InvestorSheaff Brock Investment Advisors, LLC
Portfolio Value $ 966,296,000
Current Positions547
Opened Positions5
Closed Positions49


Latest Holdings, Performance, AUM (from 13F, 13D)

Sheaff Brock Investment Advisors, LLC - Portfolio Value

Sheaff Brock Investment Advisors, LLC has disclosed 547 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 966,296,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sheaff Brock Investment Advisors, LLC's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , Apple, Inc. (NASDAQ:AAPL) , Exxon Mobil Corp. (NYSE:XOM) , Boeing Company (The) (NYSE:BA) , and Intel Corp. (NASDAQ:INTC) . Sheaff Brock Investment Advisors, LLC's new positions include SPDR S&P 500 ETF Trust (NYSE:SPY) , Kar Auction Services, Inc. (NYSE:KAR) , KLA-Tencor Corp. (NASDAQ:KLAC) , PowerShares QQQ Trust (NASDAQ:QQQ) , and Alphabet Inc. (NASDAQ:GOOGL) .

All Sheaff Brock Investment Advisors, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 03, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR RAD / Rite Aid Corp. 1.68 125,969 127,469 1.19 248 214 -13.71
2018-03-31 13F-HR CNXC / CNX Coal Resources LP 371 346 -6.74
2018-03-31 13F-HR PNNT / PennantPark Investment Corp. 6.70 13,050 11,050 -15.33 90 74 -17.78
2018-03-31 13F-HR TSS / Total System Services, Inc. 86.28 13,691 13,537 -1.12 1,083 1,168 7.85
2018-03-31 13F-HR TOWN / Towne Bank (Portsmouth, VA) 28.61 23,500 23,000 -2.13 723 658 -8.99
2018-03-31 13F-HR IP / International Paper Company 53.43 105,249 108,649 3.23 6,098 5,805 -4.80
2018-03-31 13F-HR STX / Seagate Technology PLC 58.52 10,874 7,877 -27.56 455 461 1.32
2018-03-31 13F-HR ICLR / ICON plc 118.14 2,040 2,040 0.00 229 241 5.24
2018-03-31 13F-HR PGH / Pengrowth Energy Corp. 0.64 123,933 123,933 0.00 98 79 -19.39
2018-03-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 26.58 0 13,053 0 347
2018-03-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 100.86 2,264 2,330 2.92 231 235 1.73
2018-03-31 13F-HR TRTN / Triton International Limited 30.59 19,457 16,478 -15.31 729 504 -30.86
2018-03-31 13F-HR NAT / Nordic American Tankers Ltd 1.93 18,107 18,107 0.00 45 35 -22.22
2018-03-31 13F-HR WHR / Whirlpool Corp. 153.11 31,992 33,989 6.24 5,395 5,204 -3.54
2018-03-31 13F-HR OPK / Opko Health, Inc. 3.18 13,845 13,845 0.00 68 44 -35.29
2018-03-31 13F-HR CBG / CBRE Group, Inc. 47.20 23,716 24,534 3.45 1,027 1,158 12.76
2018-03-31 13F-HR GME / GameStop Corp. 12.67 13,500 10,500 -22.22 242 133 -45.04
2018-03-31 13F-HR NOK / Nokia Corp. 5.49 21,203 20,960 -1.15 99 115 16.16
2018-03-31 13F-HR EWA / iShares MSCI Australia ETF 22.01 18,663 18,763 0.54 432 413 -4.40
2018-03-31 13F-HR CIM / Chimera Investment Corp. 17.43 13,934 12,734 -8.61 258 222 -13.95
2018-03-31 13F-HR EBAY / eBay, Inc. 40.30 6,402 6,402 0.00 242 258 6.61
2018-03-31 13F-HR ACN / Accenture plc 153.50 14,919 14,919 0.00 2,284 2,290 0.26
2018-03-31 13F-HR SCHD / Schwab US Dividend Equity ETF 48.98 6,267 6,798 8.47 321 333 3.74
2018-03-31 13F-HR PDCE / PDC Energy, Inc. 49.01 11,732 11,732 0.00 605 575 -4.96
2018-03-31 13F-HR XUSAX / Liberty All Star Equity Fund 6.13 202,928 213,969 5.44 1,278 1,312 2.66
2018-03-31 13F-HR UL / Unilever, PLC ADR 55.48 3,694 3,695 0.03 204 205 0.49
2018-03-31 13F-HR CMO / Capstead Mortgage Corp. 8.65 22,302 22,302 0.00 193 193 0.00
2018-03-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.52 16,380 11,180 -31.75 309 207 -33.01
2018-03-31 13F-HR VYM / Vanguard High Dividend Yield ETF 82.51 6,569 6,569 0.00 562 542 -3.56
2018-03-31 13F-HR NYMTP / New York Mortgage Trust, Inc. 5.93 24,797 24,797 0.00 153 147 -3.92
2018-03-31 13F-HR BIDU / Baidu, Inc. 223.14 2,206 2,169 -1.68 517 484 -6.38
2018-03-31 13F-HR JD / JD.com, Inc. 40.46 8,100 9,813 21.15 336 397 18.15
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. 3.03 39,427 38,927 -1.27 156 118 -24.36
2018-03-31 13F-HR COP / ConocoPhillips 59.29 34,244 29,852 -12.83 1,880 1,770 -5.85
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.51 5,377 5,978 11.18 492 565 14.84
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.50 0 1,737 0 218
2018-03-31 13F-HR AMGN / Amgen Inc. 170.49 43,099 40,612 -5.77 7,495 6,924 -7.62
2018-03-31 13F-HR MA / MasterCard Incorporated 175.16 20,243 19,559 -3.38 3,064 3,426 11.81
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 51.49 4,564 4,564 0.00 246 235 -4.47
2018-03-31 13F-HR HRL / Hormel Foods Corp. 34.32 15,700 15,500 -1.27 571 532 -6.83
2018-03-31 13F-HR HDS / Hd Supply Inc. 37.92 10,100 10,100 0.00 404 383 -5.20
2018-03-31 13F-HR CVS / CVS Health Corporation 62.19 18,471 19,472 5.42 1,339 1,211 -9.56
2018-03-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 9.79 12,460 12,460 0.00 127 122 -3.94
2018-03-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 11.88 24,415 30,049 23.08 312 357 14.42
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 48.21 4,526 5,476 20.99 213 264 23.94
2018-03-31 13F-HR SYF / Synchrony Financial 28,150 0 -100.00 1,087 0 -100.00
2018-03-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 15.76 24,880 392
2018-03-31 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 13.04 14,492 189
2018-03-31 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 13.80 40,000 552
2018-03-31 13F-HR BBT / BB&T Corp. 52.04 24,207 24,192 -0.06 1,204 1,259 4.57
2018-03-31 13F-HR ATHN / athenahealth, Inc. 143.18 3,457 3,087 -10.70 460 442 -3.91
2018-03-31 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 21.93 12,721 279
2018-03-31 13F-HR DTE / DTE Energy Co. 104.38 3,248 3,267 0.58 356 341 -4.21
2018-03-31 13F-HR CMI / Cummins, Inc. 162.12 13,563 8,000 -41.02 2,396 1,297 -45.87
2018-03-31 13F-HR DUK / Duke Energy Corp. 77.47 24,538 21,440 -12.63 2,064 1,661 -19.53
2018-03-31 13F-HR DNN / Denison Mines Corp. 0.45 37,700 37,700 0.00 21 17 -19.05
2018-03-31 13F-HR D / Dominion Resources, Inc. 67.45 14,765 22,521 52.53 1,197 1,519 26.90
2018-03-31 13F-HR DE / Deere & Co. 155.28 4,152 4,656 12.14 650 723 11.23
2018-03-31 13F-HR FANG / Diamondback Energy, Inc. 126.58 2,800 3,800 35.71 354 481 35.88
2018-03-31 13F-HR GLW / Corning, Inc. 27.87 57,928 57,260 -1.15 1,853 1,596 -13.87
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.44 88,290 87,017 -1.44 9,492 8,740 -7.92
2018-03-31 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 9.50 20,741 197
2018-03-31 13F-HR GABELLI MULTIMEDIA TR INC / (36239Q109) 9.28 16,373 152
2018-03-31 13F-HR MNK / Maillinckrodt plc. 14.48 19,773 12,573 -36.41 446 182 -59.19
2018-03-31 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 4.91 41,742 205
2018-03-31 13F-HR MPLX / MPLX LP 633 597 -5.69
2018-03-31 13F-HR NUVEEN HIGH INCOME NOVEMBER / (67077N106) 9.68 31,300 303
2018-03-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 14.16 18,154 257
2018-03-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.33 23,299 20,852 -10.50 332 278 -16.27
2018-03-31 13F-HR MMT / MFS Multimarket Income Trust 5.76 37,500 37,500 0.00 228 216 -5.26
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 163.52 2,280 2,281 0.04 356 373 4.78
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 41.73 35,584 34,871 -2.00 1,523 1,455 -4.46
2018-03-31 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 11.27 28,400 320
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 341.61 1,468 1,370 -6.68 507 468 -7.69
2018-03-31 13F-HR SXT / Sensient Technologies Corp. 70.58 21,041 21,041 0.00 1,539 1,485 -3.51
2018-03-31 13F-HR AOS / Smith (A.O.) Corp. 63.56 15,427 15,764 2.18 945 1,002 6.03
2018-03-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 4.81 59,412 286
2018-03-31 13F-HR HCN / Welltower Inc. 54.42 7,464 7,479 0.20 476 407 -14.50
2018-03-31 13F-HR EVR / Evercore Partners, Inc. 87.19 11,406 11,010 -3.47 1,027 960 -6.52
2018-03-31 13F-HR AME / Ametek, Inc. 75.97 19,612 19,612 0.00 1,421 1,490 4.86
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.05 3,776 3,833 1.51 3,978 3,975 -0.08
2018-03-31 13F-HR ALL / Allstate Corp. (The) 94.78 15,474 23,369 51.02 1,620 2,215 36.73
2018-03-31 13F-HR FE / FirstEnergy Corp. 34.03 9,845 6,846 -30.46 301 233 -22.59
2018-03-31 13F-HR CBS / CBS Corp. 51.36 15,676 13,376 -14.67 925 687 -25.73
2018-03-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.01 36,788 37,788 2.72 790 794 0.51
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 138.88 10,743 12,651 17.76 1,457 1,757 20.59
2018-03-31 13F-HR MMM / 3M Co. 219.45 4,341 4,411 1.61 1,022 968 -5.28
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,031.72 3,336 3,247 -2.67 3,491 3,350 -4.04
2018-03-31 13F-HR ED / Consolidated Edison, Inc. 77.90 10,061 9,563 -4.95 855 745 -12.87
2018-03-31 13F-HR CAG / ConAgra Foods, Inc. 36.90 13,369 13,169 -1.50 504 486 -3.57
2018-03-31 13F-HR TOT / Total S.A. 57.66 19,426 19,648 1.14 1,074 1,133 5.49
2018-03-31 13F-HR THO / Thor Industries, Inc. 115.13 7,736 7,114 -8.04 1,166 819 -29.76
2018-03-31 13F-HR APH / Amphenol Corp. 86.10 10,471 10,743 2.60 919 925 0.65
2018-03-31 13F-HR WFT / Weatherford International plc 2.28 11,400 11,400 0.00 48 26 -45.83
2018-03-31 13F-HR SYY / SYSCO Corp. 59.96 107,575 111,612 3.75 6,533 6,692 2.43
2018-03-31 13F-HR IAU / iShares Gold Trust 12.71 15,040 12,590 -16.29 188 160 -14.89
2018-03-31 13F-HR INTC / Intel Corp. 52.08 243,973 249,599 2.31 11,262 12,999 15.42
2018-03-31 13F-HR AAP / Advance Auto Parts, Inc. 118.51 2,172 1,772 -18.42 217 210 -3.23
2018-03-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 14.58 13,100 13,100 0.00 198 191 -3.54
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 15.05 37,846 38,871 2.71 684 585 -14.47
2018-03-31 13F-HR EWBC / East West Bancorp, Inc. 62.56 15,819 15,649 -1.07 962 979 1.77
2018-03-31 13F-HR EEP / Enbridge Energy Partners, L.P. 9.62 16,043 15,593 -2.80 222 150 -32.43
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.11 0 10,344 0 177
2018-03-31 13F-HR MBFI / MB Financial, Inc. 40.41 6,558 6,558 0.00 292 265 -9.25
2018-03-31 13F-HR ZBRA / Zebra Technologies Corp. 139.25 7,575 7,871 3.91 786 1,096 39.44
2018-03-31 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 3.92 11,982 11,982 0.00 50 47 -6.00
2018-03-31 13F-HR STZ / Constellation Brands, Inc. 227.72 1,655 1,941 17.28 378 442 16.93
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 156.64 3,333 3,109 -6.72 556 487 -12.41
2018-03-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.12 117,827 121,256 2.91 1,105 1,106 0.09
2018-03-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 112.43 2,366 2,366 0.00 263 266 1.14
2018-03-31 13F-HR ADM / Archer-Daniels-Midland Co. 43.38 32,412 29,646 -8.53 1,299 1,286 -1.00
2018-03-31 13F-HR BMI / Badger Meter, Inc. 47.16 19,000 19,000 0.00 908 896 -1.32
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 65.47 9,807 9,210 -6.09 627 603 -3.83
2018-03-31 13F-HR UTX / United Technologies Corp. 125.82 56,341 51,583 -8.45 7,187 6,490 -9.70
2018-03-31 13F-HR TRU / TransUnion 56.79 19,447 18,789 -3.38 1,069 1,067 -0.19
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.39 9,386 10,001 6.55 678 674 -0.59
2018-03-31 13F-HR ISRG / Intuitive Surgical, Inc. 413.33 725 825 13.79 265 341 28.68
2018-03-31 13F-HR TMK / Torchmark Corp. 84.17 60,542 60,542 0.00 5,492 5,096 -7.21
2018-03-31 13F-HR BA / Boeing Company (The) 327.88 41,637 42,930 3.11 12,279 14,076 14.63
2018-03-31 13F-HR PBA / Pembina Pipeline Corp. 31.19 7,928 8,528 7.57 287 266 -7.32
2018-03-31 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.50 7,943 9,343 17.63 291 341 17.18
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.82 97,705 94,777 -3.00 5,172 4,532 -12.37
2018-03-31 13F-HR ES / Eversource Energy 58.91 15,923 15,923 0.00 1,006 938 -6.76
2018-03-31 13F-HR F / Ford Motor Co. 11.08 391,245 375,355 -4.06 4,887 4,159 -14.90
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.59 17,997 17,400 -3.32 502 480 -4.38
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 101.18 0 2,293 0 232
2018-03-31 13F-HR CELG / Celgene Corp. 89.21 32,757 34,122 4.17 3,419 3,044 -10.97
2018-03-31 13F-HR FNF / Fidelity National Financial, Inc. 40.02 131,968 140,991 6.84 5,178 5,642 8.96
2018-03-31 13F-HR AN / AutoNation, Inc. 46.78 4,468 4,468 0.00 229 209 -8.73
2018-03-31 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 8.98 35,625 41,625 16.84 343 374 9.04
2018-03-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.16 28,497 25,609 -10.13 401 337 -15.96
2018-03-31 13F-HR MTB / M & T Bank Corp. 184.25 4,000 4,000 0.00 684 737 7.75
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 85.02 3,799 3,799 0.00 310 323 4.19
2018-03-31 13F-HR NTAP / NetApp, Inc. 61.66 12,137 12,066 -0.58 671 744 10.88
2018-03-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.74 17,774 15,834 -10.91 87 75 -13.79
2018-03-31 13F-HR PHM / PulteGroup, Inc. 29.45 9,725 9,916 1.96 323 292 -9.60
2018-03-31 13F-HR INTU / Intuit Inc. 173.44 3,027 3,027 0.00 478 525 9.83
2018-03-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 299,071.43 14 14 0.00 4,166 4,187 0.50
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.49 255,050 254,739 -0.12 9,238 9,041 -2.13
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 110.17 9,566 10,783 12.72 1,154 1,188 2.95
2018-03-31 13F-HR PMM / Putnam Managed Municipal Income Trust 7.14 83,250 93,250 12.01 617 666 7.94
2018-03-31 13F-HR AMX / America Movil S.A.B. de CV 19.09 54,858 54,858 0.00 941 1,047 11.26
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 151.18 3,682 3,757 2.04 531 568 6.97
2018-03-31 13F-HR GPOR / Gulfport Energy Corp. 9.64 60,000 45,000 -25.00 766 434 -43.34
2018-03-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.04 14,198 14,198 0.00 253 242 -4.35
2018-03-31 13F-HR CVX / Chevron Corp. 114.05 47,826 47,305 -1.09 5,987 5,395 -9.89
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF 74.26 6,962 6,962 0.00 527 517 -1.90
2018-03-31 13F-HR SAIA / Saia, Inc. 75.16 6,048 15,168 150.79 428 1,140 166.36
2018-03-31 13F-HR RDS.B / Royal Dutch Shell Plc 65.48 25,328 6,628 -73.83 1,730 434 -74.91
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 117.24 3,298 3,301 0.09 401 387 -3.49
2018-03-31 13F-HR NFLX / Netflix, Inc. 295.36 12,830 12,080 -5.85 2,463 3,568 44.86
2018-03-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 68.72 14,100 14,100 0.00 892 969 8.63
2018-03-31 13F-HR PHK / PIMCO High Income Fund 7.58 135,183 136,073 0.66 1,008 1,031 2.28
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.17 16,759 14,720 -12.17 671 503 -25.04
2018-03-31 13F-HR USG / USG Corp. 40.47 6,450 6,450 0.00 249 261 4.82
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.41 37,264 35,788 -3.96 2,386 1,983 -16.89
2018-03-31 13F-HR FL / Foot Locker, Inc. 45.54 26,468 25,184 -4.85 1,241 1,147 -7.57
2018-03-31 13F-HR CRM / Salesforce.com, Inc. 116.36 2,826 2,793 -1.17 289 325 12.46
2018-03-31 13F-HR ABT / Abbott Laboratories 59.92 11,837 11,966 1.09 676 717 6.07
2018-03-31 13F-HR NCV / AGIC Convertible & Income Fund 6.70 13,925 13,427 -3.58 98 90 -8.16
2018-03-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 12.98 27,211 27,035 -0.65 374 351 -6.15
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.28 18,466 19,008 2.94 1,697 1,507 -11.20
2018-03-31 13F-HR CNS / Cohen & Steers Inc. 11.82 11,226 11,336 0.98 142 134 -5.63
2018-03-31 13F-HR CLX / Clorox Company (The) 133.15 1,654 1,780 7.62 246 237 -3.66
2018-03-31 13F-HR RDS.A / Royal Dutch Shell Plc 63.78 12,911 12,935 0.19 861 825 -4.18
2018-03-31 13F-HR COL / Rockwell Collins, Inc. 134.94 3,660 3,661 0.03 496 494 -0.40
2018-03-31 13F-HR KGJI / Kingold Jewelry Inc. 1.28 14,050 14,050 0.00 28 18 -35.71
2018-03-31 13F-HR ORAN / Orange 17.11 13,736 13,736 0.00 239 235 -1.67
2018-03-31 13F-HR BKD / Brookdale Senior Living, Inc. 6.73 20,500 20,500 0.00 199 138 -30.65
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.28 59,080 58,285 -1.35 5,054 5,320 5.26
2018-03-31 13F-HR SDT / SandRidge Mississippian Trust I 0.79 42,000 42,000 0.00 35 33 -5.71
2018-03-31 13F-HR EXC / Exelon Corp. 39.02 151,339 9,483 -93.73 5,964 370 -93.80
2018-03-31 13F-HR FB / Facebook, Inc. 159.80 78,610 35,620 -54.69 13,872 5,692 -58.97
2018-03-31 13F-HR ETE / Entergy Transfer Equity LP 14.22 15,959 15,959 0.00 275 227 -17.45
2018-03-31 13F-HR SQ / Square, Inc. 49.11 0 4,480 0 220
2018-03-31 13F-HR PII / Polaris Industries, Inc 114.49 7,980 7,800 -2.26 989 893 -9.71
2018-03-31 13F-HR SNPS / Synopsys, Inc. 83.28 11,296 11,563 2.36 963 963 0.00
2018-03-31 13F-HR CTAS / Cintas Corp. 170.59 6,279 6,337 0.92 978 1,081 10.53
2018-03-31 13F-HR XPHTX / Pioneer High Income Trust 9.39 18,326 18,326 0.00 178 172 -3.37
2018-03-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.44 3,729 3,729 0.00 204 203 -0.49
2018-03-31 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 46.20 7,056 7,056 0.00 345 326 -5.51
2018-03-31 13F-HR MAR / Marriott International, Inc. 135.89 2,821 2,421 -14.18 383 329 -14.10
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 265.61 771 881 14.27 240 234 -2.50
2018-03-31 13F-HR FWP / Forward Pharma A/S 2.20 10,000 10,000 0.00 37 22 -40.54
2018-03-31 13F-HR VOO / Vanguard S&P 500 ETF 242.05 2,455 2,578 5.01 602 624 3.65
2018-03-31 13F-HR CLVS / Clovis Oncology, Inc. 52.86 6,376 7,226 13.33 434 382 -11.98
2018-03-31 13F-HR CPLP / Capital Product Partners L.P. 3.10 22,225 22,225 0.00 75 69 -8.00
2018-03-31 13F-HR NLY / Annaly Capital Management, Inc. 10.43 80,602 77,571 -3.76 958 809 -15.55
2018-03-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 16.23 16,910 16,948 0.22 301 275 -8.64
2018-03-31 13F-HR FSC / Fifth Street Finance Corp. 4.21 23,254 23,254 0.00 114 98 -14.04
2018-03-31 13F-HR SRE / Sempra Energy 111.15 6,616 6,307 -4.67 707 701 -0.85
2018-03-31 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 18.53 13,734 12,734 -7.28 260 236 -9.23
2018-03-31 13F-HR MET / MetLife, Inc. 45.85 10,859 9,531 -12.23 549 437 -20.40
2018-03-31 13F-HR SRC / Spirit Realty Capital, Inc. 7.75 15,100 15,100 0.00 130 117 -10.00
2018-03-31 13F-HR CFG / Citizens Financial Group, Inc. 41.97 21,581 21,993 1.91 906 923 1.88
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.55 23,034 24,077 4.53 877 904 3.08
2018-03-31 13F-HR OBCI / Ocean Bio-Chem, Inc. 4.11 44,600 40,600 -8.97 194 167 -13.92
2018-03-31 13F-HR PRAH / PRA Health Sciences, Inc. 83.00 11,677 12,097 3.60 1,063 1,004 -5.55
2018-03-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 8.73 53,173 56,673 6.58 491 495 0.81
2018-03-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 11.68 23,050 24,750 7.38 288 289 0.35
2018-03-31 13F-HR MCD / McDonald's Corp. 156.38 51,174 52,768 3.11 8,808 8,252 -6.31
2018-03-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 19.01 10,267 10,365 0.95 210 197 -6.19
2018-03-31 13F-HR FLOT / iShares Floating Rate Bond ETF 51.00 4,000 4,000 0.00 203 204 0.49
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.90 12,790 15,047 17.65 942 1,142 21.23
2018-03-31 13F-HR MO / Altria Group, Inc. 62.32 96,624 94,341 -2.36 6,900 5,879 -14.80
2018-03-31 13F-HR VOD / Vodafone Group Plc 27.83 38,377 37,869 -1.32 1,224 1,054 -13.89
2018-03-31 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 48.00 5,000 5,000 0.00 243 240 -1.23
2018-03-31 13F-HR HFC / HollyFrontier Corp. 48.84 4,807 4,607 -4.16 246 225 -8.54
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.47 39,119 36,167 -7.55 2,201 1,970 -10.50
2018-03-31 13F-HR HPT / Hospitality Properties Trust 25.34 185,893 198,042 6.54 5,549 5,018 -9.57
2018-03-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 97.70 3,455 2,610 -24.46 379 255 -32.72
2018-03-31 13F-HR CPB / Campbell Soup Co. 43.29 5,637 5,637 0.00 271 244 -9.96
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.17 10,476 9,716 -7.25 2,796 2,557 -8.55
2018-03-31 13F-HR YHOO / Yahoo! Inc. 74.00 4,312 4,162 -3.48 301 308 2.33
2018-03-31 13F-HR RPM / RPM International, Inc. 47.65 5,914 5,918 0.07 310 282 -9.03
2018-03-31 13F-HR HCP / HCP, Inc. 23.20 9,495 11,940 25.75 248 277 11.69
2018-03-31 13F-HR FISV / Fiserv, Inc. 71.35 3,700 7,400 100.00 485 528 8.87
2018-03-31 13F-HR MCK / McKesson Corp. 140.76 2,438 1,840 -24.53 380 259 -31.84
2018-03-31 13F-HR AKS / AK Steel Holding Corp. 4.53 13,800 16,100 16.67 78 73 -6.41
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.25 129,122 131,571 1.90 7,913 8,322 5.17
2018-03-31 13F-HR OWE / Obsidian Energy Ltd. 0.97 35,201 35,201 0.00 44 34 -22.73
2018-03-31 13F-HR OMER / Omeros Corp. 11.18 22,750 25,750 13.19 442 288 -34.84
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.14 17,855 17,060 -4.45 2,141 1,862 -13.03
2018-03-31 13F-HR ODFL / Old Dominion Freight Line, Inc. 147.04 7,758 7,556 -2.60 1,021 1,111 8.81
2018-03-31 13F-HR PSEC / Prospect Capital Corp. 6.55 157,620 139,901 -11.24 1,062 916 -13.75
2018-03-31 13F-HR MFIN / Medallion Financial Corp. 4.65 25,600 25,600 0.00 90 119 32.22
2018-03-31 13F-HR HYB / New America High Income Fund, Inc. 8.72 0 19,720 0 172
2018-03-31 13F-HR VTR / Ventas, Inc. 49.52 6,339 11,329 78.72 380 561 47.63
2018-03-31 13F-HR PSX / Phillips 66 95.96 8,698 7,524 -13.50 880 722 -17.95
2018-03-31 13F-HR SAN / Banco Santander S.A. 6.54 23,390 23,392 0.01 153 153 0.00
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.50 4,867 5,647 16.03 746 816 9.38
2018-03-31 13F-HR AAL / American Airlines Group Inc. 51.99 31,829 11,329 -64.41 1,656 589 -64.43
2018-03-31 13F-HR NVDA / NVIDIA Corp. 231.57 16,734 16,565 -1.01 3,238 3,836 18.47
2018-03-31 13F-HR HES / Hess Corp. 50.59 11,640 10,062 -13.56 553 509 -7.96
2018-03-31 13F-HR CNC / Centene Corp. 106.86 13,708 14,018 2.26 1,383 1,498 8.32
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.94 22,577 15,904 -29.56 723 508 -29.74
2018-03-31 13F-HR NKSH / National Bankshares, Inc. 45.01 16,464 9,464 -42.52 748 426 -43.05
2018-03-31 13F-HR NKE / Nike, Inc. 66.46 20,130 13,332 -33.77 1,259 886 -29.63
2018-03-31 13F-HR SWKS / Skyworks Solutions, Inc. 100.33 11,990 4,226 -64.75 1,138 424 -62.74
2018-03-31 13F-HR CCL / Carnival Corp. 65.58 19,455 18,756 -3.59 1,291 1,230 -4.73
2018-03-31 13F-HR MMP / Magellan Midstream Partners, L.P. 58.36 26,222 27,006 2.99 1,860 1,576 -15.27
2018-03-31 13F-HR GE / General Electric Co. 13.48 148,491 153,071 3.08 2,591 2,063 -20.38
2018-03-31 13F-HR IR / Ingersoll-Rand plc 85.51 12,501 11,601 -7.20 1,115 992 -11.03
2018-03-31 13F-HR PML / PIMCO Municipal Income Fund II 12.63 13,384 13,384 0.00 176 169 -3.98
2018-03-31 13F-HR STLD / Steel Dynamics, Inc. 44.19 6,345 6,359 0.22 274 281 2.55
2018-03-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 22.48 50,000 50,000 0.00 1,506 1,124 -25.37
2018-03-31 13F-HR CMA / Comerica, Inc. 95.99 3,969 3,969 0.00 345 381 10.43
2018-03-31 13F-HR PACW / PacWest Bancorp 49.51 6,140 6,564 6.91 309 325 5.18
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 69.11 11,814 10,983 -7.03 882 759 -13.95
2018-03-31 13F-HR BP / BP Plc 40.55 19,568 50,166 156.37 822 2,034 147.45
2018-03-31 13F-HR SYK / Stryker Corp. 161.05 2,850 2,850 0.00 441 459 4.08
2018-03-31 13F-HR PETX / Aratana Therapeutics, Inc. 4.41 101,000 91,000 -9.90 531 401 -24.48
2018-03-31 13F-HR MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN 15.22 10,050 10,050 0.00 177 153 -13.56
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 152.03 1,945 1,947 0.10 297 296 -0.34
2018-03-31 13F-HR ESNC / EnSync, Inc. 0.38 78,724 120,000 52.43 31 45 45.16
2018-03-31 13F-HR FDX / FedEx Corp. 239.91 7,228 1,759 -75.66 1,804 422 -76.61
2018-03-31 13F-HR VVUS / VIVUS, Inc. 0.40 0 10,000 0 4
2018-03-31 13F-HR CDNS / Cadence Design Systems, Inc. 36.77 23,310 23,603 1.26 975 868 -10.97
2018-03-31 13F-HR RTN / Raytheon Co. 215.97 1,853 3,144 69.67 348 679 95.11
2018-03-31 13F-HR BAC / Bank of America Corp. 29.99 283,976 283,238 -0.26 8,383 8,494 1.32
2018-03-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 14.54 12,144 12,998 7.03 187 189 1.07
2018-03-31 13F-HR ENB / Enbridge Inc. 31.43 12,494 12,439 -0.44 489 391 -20.04
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. 171.58 2,788 1,288 -53.80 482 221 -54.15
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 113.55 5,187 5,187 0.00 608 589 -3.12
2018-03-31 13F-HR OKE / ONEOK, Inc. 56.92 120,764 117,946 -2.33 6,455 6,714 4.01
2018-03-31 13F-HR FITB / Fifth Third Bancorp 31.74 58,648 58,754 0.18 1,779 1,865 4.83
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. 182.76 3,991 1,253 -68.60 673 229 -65.97
2018-03-31 13F-HR EV / Eaton Vance Corp. 11.55 51,327 43,991 -14.29 612 508 -16.99
2018-03-31 13F-HR SSO / ProShares Ultra S&P500 105.41 6,652 6,252 -6.01 728 659 -9.48
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.65 8,448 8,056 -4.64 737 690 -6.38
2018-03-31 13F-HR WM / Waste Management, Inc. 84.15 6,918 6,916 -0.03 597 582 -2.51
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.05 22,275 24,275 8.98 229 244 6.55
2018-03-31 13F-HR LRCX / Lam Research Corp. 203.15 14,190 13,709 -3.39 2,612 2,785 6.62
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 251.84 1,431 1,763 23.20 365 444 21.64
2018-03-31 13F-HR EAD / Evergreen Income Advantage Fund 8.03 56,768 56,768 0.00 477 456 -4.40
2018-03-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.12 10,397 10,397 0.00 243 230 -5.35
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.48 73,635 73,161 -0.64 1,952 1,791 -8.25
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. 16.22 110,718 114,881 3.76 1,984 1,863 -6.10
2018-03-31 13F-HR CVRR / CVR Refining LP 113 248 119.47
2018-03-31 13F-HR CX / Cemex S.A.B de C.V. 6.62 25,014 25,214 0.80 188 167 -11.17
2018-03-31 13F-HR WWE / World Wrestling Entertainment, Inc. 36.01 13,100 21,603 64.91 401 778 94.01
2018-03-31 13F-HR QLD / ProShares Ultra QQQ 76.22 7,793 7,793 0.00 571 594 4.03
2018-03-31 13F-HR ORC / Orchid Island Capital, Inc. 7.36 12,863 10,863 -15.55 119 80 -32.77
2018-03-31 13F-HR CRZO / Carrizo Oil & Gas, Inc. 16.01 90,250 60,850 -32.58 1,921 974 -49.30
2018-03-31 13F-HR WDC / Western Digital Corp. 92.20 5,539 5,933 7.11 440 547 24.32
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.31 7,973 8,853 11.04 9,324 12,813 37.42
2018-03-31 13F-HR SO / Southern Co. (The) 44.66 38,983 32,582 -16.42 1,875 1,455 -22.40
2018-03-31 13F-HR DPZ / Dominos Pizza Inc. 233.63 1,651 1,451 -12.11 312 339 8.65
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.61 261,667 259,307 -0.90 21,886 19,347 -11.60
2018-03-31 13F-HR REI / Ring Energy, Inc. 14.38 13,000 13,000 0.00 181 187 3.31
2018-03-31 13F-HR USBI / United Security Bancshares, Inc. 11.44 53,416 53,416 0.00 684 611 -10.67
2018-03-31 13F-HR KO / Coca Cola Co. 43.44 76,011 75,606 -0.53 3,487 3,284 -5.82
2018-03-31 13F-HR MATW / Matthews International Corp. 50.59 27,650 12,650 -54.25 1,460 640 -56.16
2018-03-31 13F-HR AXP / American Express Co. 93.29 28,170 29,833 5.90 2,798 2,783 -0.54
2018-03-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.36 8,407 8,407 0.00 232 230 -0.86
2018-03-31 13F-HR PCAR / PACCAR, Inc. 66.18 19,340 8,417 -56.48 1,375 557 -59.49
2018-03-31 13F-HR HDSN / Hudson Technologies, Inc. 4.93 20,500 21,500 4.88 124 106 -14.52
2018-03-31 13F-HR XEL / Xcel Energy, Inc. 45.44 5,830 5,832 0.03 280 265 -5.36
2018-03-31 13F-HR DNP / DNP Select Income Fund, Inc. 10.28 16,620 20,620 24.07 179 212 18.44
2018-03-31 13F-HR XON / Intrexon Corp. 15.33 37,052 37,052 0.00 427 568 33.02
2018-03-31 13F-HR MDT / Medtronic plc 80.22 28,530 25,343 -11.17 2,304 2,033 -11.76
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 65.48 42,571 43,604 2.43 3,091 2,855 -7.64
2018-03-31 13F-HR CHW / Calamos Global Dynamic Income Fund 8.97 22,399 22,399 0.00 203 201 -0.99
2018-03-31 13F-HR AGNC / AGNC Investment Corp. 18.92 32,151 37,323 16.09 649 706 8.78
2018-03-31 13F-HR PSP / PowerShares Exchange-Trade Fund Trust 12.04 19,099 19,099 0.00 238 230 -3.36
2018-03-31 13F-HR TLP / TransMontaigne Partners LP 35.80 8,100 8,100 0.00 320 290 -9.37
2018-03-31 13F-HR UNP / Union Pacific Corp. 134.43 4,542 14,892 227.87 609 2,002 228.74
2018-03-31 13F-HR SYRG / Synergy Resources Corp. 9.43 36,192 38,192 5.53 309 360 16.50
2018-03-31 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 13.94 13,202 13,202 0.00 192 184 -4.17
2018-03-31 13F-HR LLY / Eli Lilly & Co. 77.37 32,202 41,501 28.88 2,720 3,211 18.05
2018-03-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 241.36 6,997 7,292 4.22 1,731 1,760 1.68
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.69 16,857 6,010 -64.35 1,567 527 -66.37
2018-03-31 13F-HR PWOD / Penns Woods Bancorp, Inc. 42.36 5,005 5,005 0.00 233 212 -9.01
2018-03-31 13F-HR PFBC / Preferred Bank (Los Angeles, CA) 64.25 4,000 4,000 0.00 235 257 9.36
2018-03-31 13F-HR NCZ / AGIC Convertible & Income Fund II 5.95 39,888 27,223 -31.75 248 162 -34.68
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.80 3,392 3,352 -1.18 362 358 -1.10
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 216.19 2,040 1,915 -6.13 357 414 15.97
2018-03-31 13F-HR GMED / Globus Medical, Inc. 49.83 31,042 31,087 0.14 1,276 1,549 21.39
2018-03-31 13F-HR URI / United Rentals, Inc. 172.77 7,688 6,523 -15.15 1,322 1,127 -14.75
2018-03-31 13F-HR IDXX / IDEXX Laboratories, Inc. 191.48 5,418 5,515 1.79 847 1,056 24.68
2018-03-31 13F-HR TXT / Textron, Inc. 59.01 0 7,050 0 416
2018-03-31 13F-HR LVS / Las Vegas Sands Corp. 71.90 23,455 20,305 -13.43 1,630 1,460 -10.43
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.44 24,791 34,952 40.99 3,803 5,363 41.02
2018-03-31 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 21.87 9,835 10,835 10.17 229 237 3.49
2018-03-31 13F-HR BPL / Buckeye Partners, L.P. 37.44 6,271 8,281 32.05 311 310 -0.32
2018-03-31 13F-HR O / Realty Income Corp. 51.71 15,294 19,204 25.57 872 993 13.88
2018-03-31 13F-HR TGT / Target Corp. 69.39 6,874 7,004 1.89 449 486 8.24
2018-03-31 13F-HR SPG / Simon Property Group, Inc. 154.50 1,620 2,369 46.23 278 366 31.65
2018-03-31 13F-HR PRU / Prudential Financial, Inc. 103.55 3,784 3,187 -15.78 435 330 -24.14
2018-03-31 13F-HR PIM / Putnam Master Intermediate Income Trust 4.70 71,772 68,272 -4.88 342 321 -6.14
2018-03-31 13F-HR BWP / Boardwalk Pipeline Partners L.P 10.13 10,020 10,072 0.52 129 102 -20.93
2018-03-31 13F-HR V / Visa, Inc. 119.62 30,558 30,880 1.05 3,484 3,694 6.03
2018-03-31 13F-HR VO / Vanguard Mid-Cap ETF 154.29 4,865 4,835 -0.62 753 746 -0.93
2018-03-31 13F-HR AAV / Advantage Oil & Gas Ltd. 2.94 55,400 55,400 0.00 238 163 -31.51
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) 81.53 14,552 6,022 -58.62 1,113 491 -55.88
2018-03-31 13F-HR AINV / Apollo Investment Corp. 5.22 25,468 25,468 0.00 144 133 -7.64
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 107.43 2,625 2,625 0.00 287 282 -1.74
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.65 106,100 97,371 -8.23 10,261 9,216 -10.18
2018-03-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.58 41,276 51,691 25.23 452 547 21.02
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. 40.27 7,700 7,400 -3.90 405 298 -26.42
2018-03-31 13F-HR APD / Air Products & Chemicals, Inc. 159.33 1,431 1,431 0.00 235 228 -2.98
2018-03-31 13F-HR VLO / Valero Energy Corp. 92.79 27,675 29,929 8.14 2,544 2,777 9.16
2018-03-31 13F-HR HAS / Hasbro, Inc. 84.28 15,002 13,704 -8.65 1,364 1,155 -15.32
2018-03-31 13F-HR UPL / Ultra Petroleum Corp. 4.20 14,759 14,759 0.00 134 62 -53.73
2018-03-31 13F-HR RRC / Range Resources Corp. 14.54 0 20,020 0 291
2018-03-31 13F-HR AVY / Avery Dennison Corp. 106.28 8,613 8,948 3.89 989 951 -3.84
2018-03-31 13F-HR HL / Hecla Mining Co. 3.67 56,201 56,201 0.00 223 206 -7.62
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 73.07 5,225 10,825 107.18 345 791 129.28
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 178.25 58,579 60,658 3.55 11,102 10,812 -2.61
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 17.58 14,811 13,993 -5.52 281 246 -12.46
2018-03-31 13F-HR MPW / Medical Properties Trust Inc. 13.01 38,957 41,207 5.78 537 536 -0.19
2018-03-31 13F-HR KHC / Kraft Heinz Company 62.28 26,158 28,099 7.42 2,034 1,750 -13.96
2018-03-31 13F-HR TCP / TC Pipelines, LP 34.70 4,600 6,600 43.48 244 229 -6.15
2018-03-31 13F-HR CAT / Caterpillar, Inc. 147.35 25,016 15,277 -38.93 3,942 2,251 -42.90
2018-03-31 13F-HR WEC / WEC Energy Group, Inc. 62.67 5,348 4,404 -17.65 355 276 -22.25
2018-03-31 13F-HR KRG / Kite Realty Group Trust 15.23 14,606 18,850 29.06 286 287 0.35
2018-03-31 13F-HR SXE / Southcross Energy Partners, L.P. 41 28 -31.71
2018-03-31 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.12 187,376 157,376 -16.01 1,160 963 -16.98
2018-03-31 13F-HR CVA / Covanta Holding Corp. 14.46 13,120 13,137 0.13 222 190 -14.41
2018-03-31 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 55.10 10,000 10,000 0.00 561 551 -1.78
2018-03-31 13F-HR DFS / Discover Financial Services 71.93 102,033 104,326 2.25 7,848 7,504 -4.38
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 46.98 9,714 10,579 8.90 446 497 11.43
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.97 110,344 115,218 4.42 11,800 12,671 7.38
2018-03-31 13F-HR TY / Tri-Continental Corp. 26.31 20,795 22,768 9.49 560 599 6.96
2018-03-31 13F-HR CTL / CenturyLink, Inc. 16.45 22,324 22,855 2.38 372 376 1.08
2018-03-31 13F-HR HUM / Humana, Inc. 268.87 2,331 2,332 0.04 578 627 8.48
2018-03-31 13F-HR TCAP / Triangle Capital Corp. 11.08 10,105 10,105 0.00 96 112 16.67
2018-03-31 13F-HR AEP / American Electric Power Company, Inc. 68.63 9,797 8,305 -15.23 721 570 -20.94
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF 87.88 2,951 3,061 3.73 250 269 7.60
2018-03-31 13F-HR AAPL / Apple, Inc. 167.78 391,462 390,399 -0.27 66,247 65,501 -1.13
2018-03-31 13F-HR ANH / Anworth Mortgage Asset Corp. 4.80 10,200 15,200 49.02 55 73 32.73
2018-03-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 105.90 3,463 8,650 149.78 357 916 156.58
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.54 22,733 19,696 -13.36 3,920 3,615 -7.78
2018-03-31 13F-HR SBUX / Starbucks Corp. 57.87 46,353 22,998 -50.39 2,662 1,331 -50.00
2018-03-31 13F-HR MKC / McCormick & Co., Inc. 106.50 3,605 3,155 -12.48 367 336 -8.45
2018-03-31 13F-HR AFL / AFLAC, Inc. 43.81 4,679 9,359 100.02 411 410 -0.24
2018-03-31 13F-HR LEG / Leggett & Platt, Inc. 44.44 5,423 5,873 8.30 259 261 0.77
2018-03-31 13F-HR BXE / Bellatrix Exploration Ltd 1.03 10,642 10,642 0.00 18 11 -38.89
2018-03-31 13F-HR WMT / Walmart, Inc. 88.97 113,396 105,050 -7.36 11,198 9,346 -16.54
2018-03-31 13F-HR BWA / BorgWarner, Inc. 50.24 25,462 24,064 -5.49 1,301 1,209 -7.07
2018-03-31 13F-HR SLB / Schlumberger Ltd. 64.82 6,457 7,390 14.45 435 479 10.11
2018-03-31 13F-HR ERC / Evergreen Multi-Sector Income Fund 13.04 15,315 20,315 32.65 200 265 32.50
2018-03-31 13F-HR PRI / Primerica, Inc. 96.64 10,342 10,172 -1.64 1,050 983 -6.38
2018-03-31 13F-HR PMO / Putnam Municipal Opportunities Trust 11.68 14,300 14,300 0.00 177 167 -5.65
2018-03-31 13F-HR NG / NovaGold Resources Inc. 4.33 26,300 26,300 0.00 103 114 10.68
2018-03-31 13F-HR PM / Philip Morris International, Inc. 99.40 70,660 69,596 -1.51 7,465 6,918 -7.33
2018-03-31 13F-HR FSM / Fortuna Silver Mines Inc. 5.19 27,540 27,540 0.00 144 143 -0.69
2018-03-31 13F-HR DHY / Credit Suisse High Yield Bond Fund 2.66 87,070 106,513 22.33 247 283 14.57
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.15 27,213 32,172 18.22 3,802 4,123 8.44
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. 60.50 5,256 5,256 0.00 282 318 12.77
2018-03-31 13F-HR CC / Chemours Company (The) 48.70 19,255 20,101 4.39 964 979 1.56
2018-03-31 13F-HR HBAN / Huntington Bancshares, Inc. 15.10 29,807 28,811 -3.34 434 435 0.23
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 349.18 4,159 4,250 2.19 1,276 1,484 16.30
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 160.14 12,854 12,027 -6.43 2,002 1,926 -3.80
2018-03-31 13F-HR HAL / Halliburton Co. 46.95 6,945 6,645 -4.32 339 312 -7.96
2018-03-31 13F-HR KSS / Kohl's Corp. 65.42 4,683 4,708 0.53 254 308 21.26
2018-03-31 13F-HR SNA / Snap-On Inc. 147.49 6,685 6,685 0.00 1,165 986 -15.36
2018-03-31 13F-HR WPC / W.P. Carey Inc. 61.95 6,261 7,183 14.73 431 445 3.25
2018-03-31 13F-HR LW / Lamb Weston Holdings, Inc. 58.23 4,512 4,379 -2.95 255 255 0.00
2018-03-31 13F-HR IDRA / Idera Pharmaceuticals, Inc. 1.80 10,025 10,025 0.00 21 18 -14.29
2018-03-31 13F-HR WPZ / Access Midstream Partners, L.P 34.41 9,422 8,950 -5.01 365 308 -15.62
2018-03-31 13F-HR PPT / Putnam Premier Income Trust 5.24 51,176 51,176 0.00 273 268 -1.83
2018-03-31 13F-HR HOMB / Home BancShares, Inc. 22.81 426,011 426,011 0.00 9,905 9,717 -1.90
2018-03-31 13F-HR VBR / Vanguard Small-Cap Value ETF 129.50 3,269 3,390 3.70 434 439 1.15
2018-03-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 163.81 4,170 2,570 -38.37 671 421 -37.26
2018-03-31 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 13.86 14,500 14,500 0.00 209 201 -3.83
2018-03-31 13F-HR PB / Prosperity Bancshares, Inc. 72.65 13,200 13,200 0.00 925 959 3.68
2018-03-31 13F-HR SYN / Synthetic Biologics, Inc. 0.32 100,012 100,012 0.00 51 32 -37.25
2018-03-31 13F-HR ROK / Rockwell Automation, Inc. 174.19 3,339 6,539 95.84 656 1,139 73.63
2018-03-31 13F-HR ORCL / Oracle Corp. 45.75 58,301 57,947 -0.61 2,756 2,651 -3.81
2018-03-31 13F-HR TWTR / Twitter, Inc. 28.97 10,375 9,700 -6.51 249 281 12.85
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 104.66 99,835 96,522 -3.32 11,895 10,102 -15.07
2018-03-31 13F-HR TD / Toronto-Dominion Bank (ON) 56.74 4,372 4,159 -4.87 256 236 -7.81
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.38 27,065 25,272 -6.62 1,939 1,905 -1.75
2018-03-31 13F-HR GGG / Graco Inc. 45.70 8,097 8,097 0.00 366 370 1.09
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 135.76 8,393 8,397 0.05 1,216 1,140 -6.25
2018-03-31 13F-HR BZUN / Baozun Inc. 45.91 6,400 5,750 -10.16 202 264 30.69
2018-03-31 13F-HR MAS / Masco Corp. 40.43 0 25,725 0 1,040
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. 6.24 836,844 851,775 1.78 4,485 5,315 18.51
2018-03-31 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.11 18,932 20,521 8.39 212 228 7.55
2018-03-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 135.75 11,173 10,902 -2.43 1,534 1,480 -3.52
2018-03-31 13F-HR NMM / Navios Maritime Partners L.P. 1.79 11,751 11,751 0.00 28 21 -25.00
2018-03-31 13F-HR AEE / Ameren Corp. 56.71 5,536 5,537 0.02 327 314 -3.98
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.14 33,580 35,080 4.47 1,381 1,829 32.44
2018-03-31 13F-HR ROL / Rollins, Inc. 51.04 54,878 55,078 0.36 2,553 2,811 10.11
2018-03-31 13F-HR APTV / Aptiv PLC 85.06 5,909 2,610 -55.83 501 222 -55.69
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.40 34,457 32,273 -6.34 2,091 1,691 -19.13
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 71.65 10,368 12,114 16.84 782 868 11.00
2018-03-31 13F-HR CI / Cigna Corp. 167.65 2,992 3,042 1.67 608 510 -16.12
2018-03-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 4.91 0 20,350 0 100
2018-03-31 13F-HR SCCO / Southern Copper Corp. 54.17 5,036 5,040 0.08 239 273 14.23
2018-03-31 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 64.19 5,006 5,016 0.20 342 322 -5.85
2018-03-31 13F-HR C / Citigroup, Inc. 67.50 67,148 62,225 -7.33 4,996 4,200 -15.93
2018-03-31 13F-HR TCBK / TriCo Bancshares 37.22 108,079 108,079 0.00 4,092 4,023 -1.69
2018-03-31 13F-HR CSX / CSX Corp. 55.71 35,586 12,044 -66.16 1,958 671 -65.73
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 95.12 9,086 8,148 -10.32 895 775 -13.41
2018-03-31 13F-HR VGR / Vector Group, Ltd. 20.38 10,448 10,355 -0.89 234 211 -9.83
2018-03-31 13F-HR GM / General Motors Company 36.34 16,781 19,152 14.13 688 696 1.16
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.71 145,300 151,199 4.06 10,348 9,633 -6.91
2018-03-31 13F-HR NEOS / Neos Therapeutics, Inc. 8.30 80,000 73,998 -7.50 816 614 -24.75
2018-03-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 8.93 22,730 19,480 -14.30 215 174 -19.07
2018-03-31 13F-HR NRZ / New Residential Investment Corp. 16.45 30,956 29,662 -4.18 553 488 -11.75
2018-03-31 13F-HR RF / Regions Financial Corp. 18.58 427,752 429,752 0.47 7,392 7,985 8.02
2018-03-31 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 104.25 5,650 5,650 0.00 599 589 -1.67
2018-03-31 13F-HR DGII / Digi International Inc. 10.30 13,500 13,500 0.00 129 139 7.75
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 54.85 13,836 4,613 -66.66 775 253 -67.35
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 55.61 34,705 47,488 36.83 1,774 2,641 48.87
2018-03-31 13F-HR VER / VEREIT, Inc. 6.98 18,885 27,096 43.48 147 189 28.57
2018-03-31 13F-HR LUV / Southwest Airlines Co. 57.30 3,889 22,565 480.23 255 1,293 407.06
2018-03-31 13F-HR DRE / Duke Realty Corp. 26.46 23,791 24,565 3.25 647 650 0.46
2018-03-31 13F-HR HLI / Houlihan Lokey, Inc. 44.60 24,018 21,863 -8.97 1,091 975 -10.63
2018-03-31 13F-HR FPI / Farmland Partners Inc. 8.35 26,000 26,000 0.00 226 217 -3.98
2018-03-31 13F-HR ATVI / Activision Blizzard, Inc. 67.47 7,121 6,581 -7.58 451 444 -1.55
2018-03-31 13F-HR SPXX / Nuveen S&P 500 Dynamic Overwrite Fund 17.11 40,671 40,093 -1.42 704 686 -2.56
2018-03-31 13F-HR WMB / Williams Companies, Inc. (The) 24.84 8,619 8,696 0.89 263 216 -17.87
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 337.88 7,023 7,118 1.35 2,255 2,405 6.65
2018-03-31 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.35 13,651 13,651 0.00 121 114 -5.79
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 65.05 5,437 5,442 0.09 401 354 -11.72
2018-03-31 13F-HR TXN / Texas Instruments Inc. 103.89 87,709 97,292 10.93 9,160 10,108 10.35
2018-03-31 13F-HR MIDD / Middleby Corp. (The) 123.68 3,509 3,509 0.00 474 434 -8.44
2018-03-31 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.08 19,423 19,568 0.75 266 256 -3.76
2018-03-31 13F-HR AVGO / Broadcom Limited 235.66 2,105 2,092 -0.62 541 493 -8.87
2018-03-31 13F-HR ARCC / Ares Capital Corp. 15.87 87,271 86,875 -0.45 1,372 1,379 0.51
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.46 18,332 18,099 -1.27 3,634 3,610 -0.66
2018-03-31 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 4.09 11,500 11,500 0.00 53 47 -11.32
2018-03-31 13F-HR MS / Morgan Stanley 53.94 21,547 21,914 1.70 1,131 1,182 4.51
2018-03-31 13F-HR WY / Weyerhaeuser Co. 35.05 7,143 6,647 -6.94 252 233 -7.54
2018-03-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 129.53 5,065 3,065 -39.49 647 397 -38.64
2018-03-31 13F-HR ARR / ARMOUR Residential REIT, Inc. 23.28 8,573 8,893 3.73 220 207 -5.91
2018-03-31 13F-HR MPEL / Melco Crown Entertainment Ltd. 29.03 9,100 9,300 2.20 264 270 2.27
2018-03-31 13F-HR BOE / BlackRock Global Opportunity Equity Trust 11.54 25,930 10,834 -58.22 324 125 -61.42
2018-03-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 52.90 4,300 6,125 42.44 235 324 37.87
2018-03-31 13F-HR AMLP / Alerian ETF 9.37 32,842 24,665 -24.90 354 231 -34.75
2018-03-31 13F-HR DLR / Digital Realty Trust, Inc. 105.35 7,319 8,942 22.18 834 942 12.95
2018-03-31 13F-HR JVA / Coffee Holding Co., Inc. 4.33 18,700 18,700 0.00 80 81 1.25
2018-03-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 323.01 1,570 1,195 -23.89 454 386 -14.98
2018-03-31 13F-HR MAIN / Main Street Capital Corp. 36.88 23,052 24,240 5.15 916 894 -2.40
2018-03-31 13F-HR VB / Vanguard Small-Cap ETF 147.09 2,631 2,631 0.00 389 387 -0.51
2018-03-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 174.02 0 1,178 0 205
2018-03-31 13F-HR PH / Parker-Hannifin Corp. 171.15 1,525 1,525 0.00 304 261 -14.14
2018-03-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 99.49 34,594 34,537 -0.16 3,495 3,436 -1.69
2018-03-31 13F-HR T / AT & T, Inc. 35.65 340,336 340,705 0.11 13,232 12,146 -8.21
2018-03-31 13F-HR SJT / San Juan Basin Royalty Trust 7.88 16,300 16,500 1.23 134 130 -2.99
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 187.46 1,539 1,579 2.60 292 296 1.37
2018-03-31 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.06 28,078 28,078 0.00 96 86 -10.42
2018-03-31 13F-HR LNG / Cheniere Energy, Inc. 53.46 5,405 5,705 5.55 291 305 4.81
2018-03-31 13F-HR UYG / ProShares Ultra Financials 123.25 4,000 4,000 0.00 512 493 -3.71
2018-03-31 13F-HR GIS / General Mills, Inc. 45.10 5,250 7,250 38.10 311 327 5.14
2018-03-31 13F-HR USB / U.S. Bancorp 50.47 9,015 9,015 0.00 483 455 -5.80
2018-03-31 13F-HR CME / CME Group, Inc. 161.74 21,532 21,380 -0.71 3,145 3,458 9.95
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 213.99 18,262 18,828 3.10 4,026 4,029 0.07
2018-03-31 13F-HR LH / Laboratory Corp. of America Holdings 161.80 5,189 4,969 -4.24 828 804 -2.90
2018-03-31 13F-HR SINA / Sina Corp. 104.35 3,115 3,565 14.45 312 372 19.23
2018-03-31 13F-HR COST / Costco Wholesale Corp. 188.42 5,335 8,736 63.75 993 1,646 65.76
2018-03-31 13F-HR BIIB / Biogen Inc. 273.81 2,636 2,509 -4.82 840 687 -18.21
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 77.06 3,622 5,022 38.65 278 387 39.21
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.89 183,161 191,733 4.68 7,015 8,223 17.22
2018-03-31 13F-HR ALKS / Alkermes plc 4,800 0 -100.00 263 0 -100.00
2018-03-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 10,121 0 -100.00 187 0 -100.00
2018-03-31 13F-HR BGCP / BGC Partners, Inc. 59,130 0 -100.00 893 0 -100.00
2018-03-31 13F-HR HXL / Hexcel Corp. 8,900 0 -100.00 550 0 -100.00
2018-03-31 13F-HR LEA / Lear Corp. 4,187 0 -100.00 740 0 -100.00
2018-03-31 13F-HR NS / NuStar Energy L.P. 7,936 0 -100.00 238 0 -100.00
2018-03-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 13,320 0 -100.00 1,398 0 -100.00
2018-03-31 13F-HR SPIB / SPDR Portfolio Intermediate Term 11,639 0 -100.00 398 0 -100.00
2018-03-31 13F-HR SWK / Stanley Black & Decker, Inc. 2,994 0 -100.00 508 0 -100.00
2018-03-31 13F-HR STB / Student Transportation, Inc. 11,465 0 -100.00 70 0 -100.00
2018-03-31 13F-HR OLED / Universal Display Corp. 1,300 0 -100.00 224 0 -100.00
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 9,634 0 -100.00 200 0 -100.00
2018-03-31 13F-HR BND / Vanguard Total Bond Market ETF 5,659 0 -100.00 462 0 -100.00
2018-03-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 2,435 0 -100.00 204 0 -100.00
2018-03-31 13F-HR PX / Praxair, Inc. 1,385 0 -100.00 214 0 -100.00
2018-03-31 13F-HR PDLI / PDL BioPharma, Inc. 16,018 0 -100.00 44 0 -100.00
2018-03-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 58,063 0 -100.00 5,636 0 -100.00
2018-03-31 13F-HR BSV / Vanguard Short-Term Bond ETF 4,506 0 -100.00 356 0 -100.00
2018-03-31 13F-HR ANDV / Andeavor Corp. 1,846 0 -100.00 211 0 -100.00
2018-03-31 13F-HR AEIS / Advanced Energy Industries, Inc. 11,465 0 -100.00 774 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc 2,440 0 -100.00 399 0 -100.00
2018-03-31 13F-HR AATDF / AA LTD 8,361 0 -100.00 228 0 -100.00
2018-03-31 13F-HR BFK / BlackRock Municipal Income Trust 29,156 0 -100.00 411 0 -100.00
2018-03-31 13F-HR BTI / British American Tobacco p.l.c. 4,518 0 -100.00 303 0 -100.00
2018-03-31 13F-HR BIP / Brookfield Infrastructure Partners L.P. 4,739 0 -100.00 212 0 -100.00
2018-03-31 13F-HR ECYT / Endocyte, Inc. 10,700 0 -100.00 46 0 -100.00
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 3,550 0 -100.00 200 0 -100.00
2018-03-31 13F-HR HCA / HCA Holdings Inc. 4,335 0 -100.00 381 0 -100.00
2018-03-31 13F-HR REM / iShares Mortgage Real Estate Capped ETF 5,300 0 -100.00 240 0 -100.00
2018-03-31 13F-HR SLV / iShares Silver Trust 19,903 0 -100.00 318 0 -100.00
2018-03-31 13F-HR KR / Kroger Co. 7,911 0 -100.00 217 0 -100.00
2018-03-31 13F-HR MDC / M.D.C. Holdings, Inc. 26,297 0 -100.00 838 0 -100.00
2018-03-31 13F-HR NYCB / New York Community Bancorp, Inc. 19,270 0 -100.00 251 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. 304 0 -100.00 528 0 -100.00
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 3,509 0 -100.00 200 0 -100.00
2018-03-31 13F-HR TPX / Tempur Sealy International, Inc. 4,800 0 -100.00 301 0 -100.00
2018-03-31 13F-HR TICC / TICC Capital Corp. 11,600 0 -100.00 67 0 -100.00
2018-03-31 13F-HR TSN / Tyson Foods, Inc. 3,079 0 -100.00 250 0 -100.00
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. 37,454 0 -100.00 1,293 0 -100.00
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 2,530 0 -100.00 210 0 -100.00
2018-03-31 13F-HR XLNX / Xilinx, Inc. 8,428 0 -100.00 568 0 -100.00
2018-03-31 13F-HR NFG / National Fuel Gas Co. 3,700 0 -100.00 203 0 -100.00
2018-03-31 13F-HR SXCP / SunCoke Energy Partners LP 11,400 0 -100.00 199 0 -100.00
2018-03-31 13F-HR EPR / EPR Properties 3,738 0 -100.00 245 0 -100.00
2018-03-31 13F-HR TMP / Tompkins Financial, Inc. 2,500 0 -100.00 203 0 -100.00
2018-03-31 13F-HR FBHS / Fortune Brands Home & Security, Inc. 3,330 0 -100.00 228 0 -100.00
2018-03-31 13F-HR PAA / Plains All American Pipeline, L.P. 12,645 0 -100.00 261 0 -100.00
2018-03-31 13F-HR DG / Dollar General Corp. 6,740 0 -100.00 627 0 -100.00
2018-03-31 13F-HR MMM / 3M Co. Call 220.00 1,000 220
2018-03-31 13F-HR GOOGL / Alphabet Inc. Call 1,036.92 1,300 1,348
2018-03-31 13F-HR AMZN / Amazon.com, Inc. Call 1,446.67 300 434
2018-03-31 13F-HR ANET / Arista Networks, Inc. 254.87 1,130 288
2018-03-31 13F-HR BIDU / Baidu, Inc. Call 223.14 3,500 781
2018-03-31 13F-HR XBGTX / BlackRock Floating Rate Income 14.51 13,300 193
2018-03-31 13F-HR BA / Boeing Company (The) Call 328.00 1,000 328
2018-03-31 13F-HR BKNG / Booking Holdings Inc. 2,079.47 302 628
2018-03-31 13F-HR BRANDYWINEGBL GLBAL INM OPRT / (10537L104) 12.92 12,000 155
2018-03-31 13F-HR CE / Celanese Corp. 100.23 12,990 1,302
2018-03-31 13F-HR COLL / Collegium Pharmaceutical, Inc. 25.54 11,550 295
2018-03-31 13F-HR STZ / Constellation Brands, Inc. Call 228.00 2,500 570
2018-03-31 13F-HR DEO / Diageo plc Call 135.50 2,000 271
2018-03-31 13F-HR EMX RTY CORP / (26873J107) 0.89 42,732 38
2018-03-31 13F-HR FEN / First Trust Energy Income & Growth Fund 21.75 12,000 261
2018-03-31 13F-HR GE / General Electric Co. Call 13.50 10,000 135
2018-03-31 13F-HR HQY / HealthEquity, Inc. 60.51 3,652 221
2018-03-31 13F-HR HD / Home Depot, Inc. (The) Call 178.00 2,000 356
2018-03-31 13F-HR IEP / Icahn Enterprises L.P. 57.02 4,490 256
2018-03-31 13F-HR ISRG / Intuitive Surgical, Inc. Call 413.00 1,000 413
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Call 121.76 3,400 414
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF 47.31 4,270 202
2018-03-31 13F-HR KAR / Kar Auction Services, Inc. 54.20 120,798 6,547
2018-03-31 13F-HR KLAC / KLA-Tencor Corp. 109.02 54,295 5,919
2018-03-31 13F-HR LL / Lumber Liquidators Holdings, Inc. 23.92 12,500 299
2018-03-31 13F-HR MCD / McDonald's Corp. Call 156.36 5,500 860
2018-03-31 13F-HR MTOR / Meritor, Inc. 20.55 35,370 727
2018-03-31 13F-HR MON / Monsanto Co. Call 116.67 6,000 700
2018-03-31 13F-HR NFLX / Netflix, Inc. Call 295.38 1,300 384
2018-03-31 13F-HR NOK / Nokia Corp. Call 5.50 12,000 66
2018-03-31 13F-HR NVDA / NVIDIA Corp. Put 232.00 1,000 232
2018-03-31 13F-HR OC / Owens Corning, Inc. 80.42 14,400 1,158
2018-03-31 13F-HR OXSQ / Oxford Square Capital Corp. 6.12 11,600 71
2018-03-31 13F-HR PFE / Pfizer, Inc. Call 35.50 10,000 355
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust Put 160.13 30,600 4,900
2018-03-31 13F-HR RTN / Raytheon Co. Call 216.00 2,500 540
2018-03-31 13F-HR MHFI / McGraw Hill Financial, Inc. 191.30 1,150 220
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF Call 101.30 2,300 233
2018-03-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF Call 241.00 1,000 241
2018-03-31 13F-HR GLD / SPDR Gold Shares Call 126.00 2,000 252
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 263.15 787,900 207,336
2018-03-31 13F-HR SFM / Sprouts Farmers Market, Inc. 23.46 36,748 862
2018-03-31 13F-HR SYX / Systemax, Inc. 28.50 8,000 228
2018-03-31 13F-HR COH / Coach, Inc. 52.52 3,941 207
2018-03-31 13F-HR THW / Tekla World Healthcare Fund 12.81 11,475 147
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Call 266.00 1,000 266
2018-03-31 13F-HR VLO / Valero Energy Corp. Call 92.80 5,000 464
2018-03-31 13F-HR VLO / Valero Energy Corp. Put 92.86 5,600 520
2018-03-31 13F-HR WARRIOR MET COAL INC / (93627C101) 28.01 34,881 977
2018-03-31 13F-HR WM / Waste Management, Inc. Call 84.00 2,500 210
2018-03-31 13F-HR WRK / Westrock Company 64.20 17,400 1,117
2018-03-31 13F-HR WHITING PETE CORP NEW / (966387409) 33.87 14,439 489
2018-03-31 13F-HR WGO / Winnebago Industries, Inc. 37.62 18,237 686
2018-03-31 13F-HR PUTW / WisdomTree CBOE S&P 500 PutWrite Strategy Fund 28.22 9,000 254
2018-03-31 13F-HR VXF / Vanguard Extended Market ETF 111.48 1,830 204