Current Holdings (from 13F, 13D)

InvestorSheaff Brock Investment Advisors, LLC
Portfolio Value$ 761,135,000
Current Positions563
Opened Positions5
Closed Positions83

Sheaff Brock Investment Advisors, LLC has disclosed 563 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 761,135,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sheaff Brock Investment Advisors, LLC's top holdings are Apple, Inc. (NASDAQ:AAPL) , Exxon Mobil Corp. (NYSE:XOM) , AT & T, Inc. (NYSE:T) , Facebook, Inc. (NASDAQ:FB) , and United Parcel Service, Inc. (NYSE:UPS) . Sheaff Brock Investment Advisors, LLC's new positions include DowDuPont Inc. (NYSE:DWDP) , M.D.C. Holdings, Inc. (NYSE:MDC) , Gulfport Energy Corp. (NASDAQ:GPOR) , MPLX LP (NYSE:MPLX) , and Andeavor Corp. (NYSE:ANDV) .


All Sheaff Brock Investment Advisors, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-13. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 4.47 10,000 12,300 23.00 46 55 19.57
2017‑09‑30 13F-HR MDRX / Allscripts Healthcare Solutions Inc. 14.25 12,207 174
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 103.21 5,891 608
2017‑09‑30 13F-HR BELLATRIX EXPLORATION LTD / (078314507) 2.82 10,642 30
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.42 5,399 337
2017‑09‑30 13F-HR KMX / CarMax, Inc. 75.93 3,095 235
2017‑09‑30 13F-HR CVRR / CVR Refining LP 109 113 3.67
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.23 147,250 10,194
2017‑09‑30 13F-HR EWBC / East West Bancorp, Inc. 59.77 16,613 16,061 -3.32 973 960 -1.34
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 16.81 10,648 179
2017‑09‑30 13F-HR GHL / Greenhill & Co., Inc. 16.64 11,000 183
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.75 4,715 211
2017‑09‑30 13F-HR KRG / Kite Realty Group Trust 20.27 14,606 296
2017‑09‑30 13F-HR MDC / M.D.C. Holdings, Inc. 33.19 24,764 822
2017‑09‑30 13F-HR MPLX / MPLX LP 710 633 -10.85
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144.20 1,595 230
2017‑09‑30 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 12.05 13,200 159
2017‑09‑30 13F-HR PROSHARES TR / ULTRA 20YR TRE (74347R172) 80.24 5,158 2,505 -51.43 416 201 -51.68
2017‑09‑30 13F-HR PHM / PulteGroup, Inc. 27.32 9,880 10,725 8.55 242 293 21.07
2017‑09‑30 13F-HR TTWO / Take-Two Interactive Software, Inc. 102.32 4,398 450
2017‑09‑30 13F-HR THO / Thor Industries, Inc. 125.87 8,921 8,072 -9.52 932 1,016 9.01
2017‑09‑30 13F-HR UNIT / Uniti Group Inc. 14.64 17,218 252
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.92 4,367 349
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 146.97 4,890 4,865 -0.51 697 715 2.58
2017‑09‑30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 104.82 2,366 248
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.59 11,555 11,555 0.00 45 53 17.78
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.96 134,700 161,800 20.12 397 317 -20.15
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.48 9,651 10,108 4.74 1,221 1,238 1.39
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.35 117,172 117,645 0.40 1,074 1,100 2.42
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 44.99 0 7,957 0 358
2017‑09‑30 13F-HR CIM / Chimera Investment Corp. 18.93 20,004 15,004 -25.00 373 284 -23.86
2017‑09‑30 13F-HR DE / Deere & Co. 125.62 5,607 4,211 -24.90 693 529 -23.67
2017‑09‑30 13F-HR AMTD / TD AmeriTrade Holding Corp. 48.81 7,825 7,929 1.33 336 387 15.18
2017‑09‑30 13F-HR ERC / Evergreen Multi-Sector Income Fund 13.40 11,215 11,715 4.46 150 157 4.67
2017‑09‑30 13F-HR NEOS / Neos Therapeutics, Inc. 9.15 0 100,000 0 915
2017‑09‑30 13F-HR AAN / Aaron's, Inc. 9,470 0 -100.00 368 0 -100.00
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. 7,019 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 1,987 0 -100.00 235 0 -100.00
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 9,153 0 -100.00 503 0 -100.00
2017‑09‑30 13F-HR ASM / Avino Silver & Gold Mines Ltd. 12,000 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.15 19,025 21,166 11.25 95 109 14.74
2017‑09‑30 13F-HR ACN / Accenture plc 135.07 14,968 14,718 -1.67 1,851 1,988 7.40
2017‑09‑30 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 37.68 51,000 50,000 -1.96 1,422 1,884 32.49
2017‑09‑30 13F-HR AGNC / AGNC Investment Corp. 21.69 35,419 35,551 0.37 754 771 2.25
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.23 2,265 2,265 0.00 320 338 5.63
2017‑09‑30 13F-HR AAV / Advantage Oil & Gas Ltd. 6.30 55,400 55,400 0.00 374 349 -6.68
2017‑09‑30 13F-HR AEIS / Advanced Energy Industries, Inc. 80.79 12,997 12,427 -4.39 841 1,004 19.38
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.45 4,878 4,678 -4.10 379 381 0.53
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 91.93 17,930 15,794 -11.91 1,586 1,452 -8.45
2017‑09‑30 13F-HR AMX / America Movil S.A.B. de CV 17.74 54,948 54,948 0.00 875 975 11.43
2017‑09‑30 13F-HR NCV / AGIC Convertible & Income Fund 7.09 0 16,925 0 120
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.42 109,683 104,118 -5.07 8,168 6,603 -19.16
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 5.58 13,600 13,800 1.47 89 77 -13.48
2017‑09‑30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.41 10,441 10,441 0.00 137 140 2.19
2017‑09‑30 13F-HR ARLP / Alliance Resource Partners, L.P. 19.39 0 11,295 0 219
2017‑09‑30 13F-HR NCZ / AGIC Convertible & Income Fund II 6.24 25,493 37,338 46.46 159 233 46.54
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 13.03 25,784 23,015 -10.74 334 300 -10.18
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 150.94 1,431 1,431 0.00 205 216 5.37
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.72 16,360 20,779 27.01 2,305 3,589 55.70
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.34 7,369 8,225 11.62 7,133 7,907 10.85
2017‑09‑30 13F-HR AEE / Ameren Corp. 57.88 5,649 5,650 0.02 309 327 5.83
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.21 11,492 24,792 115.73 137 278 102.92
2017‑09‑30 13F-HR APH / Amphenol Corp. 84.68 11,497 11,089 -3.55 849 939 10.60
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 42.51 35,208 33,710 -4.25 1,457 1,433 -1.65
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 1,616 0 -100.00 252 0 -100.00
2017‑09‑30 13F-HR GNTX / Gentex Corp. 10,211 0 -100.00 194 0 -100.00
2017‑09‑30 13F-HR BMI / Badger Meter, Inc. 49.00 19,000 19,000 0.00 757 931 22.99
2017‑09‑30 13F-HR AN / AutoNation, Inc. 47.45 0 4,468 0 212
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.19 83,825 83,994 0.20 1,010 1,024 1.39
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.94 26,473 25,922 -2.08 177 180 1.69
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 288,662 284,312 -1.51 7,003 7,204 2.87
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 109.39 5,316 5,156 -3.01 545 564 3.49
2017‑09‑30 13F-HR AXP / American Express Co. 90.45 28,305 27,850 -1.61 2,384 2,519 5.66
2017‑09‑30 13F-HR AINV / Apollo Investment Corp. 6.11 26,683 25,683 -3.75 171 157 -8.19
2017‑09‑30 13F-HR ANH / Anworth Mortgage Asset Corp. 5.98 10,200 10,200 0.00 61 61 0.00
2017‑09‑30 13F-HR ARNC / Arconic Inc. 24.90 15,853 14,939 -5.77 359 372 3.62
2017‑09‑30 13F-HR APA / Apache Corp. 45.81 6,401 6,265 -2.12 307 287 -6.51
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 247.72 1,809 1,756 -2.93 324 435 34.26
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 16.39 90,927 89,856 -1.18 1,489 1,473 -1.07
2017‑09‑30 13F-HR ARR / ARMOUR Residential REIT, Inc. 26.89 72,063 72,063 0.00 1,802 1,938 7.55
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 274,714.29 14 14 0.00 3,566 3,846 7.85
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 10.59 20,500 20,500 0.00 302 217 -28.15
2017‑09‑30 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 15.08 12,000 13,000 8.33 180 196 8.89
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.07 48,747 49,847 2.26 429 452 5.36
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 46.84 5,535 5,636 1.82 289 264 -8.65
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.74 61,137 153,852 151.65 3,407 9,807 187.85
2017‑09‑30 13F-HR BP / BP Plc 38.42 20,961 20,353 -2.90 726 782 7.71
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.02 4,564 4,564 0.00 233 242 3.86
2017‑09‑30 13F-HR CHW / Calamos Global Dynamic Income Fund 9.02 22,399 22,399 0.00 191 202 5.76
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. 57.07 7,600 7,097 -6.62 486 405 -16.67
2017‑09‑30 13F-HR BIP / Brookfield Infrastructure Partners L.P. 43.06 4,973 4,831 -2.86 203 208 2.46
2017‑09‑30 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.50 17,267 17,732 2.69 194 204 5.15
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.20 53,506 43,497 -18.71 10,581 11,057 4.50
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.33 19,639 19,539 -0.51 3,326 3,582 7.70
2017‑09‑30 13F-HR BLACKROCK ENHANCED GBL DIV T / (092501105) 13.58 11,930 11,930 0.00 158 162 2.53
2017‑09‑30 13F-HR FUN / Cedar Fair, L.P. 430 371 -13.72
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.82 39,405 32,697 -17.02 5,118 4,768 -6.84
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.50 51,956 51,661 -0.57 5,421 6,070 11.97
2017‑09‑30 13F-HR CTAS / Cintas Corp. 144.33 6,872 6,416 -6.64 866 926 6.93
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 37.88 23,524 22,702 -3.49 839 860 2.50
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 12.56 11,000 11,226 2.05 233 141 -39.48
2017‑09‑30 13F-HR CBG / CBRE Group, Inc. 37.87 6,125 29,018 373.76 223 1,099 392.83
2017‑09‑30 13F-HR CNC / Centene Corp. 96.74 14,652 14,245 -2.78 1,170 1,378 17.78
2017‑09‑30 13F-HR CCL / Carnival Corp. 64.53 0 9,654 0 623
2017‑09‑30 13F-HR CMA / Comerica, Inc. 76.34 3,969 3,969 0.00 291 303 4.12
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.29 33,055 54,055 63.53 164 232 41.46
2017‑09‑30 13F-HR CX / Cemex S.A.B de C.V. 9.07 25,456 25,456 0.00 240 231 -3.75
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.01 79,080 79,930 1.07 3,547 3,598 1.44
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.72 17,098 29,442 72.20 1,837 3,672 99.89
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.66 0 3,468 0 252
2017‑09‑30 13F-HR CC / Chemours Company (The) 50.63 21,956 19,731 -10.13 833 999 19.93
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.81 10,162 10,164 0.02 753 740 -1.73
2017‑09‑30 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.33 12,271 12,271 0.00 264 274 3.79
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.74 95,270 72,888 -23.49 6,372 5,302 -16.79
2017‑09‑30 13F-HR JVA / Coffee Holding Co., Inc. 4.44 18,700 18,700 0.00 83 83 0.00
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 44.96 5,480 5,405 -1.37 267 243 -8.99
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 196,685 169,163 -13.99 6,156 5,689 -7.59
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.76 14,367 14,368 0.01 514 485 -5.64
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 199.38 1,600 1,610 0.62 310 321 3.55
2017‑09‑30 13F-HR ZIV / VelocityShares Daily Inverse VIX Medium Term ETN S&P 500 VIX MTF Index 12/4/2030 75.08 6,124 3,543 -42.15 430 266 -38.14
2017‑09‑30 13F-HR DNN / Denison Mines Corp. 0.46 36,700 36,700 0.00 16 17 6.25
2017‑09‑30 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 97.69 0 2,682 0 262
2017‑09‑30 13F-HR FANG / Diamondback Energy, Inc. 97.86 4,100 4,200 2.44 364 411 12.91
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.92 57,659 85,924 49.02 1,733 2,571 48.36
2017‑09‑30 13F-HR COP / ConocoPhillips 50.05 56,231 38,600 -31.35 2,472 1,932 -21.84
2017‑09‑30 13F-HR CVA / Covanta Holding Corp. 14.88 13,082 13,102 0.15 173 195 12.72
2017‑09‑30 13F-HR DFS / Discover Financial Services 64.49 23,725 21,306 -10.20 1,475 1,374 -6.85
2017‑09‑30 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 56.00 5,000 5,000 0.00 247 280 13.36
2017‑09‑30 13F-HR CSX / CSX Corp. 54.25 44,781 38,784 -13.39 2,443 2,104 -13.88
2017‑09‑30 13F-HR DGII / Digi International Inc. 10.59 13,500 13,500 0.00 137 143 4.38
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 118.38 4,526 7,138 57.71 511 845 65.36
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.27 5,960 6,885 15.52 953 1,131 18.68
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.93 26,464 27,023 2.11 2,212 2,268 2.53
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 76.90 14,649 14,928 1.90 1,123 1,148 2.23
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.57 92,489 99,685 7.78 9,827 9,826 -0.01
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 11.46 17,120 17,620 2.92 188 202 7.45
2017‑09‑30 13F-HR DRE / Duke Realty Corp. 28.81 30,468 31,026 1.83 852 894 4.93
2017‑09‑30 13F-HR EEP / Enbridge Energy Partners, L.P. 15.98 16,110 16,024 -0.53 258 256 -0.78
2017‑09‑30 13F-HR ES / Eversource Energy 60.46 19,293 19,317 0.12 1,171 1,168 -0.26
2017‑09‑30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 9.44 34,625 34,625 0.00 324 327 0.93
2017‑09‑30 13F-HR EPR / EPR Properties 69.79 6,531 6,534 0.05 469 456 -2.77
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.88 114,071 80,070 -29.81 17,222 13,682 -20.56
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.36 15,959 15,959 0.00 287 277 -3.48
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38.45 6,502 6,502 0.00 227 250 10.13
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.36 13,779 12,864 -6.64 880 815 -7.39
2017‑09‑30 13F-HR ESNC / EnSync, Inc. 0.52 78,724 78,724 0.00 29 41 41.38
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 11.84 61,077 61,077 0.00 695 723 4.03
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.07 76,440 78,059 2.12 2,070 2,035 -1.69
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.98 288,068 266,094 -7.63 23,256 21,814 -6.20
2017‑09‑30 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 14.04 29,652 13,174 -55.57 406 185 -54.43
2017‑09‑30 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 22.11 9,791 9,813 0.22 214 217 1.40
2017‑09‑30 13F-HR EMN / Eastman Chemical Company 90.45 12,899 8,259 -35.97 1,083 747 -31.02
2017‑09‑30 13F-HR F / Ford Motor Co. 11.97 386,616 407,322 5.36 4,326 4,876 12.71
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 35.22 27,784 27,286 -1.79 1,369 961 -29.80
2017‑09‑30 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 21.44 12,082 12,174 0.76 265 261 -1.51
2017‑09‑30 13F-HR FGP / Ferrellgas Partners, L.P. 5.10 12,737 12,741 0.03 58 65 12.07
2017‑09‑30 13F-HR FSC / Fifth Street Finance Corp. 5.46 42,764 38,464 -10.06 208 210 0.96
2017‑09‑30 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 10.13 12,541 12,541 0.00 136 127 -6.62
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp 27.98 58,648 58,648 0.00 1,523 1,641 7.75
2017‑09‑30 13F-HR FUSB / First US Bancshares, Inc. 11.49 53,416 53,416 0.00 599 614 2.50
2017‑09‑30 13F-HR FBHS / Fortune Brands Home & Security, Inc. 67.27 3,330 3,330 0.00 217 224 3.23
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.06 22,657 19,207 -15.23 272 270 -0.74
2017‑09‑30 13F-HR FSM / Fortuna Silver Mines Inc. 4.38 11,640 26,040 123.71 57 114 100.00
2017‑09‑30 13F-HR FPI / Farmland Partners Inc. 9.06 16,000 16,000 0.00 143 145 1.40
2017‑09‑30 13F-HR FONR / Fonar Corp. 30.48 14,030 15,880 13.19 389 484 24.42
2017‑09‑30 13F-HR GPOR / Gulfport Energy Corp. 14.34 50,000 717
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 61.52 15,100 15,100 0.00 864 929 7.52
2017‑09‑30 13F-HR GBCI / Glacier Bancorp, Inc. 37.76 11,000 8,500 -22.73 403 321 -20.35
2017‑09‑30 13F-HR GME / GameStop Corp. 20.64 14,052 14,872 5.84 304 307 0.99
2017‑09‑30 13F-HR HCP / HCP, Inc. 27.79 8,557 9,895 15.64 273 275 0.73
2017‑09‑30 13F-HR GMED / Globus Medical, Inc. 29.73 31,042 31,042 0.00 1,029 923 -10.30
2017‑09‑30 13F-HR HAS / Hasbro, Inc. 97.65 16,800 16,200 -3.57 1,873 1,582 -15.54
2017‑09‑30 13F-HR GMT / GATX Corp. 61.57 13,771 12,912 -6.24 885 795 -10.17
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.01 7,658 7,760 1.33 327 357 9.17
2017‑09‑30 13F-HR HE / Hawaiian Electric Industries, Inc. 33.31 11,273 6,425 -43.01 365 214 -41.37
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.57 5,730 5,743 0.23 247 233 -5.67
2017‑09‑30 13F-HR GGG / Graco Inc. 123.75 2,699 2,699 0.00 295 334 13.22
2017‑09‑30 13F-HR GM / General Motors Company 40.37 36,000 32,750 -9.03 1,257 1,322 5.17
2017‑09‑30 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.56 15,301 15,301 0.00 127 131 3.15
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.72 7,530 7,850 4.25 417 406 -2.64
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. 35.99 7,707 7,807 1.30 212 281 32.55
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.65 4,552 4,483 -1.52 607 635 4.61
2017‑09‑30 13F-HR HES / Hess Corp. 46.93 14,678 12,380 -15.66 644 581 -9.78
2017‑09‑30 13F-HR HRL / Hormel Foods Corp. 32.15 29,600 14,900 -49.66 1,010 479 -52.57
2017‑09‑30 13F-HR HDS / Hd Supply Inc. 36.06 18,000 10,400 -42.22 551 375 -31.94
2017‑09‑30 13F-HR HL.PRB / Hecla Mining Co. 5.02 56,201 56,201 0.00 287 282 -1.74
2017‑09‑30 13F-HR HUN / Huntsman Corp. 27.41 44,628 45,456 1.86 1,153 1,246 8.07
2017‑09‑30 13F-HR HBANO / Huntington Bancshares, Inc. 13.96 30,802 30,805 0.01 416 430 3.37
2017‑09‑30 13F-HR IDRA / Idera Pharmaceuticals, Inc. 2.19 10,025 10,025 0.00 17 22 29.41
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.56 58,241 58,451 0.36 8,934 9,560 7.01
2017‑09‑30 13F-HR HLI / Houlihan Lokey, Inc. 39.12 25,826 24,949 -3.40 901 976 8.32
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.18 58,594 58,387 -0.35 1,123 1,120 -0.27
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 147.87 2,760 3,280 18.84 395 485 22.78
2017‑09‑30 13F-HR ISHARES TR / MTG REL ETF NEW (46435G342) 46.92 4,948 5,158 4.24 229 242 5.68
2017‑09‑30 13F-HR INTU / Intuit Inc. 142.05 3,027 3,027 0.00 402 430 6.97
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.75 4,383 4,399 0.37 566 518 -8.48
2017‑09‑30 13F-HR KGJI / Kingold Jewelry Inc. 2.06 16,950 16,950 0.00 28 35 25.00
2017‑09‑30 13F-HR INPAP / International Paper Company 56.82 127,804 109,460 -14.35 7,235 6,220 -14.03
2017‑09‑30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.76 22,650 22,650 0.00 291 289 -0.69
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 51.00 4,000 4,000 0.00 204 204 0.00
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.56 960 978 1.88 234 247 5.56
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.15 1,590 1,593 0.19 224 236 5.36
2017‑09‑30 13F-HR XON / Intrexon Corp. 19.01 34,242 40,452 18.14 825 769 -6.79
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.77 23,600 19,600 -16.95 371 309 -16.71
2017‑09‑30 13F-HR IDXX / IDEXX Laboratories, Inc. 155.51 6,076 5,678 -6.55 981 883 -9.99
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.09 27,907 32,283 15.68 4,293 4,684 9.11
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.51 113,960 111,402 -2.24 10,416 10,640 2.15
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.00 27,685 27,354 -1.20 3,662 3,556 -2.89
2017‑09‑30 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 7.13 11,500 11,500 0.00 83 82 -1.20
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 179.18 0 1,239 0 222
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.16 3,489 3,789 8.60 245 281 14.69
2017‑09‑30 13F-HR KR / Kroger Co. 20.05 11,809 11,723 -0.73 275 235 -14.55
2017‑09‑30 13F-HR XUSAX / Liberty All Star Equity Fund 6.03 200,374 203,149 1.38 1,134 1,225 8.02
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.54 32,950 34,477 4.63 2,712 2,949 8.74
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 64.17 21,465 24,202 12.75 1,371 1,553 13.27
2017‑09‑30 13F-HR BWG / Legg Mason BW Global Income Opportunities Fund Inc. 13.42 12,000 12,000 0.00 159 161 1.26
2017‑09‑30 13F-HR LEG / Leggett & Platt, Inc. 47.74 4,923 4,923 0.00 259 235 -9.27
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 46.82 5,511 5,511 0.00 243 258 6.17
2017‑09‑30 13F-HR MBFI / MB Financial, Inc. 44.98 6,558 6,558 0.00 289 295 2.08
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 161.00 4,000 4,000 0.00 648 644 -0.62
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110.17 3,186 3,186 0.00 320 351 9.69
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 71.04 30,873 28,968 -6.17 2,200 2,058 -6.45
2017‑09‑30 13F-HR MA / MasterCard Incorporated 141.20 19,956 20,042 0.43 2,424 2,830 16.75
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.93 19,256 17,929 -6.89 1,493 1,433 -4.02
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 56.09 6,125 11,625 89.80 321 652 103.12
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.29 7,077 7,000 -1.09 1,965 2,172 10.53
2017‑09‑30 13F-HR MAIN / Main Street Capital Corp. 39.77 22,369 22,957 2.63 860 913 6.16
2017‑09‑30 13F-HR MMT / MFS Multimarket Income Trust 6.24 37,500 37,500 0.00 233 234 0.43
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.66 36,570 35,100 -4.02 1,579 1,427 -9.63
2017‑09‑30 13F-HR NTAP / NetApp, Inc. 43.75 12,066 12,137 0.59 483 531 9.94
2017‑09‑30 13F-HR NAT / Nordic American Tankers Ltd 5.34 22,507 22,107 -1.78 143 118 -17.48
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.98 12,314 13,197 7.17 677 686 1.33
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.03 39,979 39,370 -1.52 2,562 2,521 -1.60
2017‑09‑30 13F-HR MCK / McKesson Corp. 153.48 2,013 2,111 4.87 331 324 -2.11
2017‑09‑30 13F-HR NKSH / National Bankshares, Inc. 44.96 18,928 18,928 0.00 772 851 10.23
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.83 21,910 20,548 -6.22 1,293 1,065 -17.63
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.31 14,500 13,110 -9.59 2,166 2,377 9.74
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 12.89 20,734 30,253 45.91 272 390 43.38
2017‑09‑30 13F-HR MDT / Medtronic plc 77.77 28,284 28,316 0.11 2,510 2,202 -12.27
2017‑09‑30 13F-HR MHK / Mohawk Industries, Inc. 247.84 0 1,275 0 316
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 287.67 5,011 4,300 -14.19 1,286 1,237 -3.81
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.18 8,387 8,390 0.04 1,021 1,109 8.62
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.33 13,492 15,892 17.79 403 625 55.09
2017‑09‑30 13F-HR MYL / Mylan N.V. 31.38 5,405 6,405 18.50 210 201 -4.29
2017‑09‑30 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 5.25 41,742 41,742 0.00 217 219 0.92
2017‑09‑30 13F-HR NRZ / New Residential Investment Corp. 16.72 28,174 29,250 3.82 438 489 11.64
2017‑09‑30 13F-HR MIDD / Middleby Corp. (The) 128.24 3,509 3,509 0.00 426 450 5.63
2017‑09‑30 13F-HR MPEL / Melco Crown Entertainment Ltd. 24.11 0 9,000 0 217
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 35.08 10,301 9,693 -5.90 341 340 -0.29
2017‑09‑30 13F-HR NS / NuStar Energy L.P. 40.58 8,219 8,379 1.95 383 340 -11.23
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.83 23,564 23,564 0.00 323 326 0.93
2017‑09‑30 13F-HR ORAN / Orange 16.45 13,736 13,736 0.00 220 226 2.73
2017‑09‑30 13F-HR PNNT / PennantPark Investment Corp. 7.53 15,300 13,550 -11.44 113 102 -9.73
2017‑09‑30 13F-HR OBCI / Ocean Bio-Chem, Inc. 5.04 41,500 44,600 7.47 170 225 32.35
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.05 12,387 11,975 -3.33 665 767 15.34
2017‑09‑30 13F-HR OMER / Omeros Corp. 21.62 24,000 24,750 3.12 478 535 11.92
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.40 19,742 19,030 -3.61 2,280 2,120 -7.02
2017‑09‑30 13F-HR ODFL / Old Dominion Freight Line, Inc. 110.11 0 7,901 0 870
2017‑09‑30 13F-HR PACW / PacWest Bancorp 50.55 6,473 8,387 29.57 302 424 40.40
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.36 10,592 11,264 6.34 160 173 8.13
2017‑09‑30 13F-HR PAAS / Pan American Silver Corp. 17.02 11,516 11,516 0.00 194 196 1.03
2017‑09‑30 13F-HR ORC / Orchid Island Capital, Inc. 10.21 11,407 13,416 17.61 112 137 22.32
2017‑09‑30 13F-HR NVS / Novartis AG 85.68 2,731 2,381 -12.82 228 204 -10.53
2017‑09‑30 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.43 38,310 12,460 -67.48 392 130 -66.84
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.77 14,303 19,684 37.62 2,068 3,519 70.16
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 256,752 257,756 0.39 8,624 9,202 6.70
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.01 73,902 71,441 -3.33 8,680 7,931 -8.63
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.36 58,682 59,846 1.98 2,942 2,894 -1.63
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.19 5,941 5,951 0.17 356 382 7.30
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31.86 11,615 8,193 -29.46 384 261 -32.03
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 175.08 1,525 1,525 0.00 244 267 9.43
2017‑09‑30 13F-HR NUE / Nucor Corp. 55.96 4,173 4,128 -1.08 241 231 -4.15
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 134.73 7,790 7,682 -1.39 973 1,035 6.37
2017‑09‑30 13F-HR PHK / PIMCO High Income Fund 8.32 148,968 159,893 7.33 1,303 1,330 2.07
2017‑09‑30 13F-HR XPHTX / Pioneer High Income Trust 10.04 18,326 18,326 0.00 181 184 1.66
2017‑09‑30 13F-HR PSX / Phillips 66 91.64 8,975 8,861 -1.27 742 812 9.43
2017‑09‑30 13F-HR PML / PIMCO Municipal Income Fund II 13.15 13,384 13,384 0.00 176 176 0.00
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147.47 2,837 2,787 -1.76 453 411 -9.27
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 21.16 16,480 16,680 1.21 433 353 -18.48
2017‑09‑30 13F-HR XPFNX / PIMCO Income Strategy Fund II 10.67 13,501 13,501 0.00 141 144 2.13
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106.73 5,650 5,650 0.00 599 603 0.67
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.96 18,924 19,152 1.20 1,649 1,742 5.64
2017‑09‑30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 19.10 14,600 10,000 -31.51 278 191 -31.29
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 6.72 190,257 181,113 -4.81 1,545 1,217 -21.23
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,832.24 304 304 0.00 569 557 -2.11
2017‑09‑30 13F-HR SSO / ProShares Ultra S&P500 96.75 15,823 11,338 -28.34 1,415 1,097 -22.47
2017‑09‑30 13F-HR PFBC / Preferred Bank (Los Angeles, CA) 60.27 4,115 4,115 0.00 220 248 12.73
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.36 4,291 3,996 -6.87 464 425 -8.41
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 18.99 19,099 16,380 -14.24 242 311 28.51
2017‑09‑30 13F-HR PRI / Primerica, Inc. 81.56 11,593 11,231 -3.12 878 916 4.33
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.44 13,488 14,191 5.21 1,857 2,064 11.15
2017‑09‑30 13F-HR PB / Prosperity Bancshares, Inc. 65.76 13,200 13,200 0.00 848 868 2.36
2017‑09‑30 13F-HR UYG / ProShares Ultra Financials 112.75 4,000 4,000 0.00 416 451 8.41
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.84 39,961 39,604 -0.89 2,207 2,053 -6.98
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130.60 3,759 3,660 -2.63 395 478 21.01
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 46.20 5,630 4,524 -19.64 242 209 -13.64
2017‑09‑30 13F-HR REI / Ring Energy, Inc. 14.46 13,000 13,000 0.00 169 188 11.24
2017‑09‑30 13F-HR PIM / Putnam Master Intermediate Income Trust 4.72 71,772 71,772 0.00 336 339 0.89
2017‑09‑30 13F-HR RVLT / Revolution Lighting Technologies, Inc. 6.49 80,195 33,123 -58.70 528 215 -59.28
2017‑09‑30 13F-HR PPT / Putnam Premier Income Trust 5.31 51,176 51,176 0.00 278 272 -2.16
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 178.21 3,423 3,423 0.00 554 610 10.11
2017‑09‑30 13F-HR ROL / Rollins, Inc. 46.13 56,878 55,078 -3.16 2,316 2,541 9.72
2017‑09‑30 13F-HR RF / Regions Financial Corp. 15.23 251,340 337,352 34.22 3,680 5,138 39.62
2017‑09‑30 13F-HR SCHC / Schwab International Small-Cap Equity ETF 35.84 6,643 7,143 7.53 223 256 14.80
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.86 15,289 25,674 67.92 377 664 76.13
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 70.95 11,968 9,232 -22.86 815 655 -19.63
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.02 9,484 6,356 -32.98 493 337 -31.64
2017‑09‑30 13F-HR SAIA / Saia, Inc. 62.67 14,431 6,048 -58.09 740 379 -48.78
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.61 0 2,286 0 214
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.57 14,159 13,736 -2.99 753 832 10.49
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.21 11,467 10,870 -5.21 444 361 -18.69
2017‑09‑30 13F-HR RPM / RPM International, Inc. 51.31 4,908 4,911 0.06 268 252 -5.97
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 46.79 5,686 5,728 0.74 256 268 4.69
2017‑09‑30 13F-HR RCL / Royal Caribbean Cruises Ltd. 118.74 0 1,718 0 204
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.72 6,865 7,272 5.93 452 507 12.17
2017‑09‑30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32.29 11,808 9,571 -18.94 380 309 -18.68
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.55 35,076 35,093 0.05 3,251 3,353 3.14
2017‑09‑30 13F-HR SJT / San Juan Basin Royalty Trust 7.85 16,300 16,300 0.00 111 128 15.32
2017‑09‑30 13F-HR SXE / Southcross Energy Partners, L.P. 41
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.26 1,790 1,790 0.00 569 584 2.64
2017‑09‑30 13F-HR SXT / Sensient Technologies Corp. 76.90 21,041 21,041 0.00 1,694 1,618 -4.49
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 59.45 17,697 15,693 -11.32 997 933 -6.42
2017‑09‑30 13F-HR SRE / Sempra Energy 114.11 7,442 7,449 0.09 839 850 1.31
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 101.90 4,619 12,228 164.73 443 1,246 181.26
2017‑09‑30 13F-HR ELR / SPDR Series Trust 27.95 8,407 8,407 0.00 235 235 0.00
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 161.11 1,638 1,620 -1.10 265 261 -1.51
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.67 0 3,346 0 290
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.85 6,094 6,196 1.67 1,300 1,387 6.69
2017‑09‑30 13F-HR SNA / Snap-On Inc. 149.04 7,259 7,072 -2.58 1,147 1,054 -8.11
2017‑09‑30 13F-HR SCCO / Southern Copper Corp. 39.75 7,211 5,031 -30.23 250 200 -20.00
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 55.96 10,919 11,223 2.78 678 628 -7.37
2017‑09‑30 13F-HR SINA / Sina Corp. 114.75 0 1,865 0 214
2017‑09‑30 13F-HR SXCP / SunCoke Energy Partners LP 17.19 11,100 11,400 2.70 195 196 0.51
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 8.54 16,100 15,100 -6.21 119 129 8.40
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 49.20 5,000 5,000 0.00 246 246 0.00
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 34.55 6,408 6,426 0.28 229 222 -3.06
2017‑09‑30 13F-HR SRCI / SRC Energy Inc 9.67 36,192 36,192 0.00 244 350 43.44
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.72 26,804 29,132 8.69 1,563 1,565 0.13
2017‑09‑30 13F-HR SYF / Synchrony Financial 31.06 29,050 28,850 -0.69 866 896 3.46
2017‑09‑30 13F-HR TNK / Teekay Tankers, Ltd. 1.62 14,183 14,183 0.00 27 23 -14.81
2017‑09‑30 13F-HR TGT / Target Corp. 58.94 9,007 7,346 -18.44 471 433 -8.07
2017‑09‑30 13F-HR TCP / TC Pipelines, LP 52.39 4,600 4,600 0.00 253 241 -4.74
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61.67 13,587 12,989 -4.40 824 801 -2.79
2017‑09‑30 13F-HR TRU / TransUnion 47.24 21,286 20,408 -4.12 922 964 4.56
2017‑09‑30 13F-HR TMK / Torchmark Corp. 80.09 66,984 61,032 -8.89 5,124 4,888 -4.61
2017‑09‑30 13F-HR TMP / Tompkins Financial, Inc. 86.00 0 2,500 0 215
2017‑09‑30 13F-HR TSS / Total System Services, Inc. 65.52 0 14,073 0 922
2017‑09‑30 13F-HR TOWN / Towne Bank (Portsmouth, VA) 33.49 25,000 23,500 -6.00 770 787 2.21
2017‑09‑30 13F-HR TICC / TICC Capital Corp. 6.85 21,260 19,410 -8.70 135 133 -1.48
2017‑09‑30 13F-HR TA / TravelCenters of America LLC 4.24 0 10,148 0 43
2017‑09‑30 13F-HR TLP / TransMontaigne Partners LP 42.65 8,100 8,300 2.47 340 354 4.12
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.74 16,991 17,425 2.55 1,226 1,285 4.81
2017‑09‑30 13F-HR TY / Tri-Continental Corp. 25.54 19,739 20,751 5.13 481 530 10.19
2017‑09‑30 13F-HR TD / Toronto-Dominion Bank (ON) 56.32 4,226 4,350 2.93 213 245 15.02
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.64 88,254 94,279 6.83 6,789 8,451 24.48
2017‑09‑30 13F-HR USG / USG Corp. 32.71 0 6,450 0 211
2017‑09‑30 13F-HR TWO / Two Harbors Investment Corp. 10.10 18,698 19,596 4.80 185 198 7.03
2017‑09‑30 13F-HR TRTN / Triton International Limited 33.30 23,650 21,260 -10.11 791 708 -10.49
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 116.00 10,240 10,241 0.01 1,115 1,188 6.55
2017‑09‑30 13F-HR URI / United Rentals, Inc. 138.79 7,932 7,789 -1.80 894 1,081 20.92
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.89 24,015 13,975 -41.81 429 236 -44.99
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.09 98,551 99,286 0.75 10,899 11,923 9.40
2017‑09‑30 13F-HR TCBK / TriCo Bancshares 40.75 108,079 108,079 0.00 3,799 4,404 15.93
2017‑09‑30 13F-HR FOXA / Twenty-First Century Fox, Inc. 26.38 40,253 41,553 3.23 1,141 1,096 -3.94
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.58 9,014 9,014 0.00 468 483 3.21
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.86 18,094 17,788 -1.69 3,355 3,484 3.85
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.96 5,088 417
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 132.69 1,792 1,854 3.46 228 246 7.89
2017‑09‑30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121.85 5,072 5,072 0.00 597 618 3.52
2017‑09‑30 13F-HR VBK / Vanguard Small-Cap Growth ETF 152.76 4,170 4,170 0.00 608 637 4.77
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.39 2,631 2,631 0.00 357 372 4.20
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.79 2,342 2,342 0.00 217 222 2.30
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.47 40,058 39,837 -0.55 1,151 1,134 -1.48
2017‑09‑30 13F-HR VTR / Ventas, Inc. 65.22 6,016 5,980 -0.60 418 390 -6.70
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.13 3,569 3,569 0.00 286 286 0.00
2017‑09‑30 13F-HR V / Visa, Inc. 105.22 22,425 30,297 35.10 2,103 3,188 51.59
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.59 8,064 8,351 3.56 329 364 10.64
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.31 14,033 18,885 34.58 114 157 37.72
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.63 11,879 11,599 -2.36 876 854 -2.51
2017‑09‑30 13F-HR WB / Weibo Corporation 99.03 0 2,999 0 297
2017‑09‑30 13F-HR WHR / Whirlpool Corp. 184.44 0 31,679 0 5,843
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 2.63 10,790 13,290 23.17 26 35 34.62
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 148.80 7,653 3,891 -49.16 1,026 579 -43.57
2017‑09‑30 13F-HR EAD / Evergreen Income Advantage Fund 8.75 56,768 56,768 0.00 486 497 2.26
2017‑09‑30 13F-HR WDC / Western Digital Corp. 86.46 10,037 6,338 -36.85 889 548 -38.36
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 47.37 5,825 5,827 0.03 267 276 3.37
2017‑09‑30 13F-HR WEC / WEC Energy Group, Inc. 62.75 5,598 5,530 -1.21 344 347 0.87
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.14 100,350 101,335 0.98 7,594 7,918 4.27
2017‑09‑30 13F-HR WPC / W.P. Carey Inc. 67.44 6,028 6,109 1.34 398 412 3.52
2017‑09‑30 13F-HR WPZ / Access Midstream Partners, L.P 38.94 9,722 9,629 -0.96 390 375 -3.85
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.16 37,937 35,117 -7.43 2,102 1,937 -7.85
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. 5.48 41,867 28,119 -32.84 231 154 -33.33
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.01 7,204 6,940 -3.66 241 236 -2.07
2017‑09‑30 13F-HR EVR / Evercore Partners, Inc. 80.25 12,559 11,739 -6.53 885 942 6.44
2017‑09‑30 13F-HR AME / Ametek, Inc. 66.03 19,612 19,612 0.00 1,188 1,295 9.01
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.78 3,701 3,661 -1.08 3,441 3,565 3.60
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 37.39 13,585 13,585 0.00 609 508 -16.58
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 30.82 9,504 9,831 3.44 277 303 9.39
2017‑09‑30 13F-HR CBS / CBS Corp. 57.99 6,322 16,623 162.94 403 964 139.21
2017‑09‑30 13F-HR MRVL / Marvell Technology Group Ltd. 17.89 59,188 58,788 -0.68 978 1,052 7.57
2017‑09‑30 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 6.18 11,982 11,982 0.00 75 74 -1.33
2017‑09‑30 13F-HR MMM / 3M Co. 209.94 4,300 4,368 1.58 895 917 2.46
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.90 3,363 3,466 3.06 201 218 8.46
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.32 7,664 7,864 2.61 574 553 -3.66
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 958.98 3,369 3,267 -3.03 3,062 3,133 2.32
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.68 10,633 10,560 -0.69 859 852 -0.81
2017‑09‑30 13F-HR TOT / Total S.A. 53.53 19,362 41,060 112.06 960 2,198 128.96
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53.95 105,031 106,336 1.24 5,286 5,737 8.53
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 84.54 3,196 3,253 1.78 270 275 1.85
2017‑09‑30 13F-HR DTE / DTE Energy Co. 107.43 4,738 4,766 0.59 501 512 2.20
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.30 16,240 18,540 14.16 194 228 17.53
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 262,733 236,387 -10.03 8,865 9,002 1.55
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.96 24,274 24,282 0.03 336 339 0.89
2017‑09‑30 13F-HR AAPJ / AAP, Inc. 99.13 3,900 2,300 -41.03 455 228 -49.89
2017‑09‑30 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.57 13,100 13,100 0.00 200 204 2.00
2017‑09‑30 13F-HR BBT / BB&T Corp. 46.96 24,197 23,956 -1.00 1,099 1,125 2.37
2017‑09‑30 13F-HR NFG / National Fuel Gas Co. 56.49 3,700 3,700 0.00 207 209 0.97
2017‑09‑30 13F-HR ATHN / athenahealth, Inc. 124.39 3,607 3,457 -4.16 507 430 -15.19
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.08 14,127 13,321 -5.71 773 787 1.81
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.08 54,978 55,822 1.54 6,713 6,480 -3.47
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.45 7,660 11,688 52.58 497 800 60.97
2017‑09‑30 13F-HR OIA / Invesco Municipal Income Opportunities Trust 7.87 10,333 12,333 19.36 80 97 21.25
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.49 114,636 112,972 -1.45 5,120 5,591 9.20
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.56 2,578 2,279 -11.60 361 334 -7.48
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 107.84 8,538 7,938 -7.03 819 856 4.52
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. 64.61 7,561 5,061 -33.06 404 327 -19.06
2017‑09‑30 13F-HR ZBRA / Zebra Technologies Corp. 108.58 8,462 7,893 -6.72 851 857 0.71
2017‑09‑30 13F-HR FNF / Fidelity National Financial, Inc. 47.46 134,631 131,788 -2.11 6,035 6,255 3.65
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.18 28,497 28,497 0.00 400 404 1.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.75 6,880 5,431 -21.06 545 444 -18.53
2017‑09‑30 13F-HR PMM / Putnam Managed Municipal Income Trust 7.57 78,050 86,050 10.25 586 651 11.09
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.12 14,504 14,198 -2.11 244 243 -0.41
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.01 7,473 13,660 82.79 1,212 2,295 89.36
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70.43 10,005 8,079 -19.25 627 569 -9.25
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.53 27,553 7,453 -72.95 1,500 466 -68.93
2017‑09‑30 13F-HR PX / Praxair, Inc. 139.55 1,897 1,985 4.64 251 277 10.36
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.13 3,291 3,294 0.09 397 399 0.50
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.50 19,136 18,076 -5.54 745 696 -6.58
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.34 16,007 16,218 1.32 778 865 11.18
2017‑09‑30 13F-HR PDLI / PDL BioPharma, Inc. 3.37 13,018 16,018 23.05 32 54 68.75
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 63,986 77,595 21.27 4,411 5,780 31.04
2017‑09‑30 13F-HR SDT / SandRidge Mississippian Trust I 1.31 42,000 42,000 0.00 61 55 -9.84
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.67 155,951 156,705 0.48 5,625 5,903 4.94
2017‑09‑30 13F-HR ICLR / ICON plc 114.08 2,130 2,130 0.00 208 243 16.83
2017‑09‑30 13F-HR PGH / Pengrowth Energy Corp. 1.03 134,333 134,333 0.00 106 138 30.19
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 151.00 9,094 8,894 -2.20 1,280 1,343 4.92
2017‑09‑30 13F-HR PII / Polaris Industries, Inc 104.58 8,080 8,080 0.00 745 845 13.42
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 80.54 12,799 12,094 -5.51 933 974 4.39
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 47.76 6,935 7,056 1.74 331 337 1.81
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 340.73 997 901 -9.63 361 307 -14.96
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.69 1,843 2,848 54.53 409 657 60.64
2017‑09‑30 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.12 46,012 48,012 4.35 233 246 5.58
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 82.45 4,225 4,900 15.98 396 404 2.02
2017‑09‑30 13F-HR CPLP / Capital Product Partners L.P. 3.51 22,225 22,225 0.00 76 78 2.63
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.40 4,984 5,188 4.09 275 303 10.18
2017‑09‑30 13F-HR NDRO / Enduro Realty Trust 4.33 18,000 18,000 0.00 59 78 32.20
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.82 27,788 22,926 -17.50 1,088 890 -18.20
2017‑09‑30 13F-HR PRAH / PRA Health Sciences, Inc. 76.18 13,544 11,946 -11.80 1,016 910 -10.43
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 446.94 640 490 -23.44 314 219 -30.25
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.69 53,545 52,237 -2.44 8,201 8,185 -0.20
2017‑09‑30 13F-HR NOK / Nokia Corp. 5.99 111,546 21,203 -80.99 687 127 -81.51
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 22.45 18,663 18,663 0.00 405 419 3.46
2017‑09‑30 13F-HR HPT / Hospitality Properties Trust 28.49 182,018 184,551 1.39 5,306 5,258 -0.90
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 88.47 55,949 56,595 1.15 5,098 5,007 -1.79
2017‑09‑30 13F-HR AABA / Altaba Inc 66.27 4,312 3,712 -13.91 235 246 4.68
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 128.92 3,700 3,700 0.00 453 477 5.30
2017‑09‑30 13F-HR OWE / Obsidian Energy Ltd. 1.07 29,000 26,200 -9.66 37 28 -24.32
2017‑09‑30 13F-HR MFIN / Medallion Financial Corp. 2.19 25,600 25,600 0.00 61 56 -8.20
2017‑09‑30 13F-HR PLG / Platinum Group Metals Ltd. 0.40 10,000 10,000 0.00 8 4 -50.00
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.49 33,647 33,247 -1.19 1,693 1,579 -6.73
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.35 22,378 15,712 -29.79 746 524 -29.76
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.35 10,121 10,123 0.02 188 206 9.57
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 12.67 16,269 19,099 17.40 311 242 -22.19
2017‑09‑30 13F-HR NGG / National Grid Plc 62.67 3,588 3,399 -5.27 225 213 -5.33
2017‑09‑30 13F-HR PDCE / PDC Energy, Inc. 49.04 11,522 11,522 0.00 497 565 13.68
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 57.95 4,892 3,693 -24.51 265 214 -19.25
2017‑09‑30 13F-HR CMO / Capstead Mortgage Corp. 9.67 24,203 24,002 -0.83 252 232 -7.94
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 81.06 6,737 6,785 0.71 527 550 4.36
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 98.34 23,907 6,508 -72.78 2,095 640 -69.45
2017‑09‑30 13F-HR NYMTP / New York Mortgage Trust, Inc. 6.15 28,928 28,928 0.00 180 178 -1.11
2017‑09‑30 13F-HR SYK / Stryker Corp. 142.09 4,150 3,350 -19.28 576 476 -17.36
2017‑09‑30 13F-HR PETX / Aratana Therapeutics, Inc. 6.13 81,000 71,000 -12.35 586 435 -25.77
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.38 2,684 1,970 -26.60 583 444 -23.84
2017‑09‑30 13F-HR CDNS / Cadence Design Systems, Inc. 39.47 28,985 27,136 -6.38 971 1,071 10.30
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.83 12,677 12,382 -2.33 505 518 2.57
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 55.41 104,261 120,443 15.52 5,438 6,674 22.73
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.38 6,316 5,675 -10.15 634 581 -8.36
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 56.78 4,505 6,076 34.87 242 345 42.56
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 15.34 61,077 21,318 -65.10 723 327 -54.77
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.71 9,333 8,432 -9.65 825 748 -9.33
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.76 22,425 31,975 42.59 280 408 45.71
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 185.07 9,700 10,126 4.39 1,372 1,874 36.59
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.06 1,428 1,430 0.14 317 339 6.94
2017‑09‑30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.35 11,367 10,382 -8.67 248 232 -6.45
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.29 119,173 117,902 -1.07 2,430 2,156 -11.28
2017‑09‑30 13F-HR WWE / World Wrestling Entertainment, Inc. 23.55 40,100 12,100 -69.83 817 285 -65.12
2017‑09‑30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.22 17,954 18,654 3.90 268 284 5.97
2017‑09‑30 13F-HR QLD / ProShares Ultra QQQ 64.16 2,000 7,793 289.65 231 500 116.45
2017‑09‑30 13F-HR CRZO / Carrizo Oil & Gas, Inc. 17.14 33,911 32,021 -5.57 591 549 -7.11
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.15 39,004 39,006 0.01 1,867 1,917 2.68
2017‑09‑30 13F-HR DPZ / Dominos Pizza Inc. 198.67 1,996 1,651 -17.28 422 328 -22.27
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.46 41,714 36,346 -12.87 7,184 6,777 -5.67
2017‑09‑30 13F-HR MATW / Matthews International Corp. 62.24 27,650 27,650 0.00 1,694 1,721 1.59
2017‑09‑30 13F-HR HDSN / Hudson Technologies, Inc. 7.80 14,500 19,750 36.21 123 154 25.20
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.22 42,930 42,193 -1.72 3,362 3,258 -3.09
2017‑09‑30 13F-HR PWOD / Penns Woods Bancorp, Inc. 46.55 5,005 5,005 0.00 206 233 13.11
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.31 80,423 80,318 -0.13 6,471 6,531 0.93
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.33 1,236 1,197 -3.16 383 399 4.18
2017‑09‑30 13F-HR AGN / Allergan plc 204.90 4,223 4,446 5.28 1,027 911 -11.30
2017‑09‑30 13F-HR O / Realty Income Corp. 57.17 14,179 14,517 2.38 782 830 6.14
2017‑09‑30 13F-HR HGT / Hugoton Royalty Trust 1.88 13,333 13,333 0.00 24 25 4.17
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.71 2,625 2,625 0.00 287 288 0.35
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.86 108,303 119,609 10.44 7,853 10,628 35.34
2017‑09‑30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 11.31 51,601 52,707 2.14 566 596 5.30
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 47.13 10,800 8,700 -19.44 382 410 7.33
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 23.04 12,045 11,460 -4.86 269 264 -1.86
2017‑09‑30 13F-HR UPL / Ultra Petroleum Corp. 8.64 14,922 14,922 0.00 162 129 -20.37
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.25 15,086 14,344 -4.92 3,648 3,604 -1.21
2017‑09‑30 13F-HR MPW / Medical Properties Trust Inc. 13.12 30,916 36,962 19.56 398 485 21.86
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.54 24,934 24,361 -2.30 2,135 1,889 -11.52
2017‑09‑30 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.50 165,861 178,225 7.45 1,025 1,158 12.98
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 216,304 199,148 -7.93 5,842 4,815 -17.58
2017‑09‑30 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 61.23 10,175 10,125 -0.49 543 620 14.18
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18.89 20,501 20,436 -0.32 490 386 -21.22
2017‑09‑30 13F-HR HUM / Humana, Inc. 243.78 2,329 2,330 0.04 560 568 1.43
2017‑09‑30 13F-HR TCAP / Triangle Capital Corp. 14.28 13,106 13,374 2.04 231 191 -17.32
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.25 9,477 9,780 3.20 658 687 4.41
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 396,941 388,733 -2.07 57,167 59,911 4.80
2017‑09‑30 13F-HR MKC / McCormick & Co., Inc. 102.50 3,005 3,005 0.00 293 308 5.12
2017‑09‑30 13F-HR PMO / Putnam Municipal Opportunities Trust 12.66 14,300 14,300 0.00 179 181 1.12
2017‑09‑30 13F-HR NG / NovaGold Resources Inc. 4.11 26,300 26,300 0.00 120 108 -10.00
2017‑09‑30 13F-HR DHY / Credit Suisse High Yield Bond Fund 2.88 93,483 88,483 -5.35 265 255 -3.77
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.92 5,656 5,356 -5.30 256 262 2.34
2017‑09‑30 13F-HR HOMB / Home BancShares, Inc. 25.22 420,182 426,011 1.39 10,463 10,744 2.69
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.21 7,098 7,122 0.34 521 557 6.91
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 127.75 3,369 3,139 -6.83 414 401 -3.14
2017‑09‑30 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 14.90 14,500 14,500 0.00 215 216 0.47
2017‑09‑30 13F-HR SYN / Synthetic Biologics, Inc. 0.94 140,012 140,012 0.00 79 131 65.82
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.92 97,989 28,418 -71.00 6,610 2,186 -66.93
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.03 26,200 29,816 13.80 1,854 2,416 30.31
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.52 825,279 823,910 -0.17 4,514 4,548 0.75
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.49 11,244 11,005 -2.13 1,399 1,425 1.86
2017‑09‑30 13F-HR NMM / Navios Maritime Partners L.P. 2.04 11,751 11,751 0.00 19 24 26.32
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.77 18,298 14,298 -21.86 151 154 1.99
2017‑09‑30 13F-HR BFK / BlackRock Municipal Income Trust 14.27 29,156 29,156 0.00 412 416 0.97
2017‑09‑30 13F-HR GABELLI MULTIMEDIA TR INC / (36239Q109) 9.70 21,551 22,274 3.35 193 216 11.92
2017‑09‑30 13F-HR CI / Cigna Corp. 187.07 2,979 3,079 3.36 499 576 15.43
2017‑09‑30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.62 0 28,820 0 162
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.74 2,231 2,292 2.73 360 428 18.89
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.64 9,168 9,216 0.52 845 863 2.13
2017‑09‑30 13F-HR VGR / Vector Group, Ltd. 20.50 9,938 10,440 5.05 212 214 0.94
2017‑09‑30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.02 22,730 22,730 0.00 198 205 3.54
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.20 0 4,606 0 222
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.08 48,556 44,913 -7.50 2,006 2,339 16.60
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 64.49 4,991 8,141 63.11 287 525 82.93
2017‑09‑30 13F-HR SPXX / Nuveen S&P 500 Dynamic Overwrite Fund 15.63 40,357 39,399 -2.37 620 616 -0.65
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30.02 8,506 8,562 0.66 258 257 -0.39
2017‑09‑30 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 14.46 20,226 19,290 -4.63 285 279 -2.11
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.61 959 2,267 136.39 224 550 145.54
2017‑09‑30 13F-HR DG / Dollar General Corp. 81.02 7,337 6,739 -8.15 529 546 3.21
2017‑09‑30 13F-HR MS / Morgan Stanley 48.16 24,892 56,120 125.45 1,109 2,703 143.73
2017‑09‑30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 51.86 4,300 4,300 0.00 216 223 3.24
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 307.46 1,090 1,005 -7.80 454 309 -31.94
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 79.57 5,000 4,700 -6.00 436 374 -14.22
2017‑09‑30 13F-HR T / AT & T, Inc. 39.17 191,487 357,470 86.68 7,225 14,002 93.80
2017‑09‑30 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.10 28,078 28,078 0.00 74 87 17.57
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.68 21,310 21,462 0.71 2,669 2,912 9.10
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 151.05 13,934 5,634 -59.57 2,148 851 -60.38
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313.26 2,866 2,806 -2.09 778 879 12.98
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.14 3,236 3,428 5.93 269 285 5.95
2017‑09‑30 13F-HR WPM / Wheaton Precious Metals Corp. 72,085 0 -100.00 1,434 0 -100.00
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. 2,300 0 -100.00 238 0 -100.00
2017‑09‑30 13F-HR PPL / PPL Corp. 5,214 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR SFL / Ship Finance International Limited 10,010 0 -100.00 136 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. 6,298 0 -100.00 589 0 -100.00
2017‑09‑30 13F-HR ADTN / ADTRAN, Inc. 140,001 0 -100.00 2,891 0 -100.00
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 6,107 0 -100.00 1,149 0 -100.00
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 4,997 0 -100.00 636 0 -100.00
2017‑09‑30 13F-HR AAXN / Axon Enterprise Inc 12,616 0 -100.00 317 0 -100.00
2017‑09‑30 13F-HR BTG / B2Gold Corp. 10,534 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 13,200 0 -100.00 168 0 -100.00
2017‑09‑30 13F-HR BBRY / BlackBerry Ltd. 24,293 0 -100.00 243 0 -100.00
2017‑09‑30 13F-HR BWP / Boardwalk Pipeline Partners L.P 11,241 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR BRKR / Bruker Corp. 8,227 0 -100.00 237 0 -100.00
2017‑09‑30 13F-HR CCJ / Cameco Corp. 15,204 0 -100.00 138 0 -100.00
2017‑09‑30 13F-HR CRUS / Cirrus Logic, Inc. 3,949 0 -100.00 248 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 14,255 0 -100.00 99 0 -100.00
2017‑09‑30 13F-HR COH / Coach, Inc. 9,864 0 -100.00 467 0 -100.00
2017‑09‑30 13F-HR DFT / Dupont Fabros Technology, Inc. 4,456 0 -100.00 273 0 -100.00
2017‑09‑30 13F-HR FFIV / F5 Networks, Inc. 2,040 0 -100.00 259 0 -100.00
2017‑09‑30 13F-HR FDC / First Data Corporation 61,700 0 -100.00 1,123 0 -100.00
2017‑09‑30 13F-HR FIVE / Five Below, Inc. 6,367 0 -100.00 314 0 -100.00
2017‑09‑30 13F-HR GLPI / Gaming and Leisure Properties, Inc. 6,876 0 -100.00 259 0 -100.00
2017‑09‑30 13F-HR GPS / Gap, Inc. (The) 29,971 0 -100.00 659 0 -100.00
2017‑09‑30 13F-HR GFI / Gold Fields Ltd. 11,900 0 -100.00 41 0 -100.00
2017‑09‑30 13F-HR HZNP / Horizon Pharma plc 10,500 0 -100.00 125 0 -100.00
2017‑09‑30 13F-HR HNP / Huaneng Power International, Inc. 8,984 0 -100.00 250 0 -100.00
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 3,150 0 -100.00 381 0 -100.00
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 2,258 0 -100.00 335 0 -100.00
2017‑09‑30 13F-HR KAP / KCAP Financial, Inc. 22,585 0 -100.00 80 0 -100.00
2017‑09‑30 13F-HR LAMR / Lamar Advertising Co. REIT 75,734 0 -100.00 5,572 0 -100.00
2017‑09‑30 13F-HR MAS / Masco Corp. 12,171 0 -100.00 465 0 -100.00
2017‑09‑30 13F-HR MUX / McEwen Mining Inc. 26,995 0 -100.00 71 0 -100.00
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 3,608 0 -100.00 278 0 -100.00
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 7,881 0 -100.00 775 0 -100.00
2017‑09‑30 13F-HR PBI / Pitney Bowes, Inc. 10,559 0 -100.00 159 0 -100.00
2017‑09‑30 13F-HR POOL / Pool Corp. 7,703 0 -100.00 906 0 -100.00
2017‑09‑30 13F-HR STT / State Street Corp. 10,612 0 -100.00 952 0 -100.00
2017‑09‑30 13F-HR TCPC / TCP Capital Corp. 10,777 0 -100.00 182 0 -100.00
2017‑09‑30 13F-HR TTC / Toro Company (The) 15,877 0 -100.00 1,100 0 -100.00
2017‑09‑30 13F-HR TNH / Terra Nitrogen Co., L.P. 2,490 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR TRMB / Trimble Navigation Ltd. 7,314 0 -100.00 261 0 -100.00
2017‑09‑30 13F-HR TTMI / TTM Technologies, Inc. 53,431 0 -100.00 928 0 -100.00
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 11,910 0 -100.00 259 0 -100.00
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 11,434 0 -100.00 198 0 -100.00
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 1,490 0 -100.00 220 0 -100.00
2017‑09‑30 13F-HR WEN / The Wendy's Company 14,149 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR ZG / Zillow Group, Inc. Class A 5,821 0 -100.00 285 0 -100.00
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 14,324 0 -100.00 170 0 -100.00
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 8,389 0 -100.00 279 0 -100.00
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 2,395 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 5,354 0 -100.00 480 0 -100.00
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 14,015 0 -100.00 324 0 -100.00
2017‑09‑30 13F-HR IRT / Independence Realty Trust, Inc. 17,450 0 -100.00 172 0 -100.00
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 4,565 0 -100.00 228 0 -100.00
2017‑09‑30 13F-HR GPL / Great Panther Silver Ltd 22,700 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 1,822 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 1,486 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 139,992 0 -100.00 8,829 0 -100.00
2017‑09‑30 13F-HR ALJ / Alon USA Energy, Inc. 11,667 0 -100.00 155 0 -100.00
2017‑09‑30 13F-HR OKS / ONEOK Partners, L.P. 18,494 0 -100.00 944 0 -100.00
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 12,875 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR INO / Inovio Pharmaceuticals, Inc. 12,400 0 -100.00 97 0 -100.00
2017‑09‑30 13F-HR MASI / Masimo Corp. 10,658 0 -100.00 972 0 -100.00
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 12,610 0 -100.00 981 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 6,095 0 -100.00 492 0 -100.00
2017‑09‑30 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 11,400 0 -100.00 133 0 -100.00
2017‑09‑30 13F-HR IPG / Interpublic Group of Companies, Inc. (The) 198,982 0 -100.00 4,895 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 11,317 0 -100.00 736 0 -100.00
2017‑09‑30 13F-HR TXT / Textron, Inc. 17,100 0 -100.00 805 0 -100.00
2017‑09‑30 13F-HR BC / Brunswick Corp. 14,286 0 -100.00 896 0 -100.00
2017‑09‑30 13F-HR RRC / Range Resources Corp. 34,020 0 -100.00 788 0 -100.00
2017‑09‑30 13F-HR DI / PIMCO Enhanced Short Maturity Strategy Fund 3,324 0 -100.00 338 0 -100.00
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 4,154 0 -100.00 1,194 0 -100.00
2017‑09‑30 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 10,229 0 -100.00 159 0 -100.00
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 5,614 0 -100.00 303 0 -100.00
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 21.18 12,750 11,000 -13.73 265 233 -12.08
2017‑09‑30 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 14.63 14,492 14,492 0.00 217 212 -2.30
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 14.40 40,000 40,000 0.00 573 576 0.52
2017‑09‑30 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 15.62 18,190 18,690 2.75 271 292 7.75