InvestorSteward Partners Investment Advisory, Llc
Portfolio Value $ 1,460,757,000
Current Positions2,307
Opened Positions5
Closed Positions109


Latest Holdings, Performance, AUM (from 13F, 13D)

Steward Partners Investment Advisory, Llc has disclosed 2,307 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,460,757,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Steward Partners Investment Advisory, Llc's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , Apple, Inc. (NASDAQ:AAPL) , Amazon.com, Inc. (NASDAQ:AMZN) , iShares Russell 1000 Growth ETF (NYSE:IWF) , and iShares MSCI Emerging Markets ETF (NYSE:EEM) . Steward Partners Investment Advisory, Llc's new positions include Eaton Corporation (NYSE:ETN) , Broadcom Limited (NASDAQ:AVGO) , American Tower Corp. (REIT) (NYSE:AMT) , Chubb Ltd (NYSE:CB) , and Carnival Corp. (NYSE:CCL) .

All Steward Partners Investment Advisory, Llc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on April 20, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR AGNC / AGNC Investment Corp. 0.00 42 0
2018-03-31 13F-HR AMC / AMC Entertainment Holdings, Inc. 12.50 400 5
2018-03-31 13F-HR ABEO / Abeona Therapeutics Inc. 14.29 350 5
2018-03-31 13F-HR ADRO / Aduro Biotech, Inc. 9.09 1,100 10
2018-03-31 13F-HR AEM / Agnico Eagle Mines Limited 40.00 300 12
2018-03-31 13F-HR ARE / Alexandria Real Estate Equities, Inc. 105.26 38 4
2018-03-31 13F-HR NCV / AGIC Convertible & Income Fund 6.50 2,000 13
2018-03-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.01 3,830 3,830 0.00 25 23 -8.00
2018-03-31 13F-HR YHOO / Yahoo! Inc. 74.02 12,929 6 957 15,850.00
2018-03-31 13F-HR AMH / American Homes 4 Rent 20.00 2,900 58
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 145.32 31,433 4,568
2018-03-31 13F-HR ABCB / Ameris Bancorp 44.25 113 5
2018-03-31 13F-HR APU / AmeriGas Partners, L.P. 39.37 889 35
2018-03-31 13F-HR AMPLIFY ETF TRUST TRANSFORMATIONAL DATA / BLOCKCHAIN LDR (032108607) 10.00 100 1
2018-03-31 13F-HR NLY / Annaly Capital Management, Inc. 10.38 11,949 124
2018-03-31 13F-HR AM / Antero Midstream Partners LP 20.83 48 1
2018-03-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 17.50 400 7
2018-03-31 13F-HR ARMK / Aramark 34.48 58 2
2018-03-31 13F-HR RCUS / Arcus Biosciences, Inc. 15.00 200 3
2018-03-31 13F-HR XAPBX / Asia Pacific Fund, Inc. 10.99 182 182 0.00 2 2 0.00
2018-03-31 13F-HR AUPH / Aurinia Pharmaceuticals Inc 4.00 500 2
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 113.45 20,946 22,327 6.59 2,454 2,533 3.22
2018-03-31 13F-HR AVB / AvalonBay Communities, Inc. 164.37 3,851 633
2018-03-31 13F-HR BCE / BCE Inc. 42.92 7,013 301
2018-03-31 13F-HR BMO / Bank of Montreal (PQ) 75.52 5,628 425
2018-03-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 61.56 5,117 315
2018-03-31 13F-HR ABX / Barrick Gold Corp. 10.00 400 4
2018-03-31 13F-HR BBBY / Bed Bath & Beyond Inc. 17.54 57 57 0.00 1 1 0.00
2018-03-31 13F-HR BTX / BioTime, Inc. 2.00 1,000 1,000 0.00 2 2 0.00
2018-03-31 13F-HR BLKB / Blackbaud, Inc. 100.00 100 10
2018-03-31 13F-HR BB / Blackberry Limited 11.49 55,794 641
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.94 49,216 1,572
2018-03-31 13F-HR BLACKROCK MUNIYIELD NY QLTY FD / (09255E102) 11.89 2,270 2,270 0.00 29 27 -6.90
2018-03-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.33 1,631 1,646 0.92 18 17 -5.56
2018-03-31 13F-HR BAM / Brookfield Asset Management, Inc. 38.73 24,553 951
2018-03-31 13F-HR BPL / Buckeye Partners, L.P. 37.33 2,491 93
2018-03-31 13F-HR CBOE / CBOE Holdings, Inc. 114.07 2,700 308
2018-03-31 13F-HR CCLP / CSI Compressco LP 7.00 1,000 7
2018-03-31 13F-HR UAN / CVR Partners, LP 3.00 1,001 3
2018-03-31 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 10.50 476 5
2018-03-31 13F-HR CALD / Callidus Software, Inc. 32.26 186 6
2018-03-31 13F-HR CHY / Calamos Convertible and High Income Fund 11.50 2,000 2,000 0.00 23 23 0.00
2018-03-31 13F-HR CPT / Camden Property Trust 81.97 244 20
2018-03-31 13F-HR CCJ / Cameco Corp. 4.98 201 1
2018-03-31 13F-HR CNQ / Canadian Natural Resources Limited 27.40 73 2
2018-03-31 13F-HR CSL / Carlisle Companies, Inc. 85.71 35 35 0.00 3 3 0.00
2018-03-31 13F-HR CASI / CASI Pharmaceuticals, Inc. 0.00 45 45 0.00 0 0
2018-03-31 13F-HR CEMEX S.A.B. DE C.V. / NOTE 3.720% 3/1 (151290BT9) 1.00 1,000 1,000 0.00 1 1 0.00
2018-03-31 13F-HR CVE / Cenovus Energy Inc. 8.38 2,985 25
2018-03-31 13F-HR 16115QAC4 / Chart Industries, Inc. 2% Bond Due 8/1/2018 1 2 100.00
2018-03-31 13F-HR CLDT / Chatham Lodging Trust 0.00 47 0
2018-03-31 13F-HR CQP / Cheniere Energy Partners, LP 29.04 12,501 363
2018-03-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 13.33 900 12
2018-03-31 13F-HR CEA / China Eastern Airlines Corp. Ltd. 21.28 47 47 0.00 1 1 0.00
2018-03-31 13F-HR CFG / Citizens Financial Group, Inc. 41.89 13,724 6,994 -49.04 576 293 -49.13
2018-03-31 13F-HR CGW / Claymore Exchange-Traded Fund Trust 2 30.42 143 263 83.92 5 8 60.00
2018-03-31 13F-HR CLEVELAND CLIFFS INCORPORATED / (185899101) 6.90 5,762 6,667 15.71 41 46 12.20
2018-03-31 13F-HR GLO / Clough Global Opportunities Fund 10.66 18,527 18,390 -0.74 201 196 -2.49
2018-03-31 13F-HR COHU / Cohu, Inc. 16.00 125 2
2018-03-31 13F-HR CIGI / Colliers International Group Inc. 69.35 10,613 736
2018-03-31 13F-HR COLUMBIA SELIGM PREM TECH GRW / (19842X109) 21.72 4,085 4,281 4.80 90 93 3.33
2018-03-31 13F-HR CMA / Comerica, Inc. 95.92 5,360 6,818 27.20 465 654 40.65
2018-03-31 13F-HR CNSL / Consolidated Communications Holdings, Inc. 10.00 400 4
2018-03-31 13F-HR CVRS / Corindus Vascular Robotics, Inc. 1.36 11,000 11,000 0.00 11 15 36.36
2018-03-31 13F-HR COST / Costco Wholesale Corp. 188.41 21,378 14,134 -33.89 3,978 2,663 -33.06
2018-03-31 13F-HR COT / Cott Corp. 10.00 200 2
2018-03-31 13F-HR COTY / Coty, Inc. 9.52 213 105 -50.70 3 1 -66.67
2018-03-31 13F-HR SLVO / Credit Suisse X-Links Silver Shares Covered Call ETN due 4/21/2033 8 7 -12.50
2018-03-31 13F-HR CCI / Crown Castle International Corp. 109.56 14,868 1,629
2018-03-31 13F-HR CUBE / CubeSmart 22.22 90 2
2018-03-31 13F-HR CONE / CyrusOne Inc. 51.05 3,389 173
2018-03-31 13F-HR DSW / DSW, Inc. 22.22 675 675 0.00 14 15 7.14
2018-03-31 13F-HR 235851AF9 / Danaher Corp. Bond 39 41 5.13
2018-03-31 13F-HR DUSA / Davis Fundamental ETF Trust Davis Select U.S. Equity ETF 22.77 1,010 23
2018-03-31 13F-HR DE / Deere & Co. 155.30 3,185 3,271 2.70 498 508 2.01
2018-03-31 13F-HR DLR / Digital Realty Trust, Inc. 104.99 962 101
2018-03-31 13F-HR D / Dominion Resources, Inc. 67.39 18,851 21,264 12.80 1,528 1,433 -6.22
2018-03-31 13F-HR NCT / Newcastle Investment Corp. 4.00 500 2
2018-03-31 13F-HR DBX / DROPBOX, INC. 16.67 60 1
2018-03-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR EHT / Eaton Vance High Income 2021 Target Term Trust 9.30 1,075 10
2018-03-31 13F-HR EDIT / Editas Medicine, Inc. 32.73 575 550 -4.35 17 18 5.88
2018-03-31 13F-HR ESRT / Empire State Realty Trust, Inc. 10.31 97 1
2018-03-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. 35.71 69 84 21.74 2 3 50.00
2018-03-31 13F-HR EQC / Equity Commonwealth 26.32 38 1
2018-03-31 13F-HR ELS / Equity Lifestyles Properties, Inc. 62.50 16 1
2018-03-31 13F-HR ETH / Ethan Allen Interiors, Inc. 20.00 150 3
2018-03-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 41.43 1,400 58
2018-03-31 13F-HR EXR / Extra Space Storage, Inc. 86.67 150 13
2018-03-31 13F-HR FSIC / FS Investment Corporation 7.00 2,000 2,000 0.00 14 14 0.00
2018-03-31 13F-HR FGP / Ferrellgas Partners, L.P. 2.63 380 1
2018-03-31 13F-HR FR / First Industrial Realty Trust, Inc. 27.17 184 5
2018-03-31 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 23.21 6,075 6,075 0.00 148 141 -4.73
2018-03-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 30.83 2,410 2,660 10.37 75 82 9.33
2018-03-31 13F-HR FPA / First Trust Asia Pacific Ex-Japan AlphaDEX Fund 31.50 147 127 -13.61 5 4 -20.00
2018-03-31 13F-HR FMB / First Trust Managed Municipal ETF 51.63 1,071 891 -16.81 57 46 -19.30
2018-03-31 13F-HR RFEU / First Tr Exchange Traded FD III 64.29 1,102 980 -11.07 72 63 -12.50
2018-03-31 13F-HR FIRST TR DYNAMIC EUROPE EQT FD COM SHS / COM SHS (33740D107) 16.67 600 10
2018-03-31 13F-HR FIVE / Five Below, Inc. 66.67 135 9
2018-03-31 13F-HR FLO / Flowers Foods, Inc. 21.78 1,745 1,745 0.00 33 38 15.15
2018-03-31 13F-HR FCE.A / Forest City Realty Trust, Inc. 16.39 61 1
2018-03-31 13F-HR FTAI / Fortress Transportation and Infrastructure Investors LLC 13.33 150 2
2018-03-31 13F-HR GEO / Geo Group, Inc. (The) 20.17 694 14
2018-03-31 13F-HR GCI LIBERTY INCORPORATED COM CLASS A / COM CLASS A (36164V305) 52.63 171 9
2018-03-31 13F-HR BGC / General Cable Corp. 29.30 546 546 0.00 16 16 0.00
2018-03-31 13F-HR GHDX / Genomic Health, Inc. 30.00 500 500 0.00 17 15 -11.76
2018-03-31 13F-HR LAND / Gladstone Land Corp 11.11 720 8
2018-03-31 13F-HR GLOW / Glowpoint, Inc. 0.00 3,000 0
2018-03-31 13F-HR GRAMERCY PROPERTY TR COM NEW REIT / (385002308) 12.20 82 1
2018-03-31 13F-HR LOPE / Grand Canyon Education, Inc. 0.00 8 0
2018-03-31 13F-HR HCP / HCP, Inc. 23.01 2,782 64
2018-03-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 15.00 200 3
2018-03-31 13F-HR HR / Healthcare Realty Trust, Inc. 27.33 1,500 41
2018-03-31 13F-HR HTA / Healthcare Trust of America, Inc. 23.81 126 3
2018-03-31 13F-HR HCLP / Hi-Crush Partners LP 10.52 5,800 61
2018-03-31 13F-HR 440543AN6 / Hornbeck Offshore Services, Inc. Bond 2 2 0.00
2018-03-31 13F-HR HPT / Hospitality Properties Trust 25.23 1,506 38
2018-03-31 13F-HR HST / Host Hotels & Resorts, Inc. 17.75 845 15
2018-03-31 13F-HR IEP / Icahn Enterprises L.P. 56.83 3,273 186
2018-03-31 13F-HR 452327AH2 / Illumina, Inc. Bond 2 2 0.00
2018-03-31 13F-HR IMAX / Imax Corp. 11.76 85 1
2018-03-31 13F-HR GRES / IQ Global Resources ETF 27.48 3,020 83
2018-03-31 13F-HR IVR / Invesco Mortgage Capital Inc. 15.23 394 6
2018-03-31 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 11.40 1,666 19
2018-03-31 13F-HR INVH / Invitation Homes Inc. 20.33 246 5
2018-03-31 13F-HR IRM / Iron Mountain Incorporated. (REIT) 32.80 3,476 114
2018-03-31 13F-HR EZA / iShares MSCI South Africa ETF 60.24 83 5
2018-03-31 13F-HR IXC / iShares Global Energy ETF 31.06 161 5
2018-03-31 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 32.94 4,843 3,036 -37.31 171 100 -41.52
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 117.35 6,720 10,183 51.53 816 1,195 46.45
2018-03-31 13F-HR ICLN / iShares Global Clean Energy ETF 9.09 1,100 10
2018-03-31 13F-HR IAI / iShares U.S. Broker-Dealers ETF 64.29 700 45
2018-03-31 13F-HR AOA / iShares Core Aggressive Allocation ETF 51.89 212 11
2018-03-31 13F-HR COMT / iShares Commodities Select Strategy ETF 36.55 383 14
2018-03-31 13F-HR VLUE / iShares MSCI USA Value Factor ETF 80.69 694 56
2018-03-31 13F-HR 48123VAC6 / j2 Global, Inc Bond 2 2 0.00
2018-03-31 13F-HR LMRK / Landmark Infrastructure Partners LP 16.63 21,826 363
2018-03-31 13F-HR LNTH / Lantheus Holdings, Inc. 15.76 825 13
2018-03-31 13F-HR LAUR / LAUREATE EDUCATION, INC. 0.00 51 0
2018-03-31 13F-HR LGF.A / Lions Gate Entertainment Corp. 0.00 10 0
2018-03-31 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 13.51 74 1
2018-03-31 13F-HR 538034AJ8 / Live Nation Entertainment, Inc. 2.5% Due 5/15/2019 1 1 0.00
2018-03-31 13F-HR MFC / Manulife Financial Corp. 18.44 6,506 120
2018-03-31 13F-HR DOOR / Masonite International Corp 47.62 21 1
2018-03-31 13F-HR MRCY / Mercury Systems, Inc. 48.00 500 24
2018-03-31 13F-HR VIVO / Meridian Bioscience, Inc. 10.00 200 2
2018-03-31 13F-HR MAA / Mid-America Apartment Communities, Inc. 90.19 377 34
2018-03-31 13F-HR MCRN / Milacron Holdings Corp. 16.26 123 2
2018-03-31 13F-HR MOTUS GI HLDGS INCORPORATED / (62014P108) 4.00 1,000 4
2018-03-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 58.82 34 2
2018-03-31 13F-HR NXRT / NexPoint Residential Trust, Inc. 24.50 1,755 43
2018-03-31 13F-HR OAK / Oaktree Capital Group, LLC 39.57 10,741 425
2018-03-31 13F-HR OWE / Obsidian Energy Ltd. 0.97 5,168 5
2018-03-31 13F-HR OCLR / Oclaro, Inc 8.47 118 118 0.00 0 1
2018-03-31 13F-HR ODFL / Old Dominion Freight Line, Inc. 138.61 101 101 0.00 13 14 7.69
2018-03-31 13F-HR OHI / Omega HealthCare Investors, Inc. 26.99 13,600 367
2018-03-31 13F-HR ASGN / On Assignment, Inc. 80.36 112 9
2018-03-31 13F-HR OTEX / Open Text Corp. 0.00 8 0
2018-03-31 13F-HR OPK / Opko Health, Inc. 3.00 1,000 1,000 0.00 4 3 -25.00
2018-03-31 13F-HR OUT / OUTFRONT Media Inc. 16.26 246 4
2018-03-31 13F-HR 69327RAD3 / PDC Energy, Inc. Bond 1 1 0.00
2018-03-31 13F-HR PKX / POSCO 70.59 85 85 0.00 6 6 0.00
2018-03-31 13F-HR PTLC / Pacer Trendpilot 750 ETF 25.00 200 5
2018-03-31 13F-HR PEGA / Pegasystems, Inc. 60.00 400 550 37.50 18 33 83.33
2018-03-31 13F-HR PTEN / Patterson-UTI Energy, Inc. 16.00 125 2
2018-03-31 13F-HR PEI / Pennsylvania Real Estate Investment Trust 0.00 72 0
2018-03-31 13F-HR PMT / Penny Mac Mortgage Investment Trust 13.16 76 1
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.14 47,926 49,897 4.11 5,747 5,446 -5.24
2018-03-31 13F-HR PFSW / PFSweb, Inc. 6.67 300 2
2018-03-31 13F-HR PDM / Piedmont Office Realty Trust, Inc. 16.67 60 1
2018-03-31 13F-HR MAV / Pioneer Municipal High Income Advantage Trust 10.67 1,500 16
2018-03-31 13F-HR POL / PolyOne Corp. 35.71 56 2
2018-03-31 13F-HR PIN / PowerShares India Exchange Trade Fund Trust 22.22 90 2
2018-03-31 13F-HR PXI / PowerShares Exchange-Trade Fund Trust 37.00 1,000 37
2018-03-31 13F-HR PSP / PowerShares Exchange-Trade Fund Trust 12.01 16,095 25,136 56.17 200 302 51.00
2018-03-31 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 36.31 2,038 2,038 0.00 79 74 -6.33
2018-03-31 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 61.67 1,200 74
2018-03-31 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 22.89 1,005 23
2018-03-31 13F-HR PZT / PowerShares Exchange-Traded Fund Trust II 23.88 5,444 130
2018-03-31 13F-HR SPHB / PowerShares S&P 500 High Beta Port ETF 42.50 400 17
2018-03-31 13F-HR PRA / ProAssurance Corp. 48.00 510 500 -1.96 29 24 -17.24
2018-03-31 13F-HR PRI / Primerica, Inc. 86.96 46 46 0.00 4 4 0.00
2018-03-31 13F-HR PLD / Prologis, Inc. 62.87 2,370 149
2018-03-31 13F-HR PSA / Public Storage 200.28 3,560 713
2018-03-31 13F-HR PRPL / Purple Innovation, Inc. 8.17 7,955 65
2018-03-31 13F-HR RLJ / RLJ Lodging Trust 14.93 201 3
2018-03-31 13F-HR 749685AT0 / RPM International, Inc. 2.25% Bond Due 12/15/2020 1 1 0.00
2018-03-31 13F-HR RTIX / RTI Surgical, Inc. 3.78 1,057 4
2018-03-31 13F-HR RDN / Radian Group, Inc. 0.00 31 0
2018-03-31 13F-HR RWT / Redwood Trust, Inc. 0.00 57 0
2018-03-31 13F-HR REG / Regency Centers Corp. 54.95 91 5
2018-03-31 13F-HR RCII / Rent-A-Center, Inc. 8.00 1,500 12
2018-03-31 13F-HR RCI / Rogers Communications, Inc. 44.30 158 7
2018-03-31 13F-HR GNR / SPDR S&P Global Natural Resources ETF 48.31 7,741 374
2018-03-31 13F-HR SPXC / SPX Corporation 22.22 45 45 0.00 1 1 0.00
2018-03-31 13F-HR XRT / SPDR S&P Retail ETF 40.00 93 125 34.41 4 5 25.00
2018-03-31 13F-HR KIE / SPDR S&P Insurance ETF 30.95 2,294 71
2018-03-31 13F-HR LGLV / SPDR Russell 1000 Low Volatility ETF 89.31 627 56
2018-03-31 13F-HR BFS / Saul Centers, Inc. 50.00 200 10
2018-03-31 13F-HR SLB / Schlumberger Ltd. 64.75 26,348 1,706
2018-03-31 13F-HR SNY / Sanofi 0.00 16,943 203 -98.80 679 0 -100.00
2018-03-31 13F-HR SGEN / Seattle Genetics, Inc. 42.86 70 70 0.00 3 3 0.00
2018-03-31 13F-HR SELLAS LIFE SCIENCES GROUP INCORPORATED / (81642T100) 0.00 37 0
2018-03-31 13F-HR SPG / Simon Property Group, Inc. 154.35 4,587 708
2018-03-31 13F-HR SEP / Spectra Energy Partners LP 33.61 476 16
2018-03-31 13F-HR SPR / Spirit Aerosystems Holdings, Inc. 82.63 835 69
2018-03-31 13F-HR SPH / Suburban Propane Partners, L.P. 21.72 1,335 29
2018-03-31 13F-HR SYNEOS HEALTH INCORPORATED CLASS A / CL A (87166B102) 26.67 75 2
2018-03-31 13F-HR TNH / Terra Nitrogen Co., L.P. 62.50 32 2
2018-03-31 13F-HR TKR / Timken Co. (THE) 0.00 12 0
2018-03-31 13F-HR NCQ / NovaCopper Inc. 0.00 649 0
2018-03-31 13F-HR UMPQ / Umpqua Holdings Corp. 21.00 1,000 1,000 0.00 20 21 5.00
2018-03-31 13F-HR TWO / Two Harbors Investment Corp. 14.49 207 3
2018-03-31 13F-HR TWOU / 2U, Inc. 83.83 4,652 390
2018-03-31 13F-HR UMH / UMH Properties, Inc. 10.83 277 3
2018-03-31 13F-HR UN / Unilever N.V. 56.19 2,705 152
2018-03-31 13F-HR VALE / Vale S.A. 12.71 25,592 16,755 -34.53 312 213 -31.73
2018-03-31 13F-HR EMLC / VanEck Vectors ETF TR 19.50 0 5,334 0 104
2018-03-31 13F-HR VIGI / Vanguard International Dividend Appreciation ETF 64.40 22,439 1,445
2018-03-31 13F-HR VCR / Vanguard Consumer Discretionary ETF 158.45 2,171 344
2018-03-31 13F-HR VTR / Ventas, Inc. 48.48 660 32
2018-03-31 13F-HR VER / VEREIT, Inc. 6.67 1,200 8
2018-03-31 13F-HR VIPS / Vipshop Holdings, Inc. 16.58 14,700 14,900 1.36 172 247 43.60
2018-03-31 13F-HR VNO / Vornado Realty Trust 64.52 31 2
2018-03-31 13F-HR WRE / Washington Real Estate Investment Trust 27.01 2,629 71
2018-03-31 13F-HR WCN / Waste Connections, Inc. 71.25 407 29
2018-03-31 13F-HR WMC / Western Asset Mortgage Capital Corp 9.64 11,000 106
2018-03-31 13F-HR WIN / Windstream Holdings, Inc. 0.00 187 173 -7.49 0 0
2018-03-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 55.69 3,123 1,706 -45.37 185 95 -48.65
2018-03-31 13F-HR ZTS / Zoetis Inc. 83.51 2,163 33,481 1,447.90 155 2,796 1,703.87
2018-03-31 13F-HR EURN / Euronav NV 8.12 3,200 26
2018-03-31 13F-HR ANFI / Amira Nature Foods Ltd. 3.33 300 1
2018-03-31 13F-HR NBR / Nabors Industries Ltd. 6.84 6,437 44
2018-03-31 13F-HR NORDIC AMERN OFFSHORE LIMITED SHS / SHS (G65772108) 0.00 41 0
2018-03-31 13F-HR WLTW / Willis Towers Watson Public Limited Company 149.02 255 38
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. 116.89 6,647 777
2018-03-31 13F-HR QGEN / QIAGEN N.V. 0.00 24 0
2018-03-31 13F-HR EVR / Evercore Partners, Inc. 87.19 9,463 9,577 1.20 851 835 -1.88
2018-03-31 13F-HR VMW / VMWare, Inc. 120.00 66 75 13.64 8 9 12.50
2018-03-31 13F-HR CAG / ConAgra Foods, Inc. 36.83 15,828 16,860 6.52 596 621 4.19
2018-03-31 13F-HR OSIS / OSI Systems, Inc. 60.00 50 50 0.00 3 3 0.00
2018-03-31 13F-HR CBSHP / Commerce Bancshares, Inc. 59.90 8,565 9,232 7.79 478 553 15.69
2018-03-31 13F-HR PENN / Penn National Gaming, Inc. 24.29 247 247 0.00 7 6 -14.29
2018-03-31 13F-HR OTTR / Otter Tail Corp. 43.14 2,489 2,689 8.04 110 116 5.45
2018-03-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.13 14,501 14,624 0.85 203 192 -5.42
2018-03-31 13F-HR PCG / PG&E Corp. 43.70 2,286 2,586 13.12 102 113 10.78
2018-03-31 13F-HR ABM / ABM Industries Inc. 32.86 1,239 700 -43.50 46 23 -50.00
2018-03-31 13F-HR VAW / Vanguard Materials ETF 128.77 100 2,058 1,958.00 13 265 1,938.46
2018-03-31 13F-HR IYZ / iShares U.S. Telecommunications ETF 22.73 44 44 0.00 1 1 0.00
2018-03-31 13F-HR HYD / VanEck Vectors ETF TR 30.97 33,762 33,584 -0.53 1,053 1,040 -1.23
2018-03-31 13F-HR COMM / CommScope Holding Company, Inc. 37.19 196 242 23.47 7 9 28.57
2018-03-31 13F-HR CYH / Community Health Systems, Inc. 0.00 77 5 -93.51 0 0
2018-03-31 13F-HR HRS / Harris Corp. 161.20 5,534 5,701 3.02 783 919 17.37
2018-03-31 13F-HR PTC / PTC Inc. 77.59 232 232 0.00 14 18 28.57
2018-03-31 13F-HR COF / Capital One Financial Corp. 95.62 2,967 2,834 -4.48 295 271 -8.14
2018-03-31 13F-HR GLW / Corning, Inc. 27.87 38,659 39,619 2.48 1,236 1,104 -10.68
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 251.86 13,766 13,571 -1.42 3,507 3,418 -2.54
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 21.98 81,505 45,724 -43.90 1,894 1,005 -46.94
2018-03-31 13F-HR PSTG / Pure Storage, Inc. 19.00 1,200 1,000 -16.67 19 19 0.00
2018-03-31 13F-HR TDG / Transdigm Group, Inc. 300.00 10 10 0.00 2 3 50.00
2018-03-31 13F-HR BCS / Barclays Bank Plc 10.39 385 385 0.00 4 4 0.00
2018-03-31 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 36.14 249 249 0.00 9 9 0.00
2018-03-31 13F-HR PEGI / Pattern Energy Group Inc. 17.15 4,074 4,898 20.23 87 84 -3.45
2018-03-31 13F-HR IEV / iShares Europe 350 ETF 44.33 406 406 0.00 19 18 -5.26
2018-03-31 13F-HR NUVEEN DOW 30 DYN OVERWRITE SHS / SHS (67075F105) 17.67 6,906 6,906 0.00 130 122 -6.15
2018-03-31 13F-HR NWS / News Corp 0.00 10 10 0.00 0 0
2018-03-31 13F-HR RLI / RLI Corp. 50.00 40 40 0.00 2 2 0.00
2018-03-31 13F-HR IWY / iShares Russell Top 200 Growth ETF 73.73 14,095 11,542 -18.11 1,031 851 -17.46
2018-03-31 13F-HR RLGY / Realogy Holdings Corp. 0.00 22 22 0.00 0 0
2018-03-31 13F-HR RF / Regions Financial Corp. 18.48 8,911 9,035 1.39 153 167 9.15
2018-03-31 13F-HR SCG / SCANA Corp. 37.31 2,980 2,546 -14.56 118 95 -19.49
2018-03-31 13F-HR BLACKROCK ENH CAP & INCORPORATED FD INCORPORATED / (09256A109) 15.74 5,300 6,100 15.09 86 96 11.63
2018-03-31 13F-HR RWL / RevenueShares ETF 49.67 2,010 1,510 -24.88 103 75 -27.18
2018-03-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 197.93 25,072 22,579 -9.94 4,716 4,469 -5.24
2018-03-31 13F-HR EZU / iShares MSCI Eurozone ETF 43.28 10,812 12,524 15.83 469 542 15.57
2018-03-31 13F-HR DG / Dollar General Corp. 93.43 520 1,188 128.46 48 111 131.25
2018-03-31 13F-HR OMI / Owens & Minor, Inc. (Holding Company) 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 15.38 315 65 -79.37 10 1 -90.00
2018-03-31 13F-HR SJT / San Juan Basin Royalty Trust 7.89 3,180 63,589 1,899.65 26 502 1,830.77
2018-03-31 13F-HR KMX / CarMax, Inc. 61.05 124 344 177.42 7 21 200.00
2018-03-31 13F-HR FIX / Comfort Systems USA, Inc. 40.00 200 200 0.00 8 8 0.00
2018-03-31 13F-HR SKMTF / SK Telecom Co., Ltd. 23.99 2,205 2,001 -9.25 61 48 -21.31
2018-03-31 13F-HR GIS / General Mills, Inc. 45.04 25,437 20,405 -19.78 1,508 919 -39.06
2018-03-31 13F-HR DTH / WisdomTree DEFA Equity Income Fund 43.39 2,996 2,996 0.00 132 130 -1.52
2018-03-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 28.71 63,014 87,746 39.25 1,737 2,519 45.02
2018-03-31 13F-HR MXIM / Maxim Integrated Products, Inc 60.00 597 500 -16.25 31 30 -3.23
2018-03-31 13F-HR BLK / BlackRock, Inc. 541.69 9,918 10,421 5.07 5,095 5,645 10.79
2018-03-31 13F-HR MHFI / McGraw Hill Financial, Inc. 189.01 157 455 189.81 26 86 230.77
2018-03-31 13F-HR UHAL / AMERCO 1 0 -100.00 0 0
2018-03-31 13F-HR AVXL / Anavex Life Sciences Corp. 500 0 -100.00 1 0 -100.00
2018-03-31 13F-HR CENX / Century Aluminum Co. 200 0 -100.00 3 0 -100.00
2018-03-31 13F-HR CLGX / CoreLogic, Inc. 300 0 -100.00 13 0 -100.00
2018-03-31 13F-HR ETM / Entercom Communications Corp. 511 0 -100.00 5 0 -100.00
2018-03-31 13F-HR PPLT / ETFS Platinum Trust 113 0 -100.00 9 0 -100.00
2018-03-31 13F-HR EEFT / Euronet Worldwide, Inc. 5 0 -100.00 0 0
2018-03-31 13F-HR FOXF / Fox Factory Holding Corp. 10 0 -100.00 0 0
2018-03-31 13F-HR GCO / Genesco Inc. 39 0 -100.00 1 0 -100.00
2018-03-31 13F-HR IPXL / Impax Laboratories, Inc. 41 0 -100.00 0 0
2018-03-31 13F-HR STIP / iShares 0-5 Year TIPS Bond ETF 196 0 -100.00 19 0 -100.00
2018-03-31 13F-HR MOH / Molina Healthcare, Inc. 8 0 -100.00 0 0
2018-03-31 13F-HR MNRO / Monro Muffler Brake, Inc. 6 0 -100.00 0 0
2018-03-31 13F-HR NAVIOS MARITIME HLDGS INCORPORATED SPN ADR RP PFD G / SPN ADR RP PFD G (63938Y100) 500 0 -100.00 8 0 -100.00
2018-03-31 13F-HR NAVIOS MARITIME HLDGS INCORPORATED SPON ADR PFD H / SPON ADR PFD H (63938Y308) 2,000 0 -100.00 32 0 -100.00
2018-03-31 13F-HR FSC / Fifth Street Finance Corp. 18,000 0 -100.00 88 0 -100.00
2018-03-31 13F-HR OCSI / Oaktree Strategic Income Corporation 3,000 0 -100.00 25 0 -100.00
2018-03-31 13F-HR REGL / ProShares S&P MidCap 400 Dividend Aristocrats ETF 5,403 0 -100.00 294 0 -100.00
2018-03-31 13F-HR PSEC / Prospect Capital Corp. 5,500 0 -100.00 37 0 -100.00
2018-03-31 13F-HR RGC / Regal Entertainment Group 155 0 -100.00 3 0 -100.00
2018-03-31 13F-HR RIOT / Riot Blockchain Inc 165 0 -100.00 4 0 -100.00
2018-03-31 13F-HR SANM / Sanmina Corp. 113 0 -100.00 3 0 -100.00
2018-03-31 13F-HR SMI / Semiconductor Manufacturing International Corp. 200 0 -100.00 1 0 -100.00
2018-03-31 13F-HR SPIR / Spire Corp. 200 0 -100.00 15 0 -100.00
2018-03-31 13F-HR SF / Stifel Financial Corp. 5 0 -100.00 0 0
2018-03-31 13F-HR THW / Tekla World Healthcare Fund 2,000 0 -100.00 27 0 -100.00
2018-03-31 13F-HR TXMD / TherapeuticsMD, Inc. 1,817 0 -100.00 10 0 -100.00
2018-03-31 13F-HR TIDEWATER INCORPORATED NEW WARRANT A EXP 073123 / *W EXP 07/31/202 (88642R117) 64 0 -100.00 0 0
2018-03-31 13F-HR TIME / Time Inc. 85 0 -100.00 1 0 -100.00
2018-03-31 13F-HR TRU / TransUnion 5 0 -100.00 0 0
2018-03-31 13F-HR TTC / Toro Company (The) 84 0 -100.00 5 0 -100.00
2018-03-31 13F-HR JUNO / Juno Therapeutics, Inc. 2,000 0 -100.00 91 0 -100.00
2018-03-31 13F-HR AES / AES Corp. (The) 11.32 3,670 18,192 395.69 39 206 428.21
2018-03-31 13F-HR GRI / Cohens & Steer Global Realty Majors 36.36 55 55 0.00 2 2 0.00
2018-03-31 13F-HR AFL / AFLAC, Inc. 43.75 53,662 120,337 124.25 4,710 5,265 11.78
2018-03-31 13F-HR AGCO / AGCO Corp. 64.21 950 950 0.00 67 61 -8.96
2018-03-31 13F-HR ABB / ABB Ltd. 23.36 869 2,269 161.10 23 53 130.43
2018-03-31 13F-HR ARKQ / ARK Industrial Innovation ETF 32.85 5,821 6,941 19.24 191 228 19.37
2018-03-31 13F-HR RIGS / Riverfront Strategic Income Fund 24.59 71,437 109,329 53.04 1,796 2,688 49.67
2018-03-31 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 42.91 1,293 769 -40.53 59 33 -44.07
2018-03-31 13F-HR AMCX / AMC Networks Inc. 50.00 135 60 -55.56 7 3 -57.14
2018-03-31 13F-HR AHS / AMN Healthcare Services, Inc. 50.00 100 100 0.00 4 5 25.00
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.64 66,316 61,897 -6.66 6,413 5,858 -8.65
2018-03-31 13F-HR T / AT & T, Inc. 35.65 254,322 271,885 6.91 9,888 9,692 -1.98
2018-03-31 13F-HR AKR / Acadia Realty Trust 0.00 21 0
2018-03-31 13F-HR ABMD / ABIOMED, Inc. 285.71 0 21 0 6
2018-03-31 13F-HR AKAO / Achaogen, Inc. 12.93 7,650 11,675 52.61 82 151 84.15
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 216.07 2,467 3,235 31.13 432 699 61.81
2018-03-31 13F-HR ACIA / Acacia Communications, Inc. 38.00 560 500 -10.71 20 19 -5.00
2018-03-31 13F-HR ADAP / Adaptimmune Therapeutics plc 11.00 2,000 2,000 0.00 13 22 69.23
2018-03-31 13F-HR GOLF / Acushnet Holdings Corp. 20.00 300 300 0.00 6 6 0.00
2018-03-31 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 100.00 10 10 0.00 1 1 0.00
2018-03-31 13F-HR ACM / AECOM 35.11 881 940 6.70 32 33 3.13
2018-03-31 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 14.29 842 840 -0.24 13 12 -7.69
2018-03-31 13F-HR ADC / Agree Realty Corp. 47.39 422 20
2018-03-31 13F-HR AKBA / Akebia Therapeutics, Inc. 9.38 1,360 960 -29.41 20 9 -55.00
2018-03-31 13F-HR ASIX / AdvanSix Inc. 33.61 374 357 -4.55 15 12 -20.00
2018-03-31 13F-HR ACY / Aerocentury Corp. 14.29 280 280 0.00 4 4 0.00
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.03 26,400 26,825 1.61 271 269 -0.74
2018-03-31 13F-HR AMG / Affiliated Managers Group, Inc. 189.19 95 1,628 1,613.68 19 308 1,521.05
2018-03-31 13F-HR APD / Air Products & Chemicals, Inc. 159.03 24,995 42,174 68.73 4,101 6,707 63.55
2018-03-31 13F-HR AEIS / Advanced Energy Industries, Inc. 51.72 58 58 0.00 3 3 0.00
2018-03-31 13F-HR AEG / Aegon N.V. ADR 6.65 1,394 4,663 234.51 8 31 287.50
2018-03-31 13F-HR AQN / Algonquin Power & Utilities Corp 9.82 2,850 28
2018-03-31 13F-HR 01741RAG7 / Allegheny Technologies, Inc. Bond 3 3 0.00
2018-03-31 13F-HR ALK / Alaska Air Group, Inc. 61.94 8,214 14,595 77.68 603 904 49.92
2018-03-31 13F-HR ALB / Albemarle Corp. 92.39 184 184 0.00 23 17 -26.09
2018-03-31 13F-HR ALGN / Align Technology, Inc. 250.00 207 436 110.63 45 109 142.22
2018-03-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 11.24 1,050 1,245 18.57 13 14 7.69
2018-03-31 13F-HR AA / Alcoa Corp. 44.82 1,138 1,138 0.00 61 51 -16.39
2018-03-31 13F-HR ALE / ALLETE, Inc. 69.57 115 115 0.00 8 8 0.00
2018-03-31 13F-HR AB / AllianceBernstein Holding L.P. 26.82 2,200 59
2018-03-31 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. 118.37 1,225 145
2018-03-31 13F-HR NIE / AGIC Equity & Convertible Income Fund 20.64 6,008 6,008 0.00 126 124 -1.59
2018-03-31 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 12.64 9,770 9,970 2.05 127 126 -0.79
2018-03-31 13F-HR AGD / Alpine Global Dynamic Dividend Fund 9.45 529 529 0.00 5 5 0.00
2018-03-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 8.00 1,000 8
2018-03-31 13F-HR AAT / American Assets Trust Inc 0.00 28 0
2018-03-31 13F-HR ACC / American Campus Communities, Inc. 26.32 76 2
2018-03-31 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR MO / Altria Group, Inc. 62.32 59,858 65,393 9.25 4,274 4,075 -4.66
2018-03-31 13F-HR AXP / American Express Co. 93.28 42,979 68,139 58.54 4,268 6,356 48.92
2018-03-31 13F-HR AEP / American Electric Power Company, Inc. 68.43 4,201 4,881 16.19 309 334 8.09
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.32 23,532 24,195 2.82 27,519 35,018 27.25
2018-03-31 13F-HR AEE / Ameren Corp. 56.47 1,424 1,824 28.09 84 103 22.62
2018-03-31 13F-HR AIG.WS / American International Group, Inc. Warrants 0.00 5 5 0.00 0 0
2018-03-31 13F-HR AIG / American International Group, Inc. 54.42 8,281 8,288 0.08 493 451 -8.52
2018-03-31 13F-HR AWK / American Water Works Co., Inc. 82.08 5,881 5,726 -2.64 538 470 -12.64
2018-03-31 13F-HR AWR / American States Water Co. (Holding Co.) 0.00 4 4 0.00 0 0
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. 60.37 6,810 8,083 18.69 365 488 33.70
2018-03-31 13F-HR ANDV / Andeavor Corp. 44.61 2,999 1,614 -46.18 301 72 -76.08
2018-03-31 13F-HR AIV / Apartment Investment & Management Co. 38.63 233 9
2018-03-31 13F-HR APO / Apollo Global Management LLC 29.58 8,757 259
2018-03-31 13F-HR APA / Apache Corp. 36.47 641 329 -48.67 27 12 -55.56
2018-03-31 13F-HR ANTM / Anthem, Inc. 219.40 260 433 66.54 58 95 63.79
2018-03-31 13F-HR AQ / Aquantia Corp. 15.55 5,660 5,660 0.00 64 88 37.50
2018-03-31 13F-HR APVO / Aptevo Therapeutics Inc. 0.00 50 50 0.00 0 0
2018-03-31 13F-HR AAPL / Apple, Inc. 167.78 285,924 299,352 4.70 48,387 50,225 3.80
2018-03-31 13F-HR ATR / AptarGroup, Inc. 89.70 4,966 5,117 3.04 428 459 7.24
2018-03-31 13F-HR ARNA / Arena Pharmaceuticals, Inc. 20.00 50 50 0.00 1 1 0.00
2018-03-31 13F-HR MTCN / ArcelorMittal 31.56 617 697 12.97 19 22 15.79
2018-03-31 13F-HR ARCC / Ares Capital Corp. 15.87 11,964 10,209 -14.67 188 162 -13.83
2018-03-31 13F-HR ARES / Ares Management, L.P. 21.29 5,025 107
2018-03-31 13F-HR ARR / ARMOUR Residential REIT, Inc. 22.44 312 7
2018-03-31 13F-HR ANET / Arista Networks, Inc. 255.28 6,181 6,585 6.54 1,456 1,681 15.45
2018-03-31 13F-HR AHT / Ashford Hospitality Trust Inc. 6.15 3,250 20
2018-03-31 13F-HR AZN / AstraZeneca Plc 34.97 14,830 16,215 9.34 514 567 10.31
2018-03-31 13F-HR ATO / Atmos Energy Corp. 83.33 468 468 0.00 40 39 -2.50
2018-03-31 13F-HR AZO / AutoZone, Inc. 634.62 39 52 33.33 27 33 22.22
2018-03-31 13F-HR AVID / Avid Technology, Inc. 0.00 34 34 0.00 0 0
2018-03-31 13F-HR AVT / Avnet, Inc. 40.23 385 174 -54.81 15 7 -53.33
2018-03-31 13F-HR BBL / BHP Billiton Plc 31.25 96 3
2018-03-31 13F-HR BBT / BB&T Corp. 52.01 14,684 14,670 -0.10 730 763 4.52
2018-03-31 13F-HR BT / BT Group Plc 15.27 786 786 0.00 14 12 -14.29
2018-03-31 13F-HR BLL / Ball Corp. 39.16 1,660 1,660 0.00 62 65 4.84
2018-03-31 13F-HR BGCP / BGC Partners, Inc. 13.30 3,444 2,030 -41.06 52 27 -48.08
2018-03-31 13F-HR BHGE / Baker Hughes, a GE company 27.68 1,664 1,373 -17.49 52 38 -26.92
2018-03-31 13F-HR BIDU / Baidu, Inc. 220.34 219 236 7.76 51 52 1.96
2018-03-31 13F-HR BWXT / BWX Technologies, Inc. 61.61 211 211 0.00 12 13 8.33
2018-03-31 13F-HR BAC / Bank of America Corp. 29.99 281,257 302,083 7.40 8,302 9,059 9.12
2018-03-31 13F-HR BSBR / Banco Santander Brasil SA 9.90 101 101 0.00 0 1
2018-03-31 13F-HR PGM / iPath Bloomberg Platinum Subindex Total Return ETN due 6/24/38 5 5 0.00
2018-03-31 13F-HR BCS.PRD / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 25.00 2,400 400 -83.33 64 10 -84.37
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 51.51 14,243 13,803 -3.09 767 711 -7.30
2018-03-31 13F-HR BOH / Bank of Hawaii Corp. 74.47 94 94 0.00 8 7 -12.50
2018-03-31 13F-HR BECN / Beacon Roofing Supply, Inc. 52.29 153 8
2018-03-31 13F-HR 09061GAF8 / BioMarin Pharmaceutical Inc. Bond 1.5% 10/15/2020 1 1 0.00
2018-03-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 79.65 196 226 15.31 17 18 5.88
2018-03-31 13F-HR BERY / Berry Plastics Group, Inc. 54.61 155 293 89.03 9 16 77.78
2018-03-31 13F-HR BIG / Big Lots, Inc. 43.33 300 300 0.00 16 13 -18.75
2018-03-31 13F-HR WRB / Berkley (W.R.) Corp. 72.29 66 83 25.76 4 6 50.00
2018-03-31 13F-HR BBY / Best Buy Co., Inc. 69.68 1,032 1,062 2.91 70 74 5.71
2018-03-31 13F-HR BHP / BHP Billiton Ltd. 44.40 18,108 18,108 0.00 832 804 -3.37
2018-03-31 13F-HR BIIB / Biogen Inc. 273.66 4,161 4,703 13.03 1,325 1,287 -2.87
2018-03-31 13F-HR XBHKX / BlackRock Core Bond Trust 12.82 624 624 0.00 8 8 0.00
2018-03-31 13F-HR BGT / BlackRock Floating Rate Income Trust 10.00 200 200 0.00 2 2 0.00
2018-03-31 13F-HR BKFS / Black Knight Financial Services, Inc. 46.88 256 256 0.00 11 12 9.09
2018-03-31 13F-HR BUI / BlackRock Utility and Infrastructure Trust 19.09 935 943 0.86 20 18 -10.00
2018-03-31 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 13.33 2,400 2,400 0.00 34 32 -5.88
2018-03-31 13F-HR BLACKROCK TAX MUNICPAL BD TR SHS / SHS (09248X100) 22.40 2,500 2,500 0.00 57 56 -1.75
2018-03-31 13F-HR BYM / BlackRock Municipal Income Quality Trust 13.12 6,400 6,400 0.00 90 84 -6.67
2018-03-31 13F-HR BOE / BlackRock Global Opportunity Equity Trust 11.34 2,909 2,909 0.00 36 33 -8.33
2018-03-31 13F-HR BKH / Black Hills Corp. (Holding Co.) 53.11 546 546 0.00 32 29 -9.37
2018-03-31 13F-HR BLACKROCK MUN 2020 TERM TR COM SHS / COM SHS (09249X109) 14.98 17,897 6,541 -63.45 268 98 -63.43
2018-03-31 13F-HR BGY / BlackRock International Growth and Income Trust 6.08 8,382 8,382 0.00 54 51 -5.56
2018-03-31 13F-HR XBGTX / BlackRock Floating Rate Income 14.44 5,200 7,200 38.46 71 104 46.48
2018-03-31 13F-HR BGB / Blackstone / GSO Strategic Credit Fund 15.69 2,250 2,550 13.33 35 40 14.29
2018-03-31 13F-HR MYI / BlackRock Muniyield Quality Fund III, Inc. 12.05 332 332 0.00 4 4 0.00
2018-03-31 13F-HR BKCC / BlackRock Capital Investment Corporation 5.92 657 676 2.89 4 4 0.00
2018-03-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 9.80 102 102 0.00 1 1 0.00
2018-03-31 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 11.25 5,068 5,068 0.00 60 57 -5.00
2018-03-31 13F-HR BGR / BlackRock Energy & Resources Trust 0.00 511 55 -89.24 7 0 -100.00
2018-03-31 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 12.50 320 320 0.00 4 4 0.00
2018-03-31 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 13.68 2,120 2,120 0.00 32 29 -9.37
2018-03-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 31.39 6,498 204
2018-03-31 13F-HR ADRD / BLDRS Index Funds Trust 21.67 600 600 0.00 14 13 -7.14
2018-03-31 13F-HR HRB / Block (H.&R.), Inc. 20.98 143 143 0.00 3 3 0.00
2018-03-31 13F-HR BLUE / bluebird bio, Inc. 170.75 1,716 1,716 0.00 305 293 -3.93
2018-03-31 13F-HR BXC / Bluelinx Holdings, Inc. 32.32 2,661 86
2018-03-31 13F-HR BWP / Boardwalk Pipeline Partners L.P 9.87 2,228 22
2018-03-31 13F-HR BKNG / Booking Holdings Inc. 2,079.45 579 1,204
2018-03-31 13F-HR BXP / Boston Properties, Inc. 120.48 83 10
2018-03-31 13F-HR BGG / Briggs & Stratton Corp. 20.00 400 400 0.00 10 8 -20.00
2018-03-31 13F-HR BVX / Bovie Medical Corp. 2.96 9,025 7,775 -13.85 23 23 0.00
2018-03-31 13F-HR BFAM / Bright Horizons Family Solutions, Inc. 95.24 76 126 65.79 7 12 71.43
2018-03-31 13F-HR BSX / Boston Scientific Corp. 27.26 9,898 12,287 24.14 245 335 36.73
2018-03-31 13F-HR EAT / Brinker International, Inc. 33.33 124 60 -51.61 4 2 -50.00
2018-03-31 13F-HR BHF / Brighthouse Financial, Inc. 50.40 643 873 35.77 37 44 18.92
2018-03-31 13F-HR BWA / BorgWarner, Inc. 48.97 677 633 -6.50 34 31 -8.82
2018-03-31 13F-HR BCLI / BrainStorm Cell Therapeutics Inc. 3.00 3,000 3,000 0.00 11 9 -18.18
2018-03-31 13F-HR SAM / Boston Beer Company, Inc. (THE) 160.00 25 25 0.00 4 4 0.00
2018-03-31 13F-HR BAH / Booz Allen Hamilton Holding Corp. 38.57 700 700 0.00 26 27 3.85
2018-03-31 13F-HR BRKL / Brookline Bancorp, Inc. 15.80 2,082 1,582 -24.02 32 25 -21.87
2018-03-31 13F-HR BROOKFIELD REAL ASSETS INCOME SHS BEN INT / SHS BEN INT (112830104) 19.87 372 151 -59.41 8 3 -62.50
2018-03-31 13F-HR BF.A / Brown-Forman Corp. 50.00 200 200 0.00 13 10 -23.08
2018-03-31 13F-HR BRO / Brown & Brown, Inc. 25.41 10,052 20,583 104.77 517 523 1.16
2018-03-31 13F-HR BLDR / Builders FirstSource, Inc. 15.38 130 130 0.00 2 2 0.00
2018-03-31 13F-HR BF.B / Brown-Forman Corp. 54.31 7,677 9,704 26.40 527 527 0.00
2018-03-31 13F-HR BURL / Burlington Stores, Inc. 132.53 95 249 162.11 11 33 200.00
2018-03-31 13F-HR CDW / CDW Corporation 67.86 280 280 0.00 19 19 0.00
2018-03-31 13F-HR CDK / CDK Global, Inc. 62.79 1,274 1,274 0.00 90 80 -11.11
2018-03-31 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.30 21,513 21,517 0.02 170 157 -7.65
2018-03-31 13F-HR CEO / CNOOC Ltd. 147.77 494 494 0.00 70 73 4.29
2018-03-31 13F-HR CSRA / CSRA Inc. 41.18 17,775 19,767 11.21 531 814 53.30
2018-03-31 13F-HR CI / Cigna Corp. 167.73 1,117 1,717 53.72 226 288 27.43
2018-03-31 13F-HR CME / CME Group, Inc. 161.75 9,954 9,181 -7.77 1,453 1,485 2.20
2018-03-31 13F-HR CYS / CYS Investments, Inc. 0.00 16 0
2018-03-31 13F-HR COG / Cabot Oil & Gas Corp. 23.14 605 14
2018-03-31 13F-HR CVS / CVS Health Corporation 62.18 25,579 26,760 4.62 1,854 1,664 -10.25
2018-03-31 13F-HR CNX.WI / CNX Resources Corporation 15.06 372 1,262 239.25 5 19 280.00
2018-03-31 13F-HR CHW / Calamos Global Dynamic Income Fund 8.95 9,270 9,270 0.00 84 83 -1.19
2018-03-31 13F-HR CGO / Calamos Global Total Return Fund 14.16 1,412 1,412 0.00 21 20 -4.76
2018-03-31 13F-HR CRC / California Resources Corp. 0.00 37 37 0.00 0 0
2018-03-31 13F-HR GOOS / Canada Goose Holdings Inc 33.33 780 26
2018-03-31 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 80.00 100 8
2018-03-31 13F-HR CNI / Canadian National Railway Co. 72.68 1,087 79
2018-03-31 13F-HR CP / Canadian Pacific Railway Ltd. 176.35 947 167
2018-03-31 13F-HR CNNE / Cannae Holdings, Inc. 14.49 207 207 0.00 3 3 0.00
2018-03-31 13F-HR CAJ / Canon, Inc. 35.87 223 223 0.00 8 8 0.00
2018-03-31 13F-HR CUK / Carnival Plc 37.04 27 27 0.00 1 1 0.00
2018-03-31 13F-HR CG / The Carlyle Group L.P. 21.33 28,504 608
2018-03-31 13F-HR CCL / Carnival Corp. 65.58 38,793 2,544
2018-03-31 13F-HR CTT / CatchMark Timber Trust, Inc. 10.00 100 1
2018-03-31 13F-HR CAT / Caterpillar, Inc. 147.32 15,445 15,028 -2.70 2,433 2,214 -9.00
2018-03-31 13F-HR CWST / Casella Waste Systems, Inc. 13.33 475 75 -84.21 10 1 -90.00
2018-03-31 13F-HR CRI / Carter's, Inc. 102.33 154 215 39.61 18 22 22.22
2018-03-31 13F-HR CNXC / CNX Coal Resources LP 63.47 2,395 152
2018-03-31 13F-HR CEL SCI CORPORATION COM PAR NEW / COM PAR NEW (150837607) 0.00 9 26 188.89 0 0
2018-03-31 13F-HR CNC / Centene Corp. 105.07 502 552 9.96 50 58 16.00
2018-03-31 13F-HR EBRYY / Centrais Electricas Brazil 0.00 100 100 0.00 0 0
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 311.21 31 2,622 8,358.06 2 816 40,700.00
2018-03-31 13F-HR CC / Chemours Company (The) 48.37 1,713 1,137 -33.63 85 55 -35.29
2018-03-31 13F-HR LNG / Cheniere Energy, Inc. 53.36 5,167 4,104 -20.57 278 219 -21.22
2018-03-31 13F-HR CIM / Chimera Investment Corp. 17.37 1,209 21
2018-03-31 13F-HR XRF / China Rapid Finance Limited 0.00 25 25 0.00 0 0
2018-03-31 13F-HR CHL / China Mobile Ltd. 45.59 3,595 3,795 5.56 181 173 -4.42
2018-03-31 13F-HR CHU / China Unicom (Hong Kong) Ltd. 10.00 300 300 0.00 4 3 -25.00
2018-03-31 13F-HR CHT / Chunghwa Telecom Co. Ltd. 36.36 55 55 0.00 1 2 100.00
2018-03-31 13F-HR CBB / Cincinnati Bell, Inc. 48.54 515 515 0.00 26 25 -3.85
2018-03-31 13F-HR CHD / Church & Dwight Co., Inc. 50.27 4,558 4,894 7.37 228 246 7.89
2018-03-31 13F-HR CINF / Cincinnati Financial Corp. 73.45 302 354 17.22 22 26 18.18
2018-03-31 13F-HR CIR / CIRCOR International, Inc. 42.65 680 680 0.00 33 29 -12.12
2018-03-31 13F-HR XEC / Cimarex Energy Co. 83.33 68 60 -11.76 8 5 -37.50
2018-03-31 13F-HR CTXS / Citrix Systems, Inc. 92.74 273 248 -9.16 24 23 -4.17
2018-03-31 13F-HR EEB / Guggenheim BRIC ETF 35.29 85 85 0.00 3 3 0.00
2018-03-31 13F-HR CVY / Guggenheim Multi-Asset Income ETF 20.83 950 960 1.05 21 20 -4.76
2018-03-31 13F-HR CSD / Guggenheim Spin-Off ETF 46.15 65 65 0.00 3 3 0.00
2018-03-31 13F-HR WREI / Wilshire US REIT ETF 41.34 387 387 0.00 18 16 -11.11
2018-03-31 13F-HR CZA / Guggenheim Mid-Cap Core ETF 64.93 3,835 3,835 0.00 251 249 -0.80
2018-03-31 13F-HR CLNE / Clean Energy Fuels Corp. 0.00 200 200 0.00 0 0
2018-03-31 13F-HR GLQ / Clough Global Equity Fund 13.13 32,903 32,975 0.22 439 433 -1.37
2018-03-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 80.48 24,316 24,243 -0.30 1,726 1,951 13.04
2018-03-31 13F-HR COHR / Coherent, Inc. 177.78 45 45 0.00 12 8 -33.33
2018-03-31 13F-HR COLONY NORTHSTAR CR REAL ESTAT COM CLASS A REIT / COM CL A (19626A101) 18.92 7,770 147
2018-03-31 13F-HR CXP / Columbia Property Trust, Inc. 20.43 3,181 65
2018-03-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 21.39 38,249 39,974 4.51 917 855 -6.76
2018-03-31 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 11.78 2,195 2,207 0.55 28 26 -7.14
2018-03-31 13F-HR FOF / Cohen & Steers Closed-End Opportunity Fund, Inc. 11.44 1,136 1,136 0.00 15 13 -13.33
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 71.67 35,237 35,315 0.22 2,658 2,531 -4.78
2018-03-31 13F-HR CBU / Community Bank System, Inc. 53.10 113 113 0.00 6 6 0.00
2018-03-31 13F-HR CHCT / Community Healthcare Trust Incorporated 25.00 200 5
2018-03-31 13F-HR CODI / Compass Diversified Holdings 15.38 520 8
2018-03-31 13F-HR CNDT / Conduent 0.00 76 48 -36.84 1 0 -100.00
2018-03-31 13F-HR STZ / Constellation Brands, Inc. 227.88 10,509 10,238 -2.58 2,402 2,333 -2.87
2018-03-31 13F-HR ZIV / VelocityShares Daily Inverse VIX Medium Term ETN S&P 500 VIX MTF Index 12/4/2030 61
2018-03-31 13F-HR CEQP / Crestwood Equity Partners LP 22.22 135 3
2018-03-31 13F-HR CREE / Cree, Inc. 36.20 261 221 -15.33 9 8 -11.11
2018-03-31 13F-HR CS / Credit Suisse Group 16.73 16,219 16,140 -0.49 289 270 -6.57
2018-03-31 13F-HR DDR / DDR Corp. 0.00 74 0
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. 46.15 1,772 1,972 11.29 78 91 16.67
2018-03-31 13F-HR DBJP / db-X MSCI Japan Currency-Hedged Equity Fund 42.07 316 309 -2.22 13 13 0.00
2018-03-31 13F-HR DAN / Dana Holding Corp. 24.90 790 1,044 32.15 25 26 4.00
2018-03-31 13F-HR DXC / DXC Technology Company 96.94 217 196 -9.68 20 19 -5.00
2018-03-31 13F-HR DHI / D.R. Horton, Inc. 43.83 16,493 8,967 -45.63 842 393 -53.33
2018-03-31 13F-HR DSKE / Daseke, Inc. 9.49 385 2,212 474.55 5 21 320.00
2018-03-31 13F-HR DVN / Devon Energy Corp. 31.62 9,741 3,605 -62.99 403 114 -71.71
2018-03-31 13F-HR DVA / DaVita HealthCare Partners Inc. 65.89 12,304 11,504 -6.50 888 758 -14.64
2018-03-31 13F-HR XRAY / DENTSPLY SIRONA Inc. 49.77 208 221 6.25 13 11 -15.38
2018-03-31 13F-HR DRH / Diamond Rock Hospitality Co. 9.60 1,146 11
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.44 61,054 62,843 2.93 6,563 6,312 -3.82
2018-03-31 13F-HR DISCK / Discovery Communications, Inc. 14.93 31 134 332.26 0 2
2018-03-31 13F-HR DFS / Discover Financial Services 71.93 11,164 13,847 24.03 858 996 16.08
2018-03-31 13F-HR DORM / Dorman Products, Inc. 63.89 255 360 41.18 15 23 53.33
2018-03-31 13F-HR DLTR / Dollar Tree, Inc. 94.85 778 6,368 718.51 83 604 627.71
2018-03-31 13F-HR DCI / Donaldson Co., Inc. 33.33 60 60 0.00 2 2 0.00
2018-03-31 13F-HR DEI / Douglas Emmett, Inc. 27.03 37 1
2018-03-31 13F-HR DRE / Duke Realty Corp. 26.11 1,264 33
2018-03-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 40.00 50 2
2018-03-31 13F-HR EPR / EPR Properties 54.69 128 7
2018-03-31 13F-HR EQM / EQT Midstream Partners LP 55.56 18 1
2018-03-31 13F-HR EXP / Eagle Materials, Inc. 100.00 100 10
2018-03-31 13F-HR DEA / Easterly Government Properties, Inc. 0.00 46 0
2018-03-31 13F-HR EGP / EastGroup Properties, Inc. 81.43 700 57
2018-03-31 13F-HR EWBC / East West Bancorp, Inc. 59.63 218 218 0.00 13 13 0.00
2018-03-31 13F-HR DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 5.00 15,431 200 -98.70 131 1 -99.24
2018-03-31 13F-HR EOS / Eaton Vance Enhanced Equity Income Fund II 15.52 2,756 2,771 0.54 41 43 4.88
2018-03-31 13F-HR KODK / Eastman Kodak Co. 0.00 3 1 -66.67 0 0
2018-03-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 77.47 19,042 19,918 4.60 1,601 1,543 -3.62
2018-03-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 115.38 182 182 0.00 17 21 23.53
2018-03-31 13F-HR XEVFX / Eaton Vance Senior Income Trust 6.81 2,100 2,350 11.90 13 16 23.08
2018-03-31 13F-HR DY / Dycom Industries, Inc. 107.00 1,000 1,000 0.00 111 107 -3.60
2018-03-31 13F-HR EOG / EOG Resources, Inc. 105.27 15,976 16,025 0.31 1,724 1,687 -2.15
2018-03-31 13F-HR EVO / Eaton Vance Ohio Municipal Income Trust 12.43 5,311 5,311 0.00 69 66 -4.35
2018-03-31 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.55 2,200 2,200 0.00 31 32 3.23
2018-03-31 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 7.62 6,691 6,691 0.00 57 51 -10.53
2018-03-31 13F-HR DSDYX / Dreyfus/Standish Global Fixed Income Y 7.07 990 990 0.00 8 7 -12.50
2018-03-31 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 13.79 3,842 3,842 0.00 55 53 -3.64
2018-03-31 13F-HR DOV / Dover Corp. 97.94 183 1,603 775.96 18 157 772.22
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.69 50,319 45,593 -9.39 3,583 2,904 -18.95
2018-03-31 13F-HR ETFC / E*TRADE Financial, Inc. 55.35 1,650 2,945 78.48 81 163 101.23
2018-03-31 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 21.89 14,756 14,756 0.00 343 323 -5.83
2018-03-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11.54 23,259 22,971 -1.24 283 265 -6.36
2018-03-31 13F-HR 27875TAA9 / Echo Global Logistics, Inc. 2.50% Bond Due 5/1/2020 2 2 0.00
2018-03-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.12 61,031 52,427 -14.10 572 478 -16.43
2018-03-31 13F-HR EBAY / eBay, Inc. 40.06 3,873 4,518 16.65 146 181 23.97
2018-03-31 13F-HR ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund 16.56 6,036 6,040 0.07 104 100 -3.85
2018-03-31 13F-HR ECL / Ecolab, Inc. 137.06 3,920 4,020 2.55 526 551 4.75
2018-03-31 13F-HR EPC / Edgewell Personal Care Company 0.00 23 12 -47.83 1 0 -100.00
2018-03-31 13F-HR ECA / EnCana Corp. 10.41 1,153 12
2018-03-31 13F-HR ENB / Enbridge Inc. 31.39 7,041 221
2018-03-31 13F-HR EHC / Encompass Health Corporation 50.00 80 4
2018-03-31 13F-HR ETE / Entergy Transfer Equity LP 14.20 38,668 549
2018-03-31 13F-HR ERF / Enerplus Corporation 6.33 158 1
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. 16.22 52,596 853
2018-03-31 13F-HR ENLK / EnLink Midstream Partners, LP 13.64 41,921 572
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.47 92,317 2,259
2018-03-31 13F-HR ENV / Envestnet, Inc. 47.06 85 4
2018-03-31 13F-HR ENVA / Enova International Inc 21.43 280 280 0.00 4 6 50.00
2018-03-31 13F-HR ENR / Energizer Holdings, Inc. 58.31 354 343 -3.11 16 20 25.00
2018-03-31 13F-HR EBS / Emergent Biosolutions, Inc. 50.00 100 100 0.00 4 5 25.00
2018-03-31 13F-HR ENSG / Ensign Group, Inc. (The) 16.67 60 60 0.00 1 1 0.00
2018-03-31 13F-HR ETR / Entergy Corp. 78.76 10,711 9,713 -9.32 871 765 -12.17
2018-03-31 13F-HR ENTG / Entegris, Inc. 32.71 250 214 -14.40 7 7 0.00
2018-03-31 13F-HR EME / EMCOR Group, Inc. 77.83 4,040 6,681 65.37 330 520 57.58
2018-03-31 13F-HR EFII / Electronics For Imaging, Inc. 16.39 61 61 0.00 1 1 0.00
2018-03-31 13F-HR AKO.A / Embotelladora Andina S.A. 25.97 43 77 79.07 1 2 100.00
2018-03-31 13F-HR ERJ / Embraer S.A. 22.22 180 180 0.00 4 4 0.00
2018-03-31 13F-HR EQIX / Equinix, Inc. 417.77 1,733 724
2018-03-31 13F-HR EQR / Equity Residential 60.24 83 5
2018-03-31 13F-HR ESS / Essex Property Trust, Inc. 237.29 177 42
2018-03-31 13F-HR ES / Eversource Energy 58.86 11,720 11,994 2.34 740 706 -4.59
2018-03-31 13F-HR EXC / Exelon Corp. 39.01 45,153 50,788 12.48 1,779 1,981 11.35
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. 39.75 869 956 10.01 45 38 -15.56
2018-03-31 13F-HR EXPE / Expedia, Inc. 105.26 133 133 0.00 15 14 -6.67
2018-03-31 13F-HR STAY / Extended Stay America, Inc. 14.39 139 2
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.61 93,779 98,595 5.14 7,843 7,356 -6.21
2018-03-31 13F-HR FFG / FBL Financial Group, Inc. 69.00 2,000 2,000 0.00 139 138 -0.72
2018-03-31 13F-HR FRT / Federal Realty Investment Trust 115.88 3,236 375
2018-03-31 13F-HR FDC / First Data Corporation 15.50 3,129 1,806 -42.28 52 28 -46.15
2018-03-31 13F-HR FHN / First Horizon National Corp. 18.81 2,336 5,849 150.39 46 110 139.13
2018-03-31 13F-HR FDUS / Fidus Investment Corporation 12.59 2,700 2,700 0.00 40 34 -15.00
2018-03-31 13F-HR FDIS / Fidelity MSCI Consumer Discretionary Index ETF 39.32 2,238 2,238 0.00 87 88 1.15
2018-03-31 13F-HR FIS / Fidelity National Information Services, Inc. 94.38 31 445 1,335.48 2 42 2,000.00
2018-03-31 13F-HR FITB / Fifth Third Bancorp 31.54 1,871 2,061 10.15 56 65 16.07
2018-03-31 13F-HR FNSR / Finisar Corporation 15.71 3,060 3,310 8.17 62 52 -16.13
2018-03-31 13F-HR FAF / First American Financial Corp. (The) 54.42 411 147 -64.23 23 8 -65.22
2018-03-31 13F-HR FEYE / FireEye, Inc. 16.87 12,825 16,715 30.33 182 282 54.95
2018-03-31 13F-HR FSLR / First Solar, Inc. 69.12 269 434 61.34 18 30 66.67
2018-03-31 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 46.27 670 670 0.00 32 31 -3.12
2018-03-31 13F-HR FXL / First Trust Technology AlphaDEX® Fund 54.66 1,586 1,866 17.65 81 102 25.93
2018-03-31 13F-HR FXH / First Trust Health Care AlphaDEX Fund 69.29 7,002 8,500 21.39 488 589 20.70
2018-03-31 13F-HR FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 51.96 1,097 1,097 0.00 59 57 -3.39
2018-03-31 13F-HR SKYY / First Trust Exchange- Traded Fund II 48.06 410 1,394 240.00 18 67 272.22
2018-03-31 13F-HR FTC / First Trust Large Cap Growth AlphaDEX® Fund 60.19 216 216 0.00 13 13 0.00
2018-03-31 13F-HR FDD / First Trust Exchange-Traded Fund II 13.68 3,639 5,043 38.58 49 69 40.82
2018-03-31 13F-HR FYX / First Trust Small Cap Core AlphaDEX® Fund 60.19 8,347 8,872 6.29 510 534 4.71
2018-03-31 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 51.28 195 195 0.00 10 10 0.00
2018-03-31 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 65.29 3,924 4,074 3.82 257 266 3.50
2018-03-31 13F-HR FEM / First Trust Emerging Markets AlphaDEX Fund 29.28 40,124 40,124 0.00 1,119 1,175 5.00
2018-03-31 13F-HR FYC / First Trust Small Cap Growth AlphaDEX Fund 43.36 30,211 1,310
2018-03-31 13F-HR FSD / First Trust High Income Long/Short Fund 14.85 4,848 4,848 0.00 80 72 -10.00
2018-03-31 13F-HR FEN / First Trust Energy Income & Growth Fund 20.86 767 767 0.00 20 16 -20.00
2018-03-31 13F-HR FYT / First Trust Small Cap Value AlphaDEX Fund 35.00 400 400 0.00 14 14 0.00
2018-03-31 13F-HR FMK / First Trust Mega Cap AlphaDEX Fund 31.75 252 252 0.00 8 8 0.00
2018-03-31 13F-HR FTSL / First Trust Senior Loan Fund ETF 48.11 23,542 45,249 92.21 1,130 2,177 92.65
2018-03-31 13F-HR FIF / First Trust Energy Infrastructure Fund 12.56 398 398 0.00 7 5 -28.57
2018-03-31 13F-HR FNK / First Trust Mid Cap Value AlphaDEX Fund 30.61 196 196 0.00 7 6 -14.29
2018-03-31 13F-HR FNY / First Trust Mid Cap Growth AlphaDEX Fund 30.30 33 33 0.00 1 1 0.00
2018-03-31 13F-HR FPL / First Trust New Opportunities MLP & Energy Fund 9.81 48,439 66,243 36.76 580 650 12.07
2018-03-31 13F-HR RFDI / First Tr Exchange Traded FD III 63.28 964 964 0.00 61 61 0.00
2018-03-31 13F-HR RFEM / First Tr Exchange Traded FD III 74.52 1,248 1,248 0.00 87 93 6.90
2018-03-31 13F-HR FEI / First Trust MLP and Energy Income Fund 12.22 2,700 2,700 0.00 42 33 -21.43
2018-03-31 13F-HR FEMB / First Trust Exchange-Traded Fund III 40.82 245 245 0.00 10 10 0.00
2018-03-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 19.46 45,835 36,543 -20.27 917 711 -22.46
2018-03-31 13F-HR RDVY / First Trust NASDAQ Rising Dividend Achievers ETF 27.50 400 400 0.00 11 11 0.00
2018-03-31 13F-HR IFV / First Trust High Income ETF 22.11 8,141 8,141 0.00 181 180 -0.55
2018-03-31 13F-HR FSV / FirstService Corporation 73.25 4,191 307
2018-03-31 13F-HR FOR / Forestar Group Inc 80.00 25 25 0.00 1 2 100.00
2018-03-31 13F-HR FISV / Fiserv, Inc. 71.28 6,947 14,689 111.44 910 1,047 15.05
2018-03-31 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 59.96 5,080 58,810 1,057.68 304 3,526 1,059.87
2018-03-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 18.81 904 904 0.00 18 17 -5.56
2018-03-31 13F-HR FIT / Fitbit Inc. 5.05 8,559 8,124 -5.08 48 41 -14.58
2018-03-31 13F-HR FLXN / Flexion Therapeutics, Inc. 22.29 2,467 2,467 0.00 61 55 -9.84
2018-03-31 13F-HR QDF / FlexShares Quality Dividend Index Fund 43.71 19,691 32,714 66.14 886 1,430 61.40
2018-03-31 13F-HR FTS / Fortis Inc. 33.01 939 31
2018-03-31 13F-HR FET / Forum Energy Technologies, Inc. 0.00 73 0
2018-03-31 13F-HR FCPT / Four Corners Property Trust, Inc. 23.07 2,601 60
2018-03-31 13F-HR FSP / Franklin Street Properties Corp. 8.00 1,500 12
2018-03-31 13F-HR OUSA / O'Shares FTSE U.S. Quality Dividend ETF 30.00 500 500 0.00 15 15 0.00
2018-03-31 13F-HR FBHS / Fortune Brands Home & Security, Inc. 47.62 84 84 0.00 5 4 -20.00
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 17.53 7,561 7,187 -4.95 143 126 -11.89
2018-03-31 13F-HR BEN / Franklin Resources, Inc. 34.64 1,451 1,501 3.45 62 52 -16.13
2018-03-31 13F-HR GGP / General Growth Properties, Inc. 20.42 22,872 467
2018-03-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 35.71 28 1
2018-03-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 31.03 290 9
2018-03-31 13F-HR FULT / Fulton Financial Corp. 16.53 414 484 16.91 7 8 14.29
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 11.38 7,064 4,746 -32.81 52 54 3.85
2018-03-31 13F-HR GWPH / GW Pharmaceuticals Plc. 112.50 515 640 24.27 67 72 7.46
2018-03-31 13F-HR GME / GameStop Corp. 10.31 97 97 0.00 1 1 0.00
2018-03-31 13F-HR GFA / Gafisa S.A. 0.00 74 74 0.00 0 0
2018-03-31 13F-HR GABELLI HLTHCARE & WELLNESS TR SHS / SHS (36246K103) 8.43 830 830 0.00 8 7 -12.50
2018-03-31 13F-HR XGUTX / Gabelli Utility Trust (The) 6.08 3,780 3,780 0.00 26 23 -11.54
2018-03-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.08 30,748 30,748 0.00 719 679 -5.56
2018-03-31 13F-HR FTEK / Fuel-Tech, Inc. 0.00 600 600 0.00 0 0
2018-03-31 13F-HR GMT / GATX Corp. 62.50 16 16 0.00 0 1
2018-03-31 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 10.29 683 583 -14.64 8 6 -25.00
2018-03-31 13F-HR GWR / Genesee & Wyoming, Inc. 68.25 342 337 -1.46 26 23 -11.54
2018-03-31 13F-HR GM / General Motors Company 36.30 17,795 19,451 9.31 729 706 -3.16
2018-03-31 13F-HR GNTX / Gentex Corp. 21.67 600 600 0.00 12 13 8.33
2018-03-31 13F-HR GEL / Genesis Energy, L.P. 19.52 2,459 48
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.39 25,606 27,789 8.53 1,834 2,095 14.23
2018-03-31 13F-HR GG / Goldcorp, Inc. 13.76 1,526 21
2018-03-31 13F-HR GORO / Gold Resource Corp. 4.28 701 701 0.00 3 3 0.00
2018-03-31 13F-HR BOTZ / Global X Funds 23.86 150 2,850 1,800.00 3 68 2,166.67
2018-03-31 13F-HR SNSR / Global X Funds 19.91 799 1,507 88.61 15 30 100.00
2018-03-31 13F-HR GMED / Globus Medical, Inc. 48.47 148 392 164.86 6 19 216.67
2018-03-31 13F-HR LIT / Global X Funds 30.00 100 100 0.00 3 3 0.00
2018-03-31 13F-HR NORW / Global X Norway 30 ETF 13.76 20,613 44,629 116.51 270 614 127.41
2018-03-31 13F-HR SDIV / Global X SuperDividend ETF 20.65 5,748 8,233 43.23 125 170 36.00
2018-03-31 13F-HR GSLC / Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF 53.40 46,060 100,485 118.16 2,457 5,366 118.40
2018-03-31 13F-HR GBDC / Golub Capital BDC, Inc. 17.86 5,466 8,737 59.84 99 156 57.58
2018-03-31 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 5.45 0 1,100 0 6
2018-03-31 13F-HR GGG / Graco Inc. 44.44 135 135 0.00 6 6 0.00
2018-03-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 0.00 38 0
2018-03-31 13F-HR GRBK / Green Brick Partners, Inc. 10.61 848 848 0.00 9 9 0.00
2018-03-31 13F-HR GEF.B / Greif, Inc. 46.51 94 43 -54.26 5 2 -60.00
2018-03-31 13F-HR GOF / Guggenheim Strategic Opportunities Fund 19.74 152 152 0.00 3 3 0.00
2018-03-31 13F-HR GFF / Griffon Corp. 17.50 400 400 0.00 8 7 -12.50
2018-03-31 13F-HR GSH / Guangshen Railway Co. Ltd. 0.00 30 30 0.00 1 0 -100.00
2018-03-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 31.96 438 438 0.00 18 14 -22.22
2018-03-31 13F-HR GPOR / Gulfport Energy Corp. 9.57 5,850 5,850 0.00 74 56 -24.32
2018-03-31 13F-HR HK / Halcon Resources Corporation 0.00 147 147 0.00 1 0 -100.00
2018-03-31 13F-HR HCI / HCI Group, Inc. 36.36 55 55 0.00 1 2 100.00
2018-03-31 13F-HR HEES / H &E Equipment Services, Inc. 36.04 222 222 0.00 9 8 -11.11
2018-03-31 13F-HR HMSY / HMS Holdings Corp. 16.29 1,105 1,105 0.00 18 18 0.00
2018-03-31 13F-HR HSBC / HSBC Holdings Plc 25.66 4,824 1,520 -68.49 229 39 -82.97
2018-03-31 13F-HR HSBC / HSBC Holdings Plc 47.47 1,020 4,824 372.94 26 229 780.77
2018-03-31 13F-HR HPQ / HP Inc. 21.89 2,186 2,832 29.55 45 62 37.78
2018-03-31 13F-HR HCA / HCA Holdings Inc. 96.89 7,063 7,761 9.88 620 752 21.29
2018-03-31 13F-HR HXL / Hexcel Corp. 62.87 334 334 0.00 20 21 5.00
2018-03-31 13F-HR HMY / Harmony Gold Mining Company Ltd. 0.00 1 1 0.00 0 0
2018-03-31 13F-HR HFC / HollyFrontier Corp. 48.56 9,875 2,636 -73.31 505 128 -74.65
2018-03-31 13F-HR HRI / Herc Holdings Inc. 60.00 50 50 0.00 3 3 0.00
2018-03-31 13F-HR HQY / HealthEquity, Inc. 60.49 0 4,381 0 265
2018-03-31 13F-HR HES / Hess Corp. 0.00 242 12 -95.04 12 0 -100.00
2018-03-31 13F-HR HES / Hess Corp. 49.59 120 242 101.67 5 12 140.00
2018-03-31 13F-HR XJHSX / John Hancock Income Securities 14.00 4,000 4,000 0.00 59 56 -5.08
2018-03-31 13F-HR HOLX / Hologic, Inc. 37.35 17,330 18,342 5.84 740 685 -7.43
2018-03-31 13F-HR HANCOCK JOHN INV TRUST TAX ADV GLB SH / TAX ADV GLB SH (41013P749) 7.83 747 766 2.54 6 6 0.00
2018-03-31 13F-HR HRTX / Heron Therapeutics, Inc. 27.00 1,000 1,000 0.00 18 27 50.00
2018-03-31 13F-HR HBI / Hanesbrands, Inc. 18.39 31,227 14,631 -53.15 652 269 -58.74
2018-03-31 13F-HR HAS / Hasbro, Inc. 84.25 393 546 38.93 35 46 31.43
2018-03-31 13F-HR HONE / HarborOne Bancorp, Inc. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR JKHY / Henry (JACK) & Associates, Inc. 120.84 5,065 5,743 13.39 592 694 17.23
2018-03-31 13F-HR HIMX / Himax Technologies, Inc. 4.95 202 202 0.00 2 1 -50.00
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 50.85 1,091 1,239 13.57 61 63 3.28
2018-03-31 13F-HR HE / Hawaiian Electric Industries, Inc. 32.18 455 435 -4.40 16 14 -12.50
2018-03-31 13F-HR BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 38.15 1,625 1,625 0.00 63 62 -1.59
2018-03-31 13F-HR THG / Hanover Insurance Group, Inc. (The) 109.09 55 55 0.00 5 6 20.00
2018-03-31 13F-HR 42703MAB9 / Herbalife Ltd. 2.0% Bond due 2019-08-15 1.00 3,000 3,000 0.00 3 3 0.00
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.51 19,835 28,843 45.41 3,042 4,168 37.02
2018-03-31 13F-HR HHC / Howard Hughes Corp. (The) 138.98 1,159 1,180 1.81 152 164 7.89
2018-03-31 13F-HR HMC / Honda Motor Co., Ltd. 33.45 245 568 131.84 8 19 137.50
2018-03-31 13F-HR HUBS / HubSpot, Inc. 100.00 50 50 0.00 4 5 25.00
2018-03-31 13F-HR ICUI / ICU Medical, Inc. 249.12 90 285 216.67 19 71 273.68
2018-03-31 13F-HR IDT / IDT Corp. 0.00 130 130 0.00 1 0 -100.00
2018-03-31 13F-HR HUN / Huntsman Corp. 26.67 150 150 0.00 4 4 0.00
2018-03-31 13F-HR HBAN / Huntington Bancshares, Inc. 15.10 27,081 29,605 9.32 394 447 13.45
2018-03-31 13F-HR JBHT / Hunt (J.B.) Transport Services, Inc. 116.88 242 308 27.27 27 36 33.33
2018-03-31 13F-HR ITT / ITT Inc. 37.74 53 53 0.00 2 2 0.00
2018-03-31 13F-HR IBKCP / IBERIABANK Corp. 77.65 850 850 0.00 65 66 1.54
2018-03-31 13F-HR IDXX / IDEXX Laboratories, Inc. 175.00 40 40 0.00 6 7 16.67
2018-03-31 13F-HR IBN / ICICI Bank Ltd. 8.61 4,212 3,947 -6.29 40 34 -15.00
2018-03-31 13F-HR IRT / Independence Realty Trust, Inc. 9.00 2,000 18
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 156.67 16,302 17,215 5.60 2,720 2,697 -0.85
2018-03-31 13F-HR INCY / Incyte Corp. 75.47 91 53 -41.76 8 4 -50.00
2018-03-31 13F-HR INAN / InterNatural Pharmaceuticals, Inc. 0.00 250 250 0.00 0 0
2018-03-31 13F-HR IFN / India Fund, Inc. (THE) 21.93 228 228 0.00 5 5 0.00
2018-03-31 13F-HR IMGN / Immunogen, Inc. 8.91 496 561 13.10 3 5 66.67
2018-03-31 13F-HR IDRA / Idera Pharmaceuticals, Inc. 0.00 250 250 0.00 0 0
2018-03-31 13F-HR INDB / Independent Bank Corp. 63.16 95 95 0.00 6 6 0.00
2018-03-31 13F-HR INFI / Infinity Pharmaceuticals, Inc. 1.94 2,580 2,580 0.00 5 5 0.00
2018-03-31 13F-HR HFXJ / IQ 50 Percent Hedged FTSE Japan ETF 20.66 242 242 0.00 5 5 0.00
2018-03-31 13F-HR 45772FAB3 / Inphi Corp. Bond 1 1 0.00
2018-03-31 13F-HR IBKR / Interactive Brokers Group, Inc. 57.69 52 52 0.00 3 3 0.00
2018-03-31 13F-HR INGR / Ingredion, Inc. 128.90 1,249 1,249 0.00 174 161 -7.47
2018-03-31 13F-HR IART / Integra LifeSciences Holdings Corp. 52.78 360 360 0.00 17 19 11.76
2018-03-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 56.82 155 88 -43.23 9 5 -44.44
2018-03-31 13F-HR INGN / Inogen, Inc. 122.73 1,100 1,100 0.00 130 135 3.85
2018-03-31 13F-HR PODD / Insulet Corp. 86.00 1,000 1,000 0.00 69 86 24.64
2018-03-31 13F-HR GHYG / iShares Global High Yield Corporate Bond ETF 44.44 45 45 0.00 2 2 0.00
2018-03-31 13F-HR IAU / iShares Gold Trust 12.68 206 631 206.31 2 8 300.00
2018-03-31 13F-HR IQI / Invesco Quality Municipal Income Trust 11.61 1,025 2,325 126.83 12 27 125.00
2018-03-31 13F-HR ISRG / Intuitive Surgical, Inc. 412.70 63 63 0.00 22 26 18.18
2018-03-31 13F-HR INTU / Intuit Inc. 173.28 5,684 5,950 4.68 896 1,031 15.07
2018-03-31 13F-HR IP / International Paper Company 53.40 19,219 21,142 10.01 1,113 1,129 1.44
2018-03-31 13F-HR EWA / iShares MSCI Australia ETF 22.02 2,511 3,588 42.89 58 79 36.21
2018-03-31 13F-HR EWK / iShares MSCI Belgium Capped ETF 20.00 400 400 0.00 8 8 0.00
2018-03-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 43.93 5,198 3,437 -33.88 261 151 -42.15
2018-03-31 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. 12.00 250 250 0.00 3 3 0.00
2018-03-31 13F-HR XON / Intrexon Corp. 15.26 8,951 12,651 41.34 103 193 87.38
2018-03-31 13F-HR IRDM / Iridium Communications Inc 11.20 2,500 2,500 0.00 29 28 -3.45
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.42 38,742 40,796 5.30 5,943 6,259 5.32
2018-03-31 13F-HR IPI / Intrepid Potash, Inc. 3.60 2,500 2,500 0.00 11 9 -18.18
2018-03-31 13F-HR IQV / IQVIA Holdings Inc. 98.09 430 2,457 471.40 42 241 473.81
2018-03-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 11.47 3,352 3,400 1.43 41 39 -4.88
2018-03-31 13F-HR IFF / International Flavors & Fragrances, Inc 136.73 148 373 152.03 22 51 131.82
2018-03-31 13F-HR SCJ / iShares MSCI Japan Small Cap Index Fund 80.00 100 100 0.00 7 8 14.29
2018-03-31 13F-HR IYC / iShares U.S. Consumer Services ETF 179.10 106 268 152.83 19 48 152.63
2018-03-31 13F-HR EWD / iShares MSCI Sweden ETF 33.29 600 721 20.17 20 24 20.00
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF 40.00 100 100 0.00 4 4 0.00
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 265.36 56,840 64,847 14.09 15,281 17,208 12.61
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.72 40,292 30,097 -25.30 4,302 3,212 -25.34
2018-03-31 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 45.45 95 660 594.74 4 30 650.00
2018-03-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.46 3,972 4,445 11.91 333 371 11.41
2018-03-31 13F-HR EWP / iShares MSCI Spain Capped ETF 32.37 1,452 1,452 0.00 47 47 0.00
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 107.25 87,335 80,410 -7.93 9,548 8,624 -9.68
2018-03-31 13F-HR SOXX / iShares PHLX Semiconductor ETF 172.41 28 29 3.57 4 5 25.00
2018-03-31 13F-HR JKD / iShares Morningstar Large Cap ETF 152.67 476 1,048 120.17 75 160 113.33
2018-03-31 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 60.45 76,282 80,729 5.83 4,663 4,880 4.65
2018-03-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 93.06 2,096 1,859 -11.31 212 173 -18.40
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 48.28 486,741 517,909 6.40 22,935 25,004 9.02
2018-03-31 13F-HR IVW / iShares S&P 500 Growth ETF 155.07 12,186 13,059 7.16 1,861 2,025 8.81
2018-03-31 13F-HR IVE / iShares S&P 500 Value ETF 109.34 16,720 18,181 8.74 1,910 1,988 4.08
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 187.57 49,114 46,617 -5.08 9,320 8,744 -6.18
2018-03-31 13F-HR IYG / iShares U.S. Financial Services ETF 130.93 7,639 14,871 94.67 996 1,947 95.48
2018-03-31 13F-HR IWV / iShares Russell 3000 ETF 153.85 78 78 0.00 12 12 0.00
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 136.09 188,752 191,012 1.20 25,421 25,994 2.25
2018-03-31 13F-HR IYK / iShares U.S. Consumer Goods ETF 118.89 1,898 4,702 147.73 240 559 132.92
2018-03-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 65.14 790 1,182 49.62 50 77 54.00
2018-03-31 13F-HR WOOD / iShares Global Timber & Forestry ETF 75.00 200 200 0.00 14 15 7.14
2018-03-31 13F-HR IDU / iShares U.S. Utilities ETF 125.00 4 304 7,500.00 0 38
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 151.79 18,640 15,383 -17.47 2,841 2,335 -17.81
2018-03-31 13F-HR IYJ / iShares U.S. Industrial ETF 144.97 10,507 11,113 5.77 1,548 1,611 4.07
2018-03-31 13F-HR IGOV / iShares International Treasury Bond ETF 51.57 562 7,562 1,245.55 28 390 1,292.86
2018-03-31 13F-HR IYM / iShares U.S. Basic Materials ETF 90.00 100 100 0.00 10 9 -10.00
2018-03-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 112.81 49,693 59,190 19.11 5,769 6,677 15.74
2018-03-31 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 77.49 557 1,226 120.11 42 95 126.19
2018-03-31 13F-HR SUB / iShares Short-Term National Muni Bond ETF 104.87 36,800 29,189 -20.68 3,859 3,061 -20.68
2018-03-31 13F-HR IYW / iShares U.S. Technology ETF 168.11 2,180 2,427 11.33 354 408 15.25
2018-03-31 13F-HR NYF / iShares New York Muni Bond ETF 54.76 29,814 32,289 8.30 1,663 1,768 6.31
2018-03-31 13F-HR IWO / iShares Russell 2000 Growth ETF 190.49 9,118 10,720 17.57 1,702 2,042 19.98
2018-03-31 13F-HR IYH / iShares U.S. Healthcare ETF 171.90 1,057 1,146 8.42 184 197 7.07
2018-03-31 13F-HR IUSV / iShares Core Russell U.S. Value 53.00 1,000 1,000 0.00 55 53 -3.64
2018-03-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 173.81 7,682 8,072 5.08 1,307 1,403 7.35
2018-03-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 218.33 48,978 55,838 14.01 10,571 12,191 15.32
2018-03-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 154.49 19,772 28,843 45.88 3,165 4,456 40.79
2018-03-31 13F-HR IYF / iShares U.S. Financial ETF 117.74 6,936 6,183 -10.86 828 728 -12.08
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 77.00 60,121 68,284 13.58 4,617 5,258 13.88
2018-03-31 13F-HR AOM / iShares Core Moderate Allocation ETF 37.77 17,900 17,900 0.00 680 676 -0.59
2018-03-31 13F-HR MBB / iShares MBS ETF 104.61 23,624 16,824 -28.78 2,518 1,760 -30.10
2018-03-31 13F-HR EFG / iShares MSCI EAFE Growth ETF 80.29 9,400 5,069 -46.07 758 407 -46.31
2018-03-31 13F-HR SUSA / iShares MSCI USA ESG Select ETF 110.61 660 660 0.00 73 73 0.00
2018-03-31 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 0.00 6 6 0.00 0 0
2018-03-31 13F-HR JKI / iShares Morningstar Mid-Cap Value ETF 153.85 181 299 65.19 28 46 64.29
2018-03-31 13F-HR IGF / iShares Global Infrastructure ETF 0.00 10 10 0.00 0 0
2018-03-31 13F-HR DSI / iShares MSCI KLD 400 Social ETF 97.35 452 452 0.00 44 44 0.00
2018-03-31 13F-HR IEUS / iShares MSCI Europe Small-Cap ETF 52.94 170 170 0.00 9 9 0.00
2018-03-31 13F-HR IHI / iShares U.S. Medical Devices ETF 183.21 131 131 0.00 22 24 9.09
2018-03-31 13F-HR MUB / iShares National Muni Bond ETF 108.93 52,424 51,255 -2.23 5,805 5,583 -3.82
2018-03-31 13F-HR CLY / iShares 10+ Year Credit Bond ETF 56.45 3,008 248 -91.76 190 14 -92.63
2018-03-31 13F-HR SLV / iShares Silver Trust 15.34 3,745 3,650 -2.54 59 56 -5.08
2018-03-31 13F-HR CMF / iShares S&P California AMT-Free Municipal Bond Fund 58.06 2,910 3,100 6.53 172 180 4.65
2018-03-31 13F-HR IEO / iShares U.S. Oil & Gas Exploration & Production ETF 63.47 6,316 5,940 -5.95 410 377 -8.05
2018-03-31 13F-HR CRED / iShares US Credit Bond ETF Trdng 100.00 50 50 0.00 5 5 0.00
2018-03-31 13F-HR CIU / iShares Intermediate Credit Bond ETF 107.16 3,564 3,350 -6.00 389 359 -7.71
2018-03-31 13F-HR SHV / iShares Short Treasury Bond ETF