Current Holdings (from 13F, 13D)

InvestorSonora Investment Management, LLC
Portfolio Value$ 575,961,093,000
Current Positions1,197
Opened Positions5
Closed Positions155

Sonora Investment Management, LLC has disclosed 1,197 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 575,961,093,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sonora Investment Management, LLC's top holdings are CSG Systems International, Inc. NOTE 4.250% 3/1 (126349AF6) , Atlas Air Worldwide Holdings, Inc. 2.25% Convertible Note Due 6/1/2022 (049164BH8) , Ionis Pharmaceuticals, Inc. 1.00% Convertible Note (464337AJ3) , QUIDEL Corp. 3.25% Note Due 12/15/2020 (74838JAA9) , and Verint Systems, Inc. 1.5% Note Due 6/1/2021 (92343XAA8) . Sonora Investment Management, LLC's new positions include Goldman Sachs Group, 6.30% Dep Shares Non-Cumulative Preferred Stock Series N (NYSE:GS.PRN) , Andeavor Corp. (NYSE:ANDV) , Annaly Capital Management, Inc. (NYSE:NLY) , British American Tobacco p.l.c. (NYSE:BTI) , and Vanguard FTSE Europe ETF (NYSE:VGK) .


All Sonora Investment Management, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-10-12. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR SRHIF / Sprott Resource Holdings Inc 122.67 3,000 3,000 0.00 362 368 1.66
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12,190.00 15,774 192,285
2017‑09‑30 13F-HR UNIT / Uniti Group Inc. 1,000 0 -100.00 25,140 0 -100.00
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 140 0 -100.00 18,525 0 -100.00
2017‑09‑30 13F-HR ALLIANZGI CONV & INC FD / Equities (188281030) 7,100.00 91,500 649,650
2017‑09‑30 13F-HR BANK OF NY MELLON CORP / PFDs, REITs, (640582090) 25,308.97 301 7,618
2017‑09‑30 13F-HR BANK OF NY MELLON CORP / Equities (640581000) 53,020.00 400 21,208
2017‑09‑30 13F-HR BHP BILLITON LTD / Equities (886061080) 40,531.79 173 7,012
2017‑09‑30 13F-HR AGTECH HOLDINGS LTD ORD / Equities (G0135Z103) 201.00 15,000 3,015
2017‑09‑30 13F-HR AMCX / AMC Networks Inc. 58,480.00 25 1,462
2017‑09‑30 13F-HR ARH.PRC / Arch Capital Group Ltd. 25,439.02 41 1,043
2017‑09‑30 13F-HR AXS / AXIS Capital Holdings Ltd. 25,161.29 93 2,340
2017‑09‑30 13F-HR CA ST PUB WKS B / Convertible/ (130685VM9) 1,047.00 5,000 5,000 0.00 5,267 5,235 -0.61
2017‑09‑30 13F-HR COF-C / Capital One Financial Corp.Capital One Financial Corp., 6.25% Dep Shares Non-Cumul Perp Pfd Stock Series C 26,514.85 101 2,678
2017‑09‑30 13F-HR CITIGROUP INC / Convertible/ (172967KD2) 1,070.00 34,000 36,380
2017‑09‑30 13F-HR DBSDY / DBS Group Holdings Ltd. 61,600.00 20 1,232
2017‑09‑30 13F-HR DTE / DTE Energy Co. 25,285.71 28 708
2017‑09‑30 13F-HR EMN / Eastman Chemical Company 90,482.76 0 29 0 2,624
2017‑09‑30 13F-HR EXCELSIOR MINING CO / Equities (300763208) 911.60 31,900 29,080
2017‑09‑30 13F-HR GENERAL ELECTRI / Convertible/ (36962G3P7) 1,305.05 20,000 26,101
2017‑09‑30 13F-HR 369604BQ5 / General Electric Co. 5% Perpetual Note 1,048.33 70,000 36,000 -48.57 74,200 37,740 -49.14
2017‑09‑30 13F-HR GM / General Motors Company 0.00 15,000 15,000 0.00 0 0
2017‑09‑30 13F-HR GS.PRI / Goldman Sachs Group, 5.95% Dep Shares Non-Cumulative Preferred Stock, Series I 25,549.02 51 1,303
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 1,121.30 25,000 20,000 -20.00 27,689 22,426 -19.01
2017‑09‑30 13F-HR GS.PRN / Goldman Sachs Group, 6.30% Dep Shares Non-Cumulative Preferred Stock Series N 27,500.00 48,194 1,325,335
2017‑09‑30 13F-HR GUNNISON ETC CO SD / Convertible/ (402892CV3) 1,191.39 75,000 75,000 0.00 89,803 89,354 -0.50
2017‑09‑30 13F-HR HARTFORD FINL S / Convertible/ (416518AB4) 1,104.86 50,000 55,243
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 81,988.89 135 270 100.00 24,708 22,137 -10.41
2017‑09‑30 13F-HR HOLX / Hologic, Inc. 36,690.00 1,000 1,000 0.00 45,380 36,690 -19.15
2017‑09‑30 13F-HR HOSPITALITY PROP TRUST / Convertible/ (44106MAQ5) 1,071.43 105,000 105,000 0.00 112,567 112,500 -0.06
2017‑09‑30 13F-HR HPQ / HP Inc. 19,959.02 0 122 0 2,435
2017‑09‑30 13F-HR INFO / Metro One Telecommunications, Inc. 44,084.51 71 3,130
2017‑09‑30 13F-HR IFJPY / Informa Plc. 18,360.00 50 918
2017‑09‑30 13F-HR JPM.PRA / JP Morgan Chase & Co., Preferred A 25,502.20 227 5,789
2017‑09‑30 13F-HR KBCSY / KBC Group SA 42,437.50 16 679
2017‑09‑30 13F-HR LPI / Laredo Petroleum, Inc. 12,930.00 1,400 1,400 0.00 14,728 18,102 22.91
2017‑09‑30 13F-HR NATIONAL RURAL / Convertible/ (637432LR4) 1,088.50 8,000 8,000 0.00 8,889 8,708 -2.04
2017‑09‑30 13F-HR POWERSHARES RSSLLl 2000 / Equities (73935X872) 30,856.98 860 26,537
2017‑09‑30 13F-HR RELX / RELX PLC 22,354.84 62 1,386
2017‑09‑30 13F-HR RYAAY / Ryanair Holdings Plc 105,375.00 8 843
2017‑09‑30 13F-HR RYKKY / Ryohin Keikaku Co. Ltd. 59,200.00 30 1,776
2017‑09‑30 13F-HR SAXPY / Sampo OYJ 26,466.67 75 1,985
2017‑09‑30 13F-HR SARASOTA CN FL / Convertible/ (803301CQ1) 1,056.90 10,000 10,569
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33,166.67 132 4,378
2017‑09‑30 13F-HR SENIOR HSG PPT / PFDs, REITs, (81721M208) 25,384.62 91 2,310
2017‑09‑30 13F-HR PTEN / Patterson-UTI Energy, Inc. 0.00 50 0
2017‑09‑30 13F-HR SFTBY / Softbank Group 40,653.85 26 1,057
2017‑09‑30 13F-HR SOJA / Southern Co., 6.25% Series 2015A Junior Subordinated Notes due 10/15/2075 27,400.00 40 1,096
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251,229.77 791 766 -3.16 191,264 192,442 0.62
2017‑09‑30 13F-HR TOELY / Tokyo Electron Ltd. 38,500.00 26 1,001
2017‑09‑30 13F-HR USB.PRO / U.S. Bancorp, 5.15% Dep Shares Non-Cumulative Perpetual Preferred Stock Series H 25,824.32 74 1,911
2017‑09‑30 13F-HR VLEEF / Valeo S.A. 37,218.18 55 2,047
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 127,495.65 115 14,662
2017‑09‑30 13F-HR VENTAS REALTY LP / Equities (92276M204) 25,464.29 84 2,139
2017‑09‑30 13F-HR VZA / Verizon Communications, Inc., 5.90% Notes due 2/15/2054 27,190.48 210 5,710
2017‑09‑30 13F-HR WFC.PRT / Wells Fargo & Co., 6.00% Dep Shares Non-Cumul Class A Preferred Stock Series T 26,210.00 1,000 1,000 0.00 26,310 26,210 -0.38
2017‑09‑30 13F-HR WOLTF / Wolters Kluwer N.V. 46,350.00 40 1,854
2017‑09‑30 13F-HR ZAYO / Zayo Group Holdings, Inc. 34,423.42 111 3,821
2017‑09‑30 13F-HR ALPINE 4 TECH LTD / Equities (2083E1080) 160.00 15,000 2,400
2017‑09‑30 13F-HR MORGAN STANL / PFDs, REITs, (61763E211) 28,888.89 108 3,120
2017‑09‑30 13F-HR HILTON HEAD ISL SC / Convertible/ (432841NM2) 1,048.20 30,000 30,000 0.00 31,523 31,446 -0.24
2017‑09‑30 13F-HR NFG / National Fuel Gas Co. 56,620.00 50 50 0.00 2,792 2,831 1.40
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. 59,770.01 0 73,541 0 4,395,546
2017‑09‑30 13F-HR MTR / Mesa Royalty Trust 15,451.16 215 215 0.00 2,516 3,322 32.03
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85,519.06 1,705 1,705 0.00 140,287 145,810 3.94
2017‑09‑30 13F-HR NVS / Novartis AG 85,851.49 0 202 0 17,342
2017‑09‑30 13F-HR 666807BE1 / Northrop Grumman Corp. 3.5% Note Due 2021-03-15 1,036.40 200,000 205,000 2.50 208,671 212,461 1.82
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178,769.83 845 895 5.92 122,153 159,999 30.98
2017‑09‑30 13F-HR 16115QAC4 / Chart Industries, Inc. 2% Note Due 8/1/2018 995.32 2,250,000 2,215,000 -1.56 2,233,182 2,204,643 -1.28
2017‑09‑30 13F-HR ABC / AmerisourceBergen Corp. 70 0 -100.00 6,617 0 -100.00
2017‑09‑30 13F-HR AABA / Altaba Inc 100 0 -100.00 5,448 0 -100.00
2017‑09‑30 13F-HR 459200GJ4 / International Business Machines Corp. Convertible 1,666 0 -100.00 1,680 0 -100.00
2017‑09‑30 13F-HR AQBN / AAB National Co. 181 0 -100.00 0 0
2017‑09‑30 13F-HR AMPY / Amplify Energy Corp. 74 0 -100.00 740 0 -100.00
2017‑09‑30 13F-HR REGL TRAN DST CO / Convertible/ (759136QX5) 100,000 0 -100.00 103,553 0 -100.00
2017‑09‑30 13F-HR AKAO / Achaogen, Inc. 500 0 -100.00 10,865 0 -100.00
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 464 0 -100.00 449,152 0 -100.00
2017‑09‑30 13F-HR ARE.PRD / Alexandria Real Estate Equities, Inc. 7.00% Series D Preferred 4,178 0 -100.00 151,035 0 -100.00
2017‑09‑30 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Note 0.250% Due 3/1/2019 15,000 0 -100.00 17,159 0 -100.00
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52 0 -100.00 2,148 0 -100.00
2017‑09‑30 13F-HR ANET / Arista Networks, Inc. 355 0 -100.00 53,175 0 -100.00
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) 50 0 -100.00 3,672 0 -100.00
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 1,000 0 -100.00 15,910 0 -100.00
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 100 0 -100.00 17,886 0 -100.00
2017‑09‑30 13F-HR CANACOL ENERGY LTD / Equities (134808203) 10,000 0 -100.00 33,100 0 -100.00
2017‑09‑30 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 81 0 -100.00 10,009 0 -100.00
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 600 0 -100.00 19,872 0 -100.00
2017‑09‑30 13F-HR ROYAL BANK / PFDs, REITs, (780097788) 1,000 0 -100.00 25,310 0 -100.00
2017‑09‑30 13F-HR JAN VELOCITY VELOCITY HED / Equities (00162Q791) 400 0 -100.00 13,400 0 -100.00
2017‑09‑30 13F-HR BELL MTN RNCH M / Convertible/ (07813TAY4) 100,000 0 -100.00 107,065 0 -100.00
2017‑09‑30 13F-HR DGI / DigitalGlobe, Inc. 400 0 -100.00 13,320 0 -100.00
2017‑09‑30 13F-HR EBAY INC / Convertible/ (278642AG8) 10,000 0 -100.00 10,000 0 -100.00
2017‑09‑30 13F-HR INTELAKARE MARKETING / Equities (45824J107) 2,200 0 -100.00 44 0 -100.00
2017‑09‑30 13F-HR GREATER AZ DEV AUTH / Convertible/ (391577RK1) 5,000 0 -100.00 0 0
2017‑09‑30 13F-HR GOODYEAR AZ PUB IMP / Convertible/ (382512BQ3) 25,000 0 -100.00 25,003 0 -100.00
2017‑09‑30 13F-HR HAWAII, STATE OF / Convertible/ (419792BF2) 100,000 0 -100.00 102,857 0 -100.00
2017‑09‑30 13F-HR KIMBERLY-CLARK / Convertible/ (494368BB8) 10,000 0 -100.00 10,032 0 -100.00
2017‑09‑30 13F-HR MFA / MFA Financial, Inc. 2,000 0 -100.00 16,780 0 -100.00
2017‑09‑30 13F-HR 59001AAR3 / Meritage Homes Corp. 1.875% Note Due 9/15/2032 7,175,000 0 -100.00 7,232,400 0 -100.00
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 284 0 -100.00 6,572 0 -100.00
2017‑09‑30 13F-HR RENO ETC IND CLNY N / Convertible/ (75987LAS1) 50,000 0 -100.00 51,049 0 -100.00
2017‑09‑30 13F-HR SUNE / SunEdison, Inc. 1,000 0 -100.00 50 0 -100.00
2017‑09‑30 13F-HR SPGYF / Whitecap Resources, Inc. 2,500 0 -100.00 17,863 0 -100.00
2017‑09‑30 13F-HR ABT / Abbott Laboratories 2,630 0 -100.00 127,852 0 -100.00
2017‑09‑30 13F-HR SGMO / Sangamo BioSciences, Inc. 1,800 0 -100.00 15,840 0 -100.00
2017‑09‑30 13F-HR BLACKROCK CORE BOND TRUST / Equities (9249E1040) 975 0 -100.00 13,533 0 -100.00
2017‑09‑30 13F-HR AA.PR / Alcoa Corp. 1,071.24 25,000 25,000 0.00 26,250 26,781 2.02
2017‑09‑30 13F-HR ABBOTT LABS / Equities (282410000) 53,357.61 3,034 161,887
2017‑09‑30 13F-HR ADVANCED MICRO DEVICES INC / Equities (790310700) 12,750.00 14,500 184,875
2017‑09‑30 13F-HR AEGON NV 8 / PFDs, REITs, (792460800) 26,272.00 125 3,284
2017‑09‑30 13F-HR AFLAC INC / Equities (105510200) 81,355.43 709 57,681
2017‑09‑30 13F-HR AMGEN INC / Equities (311621000) 186,453.78 119 22,188
2017‑09‑30 13F-HR BANK OF AMER CAP TR V / PFDs, REITs, (605053100) 26,939.13 345 9,294
2017‑09‑30 13F-HR ASIX / AdvanSix Inc. 39,753.09 81 81 0.00 2,530 3,220 27.27
2017‑09‑30 13F-HR AZ HLTH FAC AUTH / Convertible/ (040507KP9) 1,010.60 5,000 5,053
2017‑09‑30 13F-HR BRAZOSPORT TX ISD / Convertible/ (106241WF5) 1,086.00 25,000 27,150
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62,450.19 2,670 166,742
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33,369.59 28,944 31,419 8.55 965,269 1,048,439 8.62
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 447,142.86 0 7 0 3,130
2017‑09‑30 13F-HR CCMP / Cabot Microelectronics Corp. 79,932.43 148 148 0.00 10,927 11,830 8.26
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 363,400.00 15 5,451
2017‑09‑30 13F-HR EAB / Entergy Arkansas, 4.90% Series First Mortgage Bonds due 12/1/2052 25,185.19 27 680
2017‑09‑30 13F-HR EXEL / Exelixis, Inc. 24,230.00 5,500 6,000 9.09 135,465 145,380 7.32
2017‑09‑30 13F-HR FRESENIUS SE CO / Equities (35804M105) 20,266.67 60 1,216
2017‑09‑30 13F-HR JP MORGAN CHASE / PFDs, REITs, (48126E750) 25,329.48 346 8,764
2017‑09‑30 13F-HR KDDIY / KDDI Corp. 13,157.14 70 921
2017‑09‑30 13F-HR LBRDK / Liberty Broadband Corporation, Class C 95,400.00 5 477
2017‑09‑30 13F-HR MS.PRG / Morgan Stanley, 6.625% Depositary Shares Non-Cumulative Preferred Stock Series G 26,990.87 219 5,911
2017‑09‑30 13F-HR WELLS FARGO BK N / Convertible/ (949746RN3) 1,113.75 150,000 167,063
2017‑09‑30 13F-HR TRU / TransUnion 47,266.67 60 60 0.00 2,599 2,836 9.12
2017‑09‑30 13F-HR FCEL / FuelCell Energy, Inc. 1,760.00 50 50 0.00 62 88 41.94
2017‑09‑30 13F-HR CBT / Cabot Corp. 55,800.49 406 406 0.00 21,693 22,655 4.43
2017‑09‑30 13F-HR CCL / Carnival Corp. 64,580.00 0 50 0 3,229
2017‑09‑30 13F-HR CRC / California Resources Corp. 10,500.00 2 2 0.00 17 21 23.53
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181,348.68 304 304 0.00 45,421 55,130 21.38
2017‑09‑30 13F-HR 755111AF8 / Raytheon Co. 7.2% Note Due 8/15/2027 1,344.80 80,000 80,000 0.00 107,446 107,584 0.13
2017‑09‑30 13F-HR IVR / Invesco Mortgage Capital Inc. 17,130.00 23,115 23,115 0.00 386,252 395,960 2.51
2017‑09‑30 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 5,380.00 1,000 1,000 0.00 4,860 5,380 10.70
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 16,480.00 280 200 -28.57 6,093 3,296 -45.91
2017‑09‑30 13F-HR VRNT / Verint Systems, Inc. 41,850.00 140 140 0.00 5,698 5,859 2.83
2017‑09‑30 13F-HR 11133BAB8 / BroadSoft, Inc. 1.5% Note Due 7/1/2018 1,249.08 2,425,000 2,410,000 -0.62 2,838,220 3,010,283 6.06
2017‑09‑30 13F-HR CRGE / Clenergen Corp. 0.50 10,000 10,000 0.00 5 5 0.00
2017‑09‑30 13F-HR CIO / City Office REIT Inc. 13,770.00 4,000 4,000 0.00 50,800 55,080 8.43
2017‑09‑30 13F-HR MT / ArcelorMittal 25,759.62 104 104 0.00 2,364 2,679 13.32
2017‑09‑30 13F-HR GLOP / GasLog Partners LP 23,250.00 2,000 2,000 0.00 45,300 46,500 2.65
2017‑09‑30 13F-HR CLR / Continental Resources, Inc. 38,610.00 0 1,000 0 38,610
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 47,120.00 2,800 2,800 0.00 99,036 131,936 33.22
2017‑09‑30 13F-HR HCN / Welltower Inc. 70,279.61 608 608 0.00 45,509 42,730 -6.11
2017‑09‑30 13F-HR EPI / WisdomTree India Earnings Fund 25,170.00 2,050 1,400 -31.71 50,246 35,238 -29.87
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124,710.00 500 500 0.00 53,730 62,355 16.05
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 1,044.57 7,000 7,000 0.00 7,384 7,312 -0.98
2017‑09‑30 13F-HR U S BANCORP / Convertible/ (91159HHH6) 1,006.10 10,000 10,000 0.00 10,082 10,061 -0.21
2017‑09‑30 13F-HR 043353AH4 / Meritor, Inc. 4% Note Due 2/15/2027 1,168.82 1,435,000 1,435,000 0.00 1,495,873 1,677,257 12.13
2017‑09‑30 13F-HR CP / Canadian Pacific Railway Ltd. 168,030.84 227 227 0.00 36,504 38,143 4.49
2017‑09‑30 13F-HR CAH / Cardinal Health, Inc. 66,919.98 15,862 15,734 -0.81 1,235,967 1,052,919 -14.81
2017‑09‑30 13F-HR AGI / Alamos Gold Inc. 1,167 0 -100.00 8,379 0 -100.00
2017‑09‑30 13F-HR AMPLIFY ENERGY CO 22 WTS / Equities (032113110) 324 0 -100.00 0 0
2017‑09‑30 13F-HR ARKAY / Arkema 5 0 -100.00 537 0 -100.00
2017‑09‑30 13F-HR ARR / ARMOUR Residential REIT, Inc. 18,198 0 -100.00 454,950 0 -100.00
2017‑09‑30 13F-HR ILG / ILG, Inc 46 0 -100.00 1,265 0 -100.00
2017‑09‑30 13F-HR BBT / BB&T Corp. 79,689 0 -100.00 3,618,677 0 -100.00
2017‑09‑30 13F-HR DIVIDEND CAP DIVRSFIED E / PFDs, REITs, (25537M100) 1,065 0 -100.00 7,985 0 -100.00
2017‑09‑30 13F-HR NCV / AGIC Convertible & Income Fund 92,266 0 -100.00 643,094 0 -100.00
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 9,250 0 -100.00 115,440 0 -100.00
2017‑09‑30 13F-HR AIG / American International Group, Inc. 2,000 0 -100.00 125,040 0 -100.00
2017‑09‑30 13F-HR ALL.PRD / Allstate Corp. (The) 940 0 -100.00 24,337 0 -100.00
2017‑09‑30 13F-HR ATUSF / Altius Minerals Corp. 3,700 0 -100.00 30,828 0 -100.00
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 1,000 0 -100.00 69,470 0 -100.00
2017‑09‑30 13F-HR AAN / Aaron's, Inc. 200 0 -100.00 7,780 0 -100.00
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 709 0 -100.00 55,052 0 -100.00
2017‑09‑30 13F-HR ALLSTATE COR PFD / PFDs, REITs, (020002804) 1,000 0 -100.00 27,095 0 -100.00
2017‑09‑30 13F-HR ASB-C / Associated Banc-Corp. 6.125% Series C Preferred 1,000 0 -100.00 26,315 0 -100.00
2017‑09‑30 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 145 0 -100.00 7,562 0 -100.00
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 1,200 0 -100.00 72,648 0 -100.00
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 200 0 -100.00 15,590 0 -100.00
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 400 0 -100.00 31,120 0 -100.00
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 200 0 -100.00 20,164 0 -100.00
2017‑09‑30 13F-HR AAPL / Apple, Inc. 73,641 0 -100.00 10,605,816 0 -100.00
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 631 0 -100.00 123,114 0 -100.00
2017‑09‑30 13F-HR BPT / BP Prudhoe Bay Royalty Trust 400 0 -100.00 8,640 0 -100.00
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 21 0 -100.00 952 0 -100.00
2017‑09‑30 13F-HR APA / Apache Corp. 343 0 -100.00 16,440 0 -100.00
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 500 0 -100.00 55,180 0 -100.00
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 6,710 0 -100.00 1,136,473 0 -100.00
2017‑09‑30 13F-HR BA / Boeing Company (The) 4,083 0 -100.00 807,469 0 -100.00
2017‑09‑30 13F-HR BHP / BHP Billiton Ltd. 128 0 -100.00 4,556 0 -100.00
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 11,000 0 -100.00 55,000 0 -100.00
2017‑09‑30 13F-HR ALL.PRE / Allstate Corp. (The) 1,350 0 -100.00 36,788 0 -100.00
2017‑09‑30 13F-HR ARIZONA MINING INC / Equities (040521106) 10,000 0 -100.00 21,640 0 -100.00
2017‑09‑30 13F-HR BLACKROCK GLOBAL OPP EQ TRUST / Equities (092501105) 661 0 -100.00 8,758 0 -100.00
2017‑09‑30 13F-HR CERN / Cerner Corp. 800 0 -100.00 53,176 0 -100.00
2017‑09‑30 13F-HR CCP / Care Capital Properties, Inc. 1,000 0 -100.00 26,700 0 -100.00
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 14 0 -100.00 5,825 0 -100.00
2017‑09‑30 13F-HR DRLDF / Dalradian Resources, Inc. 2,000 0 -100.00 2,600 0 -100.00
2017‑09‑30 13F-HR EGO / Eldorado Gold Corporation 450 0 -100.00 1,188 0 -100.00
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 19 0 -100.00 2,290 0 -100.00
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 200 0 -100.00 27,964 0 -100.00
2017‑09‑30 13F-HR AGZ / iShares Agency Bond ETF 39 0 -100.00 4,434 0 -100.00
2017‑09‑30 13F-HR IWC / iShares Micro-cap ETF 26 0 -100.00 2,312 0 -100.00
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 225 0 -100.00 14,670 0 -100.00
2017‑09‑30 13F-HR RST / Rosetta Stone, Inc. 5 0 -100.00 54 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 5,000 0 -100.00 325,200 0 -100.00
2017‑09‑30 13F-HR QCP / Quality Care Properties, Inc. 720 0 -100.00 13,183 0 -100.00
2017‑09‑30 13F-HR IVOG / Vanguard S&P Mid-Cap 400 Growth ETF 100 0 -100.00 12,156 0 -100.00
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 896 0 -100.00 37,023 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. 5,159 0 -100.00 482,870 0 -100.00
2017‑09‑30 13F-HR NOVAGOLD RES INC NEW / Equities (66987E210) 1,000 0 -100.00 4,560 0 -100.00
2017‑09‑30 13F-HR MARYLAND ST / Convertible/ (574192600) 20,000 0 -100.00 20,073 0 -100.00
2017‑09‑30 13F-HR AXU / Alexco Resource Corp. 2,500 0 -100.00 3,300 0 -100.00
2017‑09‑30 13F-HR ARLP / Alliance Resource Partners, L.P. 600 0 -100.00 11,340 0 -100.00
2017‑09‑30 13F-HR BALMF / Balmoral Resources Ltd 3,750 0 -100.00 1,996 0 -100.00
2017‑09‑30 13F-HR BLACKROCK TAXABLE MUNI BOND TRUST / Equities (09248X100) 1,000 0 -100.00 22,910 0 -100.00
2017‑09‑30 13F-HR C.PRC / Citigroup, Inc. 3,000 0 -100.00 3,015 0 -100.00
2017‑09‑30 13F-HR SFR / Colony Starwood Homes 2,000 0 -100.00 68,620 0 -100.00
2017‑09‑30 13F-HR CHL / China Mobile Ltd. 400 0 -100.00 21,236 0 -100.00
2017‑09‑30 13F-HR CO SPRINGS CO UTIL / Convertible/ (196632PN7) 110,000 0 -100.00 116,824 0 -100.00
2017‑09‑30 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Note Due 9/1/2021 5,275,000 0 -100.00 4,639,890 0 -100.00
2017‑09‑30 13F-HR ETSY / Etsy, Inc. 150 0 -100.00 2,250 0 -100.00
2017‑09‑30 13F-HR TDTF / FlexShares iBoxx 5-Year Target Duration TIPS Index Fund 349 0 -100.00 8,711 0 -100.00
2017‑09‑30 13F-HR FTR / Frontier Communications Corp. 356 0 -100.00 413 0 -100.00
2017‑09‑30 13F-HR FIRST TRUST PORT / Unit Trusts (30286S845) 10 0 -100.00 119 0 -100.00
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 219 0 -100.00 10,959 0 -100.00
2017‑09‑30 13F-HR ISR / IsoRay, Inc. 5,000 0 -100.00 3,125 0 -100.00
2017‑09‑30 13F-HR MONDELEZ INTL / Convertible/ (50075NAS3) 15,000 0 -100.00 15,069 0 -100.00
2017‑09‑30 13F-HR MARATHON OIL CORP / Convertible/ (565849AD8) 15,000 0 -100.00 15,144 0 -100.00
2017‑09‑30 13F-HR NLS / Nautilus Group, Inc. (The) 125 0 -100.00 2,394 0 -100.00
2017‑09‑30 13F-HR PREGF / PRD Energy, Inc. 12,500 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR OKS / ONEOK Partners, L.P. 106 0 -100.00 5,413 0 -100.00
2017‑09‑30 13F-HR PDBC / PowerShares Exchange-Traded Fund Trust II 514 0 -100.00 8,111 0 -100.00
2017‑09‑30 13F-HR PVG / Pretium Resources, Inc. 350 0 -100.00 3,364 0 -100.00
2017‑09‑30 13F-HR DBO / PowerShares DB Oil Fund 34 0 -100.00 274 0 -100.00
2017‑09‑30 13F-HR PR ELEC POWER AUTH / Convertible/ (745268LU4) 10,000 0 -100.00 10,000 0 -100.00
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 225 0 -100.00 8,656 0 -100.00
2017‑09‑30 13F-HR RWR / SPDR DJ Wilshire REIT ETF 71 0 -100.00 6,602 0 -100.00
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 59 0 -100.00 2,195 0 -100.00
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 128 0 -100.00 8,310 0 -100.00
2017‑09‑30 13F-HR TMQ / Trilogy Metals Inc.. 348 0 -100.00 221 0 -100.00
2017‑09‑30 13F-HR VGR / Vector Group, Ltd. 225 0 -100.00 4,797 0 -100.00
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. 150 0 -100.00 8,798 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 174 0 -100.00 9,048 0 -100.00
2017‑09‑30 13F-HR FN / Fabrinet 200 0 -100.00 8,532 0 -100.00
2017‑09‑30 13F-HR 94770VAF9 / WebMD Health Corp. NOTE 2.500% 1/3 7,210,000 0 -100.00 7,444,325 0 -100.00
2017‑09‑30 13F-HR APH / Amphenol Corp. 200 0 -100.00 14,764 0 -100.00
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 400 0 -100.00 16,552 0 -100.00
2017‑09‑30 13F-HR PHOENIX AZ CVC IMP / Convertible/ (71884ARN1) 25,000 0 -100.00 25,003 0 -100.00
2017‑09‑30 13F-HR ANDX / Tesoro Logistics LP 2,500 0 -100.00 129,225 0 -100.00
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 15,774 0 -100.00 190,077 0 -100.00
2017‑09‑30 13F-HR VAN KAMPEN DYNAMIC FUND / Equities (921166104) 2,937 0 -100.00 35,273 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 814 0 -100.00 51,339 0 -100.00
2017‑09‑30 13F-HR ANZBY / Australia & New Zealand Banking Group Ltd. 1,500 0 -100.00 33,285 0 -100.00
2017‑09‑30 13F-HR BAC / Bank of America Corp. 687 0 -100.00 16,667 0 -100.00
2017‑09‑30 13F-HR BP / BP Plc 3,414 0 -100.00 118,295 0 -100.00
2017‑09‑30 13F-HR BOJA / Bojangles, Inc. 50 0 -100.00 813 0 -100.00
2017‑09‑30 13F-HR BLL / Ball Corp. 800 0 -100.00 33,768 0 -100.00
2017‑09‑30 13F-HR BRKR / Bruker Corp. 855 0 -100.00 24,658 0 -100.00
2017‑09‑30 13F-HR AZO / AutoZone, Inc. 140 0 -100.00 79,864 0 -100.00
2017‑09‑30 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 125 0 -100.00 8,585 0 -100.00
2017‑09‑30 13F-HR AMERICAN TOWER CO / Convertible/ (029912BD3) 6,000 0 -100.00 6,082 0 -100.00
2017‑09‑30 13F-HR MESA AZ / Convertible/ (590485VV7) 50,000 0 -100.00 50,003 0 -100.00
2017‑09‑30 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 461 0 -100.00 24,276 0 -100.00
2017‑09‑30 13F-HR DHR / Danaher Corp. 625 0 -100.00 52,744 0 -100.00
2017‑09‑30 13F-HR AMGN / Amgen Inc. 119 0 -100.00 20,495 0 -100.00
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 400 0 -100.00 20,408 0 -100.00
2017‑09‑30 13F-HR VIE FINCL GRP / Equities (92660P300) 6 0 -100.00 0 0
2017‑09‑30 13F-HR ATRS / Antares Pharma, Inc. 3,000 0 -100.00 9,660 0 -100.00
2017‑09‑30 13F-HR GWW / Grainger (W.W.), Inc. 10,540 0 -100.00 1,902,786 0 -100.00
2017‑09‑30 13F-HR MIC / Macquarie Infrastructure Company LLC 100 0 -100.00 7,840 0 -100.00
2017‑09‑30 13F-HR KR / Kroger Co. 18 0 -100.00 420 0 -100.00
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 1,800 0 -100.00 23,634 0 -100.00
2017‑09‑30 13F-HR PA ECO DEV FA UNMPL / Convertible/ (70869VAD6) 20,000 0 -100.00 20,002 0 -100.00
2017‑09‑30 13F-HR DENVER CO C&C ARPT / Convertible/ (249182GF7) 100,000 0 -100.00 106,050 0 -100.00
2017‑09‑30 13F-HR AAB NATIONAL CO / Equities (303107000) 0.00 181 0
2017‑09‑30 13F-HR ABB LTD / Equities (375204000) 24,750.00 170,166 4,211,609
2017‑09‑30 13F-HR AARONS INC / Equities (253520100) 43,630.00 200 8,726
2017‑09‑30 13F-HR ACHAOGEN INC / Equities (444910400) 15,950.00 500 7,975
2017‑09‑30 13F-HR ACTIVISION BLIZZARD INC / Equities (493020200) 64,507.94 63 4,064
2017‑09‑30 13F-HR AEGON NV FLOATING PERPETUAL CAPITAL SECURITIES / Equities (792450900) 24,203.70 108 2,614
2017‑09‑30 13F-HR AEGON NV PERPETUAL CAPITAL SECURITIES / Equities (792430100) 25,892.22 167 4,324
2017‑09‑30 13F-HR AFLAC INC / Equities (105530000) 25,296.30 108 2,732
2017‑09‑30 13F-HR ALAMOS GOLD INC / Equities (115321080) 6,760.07 1,167 7,889
2017‑09‑30 13F-HR ALEXANDRIA CV PFD 1.75 / PFDs, REITs, (152715050) 35,750.12 4,178 149,364
2017‑09‑30 13F-HR ALEXION PHARMA INC / Equities (153511090) 140,200.00 5 701
2017‑09‑30 13F-HR ALLERGAN INC / Equities (184901020) 204,950.00 40 8,198
2017‑09‑30 13F-HR ALLSTATE COR / PFDs, REITs, (200028790) 26,797.20 143 3,832
2017‑09‑30 13F-HR ALLSTATE COR PFD / PFDs, REITs, (200024080) 25,500.00 986 25,143
2017‑09‑30 13F-HR ALLSTATE COR PFD / PFDs, REITs, (200028040) 26,700.00 1,000 26,700
2017‑09‑30 13F-HR ALLSTATE CORP / PFDs, REITs, (200026060) 26,455.56 90 2,381
2017‑09‑30 13F-HR ALLSTATE CORP PFD / PFDs, REITs, (200028530) 26,699.71 1,049 28,008
2017‑09‑30 13F-HR ALLSTATE CORPORA / PFDs, REITs, (200023090) 26,833.33 18 483
2017‑09‑30 13F-HR ALTABA INC / Equities (213461010) 66,240.00 100 6,624
2017‑09‑30 13F-HR ALTIUS MINERALS CORP / Equities (209361000) 9,602.43 3,700 35,529
2017‑09‑30 13F-HR AMAZON.COM INC / Equities (231351060) 961,350.32 471 452,796
2017‑09‑30 13F-HR AMERICAN ELECTRIC POWER CO INC / Equities (255371010) 70,240.19 1,045 73,401
2017‑09‑30 13F-HR AXP / American Express Co. 90,461.29 325 310 -4.62 27,378 28,043 2.43
2017‑09‑30 13F-HR AMERICAN INTL GROUP INC / Equities (268741070) 61,390.00 2,000 122,780
2017‑09‑30 13F-HR AMERICAN TOWER CORP / Equities (299122010) 136,681.56 179 24,466
2017‑09‑30 13F-HR AMERICAN WATER WORKS CO / Equities (304201030) 80,910.00 200 16,182
2017‑09‑30 13F-HR AMERIPRISE FINANCIAL INC / Equities (318971010) 148,500.00 30 4,455
2017‑09‑30 13F-HR AMERN FINANCIAL / PFDs, REITs, (259326090) 26,244.44 45 1,181
2017‑09‑30 13F-HR AMPHENOL CORP / Equities (320951010) 84,640.00 200 16,928
2017‑09‑30 13F-HR AMPLIFY ENERGY CO 22 WTS / Equities (321131100) 0.00 324 0
2017‑09‑30 13F-HR AMPLIFY ENERGY CORP / Equities (321131020) 10,256.76 74 759
2017‑09‑30 13F-HR ANADARKO PETROLEUM CORP / Equities (325111070) 48,850.34 147 7,181
2017‑09‑30 13F-HR ANALOG DEVICES INC / Equities (326541050) 86,123.36 535 46,076
2017‑09‑30 13F-HR ANHEUSER BUSCH INBEV SA/NV / Equities (352291030) 119,299.61 514 61,320
2017‑09‑30 13F-HR ANTARES PHARMA INC / Equities (366421060) 3,240.00 3,000 9,720
2017‑09‑30 13F-HR AON PLC / Equities (373891030) 146,133.33 15 2,192
2017‑09‑30 13F-HR APACHE CORP / Equities (374111050) 45,797.75 89 4,076
2017‑09‑30 13F-HR APPLE INC / Equities (378331000) 154,119.12 73,760 11,367,826
2017‑09‑30 13F-HR APPLIED MATERIALS INC / Equities (382221050) 52,096.15 52 2,709
2017‑09‑30 13F-HR ARCHER DANIELS MIDLAND CO / Equities (394831020) 42,510.00 400 17,004
2017‑09‑30 13F-HR ARISTA NETWORKS INC / Equities (404131060) 189,611.27 355 67,312
2017‑09‑30 13F-HR ARIZONA MINING INC / Equities (405211060) 2,406.40 10,000 24,064
2017‑09‑30 13F-HR ARKEMA SA / Equities (412321090) 122,000.00 5 610
2017‑09‑30 13F-HR ARMOUR RES REIT / PFDs, REITs, (423155070) 26,899.99 18,198 489,526
2017‑09‑30 13F-HR ASHTEAD GROUP PLC / Equities (450551000) 96,500.00 10 965
2017‑09‑30 13F-HR ASSA ABLOY AB / Equities (453871070) 11,413.33 150 1,712
2017‑09‑30 13F-HR ASSC BRITISH FOODS / Equities (455194020) 43,100.00 20 862
2017‑09‑30 13F-HR ASSOCIATED BANC PFD / PFDs, REITs, (454884000) 26,810.00 1,000 26,810
2017‑09‑30 13F-HR ATLAS AIR WORLDWIDE HOLDINGS INC / Equities (491642050) 65,800.00 145 9,541
2017‑09‑30 13F-HR AUST & NEW ZEALAND BKG ADRF / Equities (525283040) 23,360.00 1,500 35,040
2017‑09‑30 13F-HR AUTODESK INC / Equities (527691060) 112,260.71 280 31,433
2017‑09‑30 13F-HR AUTOZONE INC / Equities (533321020) 595,107.14 140 83,315
2017‑09‑30 13F-HR BAIDU INC / Equities (567521080) 247,690.00 100 24,769
2017‑09‑30 13F-HR BALL CORP / Equities (584981060) 41,300.00 800 33,040
2017‑09‑30 13F-HR BANK OF AMER / PFDs, REITs, (605053440) 27,190.18 326 8,864
2017‑09‑30 13F-HR BANK OF AMERICA CORP / PFDs, REITs, (605056170) 25,740.26 77 1,982
2017‑09‑30 13F-HR BANK OF AMERICA CORP / PFDs, REITs, (605057400) 25,628.57 105 2,691
2017‑09‑30 13F-HR BANK OF AMERICA CORP / PFDs, REITs, (605058310) 25,753.42 146 3,760
2017‑09‑30 13F-HR BANK OF AMERICA CORP / Equities (605051040) 25,339.45 763 19,334
2017‑09‑30 13F-HR BANK OF MONTREAL / Equities (636711010) 75,720.00 50 3,786
2017‑09‑30 13F-HR BARRICK GOLD CORP / Equities (679011080) 16,090.00 1,000 16,090
2017‑09‑30 13F-HR BAXTER INTL / Equities (718131090) 62,750.00 1,200 75,300
2017‑09‑30 13F-HR BB&T CORP / PFDs, REITs, (549372060) 25,370.37 81 2,055
2017‑09‑30 13F-HR BB&T CORP / PFDs, REITs, (549374040) 25,298.82 338 8,551
2017‑09‑30 13F-HR BB&T CORP / PFDs, REITs, (549378000) 25,460.00 550 14,003
2017‑09‑30 13F-HR BB&T CORP / Equities (549371070) 46,940.00 94,255 4,424,330
2017‑09‑30 13F-HR BB&T CORP PFD / PFDs, REITs, (549378750) 26,650.00 110,235 2,937,763
2017‑09‑30 13F-HR BB&T CORPORATI / PFDs, REITs, (549376020) 25,294.12 51 1,290
2017‑09‑30 13F-HR BECTON DICKINSON & CO / Equities (758871090) 195,949.42 692 135,597
2017‑09‑30 13F-HR BERKSHIRE HATHAWAY INC B / Equities (846707020) 183,319.97 6,735 1,234,660
2017‑09‑30 13F-HR BLACKROCK GLOBAL OPP EQ TRUST / Equities (925011050) 13,559.76 661 8,963
2017‑09‑30 13F-HR BOEING CO / Equities (970231050) 254,227.97 3,983 1,012,590
2017‑09‑30 13F-HR BOJANGLES' INC / Equities (974881000) 13,500.00 50 675
2017‑09‑30 13F-HR BP PLC ADR / Equities (556221040) 38,429.99 3,414 131,200
2017‑09‑30 13F-HR WR BERKLEY CP / PFDs, REITs, (844234090) 25,933.33 105 2,723
2017‑09‑30 13F-HR DDD / 3 D Systems Corp. 13,400.00 20 20 0.00 374 268 -28.34
2017‑09‑30 13F-HR MMM / 3M Co. 209,896.81 12,132 12,046 -0.71 2,525,723 2,528,417 0.11
2017‑09‑30 13F-HR 604059AE5 / 3M Co. 6.375% Note Due 2/15/2028 1,278.85 725,000 695,000 -4.14 934,423 888,798 -4.88
2017‑09‑30 13F-HR ABKI / Abakan, Inc. 1.30 98,700 98,700 0.00 306 128 -58.17
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88,859.74 1,620 1,868 15.31 117,466 165,990 41.31
2017‑09‑30 13F-HR AXDX / Accelerate Diagnostics, Inc. 22,450.11 2,195 2,195 0.00 60,033 49,278 -17.92
2017‑09‑30 13F-HR ACN / Accenture plc 135,070.71 20 99 395.00 2,474 13,372 440.50
2017‑09‑30 13F-HR ADNT / Adient plc 83,990.12 506 506 0.00 33,082 42,499 28.47
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149,182.07 28,665 28,340 -1.13 4,054,434 4,227,820 4.28
2017‑09‑30 13F-HR 00751YAA4 / Advance Auto Parts, Inc. 5.75% Note Due 5/1/2020 1,077.51 1,070,000 1,050,000 -1.87 1,158,621 1,131,389 -2.35
2017‑09‑30 13F-HR AAV / Advantage Oil & Gas Ltd. 6,300.00 195,890 189,540 -3.24 1,322,258 1,194,102 -9.69
2017‑09‑30 13F-HR AET / Aetna, Inc. 159,007.14 195 140 -28.21 29,607 22,261 -24.81
2017‑09‑30 13F-HR A / Agilent Technologies, Inc. 64,201.58 253 253 0.00 15,005 16,243 8.25
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 48,720.00 300 300 0.00 14,943 14,616 -2.19
2017‑09‑30 13F-HR AKCA / Akcea Therapeutics Inc. 27,680.00 50 1,384
2017‑09‑30 13F-HR AMLP / Alerian ETF 11,219.95 3,995 4,883 22.23 47,780 54,787 14.67
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172,711.38 720 246 -65.83 101,448 42,487 -58.12
2017‑09‑30 13F-HR ALKS / Alkermes plc 50,840.00 500 500 0.00 28,985 25,420 -12.30
2017‑09‑30 13F-HR AB / AllianceBernstein Holding L.P. 24,300.00 3,510 4,310 22.79 83,012 104,733 26.17
2017‑09‑30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13,400.00 19,500 19,500 0.00 255,255 261,300 2.37
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973,720.05 2,321 2,304 -0.73 2,157,787 2,243,451 3.97
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959,110.07 6,524 7,232 10.85 5,928,555 6,936,284 17.00
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63,420.03 11,273 11,573 2.66 839,500 733,960 -12.57
2017‑09‑30 13F-HR 00163UAA4 / AMAG Pharmaceuticals, Inc. 2.5% Note Due 2/15/2019 1,058.92 1,430,000 1,425,000 -0.35 1,495,566 1,508,961 0.90
2017‑09‑30 13F-HR AMBA / Ambarella, Inc. 49,012.00 250 250 0.00 12,138 12,253 0.95
2017‑09‑30 13F-HR AMX / America Movil S.A.B. de CV 17,750.00 200 200 0.00 3,184 3,550 11.49
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47,505.95 503 504 0.20 25,335 23,943 -5.49
2017‑09‑30 13F-HR AGNC / AGNC Investment Corp. 21,680.00 31,156 31,156 0.00 663,311 675,462 1.83
2017‑09‑30 13F-HR 02687QDG0 / American International Group, Inc. 5.85% Note Due 2018-01-16 1,011.60 5,000 5,000 0.00 5,106 5,058 -0.94
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 103,147.32 5,159 532,137
2017‑09‑30 13F-HR ANDEAVOR LOGISTICS L LP / PFDs, REITs, (03350F106) 50,060.00 2,500 125,150
2017‑09‑30 13F-HR APHQF / Aphria Inc. 5,700.61 825 825 0.00 3,383 4,703 39.02
2017‑09‑30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18,110.00 1,400 3,400 142.86 25,970 61,574 137.10
2017‑09‑30 13F-HR AQB / AquaBounty Technologies, Inc. 7,000.00 4 4 0.00 32 28 -12.50
2017‑09‑30 13F-HR ABUS / Arbutus Biopharma Corporation 6,200.00 20 20 0.00 72 124 72.22
2017‑09‑30 13F-HR ARCO / Arcos Dorados Holdings, Inc. 10,050.00 100 100 0.00 745 1,005 34.90
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 16,389.99 1,459 1,459 0.00 23,898 23,913 0.06
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. 12,300.10 4,775 4,775 0.00 39,967 58,733 46.95
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 61,550.00 46,740 46,258 -1.03 2,675,865 2,847,180 6.40
2017‑09‑30 13F-HR T / AT & T, Inc. 39,170.16 30,117 32,105 6.60 1,136,319 1,257,558 10.67
2017‑09‑30 13F-HR ATHX / Athersys, Inc. 2,060.00 4,000 5,000 25.00 6,040 10,300 70.53
2017‑09‑30 13F-HR 049164BH8 / Atlas Air Worldwide Holdings, Inc. 2.25% Convertible Note Due 6/1/2022 1,195.96 15,160,000 15,015,000 -0.96 15,889,802 17,957,339 13.01
2017‑09‑30 13F-HR ARCTF / Aurico Metals Inc. 1,000.00 509 509 0.00 443 509 14.90
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242,529.41 500 17 -96.60 116,525 4,123 -96.46
2017‑09‑30 13F-HR AZ BD REGENTS UNIV / Convertible/ (040484DD6) 1,066.11 75,000 79,958
2017‑09‑30 13F-HR AZ HLTH FAC AUTH / Convertible/ (040507KY0) 1,011.80 5,000 5,059
2017‑09‑30 13F-HR AZ HLTH FAC AUTH / Convertible/ (040506NA1) 1,069.40 10,000 10,694
2017‑09‑30 13F-HR AZ HLTH FAC AUTH / Convertible/ (040507JS5) 1,010.55 20,000 20,211
2017‑09‑30 13F-HR AZ TRANS EXCISE TAX / Convertible/ (040649LA1) 1,106.13 75,000 82,960
2017‑09‑30 13F-HR BGS / B&G Foods, Inc. 31,850.00 700 600 -14.29 24,920 19,110 -23.31
2017‑09‑30 13F-HR BNCDY / Banca Mediolanum SPA 17,511.11 45 788
2017‑09‑30 13F-HR BANFP / BFC Capital Trust II 56,752.48 101 202 100.00 9,757 11,464 17.50
2017‑09‑30 13F-HR 06051GEC9 / Bank of America Corp. 5.625% Note Due 7/1/2020 1,087.86 7,000 7,000 0.00 7,666 7,615 -0.67
2017‑09‑30 13F-HR 060505EN0 / Bank of America Corp. 6.10#% then Floating Rate Preferred Perpetual Series AA 1,093.75 36,000 39,375
2017‑09‑30 13F-HR BAY AREA TOLL RV CA / Convertible/ (072024RZ7) 1,073.16 50,000 53,658
2017‑09‑30 13F-HR BTE / Baytex Energy Trust 3,010.00 13,100 13,100 0.00 31,833 39,431 23.87
2017‑09‑30 13F-HR BCE / BCE Inc. 46,829.62 1,000 1,256 25.60 45,040 58,818 30.59
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313,118.28 68 93 36.76 18,452 29,120 57.81
2017‑09‑30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 93,070.00 600 600 0.00 54,492 55,842 2.48
2017‑09‑30 13F-HR BIOMARIN PHARMA INC / Convertible/ (09061GAH4) 1,016.08 4,950,000 5,029,596
2017‑09‑30 13F-HR 09061GAF8 / BioMarin Pharmaceutical Inc. Bond 1.5% 10/15/2020 1,211.58 5,285,000 5,210,000 -1.42 6,295,968 6,312,332 0.26
2017‑09‑30 13F-HR BLACKROCK INC / Convertible/ (09247XAE1) 1,067.01 70,000 74,691
2017‑09‑30 13F-HR MYD / BlackRock Muniyield Fund, Inc. 15,059.96 8,872 8,872 0.00 132,991 133,612 0.47
2017‑09‑30 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 15,420.08 5,756 5,756 0.00 88,355 88,758 0.46
2017‑09‑30 13F-HR SAM / Boston Beer Company, Inc. (THE) 156,200.00 75 75 0.00 9,911 11,715 18.20
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63,740.03 9,905 9,905 0.00 551,907 631,345 14.39
2017‑09‑30 13F-HR 111621AQ1 / Brocade Communications Systems, Inc. 1.375% Note Due 1/1/2020 1,001.88 300,000 300,000 0.00 304,374 300,564 -1.25
2017‑09‑30 13F-HR BF.B / Brown-Forman Corp. 54,300.00 40 40 0.00 1,944 2,172 11.73
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. 57,000.00 1,200 1,000 -16.67 76,716 57,000 -25.70
2017‑09‑30 13F-HR BG / Bunge Ltd. 69,461.54 52 52 0.00 3,879 3,612 -6.88
2017‑09‑30 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference 104,014.33 24,335 24,010 -1.34 2,536,924 2,497,384 -1.56
2017‑09‑30 13F-HR CA / CA, Inc. 1,063.40 15,000 15,000 0.00 15,746 15,951 1.30
2017‑09‑30 13F-HR COG / Cabot Oil & Gas Corp. 26,750.00 24 24 0.00 602 642 6.64
2017‑09‑30 13F-HR CACI / CACI International, Inc. 139,350.00 800 800 0.00 100,040 111,480 11.44
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 60,800.00 15 912
2017‑09‑30 13F-HR CPT / Camden Property Trust 91,450.00 700 700 0.00 59,857 64,015 6.95
2017‑09‑30 13F-HR CCJ / Cameco Corp. 9,670.00 3,575 3,200 -10.49 32,533 30,944 -4.88
2017‑09‑30 13F-HR GOOS / Canada Goose Holdings Inc 20,550.00 20 20 0.00 395 411 4.05
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 82,855.56 75 90 20.00 6,079 7,457 22.67
2017‑09‑30 13F-HR ENDTF / Canoe EIT Income Fund 9,300.00 41,457 35,000 -15.58 380,990 325,500 -14.56
2017‑09‑30 13F-HR TWMJF / Canopy Growth Corporation 8,600.00 635 635 0.00 3,891 5,461 40.35
2017‑09‑30 13F-HR COF-D / Capital One Financial Corp., 6.70% Dep Shares Non-Cumul Perp Pfd Stock Series D 27,168.83 308 8,368
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 84,660.00 150 150 0.00 12,393 12,699 2.47
2017‑09‑30 13F-HR COF-P / Capital One Financial Corp.Capital One Financial Corp., 6.00% Dep Shares Non-Cumul Perp Preferred Stock B 25,251.46 342 8,636
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. 13,690.00 800 400 -50.00 12,312 5,476 -55.52
2017‑09‑30 13F-HR 14149YBA5 / Cardinal Health, Inc. 3.5% Note Due 11/15/2024 1,025.11 1,570,000 1,525,000 -2.87 1,603,710 1,563,300 -2.52
2017‑09‑30 13F-HR CABGY / Carlsberg AS 22,030.77 65 1,432
2017‑09‑30 13F-HR CBS / CBS Corp. 58,000.00 0 34 0 1,972
2017‑09‑30 13F-HR CE / Celanese Corp. 104,270.00 200 200 0.00 18,988 20,854 9.83
2017‑09‑30 13F-HR CELG / Celgene Corp. 145,820.11 2,349 2,874 22.35 305,065 419,087 37.38
2017‑09‑30 13F-HR CLRB / Cellectar Biosciences, Inc. 1,670.00 5,000 8,350
2017‑09‑30 13F-HR CVM / CEL-SCI Corp. 1,660.90 289 289 0.00 644 480 -25.47
2017‑09‑30 13F-HR CVE / Cenovus Energy Inc. 10,019.29 622 622 0.00 4,584 6,232 35.95
2017‑09‑30 13F-HR CENTEX CORPORATION / Equities (152312104) 25,366.67 60 1,522
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18,899.97 3,009 3,009 0.00 71,855 56,870 -20.85
2017‑09‑30 13F-HR CTHR / Charles & Colvard, Ltd. 870.00 800 800 0.00 736 696 -5.43
2017‑09‑30 13F-HR SCHW.PRB / Schwab Charles Corp, 6.00% Dep Shares Non-cumul Perp Pfd Stock Series B 25,390.91 130 330 153.85 3,319 8,379 152.46
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 43,740.00 2,450 2,450 0.00 105,252 107,163 1.82
2017‑09‑30 13F-HR SCHW.PRD / Schwab Charles Corp, 5.95% Dep Shares Non-Cumul Perp Preferred Stock Series D 27,139.99 21,940 33,810 54.10 598,304 917,603 53.37
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 45,039.25 0 586 0 26,393
2017‑09‑30 13F-HR CVX / Chevron Corp. 117,495.72 8,491 8,535 0.52 885,864 1,002,826 13.20
2017‑09‑30 13F-HR CIM / Chimera Investment Corp. 18,920.00 26,400 26,400 0.00 491,832 499,488 1.56
2017‑09‑30 13F-HR CB / Chubb Ltd 142,552.38 210 210 0.00 30,530 29,936 -1.95
2017‑09‑30 13F-HR CINF / Cincinnati Financial Corp. 76,570.00 47,347 52,816 11.55 3,430,290 4,044,121 17.89
2017‑09‑30 13F-HR CNK / Cinemark Holdings, Inc. 36,210.00 2,000 2,000 0.00 77,700 72,420 -6.80
2017‑09‑30 13F-HR 17275RAE2 / Cisco Systems, Inc. 4.95% Note Due 2/15/2019 1,044.39 1,667 1,667 0.00 1,754 1,741 -0.74
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33,630.07 108,793 123,877 13.86 3,405,217 4,165,992 22.34
2017‑09‑30 13F-HR C-L / Citigroup, Inc.Citigroup, Inc., 6.875% Dep Shares Non-Cumulative Preferred Stock Series L 26,949.04 157 4,231
2017‑09‑30 13F-HR C-J / Citigroup, Inc., 7.125% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser J 28,991.74 121 3,508
2017‑09‑30 13F-HR C / Citigroup, Inc. 72,739.78 410 465 13.41 27,421 33,824 23.35
2017‑09‑30 13F-HR C-C / Citigroup, Inc., 5.80% Dep Shares Non-Cumulative Preferred Stock Series C 25,777.07 157 4,047
2017‑09‑30 13F-HR C-K / Citigroup, Inc., 6.875% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser K 28,990.20 510 14,785
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 76,821.43 150 280 86.67 11,937 21,510 80.20
2017‑09‑30 13F-HR CLARK CTY NV / Convertible/ (18085PLL6) 1,082.72 100,000 108,272
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. 2,480.01 50,864 53,864 5.90 129,195 133,583 3.40
2017‑09‑30 13F-HR CME / CME Group, Inc. 135,680.00 50 50 0.00 6,262 6,784 8.34
2017‑09‑30 13F-HR CMS / CMS Energy Corp. 46,322.08 10,839 10,839 0.00 501,326 502,085 0.15
2017‑09‑30 13F-HR COH / Coach, Inc. 40,280.00 400 400 0.00 18,936 16,112 -14.91
2017‑09‑30 13F-HR COKE / Coca-Cola Bottling Co. Consolidated 215,424.24 230 231 0.43 52,727 49,763 -5.62
2017‑09‑30 13F-HR KO / Coca Cola Co. 45,011.89 10,237 9,759 -4.67 459,145 439,271 -4.33
2017‑09‑30 13F-HR CGNX / Cognex Corp. 110,278.82 44,551 43,160 -3.12 3,782,341 4,759,634 25.84
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72,539.47 380 380 0.00 25,232 27,565 9.25
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72,853.93 35 89 154.29 2,595 6,484 149.87
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12,559.35 733 733 0.00 10,328 9,206 -10.86
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130,710.00 100 100 0.00 10,508 13,071 24.39
2017‑09‑30 13F-HR CCV / Comcast Corp., 5.00% Notes due 12/15/2061 25,560.61 66 1,687
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38,479.93 200 598 199.00 7,784 23,011 195.62
2017‑09‑30 13F-HR COMCAST CORPORA / Convertible/ (20030NBN0) 1,027.24 50,000 51,362
2017‑09‑30 13F-HR CHCT / Community Healthcare Trust Incorporated 26,960.00 1,000 1,000 0.00 25,590 26,960 5.35
2017‑09‑30 13F-HR CFRUY / Compagnie Financiere Richemont AG 9,115.79 95 866
2017‑09‑30 13F-HR COMPASS GROUP / Equities (20449X401) 21,614.29 70 1,513
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33,740.35 1,425 1,425 0.00 50,958 48,080 -5.65
2017‑09‑30 13F-HR CXO / Concho Resources, Inc. 131,720.45 440 440 0.00 53,473 57,957 8.39
2017‑09‑30 13F-HR CNDT / Conduent 15,670.02 30,721 28,856 -6.07 489,693 452,174 -7.66
2017‑09‑30 13F-HR COP / ConocoPhillips 50,050.27 34,555 33,456 -3.18 1,519,033 1,674,482 10.23
2017‑09‑30 13F-HR CNSL / Consolidated Communications Holdings, Inc. 19,079.73 1,480 1,480 0.00 31,776 28,238 -11.13
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80,680.00 100 100 0.00 8,082 8,068 -0.17
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 199,450.00 600 600 0.00 116,238 119,670 2.95
2017‑09‑30 13F-HR CTGO / Contango Ore, Inc. 18,800.00 10 10 0.00 178 188 5.62
2017‑09‑30 13F-HR CTTAY / Continental AG 50,900.00 20 1,018
2017‑09‑30 13F-HR CONVATEC GROUP PLC / Equities (21244X109) 14,761.90 42 620
2017‑09‑30 13F-HR CPRT / Copart, Inc. 34,370.00 400 400 0.00 12,716 13,748 8.12
2017‑09‑30 13F-HR OFC / Corporate Office Properties Trust 32,830.00 2,000 2,000 0.00 70,060 65,660 -6.28
2017‑09‑30 13F-HR 21925YAB9 / Cornerstone OnDemand, Inc. NOTE 1.500% 7/0 1,011.50 11,200,000 11,090,000 -0.98 11,226,880 11,217,535 -0.08
2017‑09‑30 13F-HR GLW / Corning, Inc. 29,920.00 232,239 213,188 -8.20 6,978,779 6,378,585 -8.60
2017‑09‑30 13F-HR 219350BB0 / Corning, Inc. 2.9% Note Due 5/15/2022 1,009.29 1,530,000 1,540,000 0.65 1,549,509 1,554,304 0.31
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164,293.74 18,793 19,095 1.61 3,005,634 3,137,189 4.38
2017‑09‑30 13F-HR PMTS / CPI Card Group Inc. 1,180.00 400 400 0.00 1,140 472 -58.60
2017‑09‑30 13F-HR DHY / Credit Suisse High Yield Bond Fund 2,880.00 90,000 90,000 0.00 254,700 259,200 1.77
2017‑09‑30 13F-HR CAPL / CrossAmerica Partners LP 27,250.00 1,500 1,500 0.00 38,250 40,875 6.86
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 99,980.00 100 100 0.00 10,018 9,998 -0.20
2017‑09‑30 13F-HR CSX / CSX Corp. 54,260.48 45,286 44,518 -1.70 2,470,825 2,415,568 -2.24
2017‑09‑30 13F-HR CVRR / CVR Refining LP 9,850.00 30,401 30,401 0.00 288,810 299,450 3.68
2017‑09‑30 13F-HR 126650BJ8 / CVS Health Corporation Bond 6.25% Due 6/1/2027 1,212.40 10,000 10,000 0.00 12,061 12,124 0.52
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81,319.99 15,069 13,838 -8.17 1,212,452 1,125,306 -7.19
2017‑09‑30 13F-HR 126650BW9 / CVS Health Corporation Bond 4.125% Due 5/15/2021 1,052.14 85,000 85,000 0.00 89,797 89,432 -0.41
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. 15,020.00 21,500 21,500 0.00 293,475 322,930 10.04
2017‑09‑30 13F-HR CYS / CYS Investments, Inc. 8,640.00 50,000 50,000 0.00 420,500 432,000 2.73
2017‑09‑30 13F-HR DWAHY / Daiwa House Industry Co. Ltd. 34,885.71 70 2,442
2017‑09‑30 13F-HR DASTY / Dassault Systemes SA 100,840.00 150 150 0.00 13,425 15,126 12.67
2017‑09‑30 13F-HR DWSN / Dawson Geophysical Company New 4,529.41 17 17 0.00 67 77 14.93
2017‑09‑30 13F-HR DE / Deere & Co. 125,594.59 0 37 0 4,647
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 77,207.21 111 111 0.00 6,783 8,570 26.35
2017‑09‑30 13F-HR DXB / Deutsche Bank Contingent Capital Trust II, 6.55% Trust Preferred Securities 25,579.88 338 8,646
2017‑09‑30 13F-HR DEO / Diageo plc 132,130.95 200 336 68.00 23,966 44,396 85.25
2017‑09‑30 13F-HR DTGI / Digerati Technologies, Inc. 370.00 100 100 0.00 56 37 -33.93
2017‑09‑30 13F-HR DIGITAL REAL / PFDs, REITs, (253868871) 27,130.43 46 1,248
2017‑09‑30 13F-HR DIGITAL REALTY TR G PFD / PFDs, REITs, (253868889) 25,155.56 45 1,132
2017‑09‑30 13F-HR DLB / Dolby Laboratories, Inc. 57,523.81 13 63 384.62 636 3,624 469.81
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 76,947.37 19 19 0.00 1,456 1,462 0.41
2017‑09‑30 13F-HR DFIN / Donnelley Financial Solutions 21,560.00 100 100 0.00 2,296 2,156 -6.10
2017‑09‑30 13F-HR DOV / Dover Corp. 91,390.04 13,645 13,509 -1.00 1,094,602 1,234,588 12.79
2017‑09‑30 13F-HR 260003AC2 / Dover Corp. 6.65% Note Due 6/1/2028 1,254.50 135,000 135,000 0.00 166,085 169,358 1.97
2017‑09‑30 13F-HR DUKH / Duke Energy Corporation 83,919.66 585 585 0.00 48,900 49,093 0.39
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 53,080.00 300 300 0.00 16,536 15,924 -3.70
2017‑09‑30 13F-HR EDIG / e.Digital Corp. 3.33 300 300 0.00 10 1 -90.00
2017‑09‑30 13F-HR EWKS / Earthworks Entertainment, Inc. 0.00 44 44 0.00 0 0
2017‑09‑30 13F-HR DEA / Easterly Government Properties, Inc. 20,670.00 1,000 1,000 0.00 20,950 20,670 -1.34
2017‑09‑30 13F-HR 278062AC8 / Eaton Corporation 2.75% Note Due 2022-11-02 1,004.50 6,000 6,000 0.00 6,039 6,027 -0.20
2017‑09‑30 13F-HR ETN / Eaton Corporation 76,789.70 1,100 1,146 4.18 85,613 88,001 2.79
2017‑09‑30 13F-HR EXD / Eaton Vance Tax Advantaged Bond & Option Strategies Fund 11,409.96 8,035 8,035 0.00 91,438 91,679 0.26
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 15,319.70 929 929 0.00 14,167 14,232 0.46
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11,659.52 420 420 0.00 4,738 4,897 3.36
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38,458.33 144 144 0.00 5,028 5,538 10.14
2017‑09‑30 13F-HR EBIX / Ebix, Inc. 65,250.00 100 100 0.00 5,390 6,525 21.06
2017‑09‑30 13F-HR 27875TAA9 / Echo Global Logistics, Inc. 2.50% Note Due 5/1/2020 958.69 2,694,000 2,664,000 -1.11 2,563,222 2,553,955 -0.36
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69,229.73 814 56,353
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 25,479.45 73 1,860
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128,611.43 175 175 0.00 23,231 22,507 -3.12
2017‑09‑30 13F-HR EIX / Edison International 77,169.89 1,914 1,189 -37.88 149,656 91,755 -38.69
2017‑09‑30 13F-HR EGLT / Egalet Corporation 1,280.00 2,000 2,000 0.00 4,740 2,560 -45.99
2017‑09‑30 13F-HR ERJ / Embraer S.A. 22,610.00 500 500 0.00 9,115 11,305 24.03
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62,840.00 99,798 106,765 6.98 5,949,957 6,709,113 12.76
2017‑09‑30 13F-HR EEP / Enbridge Energy Partners, L.P. 15,980.00 400 400 0.00 6,400 6,392 -0.12
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41,839.61 611 611 0.00 24,324 25,564 5.10
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18,290.07 6,504 5,154 -20.76 132,617 94,267 -28.92
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17,380.00 4,200 4,200 0.00 75,432 72,996 -3.23
2017‑09‑30 13F-HR EAE / Entergy Arkansas, 4.75% Series First Mortgage Bonds due 6/1/2063 25,035.71 28 701
2017‑09‑30 13F-HR ETR / Entergy Corp. 76,350.00 0 40 0 3,054
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26,069.97 14,292 13,492 -5.60 387,027 351,736 -9.12
2017‑09‑30 13F-HR 29404KAA4 / Envestnet, Inc. 1.75% Note Due 12/15/2019 1,050.41 8,870,000 9,305,000 4.90 8,670,248 9,774,065 12.73
2017‑09‑30 13F-HR EPE / EP Energy Corporation 3,260.00 3,000 3,000 0.00 10,980 9,780 -10.93
2017‑09‑30 13F-HR EPR / EPR Properties 69,744.19 86 86 0.00 6,181 5,998 -2.96
2017‑09‑30 13F-HR EQCO / Equity Commonwealth 5.75% Senior Notes due 8/1/2042 30,400.26 29,034 28,209 -2.84 917,482 857,561 -6.53
2017‑09‑30 13F-HR EQR / Equity Residential 65,931.33 233 233 0.00 15,338 15,362 0.16
2017‑09‑30 13F-HR ESQF / Esecuresoft Co. 0.00 148 148 0.00 0 0
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 107,840.00 800 800 0.00 76,784 86,272 12.36
2017‑09‑30 13F-HR ESL / Esterline Technologies Corp. 90,150.00 200 200 0.00 18,960 18,030 -4.91
2017‑09‑30 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 228,400.00 10 2,284
2017‑09‑30 13F-HR EAD / Evergreen Income Advantage Fund 8,750.00 57,573 57,573 0.00 492,825 503,764 2.22
2017‑09‑30 13F-HR ES / Eversource Energy 60,440.79 152 9,187
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63,318.68 364 364 0.00 23,238 23,048 -0.82
2017‑09‑30 13F-HR EXR / Extra Space Storage, Inc. 79,902.47 761 769 1.05 59,380 61,445 3.48
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81,980.34 44,552 50,508 13.37 3,596,700 4,140,663 15.12
2017‑09‑30 13F-HR FB / Facebook, Inc. 170,869.88 1,474 1,514 2.71 222,545 258,697 16.24
2017‑09‑30 13F-HR FDS / FactSet Research Systems, Inc. 180,120.00 50 50 0.00 8,309 9,006 8.39
2017‑09‑30 13F-HR FRFZF / Fairfax Financial Holdings Ltd. Cumul Floating Rate Preferred Shares, Series D 18,104.00 500 500 0.00 7,829 9,052 15.62
2017‑09‑30 13F-HR FRFHF / Fairfax Financial Holdings Ltd. 519,000.00 100 100 0.00 43,285 51,900 19.90
2017‑09‑30 13F-HR FANUY / Fanuc Corporation 20,294.12 34 690
2017‑09‑30 13F-HR FDX / FedEx Corp. 225,580.65 651 651 0.00 141,482 146,853 3.80
2017‑09‑30 13F-HR FERGUSON / Equities (31502A105) 6,620.00 250 1,655
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp 27,982.30 0 113 0 3,162
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25,860.02 3,079 3,079 0.00 75,959 79,623 4.82
2017‑09‑30 13F-HR FHN / First Horizon National Corp. 1,028.33 3,000 3,000 0.00 3,076 3,085 0.29
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 30,831.43 350 350 0.00 10,206 10,791 5.73
2017‑09‑30 13F-HR FIT / Fitbit Inc. 6,960.00 300 300 0.00 1,593 2,088 31.07
2017‑09‑30 13F-HR 33938EAS6 / Flextronics International Ltd. 5% Note Due 2/15/2023 1,082.73 2,065,000 2,089,000 1.16 2,252,343 2,261,813 0.42
2017‑09‑30 13F-HR FLR / Fluor Corp. 42,101.69 50 118 136.00 2,289 4,968 117.04
2017‑09‑30 13F-HR F / Ford Motor Co. 11,986.52 1,567 371 -76.32 17,533 4,447 -74.64
2017‑09‑30 13F-HR FTV / Fortive Corporation 70,790.00 312 300 -3.85 19,765 21,237 7.45
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14,041.10 500 219 -56.20 6,680 3,075 -53.97
2017‑09‑30 13F-HR 364760AK4 / Gap, Inc. (The), Convertible Note 1,083.53 12,090,000 12,745,000 5.42 13,100,120 13,809,615 5.42
2017‑09‑30 13F-HR GEB / General Electric Capital Corp. 4.875% Notes due 2052-10-15 25,370.19 1,000 1,456 45.60 25,550 36,939 44.58
2017‑09‑30 13F-HR GD / General Dynamics Corp. 205,580.00 0 50 0 10,279
2017‑09‑30 13F-HR GENERAL ELECTRI / Convertible/ (36962G3U6) 1,024.64 50,000 51,232
2017‑09‑30 13F-HR GEK / General Electric Capital Corp. 4.70% Notes due 2053-5-16 25,567.71 192 4,909
2017‑09‑30 13F-HR GEH / General Electric Capital Corp. 4.875% Notes due 2053-01-29 25,509.70 1,000 1,185 18.50 25,620 30,229 17.99
2017‑09‑30 13F-HR 369604BC6 / General Electric Co. 5.25% Note Due 12/6/2017 1,006.80 15,000 15,000 0.00 15,247 15,102 -0.95
2017‑09‑30 13F-HR GE / General Electric Co. 24,179.78 37,878 37,779 -0.26 1,023,075 913,488 -10.71
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51,760.10 1,634 1,634 0.00 90,524 84,576 -6.57
2017‑09‑30 13F-HR GMO / General Moly, Inc. 375.00 162,807 162,807 0.00 60,157 61,053 1.49
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 22,403.51 57 57 0.00 991 1,277 28.86
2017‑09‑30 13F-HR GNMK / GenMark Diagnostics, Inc. 9,630.00 400 400 0.00 4,732 3,852 -18.60
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 95,650.00 31,051 60 -99.81 2,880,291 5,739 -99.80
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81,024.00 125 125 0.00 8,848 10,128 14.47
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40,600.00 0 150 0 6,090
2017‑09‑30 13F-HR GMRE / Global Medical REIT, Inc. 8,980.00 2,000 2,000 0.00 17,880 17,960 0.45
2017‑09‑30 13F-HR GNL / Global Net Lease Inc. 21,890.00 43,663 50,980 16.76 971,065 1,115,952 14.92
2017‑09‑30 13F-HR GOL / Gol Linhas Aereas Inteligentes S.A. 21,125.00 8 8 0.00 91 169 85.71
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 12,960.00 300 200 -33.33 3,873 2,592 -33.08
2017‑09‑30 13F-HR GS.PRK / Goldman Sachs Group, 6.375% Dep Sh Fixd/Float Non-Cumul Preferred Stock Series K 29,269.66 178 5,210
2017‑09‑30 13F-HR GS.PRJ / Goldman Sachs Group, 5.50% Dep Shares Fixd/Float Non-Cumul Preferred Stock Ser J 27,250.87 287 7,821
2017‑09‑30 13F-HR GOLDMAN SACHS GR / Convertible/ (38141GGS7) 1,119.50 50,000 55,975
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 1,035.00 20,000 36,000 80.00 22,444 37,260 66.01
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 1,107.56 1,022 25,000 2,346.18 242,408 27,689 -88.58
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237,189.82 36,000 1,022 -97.16 37,260 242,408 550.59
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 33,250.32 775 775 0.00 27,094 25,769 -4.89
2017‑09‑30 13F-HR GOV / Government Properties Income Trust 18,769.99 49,370 53,655 8.68 903,965 1,007,104 11.41
2017‑09‑30 13F-HR GPT / Gramercy Property Trust Inc. 30,250.00 1,500 1,500 0.00 44,565 45,375 1.82
2017‑09‑30 13F-HR GVA / Granite Construction, Inc. 57,950.14 5,150 3,650 -29.13 248,436 211,518 -14.86
2017‑09‑30 13F-HR GRYG / Green Energy Group, Inc. 0.00 165 165 0.00 0 0
2017‑09‑30 13F-HR GRGG / Green For Energy, Inc. 0.00 1,000 1,000 0.00 0 0
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95,539.82 565 565 0.00 52,364 53,980 3.09
2017‑09‑30 13F-HR HABT / The Habit Restaurants, Inc. 13,050.00 200 200 0.00 3,160 2,610 -17.41
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46,018.57 377 377 0.00 16,097 17,349 7.78
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 48,210.00 900 900 0.00 48,618 43,389 -10.76
2017‑09‑30 13F-HR HGH / Hartford Financial Services Group, 7.875% Fixed/Float, Jr Sub Debentures 4/15/42 30,355.77 850 104 -87.76 26,138 3,157 -87.92
2017‑09‑30 13F-HR HAS / Hasbro, Inc. 97,666.67 30 30 0.00 3,345 2,930 -12.41
2017‑09‑30 13F-HR HCP / HCP, Inc. 27,830.05 5,025 5,225 3.98 160,599 145,412 -9.46
2017‑09‑30 13F-HR HR / Healthcare Realty Trust, Inc. 32,340.01 23,205 24,005 3.45 792,451 776,322 -2.04
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81,729.41 340 340 0.00 26,942 27,788 3.14
2017‑09‑30 13F-HR HP / Helmerich & Payne, Inc. 52,110.00 36,705 35,665 -2.83 1,994,550 1,858,503 -6.82
2017‑09‑30 13F-HR HIW / Highwoods Properties, Inc. 52,090.91 297 297 0.00 15,061 15,471 2.72
2017‑09‑30 13F-HR 436440AC5 / Hologic, Inc. 2% Note Due 3/1/2042 1,205.67 6,574,000 6,419,000 -2.36 9,764,691 7,739,196 -20.74
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163,562.24 29,869 29,861 -0.03 4,581,956 4,884,132 6.59
2017‑09‑30 13F-HR AWAY / HomeAway, Inc. 893.00 10,000 10,000 0.00 9,006 8,930 -0.84
2017‑09‑30 13F-HR HE / Hawaiian Electric Industries, Inc. 33,370.00 500 500 0.00 16,190 16,685 3.06
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141,740.18 2,088 2,113 1.20 278,310 299,497 7.61
2017‑09‑30 13F-HR HDP / Hortonworks, Inc. 16,950.00 1,000 1,000 0.00 12,880 16,950 31.60
2017‑09‑30 13F-HR HPT / Hospitality Properties Trust 28,489.99 43,471 53,811 23.79 1,267,180 1,533,075 20.98
2017‑09‑30 13F-HR HTGM / HTG Molecular Diagnostics, Inc. 1,700.00 3,500 5,500 57.14 9,310 9,350 0.43
2017‑09‑30 13F-HR HUM / Humana, Inc. 243,630.27 522 522 0.00 125,604 127,175 1.25
2017‑09‑30 13F-HR HUN / Huntsman Corp. 27,420.00 93,414 92,714 -0.75 2,413,818 2,542,218 5.32
2017‑09‑30 13F-HR 448579AD4 / Hyatt Hotels Corp. 5.375% Note Due 8/15/2021 1,093.54 1,770,000 1,835,000 3.67 1,934,991 2,006,652 3.70
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 147,960.00 250 150 -40.00 35,813 22,194 -38.03
2017‑09‑30 13F-HR IRT / Independence Realty Trust, Inc. 10,170.00 2,000 2,000 0.00 19,740 20,340 3.04
2017‑09‑30 13F-HR ISP / ING Groep N.V., 6.20% ING Perpetual Debt Securities 24,982.76 58 1,449
2017‑09‑30 13F-HR ISG / ING Groep N.V., 6.125% ING Perpetual Debt Securities 25,937.50 96 2,490
2017‑09‑30 13F-HR ISF / ING Groep N.V., 6.375% ING Perpetual Hybrid Capital Securities 25,697.84 139 3,572
2017‑09‑30 13F-HR IR.WI / Ingersoll-Rand plc 89,170.00 200 200 0.00 18,278 17,834 -2.43
2017‑09‑30 13F-HR INSY / Insys Therapeutics Inc. 8,880.00 600 600 0.00 7,590 5,328 -29.80
2017‑09‑30 13F-HR TEG / Integrys Energy Group, Inc. 28,400.75 267 7,583
2017‑09‑30 13F-HR INTC / Intel Corp. 38,080.14 84,957 86,888 2.27 2,866,459 3,308,707 15.43
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145,082.35 275 85 -69.09 42,303 12,332 -70.85
2017‑09‑30 13F-HR INPAP / International Paper Company 56,807.37 1,343 1,412 5.14 76,009 80,212 5.53
2017‑09‑30 13F-HR XON / Intrexon Corp. 19,010.00 300 300 0.00 7,227 5,703 -21.09
2017‑09‑30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13,399.99 14,828 14,828 0.00 198,992 198,695 -0.15
2017‑09‑30 13F-HR 464337AJ3 / Ionis Pharmaceuticals, Inc. 1.00% Convertible Note 1,059.74 16,875,000 16,935,000 0.36 18,043,256 17,946,697 -0.54
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. 50,700.00 119,858 118,079 -1.48 6,097,176 5,986,605 -1.81
2017‑09‑30 13F-HR IPGP / IPG Photonics Corp. 185,059.77 2,008 2,058 2.49 291,361 380,853 30.72
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252,931.65 278 278 0.00 67,668 70,315 3.91
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 178,911.76 34 34 0.00 5,914 6,083 2.86
2017‑09‑30 13F-HR JKG / iShares Morningstar Mid-Cap ETF 174,831.93 119 119 0.00 20,088 20,805 3.57
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 62,000.00 171 124 -27.49 9,891 7,688 -22.27
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44,816.67 60 60 0.00 2,483 2,689 8.30
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 139,884.62 346 52 -84.97 46,803 7,274 -84.46
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 124,623.04 100 191 91.00 14,092 23,803 68.91
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 113,189.29 0 280 0 31,693
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15,740.00 1,300 1,300 0.00 20,423 20,462 0.19
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 114,595.74 38 47 23.68 4,310 5,386 24.97
2017‑09‑30 13F-HR JD / JD.com, Inc. 38,200.00 400 400 0.00 15,688 15,280 -2.60
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130,010.18 45,852 46,057 0.45 6,065,770 5,987,879 -1.28
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40,290.04 5,872 5,482 -6.64 254,610 220,870 -13.25
2017‑09‑30 13F-HR JPM.PRE / JPMorgan Chase & Co., Preferred E 26,716.54 127 3,393
2017‑09‑30 13F-HR JPM.PRB / JPMorgan Chase & Co., Preferred B 26,903.23 155 4,170
2017‑09‑30 13F-HR JPM.PRG / JP Morgan Chase & Co., Preferred G 26,960.00 5,150 52,375 916.99 139,720 1,412,030 910.61
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95,504.19 7,137 7,404 3.74 652,281 707,113 8.41
2017‑09‑30 13F-HR JPMORGAN CHASE & CO / Convertible/ (46625HGY0) 1,012.43 100,000 101,243
2017‑09‑30 13F-HR JPMORGAN CHASE & VAR / Convertible/ (46625HKK5) 1,035.00 120,000 124,200
2017‑09‑30 13F-HR JPM.PRF / JPMorgan Chase & Co., Preferred F 26,750.75 333 8,908
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 27,829.89 2,175 2,175 0.00 60,639 60,530 -0.18
2017‑09‑30 13F-HR 48203RAH7 / Juniper Networks, Inc. 3.3% Note Due 6/15/2020 1,023.90 725,000 725,000 0.00 743,443 742,331 -0.15
2017‑09‑30 13F-HR 48203RAG9 / Juniper Networks, Inc. 4.5% Note Due 3/15/2024 1,063.00 6,415,000 6,615,000 3.12 6,821,980 7,031,739 3.07
2017‑09‑30 13F-HR KSU / Kansas City Southern 108,686.57 0 67 0 7,282
2017‑09‑30 13F-HR KCRPY / Kao Corp. 58,900.00 10 589
2017‑09‑30 13F-HR KED / Kayne Anderson Energy Development Company 17,330.28 109 109 0.00 1,975 1,889 -4.35
2017‑09‑30 13F-HR KYCCF / Keyence Corp. 531,250.00 4 4 0.00 1,757 2,125 20.94
2017‑09‑30 13F-HR KEYS / Keysight Technologies Inc. 41,658.73 126 126 0.00 4,905 5,249 7.01
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117,680.02 16,810 19,895 18.35 2,170,339 2,341,244 7.87
2017‑09‑30 13F-HR 494368AS2 / Kimberly-Clark Corp. 7.5% Note Due 11/1/2018 1,222.12 97,000 82,000 -15.46 119,191 100,214 -15.92
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19,180.01 12,582 12,755 1.37 241,071 244,641 1.48
2017‑09‑30 13F-HR 482480AC4 / KLA-Tencor Corp. 3.375% Note due 2019-11-01 1,021.95 785,000 785,000 0.00 807,066 802,230 -0.60
2017‑09‑30 13F-HR KLAC / KLA-Tencor Corp. 105,660.38 115 106 -7.83 10,524 11,200 6.42
2017‑09‑30 13F-HR KSS / Kohl's Corp. 45,650.00 40 40 0.00 1,547 1,826 18.03
2017‑09‑30 13F-HR KMTUY / Komatsu Ltd. 28,333.33 36 1,020
2017‑09‑30 13F-HR KOPN / Kopin Corp. 4,170.00 5,200 6,200 19.23 19,292 25,854 34.01
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77,550.01 3,944 4,069 3.17 337,764 315,551 -6.58
2017‑09‑30 13F-HR LB / L Brands, Inc. 41,608.70 92 92 0.00 4,958 3,828 -22.79
2017‑09‑30 13F-HR 532716AU1 / L Brands, Inc. 5.625% Note Due 12/15/2022 1,067.50 125,000 125,000 0.00 133,750 133,438 -0.23
2017‑09‑30 13F-HR 532716AT4 / L Brands, Inc. 6.625% Note Due 4/1/2021 1,100.00 3,250,000 3,930,000 20.92 3,595,313 4,323,000 20.24
2017‑09‑30 13F-HR 532716AS6 / L Brands, Inc. 7.0% Note Due 5/1/2020 1,097.50 8,535,000 8,455,000 -0.94 9,399,169 9,279,363 -1.27
2017‑09‑30 13F-HR LLL / L-3 Communications Holdings, Inc. 188,428.57 35 6,595
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 150,968.45 317 317 0.00 48,862 47,857 -2.06
2017‑09‑30 13F-HR LADR / Ladder Capital Corp 13,780.00 1,500 20,670
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 185,029.41 20 34 70.00 2,829 6,291 122.38
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 46,888.89 333 333 0.00 14,665 15,614 6.47
2017‑09‑30 13F-HR LEG / Leggett & Platt, Inc. 47,729.99 56,146 61,669 9.84 2,949,349 2,943,461 -0.20
2017‑09‑30 13F-HR LHHMQ / Lehman Brothers Holdings, Inc. 57.50 20,092 20,000 -0.46 0 1,150
2017‑09‑30 13F-HR LHHMQ / Lehman Brothers Holdings, Inc. 0.00 20,000 1,000 -95.00 1,150 0 -100.00
2017‑09‑30 13F-HR LII / Lennox International, Inc. 178,980.00 50 50 0.00 9,182 8,949 -2.54
2017‑09‑30 13F-HR LBRDA / Liberty Broadband Corporation 94,333.33 3 283
2017‑09‑30 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 23,571.43 140 3,300
2017‑09‑30 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 57,600.00 0 10 0 576
2017‑09‑30 13F-HR BATRA / Liberty Media Corporation 25,000.00 1 25
2017‑09‑30 13F-HR BATRK / Liberty Media Corporation 25,000.00 1 25
2017‑09‑30 13F-HR FWONA / Liberty Media, Formula One Group Series A 36,500.00 6 219
2017‑09‑30 13F-HR FWONK / Liberty Media, Formula One Group Series C 38,142.86 7 267
2017‑09‑30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41,900.00 20 838
2017‑09‑30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41,875.00 40 1,675
2017‑09‑30 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 31,800.00 25 795
2017‑09‑30 13F-HR LYV / Live Nation Entertainment, Inc. 43,547.95 73 73 0.00 2,544 3,179 24.96
2017‑09‑30 13F-HR 538034AJ8 / Live Nation Entertainment, Inc. 2.5% Due 5/15/2019 1,324.69 3,740,000 3,730,000 -0.27 4,284,993 4,941,094 15.31
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310,290.05 5,889 6,585 11.82 1,634,845 2,043,260 24.98
2017‑09‑30 13F-HR 539830BF5 / Lockheed Martin Corp. 2.5% Note Due 2020-11-23 1,014.52 420,000 420,000 0.00 425,525 426,100 0.14
2017‑09‑30 13F-HR LOGM / LogMein, Inc. 110,060.00 25 50 100.00 2,613 5,503 110.60
2017‑09‑30 13F-HR LWLCF / Lowell Copper Ltd. 820.00 1,550 1,550 0.00 1,335 1,271 -4.79
2017‑09‑30 13F-HR 548661AH0 / Lowe's Companies, Inc. 6.875% Note Due 2/15/2028 1,292.92 575,000 575,000 0.00 760,124 743,430 -2.20
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79,939.87 373 449 20.38 28,919 35,893 24.12
2017‑09‑30 13F-HR LKSD.WI / LSC Communications, Inc. 16,510.00 100 100 0.00 2,140 1,651 -22.85
2017‑09‑30 13F-HR LTC / LTC Properties, Inc. 46,980.00 700 700 0.00 35,973 32,886 -8.58
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. 54,000.00 1 1 0.00 57 54 -5.26
2017‑09‑30 13F-HR LUX / Luxottica Group, S.p.a. 55,730.00 600 600 0.00 34,968 33,438 -4.38
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 99,050.00 25,639 26,898 4.91 2,163,675 2,664,247 23.14
2017‑09‑30 13F-HR 55292PAB1 / MACOM Technology Solutions Holdings, Inc. 3.0% Due 3/1/2018 1,008.05 8,178,000 8,068,000 -1.35 8,481,486 8,132,947 -4.11
2017‑09‑30 13F-HR 55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Note Due 7/15/2019 1,059.35 1,880,000 1,865,000 -0.80 2,083,698 1,975,688 -5.18
2017‑09‑30 13F-HR 55608BAB1 / Macquarie Infrastructure Company LLC 2.0% Note Due 10/1/2023 969.55 3,110,000 3,710,000 19.29 3,114,976 3,597,031 15.48
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 71,059.96 5,704 5,804 1.75 406,524 412,432 1.45
2017‑09‑30 13F-HR MAIN STR NAT GAS / Convertible/ (56036YEF8) 2.00 10,000 20
2017‑09‑30 13F-HR MKTAY / Makita Corp. 40,428.57 42 1,698
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 37,369.64 803 303 -62.27 35,982 11,323 -68.53
2017‑09‑30 13F-HR MTW / Manitowoc Co., Inc. (The) 9,000.00 202 202 0.00 1,214 1,818 49.75
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 20,290.00 1,000 1,000 0.00 18,760 20,290 8.16
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13,560.00 100 100 0.00 1,185 1,356 14.43
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 56,075.84 5,327 5,327 0.00 278,741 298,716 7.17
2017‑09‑30 13F-HR MKL / Markel Corp. 1,068,000.00 15 15 0.00 14,638 16,020 9.44
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22,960.00 750 750 0.00 16,560 17,220 3.99
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110,258.33 240 240 0.00 24,074 26,462 9.92
2017‑09‑30 13F-HR MRVL / Marvell Technology Group Ltd. 17,900.00 210 210 0.00 3,469 3,759 8.36
2017‑09‑30 13F-HR MA / MasterCard Incorporated 141,200.00 830 830 0.00 100,804 117,196 16.26
2017‑09‑30 13F-HR MTCH / Match Group, Inc. 23,190.00 2,000 14,600 630.00 34,760 338,574 874.03
2017‑09‑30 13F-HR MKC / McCormick & Co., Inc. 102,641.38 290 290 0.00 28,278 29,766 5.26
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156,757.36 801 713 -10.99 122,735 111,768 -8.94
2017‑09‑30 13F-HR 58013MEX8 / McDonald's Corp. 2.75% Note Due 2020-12-9 1,018.05 440,000 460,000 4.55 448,455 468,302 4.43
2017‑09‑30 13F-HR MPW / Medical Properties Trust Inc. 13,130.01 46,950 47,950 2.13 604,247 629,584 4.19
2017‑09‑30 13F-HR MDT / Medtronic plc 77,770.06 3,949 7,563 91.52 350,474 588,175 67.82
2017‑09‑30 13F-HR MELI / MercadoLibre, Inc. 258,940.00 50 50 0.00 12,544 12,947 3.21
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64,029.62 44,076 46,934 6.48 2,824,813 3,005,166 6.38
2017‑09‑30 13F-HR 59001AAN2 / Meritage Homes Corp. 7.15% Note Due 4/15/2020 1,100.00 170,000 670,000 294.12 187,638 737,000 292.78
2017‑09‑30 13F-HR 59001AAQ5 / Meritage Homes Corp. 7.00% Note Due 4/1/2022 1,140.00 2,980,000 4,653,000 56.14 3,389,750 5,304,420 56.48
2017‑09‑30 13F-HR 59001AAT9 / Meritage Homes Corp. 4.5% Note Due 3/1/2018 1,005.00 4,990,000 4,930,000 -1.20 5,046,138 4,954,650 -1.81
2017‑09‑30 13F-HR MET / MetLife, Inc. 51,952.38 100 168 68.00 5,494 8,728 58.86
2017‑09‑30 13F-HR XCMKX / MFS Intermarket Income Trust I 0.00 5,516 5,516 0.00 0 0
2017‑09‑30 13F-HR MGP / MGM Growth Properties LLC 30,210.00 39,070 166,520 326.21 1,140,453 5,030,569 341.10
2017‑09‑30 13F-HR MGM / MGM Resorts International 32,590.00 73,845 80,100 8.47 2,310,610 2,610,459 12.98
2017‑09‑30 13F-HR MGDDY / Michelin Cie Des Estb 29,200.00 40 1,168
2017‑09‑30 13F-HR 594918AW4 / Microsoft Corp. 3.625% Note Due 12/15/2023 1,063.36 50,000 53,168
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74,489.86 113,873 118,848 4.37 7,849,251 8,852,971 12.79
2017‑09‑30 13F-HR MVIS / Microvision, Inc. 2,780.00 3,300 3,300 0.00 6,996 9,174 31.13
2017‑09‑30 13F-HR MIDD / Middleby Corp. (The) 128,170.00 300 300 0.00 36,453 38,451 5.48
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 81,640.00 250 250 0.00 21,585 20,410 -5.44
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40,660.04 4,288 5,230 21.97 185,199 212,652 14.82
2017‑09‑30 13F-HR MNRO / Monro Muffler Brake, Inc. 56,049.98 11,065 11,565 4.52 461,964 648,218 40.32
2017‑09‑30 13F-HR MON / Monsanto Co. 119,819.74 1,287 1,287 0.00 152,329 154,208 1.23
2017‑09‑30 13F-HR MOG.A / Moog Inc. 83,430.00 700 600 -14.29 50,204 50,058 -0.29
2017‑09‑30 13F-HR MS.PRE / Morgan Stanley, 7.125% Dep Shares Fixed/Floating Non-Cumul Preferred Stock Ser E 29,341.12 214 6,279
2017‑09‑30 13F-HR MS.PRA / Morgan Stanley Floating Rate Dep Shares Series A Non-cumul Preferred Stock 23,061.86 97 2,237
2017‑09‑30 13F-HR MSI / Motorola Solutions, Inc. 84,875.00 0 32 0 2,716
2017‑09‑30 13F-HR XDSL / mPhase Technologies, Inc. 0.00 400 400 0.00 0 0
2017‑09‑30 13F-HR MYL / Mylan N.V. 31,350.00 20 20 0.00 776 627 -19.20
2017‑09‑30 13F-HR MZPS / Myzipsoft, Inc. 0.00 311 311 0.00 0 0
2017‑09‑30 13F-HR NGHCO / National General Holdings Corp., 7.50% Dep Shares Non-Cumul Pfd Shares Series B 25,330.00 1,000 1,000 0.00 25,876 25,330 -2.11
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. 35,723.08 0 65 0 2,322
2017‑09‑30 13F-HR NNN / National Retail Properties, Inc. 25,538.46 0 91 0 2,324
2017‑09‑30 13F-HR NBCUNIVERSAL MED / Convertible/ (63946BAD2) 1,079.98 50,000 53,999
2017‑09‑30 13F-HR NSRGY / Nestle S.A. 84,010.00 500 500 0.00 43,600 42,005 -3.66
2017‑09‑30 13F-HR NSRGF / Nestle S.A. 83,775.00 80 6,702
2017‑09‑30 13F-HR NTAP / NetApp, Inc. 43,760.00 300 300 0.00 12,015 13,128 9.26
2017‑09‑30 13F-HR NTGR / NETGEAR, Inc. 47,600.00 240 11,424
2017‑09‑30 13F-HR NBIX / Neurocrine Biosciences, Inc. 61,280.00 100 100 0.00 4,600 6,128 33.22
2017‑09‑30 13F-HR NEWM / New Media Investment Group Inc. 14,790.57 721 721 0.00 9,719 10,664 9.72
2017‑09‑30 13F-HR NRZ / New Residential Investment Corp. 16,730.00 15,000 15,000 0.00 233,400 250,950 7.52
2017‑09‑30 13F-HR SNR / New Senior Investment Group Inc. 9,150.06 1,666 1,666 0.00 16,743 15,244 -8.95
2017‑09‑30 13F-HR NYCB.PRU / New York Community Capital Trust V BONUSES Units due 11/1/2051 50,849.98 12,945 12,645 -2.32 666,668 642,998 -3.55
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 37,509.09 275 275 0.00 8,907 10,315 15.81
2017‑09‑30 13F-HR NXPS / NexPrise, Inc. 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR NKE / Nike, Inc. 51,849.98 11,455 11,945 4.28 675,845 619,348 -8.36
2017‑09‑30 13F-HR NJ ST TRANS TR / Convertible/ (646136XR7) 1,274.50 100,000 127,450
2017‑09‑30 13F-HR NBL / Noble Energy, Inc. 28,359.18 490 490 0.00 13,867 13,896 0.21
2017‑09‑30 13F-HR NRBAY / Nordea Bank AB 13,600.00 50 680
2017‑09‑30 13F-HR NDSN / Nordson Corp. 118,500.00 150 150 0.00 18,198 17,775 -2.32
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 47,150.00 1,300 1,200 -7.69 62,179 56,580 -9.00
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132,215.93 653 653 0.00 79,455 86,337 8.66
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 91,930.00 300 300 0.00 29,163 27,579 -5.43
2017‑09‑30 13F-HR NGBL / Notis Global, Inc. 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 25,186.05 43 1,083
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 25,139.53 43 1,081
2017‑09‑30 13F-HR DNOW / NOW Inc. 13,812.90 75 155 106.67 1,206 2,141 77.53
2017‑09‑30 13F-HR NUAN / Nuance Communications, Inc. 15,717.65 0 85 0 1,336
2017‑09‑30 13F-HR 67020YAG5 / Nuance Communications, Inc. 1.50% Note Due 11/1/2035 996.00 5,045,000 5,910,000 17.15 5,247,658 5,886,360 12.17
2017‑09‑30 13F-HR 67020YAF7 / Nuance Communications, Inc. 2.75% Note Due 11/1/2031 1,002.20 10,730,000 10,515,000 -2.00 10,625,383 10,538,133 -0.82
2017‑09‑30 13F-HR NUE / Nucor Corp. 56,042.86 0 70 0 3,923
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14,189.96 10,860 10,860 0.00 152,474 154,103 1.07
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13,979.70 542 542 0.00 7,507 7,577 0.93
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64,252.92 401 514 28.18 24,009 33,026 37.56
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31,910.06 6,700 7,950 18.66 221,234 253,685 14.67
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. 74,067.31 0 104 0 7,703
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 18,469.70 1,188 1,188 0.00 16,680 21,942 31.55
2017‑09‑30 13F-HR OCLG / Oncologix Tech, Inc. 0.00 1,250 1,250 0.00 0 0
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 55,413.46 104 5,763
2017‑09‑30 13F-HR OPK / Opko Health, Inc. 6,860.00 2,000 2,000 0.00 13,160 13,720 4.26
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48,350.28 26,632 65,127 144.54 1,335,314 3,148,909 135.82
2017‑09‑30 13F-HR 68389XAS4 / Oracle Corp. 3.625% Note Due 7/15/2023 1,061.07 770,000 1,100,000 42.86 812,940 1,167,176 43.57
2017‑09‑30 13F-HR ORLANDO FL SPL / Convertible/ (68641HGQ1) 1,095.62 100,000 109,562
2017‑09‑30 13F-HR OUT / OUTFRONT Media Inc. 25,180.00 500 500 0.00 11,560 12,590 8.91
2017‑09‑30 13F-HR PBEC / Pacific Blue Energy Corp. 0.00 1,000 1,000 0.00 0 0
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144,102.74 146 146 0.00 19,536 21,039 7.69
2017‑09‑30 13F-HR PAAS / Pan American Silver Corp. 17,050.00 700 700 0.00 11,774 11,935 1.37
2017‑09‑30 13F-HR P / Pandora Media, Inc. 7,700.00 100 100 0.00 892 770 -13.68
2017‑09‑30 13F-HR FRSH / Papa Murphy's Holdings, Inc. 5,951.43 350 350 0.00 1,530 2,083 36.14
2017‑09‑30 13F-HR PK / Park Hotels & Resorts Inc. 27,560.00 2,000 2,000 0.00 53,920 55,120 2.23
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 175,019.66 300 356 18.67 47,946 62,307 29.95
2017‑09‑30 13F-HR PRE / PartnerRe Ltd. 25,454.55 22 560
2017‑09‑30 13F-HR PGOL / Patriot Gold Corp. 80.00 500 500 0.00 39 40 2.56
2017‑09‑30 13F-HR PAYX / Paychex, Inc. 59,960.34 5,286 10,011 89.39 300,989 600,263 99.43
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64,027.78 144 144 0.00 7,728 9,220 19.31
2017‑09‑30 13F-HR PMT / Penny Mac Mortgage Investment Trust 17,390.00 8,000 8,000 0.00 146,320 139,120 -4.92
2017‑09‑30 13F-HR PNR / Pentair plc. 67,971.43 0 35 0 2,379
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111,430.00 32,266 31,886 -1.18 3,726,400 3,553,057 -4.65
2017‑09‑30 13F-HR 713448BH0 / PepsiCo, Inc. 5% Note Due 6/1/2018 1,023.94 1,667 51,667 2,999.40 1,721 52,904 2,974.03
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35,700.07 108,064 121,722 12.64 3,629,867 4,345,484 19.71
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111,010.06 7,124 8,450 18.61 836,714 938,035 12.11
2017‑09‑30 13F-HR PSX / Phillips 66 91,610.01 18,340 17,944 -2.16 1,516,535 1,643,850 8.40
2017‑09‑30 13F-HR DOC / Physicians Realty Trust 17,730.00 2,000 2,100 5.00 40,280 37,233 -7.56
2017‑09‑30 13F-HR PIMA CN AZ IDA E / Convertible/ (72177MLE5) 92.50 10,000 925
2017‑09‑30 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 52,200.00 700 700 0.00 36,519 36,540 0.06
2017‑09‑30 13F-HR XPFLX / PIMCO Income Strategy Fund 12,120.00 65,216 65,216 0.00 770,201 790,418 2.62
2017‑09‑30 13F-HR XPFNX / PIMCO Income Strategy Fund II 10,700.00 70,210 69,300 -1.30 732,992 741,510 1.16
2017‑09‑30 13F-HR PML / PIMCO Municipal Income Fund II 13,159.97 11,621 11,621 0.00 152,700 152,932 0.15
2017‑09‑30 13F-HR PMX / PIMCO Municipal Income Fund III 11,860.11 4,725 4,725 0.00 55,377 56,039 1.20
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147,540.00 500 500 0.00 79,790 73,770 -7.54
2017‑09‑30 13F-HR PJT / PJT Partners Inc. 38,320.00 25 25 0.00 1,006 958 -4.77
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 21,189.85 2,584 3,034 17.41 67,882 64,290 -5.29
2017‑09‑30 13F-HR PNC.PRQ / PNC Financial Services Group, Inc., 5.375% Dep Shares Non-cumul Preferred Stock, Ser Q 25,741.67 120 120 0.00 3,070 3,089 0.62
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 134,770.00 29,021 34,057 17.35 3,623,852 4,589,862 26.66
2017‑09‑30 13F-HR PNC.PRP / PNC Financial Services Group, Inc., 6.125% Dep Shares Fixed/Float Non-cum Preferred Stock P 28,709.99 49,855 49,726 -0.26 1,475,708 1,427,633 -3.26
2017‑09‑30 13F-HR POR / Portland General Electric Co. 45,640.00 500 500 0.00 22,845 22,820 -0.11
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19,239.56 1,102 1,102 0.00 17,963 21,202 18.03
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145,466.67 380 30 -92.11 52,303 4,364 -91.66
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 108,662.34 40 154 285.00 4,398 16,734 280.49
2017‑09‑30 13F-HR PPL / PPL Corp. 25,714.29 0 28 0 720
2017‑09‑30 13F-HR PX / Praxair, Inc. 139,733.33 30 30 0.00 3,977 4,192 5.41
2017‑09‑30 13F-HR PBH / Prestige Brands Holdings, Inc. 50,090.00 200 200 0.00 10,562 10,018 -5.15
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 64,340.00 100 100 0.00 6,407 6,434 0.42
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90,980.57 34,484 36,125 4.76 3,005,301 3,286,673 9.36
2017‑09‑30 13F-HR PLD / Prologis, Inc. 63,460.00 3,400 3,400 0.00 199,376 215,764 8.22
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 35,580.00 1,000 1,000 0.00 35,870 35,580 -0.81
2017‑09‑30 13F-HR DXD / ProShares UltraShort Dow30 10,720.00 1,000 1,000 0.00 11,880 10,720 -9.76
2017‑09‑30 13F-HR PRLB / Proto Labs, Inc. 80,300.00 220 220 0.00 14,795 17,666 19.41
2017‑09‑30 13F-HR PUK / Prudential PLC 47,909.09 55 2,635
2017‑09‑30 13F-HR PJH / Prudential Financial, 5.75% Junior Subordinated Notes due 12/15/2052 25,593.41 91 2,329
2017‑09‑30 13F-HR PRH / Prudential Financial, 5.70% Junior Subordinated Notes due 3/15/2053 25,750.97 400 518 29.50 10,388 13,339 28.41
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106,345.95 555 555 0.00 60,032 59,022 -1.68
2017‑09‑30 13F-HR PUKPF / Prudential PLC 26,570.00 200 200 0.00 5,308 5,314 0.11
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 46,250.00 60 2,775
2017‑09‑30 13F-HR PMO / Putnam Municipal Opportunities Trust 12,630.00 10,000 10,000 0.00 125,000 126,300 1.04
2017‑09‑30 13F-HR QGEN / QIAGEN N.V. 31,508.20 61 1,922
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51,840.13 157,096 155,607 -0.95 8,674,862 8,066,687 -7.01
2017‑09‑30 13F-HR 747525AE3 / QUALCOMM Incorporated 3.00% Note Due 5/20/2022 1,027.27 1,295,000 1,260,000 -2.70 1,326,400 1,294,355 -2.42
2017‑09‑30 13F-HR DGX / Quest Diagnostics, Inc. 92,784.31 11 51 363.64 1,276 4,732 270.85
2017‑09‑30 13F-HR QDEL / QUIDEL Corp. 43,861.82 275 275 0.00 7,464 12,062 61.60
2017‑09‑30 13F-HR 74838JAA9 / QUIDEL Corp. 3.25% Note Due 12/15/2020 1,518.20 11,650,000 11,240,000 -3.52 12,941,519 17,064,568 31.86
2017‑09‑30 13F-HR CTW / Qwest Corporation, 7.50% Notes due 9/15/2051 25,425.00 40 1,017
2017‑09‑30 13F-HR CTU / Qwest Corporation, 7.00% Notes due 7/1/2052 25,341.46 41 1,039
2017‑09‑30 13F-HR RYN / Rayonier, Inc. (REIT) 28,888.89 315 315 0.00 9,063 9,100 0.41
2017‑09‑30 13F-HR RTN / Raytheon Co. 186,580.73 19,085 20,743 8.69 3,081,859 3,870,244 25.58
2017‑09‑30 13F-HR O / Realty Income Corp. 57,190.11 4,550 4,650 2.20 251,069 265,934 5.92
2017‑09‑30 13F-HR REPH / Recro Pharma, Inc. 8,980.00 2,000 17,960
2017‑09‑30 13F-HR RDEIY / Red Electrica Corporacion SA 10,418.18 110 1,146
2017‑09‑30 13F-HR RGLS / Regulus Therapeutics Inc. 1,250.00 200 200 0.00 197 250 26.90
2017‑09‑30 13F-HR RZA / Reinsurance Group of America, Inc. 28,450.98 51 1,451
2017‑09‑30 13F-HR RNR / RenaissanceRe Holdings Ltd. 25,193.55 93 2,343
2017‑09‑30 13F-HR RENAISSANCERE / PFDs, REITs, (G7498P309) 25,722.22 18 463
2017‑09‑30 13F-HR 760759AH3 / Republic Services, Inc. 5.0% Note Due 3/1/2020 1,065.15 3,535,000 3,510,000 -0.71 3,792,903 3,738,662 -1.43
2017‑09‑30 13F-HR RMD / ResMed Inc. 76,960.00 400 400 0.00 31,148 30,784 -1.17
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 13,129.83 1,009 1,009 0.00 12,320 13,248 7.53
2017‑09‑30 13F-HR RVNC / Revance Therapeutics, Inc. 27,550.00 200 5,510
2017‑09‑30 13F-HR REYNOLDS AMERIC / Convertible/ (544152AA9) 1,089.44 25,000 27,236
2017‑09‑30 13F-HR RH / Restoration Hardware Holdings, Inc. 70,320.34 1,180 1,180 0.00 76,134 82,978 8.99
2017‑09‑30 13F-HR RMR / The RMR Group Inc. 51,400.00 10 10 0.00 487 514 5.54
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 64,577.78 0 45 0 2,906
2017‑09‑30 13F-HR RY.PRS / Royal Bank of Canada, 5.50% Dep Shares Non-cumul Perp First Preferred Shares C-1 25,270.27 37 935
2017‑09‑30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25,684.21 76 1,952
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62,543.69 103 6,442
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60,579.83 334 714 113.77 17,765 43,254 143.48
2017‑09‑30 13F-HR 780287AA6 / Royal Gold, Inc. 2.875% Note Due 2019-06-15 1,095.78 50,000 50,000 0.00 54,015 54,789 1.43
2017‑09‑30 13F-HR RGLD / Royal Gold, Inc. 86,039.80 402 402 0.00 31,424 34,588 10.07
2017‑09‑30 13F-HR KKPNY / Royal KPN N.V. 3,452.63 190 656
2017‑09‑30 13F-HR RPM / RPM International, Inc. 51,339.99 27,630 27,330 -1.09 1,507,217 1,403,122 -6.91
2017‑09‑30 13F-HR 749685AT0 / RPM International, Inc. 2.25% Note Due 12/15/2020 1,152.87 145,000 145,000 0.00 170,875 167,166 -2.17
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21,940.34 0 1,123 0 24,639
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93,419.16 679 334 -50.81 58,801 31,202 -46.94
2017‑09‑30 13F-HR SASOF / Sasol Ltd. 27,540.00 50 50 0.00 1,398 1,377 -1.50
2017‑09‑30 13F-HR SCG / SCANA Corp. 48,490.00 1,000 1,000 0.00 67,010 48,490 -27.64
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69,759.34 39,464 40,031 1.44 2,598,285 2,792,536 7.48
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 46,800.00 0 200 0 9,360
2017‑09‑30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 60,050.00 20 20 0.00 1,155 1,201 3.98
2017‑09‑30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 51,800.00 20 20 0.00 1,004 1,036 3.19
2017‑09‑30 13F-HR SCHH / Schwab U.S. REIT ETF 41,131.41 16 312 1,850.00 659 12,833 1,847.34
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 67,360.00 25 25 0.00 1,598 1,684 5.38
2017‑09‑30 13F-HR SA / Seabridge Gold Inc. 12,200.00 1,725 1,525 -11.59 18,630 18,605 -0.13
2017‑09‑30 13F-HR SGEN / Seattle Genetics, Inc. 54,410.00 400 400 0.00 20,696 21,764 5.16
2017‑09‑30 13F-HR SNFCA / Security National Financial Corp. 5,099.51 412 412 0.00 2,627 2,101 -20.02
2017‑09‑30 13F-HR SIR / Select Income REIT 23,420.00 96,530 104,350 8.10 2,319,616 2,443,877 5.36
2017‑09‑30 13F-HR SRE / Sempra Energy 114,128.21 200 195 -2.50 22,550 22,255 -1.31
2017‑09‑30 13F-HR SFL / Ship Finance International Limited 14,500.00 600 600 0.00 8,160 8,700 6.62
2017‑09‑30 13F-HR SHPG / Shire Plc. 153,128.21 177 39 -77.97 29,253 5,972 -79.58
2017‑09‑30 13F-HR SHOP / Shopify Inc. 116,489.36 335 235 -29.85 29,112 27,375 -5.97
2017‑09‑30 13F-HR SIEGY / Siemens AG 70,750.00 200 200 0.00 13,830 14,150 2.31
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 161,013.89 72 72 0.00 11,647 11,593 -0.46
2017‑09‑30 13F-HR SKX / Skechers U.S.A. Inc. 25,090.00 500 1,500 200.00 14,750 37,635 155.15
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 101,900.00 100 100 0.00 9,595 10,190 6.20
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14,540.10 970 1,970 103.09 17,237 28,644 66.18
2017‑09‑30 13F-HR WNDW / SolarWindow Technologies, Inc. 3,930.91 550 2,162
2017‑09‑30 13F-HR SON / Sonoco Products Co. 50,447.48 8,519 8,521 0.02 438,065 429,863 -1.87
2017‑09‑30 13F-HR SOUHY / South32 Ltd. 12,909.09 11 11 0.00 113 142 25.66
2017‑09‑30 13F-HR SO / Southern Co. (The) 49,140.00 200 200 0.00 9,576 9,828 2.63
2017‑09‑30 13F-HR SCCO / Southern Copper Corp. 39,760.00 400 400 0.00 13,852 15,904 14.81
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 55,980.00 17,577 19,752 12.37 1,092,235 1,105,717 1.23
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91,330.95 343 420 22.45 30,489 38,359 25.81
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56,759.68 749 749 0.00 41,158 42,513 3.29
2017‑09‑30 13F-HR SPVNF / Spectra7 Microsystems Inc 352.00 1,000 1,000 0.00 299 352 17.73
2017‑09‑30 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 14,070.00 239,202 268,562 12.27 1,782,055 3,778,667 112.04
2017‑09‑30 13F-HR 84763AAB4 / Spectrum Pharmaceuticals, Inc. 2.75% Note Due 12/15/2018 1,368.06 10,025,000 10,305,000 2.79 10,606,651 14,097,858 32.92
2017‑09‑30 13F-HR S / Sprint Corporation 7,779.77 1,839 1,839 0.00 15,098 14,307 -5.24
2017‑09‑30 13F-HR SFM / Sprouts Farmers Market, Inc. 18,769.97 924 939 1.62 20,947 17,625 -15.86
2017‑09‑30 13F-HR SQ / Square, Inc. 28,810.00 555 500 -9.91 13,020 14,405 10.64
2017‑09‑30 13F-HR STAG / STAG Industrial, Inc. 27,470.17 1,950 2,950 51.28 53,820 81,037 50.57
2017‑09‑30 13F-HR SMP / Standard Motor Products, Inc. 48,250.00 400 400 0.00 20,888 19,300 -7.60
2017‑09‑30 13F-HR SWJ / Stanley Black & Decker, 5.750% Junior Subordinated Debentures due 7/25/2052 25,442.42 165 4,198
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53,710.00 3,514 15,114 330.11 204,901 811,773 296.18
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 21,720.00 22,500 22,500 0.00 503,775 488,700 -2.99
2017‑09‑30 13F-HR STARWOOD WAYPOINT HOTEL / PFDs, REITs, (85572F105) 36,370.00 2,000 72,740
2017‑09‑30 13F-HR STT / State Street Corp. 25,150.94 0 159 11.97 0 3,999 1.01
2017‑09‑30 13F-HR STT / State Street Corp. 27,880.28 159 142 -10.69 3,999 3,959 -1.00
2017‑09‑30 13F-HR STT / State Street Corp. 26,671.43 142 280 97.18 3,959 7,468 88.63
2017‑09‑30 13F-HR STO / Statoil ASA 20,088.89 45 904
2017‑09‑30 13F-HR SRCL / Stericycle, Inc. 71,617.65 34 34 0.00 2,595 2,435 -6.17
2017‑09‑30 13F-HR STM / STMicroelectronics N.V. 19,420.00 50 50 0.00 719 971 35.05
2017‑09‑30 13F-HR SYK / Stryker Corp. 142,020.00 450 450 0.00 62,451 63,909 2.33
2017‑09‑30 13F-HR SMFNF / Sumitomo Mitsui Financial Group Inc. 7,709.18 196 1,511
2017‑09‑30 13F-HR SUME / Summer Energy Holdings, Inc. 2,200.00 54,500 60,500 11.01 76,300 133,100 74.44
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 35,030.43 200 230 15.00 5,840 8,057 37.96
2017‑09‑30 13F-HR STI.PRE / Suntrust Bankk, 5.875% Dep Shares Perpetual Preferred Stock, Series E 25,439.02 41 1,043
2017‑09‑30 13F-HR SYF / Synchrony Financial 31,049.55 222 222 0.00 6,620 6,893 4.12
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53,949.60 754 754 0.00 37,949 40,678 7.19
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37,550.00 800 800 0.00 27,968 30,040 7.41
2017‑09‑30 13F-HR TTM / Tata Motors Ltd. 31,270.00 400 400 0.00 13,204 12,508 -5.27
2017‑09‑30 13F-HR TCB-B / TCF Financial Corp., 7.50% Dep Shares Series A Non-Cumul Perp Preferred Stock 25,196.08 102 2,570
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59,099.06 1,002 212 -78.84 54,829 12,529 -77.15
2017‑09‑30 13F-HR TECK / Teck Resources Ltd. 21,089.87 3,427 3,427 0.00 59,390 72,275 21.70
2017‑09‑30 13F-HR TELOZ / TEL Offshore Trust 0.00 10,008 10,008 0.00 10,008 0 -100.00
2017‑09‑30 13F-HR VIV / Telefonica Brasil, S.A. 16,000.00 3 3 0.00 40 48 20.00
2017‑09‑30 13F-HR TEF / Telefonica S.A. 10,790.49 988 988 0.00 10,265 10,661 3.86
2017‑09‑30 13F-HR TELNY / Telenor ASA 21,166.67 60 1,270
2017‑09‑30 13F-HR TEMPE AZ / Convertible/ (879709X99) 1,139.16 55,000 62,654
2017‑09‑30 13F-HR TNH / Terra Nitrogen Co., L.P. 81,750.00 100 100 0.00 8,586 8,175 -4.79
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 341,102.86 118 175 48.31 42,670 59,693 39.89
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17,600.00 299 150 -49.83 9,933 2,640 -73.42
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89,639.58 1,250 1,132 -9.44 96,163 101,472 5.52
2017‑09‑30 13F-HR TXRH / Texas Roadhouse, Inc. 49,140.02 29,125 29,025 -0.34 1,483,919 1,426,289 -3.88
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 189,214.29 224 28 -87.50 39,081 5,298 -86.44
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73,727.81 134 169 26.12 9,671 12,460 28.84
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61,666.67 54 3,330
2017‑09‑30 13F-HR TN ENGY ACQUISIT / Convertible/ (880443BN5) 1,128.00 5,000 5,640
2017‑09‑30 13F-HR 88947EAQ3 / Toll Brothers, Inc., 5.625% Note Due 2024-01-15 1,095.00 100,000 100,000 0.00 108,000 109,500 1.39
2017‑09‑30 13F-HR 88947EAK6 / Toll Brothers, Inc., 5.875% Note Due 2/15/2022 1,104.03 4,180,000 4,600,000 10.05 4,645,025 5,078,515 9.33
2017‑09‑30 13F-HR 88947EAP5 / Toll Brothers, Inc., 4.0% Note Due 12/31/2018 1,017.30 7,685,000 7,615,000 -0.91 7,905,944 7,746,755 -2.01
2017‑09‑30 13F-HR TMK / Torchmark Corp. 25,346.15 26 659
2017‑09‑30 13F-HR TGGI / Trans Global Group, Inc. 0.00 5 5 0.00 0 0
2017‑09‑30 13F-HR TRP / TransCanada Corp. 49,430.00 200 200 0.00 9,534 9,886 3.69
2017‑09‑30 13F-HR TRVG / Trivago NV 10,850.53 950 10,308
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 90,649.25 35 134 282.86 2,597 12,147 367.73
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16,869.39 75 245 226.67 1,340 4,133 208.43
2017‑09‑30 13F-HR TWO / Two Harbors Investment Corp. 10,080.01 59,233 59,233 0.00 586,999 597,069 1.72
2017‑09‑30 13F-HR TX MUN GAS ACQUS / Convertible/ (88256CEX3) 1,220.20 10,000 12,202
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 83,058.96 424 35,217
2017‑09‑30 13F-HR UBNT / Ubiquiti Networks, Inc. 56,014.29 70 70 0.00 3,638 3,921 7.78
2017‑09‑30 13F-HR UGI / UGI Corp. 46,860.27 1,875 1,875 0.00 90,769 87,863 -3.20
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 15,020.00 280 200 -28.57 5,645 3,004 -46.78
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 57,950.00 0 40 0 2,318
2017‑09‑30 13F-HR UN / Unilever N.V. 59,040.00 500 500 0.00 27,635 29,520 6.82
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115,970.00 1,525 65,091 4,168.26 166,088 7,548,603 4,444.94
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120,090.67 696 375 -46.12 76,971 45,034 -41.49
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116,032.60 768 859 11.85 93,738 99,672 6.33
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195,852.94 127 102 -19.69 23,548 19,977 -15.16
2017‑09‑30 13F-HR OLED / Universal Display Corp. 128,850.00 100 100 0.00 10,925 12,885 17.94
2017‑09‑30 13F-HR USB.PRM / U.S. Bancorp, 6.50% Fixed/Float Dep Shares Non-Cumul Perp Preferred Stock, F 29,148.65 148 4,314
2017‑09‑30 13F-HR USB / U.S. Bancorp 53,590.00 56,745 62,273 9.74 2,946,200 3,337,210 13.27
2017‑09‑30 13F-HR USB.PRH / U.S. Bancorp, Float Rate Dep Shares Non-cumul Perp Preferred Stock, Series B 23,432.43 37 867
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76,930.02 31,420 31,321 -0.32 2,119,593 2,409,525 13.68
2017‑09‑30 13F-HR 91913YAR1 / Valero Energy Corp. 6.125% Note Due 2/1/2020 1,086.42 5,645,000 5,660,000 0.27 6,185,238 6,149,132 -0.58
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94,789.81 314 314 0.00 29,098 29,764 2.29
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43,575.76 66 66 0.00 2,695 2,876 6.72
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52,709.68 279 279 0.00 13,958 14,706 5.36
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58,330.03 1,412 82,362
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 81,065.93 91 7,377
2017‑09‑30 13F-HR VV / Vanguard Large-Cap ETF 115,329.70 947 734 -22.49 105,105 84,652 -19.46
2017‑09‑30 13F-HR VOE / Vanguard Mid-Cap Value ETF 105,638.89 360 38,030
2017‑09‑30 13F-HR MGC / Vanguard Mega Cap Index ETF 86,272.73 55 55 0.00 4,559 4,745 4.08
2017‑09‑30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121,750.00 60 7,305
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129,470.65 777 954 22.78 96,714 123,515 27.71
2017‑09‑30 13F-HR VNTV / Vantiv, Inc. 70,469.99 30,990 40,454 30.54 1,962,907 2,850,793 45.23
2017‑09‑30 13F-HR 92240MBC1 / Vector Group, Ltd. 1.75% Note Due 4/15/2020 1,142.39 6,270,000 6,170,000 -1.59 7,202,474 7,048,546 -2.14
2017‑09‑30 13F-HR VEEV / Veeva Systems Inc. 56,400.00 40 2,256
2017‑09‑30 13F-HR VTR / Ventas, Inc. 65,130.84 214 214 0.00 14,869 13,938 -6.26
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8,289.95 5,225 5,225 0.00 42,532 43,315 1.84
2017‑09‑30 13F-HR 92343XAA8 / Verint Systems, Inc. 1.5% Note Due 6/1/2021 978.10 14,710,000 16,270,000 10.61 14,379,025 15,913,687 10.67
2017‑09‑30 13F-HR VRSK / Verisk Analytics, Inc. 83,194.44 72 5,990
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49,489.90 63,501 65,952 3.86 2,835,949 3,263,958 15.09
2017‑09‑30 13F-HR 92343VBR4 / Verizon Communications, Inc. 5.15% Note Due 2023-09-15 1,121.88 130,000 170,000 30.77 144,143 190,720 32.31
2017‑09‑30 13F-HR VET / Vermilion Energy Inc. 35,580.00 800 800 0.00 25,384 28,464 12.13
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 152,041.67 20 48 140.00 2,577 7,298 183.20
2017‑09‑30 13F-HR VFC / V.F. Corp. 63,569.09 262 427 62.98 15,091 27,144 79.87
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 9,428.57 7 7 0.00 74 66 -10.81
2017‑09‑30 13F-HR VCISY / Vinci SA 23,733.33 75 1,780
2017‑09‑30 13F-HR V / Visa, Inc. 105,239.41 500 543 8.60 46,890 57,145 21.87
2017‑09‑30 13F-HR Symbol / Name 28,460.00 800 800 0.00 22,984 22,768 -0.94
2017‑09‑30 13F-HR VORNADO REALTY / PFDs, REITs, (929042844) 25,404.26 47 1,194
2017‑09‑30 13F-HR VORNADO RLTY TR / PFDs, REITs, (929042851) 25,172.41 58 1,460
2017‑09‑30 13F-HR WBC / Wabco Holdings, Inc. 148,000.00 50 50 0.00 6,376 7,400 16.06
2017‑09‑30 13F-HR WAB / Wabtec Corp. 75,750.00 100 100 0.00 9,150 7,575 -17.21
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77,220.14 3,333 3,207 -3.78 260,990 247,645 -5.11
2017‑09‑30 13F-HR WD / Walker & Dunlop, Inc. 52,330.00 600 600 0.00 29,298 31,398 7.17
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78,152.72 2,825 2,927 3.61 213,796 228,753 7.00
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98,569.74 1,956 1,864 -4.70 207,825 183,734 -11.59
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78,269.99 11,508 11,508 0.00 844,112 900,731 6.71
2017‑09‑30 13F-HR 94106LAG4 / Waste Management, Inc. 7.375% Note Due 5/15/2029 1,321.68 205,000 205,000 0.00 266,408 270,944 1.70
2017‑09‑30 13F-HR WSO / Watsco, Inc. 161,080.00 25 4,027
2017‑09‑30 13F-HR WTW / Weight Watchers International, Inc. 43,550.00 200 200 0.00 6,684 8,710 30.31
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55,149.99 118,321 23,521 -80.12 6,556,151 1,297,183 -80.21
2017‑09‑30 13F-HR WFC.PRJ / Wells Fargo & Co., 8.00% Dep Shares Non-cumul Perp Cl A Preferred Stock Series J 25,505.62 945 89 -90.58 24,485 2,270 -90.73
2017‑09‑30 13F-HR WFC.PRQ / Wells Fargo & Co., 5.85% Dep Shares Fixed/Float Non-Cumul Perp Pfd Stock Ser Q 27,280.01 23,690 23,549 -0.60 655,265 642,417 -1.96
2017‑09‑30 13F-HR WFC.PRR / Wells Fargo & Co., 6.625% Dep Shares Fixed/Float Non-Cumul Perp Pfd Stock Ser R 28,910.01 46,205 45,126 -2.34 1,396,777 1,304,593 -6.60
2017‑09‑30 13F-HR WST / West Pharmaceutical Services, Inc. 96,260.09 2,280 2,280 0.00 215,506 219,473 1.84
2017‑09‑30 13F-HR WAL / Western Alliance Bancorporation 53,080.00 900 900 0.00 44,280 47,772 7.89
2017‑09‑30 13F-HR HIX / Western Asset High Income Fund II, Inc. 7,210.00 59,468 59,468 0.00 427,575 428,764 0.28
2017‑09‑30 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15,550.00 19,000 19,000 0.00 290,320 295,450 1.77
2017‑09‑30 13F-HR WDC / Western Digital Corp. 86,404.76 0 42 0 3,629
2017‑09‑30 13F-HR WNRL / Western Refining Logistics, LP 25,800.00 1,400 1,400 0.00 35,910 36,120 0.58
2017‑09‑30 13F-HR WU / Western Union Co. (The) 19,199.98 8,196 8,196 0.00 156,134 157,363 0.79
2017‑09‑30 13F-HR WRK / Westrock Company 56,729.49 780 780 0.00 44,195 44,249 0.12
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34,030.21 1,920 1,920 0.00 64,320 65,338 1.58
2017‑09‑30 13F-HR 963320AQ9 / Whirlpool Corp. 2.4% Note Due 2019-03-01 1,005.16 275,000 290,000 5.45 277,198 291,496 5.16
2017‑09‑30 13F-HR WPYGY / Worldpay Group PLC 16,596.77 62 1,029
2017‑09‑30 13F-HR WPC / W.P. Carey Inc. 67,390.00 0 600 0 40,434
2017‑09‑30 13F-HR WYN / Wyndham Worldwide Corp. 105,410.67 375 375 0.00 37,654 39,529 4.98
2017‑09‑30 13F-HR XRX / Xerox Corp. 33,290.00 44,045 42,820 -2.78 1,265,413 1,425,478 12.65
2017‑09‑30 13F-HR XPO / XPO Logistics, Inc. 67,780.00 150 150 0.00 9,695 10,167 4.87
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 2,650.00 500 500 0.00 1,215 1,325 9.05
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 39,970.00 500 500 0.00 19,715 19,985 1.37
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73,610.00 500 500 0.00 36,880 36,805 -0.20
2017‑09‑30 13F-HR Z / Zillow Group, Inc. Class C 40,150.00 100 100 0.00 4,884 4,015 -17.79
2017‑09‑30 13F-HR ZG / Zillow Group, Inc. Class A 40,210.00 200 200 0.00 9,802 8,042 -17.96
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 117,090.62 320 320 0.00 41,088 37,469 -8.81
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63,759.88 2,175 2,253 3.59 135,677 143,651 5.88
2017‑09‑30 13F-HR AMERISOURCEBERGEN CORP / Equities (3073E1110) 82,745.45 55 4,551
2017‑09‑30 13F-HR CBOA FINANCIAL INC / Equities (1248E1110) 2,309.96 12,024 27,775
2017‑09‑30 13F-HR CDEX / CDEX Inc. 0.00 200 200 0.00 0 0
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 88,464.29 28 2,477
2017‑09‑30 13F-HR HGBL / Heritage Global Inc. 500.00 50 50 0.00 14 25 78.57
2017‑09‑30 13F-HR TGT / Target Corp. 59,009.97 11,066 10,631 -3.93 578,641 627,335 8.42
2017‑09‑30 13F-HR TTFNF / Total S.A. 53,520.00 600 600 0.00 29,754 32,112 7.92
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122,520.00 103 125 21.36 13,033 15,315 17.51
2017‑09‑30 13F-HR VALE / Vale S.A. 10,070.37 1,350 1,350 0.00 11,813 13,595 15.09
2017‑09‑30 13F-HR WELLS FARGO & CO / Convertible/ (949746NX5) 1,007.72 25,000 100,000 300.00 25,434 100,772 296.21
2017‑09‑30 13F-HR WA FUNDING TR III XXX / PFDs, REITs, (939ESC968) 0.00 2,500 2,500 0.00 0 0
2017‑09‑30 13F-HR METROPOLITAN STATE / Convertible/ (592573AT6) 1,065.99 155,000 155,000 0.00 164,556 165,228 0.41
2017‑09‑30 13F-HR STARBUCKS CORP / Convertible/ (855244AJ8) 1,001.10 10,000 10,000 0.00 10,038 10,011 -0.27
2017‑09‑30 13F-HR ROYAL BANK CANAD / Convertible/ (78012KKU0) 1,009.30 10,000 10,000 0.00 10,085 10,093 0.08
2017‑09‑30 13F-HR MO ST HLTH/ED / Convertible/ (6069017U4) 1,041.10 10,000 10,000 0.00 10,454 10,411 -0.41
2017‑09‑30 13F-HR UNIV TX UNIV / Convertible/ (915137W90) 1,037.48 25,000 25,000 0.00 26,198 25,937 -1.00
2017‑09‑30 13F-HR NEW YORK MTG PFD / PFDs, REITs, (649604808) 25,430.00 1,000 1,000 0.00 24,810 25,430 2.50
2017‑09‑30 13F-HR LOWER CO RIV AUTH T / Convertible/ (54811GZS2) 1,195.60 10,000 10,000 0.00 11,931 11,956 0.21
2017‑09‑30 13F-HR CATERPILLAR FINL SVCS CORP / Convertible/ (14912L4D0) 1,050.88 8,000 8,000 0.00 8,505 8,407 -1.15
2017‑09‑30 13F-HR DALLAS TX WW/SWR SYS / Convertible/ (235416Z56) 1,112.64 25,000 25,000 0.00 27,983 27,816 -0.60
2017‑09‑30 13F-HR NC MUN PWR CA ELEC / Convertible/ (658203X82) 1,203.90 10,000 10,000 0.00 12,081 12,039 -0.35
2017‑09‑30 13F-HR DENVER CO C&C S / Convertible/ (24919PJK1) 1,035.36 100,000 100,000 0.00 102,529 103,536 0.98
2017‑09‑30 13F-HR NICHOLAS APPLEGATE CONV / Equities (65370G109) 6,250.00 98,000 98,000 0.00 609,560 612,500 0.48
2017‑09‑30 13F-HR GREENFIELD IN MSBC / Convertible/ (39501PBK1) 1,012.00 10,000 10,000 0.00 10,220 10,120 -0.98
2017‑09‑30 13F-HR STONEGATE VLG M / Convertible/ (86181SAP3) 1,021.86 90,000 90,000 0.00 91,188 91,967 0.85
2017‑09‑30 13F-HR AMERICAN EXPRESS / Convertible/ (0258M0DK2) 1,004.70 10,000 10,000 0.00 10,033 10,047 0.14
2017‑09‑30 13F-HR AZ ST TRANS BRD HWY / Convertible/ (040654UD5) 1,134.00 10,000 10,000 0.00 11,422 11,340 -0.72
2017‑09‑30 13F-HR BANK OF AMERICA / Convertible/ (06051GEM7) 1,124.43 7,000 7,000 0.00 7,885 7,871 -0.18
2017‑09‑30 13F-HR COUGAR OIL & GAS CANADA INC / Equities (22208A101) 0.00 2,000 2,000 0.00 0 0
2017‑09‑30 13F-HR LANCASTER CO PA HOS / Convertible/ (514045M34) 1,139.15 20,000 20,000 0.00 22,848 22,783 -0.28
2017‑09‑30 13F-HR HEWLETT-PACKARD CO / Convertible/ (428236BQ5) 1,061.80 25,000 25,000 0.00 26,589 26,545 -0.17
2017‑09‑30 13F-HR PA ST TPK COMMN TPK / Convertible/ (709224FX2) 1,188.60 10,000 10,000 0.00 11,846 11,886 0.34
2017‑09‑30 13F-HR CA ST PUB WRKS BD LS / Convertible/ (130685TZ3) 1,075.78 50,000 50,000 0.00 54,342 53,789 -1.02
2017‑09‑30 13F-HR PROSHS ULTRA SILVER / Equities (74347W841) 33,150.00 400 400 0.00 13,528 13,260 -1.98
2017‑09‑30 13F-HR SURPRISE AZ MPC W / Convertible/ (86888YAD3) 1,008.00 30,000 30,000 0.00 30,113 30,240 0.42
2017‑09‑30 13F-HR AMERICAN HONDA / Convertible/ (02665WAC5) 1,004.90 10,000 10,000 0.00 10,067 10,049 -0.18
2017‑09‑30 13F-HR BURLINGTN NO SANT / Convertible/ (12189TBC7) 1,054.38 8,000 8,000 0.00 8,503 8,435 -0.80
2017‑09‑30 13F-HR CENTRAL WA UNIV SYS / Convertible/ (155839CN1) 1,017.68 25,000 25,000 0.00 25,625 25,442 -0.71
2017‑09‑30 13F-HR WISCONSIN STATE AAA / Convertible/ (97705MAJ4) 1,132.70 20,000 20,000 0.00 22,787 22,654 -0.58
2017‑09‑30 13F-HR S VY SWR DST UT / Convertible/ (84059QBX3) 1,011.00 5,000 5,000 0.00 5,109 5,055 -1.06
2017‑09‑30