InvestorSheaff Brock Investment Advisors, LLC
Portfolio Value $ 1,023,918,000
Current Positions539
Opened Positions5
Closed Positions65


Latest Holdings, Performance, AUM (from 13F, 13D)

Sheaff Brock Investment Advisors, LLC - Portfolio Value

Sheaff Brock Investment Advisors, LLC has disclosed 539 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,023,918,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sheaff Brock Investment Advisors, LLC's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , Apple, Inc. (NASDAQ:AAPL) , Exxon Mobil Corp. (NYSE:XOM) , Amazon.com, Inc. (NASDAQ:AMZN) , and Boeing Company (The) (NYSE:BA) . Sheaff Brock Investment Advisors, LLC's new positions include SPDR S&P Regional Banking ETF (NYSE:KRE) , SPDR S&P Biotech ETF (NYSE:XBI) , Amazon.com, Inc. (NASDAQ:AMZN) , PGT, Inc. (NYSE:PGTI) , and Broadridge Financial Solutions, Inc. (NYSE:BR) .

All Sheaff Brock Investment Advisors, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on July 31, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR MMM / 3M Co. 196.82 4,411 4,146 -6.01 968 816 -15.70
2018-06-30 13F-HR FNG / AdvisorShares New Tech and Media Call 0.00 15,000 0
2018-06-30 13F-HR BA / Boeing Company (The) Put 336.00 1,000 336
2018-06-30 13F-HR BR / Broadridge Financial Solutions, Inc. 115.07 8,951 1,030
2018-06-30 13F-HR CBS / CBS Corp. 56.18 13,376 12,477 -6.72 687 701 2.04
2018-06-30 13F-HR CELG / Celgene Corp. Call 79.50 4,000 318
2018-06-30 13F-HR CMG / Chipotle Mexican Grill, Inc. Put 431.00 1,000 431
2018-06-30 13F-HR EMR / Emerson Electric Co. 69.13 0 15,796 0 1,092
2018-06-30 13F-HR ENTG / Entegris, Inc. 33.91 27,127 920
2018-06-30 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 10.03 20,741 208
2018-06-30 13F-HR INTC / Intel Corp. 49.71 249,599 210,672 -15.60 12,999 10,472 -19.44
2018-06-30 13F-HR ITW / Illinois Tool Works, Inc. 138.42 3,109 2,832 -8.91 487 392 -19.51
2018-06-30 13F-HR ISRG / Intuitive Surgical, Inc. Put 478.00 1,000 478
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 17.67 38,871 40,299 3.67 585 712 21.71
2018-06-30 13F-HR NFLX / Netflix, Inc. Put 391.00 1,000 391
2018-06-30 13F-HR NVDA / NVIDIA Corp. Call 237.00 2,000 474
2018-06-30 13F-HR PGIM GLOBAL SHORT DURATION H / (69346J106) 13.66 14,500 198
2018-06-30 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 11.42 29,600 338
2018-06-30 13F-HR PLD / Prologis, Inc. 65.57 3,096 203
2018-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF Call 83.40 5,000 417
2018-06-30 13F-HR SEND / SendGrid, Inc. 26.53 20,125 534
2018-06-30 13F-HR TRV / Travelers Companies, Inc. (The) 122.34 12,651 13,511 6.80 1,757 1,653 -5.92
2018-06-30 13F-HR VB / Vanguard Small-Cap ETF 155.54 2,631 2,591 -1.52 387 403 4.13
2018-06-30 13F-HR WARRIOR MET COAL INC / (93627C101) 27.57 34,890 962
2018-06-30 13F-HR WM / Waste Management, Inc. 81.40 6,916 6,265 -9.41 582 510 -12.37
2018-06-30 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 4.81 59,212 285
2018-06-30 13F-HR XHR / Xenia Hotels & Resorts Inc. 24.37 8,822 215
2018-06-30 13F-HR COL / Rockwell Collins, Inc. 134.63 3,661 2,934 -19.86 494 395 -20.04
2018-06-30 13F-HR TRTN / Triton International Limited 30.68 16,478 16,458 -0.12 504 505 0.20
2018-06-30 13F-HR PII / Polaris Industries, Inc 122.18 7,800 7,800 0.00 893 953 6.72
2018-06-30 13F-HR SRC / Spirit Realty Capital, Inc. 8.01 15,100 15,100 0.00 117 121 3.42
2018-06-30 13F-HR DNP / DNP Select Income Fund, Inc. 10.77 20,620 16,620 -19.40 212 179 -15.57
2018-06-30 13F-HR AEE / Ameren Corp. 60.85 5,537 5,538 0.02 314 337 7.32
2018-06-30 13F-HR ATVI / Activision Blizzard, Inc. 76.27 6,581 4,969 -24.49 444 379 -14.64
2018-06-30 13F-HR PGH / Pengrowth Energy Corp. 123,933 0 -100.00 79 0 -100.00
2018-06-30 13F-HR CIM / Chimera Investment Corp. 12,734 0 -100.00 222 0 -100.00
2018-06-30 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 11,180 0 -100.00 207 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. 5,978 0 -100.00 565 0 -100.00
2018-06-30 13F-HR HDS / Hd Supply Inc. 10,100 0 -100.00 383 0 -100.00
2018-06-30 13F-HR JPS / Nuveen Preferred Securities Income Fund 12,460 0 -100.00 122 0 -100.00
2018-06-30 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 12,721 0 -100.00 279 0
2018-06-30 13F-HR THO / Thor Industries, Inc. 7,114 0 -100.00 819 0 -100.00
2018-06-30 13F-HR APH / Amphenol Corp. 10,743 0 -100.00 925 0 -100.00
2018-06-30 13F-HR IAU / iShares Gold Trust 12,590 0 -100.00 160 0 -100.00
2018-06-30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 15,834 0 -100.00 75 0 -100.00
2018-06-30 13F-HR CSAL / Communications Sales & Leasing, Inc. 16,948 0 -100.00 275 0 -100.00
2018-06-30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 12,734 0 -100.00 236 0 -100.00
2018-06-30 13F-HR OBCI / Ocean Bio-Chem, Inc. 40,600 0 -100.00 167 0 -100.00
2018-06-30 13F-HR HFC / HollyFrontier Corp. 4,607 0 -100.00 225 0 -100.00
2018-06-30 13F-HR PXD / Pioneer Natural Resources Co. 1,288 0 -100.00 221 0 -100.00
2018-06-30 13F-HR WWE / World Wrestling Entertainment, Inc. 21,603 0 -100.00 778 0 -100.00
2018-06-30 13F-HR ORC / Orchid Island Capital, Inc. 10,863 0 -100.00 80 0 -100.00
2018-06-30 13F-HR TXT / Textron, Inc. 7,050 0 -100.00 416 0 -100.00
2018-06-30 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 10,835 0 -100.00 237 0 -100.00
2018-06-30 13F-HR BWP / Boardwalk Pipeline Partners L.P 10,072 0 -100.00 102 0 -100.00
2018-06-30 13F-HR AVY / Avery Dennison Corp. 8,948 0 -100.00 951 0 -100.00
2018-06-30 13F-HR TCP / TC Pipelines, LP 6,600 0 -100.00 229 0 -100.00
2018-06-30 13F-HR HD / Home Depot, Inc. (The) Call 2,000 0 -100.00 356 0 -100.00
2018-06-30 13F-HR ABT / Abbott Laboratories 60.98 11,966 11,102 -7.22 717 677 -5.58
2018-06-30 13F-HR ACN / Accenture plc 163.58 14,919 14,580 -2.27 2,290 2,385 4.15
2018-06-30 13F-HR ABERDEEN TOTAL DYNAMIC DIVD / COM SH BEN INT (00326L100) 8.74 39,480 345
2018-06-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF Call 2,300 0 -100.00 233 0 -100.00
2018-06-30 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 15.28 50,000 50,000 0.00 1,124 764 -32.03
2018-06-30 13F-HR ABBV / AbbVie Inc. 92.65 97,371 109,987 12.96 9,216 10,190 10.57
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,129.23 3,833 3,846 0.34 3,975 4,343 9.26
2018-06-30 13F-HR GOOGL / Alphabet Inc. Call 1,129.29 1,300 1,400 7.69 1,348 1,581 17.28
2018-06-30 13F-HR ALL / Allstate Corp. (The) 91.24 23,369 15,169 -35.09 2,215 1,384 -37.52
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,115.67 3,247 3,121 -3.88 3,350 3,482 3.94
2018-06-30 13F-HR AAP / Advance Auto Parts, Inc. 135.50 1,772 1,572 -11.29 210 213 1.43
2018-06-30 13F-HR NCV / AGIC Convertible & Income Fund 6.96 13,427 12,929 -3.71 90 90 0.00
2018-06-30 13F-HR YHOO / Yahoo! Inc. 73.28 4,162 4,162 0.00 308 305 -0.97
2018-06-30 13F-HR AKS / AK Steel Holding Corp. 4.35 16,100 16,100 0.00 73 70 -4.11
2018-06-30 13F-HR AGNC / AGNC Investment Corp. 18.58 37,323 37,671 0.93 706 700 -0.85
2018-06-30 13F-HR NCZ / AGIC Convertible & Income Fund II 6.05 27,223 27,623 1.47 162 167 3.09
2018-06-30 13F-HR AAV / Advantage Oil & Gas Ltd. 3.10 55,400 55,400 0.00 163 172 5.52
2018-06-30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 11.54 30,049 14,649 -51.25 357 169 -52.66
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited 185.55 19,696 19,051 -3.27 3,615 3,535 -2.21
2018-06-30 13F-HR AFL / AFLAC, Inc. 43.01 9,359 8,160 -12.81 410 351 -14.39
2018-06-30 13F-HR AMLP / Alerian ETF 10.11 24,665 26,794 8.63 231 271 17.32
2018-06-30 13F-HR AME / Ametek, Inc. 72.15 19,612 19,612 0.00 1,490 1,415 -5.03
2018-06-30 13F-HR BIDU / Baidu, Inc. Put 243.00 1,000 243
2018-06-30 13F-HR ATHN / athenahealth, Inc. 159.05 3,087 3,087 0.00 442 491 11.09
2018-06-30 13F-HR ADM / Archer-Daniels-Midland Co. 45.83 29,646 28,147 -5.06 1,286 1,290 0.31
2018-06-30 13F-HR AN / AutoNation, Inc. 48.57 4,468 4,468 0.00 209 217 3.83
2018-06-30 13F-HR AMX / America Movil S.A.B. de CV 16.66 54,858 54,858 0.00 1,047 914 -12.70
2018-06-30 13F-HR NLY / Annaly Capital Management, Inc. 10.28 77,571 88,871 14.57 809 914 12.98
2018-06-30 13F-HR MO / Altria Group, Inc. 56.79 94,341 93,307 -1.10 5,879 5,299 -9.87
2018-06-30 13F-HR AAL / American Airlines Group Inc. 37.95 11,329 10,987 -3.02 589 417 -29.20
2018-06-30 13F-HR ANET / Arista Networks, Inc. 257.41 1,130 1,080 -4.42 288 278 -3.47
2018-06-30 13F-HR ADP / Automatic Data Processing, Inc. 134.06 5,187 4,938 -4.80 589 662 12.39
2018-06-30 13F-HR AMGN / Amgen Inc. 184.58 40,612 40,855 0.60 6,924 7,541 8.91
2018-06-30 13F-HR AIG / American International Group, Inc. 53.06 0 8,179 0 434
2018-06-30 13F-HR AAXN / Axon Enterprise Inc 63.12 0 4,056 0 256
2018-06-30 13F-HR AINV / Apollo Investment Corp. 5.58 25,468 25,468 0.00 133 142 6.77
2018-06-30 13F-HR AEP / American Electric Power Company, Inc. 69.23 8,305 7,916 -4.68 570 548 -3.86
2018-06-30 13F-HR ANH / Anworth Mortgage Asset Corp. 5.00 15,200 15,200 0.00 73 76 4.11
2018-06-30 13F-HR APC / Anadarko Petroleum Corp. 73.22 5,256 5,436 3.42 318 398 25.16
2018-06-30 13F-HR APTV / Aptiv PLC 91.54 2,610 2,611 0.04 222 239 7.66
2018-06-30 13F-HR AMAT / Applied Materials, Inc. 46.19 47,488 32,125 -32.35 2,641 1,484 -43.81
2018-06-30 13F-HR ANDV / Andeavor Corp. 131.16 0 4,285 0 562
2018-06-30 13F-HR ARR / ARMOUR Residential REIT, Inc. 22.83 8,893 8,893 0.00 207 203 -1.93
2018-06-30 13F-HR T / AT & T, Inc. 32.11 340,705 196,437 -42.34 12,146 6,308 -48.07
2018-06-30 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.24 24,880 404
2018-06-30 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 13.18 14,492 191
2018-06-30 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 13.45 40,000 538
2018-06-30 13F-HR BRANDYWINEGBL GLBAL INM OPRT / (10537L104) 11.42 12,000 137
2018-06-30 13F-HR BBT / BB&T Corp. 50.44 24,192 24,978 3.25 1,259 1,260 0.08
2018-06-30 13F-HR XBGTX / BlackRock Floating Rate Income 13.89 13,300 22,900 72.18 193 318 64.77
2018-06-30 13F-HR BRK.A / Berkshire Hathaway, Inc. 282,071.43 14 14 0.00 4,187 3,949 -5.68
2018-06-30 13F-HR BKNG / Booking Holdings Inc. 2,026.49 302 302 0.00 628 612 -2.55
2018-06-30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.18 56,673 56,673 0.00 495 520 5.05
2018-06-30 13F-HR BX / Blackstone Group L.P. (The) 32.17 15,904 15,914 0.06 508 512 0.79
2018-06-30 13F-HR BP / BP Plc 45.68 50,166 18,650 -62.82 2,034 852 -58.11
2018-06-30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.90 4,564 4,564 0.00 235 246 4.68
2018-06-30 13F-HR BA / Boeing Company (The) 335.51 42,930 41,951 -2.28 14,076 14,075 -0.01
2018-06-30 13F-HR BIDU / Baidu, Inc. 242.97 2,169 2,169 0.00 484 527 8.88
2018-06-30 13F-HR BXE / Bellatrix Exploration Ltd 1.03 10,642 10,642 0.00 11 11 0.00
2018-06-30 13F-HR BWA / BorgWarner, Inc. 43.14 24,064 22,066 -8.30 1,209 952 -21.26
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 186.63 18,099 19,156 5.84 3,610 3,575 -0.97
2018-06-30 13F-HR BOE / BlackRock Global Opportunity Equity Trust 11.08 10,834 10,834 0.00 125 120 -4.00
2018-06-30 13F-HR BIIB / Biogen Inc. 290.16 2,509 2,509 0.00 687 728 5.97
2018-06-30 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 22.66 9,134 207
2018-06-30 13F-HR BKD / Brookdale Senior Living, Inc. 9.07 20,500 20,500 0.00 138 186 34.78
2018-06-30 13F-HR CGC / Canopy Growth Corporation 29.28 10,485 307
2018-06-30 13F-HR CPLP / Capital Product Partners L.P. 3.08 22,225 16,225 -27.00 69 50 -27.54
2018-06-30 13F-HR AVGO / Broadcom Limited 243.11 2,092 1,016 -51.43 493 247 -49.90
2018-06-30 13F-HR CPB / Campbell Soup Co. 40.62 5,637 5,638 0.02 244 229 -6.15
2018-06-30 13F-HR CCL / Carnival Corp. 57.30 18,756 17,714 -5.56 1,230 1,015 -17.48
2018-06-30 13F-HR CDNS / Cadence Design Systems, Inc. 43.29 23,603 23,424 -0.76 868 1,014 16.82
2018-06-30 13F-HR CRZO / Carrizo Oil & Gas, Inc. 27.86 60,850 21,000 -65.49 974 585 -39.94
2018-06-30 13F-HR CHW / Calamos Global Dynamic Income Fund 9.02 22,399 22,399 0.00 201 202 0.50
2018-06-30 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.79 20,521 21,976 7.09 228 259 13.60
2018-06-30 13F-HR KMX / CarMax, Inc. 73.02 0 3,095 0 226
2018-06-30 13F-HR CELG / Celgene Corp. 79.42 34,122 34,122 0.00 3,044 2,710 -10.97
2018-06-30 13F-HR CNXC / CNX Coal Resources LP 346 343 -0.87
2018-06-30 13F-HR CBG / CBRE Group, Inc. 47.73 24,534 24,009 -2.14 1,158 1,146 -1.04
2018-06-30 13F-HR CDW / CDW Corporation 80.83 0 11,964 0 967
2018-06-30 13F-HR CX / Cemex S.A.B de C.V. 6.57 25,214 25,414 0.79 167 167 0.00
2018-06-30 13F-HR CAT / Caterpillar, Inc. 135.67 15,277 17,778 16.37 2,251 2,412 7.15
2018-06-30 13F-HR CAG / ConAgra Foods, Inc. 35.76 13,169 13,170 0.01 486 471 -3.09
2018-06-30 13F-HR STZ / Constellation Brands, Inc. Call 218.67 2,500 1,500 -40.00 570 328 -42.46
2018-06-30 13F-HR CMI / Cummins, Inc. 132.99 8,000 8,091 1.14 1,297 1,076 -17.04
2018-06-30 13F-HR CVX / Chevron Corp. 126.43 47,305 62,905 32.98 5,395 7,953 47.41
2018-06-30 13F-HR CNS / Cohen & Steers Inc. 12.00 11,336 11,336 0.00 134 136 1.49
2018-06-30 13F-HR CLX / Clorox Company (The) 135.12 1,780 1,791 0.62 237 242 2.11
2018-06-30 13F-HR CLVS / Clovis Oncology, Inc. 45.43 7,226 4,446 -38.47 382 202 -47.12
2018-06-30 13F-HR CNC / Centene Corp. 123.20 14,018 12,784 -8.80 1,498 1,575 5.14
2018-06-30 13F-HR CMA / Comerica, Inc. 90.95 3,969 3,969 0.00 381 361 -5.25
2018-06-30 13F-HR GLW / Corning, Inc. 27.51 57,260 41,766 -27.06 1,596 1,149 -28.01
2018-06-30 13F-HR COP / ConocoPhillips 69.63 29,852 29,472 -1.27 1,770 2,052 15.93
2018-06-30 13F-HR KO / Coca Cola Co. 43.87 75,606 74,772 -1.10 3,284 3,280 -0.12
2018-06-30 13F-HR CTSH / Cognizant Technology Solutions Corp. 78.95 0 13,818 0 1,091
2018-06-30 13F-HR CTL / CenturyLink, Inc. 18.64 22,855 21,777 -4.72 376 406 7.98
2018-06-30 13F-HR CC / Chemours Company (The) 44.38 20,101 19,762 -1.69 979 877 -10.42
2018-06-30 13F-HR CL / Colgate-Palmolive Co. 64.85 12,114 10,578 -12.68 868 686 -20.97
2018-06-30 13F-HR C / Citigroup, Inc. 66.92 62,225 45,950 -26.16 4,200 3,075 -26.79
2018-06-30 13F-HR CSX / CSX Corp. 63.82 12,044 5,547 -53.94 671 354 -47.24
2018-06-30 13F-HR COLL / Collegium Pharmaceutical, Inc. 23.85 11,550 27,000 133.77 295 644 118.31
2018-06-30 13F-HR LNG / Cheniere Energy, Inc. 65.21 5,705 5,705 0.00 305 372 21.97
2018-06-30 13F-HR CLF / Cleveland Cliffs, Inc. 8.43 0 22,900 0 193
2018-06-30 13F-HR COST / Costco Wholesale Corp. 209.02 8,736 7,138 -18.29 1,646 1,492 -9.36
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 43.03 191,733 204,250 6.53 8,223 8,789 6.88
2018-06-30 13F-HR EMX RTY CORP / (26873J107) 1.03 42,732 44
2018-06-30 13F-HR DTE / DTE Energy Co. 103.76 3,267 3,267 0.00 341 339 -0.59
2018-06-30 13F-HR EEP / Enbridge Energy Partners, L.P. 10.90 15,593 15,593 0.00 150 170 13.33
2018-06-30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.30 121,256 119,012 -1.85 1,106 1,107 0.09
2018-06-30 13F-HR ETE / Entergy Transfer Equity LP 17.26 15,959 17,959 12.53 227 310 36.56
2018-06-30 13F-HR DUK / Duke Energy Corp. 79.05 21,440 17,849 -16.75 1,661 1,411 -15.05
2018-06-30 13F-HR EBAY / eBay, Inc. 36.30 6,402 6,502 1.56 258 236 -8.53
2018-06-30 13F-HR D / Dominion Resources, Inc. 68.18 22,521 18,363 -18.46 1,519 1,252 -17.58
2018-06-30 13F-HR FANG / Diamondback Energy, Inc. 131.63 3,800 4,300 13.16 481 566 17.67
2018-06-30 13F-HR ENB / Enbridge Inc. 35.72 12,439 12,346 -0.75 391 441 12.79
2018-06-30 13F-HR EV / Eaton Vance Corp. 11.81 43,991 44,111 0.27 508 521 2.56
2018-06-30 13F-HR DPZ / Dominos Pizza Inc. 282.37 1,451 1,452 0.07 339 410 20.94
2018-06-30 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 15.29 13,202 11,639 -11.84 184 178 -3.26
2018-06-30 13F-HR DFS / Discover Financial Services 70.41 104,326 91,162 -12.62 7,504 6,419 -14.46
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.92 151,199 151,294 0.06 9,633 9,973 3.53
2018-06-30 13F-HR DGII / Digi International Inc. 13.19 13,500 13,500 0.00 139 178 28.06
2018-06-30 13F-HR DRE / Duke Realty Corp. 29.02 24,565 24,879 1.28 650 722 11.08
2018-06-30 13F-HR DLR / Digital Realty Trust, Inc. 111.55 8,942 9,538 6.67 942 1,064 12.95
2018-06-30 13F-HR EVR / Evercore Partners, Inc. 105.41 11,010 9,980 -9.36 960 1,052 9.58
2018-06-30 13F-HR FE / FirstEnergy Corp. 35.96 6,846 6,257 -8.60 233 225 -3.43
2018-06-30 13F-HR FTF / Franklin Templeton Limited Duration Income Trust 10.90 10,000 109
2018-06-30 13F-HR ES / Eversource Energy 58.59 15,923 15,839 -0.53 938 928 -1.07
2018-06-30 13F-HR F / Ford Motor Co. 11.07 375,355 367,504 -2.09 4,159 4,068 -2.19
2018-06-30 13F-HR FL / Foot Locker, Inc. 52.64 25,184 23,916 -5.03 1,147 1,259 9.76
2018-06-30 13F-HR EXC / Exelon Corp. 42.59 9,483 9,016 -4.92 370 384 3.78
2018-06-30 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 18.92 10,365 10,465 0.96 197 198 0.51
2018-06-30 13F-HR FISV / Fiserv, Inc. 74.05 7,400 7,400 0.00 528 548 3.79
2018-06-30 13F-HR ESRX / Express Scripts Holding Co. 77.28 10,983 4,283 -61.00 759 331 -56.39
2018-06-30 13F-HR FDX / FedEx Corp. 226.86 1,759 1,750 -0.51 422 397 -5.92
2018-06-30 13F-HR EPD / Enterprise Products Partners L.P. 27.67 73,161 72,957 -0.28 1,791 2,019 12.73
2018-06-30 13F-HR ETP / Energy Transfer Partners, L.P. 19.04 114,881 116,799 1.67 1,863 2,224 19.38
2018-06-30 13F-HR FEN / First Trust Energy Income & Growth Fund 23.00 12,000 12,000 0.00 261 276 5.75
2018-06-30 13F-HR USBI / United Security Bancshares, Inc. 11.64 53,416 53,416 0.00 611 622 1.80
2018-06-30 13F-HR EXAS / EXACT Sciences Corp. 59.73 7,400 7,400 0.00 298 442 48.32
2018-06-30 13F-HR FPI / Farmland Partners Inc. 8.81 26,000 16,000 -38.46 217 141 -35.02
2018-06-30 13F-HR GABELLI MULTIMEDIA TR INC / (36239Q109) 9.45 16,409 155
2018-06-30 13F-HR GPOR / Gulfport Energy Corp. 12.58 45,000 52,000 15.56 434 654 50.69
2018-06-30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 23.27 13,053 12,159 -6.85 347 283 -18.44
2018-06-30 13F-HR GME / GameStop Corp. 14.55 10,500 10,100 -3.81 133 147 10.53
2018-06-30 13F-HR HQY / HealthEquity, Inc. 74.99 3,652 3,707 1.51 221 278 25.79
2018-06-30 13F-HR GE / General Electric Co. 13.61 153,071 151,203 -1.22 2,063 2,058 -0.24
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 220.67 1,763 2,071 17.47 444 457 2.93
2018-06-30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.53 10,397 9,367 -9.91 230 211 -8.26
2018-06-30 13F-HR HAS / Hasbro, Inc. 92.33 13,704 11,806 -13.85 1,155 1,090 -5.63
2018-06-30 13F-HR HL / Hecla Mining Co. 3.47 56,201 55,291 -1.62 206 192 -6.80
2018-06-30 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.26 157,376 160,252 1.83 963 1,003 4.15
2018-06-30 13F-HR HAL / Halliburton Co. 45.00 6,645 6,845 3.01 312 308 -1.28
2018-06-30 13F-HR GGG / Graco Inc. 45.20 8,097 8,097 0.00 370 366 -1.08
2018-06-30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.16 20,350 16,680 -18.03 100 86 -14.00
2018-06-30 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.50 13,651 13,651 0.00 114 116 1.75
2018-06-30 13F-HR HCA / HCA Holdings Inc. 102.59 0 10,635 0 1,091
2018-06-30 13F-HR GIS / General Mills, Inc. 44.26 7,250 8,879 22.47 327 393 20.18
2018-06-30 13F-HR INTU / Intuit Inc. 204.16 3,027 3,027 0.00 525 618 17.71
2018-06-30 13F-HR IP / International Paper Company 52.08 108,649 109,678 0.95 5,805 5,712 -1.60
2018-06-30 13F-HR HON / Honeywell International, Inc. 143.98 5,647 5,348 -5.29 816 770 -5.64
2018-06-30 13F-HR HES / Hess Corp. 66.91 10,062 9,714 -3.46 509 650 27.70
2018-06-30 13F-HR IR / Ingersoll-Rand plc 89.71 11,601 10,801 -6.90 992 969 -2.32
2018-06-30 13F-HR XON / Intrexon Corp. 13.95 37,052 37,052 0.00 568 517 -8.98
2018-06-30 13F-HR HRL / Hormel Foods Corp. 37.24 15,500 14,500 -6.45 532 540 1.50
2018-06-30 13F-HR IBM / International Business Machines Corp. 139.70 34,952 32,305 -7.57 5,363 4,513 -15.85
2018-06-30 13F-HR IEP / Icahn Enterprises L.P. 71.01 4,490 3,718 -17.19 256 264 3.13
2018-06-30 13F-HR HBAN / Huntington Bancshares, Inc. 14.75 28,811 28,815 0.01 435 425 -2.30
2018-06-30 13F-HR HLI / Houlihan Lokey, Inc. 51.22 21,863 21,595 -1.23 975 1,106 13.44
2018-06-30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 83.81 0 3,150 0 264
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / GBL LISTED PVT (46137V589) 11.99 19,099 229
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / FINL PFD ETF (46137V621) 18.43 11,180 206
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / HIG YLD EQ DIV (46137V563) 17.61 14,198 250
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / FNDMNTL HY CRP (46138E719) 18.30 12,734 233
2018-06-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) Put 171.63 14,100 2,420
2018-06-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) 171.64 12,835 2,203
2018-06-30 13F-HR IQ / iQIYI, Inc. 32.31 7,800 252
2018-06-30 13F-HR IWO / iShares Russell 2000 Growth ETF 204.04 1,039 212
2018-06-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 114.67 3,301 3,305 0.12 387 379 -2.07
2018-06-30 13F-HR REM / iShares Mortgage Real Estate Capped ETF 43.46 0 5,200 0 226
2018-06-30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 11.84 24,750 24,750 0.00 289 293 1.38
2018-06-30 13F-HR EWA / iShares MSCI Australia ETF 22.60 18,763 18,763 0.00 413 424 2.66
2018-06-30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 109.70 8,650 10,675 23.41 916 1,171 27.84
2018-06-30 13F-HR KGJI / Kingold Jewelry Inc. 1.29 14,050 13,950 -0.71 18 18 0.00
2018-06-30 13F-HR KAR / Kar Auction Services, Inc. 54.80 120,798 121,320 0.43 6,547 6,648 1.54
2018-06-30 13F-HR FLOT / iShares Floating Rate Bond ETF 51.00 4,000 4,000 0.00 204 204 0.00
2018-06-30 13F-HR JD / JD.com, Inc. 38.90 9,813 9,050 -7.78 397 352 -11.34
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.03 8,056 8,068 0.15 690 686 -0.58
2018-06-30 13F-HR LLY / Eli Lilly & Co. 85.34 41,501 40,557 -2.27 3,211 3,461 7.79
2018-06-30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 109.79 3,352 3,352 0.00 358 368 2.79
2018-06-30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 106.40 2,625 2,500 -4.76 282 266 -5.67
2018-06-30 13F-HR KHC / Kraft Heinz Company 62.80 28,099 27,498 -2.14 1,750 1,727 -1.31
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 104.20 115,218 115,079 -0.12 12,671 11,991 -5.37
2018-06-30 13F-HR LEG / Leggett & Platt, Inc. 44.61 5,873 5,873 0.00 261 262 0.38
2018-06-30 13F-HR KLAC / KLA-Tencor Corp. 102.53 54,295 60,799 11.98 5,919 6,234 5.32
2018-06-30 13F-HR KSS / Kohl's Corp. 72.81 4,708 4,409 -6.35 308 321 4.22
2018-06-30 13F-HR DVY / iShares Select Dividend ETF 97.77 8,148 7,446 -8.62 775 728 -6.06
2018-06-30 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 3.74 11,500 11,500 0.00 47 43 -8.51
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 43.28 5,476 5,476 0.00 264 237 -10.23
2018-06-30 13F-HR IJH / iShares Core S&P MidCap ETF 194.53 1,579 1,609 1.90 296 313 5.74
2018-06-30 13F-HR LH / Laboratory Corp. of America Holdings 179.51 4,969 4,969 0.00 804 892 10.95
2018-06-30 13F-HR MNK / Maillinckrodt plc. 18.66 12,573 12,859 2.27 182 240 31.87
2018-06-30 13F-HR MRVL / Marvell Technology Group Ltd. 21.45 37,788 36,788 -2.65 794 789 -0.63
2018-06-30 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 4.98 40,200 200
2018-06-30 13F-HR MPLX / MPLX LP 597 621 4.02
2018-06-30 13F-HR MMT / MFS Multimarket Income Trust 5.65 37,500 37,500 0.00 216 212 -1.85
2018-06-30 13F-HR MDLZ / Mondelez International, Inc. 41.01 34,871 32,917 -5.60 1,455 1,350 -7.22
2018-06-30 13F-HR MTB / M & T Bank Corp. 170.25 4,000 4,000 0.00 737 681 -7.60
2018-06-30 13F-HR MAR / Marriott International, Inc. 126.63 2,421 9,421 289.14 329 1,193 262.61
2018-06-30 13F-HR MET / MetLife, Inc. 43.66 9,531 4,833 -49.29 437 211 -51.72
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.71 36,167 35,644 -1.45 1,970 2,164 9.85
2018-06-30 13F-HR MFIN / Medallion Financial Corp. 5.47 25,600 25,800 0.78 119 141 18.49
2018-06-30 13F-HR MMP / Magellan Midstream Partners, L.P. 69.07 27,006 26,569 -1.62 1,576 1,835 16.43
2018-06-30 13F-HR MATW / Matthews International Corp. 58.81 12,650 12,650 0.00 640 744 16.25
2018-06-30 13F-HR MDT / Medtronic plc 85.61 25,343 24,963 -1.50 2,033 2,137 5.12
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. 95.57 6,010 5,389 -10.33 527 515 -2.28
2018-06-30 13F-HR MPW / Medical Properties Trust Inc. 14.04 41,207 39,823 -3.36 536 559 4.29
2018-06-30 13F-HR MAS / Masco Corp. 37.43 25,725 23,725 -7.77 1,040 888 -14.62
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.44 35,080 39,780 13.40 1,829 2,086 14.05
2018-06-30 13F-HR LMT / Lockheed Martin Corp. 295.35 7,118 7,144 0.37 2,405 2,110 -12.27
2018-06-30 13F-HR MPEL / Melco Crown Entertainment Ltd. 28.00 9,300 9,000 -3.23 270 252 -6.67
2018-06-30 13F-HR MAIN / Main Street Capital Corp. 38.04 24,240 23,686 -2.29 894 901 0.78
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 166.97 2,281 3,282 43.88 373 548 46.92
2018-06-30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.30 25,609 20,143 -21.34 337 268 -20.47
2018-06-30 13F-HR NUVEEN HGH INC DEC18 TRGT TR / (67075P103) 9.86 22,200 219
2018-06-30 13F-HR NUVEEN HIGH INCOME NOVEMBER / (67077N106) 9.57 44,000 421
2018-06-30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 14.35 21,538 309
2018-06-30 13F-HR NTAP / NetApp, Inc. 78.57 12,066 12,066 0.00 744 948 27.42
2018-06-30 13F-HR NAT / Nordic American Tankers Ltd 2.69 18,107 17,107 -5.52 35 46 31.43
2018-06-30 13F-HR NOK / Nokia Corp. 5.76 20,960 19,960 -4.77 115 115 0.00
2018-06-30 13F-HR HYB / New America High Income Fund, Inc. 8.62 19,720 19,720 0.00 172 170 -1.16
2018-06-30 13F-HR NKSH / National Bankshares, Inc. 46.39 9,464 9,464 0.00 426 439 3.05
2018-06-30 13F-HR NFLX / Netflix, Inc. 391.42 12,080 12,291 1.75 3,568 4,811 34.84
2018-06-30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 14.62 12,998 14,503 11.58 189 212 12.17
2018-06-30 13F-HR NG / NovaGold Resources Inc. 4.45 26,300 26,300 0.00 114 117 2.63
2018-06-30 13F-HR NOC / Northrop Grumman Corp. 307.61 4,250 3,966 -6.68 1,484 1,220 -17.79
2018-06-30 13F-HR NEOS / Neos Therapeutics, Inc. 6.27 73,998 30,000 -59.46 614 188 -69.38
2018-06-30 13F-HR NRZ / New Residential Investment Corp. 17.51 29,662 30,218 1.87 488 529 8.40
2018-06-30 13F-HR PEB / Pebblebrook Hotel Trust 38.79 5,646 219
2018-06-30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.10 20,852 19,862 -4.75 278 280 0.72
2018-06-30 13F-HR PDLI / PDL BioPharma, Inc. 2.30 0 13,018 0 30
2018-06-30 13F-HR ORAN / Orange 16.67 13,736 13,736 0.00 235 229 -2.55
2018-06-30 13F-HR PNNT / PennantPark Investment Corp. 6.97 11,050 11,050 0.00 74 77 4.05
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. 83.25 15,047 14,967 -0.53 1,142 1,246 9.11
2018-06-30 13F-HR OPK / Opko Health, Inc. 4.69 13,845 13,845 0.00 44 65 47.73
2018-06-30 13F-HR OWE / Obsidian Energy Ltd. 1.14 35,201 35,201 0.00 34 40 17.65
2018-06-30 13F-HR OMER / Omeros Corp. 18.13 25,750 26,750 3.88 288 485 68.40
2018-06-30 13F-HR NVDA / NVIDIA Corp. 236.90 16,565 16,340 -1.36 3,836 3,871 0.91
2018-06-30 13F-HR NVDA / NVIDIA Corp. Put 237.00 1,000 1,000 0.00 232 237 2.16
2018-06-30 13F-HR PDCE / PDC Energy, Inc. 60.43 11,732 11,732 0.00 575 709 23.30
2018-06-30 13F-HR OKE / ONEOK, Inc. 69.83 117,946 116,735 -1.03 6,714 8,152 21.42
2018-06-30 13F-HR OC / Owens Corning, Inc. 63.33 14,400 12,900 -10.42 1,158 817 -29.45
2018-06-30 13F-HR ORCL / Oracle Corp. 44.06 57,947 57,608 -0.59 2,651 2,538 -4.26
2018-06-30 13F-HR SPXX / Nuveen S&P 500 Dynamic Overwrite Fund 16.70 40,093 37,355 -6.83 686 624 -9.04
2018-06-30 13F-HR OHI / Omega HealthCare Investors, Inc. 30.97 0 7,265 0 225
2018-06-30 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.64 19,568 19,715 0.75 256 269 5.08
2018-06-30 13F-HR PH / Parker-Hannifin Corp. 156.07 1,525 1,525 0.00 261 238 -8.81
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.28 254,739 247,498 -2.84 9,041 8,979 -0.69
2018-06-30 13F-HR PFE / Pfizer, Inc. Call 36.30 10,000 10,000 0.00 355 363 2.25
2018-06-30 13F-HR PHK / PIMCO High Income Fund 8.35 136,073 137,083 0.74 1,031 1,145 11.06
2018-06-30 13F-HR XPHTX / Pioneer High Income Trust 9.28 18,326 18,326 0.00 172 170 -1.16
2018-06-30 13F-HR PEP / PepsiCo, Inc. 108.88 17,060 15,806 -7.35 1,862 1,721 -7.57
2018-06-30 13F-HR PML / PIMCO Municipal Income Fund II 13.08 13,384 13,384 0.00 169 175 3.55
2018-06-30 13F-HR PWOD / Penns Woods Bancorp, Inc. 44.76 5,005 5,005 0.00 212 224 5.66
2018-06-30 13F-HR PM / Philip Morris International, Inc. 80.74 69,596 66,945 -3.81 6,918 5,405 -21.87
2018-06-30 13F-HR PHM / PulteGroup, Inc. 28.74 9,916 9,916 0.00 292 285 -2.40
2018-06-30 13F-HR PMM / Putnam Managed Municipal Income Trust 7.08 93,250 101,050 8.36 666 715 7.36
2018-06-30 13F-HR PX / Praxair, Inc. 157.94 0 1,298 0 205
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 56.12 35,788 36,762 2.72 1,983 2,063 4.03
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 78.08 19,008 18,955 -0.28 1,507 1,480 -1.79
2018-06-30 13F-HR PRAH / PRA Health Sciences, Inc. 93.39 12,097 12,004 -0.77 1,004 1,121 11.65
2018-06-30 13F-HR SSO / ProShares Ultra S&P500 111.32 6,252 6,252 0.00 659 696 5.61
2018-06-30 13F-HR QLD / ProShares Ultra QQQ 86.49 7,793 7,793 0.00 594 674 13.47
2018-06-30 13F-HR PFBC / Preferred Bank (Los Angeles, CA) 61.50 4,000 4,000 0.00 257 246 -4.28
2018-06-30 13F-HR PIM / Putnam Master Intermediate Income Trust 4.67 68,272 68,272 0.00 321 319 -0.62
2018-06-30 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 57.20 10,000 10,000 0.00 551 572 3.81
2018-06-30 13F-HR PRI / Primerica, Inc. 99.64 10,172 10,066 -1.04 983 1,003 2.03
2018-06-30 13F-HR PPT / Putnam Premier Income Trust 5.24 51,176 51,176 0.00 268 268 0.00
2018-06-30 13F-HR UYG / ProShares Ultra Financials 40.42 4,000 12,000 200.00 493 485 -1.62
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 75.90 10,001 9,065 -9.36 674 688 2.08
2018-06-30 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.09 9,343 9,643 3.21 341 348 2.05
2018-06-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 109.46 2,293 2,293 0.00 232 251 8.19
2018-06-30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.70 6,962 6,262 -10.05 517 449 -13.15
2018-06-30 13F-HR SAIA / Saia, Inc. 80.85 15,168 7,100 -53.19 1,140 574 -49.65
2018-06-30 13F-HR CRM / Salesforce.com, Inc. 136.43 2,793 3,687 32.01 325 503 54.77
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc 69.22 12,935 12,959 0.19 825 897 8.73
2018-06-30 13F-HR SDT / SandRidge Mississippian Trust I 1.98 42,000 42,000 0.00 33 83 151.52
2018-06-30 13F-HR STX / Seagate Technology PLC 56.48 7,877 7,879 0.03 461 445 -3.47
2018-06-30 13F-HR RPM / RPM International, Inc. 58.26 5,918 5,922 0.07 282 345 22.34
2018-06-30 13F-HR SCHD / Schwab US Dividend Equity ETF 49.23 6,798 6,846 0.71 333 337 1.20
2018-06-30 13F-HR O / Realty Income Corp. 53.79 19,204 19,575 1.93 993 1,053 6.04
2018-06-30 13F-HR RRC / Range Resources Corp. 16.73 20,020 20,020 0.00 291 335 15.12
2018-06-30 13F-HR ROK / Rockwell Automation, Inc. 166.21 6,539 6,239 -4.59 1,139 1,037 -8.96
2018-06-30 13F-HR ROL / Rollins, Inc. 52.58 55,078 55,078 0.00 2,811 2,896 3.02
2018-06-30 13F-HR RF / Regions Financial Corp. 17.78 429,752 431,762 0.47 7,985 7,677 -3.86
2018-06-30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 53.09 6,125 4,125 -32.65 324 219 -32.41
2018-06-30 13F-HR MHFI / McGraw Hill Financial, Inc. 203.85 1,150 5,980 420.00 220 1,219 454.09
2018-06-30 13F-HR SXE / Southcross Energy Partners, L.P. 28 27 -3.57
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 271.50 2,000 543
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF Put 95.19 26,000 2,475
2018-06-30 13F-HR KRE / SPDR S&P Regional Banking ETF Put 61.00 45,000 2,745
2018-06-30 13F-HR MDY / SPDR S&P Midcap 400 ETF 354.74 1,370 1,370 0.00 468 486 3.85
2018-06-30 13F-HR SXT / Sensient Technologies Corp. 71.53 21,041 21,041 0.00 1,485 1,505 1.35
2018-06-30 13F-HR AOS / Smith (A.O.) Corp. 59.14 15,764 15,742 -0.14 1,002 931 -7.09
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.29 9,716 10,288 5.89 2,557 2,791 9.15
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 271.28 787,900 898,100 13.99 207,336 243,635 17.51
2018-06-30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 48.04 7,056 7,056 0.00 326 339 3.99
2018-06-30 13F-HR SWKS / Skyworks Solutions, Inc. 96.58 4,226 4,328 2.41 424 418 -1.42
2018-06-30 13F-HR GLD / SPDR Gold Shares 118.60 1,737 1,737 0.00 218 206 -5.50
2018-06-30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.25 8,407 8,000 -4.84 230 218 -5.22
2018-06-30 13F-HR SPG / Simon Property Group, Inc. 170.10 2,369 3,304 39.47 366 562 53.55
2018-06-30 13F-HR SNA / Snap-On Inc. 160.68 6,685 6,622 -0.94 986 1,064 7.91
2018-06-30 13F-HR SIRI / Sirius XM Holdings Inc. 6.77 851,775 870,302 2.18 5,315 5,892 10.86
2018-06-30 13F-HR LUV / Southwest Airlines Co. 50.90 22,565 20,866 -7.53 1,293 1,062 -17.87
2018-06-30 13F-HR SINA / Sina Corp. 84.69 3,565 2,940 -17.53 372 249 -33.06
2018-06-30 13F-HR TOT / Total S.A. 60.55 19,648 19,487 -0.82 1,133 1,180 4.15
2018-06-30 13F-HR SYY / SYSCO Corp. 68.29 111,612 111,892 0.25 6,692 7,641 14.18
2018-06-30 13F-HR THW / Tekla World Healthcare Fund 12.87 11,475 29,593 157.89 147 381 159.18
2018-06-30 13F-HR TRU / TransUnion 71.64 18,789 16,289 -13.31 1,067 1,167 9.37
2018-06-30 13F-HR TMK / Torchmark Corp. 81.41 60,542 59,392 -1.90 5,096 4,835 -5.12
2018-06-30 13F-HR TSS / Total System Services, Inc. 84.55 13,537 12,773 -5.64 1,168 1,080 -7.53
2018-06-30 13F-HR SQ / Square, Inc. 61.60 4,480 5,341 19.22 220 329 49.55
2018-06-30 13F-HR SNPS / Synopsys, Inc. 85.55 11,563 11,327 -2.04 963 969 0.62
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. 343.36 881 1,031 17.03 234 354 51.28
2018-06-30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 47.60 5,000 5,000 0.00 240 238 -0.83
2018-06-30 13F-HR TTWO / Take-Two Interactive Software, Inc. 118.32 2,610 2,375 -9.00 255 281 10.20
2018-06-30 13F-HR SYK / Stryker Corp. 168.77 2,850 2,850 0.00 459 481 4.79
2018-06-30 13F-HR TLP / TransMontaigne Partners LP 36.79 8,100 8,100 0.00 290 298 2.76
2018-06-30 13F-HR SYRG / Synergy Resources Corp. 11.02 38,192 38,192 0.00 360 421 16.94
2018-06-30 13F-HR TJX / TJX Companies, Inc. (The) 95.25 6,022 5,722 -4.98 491 545 11.00
2018-06-30 13F-HR SBUX / Starbucks Corp. 48.84 22,998 20,763 -9.72 1,331 1,014 -23.82
2018-06-30 13F-HR TD / Toronto-Dominion Bank (ON) 57.83 4,159 4,185 0.63 236 242 2.54
2018-06-30 13F-HR TXN / Texas Instruments Inc. 110.25 97,292 96,223 -1.10 10,108 10,609 4.96
2018-06-30 13F-HR USG / USG Corp. 43.10 6,450 6,450 0.00 261 278 6.51
2018-06-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.83 2,330 2,180 -6.44 235 222 -5.53
2018-06-30 13F-HR VOO / Vanguard S&P 500 ETF 249.24 2,578 1,978 -23.27 624 493 -20.99
2018-06-30 13F-HR SLCA / U.S. Silica Holdings, Inc. 25.67 0 10,750 0 276
2018-06-30 13F-HR UL / Unilever, PLC ADR 55.19 3,695 3,696 0.03 205 204 -0.49
2018-06-30 13F-HR UNP / Union Pacific Corp. 141.66 14,892 13,596 -8.70 2,002 1,926 -3.80
2018-06-30 13F-HR URI / United Rentals, Inc. 147.57 6,523 6,309 -3.28 1,127 931 -17.39
2018-06-30 13F-HR UPL / Ultra Petroleum Corp. 2.30 14,759 14,759 0.00 62 34 -45.16
2018-06-30 13F-HR TY / Tri-Continental Corp. 26.51 22,768 23,087 1.40 599 612 2.17
2018-06-30 13F-HR TCAP / Triangle Capital Corp. 11.48 10,105 10,105 0.00 112 116 3.57
2018-06-30 13F-HR UPS / United Parcel Service, Inc. 106.23 96,522 97,359 0.87 10,102 10,342 2.38
2018-06-30 13F-HR VTI / Vanguard Total Stock Market Index Fund 140.40 10,902 10,228 -6.18 1,480 1,436 -2.97
2018-06-30 13F-HR TCBK / TriCo Bancshares 37.45 108,079 108,079 0.00 4,023 4,048 0.62
2018-06-30 13F-HR VUG / Vanguard Growth ETF 149.67 0 1,383 0 207
2018-06-30 13F-HR VXF / Vanguard Extended Market ETF 118.03 1,830 1,830 0.00 204 216 5.88
2018-06-30 13F-HR TRQ / Turquoise Hill Resources Ltd. 2.85 28,078 28,078 0.00 86 80 -6.98
2018-06-30 13F-HR USB / U.S. Bancorp 50.02 9,015 9,016 0.01 455 451 -0.88
2018-06-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 42.19 10,579 9,529 -9.93 497 402 -19.11
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.31 94,777 90,426 -4.59 4,532 4,549 0.38
2018-06-30 13F-HR V / Visa, Inc. 132.46 30,880 30,848 -0.10 3,694 4,086 10.61
2018-06-30 13F-HR VER / VEREIT, Inc. 7.46 27,096 29,639 9.39 189 221 16.93
2018-06-30 13F-HR VVUS / VIVUS, Inc. 0.70 10,000 10,000 0.00 4 7 75.00
2018-06-30 13F-HR WPC / W.P. Carey Inc. 66.40 7,183 6,717 -6.49 445 446 0.22
2018-06-30 13F-HR WM / Waste Management, Inc. Call 81.20 2,500 2,500 0.00 210 203 -3.33
2018-06-30 13F-HR WEC / WEC Energy Group, Inc. 64.57 4,404 4,429 0.57 276 286 3.62
2018-06-30 13F-HR ERC / Evergreen Multi-Sector Income Fund 12.50 20,315 20,315 0.00 265 254 -4.15
2018-06-30 13F-HR WHITING PETE CORP NEW / (966387409) 52.72 103,663 5,465
2018-06-30 13F-HR WRK / Westrock Company 57.04 17,400 16,200 -6.90 1,117 924 -17.28
2018-06-30 13F-HR WDC / Western Digital Corp. 77.40 5,933 5,840 -1.57 547 452 -17.37
2018-06-30 13F-HR RAD / Rite Aid Corp. 1.73 127,469 127,469 0.00 214 221 3.27
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF 95.04 3,061 3,062 0.03 269 291 8.18
2018-06-30 13F-HR YUM / Yum! Brands, Inc. 78.18 3,799 3,799 0.00 323 297 -8.05
2018-06-30 13F-HR WYNN / Wynn Resorts Ltd. 166.94 1,253 1,204 -3.91 229 201 -12.23
2018-06-30 13F-HR XEL / Xcel Energy, Inc. 45.76 5,832 5,835 0.05 265 267 0.75
2018-06-30 13F-HR WPZ / Access Midstream Partners, L.P 40.64 8,950 5,635 -37.04 308 229 -25.65
2018-06-30 13F-HR HCN / Welltower Inc. 62.71 7,479 7,479 0.00 407 469 15.23
2018-06-30 13F-HR ED / Consolidated Edison, Inc. 77.97 9,563 8,388 -12.29 745 654 -12.21
2018-06-30 13F-HR WFT / Weatherford International plc 3.33 11,400 11,400 0.00 26 38 46.15
2018-06-30 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 14.58 13,100 13,100 0.00 191 191 0.00
2018-06-30 13F-HR EWBC / East West Bancorp, Inc. 65.20 15,649 15,415 -1.50 979 1,005 2.66
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 24.33 10,344 8,344 -19.33 177 203 14.69
2018-06-30 13F-HR MBFI / MB Financial, Inc. 46.66 6,558 6,558 0.00 265 306 15.47
2018-06-30 13F-HR STZ / Constellation Brands, Inc. 218.79 1,941 1,458 -24.88 442 319 -27.83
2018-06-30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 118.82 2,366 2,306 -2.54 266 274 3.01
2018-06-30 13F-HR BMI / Badger Meter, Inc. 44.68 19,000 19,000 0.00 896 849 -5.25
2018-06-30 13F-HR XLK / SPDR Technology Select Sector ETF 69.50 9,210 6,029 -34.54 603 419 -30.51
2018-06-30 13F-HR UTX / United Technologies Corp. 125.03 51,583 65,033 26.07 6,490 8,131 25.29
2018-06-30 13F-HR ISRG / Intuitive Surgical, Inc. 477.95 825 839 1.70 341 401 17.60
2018-06-30 13F-HR PBA / Pembina Pipeline Corp. 34.65 8,528 8,428 -1.17 266 292 9.77
2018-06-30 13F-HR PTLA / Portola Pharmaceuticals, Inc. 37.80 0 15,343 0 580
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.60 17,400 17,403 0.02 480 463 -3.54
2018-06-30 13F-HR ZBRA / Zebra Technologies Corp. 143.25 7,871 7,560 -3.95 1,096 1,083 -1.19
2018-06-30 13F-HR FNF / Fidelity National Financial, Inc. 37.62 140,991 144,652 2.60 5,642 5,442 -3.54
2018-06-30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 9.44 41,625 41,625 0.00 374 393 5.08
2018-06-30 13F-HR KMB / Kimberly-Clark Corp. 105.33 10,783 8,924 -17.24 1,188 940 -20.88
2018-06-30 13F-HR PUTW / WisdomTree CBOE S&P 500 PutWrite Strategy Fund 29.44 9,000 9,000 0.00 254 265 4.33
2018-06-30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 135.21 3,757 3,757 0.00 568 508 -10.56
2018-06-30 13F-HR RDS.B / Royal Dutch Shell Plc 72.62 6,628 6,128 -7.54 434 445 2.53
2018-06-30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 65.25 14,100 14,100 0.00 969 920 -5.06
2018-06-30 13F-HR CMCSA / Comcast Corp. 32.79 14,720 14,883 1.11 503 488 -2.98
2018-06-30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.01 27,035 21,829 -19.26 351 284 -19.09
2018-06-30 13F-HR TMP / Tompkins Financial, Inc. 86.00 0 2,500 0 215
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.61 58,285 57,418 -1.49 5,320 5,662 6.43
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,699.80 8,853 9,024 1.93 12,813 15,339 19.71
2018-06-30 13F-HR AMZN / Amazon.com, Inc. Call 1,700.00 300 2,200 633.33 434 3,740 761.75
2018-06-30 13F-HR TOWN / Towne Bank (Portsmouth, VA) 32.09 23,000 23,000 0.00 658 738 12.16
2018-06-30 13F-HR FB / Facebook, Inc. 194.31 35,620 38,243 7.36 5,692 7,431 30.55
2018-06-30 13F-HR CTAS / Cintas Corp. 185.09 6,337 6,278 -0.93 1,081 1,162 7.49
2018-06-30 13F-HR FSC / Fifth Street Finance Corp. 4.76 23,254 23,728 2.04 98 113 15.31
2018-06-30 13F-HR SRE / Sempra Energy 116.08 6,307 6,332 0.40 701 735 4.85
2018-06-30 13F-HR CFG / Citizens Financial Group, Inc. 38.90 21,993 170,519 675.33 923 6,633 618.63
2018-06-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.73 24,077 21,891 -9.08 904 826 -8.63
2018-06-30 13F-HR MCD / McDonald's Corp. 156.70 52,768 52,732 -0.07 8,252 8,263 0.13
2018-06-30 13F-HR VOD / Vodafone Group Plc 24.31 37,869 38,169 0.79 1,054 928 -11.95
2018-06-30 13F-HR DNN / Denison Mines Corp. 0.49 37,700 36,700 -2.65 17 18 5.88
2018-06-30 13F-HR WHR / Whirlpool Corp. 146.24 33,989 34,677 2.02 5,204 5,071 -2.56
2018-06-30 13F-HR NOK / Nokia Corp. Call 5.75 12,000 12,000 0.00 66 69 4.55
2018-06-30 13F-HR OXSQ / Oxford Square Capital Corp. 6.90 11,600 11,600 0.00 71 80 12.68
2018-06-30 13F-HR HPT / Hospitality Properties Trust 28.61 198,042 201,406 1.70 5,018 5,762 14.83
2018-06-30 13F-HR HCP / HCP, Inc. 25.81 11,940 12,709 6.44 277 328 18.41
2018-06-30 13F-HR MCK / McKesson Corp. 133.39 1,840 13,337 624.84 259 1,779 586.87
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 55.34 131,571 129,604 -1.50 8,322 7,172 -13.82
2018-06-30 13F-HR ODFL / Old Dominion Freight Line, Inc. 148.92 7,556 7,017 -7.13 1,111 1,045 -5.94
2018-06-30 13F-HR PSEC / Prospect Capital Corp. 6.71 139,901 140,792 0.64 916 945 3.17
2018-06-30 13F-HR VTR / Ventas, Inc. 56.94 11,329 11,837 4.48 561 674 20.14
2018-06-30 13F-HR PSX / Phillips 66 112.28 7,524 7,686 2.15 722 863 19.53
2018-06-30 13F-HR SAN / Banco Santander S.A. 5.34 23,392 23,394 0.01 153 125 -18.30
2018-06-30 13F-HR NKE / Nike, Inc. 79.68 13,332 37,927 184.48 886 3,022 241.08
2018-06-30 13F-HR DE / Deere & Co. 139.88 4,656 4,661 0.11 723 652 -9.82
2018-06-30 13F-HR GE / General Electric Co. Call 13.60 10,000 10,000 0.00 135 136 0.74
2018-06-30 13F-HR STLD / Steel Dynamics, Inc. 45.94 6,359 6,378 0.30 281 293 4.27
2018-06-30 13F-HR XUSAX / Liberty All Star Equity Fund 6.40 213,969 221,708 3.62 1,312 1,419 8.16
2018-06-30 13F-HR CMO / Capstead Mortgage Corp. 8.97 22,302 22,302 0.00 193 200 3.63
2018-06-30 13F-HR VYM / Vanguard High Dividend Yield ETF 83.14 6,569 5,569 -15.22 542 463 -14.58
2018-06-30 13F-HR NYMTP / New York Mortgage Trust, Inc. 6.01 24,797 25,447 2.62 147 153 4.08
2018-06-30 13F-HR PACW / PacWest Bancorp 49.35 6,564 6,464 -1.52 325 319 -1.85
2018-06-30 13F-HR PETX / Aratana Therapeutics, Inc. 4.27 91,000 30,000 -67.03 401 128 -68.08
2018-06-30 13F-HR MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN 15.82 10,050 10,050 0.00 153 159 3.92
2018-06-30 13F-HR IWM / iShares Russell 2000 ETF 163.84 1,947 1,947 0.00 296 319 7.77
2018-06-30 13F-HR ESNC / EnSync, Inc. 0.37 120,000 150,000 25.00 45 55 22.22
2018-06-30 13F-HR BAC / Bank of America Corp. 28.19 283,238 275,409 -2.76 8,494 7,764 -8.59
2018-06-30 13F-HR DIS / The Walt Disney Co. 104.81 87,017 85,698 -1.52 8,740 8,982 2.77
2018-06-30 13F-HR FITB / Fifth Third Bancorp 28.70 58,754 58,860 0.18 1,865 1,689 -9.44
2018-06-30 13F-HR CHK / Chesapeake Energy Corp. 5.23 38,927 34,227 -12.07 118 179 51.69
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. 15.00 24,275 31,875 31.31 244 478 95.90
2018-06-30 13F-HR LRCX / Lam Research Corp. 172.86 13,709 9,551 -30.33 2,785 1,651 -40.72
2018-06-30 13F-HR EAD / Evergreen Income Advantage Fund 8.00 56,768 56,768 0.00 456 454 -0.44
2018-06-30 13F-HR SO / Southern Co. (The) 46.31 32,582 32,586 0.01 1,455 1,509 3.71
2018-06-30 13F-HR MA / MasterCard Incorporated 196.51 19,559 23,933 22.36 3,426 4,703 37.27
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.73 259,307 241,251 -6.96 19,347 19,959 3.16
2018-06-30 13F-HR REI / Ring Energy, Inc. 12.60 13,000 15,000 15.38 187 189 1.07
2018-06-30 13F-HR AXP / American Express Co. 98.00 29,833 31,570 5.82 2,783 3,094 11.17
2018-06-30 13F-HR PCAR / PACCAR, Inc. 61.99 8,417 7,517 -10.69 557 466 -16.34
2018-06-30 13F-HR HDSN / Hudson Technologies, Inc. 2.00 21,500 14,000 -34.88 106 28 -73.58
2018-06-30 13F-HR WBA / Walgreens Boots Alliance, Inc. 60.00 43,604 42,930 -1.55 2,855 2,576 -9.77
2018-06-30 13F-HR CVS / CVS Health Corporation 64.35 19,472 19,223 -1.28 1,211 1,237 2.15
2018-06-30 13F-HR ADBE / Adobe Systems, Inc. 243.98 1,915 2,615 36.55 414 638 54.11
2018-06-30 13F-HR GMED / Globus Medical, Inc. 50.45 31,087 31,142 0.18 1,549 1,571 1.42
2018-06-30 13F-HR IDXX / IDEXX Laboratories, Inc. 217.94 5,515 5,350 -2.99 1,056 1,166 10.42
2018-06-30 13F-HR LVS / Las Vegas Sands Corp. 76.37 20,305 19,640 -3.28 1,460 1,500 2.74
2018-06-30 13F-HR BPL / Buckeye Partners, L.P. 35.18 8,281 8,556 3.32 310 301 -2.90
2018-06-30 13F-HR TGT / Target Corp. 76.11 7,004 4,730 -32.47 486 360 -25.93
2018-06-30 13F-HR PRU / Prudential Financial, Inc. 93.39 3,187 3,191 0.13 330 298 -9.70
2018-06-30 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 3.00 11,982 11,982 0.00 47 36 -23.40
2018-06-30 13F-HR VO / Vanguard Mid-Cap ETF 157.63 4,835 4,815 -0.41 746 759 1.74
2018-06-30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.45 51,691 52,810 2.16 547 552 0.91
2018-06-30 13F-HR APD / Air Products & Chemicals, Inc. 155.84 1,431 1,431 0.00 228 223 -2.19
2018-06-30 13F-HR MPC / Marathon Petroleum Corp. 70.13 10,825 16,825 55.43 791 1,180 49.18
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. 17.25 13,993 12,698 -9.25 246 219 -10.98
2018-06-30 13F-HR KRG / Kite Realty Group Trust 17.09 18,850 21,940 16.39 287 375 30.66
2018-06-30 13F-HR HUM / Humana, Inc. 297.47 2,332 2,333 0.04 627 694 10.69
2018-06-30 13F-HR AAPL / Apple, Inc. 185.11 390,399 375,080 -3.92 65,501 69,431 6.00
2018-06-30 13F-HR MKC / McCormick & Co., Inc. 116.01 3,155 2,655 -15.85 336 308 -8.33
2018-06-30 13F-HR WMT / Walmart, Inc. 85.65 105,050 108,319 3.11 9,346 9,278 -0.73
2018-06-30 13F-HR SLB / Schlumberger Ltd. 67.09 7,390 7,423 0.45 479 498 3.97
2018-06-30 13F-HR PMO / Putnam Municipal Opportunities Trust 11.68 14,300 14,300 0.00 167 167 0.00
2018-06-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 242.75 7,292 8,964 22.93 1,760 2,176 23.64
2018-06-30 13F-HR FSM / Fortuna Silver Mines Inc. 5.67 27,540 27,340 -0.73 143 155 8.39
2018-06-30 13F-HR DHY / Credit Suisse High Yield Bond Fund 2.65 106,513 106,513 0.00 283 282 -0.35
2018-06-30 13F-HR JNJ / Johnson & Johnson 121.34 32,172 31,301 -2.71 4,123 3,798 -7.88
2018-06-30 13F-HR LW / Lamb Weston Holdings, Inc. 68.51 4,379 4,379 0.00 255 300 17.65
2018-06-30 13F-HR IDRA / Idera Pharmaceuticals, Inc. 1.30 10,025 10,025 0.00 18 13 -27.78
2018-06-30 13F-HR HOMB / Home BancShares, Inc. 22.56 426,011 426,011 0.00 9,717 9,611 -1.09
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 195.10 60,658 61,108 0.74 10,812 11,922 10.27
2018-06-30 13F-HR VBR / Vanguard Small-Cap Value ETF 135.79 3,390 2,990 -11.80 439 406 -7.52
2018-06-30 13F-HR VBK / Vanguard Small-Cap Growth ETF 175.88 2,570 2,570 0.00 421 452 7.36
2018-06-30 13F-HR PB / Prosperity Bancshares, Inc. 68.33 13,200 13,200 0.00 959 902 -5.94
2018-06-30 13F-HR SYN / Synthetic Biologics, Inc. 0.24 100,012 100,012 0.00 32 24 -25.00
2018-06-30 13F-HR TWTR / Twitter, Inc. 43.67 9,700 14,220 46.60 281 621 121.00
2018-06-30 13F-HR VLO / Valero Energy Corp. 110.83 29,929 16,720 -44.13 2,777 1,853 -33.27
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. 70.82 25,272 26,263 3.92 1,905 1,860 -2.36
2018-06-30 13F-HR NSC / Norfolk Southern Corp. 150.86 8,397 8,100 -3.54 1,140 1,222 7.19
2018-06-30 13F-HR BZUN / Baozun Inc. 54.75 5,750 8,000 39.13 264 438 65.91
2018-06-30 13F-HR WFC / Wells Fargo & Co. 55.44 32,273 31,584 -2.13 1,691 1,751 3.55
2018-06-30 13F-HR CI / Cigna Corp. 169.95 3,042 2,842 -6.57 510 483 -5.29
2018-06-30 13F-HR SCCO / Southern Copper Corp. 46.79 5,040 5,044 0.08 273 236 -13.55
2018-06-30 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 63.02 5,016 5,046 0.60 322 318 -1.24
2018-06-30 13F-HR RTN / Raytheon Co. 193.12 3,144 3,081 -2.00 679 595 -12.37
2018-06-30 13F-HR GM / General Motors Company 39.39 19,152 16,859 -11.97 696 664 -4.60
2018-06-30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 103.01 5,650 5,650 0.00 589 582 -1.19
2018-06-30 13F-HR WMB / Williams Companies, Inc. (The) 27.14 8,696 8,770 0.85 216 238 10.19
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. 83.69 5,442 4,194 -22.93 354 351 -0.85
2018-06-30 13F-HR MIDD / Middleby Corp. (The) 104.46 3,509 3,140 -10.52 434 328 -24.42
2018-06-30 13F-HR DG / Dollar General Corp. 98.56 0 3,267 0 322
2018-06-30 13F-HR ARCC / Ares Capital Corp. 16.45 86,875 86,099 -0.89 1,379 1,416 2.68
2018-06-30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 134.42 3,065 3,065 0.00 397 412 3.78
2018-06-30 13F-HR JVA / Coffee Holding Co., Inc. 5.38 18,700 20,250 8.29 81 109 34.57
2018-06-30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 188.74 1,178 1,208 2.55 205 228 11.22
2018-06-30 13F-HR SJT / San Juan Basin Royalty Trust 5.77 16,500 16,300 -1.21 130 94 -27.69
2018-06-30 13F-HR CME / CME Group, Inc. 163.92 21,380 21,480 0.47 3,458 3,521 1.82
2018-06-30 13F-HR UNH / UnitedHealth Group Inc. 245.36 18,828 12,777 -32.14 4,029 3,135 -22.19
2018-06-30 13F-HR IJR / iShares Core S&P Small-Cap ETF 83.38 5,022 5,397 7.47 387 450 16.28
2018-06-30 13F-HR VNQ / Vanguard REIT ETF 81.39 0 3,047 0 248
2018-06-30 13F-HR ICLR / ICON plc 2,040 0 -100.00 241 0 -100.00
2018-06-30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 14,198 0 -100.00 242 0 -100.00
2018-06-30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 3,729 0 -100.00 203 0 -100.00
2018-06-30 13F-HR FWP / Forward Pharma A/S 10,000 0 -100.00 22 0 -100.00
2018-06-30 13F-HR PSP / PowerShares Exchange-Trade Fund Trust 19,099 0 -100.00 230 0 -100.00
2018-06-30 13F-HR CVA / Covanta Holding Corp. 13,137 0 -100.00 190 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust 12,027 0 -100.00 1,926 0 -100.00
2018-06-30 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 14,500 0 -100.00 201 0 -100.00
2018-06-30 13F-HR NMM / Navios Maritime Partners L.P. 11,751 0 -100.00 21 0 -100.00
2018-06-30 13F-HR VGR / Vector Group, Ltd. 10,355 0 -100.00 211 0 -100.00
2018-06-30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 19,480 0 -100.00 174 0 -100.00
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. 4,613 0 -100.00 253 0 -100.00
2018-06-30 13F-HR MS / Morgan Stanley 21,914 0 -100.00 1,182 0 -100.00
2018-06-30 13F-HR WY / Weyerhaeuser Co. 6,647 0 -100.00 233 0 -100.00
2018-06-30 13F-HR CMG / Chipotle Mexican Grill, Inc. 1,195 0 -100.00 386 0 -100.00
2018-06-30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 34,537 0 -100.00 3,436 0 -100.00
2018-06-30 13F-HR MMM / 3M Co. Call 1,000 0 -100.00 220 0 -100.00
2018-06-30 13F-HR BIDU / Baidu, Inc. Call 3,500 0 -100.00 781 0 -100.00
2018-06-30 13F-HR BA / Boeing Company (The) Call 1,000 0 -100.00 328 0 -100.00
2018-06-30 13F-HR CE / Celanese Corp. 12,990 0 -100.00 1,302 0 -100.00
2018-06-30 13F-HR DEO / Diageo plc Call 2,000 0 -100.00 271 0 -100.00
2018-06-30 13F-HR ISRG / Intuitive Surgical, Inc. Call 1,000 0 -100.00 413 0 -100.00
2018-06-30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Call 3,400 0 -100.00 414 0 -100.00
2018-06-30 13F-HR FXI / iShares China Large-Cap ETF 4,270 0 -100.00 202 0 -100.00
2018-06-30 13F-HR LL / Lumber Liquidators Holdings, Inc. 12,500 0 -100.00 299 0 -100.00
2018-06-30 13F-HR MCD / McDonald's Corp. Call 5,500 0 -100.00 860 0 -100.00
2018-06-30 13F-HR MTOR / Meritor, Inc. 35,370 0 -100.00 727 0 -100.00
2018-06-30 13F-HR MON / Monsanto Co. Call 6,000 0 -100.00 700 0 -100.00
2018-06-30 13F-HR NFLX / Netflix, Inc. Call 1,300 0 -100.00 384 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust Put 30,600 0 -100.00 4,900 0 -100.00
2018-06-30 13F-HR RTN / Raytheon Co. Call 2,500 0 -100.00 540 0 -100.00
2018-06-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF Call 1,000 0 -100.00 241 0 -100.00
2018-06-30 13F-HR GLD / SPDR Gold Shares Call 2,000 0 -100.00 252 0 -100.00
2018-06-30 13F-HR SFM / Sprouts Farmers Market, Inc. 36,748 0 -100.00 862 0 -100.00
2018-06-30 13F-HR SYX / Systemax, Inc. 8,000 0 -100.00 228 0 -100.00
2018-06-30 13F-HR COH / Coach, Inc. 3,941 0 -100.00 207 0 -100.00
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. Call 1,000 0 -100.00 266 0 -100.00
2018-06-30 13F-HR VLO / Valero Energy Corp. Call 5,000 0 -100.00 464 0 -100.00
2018-06-30 13F-HR VLO / Valero Energy Corp. Put 5,600 0 -100.00 520 0 -100.00
2018-06-30 13F-HR WGO / Winnebago Industries, Inc. 18,237 0 -100.00 686 0 -100.00
2018-06-30 13F-HR ABMD / ABIOMED, Inc. 410.00 500 205
2018-06-30 13F-HR AMZN / Amazon.com, Inc. Put 1,700.00 1,000 1,700
2018-06-30 13F-HR GWW / Grainger (W.W.), Inc. 308.25 691 213
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL WGT (46137V357) 101.90 33,838 3,448
2018-06-30 13F-HR PGTI / PGT, Inc. 20.86 52,598 1,097