Current Holdings (from 13F, 13D)

InvestorSit Investment Associates Inc
Portfolio Value$ 4,023,872,000
Current Positions656
Opened Positions5
Closed Positions37

Sit Investment Associates Inc has disclosed 656 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 4,023,872,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sit Investment Associates Inc's top holdings are Microsoft Corp. (NASDAQ:MSFT) , Cornerstone Strategic Value Fund, Inc. (AMEX:CLM) , Apple, Inc. (NASDAQ:AAPL) , Johnson & Johnson (NYSE:JNJ) , and Verizon Communications, Inc. (NYSE:VZ) . Sit Investment Associates Inc's new positions include DowDuPont Inc. (NYSE:DWDP) , TransCanada Corp. (NYSE:TRP) , CME Group, Inc. (NASDAQ:CME) , TE Connectivity Ltd. (NYSE:TEL) , and Reinsurance Group of America, Inc. (NYSE:RGA) . Sit Investment Associates Inc's top industries are "Agriculture production livestock and animal specialties" (sic 02) , "Miscellaneous Manufacturing Industries" (sic 39) , and "Metal Mining" (sic 10) .


All Sit Investment Associates Inc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2017‑10‑30 SC 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,515,519 2,586,206 2.81 39.82 2.81

This 13F was filed on 2017-10-18. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.23 762,110 52,761
2017‑09‑30 13F-HR INSI / Insight Select Income Fund 20.10 1,008,803 1,057,401 4.82 19,944 21,254 6.57
2017‑09‑30 13F-HR AWCMY / Alumina Limited 7.05 709 709 0.00 4 5 25.00
2017‑09‑30 13F-HR AZPN / Aspen Technology, Inc. 62.81 79,850 78,550 -1.63 4,413 4,934 11.81
2017‑09‑30 13F-HR ATO / Atmos Energy Corp. 83.33 240 20
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 247.90 1,190 295
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.24 59 59 0.00 12 15 25.00
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. 41.67 24 24 0.00 1 1 0.00
2017‑09‑30 13F-HR BKH / Black Hills Corp. (Holding Co.) 68.80 6,875 6,875 0.00 464 473 1.94
2017‑09‑30 13F-HR BCO / Brink's Company (The) 84.22 10,900 918
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 307.91 3,842 3,842 0.00 1,599 1,183 -26.02
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.22 469,595 428,290 -8.80 25,236 20,652 -18.16
2017‑09‑30 13F-HR ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 48.95 715 35
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.71 12,000 10,500 -12.50 665 543 -18.35
2017‑09‑30 13F-HR HUBS / HubSpot, Inc. 84.04 9,150 769
2017‑09‑30 13F-HR LAUR / LAUREATE EDUCATION, INC. 14.55 53,550 779
2017‑09‑30 13F-HR MNESP / MSA Safety Inc. 79.53 14,700 19,125 30.10 1,193 1,521 27.49
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 43.48 23 1
2017‑09‑30 13F-HR MERCK KGAA ADR / DEPOSITARY RECEI (589339209) 21.74 230 5
2017‑09‑30 13F-HR MCY / Mercury General Corp. 56.73 4,900 278
2017‑09‑30 13F-HR MPWR / Monolithic Power Systems, Inc. 106.54 22,150 21,700 -2.03 2,135 2,312 8.29
2017‑09‑30 13F-HR NPK / National Presto Industries, Inc. 106.44 4,500 479
2017‑09‑30 13F-HR NJR / New Jersey Resources Corp. 42.19 9,575 9,575 0.00 380 404 6.32
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 175.02 0 156,970 0 27,473
2017‑09‑30 13F-HR PNW / Pinnacle West Capital Corp. 84.00 500 42
2017‑09‑30 13F-HR RGA / Reinsurance Group of America, Inc. 139.52 27,895 3,892
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 65.42 535 35
2017‑09‑30 13F-HR SAFRY / Safran SA 25.28 356 356 0.00 8 9 12.50
2017‑09‑30 13F-HR SMG / Scotts Miracle-Gro Company (The) 97.34 268,910 226,435 -15.80 24,057 22,041 -8.38
2017‑09‑30 13F-HR SIEGY / Siemens AG 70.75 36,103 38,785 7.43 2,497 2,744 9.89
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 35.03 1,018,200 844,360 -17.07 29,731 29,578 -0.51
2017‑09‑30 13F-HR TTM / Tata Motors Ltd. 31.26 8,250 9,950 20.61 272 311 14.34
2017‑09‑30 13F-HR XRS / Tal Education Group 33.73 6,500 30,600 370.77 795 1,032 29.81
2017‑09‑30 13F-HR THO / Thor Industries, Inc. 125.90 29,625 37,600 26.92 3,096 4,734 52.91
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.59 574,287 371,215 -35.36 29,817 19,893 -33.28
2017‑09‑30 13F-HR WST / West Pharmaceutical Services, Inc. 96.25 9,600 924
2017‑09‑30 13F-HR PTR / PetroChina Co., Ltd. 64.21 950 950 0.00 58 61 5.17
2017‑09‑30 13F-HR AMKBY / A.P. Moeller-Maersk A/S 10.15 591 591 0.00 6 6 0.00
2017‑09‑30 13F-HR ADSW / Advanced Disposal Services, Inc. 25.20 35,550 896
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 103.18 14,771 1,524
2017‑09‑30 13F-HR BERY / Berry Plastics Group, Inc. 56.00 375 21
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 83.33 12 1
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 34.30 554 554 0.00 17 19 11.76
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.28 85,775 85,425 -0.41 13,718 14,034 2.30
2017‑09‑30 13F-HR ERJ / Embraer S.A. 22.71 3,400 3,875 13.97 62 88 41.94
2017‑09‑30 13F-HR FPI / Farmland Partners Inc. 9.03 26,475 26,475 0.00 237 239 0.84
2017‑09‑30 13F-HR HPQ / HP Inc. 17.86 224 224 0.00 4 4 0.00
2017‑09‑30 13F-HR INDA / iShares MSCI India ETF 32.87 24,975 26,075 4.40 802 857 6.86
2017‑09‑30 13F-HR ICE / Intercontinental Exchange, Inc. 68.70 28,500 28,500 0.00 1,879 1,958 4.20
2017‑09‑30 13F-HR LOGM / LogMein, Inc. 110.03 24,920 2,742
2017‑09‑30 13F-HR MQBKY / Macquarie Group, Ltd. 78.43 51 51 0.00 3 4 33.33
2017‑09‑30 13F-HR MLAB / Mesa Laboratories, Inc. 149.52 2,100 314
2017‑09‑30 13F-HR MGI / MoneyGram International, Inc. 13.70 73 73 0.00 1 1 0.00
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 90.65 226,130 180,275 -20.28 16,781 16,342 -2.62
2017‑09‑30 13F-HR QTS / QTS Realty Trust, Inc. 52.38 18,385 963
2017‑09‑30 13F-HR RF / Regions Financial Corp. 16.45 304 304 0.00 4 5 25.00
2017‑09‑30 13F-HR SFTBY / Softbank Group 42.15 261 261 0.00 11 11 0.00
2017‑09‑30 13F-HR SPIR / Spire Corp. 74.67 22,625 19,875 -12.15 1,578 1,484 -5.96
2017‑09‑30 13F-HR TRP / TransCanada Corp. 49.43 323,200 15,976
2017‑09‑30 13F-HR HCN / Welltower Inc. 61.22 49 49 0.00 4 3 -25.00
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.87 355 28
2017‑09‑30 13F-HR ADNT / Adient plc 84.06 4,689 4,949 5.54 307 416 35.50
2017‑09‑30 13F-HR STE / STERIS Corp. 88.40 32,975 29,955 -9.16 2,687 2,648 -1.45
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 83.06 83,725 6,954
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.54 238,490 220,290 -7.63 55,580 53,429 -3.87
2017‑09‑30 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 16.74 10,695 179
2017‑09‑30 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 16.08 67,433 1,084
2017‑09‑30 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.57 4,088,769 3,636,613 -11.06 54,994 49,349 -10.26
2017‑09‑30 13F-HR WESTERN ASSET EMERGING MARKETS / (95766A101) 15.74 605,699 575,512 -4.98 9,431 9,059 -3.94
2017‑09‑30 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.62 57,725 844
2017‑09‑30 13F-HR FLC / Flaherty & Crumrine/Claymore Total Return Fund Inc. 21.49 10,000 10,100 1.00 223 217 -2.69
2017‑09‑30 13F-HR ICB / Morgan Stanley Income Securities, Inc. 18.30 575,022 586,573 2.01 10,477 10,734 2.45
2017‑09‑30 13F-HR XISDX / Prudential Short Duration High 15.25 5,230 65,953 1,161.05 80 1,006 1,157.50
2017‑09‑30 13F-HR JGH / Nuveen Global High Income Fund 17.36 49,198 51,898 5.49 830 901 8.55
2017‑09‑30 13F-HR JPI / Nuveen Preferred & Income Term Fund 25.18 0 32,807 0 826
2017‑09‑30 13F-HR LGI / Lazard Global Total Return & Income Fund, Inc. 16.76 361,679 423,815 17.18 5,915 7,103 20.08
2017‑09‑30 13F-HR XNQPX / Nuveen Pennsylvania Investment 13.55 52,779 52,779 0.00 706 715 1.27
2017‑09‑30 13F-HR NTG / Tortoise MLP Fund, Inc. 18.12 813,762 590,669 -27.42 15,697 10,703 -31.81
2017‑09‑30 13F-HR VOYA PRIME RATE TR PPR / (92913A100) 5.24 25,000 131
2017‑09‑30 13F-HR RIV / RiverNorth Opportunities Fund, Inc. 20.60 6,261 129
2017‑09‑30 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.73 235,658 223,758 -5.05 3,229 3,072 -4.86
2017‑09‑30 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.90 20,000 238
2017‑09‑30 13F-HR VVR / Van Kampen Senior Income Trust 4.58 5,242 24
2017‑09‑30 13F-HR EVR / Evercore Partners, Inc. 80.28 7,250 7,250 0.00 511 582 13.89
2017‑09‑30 13F-HR DEO / Diageo plc 132.13 39,808 39,733 -0.19 4,770 5,250 10.06
2017‑09‑30 13F-HR OGS / ONE Gas, Inc. 76.92 39 39 0.00 3 3 0.00
2017‑09‑30 13F-HR AME / Ametek, Inc. 66.04 24,000 24,000 0.00 1,454 1,585 9.01
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.71 26,976 24,722 -8.36 25,079 24,072 -4.02
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 91.91 197,391 165,615 -16.10 17,457 15,222 -12.80
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.62 4,200 4,200 0.00 531 515 -3.01
2017‑09‑30 13F-HR MMM / 3M Co. 209.90 133,440 124,350 -6.81 27,781 26,101 -6.05
2017‑09‑30 13F-HR ACP / Avenue Income Credit Strategies Fund 14.75 132,382 135,382 2.27 1,841 1,997 8.47
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.81 169 1,019 502.96 10 64 540.00
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. 22.60 16,350 16,950 3.67 364 383 5.22
2017‑09‑30 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.53 740,101 860,053 16.21 2,590 3,036 17.22
2017‑09‑30 13F-HR FMC / FMC Corp. 66.67 15 15 0.00 1 1 0.00
2017‑09‑30 13F-HR JAPAF / Japan Tobacco 18.60 215 215 0.00 4 4 0.00
2017‑09‑30 13F-HR XGLVX / Clough Global Allocation Fund 13.91 458,147 487,878 6.49 6,125 6,786 10.79
2017‑09‑30 13F-HR GDDY / GoDaddy Inc. 43.54 17,850 17,250 -3.36 757 751 -0.79
2017‑09‑30 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.67 967,369 1,063,384 9.93 11,163 12,410 11.17
2017‑09‑30 13F-HR MSD / Morgan Stanley Emerging Markets Debt Fund, Inc. 10.07 470,488 401,793 -14.60 4,653 4,046 -13.05
2017‑09‑30 13F-HR BT / BT Group Plc 19.24 721,080 737,900 2.33 13,996 14,197 1.44
2017‑09‑30 13F-HR DST / DST Systems, Inc. 54.87 57,300 56,675 -1.09 3,535 3,110 -12.02
2017‑09‑30 13F-HR BLACKROCK FL MUNI 2020 TERM TR / (09250M109) 15.04 47,670 47,670 0.00 719 717 -0.28
2017‑09‑30 13F-HR VBF / Invesco Van Kampen Bond Fund 20.01 578,583 657,885 13.71 11,311 13,164 16.38
2017‑09‑30 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.49 942 942 0.00 8 8 0.00
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD PA QUALITY / (09255G107) 14.41 51,700 51,700 0.00 741 745 0.54
2017‑09‑30 13F-HR MYI / BlackRock Muniyield Quality Fund III, Inc. 14.33 189,643 189,643 0.00 2,710 2,718 0.30
2017‑09‑30 13F-HR SBAC / SBA Communications Corp. 144.04 41,490 34,810 -16.10 5,597 5,014 -10.42
2017‑09‑30 13F-HR NSRGY / Nestle S.A. 84.01 63,203 63,478 0.44 5,511 5,333 -3.23
2017‑09‑30 13F-HR TTP / Tortoise Pipeline & Energy Fund, Inc. 19.26 231,640 182,630 -21.16 4,503 3,517 -21.90
2017‑09‑30 13F-HR MFS INVESTMENT GRADE MUNICIPAL / (59318B108) 10.00 110,292 8,203 -92.56 1,118 82 -92.67
2017‑09‑30 13F-HR NCZ / AGIC Convertible & Income Fund II 6.25 1,018,213 19,515 -98.08 6,333 122 -98.07
2017‑09‑30 13F-HR ALGN / Align Technology, Inc. 186.26 23,345 21,760 -6.79 3,505 4,053 15.63
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.18 82,850 59,600 -28.06 11,718 8,891 -24.13
2017‑09‑30 13F-HR EQT / EQT Corp. 65.16 6,200 6,200 0.00 363 404 11.29
2017‑09‑30 13F-HR JMF / Nuveen Energy MLP Total Return Fund 12.06 512,652 448,728 -12.47 6,772 5,412 -20.08
2017‑09‑30 13F-HR JLS / Nuveen Mortgage Opportunity Fund 25.36 232,781 235,986 1.38 5,962 5,985 0.39
2017‑09‑30 13F-HR ACCO / Acco Brands Corp. 11.49 87 87 0.00 1 1 0.00
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 83.81 229,628 95,000 -58.63 17,902 7,962 -55.52
2017‑09‑30 13F-HR TER / Teradyne, Inc. 40.82 49 49 0.00 1 2 100.00
2017‑09‑30 13F-HR KKR INCOME OPPORTUNITIES FD KI / (48249T106) 17.90 57,225 60,156 5.12 1,001 1,077 7.59
2017‑09‑30 13F-HR BAESY / BAE Systems PLC 35.71 140 140 0.00 5 5 0.00
2017‑09‑30 13F-HR AVY / Avery Dennison Corp. 98.33 7,400 7,790 5.27 654 766 17.13
2017‑09‑30 13F-HR AXE / Anixter International, Inc. 84.99 34,475 42,111 22.15 2,696 3,579 32.75
2017‑09‑30 13F-HR ONB / Old National Bancorp 18.29 17,550 17,550 0.00 303 321 5.94
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 56.08 415,548 398,975 -3.99 21,746 22,375 2.89
2017‑09‑30 13F-HR CCS / Century Communities Inc. 24.69 34,700 33,250 -4.18 861 821 -4.65
2017‑09‑30 13F-HR GE / General Electric Co. 24.20 19,152 14,752 -22.97 517 357 -30.95
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.54 114,360 114,885 0.46 7,594 8,334 9.74
2017‑09‑30 13F-HR SNE / Sony Corp. 34.48 116 116 0.00 4 4 0.00
2017‑09‑30 13F-HR MUSA / Murphy USA Inc. 68.94 1,175 1,175 0.00 87 81 -6.90
2017‑09‑30 13F-HR XLNX / Xilinx, Inc. 70.83 154,885 120,770 -22.03 9,962 8,554 -14.13
2017‑09‑30 13F-HR CHL / China Mobile Ltd. 50.60 7,450 7,450 0.00 396 377 -4.80
2017‑09‑30 13F-HR CASY / Casey's General Stores, Inc. 109.44 27,290 18,650 -31.66 2,923 2,041 -30.17
2017‑09‑30 13F-HR NRBAY / Nordea Bank AB 12.74 157 157 0.00 2 2 0.00
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.70 7,035 7,510 6.75 991 1,297 30.88
2017‑09‑30 13F-HR MON / Monsanto Co. 119.67 3,000 3,000 0.00 355 359 1.13
2017‑09‑30 13F-HR BYM / BlackRock Municipal Income Quality Trust 14.69 71,914 67,936 -5.53 1,041 998 -4.13
2017‑09‑30 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 13.01 449,117 424,717 -5.43 5,879 5,526 -6.00
2017‑09‑30 13F-HR VCISY / Vinci SA 25.36 276 276 0.00 6 7 16.67
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 80.00 225 225 0.00 17 18 5.88
2017‑09‑30 13F-HR INVESCO TRUST FOR INV GRADE NY / (46131T101) 13.68 15,500 15,500 0.00 212 212 0.00
2017‑09‑30 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 12.11 796,170 763,183 -4.14 9,395 9,242 -1.63
2017‑09‑30 13F-HR PCF / Putnam High Income Securities Fund 8.93 360,780 667,991 85.15 3,171 5,965 88.11
2017‑09‑30 13F-HR BHKLY / BOC Hong Kong (Holdings) Ltd. 94.34 53 53 0.00 5 5 0.00
2017‑09‑30 13F-HR KMT / Kennametal Inc. 32.26 31 31 0.00 1 1 0.00
2017‑09‑30 13F-HR SCCO / Southern Copper Corp. 39.81 5,400 5,400 0.00 187 215 14.97
2017‑09‑30 13F-HR SDVKY / Sandvik AB 16.00 250 250 0.00 4 4 0.00
2017‑09‑30 13F-HR PHG / Koninklijke Philips N.V 41.20 41,023 41,023 0.00 1,469 1,690 15.04
2017‑09‑30 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 5.51 726 726 0.00 5 4 -20.00
2017‑09‑30 13F-HR CRI / Carter's, Inc. 98.75 3,200 3,200 0.00 285 316 10.88
2017‑09‑30 13F-HR GWB / Great Western Bancorp, Inc. 41.30 20,725 20,725 0.00 846 856 1.18
2017‑09‑30 13F-HR ABB / ABB Ltd. 26.01 346 346 0.00 9 9 0.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. 15,847 0 -100.00 1,483 0 -100.00
2017‑09‑30 13F-HR VGI / Virtus Global Multi-Sector Income Fund 297,311 0 -100.00 5,084 0 -100.00
2017‑09‑30 13F-HR BWLD / Buffalo Wild Wings, Inc. 4,315 0 -100.00 547 0 -100.00
2017‑09‑30 13F-HR EAT / Brinker International, Inc. 12,150 0 -100.00 463 0 -100.00
2017‑09‑30 13F-HR CLDX / Celldex Therapeutics, Inc. 14,750 0 -100.00 36 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 789,045 0 -100.00 49,765 0 -100.00
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 46,890 0 -100.00 2,033 0 -100.00
2017‑09‑30 13F-HR LNEGY / Linde AG 344 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR MANH / Manhattan Associates, Inc. 15,700 0 -100.00 755 0 -100.00
2017‑09‑30 13F-HR MKGAF / Merck KGaA 138 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR NGHC / National General Holdings Corp 30,900 0 -100.00 652 0 -100.00
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 191,175 0 -100.00 10,251 0 -100.00
2017‑09‑30 13F-HR SYNA / Synaptics, Inc. 21,425 0 -100.00 1,108 0 -100.00
2017‑09‑30 13F-HR WAB / Wabtec Corp. 11,825 0 -100.00 1,082 0 -100.00
2017‑09‑30 13F-HR SLCA / U.S. Silica Holdings, Inc. 13,150 0 -100.00 467 0 -100.00
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 33,645 0 -100.00 4,320 0 -100.00
2017‑09‑30 13F-HR BSD / BlackRock Strategic Municipal Trust 21,601 0 -100.00 296 0 -100.00
2017‑09‑30 13F-HR DEUTSCHE STRATEGIC INCOME TRUS / (25160F109) 177,924 0 -100.00 2,204 0 -100.00
2017‑09‑30 13F-HR DEUTSCHE GLOBAL HIGH INCOME FD / (25158V108) 681,490 0 -100.00 5,936 0 -100.00
2017‑09‑30 13F-HR NEV / Nuveen Enhanced Municipal Value Fund 10,000 0 -100.00 144 0 -100.00
2017‑09‑30 13F-HR VIRTUS TOTAL RETURN FUND ZF / (92837G100) 54,838 0 -100.00 671 0 -100.00
2017‑09‑30 13F-HR NUVEEN CA DIVIDEND ADV MUNI NA / (67066Y105) 17,287 0 -100.00 260 0 -100.00
2017‑09‑30 13F-HR XPFNX / PIMCO Income Strategy Fund II 131,906 0 -100.00 1,377 0 -100.00
2017‑09‑30 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 93,153 0 -100.00 1,534 0 -100.00
2017‑09‑30 13F-HR DDF / Delaware Investments Dividend & Income Fund Inc. 85,459 0 -100.00 894 0 -100.00
2017‑09‑30 13F-HR CATM / Cardtronics, Inc. 49,075 0 -100.00 1,613 0 -100.00
2017‑09‑30 13F-HR NUVEEN MTG OPP TERM FD 2 JMT / (67074R100) 24.55 186,073 188,072 1.07 4,574 4,617 0.94
2017‑09‑30 13F-HR LVMUY / LVMH-Moet Hennessy Louis Vuitton 58.33 120 120 0.00 6 7 16.67
2017‑09‑30 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 78.26 115 9
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.68 66,230 8,986
2017‑09‑30 13F-HR MRVL / Marvell Technology Group Ltd. 22.99 87 87 0.00 1 2 100.00
2017‑09‑30 13F-HR CBS / CBS Corp. 58.00 369,485 316,560 -14.32 23,566 18,360 -22.09
2017‑09‑30 13F-HR DKILF / Daikin Industries Ltd. 200.00 30 30 0.00 6 6 0.00
2017‑09‑30 13F-HR TSI / TCW Strategic Income Fund, Inc. 5.80 492,619 1,160,492 135.58 2,778 6,731 142.30
2017‑09‑30 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 12.31 225,614 227,532 0.85 2,786 2,801 0.54
2017‑09‑30 13F-HR VLT / Invesco Van Kampen High Income Trust II 15.10 80,616 102,644 27.32 1,203 1,550 28.84
2017‑09‑30 13F-HR FBNC / First Bancorp 4.33 231 231 0.00 1 1 0.00
2017‑09‑30 13F-HR PHF / Pacholder High Yield Fund, Inc. 496,515 0 -100.00 3,952 0 -100.00
2017‑09‑30 13F-HR BLMN / Bloomin' Brands, Inc. 32,475 0 -100.00 689 0 -100.00
2017‑09‑30 13F-HR HPS / John Hancock Preferred Income Fund III 42,183 0 -100.00 808 0 -100.00
2017‑09‑30 13F-HR BHLB / Berkshire Hills Bancorp, Inc. 20,625 0 -100.00 725 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 26,675 0 -100.00 1,675 0 -100.00
2017‑09‑30 13F-HR ATKR / Atkore International Group Inc. 48,100 0 -100.00 1,085 0 -100.00
2017‑09‑30 13F-HR ECHO / Echo Global Logistics, Inc. 7,550 0 -100.00 150 0 -100.00
2017‑09‑30 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.93 360,459 325,359 -9.74 4,913 4,532 -7.75
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.89 4,240 4,325 2.00 253 272 7.51
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.10 13,032 13,032 0.00 11,843 12,499 5.54
2017‑09‑30 13F-HR KTF / Deutsche Municipal Income Trust 12.71 88,572 44,363 -49.91 1,196 564 -52.84
2017‑09‑30 13F-HR BGS / B&G Foods, Inc. 31.65 371,775 1,390 -99.63 13,235 44 -99.67
2017‑09‑30 13F-HR DASTY / Dassault Systemes SA 114.29 35 35 0.00 3 4 33.33
2017‑09‑30 13F-HR DTE / DTE Energy Co. 107.36 231,310 226,935 -1.89 24,470 24,364 -0.43
2017‑09‑30 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.51 699,560 654,423 -6.45 8,080 7,532 -6.78
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 1,044,197 889,807 -14.79 35,231 33,884 -3.82
2017‑09‑30 13F-HR ASML / ASML Holding N.V. (ADR) 170.92 1,726 1,726 0.00 225 295 31.11
2017‑09‑30 13F-HR WARFY / Wharf Holdings Ltd. 16.29 307 307 0.00 5 5 0.00
2017‑09‑30 13F-HR ACHC / Acadia Healthcare Company, Inc. 47.78 12,250 27,650 125.71 605 1,321 118.35
2017‑09‑30 13F-HR CCE / Coca-Cola European Partners Plc. 41.61 56,400 56,400 0.00 2,294 2,347 2.31
2017‑09‑30 13F-HR MNP / Western Asset Municipal Partners Fund, Inc. 15.50 19,613 19,613 0.00 305 304 -0.33
2017‑09‑30 13F-HR MANT / ManTech International Corp. 44.13 10,650 10,650 0.00 441 470 6.58
2017‑09‑30 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.55 102,614 136,290 32.82 1,568 2,119 35.14
2017‑09‑30 13F-HR FSD / First Trust High Income Long/Short Fund 17.03 526,246 49,802 -90.54 9,072 848 -90.65
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.05 0 1,995 0 38
2017‑09‑30 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 6.57 6,853 1,979 -71.12 49 13 -73.47
2017‑09‑30 13F-HR EWBC / East West Bancorp, Inc. 59.78 381,800 354,225 -7.22 22,366 21,176 -5.32
2017‑09‑30 13F-HR SXT / Sensient Technologies Corp. 76.92 8,775 8,775 0.00 707 675 -4.53
2017‑09‑30 13F-HR AET / Aetna, Inc. 159.01 118,757 118,357 -0.34 18,031 18,820 4.38
2017‑09‑30 13F-HR IQI / Invesco Quality Municipal Income Trust 12.80 550,633 507,533 -7.83 7,015 6,496 -7.40
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 144.93 69 69 0.00 10 10 0.00
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 62.50 64 64 0.00 4 4 0.00
2017‑09‑30 13F-HR COBZ / CoBiz Financial, Inc. 19.63 20,375 20,375 0.00 355 400 12.68
2017‑09‑30 13F-HR LFC / China Life Insurance Company Limited 15.03 13,775 19,300 40.11 211 290 37.44
2017‑09‑30 13F-HR CB / Chubb Ltd 142.54 36,186 36,186 0.00 5,261 5,158 -1.96
2017‑09‑30 13F-HR GAM / General American Investors Co., Inc. 36.02 76,335 137,031 79.51 2,622 4,936 88.25
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.08 203,017 161,015 -20.69 24,790 18,691 -24.60
2017‑09‑30 13F-HR DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 8.47 336,993 236,174 -29.92 2,868 2,000 -30.26
2017‑09‑30 13F-HR UFS / Domator Corp. 43.39 72,431 77,090 6.43 2,783 3,345 20.19
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 76.92 13 13 0.00 1 1 0.00
2017‑09‑30 13F-HR MMT / MFS Multimarket Income Trust 6.24 1,082,952 1,127,952 4.16 6,714 7,038 4.83
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD MI QUALITY / (09254V105) 13.96 375,735 361,635 -3.75 5,272 5,048 -4.25
2017‑09‑30 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 20.61 34,103 24,409 -28.43 682 503 -26.25
2017‑09‑30 13F-HR SNV / Synovus Financial Corp. 46.01 5,281 5,281 0.00 234 243 3.85
2017‑09‑30 13F-HR CMC / Commercial Metals Co. 19.04 13,550 13,550 0.00 263 258 -1.90
2017‑09‑30 13F-HR CUBE / CubeSmart 25.96 574,625 301,700 -47.50 13,814 7,832 -43.30
2017‑09‑30 13F-HR POWI / Power Integrations, Inc. 73.18 12,100 11,150 -7.85 882 816 -7.48
2017‑09‑30 13F-HR CLM / Cornerstone Strategic Value Fund, Inc. 14.81 0 4,723,021 0 69,948
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.49 1,253,129 1,251,379 -0.14 55,965 61,931 10.66
2017‑09‑30 13F-HR ES / Eversource Energy 60.57 875 875 0.00 53 53 0.00
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.55 233,004 216,174 -7.22 32,651 31,680 -2.97
2017‑09‑30 13F-HR JMM / Nuveen Multi-Market Income Fund 7.59 3,000,690 3,059,181 1.95 22,475 23,225 3.34
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 107.84 59,200 59,200 0.00 5,682 6,384 12.35
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.83 65,505 64,995 -0.78 8,507 9,478 11.41
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.19 981,160 964,816 -1.67 13,775 13,691 -0.61
2017‑09‑30 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 15.13 839,487 1,099,593 30.98 12,492 16,637 33.18
2017‑09‑30 13F-HR CRH / CRH Plc 37.85 36,325 36,325 0.00 1,288 1,375 6.75
2017‑09‑30 13F-HR NTAP / NetApp, Inc. 47.62 42 42 0.00 2 2 0.00
2017‑09‑30 13F-HR MRTN / Marten Transport, Ltd. 20.54 31,250 50,184 60.59 856 1,031 20.44
2017‑09‑30 13F-HR RACE / Ferrari N.V. 109.38 64 64 0.00 6 7 16.67
2017‑09‑30 13F-HR CR / Crane Co. 80.00 30,200 29,400 -2.65 2,397 2,352 -1.88
2017‑09‑30 13F-HR INTU / Intuit Inc. 142.14 91,725 82,200 -10.38 12,182 11,684 -4.09
2017‑09‑30 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 44.61 54,850 53,850 -1.82 3,059 2,402 -21.48
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 53.08 116,150 115,785 -0.31 6,402 6,146 -4.00
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.77 0 4,925 0 580
2017‑09‑30 13F-HR TFX / Teleflex, Inc. 241.91 2,534 2,534 0.00 526 613 16.54
2017‑09‑30 13F-HR KEY / KeyCorp 18.82 1,020,905 1,355,430 32.77 19,132 25,509 33.33
2017‑09‑30 13F-HR XMUSX / BlackRock MuniHoldings Quality 13.60 298,212 295,812 -0.80 4,008 4,023 0.37
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.52 76,719 7,369 -90.39 8,004 866 -89.18
2017‑09‑30 13F-HR CMI / Cummins, Inc. 200.00 10 10 0.00 2 2 0.00
2017‑09‑30 13F-HR CRF / Cornerstone Total Return Fund, Inc. 14.63 0 2,622,655 0 38,369
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.53 35,214 31,875 -9.48 1,917 1,993 3.96
2017‑09‑30 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 14.81 283,238 270,022 -4.67 4,166 3,999 -4.01
2017‑09‑30 13F-HR HLS / HEALTHSOUTH Corp. 46.35 52,750 73,975 40.24 2,553 3,429 34.31
2017‑09‑30 13F-HR BSAC / Banco Santander - Chile 29.64 5,500 5,500 0.00 140 163 16.43
2017‑09‑30 13F-HR CEO / CNOOC Ltd. 130.37 675 675 0.00 74 88 18.92
2017‑09‑30 13F-HR STOR / STORE Capital Corp. 24.88 16,400 16,400 0.00 368 408 10.87
2017‑09‑30 13F-HR VR / Validus Holdings Ltd. 49.21 27,425 156,190 469.52 1,425 7,686 439.37
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 61.55 70,455 72,720 3.21 4,034 4,476 10.96
2017‑09‑30 13F-HR TOELY / Tokyo Electron Ltd. 36.84 190 190 0.00 6 7 16.67
2017‑09‑30 13F-HR SIVB / SVB Financial Group 187.09 18,115 17,900 -1.19 3,184 3,349 5.18
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.48 84 445,884 530,714.29 3 17,158 571,833.33
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.62 59 509 762.71 5 39 680.00
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.43 17,695 17,745 0.28 1,532 1,658 8.22
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 95.65 334,194 111,450 -66.65 31,000 10,660 -65.61
2017‑09‑30 13F-HR LECO / Lincoln Electric Holdings, Inc. 91.68 13,825 18,030 30.42 1,273 1,653 29.85
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.85 772,590 782,590 1.29 10,577 10,839 2.48
2017‑09‑30 13F-HR NCV / AGIC Convertible & Income Fund 7.34 709,804 817 -99.88 4,947 6 -99.88
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.36 687,608 727,520 5.80 33,425 38,820 16.14
2017‑09‑30 13F-HR APOG / Apogee Enterprises, Inc. 48.27 33,600 37,975 13.02 1,910 1,833 -4.03
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.99 36,554 36,554 0.00 3,186 3,326 4.39
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.25 71,231 68,626 -3.66 1,471 1,458 -0.88
2017‑09‑30 13F-HR ING / ING Groep N.V. 18.42 246,565 253,025 2.62 4,288 4,661 8.70
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.67 4,818 4,500 -6.60 256 273 6.64
2017‑09‑30 13F-HR OEC / Orion Engineered Carbons S.A. 22.44 55,382 55,382 0.00 1,105 1,243 12.49
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 1,174,709 994,325 -15.36 80,973 74,067 -8.53
2017‑09‑30 13F-HR YASKY / Yaskawa Electric Corp. 62.50 96 96 0.00 4 6 50.00
2017‑09‑30 13F-HR CHY / Calamos Convertible and High Income Fund 11.91 69,692 30,477 -56.27 825 363 -56.00
2017‑09‑30 13F-HR TSS / Total System Services, Inc. 65.51 17,891 17,891 0.00 1,042 1,172 12.48
2017‑09‑30 13F-HR FPL / First Trust New Opportunities MLP & Energy Fund 12.61 17,566 137,156 680.80 231 1,730 648.92
2017‑09‑30 13F-HR PAYC / Paycom Software, Inc. 74.98 19,025 22,260 17.00 1,302 1,669 28.19
2017‑09‑30 13F-HR INPAP / International Paper Company 56.82 41,896 287,770 586.87 2,372 16,351 589.33
2017‑09‑30 13F-HR SHEN / Shenandoah Telecommunications Co. 37.20 57,650 56,500 -1.99 1,770 2,102 18.76
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 150.97 156,387 125,250 -19.91 22,008 18,909 -14.08
2017‑09‑30 13F-HR CIK / Credit Suisse Asset Management Income Fund, Inc. 3.39 677,570 351,464 -48.13 2,283 1,191 -47.83
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.87 80,360 79,535 -1.03 12,133 13,590 12.01
2017‑09‑30 13F-HR XPHTX / Pioneer High Income Trust 10.01 0 15,078 0 151
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110.26 74,197 74,372 0.24 7,443 8,200 10.17
2017‑09‑30 13F-HR RIO / Rio Tinto plc 47.18 28,456 39,531 38.92 1,204 1,865 54.90
2017‑09‑30 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 16.19 536,675 369,481 -31.15 8,667 5,982 -30.98
2017‑09‑30 13F-HR ASHTY / Ashtead Group PLC 88.24 34 34 0.00 3 3 0.00
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 76.27 253,530 247,105 -2.53 22,757 18,847 -17.18
2017‑09‑30 13F-HR KYE / Kayne Anderson Energy Total Return Fund, Inc. 11.12 311,803 411,437 31.95 3,467 4,575 31.96
2017‑09‑30 13F-HR DUFF & PHELPS UTILITY AND CORP / (26432K108) 9.24 3,976,836 4,124,119 3.70 36,547 38,107 4.27
2017‑09‑30 13F-HR HDB / HDFC Bank Ltd. 96.46 4,075 4,375 7.36 354 422 19.21
2017‑09‑30 13F-HR FHY / First Trust Strategic High Income Fund II 13.61 231,540 76,982 -66.75 3,161 1,048 -66.85
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.95 247,814 246,464 -0.54 13,615 12,804 -5.96
2017‑09‑30 13F-HR INGR / Ingredion, Inc. 120.62 4,825 4,825 0.00 575 582 1.22
2017‑09‑30 13F-HR DLX / Deluxe Corp. 72.98 24,325 24,350 0.10 1,684 1,777 5.52
2017‑09‑30 13F-HR GD / General Dynamics Corp. 206.80 53 353 566.04 10 73 630.00
2017‑09‑30 13F-HR LCM / Advent Claymore Convertible Securities and Income Fund II 8.61 277,206 247,356 -10.77 2,426 2,130 -12.20
2017‑09‑30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.77 517,480 512,542 -0.95 6,639 6,545 -1.42
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 21.56 10,250 10,250 0.00 234 221 -5.56
2017‑09‑30 13F-HR DNHBY / DNB ASA 19.35 310 310 0.00 5 6 20.00
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.60 5,300 5,300 0.00 812 830 2.22
2017‑09‑30 13F-HR ZFSVF / Zurich Insurance Group Ltd. 30.60 83,315 82,490 -0.99 2,427 2,524 4.00
2017‑09‑30 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 21.40 15,000 15,000 0.00 330 321 -2.73
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.03 60,750 60,750 0.00 3,260 3,890 19.33
2017‑09‑30 13F-HR OSK / Oshkosh Corporation (Holding Company) 82.54 25,325 25,090 -0.93 1,744 2,071 18.75
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 148.53 18,495 18,495 0.00 2,354 2,747 16.69
2017‑09‑30 13F-HR SCI / Service Corp. International 34.50 113,650 112,150 -1.32 3,802 3,869 1.76
2017‑09‑30 13F-HR DAN / Dana Holding Corp. 21.74 46 46 0.00 1 1 0.00
2017‑09‑30 13F-HR MIN / MFS Intermediate Income Trust 4.28 11,717,395 12,216,157 4.26 50,619 52,285 3.29
2017‑09‑30 13F-HR MIC / Macquarie Infrastructure Company LLC 72.18 221,535 239,645 8.17 17,368 17,298 -0.40
2017‑09‑30 13F-HR PF / Pinnacle Foods, Inc. 57.18 25,050 25,025 -0.10 1,488 1,431 -3.83
2017‑09‑30 13F-HR SCOR / comScore, Inc. 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR DGX / Quest Diagnostics, Inc. 90.91 22 22 0.00 2 2 0.00
2017‑09‑30 13F-HR TTC / Toro Company (The) 62.07 3,625 3,625 0.00 251 225 -10.36
2017‑09‑30 13F-HR IEX / IDEX Corp. 121.44 11,500 11,100 -3.48 1,300 1,348 3.69
2017‑09‑30 13F-HR GPRK / Geopark Ltd. 8.77 14,600 14,600 0.00 110 128 16.36
2017‑09‑30 13F-HR ACN / Accenture plc 135.07 223,890 177,255 -20.83 27,691 23,942 -13.54
2017‑09‑30 13F-HR UNRDY / Unibail-Rodamco SE 24.35 95,005 98,805 4.00 2,372 2,406 1.43
2017‑09‑30 13F-HR WSO / Watsco, Inc. 161.12 5,600 9,645 72.23 864 1,554 79.86
2017‑09‑30 13F-HR CNP / CenterPoint Energy, Inc. 29.20 35,234 35,234 0.00 965 1,029 6.63
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.03 387,197 369,594 -4.55 24,815 23,665 -4.63
2017‑09‑30 13F-HR XBHKX / BlackRock Core Bond Trust 14.06 1,821,080 1,797,399 -1.30 25,277 25,271 -0.02
2017‑09‑30 13F-HR WPPGF / WPP PLC 18.56 79,500 103,300 29.94 1,671 1,917 14.72
2017‑09‑30 13F-HR TTWO / Take-Two Interactive Software, Inc. 102.24 28,475 27,425 -3.69 2,089 2,804 34.23
2017‑09‑30 13F-HR NDP / Tortoise Energy Independence Fund, Inc. 13.36 310,648 201,618 -35.10 4,135 2,693 -34.87
2017‑09‑30 13F-HR BPK / BlackRock Municipal 2018 Term Trust 15.03 86,932 105,625 21.50 1,307 1,588 21.50
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 88.47 197,550 209,045 5.82 17,999 18,494 2.75
2017‑09‑30 13F-HR AABA / Altaba Inc 63.29 79 79 0.00 4 5 25.00
2017‑09‑30 13F-HR BSX / Boston Scientific Corp. 29.17 102,855 141,710 37.78 2,851 4,134 45.00
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. 50.72 25,675 24,725 -3.70 1,306 1,254 -3.98
2017‑09‑30 13F-HR BAYZF / Bayer A.G. 32.74 84 336 300.00 11 11 0.00
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 52.73 5,025 6,125 21.89 271 323 19.19
2017‑09‑30 13F-HR WIW / Western Asset/ Claymore Inflation Linked Opportunities & Income Fund 11.55 630,875 656,675 4.09 7,129 7,585 6.40
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.76 9,175 9,175 0.00 511 585 14.48
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.43 429,700 413,100 -3.86 49,626 46,032 -7.24
2017‑09‑30 13F-HR SBGSF / Schneider Electric SE 13.33 75 75 0.00 1 1 0.00
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 17.54 171 171 0.00 3 3 0.00
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.79 0 265 0 23
2017‑09‑30 13F-HR SPE / Special Opportunities Fund, Inc. 15.86 436,607 449,200 2.88 6,636 7,123 7.34
2017‑09‑30 13F-HR R / Ryder System, Inc. 84.55 21,575 21,325 -1.16 1,553 1,803 16.10
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.74 284,850 262,620 -7.80 37,968 37,224 -1.96
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.99 1,716 1,716 0.00 11 12 9.09
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 96.77 11,987 11,987 0.00 1,085 1,160 6.91
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37.59 5,400 5,400 0.00 189 203 7.41
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 55.56 54 54 0.00 3 3 0.00
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 105.66 0 265 0 28
2017‑09‑30 13F-HR XPDIX / PIMCO Dynamic Income Fund 30.85 0 29,300 0 904
2017‑09‑30 13F-HR CTR / ClearBridge Energy MLP Total Return Fund Inc. 12.71 630,073 632,158 0.33 8,046 8,035 -0.14
2017‑09‑30 13F-HR FEI / First Trust MLP and Energy Income Fund 15.26 14,960 87,576 485.40 231 1,336 478.35
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.47 0 9,917 0 84
2017‑09‑30 13F-HR CNC / Centene Corp. 96.77 69,400 69,700 0.43 5,544 6,745 21.66
2017‑09‑30 13F-HR BGB / Blackstone / GSO Strategic Credit Fund 15.98 0 59,333 0 948
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.85 88,695 69,550 -21.59 5,233 3,606 -31.09
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 101.90 278,730 280,080 0.48 26,744 28,540 6.72
2017‑09‑30 13F-HR XGBAX / Guggenheim Build America Bonds 22.80 441,561 395,760 -10.37 10,046 9,023 -10.18
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.28 560,837 565,137 0.77 6,180 6,375 3.16
2017‑09‑30 13F-HR ARDC / Ares Dynamic Credit Allocation Fund, Inc. 16.40 0 50,000 0 820
2017‑09‑30 13F-HR XJHSX / John Hancock Income Securities 14.83 1,500,181 1,454,644 -3.04 21,978 21,572 -1.85
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 89.17 340,056 204,531 -39.85 31,078 18,238 -41.32
2017‑09‑30 13F-HR PCH / Potlatch Holdings, Inc. 51.08 6,500 6,500 0.00 297 332 11.78
2017‑09‑30 13F-HR XWEAX / Western Asset Premier Bond Fund 13.83 438,004 403,030 -7.98 6,123 5,574 -8.97
2017‑09‑30 13F-HR SOMLY / Secom Co., Ltd. 16.78 298 298 0.00 6 5 -16.67
2017‑09‑30 13F-HR NICE / NICE Systems Ltd. 81.18 3,050 3,400 11.48 240 276 15.00
2017‑09‑30 13F-HR KTWO / K2M Group Holdings, Inc. 21.21 93,825 90,475 -3.57 2,286 1,919 -16.05
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 28.99 69 69 0.00 2 2 0.00
2017‑09‑30 13F-HR CMA / Comerica, Inc. 85.11 47 47 0.00 3 4 33.33
2017‑09‑30 13F-HR PTC / PTC Inc. 56.28 56,650 67,500 19.15 3,123 3,799 21.65
2017‑09‑30 13F-HR HEXAGON AB-B SHS / (00B1XFTL2) 49.62 5,200 5,200 0.00 247 258 4.45
2017‑09‑30 13F-HR CFX / Colfax Corp. 38.46 26 26 0.00 1 1 0.00
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 112.27 22,119 36,324 64.22 2,230 4,078 82.87
2017‑09‑30 13F-HR ATLKY / Atlas Copco AB 42.86 210 210 0.00 8 9 12.50
2017‑09‑30 13F-HR BKU / BankUnited, Inc. 35.58 17,775 12,675 -28.69 599 451 -24.71
2017‑09‑30 13F-HR GPRE / Green Plains Inc. 20.14 42,875 14,200 -66.88 881 286 -67.54
2017‑09‑30 13F-HR VWR / VWR Corporation 33.09 50,450 29,975 -40.58 1,665 992 -40.42
2017‑09‑30 13F-HR ASGN / On Assignment, Inc. 53.69 42,775 41,275 -3.51 2,316 2,216 -4.32
2017‑09‑30 13F-HR ANET / Arista Networks, Inc. 189.60 39,225 38,575 -1.66 5,876 7,314 24.47
2017‑09‑30 13F-HR PJC / Piper Jaffray Companies, Inc. 59.31 7,150 10,100 41.26 429 599 39.63
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 58.82 170 170 0.00 9 10 11.11
2017‑09‑30 13F-HR DANOY / Danone 15.80 633 633 0.00 10 10 0.00
2017‑09‑30 13F-HR NUVEEN HIGH INC DEC 18 TGT TER / (67075P103) 10.04 0 456,589 0.00 0 4,584
2017‑09‑30 13F-HR SASOF / Sasol Ltd. 27.60 5,000 5,000 0.00 140 138 -1.43
2017‑09‑30 13F-HR UPMKY / UPM-Kymmene Corp. 26.32 152 152 0.00 4 4 0.00
2017‑09‑30 13F-HR ANZBY / Australia & New Zealand Banking Group Ltd. 23.86 461 461 0.00 10 11 10.00
2017‑09‑30 13F-HR JD / JD.com, Inc. 38.22 11,400 10,650 -6.58 447 407 -8.95
2017‑09‑30 13F-HR PACW / PacWest Bancorp 50.51 26,325 42,390 61.03 1,229 2,141 74.21
2017‑09‑30 13F-HR GLW / Corning, Inc. 30.30 165 165 0.00 5 5 0.00
2017‑09‑30 13F-HR MCR / MFS Charter Income Trust 8.67 1,806,467 1,115,158 -38.27 15,608 9,668 -38.06
2017‑09‑30 13F-HR PAHC / Phibro Animal Health Corporation 37.05 71,875 78,200 8.80 2,663 2,897 8.79
2017‑09‑30 13F-HR CBA / ClearBridge American Energy MLP Fund Inc. 8.57 1,064,955 1,096,758 2.99 9,574 9,399 -1.83
2017‑09‑30 13F-HR SYK / Stryker Corp. 142.86 0 385 0 55
2017‑09‑30 13F-HR IBDRY / Iberdrola S.A. 31.01 108,194 107,210 -0.91 3,432 3,325 -3.12
2017‑09‑30 13F-HR WCN / Waste Connections, Inc. 69.96 130,911 130,631 -0.21 8,433 9,139 8.37
2017‑09‑30 13F-HR INCY / Incyte Corp. 116.74 40,650 47,985 18.04 5,118 5,602 9.46
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.58 120,295 105,360 -12.42 26,144 23,767 -9.09
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.39 388,701 412,801 6.20 5,889 6,353 7.88
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 841 450,041 53,412.60 20 11,404 56,920.00
2017‑09‑30 13F-HR FRC / First Republic Bank (San Francisco, California) 104.47 50,650 49,700 -1.88 5,070 5,192 2.41
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.57 295,115 144,690 -50.97 31,356 14,262 -54.52
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147.59 2,300 2,900 26.09 367 428 16.62
2017‑09‑30 13F-HR SNP / China Petroleum & Chemical Corp. 75.71 2,600 2,800 7.69 204 212 3.92
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 107.53 93 93 0.00 10 10 0.00
2017‑09‑30 13F-HR FDP / Fresh Del Monte Produce, Inc. 45.51 9,800 9,800 0.00 499 446 -10.62
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp 31.75 126 126 0.00 3 4 33.33
2017‑09‑30 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 8.80 96,092 16,700 -82.62 856 147 -82.83
2017‑09‑30 13F-HR BLKB / Blackbaud, Inc. 87.79 7,125 24,525 244.21 611 2,153 252.37
2017‑09‑30 13F-HR COP / ConocoPhillips 53.03 132 132 0.00 6 7 16.67
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.45 109,480 35,130 -67.91 10,993 3,599 -67.26
2017‑09‑30 13F-HR S / Sprint Corporation 8.55 117 117 0.00 1 1 0.00
2017‑09‑30 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 6.44 446,951 439,426 -1.68 3,017 2,830 -6.20
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,830.75 6,018 5,938 -1.33 11,257 10,871 -3.43
2017‑09‑30 13F-HR CPA / Copa Holdings, S.A. 100.00 10 10 0.00 1 1 0.00
2017‑09‑30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,315.00 400 400 0.00 524 526 0.38
2017‑09‑30 13F-HR TIME / Time Inc. 13.50 36,900 36,900 0.00 530 498 -6.04
2017‑09‑30 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 14.84 1,184,786 1,235,332 4.27 18,080 18,332 1.39
2017‑09‑30 13F-HR CWH / Camping World Holdings, Inc. 40.74 72,100 70,400 -2.36 2,224 2,868 28.96
2017‑09‑30 13F-HR WBK / Westpac Banking Corp. Ltd. 25.22 69,750 69,750 0.00 1,632 1,759 7.78
2017‑09‑30 13F-HR PLD / Prologis, Inc. 61.86 97 97 0.00 6 6 0.00
2017‑09‑30 13F-HR TEN / Tenneco, Inc. 60.69 18,000 17,350 -3.61 1,041 1,053 1.15
2017‑09‑30 13F-HR CIEN / Ciena Corp. 21.97 273,500 270,950 -0.93 6,843 5,953 -13.01
2017‑09‑30 13F-HR GLO / Clough Global Opportunities Fund 11.16 1,820,689 2,113,257 16.07 19,299 23,584 22.20
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 44.12 68 68 0.00 3 3 0.00
2017‑09‑30 13F-HR BCE / BCE Inc. 46.83 98,345 92,365 -6.08 4,429 4,325 -2.35
2017‑09‑30 13F-HR FNSR / Finisar Corporation 22.22 45 45 0.00 1 1 0.00
2017‑09‑30 13F-HR FTS / Fortis Inc. 35.75 16,374 15,974 -2.44 576 571 -0.87
2017‑09‑30 13F-HR HCSG / Healthcare Services Group, Inc. 53.98 44,915 43,815 -2.45 2,103 2,365 12.46
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.75 19,800 137,700 595.45 247 1,756 610.93
2017‑09‑30 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 146.20 7,900 7,900 0.00 1,228 1,155 -5.94
2017‑09‑30 13F-HR ADDDF / adidas AG 109.38 64 64 0.00 6 7 16.67
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.20 71,338 24,933 -65.05 15,830 5,914 -62.64
2017‑09‑30 13F-HR KED / Kayne Anderson Energy Development Company 17.33 126,660 223,394 76.37 2,295 3,871 68.67
2017‑09‑30 13F-HR WYNMY / Wynn Macau Ltd. 28.04 107 107 0.00 3 3 0.00
2017‑09‑30 13F-HR XMUHX / BlackRock MuniHoldings Fund II, 15.66 72,841 59,698 -18.04 1,150 935 -18.70
2017‑09‑30 13F-HR EAD / Evergreen Income Advantage Fund 8.75 335,110 316,634 -5.51 2,869 2,771 -3.42
2017‑09‑30 13F-HR KBCSY / KBC Group SA 45.20 177 177 0.00 7 8 14.29
2017‑09‑30 13F-HR XL / XL Group Ltd. 39.46 239,681 24,455 -89.80 10,498 965 -90.81
2017‑09‑30 13F-HR AMG / Affiliated Managers Group, Inc. 189.81 20,225 19,925 -1.48 3,355 3,782 12.73
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128.61 99,710 100,100 0.39 13,237 12,874 -2.74
2017‑09‑30 13F-HR DHR / Danaher Corp. 74.07 27 27 0.00 2 2 0.00
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 32.61 92 92 0.00 3 3 0.00
2017‑09‑30 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.66 4,800 3,690 -23.12 119 91 -23.53
2017‑09‑30 13F-HR CDEVY / City Developments, Ltd. 8.46 591 591 0.00 5 5 0.00
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.14 588,425 252,725 -57.05 28,174 12,419 -55.92
2017‑09‑30 13F-HR ANSS / ANSYS, Inc. 122.74 56,295 55,795 -0.89 6,850 6,848 -0.03
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 25.00 0 1,120 0 28
2017‑09‑30 13F-HR PKO / PIMCO Income Opportunity Fund 26.35 0 20,376 0 537
2017‑09‑30 13F-HR MZF / Managed Duration Investment Grade Municipal Fund 13.79 158,742 158,460 -0.18 2,191 2,185 -0.27
2017‑09‑30 13F-HR NCMGY / Newcrest Mining Ltd. 16.85 178 178 0.00 3 3 0.00
2017‑09‑30 13F-HR GLQ / Clough Global Equity Fund 13.26 1,050,053 1,128,699 7.49 13,241 14,967 13.04
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.06 11,270 11,270 0.00 575 598 4.00
2017‑09‑30 13F-HR FEN / First Trust Energy Income & Growth Fund 24.65 502,885 538,473 7.08 12,783 13,273 3.83
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.96 13,772 13,360 -2.99 1,112 1,095 -1.53
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.02 40,475 40,475 0.00 1,815 1,822 0.39
2017‑09‑30 13F-HR MLHR / Herman Miller, Inc. 35.92 20,075 20,075 0.00 610 721 18.20
2017‑09‑30 13F-HR WPPGY / WPP PLC 92.80 7,945 10,485 31.97 837 973 16.25
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 140.27 30,620 29,970 -2.12 3,726 4,204 12.83
2017‑09‑30 13F-HR AXP / American Express Co. 83.33 60 60 0.00 5 5 0.00
2017‑09‑30 13F-HR GLCNF / Glencore Plc 9.29 1,076 1,076 0.00 8 10 25.00
2017‑09‑30 13F-HR GBTZY / Global Logistic Properties Ltd. 26.02 269 269 0.00 6 7 16.67
2017‑09‑30 13F-HR MDT / Medtronic plc 77.77 338,885 265,745 -21.58 30,076 20,667 -31.28
2017‑09‑30 13F-HR EEFT / Euronet Worldwide, Inc. 94.78 60,725 59,725 -1.65 5,306 5,661 6.69
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.97 276,680 212,775 -23.10 30,133 24,676 -18.11
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 80.95 114 420 268.42 9 34 277.78
2017‑09‑30 13F-HR RBS / Royal Bank of Scotland Group Plc 7.00 857 857 0.00 6 6 0.00
2017‑09‑30 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 6.27 572,203 663,217 15.91 3,502 4,158 18.73
2017‑09‑30 13F-HR XHNWX / Pioneer Diversified High Income 16.57 120,755 131,161 8.62 1,982 2,173 9.64
2017‑09‑30 13F-HR BKT / BlackRock Income Trust, Inc. 6.28 8,997,245 8,785,478 -2.35 57,312 55,173 -3.73
2017‑09‑30 13F-HR NVS / Novartis AG 85.86 18,995 18,995 0.00 1,586 1,631 2.84
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.32 22,155 19,455 -12.19 1,783 1,582 -11.27
2017‑09‑30 13F-HR SPLK / Splunk Inc. 66.45 19,675 24,275 23.38 1,119 1,613 44.15
2017‑09‑30 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.41 80,392 80,392 0.00 822 837 1.82
2017‑09‑30 13F-HR DPSGY / Deutsche Post AG 43.86 228 228 0.00 9 10 11.11
2017‑09‑30 13F-HR XPFLX / PIMCO Income Strategy Fund 12.12 164,481 81,030 -50.74 1,943 982 -49.46
2017‑09‑30 13F-HR AGN / Allergan plc 204.95 125,435 115,755 -7.72 30,492 23,724 -22.20
2017‑09‑30 13F-HR AGD / Alpine Global Dynamic Dividend Fund 10.61 1,120,867 1,174,530 4.79 11,466 12,462 8.69
2017‑09‑30 13F-HR FTF / Franklin Templeton Limited Duration Income Trust 12.01 2,201,482 1,783,931 -18.97 26,044 21,425 -17.74
2017‑09‑30 13F-HR TGT / Target Corp. 59.01 121,704 121,704 0.00 6,364 7,182 12.85
2017‑09‑30 13F-HR DEX / Delaware Enhanced Global Dividend & Income Fund 11.86 838,110 891,289 6.35 9,554 10,571 10.64
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. 45.36 21,400 33,225 55.26 721 1,507 109.02
2017‑09‑30 13F-HR CPLA / Capella Education Co. 70.13 16,475 5,975 -63.73 1,410 419 -70.28
2017‑09‑30 13F-HR VEOEY / Veolia Environnement 22.56 266 266 0.00 6 6 0.00
2017‑09‑30 13F-HR SMFNF / Sumitomo Mitsui Financial Group Inc. 7.84 1,276 1,276 0.00 10 10 0.00
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.31 21,617 50,295 132.66 2,338 5,347 128.70
2017‑09‑30 13F-HR PIM / Putnam Master Intermediate Income Trust 4.73 8,849,357 9,565,310 8.09 41,415 45,244 9.25
2017‑09‑30 13F-HR DBVT / DBV Technologies S.A. 42.44 19,550 18,850 -3.58 698 800 14.61
2017‑09‑30 13F-HR LOPE / Grand Canyon Education, Inc. 90.79 8,525 10,475 22.87 668 951 42.37
2017‑09‑30 13F-HR AEXAY / Atos Origin SA 29.94 167 167 0.00 5 5 0.00
2017‑09‑30 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 12.92 654,250 814,759 24.53 9,179 10,527 14.69
2017‑09‑30 13F-HR V / Visa, Inc. 105.24 361,530 336,905 -6.81 33,904 35,456 4.58
2017‑09‑30 13F-HR EIM / Eaton Vance Municipal Bond Fund 12.68 116,512 114,012 -2.15 1,479 1,446 -2.23
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.76 36,850 32,155 -12.74 5,327 5,748 7.90
2017‑09‑30 13F-HR KMTUY / Komatsu Ltd. 27.03 259 259 0.00 7 7 0.00
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 38.46 26 26 0.00 2 1 -50.00
2017‑09‑30 13F-HR SAP / SAP SE 113.21 106 106 0.00 11 12 9.09
2017‑09‑30 13F-HR G / Genpact Ltd. 28.75 34,600 35,510 2.63 963 1,021 6.02
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.73 550,000 498,190 -9.42 39,693 36,732 -7.46
2017‑09‑30 13F-HR ATI / Allegheny Technologies, Inc. 16.13 62 62 0.00 1 1 0.00
2017‑09‑30 13F-HR VLEEF / Valeo S.A. 40.00 175 175 0.00 6 7 16.67
2017‑09‑30 13F-HR STT / State Street Corp. 88.89 45 45 0.00 4 4 0.00
2017‑09‑30 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 13.34 301,240 297,840 -1.13 3,952 3,973 0.53
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.44 15,694 28,349 80.64 1,076 1,770 64.50
2017‑09‑30 13F-HR CLR / Continental Resources, Inc. 38.61 44,698 44,698 0.00 1,445 1,726 19.45
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.20 40,682 40,682 0.00 7,098 7,697 8.44
2017‑09‑30 13F-HR AGC / Advent Claymore Convertible Securities & Income Fund II 6.24 1,657,458 1,130,975 -31.76 10,326 7,057 -31.66
2017‑09‑30 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 15.20 104,723 102,863 -1.78 1,545 1,564 1.23
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.86 530,530 431,435 -18.68 38,469 38,337 -0.34
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 47.12 11,150 29,900 168.16 394 1,409 257.61
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 23.06 1,109,257 1,182,741 6.62 24,759 27,274 10.16
2017‑09‑30 13F-HR WTFC / Wintrust Financial Corp. 78.34 12,100 12,765 5.50 925 1,000 8.11
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 119.31 40,472 42,127 4.09 4,466 5,026 12.54
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.55 296,745 284,900 -3.99 25,413 22,094 -13.06
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.78 3,446 3,446 0.00 370 430 16.22
2017‑09‑30 13F-HR WEC / WEC Energy Group, Inc. 62.78 60,287 60,962 1.12 3,700 3,827 3.43
2017‑09‑30 13F-HR TUP / Tupperware Brands Corp. 61.85 16,700 7,550 -54.79 1,173 467 -60.19
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 14.03 2,263,214 2,376,967 5.03 31,911 33,349 4.51
2017‑09‑30 13F-HR MYD / BlackRock Muniyield Fund, Inc. 15.06 24,302 24,302 0.00 364 366 0.55
2017‑09‑30 13F-HR PFS / Provident Financial Services, Inc. 26.67 39,825 39,825 0.00 1,011 1,062 5.04
2017‑09‑30 13F-HR PCRFY / Panasonic Corp. 14.42 416 416 0.00 6 6 0.00
2017‑09‑30 13F-HR ETH / Ethan Allen Interiors, Inc. 32.40 52,150 50,950 -2.30 1,684 1,651 -1.96
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 989,263 886,075 -10.43 33,229 31,633 -4.80
2017‑09‑30 13F-HR KYN / Kayne Anderson MLP Investment Co. 18.17 898,369 954,236 6.22 16,934 17,338 2.39
2017‑09‑30 13F-HR EMO / ClearBridge Energy MLP Opportunity Fund Inc. 12.17 826,615 887,084 7.32 10,539 10,796 2.44
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 195.95 170,260 177,375 4.18 33,219 34,757 4.63
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 99.05 204,246 160,225 -21.55 17,236 15,870 -7.93
2017‑09‑30 13F-HR CVA / Covanta Holding Corp. 14.83 23,600 23,600 0.00 312 350 12.18
2017‑09‑30 13F-HR COLB / Columbia Banking System, Inc. 42.10 14,300 14,300 0.00 570 602 5.61
2017‑09‑30 13F-HR ELS / Equity Lifestyles Properties, Inc. 84.91 2,650 2,650 0.00 229 225 -1.75
2017‑09‑30 13F-HR HUN / Huntsman Corp. 27.40 19,200 19,200 0.00 496 526 6.05
2017‑09‑30 13F-HR AAGIY / AIA Group, Ltd. 29.02 379 379 0.00 11 11 0.00
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.51 691,897 643,014 -7.07 63,239 61,414 -2.89
2017‑09‑30 13F-HR KMF / Kayne Anderson Midstream/ Energy Fund Inc. 14.70 204,810 269,265 31.47 3,103 3,958 27.55
2017‑09‑30 13F-HR DOC / Physicians Realty Trust 17.73 1,398,055 1,469,620 5.12 28,157 26,056 -7.46
2017‑09‑30 13F-HR NML / Neuberger Berman MLP Income Fund Inc. 9.49 83,022 57,511 -30.73 799 546 -31.66
2017‑09‑30 13F-HR HUM / Humana, Inc. 243.59 12,020 12,020 0.00 2,892 2,928 1.24
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18.90 557,575 640,725 14.91 13,315 12,110 -9.05
2017‑09‑30 13F-HR CHKP / Check Point Software Technologies Ltd. 121.95 41 41 0.00 4 5 25.00
2017‑09‑30 13F-HR KBH / KB Home 20.00 50 50 0.00 1 1 0.00
2017‑09‑30 13F-HR CORT / Corcept Therapeutics, Inc. 19.30 62,600 60,400 -3.51 739 1,166 57.78
2017‑09‑30 13F-HR A / Agilent Technologies, Inc. 57.69 52 52 0.00 3 3 0.00
2017‑09‑30 13F-HR BIG / Big Lots, Inc. 53.56 15,950 14,975 -6.11 770 802 4.16
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 484,911 435,740 -10.14 69,837 67,156 -3.84
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.71 485,910 438,695 -9.72 28,333 23,562 -16.84
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 49.41 75,240 76,590 1.79 3,490 3,784 8.42
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.42 2,137 2,137 0.00 166 174 4.82
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 46.51 43 43 0.00 2 2 0.00
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.75 29,305 17,635 -39.82 1,929 1,230 -36.24
2017‑09‑30 13F-HR MADISON STRTG SECTOR PREM MSP / (558268108) 12.01 264,742 397,545 50.16 3,187 4,775 49.83
2017‑09‑30 13F-HR ERC / Evergreen Multi-Sector Income Fund 13.42 1,988,242 1,652,720 -16.88 26,543 22,180 -16.44
2017‑09‑30 13F-HR IDEXY / Industria de Diseno Textil Inditex SA 18.89 330 55,905 16,840.91 6 1,056 17,500.00
2017‑09‑30 13F-HR PMO / Putnam Municipal Opportunities Trust 12.63 305,600 294,022 -3.79 3,820 3,713 -2.80
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 55.56 36 36 0.00 3 2 -33.33
2017‑09‑30 13F-HR IFNNF / Infineon Technologies AG 25.51 196 196 0.00 4 5 25.00
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.01 269,167 264,242 -1.83 31,614 29,334 -7.21
2017‑09‑30 13F-HR DHY / Credit Suisse High Yield Bond Fund 2.88 589,495 678,671 15.13 1,668 1,955 17.21
2017‑09‑30 13F-HR EME / EMCOR Group, Inc. 69.39 37,525 36,200 -3.53 2,453 2,512 2.41
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.01 510,497 485,640 -4.87 67,534 63,138 -6.51
2017‑09‑30 13F-HR SHW / Sherwin-Williams Co. (The) 358.04 64,765 49,860 -23.01 22,730 17,852 -21.46
2017‑09‑30 13F-HR ABEV / Ambev S.A 6.60 30,725 35,925 16.92 169 237 40.24
2017‑09‑30 13F-HR RBGLY / Reckitt Benckiser Group Plc. 16.60 241 241 0.00 5 4 -20.00
2017‑09‑30 13F-HR HBANO / Huntington Bancshares, Inc. 13.96 1,746,000 1,138,775 -34.78 23,606 15,897 -32.66
2017‑09‑30 13F-HR CTWSP / Connecticut Water Service, Inc. 59.25 5,300 5,300 0.00 294 314 6.80
2017‑09‑30 13F-HR TECH / Bio-Techne Corp 120.83 7,475 7,225 -3.34 878 873 -0.57
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 297.30 37 37 0.00 9 11 22.22
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 133.17 45,375 44,725 -1.43 4,463 5,956 33.45
2017‑09‑30 13F-HR CSL / Carlisle Companies, Inc. 100.27 25,500 25,500 0.00 2,433 2,557 5.10
2017‑09‑30 13F-HR STM / STMicroelectronics N.V. 18.24 329 329 0.00 5 6 20.00
2017‑09‑30 13F-HR AXAHF / AXA 33.61 119 119 0.00 3 4 33.33
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 45.98 87 87 0.00 4 4 0.00
2017‑09‑30 13F-HR XNBBX / Nuveen Build America Bond Fund 21.47 158,287 206,913 30.72 3,322 4,442 33.71
2017‑09‑30 13F-HR SNA / Snap-On Inc. 149.02 27,300 27,030 -0.99 4,313 4,028 -6.61
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 73.48 57 269,857 473,333.33 4 19,829 495,625.00
2017‑09‑30 13F-HR HOCPF / Hoya Corp. 56.91 123 123 0.00 6 7 16.67
2017‑09‑30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.40 705,244 679,254 -3.69 9,464 9,102 -3.83
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 10.43 950,248 793,338 -16.51 10,320 8,275 -19.82
2017‑09‑30 13F-HR HUB.A / Hubbell Inc 116.01 123,625 50,150 -59.43 13,991 5,818 -58.42
2017‑09‑30 13F-HR AZSEY / Allianz SE 22.39 159,167 163,240 2.56 3,148 3,655 16.11
2017‑09‑30 13F-HR PPT / Putnam Premier Income Trust 5.32 4,790,957 3,388,936 -29.26 26,015 18,029 -30.70
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.56 329,347 306,795 -6.85 50,522 50,179 -0.68
2017‑09‑30 13F-HR PKI / PerkinElmer, Inc. 68.98 17,475 17,440 -0.20 1,191 1,203 1.01
2017‑09‑30 13F-HR CNK / Cinemark Holdings, Inc. 36.21 97,485 96,185 -1.33 3,787 3,483 -8.03
2017‑09‑30 13F-HR GNBC / Green Bancorp, Inc. 30.30 66 66 0.00 1 2 100.00
2017‑09‑30 13F-HR AIT / Applied Industrial Technologies, Inc. 65.87 4,600 4,600 0.00 272 303 11.40
2017‑09‑30 13F-HR BEN / Franklin Resources, Inc. 44.49 10,700 10,700 0.00 479 476 -0.63
2017‑09‑30 13F-HR MFT / BlackRock MuniYield Investment Quality Fund 14.46 365,299 310,212 -15.08 5,140 4,486 -12.72
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.35 466,604 515,264 10.43 23,396 24,913 6.48
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 178.21 147,995 152,290 2.90 23,969 27,140 13.23
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 226.05 33,670 41,960 24.62 9,675 9,485 -1.96
2017‑09‑30 13F-HR AMCRY / Amcor Ltd. 48.01 19,174 19,765 3.08 956 949 -0.73
2017‑09‑30 13F-HR CAH / Cardinal Health, Inc. 66.92 261,095 192,175 -26.40 20,345 12,860 -36.79
2017‑09‑30 13F-HR XPO / XPO Logistics, Inc. 67.78 11,269 24,829 120.33 728 1,683 131.18
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.10 36,385 27,220 -25.19 4,024 3,269 -18.76
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 118.05 51,815 51,815 0.00 5,478 6,117 11.66
2017‑09‑30 13F-HR EADSY / Airbus Group SE 23.18 302 302 0.00 6 7 16.67
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.01 58,150 58,150 0.00 4,116 4,711 14.46
2017‑09‑30 13F-HR TYG / Tortoise Energy Infrastructure Corp. 28.96 658,847 635,728 -3.51 20,022 18,411 -8.05
2017‑09‑30 13F-HR AMBA / Ambarella, Inc. 48.99 13,475 11,350 -15.77 654 556 -14.98
2017‑09‑30 13F-HR HALO / Halozyme Therapeutics, Inc. 17.37 70,600 68,000 -3.68 905 1,181 30.50
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 14.24 3,814,034 3,652,012 -4.25 53,587 52,005 -2.95
2017‑09‑30 13F-HR DNI / Dividend and Income Fund 12.86 207,428 199,121 -4.00 2,562 2,561 -0.04
2017‑09‑30 13F-HR RENX / RELX N.V. 21.33 126,544 129,005 1.94 2,617 2,752 5.16
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 121.21 33 33 0.00 4 4 0.00
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 44.95 40,125 39,175 -2.37 2,515 1,761 -29.98
2017‑09‑30 13F-HR AAUKF / Anglo American plc 8.91 786 786 0.00 5 7 40.00
2017‑09‑30 13F-HR BNPQY / BNP Paribas 40.94 171 171 0.00 6 7 16.67
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.27 4,980 5,965 19.78 4,821 5,734 18.94
2017‑09‑30 13F-HR DNSKF / Danske Bank A/S 20.46 391 391 0.00 8 8 0.00
2017‑09‑30 13F-HR MTN / Vail Resorts, Inc. 228.08 13,120 12,820 -2.29 2,661 2,924 9.88
2017‑09‑30 13F-HR KINS / Kingstone Companies, Inc. 16.31 22,200 22,200 0.00 340 362 6.47
2017‑09‑30 13F-HR SRV / Cushing MLP Total Return Fund (The) 12.06 450,644 471,607 4.65 5,529 5,686 2.84
2017‑09‑30 13F-HR TSRYY / Treasury Wine Estates Ltd. 10.57 473 473 0.00 5 5 0.00
2017‑09‑30 13F-HR LM / Legg Mason, Inc. 39.31 700,000 669,145 -4.41 26,712 26,304 -1.53
2017‑09‑30 13F-HR RYAAY / Ryanair Holdings Plc 97.56 41 41 0.00 4 4 0.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.16 30,420 30,420 0.00 1,686 1,678 -0.47
2017‑09‑30 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 65.82 10,075 13,460 33.60 525 886 68.76
2017‑09‑30 13F-HR AV / Aviva Plc 14.93 536 536 0.00 7 8 14.29
2017‑09‑30 13F-HR PDCO / Patterson Companies, Inc. 38.65 0 76,530 0 2,958
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.50 400 400 0.00 30 29 -3.33
2017‑09‑30 13F-HR ALIOY / Actelion Ltd. 76.92 65 65 0.00 5 5 0.00
2017‑09‑30 13F-HR CHDRY / Christian Dior S.A. 75.27 93 93 0.00 7 7 0.00
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.79 6,581 6,581 0.00 440 479 8.86
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.58 219,923 198,373 -9.80 35,513 37,012 4.22
2017‑09‑30 13F-HR WESTERN ASSET GLOBAL HIGH INCO / (95766B109) 10.29 755,288 612,053 -18.96 7,598 6,298 -17.11
2017‑09‑30 13F-HR CSX / CSX Corp. 54.44 349 349 0.00 19 19 0.00
2017‑09‑30 13F-HR VET / Vermilion Energy Inc. 35.58 50,175 54,915 9.45 1,592 1,954 22.74
2017‑09‑30 13F-HR DGICA / Donegal Group, Inc. 16.12 24,200 24,200 0.00 385 390 1.30
2017‑09‑30 13F-HR CRZBY / Commerzbank AG 14.18 564 564 0.00 7 8 14.29
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.09 910,165 810,515 -10.95 37,599 42,220 12.29
2017‑09‑30 13F-HR BR / Broadridge Financial Solutions, Inc. 80.73 6,300 5,450 -13.49 476 440 -7.56
2017‑09‑30 13F-HR PPRUY / Kering SA 38.17 131 131 0.00 4 5 25.00
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.28 75,114 62,114 -17.31 20,852 19,273 -7.57
2017‑09‑30 13F-HR NP / Neenah Paper, Inc. 85.52 5,800 5,800 0.00 465 496 6.67
2017‑09‑30 13F-HR ULTI / Ultimate Software Group, Inc. (The) 189.61 27,190 25,975 -4.47 5,712 4,925 -13.78
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.21 344,291 456,430 32.57 20,613 29,307 42.18
2017‑09‑30 13F-HR BRX / Brixmor Property Group Inc. 18.83 15,425 13,650 -11.51 276 257 -6.88
2017‑09‑30 13F-HR EBKDY / Erste Group Bank AG 20.20 297 297 0.00 6 6 0.00
2017‑09‑30 13F-HR NTDOY / Nintendo Co., Ltd. 46.30 108 108 0.00 5 5 0.00
2017‑09‑30 13F-HR RHHBY / Roche Holding Ltd 32.01 89,076 64,925 -27.11 2,833 2,078 -26.65
2017‑09‑30 13F-HR MKSI / MKS Instruments, Inc. 94.46 35,175 38,600 9.74 2,367 3,646 54.03
2017‑09‑30 13F-HR RWEOY / RWE AG 23.65 296 296 0.00 6 7 16.67
2017‑09‑30 13F-HR EGF / BlackRock Enhanced Government Fund, Inc. 13.64 2,526,018 2,568,261 1.67 33,621 35,031 4.19
2017‑09‑30 13F-HR EIA / Eaton Vance California Municipal Bond Fund II 12.05 18,592 18,592 0.00 221 224 1.36
2017‑09‑30 13F-HR BHP / BHP Billiton Ltd. 41.80 311 311 0.00 11 13 18.18
2017‑09‑30 13F-HR THG / Hanover Insurance Group, Inc. (The) 96.88 4,975 4,975 0.00 441 482 9.30
2017‑09‑30 13F-HR BAH / Booz Allen Hamilton Holding Corp. 37.39 121,100 119,100 -1.65 3,941 4,453 12.99
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.85 211,470 186,245 -11.93 39,211 36,476 -6.98
2017‑09‑30 13F-HR IVZ / Invesco Ltd. 35.04 74,290 75,320 1.39 2,614 2,639 0.96
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 2,750 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR DXCM / DexCom, Inc. 29,125 0 -100.00 2,130 0 -100.00
2017‑09‑30 13F-HR EFX / Equifax, Inc. 41,705 0 -100.00 5,731 0 -100.00
2017‑09‑30 13F-HR NXTM / NxStage Medical, Inc. 48,000 0 -100.00 1,203 0 -100.00
2017‑09‑30 13F-HR DELAWARE INVS MN MUNI INC FD I / (24610V103) 14.25 334,436 334,436 0.00 4,903 4,766 -2.79
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD NY QUALITY / (09255E102) 13.20 42,800 42,800 0.00 557 565 1.44
2017‑09‑30 13F-HR MFS GOVERNMENT MARKETS INCOME / (552939100) 4.94 2,286,080 2,438,517 6.67 11,453 12,046 5.18
2017‑09‑30 13F-HR FEDERATED PREM INT MUN FD FPT / (31423M105) 13.61 280,104 39,241 -85.99 3,826 534 -86.04
2017‑09‑30 13F-HR BARINGS GLOBAL SHORT DURA HI Y / (06760L100) 20.60 147,959 133,486 -9.78 2,927 2,750 -6.05
2017‑09‑30 13F-HR NGG / National Grid Plc 74.07 27 27 0.00 2 2 0.00
2017‑09‑30 13F-HR OMV AG ADR / DEPOSITARY RECEI (670875509) 53.57 56 56 0.00 3 3 0.00
2017‑09‑30 13F-HR SHIN ETSU CHEM CO LTD / DEPOSITARY RECEI (824551105) 22.35 358 358 0.00 8 8 0.00
2017‑09‑30 13F-HR NUVEEN MN QUALITY MUNI INCOME / (670734102) 15.25 144,128 144,128 0.00 2,310 2,198 -4.85
2017‑09‑30 13F-HR BLACKROCK MUNIHOLDINGS NJ QUAL / (09254X101) 14.59 42,371 42,371 0.00 611 618 1.15
2017‑09‑30 13F-HR DXC / DXC Technology Company 71.43 14 14 0.00 1 1 0.00
2017‑09‑30 13F-HR ALLIANCEBERNSTEIN NATIONAL MUN / (01864U106) 13.96 134,247 123,532 -7.98 1,838 1,725 -6.15
2017‑09‑30 13F-HR NUVEEN ENHANCED MUNI CREDIT OP / (67070X101) 15.21 186,283 179,283 -3.76 2,779 2,727 -1.87
2017‑09‑30 13F-HR SALIENT MIDSTREAM & MLP FUND S / (79471V105) 11.57 503,268 580,569 15.36 5,898 6,717 13.89
2017‑09‑30 13F-HR BLACKROCK TAXABLE MUNI BOND TR / (09248X100) 23.37 150,734 88,246 -41.46 3,453 2,062 -40.28
2017‑09‑30 13F-HR INTEGER HLDGS CORP / (45826H109) 49.38 81 81 0.00 4 4 0.00
2017‑09‑30 13F-HR WESTERN ASSET VARIABLE RATE ST / (957667108) 17.39 1,114,524 1,141,177 2.39 18,980 19,845 4.56
2017‑09‑30 13F-HR BLACKROCK MUNIHOLDINGS NY QUAL / (09255C106) 14.12 17,000 17,000 0.00 237 240 1.27
2017‑09‑30 13F-HR CENTER COAST MLP & INFRASTRUCT / (151461100) 10.56 125,207 154,679 23.54 1,371 1,633 19.11
2017‑09‑30 13F-HR FIRST TRUST ABERDEEN GLOBAL OP / (337319107) 11.79 1,050,081 1,010,479 -3.77 12,233 11,914 -2.61
2017‑09‑30 13F-HR FIRST TRUST MORTGAGE INCOME FU / (33734E103) 14.26 1,550,487 1,611,758 3.95 21,970 22,982 4.61
2017‑09‑30 13F-HR NATIONAL GRID PLC / (00BDR05C0) 12.38 46,200 46,200 0.00 573 572 -0.17
2017‑09‑30 13F-HR GUGGENHEIM CR ALLOC FD GGM / (40168G108) 23.20 36,221 40,221 11.04 840 933 11.07
2017‑09‑30 13F-HR NUVEEN MI QUALITY INCOME MUNIC / (670979103) 13.72 15,963 15,963 0.00 219 219 0.00
2017‑09‑30 13F-HR JHG / Janus Henderson Group plc 34.82 21,423 21,423 0.00 709 746 5.22
2017‑09‑30 13F-HR SHISEIDO / DEPOSITARY RECEI (824841407) 41.18 170 170 0.00 6 7 16.67
2017‑09‑30 13F-HR NUVEEN BUILD AMERICA BOND OPP / (67074Q102) 22.03 754,779 775,014 2.68 16,250 17,074 5.07
2017‑09‑30 13F-HR MFS INTERMEDIATE HIGH INCOME F / (59318T109) 2.93 630,302 504,423 -19.97 1,765 1,478 -16.26
2017‑09‑30 13F-HR WA GLOBAL CORPORATE DEFINED OP / (95790C107) 18.23 82,555 82,555 0.00 1,470 1,505 2.38