InvestorSowell Financial Services LLC
Portfolio Value $ 400,184,000
Current Positions273
Opened Positions5
Closed Positions29


Latest Holdings, Performance, AUM (from 13F, 13D)

Sowell Financial Services LLC has disclosed 273 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 400,184,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sowell Financial Services LLC's top holdings are iShares Core S&P 500 ETF (NYSE:IVV) , Microsoft Corp. (NASDAQ:MSFT) , Apple, Inc. (NASDAQ:AAPL) , iShares Core U.S. Aggregate Bond ETF (NYSE:AGG) , and iShares Core S&P Small-Cap ETF (NYSE:IJR) . Sowell Financial Services LLC's new positions include JPMorgan Chase & Co. (NYSE:JPM) , Alphabet Inc. Class C (NASDAQ:GOOG) , Alphabet Inc. (NASDAQ:GOOGL) , iShares Trust iShares ESG 1-5 Year USD Corporate Bond ETF (NASDAQ:SUSB) , and iShares Trust iShares ESG USD Corporate Bond ETF (NASDAQ:SUSC) .

All Sowell Financial Services LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 10, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.17 18,720 284
2018-03-31 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 12.97 14,490 188
2018-03-31 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 12.47 16,360 204
2018-03-31 13F-HR RJD / Raymond James Financial, Inc. 88.45 8,486 5,291 -37.65 810 468 -42.22
2018-03-31 13F-HR AET / Aetna, Inc. 176.72 1,988 1,873 -5.78 369 331 -10.30
2018-03-31 13F-HR ILTB / iShares Core Long-Term US Bond ETF 59.77 17,877 18,086 1.17 1,140 1,081 -5.18
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 143.14 1,873 2,054 9.66 319 294 -7.84
2018-03-31 13F-HR BAX / Baxter International, Inc. 70.51 7,148 6,269 -12.30 495 442 -10.71
2018-03-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.78 6,967 6,900 -0.96 327 309 -5.50
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 66.19 28,626 24,821 -13.29 1,937 1,643 -15.18
2018-03-31 13F-HR UTX / United Technologies Corp. 118.58 4,102 4,714 14.92 552 559 1.27
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 73.69 4,730 4,777 0.99 362 352 -2.76
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.75 134,713 136,977 1.68 6,944 6,541 -5.80
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.16 105,747 74,936 -29.14 3,102 2,035 -34.40
2018-03-31 13F-HR F / Ford Motor Co. 11.21 81,108 88,215 8.76 979 989 1.02
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 48.96 6,285 6,086 -3.17 361 298 -17.45
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 37.91 6,419 6,489 1.09 280 246 -12.14
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 103.16 6,883 9,888 43.66 721 1,020 41.47
2018-03-31 13F-HR CELG / Celgene Corp. 87.01 4,762 2,563 -46.18 484 223 -53.93
2018-03-31 13F-HR DEO / Diageo plc 140.40 4,217 4,181 -0.85 612 587 -4.08
2018-03-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.16 0 20,766 0 1,727
2018-03-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.49 122,163 134,963 10.48 8,466 8,974 6.00
2018-03-31 13F-HR IUSG / iShares Core Russell U.S. Growth 54.76 21,824 31,792 45.67 1,238 1,741 40.63
2018-03-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 132.59 3,842 6,275 63.33 503 832 65.41
2018-03-31 13F-HR TIP / iShares TIPS Bond ETF 111.91 10,116 9,785 -3.27 1,147 1,095 -4.53
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 101.04 13,954 13,589 -2.62 1,609 1,373 -14.67
2018-03-31 13F-HR KEY / KeyCorp 19.76 36,666 36,683 0.05 763 725 -4.98
2018-03-31 13F-HR RAD / Rite Aid Corp. 1.67 13,800 13,800 0.00 32 23 -28.12
2018-03-31 13F-HR ALL / Allstate Corp. (The) 94.10 4,331 3,932 -9.21 450 370 -17.78
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF 61.98 51,547 51,017 -1.03 3,198 3,162 -1.13
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 340.99 1,835 3,220 75.48 653 1,098 68.15
2018-03-31 13F-HR FE / FirstEnergy Corp. 34.04 0 8,578 0 292
2018-03-31 13F-HR MMM / 3M Co. 194.52 2,029 2,082 2.61 499 405 -18.84
2018-03-31 13F-HR ED / Consolidated Edison, Inc. 79.23 10,382 8,040 -22.56 813 637 -21.65
2018-03-31 13F-HR TGNA / TEGNA Inc. 10.50 10,120 10,096 -0.24 152 106 -30.26
2018-03-31 13F-HR APH / Amphenol Corp. 83.96 12,881 13,256 2.91 1,189 1,113 -6.39
2018-03-31 13F-HR SYY / SYSCO Corp. 62.92 3,312 3,592 8.45 206 226 9.71
2018-03-31 13F-HR SNY / Sanofi 38.93 7,760 7,604 -2.01 345 296 -14.20
2018-03-31 13F-HR ZTS / Zoetis Inc. 79.92 7,735 9,509 22.93 590 760 28.81
2018-03-31 13F-HR IAU / iShares Gold Trust 12.53 76,460 69,460 -9.16 975 870 -10.77
2018-03-31 13F-HR INTC / Intel Corp. 52.31 127,397 119,859 -5.92 5,667 6,270 10.64
2018-03-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.11 23,935 23,949 0.06 328 314 -4.27
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 80.15 4,628 4,629 0.02 385 371 -3.64
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 81.05 15,813 9,599 -39.30 1,393 778 -44.15
2018-03-31 13F-HR INTU / Intuit Inc. 185.97 8,546 6,743 -21.10 1,405 1,254 -10.75
2018-03-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 290,500.00 12 10 -16.67 3,840 2,905 -24.35
2018-03-31 13F-HR PMM / Putnam Managed Municipal Income Trust 7.06 19,400 19,400 0.00 142 137 -3.52
2018-03-31 13F-HR AMX / America Movil S.A.B. de CV 18.06 113,382 113,133 -0.22 2,075 2,043 -1.54
2018-03-31 13F-HR IAC / IAC/InterActiveCorp. 130.69 2,173 2,173 0.00 293 284 -3.07
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 143.61 1,474 3,231 119.20 227 464 104.41
2018-03-31 13F-HR CMI / Cummins, Inc. 146.14 2,051 2,395 16.77 377 350 -7.16
2018-03-31 13F-HR CVX / Chevron Corp. 125.48 53,248 56,175 5.50 7,007 7,049 0.60
2018-03-31 13F-HR TSN / Tyson Foods, Inc. 67.48 4,624 4,816 4.15 365 325 -10.96
2018-03-31 13F-HR 74348TAR3 / Prospect Capital Corp. 4.95% Bond due 2022-07-15 1.00 14,000 14,000 0.00 14 14 0.00
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 114.52 30,461 8,601 -71.76 3,660 985 -73.09
2018-03-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 9.51 29,718 29,756 0.13 298 283 -5.03
2018-03-31 13F-HR OZRK / Bank of the Ozarks, Inc. 47.22 25,757 14,401 -44.09 1,319 680 -48.45
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 50.25 30,704 23,624 -23.06 2,089 1,187 -43.18
2018-03-31 13F-HR CNI / Canadian National Railway Co. 76.13 5,423 5,425 0.04 437 413 -5.49
2018-03-31 13F-HR ABT / Abbott Laboratories 57.87 14,422 14,255 -1.16 852 825 -3.17
2018-03-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 12.86 18,230 18,277 0.26 246 235 -4.47
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 70.96 23,232 23,719 2.10 2,095 1,683 -19.67
2018-03-31 13F-HR APU / AmeriGas Partners, L.P. 42.83 59,240 61,403 3.65 2,772 2,630 -5.12
2018-03-31 13F-HR MSFT / Microsoft Corp. 93.51 171,147 158,362 -7.47 15,420 14,808 -3.97
2018-03-31 13F-HR EXC / Exelon Corp. 40.39 6,389 13,344 108.86 247 539 118.22
2018-03-31 13F-HR NEAR / iShares Short Maturity Bond ETF 50.11 13,711 16,742 22.11 688 839 21.95
2018-03-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 101.45 6,869 3,943 -42.60 715 400 -44.06
2018-03-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 98.75 8,915 8,992 0.86 945 888 -6.03
2018-03-31 13F-HR FB / Facebook, Inc. 176.04 17,313 14,735 -14.89 3,113 2,594 -16.67
2018-03-31 13F-HR VGT / Vanguard Information Technology ETF 173.30 0 1,760 0 305
2018-03-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.38 15,843 11,181 -29.43 911 608 -33.26
2018-03-31 13F-HR MBB / iShares MBS ETF 103.59 7,890 3,620 -54.12 835 375 -55.09
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 136.61 27,820 26,301 -5.46 3,954 3,593 -9.13
2018-03-31 13F-HR MAR / Marriott International, Inc. 134.13 3,365 3,109 -7.61 475 417 -12.21
2018-03-31 13F-HR VGK / Vanguard FTSE Europe ETF 59.12 6,207 6,225 0.29 386 368 -4.66
2018-03-31 13F-HR NLY / Annaly Capital Management, Inc. 10.26 19,599 22,616 15.39 217 232 6.91
2018-03-31 13F-HR VDE / Vanguard Energy ETF 101.24 9,445 11,744 24.34 988 1,189 20.34
2018-03-31 13F-HR SRE / Sempra Energy 111.15 10,035 9,141 -8.91 1,064 1,016 -4.51
2018-03-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.48 11,343 23,114 103.77 595 1,190 100.00
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 36.94 17,966 17,487 -2.67 679 646 -4.86
2018-03-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 8.84 18,508 18,546 0.21 175 164 -6.29
2018-03-31 13F-HR MCD / McDonald's Corp. 160.71 16,084 13,627 -15.28 2,808 2,190 -22.01
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 71.68 8,789 9,347 6.35 729 670 -8.09
2018-03-31 13F-HR FSIC / FS Investment Corporation 7.59 73,079 40,699 -44.31 555 309 -44.32
2018-03-31 13F-HR MO / Altria Group, Inc. 55.69 83,198 89,596 7.69 5,826 4,990 -14.35
2018-03-31 13F-HR PBF / PBF Energy, Inc. 38.77 26,592 15,968 -39.95 902 619 -31.37
2018-03-31 13F-HR CNP / CenterPoint Energy, Inc. 25.48 0 8,477 0 216
2018-03-31 13F-HR BSV / Vanguard Short-Term Bond ETF 78.00 18,253 16,679 -8.62 1,439 1,301 -9.59
2018-03-31 13F-HR HCP / HCP, Inc. 23.44 101,766 105,868 4.03 2,374 2,482 4.55
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 51.53 7,387 7,335 -0.70 457 378 -17.29
2018-03-31 13F-HR PSX / Phillips 66 114.55 7,027 9,472 34.79 740 1,085 46.62
2018-03-31 13F-HR SJM / Smucker (J.M.) Co. 113.73 0 4,080 0 464
2018-03-31 13F-HR D / Dominion Resources, Inc. 66.15 5,078 6,168 21.47 380 408 7.37
2018-03-31 13F-HR VTV / Vanguard Value ETF 102.33 0 4,456 0 456
2018-03-31 13F-HR NKE / Nike, Inc. 68.26 6,955 6,431 -7.53 446 439 -1.57
2018-03-31 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 18.06 16,859 18,222 8.08 324 329 1.54
2018-03-31 13F-HR DE / Deere & Co. 134.95 7,590 1,734 -77.15 1,274 234 -81.63
2018-03-31 13F-HR CMS / CMS Energy Corp. 46.83 7,294 6,064 -16.86 322 284 -11.80
2018-03-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 77.99 12,884 16,079 24.80 1,019 1,254 23.06
2018-03-31 13F-HR CDW / CDW Corporation 76.07 7,757 7,795 0.49 572 593 3.67
2018-03-31 13F-HR FENY / Fidelity MSCI Energy Index ETF 20.49 2,377 49,190 1,969.42 49 1,008 1,957.14
2018-03-31 13F-HR NFLX / Netflix, Inc. 313.20 2,578 3,196 23.97 568 1,001 76.23
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 264.96 87,321 76,935 -11.89 24,560 20,385 -17.00
2018-03-31 13F-HR COF / Capital One Financial Corp. 89.13 0 2,457 0 219
2018-03-31 13F-HR GLW / Corning, Inc. 26.71 14,080 13,552 -3.75 491 362 -26.27
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF 119.06 15,181 11,540 -23.98 1,950 1,374 -29.54
2018-03-31 13F-HR BP / BP Plc 44.70 77,517 81,506 5.15 3,325 3,643 9.56
2018-03-31 13F-HR NAVB / Navidea Biopharmaceuticals, Inc. 0.27 506,634 303,503 -40.09 190 82 -56.84
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 154.64 20,737 21,741 4.84 3,246 3,362 3.57
2018-03-31 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 15.14 11,611 11,627 0.14 167 176 5.39
2018-03-31 13F-HR FDX / FedEx Corp. 240.44 2,324 3,190 37.26 632 767 21.36
2018-03-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 14.81 48,154 48,154 0.00 735 713 -2.99
2018-03-31 13F-HR DIS / The Walt Disney Co. 99.59 11,089 10,423 -6.01 1,224 1,038 -15.20
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 122.01 1,757 1,713 -2.50 212 209 -1.42
2018-03-31 13F-HR IWR / iShares Russell Mid-Cap ETF 205.40 1,649 1,631 -1.09 354 335 -5.37
2018-03-31 13F-HR IYJ / iShares U.S. Industrial ETF 140.18 4,965 4,965 0.00 769 696 -9.49
2018-03-31 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 7.60 12,270 12,364 0.77 106 94 -11.32
2018-03-31 13F-HR COP / ConocoPhillips 65.43 22,246 22,374 0.58 1,329 1,464 10.16
2018-03-31 13F-HR SSO / ProShares Ultra S&P500 104.68 4,695 16,650 254.63 561 1,743 210.70
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.35 26,003 25,002 -3.85 2,274 2,134 -6.16
2018-03-31 13F-HR GLD / SPDR Gold Shares 123.68 10,690 9,177 -14.15 1,345 1,135 -15.61
2018-03-31 13F-HR CHD / Church & Dwight Co., Inc. 45.91 6,009 10,586 76.17 297 486 63.64
2018-03-31 13F-HR DOG / ProShares Short DOW30 15.24 0 42,000 0 640
2018-03-31 13F-HR MUB / iShares National Muni Bond ETF 107.96 11,537 10,735 -6.95 1,270 1,159 -8.74
2018-03-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 21.81 11,196 11,323 1.13 271 247 -8.86
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 26.51 17,277 17,921 3.73 489 475 -2.86
2018-03-31 13F-HR DRTAX / Dreyfus Municipal Bond 12.52 16,458 16,458 0.00 212 206 -2.83
2018-03-31 13F-HR QLD / ProShares Ultra QQQ 77.32 7,001 4,837 -30.91 581 374 -35.63
2018-03-31 13F-HR HRB / Block (H.&R.), Inc. 26.76 8,120 7,849 -3.34 215 210 -2.33
2018-03-31 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 22.39 20,475 19,475 -4.88 482 436 -9.54
2018-03-31 13F-HR AMGN / Amgen Inc. 169.38 4,863 5,042 3.68 912 854 -6.36
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 76.79 73,923 81,400 10.11 6,463 6,251 -3.28
2018-03-31 13F-HR KO / Coca Cola Co. 42.06 151,207 159,665 5.59 7,089 6,716 -5.26
2018-03-31 13F-HR PPL / PPL Corp. 28.74 8,798 8,421 -4.29 278 242 -12.95
2018-03-31 13F-HR AXP / American Express Co. 97.57 8,396 6,508 -22.49 838 635 -24.22
2018-03-31 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 48.98 44,117 45,184 2.42 2,189 2,213 1.10
2018-03-31 13F-HR ETR / Entergy Corp. 81.60 4,043 4,571 13.06 315 373 18.41
2018-03-31 13F-HR UNP / Union Pacific Corp. 131.27 6,510 8,494 30.48 914 1,115 21.99
2018-03-31 13F-HR LLY / Eli Lilly & Co. 78.82 7,215 6,876 -4.70 619 542 -12.44
2018-03-31 13F-HR BND / Vanguard Total Bond Market ETF 78.79 6,186 8,402 35.82 500 662 32.40
2018-03-31 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.60 0 10,094 0 107
2018-03-31 13F-HR FCOR / Fidelity Corporate Bond ETF 48.38 11,494 6,325 -44.97 580 306 -47.24
2018-03-31 13F-HR SLV / iShares Silver Trust 15.44 12,593 15,676 24.48 201 242 20.40
2018-03-31 13F-HR CVS / CVS Health Corporation 65.95 2,838 10,994 287.39 225 725 222.22
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF 75.96 8,636 10,414 20.59 665 791 18.95
2018-03-31 13F-HR NVS / Novartis AG 75.68 3,756 3,541 -5.72 325 268 -17.54
2018-03-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 108.68 22,580 25,194 11.58 2,617 2,738 4.62
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 221.15 5,518 3,943 -28.54 1,083 872 -19.48
2018-03-31 13F-HR XPFLX / PIMCO Income Strategy Fund 12.01 0 11,659 0 140
2018-03-31 13F-HR TXT / Textron, Inc. 62.31 3,643 3,643 0.00 214 227 6.07
2018-03-31 13F-HR SPAB / SPDR Portfolio Aggregate Bond ET 27.74 138,761 134,079 -3.37 3,956 3,719 -5.99
2018-03-31 13F-HR IBM / International Business Machines Corp. 142.42 13,523 12,175 -9.97 2,287 1,734 -24.18
2018-03-31 13F-HR JLS / Nuveen Mortgage Opportunity Fund 23.42 17,931 17,931 0.00 432 420 -2.78
2018-03-31 13F-HR GIM / Templeton Global Income Fund 6.45 12,410 12,410 0.00 80 80 0.00
2018-03-31 13F-HR SRPT / Sarepta Therapeutics, Inc. 78.48 0 4,409 0 346
2018-03-31 13F-HR PRU / Prudential Financial, Inc. 101.30 0 3,317 0 336
2018-03-31 13F-HR V / Visa, Inc. 126.38 13,067 11,125 -14.86 1,609 1,406 -12.62
2018-03-31 13F-HR VO / Vanguard Mid-Cap ETF 153.15 9,041 8,227 -9.00 1,448 1,260 -12.98
2018-03-31 13F-HR GVIP / Goldman Sachs Hedge Industry VIP 52.66 14,680 31,354 113.58 818 1,651 101.83
2018-03-31 13F-HR BNDX / Vanguard Total International Bond ETF 54.55 23,599 46,419 96.70 1,279 2,532 97.97
2018-03-31 13F-HR NVDA / NVIDIA Corp. 226.27 6,791 7,513 10.63 1,524 1,700 11.55
2018-03-31 13F-HR STT / State Street Corp. 97.81 0 5,981 0 585
2018-03-31 13F-HR FFIV / F5 Networks, Inc. 165.92 2,001 2,001 0.00 276 332 20.29
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 105.67 92,019 103,387 12.35 9,976 10,925 9.51
2018-03-31 13F-HR ABBV / AbbVie Inc. 100.36 47,022 37,295 -20.69 4,881 3,743 -23.31
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.22 15,376 11,154 -27.46 4,292 2,936 -31.59
2018-03-31 13F-HR KHC / Kraft Heinz Company 54.20 40,634 52,117 28.26 3,221 2,825 -12.29
2018-03-31 13F-HR CAT / Caterpillar, Inc. 143.86 12,822 8,230 -35.81 2,165 1,184 -45.31
2018-03-31 13F-HR CTT / CatchMark Timber Trust, Inc. 13.10 20,144 27,945 38.73 263 366 39.16
2018-03-31 13F-HR GE / General Electric Co. 14.18 81,116 81,385 0.33 1,360 1,154 -15.15
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.12 120,704 138,529 14.77 5,913 6,250 5.70
2018-03-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.13 119,028 155,149 30.35 7,177 8,708 21.33
2018-03-31 13F-HR CTL / CenturyLink, Inc. 18.49 70,919 93,039 31.19 1,230 1,720 39.84
2018-03-31 13F-HR AEP / American Electric Power Company, Inc. 69.16 0 3,123 0 216
2018-03-31 13F-HR 74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15 1.01 92,000 88,000 -4.35 94 89 -5.32
2018-03-31 13F-HR AAPL / Apple, Inc. 176.57 76,510 76,017 -0.64 13,715 13,422 -2.14
2018-03-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 154.11 7,998 7,709 -3.61 1,257 1,188 -5.49
2018-03-31 13F-HR BFOR / Barron's 400 ETF 41.45 13,125 13,125 0.00 569 544 -4.39
2018-03-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 106.20 16,154 12,185 -24.57 1,785 1,294 -27.51
2018-03-31 13F-HR SVMLF / Silvercorp Metals Inc. 2.80 28,900 20,000 -30.80 82 56 -31.71
2018-03-31 13F-HR BYM / BlackRock Municipal Income Quality Trust 13.01 14,358 14,602 1.70 201 190 -5.47
2018-03-31 13F-HR MON / Monsanto Co. 125.27 4,249 5,923 39.40 505 742 46.93
2018-03-31 13F-HR SBUX / Starbucks Corp. 56.70 52,471 52,966 0.94 3,205 3,003 -6.30
2018-03-31 13F-HR KWEB / KraneShares CSI China Internet ETF 59.01 5,135 5,135 0.00 332 303 -8.73
2018-03-31 13F-HR AFL / AFLAC, Inc. 45.03 4,387 9,194 109.57 379 414 9.23
2018-03-31 13F-HR FTSL / First Trust Senior Loan Fund ETF 48.16 11,897 11,233 -5.58 575 541 -5.91
2018-03-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 239.11 4,060 8,653 113.13 1,056 2,069 95.93
2018-03-31 13F-HR KLAC / KLA-Tencor Corp. 102.08 5,094 5,329 4.61 584 544 -6.85
2018-03-31 13F-HR JNJ / Johnson & Johnson 123.49 42,296 37,403 -11.57 6,214 4,619 -25.67
2018-03-31 13F-HR IBDK / iShares iBonds Dec 2019 Corporate ETF 24.78 9,535 8,999 -5.62 237 223 -5.91
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 306.92 1,766 1,704 -3.51 555 523 -5.77
2018-03-31 13F-HR IWO / iShares Russell 2000 Growth ETF 192.96 0 4,856 0 937
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 185.92 13,648 11,489 -15.82 2,707 2,136 -21.09
2018-03-31 13F-HR WM / Waste Management, Inc. 80.80 9,653 8,899 -7.81 849 719 -15.31
2018-03-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 165.16 2,327 2,319 -0.34 386 383 -0.78
2018-03-31 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 30.01 34,145 8,664 -74.63 1,043 260 -75.07
2018-03-31 13F-HR CIU / iShares Intermediate Credit Bond ETF 106.13 12,794 12,325 -3.67 1,389 1,308 -5.83
2018-03-31 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 60.53 6,591 6,493 -1.49 420 393 -6.43
2018-03-31 13F-HR PGR / Progressive Corp. (The) 59.06 0 6,062 0 358
2018-03-31 13F-HR ORCL / Oracle Corp. 45.50 9,361 9,231 -1.39 470 420 -10.64
2018-03-31 13F-HR TWTR / Twitter, Inc. 30.51 9,285 9,406 1.30 223 287 28.70
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 111.16 30,309 35,822 18.19 4,049 3,982 -1.65
2018-03-31 13F-HR VLO / Valero Energy Corp. 112.19 2,251 7,514 233.81 217 843 288.48
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 66.88 4,628 6,863 48.29 376 459 22.07
2018-03-31 13F-HR IYH / iShares U.S. Healthcare ETF 171.60 2,838 2,838 0.00 525 487 -7.24
2018-03-31 13F-HR MAS / Masco Corp. 37.70 7,357 7,347 -0.14 340 277 -18.53
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,569.56 3,097 2,904 -6.23 4,005 4,558 13.81
2018-03-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 94.49 4,335 4,138 -4.54 413 391 -5.33
2018-03-31 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 63.08 8,908 11,383 27.78 590 718 21.69
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.19 75,085 80,616 7.37 4,802 4,207 -12.39
2018-03-31 13F-HR PAYX / Paychex, Inc. 60.85 9,349 8,644 -7.54 644 526 -18.32
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 63.05 5,539 5,519 -0.36 424 348 -17.92
2018-03-31 13F-HR CI / Cigna Corp. 172.49 3,298 1,803 -45.33 724 311 -57.04
2018-03-31 13F-HR RTN / Raytheon Co. 201.19 3,266 3,206 -1.84 639 645 0.94
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 70.45 34,657 41,956 21.06 2,555 2,956 15.69
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 95.63 29,612 26,927 -9.07 2,956 2,575 -12.89
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.49 12,935 13,278 2.65 983 843 -14.24
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 118.27 25,437 35,453 39.38 3,147 4,193 33.24
2018-03-31 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 102.53 24,859 7,198 -71.04 2,619 738 -71.82
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 52.35 11,349 10,851 -4.39 675 568 -15.85
2018-03-31 13F-HR BA / Boeing Company (The) 324.20 25,769 25,407 -1.40 8,765 8,237 -6.02
2018-03-31 13F-HR LUV / Southwest Airlines Co. 52.24 4,832 7,523 55.69 314 393 25.16
2018-03-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 27.16 10,840 31,146 187.32 319 846 165.20
2018-03-31 13F-HR 74348TAQ5 / Prospect Capital Corp. 4.75% Bond due 2020-04-15 1.00 83,000 79,000 -4.82 84 79 -5.95
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 305.49 1,195 1,329 11.21 398 406 2.01
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 76.88 8,645 9,027 4.42 652 694 6.44
2018-03-31 13F-HR MCO / Moody's Corp. 162.66 3,603 5,527 53.40 568 899 58.27
2018-03-31 13F-HR ANTM / Anthem, Inc. 229.32 0 2,394 0 549
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 193.30 10,775 12,535 16.33 2,297 2,423 5.49
2018-03-31 13F-HR MS / Morgan Stanley 51.70 9,278 8,472 -8.69 518 438 -15.44
2018-03-31 13F-HR WY / Weyerhaeuser Co. 36.54 8,637 13,684 58.43 305 500 63.93
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 46.33 26,488 33,326 25.82 1,325 1,544 16.53
2018-03-31 13F-HR IVW / iShares S&P 500 Growth ETF 155.66 34,686 34,119 -1.63 5,596 5,311 -5.09
2018-03-31 13F-HR MSI / Motorola Solutions, Inc. 107.71 4,275 4,345 1.64 417 468 12.23
2018-03-31 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.46 10,436 10,449 0.12 81 78 -3.70
2018-03-31 13F-HR VB / Vanguard Small-Cap ETF 147.87 9,416 8,149 -13.46 1,427 1,205 -15.56
2018-03-31 13F-HR ALPN / Alpine Immune Sciences Inc 7.45 15,714 15,714 0.00 168 117 -30.36
2018-03-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 176.00 10,034 14,943 48.92 1,761 2,630 49.35
2018-03-31 13F-HR T / AT & T, Inc. 32.06 170,021 181,543 6.78 6,316 5,820 -7.85
2018-03-31 13F-HR IVE / iShares S&P 500 Value ETF 108.55 35,616 36,232 1.73 4,214 3,933 -6.67
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 187.35 28,889 31,001 7.31 5,648 5,808 2.83
2018-03-31 13F-HR GIS / General Mills, Inc. 42.49 66,209 83,130 25.56 3,884 3,532 -9.06
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 233.41 10,419 9,541 -8.43 2,534 2,227 -12.12
2018-03-31 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 24.99 25,035 27,975 11.74 617 699 13.29
2018-03-31 13F-HR COST / Costco Wholesale Corp. 194.01 10,429 10,381 -0.46 1,997 2,014 0.85
2018-03-31 13F-HR BIIB / Biogen Inc. 274.51 788 765 -2.92 271 210 -22.51
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 78.35 72,791 124,545 71.10 5,744 9,758 69.88
2018-03-31 13F-HR VPL / Vanguard MSCI Pacific ETF 73.15 0 2,939 0 215
2018-03-31 13F-HR MHFI / McGraw Hill Financial, Inc. 187.75 1,856 1,976 6.47 332 371 11.75
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 43.86 112,890 114,389 1.33 4,662 5,017 7.61
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 76.52 15,796 17,028 7.80 1,237 1,303 5.34
2018-03-31 13F-HR ICON / Iconix Brand Group, Inc. 21,199 0 -100.00 34 0 -100.00
2018-03-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 1,420 0 -100.00 231 0 -100.00
2018-03-31 13F-HR JPGB / JPMorgan Global Bond Opportunities ETF 16,045 0 -100.00 826 0 -100.00
2018-03-31 13F-HR DKS / Dick's Sporting Goods, Inc. 17,750 0 -100.00 586 0 -100.00
2018-03-31 13F-HR CMCSA / Comcast Corp. 10,640 0 -100.00 445 0 -100.00
2018-03-31 13F-HR DNP / DNP Select Income Fund, Inc. 12,565 0 -100.00 132 0 -100.00
2018-03-31 13F-HR EXP / Eagle Materials, Inc. 4,885 0 -100.00 566 0 -100.00
2018-03-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 21,431 0 -100.00 290 0 -100.00
2018-03-31 13F-HR FTF / Franklin Templeton Limited Duration Income Trust 26,269 0 -100.00 312 0 -100.00
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 10,097 0 -100.00 196 0 -100.00
2018-03-31 13F-HR IWB / iShares Russell 1000 ETF 8,899 0 -100.00 1,382 0 -100.00
2018-03-31 13F-HR LEN / Lennar Corp. 6,595 0 -100.00 465 0 -100.00
2018-03-31 13F-HR NRG / NRG Energy, Inc. 10,780 0 -100.00 289 0 -100.00
2018-03-31 13F-HR JEC / Jacobs Engineering Group, Inc. 5,806 0 -100.00 403 0 -100.00
2018-03-31 13F-HR PRAH / PRA Health Sciences, Inc. 4,459 0 -100.00 414 0 -100.00
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF 4,499 0 -100.00 283 0 -100.00
2018-03-31 13F-HR SC / Santander Consumer USA Holdings Inc. 47,433 0 -100.00 859 0 -100.00
2018-03-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 26,949 0 -100.00 992 0 -100.00
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF 10,358 0 -100.00 823 0 -100.00
2018-03-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 32,899 0 -100.00 3,875 0 -100.00
2018-03-31 13F-HR TM / Toyota Motor Corp. 2,331 0 -100.00 323 0 -100.00
2018-03-31 13F-HR CIK / Credit Suisse Asset Management Income Fund, Inc. 15,000 0 -100.00 49 0 -100.00
2018-03-31 13F-HR FISV / Fiserv, Inc. 3,013 0 -100.00 416 0 -100.00
2018-03-31 13F-HR DHR / Danaher Corp. 3,337 0 -100.00 333 0 -100.00
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 4,137 0 -100.00 366 0 -100.00
2018-03-31 13F-HR HYHG / ProShares High Yield-Interest Rate Hedged ETF 4,078 0 -100.00 280 0 -100.00
2018-03-31 13F-HR GSLC / Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF 3,631 0 -100.00 203 0 -100.00
2018-03-31 13F-HR ITB / iShares U.S. Home Construction ETF 11,623 0 -100.00 529 0 -100.00
2018-03-31 13F-HR RIG / Transocean, Inc. 78,143 0 -100.00 885 0 -100.00
2018-03-31 13F-HR FIDELITY / INT HG DIV ETF (316092725) 23.62 16,000 378
2018-03-31 13F-HR YHOO / Yahoo! Inc. 70.14 6,815 478
2018-03-31 13F-HR TWOU / 2U, Inc. 82.45 4,160 343
2018-03-31 13F-HR AXAS / Abraxas Petroleum Corp. 2.84 54,889 156
2018-03-31 13F-HR AGFS / AgroFresh Solutions, Inc. 7.06 17,559 124
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,026.58 790 811
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,024.31 905 927
2018-03-31 13F-HR DGRO / iShares Core Dividend Growth ETF 33.50 9,016 302
2018-03-31 13F-HR ESGD / iShares Trust iShares MSCI EAFE ESG Optimized ETF 68.02 3,602 245
2018-03-31 13F-HR SUSC / iShares Trust iShares ESG USD Corporate Bond ETF 24.21 21,648 524
2018-03-31 13F-HR SUSB / iShares Trust iShares ESG 1-5 Year USD Corporate Bond ETF 24.51 21,950 538
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 107.93 47,634 5,141
2018-03-31 13F-HR NWL / Newell Brands Inc. 26.85 10,204 274
2018-03-31 13F-HR PII / Polaris Industries, Inc 107.16 2,277 244
2018-03-31 13F-HR IGHG / ProShares Investment Grade-Interest Rate Hedged 75.55 3,746 283
2018-03-31 13F-HR XUTGX / Reaves Utility Income Fund 28.21 16,624 469
2018-03-31 13F-HR RHI / Robert Half International, Inc 61.76 7,545 466
2018-03-31 13F-HR COH / Coach, Inc. 46.30 5,724 265
2018-03-31 13F-HR TIF / Tiffany & Co. 101.69 4,789 487
2018-03-31 13F-HR BLV / Vanguard Long-Term Bond ETF 87.71 2,987 262
2018-03-31 13F-HR VUG / Vanguard Growth ETF 142.56 2,378 339
2018-03-31 13F-HR MFS / Manitowoc Foodservice, Inc. 18.80 11,914 224