InvestorSit Investment Associates Inc
Portfolio Value $ 4,049,821,000
Current Positions544
Opened Positions5
Closed Positions111


Latest Holdings, Performance, AUM (from 13F, 13D)

Sit Investment Associates Inc has disclosed 544 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 4,049,821,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sit Investment Associates Inc's top holdings are Microsoft Corp. (NASDAQ:MSFT) , Apple, Inc. (NASDAQ:AAPL) , Johnson & Johnson (NYSE:JNJ) , JPMorgan Chase & Co. (NYSE:JPM) , and Verizon Communications, Inc. (NYSE:VZ) . Sit Investment Associates Inc's new positions include Templeton Emerging Markets Income Fund (NYSE:TEI) , Booking Holdings Inc. (NASDAQ:BKNG) , Eaton Vance Municipal Bond Fund II (AMEX:EIV) , Encompass Health Corporation (NYSE:EHC) , and Edwards Lifesciences Corp. (NYSE:EW) . Sit Investment Associates Inc's top industries are "Agriculture production livestock and animal specialties" (sic 02) , "Miscellaneous Manufacturing Industries" (sic 39) , and "Metal Mining" (sic 10) .

All Sit Investment Associates Inc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑05‑21 SC 13D/A FMY / First Trust Mortgage Income Fund 1,744,733 1,797,462 3.02 42.66 3.02
2018‑05‑14 SC 13D/A RISE / Sit Rising Rate ETF 1,462,400 1,558,100 6.54 76.00 -11.65
2018‑05‑01 SC 13G/A CLM / Cornerstone Strategic Value Fund, Inc. 4,723,021 2,528,170 -46.47 5.69 -46.97
2018‑04‑16 SC 13G/A CRF / Cornerstone Total Return Fund, Inc. 2,723,278 1,517,106 -44.29 6.76 -44.68

This form was filed on April 20, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR GAM / General American Investors Co., Inc. 33.47 210,265 473,346 125.12 7,233 15,843 119.04
2018-03-31 13F-HR CELG / Celgene Corp. 89.21 62,825 57,280 -8.83 6,556 5,110 -22.06
2018-03-31 13F-HR ETN / Eaton Corporation 84.75 1,109 59 -94.68 88 5 -94.32
2018-03-31 13F-HR LECO / Lincoln Electric Holdings, Inc. 89.93 18,845 19,070 1.19 1,726 1,715 -0.64
2018-03-31 13F-HR ABT / Abbott Laboratories 59.92 618,970 631,220 1.98 35,325 37,823 7.07
2018-03-31 13F-HR HDB / HDFC Bank Ltd. 98.70 4,600 4,600 0.00 468 454 -2.99
2018-03-31 13F-HR MYI / BlackRock Muniyield Quality Fund III, Inc. 12.64 189,643 332,000 75.07 2,619 4,196 60.21
2018-03-31 13F-HR ANET / Arista Networks, Inc. 255.29 37,150 40,185 8.17 8,752 10,259 17.22
2018-03-31 13F-HR JD / JD.com, Inc. 40.53 9,350 9,350 0.00 387 379 -2.07
2018-03-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 14.51 499,201 527,301 5.63 7,708 7,651 -0.74
2018-03-31 13F-HR FTS / Fortis Inc. 33.74 15,974 15,974 0.00 586 539 -8.02
2018-03-31 13F-HR EAD / Evergreen Income Advantage Fund 8.04 368,642 407,792 10.62 3,097 3,279 5.88
2018-03-31 13F-HR ECL / Ecolab, Inc. 137.07 98,655 94,800 -3.91 13,238 12,994 -1.84
2018-03-31 13F-HR LOPE / Grand Canyon Education, Inc. 104.92 10,475 10,475 0.00 938 1,099 17.16
2018-03-31 13F-HR EIM / Eaton Vance Municipal Bond Fund 11.82 132,534 132,534 0.00 1,658 1,567 -5.49
2018-03-31 13F-HR AEL / American Equity Investment Life Holding Co. 29.33 14,150 415
2018-03-31 13F-HR CEO / CNOOC Ltd. 148.15 675 675 0.00 97 100 3.09
2018-03-31 13F-HR CIEN / Ciena Corp. 25.90 197,150 188,860 -4.20 4,126 4,891 18.54
2018-03-31 13F-HR DLTR / Dollar Tree, Inc. 94.93 1,875 178
2018-03-31 13F-HR EEFT / Euronet Worldwide, Inc. 78.92 59,725 60,200 0.80 5,033 4,751 -5.60
2018-03-31 13F-HR GD / General Dynamics Corp. 220.90 953 61,653 6,369.36 194 13,619 6,920.10
2018-03-31 13F-HR IRTC / iRhythm Technologies, Inc. 62.92 11,300 711
2018-03-31 13F-HR INTU / Intuit Inc. 173.35 85,850 66,300 -22.77 13,545 11,493 -15.15
2018-03-31 13F-HR MRTN / Marten Transport, Ltd. 22.80 48,984 48,984 0.00 994 1,117 12.37
2018-03-31 13F-HR PBCT / People's United Financial, Inc. 18.66 8,200 153
2018-03-31 13F-HR RDS.A / Royal Dutch Shell Plc 63.78 4,500 4,500 0.00 300 287 -4.33
2018-03-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 43.70 5,400 5,400 0.00 214 236 10.28
2018-03-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 206.45 38,282 35,892 -6.24 7,269 7,410 1.94
2018-03-31 13F-HR TTC / Toro Company (The) 62.34 3,625 3,625 0.00 236 226 -4.24
2018-03-31 13F-HR EW / Edwards Lifesciences Corp. 139.53 18,390 2,566
2018-03-31 13F-HR BKNG / Booking Holdings Inc. 2,080.43 5,060 10,527
2018-03-31 13F-HR EHC / Encompass Health Corporation 57.17 63,025 3,603
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 15.02 6,725 6,725 0.00 122 101 -17.21
2018-03-31 13F-HR NBEV / New Age Beverages Corporation 2.42 266,750 646
2018-03-31 13F-HR QLYS / Qualys, Inc. 72.75 9,375 682
2018-03-31 13F-HR TEAM / Atlassian Corporation Plc 53.89 9,000 485
2018-03-31 13F-HR CB / Chubb Ltd 136.77 35,426 167,876 373.88 5,177 22,960 343.50
2018-03-31 13F-HR CUSHING RENAISSANCE FD SZC-R / (231647116) 0.41 36,202 15
2018-03-31 13F-HR IVH / Ivy High Income Opportunities Fund 14.18 79,609 1,129
2018-03-31 13F-HR XRVTX / Royce Value Trust, Inc. 15.56 54,430 847
2018-03-31 13F-HR BLACKROCK NJ MUNI BD TR BLJ / (09249A109) 13.67 36,787 503
2018-03-31 13F-HR EIV / Eaton Vance Municipal Bond Fund II 11.67 329,174 3,841
2018-03-31 13F-HR HTD / John Hancock Tax-Advantaged Dividend Income Fund 21.69 35,000 759
2018-03-31 13F-HR INVESCO HIGH INCOME 2023 TAR I / (46135X108) 9.86 66,600 657
2018-03-31 13F-HR MNP / Western Asset Municipal Partners Fund, Inc. 14.33 19,613 19,613 0.00 299 281 -6.02
2018-03-31 13F-HR MUSA / Murphy USA Inc. 73.19 1,175 1,175 0.00 94 86 -8.51
2018-03-31 13F-HR HUBS / HubSpot, Inc. 108.31 9,150 9,150 0.00 809 991 22.50
2018-03-31 13F-HR IDEXY / Industria de Diseno Textil Inditex SA 15.70 44,455 62,055 39.59 774 974 25.84
2018-03-31 13F-HR EME / EMCOR Group, Inc. 77.93 32,800 32,800 0.00 2,681 2,556 -4.66
2018-03-31 13F-HR KINS / Kingstone Companies, Inc. 16.80 22,200 20,000 -9.91 417 336 -19.42
2018-03-31 13F-HR RTN / Raytheon Co. 215.82 194,248 191,528 -1.40 36,489 41,336 13.28
2018-03-31 13F-HR MQBKY / Macquarie Group, Ltd. 78.43 51 51 0.00 4 4 0.00
2018-03-31 13F-HR PH / Parker-Hannifin Corp. 171.03 163,770 161,260 -1.53 32,685 27,580 -15.62
2018-03-31 13F-HR SNE / Sony Corp. 116 0 -100.00 5 0 -100.00
2018-03-31 13F-HR AWCMY / Alumina Limited 709 0 -100.00 5 0 -100.00
2018-03-31 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 1,062,180 0 -100.00 15,954 0 -100.00
2018-03-31 13F-HR XGLVX / Clough Global Allocation Fund 100,292 0 -100.00 1,338 0 -100.00
2018-03-31 13F-HR DNHBY / DNB ASA 310 0 -100.00 6 0 -100.00
2018-03-31 13F-HR PPRUY / Kering SA 131 0 -100.00 6 0 -100.00
2018-03-31 13F-HR GE / General Electric Co. 14,000 0 -100.00 244 0 -100.00
2018-03-31 13F-HR SO / Southern Co. (The) 130,050 0 -100.00 6,254 0 -100.00
2018-03-31 13F-HR WFC / Wells Fargo & Co. 27,975 0 -100.00 1,697 0 -100.00
2018-03-31 13F-HR DANOY / Danone 633 0 -100.00 11 0 -100.00
2018-03-31 13F-HR RACE / Ferrari N.V. 64 0 -100.00 7 0 -100.00
2018-03-31 13F-HR AVGO / Broadcom Limited 211,355 0 -100.00 54,297 0 -100.00
2018-03-31 13F-HR FEDERAL REALTY INVESTMENT / (313747701) 20,000 0 -100.00 503 0 -100.00
2018-03-31 13F-HR UTX / United Technologies Corp. 125.82 50,050 49,300 -1.50 6,385 6,203 -2.85
2018-03-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 66.51 7,890 43,800 455.13 617 2,913 372.12
2018-03-31 13F-HR SNV / Synovus Financial Corp. 49.90 10,562 10,562 0.00 506 527 4.15
2018-03-31 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 379,869 0 -100.00 2,253 0 -100.00
2018-03-31 13F-HR POWI / Power Integrations, Inc. 68.34 11,150 11,150 0.00 820 762 -7.07
2018-03-31 13F-HR JMM / Nuveen Multi-Market Income Fund 7.21 3,070,357 3,079,169 0.29 23,396 22,201 -5.11
2018-03-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 149.73 55,300 53,250 -3.71 7,036 7,973 13.32
2018-03-31 13F-HR CR / Crane Co. 92.75 27,050 27,050 0.00 2,413 2,509 3.98
2018-03-31 13F-HR WAL / Western Alliance Bancorporation 58.13 15,500 15,500 0.00 878 901 2.62
2018-03-31 13F-HR TFX / Teleflex, Inc. 254.84 1,809 1,809 0.00 450 461 2.44
2018-03-31 13F-HR XMUSX / BlackRock MuniHoldings Quality 12.52 339,109 338,913 -0.06 4,537 4,243 -6.48
2018-03-31 13F-HR MCY / Mercury General Corp. 45.92 4,900 4,900 0.00 262 225 -14.12
2018-03-31 13F-HR CVX / Chevron Corp. 114.06 7,369 6,944 -5.77 923 792 -14.19
2018-03-31 13F-HR TSN / Tyson Foods, Inc. 73.33 885 1,500 69.49 72 110 52.78
2018-03-31 13F-HR TSLF / THL Credit Senior Loan Fund 17.20 92,958 199,128 114.21 1,567 3,425 118.57
2018-03-31 13F-HR RDS.B / Royal Dutch Shell Plc 65.54 31,875 31,875 0.00 2,177 2,089 -4.04
2018-03-31 13F-HR GDDY / GoDaddy Inc. 61.39 17,250 17,250 0.00 867 1,059 22.15
2018-03-31 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.62 1,144,555 1,899,436 65.95 13,391 22,071 64.82
2018-03-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.78 395,699 557,594 40.91 5,714 8,241 44.22
2018-03-31 13F-HR STOR / STORE Capital Corp. 24.83 17,800 17,800 0.00 464 442 -4.74
2018-03-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 68.73 50,795 51,495 1.38 3,214 3,539 10.11
2018-03-31 13F-HR CRM / Salesforce.com, Inc. 116.31 24,860 42,035 69.09 2,541 4,889 92.40
2018-03-31 13F-HR DSW / DSW, Inc. 22.53 4,650 5,815 25.05 100 131 31.00
2018-03-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.09 49,378 39,378 -20.25 997 791 -20.66
2018-03-31 13F-HR ING / ING Groep N.V. 16.93 266,150 266,150 0.00 4,913 4,506 -8.28
2018-03-31 13F-HR TSS / Total System Services, Inc. 86.26 32,377 32,377 0.00 2,561 2,793 9.06
2018-03-31 13F-HR SWK / Stanley Black & Decker, Inc. 153.20 86,150 106,295 23.38 14,619 16,284 11.39
2018-03-31 13F-HR CIK / Credit Suisse Asset Management Income Fund, Inc. 3.19 145,682 75,776 -47.99 482 242 -49.79
2018-03-31 13F-HR RIO / Rio Tinto plc 51.53 39,531 39,531 0.00 2,092 2,037 -2.63
2018-03-31 13F-HR ASHTY / Ashtead Group PLC 117.65 34 34 0.00 4 4 0.00
2018-03-31 13F-HR ALK / Alaska Air Group, Inc. 61.97 84,610 81,610 -3.55 6,220 5,057 -18.70
2018-03-31 13F-HR KYE / Kayne Anderson Energy Total Return Fund, Inc. 8.60 252,847 1,111,617 339.64 2,544 9,560 275.79
2018-03-31 13F-HR VMM / Delaware Investments Minnesota Municipal Income Fund II, Inc. 12.63 334,436 334,436 0.00 4,505 4,224 -6.24
2018-03-31 13F-HR DLX / Deluxe Corp. 74.01 25,265 26,265 3.96 1,941 1,944 0.15
2018-03-31 13F-HR LCM / Advent Claymore Convertible Securities and Income Fund II 7.92 87,660 78,360 -10.61 731 621 -15.05
2018-03-31 13F-HR MCD / McDonald's Corp. 156.41 5,300 5,575 5.19 912 872 -4.39
2018-03-31 13F-HR ZFSVF / Zurich Insurance Group Ltd. 32.77 84,650 30,700 -63.73 2,574 1,006 -60.92
2018-03-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 19.00 15,000 15,000 0.00 307 285 -7.17
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.87 60,750 59,550 -1.98 4,472 4,518 1.03
2018-03-31 13F-HR AMP / Ameriprise Financial, Inc. 147.91 18,495 17,855 -3.46 3,134 2,641 -15.73
2018-03-31 13F-HR ACN / Accenture plc 153.50 158,505 164,730 3.93 24,266 25,286 4.20
2018-03-31 13F-HR XBHKX / BlackRock Core Bond Trust 13.10 1,786,263 1,942,344 8.74 25,079 25,445 1.46
2018-03-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 97.79 27,425 27,425 0.00 3,011 2,682 -10.93
2018-03-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 118.38 177,730 164,705 -7.33 17,250 19,498 13.03
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. 46.71 5,625 4,325 -23.11 248 202 -18.55
2018-03-31 13F-HR WIW / Western Asset/ Claymore Inflation Linked Opportunities & Income Fund 11.53 686,501 610,121 -11.13 8,094 7,035 -13.08
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.15 381,450 333,740 -12.51 45,743 36,428 -20.36
2018-03-31 13F-HR SJM / Smucker (J.M.) Co. 123.81 885 1,050 18.64 110 130 18.18
2018-03-31 13F-HR KBR / KBR, Inc. 16.18 11,575 71,925 521.38 230 1,164 406.09
2018-03-31 13F-HR XJHSX / John Hancock Income Securities 14.14 1,467,719 1,446,166 -1.47 21,796 20,449 -6.18
2018-03-31 13F-HR XWEAX / Western Asset Premier Bond Fund 12.93 424,795 433,988 2.16 5,866 5,611 -4.35
2018-03-31 13F-HR PACW / PacWest Bancorp 49.53 54,150 55,375 2.26 2,729 2,743 0.51
2018-03-31 13F-HR PAHC / Phibro Animal Health Corporation 39.69 71,200 68,800 -3.37 2,385 2,731 14.51
2018-03-31 13F-HR IBDRY / Iberdrola S.A. 29.49 91,179 91,179 0.00 2,821 2,689 -4.68
2018-03-31 13F-HR FRC / First Republic Bank (San Francisco, California) 92.62 47,050 78,475 66.79 4,076 7,268 78.31
2018-03-31 13F-HR SNP / China Petroleum & Chemical Corp. 88.57 2,800 2,800 0.00 205 248 20.98
2018-03-31 13F-HR FDP / Fresh Del Monte Produce, Inc. 45.20 9,800 9,800 0.00 467 443 -5.14
2018-03-31 13F-HR NSRGY / Nestle S.A. 79.06 68,825 73,150 6.28 5,917 5,783 -2.26
2018-03-31 13F-HR BLKB / Blackbaud, Inc. 101.81 24,525 24,525 0.00 2,317 2,497 7.77
2018-03-31 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,290.00 400 400 0.00 524 516 -1.53
2018-03-31 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 12.59 1,393,775 1,043,370 -25.14 21,283 13,136 -38.28
2018-03-31 13F-HR TEN / Tenneco, Inc. 54.88 26,875 26,875 0.00 1,573 1,475 -6.23
2018-03-31 13F-HR FMN / Federated Premier Municipal Income Fund 13.36 65,108 64,912 -0.30 914 867 -5.14
2018-03-31 13F-HR ZB.PRA / Zions Bancorporation 58.82 68 68 0.00 3 4 33.33
2018-03-31 13F-HR MZF / Managed Duration Investment Grade Municipal Fund 13.60 146,873 262,490 78.72 1,973 3,570 80.94
2018-03-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 111.46 29,970 29,750 -0.73 3,584 3,316 -7.48
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.62 1,675 2,100 25.37 156 184 17.95
2018-03-31 13F-HR BKT / BlackRock Income Trust, Inc. 5.87 8,410,947 8,307,550 -1.23 51,896 48,765 -6.03
2018-03-31 13F-HR DPSGY / Deutsche Post AG 43.86 228 228 0.00 11 10 -9.09
2018-03-31 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 16.83 270,061 256,133 -5.16 4,380 4,311 -1.58
2018-03-31 13F-HR FTF / Franklin Templeton Limited Duration Income Trust 11.17 1,512,656 1,074,416 -28.97 17,895 12,001 -32.94
2018-03-31 13F-HR JLS / Nuveen Mortgage Opportunity Fund 23.75 185,720 148,697 -19.93 4,585 3,532 -22.97
2018-03-31 13F-HR SRPT / Sarepta Therapeutics, Inc. 74.08 27,375 27,375 0.00 1,523 2,028 33.16
2018-03-31 13F-HR SMFG / Sumitomo Mitsui Financial Group Inc. 8.62 1,276 1,276 0.00 11 11 0.00
2018-03-31 13F-HR PRU / Prudential Financial, Inc. 103.54 51,605 51,110 -0.96 5,934 5,292 -10.82
2018-03-31 13F-HR PIM / Putnam Master Intermediate Income Trust 4.70 10,322,659 10,465,711 1.39 49,239 49,189 -0.10
2018-03-31 13F-HR KIO / KKR Income Opportunities Fund 15.86 236,514 18,281 -92.27 3,796 290 -92.36
2018-03-31 13F-HR NVDA / NVIDIA Corp. 231.57 26,195 24,640 -5.94 5,069 5,706 12.57
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.05 137,700 84,900 -38.34 1,416 853 -39.76
2018-03-31 13F-HR AMG / Affiliated Managers Group, Inc. 189.56 19,925 19,925 0.00 4,090 3,777 -7.65
2018-03-31 13F-HR ALGN / Align Technology, Inc. 251.11 18,685 18,685 0.00 4,152 4,692 13.01
2018-03-31 13F-HR AAGIY / AIA Group, Ltd. 34.30 379 379 0.00 13 13 0.00
2018-03-31 13F-HR AFL / AFLAC, Inc. 43.75 2,137 4,274 100.00 188 187 -0.53
2018-03-31 13F-HR ALL / Allstate Corp. (The) 94.79 158,015 52,725 -66.63 16,546 4,998 -69.79
2018-03-31 13F-HR ADI / Analog Devices, Inc. 90.99 1,275 2,275 78.43 114 207 81.58
2018-03-31 13F-HR AXP / American Express Co. 100.00 60 60 0.00 6 6 0.00
2018-03-31 13F-HR AZSEY / Allianz SE 22.69 168,470 279,290 65.78 3,869 6,337 63.79
2018-03-31 13F-HR APOG / Apogee Enterprises, Inc. 43.35 46,025 46,025 0.00 2,105 1,995 -5.23
2018-03-31 13F-HR BSX / Boston Scientific Corp. 27.32 143,410 140,085 -2.32 3,555 3,827 7.65
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.22 9,175 9,175 0.00 562 580 3.20
2018-03-31 13F-HR ADSK / Autodesk, Inc. 125.59 45,104 50,635 12.26 4,728 6,359 34.50
2018-03-31 13F-HR BAC / Bank of America Corp. 29.99 1,476,826 1,545,810 4.67 43,596 46,359 6.34
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 51.55 11,270 11,270 0.00 607 581 -4.28
2018-03-31 13F-HR AVY / Avery Dennison Corp. 106.28 8,265 8,675 4.96 949 922 -2.85
2018-03-31 13F-HR AXE / Anixter International, Inc. 75.75 53,861 53,861 0.00 4,093 4,080 -0.32
2018-03-31 13F-HR BIG / Big Lots, Inc. 43.57 16,295 10,075 -38.17 915 439 -52.02
2018-03-31 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 60.48 13,460 13,460 0.00 789 814 3.17
2018-03-31 13F-HR BIDU / Baidu, Inc. 223.44 1,290 1,365 5.81 302 305 0.99
2018-03-31 13F-HR BCO / Brink's Company (The) 71.35 36,875 38,375 4.07 2,902 2,738 -5.65
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 55.61 698,335 641,660 -8.12 35,699 35,683 -0.04
2018-03-31 13F-HR BA / Boeing Company (The) 327.88 56,809 50,824 -10.54 16,754 16,664 -0.54
2018-03-31 13F-HR BKH / Black Hills Corp. 54.25 6,875 6,875 0.00 413 373 -9.69
2018-03-31 13F-HR BAH / Booz Allen Hamilton Holding Corp. 38.72 119,100 125,900 5.71 4,541 4,875 7.36
2018-03-31 13F-HR CCL / Carnival Corp. 65.58 212,450 302,675 42.47 14,100 19,849 40.77
2018-03-31 13F-HR CVS / CVS Health Corporation 62.13 14,030 4,700 -66.50 1,017 292 -71.29
2018-03-31 13F-HR CPLA / Capella Education Co. 87.36 19,150 19,150 0.00 1,482 1,673 12.89
2018-03-31 13F-HR CASY / Casey's General Stores, Inc. 109.75 18,650 18,050 -3.22 2,088 1,981 -5.12
2018-03-31 13F-HR CSL / Carlisle Companies, Inc. 104.40 25,875 27,050 4.54 2,941 2,824 -3.98
2018-03-31 13F-HR CSX / CSX Corp. 55.36 349 289 -17.19 19 16 -15.79
2018-03-31 13F-HR CRI / Carter's, Inc. 103.98 3,645 3,645 0.00 428 379 -11.45
2018-03-31 13F-HR CCS / Century Communities Inc. 29.95 33,250 33,250 0.00 1,034 996 -3.68
2018-03-31 13F-HR CTL / CenturyLink, Inc. 16.43 574,025 568,500 -0.96 9,575 9,340 -2.45
2018-03-31 13F-HR CAG / ConAgra Foods, Inc. 36.88 620,975 561,483 -9.58 23,392 20,707 -11.48
2018-03-31 13F-HR CMC / Commercial Metals Co. 20.44 13,550 13,550 0.00 289 277 -4.15
2018-03-31 13F-HR KO / Coca Cola Co. 43.43 40,475 24,475 -39.53 1,857 1,063 -42.76
2018-03-31 13F-HR COLB / Columbia Banking System, Inc. 41.96 14,300 14,300 0.00 621 600 -3.38
2018-03-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 80.50 112,620 313,435 178.31 7,998 25,232 215.48
2018-03-31 13F-HR CORT / Corcept Therapeutics, Inc. 16.45 95,650 95,650 0.00 1,727 1,573 -8.92
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 72.50 400 400 0.00 30 29 -3.33
2018-03-31 13F-HR C / Citigroup, Inc. 67.47 6,581 6,581 0.00 490 444 -9.39
2018-03-31 13F-HR CGNX / Cognex Corp. 51.99 16,100 29,600 83.85 985 1,539 56.24
2018-03-31 13F-HR EMR / Emerson Electric Co. 68.24 4,915 6,140 24.92 343 419 22.16
2018-03-31 13F-HR DASTY / Dassault Systemes SA 142.86 35 35 0.00 4 5 25.00
2018-03-31 13F-HR UFS / Domator Corp. 42.53 77,360 79,560 2.84 3,831 3,384 -11.67
2018-03-31 13F-HR CUBE / CubeSmart 28.21 61,700 31,375 -49.15 1,784 885 -50.39
2018-03-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 59.69 106,340 107,115 0.73 6,856 6,394 -6.74
2018-03-31 13F-HR DST / DST Systems, Inc. 83.66 71,175 48,700 -31.58 4,418 4,074 -7.79
2018-03-31 13F-HR DE / Deere & Co. 155.32 0 127,120 0 19,744
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.44 192,390 210,690 9.51 20,684 21,162 2.31
2018-03-31 13F-HR EV / Eaton Vance Corp. 55.67 1,675 2,425 44.78 94 135 43.62
2018-03-31 13F-HR EA / Electronic Arts Inc. 121.23 57,755 57,195 -0.97 6,068 6,934 14.27
2018-03-31 13F-HR DNSKF / Danske Bank A/S 17.90 391 391 0.00 8 7 -12.50
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 54.81 498,490 444,165 -10.90 27,915 24,345 -12.79
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.39 271,860 315,520 16.06 19,476 23,787 22.13
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 159.42 69 69 0.00 12 11 -8.33
2018-03-31 13F-HR INGR / Ingredion, Inc. 128.91 4,825 4,825 0.00 675 622 -7.85
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.51 257,515 197,495 -23.31 39,493 28,540 -27.73
2018-03-31 13F-HR HCSG / Healthcare Services Group, Inc. 43.48 43,815 43,815 0.00 2,310 1,905 -17.53
2018-03-31 13F-HR HBI / Hanesbrands, Inc. 18.46 3,175 4,225 33.07 66 78 18.18
2018-03-31 13F-HR HUN / Huntsman Corp. 29.27 19,200 19,200 0.00 639 562 -12.05
2018-03-31 13F-HR HSBC / HSBC Holdings Plc 47.66 79,290 80,290 1.26 4,095 3,827 -6.54
2018-03-31 13F-HR HUB.A / Hubbell Inc 121.76 23,875 23,875 0.00 3,231 2,907 -10.03
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 178.24 289,040 282,265 -2.34 54,782 50,311 -8.16
2018-03-31 13F-HR THG / Hanover Insurance Group, Inc. (The) 117.99 4,975 4,975 0.00 538 587 9.11
2018-03-31 13F-HR KEY / KeyCorp 19.55 1,187,080 244,305 -79.42 23,943 4,776 -80.05
2018-03-31 13F-HR IP / International Paper Company 53.43 350,260 350,015 -0.07 20,294 18,701 -7.85
2018-03-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 44.08 24,225 13,725 -43.34 1,219 605 -50.37
2018-03-31 13F-HR JEC / Jacobs Engineering Group, Inc. 59.13 0 1,725 0 102
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.43 0 85,400 0 13,103
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.15 451,395 499,385 10.63 63,069 63,996 1.47
2018-03-31 13F-HR LNC.WS / Lincoln National Corp. 73.06 241,432 372,132 54.14 18,559 27,188 46.49
2018-03-31 13F-HR LAUR / LAUREATE EDUCATION, INC. 13.72 9,650 7,800 -19.17 131 107 -18.32
2018-03-31 13F-HR LM / Legg Mason, Inc. 40.65 543,663 455,450 -16.23 22,823 18,514 -18.88
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.27 896,075 871,125 -2.78 76,650 79,508 3.73
2018-03-31 13F-HR MAR / Marriott International, Inc. 135.98 66,772 60,847 -8.87 9,063 8,274 -8.71
2018-03-31 13F-HR NKE / Nike, Inc. 66.50 35,585 6,150 -82.72 2,226 409 -81.63
2018-03-31 13F-HR NICE / NICE Systems Ltd. 94.03 3,700 3,350 -9.46 340 315 -7.35
2018-03-31 13F-HR MTSC / MTS Systems Corp. 51.66 13,750 22,050 60.36 738 1,139 54.34
2018-03-31 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 6.64 428,826 428,826 0.00 3,118 2,847 -8.69
2018-03-31 13F-HR MLHR / Herman Miller, Inc. 31.95 20,675 16,775 -18.86 828 536 -35.27
2018-03-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 82.59 0 175,325 0 14,480
2018-03-31 13F-HR NPK / National Presto Industries, Inc. 93.75 6,400 6,400 0.00 636 600 -5.66
2018-03-31 13F-HR ONB / Old National Bancorp 16.92 17,550 17,550 0.00 306 297 -2.94
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 351.35 37 37 0.00 11 13 18.18
2018-03-31 13F-HR MNESP / MSA Safety Inc. 83.24 23,725 27,125 14.33 1,839 2,258 22.78
2018-03-31 13F-HR NP / Neenah Paper, Inc. 78.45 5,800 5,800 0.00 526 455 -13.50
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 64.96 420,560 399,355 -5.04 30,978 25,942 -16.26
2018-03-31 13F-HR MS / Morgan Stanley 53.96 617,675 574,900 -6.93 32,409 31,022 -4.28
2018-03-31 13F-HR NJR / New Jersey Resources Corp. 40.10 9,575 9,575 0.00 385 384 -0.26
2018-03-31 13F-HR OSK / Oshkosh Corporation 77.27 34,715 52,425 51.02 3,155 4,051 28.40
2018-03-31 13F-HR PCH / Potlatch Holdings, Inc. 52.00 6,500 6,500 0.00 324 338 4.32
2018-03-31 13F-HR PJC / Piper Jaffray Companies, Inc. 83.07 10,100 10,100 0.00 871 839 -3.67
2018-03-31 13F-HR PNW / Pinnacle West Capital Corp. 79.63 1,155 2,675 131.60 98 213 117.35
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. 171.80 3,085 3,085 0.00 533 530 -0.56
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.49 988,120 1,041,085 5.36 35,790 36,948 3.24
2018-03-31 13F-HR PM / Philip Morris International, Inc. 99.40 188,167 237,009 25.96 19,880 23,559 18.51
2018-03-31 13F-HR PKI / PerkinElmer, Inc. 75.72 17,700 17,975 1.55 1,294 1,361 5.18
2018-03-31 13F-HR SCI / Service Corp. International 37.74 112,150 118,750 5.88 4,185 4,482 7.10
2018-03-31 13F-HR RPM / RPM International, Inc. 47.61 1,825 3,550 94.52 96 169 76.04
2018-03-31 13F-HR R / Ryder System, Inc. 72.69 4,650 4,650 0.00 391 338 -13.55
2018-03-31 13F-HR SASOF / Sasol Ltd. 34.00 5,000 5,000 0.00 171 170 -0.58
2018-03-31 13F-HR SPLK / Splunk Inc. 98.40 28,975 28,975 0.00 2,400 2,851 18.79
2018-03-31 13F-HR RGA / Reinsurance Group of America, Inc. 154.19 780 1,135 45.51 122 175 43.44
2018-03-31 13F-HR SLB / Schlumberger Ltd. 64.80 18,450 19,090 3.47 1,243 1,237 -0.48
2018-03-31 13F-HR SNA / Snap-On Inc. 147.58 61,050 10,645 -82.56 10,641 1,571 -85.24
2018-03-31 13F-HR ROK / Rockwell Automation, Inc. 174.20 105,890 107,865 1.87 20,792 18,790 -9.63
2018-03-31 13F-HR SIEGY / Siemens AG 63.92 41,805 41,805 0.00 2,896 2,672 -7.73
2018-03-31 13F-HR SHISEIDO CO LTD ADR / DEPOSITARY RECEI (824841407) 0.00 170 3 -98.24 8 0 -100.00
2018-03-31 13F-HR RHT / Red Hat, Inc. 149.48 10,140 16,985 67.50 1,218 2,539 108.46
2018-03-31 13F-HR ROST / Ross Stores, Inc. 78.00 1,900 2,500 31.58 152 195 28.29
2018-03-31 13F-HR SAFRY / Safran SA 25.28 356 356 0.00 9 9 0.00
2018-03-31 13F-HR SUPN / Supernus Pharmaceuticals, Inc. 45.81 17,200 788
2018-03-31 13F-HR SYK / Stryker Corp. 161.00 825 1,000 21.21 128 161 25.78
2018-03-31 13F-HR SBUX / Starbucks Corp. 57.89 480,685 223,460 -53.51 27,606 12,936 -53.14
2018-03-31 13F-HR SU / Suncor Energy Inc. 34.54 825,435 908,035 10.01 30,310 31,364 3.48
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) 81.56 479,590 322,565 -32.74 36,669 26,308 -28.26
2018-03-31 13F-HR TTM / Tata Motors Ltd. 25.67 10,300 9,075 -11.89 341 233 -31.67
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.61 27,205 17,155 -36.94 2,488 1,623 -34.77
2018-03-31 13F-HR UNRDY / Unibail-Rodamco SE 23.02 108,900 110,900 1.84 2,737 2,553 -6.72
2018-03-31 13F-HR WSO / Watsco, Inc. 180.97 12,545 12,770 1.79 2,133 2,311 8.35
2018-03-31 13F-HR UNP / Union Pacific Corp. 134.43 205,060 211,985 3.38 27,499 28,497 3.63
2018-03-31 13F-HR VET / Vermilion Energy Inc. 32.28 58,090 60,965 4.95 2,110 1,968 -6.73
2018-03-31 13F-HR USB / U.S. Bancorp 50.50 102,020 101,510 -0.50 5,466 5,126 -6.22
2018-03-31 13F-HR WBK / Westpac Banking Corp. Ltd. 22.18 69,750 69,750 0.00 1,701 1,547 -9.05
2018-03-31 13F-HR WST / West Pharmaceutical Services, Inc. 88.28 18,600 18,600 0.00 1,835 1,642 -10.52
2018-03-31 13F-HR XLNX / Xilinx, Inc. 72.24 116,260 126,535 8.84 7,838 9,141 16.62
2018-03-31 13F-HR XPO / XPO Logistics, Inc. 101.82 25,505 25,505 0.00 2,336 2,597 11.17
2018-03-31 13F-HR ON ASSIGNMENT INC / (00191U102) 81.87 33,675 2,757
2018-03-31 13F-HR AET / Aetna, Inc. 169.00 69,557 53,007 -23.79 12,547 8,958 -28.60
2018-03-31 13F-HR BT / BT Group Plc 16.16 83,800 78,450 -6.38 1,527 1,268 -16.96
2018-03-31 13F-HR ADDDF / adidas AG 125.00 33 24 -27.27 3 3 0.00
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 216.08 58,900 57,150 -2.97 10,322 12,349 19.64
2018-03-31 13F-HR TGT / Target Corp. 69.43 121,704 288,679 137.20 7,941 20,043 152.40
2018-03-31 13F-HR CVA / Covanta Holding Corp. 14.49 23,600 23,600 0.00 399 342 -14.29
2018-03-31 13F-HR ADSW / Advanced Disposal Services, Inc. 22.27 56,525 56,525 0.00 1,353 1,259 -6.95
2018-03-31 13F-HR PTR / PetroChina Co., Ltd. 69.47 950 950 0.00 66 66 0.00
2018-03-31 13F-HR BROADCOM LTD / (11135F101) 235.65 221,200 52,126
2018-03-31 13F-HR BSAC / Banco Santander - Chile 33.40 3,900 4,700 20.51 122 157 28.69
2018-03-31 13F-HR SAN / Banco Santander S.A. 6.41 1,716 1,716 0.00 11 11 0.00
2018-03-31 13F-HR BERY / Berry Plastics Group, Inc. 54.77 1,450 11,100 665.52 85 608 615.29
2018-03-31 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 94.00 775 1,000 29.03 69 94 36.23
2018-03-31 13F-HR BCE / BCE Inc. 43.05 99,715 74,085 -25.70 4,787 3,189 -33.38
2018-03-31 13F-HR ANSS / ANSYS, Inc. 156.68 45,245 23,825 -47.34 6,678 3,733 -44.10
2018-03-31 13F-HR ABEV / Ambev S.A 7.27 40,425 40,425 0.00 261 294 12.64
2018-03-31 13F-HR TECH / Bio-Techne Corp 151.00 7,225 7,225 0.00 936 1,091 16.56
2018-03-31 13F-HR AIT / Applied Industrial Technologies, Inc. 72.91 23,715 23,715 0.00 1,615 1,729 7.06
2018-03-31 13F-HR BNPQY / BNP Paribas 35.09 171 171 0.00 6 6 0.00
2018-03-31 13F-HR BR / Broadridge Financial Solutions, Inc. 109.66 2,225 2,225 0.00 202 244 20.79
2018-03-31 13F-HR ANDV / Andeavor Corp. 100.54 10,294 10,294 0.00 1,177 1,035 -12.06
2018-03-31 13F-HR CME / CME Group, Inc. 161.74 87,025 89,525 2.87 12,710 14,480 13.93
2018-03-31 13F-HR LFC / China Life Insurance Company Limited 14.00 19,300 17,500 -9.33 301 245 -18.60
2018-03-31 13F-HR CRH / CRH Plc 34.01 36,325 37,925 4.40 1,311 1,290 -1.60
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.17 435,809 472,600 8.44 17,454 16,149 -7.48
2018-03-31 13F-HR SCOR / comScore, Inc. 20.00 100 100 0.00 3 2 -33.33
2018-03-31 13F-HR CNP / CenterPoint Energy, Inc. 27.40 39,870 667,945 1,575.31 1,131 18,302 1,518.21
2018-03-31 13F-HR EOG / EOG Resources, Inc. 105.26 11,987 11,562 -3.55 1,294 1,217 -5.95
2018-03-31 13F-HR CNC / Centene Corp. 106.88 56,685 54,735 -3.44 5,718 5,850 2.31
2018-03-31 13F-HR COP / ConocoPhillips 60.61 132 132 0.00 7 8 14.29
2018-03-31 13F-HR CWH / Camping World Holdings, Inc. 32.25 70,400 80,250 13.99 3,149 2,588 -17.82
2018-03-31 13F-HR DVN / Devon Energy Corp. 31.79 0 306,200 0 9,734
2018-03-31 13F-HR EQT / EQT Corp. 47.58 6,200 6,200 0.00 353 295 -16.43
2018-03-31 13F-HR DBVT / DBV Technologies S.A. 23.08 18,850 18,850 0.00 464 435 -6.25
2018-03-31 13F-HR CHL / China Mobile Ltd. 45.76 7,100 5,900 -16.90 359 270 -24.79
2018-03-31 13F-HR CNK / Cinemark Holdings, Inc. 37.67 96,185 96,185 0.00 3,349 3,623 8.18
2018-03-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. 38.43 37,025 37,025 0.00 1,280 1,423 11.17
2018-03-31 13F-HR COST / Costco Wholesale Corp. 188.44 69,965 55,790 -20.26 13,022 10,513 -19.27
2018-03-31 13F-HR FB / Facebook, Inc. 159.78 78,810 56,370 -28.47 13,907 9,007 -35.23
2018-03-31 13F-HR MIC / Macquarie Infrastructure Company LLC 36.92 174,920 40,220 -77.01 11,230 1,485 -86.78
2018-03-31 13F-HR IEX / IDEX Corp. 142.52 11,100 11,100 0.00 1,465 1,582 7.99
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.55 165,625 1,650 -99.00 9,320 90 -99.03
2018-03-31 13F-HR KTWO / K2M Group Holdings, Inc. 18.96 78,500 78,500 0.00 1,413 1,488 5.31
2018-03-31 13F-HR GWRE / Guidewire Software, Inc. 80.84 30,025 35,825 19.32 2,230 2,896 29.87
2018-03-31 13F-HR INCY / Incyte Corp. 83.33 51,685 50,825 -1.66 4,895 4,235 -13.48
2018-03-31 13F-HR FDX / FedEx Corp. 240.11 102,370 84,275 -17.68 25,545 20,235 -20.79
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 251.85 24,133 25,900 7.32 6,148 6,523 6.10
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.63 13,360 13,360 0.00 1,117 997 -10.74
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. 40.34 23,600 26,800 13.56 1,240 1,081 -12.82
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 73.11 374,235 414,680 10.81 24,692 30,317 22.78
2018-03-31 13F-HR ICE / Intercontinental Exchange, Inc. 72.51 29,680 29,955 0.93 2,094 2,172 3.72
2018-03-31 13F-HR FPI / Farmland Partners Inc. 8.36 26,475 44,875 69.50 230 375 63.04
2018-03-31 13F-HR HPQ / HP Inc. 22.32 224 224 0.00 5 5 0.00
2018-03-31 13F-HR MKSI / MKS Instruments, Inc. 115.65 39,300 39,500 0.51 3,714 4,568 22.99
2018-03-31 13F-HR PFG / Principal Financial Group, Inc. 60.74 1,136 1,136 0.00 80 69 -13.75
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 163.33 186,815 171,480 -8.21 29,179 28,008 -4.01
2018-03-31 13F-HR SIVB / SVB Financial Group 240.00 17,900 17,900 0.00 4,184 4,296 2.68
2018-03-31 13F-HR PAYC / Paycom Software, Inc. 107.41 26,060 26,060 0.00 2,093 2,799 33.73
2018-03-31 13F-HR MOS / Mosaic Company 24.29 10,250 10,250 0.00 263 249 -5.32
2018-03-31 13F-HR PF / Pinnacle Foods, Inc. 54.10 325,900 355,750 9.16 19,381 19,246 -0.70
2018-03-31 13F-HR DGX / Quest Diagnostics, Inc. 100.30 199,732 234,547 17.43 19,672 23,525 19.59
2018-03-31 13F-HR PTC / PTC Inc. 78.01 67,500 67,500 0.00 4,102 5,266 28.38
2018-03-31 13F-HR SBAC / SBA Communications Corp. 170.93 21,055 10,215 -51.48 3,440 1,746 -49.24
2018-03-31 13F-HR NVS / Novartis AG 80.85 18,995 18,800 -1.03 1,595 1,520 -4.70
2018-03-31 13F-HR PFS / Provident Financial Services, Inc. 25.59 51,900 51,900 0.00 1,400 1,328 -5.14
2018-03-31 13F-HR DOC / Physicians Realty Trust 15.57 1,414,375 1,365,400 -3.46 25,445 21,259 -16.45
2018-03-31 13F-HR MLAB / Mesa Laboratories, Inc. 148.39 4,650 4,650 0.00 578 690 19.38
2018-03-31 13F-HR ORCL / Oracle Corp. 45.75 452,129 233,090 -48.45 21,377 10,664 -50.11
2018-03-31 13F-HR QTS / QTS Realty Trust, Inc. 36.23 27,550 27,550 0.00 1,492 998 -33.11
2018-03-31 13F-HR RF / Regions Financial Corp. 19.74 304 304 0.00 5 6 20.00
2018-03-31 13F-HR AXS / AXIS Capital Holdings Ltd. 57.53 11,350 653
2018-03-31 13F-HR CCE / Coca-Cola European Partners Plc. 41.66 48,200 48,200 0.00 1,921 2,008 4.53
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.82 1,268,706 1,285,861 1.35 67,153 61,490 -8.43
2018-03-31 13F-HR TRP / TransCanada Corp. 41.31 441,665 588,300 33.20 21,483 24,303 13.13
2018-03-31 13F-HR SHEN / Shenandoah Telecommunications Co. 36.00 57,200 57,200 0.00 1,933 2,059 6.52
2018-03-31 13F-HR SYF / Synchrony Financial 33.39 2,225 2,875 29.21 86 96 11.63
2018-03-31 13F-HR GPRK / Geopark Ltd. 12.40 16,700 16,700 0.00 165 207 25.45
2018-03-31 13F-HR SWKS / Skyworks Solutions, Inc. 100.26 268,405 213,730 -20.37 25,485 21,429 -15.92
2018-03-31 13F-HR WCN / Waste Connections, Inc. 71.74 101,280 101,280 0.00 7,185 7,266 1.13
2018-03-31 13F-HR RE / Everest RE Group, Ltd. 257.14 49,900 560 -98.88 11,041 144 -98.70
2018-03-31 13F-HR AGN / Allergan plc 168.29 94,875 50,325 -46.96 15,520 8,469 -45.43
2018-03-31 13F-HR V / Visa, Inc. 119.62 324,080 302,005 -6.81 36,952 36,126 -2.24
2018-03-31 13F-HR WTFC / Wintrust Financial Corp. 86.05 13,860 14,550 4.98 1,142 1,252 9.63
2018-03-31 13F-HR WM / Waste Management, Inc. 84.13 725 24,725 3,310.34 63 2,080 3,201.59
2018-03-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 204.27 41,780 41,210 -1.36 9,345 8,418 -9.92
2018-03-31 13F-HR MTN / Vail Resorts, Inc. 221.73 12,820 14,820 15.60 2,724 3,286 20.63
2018-03-31 13F-HR SCCO / Southern Copper Corp. 54.13 4,600 4,600 0.00 218 249 14.22
2018-03-31 13F-HR SPIR / Spire Corp. 72.27 15,400 15,400 0.00 1,157 1,113 -3.80
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 214.00 177,745 181,685 2.22 39,186 38,881 -0.78
2018-03-31 13F-HR OEC / Orion Engineered Carbons S.A. 27.10 55,382 55,382 0.00 1,418 1,501 5.85
2018-03-31 13F-HR IR / Ingersoll-Rand plc 85.51 247,681 180,211 -27.24 22,091 15,410 -30.24
2018-03-31 13F-HR CBA / ClearBridge American Energy MLP Fund Inc. 6.81 633,044 658,217 3.98 5,242 4,482 -14.50
2018-03-31 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 151.05 5,700 5,700 0.00 768 861 12.11
2018-03-31 13F-HR XL / XL Group Ltd. 55.27 27,500 27,500 0.00 967 1,520 57.19
2018-03-31 13F-HR G / Genpact Ltd. 31.98 37,100 38,400 3.50 1,178 1,228 4.24
2018-03-31 13F-HR AGC / Advent Claymore Convertible Securities & Income Fund II 5.60 922,928 771,127 -16.45 5,528 4,318 -21.89
2018-03-31 13F-HR LYB / LyondellBasell Industries NV 105.68 130,955 115,830 -11.55 14,447 12,241 -15.27
2018-03-31 13F-HR BYM / BlackRock Municipal Income Quality Trust 13.15 62,486 131,969 111.20 887 1,735 95.60
2018-03-31 13F-HR STE / STERIS Corp. 93.38 29,965 30,190 0.75 2,621 2,819 7.55
2018-03-31 13F-HR JHG / Janus Henderson Group plc 33.09 15,623 15,623 0.00 598 517 -13.55
2018-03-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 12.67 3,715,994 4,019,786 8.18 49,497 50,931 2.90
2018-03-31 13F-HR IVZ / Invesco Ltd. 32.01 76,615 77,455 1.10 2,800 2,479 -11.46
2018-03-31 13F-HR HYB / New America High Income Fund, Inc. 8.70 29,900 260
2018-03-31 13F-HR MMT / MFS Multimarket Income Trust 5.77 1,016,073 1,026,162 0.99 6,168 5,921 -4.00
2018-03-31 13F-HR DDF / Delaware Investments Dividend & Income Fund Inc. 10.55 0 38,119 0 402
2018-03-31 13F-HR SZC / Cushing Renaissance Fund (The) 15.73 0 53,921 0 848
2018-03-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.00 803,890 807,754 0.48 11,053 10,501 -4.99
2018-03-31 13F-HR DOUBLELINE OPP CRED FD DBL / (258623107) 21.59 100,800 381,534 278.51 2,237 8,237 268.22
2018-03-31 13F-HR FHY / First Trust Strategic High Income Fund II 12.20 82,587 201,653 144.17 1,063 2,460 131.42
2018-03-31 13F-HR EFF / Eaton Vance Floating-Rate Income Plus Fund 16.70 168,730 216,259 28.17 2,752 3,612 31.25
2018-03-31 13F-HR XGBAX / Guggenheim Build America Bonds 21.50 380,960 379,974 -0.26 8,659 8,169 -5.66
2018-03-31 13F-HR NUVEEN MN QUALITY MUNI INCOME / (670734102) 14.16 144,128 144,128 0.00 2,120 2,041 -3.73
2018-03-31 13F-HR MCR / MFS Charter Income Trust 8.12 1,143,148 1,160,449 1.51 9,694 9,423 -2.80
2018-03-31 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.95 116,457 253,845 117.97 1,669 3,795 127.38
2018-03-31 13F-HR DEX / Delaware Enhanced Global Dividend & Income Fund 11.56 994,608 1,247,758 25.45 12,065 14,424 19.55
2018-03-31 13F-HR KYN / Kayne Anderson MLP Investment Co. 16.47 1,014,356 802,344 -20.90 19,323 13,215 -31.61
2018-03-31 13F-HR SRV / Cushing MLP Total Return Fund (The) 10.41 403,226 496,585 23.15 4,815 5,169 7.35
2018-03-31 13F-HR XNQPX / Nuveen Pennsylvania Investment 12.52 52,779 52,779 0.00 694 661 -4.76
2018-03-31 13F-HR TEI / Templeton Emerging Markets Income Fund 11.30 1,023,272 11,563
2018-03-31 13F-HR XUTGX / Reaves Utility Income Fund 28.23 2,186,999 1,429,478 -34.64 67,666 40,354 -40.36
2018-03-31 13F-HR XHNWX / Pioneer Diversified High Income 15.08 270,062 523,535 93.86 4,253 7,895 85.63
2018-03-31 13F-HR WESTERN ASSET VARIABLE RATE ST / (957667108) 16.89 1,154,801 1,175,978 1.83 20,059 19,862 -0.98
2018-03-31 13F-HR PMO / Putnam Municipal Opportunities Trust 11.66 322,320 252,884 -21.54 3,981 2,949 -25.92
2018-03-31 13F-HR PCF / Putnam High Income Securities Fund 9.04 895,932 1,207,728 34.80 8,081 10,918 35.11
2018-03-31 13F-HR NUVEEN MI QUALITY INCOME MUNIC / (670979103) 12.65 15,963 15,963 0.00 212 202 -4.72
2018-03-31 13F-HR TSI / TCW Strategic Income Fund, Inc. 5.57 1,359,315 1,427,401 5.01 7,979 7,951 -0.35
2018-03-31 13F-HR FSD / First Trust High Income Long/Short Fund 15.05 94,057 62,655 -33.39 1,558 943 -39.47
2018-03-31 13F-HR BARINGS GLOBAL SHORT DURA HI Y / (06760L100) 18.66 89,598 98,905 10.39 1,736 1,846 6.34
2018-03-31 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 15.08 259,076 137,936 -46.76 4,114 2,080 -49.44
2018-03-31 13F-HR BLACKROCK FL MUNI 2020 TERM TR / (09250M109) 14.27 25,038 10,508 -58.03 361 150 -58.45
2018-03-31 13F-HR BPK / BlackRock Municipal 2018 Term Trust 14.91 109,804 46,404 -57.74 1,622 692 -57.34
2018-03-31 13F-HR DEUTSCHE MULTI-MKT INCOME KMM / (25160E102) 8.78 6,647 213,901 3,118.01 59 1,878 3,083.05
2018-03-31 13F-HR GLO / Clough Global Opportunities Fund 10.70 651,049 153,253 -76.46 7,083 1,640 -76.85
2018-03-31 13F-HR XMUHX / BlackRock MuniHoldings Fund II, 13.90 108,724 192,057 76.65 1,607 2,670 66.15
2018-03-31 13F-HR ALLIANCEBERNSTEIN NATIONAL MUN / (01864U106) 12.51 127,175 56,278 -55.75 1,704 704 -58.69
2018-03-31 13F-HR AGD / Alpine Global Dynamic Dividend Fund 10.50 1,106,606 1,096,038 -0.95 11,954 11,508 -3.73
2018-03-31 13F-HR BLACKROCK MUNICIPAL INCOME TRU / (09249N101) 13.42 45,693 45,693 0.00 659 613 -6.98
2018-03-31 13F-HR BSD / BlackRock Strategic Municipal Trust 12.68 18,441 26,421 43.27 252 335 32.94
2018-03-31 13F-HR MYD / BlackRock Muniyield Fund, Inc. 13.37 74,302 54,302 -26.92 1,079 726 -32.72
2018-03-31 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 11.32 840,294 842,489 0.26 10,084 9,537 -5.42
2018-03-31 13F-HR FIRST TRUST MORTGAGE INCOME FU / (33734E103) 13.95 1,673,162 1,703,279 1.80 23,926 23,761 -0.69
2018-03-31 13F-HR KTF / Deutsche Municipal Income Trust 11.20 121,465 390,619 221.59 1,445 4,375 202.77
2018-03-31 13F-HR DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 7.60 236,174 36,970 -84.35 2,019 281 -86.08
2018-03-31 13F-HR BLACKROCK MUNIYIELD MI QUALITY / (09254V105) 13.30 413,026 387,675 -6.14 5,782 5,156 -10.83
2018-03-31 13F-HR CLM / Cornerstone Strategic Value Fund, Inc. 15.28 4,723,021 3,338,175 -29.32 73,065 51,007 -30.19
2018-03-31 13F-HR CRF / Cornerstone Total Return Fund, Inc. 15.12 2,723,278 1,748,530 -35.79 41,625 26,438 -36.49
2018-03-31 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 13.07 166,949 156,629 -6.18 2,441 2,047 -16.14
2018-03-31 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 18.39 54,282 7,014 -87.08 878 129 -85.31
2018-03-31 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 16.17 64,466 54,282 -15.80 1,026 878 -14.42
2018-03-31 13F-HR DUFF & PHELPS UTILITY AND CORP / (26432K108) 8.58 4,161,364 4,148,130 -0.32 36,828 35,591 -3.36
2018-03-31 13F-HR CTR / ClearBridge Energy MLP Total Return Fund Inc. 9.84 481,751 481,751 0.00 5,598 4,740 -15.33
2018-03-31 13F-HR BLACKROCK MUNIYIELD PA QUALITY / (09255G107) 13.79 51,700 51,700 0.00 742 713 -3.91
2018-03-31 13F-HR BLACKROCK MUNIHOLDINGS NJ QUAL / (09254X101) 13.39 53,921 53,921 0.00 780 722 -7.44
2018-03-31 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 12.12 325,001 347,001 6.77 4,258 4,206 -1.22
2018-03-31 13F-HR EMO / ClearBridge Energy MLP Opportunity Fund Inc. 9.82 657,154 683,654 4.03 7,754 6,713 -13.43
2018-03-31 13F-HR MFT / BlackRock MuniYield Investment Quality Fund 13.18 359,597 304,709 -15.26 5,013 4,016 -19.89
2018-03-31 13F-HR EGF / BlackRock Enhanced Government Fund, Inc. 13.03 2,299,110 2,329,475 1.32 30,808 30,353 -1.48
2018-03-31 13F-HR INSI / Insight Select Income Fund 19.37 1,105,132 1,095,308 -0.89 21,992 21,216 -3.53
2018-03-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.73 724,908 1,295,851 78.76 8,489 15,200 79.06
2018-03-31 13F-HR VBF / Invesco Van Kampen Bond Fund 17.98 634,983 649,007 2.21 12,630 11,669 -7.61
2018-03-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 11.69 582,093 674,334 15.85 7,276 7,883 8.34
2018-03-31 13F-HR XGUTX / Gabelli Utility Trust (The) 6.24 0 16,500 0 103
2018-03-31 13F-HR FEN / First Trust Energy Income & Growth Fund 21.75 447,738 371,254 -17.08 11,870 8,075 -31.97
2018-03-31 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 10.56 1,178,811 1,221,086 3.59 15,501 12,895 -16.81
2018-03-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.02 3,444,237 3,782,023 9.81 47,014 49,242 4.74
2018-03-31 13F-HR INVESCO TRUST FOR INV GRADE NY / (46131T101) 12.84 15,500 15,500 0.00 213 199 -6.57
2018-03-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 12.22 759,169 786,469 3.60 10,006 9,611 -3.95
2018-03-31 13F-HR ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 13.64 3,614,745 3,731,801 3.24 51,872 50,902 -1.87
2018-03-31 13F-HR VVR / Van Kampen Senior Income Trust 4.40 417,247 367,247 -11.98 1,832 1,616 -11.79
2018-03-31 13F-HR EIA / Eaton Vance California Municipal Bond Fund II 10.70 18,592 18,592 0.00 214 199 -7.01
2018-03-31 13F-HR VLT / Invesco Van Kampen High Income Trust II 13.87 174,793 237,820 36.06 2,571 3,299 28.32
2018-03-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.14 1,007,714 939,456 -6.77 14,168 12,344 -12.87
2018-03-31 13F-HR MSD / Morgan Stanley Emerging Markets Debt Fund, Inc. 9.39 664,963 1,083,944 63.01 6,636 10,178 53.38
2018-03-31 13F-HR MIN / MFS Intermediate Income Trust 3.93 12,788,972 13,136,142 2.71 53,074 51,625 -2.73
2018-03-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.94 240,201 376,501 56.74 1,974 2,989 51.42
2018-03-31 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 10.91 112,152 50,400 -55.06 1,279 550 -57.00
2018-03-31 13F-HR KED / Kayne Anderson Energy Development Company 15.56 371,792 513,130 38.02 6,473 7,984 23.34
2018-03-31 13F-HR MFS INVESTMENT GRADE MUNICIPAL / (59318B108) 9.38 0 49,240 0.00 0 462
2018-03-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 9.78 32,213 206,899 542.28 329 2,023 514.89
2018-03-31 13F-HR NUVEEN ENHANCED MUNI CREDIT OP / (67070X101) 14.14 223,083 223,083 0.00 3,400 3,154 -7.24
2018-03-31 13F-HR JMF / Nuveen Energy MLP Total Return Fund 9.98 489,108 605,088 23.71 5,571 6,039 8.40
2018-03-31 13F-HR NSL / Nuveen Senior Income Fund 6.55 349,480 420,312 20.27 2,275 2,753 21.01
2018-03-31 13F-HR JSD / Nuveen Short Duration Credit Opportunities Fund 16.89 12,100 125,716 938.98 201 2,123 956.22
2018-03-31 13F-HR XNBBX / Nuveen Build America Bond Fund 20.76 0 15,797 0 328
2018-03-31 13F-HR ICB / Morgan Stanley Income Securities, Inc. 18.83 581,682 616,775 6.03 10,674 11,614 8.81
2018-03-31 13F-HR JGH / Nuveen Global High Income Fund 16.13 35,027 39,680 13.28 592 640 8.11
2018-03-31 13F-HR NUVEEN BUILD AMERICA BOND OPP / (67074Q102) 22.06 773,559 775,651 0.27 17,831 17,111 -4.04
2018-03-31 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.05 246,278 266,278 8.12 3,373 3,475 3.02
2018-03-31 13F-HR EVR / Evercore Partners, Inc. 87.25 7,725 7,725 0.00 695 674 -3.02
2018-03-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 14.60 152,345 113,468 -25.52 2,303 1,657 -28.05
2018-03-31 13F-HR TLI / Western Asset Corporate Loan Fund Inc. 10.48 157,451 293,520 86.42 1,656 3,076 85.75
2018-03-31 13F-HR XPHTX / Pioneer High Income Trust 9.39 320,356 320,356 0.00 3,111 3,008 -3.31
2018-03-31 13F-HR SPE / Special Opportunities Fund, Inc. 14.74 462,206 462,206 0.00 6,878 6,815 -0.92
2018-03-31 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.32 729,337 703,587 -3.53 8,329 7,965 -4.37
2018-03-31 13F-HR NUVEEN HIGH INC DEC 18 TGT TER / (67075P103) 9.79 464,209 476,694 2.69 4,600 4,667 1.46
2018-03-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 22.88 1,448,785 1,471,811 1.59 32,511 33,675 3.58
2018-03-31 13F-HR ERC / Evergreen Multi-Sector Income Fund 13.05 1,503,246 1,383,287 -7.98 19,632 18,052 -8.05
2018-03-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 9.41 511,357 383,452 -25.01 5,226 3,608 -30.96
2018-03-31 13F-HR VOYA PRIME RATE TR PPR / (92913A100) 5.21 533,768 1,678,157 214.40 2,706 8,743 223.10
2018-03-31 13F-HR XISDX / Prudential Short Duration High 14.13 194,935 220,279 13.00 2,879 3,113 8.13
2018-03-31 13F-HR WA GLOBAL CORPORATE DEFINED OP / (95790C107) 16.72 53,404 40,299 -24.54 961 674 -29.86
2018-03-31 13F-HR DEO / Diageo plc 135.42 40,228 40,828 1.49 5,874 5,529 -5.87
2018-03-31 13F-HR AME / Ametek, Inc. 75.96 24,000 24,000 0.00 1,739 1,823 4.83
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.14 22,927 22,617 -1.35 24,151 23,457 -2.87
2018-03-31 13F-HR CBS / CBS Corp. 51.38 288,660 30,635 -89.39 17,031 1,574 -90.76
2018-03-31 13F-HR NUVEEN MTG OPP TERM FD 2 JMT / (67074R100) 22.61 185,392 187,292 1.02 4,401 4,235 -3.77
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 138.81 4,200 4,200 0.00 570 583 2.28
2018-03-31 13F-HR MMM / 3M Co. 219.52 103,335 104,610 1.23 24,322 22,964 -5.58
2018-03-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 12.25 337,406 307,267 -8.93 4,693 3,764 -19.80
2018-03-31 13F-HR AFGE / American Financial Group, Inc. 112.22 65,235 131,775 102.00 7,081 14,788 108.84
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,031.77 13,032 13,032 0.00 13,637 13,446 -1.40
2018-03-31 13F-HR BGS / B&G Foods, Inc. 23.69 39,400 4,475 -88.64 1,385 106 -92.35
2018-03-31 13F-HR THO / Thor Industries, Inc. 115.17 37,985 37,875 -0.29 5,725 4,362 -23.81
2018-03-31 13F-HR DTE / DTE Energy Co. 104.40 183,350 197,325 7.62 20,069 20,601 2.65
2018-03-31 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 10.61 736,867 745,390 1.16 8,386 7,909 -5.69
2018-03-31 13F-HR INTC / Intel Corp. 52.08 838,407 755,882 -9.84 38,701 39,366 1.72
2018-03-31 13F-HR ASML / ASML Holding N.V. (ADR) 198.73 1,726 1,726 0.00 300 343 14.33
2018-03-31 13F-HR INDA / iShares MSCI India ETF 34.11 27,175 27,175 0.00 980 927 -5.41
2018-03-31 13F-HR MANT / ManTech International Corp. 55.48 9,300 9,300 0.00 467 516 10.49
2018-03-31 13F-HR EWBC / East West Bancorp, Inc. 62.54 288,500 243,850 -15.48 17,549 15,250 -13.10
2018-03-31 13F-HR BLACKROCK MUNIYIELD NY QUALITY / (09255E102) 12.06 31,000 31,000 0.00 401 374 -6.73
2018-03-31 13F-HR HTGC / Hercules Capital, Inc. 12.11 24,650 32,700 32.66 323 396 22.60
2018-03-31 13F-HR SXT / Sensient Technologies Corp. 70.62 9,275 9,275 0.00 678 655 -3.39
2018-03-31 13F-HR IQI / Invesco Quality Municipal Income Trust 11.90 583,141 613,866 5.27 7,295 7,305 0.14
2018-03-31 13F-HR BAX / Baxter International, Inc. 64.71 850 850 0.00 55 55 0.00
2018-03-31 13F-HR GLNG / Golar LNG Ltd. 27.37 17,600 19,000 7.95 525 520 -0.95
2018-03-31 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.19 737,983 627,983 -14.91 2,465 2,003 -18.74
2018-03-31 13F-HR COBZ / CoBiz Financial, Inc. 19.60 25,275 31,075 22.95 505 609 20.59
2018-03-31 13F-HR MFS GOVERNMENT MARKETS INCOME / (552939100) 4.63 2,682,386 2,769,307 3.24 12,849 12,822 -0.21
2018-03-31 13F-HR BTI / British American Tobacco p.l.c. 57.71 32,379 30,829 -4.79 2,169 1,779 -17.98
2018-03-31 13F-HR CLR / Continental Resources, Inc. 58.96 44,698 43,385 -2.94 2,368 2,558 8.02
2018-03-31 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 13.93 131,741 117,522 -10.79 1,951 1,637 -16.09
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.65 426,690 424,090 -0.61 41,265 40,140 -2.73
2018-03-31 13F-HR XACPX / Avenue Income Credit Strategies 13.77 82,865 61,091 -26.28 1,163 841 -27.69
2018-03-31 13F-HR BUD / Anheuser-Busch Inbev SA 109.95 41,413 42,820 3.40 4,620 4,708 1.90
2018-03-31 13F-HR KHC / Kraft Heinz Company 62.29 316,065 260,515 -17.58 24,577 16,227 -33.97
2018-03-31 13F-HR CAT / Caterpillar, Inc. 147.42 3,446 3,446 0.00 543 508 -6.45
2018-03-31 13F-HR WEC / WEC Energy Group, Inc. 62.70 64,395 65,220 1.28 4,278 4,089 -4.42
2018-03-31 13F-HR TUP / Tupperware Brands Corp. 48.41 6,740 7,065 4.82 423 342 -19.15
2018-03-31 13F-HR ETH / Ethan Allen Interiors, Inc. 22.95 51,950 51,950 0.00 1,486 1,192 -19.78
2018-03-31 13F-HR BDX / Becton Dickinson & Co. 216.70 143,265 158,775 10.83 30,667 34,407 12.20
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.97 589,270 569,285 -3.39 63,017 62,604 -0.66
2018-03-31 13F-HR KMF / Kayne Anderson Midstream/ Energy Fund Inc. 11.75 127,843 190,938 49.35 1,764 2,244 27.21
2018-03-31 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 12.56 12,500 12,500 0.00 167 157 -5.99
2018-03-31 13F-HR AAPL / Apple, Inc. 167.78 440,730 399,590 -9.33 74,585 67,043 -10.11
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.55 7,510 7,660 2.00 1,295 1,406 8.57
2018-03-31 13F-HR MON / Monsanto Co. 116.67 3,000 3,000 0.00 350 350 0.00
2018-03-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 11.72 532,571 655,956 23.17 6,604 7,688 16.41
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 88.89 225 225 0.00 22 20 -9.09
2018-03-31 13F-HR FIRST TRUST ABERDEEN GLOBAL OP / (337319107) 11.39 1,184,133 1,190,744 0.56 13,807 13,563 -1.77
2018-03-31 13F-HR SHW / Sherwin-Williams Co. (The) 392.11 48,340 59,715 23.53 19,821 23,415 18.13
2018-03-31 13F-HR CTWSP / Connecticut Water Service, Inc. 60.57 5,300 5,300 0.00 304 321 5.59
2018-03-31 13F-HR JFR / Nuveen Floating Rate Income Fund 10.89 98,810 380,012 284.59 1,108 4,138 273.47
2018-03-31 13F-HR PPT / Putnam Premier Income Trust 5.23 4,622,297 5,430,166 17.48 24,637 28,400 15.27
2018-03-31 13F-HR BEN / Franklin Resources, Inc. 34.67 10,700 10,700 0.00 464 371 -20.04
2018-03-31 13F-HR AMCRY / Amcor Ltd. 43.88 22,424 22,424 0.00 1,077 984 -8.64
2018-03-31 13F-HR TYG / Tortoise Energy Infrastructure Corp. 24.98 699,841 535,580 -23.47 20,351 13,379 -34.26
2018-03-31 13F-HR AMBA / Ambarella, Inc. 48.99 11,350 11,350 0.00 667 556 -16.64
2018-03-31 13F-HR RENX / RELX N.V. 20.79 128,755 128,755 0.00 2,970 2,677 -9.87
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.35 6,940 7,645 10.16 8,116 11,065 36.34
2018-03-31 13F-HR DGICA / Donegal Group, Inc. 15.79 24,200 24,200 0.00 419 382 -8.83
2018-03-31 13F-HR AZPN / Aspen Technology, Inc. 78.90 58,850 58,850 0.00 3,896 4,643 19.17
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.71 568,970 586,805 3.13 40,522 37,385 -7.74
2018-03-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 8.94 909,024 1,614,829 77.64 8,608 14,437 67.72
2018-03-31 13F-HR GUGGENHEIM CR ALLOC FD GGM / (40168G108) 21.36 29,221 2,200 -92.47 641 47 -92.67
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 337.93 60,494 57,654 -4.69 19,422 19,483 0.31
2018-03-31 13F-HR ULTI / Ultimate Software Group, Inc. (The) 243.71 20,635 20,635 0.00 4,503 5,029 11.68
2018-03-31 13F-HR LOGM / LogMein, Inc. 115.56 36,900 36,900 0.00 4,225 4,264 0.92
2018-03-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 107.97 196,800 193,090 -1.89 20,650 20,848 0.96
2018-03-31 13F-HR TAL / TAL International Group, Inc. 37.09 28,500 25,400 -10.88 847 942 11.22
2018-03-31 13F-HR BRX / Brixmor Property Group Inc. 15.24 13,650 13,650 0.00 255 208 -18.43
2018-03-31 13F-HR NTDOY / Nintendo Co., Ltd. 37.04 98 27 -72.45 4 1 -75.00
2018-03-31 13F-HR PHG / Koninklijke Philips N.V 38.32 43,923 43,923 0.00 1,660 1,683 1.39
2018-03-31 13F-HR BBY / Best Buy Co., Inc. 69.99 188,049 85,724 -54.41 12,876 6,000 -53.40
2018-03-31 13F-HR FLC / Flaherty & Crumrine/Claymore Total Return Fund Inc. 19.80 10,000 43,832 338.32 216 868 301.85
2018-03-31 13F-HR WESTERN ASSET EMERGING MARKETS / (95766A101) 14.53 567,368 531,968 -6.24 8,823 7,729 -12.40
2018-03-31 13F-HR RHHBY / Roche Holding Ltd 28.63 44,600 44,600 0.00 1,408 1,277 -9.30
2018-03-31 13F-HR LGI / Lazard Global Total Return & Income Fund, Inc. 17.82 381,861 572,559 49.94 6,873 10,203 48.45
2018-03-31 13F-HR TEL / TE Connectivity Ltd. 99.90 141,700 171,475 21.01 13,467 17,130 27.20
2018-03-31 13F-HR SMG / Scotts Miracle-Gro Company (The) 85.75 209,100 196,136 -6.20 22,372 16,819 -24.82
2018-03-31 13F-HR MPWR / Monolithic Power Systems, Inc. 115.78 21,700 22,060 1.66 2,438 2,554 4.76
2018-03-31 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 11.75 652,277 1,132,131 73.57 7,925 13,303 67.86
2018-03-31 13F-HR GWB / Great Western Bancorp, Inc. 40.26 15,100 15,100 0.00 601 608 1.16
2018-03-31 13F-HR ATO / Atmos Energy Corp. 84.21 825 2,375 187.88 71 200 181.69
2018-03-31 13F-HR WARFY / Wharf Holdings Ltd. 307 0 -100.00 2 0 -100.00
2018-03-31 13F-HR MRVL / Marvell Technology Group Ltd. 87 0 -100.00 2 0 -100.00
2018-03-31 13F-HR BLACKROCK TAXABLE MUNI BOND TR / (09248X100) 52,140 0 -100.00 1,209 0 -100.00
2018-03-31 13F-HR GLQ / Clough Global Equity Fund 276,705 0 -100.00 3,700 0 -100.00
2018-03-31 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 15,979 0 -100.00 204 0 -100.00
2018-03-31 13F-HR SALIENT MIDSTREAM & MLP FUND S / (79471V105) 245,100 0 -100.00 2,701 0 -100.00
2018-03-31 13F-HR NTAP / NetApp, Inc. 42 0 -100.00 2 0 -100.00
2018-03-31 13F-HR HLS / HEALTHSOUTH Corp. 75,555 0 -100.00 3,733 0 -100.00
2018-03-31 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 942 0 -100.00 8 0 -100.00
2018-03-31 13F-HR ATLKY / Atlas Copco AB 210 0 -100.00 9 0 -100.00
2018-03-31 13F-HR ASGN / On Assignment, Inc. 33,675 0 -100.00 2,164 0 -100.00
2018-03-31 13F-HR GLW / Corning, Inc. 165 0 -100.00 5 0 -100.00
2018-03-31 13F-HR RIV / RiverNorth Opportunities Fund, Inc. 55,285 0 -100.00 1,107 0 -100.00
2018-03-31 13F-HR DHR / Danaher Corp. 27 0 -100.00 3 0 -100.00
2018-03-31 13F-HR VEOEY / Veolia Environnement 266 0 -100.00 7 0 -100.00
2018-03-31 13F-HR AEXAY / Atos Origin SA 167 0 -100.00 5 0 -100.00
2018-03-31 13F-HR BAESY / BAE Systems PLC 140 0 -100.00 4 0 -100.00
2018-03-31 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 25,461 0 -100.00 158 0 -100.00
2018-03-31 13F-HR A / Agilent Technologies, Inc. 52 0 -100.00 3 0 -100.00
2018-03-31 13F-HR VCISY / Vinci SA 276 0 -100.00 7 0 -100.00
2018-03-31 13F-HR BHKLY / BOC Hong Kong (Holdings) Ltd. 53 0 -100.00 5 0 -100.00
2018-03-31 13F-HR CNS / Cohen & Steers Inc. 243,656 0 -100.00 2,497 0 -100.00
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 24,545 0 -100.00 2,925 0 -100.00
2018-03-31 13F-HR EADSY / Airbus Group SE 302 0 -100.00 7 0 -100.00
2018-03-31 13F-HR RYAAY / Ryanair Holdings Plc 41 0 -100.00 4 0 -100.00
2018-03-31 13F-HR AMKBY / A.P. Moeller-Maersk A/S 591 0 -100.00 5 0 -100.00
2018-03-31 13F-HR EBKDY / Erste Group Bank AG 297 0 -100.00 6 0 -100.00
2018-03-31 13F-HR RWEOY / RWE AG 296 0 -100.00 6 0 -100.00
2018-03-31 13F-HR YHOO / Yahoo! Inc. 79 0 -100.00 6 0 -100.00
2018-03-31 13F-HR ABB / ABB Ltd. 346 0 -100.00 9 0 -100.00
2018-03-31 13F-HR BAYZF / Bayer A.G. 336 0 -100.00 10 0 -100.00
2018-03-31 13F-HR ANZBY / Australia & New Zealand Banking Group Ltd. 461 0 -100.00 10 0 -100.00
2018-03-31 13F-HR AXAHF / AXA 119 0 -100.00 4 0 -100.00
2018-03-31 13F-HR BHP / BHP Billiton Ltd. 311 0 -100.00 14 0 -100.00
2018-03-31 13F-HR CMA / Comerica, Inc. 47 0 -100.00 4 0 -100.00
2018-03-31 13F-HR CFX / Colfax Corp. 26 0 -100.00 1 0 -100.00
2018-03-31 13F-HR CDEVY / City Developments, Ltd. 591 0 -100.00 5 0 -100.00
2018-03-31 13F-HR CHDRY / Christian Dior S.A. 93 0 -100.00 8 0 -100.00
2018-03-31 13F-HR CRZBY / Commerzbank AG 564 0 -100.00 8 0 -100.00
2018-03-31 13F-HR FMC / FMC Corp. 15 0 -100.00 1 0 -100.00
2018-03-31 13F-HR CMI / Cummins, Inc. 10 0 -100.00 2 0 -100.00
2018-03-31 13F-HR GPC / Genuine Parts Co. 4,000 0 -100.00 380 0 -100.00
2018-03-31 13F-HR FITB / Fifth Third Bancorp 126 0 -100.00 4 0 -100.00
2018-03-31 13F-HR GBTZY / Global Logistic Properties Ltd. 269 0 -100.00 7 0 -100.00
2018-03-31 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 726 0 -100.00 5 0 -100.00
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 43 0 -100.00 2 0 -100.00
2018-03-31 13F-HR HAL / Halliburton Co. 87 0 -100.00 4 0 -100.00
2018-03-31 13F-HR HOCPF / Hoya Corp. 123 0 -100.00 6 0 -100.00
2018-03-31 13F-HR KMT / Kennametal Inc. 31 0 -100.00 2 0 -100.00
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 74,175 0 -100.00 8,950 0 -100.00
2018-03-31 13F-HR MFGP / Micro Focus International plc 23 0 -100.00 1 0 -100.00
2018-03-31 13F-HR KMTUY / Komatsu Ltd. 259 0 -100.00 9 0 -100.00
2018-03-31 13F-HR LVMUY / LVMH-Moet Hennessy Louis Vuitton 120 0 -100.00 7 0 -100.00
2018-03-31 13F-HR OMV AG ADR / DEPOSITARY RECEI (670875509) 56 0 -100.00 4 0 -100.00
2018-03-31 13F-HR NEM / Newmont Mining Corp. 92 0 -100.00 3 0 -100.00
2018-03-31 13F-HR NCMGY / Newcrest Mining Ltd. 178 0 -100.00 3 0 -100.00
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 33 0 -100.00 5 0 -100.00
2018-03-31 13F-HR PDCO / Patterson Companies, Inc. 86,000 0 -100.00 3,107 0 -100.00
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 36,554 0 -100.00 3,359 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. 5,669 0 -100.00 9,851 0 -100.00
2018-03-31 13F-HR RBS / Royal Bank of Scotland Group Plc 857 0 -100.00 7 0 -100.00
2018-03-31 13F-HR SAP / SAP SE 106 0 -100.00 12 0 -100.00
2018-03-31 13F-HR SDVKY / Sandvik AB 250 0 -100.00 4 0 -100.00
2018-03-31 13F-HR SHIN ETSU CHEM CO LTD / DEPOSITARY RECEI (824551105) 358 0 -100.00 9 0 -100.00
2018-03-31 13F-HR SOMLY / Secom Co., Ltd. 298 0 -100.00 6 0 -100.00
2018-03-31 13F-HR STLD / Steel Dynamics, Inc. 69 0 -100.00 3 0 -100.00
2018-03-31 13F-HR STT / State Street Corp. 45 0 -100.00 4 0 -100.00
2018-03-31 13F-HR TER / Teradyne, Inc. 49 0 -100.00 2 0 -100.00
2018-03-31 13F-HR UL / Unilever, PLC ADR 170 0 -100.00 9 0 -100.00
2018-03-31 13F-HR UPMKY / UPM-Kymmene Corp. 152 0 -100.00 5 0 -100.00
2018-03-31 13F-HR VLEEF / Valeo S.A. 175 0 -100.00 7 0 -100.00
2018-03-31 13F-HR AAL / American Airlines Group Inc. 54 0 -100.00 3 0 -100.00
2018-03-31 13F-HR ATI / Allegheny Technologies, Inc. 62 0 -100.00 1 0 -100.00
2018-03-31 13F-HR AV / Aviva Plc 536 0 -100.00 7 0 -100.00
2018-03-31 13F-HR DXC / DXC Technology Company 14 0 -100.00 1 0 -100.00
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 554 0 -100.00 21 0 -100.00
2018-03-31 13F-HR DKILF / Daikin Industries Ltd. 30 0 -100.00 7 0 -100.00
2018-03-31 13F-HR ES / Eversource Energy 500 0 -100.00 32 0 -100.00
2018-03-31 13F-HR INTEGER HLDGS CORP / (45826H109) 81 0 -100.00 4 0 -100.00
2018-03-31 13F-HR KBCSY / KBC Group SA 177 0 -100.00 8 0 -100.00
2018-03-31 13F-HR IFNNF / Infineon Technologies AG 196 0 -100.00 5 0 -100.00
2018-03-31 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 53,850 0 -100.00 1,752 0 -100.00
2018-03-31 13F-HR MET / MetLife, Inc. 139 0 -100.00 7 0 -100.00
2018-03-31 13F-HR OGS / ONE Gas, Inc. 39 0 -100.00 3 0 -100.00
2018-03-31 13F-HR PLD / Prologis, Inc. 97 0 -100.00 6 0 -100.00
2018-03-31 13F-HR OA / Orbital ATK, Inc. 22,120 0 -100.00 2,909 0 -100.00
2018-03-31 13F-HR SBGSF / Schneider Electric SE 75 0 -100.00 1 0 -100.00
2018-03-31 13F-HR WYNMY / Wynn Macau Ltd. 107 0 -100.00 3 0 -100.00
2018-03-31 13F-HR WPPGY / WPP PLC 9,745 0 -100.00 883 0 -100.00
2018-03-31 13F-HR SFTBY / Softbank Group 261 0 -100.00 10 0 -100.00
2018-03-31 13F-HR ADNT / Adient plc 10,614 0 -100.00 835 0 -100.00
2018-03-31 13F-HR VR / Validus Holdings Ltd. 292,140 0 -100.00 13,707 0 -100.00
2018-03-31 13F-HR CHKP / Check Point Software Technologies Ltd. 41 0 -100.00 4 0 -100.00
2018-03-31 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 16,700 0 -100.00 144 0 -100.00
2018-03-31 13F-HR JPI / Nuveen Preferred & Income Term Fund 32,807 0 -100.00 812 0 -100.00
2018-03-31 13F-HR PKO / PIMCO Income Opportunity Fund 3,083 0 -100.00 80 0 -100.00
2018-03-31 13F-HR NTG / Tortoise MLP Fund, Inc. 778,951 0 -100.00 13,678 0 -100.00