Current Holdings (from 13F, 13D)

InvestorSpringbok Capital Management, Llc
Portfolio Value$ 1,109,271,000
Current Positions1,575
Opened Positions5
Closed Positions565

Springbok Capital Management, Llc has disclosed 1,575 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,109,271,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Springbok Capital Management, Llc's top holdings are Time Warner, Inc. (NYSE:TWX) , Bard (C.R.), Inc. (NYSE:BCR) , Altaba Inc (NASDAQ:AABA) , iShares 20+ Year Treasury Bond ETF (NASDAQ:TLT) , and Micron Technology, Inc. (NASDAQ:MU) . Springbok Capital Management, Llc's new positions include Guggenheim S&P 500 Equal Weight ETF (NYSE:RSP) , Kite Pharma, Inc. (NASDAQ:KITE) , iShares JPMorgan USD Emerging Markets Bond Fund (NASDAQ:EMB) , SPDR Barclays High Yield Bond ETF (NYSE:JNK) , and iShares MSCI South Korea Capped ETF (NYSE:EWY) .


All Springbok Capital Management, Llc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR EEX / Emerald Expositions Events, Inc. 3,977 0 -100.00 87 0 -100.00
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 5,244 282 9,852 3,393.62
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 690,409 7,318 4,045 -44.73
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 10.60 458,065 690,409 50.72 6,738 7,318 8.61
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 8.57 237,415 4.63 2,099 2,035 -3.05
2017‑09‑30 13F-HR VEON / VEON Ltd. ADS 4.19 10,500 44
2017‑09‑30 13F-HR CSIQ / Canadian Solar Inc. 16.83 27,743 4,459 467 -89.53
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.29 139,600 2,061 1,157 -43.86
2017‑09‑30 13F-HR VER / VEREIT, Inc. 2,084 756 -63.72
2017‑09‑30 13F-HR VER / VEREIT, Inc. 139,600 1,157 2,084 80.12
2017‑09‑30 13F-HR HOLX / Hologic, Inc. 36.90 0 2,222 0 82
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 2,415 0 -100.00 199 0 -100.00
2017‑09‑30 13F-HR BRKS / Brooks Automation, Inc. 1,000 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR BRKR / Bruker Corp. 2,100 0 -100.00 61 0 -100.00
2017‑09‑30 13F-HR BBW / Build-A-Bear Workshop, Inc. 220 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR BKE / Buckle (THE), Inc. 1,551 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR CDI / CDI Corp. 4,800 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated Put 300 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR CALA / Calithera Biosciences, Inc. 235 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR CDNS / Cadence Design Systems, Inc. 5,745 0 -100.00 192 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 90,765 0 -100.00 5,393 0 -100.00
2017‑09‑30 13F-HR CAL / Caleres, Inc. 1,000 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR GOOS / Canada Goose Holdings Inc 1,727 0 -100.00 34 0 -100.00
2017‑09‑30 13F-HR CPB / Campbell Soup Co. Put 200 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR CAMT / Camtek Ltd. 6,783 0 -100.00 33 0 -100.00
2017‑09‑30 13F-HR CW / Curtiss-Wright Corp. 400 0 -100.00 37 0 -100.00
2017‑09‑30 13F-HR DIOD / Diodes Incorporated 900 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR DFT / Dupont Fabros Technology, Inc. 25,911 0 -100.00 1,585 0 -100.00
2017‑09‑30 13F-HR DY / Dycom Industries, Inc. 1,040 0 -100.00 93 0 -100.00
2017‑09‑30 13F-HR DVAX / Dynavax Technologies Corp. Call 700 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR DYN / Dynegy Inc. Call 14,500 0 -100.00 120 0 -100.00
2017‑09‑30 13F-HR DEA / Easterly Government Properties, Inc. 12,800 0 -100.00 268 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 2,327 0 -100.00 188 0 -100.00
2017‑09‑30 13F-HR DLTH / Duluth Holdings Inc. 446 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR ETFC / E*TRADE Financial, Inc. 429 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR GEVO / Gevo, Inc. 3,900 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR BEN / Franklin Resources, Inc. 368 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR FRED / Fred's, Inc. Call 13,400 0 -100.00 124 0 -100.00
2017‑09‑30 13F-HR GD / General Dynamics Corp. Call 1,200 0 -100.00 238 0 -100.00
2017‑09‑30 13F-HR GIMO / Gigamon Inc. Call 1,800 0 -100.00 71 0 -100.00
2017‑09‑30 13F-HR GIMO / Gigamon Inc. 24,779 0 -100.00 975 0 -100.00
2017‑09‑30 13F-HR GEO / Geo Group, Inc. (The) 100 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR BGC / General Cable Corp. 5,238 0 -100.00 86 0 -100.00
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 2,856 0 -100.00 34 0 -100.00
2017‑09‑30 13F-HR GBT / Global Blood Therapeutics, Inc. Call 2,200 0 -100.00 60 0 -100.00
2017‑09‑30 13F-HR GSOL / Global Sources Ltd. 6,160 0 -100.00 123 0 -100.00
2017‑09‑30 13F-HR GPN / Global Payments, Inc. 305 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR GMS / GMS Inc. 1,000 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 3,910 0 -100.00 868 0 -100.00
2017‑09‑30 13F-HR LIVE / Live Ventures Incorporated 700 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR LYV / Live Nation Entertainment, Inc. 4,202 0 -100.00 146 0 -100.00
2017‑09‑30 13F-HR LKQ / LKQ Corp. 12,567 0 -100.00 414 0 -100.00
2017‑09‑30 13F-HR MHO / M/I Homes, Inc. 2,400 0 -100.00 69 0 -100.00
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 1,928 0 -100.00 86 0 -100.00
2017‑09‑30 13F-HR MXL / MaxLinear, Inc. 234 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR MEI / Methode Electronics, Inc. 200 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 8,753 0 -100.00 676 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 410,880 0 -100.00 25,803 0 -100.00
2017‑09‑30 13F-HR MLHR / Herman Miller, Inc. 100 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR CCJ / Cameco Corp. 23,000 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR CP / Canadian Pacific Railway Ltd. 5,323 0 -100.00 856 0 -100.00
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. Call 400 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR CCP / Care Capital Properties, Inc. 71,041 0 -100.00 1,897 0 -100.00
2017‑09‑30 13F-HR MKSI / MKS Instruments, Inc. 792 0 -100.00 53 0 -100.00
2017‑09‑30 13F-HR MOD / Modine Manufacturing Co. 1,014 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR MCRI / Monarch Casino & Resort, Inc. 1,402 0 -100.00 42 0 -100.00
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) Put 10,000 0 -100.00 228 0 -100.00
2017‑09‑30 13F-HR MORE / Monogram Residential Trust, Inc. 14,755 0 -100.00 143 0 -100.00
2017‑09‑30 13F-HR MGI / MoneyGram International, Inc. 403,224 0 -100.00 6,956 0 -100.00
2017‑09‑30 13F-HR MSI / Motorola Solutions, Inc. 4,787 0 -100.00 415 0 -100.00
2017‑09‑30 13F-HR MTSC / MTS Systems Corp. 200 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR MYE / Myers Industries, Inc. 2,685 0 -100.00 48 0 -100.00
2017‑09‑30 13F-HR NDAQ / Nasdaq, Inc. 1,752 0 -100.00 125 0 -100.00
2017‑09‑30 13F-HR NAII / Natural Alternatives International, Inc. 757 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR NGS / Natural Gas Services Group, Inc. 200 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR NCSM / NCS Multistage Holdings, Inc. 783 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR NSR / NeuStar, Inc. 188,849 0 -100.00 6,298 0 -100.00
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 346 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 14,264 0 -100.00 462 0 -100.00
2017‑09‑30 13F-HR NVDQ / Novadaq Technologies, Inc. 89,216 0 -100.00 1,046 0 -100.00
2017‑09‑30 13F-HR NEWT / Newtek Business Services Corp. 400 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR NUE / Nucor Corp. Call 36,000 0 -100.00 2,083 0 -100.00
2017‑09‑30 13F-HR NUTR / Nutraceutical International Corp. 4,395 0 -100.00 183 0 -100.00
2017‑09‑30 13F-HR NXTM / NxStage Medical, Inc. Call 53,400 0 -100.00 1,339 0 -100.00
2017‑09‑30 13F-HR OB / OneBeacon Insurance Group Ltd. 56,105 0 -100.00 1,023 0 -100.00
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 775 0 -100.00 40 0 -100.00
2017‑09‑30 13F-HR ORC / Orchid Island Capital, Inc. 1,200 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR ORBC / ORBCOMM, Inc. 41,358 0 -100.00 467 0 -100.00
2017‑09‑30 13F-HR PACB / Pacific Biosciences of California, Inc. 15,311 0 -100.00 55 0 -100.00
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 936 0 -100.00 125 0 -100.00
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. Call 1,700 0 -100.00 272 0 -100.00
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 1,334 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR PTHN / Patheon N.V. 135,900 0 -100.00 4,740 0 -100.00
2017‑09‑30 13F-HR PEGI / Pattern Energy Group Inc. 10,700 0 -100.00 255 0 -100.00
2017‑09‑30 13F-HR PEI / Pennsylvania Real Estate Investment Trust 41,000 0 -100.00 464 0 -100.00
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. 500 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR PCTI / PC-Tel, Inc. 2,673 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR PQ / Petroquest Energy, Inc. 1,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR PF / Pinnacle Foods, Inc. Put 900 0 -100.00 53 0 -100.00
2017‑09‑30 13F-HR PLNT / Planet Fitness, Inc. 5,020 0 -100.00 117 0 -100.00
2017‑09‑30 13F-HR PBI / Pitney Bowes, Inc. 46,730 0 -100.00 706 0 -100.00
2017‑09‑30 13F-HR HUN / Huntsman Corp. 36,200 0 -100.00 935 0 -100.00
2017‑09‑30 13F-HR PES / Pioneer Energy Services Corp. 600 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 243 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR PII / Polaris Industries, Inc Call 900 0 -100.00 83 0 -100.00
2017‑09‑30 13F-HR PII / Polaris Industries, Inc Put 900 0 -100.00 83 0 -100.00
2017‑09‑30 13F-HR PFBC / Preferred Bank (Los Angeles, CA) 200 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR PGR / Progressive Corp. (The) 5,961 0 -100.00 263 0 -100.00
2017‑09‑30 13F-HR PLX / Protalix BioTherapeutics, Inc. 2,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR QUOT / Quotient Technology Inc. 6,100 0 -100.00 70 0 -100.00
2017‑09‑30 13F-HR PRSC / Providence Service Corp. (The) 100 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR METC / Ramaco Resources, Inc. 1,289 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR RMBS / Rambus, Inc. 30,560 0 -100.00 349 0 -100.00
2017‑09‑30 13F-HR REPH / Recro Pharma, Inc. 7,000 0 -100.00 49 0 -100.00
2017‑09‑30 13F-HR QSR / Restaurant Brands International Inc. Call 6,200 0 -100.00 388 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 107,244 0 -100.00 6,975 0 -100.00
2017‑09‑30 13F-HR RF / Regions Financial Corp. 2,118 0 -100.00 31 0 -100.00
2017‑09‑30 13F-HR RCKY / Rocky Brands, Inc. 300 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR ROSEHILL RES INC / CL A (777385105) 91,051 0 -100.00 759 0 -100.00
2017‑09‑30 13F-HR KLXI / KLX Inc. 3,200 0 -100.00 160 0 -100.00
2017‑09‑30 13F-HR NAME / Rightside Group, Ltd. 7,140 0 -100.00 76 0 -100.00
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) Put 8,300 0 -100.00 602 0 -100.00
2017‑09‑30 13F-HR RCL / Royal Caribbean Cruises Ltd. Call 2,200 0 -100.00 240 0 -100.00
2017‑09‑30 13F-HR RUSHA / Rush Enterprises, Inc. 864 0 -100.00 31 0 -100.00
2017‑09‑30 13F-HR RTEC / Rudolph Technologies, Inc. 800 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR RES / RPC, Inc. 11,050 0 -100.00 223 0 -100.00
2017‑09‑30 13F-HR SAJA / Sajan, Inc. 13,726 0 -100.00 80 0 -100.00
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 106 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR SB / Safe Bulkers, Inc. 6,000 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR CKH / SEACOR Holdings, Inc. 0 -100.00 754 0 -100.00
2017‑09‑30 13F-HR SELECT ENERGY SVCS INC / CL A COM (81617J301) 82,000 0 -100.00 996 0 -100.00
2017‑09‑30 13F-HR SEMG / Semgroup Corp. 2,800 0 -100.00 76 0 -100.00
2017‑09‑30 13F-HR SGMS / Scientific Games Corp. 7,984 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR SRE / Sempra Energy 5,808 0 -100.00 655 0 -100.00
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. Call 113.14 7,000 792
2017‑09‑30 13F-HR OHRP / Ohr Pharmaceutical, Inc. 0.91 1,100 1
2017‑09‑30 13F-HR ODFL / Old Dominion Freight Line, Inc. Put 110.00 200 22
2017‑09‑30 13F-HR PBNC / Paragon Commercial Corp. 56.36 4,400 248
2017‑09‑30 13F-HR PCO / Pendrell Corporation 6.92 1,300 9
2017‑09‑30 13F-HR PENN / Penn National Gaming, Inc. Call 23.44 3,200 75
2017‑09‑30 13F-HR PNTR / Pointer Telocation, Ltd. 17.09 2,282 39
2017‑09‑30 13F-HR BPOP / Popular, Inc. 35.71 2,184 78
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.16 112,700 2,610
2017‑09‑30 13F-HR RGCO / RGC Resources, Inc. 28.97 1,139 33
2017‑09‑30 13F-HR RIO / Rio Tinto plc Put 47.20 50,000 2,360
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 60.00 100 6
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.54 61,202 5,847
2017‑09‑30 13F-HR SNDR / Schneider National, Inc. Call 25.31 45,000 1,139
2017‑09‑30 13F-HR SSW / Seaspan Corp. 7.22 970 7
2017‑09‑30 13F-HR SHPG / Shire Plc. Call 154.00 500 77
2017‑09‑30 13F-HR SIENNA BIOPHARMACEUTICALS IN / (82622H108) 22.23 21,189 471
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. Put 161.04 6,700 1,079
2017‑09‑30 13F-HR SBGI / Sinclair Broadcast Group, Inc. Call 32.00 1,000 32
2017‑09‑30 13F-HR SLM / SLM Corp. (Sallie Mae) Put 11.45 20,000 229
2017‑09‑30 13F-HR SFS / Smart & Final Stores, Inc. 8.00 500 4
2017‑09‑30 13F-HR SGH / SMART Global Holdings, Inc. 28.17 142 4
2017‑09‑30 13F-HR SONC / Sonic Corp. Call 25.65 2,300 59
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.32 97,800 3,650
2017‑09‑30 13F-HR XHE / SPDR S&P Health Care Equipment ETF 60.87 230 14
2017‑09‑30 13F-HR STARWOOD WAYPOINT HOMES / (85572F105) 36.37 126,752 4,610
2017‑09‑30 13F-HR SYK / Stryker Corp. Put 140.00 100 14
2017‑09‑30 13F-HR SNBC / Sun Bancorp, Inc. 24.77 4,400 109
2017‑09‑30 13F-HR TCB / TCF Financial Corp. 17.05 14,250 243
2017‑09‑30 13F-HR TST / TheStreet, Inc. 1.08 59,208 64
2017‑09‑30 13F-HR TKC / Turkcell Iletisim Hizmetleri A.S. 8.64 2,200 19
2017‑09‑30 13F-HR UNP / Union Pacific Corp. Put 115.00 400 46
2017‑09‑30 13F-HR UNIT / Uniti Group Inc. 14.66 16,100 236
2017‑09‑30 13F-HR USAT / USA Technologies, Inc. 6.25 6,079 38
2017‑09‑30 13F-HR VR / Validus Holdings Ltd. Call 49.23 1,300 64
2017‑09‑30 13F-HR PPH / VanEck Vectors ETF TR 17.56 9,339 164
2017‑09‑30 13F-HR VNTV / Vantiv, Inc. Put 70.43 4,600 324
2017‑09‑30 13F-HR VRSK / Verisk Analytics, Inc. 83.33 2,616 218
2017‑09‑30 13F-HR VSI / Vitamin Shoppe, Inc. 5.24 2,100 11
2017‑09‑30 13F-HR WBC / Wabco Holdings, Inc. Call 148.00 3,000 444
2017‑09‑30 13F-HR WOW / WideOpenWest, Inc. 15.09 37,711 569
2017‑09‑30 13F-HR WSM / Williams-Sonoma, Inc. Put 50.00 200 10
2017‑09‑30 13F-HR WETF / WisdomTree Investments, Inc. Call 10.17 23,700 241
2017‑09‑30 13F-HR OMN / Omnova Solutions, Inc. 10.93 22,225 28,625 28.80 217 313 44.24
2017‑09‑30 13F-HR ZGNX / Zogenix, Inc. 35.12 0 4,100 0 144
2017‑09‑30 13F-HR PCRX / Pacira Pharmaceuticals, Inc. Call 37.50 0 2,000 0 75
2017‑09‑30 13F-HR PZZA / Papa John's International, Inc. 72.50 0 800 0 58
2017‑09‑30 13F-HR MGCD / MGC Diagnostics Corp. 8.75 1,714 1,714 0.00 14 15 7.14
2017‑09‑30 13F-HR SEQUENTIAL BRNDS GROUP INC N / (81734P107) 1,800 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR EHTH / eHealth, Inc. 23.89 133,746 94,169 -29.59 2,514 2,250 -10.50
2017‑09‑30 13F-HR CVE / Cenovus Energy Inc. 10.00 0 600 0 6
2017‑09‑30 13F-HR RRGB / Red Robin Gourmet Burgers, Inc. 66.97 0 7,645 0 512
2017‑09‑30 13F-HR F / Ford Motor Co. 12.17 0 2,054 0 25
2017‑09‑30 13F-HR ABMD / ABIOMED, Inc. Put 170.00 100 17
2017‑09‑30 13F-HR ACN / Accenture plc Call 135.00 400 54
2017‑09‑30 13F-HR GOLF / Acushnet Holdings Corp. 17.71 3,500 62
2017‑09‑30 13F-HR ACXM / Acxiom Corp. Call 24.67 3,000 74
2017‑09‑30 13F-HR IOTS / Adesto Technologies Corporation 7.91 5,058 40
2017‑09‑30 13F-HR AAPJ / AAP, Inc. Call 100.00 400 40
2017‑09‑30 13F-HR AAPJ / AAP, Inc. Put 99.17 1,200 119
2017‑09‑30 13F-HR AAAP / Advanced Accelerator Applications S.A 68.00 1,250 85
2017‑09‑30 13F-HR GNMX / Aevi Genomic Medicine, Inc. 0.00 300 0
2017‑09‑30 13F-HR AYR / Aircastle Ltd. 21.67 600 13
2017‑09‑30 13F-HR ATI / Allegheny Technologies, Inc. Put 24.00 1,000 24
2017‑09‑30 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. Call 117.49 17,900 2,103
2017‑09‑30 13F-HR ASYS / Amtech Systems, Inc. 11.95 7,617 91
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 103.02 1,359 140
2017‑09‑30 13F-HR ANTH / Anthera Pharmaceuticals, Inc. 1.43 2,800 4
2017‑09‑30 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 5.00 600 3
2017‑09‑30 13F-HR ATRA / Atara Biotherapeutics, Inc. 16.56 13,225 219
2017‑09‑30 13F-HR ATH / Athene Holding Ltd 53.86 10,007 539
2017‑09‑30 13F-HR BOLD / Audentes Therapeutics, Inc. 28.00 10,180 285
2017‑09‑30 13F-HR AUTO / AutoWeb, Inc. 6.89 19,879 137
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.31 12,900 9,745 -24.46 12,487 9,368 -24.98
2017‑09‑30 13F-HR AXON / Axovant Sciences Ltd. Put 6.88 128,400 883
2017‑09‑30 13F-HR BZUN / Baozun Inc. Call 32.80 10,000 328
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 39.22 51 2
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 39.19 50,800 1,991
2017‑09‑30 13F-HR BYBK / Bay Bancorp, Inc. 11.36 4,840 55
2017‑09‑30 13F-HR BBX CAP CORP / CL A (05491N104) 7.38 8,399 62
2017‑09‑30 13F-HR BBBY / Bed Bath & Beyond Inc. Call 22.50 400 9
2017‑09‑30 13F-HR BMS / Bemis Co., Inc. Put 46.67 300 14
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. Put 183.33 2,400 440
2017‑09‑30 13F-HR BHLB / Berkshire Hills Bancorp, Inc. 40.00 200 8
2017‑09‑30 13F-HR BJRI / BJ's Restaurants, Inc. Call 30.83 1,200 37
2017‑09‑30 13F-HR APRN / Blue Apron Holdings Inc 5.41 13,300 72
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.27 2,200 137
2017‑09‑30 13F-HR BG / Bunge Ltd. Call 69.47 3,800 264
2017‑09‑30 13F-HR CAI / CAI International, Inc. 30.00 800 24
2017‑09‑30 13F-HR CRR / Carbo Ceramics Inc. 8.75 800 7
2017‑09‑30 13F-HR CNCE / Concert Pharmaceuticals, Inc. 14.29 0 700 0 10
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 18.55 8,200 5,500 -32.93 115 102 -11.30
2017‑09‑30 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 54.02 0 2,925 0 158
2017‑09‑30 13F-HR DLX / Deluxe Corp. 72.86 0 700 0 51
2017‑09‑30 13F-HR GENC / Gencor Industries, Inc. 17.72 4,700 5,700 21.28 76 101 32.89
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.65 4,150 5,956 43.52 636 933 46.70
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 148.80 133 1,297 875.19 17 193 1,035.29
2017‑09‑30 13F-HR QSR / Restaurant Brands International Inc. 63.77 806 3,105 285.24 50 198 296.00
2017‑09‑30 13F-HR WARRIOR MET COAL INC / (93627C101) 23.57 128,601 72,599 -43.55 2,203 1,711 -22.33
2017‑09‑30 13F-HR SCI / Service Corp. International 34.58 0 4,569 0 158
2017‑09‑30 13F-HR CBOE / CBOE Holdings, Inc. 95.24 21 2
2017‑09‑30 13F-HR NVR / NVR, Inc. 2,840.00 25 25 0.00 60 71 18.33
2017‑09‑30 13F-HR CBOE / CBOE Holdings, Inc. Put 107.63 3,800 409
2017‑09‑30 13F-HR SPXC / SPX Corporation 29.43 7,556 3,500 -53.68 190 103 -45.79
2017‑09‑30 13F-HR ARAY / Accuray, Inc. 4.02 0 8,205 0 33
2017‑09‑30 13F-HR CDEV / Centennial Resource Development, Inc. Class A 17.94 10,200 183
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. Put 363.38 8,000 2,907
2017‑09‑30 13F-HR CAKE / Cheesecake Factory Incorporated (THE) Put 42.14 1,400 59
2017‑09‑30 13F-HR CHFC / Chemical Financial Corp. 52.45 1,449 76
2017‑09‑30 13F-HR CHINA BIOLOGIC PRODS HLDGS I / (G21515104) 92.00 500 46
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. Put 310.00 200 62
2017‑09‑30 13F-HR CMTA / Clementia Pharmaceuticals Inc. 17.05 3,168 54
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.14 20,300 145
2017‑09‑30 13F-HR CLX / Clorox Company (The) Put 131.54 1,300 171
2017‑09‑30 13F-HR CLDR / Cloudera, Inc. 16.62 5,956 99
2017‑09‑30 13F-HR CEO / CNOOC Ltd. 130.00 400 52
2017‑09‑30 13F-HR COBALT INTL ENERGY INC / (19075F304) 1.45 20,700 30
2017‑09‑30 13F-HR CBMX / CombiMatrix Corp. 7.52 16,760 126
2017‑09‑30 13F-HR BVN / Compania de Minas Buenaventura S.A. 12.68 4,100 52
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. Put 200.00 100 20
2017‑09‑30 13F-HR CVRS / Corindus Vascular Robotics, Inc. 1.52 78,959 120
2017‑09‑30 13F-HR CRMD / CorMedix Inc. 0.53 15,000 8
2017‑09‑30 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 11.33 360,750 4,087
2017‑09‑30 13F-HR CVS / CVS Health Corporation Call 81.34 17,900 1,456
2017‑09‑30 13F-HR CBAY / Cymabay Therapeutics Inc. 8.03 7,100 57
2017‑09‑30 13F-HR PLAY / Dave & Buster's Entertainment, Inc. Put 52.86 700 37
2017‑09‑30 13F-HR DBVT / DBV Technologies S.A. Call 42.67 1,500 64
2017‑09‑30 13F-HR DCPH / Deciphera Pharmaceuticals, Inc. 19.22 1,613 31
2017‑09‑30 13F-HR DESP / Despegar.com, Corp. 31.96 10,607 339
2017‑09‑30 13F-HR DELEK US HLDGS INC / (24665A103) 26.74 42,000 1,123
2017‑09‑30 13F-HR DFS / Discover Financial Services Call 64.57 3,500 226
2017‑09‑30 13F-HR DISCK / Discovery Communications, Inc. Put 20.31 9,700 197
2017‑09‑30 13F-HR DMC GLOBAL INC / (23291C103) 17.09 1,170 20
2017‑09‑30 13F-HR DSW / DSW, Inc. Put 21.67 1,200 26
2017‑09‑30 13F-HR EQR / Equity Residential Call 65.93 30,000 1,978
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.78 11,826 2,974 -74.85 698 154 -77.94
2017‑09‑30 13F-HR ESNT / Essent Group Ltd. 40.67 3,000 122
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. Put 37.50 800 400 -50.00 36 15 -58.33
2017‑09‑30 13F-HR TECHNIPFMC PLC / (G87110105) 27.90 1,004 22,794 2,170.32 27 636 2,255.56
2017‑09‑30 13F-HR PKY / Parkway Properties, Inc. 23.03 16,235 109,389 573.79 372 2,519 577.15
2017‑09‑30 13F-HR KRC / Kilroy Realty Corp. 71.09 13,229 17,329 30.99 994 1,232 23.94
2017‑09‑30 13F-HR PTC / PTC Inc. 56.28 15,662 19,777 26.27 863 1,113 28.97
2017‑09‑30 13F-HR CDW / CDW Corporation 66.19 1,590 1,390 -12.58 99 92 -7.07
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF Put 83.07 8,000 7,500 -6.25 666 623 -6.46
2017‑09‑30 13F-HR SLGN / Silgan Holdings, Inc. Call 500 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.34 33,858 30,639 -9.51 5,059 5,556 9.82
2017‑09‑30 13F-HR KFY / Korn/Ferry International 39.09 0 1,100 0 43
2017‑09‑30 13F-HR DHT / DHT Holdings, Inc. 3.98 94,171 94,171 0.00 391 375 -4.09
2017‑09‑30 13F-HR GSBC / Great Southern Bancorp, Inc. 60.00 0 100 0 6
2017‑09‑30 13F-HR FRGI / Fiesta Restaurant Group, Inc. Call 19.07 4,300 82
2017‑09‑30 13F-HR FHN / First Horizon National Corp. 19.15 45,647 874
2017‑09‑30 13F-HR FPH / Five Point Holdings, LLC 13.65 31,000 423
2017‑09‑30 13F-HR FTRPR / Frontier Communications Corp. 11.80 32,300 381
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 61.55 18,653 1,148
2017‑09‑30 13F-HR GFI / Gold Fields Ltd. 5.00 400 2
2017‑09‑30 13F-HR GOGL / Golden Ocean Group Limited 0.00 6 0
2017‑09‑30 13F-HR GBDC / Golub Capital BDC, Inc. 18.80 10,800 203
2017‑09‑30 13F-HR PAC / Grupo Aeroportuario del Pacifico S.A.B. de CV 100.00 100 10
2017‑09‑30 13F-HR GLRE / Greenlight Capital Re, Ltd. 21.50 2,000 43
2017‑09‑30 13F-HR HTH / Hilltop Holdings, Inc. 25.71 700 18
2017‑09‑30 13F-HR HNP / Huaneng Power International, Inc. 20.00 100 2
2017‑09‑30 13F-HR H / Hyatt Hotels Corp. 61.78 22,935 1,417
2017‑09‑30 13F-HR IDSY / I.D. Systems, Inc. 7.50 17,071 128
2017‑09‑30 13F-HR LB / L Brands, Inc. 41.57 0 6,302 0 262
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. 15.33 261 4
2017‑09‑30 13F-HR VRNT / Verint Systems, Inc. 42.00 0 1,000 0 42
2017‑09‑30 13F-HR AROC / Archrock, Inc. 12.56 0 8,200 0 103
2017‑09‑30 13F-HR SHOP / Shopify Inc. 164 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR ENR / Energizer Holdings, Inc. 46.00 6,600 4,500 -31.82 317 207 -34.70
2017‑09‑30 13F-HR ONDK / On Deck Capital, Inc. 4.00 100 500 400.00 0 2
2017‑09‑30 13F-HR MHK / Mohawk Industries, Inc. 246.60 184 515 179.89 44 127 188.64
2017‑09‑30 13F-HR ASH / Ashland Global Holdings, Inc. 65.38 0 1,300 0 85
2017‑09‑30 13F-HR TESO / Tesco Corp. (USA) 5.44 0 48,325 0 263
2017‑09‑30 13F-HR INSM / Insmed, Inc. Put 32.00 500 16
2017‑09‑30 13F-HR INSY / Insys Therapeutics Inc. Call 10.00 300 3
2017‑09‑30 13F-HR INTEGER HLDGS CORP / (45826H109) 50.00 300 15
2017‑09‑30 13F-HR IRET / Investors Real Estate Trust 6.18 6,800 42
2017‑09‑30 13F-HR NVTA / Invitae Corp. 9.37 149,480 1,401
2017‑09‑30 13F-HR EWY / iShares MSCI South Korea Capped ETF Put 69.06 50,000 3,453
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.43 33,900 3,947
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund Put 116.43 7,000 815
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 44.80 20,000 896
2017‑09‑30 13F-HR OEF / iShares S&P 100 ETF 111.33 10,087 1,123
2017‑09‑30 13F-HR HSKA / Heska Corp. 87.59 0 274 0 24
2017‑09‑30 13F-HR JACK / Jack in the Box, Inc. Call 102.07 2,900 296
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 Call 28.27 7,500 212
2017‑09‑30 13F-HR KTEC / Key Technology, Inc. 20.00 300 6
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. Call 179.81 32,400 5,826
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. Put 180.00 1,500 270
2017‑09‑30 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 41.53 9,101 378
2017‑09‑30 13F-HR KHC / Kraft Heinz Company Call 77.33 1,500 116
2017‑09‑30 13F-HR LAUR / LAUREATE EDUCATION, INC. 14.00 500 7
2017‑09‑30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41.91 40,544 1,699
2017‑09‑30 13F-HR TAX / Liberty Tax, Inc. 14.52 482 7
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. 54.35 460 25
2017‑09‑30 13F-HR LUNA / Luna Innovations, Inc. 1.68 57,000 96
2017‑09‑30 13F-HR MSG / The Madison Square Garden Company 214.33 1,703 365
2017‑09‑30 13F-HR MAT / Mattel, Inc. Call 15.37 4,100 63
2017‑09‑30 13F-HR MXPT / MaxPoint Interactive, Inc. 13.86 13,201 183
2017‑09‑30 13F-HR MCD / McDonald's Corp. Call 156.25 800 125
2017‑09‑30 13F-HR 595017AD6 / Microchip Technology Inc. 1.625% Convertible Note due 2025-12-15 2,625
2017‑09‑30 13F-HR MHK / Mohawk Industries, Inc. Put 246.67 300 74
2017‑09‑30 13F-HR MTEM / Molecular Templates, Inc. 6.67 900 6
2017‑09‑30 13F-HR MGI / MoneyGram International, Inc. Put 16.43 1,400 23
2017‑09‑30 13F-HR NDRM / NeuroDerm Ltd. Call 40.00 400 16
2017‑09‑30 13F-HR NRZ / New Residential Investment Corp. 16.67 6,840 114
2017‑09‑30 13F-HR NIGHTSTAR THERAPEUTICS PLC / ADR (65413A101) 19.21 66,333 1,274
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. Call 47.06 5,100 240
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.57 6,500 6,048 -6.95 351 578 64.67
2017‑09‑30 13F-HR P / Pandora Media, Inc. 7.70 1,270 42,609 3,255.04 11 328 2,881.82
2017‑09‑30 13F-HR SVA / Sinovac Biotech Ltd. 7.05 8,800 13,200 50.00 59 93 57.63
2017‑09‑30 13F-HR EGOV / NIC, Inc. 700 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR ODFL / Old Dominion Freight Line, Inc. Call 1,500 0 -100.00 143 0 -100.00
2017‑09‑30 13F-HR DLTR / Dollar Tree, Inc. 86.85 9,693 13,621 40.52 678 1,183 74.48
2017‑09‑30 13F-HR HIMX / Himax Technologies, Inc. 11.00 0 4,000 0 44
2017‑09‑30 13F-HR EPAY / Bottomline Technologies, Inc. 30.00 7 100 1,328.57 0 3
2017‑09‑30 13F-HR TLYS / Tilly's, Inc. 11.96 11,147 1,672 -85.00 113 20 -82.30
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 174,499 0 -100.00 955 0 -100.00
2017‑09‑30 13F-HR UFPT / UFP Technologies, Inc. 28.11 3,843 3,344 -12.98 109 94 -13.76
2017‑09‑30 13F-HR ORI / Old Republic International Corp. 1,630 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR YUME / YuMe, Inc. 4.63 14,008 16,202 15.66 66 75 13.64
2017‑09‑30 13F-HR DOC / Physicians Realty Trust 17.50 0 800 0 14
2017‑09‑30 13F-HR OME / Omega Protein Corp. 3,300 0 -100.00 59 0 -100.00
2017‑09‑30 13F-HR PERY / Ellis Perry International, Inc. 23.80 775 1,975 154.84 15 47 213.33
2017‑09‑30 13F-HR OSTK / Overstock.com, Inc. 6,485 0 -100.00 106 0 -100.00
2017‑09‑30 13F-HR CIVI / Civitas Solutions Inc. 18.35 14,837 2,888 -80.54 260 53 -79.62
2017‑09‑30 13F-HR PNRA / Panera Bread Co. 37,048 0 -100.00 11,657 0 -100.00
2017‑09‑30 13F-HR FRSH / Papa Murphy's Holdings, Inc. 1,100 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR CVTI / Covenant Transportation Group, Inc. 26.91 1,557 223 -85.68 27 6 -77.78
2017‑09‑30 13F-HR ICHR / ICHOR HOLDINGS, LTD. 600 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR INFO / Metro One Telecommunications, Inc. 231 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR SEDG / SolarEdge Technologies, Inc. 41,100 0 -100.00 822 0 -100.00
2017‑09‑30 13F-HR SRT / Star Tek, Inc. 11.24 2,969 623 -79.02 36 7 -80.56
2017‑09‑30 13F-HR ALDX / Aldeyra Therapeutics,Inc. 7.33 2,451 1,364 -44.35 11 10 -9.09
2017‑09‑30 13F-HR CMCSA / Comcast Corp. Put 38.42 0 1,900 0 73
2017‑09‑30 13F-HR PPC / Pilgrim's Pride Corp. 28.00 0 1,000 0 28
2017‑09‑30 13F-HR ILG / ILG, Inc Call 2,400 0 -100.00 66 0 -100.00
2017‑09‑30 13F-HR IMAX / Imax Corp. 2,627 0 -100.00 58 0 -100.00
2017‑09‑30 13F-HR SPNE / SeaSpine Holdings Corporation 300 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR INCY / Incyte Corp. Call 8,000 0 -100.00 1,007 0 -100.00
2017‑09‑30 13F-HR SWFT / Swift Transportation Company 104,244 0 -100.00 2,762 0 -100.00
2017‑09‑30 13F-HR ELOS / Syneron Medical Ltd. 114,926 0 -100.00 1,258 0 -100.00
2017‑09‑30 13F-HR TBNK / Territorial Bancorp Inc. 2,000 0 -100.00 62 0 -100.00
2017‑09‑30 13F-HR TROX / Tronox Ltd 2,974 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR TRNC / tronc, Inc. 4,307 0 -100.00 56 0 -100.00
2017‑09‑30 13F-HR IVAC / Intevac, Inc. 800 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 1,894 0 -100.00 65 0 -100.00
2017‑09‑30 13F-HR CSWC / Capital Southwest Corp. 200 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. 29,900 0 -100.00 565 0 -100.00
2017‑09‑30 13F-HR IVTY / Invuity, Inc. 958 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR INVH / Invitation Homes Inc. 86,862 0 -100.00 1,879 0 -100.00
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF Put 130,000 0 -100.00 5,162 0 -100.00
2017‑09‑30 13F-HR EIDO / iShares MSCI Indonesia ETF 10,869 0 -100.00 296 0 -100.00
2017‑09‑30 13F-HR IYT / iShares Transportation Average ETF 1,175 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR CCL / Carnival Corp. Call 5,100 0 -100.00 334 0 -100.00
2017‑09‑30 13F-HR HUM / Humana, Inc. 243.95 999 1,074 7.51 240 262 9.17
2017‑09‑30 13F-HR SLP / Simulations Plus, Inc. 15.59 0 3,400 0 53
2017‑09‑30 13F-HR CARS / Cars.com Inc 501 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR HOFT / Hooker Furniture Corp. 47.13 1,738 679 -60.93 72 32 -55.56
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.19 5,123 9,588 87.16 356 673 89.04
2017‑09‑30 13F-HR JKS / JinkoSolar Holdings Co., Ltd. 510 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR JE / Just Energy Group, Inc. 300 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 469 0 -100.00 62 0 -100.00
2017‑09‑30 13F-HR KATE / Kate Spade & Company 480,517 0 -100.00 8,885 0 -100.00
2017‑09‑30 13F-HR KCG / KCG Holdings, Inc. 109,855 0 -100.00 2,191 0 -100.00
2017‑09‑30 13F-HR K / Kellogg Co. 1,213 0 -100.00 84 0 -100.00
2017‑09‑30 13F-HR K / Kellogg Co. Call 300 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR KMT / Kennametal Inc. Call 17,500 0 -100.00 655 0 -100.00
2017‑09‑30 13F-HR KRO / Kronos Worldwide, Inc. 600 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR LLL / L-3 Communications Holdings, Inc. Put 1,400 0 -100.00 234 0 -100.00
2017‑09‑30 13F-HR LAKE / Lakeland Industries, Inc. 3,067 0 -100.00 44 0 -100.00
2017‑09‑30 13F-HR LC / LendingClub Corp. 71,189 0 -100.00 392 0 -100.00
2017‑09‑30 13F-HR CBG / CBRE Group, Inc. 335 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR CUTR / Cutera, Inc. 41.32 25,594 13,990 -45.34 663 578 -12.82
2017‑09‑30 13F-HR KBH / KB Home 24.15 0 10,064 0 243
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 7,422 0 -100.00 538 0 -100.00
2017‑09‑30 13F-HR ANF / Abercrombie & Fitch Co. 4,118 0 -100.00 51 0 -100.00
2017‑09‑30 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. Call 32,000 0 -100.00 892 0 -100.00
2017‑09‑30 13F-HR AKAO / Achaogen, Inc. 14,097 0 -100.00 306 0 -100.00
2017‑09‑30 13F-HR ADVM / Adverum Biotechnologies, Inc. 400 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR ACTA / Actua Corporation 200 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 5 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR AE / Adams Resources & Energy, Inc. 100 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR ABCO / Advisory Board Co. (The) 922 0 -100.00 47 0 -100.00
2017‑09‑30 13F-HR AGLE / Aeglea BioTherapeutics, Inc. 117 0 -100.00 0 0
2017‑09‑30 13F-HR HIVE / Aerohive Networks, Inc. 3,800 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR AMG / Affiliated Managers Group, Inc. 90 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR ALG / Alamo Group, Inc. 750 0 -100.00 68 0 -100.00
2017‑09‑30 13F-HR ALKS / Alkermes plc Call 13,300 0 -100.00 771 0 -100.00
2017‑09‑30 13F-HR ATI / Allegheny Technologies, Inc. Call 1,200 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR ATI / Allegheny Technologies, Inc. 180 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR AMRI / Albany Molecular Research, Inc. 368,504 0 -100.00 7,997 0 -100.00
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 26,344 0 -100.00 3,712 0 -100.00
2017‑09‑30 13F-HR AYX / Alteryx Inc. 1,600 0 -100.00 31 0 -100.00
2017‑09‑30 13F-HR AWH / Allied World Assurance Company Holding AG 25,505 0 -100.00 1,349 0 -100.00
2017‑09‑30 13F-HR ABEV / Ambev S.A Put 4,800 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR AEO / American Eagle Outfitters, Inc. 7,932 0 -100.00 96 0 -100.00
2017‑09‑30 13F-HR CORT / Corcept Therapeutics, Inc. 19.29 13,329 32,349 142.70 157 624 297.45
2017‑09‑30 13F-HR CMCO / Columbus McKinnon Corp. 37.85 0 1,321 0 50
2017‑09‑30 13F-HR A / Agilent Technologies, Inc. 64.23 1,005 4,437 341.49 60 285 375.00
2017‑09‑30 13F-HR XBKS / Xenith Bankshares, Inc. 32.50 22,001 24,644 12.01 683 801 17.28
2017‑09‑30 13F-HR SIMO / Silicon Motion Technology Corp. 48.00 0 9,292 0 446
2017‑09‑30 13F-HR TKR / Timken Co. (THE) 48.51 0 10,801 0 524
2017‑09‑30 13F-HR TIVO / TiVo Inc. 19.81 5,600 10,400 85.71 104 206 98.08
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.08 138 417 202.17 20 63 215.00
2017‑09‑30 13F-HR VRTV / Veritiv Corporation 32.44 2,300 4,500 95.65 104 146 40.38
2017‑09‑30 13F-HR LPX / Louisiana-Pacific Corp. 27.11 3,752 11,400 203.84 90 309 243.33
2017‑09‑30 13F-HR CVCO / Cavco Industries, Inc. 150 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR YNDX / Yandex N.V. 32.95 11,493 76,668 567.08 302 2,526 736.42
2017‑09‑30 13F-HR AAN / Aaron's, Inc. 43.75 400 800 100.00 16 35 118.75
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. Put 2,000 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR CATO / Cato Corp. 8,900 0 -100.00 157 0 -100.00
2017‑09‑30 13F-HR UPL / Ultra Petroleum Corp. 8.72 3,000 4,700 56.67 33 41 24.24
2017‑09‑30 13F-HR TPRE / Third Point Reinsurance Ltd. 15.00 1,600 200 -87.50 22 3 -86.36
2017‑09‑30 13F-HR L / Loews Corp. 47.87 0 8,607 0 412
2017‑09‑30 13F-HR CFCO / CF Corporation 11.15 11,750 7,177 -38.92 132 80 -39.39
2017‑09‑30 13F-HR QGEN / QIAGEN N.V. 31.44 7,640 8,873 16.14 256 279 8.98
2017‑09‑30 13F-HR KLAC / KLA-Tencor Corp. 112.90 315 62 -80.32 29 7 -75.86
2017‑09‑30 13F-HR EME / EMCOR Group, Inc. 70.00 1,000 700 -30.00 65 49 -24.62
2017‑09‑30 13F-HR ABEV / Ambev S.A 6.54 200 8,100 3,950.00 1 53 5,200.00
2017‑09‑30 13F-HR EFX / Equifax, Inc. 105.61 145 748 415.86 20 79 295.00
2017‑09‑30 13F-HR AVY / Avery Dennison Corp. 97.74 255 266 4.31 23 26 13.04
2017‑09‑30 13F-HR COWNL / Cowen Group, Inc. 20.00 0 100 0 2
2017‑09‑30 13F-HR AXE / Anixter International, Inc. 85.71 1,200 700 -41.67 94 60 -36.17
2017‑09‑30 13F-HR NSIT / Insight Enterprises, Inc. 45.96 4,054 2,328 -42.58 162 107 -33.95
2017‑09‑30 13F-HR ANW / Aegean Marine Petroleum Network, Inc. 4.44 0 900 0 4
2017‑09‑30 13F-HR RST / Rosetta Stone, Inc. 10.25 5,751 5,851 1.74 62 60 -3.23
2017‑09‑30 13F-HR BSET / Bassett Furniture Industries, Inc. 37.83 2,772 3,172 14.43 105 120 14.29
2017‑09‑30 13F-HR PLT / Plantronics, Inc. 45.00 0 200 0 9
2017‑09‑30 13F-HR SONS / Sonus Networks, Inc. 3,759 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR CGI / Celadon Group, Inc. Call 3,800 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR CE / Celanese Corp. 400 0 -100.00 38 0 -100.00
2017‑09‑30 13F-HR PINNACLE ENTMT INC / (72348Y105) 600 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR ALJ / Alon USA Energy, Inc. 51,461 0 -100.00 685 0 -100.00
2017‑09‑30 13F-HR IRBT / iRobot Corp. 90 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR PN / Patriot National, Inc. 26,500 0 -100.00 56 0 -100.00
2017‑09‑30 13F-HR FSS / Federal Signal Corp. 1,200 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. Call 40.62 2,300 3,200 39.13 99 130 31.31
2017‑09‑30 13F-HR RTK / Rentech, Inc. 0.00 0 13,400 0 0
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / OIL SVCS ETF Put (92189F718) 10,000 0 -100.00 248 0 -100.00
2017‑09‑30 13F-HR NWHM / New Home Company Inc. 4,177 0 -100.00 48 0 -100.00
2017‑09‑30 13F-HR INGR / Ingredion, Inc. 1,200 0 -100.00 143 0 -100.00
2017‑09‑30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 600 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR CRIS / Curis, Inc. 725 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CIM / Chimera Investment Corp. 6,530 0 -100.00 122 0 -100.00
2017‑09‑30 13F-HR ROG / Rogers Corp. 458 0 -100.00 50 0 -100.00
2017‑09‑30 13F-HR PACD / Pacific Drilling S.A. 1,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR MOH / Molina Healthcare, Inc. 500 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR TWM / ProShares UltraShort Russell2000 18.70 38,000 35,500 -6.58 801 664 -17.10
2017‑09‑30 13F-HR CHDN / Churchill Downs Inc. 200.00 0 40 0 8
2017‑09‑30 13F-HR WOOF / VCA Inc. 103,895 0 -100.00 9,591 0 -100.00
2017‑09‑30 13F-HR RAS / RAIT Financial Trust 4,400 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR MGEN / Miragen Therapeutics 9.08 5,867 6,500 10.79 76 59 -22.37
2017‑09‑30 13F-HR HRG / Harbinger Group Inc. 15.42 0 2,400 0 37
2017‑09‑30 13F-HR SYMC / Symantec Corp. 32.82 2,055 8,013 289.93 58 263 353.45
2017‑09‑30 13F-HR AGEN / Agenus Inc. 4.31 2,111 4,174 97.73 8 18 125.00
2017‑09‑30 13F-HR APTS / Preferred Apartment Communities, Inc. 1,100 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR CRVL / CorVel Corp. 300 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR PLXS / Plexus Corp. 300 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR CVGW / Calavo Growers, Inc. 2,126 0 -100.00 147 0 -100.00
2017‑09‑30 13F-HR BHI / Baker Hughes Inc. 21,979 0 -100.00 1,198 0 -100.00
2017‑09‑30 13F-HR PCCC / PC Connection, Inc. 28.09 1,600 4,700 193.75 43 132 206.98
2017‑09‑30 13F-HR IVCRB / Invacare Corp. 7,600 0 -100.00 100 0 -100.00
2017‑09‑30 13F-HR BT / BT Group Plc 500 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 87.50 0 9,771 0 855
2017‑09‑30 13F-HR GARS / Garrison Capital Inc. 8.89 0 900 0 8
2017‑09‑30 13F-HR AIZ / Assurant, Inc. 93.33 179 150 -16.20 19 14 -26.32
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 300 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR FMSA / Fairmount Santrol Holdings Inc. 48,200 0 -100.00 188 0 -100.00
2017‑09‑30 13F-HR CMTL / Comtech Telecommunications Corp. 1,723 0 -100.00 33 0 -100.00
2017‑09‑30 13F-HR WB / Weibo Corporation 85,237 0 -100.00 5,666 0 -100.00
2017‑09‑30 13F-HR QTM / Quantum Corp. 1,400 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR ATKR / Atkore International Group Inc. 19.53 3,139 7,065 125.07 71 138 94.37
2017‑09‑30 13F-HR GNRC / Generac Holding Inc. 46.22 0 476 0 22
2017‑09‑30 13F-HR GAIN / Gladstone Investment Corp. 9.52 0 4,200 0 40
2017‑09‑30 13F-HR AVA / Avista Corp. 51.35 0 740 0 38
2017‑09‑30 13F-HR FRED / Fred's, Inc. 6.44 0 96,804 0 623
2017‑09‑30 13F-HR NPTN / NeoPhotonics Corp, 5.55 49,098 34,431 -29.87 379 191 -49.60
2017‑09‑30 13F-HR CPT / Camden Property Trust 86.96 0 92 0 8
2017‑09‑30 13F-HR RDN / Radian Group, Inc. 18.75 1,300 3,200 146.15 21 60 185.71
2017‑09‑30 13F-HR SIX / Six Flags Entertainment Corp 565 0 -100.00 34 0 -100.00
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.31 24,618 1,042 -95.77 1,062 42 -96.05
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 17,732 0 -100.00 769 0 -100.00
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 1,247 0 -100.00 137 0 -100.00
2017‑09‑30 13F-HR CDE / Coeur Mining, Inc. 3,700 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR LMNX / Luminex Corp. 20.32 5,647 29,178 416.70 119 593 398.32
2017‑09‑30 13F-HR OVAS / Ovascience Inc. 0.00 0 200 0 0
2017‑09‑30 13F-HR TUP / Tupperware Brands Corp. 61.80 3,795 3,285 -13.44 267 203 -23.97
2017‑09‑30 13F-HR TRST / TrustCo Bank Corp. NY 10.00 400 400 0.00 3 4 33.33
2017‑09‑30 13F-HR GHL / Greenhill & Co., Inc. 16.54 0 2,600 0 43
2017‑09‑30 13F-HR INSY / Insys Therapeutics Inc. 9.35 1,044 642 -38.51 13 6 -53.85
2017‑09‑30 13F-HR WPX / WPX Energy, Inc. 11.50 184,412 148,412 -19.52 1,781 1,707 -4.15
2017‑09‑30 13F-HR ARCO / Arcos Dorados Holdings, Inc. 10.00 4,964 1,300 -73.81 37 13 -64.86
2017‑09‑30 13F-HR MSFG / MainSource Financial Group, Inc. 35.77 0 5,200 0 186
2017‑09‑30 13F-HR CCC / Calgon Carbon Corp. 21.42 0 14,988 0 321
2017‑09‑30 13F-HR GRC / Gorman-Rupp Company 32.60 2,064 1,626 -21.22 53 53 0.00
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 3.87 30,075 23,249 -22.70 113 90 -20.35
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. Put 3.84 41,200 52,800 28.16 155 203 30.97
2017‑09‑30 13F-HR RSPP / RSP Permian, Inc. 34.57 1,247 21,578 1,630.39 40 746 1,765.00
2017‑09‑30 13F-HR CUBI / Customers Bancorp Inc. 800 0 -100.00 23 0 -100.00
2017‑09‑30 13F-HR RYAM / Rayonier Advanced Materials Inc. 671 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR RDUS / Radius Health, Inc. 328 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR LQ / La Quinta Holdings Inc. 4,318 0 -100.00 64 0 -100.00
2017‑09‑30 13F-HR COVS / Covisint Corporation 21,905 0 -100.00 54 0 -100.00
2017‑09‑30 13F-HR ALGT / Allegiant Travel Company 1,547 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR MATX / Matson, Inc. 55 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR VLGEA / Village Super Market, Inc. 24.63 2,483 2,314 -6.81 64 57 -10.94
2017‑09‑30 13F-HR NJR / New Jersey Resources Corp. 42.22 0 900 0 38
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 827 0 -100.00 64 0 -100.00
2017‑09‑30 13F-HR MBT / Mobile TeleSystem PJSC 10.43 400 4,600 1,050.00 3 48 1,500.00
2017‑09‑30 13F-HR EXEL / Exelixis, Inc. 24.17 0 1,903 0 46
2017‑09‑30 13F-HR FLR / Fluor Corp. 5,626 0 -100.00 258 0 -100.00
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 4,537 0 -100.00 537 0 -100.00
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 98.81 2,095 759 -63.77 177 75 -57.63
2017‑09‑30 13F-HR IO / ION Geophysical Corp. 10.00 0 400 0 4
2017‑09‑30 13F-HR UBNT / Ubiquiti Networks, Inc. 60.00 0 100 0 6
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 219 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR RM / Regional Management Corp. 29,621 0 -100.00 700 0 -100.00
2017‑09‑30 13F-HR DGAS / Delta Natural Gas Co., Inc. 16,354 0 -100.00 498 0 -100.00
2017‑09‑30 13F-HR FORM / FormFactor, Inc. 737 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR PAR / Par Technology Corp. 10.32 1,870 3,005 60.70 16 31 93.75
2017‑09‑30 13F-HR RIC / Richmont Mines, Inc. 9.35 0 36,700 0 343
2017‑09‑30 13F-HR MCHI / iShares MSCI China ETF 62.66 1,265 798 -36.92 69 50 -27.54
2017‑09‑30 13F-HR AIV / Apartment Investment & Management Co. 57,444 0 -100.00 2,468 0 -100.00
2017‑09‑30 13F-HR PBPB / Potbelly Corp 12.42 22,365 12,565 -43.82 257 156 -39.30
2017‑09‑30 13F-HR SVU / Supervalu, Inc. 21.75 10,300 19,721 91.47 34 429 1,161.76
2017‑09‑30 13F-HR DE / Deere & Co. 350 0 -100.00 43 0 -100.00
2017‑09‑30 13F-HR GTE / Gran Tierra Energy, Inc. 2.28 35,681 72,381 102.86 80 165 106.25
2017‑09‑30 13F-HR FCH / FelCor Lodging Trust, Inc. 688,292 0 -100.00 4,963 0 -100.00
2017‑09‑30 13F-HR NTCT / NetScout Systems, Inc. 1,212 0 -100.00 42 0 -100.00
2017‑09‑30 13F-HR BJRI / BJ's Restaurants, Inc. 4,454 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.46 1,006 2,774 175.75 67 201 200.00
2017‑09‑30 13F-HR JAKK / JAKKS Pacific, Inc. 3.01 0 23,888 0 72
2017‑09‑30 13F-HR HL.PRB / Hecla Mining Co. 200 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BCO / Brink's Company (The) 513 0 -100.00 34 0 -100.00
2017‑09‑30 13F-HR HP / Helmerich & Payne, Inc. Put 10,000 0 -100.00 543 0 -100.00
2017‑09‑30 13F-HR SNE / Sony Corp. 37.34 0 125,802 0 4,697
2017‑09‑30 13F-HR DECK / Deckers Outdoor Corp. 300 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR DFS / Discover Financial Services 65.36 2,588 153 -94.09 161 10 -93.79
2017‑09‑30 13F-HR DCI / Donaldson Co., Inc. 600 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR HIBB / Hibbett Sports, Inc. 4,131 0 -100.00 86 0 -100.00
2017‑09‑30 13F-HR FMC / FMC Corp. 376 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR STAY / Extended Stay America, Inc. 70 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR GLPG / Galapagos N.V. 468 0 -100.00 36 0 -100.00
2017‑09‑30 13F-HR MNTX / Manitex International, Inc. 38,550 0 -100.00 269 0 -100.00
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 917 0 -100.00 83 0 -100.00
2017‑09‑30 13F-HR GALE / Galena Biopharma, Inc. 300 0 -100.00 0 0
2017‑09‑30 13F-HR HIW / Highwoods Properties, Inc. 12,303 0 -100.00 624 0 -100.00
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) Put 1,700 0 -100.00 261 0 -100.00
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) Call 8,900 0 -100.00 1,365 0 -100.00
2017‑09‑30 13F-HR LE / Lands' End, Inc. Call 1,100 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 1,100 0 -100.00 70 0 -100.00
2017‑09‑30 13F-HR FWONA / Liberty Media, Formula One Group Series A 4,051 0 -100.00 142 0 -100.00
2017‑09‑30 13F-HR LGND / Ligand Pharmaceuticals Incorporated 1,973 0 -100.00 240 0 -100.00
2017‑09‑30 13F-HR LQDT / Liquidity Services, Inc. 400 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR NVET / Nexvet Biopharma plc 22,876 0 -100.00 153 0 -100.00
2017‑09‑30 13F-HR NORD / Nord Anglia Education, Inc. 32,136 0 -100.00 1,047 0 -100.00
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. Put 500 0 -100.00 61 0 -100.00
2017‑09‑30 13F-HR NSAT / Norsat International Inc. 12,903 0 -100.00 147 0 -100.00
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. Call 200 0 -100.00 51 0 -100.00
2017‑09‑30 13F-HR AFI / Armstrong Flooring, Inc. 15.70 0 4,459 0 70
2017‑09‑30 13F-HR CCK / Crown Holdings, Inc. 500 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR BBRY / BlackBerry Ltd. 14,025 0 -100.00 140 0 -100.00
2017‑09‑30 13F-HR KOF / Coca-Cola FEMSA S.A.B de CV 900 0 -100.00 76 0 -100.00
2017‑09‑30 13F-HR GPRE / Green Plains Inc. 7,900 0 -100.00 162 0 -100.00
2017‑09‑30 13F-HR KLIC / Kulicke and Soffa Industries Inc. 21.56 38,133 20,639 -45.88 725 445 -38.62
2017‑09‑30 13F-HR FCN / FTI Consulting, Inc. 600 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR MERC / Mercer International, Inc. 11.87 4,500 15,000 233.33 52 178 242.31
2017‑09‑30 13F-HR HRC / Hill-Rom Holdings, Inc. 73.33 0 300 0 22
2017‑09‑30 13F-HR PBH / Prestige Brands Holdings, Inc. 1,000 0 -100.00 53 0 -100.00
2017‑09‑30 13F-HR PICO / PICO Holdings, Inc. 16.70 25,599 35,454 38.50 448 592 32.14
2017‑09‑30 13F-HR BYD / Boyd Gaming Corp. 26.05 0 57,038 0 1,486
2017‑09‑30 13F-HR JACK / Jack in the Box, Inc. 101.95 0 14,546 0 1,483
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 54.00 16,778 6,500 -61.26 1,534 351 -77.12
2017‑09‑30 13F-HR CEL / Cellcom Israel, Ltd. 3,020 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR SBSI / Southside Bancshares, Inc. 100 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR LWC / SPDR Barclays Long Term Corporate Bond ETF 123 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR SSI / Stage Stores, Inc. 1,300 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. 380,599 0 -100.00 3,833 0 -100.00
2017‑09‑30 13F-HR STT / State Street Corp. 194 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR CFCOU / CF Corporation, Units 1,500 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR CNTY / Century Casinos, Inc. 12,727 0 -100.00 94 0 -100.00
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. Call 1,300 0 -100.00 79 0 -100.00
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 49,295 0 -100.00 2,988 0 -100.00
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. 1,528 0 -100.00 87 0 -100.00
2017‑09‑30 13F-HR CSFL / Centerstate Banks, Inc. 100 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR CPF / Central Pacific Financial Corp. 2,700 0 -100.00 85 0 -100.00
2017‑09‑30 13F-HR RGR / Sturm Ruger & Company, Inc. 500 0 -100.00 31 0 -100.00
2017‑09‑30 13F-HR STRT / Strattec Security Corp. 600 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR SNHY / Sun Hydraulics Corporation 100 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR TECK / Teck Resources Ltd. Call 9,000 0 -100.00 156 0 -100.00
2017‑09‑30 13F-HR TSRO / TESARO, Inc. Put 3,900 0 -100.00 545 0 -100.00
2017‑09‑30 13F-HR TEN / Tenneco, Inc. 1,428 0 -100.00 83 0 -100.00
2017‑09‑30 13F-HR TECD / Tech Data Corp. 519 0 -100.00 52 0 -100.00
2017‑09‑30 13F-HR TER / Teradyne, Inc. 1,900 0 -100.00 57 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. 487 0 -100.00 46 0 -100.00
2017‑09‑30 13F-HR TIF / Tiffany & Co. 1,832 0 -100.00 172 0 -100.00
2017‑09‑30 13F-HR TCRX / THL Credit, Inc. 8,000 0 -100.00 80 0 -100.00
2017‑09‑30 13F-HR TXT / Textron, Inc. 4,644 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR TFSL / TFS Financial Corp. 800 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR TTEK / Tetra Tech, Inc. 673 0 -100.00 31 0 -100.00
2017‑09‑30 13F-HR TVPT / Travelport Worldwide Ltd. 1,445 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR TNET / TriNet Group, Inc. 958 0 -100.00 31 0 -100.00
2017‑09‑30 13F-HR TRN / Trinity Industries, Inc. Call 2,100 0 -100.00 59 0 -100.00
2017‑09‑30 13F-HR TRIL / Trillium Therapeutics Inc. 29,700 0 -100.00 131 0 -100.00
2017‑09‑30 13F-HR SLCA / U.S. Silica Holdings, Inc. Put 1,300 0 -100.00 46 0 -100.00
2017‑09‑30 13F-HR RARE / Ultragenyx Pharmaceutical Inc. Call 8,000 0 -100.00 497 0 -100.00
2017‑09‑30 13F-HR TWIN / Twin Disc, Incorporated 1,341 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR UCP / UCP, Inc. 39,901 0 -100.00 437 0 -100.00
2017‑09‑30 13F-HR FOX / Twenty-First Century Fox, Inc. 193 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR USO / United States Oil Fund, LP Put 3,600 0 -100.00 34 0 -100.00
2017‑09‑30 13F-HR WCG / Wellcare Health Plans, Inc. 340 0 -100.00 61 0 -100.00
2017‑09‑30 13F-HR HIFR / InfraREIT, Inc. 1,100 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR CHKP / Check Point Software Technologies Ltd. 470 0 -100.00 51 0 -100.00
2017‑09‑30 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 9,691 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR FINL / Finish Line, Inc. (THE) 4,655 0 -100.00 66 0 -100.00
2017‑09‑30 13F-HR IIIN / Insteel Industries, Inc. 100 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR NUE / Nucor Corp. 18,190 0 -100.00 1,053 0 -100.00
2017‑09‑30 13F-HR PXLW / Pixelworks, Inc. 732 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 3,947 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR GDEN / Golden Entertainment, Inc. 200 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR LNDC / Landec Corp. 2,300 0 -100.00 34 0 -100.00
2017‑09‑30 13F-HR AXTA / Axalta Coating Systems Ltd. 4,570 0 -100.00 146 0 -100.00
2017‑09‑30 13F-HR ECR / Eclipse Resources Corp. 2,400 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR FRAN / Francesca's Holdings Corporation 5,038 0 -100.00 55 0 -100.00
2017‑09‑30 13F-HR COT / Cott Corp. 800 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR CC / Chemours Company (The) Put 500 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR DPLO / Diplomat Pharmacy, Inc. 2,405 0 -100.00 36 0 -100.00
2017‑09‑30 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 2,200 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR HY / Hyster-Yale Materials Handling, Inc. 837 0 -100.00 59 0 -100.00
2017‑09‑30 13F-HR OGXI / OncoGenex Pharmaceuticals, Inc. 6,600 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR CXO / Concho Resources, Inc. 424 0 -100.00 52 0 -100.00
2017‑09‑30 13F-HR SGBK / Stonegate Bank (Fort Lauderdale FL) 37,788 0 -100.00 1,745 0 -100.00
2017‑09‑30 13F-HR POWI / Power Integrations, Inc. 7,173 0 -100.00 523 0 -100.00
2017‑09‑30 13F-HR SKX / Skechers U.S.A. Inc. 5,608 0 -100.00 165 0 -100.00
2017‑09‑30 13F-HR MRTN / Marten Transport, Ltd. 100 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR BGFV / Big 5 Sporting Goods Corp. 7,120 0 -100.00 93 0 -100.00
2017‑09‑30 13F-HR ES / Eversource Energy 395 0 -100.00 24 0 -100.00
2017‑09‑30 13F-HR IPAR / Inter Parfums, Inc. 900 0 -100.00 33 0 -100.00
2017‑09‑30 13F-HR EE / El Paso Electric Co. 7,205 0 -100.00 372 0 -100.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 2,529 0 -100.00 227 0 -100.00
2017‑09‑30 13F-HR SPNC / Spectranetics Corp. (The) 10,412 0 -100.00 400 0 -100.00
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 8,430 0 -100.00 622 0 -100.00
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 14 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR CYD / China Yuchai International, Ltd 1,708 0 -100.00 31 0 -100.00
2017‑09‑30 13F-HR KEY / KeyCorp 3,100 0 -100.00 58 0 -100.00
2017‑09‑30 13F-HR SAIA / Saia, Inc. 1,386 0 -100.00 71 0 -100.00
2017‑09‑30 13F-HR FFIC / Flushing Financial Corp. 300 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 2,147 0 -100.00 277 0 -100.00
2017‑09‑30 13F-HR OCN / Ocwen Financial Corp. 104,227 0 -100.00 280 0 -100.00
2017‑09‑30 13F-HR MBUU / Malibu Boats, Inc. 1,700 0 -100.00 44 0 -100.00
2017‑09‑30 13F-HR AIQ / Alliance HealthCare Services, Inc. 20,345 0 -100.00 271 0 -100.00
2017‑09‑30 13F-HR SGEN / Seattle Genetics, Inc. 4,135 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR ETN / Eaton Corporation 2,100 0 -100.00 163 0 -100.00
2017‑09‑30 13F-HR NRCIA / National Research Corp. 200 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 8,358 0 -100.00 325 0 -100.00
2017‑09‑30 13F-HR VR / Validus Holdings Ltd. 5,825 0 -100.00 303 0 -100.00
2017‑09‑30 13F-HR TREX / Trex Co., Inc. 2,100 0 -100.00 142 0 -100.00
2017‑09‑30 13F-HR AMKR / Amkor Technology, Inc. 4,000 0 -100.00 39 0 -100.00
2017‑09‑30 13F-HR TOWN / Towne Bank (Portsmouth, VA) 300 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR MSGN / MSG Networks Inc. 12,000 0 -100.00 269 0 -100.00
2017‑09‑30 13F-HR GEN / Genesis Healthcare, Inc. 14,500 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. 1,600 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR CQH / Cheniere Energy Partners LP Holdings, LLC 2,473 0 -100.00 66 0 -100.00
2017‑09‑30 13F-HR PLCE / Children's Place, Inc. (The) 82 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 700 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR CHS / Chico's FAS, Inc. 10,478 0 -100.00 99 0 -100.00
2017‑09‑30 13F-HR CHCO / City Holding Co. 400 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR CFX / Colfax Corp. 600 0 -100.00 24 0 -100.00
2017‑09‑30 13F-HR AMWD / American Woodmark Corp. 350 0 -100.00 33 0 -100.00
2017‑09‑30 13F-HR APH / Amphenol Corp. 283 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR ATRS / Antares Pharma, Inc. 100,330 0 -100.00 323 0 -100.00
2017‑09‑30 13F-HR AHS / AMN Healthcare Services, Inc. 300 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR AON / Aon Plc Put 1,900 0 -100.00 253 0 -100.00
2017‑09‑30 13F-HR AAPL / Apple, Inc. Call 9,000 0 -100.00 1,296 0 -100.00
2017‑09‑30 13F-HR AAPL / Apple, Inc. Put 9,000 0 -100.00 1,296 0 -100.00
2017‑09‑30 13F-HR AQB / AquaBounty Technologies, Inc. 10 0 -100.00 0 0
2017‑09‑30 13F-HR ARLZ / Aralez Pharmaceuticals Inc. 2,100 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 48 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR CPAA / Conyers Park Acquisition Corp. 5,948 0 -100.00 70 0 -100.00
2017‑09‑30 13F-HR ANH / Anworth Mortgage Asset Corp. 2,900 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR AAPL / Apple, Inc. 44,897 0 -100.00 6,466 0 -100.00
2017‑09‑30 13F-HR ARNA / Arena Pharmaceuticals, Inc. 3,400 0 -100.00 57 0 -100.00
2017‑09‑30 13F-HR ARIS / ARI Network Services, Inc. 26,875 0 -100.00 189 0 -100.00
2017‑09‑30 13F-HR ARR / ARMOUR Residential REIT, Inc. 2,500 0 -100.00 63 0 -100.00
2017‑09‑30 13F-HR AWI / Armstrong World Industries, Inc. 261 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR AZN / AstraZeneca Plc Put 1,200 0 -100.00 41 0 -100.00
2017‑09‑30 13F-HR AVHI / A V Homes, Inc. 100 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR CAR / Avis Budget Group, Inc. Call 15,000 0 -100.00 409 0 -100.00
2017‑09‑30 13F-HR AVP / Avon Products, Inc. 1,600 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR BW / Babcock & Wilcox Enterprises Inc. 1,472 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR BSBR / Banco Santander Brasil SA 100 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 10,000 0 -100.00 548 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 870 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR CTO / Consolidated-Tomoka Land Co. 200 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR CBRL / Cracker Barrel Old Country Store, Inc. Put 400 0 -100.00 67 0 -100.00
2017‑09‑30 13F-HR CSRA / CSRA Inc. 1,747 0 -100.00 55 0 -100.00
2017‑09‑30 13F-HR CRAY / Cray, Inc. 1,970 0 -100.00 36 0 -100.00
2017‑09‑30 13F-HR CS / Credit Suisse Group 1,000 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR CSS / CSS Industries, Inc. 1,177 0 -100.00 31 0 -100.00
2017‑09‑30 13F-HR DAN / Dana Holding Corp. 4,350 0 -100.00 97 0 -100.00
2017‑09‑30 13F-HR CTMX / CytomX Therapeutics, Inc. 300 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR DERM / Dermira, Inc. 800 0 -100.00 23 0 -100.00
2017‑09‑30 13F-HR DIN / DineEquity, Inc. Put 300 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR DSGX / Descartes Systems Group, Inc. (THE) 1,243 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR DO / Diamond Offshore Drilling, Inc. 900 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR DHR / Danaher Corp. 3,122 0 -100.00 263 0 -100.00
2017‑09‑30 13F-HR DWCH / Datawatch Corp. 1,133 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Put 57,300 0 -100.00 731 0 -100.00
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. 508 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR BDSI / BioDelivery Sciences International, Inc. 100 0 -100.00 0 0
2017‑09‑30 13F-HR BBOX / Black Box Corp. 3,400 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR BKFS / Black Knight Financial Services, Inc. 3,998 0 -100.00 164 0 -100.00
2017‑09‑30 13F-HR BLMN / Bloomin' Brands, Inc. 10,300 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR BDE / Black Diamond, Inc. 800 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR BPMC / Blueprint Medicines Corporation 235 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR BCEI / Bonanza Creek Energy, Inc. 100 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR BSX / Boston Scientific Corp. Call 100 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR SAM / Boston Beer Company, Inc. (THE) 165 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR BOX / Box, Inc. 500 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR BRFS / BRF S.A. 1,126 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. Call 95,700 0 -100.00 1,408 0 -100.00
2017‑09‑30 13F-HR FRP / Fairpoint Communications, Inc. 8,028 0 -100.00 126 0 -100.00
2017‑09‑30 13F-HR BWLD / Buffalo Wild Wings, Inc. 105.71 1,445 9,848 581.52 183 1,041 468.85
2017‑09‑30 13F-HR FELCOR LODGING TR INC / PFD CV A $1.95 (31430F200) 29,856 0 -100.00 831 0 -100.00
2017‑09‑30 13F-HR MYOK / MyoKardia, Inc. 42.87 24,900 13,832 -44.45 326 593 81.90
2017‑09‑30 13F-HR LFC / China Life Insurance Company Limited 15.08 0 5,900 0 89
2017‑09‑30 13F-HR FIBK / First Interstate BancSystem, Inc. 2 0 -100.00 0 0
2017‑09‑30 13F-HR FISI / Financial Institutions, Inc. 3,100 0 -100.00 92 0 -100.00
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 13.13 16,223 111,737 588.76 198 1,467 640.91
2017‑09‑30 13F-HR GTT / GTT Communications, Inc. 31.65 7,680 11,280 46.88 243 357 46.91
2017‑09‑30 13F-HR MLN / VanEck Vectors ETF TR 19.97 21,201 61,485 190.01 421 1,228 191.69
2017‑09‑30 13F-HR EXPR / Express, Inc. 6.00 4,600 500 -89.13 31 3 -90.32
2017‑09‑30 13F-HR EXPR / Express, Inc. Call 6.81 4,400 4,700 6.82 30 32 6.67
2017‑09‑30 13F-HR BG / Bunge Ltd. 69.45 1,520 1,843 21.25 113 128 13.27
2017‑09‑30 13F-HR ASNA / Ascena Retail Group, Inc. 2.45 0 21,600 0 53
2017‑09‑30 13F-HR DRRX / Durect Corp. 1.77 560,353 467,403 -16.59 874 827 -5.38
2017‑09‑30 13F-HR SPTN / SpartanNash Company 26.43 2,031 6,431 216.64 53 170 220.75
2017‑09‑30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 93.02 5,275 2,494 -52.72 479 232 -51.57
2017‑09‑30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. Call 93.33 500 1,500 200.00 45 140 211.11
2017‑09‑30 13F-HR LADR / Ladder Capital Corp 13.78 0 95,568 0 1,317
2017‑09‑30 13F-HR VEC / Vectrus, Inc. 30.77 4,407 4,453 1.04 142 137 -3.52
2017‑09‑30 13F-HR FMGI / First Community Financial Corp. 35,001 0 -100.00 452 0 -100.00
2017‑09‑30 13F-HR FLS / Flowserve Corp. 4,480 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR NXST / Nexstar Broadcasting Group, Inc. 62.30 181,382 82,780 -54.36 10,847 5,157 -52.46
2017‑09‑30 13F-HR TRU / TransUnion 47.14 1,400 1,400 0.00 61 66 8.20
2017‑09‑30 13F-HR UFS / Domator Corp. 43.33 1,600 1,800 12.50 61 78 27.87
2017‑09‑30 13F-HR BHBK / Blue Hills Bancorp, Inc. 20.00 0 100 0 2
2017‑09‑30 13F-HR FBM / Foundation Building Materials, Inc. 1,200 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. 15.08 282,699 72,800 -74.25 2,847 1,098 -61.43
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. Call 15.08 7,500 6,500 -13.33 76 98 28.95
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. Put 15.06 0 8,500 0 128
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.09 256,599 146,244 -43.01 28,085 16,539 -41.11
2017‑09‑30 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 56.67 0 300 0 17
2017‑09‑30 13F-HR GERN / Geron Corp. 2.69 568 372 -34.51 2 1 -50.00
2017‑09‑30 13F-HR TMK / Torchmark Corp. 90.91 225 44 -80.44 17 4 -76.47
2017‑09‑30 13F-HR EIX / Edison International 76.92 2,304 1,911 -17.06 180 147 -18.33
2017‑09‑30 13F-HR ODP / Office Depot, Inc. 4.58 16,519 2,400 -85.47 93 11 -88.17
2017‑09‑30 13F-HR SILC / Silicom Limited 58.89 872 900 3.21 39 53 35.90
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 58.82 0 68 0 4
2017‑09‑30 13F-HR GGB / Gerdau S.A. 3.44 0 45,400 0 156
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. 67.50 0 400 0 27
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. Put 66.67 4,400 900 -79.55 278 60 -78.42
2017‑09‑30 13F-HR LEA / Lear Corp. 173.44 640 640 0.00 91 111 21.98
2017‑09‑30 13F-HR BURL / Burlington Stores, Inc. 95.36 270 3,597 1,232.22 25 343 1,272.00
2017‑09‑30 13F-HR FSM / Fortuna Silver Mines Inc. 500 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR ZUMZ / Zumiez, Inc. 1,000 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR UBSI / United Bankshares, Inc. 9 0 -100.00 0 0
2017‑09‑30 13F-HR USAP / Universal Stainless & Alloy Products, Inc. 2,933 0 -100.00 57 0 -100.00
2017‑09‑30 13F-HR URBN / Urban Outfitters, Inc. Put 1,700 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR VFC / V.F. Corp. 1,250 0 -100.00 72 0 -100.00
2017‑09‑30 13F-HR UHS / Universal Health Services, Inc. 2,163 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR RICE / Rice Energy Inc. 28.94 322,683 153,409 -52.46 8,593 4,440 -48.33
2017‑09‑30 13F-HR GXP / Great Plains Energy, Inc. 30.29 4,540 3,599 -20.73 133 109 -18.05
2017‑09‑30 13F-HR NCMI / National CineMedia, Inc. 6.98 40,461 17,900 -55.76 300 125 -58.33
2017‑09‑30 13F-HR CUBE / CubeSmart 26.01 48,390 9,228 -80.93 1,163 240 -79.36
2017‑09‑30 13F-HR CNDT / Conduent 15.58 2,835 5,456 92.45 45 85 88.89
2017‑09‑30 13F-HR USFD / US Foods Holding Corp. 517 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR VMI / Valmont Industries, Inc. 137 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR HTA / Healthcare Trust of America, Inc. 30.00 15,275 400 -97.38 475 12 -97.47
2017‑09‑30 13F-HR FWRD / Forward Air Corp. 55.00 0 200 0 11
2017‑09‑30 13F-HR PE / Parsley Energy, Inc. 26.36 1,861 19,876 968.03 52 524 907.69
2017‑09‑30 13F-HR ESIO / Electro Scientific Industries, Inc. 13.90 500 7,625 1,425.00 4 106 2,550.00
2017‑09‑30 13F-HR HSY / Hershey Company (The) 109.23 0 6,335 0 692
2017‑09‑30 13F-HR NAT / Nordic American Tankers Ltd Put 5.50 1,500 2,000 33.33 10 11 10.00
2017‑09‑30 13F-HR SHYD / VanEck Vectors ETF TR 10,973 0 -100.00 266 0 -100.00
2017‑09‑30 13F-HR PTLA / Portola Pharmaceuticals, Inc. 52.63 247 190 -23.08 14 10 -28.57
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.33 0 223 0 11
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. Call 49.50 0 10,000 0 495
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.87 20,401 6,495 -68.16 503 168 -66.60
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Call 25.84 25,300 19,000 -24.90 624 491 -21.31
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Put 25.87 35,100 46,000 31.05 866 1,190 37.41
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.65 3,171 2,673 -15.70 444 392 -11.71
2017‑09‑30 13F-HR RNET / RigNet, Inc. 17.16 66,239 12,585 -81.00 1,063 216 -79.68
2017‑09‑30 13F-HR THS / TreeHouse Foods, Inc. 70.00 5,200 100 -98.08 425 7 -98.35
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 107.78 0 6,532 0 704
2017‑09‑30 13F-HR TNAV / Telenav, Inc. 6.35 66,021 61,769 -6.44 535 392 -26.73
2017‑09‑30 13F-HR VREX / Varex Imaging Corp 18 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR VECO / Veeco Instruments, Inc. 113 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR VSAR / Versartis, Inc.. 4,200 0 -100.00 73 0 -100.00
2017‑09‑30 13F-HR V / Visa, Inc. Put 4,700 0 -100.00 441 0 -100.00
2017‑09‑30 13F-HR VSH / Vishay Intertechnology, Inc. 1,809 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR CPSI / Computer Programs & Systems, Inc. 29.64 1,000 3,677 267.70 33 109 230.30
2017‑09‑30 13F-HR VSEC / VSE Corp. 100 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 251.00 11,300 2,000 -82.30 2,732 502 -81.63
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 251.23 30,500 41,400 35.74 7,375 10,401 41.03
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. 63.64 0 550 0 35
2017‑09‑30 13F-HR VTTI / VTTI Energy Partners LP 19,457 0 -100.00 382 0 -100.00
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.83 8,590 19,701 129.35 1,116 2,873 157.44
2017‑09‑30 13F-HR ZBRA / Zebra Technologies Corp. 111.11 0 81 0 9
2017‑09‑30 13F-HR BKMU / Bank Mutual Corp. 10.11 1,700 9,995 487.94 16 101 531.25
2017‑09‑30 13F-HR ENDP / Endo International plc 8.60 10,200 11,400 11.76 114 98 -14.04
2017‑09‑30 13F-HR WUBA / 58.com Inc. 62.50 0 400 0 25
2017‑09‑30 13F-HR ALR / Alere Inc. 50.99 294,631 269,685 -8.47 14,788 13,751 -7.01
2017‑09‑30 13F-HR ALR / Alere Inc. Call 50.96 0 11,500 0 586
2017‑09‑30 13F-HR AN / AutoNation, Inc. 48.00 0 750 0 36
2017‑09‑30 13F-HR WNC / Wabash National Corp. 522 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR BXC / Bluelinx Holdings, Inc. 9.64 615 415 -32.52 7 4 -42.86
2017‑09‑30 13F-HR SWM / Schweitzer-Mauduit International, Inc. 41.47 1,600 7,500 368.75 60 311 418.33
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. 8,718 0 -100.00 511 0 -100.00
2017‑09‑30 13F-HR WFC.WS / Wells Fargo & Co. (Warrant) 10,500 0 -100.00 233 0 -100.00
2017‑09‑30 13F-HR WMAR / West Marine, Inc. 23,276 0 -100.00 299 0 -100.00
2017‑09‑30 13F-HR WAIR / Wesco Aircraft Holdings Inc. 500 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR TRCO / Tribune Media Company 40.87 66,935 89,269 33.37 2,729 3,648 33.68
2017‑09‑30 13F-HR JILL / J. Jill, Inc. 10.67 4,200 1,500 -64.29 52 16 -69.23
2017‑09‑30 13F-HR MNKD / MannKind Corp. 2.13 0 10,800 0 23
2017‑09‑30 13F-HR VICR / Vicor Corp. 25.00 0 200 0 5
2017‑09‑30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.75 5,010 -11.87 871 129 -85.19
2017‑09‑30 13F-HR CMT / Core Molding Technologies, Inc. 21.93 2,275 4,240 86.37 49 93 89.80
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF Put 56.75 0 28,000 0 1,589
2017‑09‑30 13F-HR NTAP / NetApp, Inc. 43.76 50 15,243 30,386.00 2 667 33,250.00
2017‑09‑30 13F-HR PRTA / Prothena Corp plc 64.52 234 186 -20.51 13 12 -7.69
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.81 0 4,046 0 331
2017‑09‑30 13F-HR CLUB / Town Sports International Holdings, Inc. 7.12 6,867 2,951 -57.03 32 21 -34.37
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 103,187 0 -100.00 4,345 0 -100.00
2017‑09‑30 13F-HR WEYS / Weyco Group, Inc. 1,693 0 -100.00 47 0 -100.00
2017‑09‑30 13F-HR WHR / Whirlpool Corp. Put 200 0 -100.00 38 0 -100.00
2017‑09‑30 13F-HR WDAY / Workday, Inc. 135 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR XTLY / Xactly Corp. 20,491 0 -100.00 321 0 -100.00
2017‑09‑30 13F-HR XHR / Xenia Hotels & Resorts Inc. 1,100 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR XRM / Xerium Technologies, Inc. 4,885 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR XYL / Xylem, Inc. 248 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR YELP / Yelp, Inc. 12,206 0 -100.00 366 0 -100.00
2017‑09‑30 13F-HR ZSAN / Zosano Pharma Corporation 10,000 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR MDSO / Medidata Solutions, Inc. 78.24 2,803 2,403 -14.27 219 188 -14.16
2017‑09‑30 13F-HR KND / Kindred Healthcare, Inc. 6.75 5,673 2,370 -58.22 66 16 -75.76
2017‑09‑30 13F-HR CR / Crane Co. 80.00 0 500 0 40
2017‑09‑30 13F-HR INTU / Intuit Inc. 142.51 1,108 407 -63.27 147 58 -60.54
2017‑09‑30 13F-HR FELE / Franklin Electric Co., Inc. 45.06 0 688 0 31
2017‑09‑30 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 51.62 0 8,000 0 413
2017‑09‑30 13F-HR AVDL / Avadel Pharmaceuticals plc 10.43 4,000 6,900 72.50 44 72 63.64
2017‑09‑30 13F-HR REN / Resolute Energy Corporation 29.75 100 874 774.00 3 26 766.67
2017‑09‑30 13F-HR ZIXI / Zix Corporation 5.00 0 4,400 0 22
2017‑09‑30 13F-HR CSOD / Cornerstone OnDemand, Inc. 40.62 1,998 3,225 61.41 71 131 84.51
2017‑09‑30 13F-HR PTCT / PTC Therapeutics, Inc. 20.01 282,224 181,379 -35.73 5,173 3,629 -29.85
2017‑09‑30 13F-HR PTCT / PTC Therapeutics, Inc. Call 20.01 0 145,500 0 2,911
2017‑09‑30 13F-HR PCG / PG&E Corp. 68.06 283 11,358 3,913.43 19 773 3,968.42
2017‑09‑30 13F-HR DCO / Ducommun Inc. 33.33 0 300 0 10
2017‑09‑30 13F-HR CHFN / Charter Financial Corp. 18.62 2,800 2,900 3.57 50 54 8.00
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.52 0 5,965 0 701
2017‑09‑30 13F-HR GPOR / Gulfport Energy Corp. 14.35 0 69,564 0 998
2017‑09‑30 13F-HR FOGO / Fogo de Chao, Inc. 12.00 800 500 -37.50 11 6 -45.45
2017‑09‑30 13F-HR ADS / Alliance Data Systems Corp. 220.50 0 322 0 71
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 3.78 11,968 81,796 583.46 44 309 602.27
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.15 178 2,813 1,480.34 29 473 1,531.03
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.59 0 2,968 0 349
2017‑09‑30 13F-HR BIVV / Bioverativ Inc. Call 57.06 17,600 25,500 44.89 1,059 1,455 37.39
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 70.90 0 1,749 0 124
2017‑09‑30 13F-HR TOUR / Tuniu Corporation 7.82 6,200 10,100 62.90 50 79 58.00
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70.41 12,100 10,339 -14.55 758 728 -3.96
2017‑09‑30 13F-HR AXON / Axovant Sciences Ltd. 10.53 17,425 95 -99.45 404 1 -99.75
2017‑09‑30 13F-HR KODK / Eastman Kodak Co. 7.69 1,300 1,300 0.00 12 10 -16.67
2017‑09‑30 13F-HR ADRO / Aduro Biotech, Inc. 10.75 0 93 0 1
2017‑09‑30 13F-HR QURE / uniQure N.V. 10.08 0 992 0 10
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.24 71,473 46,356 -35.14 8,613 5,620 -34.75
2017‑09‑30 13F-HR EXAC / Exactech, Inc. 32.86 3,100 2,800 -9.68 92 92 0.00
2017‑09‑30 13F-HR BBSI / Barrett Business Services, Inc. 56.67 0 300 0 17
2017‑09‑30 13F-HR GPRO / GoPro, Inc. 11.05 0 12,852 0 142
2017‑09‑30 13F-HR HTHT / China Lodging Group Ltd 118.82 0 11,900 0 1,414
2017‑09‑30 13F-HR FDC / First Data Corporation 18.12 3,630 4,580 26.17 66 83 25.76
2017‑09‑30 13F-HR SPOK / Spok Holdings, Inc. 15.45 0 1,100 0 17
2017‑09‑30 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.44 8,100 12,500 54.32 10 18 80.00
2017‑09‑30 13F-HR DMTX / Dimension Therapeutics, Inc. 5.98 0 25,572 0 153
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 9.46 104,534 78,639 -24.77 1,101 744 -32.43
2017‑09‑30 13F-HR MTZ / MasTec, Inc. 46.32 900 1,900 111.11 41 88 114.63
2017‑09‑30 13F-HR TYPE / Monotype Imaging Holdings, Inc. 20.00 0 400 0 8
2017‑09‑30 13F-HR IRT / Independence Realty Trust, Inc. 10.15 17,300 6,700 -61.27 171 68 -60.23
2017‑09‑30 13F-HR SAFT / Safety Insurance Group, Inc. 80.00 200 100 -50.00 14 8 -42.86
2017‑09‑30 13F-HR STOR / STORE Capital Corp. 24.87 58,946 58,946 0.00 1,323 1,466 10.81
2017‑09‑30 13F-HR ELY / Callaway Golf Company 14.41 6,257 15,966 155.17 80 230 187.50
2017‑09‑30 13F-HR DATA / Tableau Software, Inc. 75.00 0 2,680 0 201
2017‑09‑30 13F-HR WGO / Winnebago Industries, Inc. 44.75 36,000 15,775 -56.18 1,260 706 -43.97
2017‑09‑30 13F-HR CSGS / CSG Systems International, Inc. 40.07 3,913 6,613 69.00 159 265 66.67
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. 14.97 6,743 8,885 31.77 92 133 44.57
2017‑09‑30 13F-HR DB / Deutsche Bank AG 17.27 19,830 9,730 -50.93 353 168 -52.41
2017‑09‑30 13F-HR EMM / SPDR Series Trust 57.09 3,404 17,007 399.62 194 971 400.52
2017‑09‑30 13F-HR AER / AerCap Holdings N.V. 50.65 0 928 0 47
2017‑09‑30 13F-HR AER / AerCap Holdings N.V. Put 50.91 0 1,100 0 56
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. 179.82 10,814 44,779 314.08 1,121 8,052 618.29
2017‑09‑30 13F-HR RLH / Red Lion Hotels Corp. 8.57 0 1,400 0 12
2017‑09‑30 13F-HR WRI / Weingarten Realty Investors 31.70 122,800 7,098 -94.22 3,696 225 -93.91
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.90 19,316 6,871 -64.43 1,498 549 -63.35
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. Call 80.00 23,000 1,300 -94.35 1,783 104 -94.17
2017‑09‑30 13F-HR DEST / Destination Maternity Corp. 2.22 0 900 0 2
2017‑09‑30 13F-HR WTI / W & T Offshore, Inc. 3.04 0 11,500 0 35
2017‑09‑30 13F-HR SIVB / SVB Financial Group 186.84 940 380 -59.57 165 71 -56.97
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.85 60,024 35,045 -41.62 3,315 1,817 -45.19
2017‑09‑30 13F-HR LEN / Lennar Corp. 52.83 3,140 16,677 431.11 167 881 427.54
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 35.22 7,040 9,341 32.68 347 329 -5.19
2017‑09‑30 13F-HR EVRI / Everi Holdings Inc. 7.58 52,224 55,928 7.09 380 424 11.58
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.43 35,590 27,003 -24.13 3,082 2,523 -18.14
2017‑09‑30 13F-HR DSW / DSW, Inc. 21.50 0 9,813 0 211
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.38 0 18,903 0 1,009
2017‑09‑30 13F-HR RUSHB / Rush Enterprises, Inc. 46.28 1,700 25,300 1,388.24 63 1,171 1,758.73
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.96 5,046 5,552 10.03 440 505 14.77
2017‑09‑30 13F-HR PEBO / Peoples Bancorp Inc. 33.33 700 600 -14.29 22 20 -9.09
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 85.88 0 21,844 0 1,876
2017‑09‑30 13F-HR MNST / Monster Beverage Corporation New 55.13 0 1,578 0 87
2017‑09‑30 13F-HR ATNI / Atlantic Tele-Network, Inc. 52.22 0 517 0 27
2017‑09‑30 13F-HR NVCR / NovoCure Limited 19.87 0 9,461 0 188
2017‑09‑30 13F-HR CLX / Clorox Company (The) 131.94 1,046 1,766 68.83 139 233 67.63
2017‑09‑30 13F-HR ABUS / Arbutus Biopharma Corporation 6.18 0 3,400 0 21
2017‑09‑30 13F-HR TX / Ternium S.A. 31.18 0 1,700 0 53
2017‑09‑30 13F-HR CSGP / Costar Group, Inc. 261.54 0 65 0 17
2017‑09‑30 13F-HR PDLI / PDL BioPharma, Inc. 3.39 27,300 67,233 146.27 67 228 240.30
2017‑09‑30 13F-HR LKSD.WI / LSC Communications, Inc. 15.71 1,900 382 -79.89 41 6 -85.37
2017‑09‑30 13F-HR NYT / New York Times Co. 19.61 0 1,632 0 32
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130.72 0 63,879 0 8,350
2017‑09‑30 13F-HR HCOM / Hawaiian Telcom Holdco, Inc. 29.87 0 9,274 0 277
2017‑09‑30 13F-HR OEC / Orion Engineered Carbons S.A. 22.48 9,419 17,528 86.09 188 394 109.57
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.48 61,040 61,517 0.78 4,207 4,582 8.91
2017‑09‑30 13F-HR IBDRY / Iberdrola S.A. 46.91 7,950 938 -88.20 351 44 -87.46
2017‑09‑30 13F-HR ROCK / Gibraltar Industries, Inc. 31.33 0 1,500 0 47
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.63 18,061 5,049 -72.04 651 190 -70.81
2017‑09‑30 13F-HR QDEL / QUIDEL Corp. 43.92 1,381 4,485 224.76 37 197 432.43
2017‑09‑30 13F-HR WRK / Westrock Company 56.71 2,982 3,703 24.18 169 210 24.26
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.52 80,176 75,902 -5.33 8,548 8,085 -5.42
2017‑09‑30 13F-HR ASCMB / Ascent Capital Group, Inc. 13.02 9,103 8,603 -5.49 140 112 -20.00
2017‑09‑30 13F-HR DAIO / Data I/O Corp. 10.00 300 1,900 533.33 2 19 850.00
2017‑09‑30 13F-HR DAKT / Daktronics, Inc. 10.60 0 5,946 0 63
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Put 961.67 600 600 0.00 581 577 -0.69
2017‑09‑30 13F-HR TSS / Total System Services, Inc. 65.53 2,990 4,822 61.27 174 316 81.61
2017‑09‑30 13F-HR ORIT / Oritani Financial Corp. 17.06 0 1,700 0 29
2017‑09‑30 13F-HR ANIK / Anika Therapeutics Inc. Call 58.02 13,300 25,700 93.23 656 1,491 127.29
2017‑09‑30 13F-HR NHC / National HealthCare Corp. 62.86 600 1,400 133.33 42 88 109.52
2017‑09‑30 13F-HR EQR / Equity Residential 65.92 61,323 54,714 -10.78 4,037 3,607 -10.65
2017‑09‑30 13F-HR LAYN / Layne Christensen Co. 12.50 1,000 3,600 260.00 9 45 400.00
2017‑09‑30 13F-HR PCBK / Pacific Continental Corp. 26.95 96,013 96,013 0.00 2,453 2,588 5.50
2017‑09‑30 13F-HR CBPX / Continental Building Products, Inc. 25.99 14,973 4,425 -70.45 349 115 -67.05
2017‑09‑30 13F-HR RGNX / REGENXBIO Inc. 33.03 5,639 6,055 7.38 111 200 80.18
2017‑09‑30 13F-HR NTES / NetEase, Inc. 263.79 0 9,515 0 2,510
2017‑09‑30 13F-HR ILG / ILG, Inc 26.95 1,283 1,855 44.58 35 50 42.86
2017‑09‑30 13F-HR ATEN / A10 Networks, Inc. 7.35 16,900 2,176 -87.12 143 16 -88.81
2017‑09‑30 13F-HR GTY / Getty Realty Corp. (Holding Company) 28.70 0 4,600 0 132
2017‑09‑30 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 75.00 0 400 0 30
2017‑09‑30 13F-HR INPAP / International Paper Company 54.88 265 164 -38.11 15 9 -40.00
2017‑09‑30 13F-HR WU / Western Union Co. (The) 19.19 0 3,752 0 72
2017‑09‑30 13F-HR HK / Halcon Resources Corporation 6.81 0 12,627 0 86
2017‑09‑30 13F-HR VVC / Vectren Corp. 65.85 4,488 5,300 18.09 262 349 33.21
2017‑09‑30 13F-HR OLED / Universal Display Corp. 128.77 644 4,007 522.20 70 516 637.14
2017‑09‑30 13F-HR TBBK / Bancorp Inc. (The) 8.21 0 5,600 0 46
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.17 28,439 26,558 -6.61 1,102 881 -20.05
2017‑09‑30 13F-HR AGM / Federal Agricultural Mortgage Corp. 72.50 0 800 0 58
2017‑09‑30 13F-HR SLM / SLM Corp. (Sallie Mae) 11.47 123,813 33,743 -72.75 1,424 387 -72.82
2017‑09‑30 13F-HR CCIH / ChinaCache International Holdings Ltd. 1.43 900 700 -22.22 1 1 0.00
2017‑09‑30 13F-HR LSI / Life Storage, Inc. 81.81 0 68,486 0 5,603
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 151.09 973 1,145 17.68 137 173 26.28
2017‑09‑30 13F-HR PGTI / PGT, Inc. 14.96 247,860 80,101 -67.68 3,173 1,198 -62.24
2017‑09‑30 13F-HR FPO / First Potomac Realty Trust 11.15 0 8,159 0 91
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.87 75,567 85,891 13.66 11,409 14,676 28.64
2017‑09‑30 13F-HR KBAL / Kimball International, Inc. 19.75 12,776 10,330 -19.15 213 204 -4.23
2017‑09‑30 13F-HR RNR / RenaissanceRe Holdings Ltd. 136.00 0 500 0 68
2017‑09‑30 13F-HR SQ / Square, Inc. 28.78 5,290 9,590 81.29 124 276 122.58
2017‑09‑30 13F-HR CTAS / Cintas Corp. 142.86 579 42 -92.75 73 6 -91.78
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 80.60 690 5,459 691.16 50 440 780.00
2017‑09‑30 13F-HR X / United States Steel Corp. 25.66 2,900 36,980 1,175.17 64 949 1,382.81
2017‑09‑30 13F-HR INAP / Internap Corporation 4.34 3,200 35,972 1,024.12 12 156 1,200.00
2017‑09‑30 13F-HR AXAS / Abraxas Petroleum Corp. 1.86 400 4,300 975.00 1 8 700.00
2017‑09‑30 13F-HR SBNYW / Signature Bank 128.00 0 9,336 0 1,195
2017‑09‑30 13F-HR RIO / Rio Tinto plc 47.20 37,560 16,400 -56.34 1,589 774 -51.29
2017‑09‑30 13F-HR SYF / Synchrony Financial 29.94 634 334 -47.32 19 10 -47.37
2017‑09‑30 13F-HR MBI / MBIA, Inc. 8.67 3,900 7,500 92.31 37 65 75.68
2017‑09‑30 13F-HR FWP / Forward Pharma A/S 10.00 100 100 0.00 2 1 -50.00
2017‑09‑30 13F-HR KAR / Kar Auction Services, Inc. 46.67 500 300 -40.00 21 14 -33.33
2017‑09‑30 13F-HR DST / DST Systems, Inc. 54.86 0 3,500 0 192
2017‑09‑30 13F-HR AVB / AvalonBay Communities, Inc. 176.10 0 159 0 28
2017‑09‑30 13F-HR ROSEHILL RES INC / *W EXP 09/16/202 (777385113) 0.99 224,248 186,102 -17.01 247 184 -25.51
2017‑09‑30 13F-HR PRGS / Progress Software Corp. 38.20 5,200 6,100 17.31 161 233 44.72
2017‑09‑30 13F-HR USPH / U.S. Physical Therapy, Inc. 61.67 0 1,200 0 74
2017‑09‑30 13F-HR SCLN / SciClone Pharmaceuticals, Inc. 11.21 6,121 45,148 637.59 67 506 655.22
2017‑09‑30 13F-HR WMC / Western Asset Mortgage Capital Corp 10.44 6,900 9,000 30.43 71 94 32.39
2017‑09‑30 13F-HR WTS / Watts Water Technologies, Inc. 68.89 0 900 0 62
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 76.05 3,679 1,762 -52.11 330 134 -59.39
2017‑09‑30 13F-HR MIME / Mimecast Limited 27.96 738 930 26.02 20 26 30.00
2017‑09‑30 13F-HR AXS / AXIS Capital Holdings Ltd. 57.25 0 5,310 0 304
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.22 23,520 23,140 -1.62 699 653 -6.58
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 Put 28.21 24,400 15,600 -36.07 725 440 -39.31
2017‑09‑30 13F-HR AF / Astoria Financial Corp. 21.50 243,300 245,628 0.96 4,902 5,281 7.73
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 82.34 17,736 7,967 -55.08 1,661 656 -60.51
2017‑09‑30 13F-HR NFX / Newfield Exploration Company 29.68 42,266 37,196 -12.00 1,203 1,104 -8.23
2017‑09‑30 13F-HR FSTR / Foster (L.B.) Co. 22.73 0 2,200 0 50
2017‑09‑30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 1,181 1,166 -1.27
2017‑09‑30 13F-HR USCR / U.S. Concrete, Inc. 76.30 18,303 21,324 16.51 1,438 1,627 13.14
2017‑09‑30 13F-HR YRCW / YRC Worldwide, Inc. 13.80 255,002 193,571 -24.09 2,836 2,671 -5.82
2017‑09‑30 13F-HR COMM / CommScope Holding Company, Inc. 33.21 86,035 68,451 -20.44 3,272 2,273 -30.53
2017‑09‑30 13F-HR OMAB / Grupo Aeroportuario del Centro Norte S.A.B. de C.V. 40.00 100 100 0.00 5 4 -20.00
2017‑09‑30 13F-HR FGL / Fidelity & Guaranty Life 31.04 119,427 34,700 -70.94 3,708 1,077 -70.95
2017‑09‑30 13F-HR CCXI / ChemoCentryx, Inc. 8.00 1,600 500 -68.75 15 4 -73.33
2017‑09‑30 13F-HR CENT / Central Garden & Pet Co. 39.10 0 844 0 33
2017‑09‑30 13F-HR OMAM / OM Asset Management Plc 14.95 13,775 10,100 -26.68 205 151 -26.34
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 2,038 2,099 2.99
2017‑09‑30 13F-HR GD / General Dynamics Corp. 205.61 471 2,247 377.07 93 462 396.77
2017‑09‑30 13F-HR PTSI / P.A.M. Transportation Services, Inc. 24.05 3,206 3,118 -2.74 61 75 22.95
2017‑09‑30 13F-HR STRP / Straight Path Communications Inc. 180.69 3,753 15,933 324.54 674 2,879 327.15
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 37.93 3,752 5,905 57.38 134 224 67.16
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.82 30,282 69,173 128.43 1,186 2,685 126.39
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF Put 38.82 40,000 33,800 -15.50 1,567 1,312 -16.27
2017‑09‑30 13F-HR HIIQ / Health Insurance Innovations, Inc. 14.50 70,080 138,199 97.20 1,647 2,004 21.68
2017‑09‑30 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 13.24 18,100 33,450 84.81 218 443 103.21
2017‑09‑30 13F-HR TSU / TIM Participacoes S.A. 18.75 0 800 0 15
2017‑09‑30 13F-HR BV / Bazaarvoice, Inc. 5.10 2,143 2,943 37.33 11 15 36.36
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 446.85 623 1,618 159.71 306 723 136.27
2017‑09‑30 13F-HR LLEX / Lilis Energy, Inc. 4.47 347,971 282,247 -18.89 1,705 1,262 -25.98
2017‑09‑30 13F-HR EXTN / Exterran Corp. 30.00 0 100 0 3
2017‑09‑30 13F-HR ELGX / Endologix, Inc. 4.69 213 1,291 1 -99.92
2017‑09‑30 13F-HR YY / YY Inc. 86.70 0 4,360 0 378
2017‑09‑30 13F-HR ESND / Essendant Inc. 12.73 8,000 1,100 -86.25 119 14 -88.24
2017‑09‑30 13F-HR ASIX / AdvanSix Inc. 40.00 0 1,000 0 40
2017‑09‑30 13F-HR SODA / SodaStream International Ltd. 66.25 100 800 700.00 5 53 960.00
2017‑09‑30 13F-HR SAVE / Spirit Airlines, Inc. 33.41 1,165 6,975 498.71 60 233 288.33
2017‑09‑30 13F-HR BRC / Brady Corp. 37.98 4,600 8,900 93.48 156 338 116.67
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.00 8,055 10,610 31.72 432 679 57.18
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. Put 64.04 0 5,700 0 365
2017‑09‑30 13F-HR TCO / Taubman Centers, Inc. 49.70 86,547 89,247 3.12 5,154 4,436 -13.93
2017‑09‑30 13F-HR NQ / NQ Mobile Inc. 5.00 0 200 0 1
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.55 10,800 11,600 7.41 1,275 1,410 10.59
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Call 121.62 16,800 11,100 -33.93 1,983 1,350 -31.92
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Put 121.58 11,400 14,600 28.07 1,345 1,775 31.97
2017‑09‑30 13F-HR CJES / C&J Energy Services Ltd. 29.97 100 32,000 31,900.00 3 959 31,866.67
2017‑09‑30 13F-HR FOE / Ferro Corp. 22.31 5,900 2,600 -55.93 108 58 -46.30
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.43 0 5,092 0 323
2017‑09‑30 13F-HR ITT / ITT Inc. 44.21 8,289 5,700 -31.23 333 252 -24.32
2017‑09‑30 13F-HR OSK / Oshkosh Corporation (Holding Company) 82.61 350 1,150 228.57 24 95 295.83
2017‑09‑30 13F-HR CRCM / Care.com, Inc. 15.71 2,660 2,610 -1.88 40 41 2.50
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF Call 148.13 0 7,500 0 1,111
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF Put 148.18 105,800 30,800 -70.89 14,909 4,564 -69.39
2017‑09‑30 13F-HR IMAX / Imax Corp. Call 23.00 5,900 1,000 -83.05 130 23 -82.31
2017‑09‑30 13F-HR TPC / Tutor Perini Corp. 28.37 20,150 9,448 -53.11 579 268 -53.71
2017‑09‑30 13F-HR CRL / Charles River Laboratories International, Inc. 107.93 2,562 3,039 18.62 259 328 26.64
2017‑09‑30 13F-HR CECO / Career Education Corp. 10.00 400 300 -25.00 4 3 -25.00
2017‑09‑30 13F-HR TICC / TICC Capital Corp. 6.89 3,700 9,000 143.24 23 62 169.57
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. 8.06 5,670 42,309 646.19 46 341 641.30
2017‑09‑30 13F-HR SGMO / Sangamo BioSciences, Inc.