Current Holdings (from 13F, 13D)

InvestorTelemus Capital, Llc
Portfolio Value$ 857,308,000
Current Positions321
Opened Positions5
Closed Positions19

Telemus Capital, Llc has disclosed 321 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 857,308,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Telemus Capital, Llc's top holdings are Lannett Co., Inc. (NYSE:LCI) , iShares Russell 1000 ETF (NYSE:IWB) , iShares Core S&P MidCap ETF (NYSE:IJH) , SPDR S&P 500 ETF Trust (NYSE:SPY) , and Vanguard FTSE All-World ex-US ETF (NYSE:VEU) . Telemus Capital, Llc's new positions include MSC Industrial Direct Co., Inc. (NYSE:MSM) , Sina Corp. (NASDAQ:SINA) , Align Technology, Inc. (NASDAQ:ALGN) , British American Tobacco p.l.c. (NYSE:BTI) , and NuStar Energy L.P. (NYSE:NS) .


All Telemus Capital, Llc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-08. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR/A ABT / Abbott Laboratories 53.35 29,317 29,317 0.00 1,425 1,564 9.75
2017‑09‑30 13F-HR/A ACM / AECOM 36.76 10,620 10,010 -5.74 343 368 7.29
2017‑09‑30 13F-HR/A HORIZONS ETF TR I / HRZNS S&P500 COV (44053G603) 49.39 10,650 526
2017‑09‑30 13F-HR/A EVR / Evercore Partners, Inc. 80.19 5,473 5,375 -1.79 386 431 11.66
2017‑09‑30 13F-HR/A GOOGL / Alphabet Inc. Class A 973.69 10,847 11,024 1.63 10,084 10,734 6.45
2017‑09‑30 13F-HR/A MDY / SPDR S&P Midcap 400 ETF 326.32 3,947 3,947 0.00 1,254 1,288 2.71
2017‑09‑30 13F-HR/A TAO / Claymore/AlphaShares China Real Estate 14.69 29,885 29,885 0.00 409 439 7.33
2017‑09‑30 13F-HR/A MMM / 3M Co. 209.91 22,568 22,791 0.99 4,698 4,784 1.83
2017‑09‑30 13F-HR/A HCN / Welltower Inc. 70.25 4,080 4,000 -1.96 305 281 -7.87
2017‑09‑30 13F-HR/A GOOG / Alphabet Inc. Class C 959.04 7,570 5,737 -24.21 6,879 5,502 -20.02
2017‑09‑30 13F-HR/A EMR / Emerson Electric Co. 62.73 4,143 4,256 2.73 247 267 8.10
2017‑09‑30 13F-HR/A TOT / Total S.A. 53.47 7,310 7,388 1.07 363 395 8.82
2017‑09‑30 13F-HR/A JNK / SPDR Barclays High Yield Bond ETF 37.34 8,941 11,113 24.29 333 415 24.62
2017‑09‑30 13F-HR/A THO / Thor Industries, Inc. 126.00 3,000 3,000 0.00 314 378 20.38
2017‑09‑30 13F-HR/A CSJ / iShares 1-3 Year Credit Bond ETF 105.36 41,871 46,735 11.62 4,409 4,924 11.68
2017‑09‑30 13F-HR/A JPC / Nuveen Preferred Income Opportunities Fund 10.56 20,450 20,450 0.00 213 216 1.41
2017‑09‑30 13F-HR/A DTE / DTE Energy Co. 107.18 1,922 1,922 0.00 203 206 1.48
2017‑09‑30 13F-HR/A INTC / Intel Corp. 38.09 19,832 20,371 2.72 669 776 15.99
2017‑09‑30 13F-HR/A TIF / Tiffany & Co. 91.83 5,434 5,434 0.00 510 499 -2.16
2017‑09‑30 13F-HR/A HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.56 26,800 26,800 0.00 410 417 1.71
2017‑09‑30 13F-HR/A EWBC / East West Bancorp, Inc. 59.78 63,741 64,507 1.20 3,734 3,856 3.27
2017‑09‑30 13F-HR/A ACP / Avenue Income Credit Strategies Fund 14.80 10,000 10,000 0.00 139 148 6.47
2017‑09‑30 13F-HR/A AET / Aetna, Inc. 158.95 8,344 7,732 -7.33 1,267 1,229 -3.00
2017‑09‑30 13F-HR/A AMT / American Tower Corp. (REIT) 136.69 40,484 40,926 1.09 5,357 5,594 4.42
2017‑09‑30 13F-HR/A STZ / Constellation Brands, Inc. 199.50 2,000 2,000 0.00 387 399 3.10
2017‑09‑30 13F-HR/A ITW / Illinois Tool Works, Inc. 148.00 1,493 2,054 37.58 214 304 42.06
2017‑09‑30 13F-HR/A CB / Chubb Ltd 142.56 35,620 35,914 0.83 5,178 5,120 -1.12
2017‑09‑30 13F-HR/A CYBR / CyberArk Software Ltd. 41.00 5,000 5,000 0.00 250 205 -18.00
2017‑09‑30 13F-HR/A UTX / United Technologies Corp. 116.20 2,562 2,444 -4.61 313 284 -9.27
2017‑09‑30 13F-HR/A NXPI / NXP Semiconductors N.V. 113.10 39,034 39,354 0.82 4,272 4,451 4.19
2017‑09‑30 13F-HR/A AOS / Smith (A.O.) Corp. 59.42 67,252 68,053 1.19 3,788 4,044 6.76
2017‑09‑30 13F-HR/A FM / iShares MSCI Frontier 100 ETF 31.33 46,825 46,825 0.00 1,338 1,467 9.64
2017‑09‑30 13F-HR/A VZ / Verizon Communications, Inc. 49.54 42,489 10,235 -75.91 1,898 507 -73.29
2017‑09‑30 13F-HR/A XLF / SPDR Financial Select Sector ETF 25.86 13,505 11,485 -14.96 333 297 -10.81
2017‑09‑30 13F-HR/A IWS / iShares Russell Mid-Cap Value ETF 85.05 2,822 2,822 0.00 237 240 1.27
2017‑09‑30 13F-HR/A MDLZ / Mondelez International, Inc. 40.68 9,391 8,849 -5.77 406 360 -11.33
2017‑09‑30 13F-HR/A CELG / Celgene Corp. 145.84 26,532 25,549 -3.70 3,446 3,726 8.13
2017‑09‑30 13F-HR/A BCS / Barclays Bank Plc 18.51 30,707 18,857 -38.59 588 349 -40.65
2017‑09‑30 13F-HR/A AN / AutoNation, Inc. 47.46 64,060 66,265 3.44 2,701 3,145 16.44
2017‑09‑30 13F-HR/A RACE / Ferrari N.V. 110.58 5,300 5,652 6.64 454 625 37.67
2017‑09‑30 13F-HR/A EPR / EPR Properties 69.70 10,000 10,000 0.00 719 697 -3.06
2017‑09‑30 13F-HR/A PHM / PulteGroup, Inc. 27.37 12,614 12,607 -0.06 309 345 11.65
2017‑09‑30 13F-HR/A KMB / Kimberly-Clark Corp. 117.66 12,664 12,621 -0.34 1,635 1,485 -9.17
2017‑09‑30 13F-HR/A PNC / PNC Financial Services Group, Inc. (The) 134.76 4,981 5,365 7.71 622 723 16.24
2017‑09‑30 13F-HR/A CMI / Cummins, Inc. 168.06 2,011 1,678 -16.56 326 282 -13.50
2017‑09‑30 13F-HR/A CVX / Chevron Corp. 117.62 4,069 3,996 -1.79 425 470 10.59
2017‑09‑30 13F-HR/A ILMN / Illumina, Inc. 199.18 1,771 1,471 -16.94 307 293 -4.56
2017‑09‑30 13F-HR/A LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.14 3,335 3,335 0.00 402 404 0.50
2017‑09‑30 13F-HR/A FDC / First Data Corporation 18.04 106,500 100,500 -5.63 1,938 1,813 -6.45
2017‑09‑30 13F-HR/A FMS / Fresenius Medical Care AG & Co KGaA 48.95 7,991 8,049 0.73 386 394 2.07
2017‑09‑30 13F-HR/A AER / AerCap Holdings N.V. 51.10 26,268 24,460 -6.88 1,220 1,250 2.46
2017‑09‑30 13F-HR/A QCOM / QUALCOMM Incorporated 51.84 7,784 7,562 -2.85 430 392 -8.84
2017‑09‑30 13F-HR/A CMCSA / Comcast Corp. 38.48 22,869 22,529 -1.49 890 867 -2.58
2017‑09‑30 13F-HR/A CNI / Canadian National Railway Co. 82.76 3,550 2,888 -18.65 288 239 -17.01
2017‑09‑30 13F-HR/A ETN / Eaton Corporation 76.76 18,260 17,665 -3.26 1,421 1,356 -4.57
2017‑09‑30 13F-HR/A PG / Procter & Gamble Co. (The) 90.97 13,645 13,741 0.70 1,189 1,250 5.13
2017‑09‑30 13F-HR/A RDS.A / Royal Dutch Shell Plc 60.57 30,428 30,693 0.87 1,618 1,859 14.89
2017‑09‑30 13F-HR/A COL / Rockwell Collins, Inc. 130.89 0 1,826 0 239
2017‑09‑30 13F-HR/A ORAN / Orange 16.44 21,371 21,347 -0.11 342 351 2.63
2017‑09‑30 13F-HR/A MSFT / Microsoft Corp. 74.49 109,537 109,620 0.08 7,550 8,166 8.16
2017‑09‑30 13F-HR/A WAB / Wabtec Corp. 75.76 5,666 5,504 -2.86 518 417 -19.50
2017‑09‑30 13F-HR/A WRK / Westrock Company 56.73 80,289 81,593 1.62 4,549 4,629 1.76
2017‑09‑30 13F-HR/A MAA / Mid-America Apartment Communities, Inc. 106.88 16,000 16,000 0.00 1,686 1,710 1.42
2017‑09‑30 13F-HR/A PAYC / Paycom Software, Inc. 74.95 20,000 20,000 0.00 1,368 1,499 9.58
2017‑09‑30 13F-HR/A WU / Western Union Co. (The) 19.20 33,917 32,299 -4.77 646 620 -4.02
2017‑09‑30 13F-HR/A GT / Goodyear Tire & Rubber Co. (The) 33.25 18,075 17,385 -3.82 632 578 -8.54
2017‑09‑30 13F-HR/A OZM / OCH-Ziff Capital Management Group LLC 3.22 540,000 605,000 12.04 1,382 1,948 40.96
2017‑09‑30 13F-HR/A LSI / Life Storage, Inc. 81.67 3,000 3,000 0.00 222 245 10.36
2017‑09‑30 13F-HR/A ETE / Entergy Transfer Equity LP 17.39 34,099 37,497 9.97 612 652 6.54
2017‑09‑30 13F-HR/A FB / Facebook, Inc. 170.87 48,016 43,442 -9.53 7,249 7,423 2.40
2017‑09‑30 13F-HR/A NIE / AGIC Equity & Convertible Income Fund 20.70 45,825 47,575 3.82 905 985 8.84
2017‑09‑30 13F-HR/A HYD / VanEck Vectors ETF TR 31.32 35,286 35,285 -0.00 1,091 1,105 1.28
2017‑09‑30 13F-HR/A IWF / iShares Russell 1000 Growth ETF 125.07 66,218 68,220 3.02 7,881 8,532 8.26
2017‑09‑30 13F-HR/A VEU / Vanguard FTSE All-World ex-US ETF 52.71 62,675 293,383 368.10 3,136 15,464 393.11
2017‑09‑30 13F-HR/A JCI / Johnson Controls International plc 40.27 22,396 21,701 -3.10 971 874 -9.99
2017‑09‑30 13F-HR/A SYF / Synchrony Financial 31.05 124,200 125,814 1.30 3,704 3,907 5.48
2017‑09‑30 13F-HR/A TSLA / Tesla Motors, Inc. 341.17 7,105 7,105 0.00 2,569 2,424 -5.64
2017‑09‑30 13F-HR/A ALK / Alaska Air Group, Inc. 76.25 10,879 10,557 -2.96 976 805 -17.52
2017‑09‑30 13F-HR/A EFG / iShares MSCI EAFE Growth ETF 77.36 16,087 15,977 -0.68 1,190 1,236 3.87
2017‑09‑30 13F-HR/A AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.22 131,097 92,845 -29.18 3,894 2,620 -32.72
2017‑09‑30 13F-HR/A VGK / Vanguard FTSE Europe ETF 58.32 15,535 15,535 0.00 857 906 5.72
2017‑09‑30 13F-HR/A BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.93 56,060 45,371 -19.07 469 405 -13.65
2017‑09‑30 13F-HR/A COMM / CommScope Holding Company, Inc. 33.19 14,450 14,250 -1.38 550 473 -14.00
2017‑09‑30 13F-HR/A HDB / HDFC Bank Ltd. 96.44 5,835 5,807 -0.48 507 560 10.45
2017‑09‑30 13F-HR/A SRC / Spirit Realty Capital, Inc. 8.57 30,000 30,000 0.00 222 257 15.77
2017‑09‑30 13F-HR/A GD / General Dynamics Corp. 205.62 3,407 6,512 91.14 675 1,339 98.37
2017‑09‑30 13F-HR/A PFF / iShares U.S. Preferred Stock ETF 38.80 20,000 30,000 50.00 783 1,164 48.66
2017‑09‑30 13F-HR/A PRAH / PRA Health Sciences, Inc. 76.18 17,000 17,000 0.00 1,275 1,295 1.57
2017‑09‑30 13F-HR/A REGN / Regeneron Pharmaceuticals, Inc. 447.08 4,044 4,044 0.00 1,986 1,808 -8.96
2017‑09‑30 13F-HR/A MCD / McDonald's Corp. 156.64 5,325 5,101 -4.21 816 799 -2.08
2017‑09‑30 13F-HR/A BBL / BHP Billiton Plc 35.47 16,753 16,578 -1.04 515 588 14.17
2017‑09‑30 13F-HR/A GOV / Government Properties Income Trust 18.78 66,200 66,200 0.00 1,212 1,243 2.56
2017‑09‑30 13F-HR/A FLOT / iShares Floating Rate Bond ETF 50.94 143,676 157,399 9.55 7,316 8,018 9.60
2017‑09‑30 13F-HR/A MO / Altria Group, Inc. 63.42 10,157 9,493 -6.54 756 602 -20.37
2017‑09‑30 13F-HR/A AMP / Ameriprise Financial, Inc. 148.57 9,830 8,784 -10.64 1,251 1,305 4.32
2017‑09‑30 13F-HR/A WHR / Whirlpool Corp. 184.43 5,434 5,178 -4.71 1,041 955 -8.26
2017‑09‑30 13F-HR/A COR / Coresite Realty Corp 111.90 20,880 20,733 -0.70 2,162 2,320 7.31
2017‑09‑30 13F-HR/A MIC / Macquarie Infrastructure Company LLC 72.33 3,000 3,000 0.00 235 217 -7.66
2017‑09‑30 13F-HR/A CBG / CBRE Group, Inc. 37.88 157,899 130,213 -17.53 5,748 4,932 -14.20
2017‑09‑30 13F-HR/A AWK / American Water Works Co., Inc. 81.00 3,000 3,000 0.00 234 243 3.85
2017‑09‑30 13F-HR/A ACN / Accenture plc 135.07 39,512 39,381 -0.33 4,887 5,319 8.84
2017‑09‑30 13F-HR/A MRK / Merck & Co., Inc. 64.02 24,604 30,444 23.74 1,577 1,949 23.59
2017‑09‑30 13F-HR/A HPT / Hospitality Properties Trust 28.50 10,000 10,000 0.00 292 285 -2.40
2017‑09‑30 13F-HR/A NOW / ServiceNow, Inc. 117.50 6,000 6,000 0.00 636 705 10.85
2017‑09‑30 13F-HR/A CTRP / Ctrip.com International, Ltd. 52.78 5,869 5,835 -0.58 316 308 -2.53
2017‑09‑30 13F-HR/A BMYMP / Bristol-Myers Squibb Co. 63.68 8,950 5,041 -43.68 499 321 -35.67
2017‑09‑30 13F-HR/A PEP / PepsiCo, Inc. 111.44 27,290 27,548 0.95 3,152 3,070 -2.60
2017‑09‑30 13F-HR/A HON / Honeywell International, Inc. 141.62 3,107 3,467 11.59 414 491 18.60
2017‑09‑30 13F-HR/A EOG / EOG Resources, Inc. 96.76 23,433 22,913 -2.22 2,121 2,217 4.53
2017‑09‑30 13F-HR/A AAL / American Airlines Group Inc. 47.50 62,945 59,100 -6.11 3,167 2,807 -11.37
2017‑09‑30 13F-HR/A JQC / Nuveen Credit Strategies Income Fund 8.48 37,390 37,390 0.00 322 317 -1.55
2017‑09‑30 13F-HR/A ABMD / ABIOMED, Inc. 168.50 2,000 2,000 0.00 287 337 17.42
2017‑09‑30 13F-HR/A BX / Blackstone Group L.P. (The) 33.35 7,120 17,120 140.45 237 571 140.93
2017‑09‑30 13F-HR/A NKE / Nike, Inc. 51.84 33,263 34,276 3.05 1,963 1,777 -9.48
2017‑09‑30 13F-HR/A MMP / Magellan Midstream Partners, L.P. 71.10 11,543 10,759 -6.79 823 765 -7.05
2017‑09‑30 13F-HR/A CCL / Carnival Corp. 64.49 5,944 5,923 -0.35 390 382 -2.05
2017‑09‑30 13F-HR/A IWP / iShares Russell Midcap Growth ETF 113.07 2,511 3,626 44.40 271 410 51.29
2017‑09‑30 13F-HR/A IGF / iShares Global Infrastructure ETF 45.20 7,895 7,301 -7.52 347 330 -4.90
2017‑09‑30 13F-HR/A KKR / KKR & CO. L.P. 20.33 100,000 95,000 -5.00 1,860 1,931 3.82
2017‑09‑30 13F-HR/A CMA / Comerica, Inc. 76.26 8,065 8,065 0.00 591 615 4.06
2017‑09‑30 13F-HR/A FLEX / Flextronics International Ltd. 16.56 36,670 35,320 -3.68 598 585 -2.17
2017‑09‑30 13F-HR/A NMFC / New Mountain Finance Corporation 14.26 50,000 70,000 40.00 728 998 37.09
2017‑09‑30 13F-HR/A SUI / Sun Communities, Inc. 85.60 5,000 5,000 0.00 438 428 -2.28
2017‑09‑30 13F-HR/A ROP / Roper Technologies, Inc. 243.38 8,846 9,442 6.74 2,048 2,298 12.21
2017‑09‑30 13F-HR/A ANET / Arista Networks, Inc. 189.68 6,558 6,553 -0.08 982 1,243 26.58
2017‑09‑30 13F-HR/A CMO / Capstead Mortgage Corp. 9.65 36,150 36,150 0.00 377 349 -7.43
2017‑09‑30 13F-HR/A VYM / Vanguard High Dividend Yield ETF 81.00 5,000 5,000 0.00 391 405 3.58
2017‑09‑30 13F-HR/A ACWX / iShares MSCI ACWI ex US ETF 48.39 11,200 11,345 1.29 511 549 7.44
2017‑09‑30 13F-HR/A OI / Owens-Illinois, Inc. 25.16 10,935 10,175 -6.95 262 256 -2.29
2017‑09‑30 13F-HR/A GLW / Corning, Inc. 29.93 39,858 37,224 -6.61 1,198 1,114 -7.01
2017‑09‑30 13F-HR/A IWD / iShares Russell 1000 Value ETF 118.51 68,255 70,641 3.50 7,947 8,372 5.35
2017‑09‑30 13F-HR/A MOMO / Momo Inc. 31.30 10,000 10,000 0.00 370 313 -15.41
2017‑09‑30 13F-HR/A EW / Edwards Lifesciences Corp. 109.30 7,278 7,246 -0.44 861 792 -8.01
2017‑09‑30 13F-HR/A IWM / iShares Russell 2000 ETF 148.15 11,064 12,339 11.52 1,559 1,828 17.25
2017‑09‑30 13F-HR/A JRO / Nuveen Floating Rate Income Opportunity Fund 11.81 28,950 28,950 0.00 338 342 1.18
2017‑09‑30 13F-HR/A FDX / FedEx Corp. 225.67 0 935 0 211
2017‑09‑30 13F-HR/A BAC / Bank of America Corp. 25.34 66,306 65,203 -1.66 1,609 1,652 2.67
2017‑09‑30 13F-HR/A ADP / Automatic Data Processing, Inc. 109.19 2,252 2,775 23.22 231 303 31.17
2017‑09‑30 13F-HR/A DIS / The Walt Disney Co. 98.62 10,775 9,613 -10.78 1,145 948 -17.21
2017‑09‑30 13F-HR/A CSQ / Calamos Strategic Total Return Fund 12.13 87,742 88,742 1.14 1,030 1,076 4.47
2017‑09‑30 13F-HR/A IWR / iShares Russell Mid-Cap ETF 197.17 26,316 25,846 -1.79 5,056 5,096 0.79
2017‑09‑30 13F-HR/A COP / ConocoPhillips 49.96 0 4,183 0 209
2017‑09‑30 13F-HR/A TWX / Time Warner, Inc. 102.48 4,964 5,084 2.42 498 521 4.62
2017‑09‑30 13F-HR/A PCLN / The Priceline Group Inc. 1,830.99 1,710 1,710 0.00 3,199 3,131 -2.13
2017‑09‑30 13F-HR/A AZO / AutoZone, Inc. 595.07 6,253 6,811 8.92 3,567 4,053 13.62
2017‑09‑30 13F-HR/A TEN / Tenneco, Inc. 60.78 3,994 3,817 -4.43 231 232 0.43
2017‑09‑30 13F-HR/A GS / Goldman Sachs Group, Inc. (The) 237.13 1,477 1,476 -0.07 328 350 6.71
2017‑09‑30 13F-HR/A SNH / Senior Housing Properties Trust 19.53 15,000 15,000 0.00 307 293 -4.56
2017‑09‑30 13F-HR/A AAOI / Applied Optoelectronics, Inc. 64.64 11,000 11,000 0.00 680 711 4.56
2017‑09‑30 13F-HR/A SDY / SPDR S&P Dividend ETF 91.33 10,085 99,651 888.11 896 9,101 915.74
2017‑09‑30 13F-HR/A EPD / Enterprise Products Partners L.P. 26.07 72,371 81,402 12.48 1,960 2,122 8.27
2017‑09‑30 13F-HR/A AMG / Affiliated Managers Group, Inc. 189.91 4,194 3,607 -14.00 696 685 -1.58
2017‑09‑30 13F-HR/A ETP / Energy Transfer Partners, L.P. 18.28 25,270 25,270 0.00 515 462 -10.29
2017‑09‑30 13F-HR/A LITE / Lumentum Holdings Inc. 54.33 6,000 6,000 0.00 342 326 -4.68
2017‑09‑30 13F-HR/A ECL / Ecolab, Inc. 128.65 2,450 2,433 -0.69 325 313 -3.69
2017‑09‑30 13F-HR/A WDC / Western Digital Corp. 86.38 14,877 13,927 -6.39 1,318 1,203 -8.73
2017‑09‑30 13F-HR/A SO / Southern Co. (The) 49.09 5,550 5,500 -0.90 266 270 1.50
2017‑09‑30 13F-HR/A ANSS / ANSYS, Inc. 122.75 25,738 19,470 -24.35 3,132 2,390 -23.69
2017‑09‑30 13F-HR/A AMGN / Amgen Inc. 186.45 18,707 18,461 -1.32 3,222 3,442 6.83
2017‑09‑30 13F-HR/A ULSGF / UBS AG 25.11 9,000 9,000 0.00 240 226 -5.83
2017‑09‑30 13F-HR/A MA / MasterCard Incorporated 141.20 31,697 32,465 2.42 3,850 4,584 19.06
2017‑09‑30 13F-HR/A XOM / Exxon Mobil Corp. 82.00 11,313 11,353 0.35 913 931 1.97
2017‑09‑30 13F-HR/A KO / Coca Cola Co. 44.99 18,848 18,981 0.71 845 854 1.07
2017‑09‑30 13F-HR/A FPE / First Trust Preferred Securities and Income ETF 20.07 0 40,000 0 803
2017‑09‑30 13F-HR/A SCHW / Schwab Charles Corp 43.74 6,366 6,310 -0.88 273 276 1.10
2017‑09‑30 13F-HR/A AXP / American Express Co. 90.51 6,734 6,629 -1.56 567 600 5.82
2017‑09‑30 13F-HR/A BKCC / BlackRock Capital Investment Corporation 7.50 741,526 777,406 4.84 5,554 5,831 4.99
2017‑09‑30 13F-HR/A CE / Celanese Corp. 104.26 54,174 48,022 -11.36 5,143 5,007 -2.64
2017‑09‑30 13F-HR/A WBA / Walgreens Boots Alliance, Inc. 77.25 9,013 8,764 -2.76 706 677 -4.11
2017‑09‑30 13F-HR/A CVS / CVS Health Corporation 81.31 22,861 22,151 -3.11 1,839 1,801 -2.07
2017‑09‑30 13F-HR/A NVS / Novartis AG 85.93 5,784 5,784 0.00 483 497 2.90
2017‑09‑30 13F-HR/A SPLV / PowerShares S&P 500 Low Volatility Portfolio 45.80 27,424 27,204 -0.80 1,227 1,246 1.55
2017‑09‑30 13F-HR/A BEAT / BioTelemetry, Inc. 33.00 11,877 11,394 -4.07 397 376 -5.29
2017‑09‑30 13F-HR/A ADBE / Adobe Systems, Inc. 149.16 26,030 26,327 1.14 3,682 3,927 6.65
2017‑09‑30 13F-HR/A IBB / iShares Nasdaq Biotechnology ETF 333.67 3,000 3,000 0.00 930 1,001 7.63
2017‑09‑30 13F-HR/A IDXX / IDEXX Laboratories, Inc. 155.50 6,000 6,000 0.00 969 933 -3.72
2017‑09‑30 13F-HR/A XPFLX / PIMCO Income Strategy Fund 12.11 36,000 36,000 0.00 425 436 2.59
2017‑09‑30 13F-HR/A AGN / Allergan plc 204.94 21,164 21,133 -0.15 5,145 4,331 -15.82
2017‑09‑30 13F-HR/A IBM / International Business Machines Corp. 145.11 3,962 3,990 0.71 609 579 -4.93
2017‑09‑30 13F-HR/A NTRSP / Northern Trust Corp. 91.92 3,600 3,949 9.69 350 363 3.71
2017‑09‑30 13F-HR/A O / Realty Income Corp. 57.20 10,000 10,000 0.00 552 572 3.62
2017‑09‑30 13F-HR/A TGT / Target Corp. 58.96 10,757 10,447 -2.88 562 616 9.61
2017‑09‑30 13F-HR/A ARRS / ARRIS International plc 28.49 11,181 10,776 -3.62 313 307 -1.92
2017‑09‑30 13F-HR/A AHS / AMN Healthcare Services, Inc. 45.70 11,986 11,619 -3.06 468 531 13.46
2017‑09‑30 13F-HR/A GIM / Templeton Global Income Fund 6.72 19,205 19,205 0.00 129 129 0.00
2017‑09‑30 13F-HR/A SMFNF / Sumitomo Mitsui Financial Group Inc. 7.72 74,474 66,228 -11.07 585 511 -12.65
2017‑09‑30 13F-HR/A NCR / NCR Corp. 37.54 8,495 8,125 -4.36 347 305 -12.10
2017‑09‑30 13F-HR/A DORM / Dorman Products, Inc. 71.61 37,893 38,694 2.11 3,136 2,771 -11.64
2017‑09‑30 13F-HR/A V / Visa, Inc. 105.24 59,161 57,866 -2.19 5,548 6,090 9.77
2017‑09‑30 13F-HR/A NVDA / NVIDIA Corp. 178.72 6,000 9,350 55.83 867 1,671 92.73
2017‑09‑30 13F-HR/A TJX / TJX Companies, Inc. (The) 73.73 46,886 47,647 1.62 3,384 3,513 3.81
2017‑09‑30 13F-HR/A AINV / Apollo Investment Corp. 6.11 923,448 1,245,571 34.88 5,901 7,610 28.96
2017‑09‑30 13F-HR/A AGG / iShares Core U.S. Aggregate Bond ETF 109.73 2,677 2,570 -4.00 293 282 -3.75
2017‑09‑30 13F-HR/A CLB / Core Laboratories N.V. 98.69 25,608 26,739 4.42 2,593 2,639 1.77
2017‑09‑30 13F-HR/A TMO / Thermo Fisher Scientific, Inc. 189.20 32,560 33,070 1.57 5,681 6,257 10.14
2017‑09‑30 13F-HR/A ABBV / AbbVie Inc. 88.84 28,477 28,477 0.00 2,065 2,530 22.52
2017‑09‑30 13F-HR/A NOAH / Noah Holdings Ltd. 32.10 10,000 10,000 0.00 287 321 11.85
2017‑09‑30 13F-HR/A ACWI / iShares MSCI ACWI ETF 68.84 17,388 14,279 -17.88 1,139 983 -13.70
2017‑09‑30 13F-HR/A OAK / Oaktree Capital Group, LLC 47.08 6,154 5,161 -16.14 287 243 -15.33
2017‑09‑30 13F-HR/A BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF 22.59 11,855 11,420 -3.67 268 258 -3.73
2017‑09‑30 13F-HR/A AIZ / Assurant, Inc. 95.40 3,974 3,742 -5.84 412 357 -13.35
2017‑09‑30 13F-HR/A MPW / Medical Properties Trust Inc. 13.13 77,250 77,250 0.00 994 1,014 2.01
2017‑09‑30 13F-HR/A IWB / iShares Russell 1000 ETF 139.88 475,823 480,332 0.95 64,365 67,189 4.39
2017‑09‑30 13F-HR/A SPY / SPDR S&P 500 ETF Trust 251.23 30,069 147,241 389.68 7,271 36,991 408.75
2017‑09‑30 13F-HR/A FTAI / Fortress Transportation and Infrastructure Investors LLC 18.04 748,330 769,315 2.80 11,928 13,878 16.35
2017‑09‑30 13F-HR/A WLTW / Willis Towers Watson Public Limited Company 154.30 7,229 6,818 -5.69 1,052 1,052 0.00
2017‑09‑30 13F-HR/A PFE / Pfizer, Inc. 35.68 17,888 18,888 5.59 601 674 12.15
2017‑09‑30 13F-HR/A ELS / Equity Lifestyles Properties, Inc. 85.00 6,000 6,000 0.00 518 510 -1.54
2017‑09‑30 13F-HR/A SNN / Smith & Nephew PLC 36.41 11,057 11,150 0.84 385 406 5.45
2017‑09‑30 13F-HR/A GE / General Electric Co. 24.19 40,041 32,986 -17.62 1,082 798 -26.25
2017‑09‑30 13F-HR/A PANW / Palo Alto Networks, Inc. 144.09 13,144 13,644 3.80 1,759 1,966 11.77
2017‑09‑30 13F-HR/A XRAY / DENTSPLY SIRONA Inc. 59.83 7,980 7,923 -0.71 517 474 -8.32
2017‑09‑30 13F-HR/A JPM / JPMorgan Chase & Co. 95.49 10,208 10,158 -0.49 933 970 3.97
2017‑09‑30 13F-HR/A VWO / Vanguard FTSE Emerging Markets ETF 43.56 15,484 16,252 4.96 632 708 12.03
2017‑09‑30 13F-HR/A DOC / Physicians Realty Trust 17.73 30,000 30,000 0.00 604 532 -11.92
2017‑09‑30 13F-HR/A IEMG / iShares Core MSCI Emerging Markets ETF 53.97 9,450 9,450 0.00 473 510 7.82
2017‑09‑30 13F-HR/A QVCA / Liberty Interactive Corp. Series A QVC Group 23.56 37,641 37,811 0.45 924 891 -3.57
2017‑09‑30 13F-HR/A XBI / SPDR S&P Biotech ETF 86.67 3,000 3,000 0.00 232 260 12.07
2017‑09‑30 13F-HR/A AAPL / Apple, Inc. 154.11 83,890 83,665 -0.27 12,082 12,894 6.72
2017‑09‑30 13F-HR/A CHL / China Mobile Ltd. 50.59 10,963 8,955 -18.32 582 453 -22.16
2017‑09‑30 13F-HR/A LGIH / LGI Homes, Inc. 48.55 20,000 20,000 0.00 804 971 20.77
2017‑09‑30 13F-HR/A BABA / Alibaba Group Holding Limited 172.70 7,095 24,019 238.53 1,000 4,148 314.80
2017‑09‑30 13F-HR/A MON / Monsanto Co. 119.79 4,273 4,274 0.02 506 512 1.19
2017‑09‑30 13F-HR/A HSIC / Henry Schein, Inc. 82.00 3,353 6,622 97.49 614 543 -11.56
2017‑09‑30 13F-HR/A SBUX / Starbucks Corp. 53.73 9,653 8,208 -14.97 563 441 -21.67
2017‑09‑30 13F-HR/A AFL / AFLAC, Inc. 81.39 16,814 15,960 -5.08 1,306 1,299 -0.54
2017‑09‑30 13F-HR/A HSBC / HSBC Holdings Plc 49.41 9,089 8,905 -2.02 422 440 4.27
2017‑09‑30 13F-HR/A WMT / Wal-Mart Stores, Inc. 78.08 3,633 3,727 2.59 275 291 5.82
2017‑09‑30 13F-HR/A SLB / Schlumberger Ltd. 69.76 52,118 52,065 -0.10 3,431 3,632 5.86
2017‑09‑30 13F-HR/A BIP / Brookfield Infrastructure Partners L.P. 43.16 10,000 25,000 150.00 409 1,079 163.81
2017‑09‑30 13F-HR/A FTSL / First Trust Senior Loan Fund ETF 48.19 163,729 169,551 3.56 7,921 8,171 3.16
2017‑09‑30 13F-HR/A LPT / Liberty Property Trust 41.04 20,174 20,174 0.00 821 828 0.85
2017‑09‑30 13F-HR/A PM / Philip Morris International, Inc. 111.01 23,502 27,880 18.63 2,760 3,095 12.14
2017‑09‑30 13F-HR/A DIA / SPDR Dow Jones Industrial Average ETF 223.78 1,640 1,640 0.00 350 367 4.86
2017‑09‑30 13F-HR/A SSW / Seaspan Corp. 7.11 19,000 19,000 0.00 136 135 -0.74
2017‑09‑30 13F-HR/A FTNT / Fortinet, Inc. 35.90 6,574 6,574 0.00 246 236 -4.07
2017‑09‑30 13F-HR/A JNJ / Johnson & Johnson 130.03 19,830 24,364 22.86 2,623 3,168 20.78
2017‑09‑30 13F-HR/A ABEV / Ambev S.A 6.58 69,234 68,205 -1.49 380 449 18.16
2017‑09‑30 13F-HR/A NOC / Northrop Grumman Corp. 287.67 2,518 6,000 138.28 646 1,726 167.18
2017‑09‑30 13F-HR/A QQQ / PowerShares QQQ Trust 145.48 8,400 8,400 0.00 1,156 1,222 5.71
2017‑09‑30 13F-HR/A VNTV / Vantiv, Inc. 70.42 6,092 6,092 0.00 386 429 11.14
2017‑09‑30 13F-HR/A JFR / Nuveen Floating Rate Income Fund 11.71 34,150 34,150 0.00 405 400 -1.23
2017‑09‑30 13F-HR/A LNC.WS / Lincoln National Corp. 73.49 16,705 15,282 -8.52 1,129 1,123 -0.53
2017‑09‑30 13F-HR/A LW / Lamb Weston Holdings, Inc. 46.90 84,216 85,488 1.51 3,709 4,009 8.09
2017‑09‑30 13F-HR/A WPZ / Access Midstream Partners, L.P 38.90 25,500 25,500 0.00 1,023 992 -3.03
2017‑09‑30 13F-HR/A BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF 21.19 14,157 14,157 0.00 301 300 -0.33
2017‑09‑30 13F-HR/A HD / Home Depot, Inc. (The) 163.56 36,673 42,278 15.28 5,626 6,915 22.91
2017‑09‑30 13F-HR/A CIU / iShares Intermediate Credit Bond ETF 110.16 126,960 131,115 3.27 13,938 14,444 3.63
2017‑09‑30 13F-HR/A GHY / Prudential Global Short Duration High Yield Fund, Inc. 14.93 30,000 30,000 0.00 446 448 0.45
2017‑09‑30 13F-HR/A ORCL / Oracle Corp. 48.35 17,435 17,435 0.00 874 843 -3.55
2017‑09‑30 13F-HR/A ROK / Rockwell Automation, Inc. 178.12 1,600 1,600 0.00 259 285 10.04
2017‑09‑30 13F-HR/A AMZN / Amazon.com, Inc. 961.36 15,491 13,691 -11.62 14,995 13,162 -12.22
2017‑09‑30 13F-HR/A LULU / lululemon athletica inc. 62.25 32,625 25,125 -22.99 1,947 1,564 -19.67
2017‑09‑30 13F-HR/A NOV / National Oilwell Varco, Inc. 35.74 26,247 24,927 -5.03 865 891 3.01
2017‑09‑30 13F-HR/A WFC / Wells Fargo & Co. 55.18 12,201 13,103 7.39 676 723 6.95
2017‑09‑30 13F-HR/A CNQ / Canadian Natural Resources Limited 33.48 11,805 9,827 -16.76 340 329 -3.24
2017‑09‑30 13F-HR/A CL / Colgate-Palmolive Co. 72.87 9,496 9,496 0.00 704 692 -1.70
2017‑09‑30 13F-HR/A GWW / Grainger (W.W.), Inc. 179.67 5,727 5,371 -6.22 1,034 965 -6.67
2017‑09‑30 13F-HR/A EXPE / Expedia, Inc. 143.87 5,206 5,206 0.00 775 749 -3.35
2017‑09‑30 13F-HR/A C / Citigroup, Inc. 72.70 10,815 10,771 -0.41 723 783 8.30
2017‑09‑30 13F-HR/A EFA / iShares MSCI EAFE ETF 68.48 36,165 48,103 33.01 2,358 3,294 39.69
2017‑09‑30 13F-HR/A CSX / CSX Corp. 54.29 9,375 9,375 0.00 512 509 -0.59
2017‑09‑30 13F-HR/A BIDU / Baidu, Inc. 247.58 3,551 3,619 1.91 635 896 41.10
2017‑09‑30 13F-HR/A VGR / Vector Group, Ltd. 20.47 52,091 79,004 51.67 1,111 1,617 45.54
2017‑09‑30 13F-HR/A NRZ / New Residential Investment Corp. 16.73 289,625 350,970 21.18 4,507 5,872 30.29
2017‑09‑30 13F-HR/A XPFNX / PIMCO Income Strategy Fund II 10.70 50,000 50,000 0.00 522 535 2.49
2017‑09‑30 13F-HR/A MSCC / Microsemi Corp. 51.53 7,585 7,122 -6.10 355 367 3.38
2017‑09‑30 13F-HR/A SU / Suncor Energy Inc. 35.03 33,301 31,576 -5.18 972 1,106 13.79
2017‑09‑30 13F-HR/A VEEV / Veeva Systems Inc. 56.39 19,738 20,057 1.62 1,210 1,131 -6.53
2017‑09‑30 13F-HR/A BA / Boeing Company (The) 254.11 2,413 3,164 31.12 477 804 68.55
2017‑09‑30 13F-HR/A AMAT / Applied Materials, Inc. 52.13 11,142 12,162 9.15 460 634 37.83
2017‑09‑30 13F-HR/A DAL / Delta Air Lines, Inc. 48.15 6,116 5,628 -7.98 329 271 -17.63
2017‑09‑30 13F-HR/A OLP / One Liberty Properties, Inc. 24.37 30,000 30,000 0.00 703 731 3.98
2017‑09‑30 13F-HR/A LUV / Southwest Airlines Co. 55.86 4,310 3,670 -14.85 268 205 -23.51
2017‑09‑30 13F-HR/A TTM / Tata Motors Ltd. 31.23 10,670 10,983 2.93 352 343 -2.56
2017‑09‑30 13F-HR/A EXR / Extra Space Storage, Inc. 80.00 4,000 4,000 0.00 312 320 2.56
2017‑09‑30 13F-HR/A ATVI / Activision Blizzard, Inc. 64.51 13,964 13,532 -3.09 804 873 8.58
2017‑09‑30 13F-HR/A LCI / Lannett Co., Inc. 18.45 6,019,820 8,195,570 36.14 122,804 151,208 23.13
2017‑09‑30 13F-HR/A WMB / Williams Companies, Inc. (The) 29.99 12,669 12,669 0.00 384 380 -1.04
2017‑09‑30 13F-HR/A LMT / Lockheed Martin Corp. 310.32 5,027 6,026 19.87 1,396 1,870 33.95
2017‑09‑30 13F-HR/A OHI / Omega HealthCare Investors, Inc. 31.92 46,900 46,900 0.00 1,549 1,497 -3.36
2017‑09‑30 13F-HR/A TXN / Texas Instruments Inc. 89.64 57,350 58,536 2.07 4,412 5,247 18.93
2017‑09‑30 13F-HR/A ANTM / Anthem, Inc. 189.92 7,124 6,687 -6.13 1,340 1,270 -5.22
2017‑09‑30 13F-HR/A AVGO / Broadcom Limited 242.57 16,359 14,602 -10.74 3,812 3,542 -7.08
2017‑09‑30 13F-HR/A AEG / Aegon N.V. ADR 5.78 82,159 76,588 -6.78 420 443 5.48
2017‑09‑30 13F-HR/A ARCC / Ares Capital Corp. 16.39 356,962 388,832 8.93 5,847 6,373 9.00
2017‑09‑30 13F-HR/A BRK.B / Berkshire Hathaway, Inc. 183.33 19,841 19,991 0.76 3,360 3,665 9.08
2017‑09‑30 13F-HR/A WY / Weyerhaeuser Co. 34.03 138,040 141,710 2.66 4,624 4,822 4.28
2017‑09‑30 13F-HR/A MSG / The Madison Square Garden Company 214.14 7,049 7,000 -0.70 1,388 1,499 8.00
2017‑09‑30 13F-HR/A TWI / Titan International, Inc. 10.16 39,063 39,075 0.03 469 397 -15.35
2017‑09‑30 13F-HR/A DLR / Digital Realty Trust, Inc. 118.32 4,000 14,900 272.50 452 1,763 290.04
2017‑09‑30 13F-HR/A TEL / TE Connectivity Ltd. 83.08 14,991 13,758 -8.22 1,179 1,143 -3.05
2017‑09‑30 13F-HR/A T / AT & T, Inc. 39.18 60,233 59,602 -1.05 2,273 2,335 2.73
2017‑09‑30 13F-HR/A IJH / iShares Core S&P MidCap ETF 178.90 98,099 219,809 124.07 17,064 39,324 130.45
2017‑09‑30 13F-HR/A ACRE / Ares Commercial Real Estate Corp 13.31 428,630 471,597 10.02 5,611 6,277 11.87
2017‑09‑30 13F-HR/A USB / U.S. Bancorp 53.60 6,368 7,593 19.24 331 407 22.96
2017‑09‑30 13F-HR/A UNH / UnitedHealth Group Inc. 195.84 33,437 33,221 -0.65 6,200 6,506 4.94
2017‑09‑30 13F-HR/A BLK / BlackRock, Inc. 447.12 12,641 13,786 9.06 5,340 6,164 15.43
2017‑09‑30 13F-HR/A COST / Costco Wholesale Corp. 164.49 1,489 1,532 2.89 238 252 5.88
2017‑09‑30 13F-HR/A CSCO / Cisco Systems, Inc. 33.66 12,235 12,418 1.50 383 418 9.14
2017‑09‑30 13F-HR/A IHPXF / iShares MSCI 54.56 3,959 3,959 0.00 205 216 5.37
2017‑09‑30 13F-HR/A COH / Coach, Inc. 5,375 0 -100.00 254 0 -100.00
2017‑09‑30 13F-HR/A AMD / Advanced Micro Devices, Inc. 20,000 0 -100.00 250 0 -100.00
2017‑09‑30 13F-HR/A MSI / Motorola Solutions, Inc. 3,185 0 -100.00 276 0 -100.00
2017‑09‑30 13F-HR/A F / Ford Motor Co. 13,088 0 -100.00 146 0 -100.00
2017‑09‑30 13F-HR/A OMC / Omnicom Group, Inc. 2,445 0 -100.00 203 0 -100.00
2017‑09‑30 13F-HR/A EL / Estee Lauder Companies, Inc. (THE) 2,112 0 -100.00 203 0 -100.00
2017‑09‑30 13F-HR/A RAI / Reynolds American, Inc. (Holding Co.) 20,000 0 -100.00 1,301 0 -100.00
2017‑09‑30 13F-HR/A MAS / Masco Corp. 49,349 0 -100.00 1,886 0 -100.00
2017‑09‑30 13F-HR/A UAL / United Continental Holdings, Inc. 2,890 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR/A PAA / Plains All American Pipeline, L.P. 7,960 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR/A ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 2,000 0 -100.00 575 0 -100.00
2017‑09‑30 13F-HR/A DLPH / Delphi Automotive Plc 2,293 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR/A SNAP / Snapchat, Inc. 53,850 0 -100.00 957 0 -100.00
2017‑09‑30 13F-HR/A LC / LendingClub Corp. 313,371 0 -100.00 1,727 0 -100.00
2017‑09‑30 13F-HR/A DB / Deutsche Bank AG 94,000 0 -100.00 1,672 0 -100.00
2017‑09‑30 13F-HR/A DFT / Dupont Fabros Technology, Inc. 20,000 0 -100.00 1,223 0 -100.00
2017‑09‑30 13F-HR/A WOOF / VCA Inc. 15,035 0 -100.00 1,388 0 -100.00
2017‑09‑30 13F-HR/A HHC / Howard Hughes Corp. (The) 1,890 0 -100.00 232 0 -100.00
2017‑09‑30 13F-HR/A IJR / iShares Core S&P Small-Cap ETF 74.22 0 304,436 0 22,595
2017‑09‑30 13F-HR/A HTGC / Hercules Capital, Inc. 12.93 15,000 194
2017‑09‑30 13F-HR/A CAR / Avis Budget Group, Inc. 38.13 5,533 211
2017‑09‑30 13F-HR/A NS / NuStar Energy L.P. 40.60 15,000 609
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / GUG BLT2018 HY (18383M381) 318,777 0 -100.00 8,075 0 -100.00
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / GUG BLT2018 HY (18383M381) 25.33 315,144 318,777 1.15 8,001 8,075 0.92
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / GUG BLT2017 HY (18383M399) 258,477 0 -100.00 6,647 0 -100.00
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / GUG BLT2017 HY (18383M399) 25.72 276,678 258,477 -6.58 7,116 6,647 -6.59
2017‑09‑30 13F-HR/A MGP / MGM Growth Properties LLC 30.20 15,000 453
2017‑09‑30 13F-HR/A ATHM / Autohome Inc. 60.00 5,000 300
2017‑09‑30 13F-HR/A ALGN / Align Technology, Inc. 186.21 3,598 670
2017‑09‑30 13F-HR/A SKT / Tanger Factory Outlet Centers, Inc. 24.40 10,000 244
2017‑09‑30 13F-HR/A ARCELORMITTAL SA LUXEMBOURG / NY REGISTRY SH (03938L203) 17,538 0 -100.00 452 0 -100.00
2017‑09‑30 13F-HR/A ARCELORMITTAL SA LUXEMBOURG / NY REGISTRY SH (03938L203) 25.77 16,815 17,538 4.30 382 452 18.32
2017‑09‑30 13F-HR/A MSM / MSC Industrial Direct Co., Inc. 75.58 25,800 1,950
2017‑09‑30 13F-HR/A BTI / British American Tobacco p.l.c. 62.45 10,520 657
2017‑09‑30 13F-HR/A AJX / Great Ajax Corp. 14.07 15,000 211
2017‑09‑30 13F-HR/A SEQUENTIAL BRNDS GROUP INC N / (81734P107) 13,000 0 -100.00 39 0 -100.00
2017‑09‑30 13F-HR/A SEQUENTIAL BRNDS GROUP INC N / (81734P107) 3.00 13,000 13,000 0.00 52 39 -25.00
2017‑09‑30 13F-HR/A WHF / WhiteHorse Finance, Inc. 14.80 10,000 148
2017‑09‑30 13F-HR/A AEE / Ameren Corp. 57.75 3,515 203
2017‑09‑30 13F-HR/A ISHARES TR / IBONDS DEC17 ETF (46434VAR1) 79,421 0 -100.00 1,971 0 -100.00
2017‑09‑30 13F-HR/A ISHARES TR / IBONDS DEC17 ETF (46434VAR1) 24.82 86,562 79,421 -8.25 2,151 1,971 -8.37
2017‑09‑30 13F-HR/A WBT / Welbilt, Inc. 130,664 0 -100.00 3,012 0 -100.00
2017‑09‑30 13F-HR/A WBT / Welbilt, Inc. 23.05 130,094 130,664 0.44 2,452 3,012 22.84
2017‑09‑30 13F-HR/A SINA / Sina Corp. 114.67 12,000 1,376
2017‑09‑30 13F-HR/A FIRST TR EXCHANGE-TRADED FD / PFD SECS INC ETF (33733E104) 0 0 0.00 0 0
2017‑09‑30 13F-HR/A FIRST TR EXCHANGE-TRADED FD / PFD SECS INC ETF (33733E104) 40,000 0 -100.00 800 0 -100.00