InvestorSheaff Brock Investment Advisors, LLC
Portfolio Value $ 771,176,000
Current Positions529
Opened Positions5
Closed Positions64


Latest Holdings, Performance, AUM (from 13F, 13D)

Sheaff Brock Investment Advisors, LLC has disclosed 529 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 771,176,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sheaff Brock Investment Advisors, LLC's top holdings are Apple, Inc. (NASDAQ:AAPL) , Exxon Mobil Corp. (NYSE:XOM) , Facebook, Inc. (NASDAQ:FB) , AT & T, Inc. (NYSE:T) , and Boeing Company (The) (NYSE:BA) . Sheaff Brock Investment Advisors, LLC's new positions include Price (T.) Rowe Group, Inc. (NASDAQ:TROW) , BorgWarner, Inc. (NYSE:BWA) , Avery Dennison Corp. (NYSE:AVY) , BGC Partners, Inc. (NASDAQ:BGCP) , and Xilinx, Inc. (NASDAQ:XLNX) .

All Sheaff Brock Investment Advisors, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 12, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 99.91 2,300 2,172 -5.57 228 217 -4.82
2017-12-31 13F-HR AGNC / AGNC Investment Corp. 20.19 35,551 32,151 -9.56 771 649 -15.82
2017-12-31 13F-HR AKS / AK Steel Holding Corp. 5.65 13,800 13,800 0.00 77 78 1.30
2017-12-31 13F-HR ALKS / Alkermes plc 54.79 4,800 263
2017-12-31 13F-HR NCZ / AGIC Convertible & Income Fund II 6.22 37,338 39,888 6.83 233 248 6.44
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.45 8,225 7,973 -3.06 7,907 9,324 17.92
2017-12-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18.48 10,121 187
2017-12-31 13F-HR APTV / Aptiv PLC 84.79 5,909 501
2017-12-31 13F-HR PETX / Aratana Therapeutics, Inc. 5.26 71,000 101,000 42.25 435 531 22.07
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.72 89,856 87,271 -2.88 1,473 1,372 -6.86
2017-12-31 13F-HR ARR / ARMOUR Residential REIT, Inc. 25.66 72,063 8,573 -88.10 1,938 220 -88.65
2017-12-31 13F-HR AVY / Avery Dennison Corp. 114.83 8,613 989
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 284,312 283,976 -0.12 7,204 8,383 16.37
2017-12-31 13F-HR BZUN / Baozun Inc. 31.56 6,400 202
2017-12-31 13F-HR BGCP / BGC Partners, Inc. 15.10 59,130 893
2017-12-31 13F-HR BLACKROCK ENH CAP & INC / (09256A109) 16.39 22,886 375
2017-12-31 13F-HR BLACKROCK MUNIC INCM INV / SH BEN INT (09248H105) 14.01 14,492 203
2017-12-31 13F-HR BLACKROCK MUNIYIELD PA Q / (09255G107) 14.35 40,000 574
2017-12-31 13F-HR BWA / BorgWarner, Inc. 51.10 25,462 1,301
2017-12-31 13F-HR CDNS / Cadence Design Systems, Inc. 41.83 27,136 23,310 -14.10 1,071 975 -8.96
2017-12-31 13F-HR CHW / Calamos Global Dynamic Income Fund 9.06 22,399 22,399 0.00 202 203 0.50
2017-12-31 13F-HR CPLP / Capital Product Partners L.P. 3.37 22,225 22,225 0.00 78 75 -3.85
2017-12-31 13F-HR COLUMBIA SELIGM PREM TEC / (19842X109) 22.25 16,271 362
2017-12-31 13F-HR CVX / Chevron Corp. 125.18 51,661 47,826 -7.42 6,070 5,987 -1.37
2017-12-31 13F-HR CLX / Clorox Company (The) 148.73 0 1,654 0 246
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.04 18,076 16,759 -7.29 696 671 -3.59
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 228.40 1,610 1,655 2.80 321 378 17.76
2017-12-31 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 9.63 34,625 35,625 2.89 327 343 4.89
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.11 27,023 24,538 -9.20 2,268 2,064 -8.99
2017-12-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.38 117,645 117,827 0.15 1,100 1,105 0.45
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.57 9,831 9,845 0.14 303 301 -0.66
2017-12-31 13F-HR FL / Foot Locker, Inc. 46.89 27,286 26,468 -3.00 961 1,241 29.14
2017-12-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 63.26 15,100 14,100 -6.62 929 892 -3.98
2017-12-31 13F-HR GABELLI HLTHCARE & WELLN / SHS (36246K103) 10.33 16,741 173
2017-12-31 13F-HR HXL / Hexcel Corp. 61.80 8,900 550
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.82 3,280 3,333 1.62 485 556 14.64
2017-12-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 103.09 3,463 357
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.59 3,294 3,298 0.12 399 401 0.50
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.33 2,625 2,625 0.00 288 287 -0.35
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.07 58,387 37,846 -35.18 1,120 684 -38.93
2017-12-31 13F-HR LEA / Lear Corp. 176.74 0 4,187 0 740
2017-12-31 13F-HR XUSAX / Liberty All Star Equity Fund 6.30 203,149 202,928 -0.11 1,225 1,278 4.33
2017-12-31 13F-HR MTB / M & T Bank Corp. 171.00 4,000 4,000 0.00 644 684 6.21
2017-12-31 13F-HR MKC / McCormick & Co., Inc. 101.80 3,005 3,605 19.97 308 367 19.16
2017-12-31 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 5.25 41,742 219
2017-12-31 13F-HR NTAP / NetApp, Inc. 55.29 12,137 12,137 0.00 531 671 26.37
2017-12-31 13F-HR NS / NuStar Energy L.P. 29.99 8,379 7,936 -5.29 340 238 -30.00
2017-12-31 13F-HR NUVEEN HIGH INCOME NOVEM / (67077N106) 9.93 15,300 152
2017-12-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.07 28,497 28,497 0.00 404 401 -0.74
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.90 23,254 114
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.45 120,443 120,764 0.27 6,674 6,455 -3.28
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.65 11,975 12,790 6.81 767 942 22.82
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.91 19,030 17,855 -6.17 2,120 2,141 0.99
2017-12-31 13F-HR PML / PIMCO Municipal Income Fund II 13.15 13,384 13,384 0.00 176 176 0.00
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.22 7,682 3,682 -52.07 1,035 531 -48.70
2017-12-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.82 14,198 14,198 0.00 243 253 4.12
2017-12-31 13F-HR PRAH / PRA Health Sciences, Inc. 91.03 11,946 11,677 -2.25 910 1,063 16.81
2017-12-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 104.95 13,320 1,398
2017-12-31 13F-HR PHM / PulteGroup, Inc. 33.21 10,725 9,725 -9.32 293 323 10.24
2017-12-31 13F-HR REI / Ring Energy, Inc. 13.92 13,000 13,000 0.00 188 181 -3.72
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.30 7,453 25,328 239.84 466 1,730 271.24
2017-12-31 13F-HR SAIA / Saia, Inc. 70.77 6,048 6,048 0.00 379 428 12.93
2017-12-31 13F-HR SDT / SandRidge Mississippian Trust I 0.83 42,000 42,000 0.00 55 35 -36.36
2017-12-31 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.64 7,143 7,943 11.20 256 291 13.67
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.24 11,688 9,386 -19.70 800 678 -15.25
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.26 15,693 15,427 -1.70 933 945 1.29
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. 94.91 12,228 11,990 -1.95 1,246 1,138 -8.67
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.37 1,790 1,468 -17.99 584 507 -13.18
2017-12-31 13F-HR SPIB / SPDR Portfolio Intermediate Term 34.20 11,639 398
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 169.67 8,894 2,994 -66.34 1,343 508 -62.17
2017-12-31 13F-HR STB / Student Transportation, Inc. 6.11 11,465 70
2017-12-31 13F-HR SYY / SYSCO Corp. 60.73 106,336 107,575 1.17 5,737 6,533 13.87
2017-12-31 13F-HR TOT / Total S.A. 55.29 41,060 19,426 -52.69 2,198 1,074 -51.14
2017-12-31 13F-HR TCBK / TriCo Bancshares 37.86 108,079 108,079 0.00 4,404 4,092 -7.08
2017-12-31 13F-HR OLED / Universal Display Corp. 172.31 1,300 224
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 20.76 0 9,634 0 200
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 81.64 5,088 5,659 11.22 417 462 10.79
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.30 11,005 11,173 1.53 1,425 1,534 7.65
2017-12-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.71 0 3,729 0 204
2017-12-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 111.16 2,366 2,366 0.00 248 263 6.05
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.93 112,972 97,705 -13.51 5,591 5,172 -7.49
2017-12-31 13F-HR HCN / Welltower Inc. 63.77 7,864 7,464 -5.09 553 476 -13.92
2017-12-31 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 4.17 11,982 11,982 0.00 74 50 -32.43
2017-12-31 13F-HR CBS / CBS Corp. 59.01 16,623 15,676 -5.70 964 925 -4.05
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 84.98 10,560 10,061 -4.73 852 855 0.35
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.78 3,253 2,435 -25.15 275 204 -25.82
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.08 33,710 32,412 -3.85 1,433 1,299 -9.35
2017-12-31 13F-HR BMI / Badger Meter, Inc. 47.79 19,000 19,000 0.00 931 908 -2.47
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.93 13,321 9,807 -26.38 787 627 -20.33
2017-12-31 13F-HR TRU / TransUnion 54.97 20,408 19,447 -4.71 964 1,069 10.89
2017-12-31 13F-HR PBA / Pembina Pipeline Corp. 36.20 9,693 7,928 -18.21 340 287 -15.59
2017-12-31 13F-HR F / Ford Motor Co. 12.49 407,322 391,245 -3.95 4,876 4,887 0.23
2017-12-31 13F-HR CELG / Celgene Corp. 104.37 32,697 32,757 0.18 4,768 3,419 -28.29
2017-12-31 13F-HR GPOR / Gulfport Energy Corp. 12.77 50,000 60,000 20.00 717 766 6.83
2017-12-31 13F-HR PX / Praxair, Inc. 154.51 1,985 1,385 -30.23 277 214 -22.74
2017-12-31 13F-HR PHK / PIMCO High Income Fund 7.46 159,893 135,183 -15.45 1,330 1,008 -24.21
2017-12-31 13F-HR USG / USG Corp. 38.60 6,450 6,450 0.00 211 249 18.01
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.90 19,152 18,466 -3.58 1,742 1,697 -2.58
2017-12-31 13F-HR PDLI / PDL BioPharma, Inc. 2.75 16,018 16,018 0.00 54 44 -18.52
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.69 13,736 12,911 -6.01 832 861 3.49
2017-12-31 13F-HR PNNT / PennantPark Investment Corp. 6.90 13,550 13,050 -3.69 102 90 -11.76
2017-12-31 13F-HR ICLR / ICON plc 112.25 2,130 2,040 -4.23 243 229 -5.76
2017-12-31 13F-HR PGH / Pengrowth Energy Corp. 0.79 134,333 123,933 -7.74 138 98 -28.99
2017-12-31 13F-HR ETE / Entergy Transfer Equity LP 17.23 15,959 15,959 0.00 277 275 -0.72
2017-12-31 13F-HR SNPS / Synopsys, Inc. 85.25 12,094 11,296 -6.60 974 963 -1.13
2017-12-31 13F-HR CTAS / Cintas Corp. 155.76 6,416 6,279 -2.14 926 978 5.62
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 245.21 2,848 2,455 -13.80 657 602 -8.37
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.89 83,994 80,602 -4.04 1,024 958 -6.45
2017-12-31 13F-HR CIM / Chimera Investment Corp. 18.52 15,004 13,934 -7.13 284 258 -9.15
2017-12-31 13F-HR HPT / Hospitality Properties Trust 29.85 184,551 185,893 0.73 5,258 5,549 5.53
2017-12-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 97.07 56,595 58,063 2.59 5,007 5,636 12.56
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.81 3,712 4,312 16.16 246 301 22.36
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.01 4,367 4,506 3.18 349 356 2.01
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.66 12,864 11,814 -8.16 815 882 8.22
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.24 8,432 8,448 0.19 748 737 -1.47
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.28 31,975 22,275 -30.34 408 229 -43.87
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 255.07 1,430 1,431 0.07 339 365 7.67
2017-12-31 13F-HR EAD / Evergreen Income Advantage Fund 8.40 56,768 56,768 0.00 497 477 -4.02
2017-12-31 13F-HR QLD / ProShares Ultra QQQ 73.27 7,793 7,793 0.00 500 571 14.20
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.08 10,241 4,542 -55.65 1,188 609 -48.74
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.96 17,929 16,857 -5.98 1,433 1,567 9.35
2017-12-31 13F-HR PFBC / Preferred Bank (Los Angeles, CA) 58.75 4,115 4,000 -2.79 248 235 -5.24
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.40 32,283 24,791 -23.21 4,684 3,803 -18.81
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 171.60 1,620 1,620 0.00 261 278 6.51
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.76 24,361 26,158 7.38 1,889 2,034 7.68
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 247.39 6,196 6,997 12.93 1,387 1,731 24.80
2017-12-31 13F-HR FSM / Fortuna Silver Mines Inc. 5.23 26,040 27,540 5.76 114 144 26.32
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 306.80 4,300 4,159 -3.28 1,237 1,276 3.15
2017-12-31 13F-HR CI / Cigna Corp. 203.21 3,079 2,992 -2.83 576 608 5.56
2017-12-31 13F-HR SCCO / Southern Copper Corp. 47.46 5,031 5,036 0.10 200 239 19.50
2017-12-31 13F-HR CSX / CSX Corp. 55.02 38,784 35,586 -8.25 2,104 1,958 -6.94
2017-12-31 13F-HR BIDU / Baidu, Inc. 234.36 1,756 2,206 25.63 435 517 18.85
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.50 9,216 9,086 -1.41 863 895 3.71
2017-12-31 13F-HR NRZ / New Residential Investment Corp. 17.86 29,250 30,956 5.83 489 553 13.09
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.01 4,606 13,836 200.39 222 775 249.10
2017-12-31 13F-HR VER / VEREIT, Inc. 7.78 18,885 18,885 0.00 157 147 -6.37
2017-12-31 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.86 15,301 13,651 -10.78 131 121 -7.63
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.30 5,891 1,846 -68.66 608 211 -65.30
2017-12-31 13F-HR GIS / General Mills, Inc. 59.24 7,850 5,250 -33.12 406 311 -23.40
2017-12-31 13F-HR BIIB / Biogen Inc. 318.66 2,806 2,636 -6.06 879 840 -4.44
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.75 3,789 3,622 -4.41 281 278 -1.07
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.30 169,163 183,161 8.27 5,689 7,015 23.31
2017-12-31 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 12,300 0 -100.00 55 0 -100.00
2017-12-31 13F-HR MDRX / Allscripts Healthcare Solutions Inc. 12,207 0 -100.00 174 0 -100.00
2017-12-31 13F-HR KMX / CarMax, Inc. 3,095 0 -100.00 235 0 -100.00
2017-12-31 13F-HR FEYE / FireEye, Inc. 10,648 0 -100.00 179 0 -100.00
2017-12-31 13F-HR AMTD / TD AmeriTrade Holding Corp. 7,929 0 -100.00 387 0 -100.00
2017-12-31 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 13,000 0 -100.00 196 0 -100.00
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 3,468 0 -100.00 252 0 -100.00
2017-12-31 13F-HR ZIV / VelocityShares Daily Inverse VIX Medium Term ETN S&P 500 VIX MTF Index 12/4/2030 3,543 0 -100.00 266 0 -100.00
2017-12-31 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 2,682 0 -100.00 262 0 -100.00
2017-12-31 13F-HR FGP / Ferrellgas Partners, L.P. 12,741 0 -100.00 65 0 -100.00
2017-12-31 13F-HR FONR / Fonar Corp. 15,880 0 -100.00 484 0 -100.00
2017-12-31 13F-HR GBCI / Glacier Bancorp, Inc. 8,500 0 -100.00 321 0 -100.00
2017-12-31 13F-HR GMT / GATX Corp. 12,912 0 -100.00 795 0 -100.00
2017-12-31 13F-HR HE / Hawaiian Electric Industries, Inc. 6,425 0 -100.00 214 0 -100.00
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 5,743 0 -100.00 233 0 -100.00
2017-12-31 13F-HR PAAS / Pan American Silver Corp. 11,516 0 -100.00 196 0 -100.00
2017-12-31 13F-HR NVS / Novartis AG 2,381 0 -100.00 204 0 -100.00
2017-12-31 13F-HR OHI / Omega HealthCare Investors, Inc. 8,193 0 -100.00 261 0 -100.00
2017-12-31 13F-HR NUE / Nucor Corp. 4,128 0 -100.00 231 0 -100.00
2017-12-31 13F-HR XPFNX / PIMCO Income Strategy Fund II 13,501 0 -100.00 144 0 -100.00
2017-12-31 13F-HR PEG / Public Service Enterprise Group, Inc. 4,524 0 -100.00 209 0 -100.00
2017-12-31 13F-HR RVLT / Revolution Lighting Technologies, Inc. 33,123 0 -100.00 215 0 -100.00
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 6,356 0 -100.00 337 0 -100.00
2017-12-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 9,571 0 -100.00 309 0 -100.00
2017-12-31 13F-HR TNK / Teekay Tankers, Ltd. 14,183 0 -100.00 23 0 -100.00
2017-12-31 13F-HR TA / TravelCenters of America LLC 10,148 0 -100.00 43 0 -100.00
2017-12-31 13F-HR TWO / Two Harbors Investment Corp. 19,596 0 -100.00 198 0 -100.00
2017-12-31 13F-HR VUG / Vanguard Growth ETF 1,854 0 -100.00 246 0 -100.00
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 3,569 0 -100.00 286 0 -100.00
2017-12-31 13F-HR WB / Weibo Corporation 2,999 0 -100.00 297 0 -100.00
2017-12-31 13F-HR WLL / Whiting Petroleum Corp. 28,119 0 -100.00 154 0 -100.00
2017-12-31 13F-HR EMR / Emerson Electric Co. 3,466 0 -100.00 218 0 -100.00
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 7,938 0 -100.00 856 0 -100.00
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 5,431 0 -100.00 444 0 -100.00
2017-12-31 13F-HR NDRO / Enduro Realty Trust 18,000 0 -100.00 78 0 -100.00
2017-12-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 490 0 -100.00 219 0 -100.00
2017-12-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.89 21,166 17,774 -16.03 109 87 -20.18
2017-12-31 13F-HR ABT / Abbott Laboratories 57.11 16,218 11,837 -27.01 865 676 -21.85
2017-12-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 30.12 50,000 50,000 0.00 1,884 1,506 -20.06
2017-12-31 13F-HR HGT / Hugoton Royalty Trust 13,333 0 -100.00 25 0 -100.00
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.71 119,609 106,100 -11.29 10,628 10,261 -3.45
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.00 2,265 2,040 -9.93 338 357 5.62
2017-12-31 13F-HR AEIS / Advanced Energy Industries, Inc. 67.51 12,427 11,465 -7.74 1,004 774 -22.91
2017-12-31 13F-HR AAV / Advantage Oil & Gas Ltd. 4.30 55,400 55,400 0.00 349 238 -31.81
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.84 4,678 4,679 0.02 381 411 7.87
2017-12-31 13F-HR AGN / Allergan plc 163.52 4,446 2,440 -45.12 911 399 -56.20
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.44 20,779 22,733 9.40 3,589 3,920 9.22
2017-12-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12.78 23,015 24,415 6.08 300 312 4.00
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.46 3,267 3,336 2.11 3,133 3,491 11.43
2017-12-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.46 22,730 22,730 0.00 205 215 4.88
2017-12-31 13F-HR AMLP / Alerian ETF 10.78 24,792 32,842 32.47 278 354 27.34
2017-12-31 13F-HR AMX / America Movil S.A.B. de CV 17.15 54,948 54,858 -0.16 975 941 -3.49
2017-12-31 13F-HR AEE / Ameren Corp. 59.07 5,650 5,536 -2.02 327 327 0.00
2017-12-31 13F-HR APH / Amphenol Corp. 87.77 11,089 10,471 -5.57 939 919 -2.13
2017-12-31 13F-HR AAL / American Airlines Group Inc. 52.03 33,247 31,829 -4.27 1,579 1,656 4.88
2017-12-31 13F-HR AMGN / Amgen Inc. 173.90 36,346 43,099 18.58 6,777 7,495 10.59
2017-12-31 13F-HR AINV / Apollo Investment Corp. 5.65 25,683 25,468 -0.84 157 144 -8.28
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.59 9,780 9,797 0.17 687 721 4.95
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 53.65 5,356 5,256 -1.87 262 282 7.63
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.12 44,913 34,705 -22.73 2,339 1,774 -24.16
2017-12-31 13F-HR AATDF / AA LTD 27.27 14,939 8,361 -44.03 372 228 -38.71
2017-12-31 13F-HR T / AT & T, Inc. 38.88 357,470 340,336 -4.79 14,002 13,232 -5.50
2017-12-31 13F-HR AN / AutoNation, Inc. 51.25 4,468 4,468 0.00 212 229 8.02
2017-12-31 13F-HR SAN / Banco Santander S.A. 6.54 25,922 23,390 -9.77 180 153 -15.00
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 297,571.43 14 14 0.00 3,846 4,166 8.32
2017-12-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.95 52,707 41,276 -21.69 596 452 -24.16
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.23 19,539 18,332 -6.18 3,582 3,634 1.45
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.23 49,847 53,173 6.67 452 491 8.63
2017-12-31 13F-HR BOE / BlackRock Global Opportunity Equity Trust 12.50 11,930 25,930 117.35 162 324 100.00
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.02 15,712 22,577 43.69 524 723 37.98
2017-12-31 13F-HR BFK / BlackRock Municipal Income Trust 14.10 29,156 29,156 0.00 416 411 -1.20
2017-12-31 13F-HR BWP / Boardwalk Pipeline Partners L.P 12.87 0 10,020 0 129
2017-12-31 13F-HR BA / Boeing Company (The) 294.91 43,497 41,637 -4.28 11,057 12,279 11.05
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 67.07 5,399 4,518 -16.32 337 303 -10.09
2017-12-31 13F-HR BIP / Brookfield Infrastructure Partners L.P. 44.74 4,831 4,739 -1.90 208 212 1.92
2017-12-31 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.20 17,732 18,932 6.77 204 212 3.92
2017-12-31 13F-HR CPB / Campbell Soup Co. 48.08 5,636 5,637 0.02 264 271 2.65
2017-12-31 13F-HR CCL / Carnival Corp. 66.36 9,654 19,455 101.52 623 1,291 107.22
2017-12-31 13F-HR CMO / Capstead Mortgage Corp. 8.65 24,002 22,302 -7.08 232 193 -16.81
2017-12-31 13F-HR CRZO / Carrizo Oil & Gas, Inc. 21.29 32,021 90,250 181.85 549 1,921 249.91
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.58 29,442 25,016 -15.03 3,672 3,942 7.35
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 12.65 11,000 11,226 2.05 233 142 -39.06
2017-12-31 13F-HR CLVS / Clovis Oncology, Inc. 68.07 4,900 6,376 30.12 404 434 7.43
2017-12-31 13F-HR CFG / Citizens Financial Group, Inc. 41.98 22,702 21,581 -4.94 860 906 5.35
2017-12-31 13F-HR CNC / Centene Corp. 100.89 14,245 13,708 -3.77 1,378 1,383 0.36
2017-12-31 13F-HR CX / Cemex S.A.B de C.V. 7.52 25,456 25,014 -1.74 231 188 -18.61
2017-12-31 13F-HR KO / Coca Cola Co. 45.87 79,930 76,011 -4.90 3,598 3,487 -3.09
2017-12-31 13F-HR CC / Chemours Company (The) 50.06 19,731 19,255 -2.41 999 964 -3.50
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 75.42 10,164 10,368 2.01 740 782 5.68
2017-12-31 13F-HR C / Citigroup, Inc. 74.40 72,888 67,148 -7.88 5,302 4,996 -5.77
2017-12-31 13F-HR JVA / Coffee Holding Co., Inc. 4.28 18,700 18,700 0.00 83 80 -3.61
2017-12-31 13F-HR LNG / Cheniere Energy, Inc. 53.84 5,405 5,405 0.00 243 291 19.75
2017-12-31 13F-HR CMI / Cummins, Inc. 176.66 13,660 13,563 -0.71 2,295 2,396 4.40
2017-12-31 13F-HR DE / Deere & Co. 156.55 4,211 4,152 -1.40 529 650 22.87
2017-12-31 13F-HR FANG / Diamondback Energy, Inc. 126.43 4,200 2,800 -33.33 411 354 -13.87
2017-12-31 13F-HR COP / ConocoPhillips 54.90 38,600 34,244 -11.28 1,932 1,880 -2.69
2017-12-31 13F-HR CVS / CVS Health Corporation 72.49 80,318 18,471 -77.00 6,531 1,339 -79.50
2017-12-31 13F-HR DHY / Credit Suisse High Yield Bond Fund 2.84 88,483 87,070 -1.60 255 247 -3.14
2017-12-31 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 68.32 5,000 5,006 0.12 280 342 22.14
2017-12-31 13F-HR DGII / Digi International Inc. 9.56 13,500 13,500 0.00 143 129 -9.79
2017-12-31 13F-HR DLR / Digital Realty Trust, Inc. 113.95 7,138 7,319 2.54 845 834 -1.30
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.13 6,885 5,335 -22.51 1,131 993 -12.20
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.07 14,928 14,765 -1.09 1,148 1,197 4.27
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.51 99,685 88,290 -11.43 9,826 9,492 -3.40
2017-12-31 13F-HR DNP / DNP Select Income Fund, Inc. 10.77 17,620 16,620 -5.68 202 179 -11.39
2017-12-31 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 14.54 13,174 13,202 0.21 185 192 3.78
2017-12-31 13F-HR DFS / Discover Financial Services 76.92 21,306 102,033 378.89 1,374 7,848 471.18
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.22 147,250 145,300 -1.32 10,194 10,348 1.51
2017-12-31 13F-HR EBAY / eBay, Inc. 37.80 6,502 6,402 -1.54 250 242 -3.20
2017-12-31 13F-HR ES / Eversource Energy 63.18 19,317 15,923 -17.57 1,168 1,006 -13.87
2017-12-31 13F-HR FNF / Fidelity National Financial, Inc. 39.24 131,788 131,968 0.14 6,255 5,178 -17.22
2017-12-31 13F-HR EXC / Exelon Corp. 39.41 156,705 151,339 -3.42 5,903 5,964 1.03
2017-12-31 13F-HR FB / Facebook, Inc. 176.47 80,070 78,610 -1.82 13,682 13,872 1.39
2017-12-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 20.45 12,174 10,267 -15.66 261 210 -19.54
2017-12-31 13F-HR FISV / Fiserv, Inc. 131.08 3,700 3,700 0.00 477 485 1.68
2017-12-31 13F-HR ESNC / EnSync, Inc. 0.39 78,724 78,724 0.00 41 31 -24.39
2017-12-31 13F-HR FDX / FedEx Corp. 249.58 1,970 7,228 266.90 444 1,804 306.31
2017-12-31 13F-HR FITB / Fifth Third Bancorp 30.33 58,648 58,648 0.00 1,641 1,779 8.41
2017-12-31 13F-HR ECYT / Endocyte, Inc. 4.30 0 10,700 0 46
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.51 78,059 73,635 -5.67 2,035 1,952 -4.08
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.64 266,094 261,667 -1.66 21,814 21,886 0.33
2017-12-31 13F-HR USBI / United Security Bancshares, Inc. 12.81 53,416 53,416 0.00 614 684 11.40
2017-12-31 13F-HR FPI / Farmland Partners Inc. 8.69 16,000 26,000 62.50 145 226 55.86
2017-12-31 13F-HR FWP / Forward Pharma A/S 3.70 10,000 37
2017-12-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 23.37 10,382 10,397 0.14 232 243 4.74
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 18.97 19,207 14,811 -22.89 270 281 4.07
2017-12-31 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.19 178,225 187,376 5.13 1,158 1,160 0.17
2017-12-31 13F-HR GABELLI MULTIMEDIA TR IN / (36239Q109) 9.22 15,837 146
2017-12-31 13F-HR GME / GameStop Corp. 17.93 14,872 13,500 -9.23 307 242 -21.17
2017-12-31 13F-HR GMED / Globus Medical, Inc. 41.11 31,042 31,042 0.00 923 1,276 38.24
2017-12-31 13F-HR HAS / Hasbro, Inc. 90.92 16,200 15,002 -7.40 1,582 1,364 -13.78
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 56.34 0 3,550 0 200
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.81 7,760 6,945 -10.50 357 339 -5.04
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.64 29,816 27,065 -9.23 2,416 1,939 -19.74
2017-12-31 13F-HR GM / General Motors Company 41.00 32,750 16,781 -48.76 1,322 688 -47.96
2017-12-31 13F-HR HCA / HCA Holdings Inc. 87.89 4,700 4,335 -7.77 374 381 1.87
2017-12-31 13F-HR HFC / HollyFrontier Corp. 51.18 7,807 4,807 -38.43 281 246 -12.46
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.28 4,483 4,867 8.57 635 746 17.48
2017-12-31 13F-HR HES / Hess Corp. 47.51 12,380 11,640 -5.98 581 553 -4.82
2017-12-31 13F-HR HDSN / Hudson Technologies, Inc. 6.05 19,750 20,500 3.80 154 124 -19.48
2017-12-31 13F-HR HRL / Hormel Foods Corp. 36.37 14,900 15,700 5.37 479 571 19.21
2017-12-31 13F-HR HL / Hecla Mining Co. 3.97 56,201 56,201 0.00 282 223 -20.92
2017-12-31 13F-HR HUM / Humana, Inc. 247.96 2,330 2,331 0.04 568 578 1.76
2017-12-31 13F-HR HOMB / Home BancShares, Inc. 23.25 426,011 426,011 0.00 10,744 9,905 -7.81
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.52 58,451 58,579 0.22 9,560 11,102 16.13
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 365.52 725 265
2017-12-31 13F-HR INTU / Intuit Inc. 157.91 3,027 3,027 0.00 430 478 11.16
2017-12-31 13F-HR IP / International Paper Company 57.94 109,460 105,249 -3.85 6,220 6,098 -1.96
2017-12-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.49 22,650 23,050 1.77 289 288 -0.35
2017-12-31 13F-HR EWA / iShares MSCI Australia ETF 23.15 18,663 18,663 0.00 419 432 3.10
2017-12-31 13F-HR XON / Intrexon Corp. 11.52 40,452 37,052 -8.41 769 427 -44.47
2017-12-31 13F-HR IDXX / IDEXX Laboratories, Inc. 156.33 5,678 5,418 -4.58 883 847 -4.08
2017-12-31 13F-HR IDRA / Idera Pharmaceuticals, Inc. 2.09 10,025 10,025 0.00 22 21 -4.55
2017-12-31 13F-HR REM / iShares Mortgage Real Estate Capped ETF 45.28 5,158 5,300 2.75 242 240 -0.83
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.07 22,926 23,034 0.47 890 877 -1.46
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.70 1,593 1,945 22.10 236 297 25.85
2017-12-31 13F-HR SLV / iShares Silver Trust 15.98 19,600 19,903 1.55 309 318 2.91
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.72 1,197 3,392 183.38 399 362 -9.27
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.06 4,715 4,526 -4.01 211 213 0.95
2017-12-31 13F-HR JD / JD.com, Inc. 41.48 8,100 336
2017-12-31 13F-HR KGJI / Kingold Jewelry Inc. 1.99 16,950 14,050 -17.11 35 28 -20.00
2017-12-31 13F-HR KR / Kroger Co. 27.43 11,723 7,911 -32.52 235 217 -7.66
2017-12-31 13F-HR KRG / Kite Realty Group Trust 19.58 14,606 14,606 0.00 296 286 -3.38
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.94 111,402 110,344 -0.95 10,640 11,800 10.90
2017-12-31 13F-HR KSS / Kohl's Corp. 54.24 0 4,683 0 254
2017-12-31 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 4.61 11,500 11,500 0.00 82 53 -35.37
2017-12-31 13F-HR LRCX / Lam Research Corp. 184.07 10,126 14,190 40.13 1,874 2,612 39.38
2017-12-31 13F-HR LVS / Las Vegas Sands Corp. 69.49 24,202 23,455 -3.09 1,553 1,630 4.96
2017-12-31 13F-HR LEG / Leggett & Platt, Inc. 47.76 4,923 5,423 10.16 235 259 10.21
2017-12-31 13F-HR LW / Lamb Weston Holdings, Inc. 56.52 5,511 4,512 -18.13 258 255 -1.16
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.47 34,477 32,202 -6.60 2,949 2,720 -7.77
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.09 7,000 7,023 0.33 2,172 2,255 3.82
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 70.93 28,968 26,222 -9.48 2,058 1,860 -9.62
2017-12-31 13F-HR MDC / M.D.C. Holdings, Inc. 31.87 24,764 26,297 6.19 822 838 1.95
2017-12-31 13F-HR MNK / Maillinckrodt plc. 22.56 13,585 19,773 45.55 508 446 -12.20
2017-12-31 13F-HR MBFI / MB Financial, Inc. 44.53 6,558 6,558 0.00 295 292 -1.02
2017-12-31 13F-HR MAR / Marriott International, Inc. 135.77 3,186 2,821 -11.46 351 383 9.12
2017-12-31 13F-HR MA / MasterCard Incorporated 151.36 20,042 20,243 1.00 2,830 3,064 8.27
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 66.03 11,625 5,225 -55.05 652 345 -47.09
2017-12-31 13F-HR MAIN / Main Street Capital Corp. 39.74 22,957 23,052 0.41 913 916 0.33
2017-12-31 13F-HR MET / MetLife, Inc. 50.56 13,197 10,859 -17.72 686 549 -19.97
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.26 39,370 39,119 -0.64 2,521 2,201 -12.69
2017-12-31 13F-HR MDT / Medtronic plc 80.76 28,316 28,530 0.76 2,202 2,304 4.63
2017-12-31 13F-HR MPW / Medical Properties Trust Inc. 13.78 36,962 38,957 5.40 485 537 10.72
2017-12-31 13F-HR MPEL / Melco Crown Entertainment Ltd. 29.01 9,000 9,100 1.11 217 264 21.66
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.80 35,100 35,584 1.38 1,427 1,523 6.73
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.55 77,595 59,080 -23.86 5,780 5,054 -12.56
2017-12-31 13F-HR MIDD / Middleby Corp. (The) 135.08 3,509 3,509 0.00 450 474 5.33
2017-12-31 13F-HR NMM / Navios Maritime Partners L.P. 2.38 11,751 11,751 0.00 24 28 16.67
2017-12-31 13F-HR MS / Morgan Stanley 52.49 56,120 21,547 -61.61 2,703 1,131 -58.16
2017-12-31 13F-HR NYCB / New York Community Bancorp, Inc. 13.03 30,253 19,270 -36.30 390 251 -35.64
2017-12-31 13F-HR NEOS / Neos Therapeutics, Inc. 10.20 100,000 80,000 -20.00 915 816 -10.82
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.74 23,564 27,211 15.48 326 374 14.72
2017-12-31 13F-HR NOK / Nokia Corp. 4.67 21,203 21,203 0.00 127 99 -22.05
2017-12-31 13F-HR NKE / Nike, Inc. 62.54 20,548 20,130 -2.03 1,065 1,259 18.22
2017-12-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.40 11,264 12,144 7.81 173 187 8.09
2017-12-31 13F-HR NG / NovaGold Resources Inc. 3.92 26,300 26,300 0.00 108 103 -4.63
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 144.88 8,390 8,393 0.04 1,109 1,216 9.65
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT / COM SH BEN INT (67070X101) 15.22 18,654 284
2017-12-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.19 12,460 12,460 0.00 130 127 -2.31
2017-12-31 13F-HR SPXX / Nuveen S&P 500 Dynamic Overwrite Fund 17.31 39,399 40,671 3.23 616 704 14.29
2017-12-31 13F-HR OWE / Obsidian Energy Ltd. 1.25 26,200 35,201 34.35 28 44 57.14
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 73.75 5,951 5,437 -8.64 382 401 4.97
2017-12-31 13F-HR OMER / Omeros Corp. 19.43 24,750 22,750 -8.08 535 442 -17.38
2017-12-31 13F-HR OPK / Opko Health, Inc. 4.91 13,845 68
2017-12-31 13F-HR ORC / Orchid Island Capital, Inc. 9.25 13,416 12,863 -4.12 137 119 -13.14
2017-12-31 13F-HR PDCE / PDC Energy, Inc. 51.57 11,522 11,732 1.82 565 605 7.08
2017-12-31 13F-HR PCAR / PACCAR, Inc. 71.10 0 19,340 0 1,375
2017-12-31 13F-HR PH / Parker-Hannifin Corp. 199.34 1,525 1,525 0.00 267 304 13.86
2017-12-31 13F-HR PWOD / Penns Woods Bancorp, Inc. 46.55 5,005 5,005 0.00 233 233 0.00
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.22 257,756 255,050 -1.05 9,202 9,238 0.39
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.65 71,441 70,660 -1.09 7,931 7,465 -5.88
2017-12-31 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106.02 5,650 5,650 0.00 603 599 -0.66
2017-12-31 13F-HR PIONEER MUN HIGH INCOME / COM SHS (723763108) 11.87 13,900 165
2017-12-31 13F-HR PII / Polaris Industries, Inc 123.93 8,080 7,980 -1.24 845 989 17.04
2017-12-31 13F-HR XPHTX / Pioneer High Income Trust 9.71 18,326 18,326 0.00 184 178 -3.26
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 172.88 2,787 2,788 0.04 411 482 17.27
2017-12-31 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 18.93 10,000 13,734 37.34 191 260 36.13
2017-12-31 13F-HR PSP / PowerShares Exchange-Trade Fund Trust 12.46 19,099 19,099 0.00 242 238 -1.65
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,736.84 304 304 0.00 557 528 -5.21
2017-12-31 13F-HR PRI / Primerica, Inc. 101.53 11,231 10,342 -7.92 916 1,050 14.63
2017-12-31 13F-HR PMM / Putnam Managed Municipal Income Trust 7.41 86,050 83,250 -3.25 651 617 -5.22
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.03 39,604 37,264 -5.91 2,053 2,386 16.22
2017-12-31 13F-HR PSEC / Prospect Capital Corp. 6.74 181,113 157,620 -12.97 1,217 1,062 -12.74
2017-12-31 13F-HR SSO / ProShares Ultra S&P500 109.44 11,338 6,652 -41.33 1,097 728 -33.64
2017-12-31 13F-HR O / Realty Income Corp. 57.02 14,517 15,294 5.35 830 872 5.06
2017-12-31 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 56.10 10,125 10,000 -1.23 620 561 -9.52
2017-12-31 13F-HR PMO / Putnam Municipal Opportunities Trust 12.38 14,300 14,300 0.00 181 177 -2.21
2017-12-31 13F-HR PPT / Putnam Premier Income Trust 5.33 51,176 51,176 0.00 272 273 0.37
2017-12-31 13F-HR PB / Prosperity Bancshares, Inc. 70.08 13,200 13,200 0.00 868 925 6.57
2017-12-31 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 14.41 14,500 14,500 0.00 216 209 -3.24
2017-12-31 13F-HR RTN / Raytheon Co. 187.80 2,292 1,853 -19.15 428 348 -18.69
2017-12-31 13F-HR COL / Rockwell Collins, Inc. 135.52 3,660 3,660 0.00 478 496 3.77
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 196.47 3,423 3,339 -2.45 610 656 7.54
2017-12-31 13F-HR RPM / RPM International, Inc. 52.42 4,911 5,914 20.42 252 310 23.02
2017-12-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 101.03 35,093 34,594 -1.42 3,353 3,495 4.24
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.37 7,272 6,457 -11.21 507 435 -14.20
2017-12-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 54.65 4,300 4,300 0.00 223 235 5.38
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 57.00 0 3,509 0 200
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.70 9,232 6,962 -24.59 655 527 -19.54
2017-12-31 13F-HR STX / Seagate Technology PLC 41.84 10,870 10,874 0.04 361 455 26.04
2017-12-31 13F-HR SRE / Sempra Energy 106.86 7,449 6,616 -11.18 850 707 -16.82
2017-12-31 13F-HR SO / Southern Co. (The) 48.10 39,006 38,983 -0.06 1,917 1,875 -2.19
2017-12-31 13F-HR SNA / Snap-On Inc. 174.27 7,072 6,685 -5.47 1,054 1,165 10.53
2017-12-31 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 48.89 7,056 7,056 0.00 337 345 2.37
2017-12-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.60 8,407 8,407 0.00 235 232 -1.28
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.90 14,344 10,476 -26.97 3,604 2,796 -22.42
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.57 11,223 3,889 -65.35 628 255 -59.39
2017-12-31 13F-HR SRC / Spirit Realty Capital, Inc. 8.61 15,100 15,100 0.00 129 130 0.78
2017-12-31 13F-HR STLD / Steel Dynamics, Inc. 43.18 6,426 6,345 -1.26 222 274 23.42
2017-12-31 13F-HR SYRG / Synergy Resources Corp. 8.54 36,192 36,192 0.00 350 309 -11.71
2017-12-31 13F-HR SYF / Synchrony Financial 38.61 28,850 28,150 -2.43 896 1,087 21.32
2017-12-31 13F-HR SYK / Stryker Corp. 154.74 3,350 2,850 -14.93 476 441 -7.35
2017-12-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 109.70 4,398 3,455 -21.44 450 379 -15.78
2017-12-31 13F-HR TCP / TC Pipelines, LP 53.04 4,600 4,600 0.00 241 244 1.24
2017-12-31 13F-HR TPX / Tempur Sealy International, Inc. 62.71 5,061 4,800 -5.16 327 301 -7.95
2017-12-31 13F-HR THO / Thor Industries, Inc. 150.72 8,072 7,736 -4.16 1,016 1,166 14.76
2017-12-31 13F-HR TMK / Torchmark Corp. 90.71 61,032 60,542 -0.80 4,888 5,492 12.36
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 311.28 901 771 -14.43 307 240 -21.82
2017-12-31 13F-HR TICC / TICC Capital Corp. 5.78 19,410 11,600 -40.24 133 67 -49.62
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 76.48 17,425 14,552 -16.49 1,285 1,113 -13.39
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.44 94,279 87,709 -6.97 8,451 9,160 8.39
2017-12-31 13F-HR TSS / Total System Services, Inc. 79.10 14,073 13,691 -2.71 922 1,083 17.46
2017-12-31 13F-HR TOWN / Towne Bank (Portsmouth, VA) 30.77 23,500 23,500 0.00 787 723 -8.13
2017-12-31 13F-HR TD / Toronto-Dominion Bank (ON) 58.55 4,350 4,372 0.51 245 256 4.49
2017-12-31 13F-HR TCAP / Triangle Capital Corp. 9.50 13,374 10,105 -24.44 191 96 -49.74
2017-12-31 13F-HR TRTN / Triton International Limited 37.47 21,260 19,457 -8.48 708 729 2.97
2017-12-31 13F-HR TSN / Tyson Foods, Inc. 81.20 8,079 3,079 -61.89 569 250 -56.06
2017-12-31 13F-HR UL / Unilever, PLC ADR 55.22 3,693 3,694 0.03 214 204 -4.67
2017-12-31 13F-HR MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN 17.61 0 10,050 0 177
2017-12-31 13F-HR UPL / Ultra Petroleum Corp. 9.08 14,922 14,759 -1.09 129 134 3.88
2017-12-31 13F-HR FOX / Twenty-First Century Fox, Inc. 34.52 41,553 37,454 -9.86 1,096 1,293 17.97
2017-12-31 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.42 28,078 28,078 0.00 87 96 10.34
2017-12-31 13F-HR URI / United Rentals, Inc. 171.96 7,789 7,688 -1.30 1,081 1,322 22.29
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.15 99,286 99,835 0.55 11,923 11,895 -0.23
2017-12-31 13F-HR USB / U.S. Bancorp 53.58 9,014 9,015 0.01 483 483 0.00
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.92 28,418 27,675 -2.61 2,186 2,544 16.38
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.78 4,865 4,865 0.00 715 753 5.31
2017-12-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 160.91 4,170 4,170 0.00 637 671 5.34
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 83.00 3,428 2,530 -26.20 285 210 -26.32
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.91 8,351 9,714 16.32 364 446 22.53
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.85 2,631 2,631 0.00 372 389 4.57
2017-12-31 13F-HR VGR / Vector Group, Ltd. 22.40 10,440 10,448 0.08 214 234 9.35
2017-12-31 13F-HR VOD / Vodafone Group Plc 31.89 39,837 38,377 -3.66 1,134 1,224 7.94
2017-12-31 13F-HR VTR / Ventas, Inc. 59.95 5,980 6,339 6.00 390 380 -2.56
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.61 42,193 42,571 0.90 3,258 3,091 -5.13
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.75 101,335 113,396 11.90 7,918 11,198 41.42
2017-12-31 13F-HR WPC / W.P. Carey Inc. 68.84 6,109 6,261 2.49 412 431 4.61
2017-12-31 13F-HR WESTERN ASSET HIGH INCM / (95766K109) 5.07 44,412 225
2017-12-31 13F-HR XLNX / Xilinx, Inc. 67.39 8,428 568
2017-12-31 13F-HR ZBRA / Zebra Technologies Corp. 103.76 7,893 7,575 -4.03 857 786 -8.28
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 81.60 11,599 3,799 -67.25 854 310 -63.70
2017-12-31 13F-HR WHR / Whirlpool Corp. 168.64 31,679 31,992 0.99 5,843 5,395 -7.67
2017-12-31 13F-HR WYNN / Wynn Resorts Ltd. 168.63 3,891 3,991 2.57 579 673 16.23
2017-12-31 13F-HR WWE / World Wrestling Entertainment, Inc. 30.61 12,100 13,100 8.26 285 401 40.70
2017-12-31 13F-HR WDC / Western Digital Corp. 79.44 6,338 5,539 -12.61 548 440 -19.71
2017-12-31 13F-HR WEC / WEC Energy Group, Inc. 66.38 5,530 5,348 -3.29 347 355 2.31
2017-12-31 13F-HR ERC / Evergreen Multi-Sector Income Fund 13.06 11,715 15,315 30.73 157 200 27.39
2017-12-31 13F-HR WM / Waste Management, Inc. 86.30 7,122 6,918 -2.86 557 597 7.18
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.68 35,117 34,457 -1.88 1,937 2,091 7.95
2017-12-31 13F-HR WY / Weyerhaeuser Co. 35.28 6,940 7,143 2.93 236 252 6.78
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.97 161,800 125,969 -22.15 317 248 -21.77
2017-12-31 13F-HR EVR / Evercore Partners, Inc. 90.04 11,739 11,406 -2.84 942 1,027 9.02
2017-12-31 13F-HR AME / Ametek, Inc. 72.46 19,612 19,612 0.00 1,295 1,421 9.73
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.50 3,661 3,776 3.14 3,565 3,978 11.58
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.69 15,794 15,474 -2.03 1,452 1,620 11.57
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.47 58,788 36,788 -37.42 1,052 790 -24.90
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.62 10,108 10,743 6.28 1,238 1,457 17.69
2017-12-31 13F-HR MMM / 3M Co. 235.43 4,368 4,341 -0.62 917 1,022 11.45
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.70 14,368 13,369 -6.95 485 504 3.92
2017-12-31 13F-HR WFT / Weatherford International plc 4.21 11,555 11,400 -1.34 53 48 -9.43
2017-12-31 13F-HR DTE / DTE Energy Co. 109.61 4,766 3,248 -31.85 512 356 -30.47
2017-12-31 13F-HR IAU / iShares Gold Trust 12.50 18,540 15,040 -18.88 228 188 -17.54
2017-12-31 13F-HR INTC / Intel Corp. 46.16 236,387 243,973 3.21 9,002 11,262 25.11
2017-12-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.25 24,282 23,299 -4.05 339 332 -2.06
2017-12-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.11 13,100 13,100 0.00 204 198 -2.94
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.81 16,061 15,819 -1.51 960 962 0.21
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 13.84 16,024 16,043 0.12 256 222 -13.28
2017-12-31 13F-HR SXT / Sensient Technologies Corp. 73.14 21,041 21,041 0.00 1,618 1,539 -4.88
2017-12-31 13F-HR BBT / BB&T Corp. 49.74 23,956 24,207 1.05 1,125 1,204 7.02
2017-12-31 13F-HR NFG / National Fuel Gas Co. 54.86 3,700 3,700 0.00 209 203 -2.87
2017-12-31 13F-HR ATHN / athenahealth, Inc. 133.06 3,457 3,457 0.00 430 460 6.98
2017-12-31 13F-HR UTX / United Technologies Corp. 127.56 55,822 56,341 0.93 6,480 7,187 10.91
2017-12-31 13F-HR MMT / MFS Multimarket Income Trust 6.08 37,500 37,500 0.00 234 228 -2.56
2017-12-31 13F-HR SXCP / SunCoke Energy Partners LP 17.46 11,400 11,400 0.00 196 199 1.53
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.89 25,674 17,997 -29.90 664 502 -24.40
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.14 2,279 2,280 0.04 334 356 6.59
2017-12-31 13F-HR EPR / EPR Properties 65.54 6,534 3,738 -42.79 456 245 -46.27
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.64 4,399 9,566 117.46 518 1,154 122.78
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.26 2,286 2,826 23.62 214 289 35.05
2017-12-31 13F-HR NCV / AGIC Convertible & Income Fund 7.04 16,925 13,925 -17.73 120 98 -18.33
2017-12-31 13F-HR TMP / Tompkins Financial, Inc. 81.20 2,500 2,500 0.00 215 203 -5.58
2017-12-31 13F-HR ORAN / Orange 17.40 13,736 13,736 0.00 226 239 5.75
2017-12-31 13F-HR BKD / Brookdale Senior Living, Inc. 9.71 20,500 20,500 0.00 217 199 -8.29
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.03 2,342 2,264 -3.33 222 231 4.05
2017-12-31 13F-HR NAT / Nordic American Tankers Ltd 2.49 22,107 18,107 -18.09 118 45 -61.86
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 17.80 17,218 16,910 -1.79 252 301 19.44
2017-12-31 13F-HR OBCI / Ocean Bio-Chem, Inc. 4.35 44,600 44,600 0.00 225 194 -13.78
2017-12-31 13F-HR MCD / McDonald's Corp. 172.12 52,237 51,174 -2.03 8,185 8,808 7.61
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.75 4,000 4,000 0.00 204 203 -0.49
2017-12-31 13F-HR MO / Altria Group, Inc. 71.41 104,118 96,624 -7.20 6,603 6,900 4.50
2017-12-31 13F-HR DNN / Denison Mines Corp. 0.56 36,700 37,700 2.72 17 21 23.53
2017-12-31 13F-HR CBG / CBRE Group, Inc. 43.30 29,018 23,716 -18.27 1,099 1,027 -6.55
2017-12-31 13F-HR ACN / Accenture plc 153.09 14,718 14,919 1.37 1,988 2,284 14.89
2017-12-31 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 48.60 5,000 5,000 0.00 246 243 -1.22
2017-12-31 13F-HR HCP / HCP, Inc. 26.12 9,895 9,495 -4.04 275 248 -9.82
2017-12-31 13F-HR MCK / McKesson Corp. 155.87 2,111 2,438 15.49 324 380 17.28
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.28 153,852 129,122 -16.07 9,807 7,913 -19.31
2017-12-31 13F-HR ODFL / Old Dominion Freight Line, Inc. 131.61 7,901 7,758 -1.81 870 1,021 17.36
2017-12-31 13F-HR MFIN / Medallion Financial Corp. 3.52 25,600 25,600 0.00 56 90 60.71
2017-12-31 13F-HR PSX / Phillips 66 101.17 8,861 8,698 -1.84 812 880 8.37
2017-12-31 13F-HR NKSH / National Bankshares, Inc. 45.43 18,928 16,464 -13.02 851 748 -12.10
2017-12-31 13F-HR IR / Ingersoll-Rand plc 89.19 0 12,501 0 1,115
2017-12-31 13F-HR CMA / Comerica, Inc. 86.92 3,969 3,969 0.00 303 345 13.86
2017-12-31 13F-HR SCHD / Schwab US Dividend Equity ETF 51.22 5,728 6,267 9.41 268 321 19.78
2017-12-31 13F-HR NFLX / Netflix, Inc. 191.97 13,110 12,830 -2.14 2,377 2,463 3.62
2017-12-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.86 16,380 16,380 0.00 311 309 -0.64
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 85.55 6,785 6,569 -3.18 550 562 2.18
2017-12-31 13F-HR NYMTP / New York Mortgage Trust, Inc. 6.17 28,928 24,797 -14.28 178 153 -14.04
2017-12-31 13F-HR PACW / PacWest Bancorp 50.33 8,387 6,140 -26.79 424 309 -27.12
2017-12-31 13F-HR GLW / Corning, Inc. 31.99 85,924 57,928 -32.58 2,571 1,853 -27.93
2017-12-31 13F-HR BP / BP Plc 42.01 20,353 19,568 -3.86 782 822 5.12
2017-12-31 13F-HR ENB / Enbridge Inc. 39.14 12,382 12,494 0.90 518 489 -5.60
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.22 5,156 5,187 0.60 564 608 7.80
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 3.96 54,055 39,427 -27.06 232 156 -32.76
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.50 5,675 5,377 -5.25 581 492 -15.32
2017-12-31 13F-HR EV / Eaton Vance Corp. 11.92 21,318 51,327 140.77 327 612 87.16
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 17.92 117,902 110,718 -6.09 2,156 1,984 -7.98
2017-12-31 13F-HR DPZ / Dominos Pizza Inc. 188.98 1,651 1,651 0.00 328 312 -4.88
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.90 4,564 4,564 0.00 242 246 1.65
2017-12-31 13F-HR MATW / Matthews International Corp. 52.80 27,650 27,650 0.00 1,721 1,460 -15.17
2017-12-31 13F-HR AXP / American Express Co. 99.33 27,850 28,170 1.15 2,519 2,798 11.08
2017-12-31 13F-HR XEL / Xcel Energy, Inc. 48.03 5,827 5,830 0.05 276 280 1.45
2017-12-31 13F-HR FBHS / Fortune Brands Home & Security, Inc. 68.47 3,330 3,330 0.00 224 228 1.79
2017-12-31 13F-HR TLP / TransMontaigne Partners LP 39.51 8,300 8,100 -2.41 354 320 -9.60
2017-12-31 13F-HR HDS / Hd Supply Inc. 40.00 10,400 10,100 -2.88 375 404 7.73
2017-12-31 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 23.28 9,813 9,835 0.22 217 229 5.53
2017-12-31 13F-HR BPL / Buckeye Partners, L.P. 49.59 7,097 6,271 -11.64 405 311 -23.21
2017-12-31 13F-HR TGT / Target Corp. 65.32 7,346 6,874 -6.43 433 449 3.70
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 114.96 3,996 3,784 -5.31 425 435 2.35
2017-12-31 13F-HR PIM / Putnam Master Intermediate Income Trust 4.77 71,772 71,772 0.00 339 342 0.88
2017-12-31 13F-HR V / Visa, Inc. 114.01 30,297 30,558 0.86 3,188 3,484 9.28
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.50 19,684 16,734 -14.99 3,519 3,238 -7.99
2017-12-31 13F-HR EXAS / EXACT Sciences Corp. 52.60 8,700 7,700 -11.49 410 405 -1.22
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.22 1,431 1,431 0.00 216 235 8.80
2017-12-31 13F-HR CVA / Covanta Holding Corp. 16.92 13,102 13,120 0.14 195 222 13.85
2017-12-31 13F-HR GE / General Electric Co. 17.45 199,148 148,491 -25.44 4,815 2,591 -46.19
2017-12-31 13F-HR TY / Tri-Continental Corp. 26.93 20,751 20,795 0.21 530 560 5.66
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.66 20,436 22,324 9.24 386 372 -3.63
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 84.72 3,346 2,951 -11.81 290 250 -13.79
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 388,733 391,462 0.70 59,911 66,247 10.58
2017-12-31 13F-HR ANH / Anworth Mortgage Asset Corp. 5.39 10,200 10,200 0.00 61 55 -9.84
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.43 29,132 46,353 59.11 1,565 2,662 70.10
2017-12-31 13F-HR PAA / Plains All American Pipeline, L.P. 20.64 16,680 12,645 -24.19 353 261 -26.06
2017-12-31 13F-HR BXE / Bellatrix Exploration Ltd 1.69 10,642 10,642 0.00 30 18 -40.00
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.71 27,354 27,213 -0.52 3,556 3,802 6.92
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 14.56 30,805 29,807 -3.24 430 434 0.93
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.75 14,191 12,854 -9.42 2,064 2,002 -3.00
2017-12-31 13F-HR WPZ / Access Midstream Partners, L.P 38.74 9,629 9,422 -2.15 375 365 -2.67
2017-12-31 13F-HR VBR / Vanguard Small-Cap Value ETF 132.76 3,139 3,269 4.14 401 434 8.23
2017-12-31 13F-HR SYN / Synthetic Biologics, Inc. 0.51 140,012 100,012 -28.57 131 51 -61.07
2017-12-31 13F-HR ORCL / Oracle Corp. 47.27 59,846 58,301 -2.58 2,894 2,756 -4.77
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.00 13,975 10,375 -25.76 236 249 5.51
2017-12-31 13F-HR GGG / Graco Inc. 45.20 2,699 8,097 200.00 334 366 9.58
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 5.36 823,910 836,844 1.57 4,548 4,485 -1.39
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.13 15,892 33,580 111.30 625 1,381 120.96
2017-12-31 13F-HR ROL / Rollins, Inc. 46.52 55,078 54,878 -0.36 2,541 2,553 0.47
2017-12-31 13F-HR RF / Regions Financial Corp. 17.28 337,352 427,752 26.80 5,138 7,392 43.87
2017-12-31 13F-HR DRE / Duke Realty Corp. 27.20 31,026 23,791 -23.32 894 647 -27.63
2017-12-31 13F-HR HLI / Houlihan Lokey, Inc. 45.42 24,949 24,018 -3.73 976 1,091 11.78
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.33 8,141 7,121 -12.53 525 451 -14.10
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 30.51 8,562 8,619 0.67 257 263 2.33
2017-12-31 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.70 19,290 19,423 0.69 279 266 -4.66
2017-12-31 13F-HR AVGO / Broadcom Limited 257.01 2,267 2,105 -7.15 550 541 -1.64
2017-12-31 13F-HR DG / Dollar General Corp. 93.03 6,739 6,740 0.01 546 627 14.84
2017-12-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 127.74 5,072 5,065 -0.14 618 647 4.69
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 289.17 1,005 1,570 56.22 309 454 46.93
2017-12-31 13F-HR SJT / San Juan Basin Royalty Trust 8.22 16,300 16,300 0.00 128 134 4.69
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.73 1,239 1,539 24.21 222 292 31.53
2017-12-31 13F-HR UYG / ProShares Ultra Financials 128.00 4,000 4,000 0.00 451 512 13.53
2017-12-31 13F-HR CME / CME Group, Inc. 146.06 21,462 21,532 0.33 2,912 3,145 8.00
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.46 17,788 18,262 2.66 3,484 4,026 15.56
2017-12-31 13F-HR LH / Laboratory Corp. of America Holdings 159.57 5,634 5,189 -7.90 851 828 -2.70
2017-12-31 13F-HR SINA / Sina Corp. 100.16 1,865 3,115 67.02 214 312 45.79
2017-12-31 13F-HR GHL / Greenhill & Co., Inc. 11,000 0 -100.00 183 0 -100.00
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 1,595 0 -100.00 230 0 -100.00
2017-12-31 13F-HR UBT / ProShares Ultra 20+ Year Treasury 2,505 0 -100.00 201 0 -100.00
2017-12-31 13F-HR APU / AmeriGas Partners, L.P. 7,957 0 -100.00 358 0 -100.00
2017-12-31 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 10,441 0 -100.00 140 0 -100.00
2017-12-31 13F-HR ARLP / Alliance Resource Partners, L.P. 11,295 0 -100.00 219 0 -100.00
2017-12-31 13F-HR APA / Apache Corp. 6,265 0 -100.00 287 0 -100.00
2017-12-31 13F-HR OCSL / Oaktree Specialty Lending Corporation 38,464 0 -100.00 210 0 -100.00
2017-12-31 13F-HR EMN / Eastman Chemical Company 8,259 0 -100.00 747 0 -100.00
2017-12-31 13F-HR HUN / Huntsman Corp. 45,456 0 -100.00 1,246 0 -100.00
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 978 0 -100.00 247 0 -100.00
2017-12-31 13F-HR BWG / Legg Mason BW Global Income Opportunities Fund Inc. 12,000 0 -100.00 161 0 -100.00
2017-12-31 13F-HR MHK / Mohawk Industries, Inc. 1,275 0 -100.00 316 0 -100.00
2017-12-31 13F-HR MYL / Mylan N.V. 6,405 0 -100.00 201 0 -100.00
2017-12-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 1,718 0 -100.00 204 0 -100.00
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 12,989 0 -100.00 801 0 -100.00
2017-12-31 13F-HR AUY / Yamana Gold Inc. 13,290 0 -100.00 35 0 -100.00
2017-12-31 13F-HR OIA / Invesco Municipal Income Opportunities Trust 12,333 0 -100.00 97 0 -100.00
2017-12-31 13F-HR VGK / Vanguard FTSE Europe ETF 5,188 0 -100.00 303 0 -100.00
2017-12-31 13F-HR PLG / Platinum Group Metals Ltd. 10,000 0 -100.00 4 0 -100.00
2017-12-31 13F-HR KKR / KKR & CO. L.P. 10,123 0 -100.00 206 0 -100.00
2017-12-31 13F-HR NGG / National Grid Plc 3,399 0 -100.00 213 0 -100.00
2017-12-31 13F-HR DLPH / Delphi Automotive Plc 6,508 0 -100.00 640 0 -100.00
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 6,076 0 -100.00 345 0 -100.00
2017-12-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 11,460 0 -100.00 264 0 -100.00
2017-12-31 13F-HR RIG / Transocean, Inc. 14,298 0 -100.00 154 0 -100.00
2017-12-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 28,820 0 -100.00 162 0 -100.00