Current Holdings (from 13F, 13D)

InvestorSheaff Brock Investment Advisors, LLC
Portfolio Value$ 761,135,000
Current Positions563
Opened Positions5
Closed Positions83

Sheaff Brock Investment Advisors, LLC has disclosed 563 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 761,135,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sheaff Brock Investment Advisors, LLC's top holdings are Apple, Inc. (NASDAQ:AAPL) , Exxon Mobil Corp. (NYSE:XOM) , AT & T, Inc. (NYSE:T) , Facebook, Inc. (NASDAQ:FB) , and United Parcel Service, Inc. (NYSE:UPS) . Sheaff Brock Investment Advisors, LLC's new positions include Dow Chemical Co. (The) (NYSE:DOW) , M.D.C. Holdings, Inc. (NYSE:MDC) , Gulfport Energy Corp. (NASDAQ:GPOR) , MPLX LP (NYSE:MPLX) , and Andeavor Corp. (NYSE:ANDV) .


All Sheaff Brock Investment Advisors, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on November 13, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR BB / Blackberry Limited 24,293 0 -100.00 243 0 -100.00
2017‑09‑30 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 4.47 10,000 12,300 23.00 46 55 19.57
2017‑09‑30 13F-HR MDRX / Allscripts Healthcare Solutions Inc. 14.25 12,207 174
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 103.21 5,891 608
2017‑09‑30 13F-HR BELLATRIX EXPLORATION LTD / (078314507) 2.82 10,642 30
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.42 5,399 337
2017‑09‑30 13F-HR KMX / CarMax, Inc. 75.93 3,095 235
2017‑09‑30 13F-HR CVRR / CVR Refining LP 109 113 3.67
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 69.23 147,250 10,194
2017‑09‑30 13F-HR EWBC / East West Bancorp, Inc. 59.77 16,613 16,061 -3.32 973 960 -1.34
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 16.81 10,648 179
2017‑09‑30 13F-HR GHL / Greenhill & Co., Inc. 16.64 11,000 183
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.75 4,715 211
2017‑09‑30 13F-HR KRG / Kite Realty Group Trust 20.27 14,606 296
2017‑09‑30 13F-HR MDC / M.D.C. Holdings, Inc. 33.19 24,764 822
2017‑09‑30 13F-HR MPLX / MPLX LP 710 633 -10.85
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144.20 1,595 230
2017‑09‑30 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 12.05 13,200 159
2017‑09‑30 13F-HR UBT / ProShares Ultra 20+ Year Treasury 80.24 5,158 2,505 -51.43 416 201 -51.68
2017‑09‑30 13F-HR PHM / PulteGroup, Inc. 27.32 9,880 10,725 8.55 242 293 21.07
2017‑09‑30 13F-HR TTWO / Take-Two Interactive Software, Inc. 102.32 4,398 450
2017‑09‑30 13F-HR THO / Thor Industries, Inc. 125.87 8,921 8,072 -9.52 932 1,016 9.01
2017‑09‑30 13F-HR CSAL / Communications Sales & Leasing, Inc. 14.64 17,218 252
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.92 4,367 349
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 146.97 4,890 4,865 -0.51 697 715 2.58
2017‑09‑30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 104.82 2,366 248
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.59 11,555 11,555 0.00 45 53 17.78
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.96 134,700 161,800 20.12 397 317 -20.15
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.48 9,651 10,108 4.74 1,221 1,238 1.39
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.35 117,172 117,645 0.40 1,074 1,100 2.42
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 44.99 0 7,957 0 358
2017‑09‑30 13F-HR CIM / Chimera Investment Corp. 18.93 20,004 15,004 -25.00 373 284 -23.86
2017‑09‑30 13F-HR DE / Deere & Co. 125.62 5,607 4,211 -24.90 693 529 -23.67
2017‑09‑30 13F-HR AMTD / TD AmeriTrade Holding Corp. 48.81 7,825 7,929 1.33 336 387 15.18
2017‑09‑30 13F-HR ERC / Evergreen Multi-Sector Income Fund 13.40 11,215 11,715 4.46 150 157 4.67
2017‑09‑30 13F-HR NEOS / Neos Therapeutics, Inc. 9.15 0 100,000 0 915
2017‑09‑30 13F-HR AAN / Aaron's, Inc. 9,470 0 -100.00 368 0 -100.00
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. 7,019 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 1,987 0 -100.00 235 0 -100.00
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 9,153 0 -100.00 503 0 -100.00
2017‑09‑30 13F-HR ASM / Avino Silver & Gold Mines Ltd. 12,000 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR ALL / Allstate Corp. (The) 91.93 17,930 15,794 -11.91 1,586 1,452 -8.45
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.15 19,025 21,166 11.25 95 109 14.74
2017‑09‑30 13F-HR ACN / Accenture plc 135.07 14,968 14,718 -1.67 1,851 1,988 7.40
2017‑09‑30 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 37.68 51,000 50,000 -1.96 1,422 1,884 32.49
2017‑09‑30 13F-HR AGNC / AGNC Investment Corp. 21.69 35,419 35,551 0.37 754 771 2.25
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.23 2,265 2,265 0.00 320 338 5.63
2017‑09‑30 13F-HR AAV / Advantage Oil & Gas Ltd. 6.30 55,400 55,400 0.00 374 349 -6.68
2017‑09‑30 13F-HR AEIS / Advanced Energy Industries, Inc. 80.79 12,997 12,427 -4.39 841 1,004 19.38
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.45 4,878 4,678 -4.10 379 381 0.53
2017‑09‑30 13F-HR AMX / America Movil S.A.B. de CV 17.74 54,948 54,948 0.00 875 975 11.43
2017‑09‑30 13F-HR NCV / AGIC Convertible & Income Fund 7.09 0 16,925 0 120
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.42 109,683 104,118 -5.07 8,168 6,603 -19.16
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 5.58 13,600 13,800 1.47 89 77 -13.48
2017‑09‑30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.41 10,441 10,441 0.00 137 140 2.19
2017‑09‑30 13F-HR ARLP / Alliance Resource Partners, L.P. 19.39 0 11,295 0 219
2017‑09‑30 13F-HR NCZ / AGIC Convertible & Income Fund II 6.24 25,493 37,338 46.46 159 233 46.54
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 13.03 25,784 23,015 -10.74 334 300 -10.18
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 150.94 1,431 1,431 0.00 205 216 5.37
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.72 16,360 20,779 27.01 2,305 3,589 55.70
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.34 7,369 8,225 11.62 7,133 7,907 10.85
2017‑09‑30 13F-HR AEE / Ameren Corp. 57.88 5,649 5,650 0.02 309 327 5.83
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.21 11,492 24,792 115.73 137 278 102.92
2017‑09‑30 13F-HR APH / Amphenol Corp. 84.68 11,497 11,089 -3.55 849 939 10.60
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 42.51 35,208 33,710 -4.25 1,457 1,433 -1.65
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 1,616 0 -100.00 252 0 -100.00
2017‑09‑30 13F-HR GNTX / Gentex Corp. 10,211 0 -100.00 194 0 -100.00
2017‑09‑30 13F-HR BMI / Badger Meter, Inc. 49.00 19,000 19,000 0.00 757 931 22.99
2017‑09‑30 13F-HR AATDF / AA LTD 24.90 15,853 14,939 -5.77 359 372 3.62
2017‑09‑30 13F-HR AN / AutoNation, Inc. 47.45 0 4,468 0 212
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. 63.74 61,137 153,852 151.65 3,407 9,807 187.85
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.19 83,825 83,994 0.20 1,010 1,024 1.39
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.94 26,473 25,922 -2.08 177 180 1.69
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 288,662 284,312 -1.51 7,003 7,204 2.87
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 109.39 5,316 5,156 -3.01 545 564 3.49
2017‑09‑30 13F-HR AXP / American Express Co. 90.45 28,305 27,850 -1.61 2,384 2,519 5.66
2017‑09‑30 13F-HR AINV / Apollo Investment Corp. 6.11 26,683 25,683 -3.75 171 157 -8.19
2017‑09‑30 13F-HR ANH / Anworth Mortgage Asset Corp. 5.98 10,200 10,200 0.00 61 61 0.00
2017‑09‑30 13F-HR APA / Apache Corp. 45.81 6,401 6,265 -2.12 307 287 -6.51
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 247.72 1,809 1,756 -2.93 324 435 34.26
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 16.39 90,927 89,856 -1.18 1,489 1,473 -1.07
2017‑09‑30 13F-HR ARR / ARMOUR Residential REIT, Inc. 26.89 72,063 72,063 0.00 1,802 1,938 7.55
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 274,714.29 14 14 0.00 3,566 3,846 7.85
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 10.59 20,500 20,500 0.00 302 217 -28.15
2017‑09‑30 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 15.08 12,000 13,000 8.33 180 196 8.89
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.07 48,747 49,847 2.26 429 452 5.36
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 46.84 5,535 5,636 1.82 289 264 -8.65
2017‑09‑30 13F-HR BP / BP Plc 38.42 20,961 20,353 -2.90 726 782 7.71
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.02 4,564 4,564 0.00 233 242 3.86
2017‑09‑30 13F-HR CHW / Calamos Global Dynamic Income Fund 9.02 22,399 22,399 0.00 191 202 5.76
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. 57.07 7,600 7,097 -6.62 486 405 -16.67
2017‑09‑30 13F-HR BIP / Brookfield Infrastructure Partners L.P. 43.06 4,973 4,831 -2.86 203 208 2.46
2017‑09‑30 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.50 17,267 17,732 2.69 194 204 5.15
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.20 53,506 43,497 -18.71 10,581 11,057 4.50
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.33 19,639 19,539 -0.51 3,326 3,582 7.70
2017‑09‑30 13F-HR BLACKROCK ENHANCED GBL DIV T / (092501105) 13.58 11,930 11,930 0.00 158 162 2.53
2017‑09‑30 13F-HR CNXC / CNX Coal Resources LP 430 371 -13.72
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.82 39,405 32,697 -17.02 5,118 4,768 -6.84
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.50 51,956 51,661 -0.57 5,421 6,070 11.97
2017‑09‑30 13F-HR CTAS / Cintas Corp. 144.33 6,872 6,416 -6.64 866 926 6.93
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 37.88 23,524 22,702 -3.49 839 860 2.50
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 12.56 11,000 11,226 2.05 233 141 -39.48
2017‑09‑30 13F-HR CBG / CBRE Group, Inc. 37.87 6,125 29,018 373.76 223 1,099 392.83
2017‑09‑30 13F-HR CNC / Centene Corp. 96.74 14,652 14,245 -2.78 1,170 1,378 17.78
2017‑09‑30 13F-HR CCL / Carnival Corp. 64.53 0 9,654 0 623
2017‑09‑30 13F-HR CMA / Comerica, Inc. 76.34 3,969 3,969 0.00 291 303 4.12
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.29 33,055 54,055 63.53 164 232 41.46
2017‑09‑30 13F-HR CX / Cemex S.A.B de C.V. 9.07 25,456 25,456 0.00 240 231 -3.75
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.01 79,080 79,930 1.07 3,547 3,598 1.44
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.72 17,098 29,442 72.20 1,837 3,672 99.89
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.66 0 3,468 0 252
2017‑09‑30 13F-HR CC / Chemours Company (The) 50.63 21,956 19,731 -10.13 833 999 19.93
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.81 10,162 10,164 0.02 753 740 -1.73
2017‑09‑30 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.33 12,271 12,271 0.00 264 274 3.79
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.74 95,270 72,888 -23.49 6,372 5,302 -16.79
2017‑09‑30 13F-HR JVA / Coffee Holding Co., Inc. 4.44 18,700 18,700 0.00 83 83 0.00
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 44.96 5,480 5,405 -1.37 267 243 -8.99
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 196,685 169,163 -13.99 6,156 5,689 -7.59
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.76 14,367 14,368 0.01 514 485 -5.64
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 199.38 1,600 1,610 0.62 310 321 3.55
2017‑09‑30 13F-HR ZIV / VelocityShares Daily Inverse VIX Medium Term ETN S&P 500 VIX MTF Index 12/4/2030 75.08 6,124 3,543 -42.15 430 266 -38.14
2017‑09‑30 13F-HR DNN / Denison Mines Corp. 0.46 36,700 36,700 0.00 16 17 6.25
2017‑09‑30 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 97.69 0 2,682 0 262
2017‑09‑30 13F-HR FANG / Diamondback Energy, Inc. 97.86 4,100 4,200 2.44 364 411 12.91
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.92 57,659 85,924 49.02 1,733 2,571 48.36
2017‑09‑30 13F-HR COP / ConocoPhillips 50.05 56,231 38,600 -31.35 2,472 1,932 -21.84
2017‑09‑30 13F-HR CVA / Covanta Holding Corp. 14.88 13,082 13,102 0.15 173 195 12.72
2017‑09‑30 13F-HR DFS / Discover Financial Services 64.49 23,725 21,306 -10.20 1,475 1,374 -6.85
2017‑09‑30 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 56.00 5,000 5,000 0.00 247 280 13.36
2017‑09‑30 13F-HR CSX / CSX Corp. 54.25 44,781 38,784 -13.39 2,443 2,104 -13.88
2017‑09‑30 13F-HR DGII / Digi International Inc. 10.59 13,500 13,500 0.00 137 143 4.38
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 118.38 4,526 7,138 57.71 511 845 65.36
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.27 5,960 6,885 15.52 953 1,131 18.68
2017‑09‑30 13F-HR D / Dominion Resources, Inc. 76.90 14,649 14,928 1.90 1,123 1,148 2.23
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.93 26,464 27,023 2.11 2,212 2,268 2.53
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.57 92,489 99,685 7.78 9,827 9,826 -0.01
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 11.46 17,120 17,620 2.92 188 202 7.45
2017‑09‑30 13F-HR DRE / Duke Realty Corp. 28.81 30,468 31,026 1.83 852 894 4.93
2017‑09‑30 13F-HR EEP / Enbridge Energy Partners, L.P. 15.98 16,110 16,024 -0.53 258 256 -0.78
2017‑09‑30 13F-HR ES / Eversource Energy 60.46 19,293 19,317 0.12 1,171 1,168 -0.26
2017‑09‑30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 9.44 34,625 34,625 0.00 324 327 0.93
2017‑09‑30 13F-HR EPR / EPR Properties 69.79 6,531 6,534 0.05 469 456 -2.77
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.88 114,071 80,070 -29.81 17,222 13,682 -20.56
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.36 15,959 15,959 0.00 287 277 -3.48
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38.45 6,502 6,502 0.00 227 250 10.13
2017‑09‑30 13F-HR OCSL / Oaktree Specialty Lending Corporation 5.46 42,764 38,464 -10.06 208 210 0.96
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.36 13,779 12,864 -6.64 880 815 -7.39
2017‑09‑30 13F-HR ESNC / EnSync, Inc. 0.52 78,724 78,724 0.00 29 41 41.38
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 11.84 61,077 61,077 0.00 695 723 4.03
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.07 76,440 78,059 2.12 2,070 2,035 -1.69
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.98 288,068 266,094 -7.63 23,256 21,814 -6.20
2017‑09‑30 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 14.04 29,652 13,174 -55.57 406 185 -54.43
2017‑09‑30 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 22.11 9,791 9,813 0.22 214 217 1.40
2017‑09‑30 13F-HR EMN / Eastman Chemical Company 90.45 12,899 8,259 -35.97 1,083 747 -31.02
2017‑09‑30 13F-HR F / Ford Motor Co. 11.97 386,616 407,322 5.36 4,326 4,876 12.71
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 35.22 27,784 27,286 -1.79 1,369 961 -29.80
2017‑09‑30 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 21.44 12,082 12,174 0.76 265 261 -1.51
2017‑09‑30 13F-HR FGP / Ferrellgas Partners, L.P. 5.10 12,737 12,741 0.03 58 65 12.07
2017‑09‑30 13F-HR USBI / United Security Bancshares, Inc. 11.49 53,416 53,416 0.00 599 614 2.50
2017‑09‑30 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 10.13 12,541 12,541 0.00 136 127 -6.62
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp 27.98 58,648 58,648 0.00 1,523 1,641 7.75
2017‑09‑30 13F-HR FBHS / Fortune Brands Home & Security, Inc. 67.27 3,330 3,330 0.00 217 224 3.23
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.06 22,657 19,207 -15.23 272 270 -0.74
2017‑09‑30 13F-HR FSM / Fortuna Silver Mines Inc. 4.38 11,640 26,040 123.71 57 114 100.00
2017‑09‑30 13F-HR FPI / Farmland Partners Inc. 9.06 16,000 16,000 0.00 143 145 1.40
2017‑09‑30 13F-HR FONR / Fonar Corp. 30.48 14,030 15,880 13.19 389 484 24.42
2017‑09‑30 13F-HR GPOR / Gulfport Energy Corp. 14.34 50,000 717
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 61.52 15,100 15,100 0.00 864 929 7.52
2017‑09‑30 13F-HR GBCI / Glacier Bancorp, Inc. 37.76 11,000 8,500 -22.73 403 321 -20.35
2017‑09‑30 13F-HR GME / GameStop Corp. 20.64 14,052 14,872 5.84 304 307 0.99
2017‑09‑30 13F-HR HCP / HCP, Inc. 27.79 8,557 9,895 15.64 273 275 0.73
2017‑09‑30 13F-HR GMED / Globus Medical, Inc. 29.73 31,042 31,042 0.00 1,029 923 -10.30
2017‑09‑30 13F-HR HAS / Hasbro, Inc. 97.65 16,800 16,200 -3.57 1,873 1,582 -15.54
2017‑09‑30 13F-HR GMT / GATX Corp. 61.57 13,771 12,912 -6.24 885 795 -10.17
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.01 7,658 7,760 1.33 327 357 9.17
2017‑09‑30 13F-HR HE / Hawaiian Electric Industries, Inc. 33.31 11,273 6,425 -43.01 365 214 -41.37
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.57 5,730 5,743 0.23 247 233 -5.67
2017‑09‑30 13F-HR HL / Hecla Mining Co. 5.02 56,201 56,201 0.00 287 282 -1.74
2017‑09‑30 13F-HR HBAN / Huntington Bancshares, Inc. 13.96 30,802 30,805 0.01 416 430 3.37
2017‑09‑30 13F-HR GGG / Graco Inc. 123.75 2,699 2,699 0.00 295 334 13.22
2017‑09‑30 13F-HR GM / General Motors Company 40.37 36,000 32,750 -9.03 1,257 1,322 5.17
2017‑09‑30 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.56 15,301 15,301 0.00 127 131 3.15
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.72 7,530 7,850 4.25 417 406 -2.64
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. 35.99 7,707 7,807 1.30 212 281 32.55
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.65 4,552 4,483 -1.52 607 635 4.61
2017‑09‑30 13F-HR HES / Hess Corp. 46.93 14,678 12,380 -15.66 644 581 -9.78
2017‑09‑30 13F-HR HRL / Hormel Foods Corp. 32.15 29,600 14,900 -49.66 1,010 479 -52.57
2017‑09‑30 13F-HR HDS / Hd Supply Inc. 36.06 18,000 10,400 -42.22 551 375 -31.94
2017‑09‑30 13F-HR HUN / Huntsman Corp. 27.41 44,628 45,456 1.86 1,153 1,246 8.07
2017‑09‑30 13F-HR IDRA / Idera Pharmaceuticals, Inc. 2.19 10,025 10,025 0.00 17 22 29.41
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.56 58,241 58,451 0.36 8,934 9,560 7.01
2017‑09‑30 13F-HR IP / International Paper Company 56.82 127,804 109,460 -14.35 7,235 6,220 -14.03
2017‑09‑30 13F-HR REM / iShares Mortgage Real Estate Capped ETF 46.92 4,948 5,158 4.24 229 242 5.68
2017‑09‑30 13F-HR HLI / Houlihan Lokey, Inc. 39.12 25,826 24,949 -3.40 901 976 8.32
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.18 58,594 58,387 -0.35 1,123 1,120 -0.27
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 147.87 2,760 3,280 18.84 395 485 22.78
2017‑09‑30 13F-HR INTU / Intuit Inc. 142.05 3,027 3,027 0.00 402 430 6.97
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.75 4,383 4,399 0.37 566 518 -8.48
2017‑09‑30 13F-HR KGJI / Kingold Jewelry Inc. 2.06 16,950 16,950 0.00 28 35 25.00
2017‑09‑30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.76 22,650 22,650 0.00 291 289 -0.69
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 51.00 4,000 4,000 0.00 204 204 0.00
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.56 960 978 1.88 234 247 5.56
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.15 1,590 1,593 0.19 224 236 5.36
2017‑09‑30 13F-HR XON / Intrexon Corp. 19.01 34,242 40,452 18.14 825 769 -6.79
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.77 23,600 19,600 -16.95 371 309 -16.71
2017‑09‑30 13F-HR IDXX / IDEXX Laboratories, Inc. 155.51 6,076 5,678 -6.55 981 883 -9.99
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.09 27,907 32,283 15.68 4,293 4,684 9.11
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.51 113,960 111,402 -2.24 10,416 10,640 2.15
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.00 27,685 27,354 -1.20 3,662 3,556 -2.89
2017‑09‑30 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 7.13 11,500 11,500 0.00 83 82 -1.20
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 179.18 0 1,239 0 222
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.16 3,489 3,789 8.60 245 281 14.69
2017‑09‑30 13F-HR KR / Kroger Co. 20.05 11,809 11,723 -0.73 275 235 -14.55
2017‑09‑30 13F-HR XUSAX / Liberty All Star Equity Fund 6.03 200,374 203,149 1.38 1,134 1,225 8.02
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.54 32,950 34,477 4.63 2,712 2,949 8.74
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 64.17 21,465 24,202 12.75 1,371 1,553 13.27
2017‑09‑30 13F-HR BWG / Legg Mason BW Global Income Opportunities Fund Inc. 13.42 12,000 12,000 0.00 159 161 1.26
2017‑09‑30 13F-HR LEG / Leggett & Platt, Inc. 47.74 4,923 4,923 0.00 259 235 -9.27
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 46.82 5,511 5,511 0.00 243 258 6.17
2017‑09‑30 13F-HR MBFI / MB Financial, Inc. 44.98 6,558 6,558 0.00 289 295 2.08
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 161.00 4,000 4,000 0.00 648 644 -0.62
2017‑09‑30 13F-HR MPC / Marathon Petroleum Corp. 56.09 6,125 11,625 89.80 321 652 103.12
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110.17 3,186 3,186 0.00 320 351 9.69
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 71.04 30,873 28,968 -6.17 2,200 2,058 -6.45
2017‑09‑30 13F-HR MA / MasterCard Incorporated 141.20 19,956 20,042 0.43 2,424 2,830 16.75
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.93 19,256 17,929 -6.89 1,493 1,433 -4.02
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.29 7,077 7,000 -1.09 1,965 2,172 10.53
2017‑09‑30 13F-HR MAIN / Main Street Capital Corp. 39.77 22,369 22,957 2.63 860 913 6.16
2017‑09‑30 13F-HR MMT / MFS Multimarket Income Trust 6.24 37,500 37,500 0.00 233 234 0.43
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.66 36,570 35,100 -4.02 1,579 1,427 -9.63
2017‑09‑30 13F-HR NTAP / NetApp, Inc. 43.75 12,066 12,137 0.59 483 531 9.94
2017‑09‑30 13F-HR NAT / Nordic American Tankers Ltd 5.34 22,507 22,107 -1.78 143 118 -17.48
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.98 12,314 13,197 7.17 677 686 1.33
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.03 39,979 39,370 -1.52 2,562 2,521 -1.60
2017‑09‑30 13F-HR MCK / McKesson Corp. 153.48 2,013 2,111 4.87 331 324 -2.11
2017‑09‑30 13F-HR NKSH / National Bankshares, Inc. 44.96 18,928 18,928 0.00 772 851 10.23
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.83 21,910 20,548 -6.22 1,293 1,065 -17.63
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.31 14,500 13,110 -9.59 2,166 2,377 9.74
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 12.89 20,734 30,253 45.91 272 390 43.38
2017‑09‑30 13F-HR MDT / Medtronic plc 77.77 28,284 28,316 0.11 2,510 2,202 -12.27
2017‑09‑30 13F-HR MHK / Mohawk Industries, Inc. 247.84 0 1,275 0 316
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 287.67 5,011 4,300 -14.19 1,286 1,237 -3.81
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.18 8,387 8,390 0.04 1,021 1,109 8.62
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.33 13,492 15,892 17.79 403 625 55.09
2017‑09‑30 13F-HR MYL / Mylan N.V. 31.38 5,405 6,405 18.50 210 201 -4.29
2017‑09‑30 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 5.25 41,742 41,742 0.00 217 219 0.92
2017‑09‑30 13F-HR NRZ / New Residential Investment Corp. 16.72 28,174 29,250 3.82 438 489 11.64
2017‑09‑30 13F-HR MIDD / Middleby Corp. (The) 128.24 3,509 3,509 0.00 426 450 5.63
2017‑09‑30 13F-HR MPEL / Melco Crown Entertainment Ltd. 24.11 0 9,000 0 217
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 35.08 10,301 9,693 -5.90 341 340 -0.29
2017‑09‑30 13F-HR NS / NuStar Energy L.P. 40.58 8,219 8,379 1.95 383 340 -11.23
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.83 23,564 23,564 0.00 323 326 0.93
2017‑09‑30 13F-HR ORAN / Orange 16.45 13,736 13,736 0.00 220 226 2.73
2017‑09‑30 13F-HR PNNT / PennantPark Investment Corp. 7.53 15,300 13,550 -11.44 113 102 -9.73
2017‑09‑30 13F-HR OBCI / Ocean Bio-Chem, Inc. 5.04 41,500 44,600 7.47 170 225 32.35
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.05 12,387 11,975 -3.33 665 767 15.34
2017‑09‑30 13F-HR OMER / Omeros Corp. 21.62 24,000 24,750 3.12 478 535 11.92
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.40 19,742 19,030 -3.61 2,280 2,120 -7.02
2017‑09‑30 13F-HR ODFL / Old Dominion Freight Line, Inc. 110.11 0 7,901 0 870
2017‑09‑30 13F-HR PACW / PacWest Bancorp 50.55 6,473 8,387 29.57 302 424 40.40
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.36 10,592 11,264 6.34 160 173 8.13
2017‑09‑30 13F-HR PAAS / Pan American Silver Corp. 17.02 11,516 11,516 0.00 194 196 1.03
2017‑09‑30 13F-HR ORC / Orchid Island Capital, Inc. 10.21 11,407 13,416 17.61 112 137 22.32
2017‑09‑30 13F-HR NVS / Novartis AG 85.68 2,731 2,381 -12.82 228 204 -10.53
2017‑09‑30 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.43 38,310 12,460 -67.48 392 130 -66.84
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.77 14,303 19,684 37.62 2,068 3,519 70.16
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 256,752 257,756 0.39 8,624 9,202 6.70
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.01 73,902 71,441 -3.33 8,680 7,931 -8.63
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.36 58,682 59,846 1.98 2,942 2,894 -1.63
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.19 5,941 5,951 0.17 356 382 7.30
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31.86 11,615 8,193 -29.46 384 261 -32.03
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 175.08 1,525 1,525 0.00 244 267 9.43
2017‑09‑30 13F-HR NUE / Nucor Corp. 55.96 4,173 4,128 -1.08 241 231 -4.15
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 134.73 7,790 7,682 -1.39 973 1,035 6.37
2017‑09‑30 13F-HR PHK / PIMCO High Income Fund 8.32 148,968 159,893 7.33 1,303 1,330 2.07
2017‑09‑30 13F-HR XPHTX / Pioneer High Income Trust 10.04 18,326 18,326 0.00 181 184 1.66
2017‑09‑30 13F-HR PSX / Phillips 66 91.64 8,975 8,861 -1.27 742 812 9.43
2017‑09‑30 13F-HR PML / PIMCO Municipal Income Fund II 13.15 13,384 13,384 0.00 176 176 0.00
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147.47 2,837 2,787 -1.76 453 411 -9.27
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 21.16 16,480 16,680 1.21 433 353 -18.48
2017‑09‑30 13F-HR XPFNX / PIMCO Income Strategy Fund II 10.67 13,501 13,501 0.00 141 144 2.13
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106.73 5,650 5,650 0.00 599 603 0.67
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.96 18,924 19,152 1.20 1,649 1,742 5.64
2017‑09‑30 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.99 19,099 16,380 -14.24 242 311 28.51
2017‑09‑30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 19.10 14,600 10,000 -31.51 278 191 -31.29
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 6.72 190,257 181,113 -4.81 1,545 1,217 -21.23
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,832.24 304 304 0.00 569 557 -2.11
2017‑09‑30 13F-HR SSO / ProShares Ultra S&P500 96.75 15,823 11,338 -28.34 1,415 1,097 -22.47
2017‑09‑30 13F-HR PFBC / Preferred Bank (Los Angeles, CA) 60.27 4,115 4,115 0.00 220 248 12.73
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.36 4,291 3,996 -6.87 464 425 -8.41
2017‑09‑30 13F-HR PRI / Primerica, Inc. 81.56 11,593 11,231 -3.12 878 916 4.33
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.44 13,488 14,191 5.21 1,857 2,064 11.15
2017‑09‑30 13F-HR PB / Prosperity Bancshares, Inc. 65.76 13,200 13,200 0.00 848 868 2.36
2017‑09‑30 13F-HR UYG / ProShares Ultra Financials 112.75 4,000 4,000 0.00 416 451 8.41
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.84 39,961 39,604 -0.89 2,207 2,053 -6.98
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130.60 3,759 3,660 -2.63 395 478 21.01
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 46.20 5,630 4,524 -19.64 242 209 -13.64
2017‑09‑30 13F-HR REI / Ring Energy, Inc. 14.46 13,000 13,000 0.00 169 188 11.24
2017‑09‑30 13F-HR PIM / Putnam Master Intermediate Income Trust 4.72 71,772 71,772 0.00 336 339 0.89
2017‑09‑30 13F-HR RVLT / Revolution Lighting Technologies, Inc. 6.49 80,195 33,123 -58.70 528 215 -59.28
2017‑09‑30 13F-HR PPT / Putnam Premier Income Trust 5.31 51,176 51,176 0.00 278 272 -2.16
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 178.21 3,423 3,423 0.00 554 610 10.11
2017‑09‑30 13F-HR ROL / Rollins, Inc. 46.13 56,878 55,078 -3.16 2,316 2,541 9.72
2017‑09‑30 13F-HR RF / Regions Financial Corp. 15.23 251,340 337,352 34.22 3,680 5,138 39.62
2017‑09‑30 13F-HR SCHC / Schwab International Small-Cap Equity ETF 35.84 6,643 7,143 7.53 223 256 14.80
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.86 15,289 25,674 67.92 377 664 76.13
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 70.95 11,968 9,232 -22.86 815 655 -19.63
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.02 9,484 6,356 -32.98 493 337 -31.64
2017‑09‑30 13F-HR SAIA / Saia, Inc. 62.67 14,431 6,048 -58.09 740 379 -48.78
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.61 0 2,286 0 214
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.57 14,159 13,736 -2.99 753 832 10.49
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.21 11,467 10,870 -5.21 444 361 -18.69
2017‑09‑30 13F-HR RPM / RPM International, Inc. 51.31 4,908 4,911 0.06 268 252 -5.97
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 46.79 5,686 5,728 0.74 256 268 4.69
2017‑09‑30 13F-HR RCL / Royal Caribbean Cruises Ltd. 118.74 0 1,718 0 204
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.72 6,865 7,272 5.93 452 507 12.17
2017‑09‑30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32.29 11,808 9,571 -18.94 380 309 -18.68
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.55 35,076 35,093 0.05 3,251 3,353 3.14
2017‑09‑30 13F-HR SJT / San Juan Basin Royalty Trust 7.85 16,300 16,300 0.00 111 128 15.32
2017‑09‑30 13F-HR SXE / Southcross Energy Partners, L.P. 41
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.26 1,790 1,790 0.00 569 584 2.64
2017‑09‑30 13F-HR SXT / Sensient Technologies Corp. 76.90 21,041 21,041 0.00 1,694 1,618 -4.49
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 59.45 17,697 15,693 -11.32 997 933 -6.42
2017‑09‑30 13F-HR SRE / Sempra Energy 114.11 7,442 7,449 0.09 839 850 1.31
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 101.90 4,619 12,228 164.73 443 1,246 181.26
2017‑09‑30 13F-HR SYRG / Synergy Resources Corp. 9.67 36,192 36,192 0.00 244 350 43.44
2017‑09‑30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.95 8,407 8,407 0.00 235 235 0.00
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 161.11 1,638 1,620 -1.10 265 261 -1.51
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.67 0 3,346 0 290
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.85 6,094 6,196 1.67 1,300 1,387 6.69
2017‑09‑30 13F-HR SNA / Snap-On Inc. 149.04 7,259 7,072 -2.58 1,147 1,054 -8.11
2017‑09‑30 13F-HR SCCO / Southern Copper Corp. 39.75 7,211 5,031 -30.23 250 200 -20.00
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 55.96 10,919 11,223 2.78 678 628 -7.37
2017‑09‑30 13F-HR SINA / Sina Corp. 114.75 0 1,865 0 214
2017‑09‑30 13F-HR SXCP / SunCoke Energy Partners LP 17.19 11,100 11,400 2.70 195 196 0.51
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 8.54 16,100 15,100 -6.21 119 129 8.40
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 49.20 5,000 5,000 0.00 246 246 0.00
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 34.55 6,408 6,426 0.28 229 222 -3.06
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.72 26,804 29,132 8.69 1,563 1,565 0.13
2017‑09‑30 13F-HR SYF / Synchrony Financial 31.06 29,050 28,850 -0.69 866 896 3.46
2017‑09‑30 13F-HR TNK / Teekay Tankers, Ltd. 1.62 14,183 14,183 0.00 27 23 -14.81
2017‑09‑30 13F-HR TGT / Target Corp. 58.94 9,007 7,346 -18.44 471 433 -8.07
2017‑09‑30 13F-HR TCP / TC Pipelines, LP 52.39 4,600 4,600 0.00 253 241 -4.74
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61.67 13,587 12,989 -4.40 824 801 -2.79
2017‑09‑30 13F-HR FOX / Twenty-First Century Fox, Inc. 26.38 40,253 41,553 3.23 1,141 1,096 -3.94
2017‑09‑30 13F-HR TRU / TransUnion 47.24 21,286 20,408 -4.12 922 964 4.56
2017‑09‑30 13F-HR TMK / Torchmark Corp. 80.09 66,984 61,032 -8.89 5,124 4,888 -4.61
2017‑09‑30 13F-HR TMP / Tompkins Financial, Inc. 86.00 0 2,500 0 215
2017‑09‑30 13F-HR TSS / Total System Services, Inc. 65.52 0 14,073 0 922
2017‑09‑30 13F-HR TOWN / Towne Bank (Portsmouth, VA) 33.49 25,000 23,500 -6.00 770 787 2.21
2017‑09‑30 13F-HR TICC / TICC Capital Corp. 6.85 21,260 19,410 -8.70 135 133 -1.48
2017‑09‑30 13F-HR TA / TravelCenters of America LLC 4.24 0 10,148 0 43
2017‑09‑30 13F-HR TLP / TransMontaigne Partners LP 42.65 8,100 8,300 2.47 340 354 4.12
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.74 16,991 17,425 2.55 1,226 1,285 4.81
2017‑09‑30 13F-HR TY / Tri-Continental Corp. 25.54 19,739 20,751 5.13 481 530 10.19
2017‑09‑30 13F-HR TD / Toronto-Dominion Bank (ON) 56.32 4,226 4,350 2.93 213 245 15.02
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.64 88,254 94,279 6.83 6,789 8,451 24.48
2017‑09‑30 13F-HR USG / USG Corp. 32.71 0 6,450 0 211
2017‑09‑30 13F-HR TWO / Two Harbors Investment Corp. 10.10 18,698 19,596 4.80 185 198 7.03
2017‑09‑30 13F-HR TRTN / Triton International Limited 33.30 23,650 21,260 -10.11 791 708 -10.49
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 116.00 10,240 10,241 0.01 1,115 1,188 6.55
2017‑09‑30 13F-HR URI / United Rentals, Inc. 138.79 7,932 7,789 -1.80 894 1,081 20.92
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.89 24,015 13,975 -41.81 429 236 -44.99
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.09 98,551 99,286 0.75 10,899 11,923 9.40
2017‑09‑30 13F-HR TCBK / TriCo Bancshares 40.75 108,079 108,079 0.00 3,799 4,404 15.93
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.58 9,014 9,014 0.00 468 483 3.21
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.86 18,094 17,788 -1.69 3,355 3,484 3.85
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.96 5,088 417
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 132.69 1,792 1,854 3.46 228 246 7.89
2017‑09‑30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121.85 5,072 5,072 0.00 597 618 3.52
2017‑09‑30 13F-HR VBK / Vanguard Small-Cap Growth ETF 152.76 4,170 4,170 0.00 608 637 4.77
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.39 2,631 2,631 0.00 357 372 4.20
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.79 2,342 2,342 0.00 217 222 2.30
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.47 40,058 39,837 -0.55 1,151 1,134 -1.48
2017‑09‑30 13F-HR VTR / Ventas, Inc. 65.22 6,016 5,980 -0.60 418 390 -6.70
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.13 3,569 3,569 0.00 286 286 0.00
2017‑09‑30 13F-HR V / Visa, Inc. 105.22 22,425 30,297 35.10 2,103 3,188 51.59
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.59 8,064 8,351 3.56 329 364 10.64
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.31 14,033 18,885 34.58 114 157 37.72
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.63 11,879 11,599 -2.36 876 854 -2.51
2017‑09‑30 13F-HR WB / Weibo Corporation 99.03 0 2,999 0 297
2017‑09‑30 13F-HR WHR / Whirlpool Corp. 184.44 0 31,679 0 5,843
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 2.63 10,790 13,290 23.17 26 35 34.62
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 148.80 7,653 3,891 -49.16 1,026 579 -43.57
2017‑09‑30 13F-HR EAD / Evergreen Income Advantage Fund 8.75 56,768 56,768 0.00 486 497 2.26
2017‑09‑30 13F-HR WDC / Western Digital Corp. 86.46 10,037 6,338 -36.85 889 548 -38.36
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 47.37 5,825 5,827 0.03 267 276 3.37
2017‑09‑30 13F-HR WEC / WEC Energy Group, Inc. 62.75 5,598 5,530 -1.21 344 347 0.87
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.14 100,350 101,335 0.98 7,594 7,918 4.27
2017‑09‑30 13F-HR WPC / W.P. Carey Inc. 67.44 6,028 6,109 1.34 398 412 3.52
2017‑09‑30 13F-HR WPZ / Access Midstream Partners, L.P 38.94 9,722 9,629 -0.96 390 375 -3.85
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.16 37,937 35,117 -7.43 2,102 1,937 -7.85
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. 5.48 41,867 28,119 -32.84 231 154 -33.33
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.01 7,204 6,940 -3.66 241 236 -2.07
2017‑09‑30 13F-HR EVR / Evercore Partners, Inc. 80.25 12,559 11,739 -6.53 885 942 6.44
2017‑09‑30 13F-HR AME / Ametek, Inc. 66.03 19,612 19,612 0.00 1,188 1,295 9.01
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 973.78 3,701 3,661 -1.08 3,441 3,565 3.60
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 37.39 13,585 13,585 0.00 609 508 -16.58
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 30.82 9,504 9,831 3.44 277 303 9.39
2017‑09‑30 13F-HR CBS / CBS Corp. 57.99 6,322 16,623 162.94 403 964 139.21
2017‑09‑30 13F-HR MRVL / Marvell Technology Group Ltd. 17.89 59,188 58,788 -0.68 978 1,052 7.57
2017‑09‑30 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 6.18 11,982 11,982 0.00 75 74 -1.33
2017‑09‑30 13F-HR MMM / 3M Co. 209.94 4,300 4,368 1.58 895 917 2.46
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.90 3,363 3,466 3.06 201 218 8.46
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.32 7,664 7,864 2.61 574 553 -3.66
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 958.98 3,369 3,267 -3.03 3,062 3,133 2.32
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.68 10,633 10,560 -0.69 859 852 -0.81
2017‑09‑30 13F-HR TOT / Total S.A. 53.53 19,362 41,060 112.06 960 2,198 128.96
2017‑09‑30 13F-HR AAP / Advance Auto Parts, Inc. 99.13 3,900 2,300 -41.03 455 228 -49.89
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53.95 105,031 106,336 1.24 5,286 5,737 8.53
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 84.54 3,196 3,253 1.78 270 275 1.85
2017‑09‑30 13F-HR DTE / DTE Energy Co. 107.43 4,738 4,766 0.59 501 512 2.20
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.30 16,240 18,540 14.16 194 228 17.53
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 262,733 236,387 -10.03 8,865 9,002 1.55
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.96 24,274 24,282 0.03 336 339 0.89
2017‑09‑30 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.57 13,100 13,100 0.00 200 204 2.00
2017‑09‑30 13F-HR BBT / BB&T Corp. 46.96 24,197 23,956 -1.00 1,099 1,125 2.37
2017‑09‑30 13F-HR NFG / National Fuel Gas Co. 56.49 3,700 3,700 0.00 207 209 0.97
2017‑09‑30 13F-HR ATHN / athenahealth, Inc. 124.39 3,607 3,457 -4.16 507 430 -15.19
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.08 14,127 13,321 -5.71 773 787 1.81
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.08 54,978 55,822 1.54 6,713 6,480 -3.47
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.45 7,660 11,688 52.58 497 800 60.97
2017‑09‑30 13F-HR OIA / Invesco Municipal Income Opportunities Trust 7.87 10,333 12,333 19.36 80 97 21.25
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.49 114,636 112,972 -1.45 5,120 5,591 9.20
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.56 2,578 2,279 -11.60 361 334 -7.48
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 107.84 8,538 7,938 -7.03 819 856 4.52
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. 64.61 7,561 5,061 -33.06 404 327 -19.06
2017‑09‑30 13F-HR ZBRA / Zebra Technologies Corp. 108.58 8,462 7,893 -6.72 851 857 0.71
2017‑09‑30 13F-HR FNF / Fidelity National Financial, Inc. 47.46 134,631 131,788 -2.11 6,035 6,255 3.65
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.18 28,497 28,497 0.00 400 404 1.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.75 6,880 5,431 -21.06 545 444 -18.53
2017‑09‑30 13F-HR PMM / Putnam Managed Municipal Income Trust 7.57 78,050 86,050 10.25 586 651 11.09
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.12 14,504 14,198 -2.11 244 243 -0.41
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.01 7,473 13,660 82.79 1,212 2,295 89.36
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70.43 10,005 8,079 -19.25 627 569 -9.25
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.53 27,553 7,453 -72.95 1,500 466 -68.93
2017‑09‑30 13F-HR PX / Praxair, Inc. 139.55 1,897 1,985 4.64 251 277 10.36
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.13 3,291 3,294 0.09 397 399 0.50
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.50 19,136 18,076 -5.54 745 696 -6.58
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.34 16,007 16,218 1.32 778 865 11.18
2017‑09‑30 13F-HR PDLI / PDL BioPharma, Inc. 3.37 13,018 16,018 23.05 32 54 68.75
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 63,986 77,595 21.27 4,411 5,780 31.04
2017‑09‑30 13F-HR SDT / SandRidge Mississippian Trust I 1.31 42,000 42,000 0.00 61 55 -9.84
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.67 155,951 156,705 0.48 5,625 5,903 4.94
2017‑09‑30 13F-HR ICLR / ICON plc 114.08 2,130 2,130 0.00 208 243 16.83
2017‑09‑30 13F-HR PGH / Pengrowth Energy Corp. 1.03 134,333 134,333 0.00 106 138 30.19
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 151.00 9,094 8,894 -2.20 1,280 1,343 4.92
2017‑09‑30 13F-HR PII / Polaris Industries, Inc 104.58 8,080 8,080 0.00 745 845 13.42
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 80.54 12,799 12,094 -5.51 933 974 4.39
2017‑09‑30 13F-HR YHOO / Yahoo! Inc. 66.27 4,312 3,712 -13.91 235 246 4.68
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 47.76 6,935 7,056 1.74 331 337 1.81
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 340.73 997 901 -9.63 361 307 -14.96
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.69 1,843 2,848 54.53 409 657 60.64
2017‑09‑30 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.12 46,012 48,012 4.35 233 246 5.58
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 82.45 4,225 4,900 15.98 396 404 2.02
2017‑09‑30 13F-HR CPLP / Capital Product Partners L.P. 3.51 22,225 22,225 0.00 76 78 2.63
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.40 4,984 5,188 4.09 275 303 10.18
2017‑09‑30 13F-HR NDRO / Enduro Realty Trust 4.33 18,000 18,000 0.00 59 78 32.20
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.82 27,788 22,926 -17.50 1,088 890 -18.20
2017‑09‑30 13F-HR PRAH / PRA Health Sciences, Inc. 76.18 13,544 11,946 -11.80 1,016 910 -10.43
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 446.94 640 490 -23.44 314 219 -30.25
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.69 53,545 52,237 -2.44 8,201 8,185 -0.20
2017‑09‑30 13F-HR NOK / Nokia Corp. 5.99 111,546 21,203 -80.99 687 127 -81.51
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 22.45 18,663 18,663 0.00 405 419 3.46
2017‑09‑30 13F-HR HPT / Hospitality Properties Trust 28.49 182,018 184,551 1.39 5,306 5,258 -0.90
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 88.47 55,949 56,595 1.15 5,098 5,007 -1.79
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 128.92 3,700 3,700 0.00 453 477 5.30
2017‑09‑30 13F-HR OWE / Obsidian Energy Ltd. 1.07 29,000 26,200 -9.66 37 28 -24.32
2017‑09‑30 13F-HR MFIN / Medallion Financial Corp. 2.19 25,600 25,600 0.00 61 56 -8.20
2017‑09‑30 13F-HR PLG / Platinum Group Metals Ltd. 0.40 10,000 10,000 0.00 8 4 -50.00
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.49 33,647 33,247 -1.19 1,693 1,579 -6.73
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.35 22,378 15,712 -29.79 746 524 -29.76
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.35 10,121 10,123 0.02 188 206 9.57
2017‑09‑30 13F-HR NGG / National Grid Plc 62.67 3,588 3,399 -5.27 225 213 -5.33
2017‑09‑30 13F-HR PDCE / PDC Energy, Inc. 49.04 11,522 11,522 0.00 497 565 13.68
2017‑09‑30 13F-HR OKE / ONEOK, Inc. 55.41 104,261 120,443 15.52 5,438 6,674 22.73
2017‑09‑30 13F-HR CMO / Capstead Mortgage Corp. 9.67 24,203 24,002 -0.83 252 232 -7.94
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 81.06 6,737 6,785 0.71 527 550 4.36
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 98.34 23,907 6,508 -72.78 2,095 640 -69.45
2017‑09‑30 13F-HR NYMTP / New York Mortgage Trust, Inc. 6.15 28,928 28,928 0.00 180 178 -1.11
2017‑09‑30 13F-HR UL / Unilever, PLC ADR 57.95 4,892 3,693 -24.51 265 214 -19.25
2017‑09‑30 13F-HR SYK / Stryker Corp. 142.09 4,150 3,350 -19.28 576 476 -17.36
2017‑09‑30 13F-HR PETX / Aratana Therapeutics, Inc. 6.13 81,000 71,000 -12.35 586 435 -25.77
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.38 2,684 1,970 -26.60 583 444 -23.84
2017‑09‑30 13F-HR CDNS / Cadence Design Systems, Inc. 39.47 28,985 27,136 -6.38 971 1,071 10.30
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.83 12,677 12,382 -2.33 505 518 2.57
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.38 6,316 5,675 -10.15 634 581 -8.36
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 56.78 4,505 6,076 34.87 242 345 42.56
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 15.34 61,077 21,318 -65.10 723 327 -54.77
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.71 9,333 8,432 -9.65 825 748 -9.33
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.76 22,425 31,975 42.59 280 408 45.71
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 185.07 9,700 10,126 4.39 1,372 1,874 36.59
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.06 1,428 1,430 0.14 317 339 6.94
2017‑09‑30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.35 11,367 10,382 -8.67 248 232 -6.45
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.29 119,173 117,902 -1.07 2,430 2,156 -11.28
2017‑09‑30 13F-HR WWE / World Wrestling Entertainment, Inc. 23.55 40,100 12,100 -69.83 817 285 -65.12
2017‑09‑30 13F-HR PSP / PowerShares Exchange-Trade Fund Trust 12.67 16,269 19,099 17.40 311 242 -22.19
2017‑09‑30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.22 17,954 18,654 3.90 268 284 5.97
2017‑09‑30 13F-HR QLD / ProShares Ultra QQQ 64.16 2,000 7,793 289.65 231 500 116.45
2017‑09‑30 13F-HR CRZO / Carrizo Oil & Gas, Inc. 17.14 33,911 32,021 -5.57 591 549 -7.11
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.15 39,004 39,006 0.01 1,867 1,917 2.68
2017‑09‑30 13F-HR DPZ / Dominos Pizza Inc. 198.67 1,996 1,651 -17.28 422 328 -22.27
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.46 41,714 36,346 -12.87 7,184 6,777 -5.67
2017‑09‑30 13F-HR MATW / Matthews International Corp. 62.24 27,650 27,650 0.00 1,694 1,721 1.59
2017‑09‑30 13F-HR HDSN / Hudson Technologies, Inc. 7.80 14,500 19,750 36.21 123 154 25.20
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.22 42,930 42,193 -1.72 3,362 3,258 -3.09
2017‑09‑30 13F-HR PWOD / Penns Woods Bancorp, Inc. 46.55 5,005 5,005 0.00 206 233 13.11
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.31 80,423 80,318 -0.13 6,471 6,531 0.93
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.33 1,236 1,197 -3.16 383 399 4.18
2017‑09‑30 13F-HR AGN / Allergan plc 204.90 4,223 4,446 5.28 1,027 911 -11.30
2017‑09‑30 13F-HR O / Realty Income Corp. 57.17 14,179 14,517 2.38 782 830 6.14
2017‑09‑30 13F-HR HGT / Hugoton Royalty Trust 1.88 13,333 13,333 0.00 24 25 4.17
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.71 2,625 2,625 0.00 287 288 0.35
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.86 108,303 119,609 10.44 7,853 10,628 35.34
2017‑09‑30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 11.31 51,601 52,707 2.14 566 596 5.30
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 47.13 10,800 8,700 -19.44 382 410 7.33
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 23.04 12,045 11,460 -4.86 269 264 -1.86
2017‑09‑30 13F-HR UPL / Ultra Petroleum Corp. 8.64 14,922 14,922 0.00 162 129 -20.37
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.25 15,086 14,344 -4.92 3,648 3,604 -1.21
2017‑09‑30 13F-HR MPW / Medical Properties Trust Inc. 13.12 30,916 36,962 19.56 398 485 21.86
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.54 24,934 24,361 -2.30 2,135 1,889 -11.52
2017‑09‑30 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.50 165,861 178,225 7.45 1,025 1,158 12.98
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 216,304 199,148 -7.93 5,842 4,815 -17.58
2017‑09‑30 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 61.23 10,175 10,125 -0.49 543 620 14.18
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18.89 20,501 20,436 -0.32 490 386 -21.22
2017‑09‑30 13F-HR HUM / Humana, Inc. 243.78 2,329 2,330 0.04 560 568 1.43
2017‑09‑30 13F-HR TCAP / Triangle Capital Corp. 14.28 13,106 13,374 2.04 231 191 -17.32
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.25 9,477 9,780 3.20 658 687 4.41
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 396,941 388,733 -2.07 57,167 59,911 4.80
2017‑09‑30 13F-HR MKC / McCormick & Co., Inc. 102.50 3,005 3,005 0.00 293 308 5.12
2017‑09‑30 13F-HR PMO / Putnam Municipal Opportunities Trust 12.66 14,300 14,300 0.00 179 181 1.12
2017‑09‑30 13F-HR NG / NovaGold Resources Inc. 4.11 26,300 26,300 0.00 120 108 -10.00
2017‑09‑30 13F-HR DHY / Credit Suisse High Yield Bond Fund 2.88 93,483 88,483 -5.35 265 255 -3.77
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.92 5,656 5,356 -5.30 256 262 2.34
2017‑09‑30 13F-HR HOMB / Home BancShares, Inc. 25.22 420,182 426,011 1.39 10,463 10,744 2.69
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.21 7,098 7,122 0.34 521 557 6.91
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 127.75 3,369 3,139 -6.83 414 401 -3.14
2017‑09‑30 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 14.90 14,500 14,500 0.00 215 216 0.47
2017‑09‑30 13F-HR SYN / Synthetic Biologics, Inc. 0.94 140,012 140,012 0.00 79 131 65.82
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.92 97,989 28,418 -71.00 6,610 2,186 -66.93
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.03 26,200 29,816 13.80 1,854 2,416 30.31
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.52 825,279 823,910 -0.17 4,514 4,548 0.75
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.49 11,244 11,005 -2.13 1,399 1,425 1.86
2017‑09‑30 13F-HR NMM / Navios Maritime Partners L.P. 2.04 11,751 11,751 0.00 19 24 26.32
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.77 18,298 14,298 -21.86 151 154 1.99
2017‑09‑30 13F-HR BFK / BlackRock Municipal Income Trust 14.27 29,156 29,156 0.00 412 416 0.97
2017‑09‑30 13F-HR GABELLI MULTIMEDIA TR INC / (36239Q109) 9.70 21,551 22,274 3.35 193 216 11.92
2017‑09‑30 13F-HR CI / Cigna Corp. 187.07 2,979 3,079 3.36 499 576 15.43
2017‑09‑30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.62 0 28,820 0 162
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.74 2,231 2,292 2.73 360 428 18.89
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.64 9,168 9,216 0.52 845 863 2.13
2017‑09‑30 13F-HR VGR / Vector Group, Ltd. 20.50 9,938 10,440 5.05 212 214 0.94
2017‑09‑30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.02 22,730 22,730 0.00 198 205 3.54
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.20 0 4,606 0 222
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.08 48,556 44,913 -7.50 2,006 2,339 16.60
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 64.49 4,991 8,141 63.11 287 525 82.93
2017‑09‑30 13F-HR SPXX / Nuveen S&P 500 Dynamic Overwrite Fund 15.63 40,357 39,399 -2.37 620 616 -0.65
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30.02 8,506 8,562 0.66 258 257 -0.39
2017‑09‑30 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 14.46 20,226 19,290 -4.63 285 279 -2.11
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.61 959 2,267 136.39 224 550 145.54
2017‑09‑30 13F-HR DG / Dollar General Corp. 81.02 7,337 6,739 -8.15 529 546 3.21
2017‑09‑30 13F-HR MS / Morgan Stanley 48.16 24,892 56,120 125.45 1,109 2,703 143.73
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 6,298 0 -100.00 589 0 -100.00
2017‑09‑30 13F-HR SLW / Silver Wheaton Corp. 72,085 0 -100.00 1,434 0 -100.00
2017‑09‑30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 51.86 4,300 4,300 0.00 216 223 3.24
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 307.46 1,090 1,005 -7.80 454 309 -31.94
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 79.57 5,000 4,700 -6.00 436 374 -14.22
2017‑09‑30 13F-HR T / AT & T, Inc. 39.17 191,487 357,470 86.68 7,225 14,002 93.80
2017‑09‑30 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.10 28,078 28,078 0.00 74 87 17.57
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.68 21,310 21,462 0.71 2,669 2,912 9.10
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 151.05 13,934 5,634 -59.57 2,148 851 -60.38
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313.26 2,866 2,806 -2.09 778 879 12.98
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.14 3,236 3,428 5.93 269 285 5.95
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. 2,300 0 -100.00 238 0 -100.00
2017‑09‑30 13F-HR PPL / PPL Corp. 5,214 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR SFL / Ship Finance International Limited 10,010 0 -100.00 136 0 -100.00
2017‑09‑30 13F-HR ADTN / ADTRAN, Inc. 140,001 0 -100.00 2,891 0 -100.00
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 6,107 0 -100.00 1,149 0 -100.00
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 4,997 0 -100.00 636 0 -100.00
2017‑09‑30 13F-HR AAXN / Axon Enterprise Inc 12,616 0 -100.00 317 0 -100.00
2017‑09‑30 13F-HR BTG / B2Gold Corp. 10,534 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 13,200 0 -100.00 168 0 -100.00
2017‑09‑30 13F-HR BWP / Boardwalk Pipeline Partners L.P 11,241 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR BRKR / Bruker Corp. 8,227 0 -100.00 237 0 -100.00
2017‑09‑30 13F-HR CCJ / Cameco Corp. 15,204 0 -100.00 138 0 -100.00
2017‑09‑30 13F-HR CRUS / Cirrus Logic, Inc. 3,949 0 -100.00 248 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 14,255 0 -100.00 99 0 -100.00
2017‑09‑30 13F-HR DFT / Dupont Fabros Technology, Inc. 4,456 0 -100.00 273 0 -100.00
2017‑09‑30 13F-HR FFIV / F5 Networks, Inc. 2,040 0 -100.00 259 0 -100.00
2017‑09‑30 13F-HR FDC / First Data Corporation 61,700 0 -100.00 1,123 0 -100.00
2017‑09‑30 13F-HR FIVE / Five Below, Inc. 6,367 0 -100.00 314 0 -100.00
2017‑09‑30 13F-HR GLPI / Gaming and Leisure Properties, Inc. 6,876 0 -100.00 259 0 -100.00
2017‑09‑30 13F-HR GPS / Gap, Inc. (The) 29,971 0 -100.00 659 0 -100.00
2017‑09‑30 13F-HR GFI / Gold Fields Ltd. 11,900 0 -100.00 41 0 -100.00
2017‑09‑30 13F-HR HZNP / Horizon Pharma plc 10,500 0 -100.00 125 0 -100.00
2017‑09‑30 13F-HR HNP / Huaneng Power International, Inc. 8,984 0 -100.00 250 0 -100.00
2017‑09‑30 13F-HR TPR / Tapestry, Inc. 9,864 0 -100.00 467 0 -100.00
2017‑09‑30 13F-HR KCAP / KCAP Financial, Inc. 22,585 0 -100.00 80 0 -100.00
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 11,910 0 -100.00 259 0 -100.00
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 3,150 0 -100.00 381 0 -100.00
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 2,258 0 -100.00 335 0 -100.00
2017‑09‑30 13F-HR LAMR / Lamar Advertising Co. REIT 75,734 0 -100.00 5,572 0 -100.00
2017‑09‑30 13F-HR MAS / Masco Corp. 12,171 0 -100.00 465 0 -100.00
2017‑09‑30 13F-HR MUX / McEwen Mining Inc. 26,995 0 -100.00 71 0 -100.00
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 3,608 0 -100.00 278 0 -100.00
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 7,881 0 -100.00 775 0 -100.00
2017‑09‑30 13F-HR PBI / Pitney Bowes, Inc. 10,559 0 -100.00 159 0 -100.00
2017‑09‑30 13F-HR POOL / Pool Corp. 7,703 0 -100.00 906 0 -100.00
2017‑09‑30 13F-HR STT / State Street Corp. 10,612 0 -100.00 952 0 -100.00
2017‑09‑30 13F-HR TCPC / TCP Capital Corp. 10,777 0 -100.00 182 0 -100.00
2017‑09‑30 13F-HR TTC / Toro Company (The) 15,877 0 -100.00 1,100 0 -100.00
2017‑09‑30 13F-HR TNH / Terra Nitrogen Co., L.P. 2,490 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR TRMB / Trimble Navigation Ltd. 7,314 0 -100.00 261 0 -100.00
2017‑09‑30 13F-HR TTMI / TTM Technologies, Inc. 53,431 0 -100.00 928 0 -100.00
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 11,434 0 -100.00 198 0 -100.00
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 1,490 0 -100.00 220 0 -100.00
2017‑09‑30 13F-HR WEN / The Wendy's Company 14,149 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR ZG / Zillow Group, Inc. 5,821 0 -100.00 285 0 -100.00
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 14,324 0 -100.00 170 0 -100.00
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 8,389 0 -100.00 279 0 -100.00
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 2,395 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 5,354 0 -100.00 480 0 -100.00
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 14,015 0 -100.00 324 0 -100.00
2017‑09‑30 13F-HR IRT / Independence Realty Trust, Inc. 17,450 0 -100.00 172 0 -100.00
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 4,565 0 -100.00 228 0 -100.00
2017‑09‑30 13F-HR GPL / Great Panther Silver Ltd 22,700 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 1,822 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 139,992 0 -100.00 8,829 0 -100.00
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 1,486 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR ALJ / Alon USA Energy, Inc. 11,667 0 -100.00 155 0 -100.00
2017‑09‑30 13F-HR OKS / ONEOK Partners, L.P. 18,494 0 -100.00 944 0 -100.00
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 12,875 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR INO / Inovio Pharmaceuticals, Inc. 12,400 0 -100.00 97 0 -100.00
2017‑09‑30 13F-HR MASI / Masimo Corp. 10,658 0 -100.00 972 0 -100.00
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 12,610 0 -100.00 981 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 6,095 0 -100.00 492 0 -100.00
2017‑09‑30 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 11,400 0 -100.00 133 0 -100.00
2017‑09‑30 13F-HR IPG / Interpublic Group of Companies, Inc. (The) 198,982 0 -100.00 4,895 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 11,317 0 -100.00 736 0 -100.00
2017‑09‑30 13F-HR TXT / Textron, Inc. 17,100 0 -100.00 805 0 -100.00
2017‑09‑30 13F-HR BC / Brunswick Corp. 14,286 0 -100.00 896 0 -100.00
2017‑09‑30 13F-HR RRC / Range Resources Corp. 34,020 0 -100.00 788 0 -100.00
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 4,154 0 -100.00 1,194 0 -100.00
2017‑09‑30 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 10,229 0 -100.00 159 0 -100.00
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 5,614 0 -100.00 303 0 -100.00
2017‑09‑30 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 3,324 0 -100.00 338 0 -100.00
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 21.18 12,750 11,000 -13.73 265 233 -12.08
2017‑09‑30 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 14.63 14,492 14,492 0.00 217 212 -2.30
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 14.40 40,000 40,000 0.00 573 576 0.52
2017‑09‑30 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 15.62 18,190 18,690 2.75 271 292 7.75