Current Holdings (from 13F, 13D)

InvestorSowell Financial Services LLC
Portfolio Value$ 383,556,000
Current Positions257
Opened Positions5
Closed Positions33

Sowell Financial Services LLC has disclosed 257 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 383,556,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sowell Financial Services LLC's top holdings are iShares Core S&P 500 ETF (NYSE:IVV) , Microsoft Corp. (NASDAQ:MSFT) , Apple, Inc. (NASDAQ:AAPL) , iShares Core S&P Small-Cap ETF (NYSE:IJR) , and iShares Core U.S. Aggregate Bond ETF (NYSE:AGG) . Sowell Financial Services LLC's new positions include DowDuPont Inc. (NYSE:DWDP) , Alarm.com Holdings, Inc. (NASDAQ:ALRM) , Take-Two Interactive Software, Inc. (NASDAQ:TTWO) , PRA Health Sciences, Inc. (NASDAQ:PRAH) , and EastGroup Properties, Inc. (NYSE:EGP) .


All Sowell Financial Services LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-07. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR ALRM / Alarm.com Holdings, Inc. 45.91 20,846 957
2017‑09‑30 13F-HR ALPN / Alpine Immune Sciences Inc 10.31 15,714 162
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 73.30 13,410 983
2017‑09‑30 13F-HR BCC / Boise Cascade Co. 35.82 11,000 394
2017‑09‑30 13F-HR CTT / CatchMark Timber Trust, Inc. 12.96 11,500 149
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 80.51 5,080 409
2017‑09‑30 13F-HR EGP / EastGroup Properties, Inc. 90.78 4,924 447
2017‑09‑30 13F-HR GOLDMAN SACHS ETF TR / HEDGE IND ETF (381430545) 52.56 13,431 706
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.17 19,707 299
2017‑09‑30 13F-HR PRAH / PRA Health Sciences, Inc. 81.36 6,133 499
2017‑09‑30 13F-HR SSO / ProShares Ultra S&P500 101.53 3,063 311
2017‑09‑30 13F-HR PROSHARES TR / HGH YLD INT RATE (74348A541) 67.99 10,045 683
2017‑09‑30 13F-HR TTWO / Take-Two Interactive Software, Inc. 110.63 5,035 557
2017‑09‑30 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 49.43 4,511 223
2017‑09‑30 13F-HR VSH / Vishay Intertechnology, Inc. 21.63 19,555 423
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.70 13,500 13,500 0.00 32 23 -28.12
2017‑09‑30 13F-HR DEO / Diageo plc 134.54 4,142 4,207 1.57 549 566 3.10
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 94.27 3,542 3,893 9.91 334 367 9.88
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.80 27,708 24,773 -10.59 1,516 1,407 -7.19
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 332.50 808 1,194 47.77 257 397 54.47
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 32.49 7,693 7,202 -6.38 246 234 -4.88
2017‑09‑30 13F-HR MMM / 3M Co. 230.29 3,325 3,982 19.76 686 917 33.67
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 85.78 8,643 8,219 -4.91 727 705 -3.03
2017‑09‑30 13F-HR TGNA / TEGNA Inc. 12.35 19,092 11,902 -37.66 253 147 -41.90
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.04 52,051 91,688 76.15 1,931 3,396 75.87
2017‑09‑30 13F-HR APH / Amphenol Corp. 86.90 5,775 5,915 2.42 450 514 14.22
2017‑09‑30 13F-HR SNY / Sanofi 46.51 7,496 7,504 0.11 359 349 -2.79
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.25 77,631 77,860 0.29 941 954 1.38
2017‑09‑30 13F-HR INTC / Intel Corp. 46.71 123,807 125,908 1.70 4,508 5,881 30.46
2017‑09‑30 13F-HR AET / Aetna, Inc. 171.96 1,762 1,983 12.54 275 341 24.00
2017‑09‑30 13F-HR CVE / Cenovus Energy Inc. 10.08 0 10,517 0 106
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 154.87 1,638 1,795 9.58 232 278 19.83
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 64.24 7,174 7,098 -1.06 428 456 6.54
2017‑09‑30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 108.01 0 27,469 0 2,967
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.36 5,915 6,493 9.77 252 288 14.29
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 62.97 18,253 37,449 105.17 1,056 2,358 123.30
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 65.35 117,866 125,833 6.76 7,404 8,223 11.06
2017‑09‑30 13F-HR UTX / United Technologies Corp. 120.09 3,888 3,947 1.52 459 474 3.27
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.73 6,488 4,772 -26.45 422 328 -22.27
2017‑09‑30 13F-HR ISHARES TR / CORE S&P US GWT (464287671) 52.15 10,724 20,920 95.08 531 1,091 105.46
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 47.83 138,521 145,015 4.69 6,732 6,936 3.03
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 26.64 112,857 137,222 21.59 2,853 3,656 28.15
2017‑09‑30 13F-HR F / Ford Motor Co. 12.35 69,437 78,309 12.78 756 967 27.91
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53.34 6,540 6,281 -3.96 361 335 -7.20
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 122.04 3,898 3,966 1.74 394 484 22.84
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 41.31 7,146 6,318 -11.59 312 261 -16.35
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 91.97 6,758 6,926 2.49 617 637 3.24
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.72 16,931 16,479 -2.67 1,927 1,874 -2.75
2017‑09‑30 13F-HR CELG / Celgene Corp. 100.50 5,861 2,587 -55.86 793 260 -67.21
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.86 0 13,421 0 186
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 74.29 3,118 3,042 -2.44 231 226 -2.16
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.35 11,036 11,740 6.38 875 955 9.14
2017‑09‑30 13F-HR INTU / Intuit Inc. 151.45 3,809 3,823 0.37 519 579 11.56
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 280,000.00 4 11 175.00 1,058 3,080 191.12
2017‑09‑30 13F-HR PMM / Putnam Managed Municipal Income Trust 7.47 19,400 19,400 0.00 147 145 -1.36
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 112.05 13,088 13,253 1.26 1,589 1,485 -6.54
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 124.25 2,183 2,487 13.93 249 309 24.10
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 128.54 2,129 2,155 1.22 225 277 23.11
2017‑09‑30 13F-HR AMX / America Movil S.A.B. de CV 17.11 112,748 112,563 -0.16 1,996 1,926 -3.51
2017‑09‑30 13F-HR CMI / Cummins, Inc. 172.91 3,114 2,244 -27.94 498 388 -22.09
2017‑09‑30 13F-HR CVX / Chevron Corp. 115.91 56,860 60,479 6.36 6,274 7,010 11.73
2017‑09‑30 13F-HR KEY / KeyCorp 18.28 44,868 43,050 -4.05 823 787 -4.37
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 73.19 3,215 3,812 18.57 209 279 33.49
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.49 3,437 19,948 480.39 236 1,426 504.24
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.02 58,232 63,173 8.49 6,999 7,645 9.23
2017‑09‑30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.17 30,008 29,696 -1.04 305 302 -0.98
2017‑09‑30 13F-HR OZRK / Bank of the Ozarks, Inc. 46.06 14,441 14,394 -0.33 634 663 4.57
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 53.45 19,197 22,714 18.32 1,004 1,214 20.92
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 36.04 8,754 10,127 15.68 349 365 4.58
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 79.90 0 2,503 0 200
2017‑09‑30 13F-HR LEN / Lennar Corp. 57.01 6,595 6,595 0.00 359 376 4.74
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.99 13,411 13,985 4.28 656 755 15.09
2017‑09‑30 13F-HR ISHARES TR / IBONDS SEP18 ETF (46429B580) 25.41 12,235 9,013 -26.33 312 229 -26.60
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 86.88 20,714 22,054 6.47 1,897 1,916 1.00
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 45.35 55,268 57,994 4.93 2,442 2,630 7.70
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 83.18 169,032 162,440 -3.90 12,304 13,512 9.82
2017‑09‑30 13F-HR NEAR / iShares Short Maturity Bond ETF 50.20 12,047 12,967 7.64 605 651 7.60
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.07 5,261 5,440 3.40 562 577 2.67
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 96.75 8,927 8,930 0.03 833 864 3.72
2017‑09‑30 13F-HR FB / Facebook, Inc. 182.69 14,746 16,115 9.28 2,525 2,944 16.59
2017‑09‑30 13F-HR CIK / Credit Suisse Asset Management Income Fund, Inc. 3.33 15,000 15,000 0.00 50 50 0.00
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 53.88 18,383 18,838 2.48 955 1,015 6.28
2017‑09‑30 13F-HR MBB / iShares MBS ETF 106.67 8,012 8,540 6.59 857 911 6.30
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 129.86 27,574 24,018 -12.90 3,374 3,119 -7.56
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 120.30 3,096 3,084 -0.39 322 371 15.22
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.49 6,487 3,659 -43.59 369 214 -42.01
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 11.51 27,411 25,885 -5.57 334 298 -10.78
2017‑09‑30 13F-HR VDE / Vanguard Energy ETF 93.80 2,614 8,689 232.40 231 815 252.81
2017‑09‑30 13F-HR SRE / Sempra Energy 116.64 9,625 9,971 3.59 1,131 1,163 2.83
2017‑09‑30 13F-HR PROSHARES TR / RUSS 2000 DIVD (74347B698) 55.86 5,298 4,601 -13.16 291 257 -11.68
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 67.11 15,392 13,991 -9.10 984 939 -4.57
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.78 13,666 11,529 -15.64 691 597 -13.60
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.30 40,976 13,500 -67.05 1,599 517 -67.67
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.25 20,379 18,490 -9.27 183 171 -6.56
2017‑09‑30 13F-HR MCD / McDonald's Corp. 166.35 18,273 16,159 -11.57 2,831 2,688 -5.05
2017‑09‑30 13F-HR MTW / Manitowoc Co., Inc. (The) 10.01 0 112,687 0 1,128
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 72.38 8,174 8,221 0.57 486 595 22.43
2017‑09‑30 13F-HR FSIC / FS Investment Corporation 7.85 88,064 87,358 -0.80 788 686 -12.94
2017‑09‑30 13F-HR MO / Altria Group, Inc. 64.70 76,156 91,714 20.43 4,979 5,934 19.18
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.56 12,501 40,358 222.84 999 3,211 221.42
2017‑09‑30 13F-HR HCP / HCP, Inc. 26.02 88,486 97,103 9.74 2,620 2,527 -3.55
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 125.46 3,013 3,013 0.00 372 378 1.61
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 62.10 7,913 7,343 -7.20 450 456 1.33
2017‑09‑30 13F-HR PSX / Phillips 66 92.24 5,678 6,407 12.84 483 591 22.36
2017‑09‑30 13F-HR NKE / Nike, Inc. 55.10 6,420 6,806 6.01 382 375 -1.83
2017‑09‑30 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 19.03 16,978 17,081 0.61 328 325 -0.91
2017‑09‑30 13F-HR DE / Deere & Co. 134.51 1,558 1,591 2.12 206 214 3.88
2017‑09‑30 13F-HR CMS / CMS Energy Corp. 48.04 7,675 6,849 -10.76 364 329 -9.62
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.86 12,112 11,245 -7.16 970 898 -7.42
2017‑09‑30 13F-HR CDW / CDW Corporation 68.94 7,937 7,760 -2.23 507 535 5.52
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 198.17 2,242 1,862 -16.95 400 369 -7.75
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 259.23 70,773 84,862 19.91 17,620 21,999 24.85
2017‑09‑30 13F-HR GLW / Corning, Inc. 31.64 0 18,044 0 571
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 119.78 16,535 16,664 0.78 1,935 1,996 3.15
2017‑09‑30 13F-HR BP / BP Plc 40.76 70,451 74,484 5.72 2,574 3,036 17.95
2017‑09‑30 13F-HR NAVB / Navidea Biopharmaceuticals, Inc. 0.44 1,507,457 688,471 -54.33 593 302 -49.07
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.25 13,943 14,044 0.72 1,952 2,082 6.66
2017‑09‑30 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.49 11,581 11,596 0.13 175 168 -4.00
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.51 2,082 2,297 10.33 431 518 20.19
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 99.01 6,462 8,343 29.11 691 826 19.54
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 115.34 0 1,734 0 200
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 200.12 1,758 1,674 -4.78 339 335 -1.18
2017‑09‑30 13F-HR IYJ / iShares U.S. Industrial ETF 141.23 4,814 4,815 0.02 642 680 5.92
2017‑09‑30 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 8.67 12,151 12,222 0.58 110 106 -3.64
2017‑09‑30 13F-HR COP / ConocoPhillips 52.10 24,871 21,517 -13.49 1,135 1,121 -1.23
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 59.28 0 19,316 0 1,145
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.02 91,264 91,595 0.36 8,039 8,062 0.29
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.12 11,891 12,772 7.41 1,425 1,547 8.56
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 46.26 5,839 5,880 0.70 290 272 -6.21
2017‑09‑30 13F-HR BXS / BancorpSouth, Inc. 31.88 11,229 11,229 0.00 337 358 6.23
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 110.43 5,533 5,243 -5.24 614 579 -5.70
2017‑09‑30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.64 0 11,220 0 254
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 25.03 12,707 16,462 29.55 332 412 24.10
2017‑09‑30 13F-HR DHR / Danaher Corp. 92.88 3,258 3,273 0.46 262 304 16.03
2017‑09‑30 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.67 8,351 8,351 0.00 206 206 0.00
2017‑09‑30 13F-HR AMGN / Amgen Inc. 175.31 4,132 4,666 12.92 718 818 13.93
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 83.87 64,477 71,150 10.35 5,156 5,967 15.73
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.80 146,605 146,565 -0.03 6,685 6,713 0.42
2017‑09‑30 13F-HR PPL / PPL Corp. 36.91 11,654 10,864 -6.78 453 401 -11.48
2017‑09‑30 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 50.05 13,220 15,066 13.96 664 754 13.55
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 11.24 17,490 14,060 -19.61 198 158 -20.20
2017‑09‑30 13F-HR ETR / Entergy Corp. 85.70 15,355 14,270 -7.07 1,190 1,223 2.77
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 117.07 6,375 6,509 2.10 657 762 15.98
2017‑09‑30 13F-HR SC / Santander Consumer USA Holdings Inc. 16.82 75,700 67,299 -11.10 1,005 1,132 12.64
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 82.90 7,044 7,045 0.01 577 584 1.21
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC24 ETF (46434VBG4) 25.14 11,096 12,052 8.62 279 303 8.60
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.78 3,315 3,693 11.40 271 302 11.44
2017‑09‑30 13F-HR FFIDX / Fidelity 50.81 0 14,447 0 734
2017‑09‑30 13F-HR SLV / iShares Silver Trust 16.22 0 10,236 0 166
2017‑09‑30 13F-HR CVS / CVS Health Corporation 69.12 0 2,966 0 205
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 79.99 3,083 7,013 127.47 247 561 127.13
2017‑09‑30 13F-HR NVS / Novartis AG 82.90 3,358 3,426 2.03 283 284 0.35
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 115.78 5,363 5,191 -3.21 618 601 -2.75
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC20 ETF (46434VAQ3) 25.49 16,103 15,537 -3.51 411 396 -3.65
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 176.17 1,384 1,368 -1.16 205 241 17.56
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 82.44 0 6,405 0 528
2017‑09‑30 13F-HR TXT / Textron, Inc. 53.30 4,146 4,146 0.00 203 221 8.87
2017‑09‑30 13F-HR SPDR SERIES TRUST / BLOMBRG BRC AGRT (78464A649) 28.76 86,709 167,981 93.73 5,001 4,831 -3.40
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 154.07 9,812 12,592 28.33 1,394 1,940 39.17
2017‑09‑30 13F-HR FTF / Franklin Templeton Limited Duration Income Trust 11.90 33,029 30,324 -8.19 392 361 -7.91
2017‑09‑30 13F-HR JLS / Nuveen Mortgage Opportunity Fund 25.82 12,741 12,741 0.00 327 329 0.61
2017‑09‑30 13F-HR GIM / Templeton Global Income Fund 6.69 12,410 12,410 0.00 83 83 0.00
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84.23 9,904 7,883 -20.41 837 664 -20.67
2017‑09‑30 13F-HR V / Visa, Inc. 111.08 5,838 6,302 7.95 591 700 18.44
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 148.99 9,760 9,806 0.47 1,407 1,461 3.84
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54.83 11,687 8,773 -24.93 638 481 -24.61
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 207.25 6,197 6,784 9.47 1,055 1,406 33.27
2017‑09‑30 13F-HR GSLC / Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF 51.14 5,593 4,419 -20.99 275 226 -17.82
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.30 45,692 81,924 79.30 5,006 8,954 78.87
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 92.45 53,329 50,395 -5.50 3,811 4,659 22.25
2017‑09‑30 13F-HR LPX / Louisiana-Pacific Corp. 27.15 0 12,597 0 342
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 257.46 18,942 17,750 -6.29 4,684 4,570 -2.43
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.70 32,598 37,643 15.48 2,809 2,925 4.13
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 136.29 22,088 15,093 -31.67 2,527 2,057 -18.60
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 14.03 25,289 25,311 0.09 360 355 -1.39
2017‑09‑30 13F-HR ITB / iShares U.S. Home Construction ETF 40.01 0 15,873 0 635
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC21 ETF (46434VBK5) 24.92 31,429 9,070 -71.14 786 226 -71.25
2017‑09‑30 13F-HR GE / General Electric Co. 20.02 195,514 217,455 11.22 4,997 4,353 -12.89
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 44.74 143,662 130,852 -8.92 6,252 5,854 -6.37
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.09 125,208 104,901 -16.22 6,679 5,884 -11.90
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 17.85 83,626 94,206 12.65 1,829 1,682 -8.04
2017‑09‑30 13F-HR AAPL / Apple, Inc. 166.89 73,714 74,815 1.49 11,800 12,486 5.81
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 148.35 7,076 6,808 -3.79 982 1,010 2.85
2017‑09‑30 13F-HR ALPS ETF TR / BARRONS 400 ETF (00162Q726) 40.29 10,325 10,325 0.00 392 416 6.12
2017‑09‑30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 100.30 3,563 3,330 -6.54 331 334 0.91
2017‑09‑30 13F-HR GWR / Genesee & Wyoming, Inc. 72.43 0 2,913 0 211
2017‑09‑30 13F-HR SVMLF / Silvercorp Metals Inc. 2.60 28,516 28,516 0.00 78 74 -5.13
2017‑09‑30 13F-HR BYM / BlackRock Municipal Income Quality Trust 14.26 14,062 14,237 1.24 203 203 0.00
2017‑09‑30 13F-HR MON / Monsanto Co. 121.13 4,290 4,260 -0.70 503 516 2.58
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 55.14 51,938 50,636 -2.51 2,832 2,792 -1.41
2017‑09‑30 13F-HR KWEB / KraneShares CSI China Internet ETF 57.07 4,135 4,135 0.00 232 236 1.72
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 84.20 4,357 4,050 -7.05 354 341 -3.67
2017‑09‑30 13F-HR FTSL / First Trust Senior Loan Fund ETF 48.31 11,515 11,675 1.39 559 564 0.89
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 234.27 1,638 3,607 120.21 361 845 134.07
2017‑09‑30 13F-HR KLAC / KLA-Tencor Corp. 105.22 5,069 5,094 0.49 460 536 16.52
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 139.98 40,880 42,185 3.19 5,407 5,905 9.21
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC19 ETF (46434VAU4) 24.96 35,262 12,979 -63.19 882 324 -63.27
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 294.27 1,188 2,270 91.08 321 668 108.10
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 165.35 15,103 14,690 -2.73 2,316 2,429 4.88
2017‑09‑30 13F-HR WM / Waste Management, Inc. 81.14 6,561 9,009 37.31 494 731 47.98
2017‑09‑30 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 29.95 32,453 32,420 -0.10 922 971 5.31
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 109.68 12,103 12,154 0.42 1,331 1,333 0.15
2017‑09‑30 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 59.03 10,504 8,674 -17.42 594 512 -13.80
2017‑09‑30 13F-HR ORCL / Oracle Corp. 50.64 8,677 8,886 2.41 426 450 5.63
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 117.48 26,862 29,376 9.36 3,006 3,451 14.80
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 80.79 0 2,525 0 204
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 74.89 3,088 4,273 38.37 226 320 41.59
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 171.06 1,444 1,403 -2.84 240 240 0.00
2017‑09‑30 13F-HR MAS / Masco Corp. 39.33 6,311 7,171 13.63 237 282 18.99
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 1,103.72 2,120 1,938 -8.58 2,098 2,139 1.95
2017‑09‑30 13F-HR ICF / iShares Cohen & Steers REIT ETF 100.34 4,580 2,920 -36.24 464 293 -36.85
2017‑09‑30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 62.38 7,703 7,438 -3.44 460 464 0.87
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 44.48 0 4,586 0 204
2017‑09‑30 13F-HR IBDH / iShares iBonds Dec 2018 Term Corporate ETF 25.14 17,654 17,542 -0.63 444 441 -0.68
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 56.21 65,906 73,371 11.33 3,474 4,124 18.71
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC17 ETF (46434VAR1) 24.78 38,704 16,301 -57.88 961 404 -57.96
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.48 94,589 94,218 -0.39 811 987 21.70
2017‑09‑30 13F-HR PAYX / Paychex, Inc. 64.19 9,318 8,678 -6.87 513 557 8.58
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 70.63 5,309 5,366 1.07 381 379 -0.52
2017‑09‑30 13F-HR CI / Cigna Corp. 197.64 1,253 1,776 41.74 220 351 59.55
2017‑09‑30 13F-HR RTN / Raytheon Co. 180.13 3,064 3,131 2.19 536 564 5.22
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 69.70 16,359 15,509 -5.20 1,098 1,081 -1.55
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 94.60 32,766 28,573 -12.80 3,041 2,703 -11.11
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 124.75 10,496 10,790 2.80 1,308 1,346 2.91
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106.19 9,804 10,698 9.12 1,043 1,136 8.92
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 50.32 8,661 10,951 26.44 436 551 26.38
2017‑09‑30 13F-HR BA / Boeing Company (The) 258.51 28,868 25,678 -11.05 6,914 6,638 -3.99
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 54.04 5,128 4,737 -7.62 281 256 -8.90
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 307.30 677 781 15.36 203 240 18.23
2017‑09‑30 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 122.99 23,532 20,628 -12.34 2,914 2,537 -12.94
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 65.47 8,485 8,569 0.99 521 561 7.68
2017‑09‑30 13F-HR MCO / Moody's Corp. 143.49 3,605 3,603 -0.06 460 517 12.39
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 187.15 12,778 12,487 -2.28 2,254 2,337 3.68
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 3.37 12,029 12,182 1.27 45 41 -8.89
2017‑09‑30 13F-HR MS / Morgan Stanley 49.61 10,708 18,947 76.94 513 940 83.24
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 35.86 8,461 8,589 1.51 275 308 12.00
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 46.53 71,041 51,691 -27.24 3,144 2,405 -23.51
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 148.17 36,430 34,772 -4.55 5,135 5,152 0.33
2017‑09‑30 13F-HR MSI / Motorola Solutions, Inc. 90.53 4,294 4,275 -0.44 380 387 1.84
2017‑09‑30 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.28 18,720 18,720 0.00 294 286 -2.72
2017‑09‑30 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.76 0 10,433 0 81
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 142.97 11,545 10,366 -10.21 1,571 1,482 -5.67
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 165.44 9,859 9,943 0.85 1,535 1,645 7.17
2017‑09‑30 13F-HR T / AT & T, Inc. 33.55 167,170 177,216 6.01 6,413 5,946 -7.28
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 109.47 36,206 35,489 -1.98 3,854 3,885 0.80
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 182.53 32,028 30,082 -6.08 5,582 5,491 -1.63
2017‑09‑30 13F-HR GIS / General Mills, Inc. 52.04 24,160 24,211 0.21 1,348 1,260 -6.53
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 209.54 5,377 7,087 31.80 1,048 1,485 41.70
2017‑09‑30 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 23.94 34,874 25,308 -27.43 805 606 -24.72
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 162.68 8,765 9,208 5.05 1,383 1,498 8.32
2017‑09‑30 13F-HR BIIB / Biogen Inc. 315.45 782 783 0.13 226 247 9.29
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.33 120,010 127,105 5.91 8,386 9,448 12.66
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 34.62 107,006 112,941 5.55 3,389 3,910 15.37
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 82.61 22,772 20,251 -11.07 1,901 1,673 -11.99
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 13,796 0 -100.00 142 0 -100.00
2017‑09‑30 13F-HR RF / Regions Financial Corp. 11,413 0 -100.00 170 0 -100.00
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. 6,988 0 -100.00 212 0 -100.00
2017‑09‑30 13F-HR CHL / China Mobile Ltd. 4,028 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 5,424 0 -100.00 328 0 -100.00
2017‑09‑30 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 21,125 0 -100.00 539 0 -100.00
2017‑09‑30 13F-HR FAM / First/Trust Aberdeen Global Opportunity Income Fund 5,537 0 -100.00 281 0 -100.00
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 1,993 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC25 ETF (46434VBD1) 30,493 0 -100.00 765 0 -100.00
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC23 ETF (46434VAX8) 30,605 0 -100.00 774 0 -100.00
2017‑09‑30 13F-HR LAZ / Lazard Ltd. 6,378 0 -100.00 290 0 -100.00
2017‑09‑30 13F-HR LGIH / LGI Homes, Inc. 20,713 0 -100.00 1,004 0 -100.00
2017‑09‑30 13F-HR NVR / NVR, Inc. 345 0 -100.00 943 0 -100.00
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 103 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR PROSHARES TR / PSHS SHORT DOW30 (74347R701) 13,800 0 -100.00 232 0 -100.00
2017‑09‑30 13F-HR PGR / Progressive Corp. (The) 27,157 0 -100.00 1,294 0 -100.00
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 1,847 0 -100.00 274 0 -100.00
2017‑09‑30 13F-HR WDC / Western Digital Corp. 2,810 0 -100.00 229 0 -100.00
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 5,099 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 1,339 0 -100.00 307 0 -100.00
2017‑09‑30 13F-HR CSQ / Calamos Strategic Total Return Fund 10,490 0 -100.00 125 0 -100.00
2017‑09‑30 13F-HR CCJ / Cameco Corp. 55,588 0 -100.00 565 0 -100.00
2017‑09‑30 13F-HR CCL / Carnival Corp. 3,521 0 -100.00 240 0 -100.00
2017‑09‑30 13F-HR CNP / CenterPoint Energy, Inc. 7,453 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 16,919 0 -100.00 1,073 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 4,117 0 -100.00 334 0 -100.00
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 2,969 0 -100.00 350 0 -100.00
2017‑09‑30 13F-HR KR / Kroger Co. 20,776 0 -100.00 501 0 -100.00
2017‑09‑30 13F-HR MET / MetLife, Inc. 10,374 0 -100.00 506 0 -100.00
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 1.00 84,000 19,000 -77.38 86 19 -77.91
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 1.02 14,000 84,000 500.00 14 86 514.29
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 1.00 11,000 14,000 27.27 11 14 27.27
2017‑09‑30 13F-HR O / Realty Income Corp. 3,991 0 -100.00 229 0 -100.00
2017‑09‑30 13F-HR EMF / Templeton Emerging Markets Fund 14,370 0 -100.00 233 0 -100.00
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 2,762 0 -100.00 423 0 -100.00
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 2,508 0 -100.00 203 0 -100.00