InvestorSterling Investment Advisors, Ltd.
Portfolio Value $ 162,797,000
Current Positions379
Opened Positions5
Closed Positions15


Latest Holdings, Performance, AUM (from 13F, 13D)

Sterling Investment Advisors, Ltd. has disclosed 379 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 162,797,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sterling Investment Advisors, Ltd.'s top holdings are Apple, Inc. (NASDAQ:AAPL) , Globus Medical, Inc. (NYSE:GMED) , iShares Core S&P Total US Stock Market ETF (NYSE:ITOT) , iShares U.S. Preferred Stock ETF (NASDAQ:PFF) , and SPDR Barclays Convertible Securities ETF (NYSE:CWB) . Sterling Investment Advisors, Ltd.'s new positions include Global X Funds (NYSE:LIT) , VeriSign, Inc. (NASDAQ:VRSN) , XPO Logistics, Inc. Bond (983793AA8) , IDEXX Laboratories, Inc. (NASDAQ:IDXX) , and First Trust Preferred Securities and Income ETF (NYSE:FPE) .

All Sterling Investment Advisors, Ltd. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on April 23, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR ALLE / Allegion Public Limited 85.00 1,000 85
2018-03-31 13F-HR ABT / Abbott Laboratories 59.90 15,610 15,310 -1.92 891 917 2.92
2018-03-31 13F-HR AVEO / AVEO Pharmaceuticals, Inc. 0.00 65 0
2018-03-31 13F-HR BKNG / Booking Holdings Inc. 2,000.00 6 12
2018-03-31 13F-HR CRL / Charles River Laboratories International, Inc. 107.00 1,000 1,000 0.00 109 107 -1.83
2018-03-31 13F-HR Columbia Energy Group / (540424207) 20.00 50 1
2018-03-31 13F-HR CGEN / Compugen Ltd. 4.00 1,000 4
2018-03-31 13F-HR DXCM / DexCom, Inc. 142.86 7 7 0.00 0 1
2018-03-31 13F-HR WATT / Energous Corporation 16.00 4,000 64
2018-03-31 13F-HR EXEL / Exelixis, Inc. 23.33 300 7
2018-03-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 19.56 4,550 89
2018-03-31 13F-HR LIT / Global X Funds 32.87 4,350 143
2018-03-31 13F-HR IDXX / IDEXX Laboratories, Inc. 192.00 500 96
2018-03-31 13F-HR INTC / Intel Corp. 52.08 33,527 33,431 -0.29 1,548 1,741 12.47
2018-03-31 13F-HR INSY / Insys Therapeutics Inc. 8.00 250 250 0.00 2 2 0.00
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 43.33 300 13
2018-03-31 13F-HR EZU / iShares MSCI Eurozone ETF 43.00 1,000 43
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF 121.21 198 24
2018-03-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 87.56 434 434 0.00 39 38 -2.56
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 31.55 412 13
2018-03-31 13F-HR MANH / Manhattan Associates, Inc. 42.00 2,000 84
2018-03-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.00 3,000 63
2018-03-31 13F-HR MU / Micron Technology, Inc. 53.33 300 16
2018-03-31 13F-HR NYMX / Nymox Pharmaceutical Corp. 4.40 2,500 11
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 151.60 343 52
2018-03-31 13F-HR STWD / Starwood Property Trust Inc. 20.83 48 1
2018-03-31 13F-HR HSY / Hershey Company (The) 100.00 400 40
2018-03-31 13F-HR RIG / Transocean, Inc. 12.12 165 2
2018-03-31 13F-HR OIH / Market Vectors Oil Service ETF 24.00 1,500 36
2018-03-31 13F-HR VYM / Vanguard High Dividend Yield ETF 81.75 526 43
2018-03-31 13F-HR VRSN / VeriSign, Inc. 119.00 1,000 119
2018-03-31 13F-HR ACN / Accenture plc 152.99 268 268 0.00 41 41 0.00
2018-03-31 13F-HR AEGN / Aegion Corp 23.00 2,000 3,000 50.00 51 69 35.29
2018-03-31 13F-HR ALGN / Align Technology, Inc. 251.09 4,461 4,361 -2.24 991 1,095 10.49
2018-03-31 13F-HR MMM / 3M Co. 219.55 9,605 9,205 -4.16 2,261 2,021 -10.61
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.63 16,800 16,400 -2.38 1,625 1,552 -4.49
2018-03-31 13F-HR APD / Air Products & Chemicals, Inc. 160.00 425 425 0.00 70 68 -2.86
2018-03-31 13F-HR TWOU / 2U, Inc. 85.00 400 400 0.00 26 34 30.77
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 184.03 599 864 44.24 103 159 54.37
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,031.71 1,356 1,356 0.00 1,419 1,399 -1.41
2018-03-31 13F-HR BBT / BB&T Corp. 52.19 479 479 0.00 24 25 4.17
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 145.31 9,648 9,848 2.07 1,376 1,431 4.00
2018-03-31 13F-HR BAX / Baxter International, Inc. 65.05 10,546 10,546 0.00 682 686 0.59
2018-03-31 13F-HR CELG / Celgene Corp. 88.24 92 442 380.43 10 39 290.00
2018-03-31 13F-HR YHOO / Yahoo! Inc. 74.55 550 550 0.00 38 41 7.89
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.26 30,130 29,150 -3.25 1,846 1,844 -0.11
2018-03-31 13F-HR CUK / Carnival Plc 65.28 337 337 0.00 22 22 0.00
2018-03-31 13F-HR CBS / CBS Corp. 50.00 80 80 0.00 5 4 -20.00
2018-03-31 13F-HR ACLS / Axcelis Technologies, Inc. 25.00 3,000 1,000 -66.67 86 25 -70.93
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 114.10 780 780 0.00 91 89 -2.20
2018-03-31 13F-HR CRZO / Carrizo Oil & Gas, Inc. 16.00 6,000 6,000 0.00 128 96 -25.00
2018-03-31 13F-HR AMGN / Amgen Inc. 170.49 13,024 12,816 -1.60 2,265 2,185 -3.53
2018-03-31 13F-HR AIG / American International Group, Inc. 55.00 600 600 0.00 36 33 -8.33
2018-03-31 13F-HR CDK / CDK Global, Inc. 63.26 1,150 2,150 86.96 82 136 65.85
2018-03-31 13F-HR CPT / Camden Property Trust 85.00 200 200 0.00 18 17 -5.56
2018-03-31 13F-HR BDX / Becton Dickinson & Co. 216.00 250 250 0.00 54 54 0.00
2018-03-31 13F-HR AAPL / Apple, Inc. 167.78 55,886 55,805 -0.14 9,458 9,363 -1.00
2018-03-31 13F-HR BIP / Brookfield Infrastructure Partners L.P. 42.00 500 500 0.00 22 21 -4.55
2018-03-31 13F-HR ITEQ / BlueStar TA-BIGITech Israel Technology ETF 30.00 200 200 0.00 6 6 0.00
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.47 3,289 3,084 -6.23 3,846 4,464 16.07
2018-03-31 13F-HR BIDU / Baidu, Inc. 222.22 9 9 0.00 2 2 0.00
2018-03-31 13F-HR ABC / AmerisourceBergen Corp. 86.17 3,800 4,050 6.58 349 349 0.00
2018-03-31 13F-HR ARCC / Ares Capital Corp. 15.91 1,662 6,662 300.84 26 106 307.69
2018-03-31 13F-HR T / AT & T, Inc. 35.68 5,353 5,353 0.00 208 191 -8.17
2018-03-31 13F-HR BLK / BlackRock, Inc. 541.84 3,793 3,693 -2.64 1,949 2,001 2.67
2018-03-31 13F-HR BIIB / Biogen Inc. 275.00 200 200 0.00 64 55 -14.06
2018-03-31 13F-HR KO / Coca Cola Co. 43.42 14,625 14,625 0.00 671 635 -5.37
2018-03-31 13F-HR CNX / CONSOL Energy, Inc. 15.40 1,250 10,000 700.00 49 154 214.29
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 70.95 451 451 0.00 34 32 -5.88
2018-03-31 13F-HR LEU / Centrus Energy Corp. 0.00 40 40 0.00 0 0
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.91 9,016 10,022 11.16 345 430 24.64
2018-03-31 13F-HR CORT / Corcept Therapeutics, Inc. 16.33 3,000 49
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.18 21,932 23,432 6.84 878 801 -8.77
2018-03-31 13F-HR COP / ConocoPhillips 59.27 4,606 4,606 0.00 253 273 7.91
2018-03-31 13F-HR CVS / CVS Health Corporation 62.21 18,587 17,971 -3.31 1,348 1,118 -17.06
2018-03-31 13F-HR CLGX / CoreLogic, Inc. 45.64 986 986 0.00 46 45 -2.17
2018-03-31 13F-HR EMR / Emerson Electric Co. 68.31 21,250 21,650 1.88 1,481 1,479 -0.14
2018-03-31 13F-HR DRIO / DarioHealth Corp 1.43 2,800 2,800 0.00 5 4 -20.00
2018-03-31 13F-HR CY / Cypress Semiconductor Corp. 17.00 2,000 4,000 100.00 30 68 126.67
2018-03-31 13F-HR DZSI / DASAN Zhone Solutions, Inc. 12.00 500 500 0.00 5 6 20.00
2018-03-31 13F-HR LLY / Eli Lilly & Co. 77.45 2,750 2,750 0.00 232 213 -8.19
2018-03-31 13F-HR ETN / Eaton Corporation 79.87 8,325 7,625 -8.41 658 609 -7.45
2018-03-31 13F-HR SOXL / Direxion Daily Semiconductors Bull 3x Shares 166.67 30 30 0.00 4 5 25.00
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.71 64,718 61,907 -4.34 4,609 3,944 -14.43
2018-03-31 13F-HR DLR / Digital Realty Trust, Inc. 105.61 303 303 0.00 35 32 -8.57
2018-03-31 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 30.84 1,232 1,232 0.00 39 38 -2.56
2018-03-31 13F-HR RACE / Ferrari N.V. 120.00 500 60
2018-03-31 13F-HR EXC / Exelon Corp. 39.09 3,108 2,558 -17.70 122 100 -18.03
2018-03-31 13F-HR EVH / Evolent Health Inc. 15.00 200 200 0.00 2 3 50.00
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 69.04 5,243 6,243 19.07 391 431 10.23
2018-03-31 13F-HR FAST / Fastenal Co. 53.33 300 150 -50.00 16 8 -50.00
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.74 1,047 1,051 0.38 28 26 -7.14
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.64 4,914 16,104 227.72 411 1,202 192.46
2018-03-31 13F-HR FFIV / F5 Networks, Inc. 146.67 150 150 0.00 20 22 10.00
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. 40.00 200 400 100.00 11 16 45.45
2018-03-31 13F-HR FIVE / Five Below, Inc. 74.00 500 37
2018-03-31 13F-HR GE / General Electric Co. Call 70.00 100 7
2018-03-31 13F-HR GST / Gastar Exploration Inc. 0.69 53,823 53,823 0.00 57 37 -35.09
2018-03-31 13F-HR FTR / Frontier Communications Corp. 0.00 8 8 0.00 0 0
2018-03-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 21.86 2,000 7,000 250.00 49 153 212.24
2018-03-31 13F-HR FDUS / Fidus Investment Corporation 13.00 1,000 1,000 0.00 15 13 -13.33
2018-03-31 13F-HR QDF / FlexShares Quality Dividend Index Fund 44.00 500 500 0.00 23 22 -4.35
2018-03-31 13F-HR FITB / Fifth Third Bancorp 31.84 3,800 3,800 0.00 115 121 5.22
2018-03-31 13F-HR FR / First Industrial Realty Trust, Inc. 29.33 1,500 1,500 0.00 47 44 -6.38
2018-03-31 13F-HR GE / General Electric Co. 13.46 11,935 10,177 -14.73 208 137 -34.13
2018-03-31 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 58.41 28,945 29,035 0.31 1,694 1,696 0.12
2018-03-31 13F-HR 31816QAB7 / FireEye, Inc. Bond 17.07 2,050 2,050 0.00 29 35 20.69
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.31 2,600 3,200 23.08 186 241 29.57
2018-03-31 13F-HR FIBK / First Interstate BancSystem, Inc. 40.00 800 800 0.00 32 32 0.00
2018-03-31 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 65.40 32,155 32,430 0.86 2,113 2,121 0.38
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.00 500 500 0.00 41 41 0.00
2018-03-31 13F-HR GWPH / GW Pharmaceuticals Plc. 114.29 140 140 0.00 18 16 -11.11
2018-03-31 13F-HR EEB / Guggenheim BRIC ETF 38.00 500 500 0.00 19 19 0.00
2018-03-31 13F-HR HST / Host Hotels & Resorts, Inc. 19.00 1,000 1,000 0.00 20 19 -5.00
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 252.19 456 456 0.00 116 115 -0.86
2018-03-31 13F-HR GDP / Goodrich Petroleum Corporation 0.00 1 1 0.00 0 0
2018-03-31 13F-HR HRB / Block (H.&R.), Inc. 25.00 400 400 0.00 10 10 0.00
2018-03-31 13F-HR GMED / Globus Medical, Inc. 49.82 161,528 161,528 0.00 6,639 8,047 21.21
2018-03-31 13F-HR HIMX / Himax Technologies, Inc. 6.00 1,500 1,500 0.00 16 9 -43.75
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 50.00 100 100 0.00 6 5 -16.67
2018-03-31 13F-HR GG / Goldcorp, Inc. 14.00 1,000 2,000 100.00 13 28 115.38
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 177.96 1,697 1,697 0.00 322 302 -6.21
2018-03-31 13F-HR ICUI / ICU Medical, Inc. 256.00 125 125 0.00 27 32 18.52
2018-03-31 13F-HR IFN / India Fund, Inc. (THE) 24.72 445 445 0.00 12 11 -8.33
2018-03-31 13F-HR AOA / iShares Core Aggressive Allocation ETF 107.14 700 700 0.00 77 75 -2.60
2018-03-31 13F-HR CIU / iShares Intermediate Credit Bond ETF 107.50 800 800 0.00 87 86 -1.15
2018-03-31 13F-HR IEV / iShares Europe 350 ETF 46.67 300 300 0.00 14 14 0.00
2018-03-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 93.21 5,700 5,450 -4.39 578 508 -12.11
2018-03-31 13F-HR FFTY / Academy Funds Trust 33.30 5,500 10,300 87.27 182 343 88.46
2018-03-31 13F-HR IGF / iShares Global Infrastructure ETF 42.84 19,725 23,275 18.00 892 997 11.77
2018-03-31 13F-HR ACWX / iShares MSCI ACWI ex US ETF 69.18 159 159 0.00 11 11 0.00
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.00 400 400 0.00 35 34 -2.86
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 69.70 6,273 7,073 12.75 441 493 11.79
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 60.80 625 38
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.98 1,290 1,290 0.00 138 138 0.00
2018-03-31 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 62.40 3,285 6,250 90.26 200 390 95.00
2018-03-31 13F-HR EIS / iShares, Inc. 50.00 200 200 0.00 10 10 0.00
2018-03-31 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 73.72 2,870 10,675 271.95 209 787 276.56
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 48.35 1,820 1,820 0.00 86 88 2.33
2018-03-31 13F-HR IWP / iShares Russell Midcap Growth ETF 122.20 491 491 0.00 59 60 1.69
2018-03-31 13F-HR IWR / iShares Russell Mid-Cap ETF 208.51 235 235 0.00 49 49 0.00
2018-03-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 148.15 200 135 -32.50 31 20 -35.48
2018-03-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 171.64 134 134 0.00 23 23 0.00
2018-03-31 13F-HR LRCX / Lam Research Corp. 205.00 200 41
2018-03-31 13F-HR LVHD / Legg Mason ETF Equity Tr 29.44 1,800 53
2018-03-31 13F-HR KEY / KeyCorp 19.50 4,000 4,000 0.00 81 78 -3.70
2018-03-31 13F-HR KKR / KKR & CO. L.P. 20.28 5,700 17,900 214.04 120 363 202.50
2018-03-31 13F-HR LMAT / LeMaitre Vascular, Inc. 36.00 2,000 2,000 0.00 64 72 12.50
2018-03-31 13F-HR KHC / Kraft Heinz Company 61.91 766 533 -30.42 60 33 -45.00
2018-03-31 13F-HR KYN / Kayne Anderson MLP Investment Co. 16.47 20,100 34,300 70.65 383 565 47.52
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.17 20,025 19,950 -0.37 2,798 2,557 -8.61
2018-03-31 13F-HR LARK / Landmark Bancorp, Inc. 18.00 500 500 0.00 8 9 12.50
2018-03-31 13F-HR LH / Laboratory Corp. of America Holdings 160.00 200 200 0.00 32 32 0.00
2018-03-31 13F-HR MFC / Manulife Financial Corp. 18.52 324 6
2018-03-31 13F-HR LOGG / LifeLogger Technologies Corp. 0.00 50 50 0.00 0 0
2018-03-31 13F-HR LTC / LTC Properties, Inc. 39.13 230 230 0.00 10 9 -10.00
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 76.39 144 144 0.00 10 11 10.00
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 32.15 30,450 30,450 0.00 1,039 979 -5.77
2018-03-31 13F-HR LNC.WS / Lincoln National Corp. 73.21 601 601 0.00 46 44 -4.35
2018-03-31 13F-HR CUR / Neuralstem, Inc. 0.00 92 0
2018-03-31 13F-HR NOG / Northern Oil and Gas, Inc. 2.00 20,000 40
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 161.49 161 161 0.00 25 26 4.00
2018-03-31 13F-HR CEMP / Cempra, Inc. 10.53 95 95 0.00 2 1 -50.00
2018-03-31 13F-HR MET / MetLife, Inc. 46.00 1,000 1,000 0.00 51 46 -9.80
2018-03-31 13F-HR MCD / McDonald's Corp. 156.31 4,024 4,024 0.00 693 629 -9.24
2018-03-31 13F-HR NKE / Nike, Inc. 66.43 26,450 26,450 0.00 1,654 1,757 6.23
2018-03-31 13F-HR MA / MasterCard Incorporated 175.00 200 200 0.00 30 35 16.67
2018-03-31 13F-HR MDT / Medtronic plc 80.00 800 800 0.00 65 64 -1.54
2018-03-31 13F-HR NCR / NCR Corp. 30.30 66 66 0.00 2 2 0.00
2018-03-31 13F-HR MON / Monsanto Co. 117.65 289 289 0.00 34 34 0.00
2018-03-31 13F-HR NWBI / Northwest Bancshares, Inc. 15.56 450 450 0.00 8 7 -12.50
2018-03-31 13F-HR NKTR / Nektar Therapeutics 106.00 0 1,000 0 106
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.46 27,297 27,798 1.84 1,536 1,514 -1.43
2018-03-31 13F-HR MRBK / Meridian Bank 17.00 5,464 1,000 -81.70 109 17 -84.40
2018-03-31 13F-HR PFIS / Peoples Financial Services Corp. 45.82 1,004 46
2018-03-31 13F-HR NRG / NRG Energy, Inc. 30.43 493 493 0.00 14 15 7.14
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.14 14,578 14,578 0.00 1,748 1,591 -8.98
2018-03-31 13F-HR NVDA / NVIDIA Corp. 232.00 250 250 0.00 48 58 20.83
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.55 4,770 4,782 0.25 173 170 -1.73
2018-03-31 13F-HR PM / Philip Morris International, Inc. 99.70 1,665 1,665 0.00 176 166 -5.68
2018-03-31 13F-HR ORCL / Oracle Corp. 45.73 16,903 16,903 0.00 799 773 -3.25
2018-03-31 13F-HR PAYX / Paychex, Inc. 61.58 21,450 20,950 -2.33 1,460 1,290 -11.64
2018-03-31 13F-HR Nuveen High Inc. Dec 2019 Target Term Fund / CEF (67076E107) 9.80 5,000 5,000 0.00 50 49 -2.00
2018-03-31 13F-HR PETS / PetMed Express, Inc. 41.69 2,950 2,950 0.00 134 123 -8.21
2018-03-31 13F-HR NOVN / Novan, Inc. 52.00 2,000 2,000 0.00 100 104 4.00
2018-03-31 13F-HR RHT / Red Hat, Inc. 148.00 250 37
2018-03-31 13F-HR RDS.B / Royal Dutch Shell Plc 64.98 631 631 0.00 43 41 -4.65
2018-03-31 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 52.46 305 305 0.00 16 16 0.00
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.00 600 600 0.00 38 33 -13.16
2018-03-31 13F-HR RIO / Rio Tinto plc 51.43 700 700 0.00 37 36 -2.70
2018-03-31 13F-HR QTM / Quantum Corp. 0.06 56,000 71,000 26.79 4 4 0.00
2018-03-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 343.92 378 378 0.00 142 130 -8.45
2018-03-31 13F-HR PSX / Phillips 66 95.94 1,555 1,355 -12.86 157 130 -17.20
2018-03-31 13F-HR PEG / Public Service Enterprise Group, Inc. 50.00 300 300 0.00 15 15 0.00
2018-03-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 41.82 59,720 66,910 12.04 2,468 2,798 13.37
2018-03-31 13F-HR RMP / Rice Midstream Partners LP 18.20 2,088 2,088 0.00 45 38 -15.56
2018-03-31 13F-HR PWR / Quanta Services, Inc. 34.03 1,058 1,058 0.00 41 36 -12.20
2018-03-31 13F-HR PPL / PPL Corp. 28.29 39,305 52,555 33.71 1,216 1,487 22.29
2018-03-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 25.17 47,600 47,600 0.00 1,162 1,198 3.10
2018-03-31 13F-HR REPH / Recro Pharma, Inc. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR RTN / Raytheon Co. 218.39 174 174 0.00 33 38 15.15
2018-03-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 33.56 149 149 0.00 5 5 0.00
2018-03-31 13F-HR PUW / PowerShares Exchange-Trade Fund Trust 25.00 1,200 1,200 0.00 32 30 -6.25
2018-03-31 13F-HR SQ / Square, Inc. 48.98 1,225 1,225 0.00 42 60 42.86
2018-03-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.66 92,841 91,168 -1.80 4,698 4,710 0.26
2018-03-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 64.10 1,169 1,170 0.09 75 75 0.00
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.77 17,675 20,506 16.02 2,186 2,579 17.98
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.16 3,048 3,002 -1.51 813 790 -2.83
2018-03-31 13F-HR SERV / ServiceMaster Global Holdings Inc. 51.00 1,000 2,000 100.00 51 102 100.00
2018-03-31 13F-HR SNA / Snap-On Inc. 16.07 1,058 1,058 0.00 15 17 13.33
2018-03-31 13F-HR SCWX / SecureWorks Corp. 6.67 150 150 0.00 1 1 0.00
2018-03-31 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 53.33 190 150 -21.05 10 8 -20.00
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 326.38 9,916 9,786 -1.31 3,274 3,194 -2.44
2018-03-31 13F-HR TFX / Teleflex, Inc. 254.76 2,892 1,892 -34.58 720 482 -33.06
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.17 1,200 1,200 0.00 110 113 2.73
2018-03-31 13F-HR TWLO / Twilio Inc. 38.33 3,200 1,200 -62.50 76 46 -39.47
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 266.22 894 894 0.00 278 238 -14.39
2018-03-31 13F-HR MTW / Manitowoc Co., Inc. (The) 28.50 1,000 2,000 100.00 39 57 46.15
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 51.54 26,250 26,250 0.00 1,414 1,353 -4.31
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.97 26,700 29,000 8.61 855 927 8.42
2018-03-31 13F-HR UA / Under Armour, Inc., Class C 13.33 150 150 0.00 2 2 0.00
2018-03-31 13F-HR UAA / Under Armour, Inc. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR SO / Southern Co. (The) 44.00 500 500 0.00 24 22 -8.33
2018-03-31 13F-HR TDOC / Teladoc, Inc. 40.00 500 500 0.00 17 20 17.65
2018-03-31 13F-HR TGT / Target Corp. 0.00 0 1 0 0
2018-03-31 13F-HR TWTR / Twitter, Inc. 28.99 22,062 11,867 -46.21 530 344 -35.09
2018-03-31 13F-HR TD / Toronto-Dominion Bank (ON) 57.26 978 978 0.00 57 56 -1.75
2018-03-31 13F-HR Summit Bancorp / (866005101) 105.00 400 400 0.00 42 42 0.00
2018-03-31 13F-HR X / United States Steel Corp. 0.00 14 14 0.00 0 0
2018-03-31 13F-HR VGK / Vanguard FTSE Europe ETF 58.95 475 475 0.00 28 28 0.00
2018-03-31 13F-HR VDE / Vanguard Energy ETF 90.00 200 200 0.00 20 18 -10.00
2018-03-31 13F-HR USAC / USA Compression Partners LP 17.00 1,000 1,000 0.00 17 17 0.00
2018-03-31 13F-HR VNM / VanEck Vectors Vietnam ETF 20.00 1,000 1,000 0.00 18 20 11.11
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 21.98 59,700 73,525 23.16 1,387 1,616 16.51
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 47.04 7,355 7,525 2.31 338 354 4.73
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 104.52 0 3,100 0 324
2018-03-31 13F-HR VUG / Vanguard Growth ETF 142.10 1,879 1,879 0.00 264 267 1.14
2018-03-31 13F-HR VXF / Vanguard Extended Market ETF 111.35 1,850 1,850 0.00 207 206 -0.48
2018-03-31 13F-HR SLW / Silver Wheaton Corp. 20.00 200 4
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. 183.33 300 55
2018-03-31 13F-HR 983793AA8 / XPO Logistics, Inc. Bond 102.00 1,000 102
2018-03-31 13F-HR CUB / Cubic Corp. 64.00 1,000 1,000 0.00 59 64 8.47
2018-03-31 13F-HR DEO / Diageo plc 135.38 8,275 8,125 -1.81 1,208 1,100 -8.94
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.16 3,365 3,391 0.77 3,545 3,517 -0.79
2018-03-31 13F-HR HCN / Welltower Inc. 54.40 16,496 12,996 -21.22 1,052 707 -32.79
2018-03-31 13F-HR GSBD / Goldman Sachs BDC, Inc. 19.13 84,600 87,400 3.31 1,876 1,672 -10.87
2018-03-31 13F-HR TDC / Teradata Corp. 40.00 75 75 0.00 3 3 0.00
2018-03-31 13F-HR CBS.A / CBS Corp. 50.00 80 80 0.00 5 4 -20.00
2018-03-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.17 1,200 1,200 0.00 125 125 0.00
2018-03-31 13F-HR SNY / Sanofi 40.00 1,000 1,000 0.00 43 40 -6.98
2018-03-31 13F-HR KBWD / PowerShares KBW High Dividend Yield Financial Portfolio 22.75 6,000 4,000 -33.33 142 91 -35.92
2018-03-31 13F-HR WTR / Aqua America, Inc. 34.07 34,847 37,747 8.32 1,367 1,286 -5.93
2018-03-31 13F-HR UTHR / United Therapeutics Corp. 112.28 5,400 5,700 5.56 799 640 -19.90
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 85.96 349 349 0.00 28 30 7.14
2018-03-31 13F-HR WGO / Winnebago Industries, Inc. 38.00 0 1,000 0 38
2018-03-31 13F-HR VTV / Vanguard Value ETF 104.69 277 277 0.00 29 29 0.00
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.37 3,482 4,075 17.03 374 409 9.36
2018-03-31 13F-HR VIA / Viacom, Inc. 37.50 80 80 0.00 3 3 0.00
2018-03-31 13F-HR V / Visa, Inc. 60.24 27,014 166 -99.39 3,231 10 -99.69
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 62.50 160 160 0.00 12 10 -16.67
2018-03-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 109.09 700 550 -21.43 84 60 -28.57
2018-03-31 13F-HR VODPF / Vodafone Group Plc 26.32 76 76 0.00 2 2 0.00
2018-03-31 13F-HR WMT / Walmart, Inc. 88.97 15,265 15,129 -0.89 1,507 1,346 -10.68
2018-03-31 13F-HR VBR / Vanguard Small-Cap Value ETF 131.87 182 182 0.00 24 24 0.00
2018-03-31 13F-HR WSFSL / WSFS Financial Corp. 47.87 10,810 6,560 -39.32 517 314 -39.26
2018-03-31 13F-HR VGR / Vector Group, Ltd. 20.49 4,294 4,294 0.00 96 88 -8.33
2018-03-31 13F-HR WY / Weyerhaeuser Co. 40.00 100 100 0.00 4 4 0.00
2018-03-31 13F-HR VPU / Vanguard Utilities ETF 111.93 1,801 1,501 -16.66 210 168 -20.00
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 77.22 259 259 0.00 21 20 -4.76
2018-03-31 13F-HR AKAM / Akamai Technologies, Inc. 70.98 24,900 24,500 -1.61 1,619 1,739 7.41
2018-03-31 13F-HR MRO / Marathon Oil Corp. 13.89 144 144 0.00 2 2 0.00
2018-03-31 13F-HR HTGC / Hercules Capital, Inc. 12.76 627 627 0.00 8 8 0.00
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.00 1,000 1,000 0.00 19 17 -10.53
2018-03-31 13F-HR AET / Aetna, Inc. 168.96 11,860 11,760 -0.84 2,139 1,987 -7.11
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 154.55 220 220 0.00 37 34 -8.11
2018-03-31 13F-HR PSA / Public Storage 200.42 7,240 7,140 -1.38 1,513 1,431 -5.42
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 53.33 300 150 -50.00 17 8 -52.94
2018-03-31 13F-HR UTX / United Technologies Corp. 125.66 2,857 2,857 0.00 364 359 -1.37
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 65.00 200 200 0.00 14 13 -7.14
2018-03-31 13F-HR MITK / Mitek Systems, Inc. 7.40 10,000 10,000 0.00 90 74 -17.78
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.82 69,796 73,646 5.52 3,694 3,522 -4.66
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.91 1,075 1,075 0.00 30 30 0.00
2018-03-31 13F-HR F / Ford Motor Co. 11.14 4,400 4,400 0.00 55 49 -10.91
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 41.75 12,921 21,821 68.88 553 911 64.74
2018-03-31 13F-HR TIP / iShares TIPS Bond ETF 112.97 2,505 2,505 0.00 286 283 -1.05
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 110.03 1,027 1,027 0.00 124 113 -8.87
2018-03-31 13F-HR CVX / Chevron Corp. 114.00 2,000 2,000 0.00 250 228 -8.80
2018-03-31 13F-HR ILMN / Illumina, Inc. 236.36 2,750 2,750 0.00 601 650 8.15
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 117.31 520 520 0.00 63 61 -3.17
2018-03-31 13F-HR 343412AA0 / Fluor Corp. Bond 1.5% Due 2/15/2024 55.00 600 200 -66.67 31 11 -64.52
2018-03-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.16 228 228 0.00 3 3 0.00
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.29 21,331 22,335 4.71 1,960 1,771 -9.64
2018-03-31 13F-HR RDS.A / Royal Dutch Shell Plc 63.46 1,040 1,040 0.00 69 66 -4.35
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.26 33,448 31,404 -6.11 2,861 2,866 0.17
2018-03-31 13F-HR WU / Western Union Co. (The) 18.99 948 948 0.00 18 18 0.00
2018-03-31 13F-HR FMSA / Fairmount Santrol Holdings Inc. 4.27 26,000 26,000 0.00 136 111 -18.38
2018-03-31 13F-HR MNI / McClatchy Co. (THE) 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR FB / Facebook, Inc. 159.80 4,756 3,761 -20.92 839 601 -28.37
2018-03-31 13F-HR SXL / Sunoco Logistics Partners L.P. 16.17 8,813 8,165 -7.35 158 132 -16.46
2018-03-31 13F-HR HYD / VanEck Vectors ETF TR 30.00 500 500 0.00 16 15 -6.25
2018-03-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 24.72 445 445 0.00 12 11 -8.33
2018-03-31 13F-HR ONCE / Spark Therapeutics, Inc. 66.67 300 300 0.00 15 20 33.33
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.56 151,418 151,220 -0.13 5,764 5,680 -1.46
2018-03-31 13F-HR BNCL / Beneficial Bancorp, Inc. 16.00 750 750 0.00 12 12 0.00
2018-03-31 13F-HR FLOT / iShares Floating Rate Bond ETF 51.00 2,000 2,000 0.00 102 102 0.00
2018-03-31 13F-HR ESGE / iShares, Inc. iShares MSCI EM ESG Optimized ETF 75.71 700 1,400 100.00 52 106 103.85
2018-03-31 13F-HR MO / Altria Group, Inc. 62.50 2,300 2,000 -13.04 164 125 -23.78
2018-03-31 13F-HR ESGD / iShares Trust iShares MSCI EAFE ESG Optimized ETF 67.40 2,923 2,923 0.00 198 197 -0.51
2018-03-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 100.00 150 150 0.00 16 15 -6.25
2018-03-31 13F-HR BAC.PRV / Bank of America Corporation 30.00 10,185 10,935 7.36 301 328 8.97
2018-03-31 13F-HR HCP / HCP, Inc. 23.15 432 432 0.00 11 10 -9.09
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.54 6,799 6,801 0.03 1,043 983 -5.75
2018-03-31 13F-HR D / Dominion Resources, Inc. 67.35 4,840 4,365 -9.81 392 294 -25.00
2018-03-31 13F-HR SWKS / Skyworks Solutions, Inc. 100.00 250 250 0.00 24 25 4.17
2018-03-31 13F-HR NFLX / Netflix, Inc. 294.12 204 204 0.00 39 60 53.85
2018-03-31 13F-HR DSI / iShares MSCI KLD 400 Social ETF 97.72 2,456 2,456 0.00 241 240 -0.41
2018-03-31 13F-HR BCPC / Balchem Corp. 80.00 200 200 0.00 16 16 0.00
2018-03-31 13F-HR UL / Unilever, PLC ADR 55.65 1,900 2,300 21.05 105 128 21.90
2018-03-31 13F-HR OI / Owens-Illinois, Inc. 21.67 3,000 3,000 0.00 67 65 -2.99
2018-03-31 13F-HR GLW / Corning, Inc. 27.88 29,175 33,075 13.37 933 922 -1.18
2018-03-31 13F-HR XUTGX / Reaves Utility Income Fund 28.34 1,694 1,694 0.00 52 48 -7.69
2018-03-31 13F-HR FSIC / FS Investment Corporation 8.00 500 500 0.00 4 4 0.00
2018-03-31 13F-HR SYK / Stryker Corp. 160.85 3,750 3,550 -5.33 581 571 -1.72
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 150.08 593 593 0.00 90 89 -1.11
2018-03-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 12.57 66,700 62,700 -6.00 866 788 -9.01
2018-03-31 13F-HR ENB / Enbridge Inc. 30.71 521 521 0.00 20 16 -20.00
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 314.69 143 143 0.00 48 45 -6.25
2018-03-31 13F-HR VIAB / Viacom, Inc. 25.00 80 80 0.00 2 2 0.00
2018-03-31 13F-HR PowerShares QQQ ETF / ETF (631100104) 160.00 1,700 1,400 -17.65 265 224 -15.47
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.05 20,000 20,300 1.50 206 204 -0.97
2018-03-31 13F-HR MUB / iShares National Muni Bond ETF 108.91 6,574 6,574 0.00 728 716 -1.65
2018-03-31 13F-HR V / Visa, Inc. 119.60 164 27,014 16,371.95 11 3,231 29,272.73
2018-03-31 13F-HR WDC / Western Digital Corp. 85.11 47 47 0.00 4 4 0.00
2018-03-31 13F-HR AXP / American Express Co. 93.33 1,500 1,500 0.00 149 140 -6.04
2018-03-31 13F-HR PLUG / Plug Power, Inc. 2.00 2,500 2,500 0.00 6 5 -16.67
2018-03-31 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 28.00 2,000 2,000 0.00 60 56 -6.67
2018-03-31 13F-HR AMZA / InfraCap MLP ETF 6.80 2,500 2,500 0.00 22 17 -22.73
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.72 19,000 18,900 -0.53 1,766 1,658 -6.12
2018-03-31 13F-HR DG / Dollar General Corp. 90.91 132 132 0.00 12 12 0.00
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 216.13 1,314 1,314 0.00 230 284 23.48
2018-03-31 13F-HR AGN / Allergan plc 167.54 301 191 -36.54 49 32 -34.69
2018-03-31 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 47.14 700 700 0.00 33 33 0.00
2018-03-31 13F-HR LVS / Las Vegas Sands Corp. 72.29 415 415 0.00 29 30 3.45
2018-03-31 13F-HR IBM / International Business Machines Corp. 154.30 337 337 0.00 52 52 0.00
2018-03-31 13F-HR APRI / Apricus Biosciences, Inc. 0.00 4 4 0.00 0 0
2018-03-31 13F-HR BCEFF / BCE Inc. 43.09 673 673 0.00 32 29 -9.37
2018-03-31 13F-HR UN / Unilever N.V. 55.71 700 700 0.00 39 39 0.00
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) 0.00 5 5 0.00 0 0
2018-03-31 13F-HR AXTI / AXT, Inc. 7.33 6,000 6,000 0.00 52 44 -15.38
2018-03-31 13F-HR KSU / Kansas City Southern 110.00 700 700 0.00 74 77 4.05
2018-03-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 80.00 800 800 0.00 57 64 12.28
2018-03-31 13F-HR ALRM / Alarm.com Holdings, Inc. 40.00 200 200 0.00 8 8 0.00
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.97 21,126 22,651 7.22 2,259 2,491 10.27
2018-03-31 13F-HR WPS / iShares International Developed Property ETF 38.96 11,250 10,550 -6.22 444 411 -7.43
2018-03-31 13F-HR MAV / Pioneer Municipal High Income Advantage Trust 10.65 5,915 5,915 0.00 67 63 -5.97
2018-03-31 13F-HR SBUX / Starbucks Corp. 57.88 15,780 16,880 6.97 906 977 7.84
2018-03-31 13F-HR SIRIUS XM Radio, Inc. / (82966U103) 5.36 373 373 0.00 2 2 0.00
2018-03-31 13F-HR AFL / AFLAC, Inc. 43.85 1,350 1,300 -3.70 119 57 -52.10
2018-03-31 13F-HR ORMP / Oramed Pharmaceuticals, Inc. 6.67 3,150 3,150 0.00 28 21 -25.00
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 348.21 214 224 4.67 66 78 18.18
2018-03-31 13F-HR MDXG / MiMedx Group, Inc. 6.82 2,200 2,200 0.00 28 15 -46.43
2018-03-31 13F-HR HAL / Halliburton Co. 47.14 700 700 0.00 34 33 -2.94
2018-03-31 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 77.01 79,053 78,663 -0.49 6,072 6,058 -0.23
2018-03-31 13F-HR IYY / iShares Dow Jones U.S. ETF 95.05 2,493 2,746 10.15 246 261 6.10
2018-03-31 13F-HR FNCB Bancorp, Inc. / (302578109) 9.14 3,500 3,500 0.00 26 32 23.08
2018-03-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 133.86 127 127 0.00 17 17 0.00
2018-03-31 13F-HR USO / United States Oil Fund, LP 15.00 200 200 0.00 2 3 50.00
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.23 1,935 1,436 -25.79 117 75 -35.90
2018-03-31 13F-HR C / Citigroup, Inc. 67.62 3,603 3,623 0.56 268 245 -8.58
2018-03-31 13F-HR BA / Boeing Company (The) 328.00 625 625 0.00 184 205 11.41
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 55.86 450 1,450 222.22 23 81 252.17
2018-03-31 13F-HR EMN / Eastman Chemical Company 105.47 512 512 0.00 47 54 14.89
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 337.35 656 664 1.22 211 224 6.16
2018-03-31 13F-HR EPM / Evolution Petroleum Corp. 8.10 10,000 10,000 0.00 69 81 17.39
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.48 13,360 13,585 1.68 2,648 2,710 2.34
2018-03-31 13F-HR GIS / General Mills, Inc. 45.20 354 354 0.00 21 16 -23.81
2018-03-31 13F-HR MXIM / Maxim Integrated Products, Inc 60.00 1,000 2,000 100.00 52 120 130.77
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 215.00 200 200 0.00 44 43 -2.27
2018-03-31 13F-HR COST / Costco Wholesale Corp. 188.48 4,525 4,775 5.52 842 900 6.89
2018-03-31 13F-HR ARES / Ares Management, L.P. 5,500 0 -100.00 110 0 -100.00
2018-03-31 13F-HR BIVV / Bioverativ Inc. 100 0 -100.00 5 0 -100.00
2018-03-31 13F-HR AZSEY / Allianz SE 1,000 0 -100.00 23 0 -100.00
2018-03-31 13F-HR GLOG / GasLog Ltd. 750 0 -100.00 17 0 -100.00
2018-03-31 13F-HR HYH / Halyard Health, Inc. 40 0 -100.00 2 0 -100.00
2018-03-31 13F-HR QCP / Quality Care Properties, Inc. 700 0 -100.00 10 0 -100.00
2018-03-31 13F-HR SHOP / Shopify Inc. 2,000 0 -100.00 202 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. 6 0 -100.00 10 0 -100.00
2018-03-31 13F-HR TIME / Time Inc. 150 0 -100.00 3 0 -100.00
2018-03-31 13F-HR SNPS / Synopsys, Inc. 1,000 0 -100.00 85 0 -100.00
2018-03-31 13F-HR 436440AB7 / Hologic, Inc. 2% Bond Due 12/15/2037 31,750 0 -100.00 1,357 0 -100.00
2018-03-31 13F-HR MCC / Medley Capital Corp. 1,966 0 -100.00 10 0 -100.00
2018-03-31 13F-HR HERO / Hercules Offshore, Inc. 3,000 0 -100.00 107 0 -100.00
2018-03-31 13F-HR BBG / Bill Barrett Corp. 20,000 0 -100.00 103 0 -100.00
2018-03-31 13F-HR SHPG / Shire Plc. 1,262 0 -100.00 196 0 -100.00