
2017-12-31 13F-HR TTD / Trade Desk, Inc. 250 0 -100.00 15 0 -100.00
2017-12-31 13F-HR STO / Statoil ASA 503 0 -100.00 10 0 -100.00
2017-12-31 13F-HR GD / General Dynamics Corp. 154 0 -100.00 32 0 -100.00
2017-12-31 13F-HR CFG / Citizens Financial Group, Inc. 524 0 -100.00 20 0 -100.00
2017-12-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 27 0 -100.00 12 0 -100.00
2017-12-31 13F-HR UFCS / United Fire Group, Inc. 663 0 -100.00 30 0 -100.00
2017-12-31 13F-HR RRR / Red Rock Resorts, Inc. 85 0 -100.00 2 0 -100.00
2017-12-31 13F-HR SODA / SodaStream International Ltd. 125 0 -100.00 8 0 -100.00
2017-12-31 13F-HR MOH / Molina Healthcare, Inc. 355 0 -100.00 24 0 -100.00
2017-12-31 13F-HR CMRX / Chimerix, Inc. 500 0 -100.00 3 0 -100.00
2017-12-31 13F-HR OFC / Corporate Office Properties Trust 85 0 -100.00 3 0 -100.00
2017-12-31 13F-HR MO / Altria Group, Inc. 254 0 -100.00 16 0 -100.00
2017-12-31 13F-HR ITT / ITT Inc. 176 0 -100.00 8 0 -100.00
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 33 0 -100.00 5 0 -100.00
2017-12-31 13F-HR TRGP / Targa Resources Corp. 119 0 -100.00 6 0 -100.00
2017-12-31 13F-HR SCI / Service Corp. International 778 0 -100.00 27 0 -100.00
2017-12-31 13F-HR CRL / Charles River Laboratories International, Inc. 183 0 -100.00 20 0 -100.00
2017-12-31 13F-HR SGMO / Sangamo BioSciences, Inc. 1,500 0 -100.00 23 0 -100.00
2017-12-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 99 0 -100.00 4 0 -100.00
2017-12-31 13F-HR CBG / CBRE Group, Inc. 403 0 -100.00 15 0 -100.00
2017-12-31 13F-HR CRCM / Care.com, Inc. 7,750 0 -100.00 123 0 -100.00
2017-12-31 13F-HR CIFS / China Internet Nationwide Financial Services Inc 125 0 -100.00 2 0 -100.00
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. 551 0 -100.00 42 0 -100.00
2017-12-31 13F-HR CBSHP / Commerce Bancshares, Inc. 17 0 -100.00 1 0 -100.00
2017-12-31 13F-HR CORI / Corium International, Inc. 1,459 0 -100.00 16 0 -100.00
2017-12-31 13F-HR CCK / Crown Holdings, Inc. 23 0 -100.00 1 0 -100.00
2017-12-31 13F-HR CYAN / Cyanotech Corp. 1,200 0 -100.00 5 0 -100.00
2017-12-31 13F-HR DRI / Darden Restaurants, Inc. 173 0 -100.00 14 0 -100.00
2017-12-31 13F-HR DAR / Darling Ingredients Inc. 1,854 0 -100.00 32 0 -100.00
2017-12-31 13F-HR TACO / Del Taco Restaurants, Inc. 3,650 0 -100.00 56 0 -100.00
2017-12-31 13F-HR APPS / Digital Turbine, Inc. 67,000 0 -100.00 101 0 -100.00
2017-12-31 13F-HR EGP / EastGroup Properties, Inc. 239 0 -100.00 21 0 -100.00
2017-12-31 13F-HR EBAY / eBay, Inc. 618 0 -100.00 24 0 -100.00
2017-12-31 13F-HR ENS / EnerSys 993 0 -100.00 69 0 -100.00
2017-12-31 13F-HR EVBG / Everbridge, Inc. 500 0 -100.00 13 0 -100.00
2017-12-31 13F-HR FAST / Fastenal Co. 613 0 -100.00 28 0 -100.00
2017-12-31 13F-HR HDB / HDFC Bank Ltd. 16 0 -100.00 2 0 -100.00
2017-12-31 13F-HR HTA / Healthcare Trust of America, Inc. 171 0 -100.00 5 0 -100.00
2017-12-31 13F-HR INOV / Inovalon Holdings, Inc. 4,375 0 -100.00 75 0 -100.00
2017-12-31 13F-HR INTU / Intuit Inc. 238 0 -100.00 34 0 -100.00
2017-12-31 13F-HR NVTA / Invitae Corp. 5,000 0 -100.00 47 0 -100.00
2017-12-31 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 252 0 -100.00 12 0 -100.00
2017-12-31 13F-HR ITUS / ITUS Corp. 250 0 -100.00 1 0 -100.00
2017-12-31 13F-HR KTEC / Key Technology, Inc. 900 0 -100.00 17 0 -100.00
2017-12-31 13F-HR LGND / Ligand Pharmaceuticals Incorporated 155 0 -100.00 21 0 -100.00
2017-12-31 13F-HR MLHR / Herman Miller, Inc. 200 0 -100.00 7 0 -100.00
2017-12-31 13F-HR NTRA / Natera, Inc. 4,750 0 -100.00 61 0 -100.00
2017-12-31 13F-HR NXTD / NXT-ID Inc. 4,000 0 -100.00 9 0 -100.00
2017-12-31 13F-HR OC / Owens Corning, Inc. 150 0 -100.00 12 0 -100.00
2017-12-31 13F-HR PCRX / Pacira Pharmaceuticals, Inc. 251 0 -100.00 9 0 -100.00
2017-12-31 13F-HR PGTI / PGT, Inc. 3,500 0 -100.00 52 0 -100.00
2017-12-31 13F-HR POST / Post Holdings, Inc. 250 0 -100.00 22 0 -100.00
2017-12-31 13F-HR PRGS / Progress Software Corp. 200 0 -100.00 8 0 -100.00
2017-12-31 13F-HR PRQR / ProQR Therapeutics N.V. 2,000 0 -100.00 10 0 -100.00
2017-12-31 13F-HR QRHC / Quest Resource Holding Corp. 2,000 0 -100.00 2 0 -100.00
2017-12-31 13F-HR QUOT / Quotient Technology Inc. 250 0 -100.00 4 0 -100.00
2017-12-31 13F-HR RADA / Rada Electronic Industries, Ltd. 2,000 0 -100.00 7 0 -100.00
2017-12-31 13F-HR RENX / RELX N.V. 105 0 -100.00 2 0 -100.00
2017-12-31 13F-HR RLJ / RLJ Lodging Trust 50 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SBPH / Spring Bank Pharmaceuticals, Inc. 1,300 0 -100.00 22 0 -100.00
2017-12-31 13F-HR TIVO / TiVo Inc. 1,300 0 -100.00 26 0 -100.00
2017-12-31 13F-HR TPIC / TPI Composites, Inc. 667 0 -100.00 15 0 -100.00
2017-12-31 13F-HR USFD / US Foods Holding Corp. 118 0 -100.00 3 0 -100.00
2017-12-31 13F-HR VSTM / Verastem, Inc. 1,200 0 -100.00 6 0 -100.00
2017-12-31 13F-HR HCN.PRI / Welltower Inc. 6.50% Series I Cumul Convertible Perpetual Preferred Stock 55 0 -100.00 3 0 -100.00
2017-12-31 13F-HR WPPGY / WPP PLC 232 0 -100.00 22 0 -100.00
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 250 0 -100.00 1 0 -100.00
2017-12-31 13F-HR DEO / Diageo plc 16 0 -100.00 2 0 -100.00
2017-12-31 13F-HR AME / Ametek, Inc. 1,238 0 -100.00 82 0 -100.00
2017-12-31 13F-HR AMH / American Homes 4 Rent 55 0 -100.00 1 0 -100.00
2017-12-31 13F-HR AVAV / AeroVironment, Inc. 125 0 -100.00 7 0 -100.00
2017-12-31 13F-HR ACHC / Acadia Healthcare Company, Inc. 207 0 -100.00 10 0 -100.00
2017-12-31 13F-HR HPP / Hudson Pacific Properties, Inc. 58 0 -100.00 2 0 -100.00
2017-12-31 13F-HR OSIS / OSI Systems, Inc. 437 0 -100.00 40 0 -100.00
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 462 0 -100.00 23 0 -100.00
2017-12-31 13F-HR MANT / ManTech International Corp. 585 0 -100.00 26 0 -100.00
2017-12-31 13F-HR CREE / Cree, Inc. 90 0 -100.00 3 0 -100.00
2017-12-31 13F-HR RJD / Raymond James Financial, Inc. 808 0 -100.00 68 0 -100.00
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 307 0 -100.00 18 0 -100.00
2017-12-31 13F-HR BXP / Boston Properties, Inc. 242 0 -100.00 30 0 -100.00
2017-12-31 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 9,193 0 -100.00 59 0 -100.00
2017-12-31 13F-HR AET / Aetna, Inc. 303 0 -100.00 48 0 -100.00
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 388 0 -100.00 57 0 -100.00
2017-12-31 13F-HR BAX / Baxter International, Inc. 354 0 -100.00 22 0 -100.00
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 28 0 -100.00 1 0 -100.00
2017-12-31 13F-HR NIB / iPath Bloomberg Cocoa Subindex Total Return ETN due 6/24/2038 29 0 -100.00 1 0 -100.00
2017-12-31 13F-HR FOR / Forestar Group Inc 577 0 -100.00 36 0 -100.00
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 36 0 -100.00 2 0 -100.00
2017-12-31 13F-HR TRU / TransUnion 263 0 -100.00 12 0 -100.00
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 635 0 -100.00 43 0 -100.00
2017-12-31 13F-HR HIW / Highwoods Properties, Inc. 42 0 -100.00 2 0 -100.00
2017-12-31 13F-HR DOX / Amdocs Ltd. 8 0 -100.00 1 0 -100.00
2017-12-31 13F-HR BURL / Burlington Stores, Inc. 95 0 -100.00 9 0 -100.00
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 350 0 -100.00 19 0 -100.00
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 19 0 -100.00 2 0 -100.00
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 5,655 0 -100.00 230 0 -100.00
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 250 0 -100.00 23 0 -100.00
2017-12-31 13F-HR CELG / Celgene Corp. 853 0 -100.00 124 0 -100.00
2017-12-31 13F-HR PENN / Penn National Gaming, Inc. 1,051 0 -100.00 25 0 -100.00
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 565 0 -100.00 42 0 -100.00
2017-12-31 13F-HR CRH / CRH Plc 361 0 -100.00 14 0 -100.00
2017-12-31 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 61 0 -100.00 7 0 -100.00
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 415 0 -100.00 34 0 -100.00
2017-12-31 13F-HR EPR / EPR Properties 40 0 -100.00 3 0 -100.00
2017-12-31 13F-HR PHM / PulteGroup, Inc. 389 0 -100.00 11 0 -100.00
2017-12-31 13F-HR FELE / Franklin Electric Co., Inc. 881 0 -100.00 40 0 -100.00
2017-12-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 4,100 0 -100.00 218 0 -100.00
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 33 0 -100.00 4 0 -100.00
2017-12-31 13F-HR QTWO / Q2 Holdings, Inc. 125 0 -100.00 5 0 -100.00
2017-12-31 13F-HR TM / Toyota Motor Corp. 76 0 -100.00 9 0 -100.00
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 141 0 -100.00 19 0 -100.00
2017-12-31 13F-HR AMX / America Movil S.A.B. de CV 460 0 -100.00 8 0 -100.00
2017-12-31 13F-HR ADS / Alliance Data Systems Corp. 107 0 -100.00 24 0 -100.00
2017-12-31 13F-HR CVX / Chevron Corp. 367 0 -100.00 43 0 -100.00
2017-12-31 13F-HR PX / Praxair, Inc. 13 0 -100.00 2 0 -100.00
2017-12-31 13F-HR GPRO / GoPro, Inc. 125 0 -100.00 1 0 -100.00
2017-12-31 13F-HR DNOW / NOW Inc. 123 0 -100.00 2 0 -100.00
2017-12-31 13F-HR ESS / Essex Property Trust, Inc. 22 0 -100.00 6 0 -100.00
2017-12-31 13F-HR GDDY / GoDaddy Inc. 99 0 -100.00 4 0 -100.00
2017-12-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 80 0 -100.00 3 0 -100.00
2017-12-31 13F-HR NBRV / Nabriva Therapeutics AG 250 0 -100.00 2 0 -100.00
2017-12-31 13F-HR SGBXQ / SG Blocks, Inc. 1,000 0 -100.00 4 0 -100.00
2017-12-31 13F-HR BOSC / B.O.S. Better OnLine Solutions Ltd. 5,000 0 -100.00 9 0 -100.00
2017-12-31 13F-HR DATA / Tableau Software, Inc. 1,250 0 -100.00 94 0 -100.00
2017-12-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 58 0 -100.00 4 0 -100.00
2017-12-31 13F-HR JASO / JA Solar Holdings Co., Ltd. 250 0 -100.00 2 0 -100.00
2017-12-31 13F-HR FHN / First Horizon National Corp. 553 0 -100.00 11 0 -100.00
2017-12-31 13F-HR GPN / Global Payments, Inc. 1,156 0 -100.00 110 0 -100.00
2017-12-31 13F-HR WRI / Weingarten Realty Investors 112 0 -100.00 4 0 -100.00
2017-12-31 13F-HR EDR / Education Realty Trust, Inc. 58 0 -100.00 2 0 -100.00
2017-12-31 13F-HR CNI / Canadian National Railway Co. 167 0 -100.00 14 0 -100.00
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 428 0 -100.00 22 0 -100.00
2017-12-31 13F-HR LEN / Lennar Corp. 267 0 -100.00 14 0 -100.00
2017-12-31 13F-HR ETN / Eaton Corporation 112 0 -100.00 9 0 -100.00
2017-12-31 13F-HR SNI / Scripps Networks Interactive, Inc. 273 0 -100.00 23 0 -100.00
2017-12-31 13F-HR MNST / Monster Beverage Corporation New 225 0 -100.00 12 0 -100.00
2017-12-31 13F-HR UBS / UBS Group AG 1,650 0 -100.00 28 0 -100.00
2017-12-31 13F-HR CLX / Clorox Company (The) 59 0 -100.00 8 0 -100.00
2017-12-31 13F-HR ING / ING Groep N.V. 1,015 0 -100.00 19 0 -100.00
2017-12-31 13F-HR 04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019 5,000 0 -100.00 5 0 -100.00
2017-12-31 13F-HR ORAN / Orange 627 0 -100.00 10 0 -100.00
2017-12-31 13F-HR CBLI / Cleveland BioLabs, Inc. 1,334 0 -100.00 5 0 -100.00
2017-12-31 13F-HR EXC / Exelon Corp. 604 0 -100.00 23 0 -100.00
2017-12-31 13F-HR MAT / Mattel, Inc. 104 0 -100.00 2 0 -100.00
2017-12-31 13F-HR DEI / Douglas Emmett, Inc. 105 0 -100.00 4 0 -100.00
2017-12-31 13F-HR DAIO / Data I/O Corp. 7,600 0 -100.00 76 0 -100.00
2017-12-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 995 0 -100.00 25 0 -100.00
2017-12-31 13F-HR TSS / Total System Services, Inc. 132 0 -100.00 9 0 -100.00
2017-12-31 13F-HR EQR / Equity Residential 38 0 -100.00 3 0 -100.00
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. 95 0 -100.00 15 0 -100.00
2017-12-31 13F-HR PAYC / Paycom Software, Inc. 68 0 -100.00 5 0 -100.00
2017-12-31 13F-HR DBA / PowerShares DB Agriculture Fund 125 0 -100.00 2 0 -100.00
2017-12-31 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 91 0 -100.00 7 0 -100.00
2017-12-31 13F-HR TDY / Teledyne Technologies Inc. 259 0 -100.00 41 0 -100.00
2017-12-31 13F-HR DBO / PowerShares DB Oil Fund 1,000 0 -100.00 9 0 -100.00
2017-12-31 13F-HR STX / Seagate Technology PLC 354 0 -100.00 12 0 -100.00
2017-12-31 13F-HR HLF / Herbalife Ltd. 358 0 -100.00 24 0 -100.00
2017-12-31 13F-HR RNR / RenaissanceRe Holdings Ltd. 106 0 -100.00 14 0 -100.00
2017-12-31 13F-HR CTAS / Cintas Corp. 67 0 -100.00 10 0 -100.00
2017-12-31 13F-HR JCI / Johnson Controls International plc 906 0 -100.00 37 0 -100.00
2017-12-31 13F-HR SBNYW / Signature Bank 68 0 -100.00 9 0 -100.00
2017-12-31 13F-HR RIO / Rio Tinto plc 21 0 -100.00 1 0 -100.00
2017-12-31 13F-HR PPG / PPG Industries, Inc. 49 0 -100.00 5 0 -100.00
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 648 0 -100.00 221 0 -100.00
2017-12-31 13F-HR KAR / Kar Auction Services, Inc. 47 0 -100.00 2 0 -100.00
2017-12-31 13F-HR AVB / AvalonBay Communities, Inc. 17 0 -100.00 3 0 -100.00
2017-12-31 13F-HR CUZ / Cousins Properties, Inc. 362 0 -100.00 3 0 -100.00
2017-12-31 13F-HR AF / Astoria Financial Corp. 1,642 0 -100.00 35 0 -100.00
2017-12-31 13F-HR NFX / Newfield Exploration Company 324 0 -100.00 10 0 -100.00
2017-12-31 13F-HR CUDA / Barracuda Networks, Inc. 625 0 -100.00 15 0 -100.00
2017-12-31 13F-HR TS / Tenaris S.A. 271 0 -100.00 8 0 -100.00
2017-12-31 13F-HR SRE / Sempra Energy 96 0 -100.00 11 0 -100.00
2017-12-31 13F-HR ARTX / Arotech Corp. 7,500 0 -100.00 32 0 -100.00
2017-12-31 13F-HR ON / ON Semiconductor Corporation 1,906 0 -100.00 35 0 -100.00
2017-12-31 13F-HR SLG / SL Green Realty Corp. 36 0 -100.00 4 0 -100.00
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. 43 0 -100.00 2 0 -100.00
2017-12-31 13F-HR TTC / Toro Company (The) 444 0 -100.00 28 0 -100.00
2017-12-31 13F-HR PK / Park Hotels & Resorts Inc. 1,776 0 -100.00 49 0 -100.00
2017-12-31 13F-HR FLR / Fluor Corp. 210 0 -100.00 9 0 -100.00
2017-12-31 13F-HR CAA / CalAtlantic Group, Inc. 2,581 0 -100.00 95 0 -100.00
2017-12-31 13F-HR ACN / Accenture plc 190 0 -100.00 26 0 -100.00
2017-12-31 13F-HR UNFI / United Natural Foods, Inc. 432 0 -100.00 18 0 -100.00
2017-12-31 13F-HR NVMI / Nova Measuring Instruments Ltd. 300 0 -100.00 8 0 -100.00
2017-12-31 13F-HR SN / Sanchez Energy Corporation 2,500 0 -100.00 12 0 -100.00
2017-12-31 13F-HR AES / AES Corp. (The) 20,196 0 -100.00 223 0 -100.00
2017-12-31 13F-HR BSX / Boston Scientific Corp. 10,179 0 -100.00 297 0 -100.00
2017-12-31 13F-HR HCP / HCP, Inc. 238 0 -100.00 7 0 -100.00
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 269 0 -100.00 14 0 -100.00
2017-12-31 13F-HR AIV / Apartment Investment & Management Co. 121 0 -100.00 5 0 -100.00
2017-12-31 13F-HR FISV / Fiserv, Inc. 13 0 -100.00 2 0 -100.00
2017-12-31 13F-HR MCK / McKesson Corp. 117 0 -100.00 18 0 -100.00
2017-12-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 48 0 -100.00 2 0 -100.00
2017-12-31 13F-HR AL / Air Lease Corporation 253 0 -100.00 11 0 -100.00
2017-12-31 13F-HR PPLT / ETFS Platinum Trust 20 0 -100.00 2 0 -100.00
2017-12-31 13F-HR ARCP / 4,000 0 -100.00 4 0 -100.00
2017-12-31 13F-HR AVT / Avnet, Inc. 361 0 -100.00 14 0 -100.00
2017-12-31 13F-HR BCS / Barclays Bank Plc 1,455 0 -100.00 15 0 -100.00
2017-12-31 13F-HR BKI / Black Knight, Inc. 413 0 -100.00 18 0 -100.00
2017-12-31 13F-HR TPR / Tapestry, Inc. 216 0 -100.00 9 0 -100.00
2017-12-31 13F-HR EV / Eaton Vance Corp. 729 0 -100.00 36 0 -100.00
2017-12-31 13F-HR GGP / General Growth Properties, Inc. 195 0 -100.00 4 0 -100.00
2017-12-31 13F-HR SSS / Sovran Self Storage, Inc. 4 0 -100.00 0 0
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 57 0 -100.00 3 0 -100.00
2017-12-31 13F-HR OKE / ONEOK, Inc. 121 0 -100.00 7 0 -100.00
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. 65 0 -100.00 10 0 -100.00
2017-12-31 13F-HR SMFG / Sumitomo Mitsui Financial Group Inc. 2,184 0 -100.00 17 0 -100.00
2017-12-31 13F-HR UL / Unilever, PLC ADR 428 0 -100.00 25 0 -100.00
2017-12-31 13F-HR MFS / Manitowoc Foodservice, Inc. 57 0 -100.00 1 0 -100.00
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 43 0 -100.00 1 0 -100.00
2017-12-31 13F-HR 267475AB7 / Dycom Industries, Inc. Bond 2,000 0 -100.00 2 0 -100.00
2017-12-31 13F-HR 452327AF6 / Illumina, Inc. Bond 4,000 0 -100.00 4 0 -100.00
2017-12-31 13F-HR 512807AL2 / Lam Research Corp. Bond 5,000 0 -100.00 15 0 -100.00
2017-12-31 13F-HR 756577AD4 / Red Hat, Inc. Bond 3,000 0 -100.00 5 0 -100.00
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF 512 0 -100.00 29 0 -100.00
2017-12-31 13F-HR QID / ProShares UltraShort QQQ 600 0 -100.00 9 0 -100.00
2017-12-31 13F-HR UGA / United States Gasoline Fund LP 4 0 -100.00 0 0
2017-12-31 13F-HR GCC / WisdomTree Continuous Commodity Index Fund 9 0 -100.00 0 0
2017-12-31 13F-HR 74973WAB3 / Rti Intl Metals Inc Bond 2,000 0 -100.00 2 0 -100.00
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 44 0 -100.00 81 0 -100.00
2017-12-31 13F-HR GTN.A / Gray Television, Inc. 16.00 500 125 -75.00 7 2 -71.43
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 37.33 2,126 375 -82.36 71 14 -80.28
2017-12-31 13F-HR SANW / S&W Seed Co. 4.00 5,000 5,000 0.00 16 20 25.00
2017-12-31 13F-HR CDNA / CareDx, Inc. 7.34 203,692 208,925 2.57 754 1,534 103.45
2017-12-31 13F-HR AUPH / Aurinia Pharmaceuticals Inc 4.00 250 250 0.00 2 1 -50.00
2017-12-31 13F-HR STAY / Extended Stay America, Inc. 19.17 1,768 1,774 0.34 35 34 -2.86
2017-12-31 13F-HR CLXT / Calyxt, Inc. 24.00 125 125 0.00 3 3 0.00
2017-12-31 13F-HR RDCM / RADCOM Ltd. 20.00 2,000 2,000 0.00 42 40 -4.76
2017-12-31 13F-HR USAT / USA Technologies, Inc. 9.80 1,000 10,000 900.00 6 98 1,533.33
2017-12-31 13F-HR IYF / iShares U.S. Financial ETF 120.00 250 250 0.00 28 30 7.14
2017-12-31 13F-HR NUE / Nucor Corp. 66.67 147 150 2.04 8 10 25.00
2017-12-31 13F-HR INGN / Inogen, Inc. 120.00 125 125 0.00 12 15 25.00
2017-12-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 250.00 148 4 -97.30 30 1 -96.67
2017-12-31 13F-HR T / AT & T, Inc. 38.87 6,773 3,525 -47.96 265 137 -48.30
2017-12-31 13F-HR SPRT / support.com, Inc. 2.33 27,000 3,000 -88.89 63 7 -88.89
2017-12-31 13F-HR XTHQX / Tekla Healthcare Opportunities 16.00 250 250 0.00 5 4 -20.00
2017-12-31 13F-HR IVW / iShares S&P 500 Growth ETF 156.25 714 128 -82.07 102 20 -80.39
2017-12-31 13F-HR HPQ / HP Inc. 20.95 820 2,100 156.10 16 44 175.00
2017-12-31 13F-HR SDRL / Seadrill Limited 0.00 1,500 1,500 0.00 1 0 -100.00
2017-12-31 13F-HR RNG / RingCentral, Inc. 48.38 5,250 5,250 0.00 219 254 15.98
2017-12-31 13F-HR SPCB / SuperCom, Ltd. 3.88 14,500 8,500 -41.38 51 33 -35.29
2017-12-31 13F-HR SPSB / SPDR Portfolio Short Term Corpor 30.50 2,000 2,000 0.00 61 61 0.00
2017-12-31 13F-HR FOXF / Fox Factory Holding Corp. 38.00 1,000 500 -50.00 43 19 -55.81
2017-12-31 13F-HR EXTR / Extreme Networks, Inc. 12.52 8,100 26,442 226.44 96 331 244.79
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 46.77 786 727 -7.51 35 34 -2.86
2017-12-31 13F-HR MS / Morgan Stanley 52.00 250 250 0.00 12 13 8.33
2017-12-31 13F-HR MXL / MaxLinear, Inc. 28.00 0 250 0 7
2017-12-31 13F-HR VUG / Vanguard Growth ETF 140.08 762 771 1.18 101 108 6.93
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.06 1,370 2,373 73.21 251 470 87.25
2017-12-31 13F-HR IMDZ / Immune Design Corp. 4.00 250 250 0.00 3 1 -66.67
2017-12-31 13F-HR VV / Vanguard Large-Cap ETF 122.50 555 400 -27.93 64 49 -23.44
2017-12-31 13F-HR MB / MINDBODY, Inc. 32.00 0 250 0 8
2017-12-31 13F-HR LOGM / LogMein, Inc. 116.00 341 250 -26.69 38 29 -23.68
2017-12-31 13F-HR TXN / Texas Instruments Inc. 103.90 1,005 924 -8.06 90 96 6.67
2017-12-31 13F-HR SKY / Skyline Corp. 13.33 750 750 0.00 9 10 11.11
2017-12-31 13F-HR VXUS / Vanguard Total International Stock ETF 60.00 150 150 0.00 8 9 12.50
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 29.78 496 403 -18.75 15 12 -20.00
2017-12-31 13F-HR XPER / Xperi Corp 24.00 250 125 -50.00 8 3 -62.50
2017-12-31 13F-HR VCRA / Vocera Communications, Inc. 30.00 500 500 0.00 16 15 -6.25
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.48 3,379 1,150 -65.97 218 73 -66.51
2017-12-31 13F-HR IWN / iShares Russell 2000 Value ETF 125.79 4,102 4,102 0.00 509 516 1.38
2017-12-31 13F-HR AA / Alcoa Corp. 54.18 6,746 646 -90.42 314 35 -88.85
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.33 1,148 1,148 0.00 64 75 17.19
2017-12-31 13F-HR AYR / Aircastle Ltd. 24.00 625 750 20.00 14 18 28.57
2017-12-31 13F-HR WTW / Weight Watchers International, Inc. 45.33 375 375 0.00 16 17 6.25
2017-12-31 13F-HR BA / Boeing Company (The) 296.46 276 226 -18.12 70 67 -4.29
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.18 5,770 5,530 -4.16 301 283 -5.98
2017-12-31 13F-HR PDVW / pdvWireless, Inc. 31.58 125 475 280.00 4 15 275.00
2017-12-31 13F-HR BLFS / BioLife Solutions, Inc. 6.00 250 4,000 1,500.00 1 24 2,300.00
2017-12-31 13F-HR RF / Regions Financial Corp. 17.41 2,762 2,412 -12.67 42 42 0.00
2017-12-31 13F-HR ALKS / Alkermes plc 56.00 125 125 0.00 6 7 16.67
2017-12-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 10.00 400 400 0.00 4 4 0.00
2017-12-31 13F-HR TEAM / Atlassian Corporation Plc 45.71 2,925 1,925 -34.19 103 88 -14.56
2017-12-31 13F-HR BCO / Brink's Company (The) 79.01 1,136 1,215 6.95 61 96 57.38
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.39 7,194 2,115 -70.60 498 151 -69.68
2017-12-31 13F-HR MYL / Mylan N.V. 43.08 850 650 -23.53 27 28 3.70
2017-12-31 13F-HR GM / General Motors Company 41.00 0 5,878 0 241
2017-12-31 13F-HR VDSI / VASCO Data Security International, Inc. 13.82 0 5,500 0 76
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 99.53 102 211 106.86 10 21 110.00
2017-12-31 13F-HR CSX / CSX Corp. 55.21 2,438 1,938 -20.51 132 107 -18.94
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.99 614 648 5.54 42 46 9.52
2017-12-31 13F-HR C / Citigroup, Inc. 74.42 7,388 10,091 36.59 537 751 39.85
2017-12-31 13F-HR EXPE / Expedia, Inc. 120.00 305 125 -59.02 44 15 -65.91
2017-12-31 13F-HR RTN / Raytheon Co. 188.08 2,092 755 -63.91 390 142 -63.59
2017-12-31 13F-HR YEXT / Yext, Inc. 16.00 125 125 0.00 2 2 0.00
2017-12-31 13F-HR ZG / Zillow Group, Inc. 40.00 500 500 0.00 20 20 0.00
2017-12-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.00 1,000 1,000 0.00 6 5 -16.67
2017-12-31 13F-HR SAM / Boston Beer Company, Inc. (THE) 200.00 10 10 0.00 2 2 0.00
2017-12-31 13F-HR TCMD / Tactile Systems Technology, Inc 28.00 250 250 0.00 8 7 -12.50
2017-12-31 13F-HR RIG / Transocean, Inc. 11.02 226 726 221.24 2 8 300.00
2017-12-31 13F-HR VG / Vonage Holdings Corp. 10.17 7,625 12,000 57.38 62 122 96.77
2017-12-31 13F-HR BLD / TopBuild Corp. 76.00 250 250 0.00 16 19 18.75
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.68 3,685 3,016 -18.15 203 183 -9.85
2017-12-31 13F-HR EDU / New Oriental Education & Technology Group, Inc. 96.00 125 125 0.00 11 12 9.09
2017-12-31 13F-HR QTS / QTS Realty Trust, Inc. 54.67 750 750 0.00 39 41 5.13
2017-12-31 13F-HR IOTS / Adesto Technologies Corporation 6.67 933 750 -19.61 7 5 -28.57
2017-12-31 13F-HR MU / Micron Technology, Inc. 40.91 750 1,100 46.67 29 45 55.17
2017-12-31 13F-HR NOV / National Oilwell Varco, Inc. 33.33 306 150 -50.98 11 5 -54.55
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.69 834 607 -27.22 802 710 -11.47
2017-12-31 13F-HR CYRXW / CryoPort, Inc. Warrants exp. 2020-06-30 5.39 2,784 2,784 0.00 17 15 -11.76
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 136.47 867 425 -50.98 112 58 -48.21
2017-12-31 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 12.35 162 162 0.00 2 2 0.00
2017-12-31 13F-HR OMCL / Omnicell, Inc. 48.00 800 500 -37.50 41 24 -41.46
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 359 0 -100.00 18 0 -100.00
2017-12-31 13F-HR CAH / Cardinal Health, Inc. 401 0 -100.00 27 0 -100.00
2017-12-31 13F-HR RDN / Radian Group, Inc. 788 0 -100.00 15 0 -100.00
2017-12-31 13F-HR AIN / Albany International Corp. 457 0 -100.00 26 0 -100.00
2017-12-31 13F-HR AMBA / Ambarella, Inc. 250 0 -100.00 12 0 -100.00
2017-12-31 13F-HR BZUN / Baozun Inc. 375 0 -100.00 12 0 -100.00
2017-12-31 13F-HR ACC / American Campus Communities, Inc. 113 0 -100.00 5 0 -100.00
2017-12-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 15 0 -100.00 2 0 -100.00
2017-12-31 13F-HR CTLT / Catalent Inc. 1,190 0 -100.00 48 0 -100.00
2017-12-31 13F-HR FEYE / FireEye, Inc. 193 0 -100.00 3 0 -100.00
2017-12-31 13F-HR AEE / Ameren Corp. 377 0 -100.00 22 0 -100.00
2017-12-31 13F-HR LULU / lululemon athletica inc. 42 0 -100.00 3 0 -100.00
2017-12-31 13F-HR ROL / Rollins, Inc. 1,014 0 -100.00 47 0 -100.00
2017-12-31 13F-HR MTH / Meritage Homes Corp. 733 0 -100.00 33 0 -100.00
2017-12-31 13F-HR RYAAY / Ryanair Holdings Plc 79 0 -100.00 8 0 -100.00
2017-12-31 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 375 0 -100.00 25 0 -100.00
2017-12-31 13F-HR ADTN / ADTRAN, Inc. 6,525 0 -100.00 157 0 -100.00
2017-12-31 13F-HR PAYX / Paychex, Inc. 342 0 -100.00 21 0 -100.00
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 179 0 -100.00 13 0 -100.00
2017-12-31 13F-HR CI / Cigna Corp. 13 0 -100.00 2 0 -100.00
2017-12-31 13F-HR HLT / Hilton Worldwide Holdings Inc. 34 0 -100.00 2 0 -100.00
2017-12-31 13F-HR 749685AT0 / RPM International, Inc. 2.25% Bond Due 12/15/2020 2,000 0 -100.00 2 0 -100.00
2017-12-31 13F-HR CBOE / CBOE Holdings, Inc. 23 0 -100.00 2 0 -100.00
2017-12-31 13F-HR MGIC / Magic Software Enterprises, Ltd. 2,799 0 -100.00 24 0 -100.00
2017-12-31 13F-HR MPLX / MPLX LP 218 0 -100.00 8 0 -100.00
2017-12-31 13F-HR DGI / DigitalGlobe, Inc. 250 0 -100.00 9 0 -100.00
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 559 0 -100.00 27 0 -100.00
2017-12-31 13F-HR SYNC / Synacor, Inc. 20,700 0 -100.00 56 0 -100.00
2017-12-31 13F-HR OLN / Olin Corp. 61 0 -100.00 2 0 -100.00
2017-12-31 13F-HR 783764AQ6 / CalAtlantic Group, Inc. Bond 1.625% 5/1 1,000 0 -100.00 1 0 -100.00
2017-12-31 13F-HR EMN / Eastman Chemical Company 203 0 -100.00 18 0 -100.00
2017-12-31 13F-HR EXR / Extra Space Storage, Inc. 54 0 -100.00 4 0 -100.00
2017-12-31 13F-HR ENIC / Enersis Chile S.A. 715 0 -100.00 4 0 -100.00
2017-12-31 13F-HR FN / Fabrinet 123 0 -100.00 5 0 -100.00
2017-12-31 13F-HR BAL / iPath Bloomberg Cotton Subindex Total Return ETN due 6/24/38 7 0 -100.00 0 0
2017-12-31 13F-HR NOG / Northern Oil and Gas, Inc. 631 0 -100.00 1 0 -100.00
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 10 0 -100.00 3 0 -100.00
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 80 0 -100.00 5 0 -100.00
2017-12-31 13F-HR MMS / MAXIMUS, Inc. 520 0 -100.00 34 0 -100.00
2017-12-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 21 0 -100.00 2 0 -100.00
2017-12-31 13F-HR ABC / AmerisourceBergen Corp. 196 0 -100.00 16 0 -100.00
2017-12-31 13F-HR CBS / CBS Corp. 89 0 -100.00 5 0 -100.00
2017-12-31 13F-HR NVRO / Nevro Corp. 120 0 -100.00 11 0 -100.00
2017-12-31 13F-HR DVAX / Dynavax Technologies Corp. 375 0 -100.00 8 0 -100.00
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 20 0 -100.00 2 0 -100.00
2017-12-31 13F-HR RYN / Rayonier, Inc. (REIT) 41 0 -100.00 1 0 -100.00
2017-12-31 13F-HR EMR / Emerson Electric Co. 238 0 -100.00 15 0 -100.00
2017-12-31 13F-HR MD / Mednax, Inc. 1,053 0 -100.00 45 0 -100.00
2017-12-31 13F-HR CRTO / Criteo S.A 369 0 -100.00 15 0 -100.00
2017-12-31 13F-HR TOT / Total S.A. 521 0 -100.00 28 0 -100.00
2017-12-31 13F-HR WFT / Weatherford International plc 1,813 0 -100.00 8 0 -100.00
2017-12-31 13F-HR SYY / SYSCO Corp. 405 0 -100.00 22 0 -100.00
2017-12-31 13F-HR SNY / Sanofi 881 0 -100.00 44 0 -100.00
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 95 0 -100.00 22 0 -100.00
2017-12-31 13F-HR ZTS / Zoetis Inc. 192 0 -100.00 12 0 -100.00
2017-12-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 230 0 -100.00 21 0 -100.00
2017-12-31 13F-HR MOG.A / Moog Inc. 381 0 -100.00 32 0 -100.00
2017-12-31 13F-HR WEB / Web.com Group, Inc. 250 0 -100.00 6 0 -100.00
2017-12-31 13F-HR BRX / Brixmor Property Group Inc. 4,708 0 -100.00 89 0 -100.00
2017-12-31 13F-HR AVGO / Broadcom Limited 358 0 -100.00 87 0 -100.00
2017-12-31 13F-HR PKX / POSCO 110 0 -100.00 8 0 -100.00
2017-12-31 13F-HR AEG / Aegon N.V. ADR 2,195 0 -100.00 13 0 -100.00
2017-12-31 13F-HR CTRE / CareTrust REIT, Inc. 500 0 -100.00 10 0 -100.00
2017-12-31 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 2,990 0 -100.00 17 0 -100.00
2017-12-31 13F-HR GNW / Genworth Financial, Inc. 1,000 0 -100.00 4 0 -100.00
2017-12-31 13F-HR ERJ / Embraer S.A. 1,250 0 -100.00 28 0 -100.00
2017-12-31 13F-HR MWA / Mueller Water Products, Inc. 3,306 0 -100.00 42 0 -100.00
2017-12-31 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 135 0 -100.00 7 0 -100.00
2017-12-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 309 0 -100.00 10 0 -100.00
2017-12-31 13F-HR DLR / Digital Realty Trust, Inc. 60 0 -100.00 7 0 -100.00
2017-12-31 13F-HR ROST / Ross Stores, Inc. 824 0 -100.00 53 0 -100.00
2017-12-31 13F-HR MSI / Motorola Solutions, Inc. 15 0 -100.00 1 0 -100.00
2017-12-31 13F-HR CF / CF Industries Holding, Inc. 261 0 -100.00 9 0 -100.00
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 4 0 -100.00 1 0 -100.00
2017-12-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 130 0 -100.00 21 0 -100.00
2017-12-31 13F-HR ADNT / Adient plc 34 0 -100.00 3 0 -100.00
2017-12-31 13F-HR JPI / Nuveen Preferred & Income Term Fund 250 0 -100.00 6 0 -100.00
2017-12-31 13F-HR JBHT / Hunt (J.B.) Transport Services, Inc. 46 0 -100.00 5 0 -100.00
2017-12-31 13F-HR PH / Parker-Hannifin Corp. 39 0 -100.00 7 0 -100.00
2017-12-31 13F-HR TEL / TE Connectivity Ltd. 207 0 -100.00 17 0 -100.00
2017-12-31 13F-HR HCA / HCA Holdings Inc. 349 0 -100.00 28 0 -100.00
2017-12-31 13F-HR ACTG / Acacia Research Corp. 35,350 0 -100.00 161 0 -100.00
2017-12-31 13F-HR SMG / Scotts Miracle-Gro Company (The) 556 0 -100.00 54 0 -100.00
2017-12-31 13F-HR IVE / iShares S&P 500 Value ETF 522 0 -100.00 56 0 -100.00
2017-12-31 13F-HR ETFC / E*TRADE Financial, Inc. 448 0 -100.00 20 0 -100.00
2017-12-31 13F-HR KMX / CarMax, Inc. 22 0 -100.00 2 0 -100.00
2017-12-31 13F-HR AXGN / AxoGen, Inc. 6,500 0 -100.00 126 0 -100.00
2017-12-31 13F-HR CCMP / Cabot Microelectronics Corp. 557 0 -100.00 45 0 -100.00
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 189 0 -100.00 29 0 -100.00
2017-12-31 13F-HR GIS / General Mills, Inc. 17 0 -100.00 1 0 -100.00
2017-12-31 13F-HR BHP / BHP Billiton Ltd. 423 0 -100.00 17 0 -100.00
2017-12-31 13F-HR USB / U.S. Bancorp 988 0 -100.00 53 0 -100.00
2017-12-31 13F-HR MPWR / Monolithic Power Systems, Inc. 558 0 -100.00 59 0 -100.00
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 27 0 -100.00 2 0 -100.00
2017-12-31 13F-HR MAS / Masco Corp. 41.98 960 262 -72.71 37 11 -70.27
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 143.33 333 300 -9.91 44 43 -2.27
2017-12-31 13F-HR IYH / iShares U.S. Healthcare ETF 180.00 100 50 -50.00 17 9 -47.06
2017-12-31 13F-HR HALO / Halozyme Therapeutics, Inc. 21.33 125 375 200.00 2 8 300.00
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 36.00 1,480 750 -49.32 60 27 -55.00
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 72.00 475 625 31.58 38 45 18.42
2017-12-31 13F-HR SOHO / Sotherly Hotels Inc. 6.67 6,750 750 -88.89 40 5 -87.50
2017-12-31 13F-HR APA / Apache Corp. 42.11 872 475 -45.53 40 20 -50.00
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 120.00 50 50 0.00 6 6 0.00
2017-12-31 13F-HR XPO / XPO Logistics, Inc. 91.33 2,126 1,500 -29.44 144 137 -4.86
2017-12-31 13F-HR SPWR / SunPower Corp. 8.00 0 750 0 6
2017-12-31 13F-HR SYX / Systemax, Inc. 32.00 125 250 100.00 3 8 166.67
2017-12-31 13F-HR SWIR / Sierra Wireless, Inc. 21.33 625 375 -40.00 13 8 -38.46
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.00 2,245 3,750 67.04 38 90 136.84
2017-12-31 13F-HR IZEA / IZEA Inc. 4.50 2,000 8,000 300.00 14 36 157.14
2017-12-31 13F-HR NXRT / NexPoint Residential Trust, Inc. 28.00 750 750 0.00 18 21 16.67
2017-12-31 13F-HR ORCL / Oracle Corp. 58.82 1,418 34 -97.60 69 2 -97.10
2017-12-31 13F-HR OLLI / Ollie's Bargain Outlet Holdings, Inc. 53.33 250 600 140.00 8 32 300.00
2017-12-31 13F-HR LIT / Global X Funds 38.37 2,504 1,251 -50.04 94 48 -48.94
2017-12-31 13F-HR APO / Apollo Global Management LLC 33.58 1,590 1,340 -15.72 48 45 -6.25
2017-12-31 13F-HR DW / Drew Industries, Inc. 130.67 549 551 0.36 64 72 12.50
2017-12-31 13F-HR VBR / Vanguard Small-Cap Value ETF 132.82 1,775 6,392 260.11 227 849 274.01
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 188.89 462 450 -2.60 76 85 11.84
2017-12-31 13F-HR NURO / NeuroMetrix, Inc. 1.72 0 42,356 0 73
2017-12-31 13F-HR ROKU / Roku Inc 52.00 375 1,000 166.67 10 52 420.00
2017-12-31 13F-HR CWST / Casella Waste Systems, Inc. 23.04 6,250 6,250 0.00 118 144 22.03
2017-12-31 13F-HR VBFC / Village Bank & Trust Financial Corp. 31.75 63 63 0.00 2 2 0.00
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.84 3,618 3,632 0.39 526 566 7.60
2017-12-31 13F-HR STM / STMicroelectronics N.V. 21.81 8,000 7,750 -3.12 155 169 9.03
2017-12-31 13F-HR IWO / iShares Russell 2000 Growth ETF 188.03 234 234 0.00 42 44 4.76
2017-12-31 13F-HR VOE / Vanguard Mid-Cap Value ETF 100.00 40 40 0.00 4 4 0.00
2017-12-31 13F-HR SMED / Sharps Compliance Corp. 4.03 1,750 7,440 325.14 8 30 275.00
2017-12-31 13F-HR VSH / Vishay Intertechnology, Inc. 21.00 1,000 1,000 0.00 19 21 10.53
2017-12-31 13F-HR OA / Orbital ATK, Inc. 133.33 15 15 0.00 2 2 0.00
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 306.38 477 470 -1.47 137 144 5.11
2017-12-31 13F-HR EGY / VAALCO Energy, Inc. 1.00 1,000 1,000 0.00 1 1 0.00
2017-12-31 13F-HR SPWH / Sportsman's Warehouse Holdings, Inc. 6.67 0 6,000 0 40
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 14.00 0 500 0 7
2017-12-31 13F-HR CC / Chemours Company (The) 50.00 40 40 0.00 2 2 0.00
2017-12-31 13F-HR MZOR / Mazor Robotics Ltd. 51.33 1,000 1,500 50.00 49 77 57.14
2017-12-31 13F-HR CHCO / City Holding Co. 67.42 176 178 1.14 13 12 -7.69
2017-12-31 13F-HR JNJ / Johnson & Johnson 140.30 1,576 727 -53.87 205 102 -50.24
2017-12-31 13F-HR FTNT / Fortinet, Inc. 44.00 1,758 750 -57.34 63 33 -47.62
2017-12-31 13F-HR MRTX / Mirati Therapeutics, Inc. 18.00 500 1,500 200.00 6 27 350.00
2017-12-31 13F-HR RTRX / Retrophin, Inc. 20.00 250 250 0.00 6 5 -16.67
2017-12-31 13F-HR KOPN / Kopin Corp. 3.20 7,750 1,250 -83.87 32 4 -87.50
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 250.00 100 100 0.00 22 25 13.64
2017-12-31 13F-HR BL / BlackLine, Inc. 32.89 2,500 2,250 -10.00 85 74 -12.94
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.82 685 1,953 185.11 54 193 257.41
2017-12-31 13F-HR TTEK / Tetra Tech, Inc. 46.15 130 130 0.00 6 6 0.00
2017-12-31 13F-HR WIX / Wix.com Ltd. 56.00 0 125 0 7
2017-12-31 13F-HR MTCH / Match Group, Inc. 30.67 1,025 750 -26.83 24 23 -4.17
2017-12-31 13F-HR AATDF / AA LTD 27.68 670 1,120 67.16 17 31 82.35
2017-12-31 13F-HR AFL / AFLAC, Inc. 88.00 172 125 -27.33 14 11 -21.43
2017-12-31 13F-HR FLXN / Flexion Therapeutics, Inc. 24.00 0 250 0 6
2017-12-31 13F-HR PRFT / Perficient, Inc. 16.00 125 125 0.00 2 2 0.00
2017-12-31 13F-HR PAA / Plains All American Pipeline, L.P. 21.00 875 1,000 14.29 19 21 10.53
2017-12-31 13F-HR VYGR / Voyager Therapeutics, Inc 16.57 4,464 7,485 67.67 92 124 34.78
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.44 369 3,360 810.57 20 193 865.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.51 1,858 2,110 13.56 321 364 13.40
2017-12-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 103.08 3,028 3,512 15.98 290 362 24.83
2017-12-31 13F-HR CONE / CyrusOne Inc. 59.43 909 875 -3.74 54 52 -3.70
2017-12-31 13F-HR TRMR / Tremor Video, Inc. 4.02 3,909 29,613 657.56 17 119 600.00
2017-12-31 13F-HR STRL / Sterling Construction Company, Inc. 16.27 11,750 11,250 -4.26 179 183 2.23
2017-12-31 13F-HR SNAP / Snapchat, Inc. 14.22 1,250 1,125 -10.00 18 16 -11.11
2017-12-31 13F-HR AAPL / Apple, Inc. 169.22 6,154 3,002 -51.22 948 508 -46.41
2017-12-31 13F-HR PDS / Precision Drilling Corp. 3.39 295 295 0.00 1 1 0.00
2017-12-31 13F-HR NTIP / Network-1 Technologies, Inc. 2.67 3,500 1,500 -57.14 13 4 -69.23
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 84.92 5,252 3,250 -38.12 455 276 -39.34
2017-12-31 13F-HR CUTR / Cutera, Inc. 45.52 300 725 141.67 12 33 175.00
2017-12-31 13F-HR LHO / LaSalle Hotel Properties 27.84 1,226 1,688 37.68 36 47 30.56
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.15 1,753 957 -45.41 123 70 -43.09
2017-12-31 13F-HR CTL / CenturyLink, Inc. 15.00 200 200 0.00 4 3 -25.00
2017-12-31 13F-HR TY / Tri-Continental Corp. 26.00 500 500 0.00 13 13 0.00
2017-12-31 13F-HR SVT / Servotronics, Inc 10.97 3 1,003 33,333.33 0 11
2017-12-31 13F-HR BHGE / Baker Hughes, a GE company 25.00 40 40 0.00 1 1 0.00
2017-12-31 13F-HR EPAY / Bottomline Technologies, Inc. 35.20 750 625 -16.67 24 22 -8.33
2017-12-31 13F-HR ASUR / Asure Software, Inc. 13.79 5,015 1,015 -79.76 62 14 -77.42
2017-12-31 13F-HR CYTX / Cytori Therapeutics, Inc. 0.00 34 34 0.00 0 0
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 64.00 1,375 875 -36.36 85 56 -34.12
2017-12-31 13F-HR RTIX / RTI Surgical, Inc. 4.00 14,462 250 -98.27 66 1 -98.48
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 300.00 94 10 -89.36 22 3 -86.36
2017-12-31 13F-HR LOGI / Logitech International S.A. 33.66 9,700 7,250 -25.26 354 244 -31.07
2017-12-31 13F-HR POOL / Pool Corp. 133.33 105 105 0.00 11 14 27.27
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.27 17,459 9,250 -47.02 223 95 -57.40
2017-12-31 13F-HR FNSR / Finisar Corporation 20.45 750 2,200 193.33 17 45 164.71
2017-12-31 13F-HR CRMD / CorMedix Inc. 0.50 2,000 2,000 0.00 1 1 0.00
2017-12-31 13F-HR NEON / Neonode, Inc. 0.00 8 8 0.00 0 0
2017-12-31 13F-HR RMP / Rice Midstream Partners LP 21.33 250 375 50.00 5 8 60.00
2017-12-31 13F-HR TISA / Top Image Systems Ltd. 1.10 2,000 10,000 400.00 3 11 266.67
2017-12-31 13F-HR NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. 4.00 250 250 0.00 1 1 0.00
2017-12-31 13F-HR MPAA / Motorcar Parts of America, Inc. 24.00 250 250 0.00 7 6 -14.29
2017-12-31 13F-HR KEM / KEMET Corp. 14.67 750 750 0.00 16 11 -31.25
2017-12-31 13F-HR CHGG / Chegg, Inc. 16.32 8,875 9,375 5.63 132 153 15.91
2017-12-31 13F-HR VIA / Viacom, Inc. 33.09 270 272 0.74 10 9 -10.00
2017-12-31 13F-HR BCS.PRD / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 25.00 200 200 0.00 5 5 0.00
2017-12-31 13F-HR TRIP / TripAdvisor, Inc. 36.00 0 250 0 9
2017-12-31 13F-HR CWH / Camping World Holdings, Inc. 44.44 1,125 1,125 0.00 46 50 8.70
2017-12-31 13F-HR KNSL / Kinsale Capital Group, Inc. 45.01 9,500 17,196 81.01 410 774 88.78
2017-12-31 13F-HR GLD / SPDR Gold Shares 122.86 2,268 350 -84.57 276 43 -84.42
2017-12-31 13F-HR CAE / CAE Inc. 18.50 2,825 2,000 -29.20 50 37 -26.00
2017-12-31 13F-HR TIME / Time Inc. 0.00 15 15 0.00 0 0
2017-12-31 13F-HR ALB / Albemarle Corp. 127.50 750 1,200 60.00 102 153 50.00
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 125.00 8 8 0.00 1 1 0.00
2017-12-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.14 700 700 0.00 62 61 -1.61
2017-12-31 13F-HR XRGTX / Royce Global Value Trust, Inc. 11.63 86 86 0.00 1 1 0.00
2017-12-31 13F-HR PDEX / Pro-Dex, Inc. 7.00 3,600 2,000 -44.44 26 14 -46.15
2017-12-31 13F-HR CGIX / Cancer Genetics, Inc. 2.00 46,975 500 -98.94 127 1 -99.21
2017-12-31 13F-HR CTSO / Cytosorbents Corp 7.00 1,000 1,000 0.00 6 7 16.67
2017-12-31 13F-HR DSGX / Descartes Systems Group, Inc. (THE) 28.00 250 250 0.00 7 7 0.00
2017-12-31 13F-HR HYGS / Hydrogenics Corp 12.00 0 250 0 3
2017-12-31 13F-HR WDAY / Workday, Inc. 102.00 635 500 -21.26 67 51 -23.88
2017-12-31 13F-HR COP / ConocoPhillips 48.39 412 62 -84.95 21 3 -85.71
2017-12-31 13F-HR ECA / EnCana Corp. 13.00 1,762 1,000 -43.25 21 13 -38.10
2017-12-31 13F-HR STI / SunTrust Banks, Inc. 64.76 500 525 5.00 30 34 13.33
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 6.67 150 150 0.00 1 1 0.00
2017-12-31 13F-HR NTNX / Nutanix, Inc. 32.00 5,250 125 -97.62 118 4 -96.61
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.28 570 1,883 230.35 56 202 260.71
2017-12-31 13F-HR ENB / Enbridge Inc. 39.59 676 682 0.89 28 27 -3.57
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 37,065 16,805 -54.66 939 496 -47.18
2017-12-31 13F-HR FDX / FedEx Corp. 250.00 646 256 -60.37 146 64 -56.16
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.16 1,859 1,459 -21.52 275 222 -19.27
2017-12-31 13F-HR GOLD / Randgold Resources Ltd. 100.00 250 250 0.00 24 25 4.17
2017-12-31 13F-HR CRSP / CRISPR Therapeutics AG 24.00 2,500 125 -95.00 54 3 -94.44
2017-12-31 13F-HR AHH / Armada Hoffler Properites, Inc. 16.00 500 500 0.00 7 8 14.29
2017-12-31 13F-HR IIVI / II-VI Inc. 46.91 5,800 5,500 -5.17 239 258 7.95
2017-12-31 13F-HR BP / BP Plc 0.00 1,166 3 -99.74 45 0 -100.00
2017-12-31 13F-HR MOMO / Momo Inc. 24.00 250 250 0.00 8 6 -25.00
2017-12-31 13F-HR VRNS / Varonis Systems, Inc. 48.57 0 700 0 34
2017-12-31 13F-HR ALDR / Alder BioPharmaceuticals, Inc. 8.00 375 125 -66.67 5 1 -80.00
2017-12-31 13F-HR UAA / Under Armour, Inc. 20.00 50 50 0.00 1 1 0.00
2017-12-31 13F-HR XUTGX / Reaves Utility Income Fund 31.02 0 6,093 0 189
2017-12-31 13F-HR SHSP / SharpSpring, Inc. 4.00 500 500 0.00 2 2 0.00
2017-12-31 13F-HR SPAR / Spartan Motors, Inc. 16.00 1,700 250 -85.29 19 4 -78.95
2017-12-31 13F-HR COF / Capital One Financial Corp. 97.35 155 113 -27.10 13 11 -15.38
2017-12-31 13F-HR UA / Under Armour, Inc., Class C 20.00 50 50 0.00 1 1 0.00
2017-12-31 13F-HR W / Wayfair, Inc. 80.00 200 200 0.00 13 16 23.08
2017-12-31 13F-HR JD / JD.com, Inc. 42.67 0 375 0 16
2017-12-31 13F-HR PGEM / Ply Gem Holdings, Inc. 20.00 250 250 0.00 4 5 25.00
2017-12-31 13F-HR EWW / iShares MSCI Mexico Capped ETF 48.00 125 125 0.00 7 6 -14.29
2017-12-31 13F-HR ATHM / Autohome Inc. 64.00 375 250 -33.33 23 16 -30.43
2017-12-31 13F-HR MDR / McDermott International, Inc. 6.67 500 750 50.00 4 5 25.00
2017-12-31 13F-HR AMRC / Ameresco, Inc. 8.44 0 2,250 0 19
2017-12-31 13F-HR IXYS / IXYS Corp. 24.00 125 125 0.00 3 3 0.00
2017-12-31 13F-HR USAC / USA Compression Partners LP 16.00 250 500 100.00 4 8 100.00
2017-12-31 13F-HR ANET / Arista Networks, Inc. 232.00 125 125 0.00 24 29 20.83
2017-12-31 13F-HR FCPT / Four Corners Property Trust, Inc. 26.16 344 344 0.00 9 9 0.00
2017-12-31 13F-HR ZAGG / ZAGG Inc 18.45 14,694 9,919 -32.50 231 183 -20.78
2017-12-31 13F-HR CGNT / Cogentix Medical, Inc. 3.00 5,000 3,000 -40.00 13 9 -30.77
2017-12-31 13F-HR FLEX / Flextronics International Ltd. 18.00 1,508 500 -66.84 25 9 -64.00
2017-12-31 13F-HR NFLX / Netflix, Inc. 193.33 0 300 0 58
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.37 3,624 4,624 27.59 290 367 26.55
2017-12-31 13F-HR NVGS / Navigator Holdings Ltd. 8.00 250 250 0.00 3 2 -33.33
2017-12-31 13F-HR IR / Ingersoll-Rand plc 88.59 100 745 645.00 9 66 633.33
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 117.24 116 145 25.00 13 17 30.77
2017-12-31 13F-HR CLDR / Cloudera, Inc. 16.64 0 3,125 0 52
2017-12-31 13F-HR HLIT / Harmonic, Inc. 4.00 0 500 0 2
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 70.00 0 500 0 35
2017-12-31 13F-HR HSON / Hudson Global, Inc. 2.20 5,500 5,000 -9.09 7 11 57.14
2017-12-31 13F-HR HST / Host Hotels & Resorts, Inc. 0.00 117 2 -98.29 2 0 -100.00
2017-12-31 13F-HR ACLS / Axcelis Technologies, Inc. 28.80 500 1,875 275.00 14 54 285.71
2017-12-31 13F-HR DE / Deere & Co. 157.41 323 324 0.31 41 51 24.39
2017-12-31 13F-HR ATHX / Athersys, Inc. 1.82 64,303 46,703 -27.37 132 85 -35.61
2017-12-31 13F-HR SND / Smart Sand, Inc. 9.00 2,000 1,000 -50.00 14 9 -35.71
2017-12-31 13F-HR CALX / Calix, Inc. 0.00 2 2 0.00 0 0
2017-12-31 13F-HR VTV / Vanguard Value ETF 106.27 8,746 9,993 14.26 873 1,062 21.65
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.13 2,000 1,525 -23.75 67 49 -26.87
2017-12-31 13F-HR ABMD / ABIOMED, Inc. 188.57 303 175 -42.24 51 33 -35.29
2017-12-31 13F-HR HES / Hess Corp. 54.55 281 55 -80.43 13 3 -76.92
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.07 4,021 4,021 0.00 309 326 5.50
2017-12-31 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 8.00 27,004 125 -99.54 353 1 -99.72
2017-12-31 13F-HR GLYC / GlycoMimetics, Inc. 16.80 750 1,250 66.67 10 21 110.00
2017-12-31 13F-HR REMX / Market Vectors Rare Earth/Strategic Metals ETF 30.00 250 1,000 300.00 6 30 400.00
2017-12-31 13F-HR SKYY / First Trust Exchange- Traded Fund II 45.87 1,853 1,853 0.00 78 85 8.97
2017-12-31 13F-HR HON / Honeywell International, Inc. 155.00 433 200 -53.81 61 31 -49.18
2017-12-31 13F-HR EOG / EOG Resources, Inc. 100.00 478 40 -91.63 46 4 -91.30
2017-12-31 13F-HR MFGP / Micro Focus International plc 0.00 13 13 0.00 0 0
2017-12-31 13F-HR INSM / Insmed, Inc. 32.00 500 500 0.00 16 16 0.00
2017-12-31 13F-HR GOOS / Canada Goose Holdings Inc 32.00 961 250 -73.99 20 8 -60.00
2017-12-31 13F-HR DY / Dycom Industries, Inc. 111.82 1,375 1,100 -20.00 118 123 4.24
2017-12-31 13F-HR PSX / Phillips 66 0.00 66 1 -98.48 6 0 -100.00
2017-12-31 13F-HR VOOG / Vanguard S&P 500 Growth ETF 136.67 300 300 0.00 39 41 5.13
2017-12-31 13F-HR OAS / Oasis Petroleum Inc. 8.00 250 250 0.00 2 2 0.00
2017-12-31 13F-HR VIXY / ProShares VIX Short-Term Futures 24.00 250 250 0.00 8 6 -25.00
2017-12-31 13F-HR BOLD / Audentes Therapeutics, Inc. 32.00 250 125 -50.00 7 4 -42.86
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR SHAK / Shake Shack, Inc. 42.86 0 700 0 30
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 60.61 847 693 -18.18 54 42 -22.22
2017-12-31 13F-HR OMER / Omeros Corp. 16.00 0 125 0 2
2017-12-31 13F-HR PEP / PepsiCo, Inc. 118.94 1,258 454 -63.91 140 54 -61.43
2017-12-31 13F-HR ICAD / icad, inc. 3.50 4,000 4,000 0.00 18 14 -22.22
2017-12-31 13F-HR FMI / Foundation Medicine, Inc. 60.00 0 50 0 3
2017-12-31 13F-HR EGAN / eGain Corporation 5.29 0 8,500 91 45 -50.55
2017-12-31 13F-HR ARAY / Accuray, Inc. 4.29 0 20,050 0 86
2017-12-31 13F-HR RFIL / RF Industries, Ltd 2.71 52,499 35,000 -33.33 123 95 -22.76
2017-12-31 13F-HR VNET / 21Vianet Group, Inc. 8.00 0 750 0 6
2017-12-31 13F-HR BLMN / Bloomin' Brands, Inc. 1,419 0 -100.00 25 0 -100.00
2017-12-31 13F-HR SNR / New Senior Investment Group Inc. 8.00 750 750 0.00 7 6 -14.29
2017-12-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 110.40 125 625 400.00 13 69 430.77
2017-12-31 13F-HR FORM / FormFactor, Inc. 15.64 250 11,894 4,657.60 3 186 6,100.00
2017-12-31 13F-HR GRMN / Garmin Ltd. 60.00 497 250 -49.70 27 15 -44.44
2017-12-31 13F-HR ETSY / Etsy, Inc. 20.57 2,375 3,500 47.37 40 72 80.00
2017-12-31 13F-HR MRK / Merck & Co., Inc. 57.50 1,469 400 -72.77 94 23 -75.53
2017-12-31 13F-HR CIM / Chimera Investment Corp. 18.50 2,000 2,000 0.00 38 37 -2.63
2017-12-31 13F-HR MITL / Mitel Networks Corp 8.24 0 30,721 0 253
2017-12-31 13F-HR HEAR / Turtle Beach Corporation 0.00 280 280 0.00 0 0
2017-12-31 13F-HR FNB / F.N.B. Corp. 14.08 213 213 0.00 3 3 0.00
2017-12-31 13F-HR NOK / Nokia Corp. 0.00 2,597 107 -95.88 16 0 -100.00
2017-12-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 118 0 -100.00 7 0 -100.00
2017-12-31 13F-HR HQY / HealthEquity, Inc. 125 0 -100.00 6 0 -100.00
2017-12-31 13F-HR SJM / Smucker (J.M.) Co. 15 0 -100.00 2 0 -100.00
2017-12-31 13F-HR CNC / Centene Corp. 569 0 -100.00 55 0 -100.00
2017-12-31 13F-HR 55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Bond Due 7/15/2019 3,000 0 -100.00 3 0 -100.00
2017-12-31 13F-HR MGM / MGM Resorts International 346 0 -100.00 11 0 -100.00
2017-12-31 13F-HR NKE / Nike, Inc. 232 0 -100.00 12 0 -100.00
2017-12-31 13F-HR HRS / Harris Corp. 75 0 -100.00 10 0 -100.00
2017-12-31 13F-HR CBT / Cabot Corp. 537 0 -100.00 30 0 -100.00
2017-12-31 13F-HR CCL / Carnival Corp. 198 0 -100.00 13 0 -100.00
2017-12-31 13F-HR CMA / Comerica, Inc. 173 0 -100.00 13 0 -100.00
2017-12-31 13F-HR HOLX / Hologic, Inc. 176 0 -100.00 6 0 -100.00
2017-12-31 13F-HR KRC / Kilroy Realty Corp. 27 0 -100.00 2 0 -100.00
2017-12-31 13F-HR SJI / South Jersey Industries, Inc. 840 0 -100.00 29 0 -100.00
2017-12-31 13F-HR OIS / Oil States International, Inc. 998 0 -100.00 25 0 -100.00
2017-12-31 13F-HR ADSK / Autodesk, Inc. 187 0 -100.00 21 0 -100.00
2017-12-31 13F-HR PDCE / PDC Energy, Inc. 436 0 -100.00 21 0 -100.00
2017-12-31 13F-HR SUI / Sun Communities, Inc. 50 0 -100.00 4 0 -100.00
2017-12-31 13F-HR SANM / Sanmina Corp. 696 0 -100.00 26 0 -100.00
2017-12-31 13F-HR WBS / Webster Financial Corp. 332 0 -100.00 17 0 -100.00
2017-12-31 13F-HR PJC / Piper Jaffray Companies, Inc. 7 0 -100.00 0 0
2017-12-31 13F-HR BCR / Bard (C.R.), Inc. 70 0 -100.00 22 0 -100.00
2017-12-31 13F-HR TRI / Thomson Reuters Corp. 75 0 -100.00 3 0 -100.00
2017-12-31 13F-HR DLPH / Delphi Automotive Plc 86 0 -100.00 8 0 -100.00
2017-12-31 13F-HR AEL / American Equity Investment Life Holding Co. 1,047 0 -100.00 30 0 -100.00
2017-12-31 13F-HR