InvestorSonora Investment Management, LLC
Portfolio Value $ 648,563,000
Current Positions1,250
Opened Positions5
Closed Positions84


Latest Holdings, Performance, AUM (from 13F, 13D)

Sonora Investment Management, LLC has disclosed 1,250 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 648,563,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sonora Investment Management, LLC's top holdings are CSG Systems International, Inc. Bond 4.250% 3/1 (126349AF6) , Verint Systems, Inc. 1.5% Bond Due 6/1/2021 (92343XAA8) , QUIDEL Corp. 3.25% Bond Due 12/15/2020 (74838JAA9) , Atlas Air Worldwide Holdings, Inc. 2.25% Convertible Bond Due 6/1/2022 (049164BH8) , and Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond (464337AJ3) . Sonora Investment Management, LLC's new positions include Twitter, Inc. Bond (90184LAD4) , eXp World Holdings, Inc. (NASDAQ:EXPI) , Calamos Convertible Opportunities and Income Fund (NASDAQ:CHI) , Empire State Realty Trust, Inc. (NYSE:ESRT) , and Iron Mountain Incorporated. (REIT) (NYSE:IRM) .

All Sonora Investment Management, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on August 06, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR SSL / Sasol Ltd. 40.00 50 50 0.00 1,702 2 -99.88
2018-06-30 13F-HR PTEN / Patterson-UTI Energy, Inc. 0.00 50 0
2018-06-30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 95.00 600 600 0.00 48,642 57 -99.88
2018-06-30 13F-HR 09061GAF8 / BioMarin Pharmaceutical Inc. Bond 1.5% 10/15/2020 1.18 5,115,000 4,990,000 -2.44 5,649,620 5,885 -99.90
2018-06-30 13F-HR BLACKROCK MUNIYIELD INSD / Equities (9254E1060) 12.60 10,000 126
2018-06-30 13F-HR BX / Blackstone Group L.P. (The) 32.17 38,619 37,984 -1.64 1,233,864 1,222 -99.90
2018-06-30 13F-HR 05574LPT9 / Bnp Paribas Bond 1.00 10,000 10,000 0.00 10,004 10 -99.90
2018-06-30 13F-HR MYD / BlackRock Muniyield Fund, Inc. 13.30 8,872 8,872 0.00 118,619 118 -99.90
2018-06-30 13F-HR CANADIAN APT PPTYS / PFDs, REITs, (134921105) 32.50 800 26
2018-06-30 13F-HR CNI / Canadian National Railway Co. 77.78 90 90 0.00 6,582 7 -99.89
2018-06-30 13F-HR COF-C / Capital One Financial Corp.Capital One Financial Corp., 6.25% Dep Shares Non-Cumul Perp Pfd Stock Series C 29.70 101 101 0.00 2,619 3 -99.89
2018-06-30 13F-HR CGC / Canopy Growth Corporation 29.38 1,600 1,600 0.00 41,787 47 -99.89
2018-06-30 13F-HR CP / Canadian Pacific Railway Ltd. 185.02 227 227 0.00 40,066 42 -99.90
2018-06-30 13F-HR ENDTF / Canoe EIT Income Fund 8.97 35,000 35,000 0.00 316,050 314 -99.90
2018-06-30 13F-HR CHSCL / CHS Inc., 7.50% Class B Cumulative Redeemable Preferred Stock, Series 4 28.57 700 700 0.00 19,467 20 -99.90
2018-06-30 13F-HR CHEVRON CORPORA / Convertible/ (166764BL3) 0.95 20,000 19
2018-06-30 13F-HR CHIMERA INVESTME / PFDs, REITs, (16934Q406) 26.32 418 11
2018-06-30 13F-HR CHUBB CORP / Convertible/ (00440EAS6) 0.95 20,000 19
2018-06-30 13F-HR CIM / Chimera Investment Corp. 26.44 26,400 416 -98.42 483 11 -97.72
2018-06-30 13F-HR CIM / Chimera Investment Corp. 18.30 416 26,400 6,246.15 10,548 483 -95.42
2018-06-30 13F-HR CB / Chubb Ltd 128.57 316 210 -33.54 43,219 27 -99.94
2018-06-30 13F-HR CITY OF SAN ANTONIO / Convertible/ (7962533W0) 1.13 15,000 17
2018-06-30 13F-HR CLASSIFIED AD INC / Equities (00089Y109) 0.00 156 0
2018-06-30 13F-HR CLEVELAND CLIFFS / Convertible/ (185899AA9) 1.24 50,000 62
2018-06-30 13F-HR CNO FINL GROUP INC / Equities (208464883) 0.00 7 0
2018-06-30 13F-HR CTXS / Citrix Systems, Inc. 103.57 280 280 0.00 25,984 29 -99.89
2018-06-30 13F-HR MARICOPA AZ COD / Convertible/ (566795LV0) 1.10 10,000 11
2018-06-30 13F-HR TOLL BROTHERS INC / Convertible/ (88947EAS9) 0.95 20,000 19
2018-06-30 13F-HR TMK / Torchmark Corp. 83.33 0 60 0 5
2018-06-30 13F-HR TRP / TransCanada Corp. 45.00 200 200 0.00 8,262 9 -99.89
2018-06-30 13F-HR 89236TAY1 / Toyota Auto Receiva Bond 1.00 10,000 10,000 0.00 9,966 10 -99.90
2018-06-30 13F-HR TTFNF / Total S.A. 60.00 600 600 0.00 34,614 36 -99.90
2018-06-30 13F-HR WIRECARD AG BERLIN ORD / Equities (D22359133) 160.00 100 16
2018-06-30 13F-HR WISCONSIN STATE / Convertible/ (97705MGS8) 1.20 10,000 12
2018-06-30 13F-HR WOLTF / Wolters Kluwer N.V. 50.00 40 40 0.00 2,134 2 -99.91
2018-06-30 13F-HR EMR / Emerson Electric Co. 69.14 142,640 143,578 0.66 9,742,312 9,927 -99.90
2018-06-30 13F-HR COH / Coach, Inc. 47.50 400 400 0.00 21,044 19 -99.91
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,115.69 8,212 8,592 4.63 8,473,059 9,586 -99.89
2018-06-30 13F-HR SWFT / Swift Transportation Company 38.18 0 550 0 21
2018-06-30 13F-HR SNY / Sanofi 0.99 1,000 1,014 1.40 40,080 1 -100.00
2018-06-30 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 14.58 19,000 19,000 0.00 277,400 277 -99.90
2018-06-30 13F-HR FITB / Fifth Third Bancorp 30.19 29,650 265 -99.11 804 8 -99.00
2018-06-30 13F-HR FITB / Fifth Third Bancorp 27.12 113 29,650 26,138.94 3,588 804 -77.59
2018-06-30 13F-HR EEP / Enbridge Energy Partners, L.P. 10.00 400 400 0.00 3,856 4 -99.90
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 22.86 175 175 0.00 2,991 4 -99.87
2018-06-30 13F-HR MMP / Magellan Midstream Partners, L.P. 69.09 5,804 5,804 0.00 338,663 401 -99.88
2018-06-30 13F-HR BC / Brunswick Corp. 64.52 0 186 0 12
2018-06-30 13F-HR 544152AA9 / Lorillard Tobacco Co 8.125% Senior Notes 06/23/19 1.04 25,000 25,000 0.00 26,380 26 -99.90
2018-06-30 13F-HR OHI / Omega HealthCare Investors, Inc. 30.97 6,490 6,490 0.00 175,490 201 -99.89
2018-06-30 13F-HR LBRDK / Liberty Broadband Corporation, Class C 0.00 5 5 0.00 428 0 -100.00
2018-06-30 13F-HR TROW / Price (T.) Rowe Group, Inc. 114.50 262 262 0.00 28,288 30 -99.89
2018-06-30 13F-HR ROST / Ross Stores, Inc. 88.89 45 45 0.00 3,509 4 -99.89
2018-06-30 13F-HR MSI / Motorola Solutions, Inc. 118.81 202 202 0.00 21,271 24 -99.89
2018-06-30 13F-HR IVW / iShares S&P 500 Growth ETF 162.16 666 666 0.00 103,277 108 -99.90
2018-06-30 13F-HR 60636WJH9 / Mo St Hwy/trans Bond 1.00 10,000 10,000 0.00 10,283 10 -99.90
2018-06-30 13F-HR MON / Monsanto Co. 1,245 0 -100.00 145,279 0 -100.00
2018-06-30 13F-HR ACTIVISION BLIZZARD INC / Equities (004930202) 79.37 63 5
2018-06-30 13F-HR ADVANCED AUTO PARTS INC / Convertible/ (00751YAC0) 1.02 50,000 51
2018-06-30 13F-HR AGNC INVEST / PFDs, REITs, (00123Q302) 25.45 1,100 28
2018-06-30 13F-HR AGTECH HOLDINGS LTD ORD / Equities (G0135Z103) 0.13 15,000 2
2018-06-30 13F-HR ALLSTATE COR PFD / PFDs, REITs, (020002804) 26.00 1,000 26
2018-06-30 13F-HR AMERICAN CAPITAL HOLDINGS / Equities (02503V109) 0.00 200 0
2018-06-30 13F-HR AMERICAN TOWER CO / Convertible/ (03027XAJ9) 1.00 15,000 15
2018-06-30 13F-HR AMERICAN TOWER CORP / Convertible/ (03027XAD2) 1.05 65,000 68
2018-06-30 13F-HR AMERIPRISE FINANCIAL INC / Equities (031897101) 133.33 60 8
2018-06-30 13F-HR AMERN FINANCIAL / PFDs, REITs, (025932609) 22.22 45 1
2018-06-30 13F-HR AMGEN INC / Convertible/ (031162BX7) 0.97 30,000 29
2018-06-30 13F-HR AMGEN INC / Convertible/ (031162CP3) 0.97 2,025,000 1,965
2018-06-30 13F-HR AMPLIFY ENERGY CO 22 WTS / Equities (032113110) 0.00 324 0
2018-06-30 13F-HR AMR CORP / PFDs, REITs, (001ESC102) 0.00 1,400 0
2018-06-30 13F-HR APPLE INC (VARIABLE) / Convertible/ (037833CN8) 1.01 500,000 506
2018-06-30 13F-HR ARES MANAGEMENT / PFDs, REITs, (04014Y200) 26.67 600 16
2018-06-30 13F-HR ADM / Archer-Daniels-Midland Co. 45.53 400 1,142 185.50 17,348 52 -99.70
2018-06-30 13F-HR ASAZY / Assa Abloy AB 13.33 150 150 0.00 1,625 2 -99.88
2018-06-30 13F-HR ATLAS FINANCIAL / PFDs, REITs, (G06207123) 25.00 400 10
2018-06-30 13F-HR AUSTIN TX CCLG DIST / Convertible/ (052404MW7) 1.20 5,000 6
2018-06-30 13F-HR AUSTIN TX COD / Convertible/ (052403DR0) 1.10 20,000 22
2018-06-30 13F-HR AUSTIN TX WTR & WST / Convertible/ (052476Q35) 1.10 10,000 11
2018-06-30 13F-HR AX ST TRANSN BRD / Convertible/ (040647DQ9) 1.08 25,000 27
2018-06-30 13F-HR AZ BD REGENTS UNIV / Convertible/ (040484PM3) 1.20 5,000 6
2018-06-30 13F-HR AZ BD REGENTS UNIV / Convertible/ (04048RPG5) 1.20 10,000 12
2018-06-30 13F-HR AZ ST CTFS PART / Convertible/ (40588E310) 1.13 15,000 17
2018-06-30 13F-HR B RILEY FINANCIA / PFDs, REITs, (05580M306) 25.38 1,300 33
2018-06-30 13F-HR BALTIMORE GAS ELE / Convertible/ (059165EG1) 0.90 20,000 18
2018-06-30 13F-HR BANC CALIF L / PFDs, REITs, (05990K882) 26.67 300 8
2018-06-30 13F-HR BANCO BILBAO VIZCAYA ARGENTINA SA / Equities (00709P108) 6.32 633 4
2018-06-30 13F-HR BANK NEW YORK MEL VAR 23 / Convertible/ (06406RAC1) 0.96 55,000 53
2018-06-30 13F-HR BERKSHIRE HATHA / Convertible/ (084670BS6) 0.95 20,000 19
2018-06-30 13F-HR 06406FAB9 / Bk Ny Mellon Cor Bond 1.00 10,000 10,000 0.00 9,704 10 -99.90
2018-06-30 13F-HR 09061GAH4 / BioMarin Pharmaceutical, Inc. Bond 1.02 7,100,000 7,455,000 5.00 6,681,214 7,568 -99.89
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 186.56 6,820 5,103 -25.18 1,360,454 952 -99.93
2018-06-30 13F-HR BKH / Black Hills Corp. 60.00 250 250 0.00 13,575 15 -99.89
2018-06-30 13F-HR BHP / BHP Billiton Ltd. 52.02 173 173 0.00 7,686 9 -99.88
2018-06-30 13F-HR BIIB / Biogen Inc. 290.32 93 93 0.00 25,465 27 -99.89
2018-06-30 13F-HR BRG.PRA / Bluerock Residential Growth REIT, Inc. 8.25% Series A Preferred 26.67 300 300 0.00 7,494 8 -99.89
2018-06-30 13F-HR BA / Boeing Company (The) 335.43 4,651 3,181 -31.61 1,525,062 1,067 -99.93
2018-06-30 13F-HR BOE / BlackRock Global Opportunity Equity Trust 10.59 661 661 0.00 7,648 7 -99.91
2018-06-30 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 14.05 3,700 3,700 0.00 52,059 52 -99.90
2018-06-30 13F-HR BLK / BlackRock, Inc. 500.00 16 16 0.00 8,668 8 -99.91
2018-06-30 13F-HR BROADCASTER INC NEW XXX / Equities (11132B202) 0.00 100 0
2018-06-30 13F-HR BROOKFIELD REAL ASSETS I / Equities (112830104) 23.00 1,000 23
2018-06-30 13F-HR Ca Inc / Convertible/ (12673PAE5) 1.02 60,000 61
2018-06-30 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.82 18,535 219
2018-06-30 13F-HR CALIFORNIA ST / Convertible/ (13063A7G3) 1.07 15,000 16
2018-06-30 13F-HR CALIFORNIA ST / Convertible/ (13063BFA5) 1.10 10,000 11
2018-06-30 13F-HR CALIFORNIA ST / Convertible/ (13063CLV0) 1.20 10,000 12
2018-06-30 13F-HR CALIFORNIA ST / Convertible/ (13063CYB0) 1.20 5,000 6
2018-06-30 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference 108.00 23,330 23,120 -0.90 2,542,270 2,497 -99.90
2018-06-30 13F-HR BG / Bunge Ltd. 76.92 52 52 0.00 3,845 4 -99.90
2018-06-30 13F-HR 12189TBC7 / Burlington North Santa Fe 4.7% Senior Notes 10/01/19 1.00 8,000 8,000 0.00 8,221 8 -99.90
2018-06-30 13F-HR 13177LEH2 / Camarillo Ca Cdc Ta Bond 1.06 50,000 50,000 0.00 53,064 53 -99.90
2018-06-30 13F-HR 114894RP5 / Broward County Florida ARP Bond 1.10 10,000 10,000 0.00 11,008 11 -99.90
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 55.36 9,971 9,971 0.00 630,666 552 -99.91
2018-06-30 13F-HR CARS.COM INC / Equities (14575E109) 27.03 333 9
2018-06-30 13F-HR CBOA FINANCIAL INC / Equities (01248E111) 2.75 12,000 33
2018-06-30 13F-HR CHANDLER AZ / Convertible/ (158843WL2) 1.10 10,000 11
2018-06-30 13F-HR CHEMTRADE LOG INC FD / Equities (16387P103) 11.50 2,000 23
2018-06-30 13F-HR 125509BS7 / Cigna Corp 4.0% Senior Notes 02/15/22 1.02 60,000 60,000 0.00 61,001 61 -99.90
2018-06-30 13F-HR C.PRC / Citigroup, Inc., 5.80% Dep Shares Non-Cumulative Preferred Stock Series C 25.48 157 157 0.00 3,991 4 -99.90
2018-06-30 13F-HR C.PRL / Citigroup, Inc., 6.875% Dep Shares Non-Cumulative Preferred Stock Series L 26.25 419 419 0.00 11,009 11 -99.90
2018-06-30 13F-HR 172967GK1 / Citigroup Inc. 4.05% 07/30/22 1.00 60,000 60,000 0.00 61,247 60 -99.90
2018-06-30 13F-HR C.PRK / Citigroup, Inc., 6.875% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser K 27.45 510 510 0.00 14,295 14 -99.90
2018-06-30 13F-HR 17275RBD3 / Cisco Systems Inc Bond 1.00 5,000 5,000 0.00 4,909 5 -99.90
2018-06-30 13F-HR CINF / Cincinnati Financial Corp. 66.85 53,704 55,764 3.84 3,988,059 3,728 -99.91
2018-06-30 13F-HR C.PRJ / Citigroup, Inc., 7.125% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser J 24.79 121 121 0.00 3,456 3 -99.91
2018-06-30 13F-HR CNK / Cinemark Holdings, Inc. 35.00 2,000 2,000 0.00 75,340 70 -99.91
2018-06-30 13F-HR 17275RAE2 / Cisco Systems, Inc. 4.95% Bond Due 2/15/2019 1.20 1,667 1,667 0.00 1,702 2 -99.88
2018-06-30 13F-HR C / Citigroup, Inc. 66.56 555 616 10.99 37,463 41 -99.89
2018-06-30 13F-HR CLX / Clorox Company (The) 134.97 121 326 169.42 16,106 44 -99.73
2018-06-30 13F-HR CIO / City Office REIT Inc. 24.86 5,175 885 -82.90 66 22 -66.67
2018-06-30 13F-HR CIO / City Office REIT Inc. 12.75 885 5,175 484.75 21,069 66 -99.69
2018-06-30 13F-HR 18085PLL6 / Clark County Nevada Bond 1.04 100,000 100,000 0.00 105,818 104 -99.90
2018-06-30 13F-HR CLF / Cleveland Cliffs, Inc. 8.41 5,000 8,200 64.00 34,750 69 -99.80
2018-06-30 13F-HR CME / CME Group, Inc. 160.00 50 50 0.00 8,087 8 -99.90
2018-06-30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 22.70 1,410 32
2018-06-30 13F-HR COLAS SA ORD / Equities (F19320104) 210.00 100 21
2018-06-30 13F-HR Collier Fl S/B C / Convertible/ (194653JH5) 1.04 25,000 26
2018-06-30 13F-HR COMCASE CORPORATI / Convertible/ (20030NBY6) 0.95 20,000 19
2018-06-30 13F-HR CORE MED GROUP INC / Equities (218684108) 0.00 146 0
2018-06-30 13F-HR CORENERGY INF / PFDs, REITs, (21870U304) 25.45 550 14
2018-06-30 13F-HR CORNING INC / Convertible/ (219350AZ8) 1.00 50,000 50
2018-06-30 13F-HR CORPUS CHRISTI TX / Convertible/ (2201125R3) 1.13 15,000 17
2018-06-30 13F-HR COUGAR OIL & GAS CANADA INC / Equities (22208A101) 0.00 2,000 0
2018-06-30 13F-HR CREE / Cree, Inc. 40.00 50 2
2018-06-30 13F-HR CRSP / CRISPR Therapeutics AG 60.00 50 3
2018-06-30 13F-HR CSX CORP / Convertible/ (126408GZ0) 1.00 50,000 50
2018-06-30 13F-HR CUIDAO HLDG CORP / Equities (229905302) 0.00 150 0
2018-06-30 13F-HR CURRENCYSHARES CHINESE RENMINBI ETF / Equities (23131C107) 73.85 1,178 87
2018-06-30 13F-HR CURRENCYSHARES SWISS FRANC ETF / Equities (23129V109) 95.00 1,000 95
2018-06-30 13F-HR Delaware St / Convertible/ (246381CC9) 1.13 15,000 17
2018-06-30 13F-HR DELAWARE ST / Convertible/ (246381FV4) 1.13 15,000 17
2018-06-30 13F-HR DIAMOND EQUITIES INC / Equities (252592100) 0.00 3,000 0
2018-06-30 13F-HR DIGITAL REALTY TR G PFD / PFDs, REITs, (253868889) 22.22 45 1
2018-06-30 13F-HR DYNAGAS LNG PAR / PFDs, REITs, (Y2188B116) 25.33 750 19
2018-06-30 13F-HR EDINA MN ISD NO273 / Convertible/ (280659SL8) 1.05 20,000 21
2018-06-30 13F-HR EXACT SCIENCES CORP / Convertible/ (30063PAA3) 1.05 3,430,000 3,600
2018-06-30 13F-HR EXCELSIOR MINING CO / Equities (300763208) 0.91 37,170 34
2018-06-30 13F-HR EXPI / eXp World Holdings, Inc. 11.33 19,591 222
2018-06-30 13F-HR FANNIE MAE / Convertible/ (3135G0F73) 0.95 22,000 21
2018-06-30 13F-HR FIFTH THIRD BANCO / Convertible/ (316773CP3) 1.02 60,000 61
2018-06-30 13F-HR FIRST TR COMBINED SER / Unit Trusts (33735N730) 866.67 30 26
2018-06-30 13F-HR FIRST TRUST DJ INTERNET ETF / Equities (33733E306) 137.25 255 35
2018-06-30 13F-HR FIRSTMERIT CORP / Convertible/ (337915AA0) 1.02 55,000 56
2018-06-30 13F-HR FORD MOTOR COMP / Convertible/ (345370CR9) 1.00 15,000 15
2018-06-30 13F-HR GASLOG LTD / PFDs, REITs, (G37585117) 27.50 400 11
2018-06-30 13F-HR GASLOG PARTNERS LP / PFDs, REITs, (Y2687W116) 26.00 500 13
2018-06-30 13F-HR GEORGIA PWR CO / Convertible/ (373334KH3) 0.95 20,000 19
2018-06-30 13F-HR GEORGIA ST / Convertible/ (373384PL4) 1.04 25,000 26
2018-06-30 13F-HR GLOBAL INDEMNI / PFDs, REITs, (G3933F139) 25.00 600 15
2018-06-30 13F-HR GLOBAL NET LEAS / PFDs, REITs, (379378300) 25.00 600 15
2018-06-30 13F-HR GMAC CAPITAL T / PFDs, REITs, (361860208) 26.67 300 8
2018-06-30 13F-HR GOLDEN ARCH RESOURCES / Equities (38079K101) 0.00 4,000 0
2018-06-30 13F-HR GOLDMAN SACHS GROUP / Convertible/ (38141EM63) 1.05 40,000 42
2018-06-30 13F-HR GOLDMAN SACHS GROUP (VARIABLE) / Convertible/ (38145GAF7) 1.01 4,935,000 4,989
2018-06-30 13F-HR GRD FORKS ND SANI / Convertible/ (385493EU1) 1.00 15,000 15
2018-06-30 13F-HR GUIDEWIRE SOFTWARE INC / Convertible/ (40171VAA8) 1.02 5,265,000 5,348
2018-06-30 13F-HR HEWLETT PACKARD STEP 22 / Convertible/ (42824CAN9) 1.02 55,000 56
2018-06-30 13F-HR HOEGH LNG PAR / PFDs, REITs, (Y3262R118) 26.00 500 13
2018-06-30 13F-HR HEP / Holly Energy Partners L.P. 28.00 750 21
2018-06-30 13F-HR HMC / Honda Motor Co., Ltd. 28.57 140 4
2018-06-30 13F-HR HUTCHINSON MN PUR / Convertible/ (44835EDE5) 1.08 25,000 27
2018-06-30 13F-HR IMGN / Immunogen, Inc. 18.18 55 1
2018-06-30 13F-HR INDEPENDENCE GROUP ORD / Equities (Q48886107) 4.00 1,500 6
2018-06-30 13F-HR INDUSTRIAL LOGISTICS / PFDs, REITs, (456237106) 22.42 4,950 111
2018-06-30 13F-HR ITW / Illinois Tool Works, Inc. 140.00 150 150 0.00 23,499 21 -99.91
2018-06-30 13F-HR 448579AD4 / Hyatt Hotels Corps 5.375% 08/15/21 1.05 2,125,000 2,665,000 25.41 2,242,542 2,788 -99.88
2018-06-30 13F-HR IRT / Independence Realty Trust, Inc. 10.50 2,000 2,000 0.00 18,360 21 -99.89
2018-06-30 13F-HR 45385LHC0 / Independent C Ca Bond 1.00 50,000 50,000 0.00 49,874 50 -99.90
2018-06-30 13F-HR SNKTY / Independence Resources Plc 0.00 62 62 0.00 0 0
2018-06-30 13F-HR HDYN / HyperDynamics Corp. 0.00 13 13 0.00 0 0
2018-06-30 13F-HR Ingersoll-Rand / Convertible/ (45687AAJ1) 1.04 25,000 26
2018-06-30 13F-HR INTEL CORP / Convertible/ (458140AU4) 0.95 20,000 19
2018-06-30 13F-HR INTERCONTINENTAL EXCHANGE INC / Equities (45865V100) 71.43 140 10
2018-06-30 13F-HR INVESCO ADV MUNI INC TRUST II / Equities (46132E107) 10.66 13,603 145
2018-06-30 13F-HR INVESCO MTG C / PFDs, REITs, (46131B209) 25.00 200 5
2018-06-30 13F-HR JEA FL ELEC SYS REV / Convertible/ (46613C2F1) 1.10 10,000 11
2018-06-30 13F-HR JOHNSON CONTRO / Convertible/ (478375AG3) 0.98 55,000 54
2018-06-30 13F-HR JPMORGAN CHASE & CO / Convertible/ (46625HJY7) 0.98 60,000 59
2018-06-30 13F-HR KENDALL CNTY Il C / Convertible/ (488764TW1) 1.00 15,000 15
2018-06-30 13F-HR KRAFT HEINZ FOODS / Convertible/ (50077LAJ5) 0.98 55,000 54
2018-06-30 13F-HR LANDMARK INFRA / PFDs, REITs, (51508J306) 23.33 300 7
2018-06-30 13F-HR LEHMAN BRO HLDG PFD / PFDs, REITs, (05252E204) 0.00 600 0
2018-06-30 13F-HR LOS ANGELES CA W/P / Convertible/ (544525RX8) 1.20 5,000 6
2018-06-30 13F-HR MARICOPA AZ SD #38 / Convertible/ (567184KZ8) 1.20 10,000 12
2018-06-30 13F-HR MARICOPA AZ SD #4 / Convertible/ (567137F25) 1.07 15,000 16
2018-06-30 13F-HR MARRIOTT INTL INC / Convertible/ (571903AK9) 0.99 1,845,000 1,820
2018-06-30 13F-HR MASCO CORP / Convertible/ (574599BN5) 1.00 5,000 5
2018-06-30 13F-HR MC DONALDS CORP / Convertible/ (58013MES9) 0.98 60,000 59
2018-06-30 13F-HR MEDTRONIC INC / Convertible/ (585055BS4) 1.00 20,000 20
2018-06-30 13F-HR MICHIGAN BELL TE / Convertible/ (594185AQ3) 1.14 65,000 74
2018-06-30 13F-HR MICROISLET INC XXX / Equities (59507Q106) 0.00 3,000 0
2018-06-30 13F-HR MICROSOFT CORP / Convertible/ (594918BY9) 1.00 20,000 20
2018-06-30 13F-HR MKT VECTOR HY MUNI INDX ETF / Equities (57060U878) 31.50 4,000 126
2018-06-30 13F-HR MO ST HLTH/ED / Convertible/ (6069017U4) 1.00 10,000 10
2018-06-30 13F-HR MORGAN STANLEY / Convertible/ (61746BDZ6) 1.00 20,000 20
2018-06-30 13F-HR MORGAN STANLEY / Convertible/ (61747YDU6) 1.00 55,000 55
2018-06-30 13F-HR MOSAIC CO / Equities (61945A107) 28.06 46,686 1,310
2018-06-30 13F-HR NATIONAL GENER / PFDs, REITs, (636220857) 25.00 400 10
2018-06-30 13F-HR NC MUN PWR CA ELEC / Convertible/ (658203X82) 1.20 10,000 12
2018-06-30 13F-HR NEW YORK MTG PFD / PFDs, REITs, (649604808) 24.00 1,000 24
2018-06-30 13F-HR NEW YORK N Y / Convertible/ (64966LS77) 1.10 10,000 11
2018-06-30 13F-HR NGL ENERGY PARTN / PFDs, REITs, (62913M206) 24.86 1,850 46
2018-06-30 13F-HR NICHOLAS APPLEGATE CONV / Equities (65370G109) 6.03 98,000 591
2018-06-30 13F-HR OCLARO INC / Equities (67555N107) 0.00 14 0
2018-06-30 13F-HR OHIO ST / Convertible/ (677521ZJ8) 1.10 10,000 11
2018-06-30 13F-HR ORBIT BRANDS CORP / Equities (68556C108) 0.00 100,000 0
2018-06-30 13F-HR PEBBLEBROOK HO / PFDs, REITs, (70509V407) 24.00 250 6
2018-06-30 13F-HR PENNSBURY PA SD / Convertible/ (708553PU0) 1.13 30,000 34
2018-06-30 13F-HR PENNYMAC MOR / PFDs, REITs, (70931T301) 25.56 900 23
2018-06-30 13F-HR PFIZER INC / Convertible/ (717081DH3) 0.98 50,000 49
2018-06-30 13F-HR PHOENIX AZ / Convertible/ (718814Q25) 1.15 20,000 23
2018-06-30 13F-HR PHOENIX AZ CVC ARPT / Convertible/ (71883MHE7) 1.10 10,000 11
2018-06-30 13F-HR PHOENIX AZ CVC ARPT / Convertible/ (71883MHL1) 1.07 15,000 16
2018-06-30 13F-HR PHOENIX AZ WTR / Convertible/ (71883RMB6) 1.08 25,000 27
2018-06-30 13F-HR PIMA CN AZ IDA E / Convertible/ (72177MMK0) 1.00 10,000 10
2018-06-30 13F-HR PIMA CNTY AZ / Convertible/ (721663ZL9) 1.00 5,000 5
2018-06-30 13F-HR PNC BANK (VARIABLE) / Convertible/ (69353RFF0) 1.00 4,380,000 4,389
2018-06-30 13F-HR PNC FINANCIAL SRV / Convertible/ (693475AP0) 1.00 20,000 20
2018-06-30 13F-HR PROSHARES ULTRASHORT S&P 500 / Equities (74347R883) 0.00 1 0
2018-06-30 13F-HR PROSHS ULTRA SILVER / Equities (74347W841) 30.00 100 3
2018-06-30 13F-HR PUREFUNDS ISE CYBER SECURITY ETF / Equities (30304R407) 36.00 250 9
2018-06-30 13F-HR QVC, INC. / Convertible/ (747262AU7) 0.95 20,000 19
2018-06-30 13F-HR QWEST CORP / Equities (152312104) 16.67 60 1
2018-06-30 13F-HR ROCKWELL COLLINS / Convertible/ (774341AE1) 1.00 60,000 60
2018-06-30 13F-HR SALT RIVER PROJ AZ / Convertible/ (79575DA59) 1.00 15,000 15
2018-06-30 13F-HR SIRIUS XM HLDG INC / Equities (82966U103) 6.67 300 2
2018-06-30 13F-HR SOTHERLY HOT / PFDs, REITs, (83600C400) 25.00 600 15
2018-06-30 13F-HR SOUTHMARK CORP / Equities (844544809) 0.00 124 0
2018-06-30 13F-HR SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGE / Equities (252787106) 250.00 36 9
2018-06-30 13F-HR SPDR GOLD SHARES ETF / Equities (863307104) 119.20 646 77
2018-06-30 13F-HR STATE STREET COR / Convertible/ (857477AT0) 1.00 20,000 20
2018-06-30 13F-HR SUPER DEAL COM INC / Equities (00210R106) 0.00 153 0
2018-06-30 13F-HR TEMPE AZ / Convertible/ (8797094M2) 1.20 5,000 6
2018-06-30 13F-HR TEXAS CAPITAL / PFDs, REITs, (882228406) 25.26 950 24
2018-06-30 13F-HR TEXAS STATE B7 / Convertible/ (882724AZ0) 1.10 20,000 22
2018-06-30 13F-HR TEXTRON INCORPORA / Convertible/ (883203BU4) 1.02 60,000 61
2018-06-30 13F-HR THORNBURG MORTGAGE / PFDs, REITs, (885218800) 0.00 15 0
2018-06-30 13F-HR TOLL BROTHERS INC / Convertible/ (88947EAN0) 0.98 730,000 714
2018-06-30 13F-HR TRIAD HOSPITALS / Equities (89579K109) 32.79 61 2
2018-06-30 13F-HR TUCSON AZ / Convertible/ (898711T97) 1.00 5,000 5
2018-06-30 13F-HR TUCSON AZ WTR / Convertible/ (898797ED3) 1.15 20,000 23
2018-06-30 13F-HR TWO HARBORS / PFDs, REITs, (90187B200) 26.67 600 16
2018-06-30 13F-HR TWO HARBORS / PFDs, REITs, (90187B309) 25.71 350 9
2018-06-30 13F-HR TYSON FOODS INC / Convertible/ (902494AX1) 1.00 55,000 55
2018-06-30 13F-HR UMH PROPERTIE / PFDs, REITs, (903002400) 26.00 500 13
2018-06-30 13F-HR UNILIFE CORP / Equities (90478E305) 0.00 3,000 0
2018-06-30 13F-HR UNITY ONE CAPITAL / Equities (913991006) 0.00 1 0
2018-06-30 13F-HR USA PERFORMANCE PRODUCTS INC / Equities (90341L102) 0.00 40 0
2018-06-30 13F-HR USAS DIGITAL INC / Equities (90341K104) 0.00 162 0
2018-06-30 13F-HR UTAH ST / Convertible/ (917542TX0) 1.10 10,000 11
2018-06-30 13F-HR VALEANT PHARMA INTL INC / Equities (91911X104) 22.22 360 8
2018-06-30 13F-HR VENTAS REALTY LP / Equities (92276M204) 23.81 84 2
2018-06-30 13F-HR VITROTECH CORP / Equities (92851M108) 0.00 500 0
2018-06-30 13F-HR VORNADO REALTY / PFDs, REITs, (929042844) 21.28 47 1
2018-06-30 13F-HR WA FUNDING TR III XXX / PFDs, REITs, (939ESC968) 0.00 3,100 0
2018-06-30 13F-HR WA ST COP / Convertible/ (9397195F3) 1.03 35,000 36
2018-06-30 13F-HR WASTE MGMT INC / Convertible/ (94106LAY5) 0.98 240,000 235
2018-06-30 13F-HR WASTE MGMT INC / Convertible/ (94106LAZ2) 1.00 55,000 55
2018-06-30 13F-HR WATERLOO LA CSD / Convertible/ (941660AP7) 1.04 25,000 26
2018-06-30 13F-HR WP / Worldpay, Inc. 81.79 45,459 43,759 -3.74 3,738,548 3,579 -99.90
2018-06-30 13F-HR 97122PBJ1 / Willow Trace Met Co Bond 1.09 100,000 100,000 0.00 108,889 109 -99.90
2018-06-30 13F-HR WPC / W.P. Carey Inc. 66.67 600 600 0.00 37,194 40 -99.89
2018-06-30 13F-HR 97989DAX0 / Woodmoor Co W/s Bond 1.10 50,000 50,000 0.00 54,805 55 -99.90
2018-06-30 13F-HR WMB / Williams Companies, Inc. (The) 29.41 68 68 0.00 1,690 2 -99.88
2018-06-30 13F-HR WSTN MARICOPA ED #2 / Convertible/ (95855RCR5) 1.20 15,000 18
2018-06-30 13F-HR WH.WI / Wyndham Hotels & Resorts, Inc. 58.18 275 16
2018-06-30 13F-HR YELLOW MEDIA INC 22 WTS / Equities (985572114) 0.00 827 0
2018-06-30 13F-HR ZILLOW GROUP INC / Convertible/ (98954MAB7) 1.26 2,865,000 3,622
2018-06-30 13F-HR TEL / TE Connectivity Ltd. 89.62 424 424 0.00 42,358 38 -99.91
2018-06-30 13F-HR KIM / Kimco Realty Corporation 21.74 406 46 -88.67 7 1 -85.71
2018-06-30 13F-HR KIM / Kimco Realty Corporation 17.24 46 406 782.61 1,071 7 -99.35
2018-06-30 13F-HR DEO / Diageo plc 142.24 367 232 -36.78 49,699 33 -99.93
2018-06-30 13F-HR NGHCO / National General Holdings Corp., 7.50% Dep Shares Non-Cumul Pfd Shares Series B 25.09 2,152 2,152 0.00 53,270 54 -99.90
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,129.26 2,290 2,290 0.00 2,375,051 2,586 -99.89
2018-06-30 13F-HR KRE / SPDR S&P Regional Banking ETF 61.42 1,099 749 -31.85 66,369 46 -99.93
2018-06-30 13F-HR FE / FirstEnergy Corp. 37.14 350 350 0.00 11,904 13 -99.89
2018-06-30 13F-HR CBS / CBS Corp. 55.00 200 200 0.00 10,278 11 -99.89
2018-06-30 13F-HR ZTS / Zoetis Inc. 84.60 253 591 133.60 21,128 50 -99.76
2018-06-30 13F-HR YUMC / Yum China Holdings, Inc. 38.34 500 1,252 150.40 20,750 48 -99.77
2018-06-30 13F-HR MRVL / Marvell Technology Group Ltd. 23.81 210 210 0.00 4,410 5 -99.89
2018-06-30 13F-HR 88947EAK6 / Toll Brothers Finance Corp. 5.875% 02/15/22 1.04 9,240,000 9,560,000 3.46 9,794,400 9,942 -99.90
2018-06-30 13F-HR BBT / BB&T Corp. 19.61 81 51 -37.04 2 1 -50.00
2018-06-30 13F-HR BBT / BB&T Corp. 24.69 338 81 -76.04 9 2 -77.78
2018-06-30 13F-HR BBT / BB&T Corp. 26.63 550 338 -38.55 14 9 -35.71
2018-06-30 13F-HR BBT / BB&T Corp. 25.45 40,870 550 -98.65 1,078 14 -98.70
2018-06-30 13F-HR BBT / BB&T Corp. 26.38 121,143 40,870 -66.26 6,110 1,078 -82.36
2018-06-30 13F-HR BBT / BB&T Corp. 50.44 51 121,143 237,435.29 1,274 6,110 379.59
2018-06-30 13F-HR XCMKX / MFS Intermarket Income Trust I 0.00 5,516 5,516 0.00 0 0
2018-06-30 13F-HR MMM / 3M Co. 196.69 12,568 12,039 -4.21 2,758,887 2,368 -99.91
2018-06-30 13F-HR RYN / Rayonier, Inc. (REIT) 39.22 357 357 0.00 12,559 14 -99.89
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 30.00 55,715 100 -99.82 984 3 -99.70
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 17.66 100 55,715 55,615.00 3,109 984 -68.35
2018-06-30 13F-HR 532716AS6 / Limited Brands Inc 7.0% 05/01/20 1.06 8,370,000 8,505,000 1.61 8,893,125 9,015 -99.90
2018-06-30 13F-HR ED / Consolidated Edison, Inc. 80.00 123 100 -18.70 9,587 8 -99.92
2018-06-30 13F-HR CAG / ConAgra Foods, Inc. 35.79 1,425 1,425 0.00 52,554 51 -99.90
2018-06-30 13F-HR CHCT / Community Healthcare Trust Incorporated 30.00 1,000 1,000 0.00 25,740 30 -99.88
2018-06-30 13F-HR EV / Eaton Vance Corp. 15.07 929 929 0.00 13,833 14 -99.90
2018-06-30 13F-HR BGS / B&G Foods, Inc. 30.00 500 500 0.00 11,850 15 -99.87
2018-06-30 13F-HR OXLCO / Oxford Lane Capital Corp. 26.67 600 300 -50.00 15 8 -46.67
2018-06-30 13F-HR OXLCO / Oxford Lane Capital Corp. 25.00 300 600 100.00 7,609 15 -99.80
2018-06-30 13F-HR APH / Amphenol Corp. 85.00 200 200 0.00 17,226 17 -99.90
2018-06-30 13F-HR HR / Healthcare Realty Trust, Inc. 29.09 22,205 22,105 -0.45 615,301 643 -99.90
2018-06-30 13F-HR 592573AT6 / Metropolitan State Bond 1.05 155,000 155,000 0.00 163,469 163 -99.90
2018-06-30 13F-HR SYY / SYSCO Corp. 67.64 754 754 0.00 45,210 51 -99.89
2018-06-30 13F-HR DASTY / Dassault Systemes SA 140.00 150 150 0.00 20,476 21 -99.90
2018-06-30 13F-HR SNY / Sanofi 40.00 1,014 1,000 -1.38 1 40 3,900.00
2018-06-30 13F-HR HII / Huntington Ingalls Industries, Inc. 250.00 12 12 0.00 3,093 3 -99.90
2018-06-30 13F-HR STWD / Starwood Property Trust Inc. 21.73 23,750 23,750 0.00 497,563 516 -99.90
2018-06-30 13F-HR INTC / Intel Corp. 49.71 120,495 123,369 2.39 6,275,396 6,133 -99.90
2018-06-30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.76 542 542 0.00 7,219 8 -99.89
2018-06-30 13F-HR 855244AJ8 / Starbucks Corp Bond 1.00 10,000 10,000 0.00 9,791 10 -99.90
2018-06-30 13F-HR 78012KKU0 / Royal Bank Canad Bond 1.00 10,000 10,000 0.00 9,858 10 -99.90
2018-06-30 13F-HR LXRP / Lexaria Bioscience Corp. 2.00 2,000 2,000 0.00 2,100 4 -99.81
2018-06-30 13F-HR AKAM / Akamai Technologies, Inc. 73.33 300 300 0.00 21,294 22 -99.90
2018-06-30 13F-HR MRO / Marathon Oil Corp. 20.00 312 100 -67.95 5,031 2 -99.96
2018-06-30 13F-HR 21925YAB9 / Cornerstone OnDemand, Inc. Bond 1.500% 7/0 1.00 10,770,000 9,795,000 -9.05 10,747,266 9,770 -99.91
2018-06-30 13F-HR AET / Aetna, Inc. 182.61 115 115 0.00 19,435 21 -99.89
2018-06-30 13F-HR SOUHY / South32 Ltd. 0.00 11 11 0.00 137 0 -100.00
2018-06-30 13F-HR CVE / Cenovus Energy Inc. 9.65 622 622 0.00 5,312 6 -99.89
2018-06-30 13F-HR CPRT / Copart, Inc. 57.50 400 400 0.00 20,372 23 -99.89
2018-06-30 13F-HR COF-D / Capital One Financial Corp., 6.70% Dep Shares Non-Cumul Perp Pfd Stock Series D 26.39 720 720 0.00 19,040 19 -99.90
2018-06-30 13F-HR 747525AE3 / QUALCOMM Incorporated 3.00% Bond Due 5/20/2022 0.98 1,230,000 1,235,000 0.41 1,211,449 1,216 -99.90
2018-06-30 13F-HR LII / Lennox International, Inc. 200.00 50 50 0.00 10,219 10 -99.90
2018-06-30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 17.54 57 57 0.00 1,066 1 -99.91
2018-06-30 13F-HR JCI / Johnson Controls International plc 33.38 5,482 5,482 0.00 193,186 183 -99.91
2018-06-30 13F-HR STZ / Constellation Brands, Inc. 219.67 600 610 1.67 136,752 134 -99.90
2018-06-30 13F-HR NFG / National Fuel Gas Co. 60.00 50 50 0.00 2,573 3 -99.88
2018-06-30 13F-HR AON / Aon Plc 133.33 15 15 0.00 2,105 2 -99.90
2018-06-30 13F-HR PFG / Principal Financial Group, Inc. 50.00 100 100 0.00 6,091 5 -99.92
2018-06-30 13F-HR KPTI / Karyopharm Therapeutics Inc. 16.67 1,200 1,200 0.00 16,104 20 -99.88
2018-06-30 13F-HR BAX / Baxter International, Inc. 73.86 1,200 1,760 46.67 78,048 130 -99.83
2018-06-30 13F-HR EXD / Eaton Vance Tax Advantaged Bond & Option Strategies Fund 9.21 8,035 8,035 0.00 77,136 74 -99.90
2018-06-30 13F-HR 54811GZS2 / Lower Co Riv Auth T Bond 1.10 10,000 10,000 0.00 11,501 11 -99.90
2018-06-30 13F-HR 14912L4D0 / Caterpillar Financial 7.05% Mtns 10/1/18 1.00 8,000 8,000 0.00 8,173 8 -99.90
2018-06-30 13F-HR NGHCP / National General Holdings Corp., 7.50% Non-Cumulative Preferred Stock Series A 26.67 300 300 0.00 7,512 8 -99.89
2018-06-30 13F-HR RPAI / Retail Properties of America, Inc. 12.41 1,209 1,209 0.00 14,097 15 -99.89
2018-06-30 13F-HR PSA / Public Storage 37.04 42 27 -35.71 1 1 0.00
2018-06-30 13F-HR PSA / Public Storage 23.81 55 42 -23.64 1 1 0.00
2018-06-30 13F-HR PSA / Public Storage 18.18 77 55 -28.57 2 1 -50.00
2018-06-30 13F-HR PSA / Public Storage 25.97 224 77 -65.62 51 2 -96.08
2018-06-30 13F-HR PSA / Public Storage 227.68 1,030 224 -78.25 27 51 88.89
2018-06-30 13F-HR PSA / Public Storage 26.21 2,400 1,030 -57.08 60 27 -55.00
2018-06-30 13F-HR PSA / Public Storage 25.00 3,092 2,400 -22.38 77 60 -22.08
2018-06-30 13F-HR PSA / Public Storage 24.90 3,250 3,092 -4.86 81 77 -4.94
2018-06-30 13F-HR PSA / Public Storage 24.92 27 3,250 11,937.04 662 81 -87.76
2018-06-30 13F-HR XLK / SPDR Technology Select Sector ETF 70.00 200 200 0.00 13,084 14 -99.89
2018-06-30 13F-HR 370ESCBW4 / General Motors Company Bond 0.00 15,000 15,000 0.00 0 0
2018-06-30 13F-HR LADR / Ladder Capital Corp 15.73 3,500 4,450 27.14 52,780 70 -99.87
2018-06-30 13F-HR UTX / United Technologies Corp. 124.90 1,250 1,289 3.12 157,231 161 -99.90
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 76.67 300 300 0.00 20,223 23 -99.89
2018-06-30 13F-HR HIW / Highwoods Properties, Inc. 50.51 297 297 0.00 13,015 15 -99.88
2018-06-30 13F-HR GM / General Motors Company 42.11 95 95 0.00 3,452 4 -99.88
2018-06-30 13F-HR SNV / Synovus Financial Corp. 25.00 600 600 0.00 15,606 15 -99.90
2018-06-30 13F-HR HABT / The Habit Restaurants, Inc. 10.00 200 200 0.00 1,760 2 -99.89
2018-06-30 13F-HR EIX / Edison International 63.08 1,189 1,189 0.00 75,692 75 -99.90
2018-06-30 13F-HR VZA / Verizon Communications, Inc., 5.90% Bonds due 2/15/2054 23.81 210 210 0.00 5,557 5 -99.91
2018-06-30 13F-HR ALL.PRE / Allstate Corp. (The) 0.00 143 18 -87.41 4 0 -100.00
2018-06-30 13F-HR ALL.PRE / Allstate Corp. (The) 27.97 2,809 143 -94.91 76 4 -94.74
2018-06-30 13F-HR ALL.PRE / Allstate Corp. (The) 27.06 18 2,809 15,505.56 481 76 -84.20
2018-06-30 13F-HR 24919PJK1 / Denver Co C&c S Bond 1.01 100,000 100,000 0.00 101,388 101 -99.90
2018-06-30 13F-HR 67020YAG5 / Nuance Communications, Inc. 1.50% Bond Due 11/1/2035 0.96 6,260,000 6,615,000 5.67 6,386,890 6,381 -99.90
2018-06-30 13F-HR MFC / Manulife Financial Corp. 18.00 1,000 1,000 0.00 18,580 18 -99.90
2018-06-30 13F-HR 00751YAA4 / Advance Auto Parts Inc. 5.75% 05/01/20 1.04 1,105,000 710,000 -35.75 1,159,100 738 -99.94
2018-06-30 13F-HR SRHIF / Sprott Resource Holdings Inc 0.00 3,000 3,000 0.00 293 0 -100.00
2018-06-30 13F-HR 92343XAA8 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021 0.98 19,995,000 19,560,000 -2.18 19,536,115 19,208 -99.90
2018-06-30 13F-HR HIX / Western Asset High Income Fund II, Inc. 6.44 59,468 59,468 0.00 390,110 383 -99.90
2018-06-30 13F-HR SKX / Skechers U.S.A. Inc. 30.48 1,050 1,050 0.00 40,835 32 -99.92
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.31 70,118 64,338 -8.24 3,353,048 3,237 -99.90
2018-06-30 13F-HR CXO / Concho Resources, Inc. 138.64 440 440 0.00 66,145 61 -99.91
2018-06-30 13F-HR ES / Eversource Energy 57.69 355 364 2.54 20,917 21 -99.90
2018-06-30 13F-HR F / Ford Motor Co. 11.12 929 2,787 200.00 10,290 31 -99.70
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.63 3,079 3,079 0.00 84,888 82 -99.90
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 166.67 1,063 1,020 -4.05 173,620 170 -99.90
2018-06-30 13F-HR 260003AC2 / Dover Corp 6.650% Debentures 06/01/28 1.19 135,000 105,000 -22.22 167,129 125 -99.93
2018-06-30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 142.50 800 800 0.00 119,776 114 -99.90
2018-06-30 13F-HR MDLZ / Mondelez International, Inc. 41.05 7,679 7,210 -6.11 320,445 296 -99.91
2018-06-30 13F-HR UGI / UGI Corp. 52.27 1,875 1,875 0.00 83,288 98 -99.88
2018-06-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.91 0 22 0 2
2018-06-30 13F-HR CELG / Celgene Corp. 78.88 4,508 786 -82.56 402,159 62 -99.98
2018-06-30 13F-HR 86181SAP3 / Stonegate Vlg M Bond 1.00 90,000 90,000 0.00 90,797 90 -99.90
2018-06-30 13F-HR WFC.PRQ / Wells Fargo & Co., 5.85% Dep Shares Fixed/Float Non-Cumul Perp Pfd Stock Ser Q 22.22 1,095 135 -87.67 28,788 3 -99.99
2018-06-30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.26 10,860 10,860 0.00 142,700 144 -99.90
2018-06-30 13F-HR FTRPR / Frontier Communications Corp. 0.00 1 7 600.00 7 0 -100.00
2018-06-30 13F-HR 525ESCGU7 / Lehman Brothers Holdings, Inc. Bond 0.05 20,000 20,000 0.00 800 1 -99.87
2018-06-30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 26.32 76 76 0.00 1,945 2 -99.90
2018-06-30 13F-HR MTB / M & T Bank Corp. 168.00 0 125 0 21
2018-06-30 13F-HR YUM / Yum! Brands, Inc. 78.21 500 1,253 150.60 42,565 98 -99.77
2018-06-30 13F-HR CABGY / Carlsberg AS 30.77 65 65 0.00 1,564 2 -99.87
2018-06-30 13F-HR NTAP / NetApp, Inc. 80.00 300 300 0.00 18,507 24 -99.87
2018-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF 83.08 325 325 0.00 26,455 27 -99.90
2018-06-30 13F-HR 0258M0DK2 / American Express Bond 1.00 10,000 10,000 0.00 9,954 10 -99.90
2018-06-30 13F-HR 538034AJ8 / Live Nation Entertainment, Inc. 2.5% Due 5/15/2019 1.42 3,460,000 1,455,000 -57.95 4,387,626 2,071 -99.95
2018-06-30 13F-HR EPR / EPR Properties 69.77 86 86 0.00 4,764 6 -99.87
2018-06-30 13F-HR WAL / Western Alliance Bancorporation 56.67 900 900 0.00 52,299 51 -99.90
2018-06-30 13F-HR DNKN / Dunkin' Brands Group, Inc. 70.00 300 300 0.00 17,907 21 -99.88
2018-06-30 13F-HR 040654UD5 / Arizona State Trans Brd Hwy Bond 1.09 10,000 35,000 250.00 10,951 38 -99.65
2018-06-30 13F-HR KMB / Kimberly-Clark Corp. 105.34 36,080 42,520 17.85 3,973,490 4,479 -99.89
2018-06-30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 135.09 42,022 42,733 1.69 6,355,407 5,773 -99.91
2018-06-30 13F-HR AMX / America Movil S.A.B. de CV 15.00 200 200 0.00 3,818 3 -99.92
2018-06-30 13F-HR 06051GEM7 / Bank Of America Corp. 5.70% 01/24/22 1.07 67,000 67,000 0.00 72,965 72 -99.90
2018-06-30 13F-HR FANUY / Fanuc Corporation 19.89 1,909 1,609 -15.72 48,546 32 -99.93
2018-06-30 13F-HR CVX / Chevron Corp. 126.45 6,492 6,382 -1.69 740,338 807 -99.89
2018-06-30 13F-HR ASB-C / Associated Banc-Corp. 6.125% Series C Preferred 26.00 1,000 1,000 0.00 26,030 26 -99.90
2018-06-30 13F-HR RDS.B / Royal Dutch Shell Plc 67.96 103 103 0.00 6,750 7 -99.90
2018-06-30 13F-HR CCI / Crown Castle International Corp. 107.14 140 140 0.00 15,345 15 -99.90
2018-06-30 13F-HR PX / Praxair, Inc. 166.67 45 30 -33.33 6,494 5 -99.92
2018-06-30 13F-HR DTGI / Digerati Technologies, Inc. 0.00 100 100 0.00 40 0 -100.00
2018-06-30 13F-HR DEA / Easterly Government Properties, Inc. 20.00 1,000 1,850 85.00 20,400 37 -99.82
2018-06-30 13F-HR 428236BQ5 / Hewlett- Packard Co 4.375% 09/15/21 1.04 25,000 25,000 0.00 25,918 26 -99.90
2018-06-30 13F-HR 709224FX2 / Pa St Tpk Commn Tpk Bond 1.10 10,000 10,000 0.00 11,393 11 -99.90
2018-06-30 13F-HR JPM.PRB / JPMorgan Chase & Co., Preferred B 25.81 155 155 0.00 4,052 4 -99.90
2018-06-30 13F-HR VIAV / Viavi Solutions Inc. 0.00 7 7 0.00 68 0 -100.00
2018-06-30 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 51.43 700 700 0.00 36,393 36 -99.90
2018-06-30 13F-HR 33938EAS6 / Flextronics International Ltd. 5% Bond Due 2/15/2023 1.02 2,399,000 1,455,000 -39.35 2,517,683 1,490 -99.94
2018-06-30 13F-HR 86888YAD3 / Surprise Az Mpc W Bond 1.00 30,000 30,000 0.00 30,291 30 -99.90
2018-06-30 13F-HR 02665WAC5 / American Honda Finance Corp Bond 1.00 10,000 10,000 0.00 9,974 10 -99.90
2018-06-30 13F-HR STOR / STORE Capital Corp. 27.50 1,200 1,200 0.00 29,784 33 -99.89
2018-06-30 13F-HR TOELY / Tokyo Electron Ltd. 38.46 26 26 0.00 1,200 1 -99.92
2018-06-30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 65.28 45,628 45,221 -0.89 3,136,012 2,952 -99.91
2018-06-30 13F-HR KYCCF / Keyence Corp. 500.00 4 4 0.00 2,464 2 -99.92
2018-06-30 13F-HR CY / Cypress Semiconductor Corp. 15.57 21,500 18,500 -13.95 364,640 288 -99.92
2018-06-30 13F-HR PMT / Penny Mac Mortgage Investment Trust 19.00 8,000 8,000 0.00 144,240 152 -99.89
2018-06-30 13F-HR 29404KAA4 / Envestnet, Inc. 1.75% Bond Due 12/15/2019 1.05 9,215,000 8,785,000 -4.67 10,120,835 9,250 -99.91
2018-06-30 13F-HR TAP / Molson Coors Brewing Co. 67.61 250 355 42.00 18,833 24 -99.87
2018-06-30 13F-HR CMCSA / Comcast Corp. 32.95 810 1,548 91.11 27,678 51 -99.82
2018-06-30 13F-HR 949746RN3 / Wells Fargo Bk N Bond 1.03 150,000 150,000 0.00 157,688 154 -99.90
2018-06-30 13F-HR SGEN / Seattle Genetics, Inc. 67.50 400 400 0.00 20,936 27 -99.87
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 56.12 153,599 154,549 0.62 8,510,942 8,673 -99.90
2018-06-30 13F-HR GPC / Genuine Parts Co. 90.91 148 176 18.92 13,296 16 -99.88
2018-06-30 13F-HR CRM / Salesforce.com, Inc. 137.72 334 334 0.00 38,844 46 -99.88
2018-06-30 13F-HR ABT / Abbott Laboratories 60.99 3,208 3,263 1.71 192,218 199 -99.90
2018-06-30 13F-HR BK / Bank of New York Mellon Corp. (The) 26.58 400 301 -24.75 22 8 -63.64
2018-06-30 13F-HR BK / Bank of New York Mellon Corp. (The) 55.00 301 400 32.89 7,585 22 -99.71
2018-06-30 13F-HR NCV / AGIC Convertible & Income Fund 6.99 91,500 91,500 0.00 614,880 640 -99.90
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 78.07 46,693 55,453 18.76 3,701,839 4,329 -99.88
2018-06-30 13F-HR ABUS / Arbutus Biopharma Corporation 0.00 20 20 0.00 100 0 -100.00
2018-06-30 13F-HR LKSD.WI / LSC Communications, Inc. 20.00 100 100 0.00 1,745 2 -99.89
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc 68.63 764 714 -6.54 48,751 49 -99.90
2018-06-30 13F-HR GPMT / Granite Point Mortgage Trust Inc 18.30 5,610 5,410 -3.57 92,789 99 -99.89
2018-06-30 13F-HR TWO / Two Harbors Investment Corp. 15.80 29,616 29,616 0.00 455,198 468 -99.90
2018-06-30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 25.00 4,700 400 -91.49 86 10 -88.37
2018-06-30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18.30 400 4,700 1,075.00 10,176 86 -99.15
2018-06-30 13F-HR WAB / Wabtec Corp. 100.00 100 100 0.00 8,140 10 -99.88
2018-06-30 13F-HR GMRE / Global Medical REIT, Inc. 9.00 2,000 2,000 0.00 13,900 18 -99.87
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.61 132,938 132,896 -0.03 12,133,231 13,105 -99.89
2018-06-30 13F-HR PNC.PRP / PNC Financial Services Group, Inc., 6.125% Dep Shares Fixed/Float Non-cum Preferred Stock P 27.45 65,801 68,461 4.04 1,847,034 1,879 -99.90
2018-06-30 13F-HR WRK / Westrock Company 56.41 780 780 0.00 50,053 44 -99.91
2018-06-30 13F-HR APTS / Preferred Apartment Communities, Inc. 17.21 2,000 2,150 7.50 28,380 37 -99.87
2018-06-30 13F-HR RYKKY / Ryohin Keikaku Co. Ltd. 66.67 30 30 0.00 2,008 2 -99.90
2018-06-30 13F-HR EW / Edwards Lifesciences Corp. 144.44 200 360 80.00 27,904 52 -99.81
2018-06-30 13F-HR TGT / Target Corp. 76.12 9,986 9,971 -0.15 693,328 759 -99.89
2018-06-30 13F-HR EQR / Equity Residential 64.38 233 233 0.00 14,357 15 -99.90
2018-06-30 13F-HR GNL / Global Net Lease Inc. 20.42 48,881 52,882 8.19 825,111 1,080 -99.87
2018-06-30 13F-HR NGHCZ / National General Holdings Corp., 7.625% Subordinated Bonds due 9/15/2055 24.00 250 250 0.00 6,202 6 -99.90
2018-06-30 13F-HR GNMK / GenMark Diagnostics, Inc. 7.50 400 400 0.00 2,176 3 -99.86
2018-06-30 13F-HR IP / International Paper Company 51.83 1,447 1,447 0.00 77,296 75 -99.90
2018-06-30 13F-HR WU / Western Union Co. (The) 20.38 8,196 8,196 0.00 157,609 167 -99.89
2018-06-30 13F-HR TWLO / Twilio Inc. 56.67 300 300 0.00 11,454 17 -99.85
2018-06-30 13F-HR NXPS / NexPrise, Inc. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR OLED / Universal Display Corp. 90.00 100 100 0.00 10,100 9 -99.91
2018-06-30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 23.23 775 775 0.00 20,600 18 -99.91
2018-06-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.50 472 400 -15.25 47,696 41 -99.91
2018-06-30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 36.00 1,000 1,000 0.00 36,270 36 -99.90
2018-06-30 13F-HR DUK / Duke Energy Corp. 27.40 73 73 0.00 1,857 2 -99.89
2018-06-30 13F-HR FB / Facebook, Inc. 194.05 840 840 0.00 134,224 163 -99.88
2018-06-30 13F-HR CTTAY / Continental AG 50.00 20 20 0.00 1,108 1 -99.91
2018-06-30 13F-HR ETE / Entergy Transfer Equity LP 17.25 4,900 4,000 -18.37 69,629 69 -99.90
2018-06-30 13F-HR ASBFY / Associated British Foods plc 50.00 20 20 0.00 708 1 -99.86
2018-06-30 13F-HR SQ / Square, Inc. 62.00 500 500 0.00 24,600 31 -99.87
2018-06-30 13F-HR SXL / Sunoco Logistics Partners L.P. 19.13 4,600 4,600 0.00 74,612 88 -99.88
2018-06-30 13F-HR 040624AV0 / Arizona State Lottery Bond 1.00 10,000 10,000 0.00 10,540 10 -99.91
2018-06-30 13F-HR DUKH / Duke Energy Corporation 78.89 976 976 0.00 75,611 77 -99.90
2018-06-30 13F-HR CAPL / CrossAmerica Partners LP 17.00 2,500 4,000 60.00 51,400 68 -99.87
2018-06-30 13F-HR 576051BG0 / Ma St Wtr Res Auth Bond 1.00 10,000 10,000 0.00 10,114 10 -99.90
2018-06-30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 50.18 279 279 0.00 15,169 14 -99.91
2018-06-30 13F-HR LTC / LTC Properties, Inc. 42.86 700 700 0.00 26,600 30 -99.89
2018-06-30 13F-HR 494368AS2 / Kimberly Clark Corp 6.375% Debentures 01/01/28 1.18 82,000 60,000 -26.83 100,003 71 -99.93
2018-06-30 13F-HR MAR / Marriott International, Inc. 125.00 240 240 0.00 32,635 30 -99.91
2018-06-30 13F-HR PRH / Prudential Financial, 5.70% Junior Subordinated Bonds due 3/15/2053 25.10 518 518 0.00 13,002 13 -99.90
2018-06-30 13F-HR CTW / Qwest Corporation, 7.50% Bonds due 9/15/2051 25.00 40 40 0.00 1,008 1 -99.90
2018-06-30 13F-HR 416518AB4 / Hartford Finl Svcs Grp 5.125% Senior Notes 04/15/22 1.06 50,000 50,000 0.00 53,276 53 -99.90
2018-06-30 13F-HR USB.PRO / U.S. Bancorp, 5.15% Dep Shares Non-Cumulative Perpetual Preferred Stock Series H 27.03 74 74 0.00 1,880 2 -99.89
2018-06-30 13F-HR SYF / Synchrony Financial 32.73 550 550 0.00 18,442 18 -99.90
2018-06-30 13F-HR PPG / PPG Industries, Inc. 103.86 325 414 27.38 36,270 43 -99.88
2018-06-30 13F-HR ASHTY / Ashtead Group PLC 100.00 10 10 0.00 1,106 1 -99.91
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. 339.13 115 115 0.00 30,605 39 -99.87
2018-06-30 13F-HR AKBA / Akebia Therapeutics, Inc. 11.43 175 175 0.00 1,668 2 -99.88
2018-06-30 13F-HR 460690BH2 / Interpublic Group 4.0% 03/15/22 1.00 50,000 50,000 0.00 50,649 50 -99.90
2018-06-30 13F-HR 005518VG7 / Adams & Weld Co Sd#27 Bond 1.07 100,000 100,000 0.00 107,434 107 -99.90
2018-06-30 13F-HR 38141GGS7 / Goldman Sachs Group Inc. 5.75% 01/24/22 1.06 50,000 50,000 0.00 54,056 53 -99.90
2018-06-30 13F-HR 06051GEC9 / Bank Of America Corp. 5.625% 07/01/20 1.00 7,000 7,000 0.00 7,375 7 -99.91
2018-06-30 13F-HR PJH / Prudential Financial, 5.75% Junior Subordinated Bonds due 12/15/2052 21.98 91 91 0.00 2,291 2 -99.91
2018-06-30 13F-HR VGK / Vanguard FTSE Europe ETF 55.95 1,412 1,412 0.00 82,108 79 -99.90
2018-06-30 13F-HR NLY / Annaly Capital Management, Inc. 10.28 15,774 16,049 1.74 164,523 165 -99.90
2018-06-30 13F-HR 082887NB2 / Benton County Washington Sd#1 Bond 1.13 15,000 15,000 0.00 16,637 17 -99.90
2018-06-30 13F-HR SRE / Sempra Energy 117.65 195 187 -4.10 21,688 22 -99.90
2018-06-30 13F-HR BAC.PRI / Bank of America Corp. 6.625% Preferred Perpetual Series I 28.57 105 105 0.00 2,702 3 -99.89
2018-06-30 13F-HR CTU / Qwest Corporation, 7.00% Bonds due 7/1/2052 24.39 41 41 0.00 966 1 -99.90
2018-06-30 13F-HR ON / ON Semiconductor Corporation 21.89 1,188 1,188 0.00 29,058 26 -99.91
2018-06-30 13F-HR MET / MetLife, Inc. 42.55 235 235 0.00 10,784 10 -99.91
2018-06-30 13F-HR AB / AllianceBernstein Holding L.P. 28.50 10,325 10,140 -1.79 277,226 289 -99.90
2018-06-30 13F-HR GD / General Dynamics Corp. 180.00 85 50 -41.18 18,777 9 -99.95
2018-06-30 13F-HR JKG / iShares Morningstar Mid-Cap ETF 184.87 119 119 0.00 21,582 22 -99.90
2018-06-30 13F-HR VFH / Vanguard Financials ETF 68.00 500 500 0.00 34,735 34 -99.90
2018-06-30 13F-HR TXRH / Texas Roadhouse, Inc. 65.52 28,390 28,190 -0.70 1,640,374 1,847 -99.89
2018-06-30 13F-HR FCEL / FuelCell Energy, Inc. 0.00 50 50 0.00 87 0 -100.00
2018-06-30 13F-HR GBLI / Global Indemnity plc 24.00 250 250 0.00 6,444 6 -99.91
2018-06-30 13F-HR MCD / McDonald's Corp. 156.61 1,756 1,756 0.00 274,658 275 -99.90
2018-06-30 13F-HR 040688MM2 / Arizona Water Infra Fa Rev Bond 1.10 10,000 10,000 0.00 11,065 11 -99.90
2018-06-30 13F-HR 817609AB6 / Servicemaster Co Ltd Bond 1.00 5,000 5,000 0.00 5,325 5 -99.91
2018-06-30 13F-HR ASIX / AdvanSix Inc. 0.00 1 1 0.00 35 0 -100.00
2018-06-30 13F-HR MTW / Manitowoc Co., Inc. (The) 20.00 50 50 0.00 1,423 1 -99.93
2018-06-30 13F-HR GOV / Government Properties Income Trust 16.00 0 500 0 8
2018-06-30 13F-HR 721876RH5 / Pima Cn Arizona Swr Bond 1.10 10,000 10,000 0.00 10,981 11 -99.90
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. 84.01 294 369 25.51 22,306 31 -99.86
2018-06-30 13F-HR OUT / OUTFRONT Media Inc. 19.50 500 2,000 300.00 9,370 39 -99.58
2018-06-30 13F-HR 75913TJE5 / Regl Tran Dst Co Co Bond 1.10 10,000 10,000 0.00 10,688 11 -99.90
2018-06-30 13F-HR BAC.PRW / Bank of America Corp. 6.625% Preferred Perpetual Series W 27.61 326 326 0.00 8,544 9 -99.89
2018-06-30 13F-HR IR.WI / Ingersoll-Rand plc 90.00 200 200 0.00 17,102 18 -99.89
2018-06-30 13F-HR OFC / Corporate Office Properties Trust 29.00 2,000 2,000 0.00 51,660 58 -99.89
2018-06-30 13F-HR MO / Altria Group, Inc. 56.79 14,099 14,880 5.54 878,650 845 -99.90
2018-06-30 13F-HR 58013MEX8 / McDonald's Corp. 2.75% Bond Due 2020-12-9 0.99 675,000 875,000 29.63 671,938 869 -99.87
2018-06-30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 50.00 40 40 0.00 1,634 2 -99.88
2018-06-30 13F-HR MNRO / Monro Muffler Brake, Inc. 58.10 11,325 10,000 -11.70 607,020 581 -99.90
2018-06-30 13F-HR AUY / Yamana Gold Inc. 2.00 500 500 0.00 1,380 1 -99.93
2018-06-30 13F-HR DDD / 3 D Systems Corp. 0.00 20 20 0.00 232 0 -100.00
2018-06-30 13F-HR PMTS / CPI Card Group Inc. 0.00 80 80 0.00 241 0 -100.00
2018-06-30 13F-HR GOL / Gol Linhas Aereas Inteligentes S.A. 0.00 20 20 0.00 260 0 -100.00
2018-06-30 13F-HR STT / State Street Corp. 28.17 159 142 -10.69 4 4 0.00
2018-06-30 13F-HR STT / State Street Corp. 25.16 280 159 -43.21 7 4 -42.86
2018-06-30 13F-HR STT / State Street Corp. 25.00 142 280 97.18 3,892 7 -99.82
2018-06-30 13F-HR TELOZ / TEL Offshore Trust 0.00 10,008 10,008 0.00 0 0
2018-06-30 13F-HR DGX / Quest Diagnostics, Inc. 117.65 51 51 0.00 5,079 6 -99.88
2018-06-30 13F-HR TEF / Telefonica S.A. 8.10 988 988 0.00 9,752 8 -99.92
2018-06-30 13F-HR PK / Park Hotels & Resorts Inc. 30.50 2,000 2,000 0.00 54,040 61 -99.89
2018-06-30 13F-HR AWK / American Water Works Co., Inc. 90.00 100 100 0.00 8,213 9 -99.89
2018-06-30 13F-HR FLR / Fluor Corp. 40.00 50 50 0.00 2,861 2 -99.93
2018-06-30 13F-HR EBAY / eBay, Inc. 37.88 144 264 83.33 5,795 10 -99.83
2018-06-30 13F-HR GMO / General Moly, Inc. 0.41 162,807 162,807 0.00 61,867 67 -99.89
2018-06-30 13F-HR ACN / Accenture plc 164.71 172 170 -1.16 26,402 28 -99.89
2018-06-30 13F-HR WSO / Watsco, Inc. 200.00 61 10 -83.61 11,039 2 -99.98
2018-06-30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 50.00 20 20 0.00 1,262 1 -99.92
2018-06-30 13F-HR Symbol / Name 23.75 800 800 0.00 22,256 19 -99.91
2018-06-30 13F-HR HPT / Hospitality Properties Trust 28.61 72,995 72,705 -0.40 1,849,693 2,080 -99.89
2018-06-30 13F-HR 59001AAQ5 / Meritage Homes Corp. 7.00% Bond Due 4/1/2022 1.07 6,633,000 7,442,000 12.20 7,246,553 8,000 -99.89
2018-06-30 13F-HR SNR / New Senior Investment Group Inc. 7.80 1,666 1,666 0.00 13,628 13 -99.90
2018-06-30 13F-HR 46625HKK5 / Jpmorgan Chase & Var Bond 1.02 120,000 120,000 0.00 123,300 122 -99.90
2018-06-30 13F-HR YHOO / Yahoo! Inc. 70.00 100 100 0.00 7,404 7 -99.91
2018-06-30 13F-HR HCP / HCP, Inc. 25.80 3,643 3,643 0.00 84,627 94 -99.89
2018-06-30 13F-HR IONS / Ionis Pharmaceuticals, Inc. 41.67 118,652 118,152 -0.42 5,230,180 4,923 -99.91
2018-06-30 13F-HR RPM / RPM International, Inc. 58.30 27,130 26,980 -0.55 1,293,287 1,573 -99.88
2018-06-30 13F-HR AIV / Apartment Investment & Management Co. 41.20 267 267 0.00 10,880 11 -99.90
2018-06-30 13F-HR FISV / Fiserv, Inc. 73.92 0 1,434 0 106
2018-06-30 13F-HR MCK / McKesson Corp. 133.33 561 30 -94.65 79,028 4 -99.99
2018-06-30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 50.00 20 20 0.00 822 1 -99.88
2018-06-30 13F-HR 67020YAK6 / Nuance Communications, Inc. 1.00% Bond Due 12/15/2035 0.89 1,050,000 1,675,000 59.52 994,692 1,499 -99.85
2018-06-30 13F-HR PEP / PepsiCo, Inc. 108.87 30,275 29,696 -1.91 3,304,516 3,233 -99.90
2018-06-30 13F-HR TRVG / Trivago NV 4.21 950 950 0.00 6,603 4 -99.94
2018-06-30 13F-HR 71883RNK5 / Phoenix Arizona Wtr Bond 1.10 10,000 10,000 0.00 11,505 11 -99.90
2018-06-30 13F-HR NBL / Noble Energy, Inc. 35.90 390 390 0.00 11,817 14 -99.88
2018-06-30 13F-HR 052430KT1 / Austin Texas ISD Bond 1.13 15,000 15,000 0.00 16,836 17 -99.90
2018-06-30 13F-HR 532716AT4 / Limited Brands, Inc. 6.625% Senior Notes 04/01/21 1.06 7,205,000 7,690,000 6.73 7,655,313 8,113 -99.89
2018-06-30 13F-HR ADI / Analog Devices, Inc. 95.24 735 735 0.00 66,954 70 -99.90
2018-06-30 13F-HR AXDX / Accelerate Diagnostics, Inc. 22.32 2,195 2,195 0.00 50,156 49 -99.90
2018-06-30 13F-HR STAG / STAG Industrial, Inc. 27.12 2,950 2,950 0.00 70,564 80 -99.89
2018-06-30 13F-HR PSX / Phillips 66 112.31 17,395 17,345 -0.29 1,668,528 1,948 -99.88
2018-06-30 13F-HR SAN / Banco Santander S.A. 5.42 1,317 922 -29.99 8,626 5 -99.94
2018-06-30 13F-HR EOG / EOG Resources, Inc. 120.00 100 100 0.00 10,527 12 -99.89
2018-06-30 13F-HR HON / Honeywell International, Inc. 144.27 2,243 2,128 -5.13 324,136 307 -99.91
2018-06-30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 64.52 124 124 0.00 8,084 8 -99.90
2018-06-30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 36.78 800 870 8.75 35,008 32 -99.91
2018-06-30 13F-HR AAL / American Airlines Group Inc. 37.55 505 506 0.20 26,259 19 -99.93
2018-06-30 13F-HR WBC / Wabco Holdings, Inc. 120.00 50 50 0.00 6,694 6 -99.91
2018-06-30 13F-HR HTGM / HTG Molecular Diagnostics, Inc. 3.14 3,500 3,500 0.00 12,670 11 -99.91
2018-06-30 13F-HR 260543CF8 / Dow Chemical Co/the 4.125% 11/15/21 1.00 10,000 10,000 0.00 10,254 10 -99.90
2018-06-30 13F-HR WFC.PRR / Wells Fargo & Co., 6.625% Dep Shares Fixed/Float Non-Cumul Perp Pfd Stock Ser R 26.09 115 115 0.00 3,212 3 -99.91
2018-06-30 13F-HR D / Dominion Resources, Inc. 67.26 19 223 1,073.68 1,281 15 -98.83
2018-06-30 13F-HR CNC / Centene Corp. 125.71 175 175 0.00 18,702 22 -99.88
2018-06-30 13F-HR 55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Bond Due 7/15/2019 0.99 1,790,000 1,750,000 -2.23 1,766,748 1,730 -99.90
2018-06-30 13F-HR 94974BFN5 / Wells Fargo & Co. Bond 1.00 45,000 45,000 0.00 45,622 45 -99.90
2018-06-30 13F-HR NEWM / New Media Investment Group Inc. 18.03 721 721 0.00 12,358 13 -99.89
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 220.19 25,000 822 -96.71 27 181 570.37
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 1.08 1,022 25,000 2,346.18 257,401 27 -99.99
2018-06-30 13F-HR RMR / The RMR Group Inc. 100.00 10 10 0.00 700 1 -99.86
2018-06-30 13F-HR 530715AJ0 / Liberty Interactive Bond 1.06 17,000 17,000 0.00 18,275 18 -99.90
2018-06-30 13F-HR MGM / MGM Resorts International 29.03 89,441 103,886 16.15 3,132,224 3,016 -99.90
2018-06-30 13F-HR FRFHF / Fairfax Financial Holdings Ltd. 560.00 100 100 0.00 50,659 56 -99.89
2018-06-30 13F-HR NKE / Nike, Inc. 79.70 11,945 11,945 0.00 793,626 952 -99.88
2018-06-30 13F-HR ATHX / Athersys, Inc. 2.00 5,000 5,000 0.00 9,150 10 -99.89
2018-06-30 13F-HR GOODM / Gladstone Commercial Corp. 7.0% Series D Preferred 25.56 900 900 0.00 22,344 23 -99.90
2018-06-30 13F-HR SWKS / Skyworks Solutions, Inc. 100.00 100 100 0.00 10,026 10 -99.90
2018-06-30 13F-HR SAXPY / Sampo OYJ 26.67 75 75 0.00 2,091 2 -99.90
2018-06-30 13F-HR DE / Deere & Co. 140.19 93 107 15.05 14,445 15 -99.90
2018-06-30 13F-HR 79575EAJ7 / Salt Verde Arizona Fc Bond 1.14 35,000 35,000 0.00 39,635 40 -99.90
2018-06-30 13F-HR CBT / Cabot Corp. 61.58 406 406 0.00 22,622 25 -99.89
2018-06-30 13F-HR CCL / Carnival Corp. 60.00 150 150 0.00 9,837 9 -99.91
2018-06-30 13F-HR PBH / Prestige Brands Holdings, Inc. 40.00 200 200 0.00 6,744 8 -99.88
2018-06-30 13F-HR 249174SM6 / Denver Co C&c Sd #1 Bond 1.05 100,000 100,000 0.00 104,583 105 -99.90
2018-06-30 13F-HR LLL / L-3 Communications Holdings, Inc. 200.00 35 35 0.00 7,280 7 -99.90
2018-06-30 13F-HR IWP / iShares Russell Midcap Growth ETF 125.00 280 280 0.00 34,426 35 -99.90
2018-06-30 13F-HR MGP / MGM Growth Properties LLC 30.46 193,372 190,362 -1.56 5,132,093 5,798 -99.89
2018-06-30 13F-HR 364760AK4 / Gap Inc. 5.95% Senior Notes 04/12/21 1.05 15,785,000 16,175,000 2.47 16,520,156 16,945 -99.90
2018-06-30 13F-HR 040654VE2 / Arizona Trans Brd Hwy Bond 1.10 10,000 10,000 0.00 11,193 11 -99.90
2018-06-30 13F-HR PML / PIMCO Municipal Income Fund II 13.10 8,321 8,321 0.00 104,928 109 -99.90
2018-06-30 13F-HR BOJA / Bojangles, Inc. 20.00 50 50 0.00 693 1 -99.86
2018-06-30 13F-HR 414005QD3 / Harris Cnty Tx Bond 1.13 15,000 15,000 0.00 16,693 17 -99.90
2018-06-30 13F-HR 898797CG8 / Tucson Az Wtr Bond 1.20 10,000 10,000 0.00 11,719 12 -99.90
2018-06-30 13F-HR 36962G4D3 / General Electric Cap Corp 6.0% Senior Notes 08/07/19 1.00 9,000 9,000 0.00 9,369 9 -99.90
2018-06-30 13F-HR HOLX / Hologic, Inc. 40.00 1,000 1,000 0.00 37,360 40 -99.89
2018-06-30 13F-HR CRC / California Resources Corp. 0.00 2 2 0.00 34 0 -100.00
2018-06-30 13F-HR 30212PAB1 / Expedia, Inc. Bond 1.00 7,000 7,000 0.00 7,106 7 -99.90
2018-06-30 13F-HR SCHD / Schwab US Dividend Equity ETF 50.00 200 200 0.00 9,806 10 -99.90
2018-06-30 13F-HR NFLX / Netflix, Inc. 391.89 370 370 0.00 109,280 145 -99.87
2018-06-30 13F-HR 92826CAB8 / Visa Inc Bond 1.00 10,000 10,000 0.00 9,873 10 -99.90
2018-06-30 13F-HR PEG / Public Service Enterprise Group, Inc. 50.00 60 60 0.00 3,014 3 -99.90
2018-06-30 13F-HR KR / Kroger Co. 30.30 6 231 3,750.00 144 7 -95.14
2018-06-30 13F-HR ADSK / Autodesk, Inc. 132.14 280 280 0.00 35,162 37 -99.89
2018-06-30 13F-HR BLL / Ball Corp. 35.00 800 800 0.00 31,768 28 -99.91
2018-06-30 13F-HR CMPGY / Compass Group Plc 28.57 70 70 0.00 1,458 2 -99.86
2018-06-30 13F-HR 755111AF8 / Raytheon Co 7.200% Debentures 08/15/27 1.27 80,000 80,000 0.00 102,184 102 -99.90
2018-06-30 13F-HR ANET / Arista Networks, Inc. 256.14 285 285 0.00 72,761 73 -99.90
2018-06-30 13F-HR IVV / iShares Core S&P 500 ETF 273.37 891 706 -20.76 236,445 193 -99.92
2018-06-30 13F-HR DWAHY / Daiwa House Industry Co. Ltd. 28.57 70 70 0.00 2,701 2 -99.93
2018-06-30 13F-HR IVR / Invesco Mortgage Capital Inc. 26.67 23,115 150 -99.35 368 4 -98.91
2018-06-30 13F-HR IVR / Invesco Mortgage Capital Inc. 15.92 150 23,115 15,310.00 3,777 368 -90.26
2018-06-30 13F-HR UL / Unilever, PLC ADR 50.00 40 40 0.00 2,222 2 -99.91
2018-06-30 13F-HR PBEC / Pacific Blue Energy Corp. 0.00 1,000 1,000 0.00 4 0 -100.00
2018-06-30 13F-HR LPI / Laredo Petroleum, Inc. 9.29 1,400 1,400 0.00 12,194 13 -99.89
2018-06-30 13F-HR VYM / Vanguard High Dividend Yield ETF 87.91 91 91 0.00 7,507 8 -99.89
2018-06-30 13F-HR ANZBY / Australia & New Zealand Banking Group Ltd. 20.67 1,500 1,500 0.00 31,313 31 -99.90
2018-06-30 13F-HR 205363AN4 / Computer Sciences Corp 4.45% 09/15/22 1.00 55,000 55,000 0.00 56,374 55 -99.90
2018-06-30 13F-HR JD / JD.com, Inc. 40.00 400 400 0.00 16,196 16 -99.90
2018-06-30 13F-HR UA / Under Armour, Inc., Class C 20.00 200 200 0.00 3,270 4 -99.88
2018-06-30 13F-HR COF / Capital One Financial Corp. 93.33 150 150 0.00 14,373 14 -99.90
2018-06-30 13F-HR DFIN / Donnelley Financial Solutions 20.00 100 100 0.00 1,717 2 -99.88
2018-06-30 13F-HR GLW / Corning, Inc. 27.51 205,988 203,563 -1.18 5,742,945 5,600 -99.90
2018-06-30 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 9.00 1,000 1,000 0.00 7,310 9 -99.88
2018-06-30 13F-HR ESRX / Express Scripts Holding Co. 78.01 364 564 54.95 25,145 44 -99.83
2018-06-30 13F-HR USB.PRH / U.S. Bancorp, Float Rate Dep Shares Non-cumul Perp Preferred Stock, Series B 27.03 37 37 0.00 858 1 -99.88
2018-06-30 13F-HR 637432LR4 / National Rural Bond 1.00 8,000 8,000 0.00 8,344 8 -99.90
2018-06-30 13F-HR UAA / Under Armour, Inc. 21.18 1,700 1,700 0.00 24,395 36 -99.85
2018-06-30 13F-HR VRNT / Verint Systems, Inc. 42.86 140 140 0.00 5,964 6 -99.90
2018-06-30 13F-HR BP / BP Plc 45.57 2,041 2,041 0.00 82,734 93 -99.89
2018-06-30 13F-HR CACI / CACI International, Inc. 168.75 800 800 0.00 121,080 135 -99.89
2018-06-30 13F-HR SYK / Stryker Corp. 168.89 450 450 0.00 72,414 76 -99.90
2018-06-30 13F-HR POR / Portland General Electric Co. 42.00 500 500 0.00 20,255 21 -99.90
2018-06-30 13F-HR 448055AF0 / Husky Energy Inc Bond 1.00 7,000 7,000 0.00 7,474 7 -99.91
2018-06-30 13F-HR 040506NA1 / Arizona Health Fac Auth Bond 1.10 10,000 10,000 0.00 10,677 11 -99.90
2018-06-30 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,250.00 56 56 0.00 72,322 70 -99.90
2018-06-30 13F-HR FDX / FedEx Corp. 227.34 661 651 -1.51 158,713 148 -99.91
2018-06-30 13F-HR 539830BF5 / Lockheed Martin Corp. 2.5% Bond Due 2020-11-23 0.99 470,000 510,000 8.51 465,531 503 -99.89
2018-06-30 13F-HR 79575EAP3 / Salt Verde Arizona Fc Bond 1.18 50,000 50,000 0.00 58,799 59 -99.90
2018-06-30 13F-HR BAC / Bank of America Corp. 28.12 1,840 3,983 116.47 55,182 112 -99.80
2018-06-30 13F-HR 88283LJW7 / Texas Trans St Hwy Fd Bond 1.20 10,000 10,000 0.00 11,614 12 -99.90
2018-06-30 13F-HR ENB / Enbridge Inc. 34.78 460 460 0.00 14,476 16 -99.89
2018-06-30 13F-HR DIS / The Walt Disney Co. 104.77 2,063 2,663 29.08 207,208 279 -99.87
2018-06-30 13F-HR PXD / Pioneer Natural Resources Co. 190.00 586 500 -14.68 100,663 95 -99.91
2018-06-30 13F-HR OKE / ONEOK, Inc. 67.31 104 104 0.00 5,920 7 -99.88
2018-06-30 13F-HR 713448CS5 / Pepsico Incorpor Bond 1.00 10,000 10,000 0.00 9,828 10 -99.90
2018-06-30 13F-HR STI / SunTrust Banks, Inc. 66.02 85,804 87,982 2.54 5,838,104 5,809 -99.90
2018-06-30 13F-HR NSRGY / Nestle S.A. 78.00 500 500 0.00 39,525 39 -99.90
2018-06-30 13F-HR 658196PP9 / Nc Eastern Muni Pwr Bond 1.20 5,000 5,000 0.00 5,722 6 -99.90
2018-06-30 13F-HR 92240MBC1 / Vector Group, Ltd. 1.75% Bond Due 4/15/2020 1.06 6,045,000 3,665,000 -39.37 6,616,011 3,881 -99.94
2018-06-30 13F-HR 040654UL7 / Arizona State Trans Brd Hwy Bond 1.10 10,000 10,000 0.00 10,987 11 -99.90
2018-06-30 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 20.96 261,657 298,967 14.26 4,210,061 6,266 -99.85
2018-06-30 13F-HR COP / ConocoPhillips 69.63 29,345 28,737 -2.07 1,739,894 2,001 -99.88
2018-06-30 13F-HR EAB / Entergy Arkansas, 4.90% Series First Mortgage Bonds due 12/1/2052 37.04 27 27 0.00 657 1 -99.85
2018-06-30 13F-HR MIR / Mirant Corp 0.00 374 374 0.00 0 0
2018-06-30 13F-HR S / Sprint Corporation 0.00 39 39 0.00 190 0 -100.00
2018-06-30 13F-HR GVA / Granite Construction, Inc. 55.64 3,150 2,750 -12.70 175,959 153 -99.91
2018-06-30 13F-HR NBIX / Neurocrine Biosciences, Inc. 100.00 100 100 0.00 8,293 10 -99.88
2018-06-30 13F-HR PRLB / Proto Labs, Inc. 118.18 220 220 0.00 25,861 26 -99.90
2018-06-30 13F-HR AZO / AutoZone, Inc. 671.43 140 140 0.00 90,817 94 -99.90
2018-06-30 13F-HR MDT / Medtronic plc 85.63 13,011 12,928 -0.64 1,043,742 1,107 -99.89
2018-06-30 13F-HR 88947EAP5 / Toll Brothers, Inc., 4.0% Bond Due 12/31/2018 1.00 7,305,000 6,720,000 -8.01 7,343,790 6,735 -99.91
2018-06-30 13F-HR BML.PRI / Bank of America Corp. 6.375% Preferred Perpetual Series 3 25.97 77 77 0.00 1,968 2 -99.90
2018-06-30 13F-HR PAAS / Pan American Silver Corp. 18.57 700 700 0.00 11,305 13 -99.89
2018-06-30 13F-HR 604059AE5 / Minnesota Mining & Mfg. 6 3/8% Debs 2/15/28 1.19 695,000 420,000 -39.57 847,254 501 -99.94
2018-06-30 13F-HR CLRB / Cellectar Biosciences, Inc. 0.60 5,000 5,000 0.00 5,675 3 -99.95
2018-06-30 13F-HR 59001AAY8 / Meritage Homes Corp Bond 1.01 1,505,000 1,490,000 -1.00 1,542,625 1,505 -99.90
2018-06-30 13F-HR PLD / Prologis, Inc. 65.65 3,275 3,275 0.00 206,292 215 -99.90
2018-06-30 13F-HR JPM.PRE / JPMorgan Chase & Co., Preferred E 23.62 127 127 0.00 3,317 3 -99.91
2018-06-30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 12.62 19,500 19,500 0.00 247,650 246 -99.90
2018-06-30 13F-HR EDIG / e.Digital Corp. 0.00 300 300 0.00 0 0
2018-06-30 13F-HR 92553PAT9 / Viacom Inc Bond 1.00 45,000 45,000 0.00 45,638 45 -99.90
2018-06-30 13F-HR UZB / United States Cellular Corp., 7.25% Senior Bonds due 12/1/2063 26.67 300 300 0.00 7,722 8 -99.90
2018-06-30 13F-HR BCE / BCE Inc. 40.58 2,641 2,538 -3.90 113,669 103 -99.91
2018-06-30 13F-HR LMRK / Landmark Infrastructure Partners LP 13.83 8,433 9,833 16.60 140,409 136 -99.90
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. 14.86 8,000 3,700 -53.75 80,400 55 -99.93
2018-06-30 13F-HR 026609AC1 / American Home Product 7.25% Debs 3/1/23 1.16 55,000 55,000 0.00 64,872 64 -99.90
2018-06-30 13F-HR NDSN / Nordson Corp. 126.67 150 150 0.00 20,451 19 -99.91
2018-06-30 13F-HR LRCX / Lam Research Corp. 176.47 34 34 0.00 6,907 6 -99.91
2018-06-30 13F-HR TECK / Teck Resources Ltd. 25.52 3,427 6,427 87.54 88,280 164 -99.81
2018-06-30 13F-HR 013817AV3 / Alcoa Inc. 5.4% Senior Notes 04/15/21 1.04 25,000 25,000 0.00 25,750 26 -99.90
2018-06-30 13F-HR VRSK / Verisk Analytics, Inc. 111.11 72 72 0.00 7,488 8 -99.89
2018-06-30 13F-HR KED / Kayne Anderson Energy Development Company 18.35 109 109 0.00 1,696 2 -99.88
2018-06-30 13F-HR AAOI / Applied Optoelectronics, Inc. 45.00 200 200 0.00 5,012 9 -99.82
2018-06-30 13F-HR FTV / Fortive Corporation 76.67 300 300 0.00 23,256 23 -99.90
2018-06-30 13F-HR SDY / SPDR S&P Dividend ETF 92.86 420 420 0.00 38,304 39 -99.90
2018-06-30 13F-HR AKCA / Akcea Therapeutics Inc. 20.00 50 50 0.00 1,281 1 -99.92
2018-06-30 13F-HR EAD / Evergreen Income Advantage Fund 7.99 57,573 57,573 0.00 462,887 460 -99.90
2018-06-30 13F-HR AMCX / AMC Networks Inc. 80.00 25 25 0.00 1,293 2 -99.85
2018-06-30 13F-HR KBCSY / KBC Group SA 62.50 16 16 0.00 697 1 -99.86
2018-06-30 13F-HR APHQF / Aphria Inc. 8.77 1,140 1,140 0.00 10,214 10 -99.90
2018-06-30 13F-HR AKAO / Achaogen, Inc. 9.00 1,000 1,000 0.00 12,950 9 -99.93
2018-06-30 13F-HR EPD / Enterprise Products Partners L.P. 27.70 12,850 12,850 0.00 314,568 356 -99.89
2018-06-30 13F-HR MELI / MercadoLibre, Inc. 300.00 50 50 0.00 17,820 15 -99.92
2018-06-30 13F-HR WYN / Wyndham Worldwide Corp. 43.64 275 275 0.00 31,468 12 -99.96
2018-06-30 13F-HR ATRS / Antares Pharma, Inc. 2.67 3,000 3,000 0.00 6,600 8 -99.88
2018-06-30 13F-HR LITE / Lumentum Holdings Inc. 0.00 1 1 0.00 64 0 -100.00
2018-06-30 13F-HR CVRR / CVR Refining LP 22.36 25,401 25,401 0.00 331,483 568 -99.83
2018-06-30 13F-HR DHR / Danaher Corp. 97.74 0 133 0 13
2018-06-30 13F-HR ECL / Ecolab, Inc. 140.00 50 50 0.00 6,854 7 -99.90
2018-06-30 13F-HR AEB / AEGON N.V., Floating Rate Perpetual Capital Securities 27.78 108 108 0.00 2,695 3 -99.89
2018-06-30 13F-HR NEM / Newmont Mining Corp. 36.36 275 275 0.00 10,744 10 -99.91
2018-06-30 13F-HR WDC / Western Digital Corp. 71.43 42 42 0.00 3,875 3 -99.92
2018-06-30 13F-HR VER / VEREIT, Inc. 26.67 2,225 300 -86.52 17 8 -52.94
2018-06-30 13F-HR VER / VEREIT, Inc. 7.64 300 2,225 641.67 7,620 17 -99.78
2018-06-30 13F-HR NSRGF / Nestle S.A. 81.08 192 37 -80.73 15,162 3 -99.98
2018-06-30 13F-HR USB.PRM / U.S. Bancorp, 6.50% Fixed/Float Dep Shares Non-Cumul Perp Preferred Stock, F 27.68 2,808 11,848 321.94 78,427 328 -99.58
2018-06-30 13F-HR FDS / FactSet Research Systems, Inc. 200.00 50 50 0.00 9,971 10 -99.90
2018-06-30 13F-HR SO / Southern Co. (The) 46.21 1,450 1,450 0.00 64,757 67 -99.90
2018-06-30 13F-HR AMGN / Amgen Inc. 183.27 251 251 0.00 42,790 46 -99.89
2018-06-30 13F-HR 278865AL4 / Ecolab Inc. 4.35% 12/08/21 1.04 48,000 48,000 0.00 50,136 50 -99.90
2018-06-30 13F-HR HBI / Hanesbrands, Inc. 22.06 0 136 0 3
2018-06-30 13F-HR BHF / Brighthouse Financial, Inc. 0.00 9 9 0.00 463 0 -100.00
2018-06-30 13F-HR MA / MasterCard Incorporated 196.15 830 780 -6.02 145,383 153 -99.89
2018-06-30 13F-HR 464337AJ3 / Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond 0.98 17,307,000 17,387,000 0.46 17,094,989 17,016 -99.90
2018-06-30 13F-HR JPM.PRF / JPMorgan Chase & Co., Preferred F 27.03 333 333 0.00 8,715 9 -99.90
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.73 62,847 60,122 -4.34 4,689,018 4,974 -99.89
2018-06-30 13F-HR 48203RAG9 / Juniper Networks, Inc. 4.5% Bond Due 3/15/2024 1.02 7,075,000 5,985,000 -15.41 7,229,023 6,083 -99.92
2018-06-30 13F-HR KO / Coca Cola Co. 43.80 12,282 6,073 -50.55 533,388 266 -99.95
2018-06-30 13F-HR GLIBA / GCI Liberty, Inc. Class A 0.00 10 10 0.00 529 0 -100.00
2018-06-30 13F-HR SCHW / Schwab Charles Corp 50.98 2,550 2,550 0.00 133,161 130 -99.90
2018-06-30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 200.00 5 5 0.00 557 1 -99.82
2018-06-30 13F-HR AXP / American Express Co. 98.55 295 345 16.95 27,518 34 -99.88
2018-06-30 13F-HR VFC / V.F. Corp. 81.41 698 737 5.59 51,736 60 -99.88
2018-06-30 13F-HR 72177LAS8 / Pima Cn Arizona Ida L Bond 1.00 50,000 50,000 0.00 50,097 50 -99.90
2018-06-30 13F-HR SOJA / Southern Co., 6.25% Series 2015A Junior Subordinated Bonds due 10/15/2075 25.96 40 1,040 2,500.00 1,066 27 -97.47
2018-06-30 13F-HR CARA / Cara Therapeutics, Inc. 20.00 400 400 0.00 4,952 8 -99.84
2018-06-30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 166.67 48 48 0.00 7,823 8 -99.90
2018-06-30 13F-HR MTR / Mesa Royalty Trust 13.95 215 215 0.00 3,232 3 -99.91
2018-06-30 13F-HR XON / Intrexon Corp. 13.33 300 300 0.00 4,599 4 -99.91
2018-06-30 13F-HR MZPS / Myzipsoft, Inc. 0.00 311 311 0.00 0 0
2018-06-30 13F-HR CE / Celanese Corp. 110.00 200 200 0.00 20,042 22 -99.89
2018-06-30 13F-HR WBA / Walgreens Boots Alliance, Inc. 60.25 3,058 2,058 -32.70 200,207 124 -99.94
2018-06-30 13F-HR 04048RLZ7 / Arizona Board of Regents University Bond 1.20 10,000 10,000 0.00 11,600 12 -99.90
2018-06-30 13F-HR 949746SA0 / Wells Fargo Bk Na Bond 1.00 12,000 12,000 0.00 11,573 12 -99.90
2018-06-30 13F-HR ETR / Entergy Corp. 80.65 62 62 0.00 4,884 5 -99.90
2018-06-30 13F-HR UNP / Union Pacific Corp. 141.69 66,961 63,274 -5.51 9,001,567 8,965 -99.90
2018-06-30 13F-HR SRCL / Stericycle, Inc. 58.82 34 34 0.00 1,990 2 -99.90
2018-06-30 13F-HR 880394AE1 / Pactiv Llc Bond 1.20 5,000 5,000 0.00 5,631 6 -99.89
2018-06-30 13F-HR DOV / Dover Corp. 73.17 12,874 12,874 0.00 1,264,484 942 -99.93
2018-06-30 13F-HR LLY / Eli Lilly & Co. 85.38 1,725 2,073 20.17 133,431 177 -99.87
2018-06-30 13F-HR RF / Regions Financial Corp. 30.77 2,000 130 -93.50 36 4 -88.89
2018-06-30 13F-HR RF / Regions Financial Corp. 18.00 130 2,000 1,438.46 3,615 36 -99.00
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. 96.10 680 770 13.24 59,670 74 -99.88
2018-06-30 13F-HR 59001AAN2 / Meritage Homes Corp Senior Notes 7.15% 04/15/2020 1.05 805,000 1,315,000 63.35 851,288 1,379 -99.84
2018-06-30 13F-HR WRB / Berkley (W.R.) Corp. 28.57 105 105 0.00 2,630 3 -99.89
2018-06-30 13F-HR PNR / Pentair plc. 28.57 35 35 0.00 2,385 1 -99.96
2018-06-30 13F-HR 040507NS0 / Arizona Health Fac Auth Bond 1.03 30,000 30,000 0.00 30,726 31 -99.90
2018-06-30 13F-HR 345277AE7 / Ford Holdings 9.3% Guaranteed 3/1/30 1.33 15,000 15,000 0.00 20,549 20 -99.90
2018-06-30 13F-HR SLV / iShares Silver Trust 15.38 1,300 1,300 0.00 20,033 20 -99.90
2018-06-30 13F-HR XDSL / mPhase Technologies, Inc. 0.00 400 400 0.00 0 0
2018-06-30 13F-HR 94106LAG4 / Waste Management Inc 7.375% Guaranteed Notes 5/15/29 1.23 205,000 205,000 0.00 265,442 253 -99.90
2018-06-30 13F-HR FIT / Fitbit Inc. 6.67 300 300 0.00 1,530 2 -99.87
2018-06-30 13F-HR 718849BD3 / Phoenix Arizona Cvc Imp Bond 1.10 10,000 10,000 0.00 10,703 11 -99.90
2018-06-30 13F-HR SCHW.PRD / Schwab Charles Corp, 5.95% Dep Shares Non-Cumul Perp Preferred Stock Series D 26.22 36,850 35,775 -2.92 965,102 938 -99.90
2018-06-30 13F-HR RELX / RELX PLC 16.13 62 62 0.00 1,295 1 -99.92
2018-06-30 13F-HR NVS / Novartis AG 71.43 429 98 -77.16 34,685 7 -99.98
2018-06-30 13F-HR CVS / CVS Health Corporation 63.49 255 252 -1.18 15,864 16 -99.90
2018-06-30 13F-HR SLW / Silver Wheaton Corp. 22.09 5,705 5,705 0.00 116,211 126 -99.89
2018-06-30 13F-HR 594615BA3 / Mi St Bldg Auth Bond 1.10 10,000 10,000 0.00 10,903 11 -99.90
2018-06-30 13F-HR BMO / Bank of Montreal (PQ) 77.32 50 388 676.00 3,779 30 -99.21
2018-06-30 13F-HR PBI / Pitney Bowes, Inc. 8.57 0 700 0 6
2018-06-30 13F-HR NYCB.PRU / New York Community Capital Trust V BONUSES Units due 11/1/2051 49.90 10,720 9,920 -7.46 536,000 495 -99.91
2018-06-30 13F-HR MKTAY / Makita Corp. 47.62 42 42 0.00 2,082 2 -99.90
2018-06-30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 112.50 320 320 0.00 34,893 36 -99.90
2018-06-30 13F-HR ADBE / Adobe Systems, Inc. 243.80 27,765 27,765 0.00 5,999,547 6,769 -99.89
2018-06-30 13F-HR AGNC / AGNC Investment Corp. 18.58 31,156 31,156 0.00 589,472 579 -99.90
2018-06-30 13F-HR PJT / PJT Partners Inc. 40.00 25 25 0.00 1,253 1 -99.92
2018-06-30 13F-HR ABC / AmerisourceBergen Corp. 90.91 55 55 0.00 4,742 5 -99.89
2018-06-30 13F-HR DVMT / Dell Technologies Inc. 81.08 111 111 0.00 8,126 9 -99.89
2018-06-30 13F-HR 780287AA6 / Royal Gold, Inc. 2.875% Bond Due 2019-06-15 1.06 50,000 50,000 0.00 52,781 53 -99.90
2018-06-30 13F-HR XPFLX / PIMCO Income Strategy Fund 11.86 64,016 64,016 0.00 748,347 759 -99.90
2018-06-30 13F-HR 00163UAA4 / AMAG Pharmaceuticals, Inc. 2.5% Bond Due 2/15/2019 1.01 1,375,000 1,365,000 -0.73 1,474,811 1,372 -99.91
2018-06-30 13F-HR 12673PAC9 / CA, Inc. Bond 1.00 15,000 15,000 0.00 15,556 15 -99.90
2018-06-30 13F-HR 71883PJP3 / Phoenix Arizona Wst Wtr Bond 1.20 10,000 10,000 0.00 11,587 12 -99.90
2018-06-30 13F-HR 151020AJ3 / Celgene Corp. Bond 1.00 55,000 55,000 0.00 55,784 55 -99.90
2018-06-30 13F-HR IBM / International Business Machines Corp. 137.72 328 167 -49.09 50,325 23 -99.95
2018-06-30 13F-HR JPM.PRG / JP Morgan Chase & Co., Preferred G 26.36 45,725 39,455 -13.71 1,206,683 1,040 -99.91
2018-06-30 13F-HR 428236BV4 / Hewlett Packard Co. 4.65% 12/09/21 1.07 15,000 15,000 0.00 15,759 16 -99.90
2018-06-30 13F-HR BPL / Buckeye Partners, L.P. 35.00 1,000 1,000 0.00 37,390 35 -99.91
2018-06-30 13F-HR SYLD / Cambria Shareholder Yield ETF 40.00 200 200 0.00 7,544 8 -99.89
2018-06-30 13F-HR O / Realty Income Corp. 53.76 4,650 4,650 0.00 240,545 250 -99.90
2018-06-30 13F-HR WD / Walker & Dunlop, Inc. 55.00 600 600 0.00 35,652 33 -99.91
2018-06-30 13F-HR NTRSP / Northern Trust Corp. 103.33 300 300 0.00 30,939 31 -99.90
2018-06-30 13F-HR TRV / Travelers Companies, Inc. (The) 120.48 175 249 42.29 24,301 30 -99.88
2018-06-30 13F-HR MMC / Marsh & McLennan Companies, Inc. 83.33 48 48 0.00 3,964 4 -99.90
2018-06-30 13F-HR MT / ArcelorMittal 28.85 104 104 0.00 3,308 3 -99.91
2018-06-30 13F-HR DVA / DaVita HealthCare Partners Inc. 67.51 237 237 0.00 15,628 16 -99.90
2018-06-30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11.90 420 420 0.00 4,859 5 -99.90
2018-06-30 13F-HR 31200CAM8 / Fau Fin Corp Fl Bond 1.00 5,000 5,000 0.00 5,505 5 -99.91
2018-06-30 13F-HR SPG / Simon Property Group, Inc. 166.67 603 72 -88.06 93,059 12 -99.99
2018-06-30 13F-HR SON / Sonoco Products Co. 52.50 8,473 8,515 0.50 410,938 447 -99.89
2018-06-30 13F-HR 008117AP8 / Aetna Inc 2.75% 11/15/22 1.00 6,000 6,000 0.00 5,786 6 -99.90
2018-06-30 13F-HR AQBN / AAB National Co. 0.00 181 181 0.00 0 0
2018-06-30 13F-HR AIG / American International Group, Inc. 53.00 2,000 2,000 0.00 108,840 106 -99.90
2018-06-30 13F-HR 55608BAB1 / Macquarie Infrastructure Company LLC 2.0% Bond Due 10/1/2023 0.89 6,260,000 5,830,000 -6.87 5,551,831 5,167 -99.91
2018-06-30 13F-HR SMFG / Sumitomo Mitsui Financial Group Inc. 10.20 196 196 0.00 1,666 2 -99.88
2018-06-30 13F-HR PRU / Prudential Financial, Inc. 92.75 593 593 0.00 61,419 55 -99.91
2018-06-30 13F-HR 278062AC8 / Eaton Corporation 2.75% Bond Due 2022-11-02 1.00 6,000 6,000 0.00 5,852 6 -99.90
2018-06-30 13F-HR BAC.PRC / Bank of America Corp. 6.20% Preferred Perpetual Series CC 26.26 3,655 3,580 -2.05 95,103 94 -99.90
2018-06-30 13F-HR V / Visa, Inc. 132.43 740 740 0.00 88,519 98 -99.89
2018-06-30 13F-HR LYV / Live Nation Entertainment, Inc. 54.79 73 73 0.00 3,076 4 -99.87
2018-06-30 13F-HR 666807BE1 / Northrop Grumman Corp Sr Fixed Rt Notes 3.5% 03/15/2021 1.01 365,000 375,000 2.74 369,248 378 -99.90
2018-06-30 13F-HR UN / Unilever N.V. 56.00 500 500 0.00 28,195 28 -99.90
2018-06-30 13F-HR 760761AB2 / Republic Svcs Inc Senior Notes 5.5% 09/15/2019 1.03 1,595,000 1,910,000 19.75 1,658,154 1,965 -99.88
2018-06-30 13F-HR NTR / Nutrien Ltd. 54.55 440 440 0.00 20,794 24 -99.88
2018-06-30 13F-HR NVDA / NVIDIA Corp. 237.16 895 915 2.23 207,273 217 -99.90
2018-06-30 13F-HR GLOP / GasLog Partners LP 24.00 2,000 2,000 0.00 46,600 48 -99.90
2018-06-30 13F-HR KMTUY / Komatsu Ltd. 27.78 36 36 0.00 1,211 1 -99.92
2018-06-30 13F-HR 126650BJ8 / Cvs Caremark 6.25% Senior Notes 6/1/27 1.10 10,000 10,000 0.00 11,420 11 -99.90
2018-06-30 13F-HR WST / West Pharmaceutical Services, Inc. 99.09 2,190 2,190 0.00 193,355 217 -99.89
2018-06-30 13F-HR TJX / TJX Companies, Inc. (The) 94.08 329 287 -12.77 26,833 27 -99.90
2018-06-30 13F-HR VLEEF / Valeo S.A. 18.18 55 55 0.00 1,824 1 -99.95
2018-06-30 13F-HR BTI / British American Tobacco p.l.c. 50.56 2,670 2,670 0.00 154,032 135 -99.91
2018-06-30 13F-HR CLR / Continental Resources, Inc. 63.33 300 300 0.00 17,685 19 -99.89
2018-06-30 13F-HR 463831KM8 / Irving Tx Wwks/swr Bond 1.00 10,000 10,000 0.00 10,319 10 -99.90
2018-06-30 13F-HR SFL / Ship Finance International Limited 15.00 600 600 0.00 8,580 9 -99.90
2018-06-30 13F-HR COG / Cabot Oil & Gas Corp. 41.67 24 24 0.00 576 1 -99.83
2018-06-30 13F-HR TMO / Thermo Fisher Scientific, Inc. 214.29 28 28 0.00 5,781 6 -99.90
2018-06-30 13F-HR ABBV / AbbVie Inc. 92.98 2,289 1,452 -36.57 216,654 135 -99.94
2018-06-30 13F-HR ALL.PRD / Allstate Corp. (The) 25.35 986 986 0.00 25,025 25 -99.90
2018-06-30 13F-HR 126650BW9 / Cvs Caremark Corporation 4.125% Senior Notes 05/15/21 1.02 170,000 265,000 55.88 173,452 269 -99.84
2018-06-30 13F-HR EXAS / EXACT Sciences Corp. 60.00 1,700 1,300 -23.53 68,561 78 -99.89
2018-06-30 13F-HR 72177PAZ3 / Pima Cnty Arizona Indl Dev Auth Edu Revenue Odyssey Prep Bond 1.10 10,000 10,000 0.00 11,549 11 -99.90
2018-06-30 13F-HR HAS / Hasbro, Inc. 100.00 30 30 0.00 2,529 3 -99.88
2018-06-30 13F-HR GS.PRJ / Goldman Sachs Group, 5.50% Dep Shares Fixd/Float Non-Cumul Preferred Stock Ser J 25.88 9,257 12,982 40.24 246,514 336 -99.86
2018-06-30 13F-HR CDEX / CDEX Inc. 0.00 200 200 0.00 0 0
2018-06-30 13F-HR 67020YAF7 / Nuance Communications, Inc. 2.75% Bond Due 11/1/2031 1.00 8,140,000 7,490,000 -7.99 8,148,954 7,465 -99.91
2018-06-30 13F-HR HCN / Welltower Inc. 62.50 208 208 0.00 11,321 13 -99.89
2018-06-30 13F-HR 914062EC4 / Univ Az Med Ctr Bond 1.16 25,000 25,000 0.00 29,011 29 -99.90
2018-06-30 13F-HR GS.PRN / Goldman Sachs Group, 6.30% Dep Shares Non-Cumulative Preferred Stock Series N 26.64 38,990 31,195 -19.99 1,045,712 831 -99.92
2018-06-30 13F-HR 552953BW0 / Mgm Resorts Intl Bond 1.03 240,000 475,000 97.92 250,500 488 -99.81
2018-06-30 13F-HR ETN / Eaton Corporation 74.75 34,634 37,299 7.69 2,767,603 2,788 -99.90
2018-06-30 13F-HR MPC / Marathon Petroleum Corp. 68.49 5,373 146 -97.28 392,791 10 -100.00
2018-06-30 13F-HR SA / Seabridge Gold Inc. 11.15 1,525 1,525 0.00 16,470 17 -99.90
2018-06-30 13F-HR WFE.PRA / Wells Fargo Real Estate Investment Corp 26.00 1,000 1,000 0.00 25,960 26 -99.90
2018-06-30 13F-HR LBRDA / Liberty Broadband Corporation 266.67 15 15 0.00 4,668 4 -99.91
2018-06-30 13F-HR 27875TAA9 / Echo Global Logistics, Inc. 2.50% Bond Due 5/1/2020 1.04 2,614,000 2,205,000 -15.65 2,680,186 2,297 -99.91
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. 17.10 1,453 877 -39.64 25,524 15 -99.94
2018-06-30 13F-HR 61760LFF7 / Morgan Stanley Bond 1.00 13,000 13,000 0.00 13,050 13 -99.90
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.17 909 992 9.13 239,203 269 -99.89
2018-06-30 13F-HR MPW / Medical Properties Trust Inc. 14.03 47,100 47,100 0.00 612,300 661 -99.89
2018-06-30 13F-HR IWB / iShares Russell 1000 ETF 153.85 52 52 0.00 7,637 8 -99.90
2018-06-30 13F-HR KHC / Kraft Heinz Company 62.73 4,735 4,878 3.02 294,943 306 -99.90
2018-06-30 13F-HR ABKI / Abakan, Inc. 0.00 98,700 98,700 0.00 0 0
2018-06-30 13F-HR CAT / Caterpillar, Inc. 136.36 550 550 0.00 81,059 75 -99.91
2018-06-30 13F-HR 049164BH8 / Atlas Air Worldwide Holdings, Inc. 2.25% Convertible Bond Due 6/1/2022 1.23 14,775,000 13,900,000 -5.92 16,850,888 17,040 -99.90
2018-06-30 13F-HR 38141E2V0 / Goldman Sachs Group, Inc. (The) Bond 1.10 20,000 20,000 0.00 21,747 22 -99.90
2018-06-30 13F-HR 30212PAH8 / Expedia, Inc. Bond 1.00 7,000 7,000 0.00 7,406 7 -99.91
2018-06-30 13F-HR KSU / Kansas City Southern 104.48 67 67 0.00 7,360 7 -99.90
2018-06-30 13F-HR 91159HHH6 / U S Bancorp Bond 1.00 10,000 10,000 0.00 9,945 10 -99.90
2018-06-30 13F-HR CPT / Camden Property Trust 91.43 700 700 0.00 58,926 64 -99.89
2018-06-30 13F-HR GS.PRK / Goldman Sachs Group, 6.375% Dep Sh Fixd/Float Non-Cumul Preferred Stock Series K 28.09 178 178 0.00 5,078 5 -99.90
2018-06-30 13F-HR AWR / American States Water Co. 58.00 500 500 0.00 26,530 29 -99.89
2018-06-30 13F-HR 402892CV3 / Gunnison Etc Co Sd Bond 1.16 75,000 75,000 0.00 86,936 87 -99.90
2018-06-30 13F-HR RMD / ResMed Inc. 103.33 300 300 0.00 29,541 31 -99.90
2018-06-30 13F-HR AAN / Aaron's, Inc. 45.00 200 200 0.00 9,320 9 -99.90
2018-06-30 13F-HR WPX / WPX Energy, Inc. 18.33 500 600 20.00 7,390 11 -99.85
2018-06-30 13F-HR ATUSF / Altius Minerals Corp. 9.73 3,700 3,700 0.00 40,256 36 -99.91
2018-06-30 13F-HR ARCO / Arcos Dorados Holdings, Inc. 10.00 100 100 0.00 915 1 -99.89
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.28 156,543 158,476 1.23 5,555,704 5,750 -99.90
2018-06-30 13F-HR KYN / Kayne Anderson MLP Investment Co. 18.11 497 497 0.00 8,186 9 -99.89
2018-06-30 13F-HR BDX / Becton Dickinson & Co. 239.13 778 782 0.51 168,593 187 -99.89
2018-06-30 13F-HR EXEL / Exelixis, Inc. 21.57 6,260 6,260 0.00 138,659 135 -99.90
2018-06-30 13F-HR MGC / Vanguard Mega Cap Index ETF 90.91 55 55 0.00 4,982 5 -99.90
2018-06-30 13F-HR PSB.PRV / PS Business Parks, Inc. 26.32 114 114 0.00 2,818 3 -99.89
2018-06-30 13F-HR DLB / Dolby Laboratories, Inc. 63.49 63 63 0.00 4,004 4 -99.90
2018-06-30 13F-HR LYB / LyondellBasell Industries NV 109.82 5,776 5,846 1.21 610,408 642 -99.89
2018-06-30 13F-HR JWN / Nordstrom, Inc. 51.67 1,200 1,200 0.00 58,092 62 -99.89
2018-06-30 13F-HR UBNT / Ubiquiti Networks, Inc. 85.71 70 70 0.00 4,816 6 -99.88
2018-06-30 13F-HR GE / General Electric Co. 13.61 14,670 16,383 11.68 197,748 223 -99.89
2018-06-30 13F-HR PUK / Prudential PLC 54.55 55 55 0.00 2,812 3 -99.89
2018-06-30 13F-HR CTSH / Cognizant Technology Solutions Corp. 78.95 380 380 0.00 30,590 30 -99.90
2018-06-30 13F-HR INFO / Metro One Telecommunications, Inc. 56.34 71 71 0.00 3,425 4 -99.88
2018-06-30 13F-HR PANW / Palo Alto Networks, Inc. 205.48 146 146 0.00 26,502 30 -99.89
2018-06-30 13F-HR HUN / Huntsman Corp. 29.20 88,674 89,474 0.90 2,593,715 2,613 -99.90
2018-06-30 13F-HR 751212AA9 / Ralph Lauren Co Bond 1.00 10,000 10,000 0.00 9,975 10 -99.90
2018-06-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.45 155 66 -57.42 7,282 3 -99.96
2018-06-30 13F-HR 564759PS1 / Manuf Traders 2.53052 12/28/20 Bond 1.00 3,000 3,000 0.00 2,996 3 -99.90
2018-06-30 13F-HR TMUS / T-Mobile US, Inc. 55.56 54 54 0.00 3,296 3 -99.91
2018-06-30 13F-HR P / Pandora Media, Inc. 10.00 100 100 0.00 503 1 -99.80
2018-06-30 13F-HR HGH / Hartford Financial Services Group, 7.875% Fixed/Float, Jr Sub Debentures 4/15/42 28.85 104 104 0.00 3,052 3 -99.90
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 104.19 8,959 4,367 -51.26 985,172 455 -99.95
2018-06-30 13F-HR DOC / Physicians Realty Trust 15.91 9,236 10,436 12.99 143,805 166 -99.88
2018-06-30 13F-HR LHHMQ / Lehman Brothers Holdings, Inc. 0.00 1,000 92 -90.80 0 0
2018-06-30 13F-HR LHHMQ / Lehman Brothers Holdings, Inc. 0.00 1,000 1,000 0.00 0 0
2018-06-30 13F-HR 219350BB0 / Corning, Inc. 2.9% Bond Due 5/15/2022 0.98 1,590,000 1,825,000 14.78 1,560,638 1,791 -99.89
2018-06-30 13F-HR KEYS / Keysight Technologies Inc. 55.56 126 126 0.00 6,601 7 -99.89
2018-06-30 13F-HR EBIX / Ebix, Inc. 80.00 100 100 0.00 7,450 8 -99.89
2018-06-30 13F-HR 79575EAR9 / Salt Verde Arizona Fc Bond 1.17 60,000 60,000 0.00 70,401 70 -99.90
2018-06-30 13F-HR OMC / Omnicom Group, Inc. 71.43 186 42 -77.42 13,517 3 -99.98
2018-06-30 13F-HR HUM / Humana, Inc. 296.93 522 522 0.00 140,329 155 -99.89
2018-06-30 13F-HR SCHH / Schwab U.S. REIT ETF 62.50 16 16 0.00 612 1 -99.84
2018-06-30 13F-HR AEP / American Electric Power Company, Inc. 69.14 1,562 1,562 0.00 107,138 108 -99.90
2018-06-30 13F-HR 88947EAQ3 / Toll Brothers, Inc., 5.625% Bond Due 2024-01-15 1.03 100,000 100,000 0.00 104,500 103 -99.90
2018-06-30 13F-HR 149123BV2 / Caterpillar Inc. 3.9% Senior Notes 05/27/21 1.00 10,000 10,000 0.00 10,268 10 -99.90
2018-06-30 13F-HR A / Agilent Technologies, Inc. 63.24 253 253 0.00 16,926 16 -99.91
2018-06-30 13F-HR PGOL / Patriot Gold Corp. 0.00 500 500 0.00 38 0 -100.00
2018-06-30 13F-HR 760759AH3 / Republic Svcs Inc Guaranteed Notes 5% 03/01/2020 1.03 3,565,000 3,680,000 3.23 3,704,730 3,791 -99.90
2018-06-30 13F-HR BOCA / Banc of California, Inc. 26.25 800 800 0.00 20,720 21 -99.90
2018-06-30 13F-HR AAPL / Apple, Inc. 185.12 77,222 74,586 -3.41 12,956,327 13,807 -99.89
2018-06-30 13F-HR HPQ / HP Inc. 21.39 187 187 0.00 4,099 4 -99.90
2018-06-30 13F-HR SNAP / Snapchat, Inc. 13.20 1,970 1,970 0.00 31,264 26 -99.92
2018-06-30 13F-HR 68389XBK0 / Oracle Corporatio Bond 1.00 5,000 5,000 0.00 4,827 5 -99.90
2018-06-30 13F-HR PWB / PowerShares Exchange-Trade Fund Trust 44.76 1,430 715 -50.00 61,147 32 -99.95
2018-06-30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 74.07 540 540 0.00 37,476 40 -99.89
2018-06-30 13F-HR RGLD / Royal Gold, Inc. 92.04 402 402 0.00 34,520 37 -99.89
2018-06-30 13F-HR NTGR / NETGEAR, Inc. 62.50 240 240 0.00 13,728 15 -99.89
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited 186.55 461 461 0.00 84,612 86 -99.90
2018-06-30 13F-HR TEG / Integrys Energy Group, Inc. 26.22 267 267 0.00 7,009 7 -99.90
2018-06-30 13F-HR 91913YAR1 / Valero Energy Corp New Notes 6.125% 02/01/20 1.04 8,640,000 9,255,000 7.12 9,107,441 9,644 -99.89
2018-06-30 13F-HR SBUX / Starbucks Corp. 48.87 18,742 18,622 -0.64 1,084,974 910 -99.92
2018-06-30 13F-HR PAA / Plains All American Pipeline, L.P. 23.61 3,034 2,584 -14.83 66,839 61 -99.91
2018-06-30 13F-HR RZA / Reinsurance Group of America, Inc. 6.20% Fixed/Float Sub Debentures due 9/15/2042 19.61 51 51 0.00 1,444 1 -99.93
2018-06-30 13F-HR 548661AH0 / Lowes Cos Inc 6.875% Debentures 02/15/28 1.22 570,000 395,000 -30.70 708,096 481 -99.93
2018-06-30 13F-HR VALE / Vale S.A. 12.59 1,350 1,350 0.00 17,172 17 -99.90
2018-06-30 13F-HR 777543SS9 / Rosemont Illlinois Bond 1.00 10,000 10,000 0.00 10,496 10 -99.90
2018-06-30 13F-HR AMPY / Amplify Energy Corp. 13.51 74 74 0.00 753 1 -99.87
2018-06-30 13F-HR MKC / McCormick & Co., Inc. 117.07 410 410 0.00 43,620 48 -99.89
2018-06-30 13F-HR AFL / AFLAC, Inc. 42.79 1,893 1,893 0.00 82,824 81 -99.90
2018-06-30 13F-HR GG / Goldcorp, Inc. 15.00 200 200 0.00 2,764 3 -99.89
2018-06-30 13F-HR LEG / Leggett & Platt, Inc. 44.65 70,960 63,568 -10.42 3,147,786 2,838 -99.91
2018-06-30 13F-HR VCISY / Vinci SA 26.67 75 75 0.00 1,847 2 -99.89
2018-06-30 13F-HR GRYG / Green Energy Group, Inc. 0.00 165 165 0.00 0 0
2018-06-30 13F-HR WMT / Walmart, Inc. 85.62 6,446 6,155 -4.51 573,543 527 -99.91
2018-06-30 13F-HR CFRUY / Compagnie Financiere Richemont AG 10.53 95 95 0.00 850 1 -99.88
2018-06-30 13F-HR SLB / Schlumberger Ltd. 67.02 45,865 44,685 -2.57 2,971,117 2,995 -99.90
2018-06-30 13F-HR RNR / RenaissanceRe Holdings Ltd. 21.51 93 93 0.00 2,319 2 -99.91
2018-06-30 13F-HR XRX / Xerox Corp. 28.57 35 35 0.00 1,007 1 -99.90
2018-06-30 13F-HR PMO / Putnam Municipal Opportunities Trust 11.70 10,000 10,000 0.00 116,600 117 -99.90
2018-06-30 13F-HR SNFCA / Security National Financial Corp. 0.00 21 21 0.00 108 0 -100.00
2018-06-30 13F-HR AVGO / Broadcom Limited 235.29 17 17 0.00 4,006 4 -99.90
2018-06-30 13F-HR 786514BA6 / Safeway Inc 7.250% Debentures 02/01/31 0.93 29,000 29,000 0.00 23,454 27 -99.88
2018-06-30 13F-HR PM / Philip Morris International, Inc. 80.78 10,338 9,643 -6.72 1,027,597 779 -99.92
2018-06-30 13F-HR ARKAY / Arkema 200.00 5 5 0.00 655 1 -99.85
2018-06-30 13F-HR KOPN / Kopin Corp. 2.88 5,200 5,200 0.00 16,224 15 -99.91
2018-06-30 13F-HR QGEN / QIAGEN N.V. 32.79 61 61 0.00 1,971 2 -99.90
2018-06-30 13F-HR 38143VAA7 / Goldman Sachs Cap I Guaranteed Cap Sec 34 02/15/34 1.16 50,000 50,000 0.00 59,500 58 -99.90
2018-06-30 13F-HR KLAC / KLA-Tencor Corp. 102.25 106 1,066 905.66 11,518 109 -99.05
2018-06-30 13F-HR DHY / Credit Suisse High Yield Bond Fund 2.66 90,000 90,000 0.00 239,400 239 -99.90
2018-06-30 13F-HR 606432BT8 / Mp Wstrn St Univ Bond 1.00 10,000 10,000 0.00 10,098 10 -99.90
2018-06-30 13F-HR ABX / Barrick Gold Corp. 13.00 1,000 1,000 0.00 12,450 13 -99.90
2018-06-30 13F-HR JNJ / Johnson & Johnson 121.33 48,446 52,640 8.66 6,208,363 6,387 -99.90
2018-06-30 13F-HR APC / Anadarko Petroleum Corp. 74.83 300 147 -51.00 18,134 11 -99.94
2018-06-30 13F-HR STX / Seagate Technology PLC 53.03 132 132 0.00 7,725 7 -99.91
2018-06-30 13F-HR SHPG / Shire Plc. 166.67 0 60 0 10
2018-06-30 13F-HR 455057XG9 / In St Fa Rev Bond 1.00 10,000 10,000 0.00 10,286 10 -99.90
2018-06-30 13F-HR NOC / Northrop Grumman Corp. 309.21 152 152 0.00 53,066 47 -99.91
2018-06-30 13F-HR VOE / Vanguard Mid-Cap Value ETF 110.78 1,354 1,354 0.00 148,092 150 -99.90
2018-06-30 13F-HR STM / STMicroelectronics N.V. 21.36 515 515 0.00 11,479 11 -99.90
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust 172.16 296 273 -7.77 47,398 47 -99.90
2018-06-30 13F-HR KSS / Kohl's Corp. 75.00 40 40 0.00 2,620 3 -99.89
2018-06-30 13F-HR SMP / Standard Motor Products, Inc. 47.50 400 400 0.00 19,028 19 -99.90
2018-06-30 13F-HR 43739QAB6 / HomeAway, Inc. Bond 0.90 10,000 10,000 0.00 8,648 9 -99.90
2018-06-30 13F-HR BF.B / Brown-Forman Corp. 40.00 50 50 0.00 2,720 2 -99.93
2018-06-30 13F-HR 84763AAB4 / Spectrum Pharmaceuticals, Inc. 2.75% Bond Due 12/15/2018 2.01 5,220,000 4,740,000 -9.20 8,115,064 9,510 -99.88
2018-06-30 13F-HR PPL / PPL Corp. 35.71 28 28 0.00 708 1 -99.86
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. 84.03 699 476 -31.90 45,438 40 -99.91
2018-06-30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 12.34 14,828 14,828 0.00 181,198 183 -99.90
2018-06-30 13F-HR LW / Lamb Weston Holdings, Inc. 67.70 333 517 55.26 19,387 35 -99.82
2018-06-30 13F-HR TGP.PRA / Teekay LNG Partners L.P. 9.0% Series A Preferred 24.34 534 534 0.00 13,242 13 -99.90
2018-06-30 13F-HR HP / Helmerich & Payne, Inc. 60.00 3,260 100 -96.93 216,986 6 -100.00
2018-06-30 13F-HR 054314DX4 / Avondale Arizona Bond 1.00 5,000 5,000 0.00 5,314 5 -99.91
2018-06-30 13F-HR 646136XR7 / Nj St Trans Tr Bond 1.24 100,000 100,000 0.00 127,163 124 -99.90
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 195.11 30,881 28,814 -6.69 5,504,150 5,622 -99.90
2018-06-30 13F-HR WM / Waste Management, Inc. 81.36 11,664 11,664 0.00 981,176 949 -99.90
2018-06-30 13F-HR 71883RJQ7 / Phoenix Arizona Wtr Bond 1.00 10,000 10,000 0.00 10,415 10 -99.90
2018-06-30 13F-HR ARRY / Array BioPharma, Inc. 16.78 46,975 22,170 -52.80 766,632 372 -99.95
2018-06-30 13F-HR BEN / Franklin Resources, Inc. 40.00 0 50 0 2
2018-06-30 13F-HR APO / Apollo Global Management LLC 25.81 310 310 0.00 7,758 8 -99.90
2018-06-30 13F-HR ARE.PRD / Alexandria Real Estate Equities, Inc. 7.00% Series D Preferred 34.94 4,178 4,178 0.00 150,116 146 -99.90
2018-06-30 13F-HR ORCL / Oracle Corp. 44.05 78,408 17,413 -77.79 3,587,151 767 -99.98
2018-06-30 13F-HR TWTR / Twitter, Inc. 44.90 245 245 0.00 7,107 11 -99.85
2018-06-30 13F-HR 74838JAA9 / QUIDEL Corp. 3.25% Bond Due 12/15/2020 2.13 10,285,000 8,670,000 -15.70 17,680,224 18,448 -99.90
2018-06-30 13F-HR PUKPF / Prudential PLC 25.00 200 200 0.00 5,290 5 -99.91
2018-06-30 13F-HR CAH / Cardinal Health, Inc. 50.00 200 200 0.00 12,536 10 -99.92
2018-06-30 13F-HR XPO / XPO Logistics, Inc. 100.00 150 150 0.00 15,272 15 -99.90
2018-06-30 13F-HR UPS / United Parcel Service, Inc. 106.98 375 430 14.67 39,248 46 -99.88
2018-06-30 13F-HR APA / Apache Corp. 46.51 43 43 0.00 1,655 2 -99.88
2018-06-30 13F-HR VLO / Valero Energy Corp. 110.84 34,491 33,516 -2.83 3,199,730 3,715 -99.88
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. 70.80 589 791 34.30 44,405 56 -99.87
2018-06-30 13F-HR 126349AF6 / CSG Systems International, Inc. Bond 4.250% 3/1 1.05 19,425,000 20,455,000 5.30 21,236,964 21,573 -99.90
2018-06-30 13F-HR 57582NSJ5 / Ma St Bond 1.00 10,000 10,000 0.00 10,565 10 -99.91
2018-06-30 13F-HR HE / Hawaiian Electric Industries, Inc. 34.00 500 500 0.00 17,190 17 -99.90
2018-06-30 13F-HR GSK / GlaxoSmithKline plc 40.00 220 275 25.00 8,595 11 -99.87
2018-06-30 13F-HR SOHO / Sotherly Hotels Inc. 26.00 577 577 0.00 14,421 15 -99.90
2018-06-30 13F-HR AMBA / Ambarella, Inc. 40.00 100 100 0.00 4,899 4 -99.92
2018-06-30 13F-HR ECTYQ / Ecotality, Inc. 0.00 833 833 0.00 0 0
2018-06-30 13F-HR NSC / Norfolk Southern Corp. 150.00 545 160 -70.64 74,042 24 -99.97
2018-06-30 13F-HR TOL / Toll Brothers, Inc. 36.67 300 300 0.00 12,975 11 -99.92
2018-06-30 13F-HR VTI / Vanguard Total Stock Market Index Fund 140.77 959 959 0.00 130,106 135 -99.90
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,700.00 481 500 3.95 696,171 850 -99.88
2018-06-30 13F-HR NOV / National Oilwell Varco, Inc. 46.15 65 65 0.00 2,393 3 -99.87
2018-06-30 13F-HR PXSG / PowerShares Fundamental Pure Small Growth Portfolio 36.05 860 860 0.00 28,569 31 -99.89
2018-06-30 13F-HR REPH / Recro Pharma, Inc. 5.00 1,000 1,000 0.00 11,010 5 -99.95
2018-06-30 13F-HR BANF / BancFirst Corp. 59.41 202 202 0.00 10,726 12 -99.89
2018-06-30 13F-HR LUX / Luxottica Group, S.p.a. 65.00 600 600 0.00 37,320 39 -99.90
2018-06-30 13F-HR 345397VM2 / Ford Motor Credit Co Llc Senior Notes 8.125% 01/15/2020 1.08 13,000 13,000 0.00 14,066 14 -99.90
2018-06-30 13F-HR NNN / National Retail Properties, Inc. 21.98 91 91 0.00 2,287 2 -99.91
2018-06-30 13F-HR 3137EACA5 / Freddie Mac Bond 1.00 21,000 21,000 0.00 21,317 21 -99.90
2018-06-30 13F-HR ESQF / Esecuresoft Co. 0.00 148 148 0.00 0 0
2018-06-30 13F-HR GAINN / Gladstone Investment Corp., 6.50% Series C Cumulative Term Preferred Stock 25.45 550 550 0.00 13,959 14 -99.90
2018-06-30 13F-HR RVNC / Revance Therapeutics, Inc. 27.33 265 439 65.66 8,162 12 -99.85
2018-06-30 13F-HR TELNY / Telenor ASA 16.67 60 60 0.00 1,367 1 -99.93
2018-06-30 13F-HR INVH / Invitation Homes Inc. 22.92 3,228 3,228 0.00 73,695 74 -99.90
2018-06-30 13F-HR RYAAY / Ryanair Holdings Plc 125.00 8 8 0.00 983 1 -99.90
2018-06-30 13F-HR 66988TBB8 / Novato Ca Rda Bond 1.00 25,000 25,000 0.00 25,003 25 -99.90
2018-06-30 13F-HR WFC / Wells Fargo & Co. 55.43 25,206 25,201 -0.02 1,321,046 1,397 -99.89
2018-06-30 13F-HR DWSN / Dawson Geophysical Company 0.00 17 17 0.00 115 0 -100.00
2018-06-30 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 70.18 285 285 0.00 17,228 20 -99.88
2018-06-30 13F-HR MIC / Macquarie Infrastructure Company LLC 41.67 240 240 0.00 8,863 10 -99.89
2018-06-30 13F-HR PAYX / Paychex, Inc. 68.33 15,638 15,733 0.61 963,148 1,075 -99.89
2018-06-30 13F-HR CL / Colgate-Palmolive Co. 64.96 265 2,109 695.85 18,995 137 -99.28
2018-06-30 13F-HR AMT / American Tower Corp. (REIT) 145.25 179 179 0.00 26,016 26 -99.90
2018-06-30 13F-HR SCCO / Southern Copper Corp. 47.50 400 400 0.00 21,672 19 -99.91
2018-06-30 13F-HR ZG / Zillow Group, Inc. 60.00 200 200 0.00 10,760 12 -99.89
2018-06-30 13F-HR CNSL / Consolidated Communications Holdings, Inc. 12.16 1,480 1,480 0.00 16,221 18 -99.89
2018-06-30 13F-HR 749685AT0 / RPM International, Inc. 2.25% Bond Due 12/15/2020 1.20 145,000 145,000 0.00 162,749 174 -99.89
2018-06-30 13F-HR RTN / Raytheon Co. 193.16 22,447 20,144 -10.26 4,844,529 3,891 -99.92
2018-06-30 13F-HR Z / Zillow Group, Inc. Class C 60.00 100 100 0.00 5,400 6 -99.89
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF 62.50 48 48 0.00 3,345 3 -99.91
2018-06-30 13F-HR FRSH / Papa Murphy's Holdings, Inc. 6.67 300 300 0.00 1,458 2 -99.86
2018-06-30 13F-HR CSX / CSX Corp. 63.77 44,153 35,943 -18.59 2,459,785 2,292 -99.91
2018-06-30 13F-HR 16115QAC4 / Chart Industries, Inc. 2% Bond Due 8/1/2018 1.00 2,135,000 2,055,000 -3.75 2,153,724 2,047 -99.90
2018-06-30 13F-HR BIDU / Baidu, Inc. 240.00 100 100 0.00 22,319 24 -99.89
2018-06-30 13F-HR 038699TA2 / Arapahoe County Colorado School District #6 Bond 1.17 100,000 100,000 0.00 117,784 117 -99.90
2018-06-30 13F-HR VET / Vermilion Energy Inc. 35.00 400 400 0.00 12,912 14 -99.89
2018-06-30 13F-HR 347753CR4 / Fort Lewis Clg Bd Co Bond 1.06 100,000 100,000 0.00 106,138 106 -99.90
2018-06-30 13F-HR VGR / Vector Group, Ltd. 19.19 2,970 2,970 0.00 60,558 57 -99.91
2018-06-30 13F-HR 084670BQ0 / Berkshire Hathaway Bond 1.00 10,000 10,000 0.00 9,861 10 -99.90
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.91 55,833 59,988 7.44 3,557,120 3,954 -99.89
2018-06-30 13F-HR MYL / Mylan N.V. 50.00 20 20 0.00 823 1 -99.88
2018-06-30 13F-HR XPFNX / PIMCO Income Strategy Fund II 10.48 69,300 69,300 0.00 722,799 726 -99.90
2018-06-30 13F-HR 544495WB6 / Los Angeles Ca Bond 1.08 50,000 50,000 0.00 54,672 54 -99.90
2018-06-30 13F-HR ALKS / Alkermes plc 40.00 200 200 0.00 11,592 8 -99.93
2018-06-30 13F-HR VEEV / Veeva Systems Inc. 75.00 40 40 0.00 2,921 3 -99.90
2018-06-30 13F-HR 040647DP1 / Arizona State Transn Brd Bond 1.10 10,000 10,000 0.00 10,712 11 -99.90
2018-06-30 13F-HR AMAT / Applied Materials, Inc. 45.45 352 352 0.00 19,575 16 -99.92
2018-06-30 13F-HR AEH / AEGON N.V., 6.375% Perpetual Capital Securities 23.95 167 167 0.00 4,315 4 -99.91
2018-06-30 13F-HR WTW / Weight Watchers International, Inc. 100.00 200 200 0.00 12,744 20 -99.84
2018-06-30 13F-HR LUV / Southwest Airlines Co. 50.86 19,930 19,880 -0.25 1,141,590 1,011 -99.91
2018-06-30 13F-HR EMN / Eastman Chemical Company 103.45 29 29 0.00 3,062 3 -99.90
2018-06-30 13F-HR TTM / Tata Motors Ltd. 20.00 400 400 0.00 10,280 8 -99.92
2018-06-30 13F-HR 14149YBA5 / Cardinal Health, Inc. 3.5% Bond Due 11/15/2024 0.96 665,000 325,000 -51.13 647,184 313 -99.95
2018-06-30 13F-HR AQB / AquaBounty Technologies, Inc. 0.00 4 4 0.00 12 0 -100.00
2018-06-30 13F-HR EXR / Extra Space Storage, Inc. 100.00 783 790 0.89 68,431 79 -99.88
2018-06-30 13F-HR 68389XAS4 / Oracle Corp. 3.625% Bond Due 7/15/2023 1.01 1,340,000 1,315,000 -1.87 1,365,880 1,328 -99.90
2018-06-30 13F-HR 21226PKD9 / Contra Costa Ca P Bond 1.08 25,000 25,000 0.00 27,079 27 -99.90
2018-06-30 13F-HR IWN / iShares Russell 2000 Value ETF 154.10 618 597 -3.40 88,231 92 -99.90
2018-06-30 13F-HR SIEGY / Siemens AG 65.00 200 200 0.00 12,784 13 -99.90
2018-06-30 13F-HR CGNX / Cognex Corp. 44.61 73,201 72,901 -0.41 3,805,696 3,252 -99.91
2018-06-30 13F-HR IPGP / IPG Photonics Corp. 220.82 2,065 2,065 0.00 481,930 456 -99.91
2018-06-30 13F-HR NRZ / New Residential Investment Corp. 17.47 15,000 15,000 0.00 246,750 262 -99.89
2018-06-30 13F-HR AAV / Advantage Oil & Gas Ltd. 3.10 198,190 196,690 -0.76 584,661 610 -99.90
2018-06-30 13F-HR SCG / SCANA Corp. 39.00 1,000 1,000 0.00 37,550 39 -99.90
2018-06-30 13F-HR 362320BA0 / Gte Corp Debentures 6.94% 04/15/28 1.20 10,000 10,000 0.00 12,529 12 -99.90
2018-06-30 13F-HR 74973WAB3 / Rti Intl Metals Inc Bond 1.00 5,640,000 5,520,000 -2.13 5,957,363 5,518 -99.91
2018-06-30 13F-HR JPM.PRA / JP Morgan Chase & Co., Preferred A 26.43 227 227 0.00 5,723 6 -99.90
2018-06-30 13F-HR LMT / Lockheed Martin Corp. 295.46 7,070 7,551 6.80 2,389,165 2,231 -99.91
2018-06-30 13F-HR 44106MAQ5 / Hospitality Prop Trust 5.0% 08/15/22 1.03 260,000 255,000 -1.92 270,271 262 -99.90
2018-06-30 13F-HR HTGX / Hercules Capital, 6.25% Bonds due 7/30/2024 24.69 162 162 0.00 4,095 4 -99.90
2018-06-30 13F-HR LOGM / LogMein, Inc. 100.00 50 50 0.00 5,778 5 -99.91
2018-06-30 13F-HR TXN / Texas Instruments Inc. 110.25 2,120 2,195 3.54 220,247 242 -99.89
2018-06-30 13F-HR MIDD / Middleby Corp. (The) 103.33 300 300 0.00 37,137 31 -99.92
2018-06-30 13F-HR 040649KZ7 / Arizona Trans Excise Tax Bond 1.10 10,000 10,000 0.00 10,712 11 -99.90
2018-06-30 13F-HR RSG / Republic Services, Inc. 68.36 87,234 86,734 -0.57 5,777,524 5,929 -99.90
2018-06-30 13F-HR MOG.A / Moog Inc. 78.33 600 600 0.00 49,446 47 -99.90
2018-06-30 13F-HR MDBX / Medbox, Inc. 0.00 100 100 0.00 0 0
2018-06-30 13F-HR HOG / Harley-Davidson, Inc. 42.22 900 900 0.00 38,592 38 -99.90
2018-06-30 13F-HR 963320AQ9 / Whirlpool Corp. 2.4% Bond Due 2019-03-01 1.00 1,943,000 2,262,000 16.42 1,936,621 2,256 -99.88
2018-06-30 13F-HR SFTBY / Softbank Group 38.46 26 26 0.00 972 1 -99.90
2018-06-30 13F-HR BUD / Anheuser-Busch Inbev SA 101.17 514 514 0.00 56,509 52 -99.91
2018-06-30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 8.66 0 5,540 0 48
2018-06-30 13F-HR ARCC / Ares Capital Corp. 16.35 1,184 4,525 282.18 18,790 74 -99.61
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 50.00 60 60 0.00 2,897 3 -99.90
2018-06-30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 80.00 25 25 0.00 1,728 2 -99.88
2018-06-30 13F-HR WY / Weyerhaeuser Co. 36.43 1,760 2,388 35.68 61,600 87 -99.86
2018-06-30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 133.33 60 60 0.00 7,777 8 -99.90
2018-06-30 13F-HR ARR / ARMOUR Residential REIT, Inc. 22.80 18,198 18,198 0.00 423,649 415 -99.90
2018-06-30 13F-HR SFM / Sprouts Farmers Market, Inc. 22.48 934 934 0.00 21,921 21 -99.90
2018-06-30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 50.00 20 20 0.00 1,057 1 -99.91
2018-06-30 13F-HR 64990EUT2 / Ny St Dorm Auth Per Bond 1.20 10,000 10,000 0.00 11,657 12 -99.90
2018-06-30 13F-HR 358240FC8 / Fresno Ca Wtr Sy Bond 1.30 40,000 40,000 0.00 51,846 52 -99.90
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.71 51,705 55,316 6.98 2,816,356 3,358 -99.88
2018-06-30 13F-HR AMLP / Alerian ETF 10.15 7,478 8,372 11.96 70,069 85 -99.88
2018-06-30 13F-HR SUME / Summer Energy Holdings, Inc. 1.94 61,218 61,218 0.00 146,923 119 -99.92
2018-06-30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 31.75 0 63 0 2
2018-06-30 13F-HR 79575EAS7 / Salt Verde Arizona Fc Bond 1.22 50,000 50,000 0.00 59,254 61 -99.90
2018-06-30 13F-HR SPVNF / Spectra7 Microsystems Inc 0.00 1,000 1,000 0.00 138 0 -100.00
2018-06-30 13F-HR 79575EAK4 / Salt Verde Arizona Fc Bond 1.14 50,000 50,000 0.00 57,395 57 -99.90
2018-06-30 13F-HR VB / Vanguard Small-Cap ETF 156.00 480 250 -47.92 70,522 39 -99.94
2018-06-30 13F-HR XTHQX / Tekla Healthcare Opportunities 17.11 0 3,039 0 52
2018-06-30 13F-HR ADNT / Adient plc 50.36 506 417 -17.59 30,239 21 -99.93
2018-06-30 13F-HR 942830ST8 / Waukee Iowa Bond 1.02 100,000 100,000 0.00 102,006 102 -99.90
2018-06-30 13F-HR 482480AC4 / KLA-Tencor Corp. 3.375% Bond due 2019-11-01 1.00 755,000 750,000 -0.66 759,017 752 -99.90
2018-06-30 13F-HR 67766WVL3 / Oh St Wtr Poll Rev Bond 1.10 10,000 10,000 0.00 11,110 11 -99.90
2018-06-30 13F-HR PH / Parker-Hannifin Corp. 156.73 429 453 5.59 73,372 71 -99.90
2018-06-30 13F-HR 370ESC9S6 / General Motors Company Bond 0.00 15,000 15,000 0.00 0 0
2018-06-30 13F-HR 46360TDV2 / Irvine Ca Spl T Bond 1.00 25,000 25,000 0.00 24,465 25 -99.90
2018-06-30 13F-HR 29270CWA9 / Energy Nw Wa Elec R Bond 1.00 10,000 10,000 0.00 10,085 10 -99.90
2018-06-30 13F-HR SIR / Select Income REIT 22.47 103,025 103,025 0.00 2,006,927 2,315 -99.88
2018-06-30 13F-HR CVM / CEL-SCI Corp. 0.00 289 289 0.00 407 0 -100.00
2018-06-30 13F-HR WEC / WEC Energy Group, Inc. 64.26 1,245 1,245 0.00 78,062 80 -99.90
2018-06-30 13F-HR T / AT & T, Inc. 32.12 37,156 35,426 -4.66 1,324,604 1,138 -99.91
2018-06-30 13F-HR 262061NX8 / Dripping Spring Tx Bond 1.10 10,000 10,000 0.00 10,875 11 -99.90
2018-06-30 13F-HR OMI / Owens & Minor, Inc. 16.36 550 550 0.00 8,553 9 -99.89
2018-06-30 13F-HR KMX / CarMax, Inc. 75.00 200 200 0.00 12,388 15 -99.88
2018-06-30 13F-HR 64990ADN2 / Ny St Dorm Auth S/t Bond 1.10 10,000 10,000 0.00 11,150 11 -99.90
2018-06-30 13F-HR IJH / iShares Core S&P MidCap ETF 194.56 992 992 0.00 186,069 193 -99.90
2018-06-30 13F-HR CCMP / Cabot Microelectronics Corp. 108.11 148 148 0.00 15,852 16 -99.90
2018-06-30 13F-HR FRFZF / Fairfax Financial Holdings Ltd. Cumul Floating Rate Preferred Shares, Series D 18.00 500 500 0.00 9,025 9 -99.90
2018-06-30 13F-HR CYS / CYS Investments, Inc. 7.50 50,000 50,000 0.00 336,000 375 -99.89
2018-06-30 13F-HR LNG / Cheniere Energy, Inc. 65.84 486 486 0.00 25,977 32 -99.88
2018-06-30 13F-HR GIS / General Mills, Inc. 44.27 28,996 38,176 31.66 1,306,560 1,690 -99.87
2018-06-30 13F-HR 68641HGQ1 / Orlando Fl Spl Bond 1.06 100,000 100,000 0.00 106,734 106 -99.90
2018-06-30 13F-HR NUE / Nucor Corp. 57.14 70 70 0.00 4,276 4 -99.91
2018-06-30 13F-HR CTHR / Charles & Colvard, Ltd. 1.25 800 800 0.00 1,088 1 -99.91
2018-06-30 13F-HR USB / U.S. Bancorp 50.02 79,052 81,667 3.31 3,992,126 4,085 -99.90
2018-06-30 13F-HR 880443BN5 / Tennessee Energy Acquisit Bond 1.00 5,000 5,000 0.00 5,493 5 -99.91
2018-06-30 13F-HR 798136TS6 / San Jose California Aiport Bond 1.07 55,000 55,000 0.00 60,158 59 -99.90
2018-06-30 13F-HR THGA / Hanover Insurance Group, Inc. 6.35% Bond due 3/30/2053 26.00 500 500 0.00 12,546 13 -99.90
2018-06-30 13F-HR UNH / UnitedHealth Group Inc. 245.69 232 232 0.00 49,648 57 -99.89
2018-06-30 13F-HR 48203RAH7 / Juniper Networks, Inc. 3.3% Bond Due 6/15/2020 1.00 700,000 900,000 28.57 700,253 896 -99.87
2018-06-30 13F-HR LH / Laboratory Corp. of America Holdings 179.81 317 317 0.00 51,275 57 -99.89
2018-06-30 13F-HR ANDV / Andeavor Corp. 42.52 5,159 7,431 44.04 518,776 316 -99.94
2018-06-30 13F-HR MVIS / Microvision, Inc. 1.21 3,300 3,300 0.00 3,729 4 -99.89
2018-06-30 13F-HR EQAL / PowerShares Russell 1000 Equal Weight Portfolio 31.82 3,543 3,551 0.23 108,141 113 -99.90
2018-06-30 13F-HR 498531FE7 / Klein Tx Isd Bond 1.10 10,000 10,000 0.00 11,395 11 -99.90
2018-06-30 13F-HR 92343VBR4 / Verizon Communications, Inc. 5.15% Bond Due 2023-09-15 1.06 200,000 200,000 0.00 215,893 213 -99.90
2018-06-30 13F-HR COST / Costco Wholesale Corp. 208.97 18,860 15,787 -16.29 3,553,872 3,299 -99.91
2018-06-30 13F-HR IVZ / Invesco Ltd. 30.77 65 65 0.00 2,081 2 -99.90
2018-06-30 13F-HR RGLS / Regulus Therapeutics Inc. 0.00 200 200 0.00 144 0 -100.00
2018-06-30 13F-HR HGBL / Heritage Global Inc. 0.00 50 50 0.00 20 0 -100.00
2018-06-30 13F-HR VIV / Telefonica Brasil, S.A. 0.00 3 3 0.00 46 0 -100.00
2018-06-30 13F-HR ABB / ABB Ltd. 21.77 299,955 303,315 1.12 7,120,932 6,603 -99.91
2018-06-30 13F-HR 594918AH7 / Microsoft Corp Bond 1.00 20,000 20,000 0.00 20,179 20 -99.90
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 43.03 166,899 166,292 -0.36 7,158,310 7,156 -99.90
2018-06-30 13F-HR BAC.PRD / Bank of America Corp. 6.204% Preferred Perpetual Series D 23.81 146 42 -71.23 3,722 1 -99.97
2018-06-30 13F-HR CHK / Chesapeake Energy Corp. 200 0 -100.00 604 0 -100.00
2018-06-30 13F-HR CBK / Christopher & Banks Corp. 2,000 0 -100.00 2,140 0 -100.00
2018-06-30 13F-HR HSY / Hershey Company (The) 22 0 -100.00 2,177 0 -100.00
2018-06-30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 19 0 -100.00 2,316 0 -100.00
2018-06-30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 150 0 -100.00 15,570 0 -100.00
2018-06-30 13F-HR PGLC / Pershing Gold Corporation 2,777 0 -100.00 5,693 0 -100.00
2018-06-30 13F-HR PES / Pioneer Energy Services Corp. 2,000 0 -100.00 5,400 0 -100.00
2018-06-30 13F-HR RBA / Ritchie Bros. Auctioneers Inc. 566 0 -100.00 17,812 0 -100.00
2018-06-30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 31 0 -100.00 2,396 0 -100.00
2018-06-30 13F-HR SNA / Snap-On Inc. 15 0 -100.00 2,213 0 -100.00
2018-06-30 13F-HR VIGI / Vanguard International Dividend Appreciation ETF 75 0 -100.00 4,831 0 -100.00
2018-06-30 13F-HR BONT / Bon-Ton Stores, Inc. (THE) 1,027 0 -100.00 41 0 -100.00
2018-06-30 13F-HR 37045XAB2 / Gen Motors Finl Bond 14,000 0 -100.00 14,097 0 -100.00
2018-06-30 13F-HR GNW / Genworth Financial, Inc. 1,000 0 -100.00 2,830 0 -100.00
2018-06-30 13F-HR HEWG / iShares Currency Hedged MSCI Germany ETF 144 0 -100.00 3,946 0 -100.00
2018-06-30 13F-HR MA ED FING ELN / Convertible/ (57563RJH3) 75,000 0 -100.00 80,879 0
2018-06-30 13F-HR 594918AW4 / Microsoft Corp. 3.625% Bond Due 12/15/2023 50,000 0 -100.00 51,324 0 -100.00
2018-06-30 13F-HR BKLN / PowerShares Senior Loan Portfolio 1,955 0 -100.00 45,219 0 -100.00
2018-06-30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 101 0 -100.00 4,744 0 -100.00
2018-06-30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 250 0 -100.00 11,568 0 -100.00
2018-06-30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 3 0 -100.00 82 0 -100.00
2018-06-30 13F-HR SAN DIEGO CA PFA SW / Convertible/ (79730AHP6) 20,000 0 -100.00 20,761 0
2018-06-30 13F-HR CSAL / Communications Sales & Leasing, Inc. 80 0 -100.00 1,300 0 -100.00
2018-06-30 13F-HR WIN / Windstream Holdings, Inc. 61 0 -100.00 86 0 -100.00
2018-06-30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 509 0 -100.00 22,523 0 -100.00
2018-06-30 13F-HR FERGY / Ferguson plc 250 0 -100.00 1,894 0 -100.00
2018-06-30 13F-HR M / Macy's, Inc. 106 0 -100.00 3,161 0 -100.00
2018-06-30 13F-HR ASX LIMITED / Equities (00212E105) 150 0 -100.00 6,456 0
2018-06-30 13F-HR VULCAN MATERIALS / Convertible/ (929160AT6) 20,000 0 -100.00 19,726 0
2018-06-30 13F-HR MERRILL LYNCH PFD / PFDs, REITs, (59025D207) 1,055 0 -100.00 27,704 0
2018-06-30 13F-HR SAM / Boston Beer Company, Inc. (THE) 75 0 -100.00 14,179 0 -100.00
2018-06-30 13F-HR GPT / Gramercy Property Trust Inc. 1,500 0 -100.00 32,595 0 -100.00
2018-06-30 13F-HR HAL / Halliburton Co. 106 0 -100.00 4,956 0 -100.00
2018-06-30 13F-HR IXN / iShares Global Tech ETF 50 0 -100.00 7,917 0 -100.00
2018-06-30 13F-HR TIP / iShares TIPS Bond ETF 70 0 -100.00 7,914 0 -100.00
2018-06-30 13F-HR CIU / iShares Intermediate Credit Bond ETF 50 0 -100.00 5,362 0 -100.00
2018-06-30 13F-HR MKL / Markel Corp. 15 0 -100.00 17,554 0 -100.00
2018-06-30 13F-HR VV / Vanguard Large-Cap ETF 740 0 -100.00 89,724 0 -100.00
2018-06-30 13F-HR VNQ / Vanguard REIT ETF 32 0 -100.00 2,415 0 -100.00
2018-06-30 13F-HR BLACKROCK MUNIYIELD INSD / Equities (09254E106) 10,000 0 -100.00 126,400 0
2018-06-30 13F-HR BHGE / Baker Hughes, a GE company 133 0 -100.00 3,693 0 -100.00
2018-06-30 13F-HR BRG.PRC / Bluerock Residential Growth REIT, Inc. 7.625% Series C Preferred 577 0 -100.00 13,308 0 -100.00
2018-06-30 13F-HR CALIFORNIA ST / Convertible/ (13063C5U0) 10,000 0 -100.00 11,818 0
2018-06-30 13F-HR Ca St Dept Wtr Res / Convertible/ (13066YMY2) 5,000 0 -100.00 5,014 0
2018-06-30 13F-HR CA ST PB WKS BD / Convertible/ (130685VT4) 30,000 0 -100.00 30,950 0
2018-06-30 13F-HR CCJ / Cameco Corp. 1,700 0 -100.00 15,453 0 -100.00
2018-06-30 13F-HR CTGO / Contango Ore, Inc. 10 0 -100.00 185 0 -100.00
2018-06-30 13F-HR EDIT / Editas Medicine, Inc. 300 0 -100.00 9,945 0 -100.00
2018-06-30 13F-HR FCPT / Four Corners Property Trust, Inc. 58 0 -100.00 1,335 0 -100.00
2018-06-30 13F-HR GENERAL MOTORS / Convertible/ (37045VAE0) 60,000 0 -100.00 62,668 0
2018-06-30 13F-HR INSY / Insys Therapeutics Inc. 600 0 -100.00 3,624 0 -100.00
2018-06-30 13F-HR 472319AK8 / Jefferies Group Inc. 5.125% Senior Notes 04/13/18 8,000 0 -100.00 8,006 0 -100.00
2018-06-30 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 140 0 -100.00 3,524 0 -100.00
2018-06-30 13F-HR LWLCF / Lowell Copper Ltd. 1,550 0 -100.00 1,340 0 -100.00
2018-06-30 13F-HR MARYLAND STaryland St / Convertible/ (574193LT3) 20,000 0 -100.00 21,745 0
2018-06-30 13F-HR MTCH / Match Group, Inc. 13,150 0 -100.00 584,386 0 -100.00
2018-06-30 13F-HR 58155QAG8 / Mckesson Corp 2.85% 03/15/23 65,000 0 -100.00 62,539 0 -100.00
2018-06-30 13F-HR NUAN / Nuance Communications, Inc. 600 0 -100.00 9,450 0 -100.00
2018-06-30 13F-HR TEMPE AZ / Convertible/ (879709H30) 5,000 0 -100.00 5,034 0
2018-06-30 13F-HR 880541MN4 / Tennessee St Bond 10,000 0 -100.00 10,027 0 -100.00
2018-06-30 13F-HR UNION PACIFIC CORP / Convertible/ (907818EP9) 20,000 0 -100.00 19,286 0
2018-06-30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 250 0 -100.00 19,608 0 -100.00
2018-06-30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 227 0 -100.00 19,259 0 -100.00
2018-06-30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 200 0 -100.00 12,544 0 -100.00
2018-06-30 13F-HR WHIRLPOOL CORP / Convertible/ (963320AR7) 65,000 0 -100.00 66,499 0
2018-06-30 13F-HR TRANSOCEAN SEDCO FOREX / Equities (G90073100) 500 0 -100.00 4,950 0
2018-06-30 13F-HR DXD / ProShares UltraShort Dow30 1,000 0 -100.00 8,810 0 -100.00
2018-06-30 13F-HR GEK / General Electric Capital Corp. 4.70% Bonds due 2053-5-16 192 0 -100.00 4,733 0 -100.00
2018-06-30 13F-HR EGLT / Egalet Corporation 2,000 0 -100.00 1,260 0 -100.00
2018-06-30 13F-HR NASDAQ INC / Convertible/ (631103AF5) 65,000 0 -100.00 66,305 0
2018-06-30 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 106 0 -100.00 6,458 0 -100.00
2018-06-30 13F-HR PACIFIC GAL ELEC / Convertible/ (694308HS9) 20,000 0 -100.00 18,979 0
2018-06-30 13F-HR 713448BH0 / Pepsico Inc. 5% Senior Notes 6/1/18 51,667 0 -100.00 51,901 0 -100.00
2018-06-30 13F-HR CMS / CMS Energy Corp. 10,839 0 -100.00 490,920 0 -100.00
2018-06-30 13F-HR BPFH / Boston Private Financial Holdings, Inc. 850 0 -100.00 21,667 0 -100.00
2018-06-30 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 37 0 -100.00 1,769 0 -100.00
2018-06-30 13F-HR AEK / AEGON N.V., 8.00% Non-Cumulative Subordinated Bonds due 2/15/2042 125 0 -100.00 3,314 0 -100.00
2018-06-30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 45 0 -100.00 4,826 0 -100.00
2018-06-30 13F-HR AZ ST CTFS PART / Convertible/ (040588E31) 15,000 0 -100.00 17,324 0
2018-06-30 13F-HR ARIZONA MINING INC / Equities (040521106) 10,000 0 -100.00 31,376 0
2018-06-30 13F-HR PSCH / PowerShares Exchange-Traded Fund Trust II 781 0 -100.00 87,003 0 -100.00
2018-06-30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 687 0 -100.00 68,337 0 -100.00
2018-06-30 13F-HR USCI / United States Commodity Index Fund 75 0 -100.00 3,209 0 -100.00
2018-06-30 13F-HR BLACK CREEK DIVERSIFIED / Equities (132162700) 7.51 1,065 8
2018-06-30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.19 5,765 53
2018-06-30 13F-HR AWP / Alpine Global Premier Properties Fund 6.30 4,129 26
2018-06-30 13F-HR ALB / Albemarle Corp. 90.91 33 3
2018-06-30 13F-HR AMGEN INC (VARIABLE) / Convertible/ (031162CN8) 1.00 5,590,000 5,611
2018-06-30 13F-HR APY.WI / Apergy Corporation 42.01 1,690 71
2018-06-30 13F-HR ARLINGTON TX / Convertible/ (041796KT9) 1.00 5,000 5
2018-06-30 13F-HR ASX LIMITED / Equities (212E10500) 46.67 150 7
2018-06-30 13F-HR AZ EXCISE TAX / Convertible/ (040649LU7) 0.00 25,000 0
2018-06-30 13F-HR AZ WTR INFRA REV / Convertible/ (040688LE1) 0.00 25,000 0
2018-06-30 13F-HR CVS HEALTH CORP (VARIABLE) / Convertible/ (126650DB3) 1.00 2,615,000 2,621
2018-06-30 13F-HR CVS HEALTH CORP (VARIABLE) / Convertible/ (126650DD9) 1.00 1,045,000 1,049
2018-06-30 13F-HR DO / Diamond Offshore Drilling, Inc. 19.35 155 3
2018-06-30 13F-HR DNP / DNP Select Income Fund, Inc. 10.67 3,375 36
2018-06-30 13F-HR ESRT / Empire State Realty Trust, Inc. 17.13 12,782 219
2018-06-30 13F-HR EQUINOX GOLD CORP / Equities (29446Y106) 0.70 7,130 5
2018-06-30 13F-HR EXC / Exelon Corp. 43.21 810 35
2018-06-30 13F-HR EXPE / Expedia, Inc. 118.71 278 33
2018-06-30 13F-HR FIDELITY NATL FINL INC / Equities (31620R105) 37.50 1,200 45
2018-06-30 13F-HR FIS / Fidelity National Information Services, Inc. 106.67 300 32
2018-06-30 13F-HR FLAGSTAFF AZ / Convertible/ (338423QF6) 1.10 10,000 11
2018-06-30 13F-HR FT BEND CTY TEX / Convertible/ (34681MMG8) 1.00 15,000 15
2018-06-30 13F-HR GOLDMAN SACHS GROUP (VARIABLE) / Convertible/ (38141GWN0) 1.00 685,000 687
2018-06-30 13F-HR GOLDMAN SACHS GROUP (VARIABLE) / Convertible/ (38141GWU4) 1.00 2,310,000 2,301
2018-06-30 13F-HR GWRE / Guidewire Software, Inc. 80.00 50 4
2018-06-30 13F-HR GWPH / GW Pharmaceuticals Plc. 125.00 32 4
2018-06-30 13F-HR IGT / International Game Technology PLC 35.71 28 1
2018-06-30 13F-HR INVESCO S&P 500 EQUALl / Equities (46137V357) 102.65 565 58
2018-06-30 13F-HR INVESCO S&P SMALLCAP / Equities (46138E153) 128.04 781 100
2018-06-30 13F-HR IQ / iQIYI, Inc. 32.00 500 16
2018-06-30 13F-HR IRM / Iron Mountain Incorporated. (REIT) 34.92 4,925 172
2018-06-30 13F-HR SHV / iShares Short Treasury Bond ETF 110.53 190 21
2018-06-30 13F-HR KAR / Kar Auction Services, Inc. 51.28 39 2
2018-06-30 13F-HR KEY / KeyCorp 19.75 2,127 42
2018-06-30 13F-HR XUSAX / Liberty All Star Equity Fund 6.35 8,343 53
2018-06-30 13F-HR LPT / Liberty Property Trust 35.71 56 2
2018-06-30 13F-HR FERGD / Ferguson plc 8.47 236 2
2018-06-30 13F-HR SCD / LMP Capital & Income Fund, Inc. 12.76 3,839 49
2018-06-30 13F-HR MGU / Macquarie Global Infrastructure Total Return Fund Inc. 22.30 1,345 30
2018-06-30 13F-HR MDURP / MDU Resources Group, Inc. 29.33 375 11
2018-06-30 13F-HR MEDTRONIC INC (VARIABLE) / Convertible/ (585055BJ4) 1.01 665,000 672
2018-06-30 13F-HR MCHP / Microchip Technology Inc. 90.00 200 18
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.86 700 37
2018-06-30 13F-HR MONTANA STATE B / Convertible/ (61212WAH8) 1.00 10,000 10
2018-06-30 13F-HR MONTANA STATE BO / Convertible/ (61212WAK1) 1.00 5,000 5
2018-06-30 13F-HR MT DIABLO CALIFOR / Convertible/ (621191BE4) 1.00 5,000 5
2018-06-30 13F-HR NGG / National Grid Plc 50.00 80 4
2018-06-30 13F-HR NVT / Navteq Corp 28.57 35 1
2018-06-30 13F-HR NOVO-NORDISK / Equities (K7314N152) 48.00 250 12
2018-06-30 13F-HR OSUR / OraSure Technologies, Inc. 15.00 200 3
2018-06-30 13F-HR OROPLATA RESOURCES INC / Equities (687157107) 0.12 8,200 1
2018-06-30 13F-HR PHOENIX AZ / Convertible/ (718814K88) 1.05 20,000 21
2018-06-30 13F-HR PHX AZ CVC ARPT / Convertible/ (71883MJK1) 0.00 25,000 0
2018-06-30 13F-HR PHX WST WTR / Convertible/ (71883PJC2) 0.00 25,000 0
2018-06-30 13F-HR PIMA CN AZ USD #1 / Convertible/ (721799E47) 1.05 20,000 21
2018-06-30 13F-HR PHD / Pioneer Floating Rate Trust 11.40 1,842 21
2018-06-30 13F-HR PSTG / Pure Storage, Inc. 23.33 600 14
2018-06-30 13F-HR QURATE RETAIL GROUP / Equities (74915M100) 21.43 140 3
2018-06-30 13F-HR REN / Resolute Energy Corporation 30.00 400 12
2018-06-30 13F-HR QSR / Restaurant Brands International Inc. 62.50 224 14
2018-06-30 13F-HR XRIFX / RMR Real Estate Income Fund 18.34 3,108 57
2018-06-30 13F-HR SAP / SAP SE 115.94 207 24
2018-06-30 13F-HR SCOTTSDALE AZ / Convertible/ (8104537G9) 1.10 10,000 11
2018-06-30 13F-HR SCOTTSDALE AZ W/ / Convertible/ (810526MS9) 1.10 10,000 11
2018-06-30 13F-HR SCOTTSDALE AZ W/ / Convertible/ (810526MT7) 1.10 10,000 11
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 55.56 36 2
2018-06-30 13F-HR SCI / Service Corp. International 40.40 99 4
2018-06-30 13F-HR SONY CORP / Equities (S68215060) 51.46 991 51
2018-06-30 13F-HR XHB / SPDR S&P Homebuilders ETF 44.12 68 3
2018-06-30 13F-HR STATE OF TEXAS / Convertible/ (882722TB7) 1.10 10,000 11
2018-06-30 13F-HR SOIGF / Strata Oil & Gas Inc. 0.00 350 0
2018-06-30 13F-HR TGNA / TEGNA Inc. 11.00 1,000 11
2018-06-30 13F-HR TKR / Timken Co. (THE) 43.56 551 24
2018-06-30 13F-HR TUCSON WTR REV / Convertible/ (8987966H5) 0.00 25,000 0
2018-06-30 13F-HR 90184LAD4 / Twitter, Inc. Bond 0.97 3,495,000 3,384
2018-06-30 13F-HR XLU / SPDR Utilities Select Sector ETF 54.05 37 2
2018-06-30 13F-HR WALT DISNEY CO (VARIABLE) / Convertible/ (25468PDS2) 1.01 700,000 706
2018-06-30 13F-HR MFS / Manitowoc Foodservice, Inc. 19.90 201 4
2018-06-30 13F-HR WEN / The Wendy's Company 17.03 881 15
2018-06-30 13F-HR WESTERN ASSET EMERGING M / Equities (95766A101) 13.62 1,395 19