InvestorSusquehanna International Group, Llp
Portfolio Value $ 283,439,313,000
Current Positions9,118
Opened Positions5
Closed Positions1311


Latest Holdings, Performance, AUM (from 13F, 13D)

Susquehanna International Group, Llp has disclosed 9,118 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 283,439,313,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Susquehanna International Group, Llp's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , SPDR S&P 500 ETF Trust (NYSE:SPY) , Amazon.com, Inc. (NASDAQ:AMZN) , Amazon.com, Inc. (NASDAQ:AMZN) , and PowerShares QQQ Trust (NASDAQ:QQQ) . Susquehanna International Group, Llp's new positions include Yahoo! Inc. (NASDAQ:YHOO) , Intel Corp. 3.25% Bond Due 8/1/2039 (458140AF7) , Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 (595017AD6) , Salesforce.com, Inc. 0.25% Convertible Bond due 2018-04-01 (79466LAD6) , and Micron Technology, Inc. Bond (595112AY9) .

All Susquehanna International Group, Llp holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR VMM / Delaware Investments Minnesota Municipal Income Fund II, Inc. 10,632 0 -100.00 152 0
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 13.00 47,015 611
2017-12-31 13F-HR RIOT / Riot Blockchain Inc Call 28.40 534,600 15,183
2017-12-31 13F-HR RIOT / Riot Blockchain Inc Put 28.40 673,500 19,127
2017-12-31 13F-HR RIOT / Riot Blockchain Inc 28.40 0 133,938 0 3,804
2017-12-31 13F-HR INNTW / Innovate Biopharmaceuticals Warrants 0.05 0 95,772 0 5
2017-12-31 13F-HR APTV / Aptiv PLC Call 84.83 266,800 22,633
2017-12-31 13F-HR JMU LTD / SPONSORED ADR (46647L105) 0.98 11,192 11
2017-12-31 13F-HR ORBC / ORBCOMM, Inc. Put 10.15 13,400 136
2017-12-31 13F-HR XPCMX / PCM Fund, Inc. 11.58 20,202 234
2017-12-31 13F-HR CLEVELAND CLIFFS INC / Put (185899101) 7.21 2,039,600 14,706
2017-12-31 13F-HR CLEVELAND CLIFFS INC / Call (185899101) 7.21 1,137,800 8,203
2017-12-31 13F-HR INTEGER HLDGS CORP / (45826H109) 45.29 4,482 203
2017-12-31 13F-HR INTEGER HLDGS CORP / Put (45826H109) 45.31 34,300 1,554
2017-12-31 13F-HR INTEGER HLDGS CORP / Call (45826H109) 45.30 8,300 376
2017-12-31 13F-HR INTERNAP CORP / COM PAR (45885A409) 15.69 10,007 157
2017-12-31 13F-HR INTERNAP CORP / COM PAR Call (45885A409) 15.70 15,800 248
2017-12-31 13F-HR CHE / Chemed Corp. 243.03 0 5,843 0 1,420
2017-12-31 13F-HR VRTV / Veritiv Corporation Call 28.88 0 8,000 0 231
2017-12-31 13F-HR BIOS / BioScrip, Inc. 2.90 0 12,430 0 36
2017-12-31 13F-HR TROX / Tronox Ltd 20.51 0 200,262 0 4,108
2017-12-31 13F-HR ALKS / Alkermes plc 54.73 0 192,266 0 10,523
2017-12-31 13F-HR TRUE / TrueCar, Inc. Put 11.23 0 16,300 0 183
2017-12-31 13F-HR BCPC / Balchem Corp. Put 80.60 0 15,100 0 1,217
2017-12-31 13F-HR 22943FAF7 / Ctrip.com International, Ltd. Bond 1.000% 7/0 43,681 53,764 23.08
2017-12-31 13F-HR 741503AS5 / The Priceline Group Inc. Bond 97,411 88,929 -8.71
2017-12-31 13F-HR MYRG / MYR Group, Inc. 35.70 0 13,640 0 487
2017-12-31 13F-HR 22943FAD2 / Ctrip.com International, Ltd. Bond 1.250%10/1 42,109 41,846 -0.62
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 44.12 14,074 621
2017-12-31 13F-HR AMSF / AMERISAFE, Inc. Call 61.52 3,300 203
2017-12-31 13F-HR ASYS / Amtech Systems, Inc. 10.09 24,286 245
2017-12-31 13F-HR ANAB / AnaptysBio, Inc. 100.72 22,369 2,253
2017-12-31 13F-HR ANAB / AnaptysBio, Inc. Put 100.72 136,900 13,789
2017-12-31 13F-HR ANAB / AnaptysBio, Inc. Call 100.72 62,900 6,335
2017-12-31 13F-HR ANGI HOMESERVICES INC / COM CL A Put (00183L102) 10.48 18,700 196
2017-12-31 13F-HR ANGI HOMESERVICES INC / COM CL A Call (00183L102) 10.46 34,500 361
2017-12-31 13F-HR AIF / Apollo Tactical Income Fund Inc. 15.73 17,992 283
2017-12-31 13F-HR APTI / Apptio, Inc. Put 23.54 15,800 372
2017-12-31 13F-HR APTV / Aptiv PLC 84.81 25,031 2,123
2017-12-31 13F-HR APTV / Aptiv PLC Put 84.83 212,900 18,060
2017-12-31 13F-HR ARCTURUS THERAPEUTICS LTD / SHS Put (M1492T105) 7.97 12,300 98
2017-12-31 13F-HR ARDX / Ardelyx, Inc. Put 6.59 38,100 251
2017-12-31 13F-HR ASMB / Assembly Biosciences, Inc. Call 45.26 72,500 3,281
2017-12-31 13F-HR ASUR / Asure Software, Inc. 14.12 17,986 254
2017-12-31 13F-HR HOME / At Home Group Inc. Put 30.45 6,700 204
2017-12-31 13F-HR ATKR / Atkore International Group Inc. Put 21.45 24,200 519
2017-12-31 13F-HR ATTU / Attunity Ltd. 6.96 10,774 75
2017-12-31 13F-HR BOTA / Biota Pharmaceuticals, Inc. 0.55 27,041 15
2017-12-31 13F-HR AVX / AVX Corp. Call 17.29 25,800 446
2017-12-31 13F-HR AXGN / AxoGen, Inc. Call 28.30 102,700 2,906
2017-12-31 13F-HR AXSM / Axsome Therapeutics, Inc. Put 5.63 15,100 85
2017-12-31 13F-HR AXSM / Axsome Therapeutics, Inc. Call 5.61 36,900 207
2017-12-31 13F-HR AZUL / Azul SA Call 23.84 41,700 994
2017-12-31 13F-HR TINY / Harris & Harris Group, Inc. 1.98 21,728 43
2017-12-31 13F-HR ADAP / Adaptimmune Therapeutics plc Put 6.71 16,100 108
2017-12-31 13F-HR AEY / ADDvantage Technologies Group, Inc. 1.52 13,834 21
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A 81.61 46,709 3,812
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A Put 81.61 19,300 1,575
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A Call 81.57 7,000 571
2017-12-31 13F-HR AIN / Albany International Corp. Call 61.39 7,900 485
2017-12-31 13F-HR AMMA / Alliance MMA, Inc. 1.14 21,972 25
2017-12-31 13F-HR ALLIANZGI DIVERS INC & CNV F / (01883J108) 21.80 11,469 250
2017-12-31 13F-HR AYX / Alteryx Inc. Put 25.27 13,100 331
2017-12-31 13F-HR AYX / Alteryx Inc. Call 25.29 24,400 617
2017-12-31 13F-HR AMRH / Ameri Holdings, Inc. 3.09 12,300 38
2017-12-31 13F-HR AMERI HLDGS INC / *W EXP 11/08/202 (02362F112) 0.85 80,000 68
2017-12-31 13F-HR VNLA / Janus Short Duration Income ETF 50.16 59,904 3,005
2017-12-31 13F-HR MAXR / Maxar Technologies Ltd. Put 64.26 4,700 302
2017-12-31 13F-HR MAXR / Maxar Technologies Ltd. Call 64.32 7,400 476
2017-12-31 13F-HR DTUS / iPath US Treasury 2-year Bear ETN 34.99 6,002 210
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH INVS&P STF (06740L592) 36.61 7,839 287
2017-12-31 13F-HR BARCLAYS BK PLC / IPT COFFEE ETN (06740P148) 11.38 17,670 201
2017-12-31 13F-HR BARCLAYS BK PLC / ETN+ SEL MLP (06742C723) 20.75 52,537 1,090
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.92 525,446 14,670
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 27.92 18,562,600 518,268
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Call (06746L422) 27.92 24,972,800 697,241
2017-12-31 13F-HR BARINGS GLOBAL SHORT DURATIO / (06760L100) 19.36 27,423 531
2017-12-31 13F-HR MTGE INVT CORP / (55378A105) 18.50 93,961 1,738
2017-12-31 13F-HR MULE / Mulesoft, Inc. 23.26 49,274 1,146
2017-12-31 13F-HR MYSZ / My Size, Inc. 0.65 417,766 271
2017-12-31 13F-HR MYND ANALYTICS INC / *W EXP 06/29/202 (62857N111) 0.29 13,700 4
2017-12-31 13F-HR MYOK / MyoKardia, Inc. Put 42.12 15,100 636
2017-12-31 13F-HR NBRV / Nabriva Therapeutics AG 5.98 28,751 172
2017-12-31 13F-HR NAKD / Naked Brand Group, Inc. 1.44 11,770 17
2017-12-31 13F-HR NGHC / National General Holdings Corp Put 19.61 10,200 200
2017-12-31 13F-HR NTIP / Network-1 Technologies, Inc. 2.42 15,288 37
2017-12-31 13F-HR NTRP / Neurotrope, Inc. 7.06 20,694 146
2017-12-31 13F-HR NL / NL Industries, Inc. Put 14.25 177,100 2,524
2017-12-31 13F-HR BNTC / Benitec Biopharma Ltd 2.97 19,509 58
2017-12-31 13F-HR BSTI / BEST Inc. Put 8.98 139,300 1,251
2017-12-31 13F-HR BSTI / BEST Inc. Call 8.97 30,200 271
2017-12-31 13F-HR BIOBLAST PHARMA LTD / SHS NEW (M20156119) 2.29 16,127 37
2017-12-31 13F-HR NULG / NuShares ESG Large-Cap Growth ETF 31.21 7,947 248
2017-12-31 13F-HR NUMG / NuShares ESG Mid-Cap Growth ETF 29.37 17,363 510
2017-12-31 13F-HR NUMV / NuShares ESG Mid-Cap Value ETF 28.19 29,226 824
2017-12-31 13F-HR BHVN / Biohaven Pharmaceutical Holding Put 26.99 14,600 394
2017-12-31 13F-HR BHVN / Biohaven Pharmaceutical Holding Call 26.99 50,100 1,352
2017-12-31 13F-HR OKTA / Okta, Inc. 25.60 78,736 2,016
2017-12-31 13F-HR PCSB / PCSB Financial Corporation Call 19.02 11,200 213
2017-12-31 13F-HR PESI / Perma-Fix Environmental Services, Inc. 3.64 10,727 39
2017-12-31 13F-HR BIT / BlackRock Multi-Sector Income Trust 18.15 11,900 216
2017-12-31 13F-HR SPXN / ProShares S&P 500 Ex-Financials ETF 54.25 8,166 443
2017-12-31 13F-HR PULM / Pulmatrix, Inc. 1.40 11,451 16
2017-12-31 13F-HR QD / Qudian Inc. 12.54 87,875 1,102
2017-12-31 13F-HR QD / Qudian Inc. Put 12.54 470,100 5,895
2017-12-31 13F-HR QD / Qudian Inc. Call 12.54 277,600 3,481
2017-12-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.35 10,426 233
2017-12-31 13F-HR RADA / Rada Electronic Industries, Ltd. Put 3.07 47,200 145
2017-12-31 13F-HR RADA / Rada Electronic Industries, Ltd. Call 3.08 88,200 272
2017-12-31 13F-HR SNFCA / Security National Financial Corp. 5.29 20,785 110
2017-12-31 13F-HR WTTR / Select Energy Services, Inc. 18.23 23,371 426
2017-12-31 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 13.92 27,739 386
2017-12-31 13F-HR MYF / BlackRock Muniyield Investment Fund 14.82 17,950 266
2017-12-31 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 12.94 16,386 212
2017-12-31 13F-HR SEND / SendGrid, Inc. 23.99 15,962 383
2017-12-31 13F-HR SEND / SendGrid, Inc. Put 23.99 16,300 391
2017-12-31 13F-HR SNES / SenesTech, Inc. 0.72 746,796 538
2017-12-31 13F-HR SOGO / Sogou Inc. 11.57 41,325 478
2017-12-31 13F-HR SOGO / Sogou Inc. Call 11.60 13,100 152
2017-12-31 13F-HR SOI / Solaris Oilfield Infrastructure Call 21.40 36,300 777
2017-12-31 13F-HR CAPN / Capnia, Inc. 1.79 16,195 29
2017-12-31 13F-HR SPOK / Spok Holdings, Inc. Put 15.65 21,600 338
2017-12-31 13F-HR SPOK / Spok Holdings, Inc. Call 15.68 11,800 185
2017-12-31 13F-HR APRN / Blue Apron Holdings Inc 4.04 54,668 221
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.00 90,063 540
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG TTL ETN 22 (870297801) 5.40 107,358 580
2017-12-31 13F-HR SWCH / Switch Inc 18.16 12,392 225
2017-12-31 13F-HR SWCH / Switch Inc Put 18.19 39,700 722
2017-12-31 13F-HR SWCH / Switch Inc Call 18.19 49,300 897
2017-12-31 13F-HR SYRS / Syros Pharmaceuticals, Inc. Put 9.73 14,700 143
2017-12-31 13F-HR TTOO / T2 Biosystems, Inc. Call 4.12 34,700 143
2017-12-31 13F-HR UBS AG LONDON BRH / EN LG CP GRWTH (902677780) 227.31 1,333 303
2017-12-31 13F-HR UBS AG LONDON BRH / VELCTY 1X ETN 47 Call (90274E828) 12.01 26,400 317
2017-12-31 13F-HR YIN / Yintech Investment Holdings Limited 9.56 14,328 137
2017-12-31 13F-HR YOGA / YogaWorks, Inc. 2.82 17,029 48
2017-12-31 13F-HR YULONG ECO MATLS LTD / SHS (G98847208) 2.69 15,249 41
2017-12-31 13F-HR ZAIS / ZAIS Group Holdings, Inc. 3.89 15,679 61
2017-12-31 13F-HR BPMC / Blueprint Medicines Corporation 75.42 17,966 1,355
2017-12-31 13F-HR CBAK ENERGY TECHNOLOGY INC / (14986C102) 1.49 24,818 37
2017-12-31 13F-HR CBTX / CBTX, Inc. 29.69 10,204 303
2017-12-31 13F-HR CITIGROUP GLOBAL MKTS HLDGS / LEVERAGD ETN S&P (17325E291) 24.52 30,430 746
2017-12-31 13F-HR CIO / City Office REIT Inc. Put 13.02 11,600 151
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation Put 14.63 82,000 1,200
2017-12-31 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 13.39 13,065 175
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation Call 14.63 555,000 8,120
2017-12-31 13F-HR CONSOL ENERGY INC NEW / Call (20854L108) 39.50 28,200 1,114
2017-12-31 13F-HR CTRV / Contravir Pharmaceuticals Inc 0.38 20,879 8
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VLCTYSHS 3X S&P (22539T217) 72.75 364,962 26,551
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VELOCITY SHS EXC (22539T597) 11.62 26,334 306
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / ETN STOXX EUR 50 (22542D100) 137.31 1,777 244
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 5.54 125,920 698
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHO (22542D365) 11.81 10,839 128
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHO Put (22542D365) 11.79 10,600 125
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS 3X (22542D373) 27.52 18,208 501
2017-12-31 13F-HR CRSP / CRISPR Therapeutics AG Call 23.48 56,400 1,324
2017-12-31 13F-HR CURRENCYSHARES SWISS FRANC T / SWISS FRANC SH Put (23129V109) 96.92 5,200 504
2017-12-31 13F-HR CURRENCYSHARES SWISS FRANC T / SWISS FRANC SH Call (23129V109) 96.79 7,800 755
2017-12-31 13F-HR DRAGON VICTORY INTL LTD / SHS (G28365107) 4.35 11,486 50
2017-12-31 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.37 14,548 49
2017-12-31 13F-HR DRTAX / Dreyfus Municipal Bond 13.03 11,894 155
2017-12-31 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 8.64 19,335 167
2017-12-31 13F-HR BANCORPSOUTH BK TUPELO MISS / (05971J102) 31.45 77,780 2,446
2017-12-31 13F-HR BANCORPSOUTH BK TUPELO MISS / Call (05971J102) 31.47 13,600 428
2017-12-31 13F-HR EXAC / Exactech, Inc. Put 49.50 8,000 396
2017-12-31 13F-HR KLDW / Exchange Listed Funds Trust GaveKal Knowledge Leaders Developed World ETF 33.48 61,894 2,072
2017-12-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF Call 41.25 5,600 231
2017-12-31 13F-HR VMAX / REX VolMAXX Long VIX Weekly Futures Strategy ETF 12.28 11,564 142
2017-12-31 13F-HR GIGCAPITAL INC / UNIT 03/06/2025 (37518N205) 9.99 13,414 134
2017-12-31 13F-HR BOTZ / Global X Funds Put 23.70 162,300 3,847
2017-12-31 13F-HR LIT / Global X Funds Put 38.76 241,400 9,357
2017-12-31 13F-HR LIT / Global X Funds Call 38.76 69,100 2,678
2017-12-31 13F-HR GLYC / GlycoMimetics, Inc. Call 16.80 38,100 640
2017-12-31 13F-HR GMS / GMS Inc. Put 37.59 8,300 312
2017-12-31 13F-HR QYLD / Recon Capital Series Trust 24.61 9,021 222
2017-12-31 13F-HR TWNK / Hostess Brands, Inc. 2.33 394,000 918
2017-12-31 13F-HR RXDX / Ignyta, Inc. Put 26.69 29,300 782
2017-12-31 13F-HR CNNE / Cannae Holdings, Inc. 17.06 12,602 215
2017-12-31 13F-HR CEL / Cellcom Israel, Ltd. 10.19 16,291 166
2017-12-31 13F-HR CHANTICLEER HLDGS INC / COM PAR (15930P800) 2.60 14,251 37
2017-12-31 13F-HR CHEK / Check-Cap Ltd. 0.89 21,288 19
2017-12-31 13F-HR CHINA BIOLOGIC PRODS HLDGS I / (G21515104) 78.76 35,742 2,815
2017-12-31 13F-HR CHINA BIOLOGIC PRODS HLDGS I / Put (G21515104) 78.77 66,000 5,199
2017-12-31 13F-HR CHINA BIOLOGIC PRODS HLDGS I / Call (G21515104) 78.78 4,900 386
2017-12-31 13F-HR XRF / China Rapid Finance Limited Put 5.71 18,900 108
2017-12-31 13F-HR CNET / ChinaNet Online Holdings, Inc. 1.11 12,601 14
2017-12-31 13F-HR CHIPMOS TECHNOLOGIES INC / SPONSORED ADR Call (16965P103) 17.66 20,500 362
2017-12-31 13F-HR CDTI / Clean Diesel Technologies, Inc. 1.54 14,927 23
2017-12-31 13F-HR CTR / ClearBridge Energy MLP Total Return Fund Inc. 11.61 42,367 492
2017-12-31 13F-HR CLEARSIGN COMBUSTION CORP / *W EXP 01/25/201 (185064110) 1.00 139,316 139
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.21 1,914,493 13,803
2017-12-31 13F-HR CLEVELAND CLIFFS INC / DBCV 1.500% 1/1 (185899AA9) 2,738
2017-12-31 13F-HR CLCT / Collectors Universe, Inc. Call 28.67 10,500 301
2017-12-31 13F-HR CMCO / Columbus McKinnon Corp. Call 39.98 55,900 2,235
2017-12-31 13F-HR CCT / Corporate Capital Trust, Inc. 15.98 32,912 526
2017-12-31 13F-HR CPAH / CounterPath Corp. 3.15 10,166 32
2017-12-31 13F-HR CYTRX CORP / COM PAR Put (232828608) 1.69 37,300 63
2017-12-31 13F-HR CYTRX CORP / COM PAR Call (232828608) 1.69 49,100 83
2017-12-31 13F-HR DQ / Daqo New Energy Corp. Put 59.44 83,900 4,987
2017-12-31 13F-HR DQ / Daqo New Energy Corp. Call 59.43 44,200 2,627
2017-12-31 13F-HR DRIO / DarioHealth Corp 1.61 14,925 24
2017-12-31 13F-HR DWSN / Dawson Geophysical Company New 4.98 11,843 59
2017-12-31 13F-HR DEUS / Deutsche X-trackers Russell 1000 Enhanced Beta ETF 32.06 23,708 760
2017-12-31 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund Call 28.40 7,500 213
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS Put (G2709G107) 52.47 193,500 10,153
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS Call (G2709G107) 52.50 12,400 651
2017-12-31 13F-HR DSGX / Descartes Systems Group, Inc. (THE) 0.00 574,336 0
2017-12-31 13F-HR DEUTSCHE BK AG LONDON BRH / FI ENH GL0BAL HY (25155L293) 147.84 2,638 390
2017-12-31 13F-HR DEUTSCHE STRATEGIC INCOME TR / SHS (25160F109) 12.48 22,682 283
2017-12-31 13F-HR DRNA / Dicerna Pharmaceuticals, Inc. Call 9.03 223,000 2,014
2017-12-31 13F-HR CWEB / Direxion Daily CSI China Interne Put 51.04 13,400 684
2017-12-31 13F-HR CWEB / Direxion Daily CSI China Interne Call 51.12 11,600 593
2017-12-31 13F-HR SAUC / Diversified Restaurant Holdings, Inc. 1.63 18,442 30
2017-12-31 13F-HR DNI / Dividend and Income Fund 13.44 44,939 604
2017-12-31 13F-HR DMC GLOBAL INC / (23291C103) 25.04 8,226 206
2017-12-31 13F-HR DMC GLOBAL INC / Put (23291C103) 25.03 15,700 393
2017-12-31 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 5.87 20,258 119
2017-12-31 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 8.86 31,501 279
2017-12-31 13F-HR EGBN / Eagle Bancorp, Inc. Put 57.89 24,200 1,401
2017-12-31 13F-HR EFF / Eaton Vance Floating-Rate Income Plus Fund 16.33 12,431 203
2017-12-31 13F-HR EIV / Eaton Vance Municipal Bond Fund II 12.28 11,398 140
2017-12-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.42 15,051 217
2017-12-31 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 23.31 10,082 235
2017-12-31 13F-HR EMX RTY CORP / (26873J107) 0.81 19,702 16
2017-12-31 13F-HR ENERGY FUELS INC / *W EXP 09/20/202 (292671179) 0.00 277,777 0
2017-12-31 13F-HR EPIX / ESSA Pharma Inc. 0.22 68,622 15
2017-12-31 13F-HR LARE / Tierra XP Latin America Real Estate ETF 32.58 58,812 1,916
2017-12-31 13F-HR AIEQ / AI Powered Equity ETF 25.87 20,489 530
2017-12-31 13F-HR BEMO / Aptus Behavioral Momentum ETF 30.32 26,881 815
2017-12-31 13F-HR EMEM / Virtus Glovista Emerging Markets 26.22 22,120 580
2017-12-31 13F-HR EVBG / Everbridge, Inc. Put 29.71 20,500 609
2017-12-31 13F-HR FATE / Fate Therapeutics, Inc. 6.11 49,134 300
2017-12-31 13F-HR FNHC / Federated National Holding Co. Put 16.57 17,500 290
2017-12-31 13F-HR FENY / Fidelity MSCI Energy Index ETF Call 20.07 14,600 293
2017-12-31 13F-HR FNJN / Finjan Holdings, Inc. 2.16 18,509 40
2017-12-31 13F-HR FBNC / First Bancorp Call 35.31 44,100 1,557
2017-12-31 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund Call 52.38 4,200 220
2017-12-31 13F-HR FIRST TR SR FLG RTE INCM FD / (33733U108) 12.91 24,789 320
2017-12-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 20.48 18,947 388
2017-12-31 13F-HR ESGG / FlexShares STOXX Global ESG Impact Index Fund 95.05 4,345 413
2017-12-31 13F-HR FRTA / Forterra, Inc. Put 11.11 32,400 360
2017-12-31 13F-HR FTS / Fortis Inc. 36.64 14,655 537
2017-12-31 13F-HR FLEH / Franklin FTSE Europe Hedged ETF 24.89 13,541 337
2017-12-31 13F-HR FLEE / Franklin FTSE Europe ETF 25.51 38,688 987
2017-12-31 13F-HR FLGB / Franklin FTSE United Kingdom ETF 26.02 94,850 2,468
2017-12-31 13F-HR FLIY / Franklin FTSE Italy ETF 24.94 96,999 2,419
2017-12-31 13F-HR FLHK / Franklin FTSE Hong Kong ETF 26.48 215,987 5,719
2017-12-31 13F-HR FLGR / Franklin FTSE Germany ETF 25.32 92,143 2,333
2017-12-31 13F-HR FLFR / Franklin FTSE France ETF 25.25 94,149 2,377
2017-12-31 13F-HR FLCA / Franklin FTSE Canada ETF 25.67 31,202 801
2017-12-31 13F-HR FLAU / Franklin FTSE Australia ETF 26.10 29,200 762
2017-12-31 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 7.20 13,758 99
2017-12-31 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 10.34 20,011 207
2017-12-31 13F-HR GDI / Gardner Denver Holdings, Inc. Put 34.00 6,000 204
2017-12-31 13F-HR GDI / Gardner Denver Holdings, Inc. Call 33.90 8,200 278
2017-12-31 13F-HR GAZIT GLOBE LTD / SHS (M4793C102) 10.52 22,529 237
2017-12-31 13F-HR GAZIT GLOBE LTD / SHS Put (M4793C102) 10.53 84,700 892
2017-12-31 13F-HR GDL FUND / COM SH BEN IT (361570104) 9.73 19,728 192
2017-12-31 13F-HR GNUS / Genius Brands International, Inc. 2.73 46,517 127
2017-12-31 13F-HR GMRE / Global Medical REIT, Inc. 8.20 188,881 1,549
2017-12-31 13F-HR GHYB / Goldman Sachs Access High Yield 49.52 288,543 14,289
2017-12-31 13F-HR GMZ / Goldman Sachs MLP Income Opportunities Fund 8.95 13,856 124
2017-12-31 13F-HR GRAMERCY PPTY TR / (385002308) 26.65 52,302 1,394
2017-12-31 13F-HR COMG / GraniteShares S&P GSCI Commodity 27.68 27,564 763
2017-12-31 13F-HR OMAB / Grupo Aeroportuario del Centro Norte S.A.B. de C.V. 41.50 4,988 207
2017-12-31 13F-HR HAE / Haemonetics Corp. Put 58.07 5,700 331
2017-12-31 13F-HR HMNY / Helios and Matheson Analytics Inc. 6.32 35,464 224
2017-12-31 13F-HR HMNY / Helios and Matheson Analytics Inc. Put 6.31 101,500 640
2017-12-31 13F-HR HMNY / Helios and Matheson Analytics Inc. Call 6.31 96,700 610
2017-12-31 13F-HR HTBK / Heritage Commerce Corp. Call 15.32 23,700 363
2017-12-31 13F-HR HESM / Hess Midstream Partners LP Put 19.80 15,200 301
2017-12-31 13F-HR HESM / Hess Midstream Partners LP Call 19.83 17,400 345
2017-12-31 13F-HR ICHR / ICHOR HOLDINGS, LTD. 24.61 76,282 1,877
2017-12-31 13F-HR ICHR / ICHOR HOLDINGS, LTD. Put 24.60 64,800 1,594
2017-12-31 13F-HR ICHR / ICHOR HOLDINGS, LTD. Call 24.63 12,300 303
2017-12-31 13F-HR ICCC / ImmuCell Corp. 8.80 16,600 146
2017-12-31 13F-HR CSML / IndexIQ ETF Trust IQ Chaikin U.S. Small Cap ETF 28.05 17,787 499
2017-12-31 13F-HR IOSP / Innospec, Inc. Put 70.69 2,900 205
2017-12-31 13F-HR ISSC / Innovative Solutions & Support, Inc. Put 2.93 21,500 63
2017-12-31 13F-HR ISSC / Innovative Solutions & Support, Inc. Call 2.94 10,200 30
2017-12-31 13F-HR FFTY / Academy Funds Trust 33.20 21,866 726
2017-12-31 13F-HR INSPIREMD INC / *W EXP 03/14/202 (45779A135) 0.02 93,748 2
2017-12-31 13F-HR INSULET CORP / NOTE 1.250% 9/1 (45784PAF8) 8,474
2017-12-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 12.41 28,044 348
2017-12-31 13F-HR IQI / Invesco Quality Municipal Income Trust 12.53 13,491 169
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 97.91 20,897 2,046
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. Put 97.89 31,800 3,113
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. Call 97.90 49,000 4,797
2017-12-31 13F-HR ISHARES DOW JONES UBS ROLL S / SHS BEN INT (45032K102) 37.14 8,347 310
2017-12-31 13F-HR ERUS / iShares MSCI Russia Capped ETF Put 33.52 12,800 429
2017-12-31 13F-HR ESGE / iShares, Inc. iShares MSCI EM ESG Optimized ETF 73.88 48,890 3,612
2017-12-31 13F-HR IXJ / iShares Global Healthcare ETF Put 112.86 2,100 237
2017-12-31 13F-HR IGM / iShares North American Tech ETF Call 168.75 4,800 810
2017-12-31 13F-HR GVI / iShares Intermediate Government/Credit Bond ETF Put 109.71 3,400 373
2017-12-31 13F-HR IHE / iShares U.S. Pharmaceuticals ETF Put 154.38 1,600 247
2017-12-31 13F-HR IBML / iShares iBonds Dec 2023 Term Muni Bond ETF 25.21 39,193 988
2017-12-31 13F-HR ITI / Iteris, Inc. Put 6.96 22,400 156
2017-12-31 13F-HR JILL / J. Jill, Inc. 7.80 19,105 149
2017-12-31 13F-HR JILL / J. Jill, Inc. Call 7.80 29,500 230
2017-12-31 13F-HR 472319AG7 / Jefferies Group Inc Bond 10,000
2017-12-31 13F-HR JSYNU / Jensyn Acquistion Corp. 0.31 19,111 6
2017-12-31 13F-HR JTPY / JetPay Corporation 2.54 44,465 113
2017-12-31 13F-HR JNCE / Jounce Therapeutics, Inc. 12.72 12,819 163
2017-12-31 13F-HR JNCE / Jounce Therapeutics, Inc. Put 12.76 13,400 171
2017-12-31 13F-HR JPUS / JPMorgan Diversified Return U.S. Equity ETF Call 70.57 3,500 247
2017-12-31 13F-HR JPGB / JPMorgan Global Bond Opportunities ETF 51.17 82,280 4,210
2017-12-31 13F-HR JPHY / JPMorgan Disciplined High Yield ETF 51.27 27,442 1,407
2017-12-31 13F-HR JP / Jupai Holdings Ltd. 18.49 21,631 400
2017-12-31 13F-HR JP / Jupai Holdings Ltd. Put 18.48 35,500 656
2017-12-31 13F-HR KBSFU / KBS Fashion Group Limited 4.14 26,567 110
2017-12-31 13F-HR KBAL / Kimball International, Inc. Put 18.67 54,200 1,012
2017-12-31 13F-HR KBAL / Kimball International, Inc. Call 18.66 18,700 349
2017-12-31 13F-HR KL / Kirkland Lake Gold Ltd. 15.36 198,318 3,046
2017-12-31 13F-HR KL / Kirkland Lake Gold Ltd. Put 15.36 79,900 1,227
2017-12-31 13F-HR KL / Kirkland Lake Gold Ltd. Call 15.35 12,900 198
2017-12-31 13F-HR KTOV / Kitov Pharamceuticals Holdings Ltd. 2.28 16,675 38
2017-12-31 13F-HR KLDX / Klondex Mines Ltd. Put 2.59 15,800 41
2017-12-31 13F-HR KMG / KMG Chemicals, Inc. Put 66.06 19,800 1,308
2017-12-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A Put (499049104) 43.72 109,700 4,796
2017-12-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A Call (499049104) 43.72 205,800 8,998
2017-12-31 13F-HR KOSS / Koss Corp. 3.08 37,372 115
2017-12-31 13F-HR LFL / LATAM Airlines Group S.A. Call 13.92 10,200 142
2017-12-31 13F-HR LPTX / LEAP THERAPEUTICS, INC. 6.24 52,232 326
2017-12-31 13F-HR BATRK / Liberty Media Corporation Call 22.19 9,600 213
2017-12-31 13F-HR LINU / LiNiu Technology Group 2.05 14,613 30
2017-12-31 13F-HR LOMA / Loma Negra Compania Industrial 23.03 54,620 1,258
2017-12-31 13F-HR MARATHON PATENT GROUP INC / COM PAR (56585W302) 4.10 182,188 747
2017-12-31 13F-HR MARATHON PATENT GROUP INC / COM PAR Put (56585W302) 4.10 624,500 2,560
2017-12-31 13F-HR MARATHON PATENT GROUP INC / COM PAR Call (56585W302) 4.10 322,100 1,321
2017-12-31 13F-HR MRNS / Marinus Pharmaceuticals, Inc. Put 8.16 115,600 943
2017-12-31 13F-HR MRNS / Marinus Pharmaceuticals, Inc. Call 8.15 25,900 211
2017-12-31 13F-HR MTBC / Medical Transcription Billing, Corp. 2.64 12,514 33
2017-12-31 13F-HR MEET GROUP INC / (58513U101) 2.82 207,778 586
2017-12-31 13F-HR MEET GROUP INC / Put (58513U101) 2.83 46,700 132
2017-12-31 13F-HR MEET GROUP INC / Call (58513U101) 2.82 33,700 95
2017-12-31 13F-HR CEMP / Cempra, Inc. 15.80 33,921 536
2017-12-31 13F-HR CEMP / Cempra, Inc. Put 15.80 151,200 2,389
2017-12-31 13F-HR CEMP / Cempra, Inc. Call 15.80 44,500 703
2017-12-31 13F-HR MBWM / Mercantile Bank Corp. Call 35.40 10,000 354
2017-12-31 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 5.25 32,769 172
2017-12-31 13F-HR XMFVX / MFS Special Value Trust 5.92 16,731 99
2017-12-31 13F-HR MFGP / Micro Focus International plc Put 33.59 14,500 487
2017-12-31 13F-HR MFGP / Micro Focus International plc Call 33.58 40,200 1,350
2017-12-31 13F-HR NAVIOS MARITIME HLDGS INC / SPN ADR RP PFD G (63938Y100) 16.20 16,483 267
2017-12-31 13F-HR NXGEF / Nexgen Energy Ltd. 2.53 15,000 38
2017-12-31 13F-HR NHF / NexPoint Credit Strategies Fund 25.30 14,625 370
2017-12-31 13F-HR NXRT / NexPoint Residential Trust, Inc. Call 27.94 113,700 3,177
2017-12-31 13F-HR NORTH EUROPEAN OIL RTY TR / SH BEN INT (659310106) 6.92 10,545 73
2017-12-31 13F-HR GUDB / Sage ESG Intermediate Credit ETF 49.69 96,815 4,811
2017-12-31 13F-HR QXTR / QuantX Risk Managed Multi-Asset Total Return ETF 26.06 8,096 211
2017-12-31 13F-HR NWBI / Northwest Bancshares, Inc. Call 16.76 11,100 186
2017-12-31 13F-HR NUVEEN EMERGING MKTS DEBT 20 / (67077P101) 9.42 24,952 235
2017-12-31 13F-HR NUVEEN GEORGIA QLTY MUN INC / (67072B107) 12.56 13,371 168
2017-12-31 13F-HR NUVEEN MASSACHUSETS QLT MUN / (67061E104) 14.28 22,344 319
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.24 27,558 420
2017-12-31 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.95 43,475 563
2017-12-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.10 12,840 181
2017-12-31 13F-HR NUVEEN SELECT MAT MUN FD / SH BEN INT (67061T101) 10.00 11,503 115
2017-12-31 13F-HR JSD / Nuveen Short Duration Credit Opportunities Fund 16.65 15,377 256
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.91 22,199 109
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. Put 4.87 19,100 93
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. Call 4.89 130,700 639
2017-12-31 13F-HR OCSI / Oaktree Strategic Income Corporation Put 8.38 11,100 93
2017-12-31 13F-HR OCSI / Oaktree Strategic Income Corporation Call 8.40 21,200 178
2017-12-31 13F-HR 682189AK1 / ON Semiconductor Corporation 1% Bond due 2020-12-01 5,645
2017-12-31 13F-HR 68373L109 / OpGen, Inc. 0.18 49,529 9
2017-12-31 13F-HR OPY / Oppenheimer Holdings Inc. Put 26.81 52,000 1,394
2017-12-31 13F-HR OEC / Orion Engineered Carbons S.A. Put 25.65 8,500 218
2017-12-31 13F-HR OXBRW / Oxbridge Re Holdings Limited, Warrants 0.08 24,494 2
2017-12-31 13F-HR GCOW / Pacer Global Cash Cows Dividend ETF 31.48 33,708 1,061
2017-12-31 13F-HR PAM / Pampa Energia S.A. Call 67.25 5,100 343
2017-12-31 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 10.17 11,405 116
2017-12-31 13F-HR MAV / Pioneer Municipal High Income Advantage Trust 11.37 15,651 178
2017-12-31 13F-HR PZC / PIMCO California Municipal Income Fund III 10.43 17,928 187
2017-12-31 13F-HR PBDM / PowerShares PureBeta FTSE Developed ex-North America Portfolio 26.08 7,974 208
2017-12-31 13F-HR PSL / PowerShares Exchange-Trade Fund Trust Put 65.00 7,200 468
2017-12-31 13F-HR PRMW / Primo Water Corp. Put 12.57 141,100 1,774
2017-12-31 13F-HR PRIM / Primoris Services Corp. Put 27.14 10,500 285
2017-12-31 13F-HR PXUS / Principal Exchange-Traded Funds Principal International Multi-Factor Index ETF 101.80 9,804 998
2017-12-31 13F-HR PRA / ProAssurance Corp. Put 57.13 11,500 657
2017-12-31 13F-HR PUMP / Propetro Holding Corp Put 20.15 32,500 655
2017-12-31 13F-HR PUMP / Propetro Holding Corp Call 20.16 1,186,200 23,914
2017-12-31 13F-HR PRQR / ProQR Therapeutics N.V. 3.21 29,885 96
2017-12-31 13F-HR SPXV / ProShares S&P 500 Ex-Health Care ETF 55.95 7,257 406
2017-12-31 13F-HR PCF / Putnam High Income Securities Fund 9.00 15,673 141
2017-12-31 13F-HR RLOG / Rand Logistics, Inc. 0.16 251,577 39
2017-12-31 13F-HR LEAD / Reality Shares DIVCON Leaders Dividend ETF 31.96 16,491 527
2017-12-31 13F-HR RETA / Reata Pharmaceuticals, Inc. Call 28.35 9,100 258
2017-12-31 13F-HR REMARK HLDGS INC / (75955K102) 9.73 67,818 660
2017-12-31 13F-HR REMARK HLDGS INC / Put (75955K102) 9.73 78,000 759
2017-12-31 13F-HR REMARK HLDGS INC / Call (75955K102) 9.73 43,900 427
2017-12-31 13F-HR RETO ECO SOLUTIONS INC / (G75271109) 7.06 28,200 199
2017-12-31 13F-HR RBBN / Ribbon Communications Inc. 7.71 24,498 189
2017-12-31 13F-HR RELL / Richardson Electronics, Ltd. 6.78 11,354 77
2017-12-31 13F-HR RMG NETWORKS HLDG CORP / (74966K300) 0.83 39,891 33
2017-12-31 13F-HR ROKU / Roku Inc Put 51.78 1,333,900 69,069
2017-12-31 13F-HR ROKU / Roku Inc Call 51.78 733,500 37,981
2017-12-31 13F-HR SANDRIDGE MISSISSIPPIAN TR I / SH BEN INT (80007V106) 0.86 128,958 111
2017-12-31 13F-HR SCHK / Schwab 1000 Indexr ETF 26.27 65,557 1,722
2017-12-31 13F-HR SGZA / Selective Insurance Group, Inc. Put 58.69 12,200 716
2017-12-31 13F-HR SSC / Stewart & Stevenson LLC 4.60 44,978 207
2017-12-31 13F-HR SSC / Stewart & Stevenson LLC Put 4.61 21,700 100
2017-12-31 13F-HR SITE / SiteOne Landscape Supply, Inc. Call 76.76 3,700 284
2017-12-31 13F-HR SGH / SMART Global Holdings, Inc. 33.74 10,817 365
2017-12-31 13F-HR SND / Smart Sand, Inc. Call 8.67 20,300 176
2017-12-31 13F-HR SP / SP Plus Corporation Call 37.14 6,300 234
2017-12-31 13F-HR GWX / SPDR S&P Intl Small Cap ETF Call 35.48 12,600 447
2017-12-31 13F-HR EFAX / SPDR MSCI EAFE Fossil Fuel Reser 72.85 20,411 1,487
2017-12-31 13F-HR EEMX / SPDR MSCI Emerging Markets Fossi 69.80 7,693 537
2017-12-31 13F-HR SPDR SER TR / KENSHO FUTURE (78468R671) 29.94 100,000 2,994
2017-12-31 13F-HR SPPP / Sprott Physical Platinum and Palladium 9.32 12,981 121
2017-12-31 13F-HR STITCH FIX INC / COM CL A (860897107) 25.83 50,787 1,312
2017-12-31 13F-HR STITCH FIX INC / COM CL A Put (860897107) 25.83 87,500 2,260
2017-12-31 13F-HR STITCH FIX INC / COM CL A Call (860897107) 25.83 95,300 2,462
2017-12-31 13F-HR SRI / Stoneridge, Inc. Put 22.87 25,100 574
2017-12-31 13F-HR SSY / SunLink Health Systems, Inc. 1.64 11,007 18
2017-12-31 13F-HR SWEDISH EXPT CR CORP / MLCX BIO ETN23 (870297199) 6.94 16,133 112
2017-12-31 13F-HR SWEDISH EXPT CR CORP / RG ENRGY ETN22 (870297306) 2.77 19,491 54
2017-12-31 13F-HR SWEDISH EXPT CR CORP / RG METAL ETN22 (870297405) 8.94 37,014 331
2017-12-31 13F-HR TAIT / Taitron Components, Inc. 1.72 11,648 20
2017-12-31 13F-HR COH / Coach, Inc. 44.23 52,500 2,322
2017-12-31 13F-HR COH / Coach, Inc. Put 44.23 521,800 23,079
2017-12-31 13F-HR COH / Coach, Inc. Call 44.23 619,900 27,418
2017-12-31 13F-HR TDH HLDGS INC / SHS (G87084102) 5.66 10,773 61
2017-12-31 13F-HR TRMR / Tremor Video, Inc. 4.05 12,592 51
2017-12-31 13F-HR TERADYNE INC / NOTE 1.250%12/1 (880770AG7) 33,985
2017-12-31 13F-HR TNTR / Tintri, Inc. 5.11 35,029 179
2017-12-31 13F-HR TOCA / Tocagen Inc. Put 10.25 40,000 410
2017-12-31 13F-HR TOCA / Tocagen Inc. Call 10.25 32,300 331
2017-12-31 13F-HR TRIL / Trillium Therapeutics Inc. Put 7.25 23,300 169
2017-12-31 13F-HR TRIL / Trillium Therapeutics Inc. Call 7.25 34,600 251
2017-12-31 13F-HR TRS / TriMas Corp. Call 26.78 9,000 241
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 17.81 20,661 368
2017-12-31 13F-HR UHT / Universal Health Realty Income Trust Put 75.00 3,200 240
2017-12-31 13F-HR USAT / USA Technologies, Inc. Put 9.77 13,300 130
2017-12-31 13F-HR ULVM / USAA MSCI USA Value Momentum Ble 51.97 6,119 318
2017-12-31 13F-HR UIVM / USAA MSCI International Value Mo 51.45 45,832 2,358
2017-12-31 13F-HR REMX / Market Vectors Rare Earth/Strategic Metals ETF Call 30.09 73,800 2,221
2017-12-31 13F-HR VSTM / Verastem, Inc. Put 3.06 55,200 169
2017-12-31 13F-HR VSTM / Verastem, Inc. Call 3.07 15,000 46
2017-12-31 13F-HR VSMV / Victory Portfolios II VictoryShares US Multi-Factor Minimum Volatility ETF 27.58 12,910 356
2017-12-31 13F-HR CEY / Victory Portfolios II VictoryShares Emerging Market High Div Volatility Wtd ETF 26.11 36,310 948
2017-12-31 13F-HR VRAY / ViewRay, Inc. 9.26 139,157 1,289
2017-12-31 13F-HR VRAY / ViewRay, Inc. Call 9.27 31,600 293
2017-12-31 13F-HR VTGN / VistaGen Therapeutics, Inc. 1.11 834,288 926
2017-12-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.07 21,710 110
2017-12-31 13F-HR VYGR / Voyager Therapeutics, Inc Put 16.60 66,400 1,102
2017-12-31 13F-HR WARRIOR MET COAL INC / Put (93627C101) 25.15 431,800 10,860
2017-12-31 13F-HR WARRIOR MET COAL INC / Call (93627C101) 25.15 34,400 865
2017-12-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.11 14,094 213
2017-12-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.06 36,958 187
2017-12-31 13F-HR WHITING PETE CORP NEW / (966387409) 26.48 496,578 13,150
2017-12-31 13F-HR WHITING PETE CORP NEW / Put (966387409) 26.48 1,417,100 37,525
2017-12-31 13F-HR WHITING PETE CORP NEW / Call (966387409) 26.48 499,000 13,214
2017-12-31 13F-HR WRD / WildHorse Resource Development Corp Call 18.41 47,100 867
2017-12-31 13F-HR IQDG / WisdomTree International Quality Dividend Growth Fund 30.68 10,886 334
2017-12-31 13F-HR PUTW / WisdomTree CBOE S&P 500 PutWrite Strategy Fund 29.06 9,257 269
2017-12-31 13F-HR DGRW / WisdomTree Trust WisdomTree U.S. Quality Dividend Growth Fund Call 41.43 16,800 696
2017-12-31 13F-HR WISDOMTREE TR / BALANCED INCOME (97717Y816) 25.03 98,195 2,458
2017-12-31 13F-HR WK / Workiva, Inc. Put 21.44 10,400 223
2017-12-31 13F-HR ZYNE / Zynerba Pharmaceuticals, Inc. 12.52 170,533 2,135
2017-12-31 13F-HR IPHI / Inphi Corp. 36.61 30,825 40,647 31.86 1,505 1,488 -1.13
2017-12-31 13F-HR IPHI / Inphi Corp. Call 36.62 29,600 13,300 -55.07 1,175 487 -58.55
2017-12-31 13F-HR IPHI / Inphi Corp. Put 36.60 26,200 77,300 195.04 1,040 2,829 172.02
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.47 21,087 748,996 3,451.93 856 26,567 3,003.62
2017-12-31 13F-HR GSK / GlaxoSmithKline plc Call 35.47 1,435,300 1,107,600 -22.83 58,273 39,286 -32.58
2017-12-31 13F-HR GSK / GlaxoSmithKline plc Put 35.47 915,000 1,435,600 56.90 37,149 50,921 37.07
2017-12-31 13F-HR MNK / Maillinckrodt plc. 22.56 313,612 27,966 -91.08 11,720 631 -94.62
2017-12-31 13F-HR MNK / Maillinckrodt plc. Call 22.56 398,000 625,700 57.21 14,873 14,116 -5.09
2017-12-31 13F-HR MNK / Maillinckrodt plc. Put 22.56 600,500 986,100 64.21 22,441 22,246 -0.87
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.97 11,073,061 10,840,485 -2.10 21,703 21,356 -1.60
2017-12-31 13F-HR RAD / Rite Aid Corp. Call 1.97 3,178,300 1,556,600 -51.02 6,229 3,066 -50.78
2017-12-31 13F-HR RAD / Rite Aid Corp. Put 1.97 12,251,800 8,417,600 -31.29 24,014 16,583 -30.94
2017-12-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 2.14 8,787,345 24,416,943 177.86 6,866 52,252 661.03
2017-12-31 13F-HR LBAI / Lakeland Bancorp, Inc. Call 19.28 16,700 15,300 -8.38 341 295 -13.49
2017-12-31 13F-HR GFI / Gold Fields Ltd. 4.30 1,205,750 724,954 -39.88 5,197 3,118 -40.00
2017-12-31 13F-HR GFI / Gold Fields Ltd. Call 4.29 49,000 51,500 5.10 211 221 4.74
2017-12-31 13F-HR GFI / Gold Fields Ltd. Put 4.30 877,800 514,300 -41.41 3,783 2,211 -41.55
2017-12-31 13F-HR ICON / Iconix Brand Group, Inc. 1.29 451,844 394,512 -12.69 2,571 509 -80.20
2017-12-31 13F-HR ICON / Iconix Brand Group, Inc. Call 1.29 42,100 103,800 146.56 240 134 -44.17
2017-12-31 13F-HR ICON / Iconix Brand Group, Inc. Put 1.29 739,400 378,900 -48.76 4,207 489 -88.38
2017-12-31 13F-HR DDM / ProShares Ultra Dow30 132.19 12,433 10,946 -11.96 1,342 1,447 7.82
2017-12-31 13F-HR DDM / ProShares Ultra Dow30 Call 132.16 134,200 142,800 6.41 14,487 18,872 30.27
2017-12-31 13F-HR DDM / ProShares Ultra Dow30 Put 132.17 49,200 27,600 -43.90 5,311 3,648 -31.31
2017-12-31 13F-HR PFMT / Performant Financial Corp 1.65 0 41,878 0 69
2017-12-31 13F-HR JELD / JELD-WEN Holding, Inc. 39.37 44,790 70,223 56.78 1,591 2,765 73.79
2017-12-31 13F-HR JELD / JELD-WEN Holding, Inc. Put 39.30 13,200 5,700 -56.82 469 224 -52.24
2017-12-31 13F-HR ARES / Ares Management, L.P. 20.00 39,973 36,691 -8.21 745 734 -1.48
2017-12-31 13F-HR ARES / Ares Management, L.P. Put 20.00 80,100 58,800 -26.59 1,494 1,176 -21.29
2017-12-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF Call 127.50 2,000 2,000 0.00 244 255 4.51
2017-12-31 13F-HR DGLD / VelocityShares 3x Inverse Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031 43.60 14,597 11,468 -21.44 674 500 -25.82
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF Call 44.85 257,000 50,500 -80.35 11,156 2,265 -79.70
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF Put 44.86 69,300 57,600 -16.88 3,008 2,584 -14.10
2017-12-31 13F-HR EVR / Evercore Partners, Inc. 90.01 13,168 20,742 57.52 1,057 1,867 76.63
2017-12-31 13F-HR EVR / Evercore Partners, Inc. Call 90.00 22,600 12,900 -42.92 1,814 1,161 -36.00
2017-12-31 13F-HR EVR / Evercore Partners, Inc. Put 90.00 6,700 15,700 134.33 538 1,413 162.64
2017-12-31 13F-HR VBLT / Vascular Biogenics Ltd. 7.12 23,791 15,867 -33.31 145 113 -22.07
2017-12-31 13F-HR VBLT / Vascular Biogenics Ltd. Call 7.10 17,800 83,700 370.22 109 594 444.95
2017-12-31 13F-HR VBLT / Vascular Biogenics Ltd. Put 7.10 16,700 52,800 216.17 87 375 331.03
2017-12-31 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 56.84 21,251 26,953 26.83 1,143 1,532 34.03
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 4.01 374,268 467,986 25.04 1,310 1,877 43.28
2017-12-31 13F-HR AMRN / Amarin Corp. Plc Call 4.01 554,000 335,700 -39.40 1,939 1,346 -30.58
2017-12-31 13F-HR AMRN / Amarin Corp. Plc Put 4.01 286,200 197,400 -31.03 1,002 792 -20.96
2017-12-31 13F-HR VMW / VMWare, Inc. 125.32 227,153 23,724 -89.56 24,803 2,973 -88.01
2017-12-31 13F-HR VMW / VMWare, Inc. Call 125.32 481,400 666,500 38.45 52,564 83,526 58.90
2017-12-31 13F-HR VMW / VMWare, Inc. Put 125.32 305,100 754,800 147.39 33,314 94,592 183.94
2017-12-31 13F-HR LNT / Alliant Energy Corp. 42.62 69,100 26,816 -61.19 2,872 1,143 -60.20
2017-12-31 13F-HR LNT / Alliant Energy Corp. Call 42.62 17,000 21,000 23.53 707 895 26.59
2017-12-31 13F-HR LNT / Alliant Energy Corp. Put 42.62 6,400 10,300 60.94 266 439 65.04
2017-12-31 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 37.43 45,749 18,192 -60.24 1,609 681 -57.68
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF 33.79 0 83,408 0 2,818
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF Call 33.79 25,000 27,200 8.80 844 919 8.89
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF Put 33.77 13,200 17,500 32.58 446 591 32.51
2017-12-31 13F-HR RDIB / Reading International, Inc. 16.71 49,055 55,671 13.49 771 930 20.62
2017-12-31 13F-HR RDIB / Reading International, Inc. Call 16.70 46,100 108,000 134.27 725 1,804 148.83
2017-12-31 13F-HR RDIB / Reading International, Inc. Put 16.70 93,500 103,900 11.12 1,470 1,735 18.03
2017-12-31 13F-HR LRAD / LRAD Corp 2.51 16,719 19,159 14.59 25 48 92.00
2017-12-31 13F-HR EZJ / ProShares Ultra MSCI Japan 130.41 4,316 9,593 122.27 484 1,251 158.47
2017-12-31 13F-HR EZJ / ProShares Ultra MSCI Japan Call 130.48 0 2,100 0 274
2017-12-31 13F-HR T / AT & T, Inc. 38.88 476,577 3,017,753 533.21 18,668 117,330 528.51
2017-12-31 13F-HR T / AT & T, Inc. Call 38.88 15,331,800 21,707,100 41.58 600,546 843,972 40.53
2017-12-31 13F-HR T / AT & T, Inc. Put 38.88 14,969,200 18,173,300 21.40 586,344 706,578 20.51
2017-12-31 13F-HR SPB / Spectrum Brands Holdings, Inc. 112.40 310,616 321,363 3.46 32,900 36,121 9.79
2017-12-31 13F-HR SPB / Spectrum Brands Holdings, Inc. Call 112.40 429,100 124,000 -71.10 45,450 13,938 -69.33
2017-12-31 13F-HR SPB / Spectrum Brands Holdings, Inc. Put 112.40 305,400 221,400 -27.50 32,348 24,885 -23.07
2017-12-31 13F-HR Y / Alleghany Corp. 595.89 4,706 1,559 -66.87 2,607 929 -64.37
2017-12-31 13F-HR Y / Alleghany Corp. Call 596.00 2,200 1,500 -31.82 1,219 894 -26.66
2017-12-31 13F-HR Y / Alleghany Corp. Put 596.67 4,700 600 -87.23 2,604 358 -86.25
2017-12-31 13F-HR ON / ON Semiconductor Corporation Call 20.94 239,100 359,700 50.44 4,416 7,532 70.56
2017-12-31 13F-HR ON / ON Semiconductor Corporation Put 20.94 213,100 187,900 -11.83 3,936 3,935 -0.03
2017-12-31 13F-HR MBUU / Malibu Boats, Inc. Put 29.71 0 17,000 0 505
2017-12-31 13F-HR ZAYO / Zayo Group Holdings, Inc. 36.80 70,857 98,401 38.87 2,439 3,621 48.46
2017-12-31 13F-HR ZAYO / Zayo Group Holdings, Inc. Call 36.80 197,400 250,700 27.00 6,795 9,226 35.78
2017-12-31 13F-HR ZAYO / Zayo Group Holdings, Inc. Put 36.80 89,000 235,500 164.61 3,063 8,666 182.93
2017-12-31 13F-HR TTT / ProShares UltraPro Short 20+ Year Treasury 24.28 33,142 28,827 -13.02 875 700 -20.00
2017-12-31 13F-HR TTT / ProShares UltraPro Short 20+ Year Treasury Call 24.28 28,600 15,200 -46.85 755 369 -51.13
2017-12-31 13F-HR RBA / Ritchie Bros. Auctioneers Inc. Put 29.94 15,300 16,300 6.54 484 488 0.83
2017-12-31 13F-HR KIM / Kimco Realty Corporation 18.15 0 66,054 0 1,199
2017-12-31 13F-HR KIM / Kimco Realty Corporation Call 18.15 148,200 28,600 -80.70 2,897 519 -82.08
2017-12-31 13F-HR KIM / Kimco Realty Corporation Put 18.15 364,400 183,600 -49.62 7,124 3,332 -53.23
2017-12-31 13F-HR TCS / Container Store Group, Inc. 4.72 0 22,042 0 104
2017-12-31 13F-HR TCS / Container Store Group, Inc. Call 4.75 253,800 37,900 -85.07 1,068 180 -83.15
2017-12-31 13F-HR TCS / Container Store Group, Inc. Put 4.75 27,700 31,800 14.80 117 151 29.06
2017-12-31 13F-HR NTP / Nam Tai Property Inc. 12.55 97,845 96,075 -1.81 1,062 1,206 13.56
2017-12-31 13F-HR NTP / Nam Tai Property Inc. Call 12.56 50,500 41,800 -17.23 548 525 -4.20
2017-12-31 13F-HR NTP / Nam Tai Property Inc. Put 12.54 63,100 68,400 8.40 685 858 25.26
2017-12-31 13F-HR SSB / South State Corporation 87.16 10,464 35,981 243.86 942 3,136 232.91
2017-12-31 13F-HR SSB / South State Corporation Call 87.19 22,500 5,700 -74.67 2,026 497 -75.47
2017-12-31 13F-HR CCUR / Concurrent Computer Corp. 5.77 0 66,782 0 385
2017-12-31 13F-HR CCUR / Concurrent Computer Corp. Put 5.77 0 93,300 0 538
2017-12-31 13F-HR SPHS / Sophiris Bio, Inc. 2.25 0 13,783 0 31
2017-12-31 13F-HR SPHS / Sophiris Bio, Inc. Put 2.31 23,900 13,000 -45.61 51 30 -41.18
2017-12-31 13F-HR PFPT / Proofpoint, Inc. 88.80 27,658 40,326 45.80 2,412 3,581 48.47
2017-12-31 13F-HR PFPT / Proofpoint, Inc. Call 88.81 59,700 46,200 -22.61 5,207 4,103 -21.20
2017-12-31 13F-HR PFPT / Proofpoint, Inc. Put 88.81 105,200 48,000 -54.37 9,176 4,263 -53.54
2017-12-31 13F-HR DEO / Diageo plc 145.95 13,882 5,406 -61.06 1,604 789 -50.81
2017-12-31 13F-HR DEO / Diageo plc Call 146.03 182,400 229,700 25.93 24,101 33,543 39.18
2017-12-31 13F-HR DEO / Diageo plc Put 146.03 97,700 134,100 37.26 12,909 19,583 51.70
2017-12-31 13F-HR CB / Chubb Ltd Call 146.13 209,200 255,600 22.18 29,821 37,351 25.25
2017-12-31 13F-HR CB / Chubb Ltd Put 146.13 229,500 61,500 -73.20 32,715 8,987 -72.53
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 6.76 383,987 158,100 -58.83 4,155 1,069 -74.27
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 10.82 63,316 383,987 506.46 1,218 4,155 241.13
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. Call 6.76 2,553,800 2,879,900 12.77 30,109 19,468 -35.34
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. Put 6.76 2,967,200 2,993,500 0.89 34,983 20,236 -42.15
2017-12-31 13F-HR MOV / Movado Group, Inc. 32.21 12,688 19,030 49.98 355 613 72.68
2017-12-31 13F-HR MOV / Movado Group, Inc. Call 32.21 23,100 14,500 -37.23 647 467 -27.82
2017-12-31 13F-HR MOV / Movado Group, Inc. Put 32.20 17,400 15,000 -13.79 487 483 -0.82
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 1.85 0 423,688 0 784
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. Call 1.85 112,000 96,200 -14.11 198 178 -10.10
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. Put 1.85 296,200 265,200 -10.47 524 491 -6.30
2017-12-31 13F-HR FGEN / FibroGen, Inc. 47.40 59,965 312,127 420.52 3,226 14,795 358.62
2017-12-31 13F-HR FGEN / FibroGen, Inc. Call 47.40 52,600 75,100 42.78 2,830 3,560 25.80
2017-12-31 13F-HR FGEN / FibroGen, Inc. Put 47.40 520,300 432,600 -16.86 27,992 20,505 -26.75
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. Call 166.85 142,800 131,300 -8.05 21,129 21,907 3.68
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. Put 166.85 64,800 72,700 12.19 9,588 12,130 26.51
2017-12-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group Call 24.42 281,900 226,100 -19.79 6,644 5,521 -16.90
2017-12-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group Put 24.42 192,500 195,600 1.61 4,537 4,777 5.29
2017-12-31 13F-HR UNVR / Univar, Inc. 30.96 36,097 8,946 -75.22 1,044 277 -73.47
2017-12-31 13F-HR UNVR / Univar, Inc. Call 30.96 33,400 48,900 46.41 966 1,514 56.73
2017-12-31 13F-HR MKC / McCormick & Co., Inc. 101.96 0 8,739 0 891
2017-12-31 13F-HR MKC / McCormick & Co., Inc. Call 101.91 404,400 62,400 -84.57 41,508 6,359 -84.68
2017-12-31 13F-HR MKC / McCormick & Co., Inc. Put 101.91 90,300 90,800 0.55 9,268 9,253 -0.16
2017-12-31 13F-HR BSBR / Banco Santander Brasil SA Put 9.67 25,900 54,700 111.20 226 529 134.07
2017-12-31 13F-HR ENLC / Enlink Midstream, LLC 17.60 48,900 10,853 -77.81 844 191 -77.37
2017-12-31 13F-HR ENLC / Enlink Midstream, LLC Call 17.60 94,200 67,000 -28.87 1,625 1,179 -27.45
2017-12-31 13F-HR ENLC / Enlink Midstream, LLC Put 17.59 24,000 26,600 10.83 414 468 13.04
2017-12-31 13F-HR CECO / Career Education Corp. Call 12.09 56,300 50,300 -10.66 585 608 3.93
2017-12-31 13F-HR CECO / Career Education Corp. Put 12.12 0 10,400 0 126
2017-12-31 13F-HR ICHGF / InterContinental Hotels Group Plc 63.54 0 6,138 0 390
2017-12-31 13F-HR WAL / Western Alliance Bancorporation 56.66 5,686 4,024 -29.23 302 228 -24.50
2017-12-31 13F-HR WAL / Western Alliance Bancorporation Call 56.62 73,900 59,800 -19.08 3,923 3,386 -13.69
2017-12-31 13F-HR WAL / Western Alliance Bancorporation Put 56.50 23,400 4,000 -82.91 1,242 226 -81.80
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 63.51 115,648 129,894 12.32 7,130 8,250 15.71
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. Call 63.51 1,689,100 1,217,900 -27.90 104,150 77,349 -25.73
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. Put 63.51 1,628,000 698,100 -57.12 100,382 44,337 -55.83
2017-12-31 13F-HR NBIX / Neurocrine Biosciences, Inc. 77.60 47,930 15,992 -66.63 2,937 1,241 -57.75
2017-12-31 13F-HR NBIX / Neurocrine Biosciences, Inc. Call 77.59 64,000 156,700 144.84 3,922 12,158 209.99
2017-12-31 13F-HR NBIX / Neurocrine Biosciences, Inc. Put 77.59 156,800 163,400 4.21 9,609 12,678 31.94
2017-12-31 13F-HR CONE / CyrusOne Inc. 59.54 0 17,183 0 1,023
2017-12-31 13F-HR STKL / SunOpta Inc. Call 7.73 96,500 17,600 -81.76 840 136 -83.81
2017-12-31 13F-HR STKL / SunOpta Inc. Put 7.75 49,900 10,200 -79.56 352 79 -77.56
2017-12-31 13F-HR DRQ / Dril-Quip, Inc. 47.70 54,830 27,105 -50.57 2,991 1,293 -56.77
2017-12-31 13F-HR UGA / United States Gasoline Fund LP 31.86 34,733 29,470 -15.15 978 939 -3.99
2017-12-31 13F-HR UGA / United States Gasoline Fund LP Call 31.85 53,300 83,600 56.85 1,500 2,663 77.53
2017-12-31 13F-HR UGA / United States Gasoline Fund LP Put 31.87 19,000 7,500 -60.53 535 239 -55.33
2017-12-31 13F-HR EWT / iShares MSCI Taiwan ETF Call 36.21 204,900 196,300 -4.20 7,397 7,108 -3.91
2017-12-31 13F-HR EWT / iShares MSCI Taiwan ETF Put 36.21 179,900 119,800 -33.41 6,494 4,338 -33.20
2017-12-31 13F-HR PSTI / Pluristem Therapeutics, Inc. 1.38 103,071 171,040 65.94 156 236 51.28
2017-12-31 13F-HR PSTI / Pluristem Therapeutics, Inc. Call 1.37 47,600 49,600 4.20 72 68 -5.56
2017-12-31 13F-HR TPHS / Trinity Place Holdings Inc. 6.92 26,087 13,445 -48.46 183 93 -49.18
2017-12-31 13F-HR OGS / ONE Gas, Inc. 73.26 12,404 22,645 82.56 913 1,659 81.71
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.40 642,634 488,471 -23.99 625,746 514,555 -17.77
2017-12-31 13F-HR GOOGL / Alphabet Inc. Call 1,055.95 2,428,100 2,345,500 -3.40 2,364,289 2,476,731 4.76
2017-12-31 13F-HR GOOGL / Alphabet Inc. Put 1,055.95 3,013,900 2,305,800 -23.49 2,934,695 2,434,809 -17.03
2017-12-31 13F-HR HTH / Hilltop Holdings, Inc. 25.33 15,033 75,233 400.45 391 1,906 387.47
2017-12-31 13F-HR HTH / Hilltop Holdings, Inc. Put 25.34 44,500 41,200 -7.42 1,157 1,044 -9.77
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.78 46,481 25,126 -45.94 6,569 3,713 -43.48
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF Call 147.81 28,500 23,300 -18.25 4,028 3,444 -14.50
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF Put 147.50 10,600 1,600 -84.91 1,498 236 -84.25
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.78 51,471 40,795 -20.74 4,189 3,581 -14.51
2017-12-31 13F-HR AFL / AFLAC, Inc. Call 87.78 749,200 655,000 -12.57 60,977 57,496 -5.71
2017-12-31 13F-HR AFL / AFLAC, Inc. Put 87.78 475,800 202,900 -57.36 38,725 17,810 -54.01
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.00 427,644 281,731 -34.12 20,621 15,777 -23.49
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. Call 56.00 3,047,400 3,439,300 12.86 146,945 192,600 31.07
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. Put 56.00 2,605,600 2,777,400 6.59 125,642 155,534 23.79
2017-12-31 13F-HR VALE / Vale S.A. 12.23 270,536 1,590,747 488.00 2,724 19,455 614.21
2017-12-31 13F-HR VALE / Vale S.A. Call 12.23 5,347,900 6,225,000 16.40 53,853 76,132 41.37
2017-12-31 13F-HR VALE / Vale S.A. Put 12.23 5,432,400 8,821,300 62.38 54,704 107,884 97.21
2017-12-31 13F-HR RESI / Altisource Residential Corp 11.86 42,898 256,661 498.31 477 3,044 538.16
2017-12-31 13F-HR RESI / Altisource Residential Corp Put 11.87 80,100 36,900 -53.93 890 438 -50.79
2017-12-31 13F-HR UNT / Unit Corp. Call 21.97 28,500 14,200 -50.18 587 312 -46.85
2017-12-31 13F-HR UNT / Unit Corp. Put 22.02 50,900 12,400 -75.64 1,048 273 -73.95
2017-12-31 13F-HR TAN / Guggenheim Solar ETF 25.13 250,612 192,853 -23.05 5,426 4,846 -10.69
2017-12-31 13F-HR TAN / Guggenheim Solar ETF Call 25.12 29,100 21,500 -26.12 630 540 -14.29
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. Call 169.40 119,500 268,700 124.85 18,679 45,518 143.69
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. Put 169.41 74,200 74,100 -0.13 11,598 12,553 8.23
2017-12-31 13F-HR CTRN / Citi Trends, Inc. Call 26.45 0 24,200 0 640
2017-12-31 13F-HR CTRN / Citi Trends, Inc. Put 26.46 0 39,000 0 1,032
2017-12-31 13F-HR NRP / Natural Resource Partners L.P. 25.99 13,100 26,010 98.55 324 676 108.64
2017-12-31 13F-HR NRP / Natural Resource Partners L.P. Call 26.00 53,100 23,500 -55.74 1,314 611 -53.50
2017-12-31 13F-HR NRP / Natural Resource Partners L.P. Put 26.02 41,200 22,600 -45.15 1,020 588 -42.35
2017-12-31 13F-HR UEPS / Net 1 UEPS Technologies, Inc. 11.89 0 123,511 0 1,469
2017-12-31 13F-HR UEPS / Net 1 UEPS Technologies, Inc. Call 11.89 46,200 258,300 459.09 450 3,071 582.44
2017-12-31 13F-HR UEPS / Net 1 UEPS Technologies, Inc. Put 11.89 80,400 271,800 238.06 783 3,232 312.77
2017-12-31 13F-HR NEU / NewMarket Corp. (Holding Company) Call 397.44 10,900 9,000 -17.43 4,641 3,577 -22.93
2017-12-31 13F-HR NEU / NewMarket Corp. (Holding Company) Put 397.39 3,300 2,300 -30.30 1,405 914 -34.95
2017-12-31 13F-HR TBF / ProShares Short 20+ Yr Treasury 21.86 22,754 35,355 55.38 510 773 51.57
2017-12-31 13F-HR TBF / ProShares Short 20+ Yr Treasury Call 21.87 16,500 184,200 1,016.36 370 4,028 988.65
2017-12-31 13F-HR TBF / ProShares Short 20+ Yr Treasury Put 21.87 40,600 271,200 567.98 910 5,931 551.76
2017-12-31 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF Call 64.05 5,500 7,900 43.64 327 506 54.74
2017-12-31 13F-HR FCB / FCB Financial Holdings, Inc. 50.71 21,858 4,871 -77.72 1,083 247 -77.19
2017-12-31 13F-HR FCB / FCB Financial Holdings, Inc. Put 50.77 37,600 18,100 -51.86 1,816 919 -49.39
2017-12-31 13F-HR CARA / Cara Therapeutics, Inc. 12.24 131,540 322,956 145.52 1,801 3,953 119.49
2017-12-31 13F-HR CARA / Cara Therapeutics, Inc. Call 12.24 201,100 59,300 -70.51 2,753 726 -73.63
2017-12-31 13F-HR CARA / Cara Therapeutics, Inc. Put 12.24 543,500 388,700 -28.48 7,441 4,758 -36.06
2017-12-31 13F-HR VRTU / Virtusa Corp. 44.15 0 6,251 0 276
2017-12-31 13F-HR WCG / Wellcare Health Plans, Inc. 201.13 0 17,660 0 3,552
2017-12-31 13F-HR Z / Zillow Group, Inc. Class C Call 40.74 19,300 48,900 153.37 775 1,992 157.03
2017-12-31 13F-HR Z / Zillow Group, Inc. Class C Put 40.73 54,000 19,100 -64.63 2,168 778 -64.11
2017-12-31 13F-HR IT / Gartner, Inc. 123.15 3,395 7,146 110.49 422 880 108.53
2017-12-31 13F-HR IT / Gartner, Inc. Call 123.15 3,300 7,300 121.21 411 899 118.73
2017-12-31 13F-HR IT / Gartner, Inc. Put 123.17 28,800 18,600 -35.42 3,583 2,291 -36.06
2017-12-31 13F-HR NGVT.WI / Ingevity Corporation 70.46 0 32,541 0 2,293
2017-12-31 13F-HR NGVT.WI / Ingevity Corporation Put 70.52 3,900 9,700 148.72 244 684 180.33
2017-12-31 13F-HR SHAK / Shake Shack, Inc. Call 43.20 454,400 440,500 -3.06 15,100 19,030 26.03
2017-12-31 13F-HR SHAK / Shake Shack, Inc. Put 43.20 226,100 174,300 -22.91 7,513 7,530 0.23
2017-12-31 13F-HR PRAA / PRA Group, Inc. 33.24 49,630 10,590 -78.66 1,422 352 -75.25
2017-12-31 13F-HR PRAA / PRA Group, Inc. Call 33.20 70,700 95,200 34.65 2,026 3,161 56.02
2017-12-31 13F-HR PRAA / PRA Group, Inc. Put 33.20 128,900 74,000 -42.59 3,693 2,457 -33.47
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.85 47,596 223,947 370.52 2,599 13,179 407.08
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF Call 58.85 1,074,500 1,342,200 24.91 60,989 78,988 29.51
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF Put 58.85 1,911,200 1,882,900 -1.48 108,480 110,809 2.15
2017-12-31 13F-HR DXD / ProShares UltraShort Dow30 8.69 0 61,465 0 534
2017-12-31 13F-HR DXD / ProShares UltraShort Dow30 Call 8.68 34,900 80,600 130.95 374 700 87.17
2017-12-31 13F-HR DXD / ProShares UltraShort Dow30 Put 8.70 76,800 53,700 -30.08 823 467 -43.26
2017-12-31 13F-HR IPAC / iShares Core MSCI Pacific ETF 59.63 0 66,831 0 3,985
2017-12-31 13F-HR VGI / Virtus Global Multi-Sector Income Fund 17.51 21,049 39,975 89.91 381 700 83.73
2017-12-31 13F-HR AXDX / Accelerate Diagnostics, Inc. Call 26.20 109,300 240,400 119.95 2,454 6,298 156.64
2017-12-31 13F-HR AXDX / Accelerate Diagnostics, Inc. Put 26.20 250,300 156,300 -37.55 5,619 4,095 -27.12
2017-12-31 13F-HR CBS / CBS Corp. 59.00 966,041 329,910 -65.85 56,031 19,464 -65.26
2017-12-31 13F-HR CBS / CBS Corp. Call 59.00 981,500 1,043,000 6.27 56,927 61,537 8.10
2017-12-31 13F-HR CBS / CBS Corp. Put 59.00 1,114,900 1,032,400 -7.40 64,664 60,911 -5.80
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.47 323,497 467,800 44.61 5,791 10,044 73.44
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. Call 21.47 882,200 329,500 -62.65 15,791 7,074 -55.20
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. Put 21.47 494,700 407,900 -17.55 8,855 8,758 -1.10
2017-12-31 13F-HR NVRO / Nevro Corp. 69.06 0 8,283 0 572
2017-12-31 13F-HR NVRO / Nevro Corp. Call 69.03 189,000 83,900 -55.61 17,176 5,792 -66.28
2017-12-31 13F-HR NVRO / Nevro Corp. Put 69.04 84,800 29,100 -65.68 7,707 2,009 -73.93
2017-12-31 13F-HR AEZS / AEterna Zentaris Inc. 2.39 26,975 19,277 -28.54 55 46 -16.36
2017-12-31 13F-HR AEZS / AEterna Zentaris Inc. Put 2.37 26,200 31,600 20.61 53 75 41.51
2017-12-31 13F-HR VMI / Valmont Industries, Inc. Call 165.86 40,700 7,000 -82.80 6,435 1,161 -81.96
2017-12-31 13F-HR VMI / Valmont Industries, Inc. Put 166.00 38,400 2,500 -93.49 6,071 415 -93.16
2017-12-31 13F-HR AAN / Aaron's, Inc. Call 39.85 76,600 47,100 -38.51 3,342 1,877 -43.84
2017-12-31 13F-HR AAN / Aaron's, Inc. Put 39.87 76,600 7,600 -90.08 3,342 303 -90.93
2017-12-31 13F-HR BAL / iPath Bloomberg Cotton Subindex Total Return ETN due 6/24/38 52.20 34,432 45,825 33.09 1,557 2,392 53.63
2017-12-31 13F-HR BAL / iPath Bloomberg Cotton Subindex Total Return ETN due 6/24/38 Call 52.18 0 17,400 0 908
2017-12-31 13F-HR BAL / iPath Bloomberg Cotton Subindex Total Return ETN due 6/24/38 Put 52.28 5,600 5,700 1.79 253 298 17.79
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 213.79 3,988 1,712 -57.07 781 366 -53.14
2017-12-31 13F-HR BDX / Becton Dickinson & Co. Call 214.06 97,900 63,300 -35.34 19,184 13,550 -29.37
2017-12-31 13F-HR BDX / Becton Dickinson & Co. Put 214.06 151,700 192,800 27.09 29,726 41,271 38.84
2017-12-31 13F-HR GOGO / Gogo Inc. 11.28 131,162 144,329 10.04 1,443 1,628 12.82
2017-12-31 13F-HR GOGO / Gogo Inc. Call 11.28 251,500 669,800 166.32 2,970 7,555 154.38
2017-12-31 13F-HR GOGO / Gogo Inc. Put 11.28 224,200 315,300 40.63 2,648 3,557 34.33
2017-12-31 13F-HR BETR / Amplify Snack Brands, Inc. 12.00 14,876 38,501 158.81 105 462 340.00
2017-12-31 13F-HR BETR / Amplify Snack Brands, Inc. Put 12.01 67,500 49,200 -27.11 479 591 23.38
2017-12-31 13F-HR MCRB / Seres Therapeutics, Inc. Call 10.14 18,300 86,900 374.86 294 881 199.66
2017-12-31 13F-HR MCRB / Seres Therapeutics, Inc. Put 10.14 258,300 66,600 -74.22 4,143 675 -83.71
2017-12-31 13F-HR RYN / Rayonier, Inc. (REIT) Call 31.61 58,300 23,000 -60.55 1,684 727 -56.83
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited 46.18 189,173 108,883 -42.44 8,553 5,028 -41.21
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited Call 46.18 2,381,200 2,434,900 2.26 107,654 112,444 4.45
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited Put 46.18 575,000 632,800 10.05 25,996 29,223 12.41
2017-12-31 13F-HR BRKS / Brooks Automation, Inc. 23.85 0 39,919 0 952
2017-12-31 13F-HR BRKS / Brooks Automation, Inc. Call 23.83 79,900 10,700 -86.61 2,426 255 -89.49
2017-12-31 13F-HR BRKS / Brooks Automation, Inc. Put 23.84 14,000 37,000 164.29 425 882 107.53
2017-12-31 13F-HR HLS / HEALTHSOUTH Corp. Call 49.45 25,000 10,900 -56.40 1,159 539 -53.49
2017-12-31 13F-HR CURE / Direxion Daily Healthcare Bull 3x Shares Call 46.60 10,400 31,500 202.88 473 1,468 210.36
2017-12-31 13F-HR CURE / Direxion Daily Healthcare Bull 3x Shares Put 46.58 26,400 27,800 5.30 1,201 1,295 7.83
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.72 444,339 527,409 18.70 7,283 8,291 13.84
2017-12-31 13F-HR ARCC / Ares Capital Corp. Call 15.72 148,900 104,900 -29.55 2,440 1,649 -32.42
2017-12-31 13F-HR ARCC / Ares Capital Corp. Put 15.72 456,400 542,900 18.95 7,480 8,534 14.09
2017-12-31 13F-HR EWUS / iShares MSCI United Kingdom Small-Cap ETF 43.57 0 9,478 0 413
2017-12-31 13F-HR MXWL / Maxwell Technologies, Inc. Call 5.76 70,200 276,700 294.16 408 1,594 290.69
2017-12-31 13F-HR MXWL / Maxwell Technologies, Inc. Put 5.76 59,000 139,800 136.95 303 805 165.68
2017-12-31 13F-HR DVAX / Dynavax Technologies Corp. 18.70 187,266 187,096 -0.09 4,026 3,498 -13.11
2017-12-31 13F-HR DVAX / Dynavax Technologies Corp. Call 18.70 322,200 470,300 45.97 6,927 8,795 26.97
2017-12-31 13F-HR DVAX / Dynavax Technologies Corp. Put 18.70 202,800 332,200 63.81 4,360 6,212 42.48
2017-12-31 13F-HR OFG / OFG Bancorp 9.40 38,613 78,598 103.55 353 739 109.35
2017-12-31 13F-HR OFG / OFG Bancorp Call 9.39 30,000 39,500 31.67 275 371 34.91
2017-12-31 13F-HR OFG / OFG Bancorp Put 9.40 130,900 165,200 26.20 1,198 1,553 29.63
2017-12-31 13F-HR LJPC / La Jolla Pharmaceutical Co. Call 32.18 54,000 38,100 -29.44 1,878 1,226 -34.72
2017-12-31 13F-HR LJPC / La Jolla Pharmaceutical Co. Put 32.18 815,200 205,000 -74.85 28,353 6,597 -76.73
2017-12-31 13F-HR PLT / Plantronics, Inc. Call 50.38 0 44,400 0 2,237
2017-12-31 13F-HR PLT / Plantronics, Inc. Put 50.38 0 34,500 0 1,738
2017-12-31 13F-HR TSEM / Tower Semiconductor Ltd. Call 34.08 568,700 549,100 -3.45 17,488 18,713 7.00
2017-12-31 13F-HR TSEM / Tower Semiconductor Ltd. Put 34.08 428,000 492,300 15.02 13,161 16,778 27.48
2017-12-31 13F-HR WETF / WisdomTree Investments, Inc. 12.55 455,096 291,481 -35.95 4,633 3,658 -21.04
2017-12-31 13F-HR WETF / WisdomTree Investments, Inc. Call 12.55 71,700 218,000 204.04 730 2,736 274.79
2017-12-31 13F-HR WETF / WisdomTree Investments, Inc. Put 12.55 647,400 399,100 -38.35 6,591 5,009 -24.00
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.64 5,254 53,684 921.77 333 4,007 1,103.30
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. Call 74.64 914,300 1,124,300 22.97 57,894 83,918 44.95
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. Put 74.64 1,100,600 797,900 -27.50 69,690 59,556 -14.54
2017-12-31 13F-HR HSC / Harsco Corp. Call 18.66 69,800 40,200 -42.41 1,459 750 -48.59
2017-12-31 13F-HR HSC / Harsco Corp. Put 18.66 68,800 39,600 -42.44 1,438 739 -48.61
2017-12-31 13F-HR PCYG / Park City Group, Inc. 9.53 0 10,600 0 101
2017-12-31 13F-HR CNK / Cinemark Holdings, Inc. Call 34.82 22,500 56,400 150.67 815 1,964 140.98
2017-12-31 13F-HR CNK / Cinemark Holdings, Inc. Put 34.82 60,900 89,700 47.29 2,205 3,123 41.63
2017-12-31 13F-HR LAZ / Lazard Ltd. Call 52.50 140,100 54,500 -61.10 6,335 2,861 -54.84
2017-12-31 13F-HR LAZ / Lazard Ltd. Put 52.52 58,200 30,200 -48.11 2,632 1,586 -39.74
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.63 22,442 15,800 -29.60 2,750 2,143 -22.07
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) Call 135.64 355,700 363,300 2.14 43,580 49,278 13.07
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) Put 135.64 603,500 182,200 -69.81 73,941 24,714 -66.58
2017-12-31 13F-HR PNR / Pentair plc. 70.60 11,745 15,256 29.89 737 1,077 46.13
2017-12-31 13F-HR PNR / Pentair plc. Call 70.70 44,800 4,300 -90.40 3,045 304 -90.02
2017-12-31 13F-HR PNR / Pentair plc. Put 70.62 100,100 41,700 -58.34 6,803 2,945 -56.71
2017-12-31 13F-HR JJT / iPath Bloomberg Tin Subindex Total Return ETN due 6/24/2038 45.92 0 4,595 0 211
2017-12-31 13F-HR PNK / Pinnacle Entertainment, Inc. New Call 32.73 63,500 156,600 146.61 1,353 5,126 278.86
2017-12-31 13F-HR PNK / Pinnacle Entertainment, Inc. New Put 32.77 15,300 8,300 -45.75 326 272 -16.56
2017-12-31 13F-HR LRCX / Lam Research Corp. 184.07 77,268 167,371 116.61 14,298 30,808 115.47
2017-12-31 13F-HR LRCX / Lam Research Corp. Call 184.07 324,300 598,900 84.67 60,008 110,240 83.71
2017-12-31 13F-HR LRCX / Lam Research Corp. Put 184.07 541,100 1,156,700 113.77 100,125 212,914 112.65
2017-12-31 13F-HR ACC / American Campus Communities, Inc. Call 41.06 0 17,000 0 698
2017-12-31 13F-HR HRTG / Heritage Insurance Holdings, Inc. Call 18.02 185,200 168,000 -9.29 2,446 3,027 23.75
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,737.75 208,818 25,201 -87.93 382,308 43,793 -88.55
2017-12-31 13F-HR PCLN / The Priceline Group Inc. Call 1,737.74 1,005,200 1,144,300 13.84 1,840,340 1,988,496 8.05
2017-12-31 13F-HR PCLN / The Priceline Group Inc. Put 1,737.74 1,320,800 1,330,100 0.70 2,418,147 2,311,368 -4.42
2017-12-31 13F-HR KFRC / Kforce, Inc. 25.26 16,060 59,257 268.97 324 1,497 362.04
2017-12-31 13F-HR SSP / Scripps Company Call 15.63 21,400 102,000 376.64 409 1,594 289.73
2017-12-31 13F-HR SSP / Scripps Company Put 15.64 59,300 22,700 -61.72 1,133 355 -68.67
2017-12-31 13F-HR FBP / First BanCorp 5.09 156,760 28,269 -81.97 1,036 144 -86.10
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.01 7,381,590 5,038,564 -31.74 124,528 120,975 -2.85
2017-12-31 13F-HR TWTR / Twitter, Inc. Call 24.01 5,388,000 6,840,900 26.97 90,896 164,250 80.70
2017-12-31 13F-HR TWTR / Twitter, Inc. Put 24.01 9,358,700 8,317,300 -11.13 157,882 199,698 26.49
2017-12-31 13F-HR AXSM / Axsome Therapeutics, Inc. 5.60 0 68,795 0 385
2017-12-31 13F-HR CVG / Convergys Corp. 23.50 0 46,033 0 1,082
2017-12-31 13F-HR CVG / Convergys Corp. Call 23.51 31,000 58,200 87.74 803 1,368 70.36
2017-12-31 13F-HR CVG / Convergys Corp. Put 23.52 8,800 12,200 38.64 228 287 25.88
2017-12-31 13F-HR MMM / 3M Co. 235.37 12,840 52,759 310.90 2,695 12,418 360.78
2017-12-31 13F-HR MMM / 3M Co. Call 235.37 567,900 570,200 0.41 119,202 134,208 12.59
2017-12-31 13F-HR MMM / 3M Co. Put 235.37 1,872,600 1,237,800 -33.90 393,059 291,341 -25.88
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 172.85 309,515 281,187 -9.15 45,666 48,603 6.43
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. Call 172.85 433,600 667,100 53.85 63,973 115,308 80.24
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. Put 172.85 749,300 581,200 -22.43 110,552 100,460 -9.13
2017-12-31 13F-HR GLL / ProShares UltraShort Gold Call 69.11 42,700 78,700 84.31 3,055 5,439 78.04
2017-12-31 13F-HR GLL / ProShares UltraShort Gold Put 69.11 105,400 96,200 -8.73 7,541 6,648 -11.84
2017-12-31 13F-HR WCG / Wellcare Health Plans, Inc. Call 201.13 106,400 23,100 -78.29 18,273 4,646 -74.57
2017-12-31 13F-HR WCG / Wellcare Health Plans, Inc. Put 201.11 103,700 70,300 -32.21 17,809 14,138 -20.61
2017-12-31 13F-HR VIXY / ProShares VIX Short-Term Futures Call 23.15 263,800 219,200 -16.91 8,581 5,074 -40.87
2017-12-31 13F-HR VIXY / ProShares VIX Short-Term Futures Put 23.15 133,600 91,200 -31.74 4,346 2,111 -51.43
2017-12-31 13F-HR RL / Ralph Lauren Corp. 103.69 59,325 161,056 171.48 5,238 16,700 218.82
2017-12-31 13F-HR RL / Ralph Lauren Corp. Call 103.69 210,500 140,100 -33.44 18,585 14,527 -21.83
2017-12-31 13F-HR RL / Ralph Lauren Corp. Put 103.69 522,200 711,800 36.31 46,105 73,807 60.08
2017-12-31 13F-HR UPL / Ultra Petroleum Corp. Call 9.06 24,400 320,500 1,213.52 212 2,904 1,269.81
2017-12-31 13F-HR UPL / Ultra Petroleum Corp. Put 9.06 43,200 63,600 47.22 375 576 53.60
2017-12-31 13F-HR GLOB / Globant SA 46.45 0 22,693 0 1,054
2017-12-31 13F-HR GLOB / Globant SA Call 46.45 34,100 34,900 2.35 1,366 1,621 18.67
2017-12-31 13F-HR GLOB / Globant SA Put 46.45 95,300 7,600 -92.03 3,819 353 -90.76
2017-12-31 13F-HR PTMC / Pacer Trendpilot 450 ETF 31.12 0 23,171 0 721
2017-12-31 13F-HR SUPN / Supernus Pharmaceuticals, Inc. 39.84 100,937 48,191 -52.26 4,037 1,920 -52.44
2017-12-31 13F-HR SUPN / Supernus Pharmaceuticals, Inc. Call 39.86 50,500 43,300 -14.26 2,020 1,726 -14.55
2017-12-31 13F-HR SUPN / Supernus Pharmaceuticals, Inc. Put 39.85 156,700 99,800 -36.31 6,268 3,977 -36.55
2017-12-31 13F-HR TRNO / Terreno Realty Corp 35.07 65,215 62,646 -3.94 2,359 2,197 -6.87
2017-12-31 13F-HR SRDX / SurModics, Inc. Call 27.95 10,000 7,800 -22.00 310 218 -29.68
2017-12-31 13F-HR SM / SM Energy Co 22.07 40,359 30,805 -23.67 716 680 -5.03
2017-12-31 13F-HR SM / SM Energy Co Call 22.08 296,100 211,700 -28.50 5,253 4,674 -11.02
2017-12-31 13F-HR SM / SM Energy Co Put 22.08 362,000 320,300 -11.52 6,422 7,072 10.12
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 32.18 75,600 57,170 -24.38 2,345 1,840 -21.54
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. Put 32.18 47,700 53,100 11.32 1,480 1,709 15.47
2017-12-31 13F-HR HIFR / InfraREIT, Inc. 18.58 86,890 86,978 0.10 1,943 1,616 -16.83
2017-12-31 13F-HR HIFR / InfraREIT, Inc. Call 18.58 42,100 59,100 40.38 942 1,098 16.56
2017-12-31 13F-HR HIFR / InfraREIT, Inc. Put 18.61 36,900 12,200 -66.94 825 227 -72.48
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 81.28 3,195 299,488 9,273.65 247 24,343 9,755.47
2017-12-31 13F-HR DVMT / Dell Technologies Inc. Call 81.28 336,200 162,500 -51.67 25,958 13,208 -49.12
2017-12-31 13F-HR DVMT / Dell Technologies Inc. Put 81.28 313,700 153,000 -51.23 24,221 12,436 -48.66
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.22 1,316,925 1,046,452 -20.54 241,419 207,428 -14.08
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. Call 198.22 2,913,400 3,808,000 30.71 534,085 754,822 41.33
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. Put 198.22 2,371,700 2,646,400 11.58 434,780 524,569 20.65
2017-12-31 13F-HR ROST / Ross Stores, Inc. Call 80.25 219,600 263,800 20.13 14,180 21,170 49.29
2017-12-31 13F-HR CHDN / Churchill Downs Inc. 232.76 0 7,295 0 1,698
2017-12-31 13F-HR ROST / Ross Stores, Inc. Put 80.25 548,600 270,300 -50.73 35,423 21,692 -38.76
2017-12-31 13F-HR UMPQ / Umpqua Holdings Corp. 20.80 115,900 162,656 40.34 2,261 3,384 49.67
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 84.87 453,062 887,218 95.83 39,222 75,299 91.98
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF Call 84.87 2,807,800 1,722,600 -38.65 243,071 146,197 -39.85
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF Put 84.87 1,498,000 1,289,500 -13.92 129,682 109,440 -15.61
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 108.52 23,363 28,612 22.47 2,417 3,105 28.47
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) Call 108.52 6,500 2,700 -58.46 672 293 -56.40
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) Put 108.57 5,400 2,100 -61.11 559 228 -59.21
2017-12-31 13F-HR AOM / iShares Core Moderate Allocation ETF 38.05 8,366 21,814 160.75 318 830 161.01
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.68 624,938 2,281,858 265.13 11,811 38,061 222.25
2017-12-31 13F-HR CTL / CenturyLink, Inc. Call 16.68 1,252,400 2,441,100 94.91 23,670 40,718 72.02
2017-12-31 13F-HR CTL / CenturyLink, Inc. Put 16.68 2,846,500 6,402,800 124.94 53,799 106,799 98.51
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 223.65 39,463 8,406 -78.70 8,921 1,880 -78.93
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Call 223.66 337,500 318,900 -5.51 76,295 71,325 -6.51
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Put 223.66 498,200 488,600 -1.93 112,623 109,280 -2.97
2017-12-31 13F-HR LFUS / Littelfuse, Inc. 197.81 0 7,123 0 1,409
2017-12-31 13F-HR LFUS / Littelfuse, Inc. Call 197.78 6,000 2,700 -55.00 1,175 534 -54.55
2017-12-31 13F-HR PRTA / Prothena Corp plc 37.49 0 25,075 0 940
2017-12-31 13F-HR LFUS / Littelfuse, Inc. Put 197.76 8,700 6,700 -22.99 1,704 1,325 -22.24
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. 12.84 55,834 333,915 498.05 1,106 4,287 287.61
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. Call 12.84 253,500 64,900 -74.40 3,866 833 -78.45
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. Put 12.84 273,300 211,900 -22.47 4,168 2,721 -34.72
2017-12-31 13F-HR IYZ / iShares U.S. Telecommunications ETF Call 29.43 31,700 8,700 -72.56 964 256 -73.44
2017-12-31 13F-HR IYZ / iShares U.S. Telecommunications ETF Put 29.41 35,400 88,400 149.72 1,077 2,600 141.41
2017-12-31 13F-HR HCN / Welltower Inc. 63.78 3,594 28,659 697.41 255 1,828 616.86
2017-12-31 13F-HR HCN / Welltower Inc. Call 63.77 184,200 181,800 -1.30 12,946 11,593 -10.45
2017-12-31 13F-HR HCN / Welltower Inc. Put 63.77 175,600 230,600 31.32 12,341 14,705 19.16
2017-12-31 13F-HR LCI / Lannett Co., Inc. Call 23.20 196,400 264,400 34.62 3,624 6,134 69.26
2017-12-31 13F-HR LCI / Lannett Co., Inc. Put 23.20 252,100 1,506,000 497.38 4,651 34,939 651.21
2017-12-31 13F-HR SNA / Snap-On Inc. Call 174.30 78,500 112,600 43.44 11,697 19,626 67.79
2017-12-31 13F-HR SNA / Snap-On Inc. Put 174.29 186,500 45,200 -75.76 27,790 7,878 -71.65
2017-12-31 13F-HR SLAB / Silicon Laboratories, Inc. 88.30 0 13,919 0 1,229
2017-12-31 13F-HR SLAB / Silicon Laboratories, Inc. Call 88.29 15,600 22,800 46.15 1,246 2,013 61.56
2017-12-31 13F-HR SLAB / Silicon Laboratories, Inc. Put 88.31 17,400 26,100 50.00 1,390 2,305 65.83
2017-12-31 13F-HR BKE / Buckle (THE), Inc. 23.75 44,900 209,816 367.30 757 4,983 558.26
2017-12-31 13F-HR BKE / Buckle (THE), Inc. Call 23.78 14,900 13,500 -9.40 251 321 27.89
2017-12-31 13F-HR BKE / Buckle (THE), Inc. Put 23.75 30,300 28,000 -7.59 511 665 30.14
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.43 2,973,455 1,519,937 -48.88 159,704 87,291 -45.34
2017-12-31 13F-HR SBUX / Starbucks Corp. Call 57.43 3,742,400 2,834,900 -24.25 201,005 162,808 -19.00
2017-12-31 13F-HR SBUX / Starbucks Corp. Put 57.43 7,088,300 5,443,400 -23.21 380,713 312,615 -17.89
2017-12-31 13F-HR SPWH / Sportsman's Warehouse Holdings, Inc. Call 6.61 33,000 44,200 33.94 149 292 95.97
2017-12-31 13F-HR SPWH / Sportsman's Warehouse Holdings, Inc. Put 6.61 0 10,900 0 72
2017-12-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 64.51 0 66,023 0 4,259
2017-12-31 13F-HR SCHB / Schwab U.S. Broad Market ETF Call 64.53 31,600 16,100 -49.05 1,925 1,039 -46.03
2017-12-31 13F-HR SCHB / Schwab U.S. Broad Market ETF Put 64.41 6,700 3,400 -49.25 408 219 -46.32
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 84.96 0 24,200 0 2,056
2017-12-31 13F-HR ED / Consolidated Edison, Inc. Call 84.95 251,400 170,700 -32.10 20,283 14,501 -28.51
2017-12-31 13F-HR ED / Consolidated Edison, Inc. Put 84.95 252,200 203,400 -19.35 20,347 17,279 -15.08
2017-12-31 13F-HR AIG.WS / American International Group, Inc. Warrants 18.12 2,973,920 5,181,863 74.24 59,478 93,895 57.87
2017-12-31 13F-HR CHCT / Community Healthcare Trust Incorporated 28.12 12,827 22,585 76.07 346 635 83.53
2017-12-31 13F-HR CBL / CBL & Associates Properties, Inc. 5.66 0 306,553 0 1,735
2017-12-31 13F-HR CBL / CBL & Associates Properties, Inc. Call 5.66 388,100 111,000 -71.40 3,256 628 -80.71
2017-12-31 13F-HR CBL / CBL & Associates Properties, Inc. Put 5.66 378,500 385,900 1.96 3,176 2,184 -31.23
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.68 12,131 56,000 361.63 409 2,110 415.89
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. Call 37.67