InvestorThompson Davis & Co., Inc.
Portfolio Value $ 42,002,000
Current Positions684
Opened Positions5
Closed Positions129


Latest Holdings, Performance, AUM (from 13F, 13D)

Thompson Davis & Co., Inc. - Portfolio Value

Thompson Davis & Co., Inc. has disclosed 684 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 42,002,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Thompson Davis & Co., Inc.'s top holdings are Vanguard S&P 500 ETF (NYSE:VOO) , Vanguard Value ETF (NYSE:VTV) , Vanguard Small-Cap Value ETF (NYSE:VBR) , Academy Funds Trust (NYSE:FFTY) , and Amazon.com, Inc. (NASDAQ:AMZN) . Thompson Davis & Co., Inc.'s new positions include SailPoint Technologies Holdings (NYSE:SAIL) , Goosehead Insurance, Inc. (NASDAQ:GSHD) , Spotify Technology S.A. (NYSE:SPOT) , Canopy Growth Corporation (OTC:TWMJF) , and T2 Biosystems, Inc. (NASDAQ:TTOO) .

All Thompson Davis & Co., Inc. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on August 03, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR AFL / AFLAC, Inc. 44.00 250 250 0.00 11 11 0.00
2018-06-30 13F-HR ANGI HOMESERVICES INC / COM CL A (00183L102) 15.33 3,000 46
2018-06-30 13F-HR AUO / AU Optronics Corp. 0.00 18 18 0.00 0 0
2018-06-30 13F-HR KPTI / Karyopharm Therapeutics Inc. 16.00 125 125 0.00 2 2 0.00
2018-06-30 13F-HR LL / Lumber Liquidators Holdings, Inc. 24.00 0 250 0 6
2018-06-30 13F-HR CDXS / Codexis, Inc. 14.39 15,100 17,100 13.25 166 246 48.19
2018-06-30 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 15.25 6,100 6,100 0.00 92 93 1.09
2018-06-30 13F-HR SNDR / Schneider National, Inc. 28.00 0 750 0 21
2018-06-30 13F-HR VOO / Vanguard S&P 500 ETF 249.52 4,856 5,242 7.95 1,176 1,308 11.22
2018-06-30 13F-HR M / Macy's, Inc. 35.56 1,000 225 -77.50 30 8 -73.33
2018-06-30 13F-HR MIME / Mimecast Limited 41.18 850 850 0.00 30 35 16.67
2018-06-30 13F-HR MOS / Mosaic Company 28.57 0 350 0 10
2018-06-30 13F-HR NOK / Nokia Corp. 9.35 107 107 0.00 1 1 0.00
2018-06-30 13F-HR FNB / F.N.B. Corp. 14.08 213 213 0.00 3 3 0.00
2018-06-30 13F-HR IMMR / Immersion Corporation 16.00 0 500 0 8
2018-06-30 13F-HR HPE / Hewlett Packard Enterprise Company 10.00 100 100 0.00 2 1 -50.00
2018-06-30 13F-HR ICHR / ICHOR HOLDINGS, LTD. 24.00 125 125 0.00 3 3 0.00
2018-06-30 13F-HR DSXN / Diana Shipping inc. 4.00 0 500 0 2
2018-06-30 13F-HR MNTX / Manitex International, Inc. 12.73 250 1,650 560.00 3 21 600.00
2018-06-30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.08 4,624 5,200 12.46 363 406 11.85
2018-06-30 13F-HR KKR / KKR & CO. L.P. 25.60 500 625 25.00 10 16 60.00
2018-06-30 13F-HR FLEX / Flextronics International Ltd. 14.00 500 500 0.00 8 7 -12.50
2018-06-30 13F-HR W / Wayfair, Inc. 116.13 305 155 -49.18 21 18 -14.29
2018-06-30 13F-HR COP / ConocoPhillips 70.42 63 213 238.10 4 15 275.00
2018-06-30 13F-HR MPAA / Motorcar Parts of America, Inc. 20.00 250 250 0.00 5 5 0.00
2018-06-30 13F-HR NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. 4.00 250 250 0.00 1 1 0.00
2018-06-30 13F-HR ETP / Energy Transfer Partners, L.P. 19.93 552 552 0.00 9 11 22.22
2018-06-30 13F-HR VNOM / Viper Energy Partners LP 32.00 4,400 2,625 -40.34 112 84 -25.00
2018-06-30 13F-HR CVRR / CVR Refining LP 22.00 0 500 0 11
2018-06-30 13F-HR NAVI / Navient Corporation 14.00 0 500 0 7
2018-06-30 13F-HR DOV / Dover Corp. 73.08 0 1,122 0 82
2018-06-30 13F-HR TTI / TETRA Technologies, Inc. 4.00 2,000 1,000 -50.00 8 4 -50.00
2018-06-30 13F-HR CIVB / Civista Bancshares, Inc. 24.42 2,662 2,662 0.00 61 65 6.56
2018-06-30 13F-HR PSTG / Pure Storage, Inc. 24.00 250 2,125 750.00 5 51 920.00
2018-06-30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 120.00 25 25 0.00 3 3 0.00
2018-06-30 13F-HR RVSB / Riverview Bancorp, Inc. 0.00 20 20 0.00 0 0
2018-06-30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.86 632 632 0.00 53 53 0.00
2018-06-30 13F-HR DEX / Delaware Enhanced Global Dividend & Income Fund 11.22 4,189 4,189 0.00 48 47 -2.08
2018-06-30 13F-HR NVDA / NVIDIA Corp. 236.57 1,000 875 -12.50 232 207 -10.78
2018-06-30 13F-HR GAIA / Gaiam, Inc. 20.18 4,175 5,154 23.45 65 104 60.00
2018-06-30 13F-HR GE / General Electric Co. 13.23 535 1,285 140.19 7 17 142.86
2018-06-30 13F-HR IPI / Intrepid Potash, Inc. 4.10 52,083 49,990 -4.02 190 205 7.89
2018-06-30 13F-HR LPSN / LivePerson, Inc. 20.00 250 250 0.00 4 5 25.00
2018-06-30 13F-HR EYEN / Eyenovia, Inc. 6.50 2,100 2,000 -4.76 19 13 -31.58
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 104.31 4,429 3,250 -26.62 487 339 -30.39
2018-06-30 13F-HR WING / Wingstop Inc. 51.43 350 350 0.00 17 18 5.88
2018-06-30 13F-HR BOX / Box, Inc. 25.14 0 1,750 0 44
2018-06-30 13F-HR PDS / Precision Drilling Corp. 4.74 211 211 0.00 1 1 0.00
2018-06-30 13F-HR AAPL / Apple, Inc. 185.20 2,468 2,689 8.95 414 498 20.29
2018-06-30 13F-HR STRL / Sterling Construction Company, Inc. 13.00 10,500 5,000 -52.38 120 65 -45.83
2018-06-30 13F-HR TRMR / Tremor Video, Inc. 4.05 15,532 23,182 49.25 58 94 62.07
2018-06-30 13F-HR CONE / CyrusOne Inc. 58.00 625 1,000 60.00 32 58 81.25
2018-06-30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 109.80 0 2,113 0 232
2018-06-30 13F-HR AATDF / AA LTD 0.00 4 4 0.00 0 0
2018-06-30 13F-HR NURO / NeuroMetrix, Inc. 1.30 90,647 74,397 -17.93 128 97 -24.22
2018-06-30 13F-HR SIRI / Sirius XM Holdings Inc. 7.00 1,000 1,000 0.00 6 7 16.67
2018-06-30 13F-HR RIG / Transocean, Inc. 13.27 226 226 0.00 2 3 50.00
2018-06-30 13F-HR RNG / RingCentral, Inc. 70.32 4,750 4,750 0.00 302 334 10.60
2018-06-30 13F-HR RHT / Red Hat, Inc. 133.33 0 105 0 14
2018-06-30 13F-HR SDRL / Seadrill Limited 0.00 1,500 1,500 0.00 0 0
2018-06-30 13F-HR HPQ / HP Inc. 22.35 1,225 850 -30.61 27 19 -29.63
2018-06-30 13F-HR IVW / iShares S&P 500 Growth ETF 164.06 128 128 0.00 20 21 5.00
2018-06-30 13F-HR CECE / CECO Environmental Corp. 6.14 0 7,000 0 43
2018-06-30 13F-HR VB / Vanguard Small-Cap ETF 155.00 200 200 0.00 29 31 6.90
2018-06-30 13F-HR XTHQX / Tekla Healthcare Opportunities 16.00 250 250 0.00 4 4 0.00
2018-06-30 13F-HR VIRT / Virtu Financial, Inc. 26.67 1,000 150 -85.00 33 4 -87.88
2018-06-30 13F-HR ACTG / Acacia Research Corp. 4.00 0 500 0 2
2018-06-30 13F-HR SPRT / support.com, Inc. 2.85 0 6,666 0 19
2018-06-30 13F-HR PFNX / Pfenex Inc. 5.33 0 3,188 0 17
2018-06-30 13F-HR OMI / Owens & Minor, Inc. 16.57 0 1,750 0 29
2018-06-30 13F-HR NEWR / New Relic, Inc. 104.00 0 125 0 13
2018-06-30 13F-HR GWRE / Guidewire Software, Inc. 250 0 -100.00 20 0 -100.00
2018-06-30 13F-HR SPAR / Spartan Motors, Inc. 250 0 -100.00 4 0 -100.00
2018-06-30 13F-HR IIVI / II-VI Inc. 125 0 -100.00 5 0 -100.00
2018-06-30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.00 250 250 0.00 1 1 0.00
2018-06-30 13F-HR ABT / Abbott Laboratories 60.77 1,600 1,300 -18.75 96 79 -17.71
2018-06-30 13F-HR AES / AES Corp. (The) 13.00 0 1,000 0 13
2018-06-30 13F-HR FCO / Aberdeen Global Income Fund, Inc. 8.00 250 250 0.00 2 2 0.00
2018-06-30 13F-HR ABEO / Abeona Therapeutics Inc. 16.00 125 375 200.00 2 6 200.00
2018-06-30 13F-HR T / AT & T, Inc. 32.03 3,104 4,590 47.87 111 147 32.43
2018-06-30 13F-HR AGCO / AGCO Corp. 60.00 0 200 0 12
2018-06-30 13F-HR WY / Weyerhaeuser Co. 500 0 -100.00 18 0 -100.00
2018-06-30 13F-HR ALLIANZGI DIVERS INC & CNV F / (01883J108) 23.00 2,000 46
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,129.87 25 77 208.00 26 87 234.62
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,116.50 59 309 423.73 61 345 465.57
2018-06-30 13F-HR AMT / American Tower Corp. (REIT) 144.00 125 125 0.00 18 18 0.00
2018-06-30 13F-HR ADOM / ADOMANI Inc. 0.00 125 125 0.00 0 0
2018-06-30 13F-HR WTR / Aqua America, Inc. 36.00 500 500 0.00 17 18 5.88
2018-06-30 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 13.56 11,969 8,553 -28.54 86 116 34.88
2018-06-30 13F-HR LPTN / Lpath, Inc. 6.86 500 1,750 250.00 3 12 300.00
2018-06-30 13F-HR APTI / Apptio, Inc. 36.00 1,250 1,250 0.00 35 45 28.57
2018-06-30 13F-HR HOME / At Home Group Inc. 39.16 0 2,375 0 93
2018-06-30 13F-HR ATHX / Athersys, Inc. 1.97 16,684 14,184 -14.98 31 28 -9.68
2018-06-30 13F-HR ANET / Arista Networks, Inc. 256.00 125 125 0.00 32 32 0.00
2018-06-30 13F-HR AHH / Armada Hoffler Properites, Inc. 14.00 500 500 0.00 7 7 0.00
2018-06-30 13F-HR BBT / BB&T Corp. 50.63 990 790 -20.20 52 40 -23.08
2018-06-30 13F-HR BGSF / BG Staffing Inc 24.00 1,300 500 -61.54 25 12 -52.00
2018-06-30 13F-HR BNED / Barnes & Noble Education, Inc. 5.33 3,625 750 -79.31 25 4 -84.00
2018-06-30 13F-HR BKS / Barnes & Noble, Inc. 6.00 500 500 0.00 2 3 50.00
2018-06-30 13F-HR BP / BP Plc 45.64 3 6,946 231,433.33 0 317
2018-06-30 13F-HR BAC / Bank of America Corp. 28.20 19,583 22,833 16.60 587 644 9.71
2018-06-30 13F-HR BCS.PRD / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 25.00 200 200 0.00 5 5 0.00
2018-06-30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.46 5,157 318 -93.83 266 17 -93.61
2018-06-30 13F-HR AAXN / Axon Enterprise Inc 63.13 2,075 2,075 0.00 82 131 59.76
2018-06-30 13F-HR BXC / Bluelinx Holdings, Inc. 40.00 125 5
2018-06-30 13F-HR WIFI / Boingo Wireless, Inc. 22.67 4,500 4,500 0.00 111 102 -8.11
2018-06-30 13F-HR BVX / Bovie Medical Corp. 4.00 1,000 500 -50.00 3 2 -33.33
2018-06-30 13F-HR APRN / Blue Apron Holdings Inc 3.36 16,000 41,112 156.95 32 138 331.25
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 54.95 819 819 0.00 52 45 -13.46
2018-06-30 13F-HR BX / Blackstone Group L.P. (The) 32.22 775 900 16.13 25 29 16.00
2018-06-30 13F-HR CAE / CAE Inc. 21.00 2,000 2,000 0.00 37 42 13.51
2018-06-30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.25 4,000 4,000 0.00 36 37 2.78
2018-06-30 13F-HR BC / Brunswick Corp. 64.89 262 262 0.00 16 17 6.25
2018-06-30 13F-HR CANF / Can-Fite Biopharma Ltd. 1.20 7,500 9
2018-06-30 13F-HR TWMJF / Canopy Growth Corporation 29.26 5,775 169
2018-06-30 13F-HR CMN / Cantel Medical Corp. 98.42 1,325 1,199 -9.51 148 118 -20.27
2018-06-30 13F-HR ELY / Callaway Golf Company 19.02 6,875 7,625 10.91 112 145 29.46
2018-06-30 13F-HR CSGS / CSG Systems International, Inc. 40.00 500 500 0.00 23 20 -13.04
2018-06-30 13F-HR GOOS / Canada Goose Holdings Inc 56.00 125 125 0.00 4 7 75.00
2018-06-30 13F-HR CALX / Calix, Inc. 0.00 2 2 0.00 0 0
2018-06-30 13F-HR COF / Capital One Financial Corp. 88.50 238 113 -52.52 23 10 -56.52
2018-06-30 13F-HR CA / CA, Inc. 32.00 125 125 0.00 4 4 0.00
2018-06-30 13F-HR CGIX / Cancer Genetics, Inc. 0.00 500 500 0.00 1 0 -100.00
2018-06-30 13F-HR CSII / Cardiovascular Systems, Inc. 32.57 1,875 1,750 -6.67 41 57 39.02
2018-06-30 13F-HR CFMS / ConforMIS, Inc. 1.24 1,500 4,833 222.20 2 6 200.00
2018-06-30 13F-HR STZ / Constellation Brands, Inc. 233.33 30 30 0.00 7 7 0.00
2018-06-30 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 8.11 370 3
2018-06-30 13F-HR DEUTSCHE STRATEGIC INCOME TR / SHS (25160F109) 12.00 1,000 12
2018-06-30 13F-HR CY / Cypress Semiconductor Corp. 15.64 8,250 8,250 0.00 140 129 -7.86
2018-06-30 13F-HR CYRX / CryoPort, Inc. 15.80 23,100 23,100 0.00 199 365 83.42
2018-06-30 13F-HR DZSI / DASAN Zhone Solutions, Inc. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR DE / Deere & Co. 140.96 325 376 15.69 50 53 6.00
2018-06-30 13F-HR FANG / Diamondback Energy, Inc. 140.00 125 50 -60.00 16 7 -56.25
2018-06-30 13F-HR DIS / The Walt Disney Co. 105.61 103 303 194.17 10 32 220.00
2018-06-30 13F-HR DSGX / Descartes Systems Group, Inc. (THE) 32.00 250 250 0.00 7 8 14.29
2018-06-30 13F-HR CTSO / Cytosorbents Corp 11.20 1,250 1,250 0.00 9 14 55.56
2018-06-30 13F-HR DPW HLDGS INC / (26140E105) 0.57 3,500 2
2018-06-30 13F-HR DVAX / Dynavax Technologies Corp. 16.00 250 250 0.00 5 4 -20.00
2018-06-30 13F-HR EEP / Enbridge Energy Partners, L.P. 10.53 475 475 0.00 5 5 0.00
2018-06-30 13F-HR EHTH / eHealth, Inc. 22.67 750 750 0.00 11 17 54.55
2018-06-30 13F-HR EIX / Edison International 60.00 50 50 0.00 3 3 0.00
2018-06-30 13F-HR ETM / Entercom Communications Corp. 8.00 250 2
2018-06-30 13F-HR EVRG / Evergy, Inc. 57.58 330 19
2018-06-30 13F-HR EVFM / Evofem Biosciences, Inc. 3.00 1,000 3
2018-06-30 13F-HR EOLS / Evolus, Inc. 20.00 50 1
2018-06-30 13F-HR FLIR / FLIR Systems, Inc. 52.00 1,000 1,000 0.00 50 52 4.00
2018-06-30 13F-HR FMC / FMC Corp. 89.12 350 1,425 307.14 27 127 370.37
2018-06-30 13F-HR F / Ford Motor Co. 11.20 0 1,250 0 14
2018-06-30 13F-HR FDC / First Data Corporation 20.87 500 2,875 475.00 8 60 650.00
2018-06-30 13F-HR FB / Facebook, Inc. 193.75 1,500 800 -46.67 240 155 -35.42
2018-06-30 13F-HR GAMCO NAT RES GOLD & INCOME / SH BEN INT (36465E101) 6.42 5,450 35
2018-06-30 13F-HR FTRPR / Frontier Communications Corp. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR GWPH / GW Pharmaceuticals Plc. 140.00 0 250 0 35
2018-06-30 13F-HR GPC / Genuine Parts Co. 92.39 183 184 0.55 16 17 6.25
2018-06-30 13F-HR GENC / Gencor Industries, Inc. 16.17 24,688 13,175 -46.63 397 213 -46.35
2018-06-30 13F-HR GTXO / GTX Corp. 16.00 125 125 0.00 2 2 0.00
2018-06-30 13F-HR GPRO / GoPro, Inc. 8.00 0 250 0 2
2018-06-30 13F-HR GLUU / Glu Mobile, Inc. 6.50 0 2,000 0 13
2018-06-30 13F-HR GLYC / GlycoMimetics, Inc. 16.00 1,250 1,250 0.00 20 20 0.00
2018-06-30 13F-HR GMZ / Goldman Sachs MLP Income Opportunities Fund 9.00 1,000 1,000 0.00 8 9 12.50
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 200.00 10 10 0.00 3 2 -33.33
2018-06-30 13F-HR GOF / Guggenheim Strategic Opportunities Fund 20.00 200 200 0.00 4 4 0.00
2018-06-30 13F-HR GRPN / Groupon, Inc. 4.24 0 7,075 0 30
2018-06-30 13F-HR HMNY / Helios and Matheson Analytics Inc. 0.00 0 1,000 0 0
2018-06-30 13F-HR GTE / Gran Tierra Energy, Inc. 3.50 0 8,000 0 28
2018-06-30 13F-HR HALO / Halozyme Therapeutics, Inc. 16.00 375 125 -66.67 7 2 -71.43
2018-06-30 13F-HR FIXX / Homology Medicines, Inc. 20.00 100 2
2018-06-30 13F-HR IMMU / Immunomedics, Inc. 24.00 750 750 0.00 11 18 63.64
2018-06-30 13F-HR INTC / Intel Corp. 49.95 6,324 1,081 -82.91 329 54 -83.59
2018-06-30 13F-HR TILE / Interface, Inc. 24.00 625 250 -60.00 16 6 -62.50
2018-06-30 13F-HR HXL / Hexcel Corp. 66.00 500 500 0.00 32 33 3.13
2018-06-30 13F-HR IPWR / Ideal Power Inc. 1.06 21,647 21,647 0.00 25 23 -8.00
2018-06-30 13F-HR IAU / iShares Gold Trust 0.00 21 10 -52.38 0 0
2018-06-30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 85.71 175 175 0.00 15 15 0.00
2018-06-30 13F-HR IVAC / Intevac, Inc. 4.29 700 700 0.00 5 3 -40.00
2018-06-30 13F-HR IRIX / IRIDEX Corp. 6.00 500 500 0.00 3 3 0.00
2018-06-30 13F-HR IIN / Intricon Corp. 40.00 750 875 16.67 15 35 133.33
2018-06-30 13F-HR NVTA / Invitae Corp. 7.36 0 11,000 0 81
2018-06-30 13F-HR ITI / Iteris, Inc. 4.00 1,250 250 -80.00 6 1 -83.33
2018-06-30 13F-HR IWV / iShares Russell 3000 ETF 171.43 35 35 0.00 5 6 20.00
2018-06-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 36.00 250 250 0.00 9 9 0.00
2018-06-30 13F-HR FLOT / iShares Floating Rate Bond ETF 50.97 5,989 7,671 28.08 305 391 28.20
2018-06-30 13F-HR IWP / iShares Russell Midcap Growth ETF 124.14 145 145 0.00 18 18 0.00
2018-06-30 13F-HR IWM / iShares Russell 2000 ETF 163.93 2,750 2,074 -24.58 418 340 -18.66
2018-06-30 13F-HR SLV / iShares Silver Trust 15.00 1,000 1,000 0.00 15 15 0.00
2018-06-30 13F-HR IWC / iShares Micro-cap ETF 105.67 2,113 2,328 10.18 203 246 21.18
2018-06-30 13F-HR GSG / iShares S&P GSCI Commodity-Indexed Trust 0.00 14 6 -57.14 0 0
2018-06-30 13F-HR LRAD / LRAD Corp 2.96 1,350 1,350 0.00 3 4 33.33
2018-06-30 13F-HR MRO / Marathon Oil Corp. 20.62 21,764 1,697 -92.20 351 35 -90.03
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 17.33 700 750 7.14 11 13 18.18
2018-06-30 13F-HR MARATHON PATENT GROUP INC / COM PAR (56585W302) 0.80 2,500 2
2018-06-30 13F-HR EYE / National Vision Holdings, Inc. 36.00 400 250 -37.50 13 9 -30.77
2018-06-30 13F-HR NSSC / NAPCO Security Technologies, Inc. 15.00 1,000 1,000 0.00 12 15 25.00
2018-06-30 13F-HR NUVEEN ALL CAP ENE MLP OPPO / (67075E108) 8.33 2,400 20
2018-06-30 13F-HR OESX / Orion Energy Systems, Inc. 1.09 13,000 16,500 26.92 26 18 -30.77
2018-06-30 13F-HR OCN / Ocwen Financial Corp. 3.97 8,591 23,657 175.37 35 94 168.57
2018-06-30 13F-HR NS / NuStar Energy L.P. 24.00 250 250 0.00 5 6 20.00
2018-06-30 13F-HR ON / ON Semiconductor Corporation 22.00 1,750 1,500 -14.29 43 33 -23.26
2018-06-30 13F-HR PXLW / Pixelworks, Inc. 3.60 24,369 42,475 74.30 94 153 62.77
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. 83.28 1,799 1,525 -15.23 136 127 -6.62
2018-06-30 13F-HR PEP / PepsiCo, Inc. 108.84 457 588 28.67 50 64 28.00
2018-06-30 13F-HR PXD / Pioneer Natural Resources Co. 190.00 0 100 0 19
2018-06-30 13F-HR POOL / Pool Corp. 150.94 105 106 0.95 15 16 6.67
2018-06-30 13F-HR PCOM / Points International Ltd. 16.80 0 1,250 0 21
2018-06-30 13F-HR JCP / J.C. Penney Co., Inc. 0.00 200 200 0.00 1 0 -100.00
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.19 930 1,050 12.90 33 38 15.15
2018-06-30 13F-HR PSA / Public Storage 226.28 274 274 0.00 55 62 12.73
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 77.99 6,270 6,257 -0.21 497 488 -1.81
2018-06-30 13F-HR APTS / Preferred Apartment Communities, Inc. 16.00 250 250 0.00 4 4 0.00
2018-06-30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 32.00 125 125 0.00 5 4 -20.00
2018-06-30 13F-HR ACHI / Accretive Health, Inc. 8.71 8,750 12,050 37.71 62 105 69.35
2018-06-30 13F-HR RFIL / RF Industries, Ltd 7.27 0 15,000 0 109
2018-06-30 13F-HR KRE / SPDR S&P Regional Banking ETF 61.05 6,005 4,341 -27.71 363 265 -27.00
2018-06-30 13F-HR RHP / Ryman Hospitality Properties, Inc. 83.33 2,064 2,064 0.00 160 172 7.50
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc 70.02 557 557 0.00 36 39 8.33
2018-06-30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 76.00 250 250 0.00 19 19 0.00
2018-06-30 13F-HR RGEN / Repligen Corp. 40.00 0 50 0 2
2018-06-30 13F-HR XRGTX / Royce Global Value Trust, Inc. 11.63 86 86 0.00 1 1 0.00
2018-06-30 13F-HR SAIL / SailPoint Technologies Holdings 24.55 17,190 422
2018-06-30 13F-HR SHBI / Shore Bancshares, Inc. 19.01 2,200 2,209 0.41 41 42 2.44
2018-06-30 13F-HR MDY / SPDR S&P Midcap 400 ETF 354.84 1,952 1,984 1.64 667 704 5.55
2018-06-30 13F-HR AOS / Smith (A.O.) Corp. 58.99 1,441 1,441 0.00 92 85 -7.61
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.86 2,100 1,750 -16.67 58 47 -18.97
2018-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF 83.87 785 155 -80.25 64 13 -79.69
2018-06-30 13F-HR STWD / Starwood Property Trust Inc. 22.00 500 500 0.00 10 11 10.00
2018-06-30 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 24.00 125 3
2018-06-30 13F-HR SPOK / Spok Holdings, Inc. 15.20 1,250 19
2018-06-30 13F-HR SWK / Stanley Black & Decker, Inc. 132.97 712 737 3.51 109 98 -10.09
2018-06-30 13F-HR SQ / Square, Inc. 61.75 300 2,510 736.67 15 155 933.33
2018-06-30 13F-HR SWN / Southwestern Energy Co. 6.00 0 500 0 3
2018-06-30 13F-HR SAVE / Spirit Airlines, Inc. 40.00 100 100 0.00 4 4 0.00
2018-06-30 13F-HR STI / SunTrust Banks, Inc. 66.09 525 1,150 119.05 36 76 111.11
2018-06-30 13F-HR STML / Stemline Therapeutics, Inc. 16.00 375 375 0.00 6 6 0.00
2018-06-30 13F-HR RUN / Sunrun Inc. 13.33 0 2,250 0 30
2018-06-30 13F-HR SOHO / Sotherly Hotels Inc. 6.67 750 750 0.00 5 5 0.00
2018-06-30 13F-HR TANDEM DIABETES CARE INC / (875372203) 24.00 125 3
2018-06-30 13F-HR THW / Tekla World Healthcare Fund 12.00 1,500 500 -66.67 19 6 -68.42
2018-06-30 13F-HR DATA / Tableau Software, Inc. 100.00 325 200 -38.46 26 20 -23.08
2018-06-30 13F-HR TXRH / Texas Roadhouse, Inc. 65.51 268 519 93.66 16 34 112.50
2018-06-30 13F-HR SGRY / Surgery Partners, Inc. 16.00 375 250 -33.33 6 4 -33.33
2018-06-30 13F-HR TLND / Talend S.A. 62.40 0 1,250 0 78
2018-06-30 13F-HR TTWO / Take-Two Interactive Software, Inc. 120.00 0 100 0 12
2018-06-30 13F-HR TDOC / Teladoc, Inc. 56.67 125 300 140.00 5 17 240.00
2018-06-30 13F-HR GTS / Triple-S Management Corp. 40.00 250 10
2018-06-30 13F-HR MMM / 3M Co. 200.00 50 50 0.00 11 10 -9.09
2018-06-30 13F-HR TOWN / Towne Bank (Portsmouth, VA) 32.26 1,210 310 -74.38 35 10 -71.43
2018-06-30 13F-HR TRXC / TransEnterix, Inc. 4.40 0 5,000 0 22
2018-06-30 13F-HR TRIP / TripAdvisor, Inc. 56.00 375 375 0.00 15 21 40.00
2018-06-30 13F-HR TGA / TransGlobe Energy Corporation 2.50 1,200 1,200 0.00 2 3 50.00
2018-06-30 13F-HR TY / Tri-Continental Corp. 26.46 750 756 0.80 20 20 0.00
2018-06-30 13F-HR BLD / TopBuild Corp. 80.00 250 250 0.00 19 20 5.26
2018-06-30 13F-HR HWAY / Healthways, Inc. 32.00 250 125 -50.00 10 4 -60.00
2018-06-30 13F-HR UPLD / Upland Software, Inc. 34.25 4,575 4,175 -8.74 132 143 8.33
2018-06-30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 125.00 64 64 0.00 7 8 14.29
2018-06-30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 57.14 35 35 0.00 2 2 0.00
2018-06-30 13F-HR UTX / United Technologies Corp. 125.00 345 496 43.77 43 62 44.19
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.26 1,772 9,232 420.99 85 464 445.88
2018-06-30 13F-HR VICR / Vicor Corp. 43.51 500 5,125 925.00 14 223 1,492.86
2018-06-30 13F-HR VRSZ / Verso Corporation 24.00 125 125 0.00 2 3 50.00
2018-06-30 13F-HR VMW / VMWare, Inc. 150.00 100 100 0.00 12 15 25.00
2018-06-30 13F-HR WTI / W & T Offshore, Inc. 7.17 0 21,200 0 152
2018-06-30 13F-HR AUY / Yamana Gold Inc. 2.70 1,850 1,850 0.00 5 5 0.00
2018-06-30 13F-HR VG / Vonage Holdings Corp. 12.00 0 500 0 6
2018-06-30 13F-HR ZUO / ZUORA INC 26.89 1,525 41
2018-06-30 13F-HR KINIKSA PHARMACEUTICALS LTD / COM CL A (G5269C101) 15.00 200 3
2018-06-30 13F-HR GLNG / Golar LNG Ltd. 29.33 2,375 750 -68.42 65 22 -66.15
2018-06-30 13F-HR CB / Chubb Ltd 126.70 371 221 -40.43 51 28 -45.10
2018-06-30 13F-HR CISN / Cision Ltd. 16.00 250 250 0.00 3 4 33.33
2018-06-30 13F-HR CYBR / CyberArk Software Ltd. 64.00 125 125 0.00 6 8 33.33
2018-06-30 13F-HR MCS / Marcus Corporation (THE) 32.43 1,668 3,207 92.27 51 104 103.92
2018-06-30 13F-HR MITK / Mitek Systems, Inc. 8.91 22,150 21,650 -2.26 164 193 17.68
2018-06-30 13F-HR CLFD / Clearfield, Inc. 11.00 1,250 1,000 -20.00 16 11 -31.25
2018-06-30 13F-HR ANCX / Access National Corp. 28.00 250 250 0.00 7 7 0.00
2018-06-30 13F-HR DM / Dominion Midstream Partners LP 13.60 3,500 2,500 -28.57 54 34 -37.04
2018-06-30 13F-HR DNKN / Dunkin' Brands Group, Inc. 61.54 130 65 -50.00 8 4 -50.00
2018-06-30 13F-HR ZIXI / Zix Corporation 5.38 0 11,714 0 63
2018-06-30 13F-HR DCO / Ducommun Inc. 32.00 250 250 0.00 8 8 0.00
2018-06-30 13F-HR KEY / KeyCorp 19.62 8,600 5,250 -38.95 168 103 -38.69
2018-06-30 13F-HR MOBL / MobileIron, Inc. 4.67 2,500 1,500 -40.00 12 7 -41.67
2018-06-30 13F-HR VIAV / Viavi Solutions Inc. 10.26 2,250 5,750 155.56 22 59 168.18
2018-06-30 13F-HR CMCSA / Comcast Corp. 33.33 560 810 44.64 19 27 42.11
2018-06-30 13F-HR ETN / Eaton Corporation 74.94 1,548 1,548 0.00 124 116 -6.45
2018-06-30 13F-HR CRM / Salesforce.com, Inc. 136.55 2,825 3,105 9.91 329 424 28.88
2018-06-30 13F-HR NVCR / NovoCure Limited 32.00 375 375 0.00 8 12 50.00
2018-06-30 13F-HR LEJU / Leju Holdings Limited 0.00 24 24 0.00 0 0
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.64 4,924 4,856 -1.38 449 479 6.68
2018-06-30 13F-HR MYE / Myers Industries, Inc. 19.24 2,610 4,470 71.26 55 86 56.36
2018-06-30 13F-HR LUNA / Luna Innovations, Inc. 2.98 124,823 136,551 9.40 404 407 0.74
2018-06-30 13F-HR IP / International Paper Company 52.00 250 250 0.00 13 13 0.00
2018-06-30 13F-HR DVYE / iShares Emerging Markets Dividend ETF 40.00 750 500 -33.33 33 20 -39.39
2018-06-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.96 295 765 159.32 30 78 160.00
2018-06-30 13F-HR SIVR / ETFS Silver Trust 16.00 250 250 0.00 4 4 0.00
2018-06-30 13F-HR GLOG / GasLog Ltd. 16.00 0 125 0 2
2018-06-30 13F-HR MAR / Marriott International, Inc. 125.96 649 651 0.31 88 82 -6.82
2018-06-30 13F-HR IBKR / Interactive Brokers Group, Inc. 64.73 1,250 1,375 10.00 84 89 5.95
2018-06-30 13F-HR MKL / Markel Corp. 1,000.00 4 4 0.00 5 4 -20.00
2018-06-30 13F-HR VDC / Vanguard Consumer Staples ETF 133.33 875 405 -53.71 119 54 -54.62
2018-06-30 13F-HR DUK / Duke Energy Corp. 77.87 244 244 0.00 19 19 0.00
2018-06-30 13F-HR VGK / Vanguard FTSE Europe ETF 55.36 302 560 85.43 18 31 72.22
2018-06-30 13F-HR USCR / U.S. Concrete, Inc. 53.33 375 375 0.00 23 20 -13.04
2018-06-30 13F-HR VDE / Vanguard Energy ETF 106.67 75 75 0.00 7 8 14.29
2018-06-30 13F-HR PRAH / PRA Health Sciences, Inc. 92.00 250 250 0.00 21 23 9.52
2018-06-30 13F-HR MCD / McDonald's Corp. 159.42 138 138 0.00 22 22 0.00
2018-06-30 13F-HR HDP / Hortonworks, Inc. 18.09 2,875 2,875 0.00 59 52 -11.86
2018-06-30 13F-HR ASIX / AdvanSix Inc. 0.00 5 5 0.00 0 0
2018-06-30 13F-HR OCLR / Oclaro, Inc 8.00 12,750 500 -96.08 122 4 -96.72
2018-06-30 13F-HR CDE / Coeur Mining, Inc. 0.00 10 10 0.00 0 0
2018-06-30 13F-HR IDTI / Integrated Device Technology, Inc. 32.00 0 1,250 0 40
2018-06-30 13F-HR IRBT / iRobot Corp. 72.00 125 125 0.00 8 9 12.50
2018-06-30 13F-HR OSK / Oshkosh Corporation 70.59 510 510 0.00 39 36 -7.69
2018-06-30 13F-HR CECO / Career Education Corp. 16.00 1,000 1,000 0.00 13 16 23.08
2018-06-30 13F-HR DBX / DROPBOX, INC. 32.45 6,375 3,020 -52.63 199 98 -50.75
2018-06-30 13F-HR NBR / Nabors Industries Ltd. 10.00 600 100 -83.33 4 1 -75.00
2018-06-30 13F-HR SGMO / Sangamo BioSciences, Inc. 16.00 250 250 0.00 5 4 -20.00
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.00 250 250 0.00 14 15 7.14
2018-06-30 13F-HR ETSY / Etsy, Inc. 42.28 3,250 3,240 -0.31 91 137 50.55
2018-06-30 13F-HR GRMN / Garmin Ltd. 60.00 250 250 0.00 15 15 0.00
2018-06-30 13F-HR EGAN / eGain Corporation 15.10 10,500 10,000 -4.76 83 151 81.93
2018-06-30 13F-HR ICAD / icad, inc. 3.00 1,000 1,000 0.00 3 3 0.00
2018-06-30 13F-HR SHAK / Shake Shack, Inc. 66.67 850 675 -20.59 35 45 28.57
2018-06-30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 75.37 647 743 14.84 46 56 21.74
2018-06-30 13F-HR PSEC / Prospect Capital Corp. 8.00 250 250 0.00 2 2 0.00
2018-06-30 13F-HR AKTS / Akoustis Technologies, Inc. 7.27 11,750 86,883 639.43 69 632 815.94
2018-06-30 13F-HR YOGA / YogaWorks, Inc. 1.81 38,531 26,500 -31.22 111 48 -56.76
2018-06-30 13F-HR VOOG / Vanguard S&P 500 Growth ETF 146.67 300 300 0.00 42 44 4.76
2018-06-30 13F-HR DY / Dycom Industries, Inc. 95.08 100 305 205.00 11 29 163.64
2018-06-30 13F-HR INSM / Insmed, Inc. 24.00 500 500 0.00 11 12 9.09
2018-06-30 13F-HR EOG / EOG Resources, Inc. 124.14 40 580 1,350.00 4 72 1,700.00
2018-06-30 13F-HR HON / Honeywell International, Inc. 143.93 850 1,195 40.59 123 172 39.84
2018-06-30 13F-HR SKYY / First Trust Exchange- Traded Fund II 53.16 2,280 4,759 108.73 110 253 130.00
2018-06-30 13F-HR REMX / Market Vectors Rare Earth/Strategic Metals ETF 22.67 1,000 750 -25.00 28 17 -39.29
2018-06-30 13F-HR D / Dominion Resources, Inc. 68.16 4,025 4,431 10.09 271 302 11.44
2018-06-30 13F-HR VTV / Vanguard Value ETF 103.82 10,740 10,730 -0.09 1,108 1,114 0.54
2018-06-30 13F-HR AYX / Alteryx Inc. 38.12 1,250 2,125 70.00 43 81 88.37
2018-06-30 13F-HR SND / Smart Sand, Inc. 5.33 750 375 -50.00 4 2 -50.00
2018-06-30 13F-HR HST / Host Hotels & Resorts, Inc. 0.00 2 2 0.00 0 0
2018-06-30 13F-HR IR / Ingersoll-Rand plc 89.66 1,793 1,818 1.39 153 163 6.54
2018-06-30 13F-HR FCPT / Four Corners Property Trust, Inc. 24.80 344 2,460 615.12 8 61 662.50
2018-06-30 13F-HR USAC / USA Compression Partners LP 16.00 500 500 0.00 8 8 0.00
2018-06-30 13F-HR AMRC / Ameresco, Inc. 12.00 2,125 1,500 -29.41 28 18 -35.71
2018-06-30 13F-HR ATHM / Autohome Inc. 100.00 250 250 0.00 21 25 19.05
2018-06-30 13F-HR SHSP / SharpSpring, Inc. 8.00 500 500 0.00 3 4 33.33
2018-06-30 13F-HR UAA / Under Armour, Inc. 21.18 1,850 850 -54.05 27 18 -33.33
2018-06-30 13F-HR COUP / Coupa Software Incorporated 62.00 500 500 0.00 23 31 34.78
2018-06-30 13F-HR VRNS / Varonis Systems, Inc. 74.00 600 500 -16.67 36 37 2.78
2018-06-30 13F-HR MOMO / Momo Inc. 42.67 250 375 50.00 9 16 77.78
2018-06-30 13F-HR CRSP / CRISPR Therapeutics AG 56.00 450 125 -72.22 21 7 -66.67
2018-06-30 13F-HR GOLD / Randgold Resources Ltd. 76.00 250 250 0.00 21 19 -9.52
2018-06-30 13F-HR AHT / Ashford Hospitality Trust Inc. 8.00 1,000 2,000 100.00 6 16 166.67
2018-06-30 13F-HR KANG / iKang Healthcare Group, Inc. 20.00 250 250 0.00 5 5 0.00
2018-06-30 13F-HR QLYS / Qualys, Inc. 88.00 125 125 0.00 9 11 22.22
2018-06-30 13F-HR FDX / FedEx Corp. 225.68 327 257 -21.41 78 58 -25.64
2018-06-30 13F-HR RAIL / FreightCar America, Inc. 16.92 3,014 3,014 0.00 40 51 27.50
2018-06-30 13F-HR NTNX / Nutanix, Inc. 51.73 2,125 1,875 -11.76 104 97 -6.73
2018-06-30 13F-HR CHK / Chesapeake Energy Corp. 6.67 150 150 0.00 0 1
2018-06-30 13F-HR MAXR / Maxar Technologies Ltd. 51.28 78 78 0.00 4 4 0.00
2018-06-30 13F-HR ECA / EnCana Corp. 13.00 1,000 1,000 0.00 11 13 18.18
2018-06-30 13F-HR CASA / Casa Systems, Inc. 16.43 1,500 1,400 -6.67 44 23 -47.73
2018-06-30 13F-HR WDAY / Workday, Inc. 121.82 550 550 0.00 70 67 -4.29
2018-06-30 13F-HR HYGS / Hydrogenics Corp 8.00 250 250 0.00 2 2 0.00
2018-06-30 13F-HR IPHI / Inphi Corp. 32.00 0 125 0 4
2018-06-30 13F-HR PRLB / Proto Labs, Inc. 120.00 0 50 0 6
2018-06-30 13F-HR PDEX / Pro-Dex, Inc. 6.50 2,000 2,000 0.00 14 13 -7.14
2018-06-30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 82.86 700 700 0.00 59 58 -1.69
2018-06-30 13F-HR GLD / SPDR Gold Shares 120.00 350 350 0.00 44 42 -4.55
2018-06-30 13F-HR KNSL / Kinsale Capital Group, Inc. 54.83 8,755 8,755 0.00 449 480 6.90
2018-06-30 13F-HR CWH / Camping World Holdings, Inc. 24.89 1,125 1,125 0.00 36 28 -22.22
2018-06-30 13F-HR SENS / Senseonics Holdings, Inc. 4.13 0 26,900 0 111
2018-06-30 13F-HR FRTA / Forterra, Inc. 9.74 4,150 3,900 -6.02 35 38 8.57
2018-06-30 13F-HR VIA / Viacom, Inc. 36.36 273 275 0.73 11 10 -9.09
2018-06-30 13F-HR KEM / KEMET Corp. 24.00 500 375 -25.00 9 9 0.00
2018-06-30 13F-HR CIEN / Ciena Corp. 26.67 125 1,500 1,100.00 3 40 1,233.33
2018-06-30 13F-HR TISA / Top Image Systems Ltd. 1.00 2,000 2,000 0.00 2 2 0.00
2018-06-30 13F-HR RMP / Rice Midstream Partners LP 16.00 375 375 0.00 7 6 -14.29
2018-06-30 13F-HR NEON / Neonode, Inc. 0.00 8 8 0.00 0 0
2018-06-30 13F-HR CRMD / CorMedix Inc. 0.00 2,000 2,000 0.00 0 0
2018-06-30 13F-HR FNSR / Finisar Corporation 18.13 3,000 1,875 -37.50 47 34 -27.66
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. 14.98 7,375 11,750 59.32 74 176 137.84
2018-06-30 13F-HR RTIX / RTI Surgical, Inc. 4.00 250 250 0.00 1 1 0.00
2018-06-30 13F-HR DXCM / DexCom, Inc. 94.74 0 95 0 9
2018-06-30 13F-HR ATRA / Atara Biotherapeutics, Inc. 40.00 125 125 0.00 5 5 0.00
2018-06-30 13F-HR FTV / Fortive Corporation 71.43 56 56 0.00 4 4 0.00
2018-06-30 13F-HR SIEN / Sientra, Inc. 19.29 0 2,125 0 41
2018-06-30 13F-HR EPD / Enterprise Products Partners L.P. 27.69 2,500 4,550 82.00 61 126 106.56
2018-06-30 13F-HR TVPT / Travelport Worldwide Ltd. 16.00 125 125 0.00 1 2 100.00
2018-06-30 13F-HR NOVT / Novanta Inc. 62.40 0 625 0 39
2018-06-30 13F-HR DXC / DXC Technology Company 125.00 108 8 -92.59 11 1 -90.91
2018-06-30 13F-HR TROX / Tronox Ltd 20.00 500 500 0.00 9 10 11.11
2018-06-30 13F-HR BIOD / Biodel, Inc. 35.33 1,512 1,387 -8.27 49 49 0.00
2018-06-30 13F-HR PRMW / Primo Water Corp. 17.49 21,625 22,755 5.23 253 398 57.31
2018-06-30 13F-HR FOLD / Amicus Therapeutics, Inc. 15.56 2,827 2,827 0.00 43 44 2.33
2018-06-30 13F-HR ABCD / Cambium Learning Group, Inc. 8.00 0 125 0 1
2018-06-30 13F-HR MA / MasterCard Incorporated 196.67 950 900 -5.26 166 177 6.63
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.50 930 1,406 51.18 69 116 68.12
2018-06-30 13F-HR REI / Ring Energy, Inc. 12.00 250 250 0.00 4 3 -25.00
2018-06-30 13F-HR KO / Coca Cola Co. 83.33 12 12 0.00 1 1 0.00
2018-06-30 13F-HR CTMX / CytomX Therapeutics, Inc. 24.00 125 125 0.00 4 3 -25.00
2018-06-30 13F-HR CTRL / Control4 Corp 24.53 2,125 1,875 -11.76 46 46 0.00
2018-06-30 13F-HR FSCT / ForeScout Technologies, Inc. 34.34 250 2,825 1,030.00 8 97 1,112.50
2018-06-30 13F-HR ADC / Agree Realty Corp. 56.00 125 125 0.00 6 7 16.67
2018-06-30 13F-HR HDSN / Hudson Technologies, Inc. 2.00 12,465 30,435 144.16 62 61 -1.61
2018-06-30 13F-HR ATOM / Atomera Incorporated 6.09 5,600 2,300 -58.93 35 14 -60.00
2018-06-30 13F-HR ZDGE / Zedge, Inc. 3.86 2,100 3,108 48.00 7 12 71.43
2018-06-30 13F-HR DNP / DNP Select Income Fund, Inc. 10.76 15,057 9,198 -38.91 155 99 -36.13
2018-06-30 13F-HR LEE / Lee Enterprises, Inc. 2.00 0 500 0 1
2018-06-30 13F-HR FBHS / Fortune Brands Home & Security, Inc. 54.08 1,017 1,017 0.00 60 55 -8.33
2018-06-30 13F-HR RMT / Royce Micro-Cap Trust, Inc. 9.90 5,946 4,951 -16.73 56 49 -12.50
2018-06-30 13F-HR ENTG / Entegris, Inc. 35.71 251 252 0.40 9 9 0.00
2018-06-30 13F-HR MIXT / MiX Telematics Limited 16.00 500 125 -75.00 8 2 -75.00
2018-06-30 13F-HR FIT / Fitbit Inc. 6.00 0 500 0 3
2018-06-30 13F-HR FLGT / Fulgent Genetics, Inc. 4.11 15,832 13,384 -15.46 63 55 -12.70
2018-06-30 13F-HR CVNA / Carvana Co. 40.00 0 250 0 10
2018-06-30 13F-HR ZEN / Zendesk, Inc. 56.00 375 125 -66.67 18 7 -61.11
2018-06-30 13F-HR CLNE / Clean Energy Fuels Corp. 3.71 0 3,500 0 13
2018-06-30 13F-HR GCI / Gannett Co., Inc. 12.00 250 250 0.00 2 3 50.00
2018-06-30 13F-HR BEAT / BioTelemetry, Inc. 44.91 1,250 2,650 112.00 39 119 205.13
2018-06-30 13F-HR ADBE / Adobe Systems, Inc. 245.71 175 175 0.00 38 43 13.16
2018-06-30 13F-HR IRDM / Iridium Communications Inc 16.00 0 250 0 4
2018-06-30 13F-HR ASTE / Astec Industries, Inc. 60.00 700 500 -28.57 39 30 -23.08
2018-06-30 13F-HR TXT / Textron, Inc. 66.67 375 375 0.00 22 25 13.64
2018-06-30 13F-HR IBM / International Business Machines Corp. 140.17 608 478 -21.38 93 67 -27.96
2018-06-30 13F-HR XOXO / XO Group Inc. 32.00 250 250 0.00 5 8 60.00
2018-06-30 13F-HR FLO / Flowers Foods, Inc. 20.00 250 250 0.00 5 5 0.00
2018-06-30 13F-HR TGT / Target Corp. 77.33 500 375 -25.00 35 29 -17.14
2018-06-30 13F-HR FEM / First Trust Emerging Markets AlphaDEX Fund 24.00 250 250 0.00 7 6 -14.29
2018-06-30 13F-HR MANU / Manchester United Ltd. 20.79 1,299 1,299 0.00 25 27 8.00
2018-06-30 13F-HR SRPT / Sarepta Therapeutics, Inc. 140.00 0 50 0 7
2018-06-30 13F-HR KTCC / Key Tronic Corp. 8.00 750 750 0.00 5 6 20.00
2018-06-30 13F-HR FND / Floor & Decor Holdings, Inc. 49.60 2,650 1,250 -52.83 138 62 -55.07
2018-06-30 13F-HR QADB / QAD, Inc. 52.00 250 250 0.00 10 13 30.00
2018-06-30 13F-HR V / Visa, Inc. 132.30 2,022 2,192 8.41 242 290 19.83
2018-06-30 13F-HR UVSP / Univest Corp. of Pennsylvania 27.36 804 804 0.00 22 22 0.00
2018-06-30 13F-HR ZAYO / Zayo Group Holdings, Inc. 36.54 5,000 4,625 -7.50 171 169 -1.17
2018-06-30 13F-HR BNDX / Vanguard Total International Bond ETF 53.63 349 317 -9.17 19 17 -10.53
2018-06-30 13F-HR GLOP / GasLog Partners LP 24.00 500 750 50.00 12 18 50.00
2018-06-30 13F-HR KGC / Kinross Gold Corp. 3.24 617 617 0.00 2 2 0.00
2018-06-30 13F-HR WEN / The Wendy's Company 16.00 125 250 100.00 2 4 100.00
2018-06-30 13F-HR STAA / Staar Surgical Co. 32.00 750 500 -33.33 11 16 45.45
2018-06-30 13F-HR TJX / TJX Companies, Inc. (The) 100.00 0 100 0 10
2018-06-30 13F-HR OPHT / Ophthotech Corp 2.68 16,038 7,843 -51.10 44 21 -52.27
2018-06-30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 107.07 341 467 36.95 37 50 35.14
2018-06-30 13F-HR BTI / British American Tobacco p.l.c. 50.53 1,504 1,504 0.00 87 76 -12.64
2018-06-30 13F-HR COG / Cabot Oil & Gas Corp. 25.00 0 200 0 5
2018-06-30 13F-HR AQ / Aquantia Corp. 10.67 250 375 50.00 4 4 0.00
2018-06-30 13F-HR XRVTX / Royce Value Trust, Inc. 15.86 867 883 1.85 13 14 7.69
2018-06-30 13F-HR EXAS / EXACT Sciences Corp. 56.00 0 125 0 7
2018-06-30 13F-HR VUZI / Vuzix Corp 8.00 500 500 0.00 3 4 33.33
2018-06-30 13F-HR LTRX / Lantronix, Inc. 2.88 0 8,000 0 23
2018-06-30 13F-HR INWK / InnerWorkings, Inc. 8.00 500 500 0.00 5 4 -20.00
2018-06-30 13F-HR MPC / Marathon Petroleum Corp. 73.33 0 150 0 11
2018-06-30 13F-HR MUR / Murphy Oil Corp. 32.00 250 250 0.00 6 8 33.33
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.15 2,934 2,423 -17.42 772 657 -14.90
2018-06-30 13F-HR CAI / CAI International, Inc. 23.00 1,000 1,000 0.00 21 23 9.52
2018-06-30 13F-HR CAT / Caterpillar, Inc. 136.00 375 375 0.00 55 51 -7.27
2018-06-30 13F-HR ARTW / Art's-Way Manufacturing Co., Inc. 2.62 0 18,700 0 49
2018-06-30 13F-HR NNI / Nelnet, Inc. 59.16 523 524 0.19 27 31 14.81
2018-06-30 13F-HR PFIE / Profire Energy, Inc. 3.26 36 1,536 4,166.67 0 5
2018-06-30 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.40 3,500 2,500 -28.57 21 16 -23.81
2018-06-30 13F-HR EXEL / Exelixis, Inc. 24.00 0 125 0 3
2018-06-30 13F-HR CVA / Covanta Holding Corp. 16.00 250 750 200.00 4 12 200.00
2018-06-30 13F-HR PAR / Par Technology Corp. 18.00 500 500 0.00 7 9 28.57
2018-06-30 13F-HR PANW / Palo Alto Networks, Inc. 205.71 1,175 1,050 -10.64 213 216 1.41
2018-06-30 13F-HR DFS / Discover Financial Services 70.11 540 542 0.37 39 38 -2.56
2018-06-30 13F-HR TRUP / Trupanion, Inc. 37.33 375 375 0.00 11 14 27.27
2018-06-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 47.62 15 21 40.00 1 1 0.00
2018-06-30 13F-HR TMUS / T-Mobile US, Inc. 59.43 875 875 0.00 53 52 -1.89
2018-06-30 13F-HR SWCH / Switch Inc 12.00 1,250 750 -40.00 20 9 -55.00
2018-06-30 13F-HR DLTR / Dollar Tree, Inc. 81.82 175 110 -37.14 17 9 -47.06
2018-06-30 13F-HR EPAY / Bottomline Technologies, Inc. 50.16 957 957 0.00 37 48 29.73
2018-06-30 13F-HR BHGE / Baker Hughes, a GE company 25.00 40 40 0.00 1 1 0.00
2018-06-30 13F-HR SVT / Servotronics, Inc 0.00 3 3 0.00 0 0
2018-06-30 13F-HR CTL / CenturyLink, Inc. 18.57 575 700 21.74 9 13 44.44
2018-06-30 13F-HR AEP / American Electric Power Company, Inc. 68.97 957 957 0.00 66 66 0.00
2018-06-30 13F-HR CORT / Corcept Therapeutics, Inc. 16.00 125 125 0.00 2 2 0.00
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF 95.05 3,335 3,335 0.00 293 317 8.19
2018-06-30 13F-HR NVTR / Nuvectra Corporation 20.53 4,000 5,456 36.40 52 112 115.38
2018-06-30 13F-HR NTIP / Network-1 Technologies, Inc. 4.00 1,000 500 -50.00 3 2 -33.33
2018-06-30 13F-HR SNAP / Snapchat, Inc. 13.03 5,550 5,449 -1.82 88 71 -19.32
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited 185.35 1,900 1,775 -6.58 349 329 -5.73
2018-06-30 13F-HR SBUX / Starbucks Corp. 44.44 270 90 -66.67 16 4 -75.00
2018-06-30 13F-HR VYGR / Voyager Therapeutics, Inc 19.58 4,151 11,951 187.91 78 234 200.00
2018-06-30 13F-HR PAA / Plains All American Pipeline, L.P. 23.49 625 2,725 336.00 14 64 357.14
2018-06-30 13F-HR ZYNE / Zynerba Pharmaceuticals, Inc. 9.76 5,125 5,125 0.00 45 50 11.11
2018-06-30 13F-HR WIX / Wix.com Ltd. 104.00 125 125 0.00 10 13 30.00
2018-06-30 13F-HR TTEK / Tetra Tech, Inc. 61.07 130 131 0.77 6 8 33.33
2018-06-30 13F-HR WMT / Walmart, Inc. 86.71 681 346 -49.19 61 30 -50.82
2018-06-30 13F-HR SLB / Schlumberger Ltd. 66.67 625 750 20.00 40 50 25.00
2018-06-30 13F-HR EDIT / Editas Medicine, Inc. 36.00 1,375 2,000 45.45 46 72 56.52
2018-06-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 240.00 100 100 0.00 24 24 0.00
2018-06-30 13F-HR BCOV / Brightcove Inc. 8.00 0 125 0 1
2018-06-30 13F-HR KOPN / Kopin Corp. 2.86 18,250 20,300 11.23 57 58 1.75
2018-06-30 13F-HR MRTX / Mirati Therapeutics, Inc. 49.60 1,250 1,250 0.00 38 62 63.16
2018-06-30 13F-HR ABX / Barrick Gold Corp. 12.90 1,008 1,008 0.00 13 13 0.00
2018-06-30 13F-HR JNJ / Johnson & Johnson 121.18 906 949 4.75 116 115 -0.86
2018-06-30 13F-HR CHCO / City Holding Co. 77.78 179 180 0.56 12 14 16.67
2018-06-30 13F-HR CC / Chemours Company (The) 50.00 40 40 0.00 2 2 0.00
2018-06-30 13F-HR EGY / VAALCO Energy, Inc. 2.73 1,000 22,000 2,100.00 1 60 5,900.00
2018-06-30 13F-HR NOC / Northrop Grumman Corp. 308.03 471 461 -2.12 164 142 -13.41
2018-06-30 13F-HR VSH / Vishay Intertechnology, Inc. 23.00 1,000 1,000 0.00 19 23 21.05
2018-06-30 13F-HR SMED / Sharps Compliance Corp. 3.70 48,894 23,484 -51.97 222 87 -60.81
2018-06-30 13F-HR VOE / Vanguard Mid-Cap Value ETF 100.00 40 40 0.00 4 4 0.00
2018-06-30 13F-HR SYPR / Sypris Solutions, Inc. 1.60 0 2,500 0 4
2018-06-30 13F-HR IWO / iShares Russell 2000 Growth ETF 205.13 234 234 0.00 45 48 6.67
2018-06-30 13F-HR STM / STMicroelectronics N.V. 22.09 7,750 5,750 -25.81 173 127 -26.59
2018-06-30 13F-HR VBFC / Village Bank & Trust Financial Corp. 31.75 63 63 0.00 2 2 0.00
2018-06-30 13F-HR CWST / Casella Waste Systems, Inc. 25.45 2,750 2,750 0.00 64 70 9.38
2018-06-30 13F-HR LW / Lamb Weston Holdings, Inc. 68.25 1,641 1,641 0.00 96 112 16.67
2018-06-30 13F-HR ROKU / Roku Inc 42.45 3,803 1,225 -67.79 118 52 -55.93
2018-06-30 13F-HR HP / Helmerich & Payne, Inc. 64.00 125 125 0.00 8 8 0.00
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 194.67 375 375 0.00 67 73 8.96
2018-06-30 13F-HR VBR / Vanguard Small-Cap Value ETF 135.81 6,708 6,693 -0.22 868 909 4.72
2018-06-30 13F-HR DW / Drew Industries, Inc. 89.61 554 558 0.72 58 50 -13.79
2018-06-30 13F-HR VBK / Vanguard Small-Cap Growth ETF 176.47 442 442 0.00 72 78 8.33
2018-06-30 13F-HR APO / Apollo Global Management LLC 31.37 640 765 19.53 19 24 26.32
2018-06-30 13F-HR OLLI / Ollie's Bargain Outlet Holdings, Inc. 72.73 600 550 -8.33 36 40 11.11
2018-06-30 13F-HR ARRY / Array BioPharma, Inc. 16.00 125 125 0.00 2 2 0.00
2018-06-30 13F-HR RING / iShares MSCI Global Gold Miners ETF 16.00 125 125 0.00 2 2 0.00
2018-06-30 13F-HR ORCL / Oracle Corp. 29.41 334 34 -89.82 15 1 -93.33
2018-06-30 13F-HR NXRT / NexPoint Residential Trust, Inc. 28.00 500 500 0.00 12 14 16.67
2018-06-30 13F-HR TWTR / Twitter, Inc. 43.65 6,080 8,430 38.65 176 368 109.09
2018-06-30 13F-HR BCLI / BrainStorm Cell Therapeutics Inc. 5.00 1,500 200 -86.67 6 1 -83.33
2018-06-30 13F-HR SYX / Systemax, Inc. 36.00 250 250 0.00 7 9 28.57
2018-06-30 13F-HR XPO / XPO Logistics, Inc. 100.00 1,500 1,500 0.00 153 150 -1.96
2018-06-30 13F-HR UPS / United Parcel Service, Inc. 100.00 50 50 0.00 5 5 0.00
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. 71.67 500 600 20.00 38 43 13.16
2018-06-30 13F-HR GSK / GlaxoSmithKline plc 40.00 875 625 -28.57 34 25 -26.47
2018-06-30 13F-HR NSC / Norfolk Southern Corp. 150.00 300 300 0.00 41 45 9.76
2018-06-30 13F-HR BZUN / Baozun Inc. 54.48 1,250 1,450 16.00 57 79 38.60
2018-06-30 13F-HR MAS / Masco Corp. 38.02 262 263 0.38 11 10 -9.09
2018-06-30 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 12.35 162 162 0.00 2 2 0.00
2018-06-30 13F-HR VTI / Vanguard Total Stock Market Index Fund 140.09 430 464 7.91 58 65 12.07
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,698.95 422 475 12.56 611 807 32.08
2018-06-30 13F-HR LPTH / LightPath Technologies, Inc. 2.30 132,260 110,165 -16.71 291 253 -13.06
2018-06-30 13F-HR LULU / lululemon athletica inc. 120.00 0 100 0 12
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.33 1,350 3,000 122.22 70 157 124.29
2018-06-30 13F-HR IOTS / Adesto Technologies Corporation 8.33 750 3,000 300.00 6 25 316.67
2018-06-30 13F-HR IGT / International Game Technology PLC 25.00 0 200 0 5
2018-06-30 13F-HR QTS / QTS Realty Trust, Inc. 40.00 125 750 500.00 5 30 500.00
2018-06-30 13F-HR EDU / New Oriental Education & Technology Group, Inc. 96.00 125 125 0.00 11 12 9.09
2018-06-30 13F-HR WFC / Wells Fargo & Co. 53.44 231 131 -43.29 12 7 -41.67
2018-06-30 13F-HR TBF / ProShares Short 20+ Yr Treasury 22.66 4,002 6,002 49.98 91 136 49.45
2018-06-30 13F-HR TCMD / Tactile Systems Technology, Inc 52.00 250 250 0.00 8 13 62.50
2018-06-30 13F-HR SAM / Boston Beer Company, Inc. (THE) 300.00 10 10 0.00 2 3 50.00
2018-06-30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.00 1,000 1,000 0.00 5 5 0.00
2018-06-30 13F-HR ZG / Zillow Group, Inc. 59.00 1,040 1,000 -3.85 56 59 5.36
2018-06-30 13F-HR RTN / Raytheon Co. 192.31 736 364 -50.54 159 70 -55.97
2018-06-30 13F-HR CNSL / Consolidated Communications Holdings, Inc. 12.00 0 500 0 6
2018-06-30 13F-HR C / Citigroup, Inc. 66.97 3,448 7,436 115.66 233 498 113.73
2018-06-30 13F-HR EXPE / Expedia, Inc. 120.00 125 125 0.00 14 15 7.14
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF 67.16 402 402 0.00 28 27 -3.57
2018-06-30 13F-HR DVY / iShares Select Dividend ETF 99.53 211 211 0.00 20 21 5.00
2018-06-30 13F-HR OKTA / Okta, Inc. 50.00 500 700 40.00 20 35 75.00
2018-06-30 13F-HR FFTY / Academy Funds Trust 35.09 24,500 24,625 0.51 816 864 5.88
2018-06-30 13F-HR GM / General Motors Company 40.00 450 375 -16.67 16 15 -6.25
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 66.67 405 405 0.00 26 27 3.85
2018-06-30 13F-HR BCO / Brink's Company (The) 80.00 125 125 0.00 9 10 11.11
2018-06-30 13F-HR TEAM / Atlassian Corporation Plc 62.86 300 175 -41.67 16 11 -31.25
2018-06-30 13F-HR RF / Regions Financial Corp. 17.50 900 400 -55.56 17 7 -58.82
2018-06-30 13F-HR VEEV / Veeva Systems Inc. 80.00 100 100 0.00 7 8 14.29
2018-06-30 13F-HR INVE / Identiv, Inc. 3.75 17,725 4,000 -77.43 66 15 -77.27
2018-06-30 13F-HR AMAT / Applied Materials, Inc. 46.00 5,281 1,000 -81.06 294 46 -84.35
2018-06-30 13F-HR BA / Boeing Company (The) 335.22 226 531 134.96 74 178 140.54
2018-06-30 13F-HR WTW / Weight Watchers International, Inc. 100.00 250 250 0.00 16 25 56.25
2018-06-30 13F-HR AYR / Aircastle Ltd. 20.00 750 750 0.00 15 15 0.00
2018-06-30 13F-HR LUV / Southwest Airlines Co. 51.11 898 900 0.22 51 46 -9.80
2018-06-30 13F-HR AA / Alcoa Corp. 48.13 396 374 -5.56 18 18 0.00
2018-06-30 13F-HR IWN / iShares Russell 2000 Value ETF 131.81 3,792 3,467 -8.57 462 457 -1.08
2018-06-30 13F-HR ATVI / Activision Blizzard, Inc. 75.92 0 1,225 0 93
2018-06-30 13F-HR VCRA / Vocera Communications, Inc. 28.00 250 250 0.00 6 7 16.67
2018-06-30 13F-HR WMB / Williams Companies, Inc. (The) 26.76 407 411 0.98 10 11 10.00
2018-06-30 13F-HR VXUS / Vanguard Total International Stock ETF 53.33 150 150 0.00 8 8 0.00
2018-06-30 13F-HR SKY / Skyline Corp. 36.00 250 250 0.00 6 9 50.00
2018-06-30 13F-HR TXN / Texas Instruments Inc. 110.75 927 930 0.32 96 103 7.29
2018-06-30 13F-HR LOGM / LogMein, Inc. 104.00 250 250 0.00 29 26 -10.34
2018-06-30 13F-HR PETQ / PetIQ, Inc. 26.86 1,919 9,753 408.23 51 262 413.73
2018-06-30 13F-HR VV / Vanguard Large-Cap ETF 125.00 400 400 0.00 48 50 4.17
2018-06-30 13F-HR IMDZ / Immune Design Corp. 4.00 250 250 0.00 1 1 0.00
2018-06-30 13F-HR RESN / Resonant Inc. 5.33 0 1,500 0 8
2018-06-30 13F-HR ANTM / Anthem, Inc. 240.74 108 108 0.00 24 26 8.33
2018-06-30 13F-HR HOG / Harley-Davidson, Inc. 40.00 50 50 0.00 2 2 0.00
2018-06-30 13F-HR DG / Dollar General Corp. 100.00 0 150 0 15
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 186.32 595 687 15.46 119 128 7.56
2018-06-30 13F-HR VUG / Vanguard Growth ETF 149.84 1,164 1,555 33.59 165 233 41.21
2018-06-30 13F-HR MXL / MaxLinear, Inc. 16.00 375 375 0.00 9 6 -33.33
2018-06-30 13F-HR MS / Morgan Stanley 48.00 250 250 0.00 13 12 -7.69
2018-06-30 13F-HR GBT / Global Blood Therapeutics, Inc. 45.71 375 525 40.00 18 24 33.33
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 49.18 680 61 -91.03 33 3 -90.91
2018-06-30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 133.93 112 112 0.00 15 15 0.00
2018-06-30 13F-HR FOXF / Fox Factory Holding Corp. 48.00 250 250 0.00 9 12 33.33
2018-06-30 13F-HR SPSB / SPDR Portfolio Short Term Corpor 30.00 2,000 2,000 0.00 60 60 0.00
2018-06-30 13F-HR SPCB / SuperCom, Ltd. 2.34 2,400 18,400 666.67 7 43 514.29
2018-06-30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 223.72 191 371 94.24 42 83 97.62
2018-06-30 13F-HR LLNW / Limelight Networks, Inc. 4.33 0 3,000 0 13
2018-06-30 13F-HR UYG / ProShares Ultra Financials 40.00 200 600 200.00 25 24 -4.00
2018-06-30 13F-HR LNG / Cheniere Energy, Inc. 70.00 0 100 0 7
2018-06-30 13F-HR INGN / Inogen, Inc. 184.00 125 125 0.00 15 23 53.33
2018-06-30 13F-HR PFSW / PFSweb, Inc. 8.00 0 250 0 2
2018-06-30 13F-HR IYF / iShares U.S. Financial ETF 116.00 250 250 0.00 29 29 0.00
2018-06-30 13F-HR UNH / UnitedHealth Group Inc. 250.00 100 100 0.00 21 25 19.05
2018-06-30 13F-HR USAT / USA Technologies, Inc. 16.00 0 250 0 4
2018-06-30 13F-HR CLXT / Calyxt, Inc. 16.00 125 125 0.00 2 2 0.00
2018-06-30 13F-HR STAY / Extended Stay America, Inc. 21.33 750 750 0.00 15 16 6.67
2018-06-30 13F-HR CDNA / CareDx, Inc. 12.24 73,216 44,193 -39.64 584 541 -7.36
2018-06-30 13F-HR SANW / S&W Seed Co. 3.24 5,000 27,500 450.00 18 89 394.44
2018-06-30 13F-HR PODD / Insulet Corp. 88.89 0 90 0 8
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 43.33 2,075 1,500 -27.71 89 65 -26.97
2018-06-30 13F-HR SNMX / Senomyx, Inc. 1.21 27,250 27,250 0.00 24 33 37.50
2018-06-30 13F-HR AMMA / Alliance MMA, Inc. 4,000 0 -100.00 2 0 -100.00
2018-06-30 13F-HR CPST / Capstone Turbine Corp. 6,666 0 -100.00 8 0 -100.00
2018-06-30 13F-HR CMTL / Comtech Telecommunications Corp. 300 0 -100.00 9 0 -100.00
2018-06-30 13F-HR EDC / Direxion Daily Emerging Markets Bull 3X Shares 100 0 -100.00 13 0 -100.00
2018-06-30 13F-HR GOV / Government Properties Income Trust 125 0 -100.00 2 0 -100.00
2018-06-30 13F-HR LDOS / Leidos Holdings, Inc. 1,125 0 -100.00 74 0 -100.00
2018-06-30 13F-HR OSUR / OraSure Technologies, Inc. 125 0 -100.00 2 0 -100.00
2018-06-30 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 2,620 0 -100.00 169 0 -100.00
2018-06-30 13F-HR TRHC / Tabula Rasa HealthCare, Inc. 150 0 -100.00 6 0 -100.00
2018-06-30 13F-HR UNITED STATES NATL GAS FUND / UNIT PAR (912318300) 250 0 -100.00 6 0
2018-06-30 13F-HR VLY / Valley National Bancorp 1,000 0 -100.00 12 0 -100.00
2018-06-30 13F-HR WEX / WEX Inc. 30 0 -100.00 5 0 -100.00
2018-06-30 13F-HR WTT / Wireless Telecom Group, Inc. 104 0 -100.00 0 0
2018-06-30 13F-HR YUMA ENERGY INC NEW / (98872F105) 2,000 0 -100.00 2 0
2018-06-30 13F-HR ZS / Zscaler, Inc. 1,875 0 -100.00 53 0 -100.00
2018-06-30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 150 0 -100.00 16 0 -100.00
2018-06-30 13F-HR LBRT / Liberty Oilfield Services Inc. 125 0 -100.00 2 0 -100.00
2018-06-30 13F-HR AVYA / Avaya Holdings Corp. 10,175 0 -100.00 228 0 -100.00
2018-06-30 13F-HR CLF / Cleveland Cliffs, Inc. 7,282 0 -100.00 51 0 -100.00
2018-06-30 13F-HR ARAY / Accuray, Inc. 7,800 0 -100.00 39 0 -100.00
2018-06-30 13F-HR FMI / Foundation Medicine, Inc. 50 0 -100.00 4 0 -100.00
2018-06-30 13F-HR OSN / Ossen Innovation Co., Ltd. 1,000 0 -100.00 2 0 -100.00
2018-06-30 13F-HR ABBV / AbbVie Inc. 250 0 -100.00 24 0 -100.00
2018-06-30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 400 0 -100.00 4 0 -100.00
2018-06-30 13F-HR TAN / Guggenheim Solar ETF 2,750 0 -100.00 68 0 -100.00
2018-06-30 13F-HR EMR / Emerson Electric Co. 475 0 -100.00 32 0 -100.00
2018-06-30 13F-HR HII / Huntington Ingalls Industries, Inc. 353 0 -100.00 91 0 -100.00
2018-06-30 13F-HR WPRT / Westport Innovations Inc. 125 0 -100.00 0 0
2018-06-30 13F-HR RJD / Raymond James Financial, Inc. 125 0 -100.00 11 0 -100.00
2018-06-30 13F-HR RDNT / RadNet, Inc. 1,250 0 -100.00 18 0 -100.00
2018-06-30 13F-HR DRRX / Durect Corp. 10,838 0 -100.00 23 0 -100.00
2018-06-30 13F-HR GXP / Great Plains Energy, Inc. 553 0 -100.00 18 0 -100.00
2018-06-30 13F-HR PTLA / Portola Pharmaceuticals, Inc. 125 0 -100.00 4 0 -100.00
2018-06-30 13F-HR MRCY / Mercury Systems, Inc. 250 0 -100.00 12 0 -100.00
2018-06-30 13F-HR CMI / Cummins, Inc. 200 0 -100.00 32 0 -100.00
2018-06-30 13F-HR MTZ / MasTec, Inc. 675 0 -100.00 32 0 -100.00
2018-06-30 13F-HR VERI / Veritone, Inc. 125 0 -100.00 2 0 -100.00
2018-06-30 13F-HR PAYC / Paycom Software, Inc. 50 0 -100.00 5 0 -100.00
2018-06-30 13F-HR TWLO / Twilio Inc. 1,025 0 -100.00 39 0 -100.00
2018-06-30 13F-HR HK / Halcon Resources Corporation 500 0 -100.00 2 0 -100.00
2018-06-30 13F-HR NVFY / Nova Lifestyle, Inc. 2,000 0 -100.00 4 0 -100.00
2018-06-30 13F-HR WB / Weibo Corporation 125 0 -100.00 15 0 -100.00
2018-06-30 13F-HR X / United States Steel Corp. 475 0 -100.00 17 0 -100.00
2018-06-30 13F-HR LTEA / Long Blockchain Corp. 1,400 0 -100.00 4 0 -100.00
2018-06-30 13F-HR NLY / Annaly Capital Management, Inc. 250 0 -100.00 3 0 -100.00
2018-06-30 13F-HR CCXI / ChemoCentryx, Inc. 625 0 -100.00 9 0 -100.00
2018-06-30 13F-HR RPD / Rapid7, Inc. 3,000 0 -100.00 77 0 -100.00
2018-06-30 13F-HR HIIQ / Health Insurance Innovations, Inc. 375 0 -100.00 11 0 -100.00
2018-06-30 13F-HR HAIR / Restoration Robotics, Inc. 250 0 -100.00 2 0 -100.00
2018-06-30 13F-HR FIZZ / National Beverage Corp. 130 0 -100.00 12 0 -100.00
2018-06-30 13F-HR OPK / Opko Health, Inc. 28,200 0 -100.00 89 0 -100.00
2018-06-30 13F-HR NPV / Nuveen Virginia Premium Income Municipal Fund, Inc. 10 0 -100.00 0 0
2018-06-30 13F-HR CIM / Chimera Investment Corp. 1,750 0 -100.00 30 0 -100.00
2018-06-30 13F-HR EBAY / eBay, Inc. 100 0 -100.00 4 0 -100.00
2018-06-30 13F-HR SNR / New Senior Investment Group Inc. 250 0 -100.00 2 0 -100.00
2018-06-30 13F-HR TRVG / Trivago NV 250 0 -100.00 2 0 -100.00
2018-06-30 13F-HR BOLD / Audentes Therapeutics, Inc. 125 0 -100.00 4 0 -100.00
2018-06-30 13F-HR ENPH / Enphase Energy, Inc. 1,000 0 -100.00 5 0 -100.00
2018-06-30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 1,500 0 -100.00 15 0 -100.00
2018-06-30 13F-HR AUMN / Golden Minerals Co. 2,500 0 -100.00 1 0 -100.00
2018-06-30 13F-HR PRGX / PRGX Global, Inc. 900 0 -100.00 9 0 -100.00
2018-06-30 13F-HR HLIT / Harmonic, Inc. 750 0 -100.00 3 0 -100.00
2018-06-30 13F-HR CLDR / Cloudera, Inc. 4,500 0 -100.00 97 0 -100.00
2018-06-30 13F-HR CGNT / Cogentix Medical, Inc. 3,000 0 -100.00 12 0 -100.00
2018-06-30 13F-HR ZAGG / ZAGG Inc 369 0 -100.00 5 0 -100.00
2018-06-30 13F-HR BOTZ / Global X Funds 9,411 0 -100.00 228 0 -100.00
2018-06-30 13F-HR MDR / McDermott International, Inc. 750 0 -100.00 5 0 -100.00
2018-06-30 13F-HR PGEM / Ply Gem Holdings, Inc. 250 0 -100.00 5 0 -100.00
2018-06-30 13F-HR FIVE / Five Below, Inc. 65 0 -100.00 5 0 -100.00
2018-06-30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 500 0 -100.00 8 0 -100.00
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 8 0 -100.00 1 0 -100.00
2018-06-30 13F-HR CHGG / Chegg, Inc. 9,625 0 -100.00 199 0 -100.00
2018-06-30 13F-HR WATT / Energous Corporation 3,475 0 -100.00 56 0 -100.00
2018-06-30 13F-HR SSTI / ShotSpotter, Inc. 500 0 -100.00 13 0 -100.00
2018-06-30 13F-HR LOGI / Logitech International S.A. 7,850 0 -100.00 288 0 -100.00
2018-06-30 13F-HR SNH / Senior Housing Properties Trust 250 0 -100.00 4 0 -100.00
2018-06-30 13F-HR AAOI / Applied Optoelectronics, Inc. 1,250 0 -100.00 31 0 -100.00
2018-06-30 13F-HR IGOV / iShares International Treasury Bond ETF 14 0 -100.00 1 0 -100.00
2018-06-30 13F-HR LITE / Lumentum Holdings Inc. 5,250 0 -100.00 335 0 -100.00
2018-06-30 13F-HR PWR / Quanta Services, Inc. 2,625 0 -100.00 90 0 -100.00
2018-06-30 13F-HR QNST / QuinStreet, Inc. 1,500 0 -100.00 19 0 -100.00
2018-06-30 13F-HR ASMB / Assembly Biosciences, Inc. 125 0 -100.00 6 0 -100.00
2018-06-30 13F-HR CBIO / Catalyst Biosciences Inc. 125 0 -100.00 3 0 -100.00
2018-06-30 13F-HR NUAN / Nuance Communications, Inc. 1,875 0 -100.00 30 0 -100.00
2018-06-30 13F-HR EGHT / 8x8, Inc. 250 0 -100.00 5 0 -100.00
2018-06-30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 276 0 -100.00 13 0 -100.00
2018-06-30 13F-HR SPLK / Splunk Inc. 500 0 -100.00 49 0 -100.00
2018-06-30 13F-HR XCRA / Xcerra Corp 3,582 0 -100.00 42 0 -100.00
2018-06-30 13F-HR TGTX / TG Therapeutics, Inc. 1,500 0 -100.00 21 0 -100.00
2018-06-30 13F-HR GMED / Globus Medical, Inc. 2,400 0 -100.00 120 0 -100.00
2018-06-30 13F-HR SYNA / Synaptics, Inc. 100 0 -100.00 5 0 -100.00
2018-06-30 13F-HR CALD / Callidus Software, Inc. 1,125 0 -100.00 40 0 -100.00
2018-06-30 13F-HR INFN / Infinera Corp. 250 0 -100.00 3 0 -100.00
2018-06-30 13F-HR PI / Impinj, Inc. 800 0 -100.00 10 0 -100.00
2018-06-30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 21 0 -100.00 0 0
2018-06-30 13F-HR DLB / Dolby Laboratories, Inc. 200 0 -100.00 13 0 -100.00
2018-06-30 13F-HR WLDN / Willdan Group, Inc. 10,450 0 -100.00 296 0 -100.00
2018-06-30 13F-HR CYTX / Cytori Therapeutics, Inc. 34 0 -100.00 0 0
2018-06-30 13F-HR DOC / Physicians Realty Trust 250 0 -100.00 4 0 -100.00
2018-06-30 13F-HR ADRE / BLDRS Index Funds Trust 165 0 -100.00 7 0 -100.00
2018-06-30 13F-HR CUTR / Cutera, Inc. 550 0 -100.00 28 0 -100.00
2018-06-30 13F-HR VCEL / Vericel Corporation 1,000 0 -100.00 10 0 -100.00
2018-06-30 13F-HR MTCH / Match Group, Inc. 1,750 0 -100.00 78 0 -100.00
2018-06-30 13F-HR FTNT / Fortinet, Inc. 750 0 -100.00 40 0 -100.00
2018-06-30 13F-HR HBAN / Huntington Bancshares, Inc. 2,500 0 -100.00 38 0 -100.00
2018-06-30 13F-HR OA / Orbital ATK, Inc. 15 0 -100.00 2 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust 3,832 0 -100.00 614 0 -100.00
2018-06-30 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 2,000 0 -100.00 24 0 -100.00
2018-06-30 13F-HR FLDM / Fluidigm Corp. 250 0 -100.00 1 0 -100.00
2018-06-30 13F-HR IYH / iShares U.S. Healthcare ETF 50 0 -100.00 9 0 -100.00
2018-06-30 13F-HR TELL / Tellurian Inc. 1,000 0 -100.00 7 0 -100.00
2018-06-30 13F-HR CYRXW / CryoPort, Inc. Warrants exp. 2020-06-30 1,784 0 -100.00 9 0 -100.00
2018-06-30 13F-HR FEYE / FireEye, Inc. 13,550 0 -100.00 229 0 -100.00
2018-06-30 13F-HR RUBI / Rubicon Project, Inc. 500 0 -100.00 1 0 -100.00
2018-06-30 13F-HR CI / Cigna Corp. 50 0 -100.00 8 0 -100.00
2018-06-30 13F-HR MYL / Mylan N.V. 650 0 -100.00 27 0 -100.00
2018-06-30 13F-HR PDVW / pdvWireless, Inc. 125 0 -100.00 4 0 -100.00
2018-06-30 13F-HR MB / MINDBODY, Inc. 541 0 -100.00 21 0 -100.00
2018-06-30 13F-HR TNTR / Tintri, Inc. 1,000 0 -100.00 2 0 -100.00
2018-06-30 13F-HR PLNT / Planet Fitness, Inc. 1,625 0 -100.00 61 0 -100.00
2018-06-30 13F-HR FSLR / First Solar, Inc. 1,350 0 -100.00 96 0 -100.00
2018-06-30 13F-HR KNDI / Kandi Technolgies Group, Inc. 500 0 -100.00 2 0 -100.00
2018-06-30 13F-HR AXGN / AxoGen, Inc. 125 0 -100.00 5 0 -100.00
2018-06-30 13F-HR GNTX / Gentex Corp. 1,125 0 -100.00 26 0 -100.00
2018-06-30 13F-HR NTRA / Natera, Inc. 375 0 -100.00 3 0 -100.00
2018-06-30 13F-HR CBLK / Carbon Black, Inc. 26.67 150 4
2018-06-30 13F-HR FCEL / FuelCell Energy, Inc. 1.38 8,000 11
2018-06-30 13F-HR IIIV / i3 Verticals, Inc. 15.15 1,650 25
2018-06-30 13F-HR PUXIN LTD / ADS (74704P108) 20.00 200 4
2018-06-30 13F-HR RBBN / Ribbon Communications Inc. 7.16 10,750 77
2018-06-30 13F-HR TG / Tredegar Corp. 20.00 100 2
2018-06-30 13F-HR TRVN / Trevena, Inc. 1.33 3,000 4
2018-06-30 13F-HR ABERDEEN TOTAL DYNAMIC DIVD / COM SH BEN INT (00326L100) 10.00 400 4
2018-06-30 13F-HR AXAS / Abraxas Petroleum Corp. 2.67 1,500 4
2018-06-30 13F-HR ANGO / AngioDynamics, Inc. 24.00 250 6
2018-06-30 13F-HR APLS / Apellis Pharmaceuticals, Inc. 24.00 125 3
2018-06-30 13F-HR AQXP / Aquinox Pharmaceuticals, Inc. 3.00 1,000 3
2018-06-30 13F-HR RCUS / Arcus Biosciences, Inc. 13.33 300 4
2018-06-30 13F-HR AVRO / AVROBIO, Inc. 28.32 1,942 55
2018-06-30 13F-HR CARA / Cara Therapeutics, Inc. 16.00 125 2
2018-06-30 13F-HR GTLS / Chart Industries, Inc. 61.71 875 54
2018-06-30 13F-HR CHDN / Churchill Downs Inc. 297.87 329 98
2018-06-30 13F-HR CMCO / Columbus McKinnon Corp. 40.00 125 5
2018-06-30 13F-HR CYTORI THERAPEUTICS INC / COM PAR (23283K402) 0.00 4 0
2018-06-30 13F-HR DOCU / DOCUSIGN INC 52.73 1,650 87
2018-06-30 13F-HR EIDX / Eidos Therapeutics, Inc. 20.00 1,000 20
2018-06-30 13F-HR ECOR / electroCore, Inc. 16.49 667 11
2018-06-30 13F-HR FTE NETWORKS INC / COM PAR (30283R402) 19.63 815 16
2018-06-30 13F-HR GHDX / Genomic Health, Inc. 48.00 125 6
2018-06-30 13F-HR THRM / Gentherm Inc. 39.43 1,750 69
2018-06-30 13F-HR GSHD / Goosehead Insurance, Inc. 24.93 12,754 318
2018-06-30 13F-HR GPMT / Granite Point Mortgage Trust Inc 16.00 125 2
2018-06-30 13F-HR IRTC / iRhythm Technologies, Inc. 80.00 150 12
2018-06-30 13F-HR IMMUTEP LTD / SPONSORED ADR (45257L108) 2.50 400 1
2018-06-30 13F-HR INVESCO BLDRS INDEX FDS TR / EMGRING MKTS50 (46090C305) 42.42 165 7
2018-06-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) 171.65 3,816 655
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 PUR VAL (46137V258) 65.65 2,620 172
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P500 LOW VOL (46138E354) 46.63 193 9
2018-06-30 13F-HR IRMD / iRadimed Corporation 20.00 100 2
2018-06-30 13F-HR IQ / iQIYI, Inc. 32.50 400 13
2018-06-30 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. 19.18 2,450 47
2018-06-30 13F-HR JBGS / JBG SMITH Properties 35.56 225 8
2018-06-30 13F-HR JERASH HLDGS US INC / (47632P101) 7.50 400 3
2018-06-30 13F-HR KZR / Kezar Life Sciences, Inc. 17.56 1,025 18
2018-06-30 13F-HR KOSS / Koss Corp. 2.29 8,294 19
2018-06-30 13F-HR KRYS / Krystal Biotech, Inc. 10.00 100 1
2018-06-30 13F-HR LAUR / LAUREATE EDUCATION, INC. 14.19 3,100 44
2018-06-30 13F-HR MGTA / Magenta Therapeutics, Inc. 12.31 325 4
2018-06-30 13F-HR MLM / Martin Marietta Materials, Inc. 228.57 35 8
2018-06-30 13F-HR MCDERMOTT INTL INC / (580037703) 0.00 16 0
2018-06-30 13F-HR MFIN / Medallion Financial Corp. 5.43 9,200 50
2018-06-30 13F-HR LASR / NLIGHT, INC. 32.00 125 4
2018-06-30 13F-HR NUS / Nu Skin Enterprises, Inc. 80.00 50 4
2018-06-30 13F-HR NCNA / NuCana plc 20.00 200 4
2018-06-30 13F-HR ODP / Office Depot, Inc. 2.67 3,000 8
2018-06-30 13F-HR OSPN / OneSpan Inc. 20.00 250 5
2018-06-30 13F-HR OPTN / OptiNose, Inc. 28.00 3,750 105
2018-06-30 13F-HR PRSP / Perspecta Inc. 0.00 4 0
2018-06-30 13F-HR PVTL / Pivotal Software, Inc. 24.48 1,675 41
2018-06-30 13F-HR PS / Pluralsight, Inc. 24.32 3,125 76
2018-06-30 13F-HR TBX / ProShares Short 7-10 Treasury 28.79 1,598 46
2018-06-30 13F-HR RITTER PHARMACEUTICALS INC / (767836307) 2.86 700 2
2018-06-30 13F-HR RCKY / Rocky Brands, Inc. 30.40 1,250 38
2018-06-30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 54.55 110 6
2018-06-30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 57.14 70 4
2018-06-30 13F-HR SEND / SendGrid, Inc. 27.03 333 9
2018-06-30 13F-HR SMAR / SMARTSHEET INC 26.67 600 16
2018-06-30 13F-HR STITCH FIX INC / COM CL A (860897107) 26.88 558 15
2018-06-30 13F-HR SSKN / Strata Skin Sciences, Inc. 2.00 3,000 6
2018-06-30 13F-HR SUNW / Sunworks, Inc. 1.20 5,000 6
2018-06-30 13F-HR SUPN / Supernus Pharmaceuticals, Inc. 56.00 125 7
2018-06-30 13F-HR SRDX / SurModics, Inc. 55.00 800 44
2018-06-30 13F-HR TPIV / TapImmune, Inc. 9.20 1,630 15
2018-06-30 13F-HR TTOO / T2 Biosystems, Inc. 7.72 16,452 127
2018-06-30 13F-HR UNUM / Unum Therapeutics, Inc. 13.86 866 12
2018-06-30 13F-HR YMLP / Market Vectors High Income Infrastructure MLP ETF 20.00 250 5
2018-06-30 13F-HR VKTX / Viking Therapeutics, Inc. 9.49 10,006 95
2018-06-30 13F-HR WAB / Wabtec Corp. 100.00 250 25
2018-06-30 13F-HR MGTX / MeiraGTx Holdings plc 10.00 300 3
2018-06-30 13F-HR I / Intelsat SA 16.50 2,000 33
2018-06-30 13F-HR SPOT / Spotify Technology S.A. 168.33 1,200 202
2018-06-30 13F-HR ATTU / Attunity Ltd. 11.54 6,500 75
2018-06-30 13F-HR CHECK CAP LTD / SHS (M2361E203) 4.00 500 2
2018-06-30 13F-HR GLMD / Galmed Pharmaceuticals Ltd. 8.00 125 1
2018-06-30 13F-HR RACE / Ferrari N.V. 134.99 363 49
2018-06-30 13F-HR HMLP / Hoegh LNG Partners LP 18.00 1,000 18