InvestorSit Investment Associates Inc
Portfolio Value $ 4,192,142,000
Current Positions621
Opened Positions5
Closed Positions71


Latest Holdings, Performance, AUM (from 13F, 13D)

Sit Investment Associates Inc has disclosed 621 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 4,192,142,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Sit Investment Associates Inc's top holdings are Microsoft Corp. (NASDAQ:MSFT) , Apple, Inc. (NASDAQ:AAPL) , Cornerstone Strategic Value Fund, Inc. (AMEX:CLM) , Reaves Utility Income Fund (XUTGX) , and Verizon Communications, Inc. (NYSE:VZ) . Sit Investment Associates Inc's new positions include Morgan Stanley (NYSE:MS) , ConAgra Foods, Inc. (NYSE:CAG) , Carnival Corp. (NYSE:CCL) , American Financial Group, Inc. (Holding Co.) (NYSE:AFGE) , and Eaton Vance Senior Floating-Rate Fund (NYSE:EFR) . Sit Investment Associates Inc's top industries are "Agriculture production livestock and animal specialties" (sic 02) , "Miscellaneous Manufacturing Industries" (sic 39) , and "Metal Mining" (sic 10) .

All Sit Investment Associates Inc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑02‑12 SC 13D/A RISE / Sit Rising Rate ETF 1,329,800 1,319,800 -0.75 87.98 -7.37
2018‑02‑01 SC 13G ICB / Morgan Stanley Income Securities, Inc. 581,682 6.49
2018‑02‑01 SC 13G/A FTF / Franklin Templeton Limited Duration Income Trust 3,138,511 1,512,656 -51.80 6.69 -43.31
2018‑02‑01 SC 13G/A ERC / Evergreen Multi-Sector Income Fund 2,841,553 1,503,246 -47.10 4.30 -37.77
2018‑02‑01 SC 13G/A ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 3,567,379 3,614,745 1.33 20.22 1.35
2018‑02‑01 SC 13G/A GFY / Western Asset Variable Rate Strategic Fund Inc. 1,087,428 1,154,801 6.20 24.74 6.18
2018‑02‑01 SC 13G FAM / First/Trust Aberdeen Global Opportunity Income Fund 1,184,133 9.14
2018‑02‑01 SC 13G XLORX / Lazard World Dividend & Income 443,560 6.45
2018‑02‑01 SC 13G/A BTA / BlackRock Long-Term Municipal Advantage Trust 833,470 840,294 0.82 6.26 0.81
2018‑02‑01 SC 13G AGD / Alpine Global Dynamic Dividend Fund 1,106,606 8.82
2018‑02‑01 SC 13G DHG / Deutsche High Income Opportunities Fund, Inc. 699,695 1,062,180 51.81 7.00 52.17
2018‑02‑01 SC 13G DEX / Delaware Enhanced Global Dividend & Income Fund 994,608 6.27
2018‑02‑01 SC 13G/A SRV / Cushing MLP Total Return Fund (The) 531,379 403,226 -24.12 5.99 -24.08
2018‑02‑01 SC 13G/A NBD / Nuveen Build America Bond Opportunity Fund 699,948 773,559 10.52 10.74 10.61
2018‑02‑01 SC 13G/A CNS / Cohen & Steers Inc. 1,411,236 243,656 -82.73 0.91 -82.73
2018‑02‑01 SC 13G INSI / Insight Select Income Fund 1,105,132 10.32
2018‑02‑01 SC 13G/A CRF / Cornerstone Total Return Fund, Inc. 3,286,250 2,723,278 -17.13 12.22 -51.35
2018‑02‑01 SC 13G VBF / Invesco Van Kampen Bond Fund 634,983 5.58
2018‑02‑01 SC 13G/A XJHSX / John Hancock Income Securities 1,135,907 1,467,719 29.21 12.60 30.30
2018‑02‑01 SC 13G/A BKT / BlackRock Income Trust, Inc. 8,503,888 8,410,947 -1.09 13.15 -1.13
2018‑02‑01 SC 13G/A CLM / Cornerstone Strategic Value Fund, Inc. 3,514,354 4,723,021 34.39 10.73 -12.26
2018‑02‑01 SC 13G/A DUC / Duff & Phelps Utility & Corporate Bond Trust, Inc. 3,864,885 4,161,364 7.67 15.13 7.61
2018‑02‑01 SC 13G/A JMM / Nuveen Multi-Market Income Fund 2,671,407 3,070,357 14.93 32.45 14.95
2018‑02‑01 SC 13G/A MIN / MFS Intermediate Income Trust 8,238,335 12,788,972 55.24 10.86 55.36
2018‑02‑01 SC 13G/A PIM / Putnam Master Intermediate Income Trust 8,683,639 10,322,659 18.87 19.28 20.27
2018‑02‑01 SC 13G/A PPT / Putnam Premier Income Trust 10,560,850 4,622,297 -56.23 4.31 -55.34
2018‑02‑01 SC 13G MGF / MFS Government Markets Income Trust 2,682,386 8.23
2018‑02‑01 SC 13G PCF / Putnam High Income Securities Fund 895,932 6.90
2018‑02‑01 SC 13G SPE / Special Opportunities Fund, Inc. 462,206 5.44
2018‑01‑19 SC 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,237,582 2,323,643 3.85 39.75 15.38
2018‑01‑02 SC 13D/A FMY / First Trust Mortgage Income Fund 1,598,218 1,673,162 4.69 39.71 4.67

This form was filed on January 10, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR KIO / KKR Income Opportunities Fund 16.05 236,514 3,796
2017-12-31 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.34 860,053 737,983 -14.19 3,036 2,465 -18.81
2017-12-31 13F-HR LFC / China Life Insurance Company Limited 15.60 19,300 19,300 0.00 290 301 3.79
2017-12-31 13F-HR EEFT / Euronet Worldwide, Inc. 84.27 59,725 59,725 0.00 5,661 5,033 -11.09
2017-12-31 13F-HR SNE / Sony Corp. 43.10 116 116 0.00 4 5 25.00
2017-12-31 13F-HR HUBS / HubSpot, Inc. 88.42 9,150 9,150 0.00 769 809 5.20
2017-12-31 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 12.00 763,183 840,294 10.10 9,242 10,084 9.11
2017-12-31 13F-HR ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 14.35 3,652,012 3,614,745 -1.02 52,005 51,872 -0.26
2017-12-31 13F-HR RENX / RELX N.V. 23.07 129,005 128,755 -0.19 2,752 2,970 7.92
2017-12-31 13F-HR XISDX / Prudential Short Duration High 14.77 65,953 194,935 195.57 1,006 2,879 186.18
2017-12-31 13F-HR PHG / Koninklijke Philips N.V 37.79 41,023 43,923 7.07 1,690 1,660 -1.78
2017-12-31 13F-HR AWCMY / Alumina Limited 7.05 709 709 0.00 5 5 0.00
2017-12-31 13F-HR JGH / Nuveen Global High Income Fund 16.90 51,898 35,027 -32.51 901 592 -34.30
2017-12-31 13F-HR BKH / Black Hills Corp. (Holding Co.) 60.07 6,875 6,875 0.00 473 413 -12.68
2017-12-31 13F-HR HPQ / HP Inc. 22.32 224 224 0.00 4 5 25.00
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 3,842 0 -100.00 1,183 0 -100.00
2017-12-31 13F-HR BHF / Brighthouse Financial, Inc. 12 0 -100.00 1 0 -100.00
2017-12-31 13F-HR ERJ / Embraer S.A. 3,875 0 -100.00 88 0 -100.00
2017-12-31 13F-HR MGI / MoneyGram International, Inc. 73 0 -100.00 1 0 -100.00
2017-12-31 13F-HR HCN / Welltower Inc. 49 0 -100.00 3 0 -100.00
2017-12-31 13F-HR YASKY / Yaskawa Electric Corp. 96 0 -100.00 6 0 -100.00
2017-12-31 13F-HR CHY / Calamos Convertible and High Income Fund 30,477 0 -100.00 363 0 -100.00
2017-12-31 13F-HR FPL / First Trust New Opportunities MLP & Energy Fund 137,156 0 -100.00 1,730 0 -100.00
2017-12-31 13F-HR DAN / Dana Holding Corp. 46 0 -100.00 1 0 -100.00
2017-12-31 13F-HR ELS / Equity Lifestyles Properties, Inc. 2,650 0 -100.00 225 0 -100.00
2017-12-31 13F-HR SXT / Sensient Technologies Corp. 73.10 8,775 9,275 5.70 675 678 0.44
2017-12-31 13F-HR IQI / Invesco Quality Municipal Income Trust 12.51 507,533 583,141 14.90 6,496 7,295 12.30
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 173.91 69 69 0.00 10 12 20.00
2017-12-31 13F-HR CAH / Cardinal Health, Inc. 192,175 0 -100.00 12,860 0 -100.00
2017-12-31 13F-HR AME / Ametek, Inc. 72.46 24,000 24,000 0.00 1,585 1,739 9.72
2017-12-31 13F-HR ASHTY / Ashtead Group PLC 117.65 34 34 0.00 3 4 33.33
2017-12-31 13F-HR CCL / Carnival Corp. 66.37 212,450 14,100
2017-12-31 13F-HR DTE / DTE Energy Co. 109.46 226,935 183,350 -19.21 24,364 20,069 -17.63
2017-12-31 13F-HR HTGC / Hercules Capital, Inc. 13.10 24,650 323
2017-12-31 13F-HR MTSC / MTS Systems Corp. 53.67 13,750 738
2017-12-31 13F-HR MS / Morgan Stanley 52.47 617,675 32,409
2017-12-31 13F-HR RPM / RPM International, Inc. 52.60 1,825 96
2017-12-31 13F-HR RHT / Red Hat, Inc. 120.12 10,140 1,218
2017-12-31 13F-HR SASOF / Sasol Ltd. 34.20 5,000 5,000 0.00 138 171 23.91
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. 55.63 33,225 27,375 -17.61 1,507 1,523 1.06
2017-12-31 13F-HR STOR / STORE Capital Corp. 26.07 16,400 17,800 8.54 408 464 13.73
2017-12-31 13F-HR TSN / Tyson Foods, Inc. 81.36 885 72
2017-12-31 13F-HR TFX / Teleflex, Inc. 248.76 2,534 1,809 -28.61 613 450 -26.59
2017-12-31 13F-HR WARFY / Wharf Holdings Ltd. 6.51 307 307 0.00 5 2 -60.00
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.71 4,200 4,200 0.00 515 570 10.68
2017-12-31 13F-HR BNPQY / BNP Paribas 35.09 171 171 0.00 7 6 -14.29
2017-12-31 13F-HR CRH / CRH Plc 36.09 36,325 36,325 0.00 1,375 1,311 -4.65
2017-12-31 13F-HR INDA / iShares MSCI India ETF 36.06 26,075 27,175 4.22 857 980 14.35
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.14 1,995 6,725 237.09 38 122 221.05
2017-12-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 78.20 7,890 617
2017-12-31 13F-HR SNV / Synovus Financial Corp. 47.91 5,281 10,562 100.00 243 506 108.23
2017-12-31 13F-HR ETN / Eaton Corporation 79.35 509 1,109 117.88 39 88 125.64
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 22.99 87 87 0.00 2 2 0.00
2017-12-31 13F-HR DOUBLELINE OPP CRED FD DBL / (258623107) 22.19 100,800 2,237
2017-12-31 13F-HR NUVEEN MI QUALITY INCOME MUNIC / (670979103) 13.28 15,963 212
2017-12-31 13F-HR LCM / Advent Claymore Convertible Securities and Income Fund II 8.34 247,356 87,660 -64.56 2,130 731 -65.68
2017-12-31 13F-HR FIRST TRUST MORTGAGE INCOME FU / (33734E103) 14.30 1,673,162 23,926
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATIONAL MUN / (01864U106) 13.40 127,175 1,704
2017-12-31 13F-HR BLACKROCK TAXABLE MUNI BOND TR / (09248X100) 23.19 52,140 1,209
2017-12-31 13F-HR BLACKROCK FL MUNI 2020 TERM TR / (09250M109) 14.42 25,038 361
2017-12-31 13F-HR BLACKROCK MUNIYIELD PA QUALITY / (09255G107) 14.35 51,700 742
2017-12-31 13F-HR GLQ / Clough Global Equity Fund 13.37 1,128,699 276,705 -75.48 14,967 3,700 -75.28
2017-12-31 13F-HR DUFF & PHELPS UTILITY AND CORP / (26432K108) 8.85 4,161,364 36,828
2017-12-31 13F-HR FMN / Federated Premier Municipal Income Fund 14.04 65,108 914
2017-12-31 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 12.77 15,979 204
2017-12-31 13F-HR INVESCO TRUST FOR INV GRADE NY / (46131T101) 13.74 15,500 213
2017-12-31 13F-HR MIN / MFS Intermediate Income Trust 4.15 12,216,157 12,788,972 4.69 52,285 53,074 1.51
2017-12-31 13F-HR NSL / Nuveen Senior Income Fund 6.51 349,480 2,275
2017-12-31 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 11.40 112,152 1,279
2017-12-31 13F-HR NUVEEN ENHANCED MUNI CREDIT OP / (67070X101) 15.24 223,083 3,400
2017-12-31 13F-HR JFR / Nuveen Floating Rate Income Fund 11.21 98,810 1,108
2017-12-31 13F-HR NUVEEN BUILD AMERICA BOND OPP / (67074Q102) 23.05 773,559 17,831
2017-12-31 13F-HR NUVEEN HIGH INC DEC 18 TGT TER / (67075P103) 9.91 464,209 4,600
2017-12-31 13F-HR SALIENT MIDSTREAM & MLP FUND S / (79471V105) 11.02 245,100 2,701
2017-12-31 13F-HR VOYA PRIME RATE TR PPR / (92913A100) 5.07 533,768 2,706
2017-12-31 13F-HR WESTERN ASSET EMERGING MARKETS / (95766A101) 15.55 567,368 8,823
2017-12-31 13F-HR WA GLOBAL CORPORATE DEFINED OP / (95790C107) 17.99 53,404 961
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.71 1,019 850 -16.58 64 55 -14.06
2017-12-31 13F-HR GAM / General American Investors Co., Inc. 34.40 137,031 210,265 53.44 4,936 7,233 46.54
2017-12-31 13F-HR DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 8.55 236,174 236,174 0.00 2,000 2,019 0.95
2017-12-31 13F-HR UFS / Domator Corp. 49.52 77,090 77,360 0.35 3,345 3,831 14.53
2017-12-31 13F-HR MMT / MFS Multimarket Income Trust 6.07 1,127,952 1,016,073 -9.92 7,038 6,168 -12.36
2017-12-31 13F-HR CMC / Commercial Metals Co. 21.33 13,550 13,550 0.00 258 289 12.02
2017-12-31 13F-HR CLM / Cornerstone Strategic Value Fund, Inc. 15.47 4,723,021 4,723,021 0.00 69,948 73,065 4.46
2017-12-31 13F-HR JMM / Nuveen Multi-Market Income Fund 7.62 3,059,181 3,070,357 0.37 23,225 23,396 0.74
2017-12-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.06 964,816 1,007,714 4.45 13,691 14,168 3.48
2017-12-31 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 15.02 1,099,593 1,062,180 -3.40 16,637 15,954 -4.11
2017-12-31 13F-HR INSI / Insight Select Income Fund 19.90 1,057,401 1,105,132 4.51 21,254 21,992 3.47
2017-12-31 13F-HR XGLVX / Clough Global Allocation Fund 13.34 487,878 100,292 -79.44 6,786 1,338 -80.28
2017-12-31 13F-HR MRTN / Marten Transport, Ltd. 20.29 50,184 48,984 -2.39 1,031 994 -3.59
2017-12-31 13F-HR NTAP / NetApp, Inc. 47.62 42 42 0.00 2 2 0.00
2017-12-31 13F-HR XMUSX / BlackRock MuniHoldings Quality 13.38 295,812 339,109 14.64 4,023 4,537 12.78
2017-12-31 13F-HR CRF / Cornerstone Total Return Fund, Inc. 15.28 2,622,655 2,723,278 3.84 38,369 41,625 8.49
2017-12-31 13F-HR GDDY / GoDaddy Inc. 50.26 17,250 17,250 0.00 751 867 15.45
2017-12-31 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.70 1,063,384 1,144,555 7.63 12,410 13,391 7.90
2017-12-31 13F-HR HLS / HEALTHSOUTH Corp. 49.41 73,975 75,555 2.14 3,429 3,733 8.87
2017-12-31 13F-HR CEO / CNOOC Ltd. 143.70 675 675 0.00 88 97 10.23
2017-12-31 13F-HR LECO / Lincoln Electric Holdings, Inc. 91.59 18,030 18,845 4.52 1,653 1,726 4.42
2017-12-31 13F-HR DSW / DSW, Inc. 21.51 0 4,650 0 100
2017-12-31 13F-HR OEC / Orion Engineered Carbons S.A. 25.60 55,382 55,382 0.00 1,243 1,418 14.08
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 994,325 896,075 -9.88 74,067 76,650 3.49
2017-12-31 13F-HR TSS / Total System Services, Inc. 79.10 17,891 32,377 80.97 1,172 2,561 118.52
2017-12-31 13F-HR PAYC / Paycom Software, Inc. 80.31 22,260 26,060 17.07 1,669 2,093 25.40
2017-12-31 13F-HR SHEN / Shenandoah Telecommunications Co. 33.79 56,500 57,200 1.24 2,102 1,933 -8.04
2017-12-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.71 20,000 724,908 3,524.54 238 8,489 3,466.81
2017-12-31 13F-HR CIK / Credit Suisse Asset Management Income Fund, Inc. 3.31 351,464 145,682 -58.55 1,191 482 -59.53
2017-12-31 13F-HR MSD / Morgan Stanley Emerging Markets Debt Fund, Inc. 9.98 401,793 664,963 65.50 4,046 6,636 64.01
2017-12-31 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 15.88 369,481 259,076 -29.88 5,982 4,114 -31.23
2017-12-31 13F-HR DST / DST Systems, Inc. 62.07 56,675 71,175 25.58 3,110 4,418 42.06
2017-12-31 13F-HR KYE / Kayne Anderson Energy Total Return Fund, Inc. 10.06 411,437 252,847 -38.55 4,575 2,544 -44.39
2017-12-31 13F-HR VBF / Invesco Van Kampen Bond Fund 19.89 657,885 634,983 -3.48 13,164 12,630 -4.06
2017-12-31 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.49 942 942 0.00 8 8 0.00
2017-12-31 13F-HR INGR / Ingredion, Inc. 139.90 4,825 4,825 0.00 582 675 15.98
2017-12-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.50 512,542 582,093 13.57 6,545 7,276 11.17
2017-12-31 13F-HR DNHBY / DNB ASA 19.35 310 310 0.00 6 6 0.00
2017-12-31 13F-HR MIC / Macquarie Infrastructure Company LLC 64.20 239,645 174,920 -27.01 17,298 11,230 -35.08
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. 59.47 25,025 325,900 1,202.30 1,431 19,381 1,254.37
2017-12-31 13F-HR DGX / Quest Diagnostics, Inc. 98.49 22 199,732 907,772.73 2 19,672 983,500.00
2017-12-31 13F-HR BPK / BlackRock Municipal 2018 Term Trust 14.77 105,625 109,804 3.96 1,588 1,622 2.14
2017-12-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 97.06 209,045 177,730 -14.98 18,494 17,250 -6.73
2017-12-31 13F-HR BSX / Boston Scientific Corp. 24.79 141,710 143,410 1.20 4,134 3,555 -14.01
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. 44.09 6,125 5,625 -8.16 323 248 -23.22
2017-12-31 13F-HR WIW / Western Asset/ Claymore Inflation Linked Opportunities & Income Fund 11.79 656,675 686,501 4.54 7,585 8,094 6.71
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.92 413,100 381,450 -7.66 46,032 45,743 -0.63
2017-12-31 13F-HR SPE / Special Opportunities Fund, Inc. 14.88 449,200 462,206 2.90 7,123 6,878 -3.44
2017-12-31 13F-HR R / Ryder System, Inc. 84.09 21,325 4,650 -78.19 1,803 391 -78.31
2017-12-31 13F-HR EOG / EOG Resources, Inc. 107.95 11,987 11,987 0.00 1,160 1,294 11.55
2017-12-31 13F-HR CTR / ClearBridge Energy MLP Total Return Fund Inc. 11.62 632,158 481,751 -23.79 8,035 5,598 -30.33
2017-12-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.22 9,917 240,201 2,322.11 84 1,974 2,250.00
2017-12-31 13F-HR BERY / Berry Plastics Group, Inc. 58.62 375 1,450 286.67 21 85 304.76
2017-12-31 13F-HR XJHSX / John Hancock Income Securities 14.85 1,454,644 1,467,719 0.90 21,572 21,796 1.04
2017-12-31 13F-HR ATLKY / Atlas Copco AB 42.86 210 210 0.00 9 9 0.00
2017-12-31 13F-HR ASGN / On Assignment, Inc. 64.26 41,275 33,675 -18.41 2,216 2,164 -2.35
2017-12-31 13F-HR GLW / Corning, Inc. 30.30 165 165 0.00 5 5 0.00
2017-12-31 13F-HR IBDRY / Iberdrola S.A. 30.94 107,210 91,179 -14.95 3,325 2,821 -15.16
2017-12-31 13F-HR WCN / Waste Connections, Inc. 70.94 130,631 101,280 -22.47 9,139 7,185 -21.38
2017-12-31 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.33 57,725 116,457 101.74 844 1,669 97.75
2017-12-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.44 412,801 499,201 20.93 6,353 7,708 21.33
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.51 144,690 192,390 32.97 14,262 20,684 45.03
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 172.77 2,900 3,085 6.38 428 533 24.53
2017-12-31 13F-HR RIV / RiverNorth Opportunities Fund, Inc. 20.02 6,261 55,285 783.01 129 1,107 758.14
2017-12-31 13F-HR COP / ConocoPhillips 53.03 132 132 0.00 7 7 0.00
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.45 35,130 27,205 -22.56 3,599 2,488 -30.87
2017-12-31 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 7.27 439,426 428,826 -2.41 2,830 3,118 10.18
2017-12-31 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,310.00 400 400 0.00 526 524 -0.38
2017-12-31 13F-HR GLO / Clough Global Opportunities Fund 10.88 2,113,257 651,049 -69.19 23,584 7,083 -69.97
2017-12-31 13F-HR FTS / Fortis Inc. 36.68 15,974 15,974 0.00 571 586 2.63
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.28 137,700 137,700 0.00 1,756 1,416 -19.36
2017-12-31 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 134.74 7,900 5,700 -27.85 1,155 768 -33.51
2017-12-31 13F-HR ADDDF / adidas AG 90.91 64 33 -48.44 7 3 -57.14
2017-12-31 13F-HR KED / Kayne Anderson Energy Development Company 17.41 223,394 371,792 66.43 3,871 6,473 67.22
2017-12-31 13F-HR EAD / Evergreen Income Advantage Fund 8.40 316,634 368,642 16.43 2,771 3,097 11.76
2017-12-31 13F-HR DHR / Danaher Corp. 111.11 27 27 0.00 2 3 50.00
2017-12-31 13F-HR MZF / Managed Duration Investment Grade Municipal Fund 13.43 158,460 146,873 -7.31 2,185 1,973 -9.70
2017-12-31 13F-HR FEN / First Trust Energy Income & Growth Fund 26.51 538,473 447,738 -16.85 13,273 11,870 -10.57
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.61 13,360 13,360 0.00 1,095 1,117 2.01
2017-12-31 13F-HR KO / Coca Cola Co. 45.88 40,475 40,475 0.00 1,822 1,857 1.92
2017-12-31 13F-HR AXP / American Express Co. 100.00 60 60 0.00 5 6 20.00
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 93.13 420 1,675 298.81 34 156 358.82
2017-12-31 13F-HR XHNWX / Pioneer Diversified High Income 15.75 131,161 270,062 105.90 2,173 4,253 95.72
2017-12-31 13F-HR BKT / BlackRock Income Trust, Inc. 6.17 8,785,478 8,410,947 -4.26 55,173 51,896 -5.94
2017-12-31 13F-HR SPLK / Splunk Inc. 82.83 24,275 28,975 19.36 1,613 2,400 48.79
2017-12-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.21 80,392 32,213 -59.93 837 329 -60.69
2017-12-31 13F-HR FTF / Franklin Templeton Limited Duration Income Trust 11.83 1,783,931 1,512,656 -15.21 21,425 17,895 -16.48
2017-12-31 13F-HR JMF / Nuveen Energy MLP Total Return Fund 11.39 448,728 489,108 9.00 5,412 5,571 2.94
2017-12-31 13F-HR JLS / Nuveen Mortgage Opportunity Fund 24.69 235,986 185,720 -21.30 5,985 4,585 -23.39
2017-12-31 13F-HR NPK / National Presto Industries, Inc. 99.38 4,500 6,400 42.22 479 636 32.78
2017-12-31 13F-HR VEOEY / Veolia Environnement 26.32 266 266 0.00 6 7 16.67
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 114.99 50,295 51,605 2.60 5,347 5,934 10.98
2017-12-31 13F-HR DBVT / DBV Technologies S.A. 24.62 18,850 18,850 0.00 800 464 -42.00
2017-12-31 13F-HR AEXAY / Atos Origin SA 29.94 167 167 0.00 5 5 0.00
2017-12-31 13F-HR EIM / Eaton Vance Municipal Bond Fund 12.51 114,012 132,534 16.25 1,446 1,658 14.66
2017-12-31 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 13.15 814,759 1,178,811 44.68 10,527 15,501 47.25
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.51 32,155 26,195 -18.54 5,748 5,069 -11.81
2017-12-31 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 13.10 297,840 325,001 9.12 3,973 4,258 7.17
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 66.99 28,349 32,379 14.22 1,770 2,169 22.54
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.88 40,682 38,282 -5.90 7,697 7,269 -5.56
2017-12-31 13F-HR AGC / Advent Claymore Convertible Securities & Income Fund II 5.99 1,130,975 922,928 -18.40 7,057 5,528 -21.67
2017-12-31 13F-HR BAESY / BAE Systems PLC 28.57 140 140 0.00 5 4 -20.00
2017-12-31 13F-HR AVY / Avery Dennison Corp. 114.82 7,790 8,265 6.10 766 949 23.89
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 65.98 398,975 374,235 -6.20 22,375 24,692 10.36
2017-12-31 13F-HR BSD / BlackRock Strategic Municipal Trust 13.67 0 18,441 0 252
2017-12-31 13F-HR WEC / WEC Energy Group, Inc. 66.43 60,962 64,395 5.63 3,827 4,278 11.78
2017-12-31 13F-HR EMO / ClearBridge Energy MLP Opportunity Fund Inc. 11.80 887,084 657,154 -25.92 10,796 7,754 -28.18
2017-12-31 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.21 0 25,461 0 158
2017-12-31 13F-HR COLB / Columbia Banking System, Inc. 43.43 14,300 14,300 0.00 602 621 3.16
2017-12-31 13F-HR MUSA / Murphy USA Inc. 80.00 1,175 1,175 0.00 81 94 16.05
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.94 643,014 589,270 -8.36 61,414 63,017 2.61
2017-12-31 13F-HR KMF / Kayne Anderson Midstream/ Energy Fund Inc. 13.80 269,265 127,843 -52.52 3,958 1,764 -55.43
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.68 640,725 574,025 -10.41 12,110 9,575 -20.93
2017-12-31 13F-HR CORT / Corcept Therapeutics, Inc. 18.06 60,400 95,650 58.36 1,166 1,727 48.11
2017-12-31 13F-HR A / Agilent Technologies, Inc. 57.69 52 52 0.00 3 3 0.00
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 435,740 440,730 1.15 67,156 74,585 11.06
2017-12-31 13F-HR MON / Monsanto Co. 116.67 3,000 3,000 0.00 359 350 -2.51
2017-12-31 13F-HR BYM / BlackRock Municipal Income Quality Trust 14.20 67,936 62,486 -8.02 998 887 -11.12
2017-12-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 12.40 424,717 532,571 25.39 5,526 6,604 19.51
2017-12-31 13F-HR VCISY / Vinci SA 25.36 276 276 0.00 7 7 0.00
2017-12-31 13F-HR IDEXY / Industria de Diseno Textil Inditex SA 17.41 55,905 44,455 -20.48 1,056 774 -26.70
2017-12-31 13F-HR EME / EMCOR Group, Inc. 81.74 36,200 32,800 -9.39 2,512 2,681 6.73
2017-12-31 13F-HR BHKLY / BOC Hong Kong (Holdings) Ltd. 94.34 53 53 0.00 5 5 0.00
2017-12-31 13F-HR SNA / Snap-On Inc. 174.30 27,030 61,050 125.86 4,028 10,641 164.18
2017-12-31 13F-HR LNC.WS / Lincoln National Corp. 76.87 269,857 241,432 -10.53 19,829 18,559 -6.40
2017-12-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.18 679,254 759,169 11.77 9,102 10,006 9.93
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 10.25 793,338 243,656 -69.29 8,275 2,497 -69.82
2017-12-31 13F-HR HUB.A / Hubbell Inc 135.33 50,150 23,875 -52.39 5,818 3,231 -44.47
2017-12-31 13F-HR PPT / Putnam Premier Income Trust 5.33 3,388,936 4,622,297 36.39 18,029 24,637 36.65
2017-12-31 13F-HR PKI / PerkinElmer, Inc. 73.11 17,440 17,700 1.49 1,203 1,294 7.56
2017-12-31 13F-HR AIT / Applied Industrial Technologies, Inc. 68.10 4,600 23,715 415.54 303 1,615 433.00
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.17 27,220 24,545 -9.83 3,269 2,925 -10.52
2017-12-31 13F-HR EADSY / Airbus Group SE 23.18 302 302 0.00 7 7 0.00
2017-12-31 13F-HR TYG / Tortoise Energy Infrastructure Corp. 29.08 635,728 699,841 10.08 18,411 20,351 10.54
2017-12-31 13F-HR DNSKF / Danske Bank A/S 20.46 391 391 0.00 8 8 0.00
2017-12-31 13F-HR MTN / Vail Resorts, Inc. 212.48 12,820 12,820 0.00 2,924 2,724 -6.84
2017-12-31 13F-HR LM / Legg Mason, Inc. 41.98 669,145 543,663 -18.75 26,304 22,823 -13.23
2017-12-31 13F-HR RYAAY / Ryanair Holdings Plc 97.56 41 41 0.00 4 4 0.00
2017-12-31 13F-HR BIDU / Baidu, Inc. 234.11 1,190 1,290 8.40 295 302 2.37
2017-12-31 13F-HR CSX / CSX Corp. 54.44 349 349 0.00 19 19 0.00
2017-12-31 13F-HR BR / Broadridge Financial Solutions, Inc. 90.79 5,450 2,225 -59.17 440 202 -54.09
2017-12-31 13F-HR PPRUY / Kering SA 45.80 131 131 0.00 5 6 20.00
2017-12-31 13F-HR AMKBY / A.P. Moeller-Maersk A/S 8.46 591 591 0.00 6 5 -16.67
2017-12-31 13F-HR ICB / Morgan Stanley Income Securities, Inc. 18.35 586,573 581,682 -0.83 10,734 10,674 -0.56
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 73.66 456,430 420,560 -7.86 29,307 30,978 5.70
2017-12-31 13F-HR JHG / Janus Henderson Group plc 38.28 21,423 15,623 -27.07 746 598 -19.84
2017-12-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 104.93 180,275 196,800 9.17 16,342 20,650 26.36
2017-12-31 13F-HR TAL / TAL International Group, Inc. 29.72 30,600 28,500 -6.86 1,032 847 -17.93
2017-12-31 13F-HR EBKDY / Erste Group Bank AG 20.20 297 297 0.00 6 6 0.00
2017-12-31 13F-HR SPIR / Spire Corp. 75.13 19,875 15,400 -22.52 1,484 1,157 -22.04
2017-12-31 13F-HR ROST / Ross Stores, Inc. 80.00 535 1,900 255.14 35 152 334.29
2017-12-31 13F-HR LGI / Lazard Global Total Return & Income Fund, Inc. 18.00 423,815 381,861 -9.90 7,103 6,873 -3.24
2017-12-31 13F-HR RWEOY / RWE AG 20.27 296 296 0.00 7 6 -14.29
2017-12-31 13F-HR MQBKY / Macquarie Group, Ltd. 78.43 51 51 0.00 4 4 0.00
2017-12-31 13F-HR PH / Parker-Hannifin Corp. 199.58 156,970 163,770 4.33 27,473 32,685 18.97
2017-12-31 13F-HR TEL / TE Connectivity Ltd. 95.04 83,725 141,700 69.24 6,954 13,467 93.66
2017-12-31 13F-HR SMG / Scotts Miracle-Gro Company (The) 106.99 226,435 209,100 -7.66 22,041 22,372 1.50
2017-12-31 13F-HR EGF / BlackRock Enhanced Government Fund, Inc. 13.40 2,568,261 2,299,110 -10.48 35,031 30,808 -12.06
2017-12-31 13F-HR CRI / Carter's, Inc. 117.42 3,200 3,645 13.91 316 428 35.44
2017-12-31 13F-HR TSI / TCW Strategic Income Fund, Inc. 5.87 1,160,492 1,359,315 17.13 6,731 7,979 18.54
2017-12-31 13F-HR USB / U.S. Bancorp 53.58 371,215 102,020 -72.52 19,893 5,466 -72.52
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.46 186,245 177,745 -4.56 36,476 39,186 7.43
2017-12-31 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 15.92 67,433 64,466 -4.40 1,084 1,026 -5.35
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.12 85,425 69,965 -18.10 14,034 13,022 -7.21
2017-12-31 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.70 223,758 246,278 10.06 3,072 3,373 9.80
2017-12-31 13F-HR ATO / Atmos Energy Corp. 86.06 240 825 243.75 20 71 255.00
2017-12-31 13F-HR VLT / Invesco Van Kampen High Income Trust II 14.71 102,644 174,793 70.29 1,550 2,571 65.87
2017-12-31 13F-HR GIS / General Mills, Inc. 10,500 0 -100.00 543 0 -100.00
2017-12-31 13F-HR ACP / Avenue Income Credit Strategies Fund 135,382 0 -100.00 1,997 0 -100.00
2017-12-31 13F-HR JAPAF / Japan Tobacco 215 0 -100.00 4 0 -100.00
2017-12-31 13F-HR TTP / Tortoise Pipeline & Energy Fund, Inc. 182,630 0 -100.00 3,517 0 -100.00
2017-12-31 13F-HR MFS INVESTMENT GRADE MUNICIPAL / (59318B108) 8,203 0 -100.00 82 0
2017-12-31 13F-HR NCZ / AGIC Convertible & Income Fund II 19,515 0 -100.00 122 0 -100.00
2017-12-31 13F-HR ACCO / Acco Brands Corp. 87 0 -100.00 1 0 -100.00
2017-12-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 95,000 0 -100.00 7,962 0 -100.00
2017-12-31 13F-HR NRBAY / Nordea Bank AB 157 0 -100.00 2 0 -100.00
2017-12-31 13F-HR ACHC / Acadia Healthcare Company, Inc. 27,650 0 -100.00 1,321 0 -100.00
2017-12-31 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 1,979 0 -100.00 13 0 -100.00
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. 13 0 -100.00 1 0 -100.00
2017-12-31 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 24,409 0 -100.00 503 0 -100.00
2017-12-31 13F-HR TOELY / Tokyo Electron Ltd. 190 0 -100.00 7 0 -100.00
2017-12-31 13F-HR NCV / AGIC Convertible & Income Fund 817 0 -100.00 6 0 -100.00
2017-12-31 13F-HR NDP / Tortoise Energy Independence Fund, Inc. 201,618 0 -100.00 2,693 0 -100.00
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 171 0 -100.00 3 0 -100.00
2017-12-31 13F-HR XPDIX / PIMCO Dynamic Income Fund 29,300 0 -100.00 904 0 -100.00
2017-12-31 13F-HR FEI / First Trust MLP and Energy Income Fund 87,576 0 -100.00 1,336 0 -100.00
2017-12-31 13F-HR BGB / Blackstone / GSO Strategic Credit Fund 59,333 0 -100.00 948 0 -100.00
2017-12-31 13F-HR ARDC / Ares Dynamic Credit Allocation Fund, Inc. 50,000 0 -100.00 820 0 -100.00
2017-12-31 13F-HR HEXAGON AB-B SHS / (00B1XFTL2) 5,200 0 -100.00 258 0
2017-12-31 13F-HR BKU / BankUnited, Inc. 12,675 0 -100.00 451 0 -100.00
2017-12-31 13F-HR GPRE / Green Plains Inc. 14,200 0 -100.00 286 0 -100.00
2017-12-31 13F-HR VWR / VWR Corporation 29,975 0 -100.00 992 0 -100.00
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 93 0 -100.00 10 0 -100.00
2017-12-31 13F-HR S / Sprint Corporation 117 0 -100.00 1 0 -100.00
2017-12-31 13F-HR CPA / Copa Holdings, S.A. 10 0 -100.00 1 0 -100.00
2017-12-31 13F-HR TIME / Time Inc. 36,900 0 -100.00 498 0 -100.00
2017-12-31 13F-HR FNSR / Finisar Corporation 45 0 -100.00 1 0 -100.00
2017-12-31 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 3,690 0 -100.00 91 0 -100.00
2017-12-31 13F-HR GLCNF / Glencore Plc 1,076 0 -100.00 10 0 -100.00
2017-12-31 13F-HR MDT / Medtronic plc 265,745 0 -100.00 20,667 0 -100.00
2017-12-31 13F-HR XPFLX / PIMCO Income Strategy Fund 81,030 0 -100.00 982 0 -100.00
2017-12-31 13F-HR LVLT / Level 3 Communications, Inc. 26 0 -100.00 1 0 -100.00
2017-12-31 13F-HR PCRFY / Panasonic Corp. 416 0 -100.00 6 0 -100.00
2017-12-31 13F-HR NML / Neuberger Berman MLP Income Fund Inc. 57,511 0 -100.00 546 0 -100.00
2017-12-31 13F-HR HUM / Humana, Inc. 12,020 0 -100.00 2,928 0 -100.00
2017-12-31 13F-HR KBH / KB Home 50 0 -100.00 1 0 -100.00
2017-12-31 13F-HR MADISON STRTG SECTOR PREM MSP / (558268108) 397,545 0 -100.00 4,775 0
2017-12-31 13F-HR UAL / United Continental Holdings, Inc. 36 0 -100.00 2 0 -100.00
2017-12-31 13F-HR DHY / Credit Suisse High Yield Bond Fund 678,671 0 -100.00 1,955 0 -100.00
2017-12-31 13F-HR RBGLY / Reckitt Benckiser Group Plc. 241 0 -100.00 4 0 -100.00
2017-12-31 13F-HR STM / STMicroelectronics N.V. 329 0 -100.00 6 0 -100.00
2017-12-31 13F-HR XNBBX / Nuveen Build America Bond Fund 206,913 0 -100.00 4,442 0 -100.00
2017-12-31 13F-HR GNBC / Green Bancorp, Inc. 66 0 -100.00 2 0 -100.00
2017-12-31 13F-HR HALO / Halozyme Therapeutics, Inc. 68,000 0 -100.00 1,181 0 -100.00
2017-12-31 13F-HR DNI / Dividend and Income Fund 199,121 0 -100.00 2,561 0 -100.00
2017-12-31 13F-HR AAUKF / Anglo American plc 786 0 -100.00 7 0 -100.00
2017-12-31 13F-HR TSRYY / Treasury Wine Estates Ltd. 473 0 -100.00 5 0 -100.00
2017-12-31 13F-HR ALIOY / Actelion Ltd. 65 0 -100.00 5 0 -100.00
2017-12-31 13F-HR MKGAF / Merck KGaA 230 0 -100.00 5 0 -100.00
2017-12-31 13F-HR 00B8KF9B4 / WPP PLC Bond 103,300 0 -100.00 1,917 0 -100.00
2017-12-31 13F-HR FEDERATED PREM INT MUN FD FPT / (31423M105) 39,241 0 -100.00 534 0
2017-12-31 13F-HR NGG / National Grid Plc 27 0 -100.00 2 0 -100.00
2017-12-31 13F-HR CENTER COAST MLP & INFRASTRUCT / (151461100) 154,679 0 -100.00 1,633 0
2017-12-31 13F-HR NATIONAL GRID PLC / (00BDR05C0) 46,200 0 -100.00 572 0
2017-12-31 13F-HR MFS INTERMEDIATE HIGH INCOME F / (59318T109) 504,423 0 -100.00 1,478 0
2017-12-31 13F-HR FBP / First BanCorp 231 0 -100.00 1 0 -100.00
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 1,138,775 0 -100.00 15,897 0 -100.00
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.71 165,615 158,015 -4.59 15,222 16,546 8.70
2017-12-31 13F-HR ABT / Abbott Laboratories 57.07 727,520 618,970 -14.92 38,820 35,325 -9.00
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 108.55 65,235 7,081
2017-12-31 13F-HR APOG / Apogee Enterprises, Inc. 45.74 37,975 46,025 21.20 1,833 2,105 14.84
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 73.51 247,105 84,610 -65.76 18,847 6,220 -67.00
2017-12-31 13F-HR YHOO / Yahoo! Inc. 75.95 79 79 0.00 5 6 20.00
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.41 265 1,275 381.13 23 114 395.65
2017-12-31 13F-HR ANET / Arista Networks, Inc. 235.59 38,575 37,150 -3.69 7,314 8,752 19.66
2017-12-31 13F-HR AMG / Affiliated Managers Group, Inc. 205.27 19,925 19,925 0.00 3,782 4,090 8.14
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 119.59 29,970 29,970 0.00 4,204 3,584 -14.75
2017-12-31 13F-HR ALGN / Align Technology, Inc. 222.21 21,760 18,685 -14.13 4,053 4,152 2.44
2017-12-31 13F-HR AXE / Anixter International, Inc. 75.99 42,111 53,861 27.90 3,579 4,093 14.36
2017-12-31 13F-HR AAGIY / AIA Group, Ltd. 34.30 379 379 0.00 11 13 18.18
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.97 2,137 2,137 0.00 174 188 8.05
2017-12-31 13F-HR AZSEY / Allianz SE 22.97 163,240 168,470 3.20 3,655 3,869 5.85
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.45 5,965 6,940 16.35 5,734 8,116 41.54
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.12 810,515 698,335 -13.84 42,220 35,699 -15.45
2017-12-31 13F-HR ABB / ABB Ltd. 26.01 346 346 0.00 9 9 0.00
2017-12-31 13F-HR BAYZF / Bayer A.G. 29.76 336 336 0.00 11 10 -9.09
2017-12-31 13F-HR ADSK / Autodesk, Inc. 104.82 36,324 45,104 24.17 4,078 4,728 15.94
2017-12-31 13F-HR ANZBY / Australia & New Zealand Banking Group Ltd. 21.69 461 461 0.00 11 10 -9.09
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 450,041 1,476,826 228.15 11,404 43,596 282.29
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.86 11,270 11,270 0.00 598 607 1.51
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 214.06 177,375 143,265 -19.23 34,757 30,667 -11.77
2017-12-31 13F-HR BIG / Big Lots, Inc. 56.15 14,975 16,295 8.81 802 915 14.09
2017-12-31 13F-HR AXAHF / AXA 33.61 119 119 0.00 4 4 0.00
2017-12-31 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 58.62 13,460 13,460 0.00 886 789 -10.95
2017-12-31 13F-HR AZPN / Aspen Technology, Inc. 66.20 78,550 58,850 -25.08 4,934 3,896 -21.04
2017-12-31 13F-HR BA / Boeing Company (The) 294.92 59 56,809 96,186.44 15 16,754 111,593.33
2017-12-31 13F-HR BBY / Best Buy Co., Inc. 68.47 24 188,049 783,437.50 1 12,876 1,287,500.00
2017-12-31 13F-HR BHP / BHP Billiton Ltd. 45.02 311 311 0.00 13 14 7.69
2017-12-31 13F-HR BAH / Booz Allen Hamilton Holding Corp. 38.13 119,100 119,100 0.00 4,453 4,541 1.98
2017-12-31 13F-HR CGNX / Cognex Corp. 61.18 16,100 985
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.67 620,975 23,392
2017-12-31 13F-HR COBZ / CoBiz Financial, Inc. 19.98 20,375 25,275 24.05 400 505 26.25
2017-12-31 13F-HR CELG / Celgene Corp. 104.35 64,995 62,825 -3.34 9,478 6,556 -30.83
2017-12-31 13F-HR CR / Crane Co. 89.21 29,400 27,050 -7.99 2,352 2,413 2.59
2017-12-31 13F-HR CVX / Chevron Corp. 125.25 7,369 7,369 0.00 866 923 6.58
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.25 9,175 9,175 0.00 585 562 -3.93
2017-12-31 13F-HR CMA / Comerica, Inc. 85.11 47 47 0.00 4 4 0.00
2017-12-31 13F-HR CFX / Colfax Corp. 38.46 26 26 0.00 1 1 0.00
2017-12-31 13F-HR CIEN / Ciena Corp. 20.93 270,950 197,150 -27.24 5,953 4,126 -30.69
2017-12-31 13F-HR CDEVY / City Developments, Ltd. 8.46 591 591 0.00 5 5 0.00
2017-12-31 13F-HR CVS / CVS Health Corporation 72.49 19,455 14,030 -27.88 1,582 1,017 -35.71
2017-12-31 13F-HR CPLA / Capella Education Co. 77.39 5,975 19,150 220.50 419 1,482 253.70
2017-12-31 13F-HR CLR / Continental Resources, Inc. 52.98 44,698 44,698 0.00 1,726 2,368 37.20
2017-12-31 13F-HR CCS / Century Communities Inc. 31.10 33,250 33,250 0.00 821 1,034 25.94
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.57 3,446 3,446 0.00 430 543 26.28
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 71.02 114,885 112,620 -1.97 8,334 7,998 -4.03
2017-12-31 13F-HR CASY / Casey's General Stores, Inc. 111.96 18,650 18,650 0.00 2,041 2,088 2.30
2017-12-31 13F-HR CTWSP / Connecticut Water Service, Inc. 57.36 5,300 5,300 0.00 314 304 -3.18
2017-12-31 13F-HR CSL / Carlisle Companies, Inc. 113.66 25,500 25,875 1.47 2,557 2,941 15.02
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 75.00 400 400 0.00 29 30 3.45
2017-12-31 13F-HR CHDRY / Christian Dior S.A. 86.02 93 93 0.00 7 8 14.29
2017-12-31 13F-HR C / Citigroup, Inc. 74.46 6,581 6,581 0.00 479 490 2.30
2017-12-31 13F-HR BCO / Brink's Company (The) 78.70 10,900 36,875 238.30 918 2,902 216.12
2017-12-31 13F-HR CRZBY / Commerzbank AG 14.18 564 564 0.00 8 8 0.00
2017-12-31 13F-HR FMC / FMC Corp. 66.67 15 15 0.00 1 1 0.00
2017-12-31 13F-HR CUBE / CubeSmart 28.91 301,700 61,700 -79.55 7,832 1,784 -77.22
2017-12-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 64.47 115,785 106,340 -8.16 6,146 6,856 11.55
2017-12-31 13F-HR CMI / Cummins, Inc. 200.00 10 10 0.00 2 2 0.00
2017-12-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 63.27 72,720 50,795 -30.15 4,476 3,214 -28.19
2017-12-31 13F-HR GPC / Genuine Parts Co. 95.00 111,450 4,000 -96.41 10,660 380 -96.44
2017-12-31 13F-HR DLX / Deluxe Corp. 76.83 24,350 25,265 3.76 1,777 1,941 9.23
2017-12-31 13F-HR GD / General Dynamics Corp. 203.57 353 953 169.97 73 194 165.75
2017-12-31 13F-HR FITB / Fifth Third Bancorp 31.75 126 126 0.00 4 4 0.00
2017-12-31 13F-HR EV / Eaton Vance Corp. 56.12 715 1,675 134.27 35 94 168.57
2017-12-31 13F-HR ECL / Ecolab, Inc. 134.18 100,100 98,655 -1.44 12,874 13,238 2.83
2017-12-31 13F-HR GBTZY / Global Logistic Properties Ltd. 26.02 269 269 0.00 7 7 0.00
2017-12-31 13F-HR ETH / Ethan Allen Interiors, Inc. 28.60 50,950 51,950 1.96 1,651 1,486 -9.99
2017-12-31 13F-HR GE / General Electric Co. 17.43 14,752 14,000 -5.10 357 244 -31.65
2017-12-31 13F-HR BEN / Franklin Resources, Inc. 43.36 10,700 10,700 0.00 476 464 -2.52
2017-12-31 13F-HR EA / Electronic Arts Inc. 105.06 51,815 57,755 11.46 6,117 6,068 -0.80
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.64 58,150 271,860 367.52 4,711 19,476 313.42
2017-12-31 13F-HR DGICA / Donegal Group, Inc. 17.31 24,200 24,200 0.00 390 419 7.44
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.00 428,290 498,490 16.39 20,652 27,915 35.17
2017-12-31 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 6.89 726 726 0.00 4 5 25.00
2017-12-31 13F-HR GWB / Great Western Bancorp, Inc. 39.80 20,725 15,100 -27.14 856 601 -29.79
2017-12-31 13F-HR INTU / Intuit Inc. 157.78 82,200 85,850 4.44 11,684 13,545 15.93
2017-12-31 13F-HR KEY / KeyCorp 20.17 1,355,430 1,187,080 -12.42 25,509 23,943 -6.14
2017-12-31 13F-HR ING / ING Groep N.V. 18.46 253,025 266,150 5.19 4,661 4,913 5.41
2017-12-31 13F-HR IP / International Paper Company 57.94 287,770 350,260 21.72 16,351 20,294 24.11
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 50.32 24,725 24,225 -2.02 1,254 1,219 -2.79
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.36 262,620 257,515 -1.94 37,224 39,493 6.10
2017-12-31 13F-HR HCSG / Healthcare Services Group, Inc. 52.72 43,815 43,815 0.00 2,365 2,310 -2.33
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 20.79 1,120 3,175 183.48 28 66 135.71
2017-12-31 13F-HR HUN / Huntsman Corp. 33.28 19,200 19,200 0.00 526 639 21.48
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 51.65 76,590 79,290 3.53 3,784 4,095 8.22
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 46.51 43 43 0.00 2 2 0.00
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.72 485,640 451,395 -7.05 63,138 63,069 -0.11
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 45.98 87 87 0.00 4 4 0.00
2017-12-31 13F-HR HOCPF / Hoya Corp. 48.78 123 123 0.00 7 6 -14.29
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.53 306,795 289,040 -5.79 50,179 54,782 9.17
2017-12-31 13F-HR KMT / Kennametal Inc. 64.52 31 31 0.00 1 2 100.00
2017-12-31 13F-HR THG / Hanover Insurance Group, Inc. (The) 108.14 4,975 4,975 0.00 482 538 11.62
2017-12-31 13F-HR MANT / ManTech International Corp. 50.22 10,650 9,300 -12.68 470 467 -0.64
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 127.23 59,200 55,300 -6.59 6,384 7,036 10.21
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.66 4,925 74,175 1,406.09 580 8,950 1,443.10
2017-12-31 13F-HR MCY / Mercury General Corp. 53.47 4,900 4,900 0.00 278 262 -5.76
2017-12-31 13F-HR MAR / Marriott International, Inc. 135.73 74,372 66,772 -10.22 8,200 9,063 10.52
2017-12-31 13F-HR MCD / McDonald's Corp. 172.08 5,300 5,300 0.00 830 912 9.88
2017-12-31 13F-HR MFGP / Micro Focus International plc 43.48 23 23 0.00 1 1 0.00
2017-12-31 13F-HR KMTUY / Komatsu Ltd. 34.75 259 259 0.00 7 9 28.57
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.76 284,900 316,065 10.94 22,094 24,577 11.24
2017-12-31 13F-HR KINS / Kingstone Companies, Inc. 18.78 22,200 22,200 0.00 362 417 15.19
2017-12-31 13F-HR LAUR / LAUREATE EDUCATION, INC. 13.58 53,550 9,650 -81.98 779 131 -83.18
2017-12-31 13F-HR MNESP / MSA Safety Inc. 77.51 19,125 23,725 24.05 1,521 1,839 20.91
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.06 62,114 60,494 -2.61 19,273 19,422 0.77
2017-12-31 13F-HR LVMUY / LVMH-Moet Hennessy Louis Vuitton 58.33 120 120 0.00 7 7 0.00
2017-12-31 13F-HR OMV AG ADR / DEPOSITARY RECEI (670875509) 71.43 56 4
2017-12-31 13F-HR OSK / Oshkosh Corporation (Holding Company) 90.88 25,090 34,715 38.36 2,071 3,155 52.34
2017-12-31 13F-HR NKE / Nike, Inc. 62.55 69,550 35,585 -48.84 3,606 2,226 -38.27
2017-12-31 13F-HR NICE / NICE Systems Ltd. 91.89 3,400 3,700 8.82 276 340 23.19
2017-12-31 13F-HR PACW / PacWest Bancorp 50.40 42,390 54,150 27.74 2,141 2,729 27.46
2017-12-31 13F-HR NSRGY / Nestle S.A. 85.97 63,478 68,825 8.42 5,333 5,917 10.95
2017-12-31 13F-HR NEM / Newmont Mining Corp. 32.61 92 92 0.00 3 3 0.00
2017-12-31 13F-HR NCMGY / Newcrest Mining Ltd. 16.85 178 178 0.00 3 3 0.00
2017-12-31 13F-HR MLHR / Herman Miller, Inc. 40.05 20,075 20,675 2.99 721 828 14.84
2017-12-31 13F-HR ONB / Old National Bancorp 17.44 17,550 17,550 0.00 321 306 -4.67
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.22 886,075 988,120 11.52 31,633 35,790 13.14
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.65 264,242 188,167 -28.79 29,334 19,880 -32.23
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 297.30 37 37 0.00 11 11 0.00
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 151.52 33 33 0.00 4 5 25.00
2017-12-31 13F-HR PDCO / Patterson Companies, Inc. 36.13 76,530 86,000 12.37 2,958 3,107 5.04
2017-12-31 13F-HR NP / Neenah Paper, Inc. 90.69 5,800 5,800 0.00 496 526 6.05
2017-12-31 13F-HR NTDOY / Nintendo Co., Ltd. 40.82 108 98 -9.26 5 4 -20.00
2017-12-31 13F-HR NJR / New Jersey Resources Corp. 40.21 9,575 9,575 0.00 404 385 -4.70
2017-12-31 13F-HR MPWR / Monolithic Power Systems, Inc. 112.35 21,700 21,700 0.00 2,312 2,438 5.45
2017-12-31 13F-HR POWI / Power Integrations, Inc. 73.54 11,150 11,150 0.00 816 820 0.49
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.30 31,875 31,875 0.00 1,993 2,177 9.23
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.89 36,554 36,554 0.00 3,326 3,359 0.99
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.67 4,500 4,500 0.00 273 300 9.89
2017-12-31 13F-HR RIO / Rio Tinto plc 52.92 39,531 39,531 0.00 1,865 2,092 12.17
2017-12-31 13F-HR PCH / Potlatch Holdings, Inc. 49.85 6,500 6,500 0.00 332 324 -2.41
2017-12-31 13F-HR PJC / Piper Jaffray Companies, Inc. 86.24 10,100 10,100 0.00 599 871 45.41
2017-12-31 13F-HR PNW / Pinnacle West Capital Corp. 84.85 500 1,155 131.00 42 98 133.33
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,737.70 5,938 5,669 -4.53 10,871 9,851 -9.38
2017-12-31 13F-HR RBS / Royal Bank of Scotland Group Plc 8.17 857 857 0.00 6 7 16.67
2017-12-31 13F-HR RGA / Reinsurance Group of America, Inc. 156.41 27,895 780 -97.20 3,892 122 -96.87
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 196.35 152,290 105,890 -30.47 27,140 20,792 -23.39
2017-12-31 13F-HR RTN / Raytheon Co. 187.85 198,373 194,248 -2.08 37,012 36,489 -1.41
2017-12-31 13F-HR RHHBY / Roche Holding Ltd 31.57 64,925 44,600 -31.31 2,078 1,408 -32.24
2017-12-31 13F-HR SAP / SAP SE 113.21 106 106 0.00 12 12 0.00
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.37 17,635 18,450 4.62 1,230 1,243 1.06
2017-12-31 13F-HR SDVKY / Sandvik AB 16.00 250 250 0.00 4 4 0.00
2017-12-31 13F-HR SAFRY / Safran SA 25.28 356 356 0.00 9 9 0.00
2017-12-31 13F-HR SHIN ETSU CHEM CO LTD / DEPOSITARY RECEI (824551105) 25.14 358 9
2017-12-31 13F-HR SHISEIDO / DEPOSITARY RECEI (824841407) 47.06 170 8
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 169.69 125,250 86,150 -31.22 18,909 14,619 -22.69
2017-12-31 13F-HR SCI / Service Corp. International 37.32 112,150 112,150 0.00 3,869 4,185 8.17
2017-12-31 13F-HR SJM / Smucker (J.M.) Co. 124.29 265 885 233.96 28 110 292.86
2017-12-31 13F-HR SOMLY / Secom Co., Ltd. 20.13 298 298 0.00 5 6 20.00
2017-12-31 13F-HR STLD / Steel Dynamics, Inc. 43.48 69 69 0.00 2 3 50.00
2017-12-31 13F-HR SYK / Stryker Corp. 155.15 385 825 114.29 55 128 132.73
2017-12-31 13F-HR SO / Southern Co. (The) 48.09 252,725 130,050 -48.54 12,419 6,254 -49.64
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 76.46 498,190 479,590 -3.73 36,732 36,669 -0.17
2017-12-31 13F-HR STT / State Street Corp. 88.89 45 45 0.00 4 4 0.00
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.43 438,695 480,685 9.57 23,562 27,606 17.16
2017-12-31 13F-HR SHW / Sherwin-Williams Co. (The) 410.03 49,860 48,340 -3.05 17,852 19,821 11.03
2017-12-31 13F-HR SU / Suncor Energy Inc. 36.72 844,360 825,435 -2.24 29,578 30,310 2.47
2017-12-31 13F-HR SIEGY / Siemens AG 69.27 38,785 41,805 7.79 2,744 2,896 5.54
2017-12-31 13F-HR TTC / Toro Company (The) 65.10 3,625 3,625 0.00 225 236 4.89
2017-12-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 109.79 27,425 27,425 0.00 2,804 3,011 7.38
2017-12-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 39.63 5,400 5,400 0.00 203 214 5.42
2017-12-31 13F-HR TEN / Tenneco, Inc. 58.53 17,350 26,875 54.90 1,053 1,573 49.38
2017-12-31 13F-HR TER / Teradyne, Inc. 40.82 49 49 0.00 2 2 0.00
2017-12-31 13F-HR TUP / Tupperware Brands Corp. 62.76 7,550 6,740 -10.73 467 423 -9.42
2017-12-31 13F-HR TTM / Tata Motors Ltd. 33.11 9,950 10,300 3.52 311 341 9.65
2017-12-31 13F-HR UTX / United Technologies Corp. 127.57 161,015 50,050 -68.92 18,691 6,385 -65.84
2017-12-31 13F-HR UNRDY / Unibail-Rodamco SE 25.13 98,805 108,900 10.22 2,406 2,737 13.76
2017-12-31 13F-HR WSO / Watsco, Inc. 170.03 9,645 12,545 30.07 1,554 2,133 37.26
2017-12-31 13F-HR UL / Unilever, PLC ADR 52.94 170 170 0.00 10 9 -10.00
2017-12-31 13F-HR WAL / Western Alliance Bancorporation 56.65 15,500 878
2017-12-31 13F-HR UPMKY / UPM-Kymmene Corp. 32.89 152 152 0.00 4 5 25.00
2017-12-31 13F-HR WBK / Westpac Banking Corp. Ltd. 24.39 69,750 69,750 0.00 1,759 1,701 -3.30
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.10 212,775 205,060 -3.63 24,676 27,499 11.44
2017-12-31 13F-HR WST / West Pharmaceutical Services, Inc. 98.66 9,600 18,600 93.75 924 1,835 98.59
2017-12-31 13F-HR VLEEF / Valeo S.A. 40.00 175 175 0.00 7 7 0.00
2017-12-31 13F-HR XLNX / Xilinx, Inc. 67.42 120,770 116,260 -3.73 8,554 7,838 -8.37
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 97.78 225 225 0.00 18 22 22.22
2017-12-31 13F-HR XPO / XPO Logistics, Inc. 91.59 24,829 25,505 2.72 1,683 2,336 38.80
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.66 30,420 27,975 -8.04 1,678 1,697 1.13
2017-12-31 13F-HR VET / Vermilion Energy Inc. 36.32 54,915 58,090 5.78 1,954 2,110 7.98
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.42 13,032 13,032 0.00 12,499 13,637 9.10
2017-12-31 13F-HR AET / Aetna, Inc. 180.38 118,357 69,557 -41.23 18,820 12,547 -33.33
2017-12-31 13F-HR BT / BT Group Plc 18.22 737,900 83,800 -88.64 14,197 1,527 -89.24
2017-12-31 13F-HR ZFSVF / Zurich Insurance Group Ltd. 30.41 82,490 84,650 2.62 2,524 2,574 1.98
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 169.45 18,495 18,495 0.00 2,747 3,134 14.09
2017-12-31 13F-HR AAL / American Airlines Group Inc. 55.56 54 54 0.00 3 3 0.00
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation 44.12 68 68 0.00 3 3 0.00
2017-12-31 13F-HR BCE / BCE Inc. 48.01 92,365 99,715 7.96 4,325 4,787 10.68
2017-12-31 13F-HR ANSS / ANSYS, Inc. 147.60 55,795 45,245 -18.91 6,848 6,678 -2.48
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.25 59,600 58,900 -1.17 8,891 10,322 16.09
2017-12-31 13F-HR TGT / Target Corp. 65.25 121,704 121,704 0.00 7,182 7,941 10.57
2017-12-31 13F-HR ATI / Allegheny Technologies, Inc. 16.13 62 62 0.00 1 1 0.00
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.71 431,435 426,690 -1.10 38,337 41,265 7.64
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 111.56 42,127 41,413 -1.69 5,026 4,620 -8.08
2017-12-31 13F-HR CVA / Covanta Holding Corp. 16.91 23,600 23,600 0.00 350 399 14.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.44 7,510 7,510 0.00 1,297 1,295 -0.15
2017-12-31 13F-HR ABEV / Ambev S.A 6.46 35,925 40,425 12.53 237 261 10.13
2017-12-31 13F-HR AMCRY / Amcor Ltd. 48.03 19,765 22,424 13.45 949 1,077 13.49
2017-12-31 13F-HR AV / Aviva Plc 13.06 536 536 0.00 8 7 -12.50
2017-12-31 13F-HR ADSW / Advanced Disposal Services, Inc. 23.94 35,550 56,525 59.00 896 1,353 51.00
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.34 14,771 10,294 -30.31 1,524 1,177 -22.77
2017-12-31 13F-HR PTR / PetroChina Co., Ltd. 69.47 950 950 0.00 61 66 8.20
2017-12-31 13F-HR BSAC / Banco Santander - Chile 31.28 5,500 3,900 -29.09 163 122 -25.15
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.05 445,884 435,809 -2.26 17,158 17,454 1.73
2017-12-31 13F-HR SCOR / comScore, Inc. 30.00 100 100 0.00 3 3 0.00
2017-12-31 13F-HR CNP / CenterPoint Energy, Inc. 28.37 35,234 39,870 13.16 1,029 1,131 9.91
2017-12-31 13F-HR SAN / Banco Santander S.A. 6.41 1,716 1,716 0.00 12 11 -8.33
2017-12-31 13F-HR CNC / Centene Corp. 100.87 69,700 56,685 -18.67 6,745 5,718 -15.23
2017-12-31 13F-HR SNP / China Petroleum & Chemical Corp. 73.21 2,800 2,800 0.00 212 205 -3.30
2017-12-31 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 89.03 115 775 573.91 9 69 666.67
2017-12-31 13F-HR BLKB / Blackbaud, Inc. 94.48 24,525 24,525 0.00 2,153 2,317 7.62
2017-12-31 13F-HR CWH / Camping World Holdings, Inc. 44.73 70,400 70,400 0.00 2,868 3,149 9.80
2017-12-31 13F-HR DXC / DXC Technology Company 71.43 14 14 0.00 1 1 0.00
2017-12-31 13F-HR CHL / China Mobile Ltd. 50.56 7,450 7,100 -4.70 377 359 -4.77
2017-12-31 13F-HR TECH / Bio-Techne Corp 129.55 7,225 7,225 0.00 873 936 7.22
2017-12-31 13F-HR CNK / Cinemark Holdings, Inc. 34.82 96,185 96,185 0.00 3,483 3,349 -3.85
2017-12-31 13F-HR BRX / Brixmor Property Group Inc. 18.68 13,650 13,650 0.00 257 255 -0.78
2017-12-31 13F-HR CME / CME Group, Inc. 146.05 66,230 87,025 31.40 8,986 12,710 41.44
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 37.91 554 554 0.00 19 21 10.53
2017-12-31 13F-HR DKILF / Daikin Industries Ltd. 233.33 30 30 0.00 6 7 16.67
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.83 354,225 288,500 -18.55 21,176 17,549 -17.13
2017-12-31 13F-HR DANOY / Danone 17.38 633 633 0.00 10 11 10.00
2017-12-31 13F-HR DPSGY / Deutsche Post AG 48.25 228 228 0.00 10 11 10.00
2017-12-31 13F-HR EQT / EQT Corp. 56.94 6,200 6,200 0.00 404 353 -12.62
2017-12-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. 34.57 39,175 37,025 -5.49 1,761 1,280 -27.31
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.22 762,110 568,970 -25.34 52,761 40,522 -23.20
2017-12-31 13F-HR ES / Eversource Energy 64.00 875 500 -42.86 53 32 -39.62
2017-12-31 13F-HR FB / Facebook, Inc. 176.46 79,535 78,810 -0.91 13,590 13,907 2.33
2017-12-31 13F-HR HDB / HDFC Bank Ltd. 101.74 4,375 4,600 5.14 422 468 10.90
2017-12-31 13F-HR GWRE / Guidewire Software, Inc. 74.27 30,025 2,230
2017-12-31 13F-HR INTEGER HLDGS CORP / (45826H109) 49.38 81 4
2017-12-31 13F-HR IEX / IDEX Corp. 131.98 11,100 11,100 0.00 1,348 1,465 8.68
2017-12-31 13F-HR JD / JD.com, Inc. 41.39 10,650 9,350 -12.21 407 387 -4.91
2017-12-31 13F-HR INCY / Incyte Corp. 94.71 47,985 51,685 7.71 5,602 4,895 -12.62
2017-12-31 13F-HR FDX / FedEx Corp. 249.54 105,360 102,370 -2.84 23,767 25,545 7.48
2017-12-31 13F-HR FRC / First Republic Bank (San Francisco, California) 86.63 49,700 47,050 -5.33 5,192 4,076 -21.49
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 254.75 24,933 24,133 -3.21 5,914 6,148 3.96
2017-12-31 13F-HR KBCSY / KBC Group SA 45.20 177 177 0.00 8 8 0.00
2017-12-31 13F-HR LOPE / Grand Canyon Education, Inc. 89.55 10,475 10,475 0.00 951 938 -1.37
2017-12-31 13F-HR EXAS / EXACT Sciences Corp. 52.54 29,900 23,600 -21.07 1,409 1,240 -11.99
2017-12-31 13F-HR IFNNF / Infineon Technologies AG 25.51 196 196 0.00 5 5 0.00
2017-12-31 13F-HR ICE / Intercontinental Exchange, Inc. 70.55 28,500 29,680 4.14 1,958 2,094 6.95
2017-12-31 13F-HR FPI / Farmland Partners Inc. 8.69 26,475 26,475 0.00 239 230 -3.77
2017-12-31 13F-HR KBR / KBR, Inc. 19.87 11,575 230
2017-12-31 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 32.53 53,850 53,850 0.00 2,402 1,752 -27.06
2017-12-31 13F-HR MET / MetLife, Inc. 50.36 246,464 139 -99.94 12,804 7 -99.95
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.27 369,594 165,625 -55.19 23,665 9,320 -60.62
2017-12-31 13F-HR KTWO / K2M Group Holdings, Inc. 18.00 90,475 78,500 -13.24 1,919 1,413 -26.37
2017-12-31 13F-HR MLAB / Mesa Laboratories, Inc. 124.30 2,100 4,650 121.43 314 578 84.08
2017-12-31 13F-HR LOGM / LogMein, Inc. 114.50 24,920 36,900 48.07 2,742 4,225 54.08
2017-12-31 13F-HR MKSI / MKS Instruments, Inc. 94.50 38,600 39,300 1.81 3,646 3,714 1.87
2017-12-31 13F-HR OGS / ONE Gas, Inc. 76.92 39 39 0.00 3 3 0.00
2017-12-31 13F-HR PFG / Principal Financial Group, Inc. 70.42 64 1,136 1,675.00 4 80 1,900.00
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.19 216,174 186,815 -13.58 31,680 29,179 -7.89
2017-12-31 13F-HR SIVB / SVB Financial Group 233.74 17,900 17,900 0.00 3,349 4,184 24.93
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.21 17,745 24,860 40.10 1,658 2,541 53.26
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) 25.66 10,250 10,250 0.00 221 263 19.00
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.61 60,750 60,750 0.00 3,890 4,472 14.96
2017-12-31 13F-HR PTC / PTC Inc. 60.77 67,500 67,500 0.00 3,799 4,102 7.98
2017-12-31 13F-HR PAHC / Phibro Animal Health Corporation 33.50 78,200 71,200 -8.95 2,897 2,385 -17.67
2017-12-31 13F-HR SBAC / SBA Communications Corp. 163.38 34,810 21,055 -39.51 5,014 3,440 -31.39
2017-12-31 13F-HR PLD / Prologis, Inc. 61.86 97 97 0.00 6 6 0.00
2017-12-31 13F-HR NVS / Novartis AG 83.97 18,995 18,995 0.00 1,631 1,595 -2.21
2017-12-31 13F-HR PFS / Provident Financial Services, Inc. 26.97 39,825 51,900 30.32 1,062 1,400 31.83
2017-12-31 13F-HR DOC / Physicians Realty Trust 17.99 1,469,620 1,414,375 -3.76 26,056 25,445 -2.34
2017-12-31 13F-HR OA / Orbital ATK, Inc. 131.51 44,725 22,120 -50.54 5,956 2,909 -51.16
2017-12-31 13F-HR ORCL / Oracle Corp. 47.28 515,264 452,129 -12.25 24,913 21,377 -14.19
2017-12-31 13F-HR QTS / QTS Realty Trust, Inc. 54.16 18,385 27,550 49.85 963 1,492 54.93
2017-12-31 13F-HR RF / Regions Financial Corp. 16.45 304 304 0.00 5 5 0.00
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.93 1,251,379 1,268,706 1.38 61,931 67,153 8.43
2017-12-31 13F-HR TRP / TransCanada Corp. 48.64 323,200 441,665 36.65 15,976 21,483 34.47
2017-12-31 13F-HR SYF / Synchrony Financial 38.65 0 2,225 0 86
2017-12-31 13F-HR SBGSF / Schneider Electric SE 13.33 75 75 0.00 1 1 0.00
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. 94.95 280,080 268,405 -4.17 28,540 25,485 -10.70
2017-12-31 13F-HR WYNMY / Wynn Macau Ltd. 28.04 107 107 0.00 3 3 0.00
2017-12-31 13F-HR WPPGY / WPP PLC 90.61 10,485 9,745 -7.06 973 883 -9.25
2017-12-31 13F-HR SMFG / Sumitomo Mitsui Financial Group Inc. 8.62 1,276 1,276 0.00 10 11 10.00
2017-12-31 13F-HR V / Visa, Inc. 114.02 336,905 324,080 -3.81 35,456 36,952 4.22
2017-12-31 13F-HR XACPX / Avenue Income Credit Strategies 14.03 82,865 1,163
2017-12-31 13F-HR WTFC / Wintrust Financial Corp. 82.40 12,765 13,860 8.58 1,000 1,142 14.20
2017-12-31 13F-HR WM / Waste Management, Inc. 86.90 355 725 104.23 28 63 125.00
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 223.67 41,960 41,780 -0.43 9,485 9,345 -1.48
2017-12-31 13F-HR SCCO / Southern Copper Corp. 47.39 5,400 4,600 -14.81 215 218 1.40
2017-12-31 13F-HR ULTI / Ultimate Software Group, Inc. (The) 218.22 25,975 20,635 -20.56 4,925 4,503 -8.57
2017-12-31 13F-HR SFTBY / Softbank Group 38.31 261 261 0.00 11 10 -9.09
2017-12-31 13F-HR ADNT / Adient plc 78.67 4,949 10,614 114.47 416 835 100.72
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. 39.85 56,400 48,200 -14.54 2,347 1,921 -18.15
2017-12-31 13F-HR GPRK / Geopark Ltd. 9.88 14,600 16,700 14.38 128 165 28.91
2017-12-31 13F-HR ACN / Accenture plc 153.09 177,255 158,505 -10.58 23,942 24,266 1.35
2017-12-31 13F-HR IR / Ingersoll-Rand plc 89.19 204,531 247,681 21.10 18,238 22,091 21.13
2017-12-31 13F-HR FDP / Fresh Del Monte Produce, Inc. 47.65 9,800 9,800 0.00 446 467 4.71
2017-12-31 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 221.26 0 49,900 0 11,041
2017-12-31 13F-HR AGN / Allergan plc 163.58 115,755 94,875 -18.04 23,724 15,520 -34.58
2017-12-31 13F-HR G / Genpact Ltd. 31.75 35,510 37,100 4.48 1,021 1,178 15.38
2017-12-31 13F-HR AMBA / Ambarella, Inc. 58.77 11,350 11,350 0.00 556 667 19.96
2017-12-31 13F-HR IVZ / Invesco Ltd. 36.55 75,320 76,615 1.72 2,639 2,800 6.10
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 173.81 1,726 1,726 0.00 295 300 1.69
2017-12-31 13F-HR GLNG / Golar LNG Ltd. 29.83 16,950 17,600 3.83 383 525 37.08
2017-12-31 13F-HR CB / Chubb Ltd 146.14 36,186 35,426 -2.10 5,158 5,177 0.37
2017-12-31 13F-HR RACE / Ferrari N.V. 109.38 64 64 0.00 7 7 0.00
2017-12-31 13F-HR VR / Validus Holdings Ltd. 46.92 156,190 292,140 87.04 7,686 13,707 78.34
2017-12-31 13F-HR XL / XL Group Ltd. 35.16 24,455 27,500 12.45 965 967 0.21
2017-12-31 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 16.22 10,695 270,061 2,425.11 179 4,380 2,346.93
2017-12-31 13F-HR LYB / LyondellBasell Industries NV 110.32 160,225 130,955 -18.27 15,870 14,447 -8.97
2017-12-31 13F-HR CHKP / Check Point Software Technologies Ltd. 97.56 41 41 0.00 5 4 -20.00
2017-12-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.47 0 909,024 0 8,608
2017-12-31 13F-HR STE / STERIS Corp. 87.47 29,955 29,965 0.03 2,648 2,621 -1.02
2017-12-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.32 3,636,613 3,715,994 2.18 49,349 49,497 0.30
2017-12-31 13F-HR AVGO / Broadcom Limited 256.90 220,290 211,355 -4.06 53,429 54,297 1.62
2017-12-31 13F-HR EFF / Eaton Vance Floating-Rate Income Plus Fund 16.31 168,730 2,752
2017-12-31 13F-HR FEDERAL REALTY INVESTMENT / (313747701) 25.15 20,000 503
2017-12-31 13F-HR FIRST TRUST ABERDEEN GLOBAL OP / (337319107) 11.66 1,184,133 13,807
2017-12-31 13F-HR MFS GOVERNMENT MARKETS INCOME / (552939100) 4.79 2,682,386 12,849
2017-12-31 13F-HR NUVEEN MN QUALITY MUNI INCOME / (670734102) 14.71 144,128 2,120
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.75 782,590 803,890 2.72 10,839 11,053 1.97
2017-12-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.19 68,626 49,378 -28.05 1,458 997 -31.62
2017-12-31 13F-HR FHY / First Trust Strategic High Income Fund II 12.87 76,982 82,587 7.28 1,048 1,063 1.43
2017-12-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 20.47 15,000 15,000 0.00 321 307 -4.36
2017-12-31 13F-HR XGBAX / Guggenheim Build America Bonds 22.73 395,760 380,960 -3.74 9,023 8,659 -4.03
2017-12-31 13F-HR MCR / MFS Charter Income Trust 8.48 1,115,158 1,143,148 2.51 9,668 9,694 0.27
2017-12-31 13F-HR CBA / ClearBridge American Energy MLP Fund Inc. 8.28 1,096,758 633,044 -42.28 9,399 5,242 -44.23
2017-12-31 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 8.62 16,700 16,700 0.00 147 144 -2.04
2017-12-31 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 15.27 1,235,332 1,393,775 12.83 18,332 21,283 16.10
2017-12-31 13F-HR DEX / Delaware Enhanced Global Dividend & Income Fund 12.13 891,289 994,608 11.59 10,571 12,065 14.13
2017-12-31 13F-HR KYN / Kayne Anderson MLP Investment Co. 19.05 954,236 1,014,356 6.30 17,338 19,323 11.45
2017-12-31 13F-HR SRV / Cushing MLP Total Return Fund (The) 11.94 471,607 403,226 -14.50 5,686 4,815 -15.32
2017-12-31 13F-HR XNQPX / Nuveen Pennsylvania Investment 13.15 52,779 52,779 0.00 715 694 -2.94
2017-12-31 13F-HR FLC / Flaherty & Crumrine/Claymore Total Return Fund Inc. 21.60 10,100 10,000 -0.99 217 216 -0.46
2017-12-31 13F-HR PCF / Putnam High Income Securities Fund 9.02 667,991 895,932 34.12 5,965 8,081 35.47
2017-12-31 13F-HR XBHKX / BlackRock Core Bond Trust 14.04 1,797,399 1,786,263 -0.62 25,271 25,079 -0.76
2017-12-31 13F-HR WESTERN ASSET VARIABLE RATE ST / (957667108) 17.37 1,154,801 20,059
2017-12-31 13F-HR BLACKROCK MUNIYIELD NY QUALITY / (09255E102) 12.94 31,000 401
2017-12-31 13F-HR DEUTSCHE MULTI-MKT INCOME KMM / (25160E102) 8.88 6,647 59
2017-12-31 13F-HR XWEAX / Western Asset Premier Bond Fund 13.81 403,030 424,795 5.40 5,574 5,866 5.24
2017-12-31 13F-HR MYI / BlackRock Muniyield Quality Fund III, Inc. 13.81 189,643 189,643 0.00 2,718 2,619 -3.64
2017-12-31 13F-HR XUTGX / Reaves Utility Income Fund 30.94 0 2,186,999 0 67,666
2017-12-31 13F-HR PIM / Putnam Master Intermediate Income Trust 4.77 9,565,310 10,322,659 7.92 45,244 49,239 8.83
2017-12-31 13F-HR PMO / Putnam Municipal Opportunities Trust 12.35 294,022 322,320 9.62 3,713 3,981 7.22
2017-12-31 13F-HR BARINGS GLOBAL SHORT DURA HI Y / (06760L100) 19.38 89,598 1,736
2017-12-31 13F-HR FSD / First Trust High Income Long/Short Fund 16.56 49,802 94,057 88.86 848 1,558 83.73
2017-12-31 13F-HR AGD / Alpine Global Dynamic Dividend Fund 10.80 1,174,530 1,106,606 -5.78 12,462 11,954 -4.08
2017-12-31 13F-HR BLACKROCK MUNICIPAL INCOME TRU / (09249N101) 14.42 45,693 659
2017-12-31 13F-HR BLACKROCK MUNIYIELD MI QUALITY / (09254V105) 14.00 413,026 5,782
2017-12-31 13F-HR BLACKROCK MUNIHOLDINGS NJ QUAL / (09254X101) 14.47 53,921 780
2017-12-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.91 325,359 337,406 3.70 4,532 4,693 3.55
2017-12-31 13F-HR VMM / Delaware Investments Minnesota Municipal Income Fund II, Inc. 13.47 334,436 4,505
2017-12-31 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 14.62 270,022 166,949 -38.17 3,999 2,441 -38.96
2017-12-31 13F-HR XMUHX / BlackRock MuniHoldings Fund II, 14.78 59,698 108,724 82.12 935 1,607 71.87
2017-12-31 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 14.81 102,863 131,741 28.07 1,564 1,951 24.74
2017-12-31 13F-HR MYD / BlackRock Muniyield Fund, Inc. 14.52 24,302 74,302 205.74 366 1,079 194.81
2017-12-31 13F-HR MFT / BlackRock MuniYield Investment Quality Fund 13.94 310,212 359,597 15.92 4,486 5,013 11.75
2017-12-31 13F-HR BLACKROCK MUNIHOLDINGS NY QUAL / (09255C106) 13.36 12,500 167
2017-12-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.44 395,699 5,714
2017-12-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.65 2,376,967 3,444,237 44.90 33,349 47,014 40.98
2017-12-31 13F-HR EIA / Eaton Vance California Municipal Bond Fund II 11.51 18,592 18,592 0.00 224 214 -4.46
2017-12-31 13F-HR GUGGENHEIM CR ALLOC FD GGM / (40168G108) 21.94 29,221 641
2017-12-31 13F-HR VVR / Van Kampen Senior Income Trust 4.39 5,242 417,247 7,859.69 24 1,832 7,533.33
2017-12-31 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 12.15 227,532 652,277 186.67 2,801 7,925 182.93
2017-12-31 13F-HR NUVEEN MTG OPP TERM FD 2 JMT / (67074R100) 23.74 185,392 4,401
2017-12-31 13F-HR JSD / Nuveen Short Duration Credit Opportunities Fund 16.61 12,100 201
2017-12-31 13F-HR JPI / Nuveen Preferred & Income Term Fund 24.75 32,807 32,807 0.00 826 812 -1.69
2017-12-31 13F-HR XPHTX / Pioneer High Income Trust 9.71 15,078 320,356 2,024.66 151 3,111 1,960.26
2017-12-31 13F-HR PKO / PIMCO Income Opportunity Fund 25.95 20,376 3,083 -84.87 537 80 -85.10
2017-12-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 22.44 1,182,741 1,448,785 22.49 27,274 32,511 19.20
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.22 511,357 5,226
2017-12-31 13F-HR TSLF / THL Credit Senior Loan Fund 16.86 92,958 1,567
2017-12-31 13F-HR NTG / Tortoise MLP Fund, Inc. 17.56 590,669 778,951 31.88 10,703 13,678 27.80
2017-12-31 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 5.93 663,217 379,869 -42.72 4,158 2,253 -45.82
2017-12-31 13F-HR ERC / Evergreen Multi-Sector Income Fund 13.06 1,652,720 1,503,246 -9.04 22,180 19,632 -11.49
2017-12-31 13F-HR TLI / Western Asset Corporate Loan Fund Inc. 10.52 157,451 1,656
2017-12-31 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.42 565,137 729,337 29.05 6,375 8,329 30.65
2017-12-31 13F-HR EVR / Evercore Partners, Inc. 89.97 7,250 7,725 6.55 582 695 19.42
2017-12-31 13F-HR DEO / Diageo plc 146.02 39,733 40,228 1.25 5,250 5,874 11.89
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.39 24,722 22,927 -7.26 24,072 24,151 0.33
2017-12-31 13F-HR CBS / CBS Corp. 59.00 316,560 288,660 -8.81 18,360 17,031 -7.24
2017-12-31 13F-HR MMM / 3M Co. 235.37 124,350 103,335 -16.90 26,101 24,322 -6.82
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.79 4,325 4,915 13.64 272 343 26.10
2017-12-31 13F-HR KTF / Deutsche Municipal Income Trust 11.90 44,363 121,465 173.80 564 1,445 156.21
2017-12-31 13F-HR BGS / B&G Foods, Inc. 35.15 1,390 39,400 2,734.53 44 1,385 3,047.73
2017-12-31 13F-HR THO / Thor Industries, Inc. 150.72 37,600 37,985 1.02 4,734 5,725 20.93
2017-12-31 13F-HR DASTY / Dassault Systemes SA 114.29 35 35 0.00 4 4 0.00
2017-12-31 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.38 654,423 736,867 12.60 7,532 8,386 11.34
2017-12-31 13F-HR INTC / Intel Corp. 46.16 889,807 838,407 -5.78 33,884 38,701 14.22
2017-12-31 13F-HR MNP / Western Asset Municipal Partners Fund, Inc. 15.24 19,613 19,613 0.00 304 299 -1.64
2017-12-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.12 136,290 152,345 11.78 2,119 2,303 8.68