InvestorSg3 Management, Llc
Portfolio Value $ 244,176,000
Current Positions83
Opened Positions5
Closed Positions85


Latest Holdings, Performance, AUM (from 13F, 13D)

Sg3 Management, Llc has disclosed 83 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 244,176,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sg3 Management, Llc's top holdings are Netflix, Inc. (NASDAQ:NFLX) , Charter Communications, Inc. (NASDAQ:CHTR) , Blackstone Group L.P. (The) (NYSE:BX) , International Business Machines Corp. (NYSE:IBM) , and Signature Bank (NASDAQ:SBNYW) . Sg3 Management, Llc's new positions include Signature Bank (NASDAQ:SBNYW) , Wynn Resorts Ltd. (NASDAQ:WYNN) , Wynn Resorts Ltd. (NASDAQ:WYNN) , Bristol-Myers Squibb Co. (NYSE:BMY) , and BlackRock, Inc. (NYSE:BLK) .

All Sg3 Management, Llc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 11, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR BIOP / Bioptix Inc. Put 6.63 25,800 171
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 69.00 0 4,000 0 276
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. Put 69.00 0 5,000 0 345
2018-03-31 13F-HR YUM / Yum! Brands, Inc. Call 85.13 0 22,800 0 1,941
2018-03-31 13F-HR EQM / EQT Midstream Partners LP Call 59.03 0 24,700 0 1,458
2018-03-31 13F-HR AMGN / Amgen Inc. Put 170.48 0 25,000 0 4,262
2018-03-31 13F-HR GCAP / Gain Capital Holdings, Inc. Call 6.75 8,800 60,000 581.82 88 405 360.23
2018-03-31 13F-HR ECYT / Endocyte, Inc. Put 9.08 32,500 25,000 -23.08 139 227 63.31
2018-03-31 13F-HR GSK / GlaxoSmithKline plc Call 39.08 0 20,700 0 809
2018-03-31 13F-HR NFLX / Netflix, Inc. Call 295.35 0 77,500 0 22,890
2018-03-31 13F-HR NFLX / Netflix, Inc. Put 295.33 0 22,500 0 6,645
2018-03-31 13F-HR MIC / Macquarie Infrastructure Company LLC Call 36.93 0 33,600 0 1,241
2018-03-31 13F-HR MBI / MBIA, Inc. 9.30 20,000 10,000 -50.00 146 93 -36.30
2018-03-31 13F-HR MBI / MBIA, Inc. Put 9.25 95,000 20,000 -78.95 695 185 -73.38
2018-03-31 13F-HR RMTI / Rockwell Medical, Inc. 5.33 3,500 1,500 -57.14 20 8 -60.00
2018-03-31 13F-HR SIG / Signet Jewelers Ltd. Call 40.00 200 200 0.00 11 8 -27.27
2018-03-31 13F-HR ASH / Ashland Global Holdings, Inc. Call 69.79 0 52,500 0 3,664
2018-03-31 13F-HR XL / XL Group Ltd. Put 55.28 0 25,000 0 1,382
2018-03-31 13F-HR SQ / Square, Inc. Call 49.20 60,000 12,500 -79.17 2,080 615 -70.43
2018-03-31 13F-HR CHTR / Charter Communications, Inc. Call 311.22 0 68,000 0 21,163
2018-03-31 13F-HR VMC / Vulcan Materials Co. Call 114.23 5,300 7,800 47.17 680 891 31.03
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 263.15 30,000 55,000 83.33 8,006 14,473 80.78
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.95 0 85,000 0 2,716
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) Call 31.95 0 495,000 0 15,815
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) Put 31.95 0 110,000 0 3,515
2018-03-31 13F-HR MDXG / MiMedx Group, Inc. Put 6.97 42,500 109,000 156.47 536 760 41.79
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Call 55.41 57,500 125,000 117.39 3,681 6,926 88.16
2018-03-31 13F-HR BG / Bunge Ltd. Call 73.94 170,000 123,000 -27.65 11,404 9,095 -20.25
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. Call 199.50 6,000 6,000 0.00 1,189 1,197 0.67
2018-03-31 13F-HR AMBC / Ambac Financial Group, Inc. Put 15.68 57,500 12,500 -78.26 919 196 -78.67
2018-03-31 13F-HR OSTK / Overstock.com, Inc. Put 36.25 17,000 32,500 91.18 1,086 1,178 8.47
2018-03-31 13F-HR CCJ / Cameco Corp. Call 10.00 500 500 0.00 5 5 0.00
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. Call 75.87 0 70,000 0 5,311
2018-03-31 13F-HR KSS / Kohl's Corp. Call 65.51 0 4,900 0 321
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. Call 110.14 0 28,600 0 3,150
2018-03-31 13F-HR IBM / International Business Machines Corp. Call 153.43 10,000 100,000 900.00 1,534 15,343 900.20
2018-03-31 13F-HR NSM / Nationstar Mortgage Holdings Inc. Call 17.96 265,500 110,000 -58.57 4,912 1,976 -59.77
2018-03-31 13F-HR WU / Western Union Co. (The) Call 19.22 21,900 21,900 0.00 416 421 1.20
2018-03-31 13F-HR ACN / Accenture plc Call 153.50 24,000 24,000 0.00 3,674 3,684 0.27
2018-03-31 13F-HR TWTR / Twitter, Inc. Call 29.00 60,000 40,000 -33.33 1,441 1,160 -19.50
2018-03-31 13F-HR GRUB / GrubHub Inc. Put 101.50 120,000 10,000 -91.67 8,616 1,015 -88.22
2018-03-31 13F-HR EACQ.WS / Easterly Acquisition Corp. - Warrants EXP 07/29/202 0.82 48,600 18,400 -62.14 29 15 -48.28
2018-03-31 13F-HR LIT / Global X Funds 33.03 308,900 8,900 -97.12 11,973 294 -97.54
2018-03-31 13F-HR HAWK / Blackhawk Network Holdings, Inc. 44.70 50,000 69,300 38.60 1,783 3,098 73.75
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. 36.70 5,000 10,000 100.00 173 367 112.14
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. Call 181.50 60,000 10,000 -83.33 8,696 1,815 -79.13
2018-03-31 13F-HR WHR / Whirlpool Corp. Call 153.12 5,500 21,500 290.91 928 3,292 254.74
2018-03-31 13F-HR CSTM / Constellium N.V. 10.80 6,600 5,000 -24.24 74 54 -27.03
2018-03-31 13F-HR EBAY / eBay, Inc. Call 40.24 110,000 97,600 -11.27 4,151 3,927 -5.40
2018-03-31 13F-HR GIS / General Mills, Inc. Call 45.06 235,000 80,000 -65.96 13,933 3,605 -74.13
2018-03-31 13F-HR DVA / DaVita HealthCare Partners Inc. Put 65.93 59,100 45,000 -23.86 4,270 2,967 -30.52
2018-03-31 13F-HR RCL / Royal Caribbean Cruises Ltd. Call 117.75 0 23,600 0 2,779
2018-03-31 13F-HR AMTD / TD AmeriTrade Holding Corp. Put 60,000 0 -100.00 3,068 0 -100.00
2018-03-31 13F-HR STLD / Steel Dynamics, Inc. 2,500 0 -100.00 108 0 -100.00
2018-03-31 13F-HR STLD / Steel Dynamics, Inc. Put 37,500 0 -100.00 1,617 0 -100.00
2018-03-31 13F-HR CME / CME Group, Inc. Put 20,000 0 -100.00 2,921 0 -100.00
2018-03-31 13F-HR NRG / NRG Energy, Inc. Call 133,600 0 -100.00 3,805 0 -100.00
2018-03-31 13F-HR CVX / Chevron Corp. Call 5,900 0 -100.00 739 0 -100.00
2018-03-31 13F-HR AWK / American Water Works Co., Inc. Call 10,000 0 -100.00 915 0 -100.00
2018-03-31 13F-HR SCHW / Schwab Charles Corp 10,000 0 -100.00 514 0 -100.00
2018-03-31 13F-HR SCHW / Schwab Charles Corp Put 40,000 0 -100.00 2,055 0 -100.00
2018-03-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 20,000 0 -100.00 5,781 0 -100.00
2018-03-31 13F-HR CMG / Chipotle Mexican Grill, Inc. Put 25,000 0 -100.00 7,226 0 -100.00
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) Call 2,500 0 -100.00 178 0 -100.00
2018-03-31 13F-HR SOCL / Global X Social Media Index ETF 23,500 0 -100.00 774 0 -100.00
2018-03-31 13F-HR SOCL / Global X Social Media Index ETF Put 23,500 0 -100.00 774 0 -100.00
2018-03-31 13F-HR MRK / Merck & Co., Inc. Call 15,000 0 -100.00 844 0 -100.00
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) Call 2,000 0 -100.00 289 0 -100.00
2018-03-31 13F-HR Metropolitan Bank Holding Corp / (591774104) 25,000 0 -100.00 1,053 0
2018-03-31 13F-HR RGC / Regal Entertainment Group Call 100,000 0 -100.00 2,301 0 -100.00
2018-03-31 13F-HR SNAP / Snapchat, Inc. Put 7,500 0 -100.00 110 0 -100.00
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. Call 45,000 0 -100.00 1,554 0 -100.00
2018-03-31 13F-HR GRUB / GrubHub Inc. 5,000 0 -100.00 359 0 -100.00
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) Put 15,000 0 -100.00 1,378 0 -100.00
2018-03-31 13F-HR TWX / Time Warner, Inc. Call 82,500 0 -100.00 7,546 0 -100.00
2018-03-31 13F-HR AKAM / Akamai Technologies, Inc. Call 2,000 0 -100.00 130 0 -100.00
2018-03-31 13F-HR DISH / DISH Network Corp. Put 5,000 0 -100.00 239 0 -100.00
2018-03-31 13F-HR NVAX / Novavax, Inc. Call 6,800 0 -100.00 8 0 -100.00
2018-03-31 13F-HR BIIB / Biogen Inc. Call 6,800 0 -100.00 2,166 0 -100.00
2018-03-31 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares Call 21,000 0 -100.00 666 0 -100.00
2018-03-31 13F-HR VOD / Vodafone Group Plc Call 22,500 0 -100.00 718 0 -100.00
2018-03-31 13F-HR KO / Coca Cola Co. Call 200 0 -100.00 9 0 -100.00
2018-03-31 13F-HR AET / Aetna, Inc. 12,500 0 -100.00 2,255 0 -100.00
2018-03-31 13F-HR AMBA / Ambarella, Inc. Call 50,000 0 -100.00 2,938 0 -100.00
2018-03-31 13F-HR AGO / Assured Guaranty Ltd. Put 10,000 0 -100.00 339 0 -100.00
2018-03-31 13F-HR HAWK / Blackhawk Network Holdings, Inc. Call 282,500 0 -100.00 10,071 0 -100.00
2018-03-31 13F-HR CBOE / CBOE Holdings, Inc. Put 37,000 0 -100.00 4,610 0 -100.00
2018-03-31 13F-HR CY / Cypress Semiconductor Corp. Call 4,600 0 -100.00 70 0 -100.00
2018-03-31 13F-HR DISH / DISH Network Corp. Call 15,000 0 -100.00 716 0 -100.00
2018-03-31 13F-HR ENLC / Enlink Midstream, LLC Call 10,000 0 -100.00 176 0 -100.00
2018-03-31 13F-HR ETFC / E*TRADE Financial, Inc. 15,000 0 -100.00 744 0 -100.00
2018-03-31 13F-HR ETFC / E*TRADE Financial, Inc. Put 60,000 0 -100.00 2,974 0 -100.00
2018-03-31 13F-HR FND / Floor & Decor Holdings, Inc. Call 10,000 0 -100.00 487 0 -100.00
2018-03-31 13F-HR LIT / Global X Funds Put 307,500 0 -100.00 11,919 0 -100.00
2018-03-31 13F-HR INTC / Intel Corp. Call 29,500 0 -100.00 1,362 0 -100.00
2018-03-31 13F-HR MNKD / MannKind Corp. Put 40,000 0 -100.00 93 0 -100.00
2018-03-31 13F-HR MOS / Mosaic Company Call 5,000 0 -100.00 128 0 -100.00
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust Put 60,000 0 -100.00 9,346 0 -100.00
2018-03-31 13F-HR Remark Holdings Inc / (75955K102) Put 100 0 -100.00 14 0
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 300,000 0 -100.00 80,058 0 -100.00
2018-03-31 13F-HR TMO / Thermo Fisher Scientific, Inc. Call 3,000 0 -100.00 570 0 -100.00
2018-03-31 13F-HR REMX / Market Vectors Rare Earth/Strategic Metals ETF 60,500 0 -100.00 1,820 0 -100.00
2018-03-31 13F-HR WPPGY / WPP PLC Call 10,000 0 -100.00 906 0 -100.00
2018-03-31 13F-HR XNET / Xunlei Limited Put 25,000 0 -100.00 385 0 -100.00
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. Call 20,000 0 -100.00 856 0 -100.00
2018-03-31 13F-HR OMC / Omnicom Group, Inc. Call 2,900 0 -100.00 211 0 -100.00
2018-03-31 13F-HR AMBC / Ambac Financial Group, Inc. 30,000 0 -100.00 479 0 -100.00
2018-03-31 13F-HR CNP / CenterPoint Energy, Inc. Call 10,000 0 -100.00 284 0 -100.00
2018-03-31 13F-HR WATT / Energous Corporation Put 10,500 0 -100.00 204 0 -100.00
2018-03-31 13F-HR XOM / Exxon Mobil Corp. Call 2,900 0 -100.00 243 0 -100.00
2018-03-31 13F-HR SHLD / Sears Holdings Corp. Put 60,000 0 -100.00 215 0 -100.00
2018-03-31 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. Call 10,000 0 -100.00 190 0 -100.00
2018-03-31 13F-HR REMX / Market Vectors Rare Earth/Strategic Metals ETF Put 60,500 0 -100.00 1,820 0 -100.00
2018-03-31 13F-HR QQQC / Global X Funds 8,800 0 -100.00 272 0 -100.00
2018-03-31 13F-HR QQQC / Global X Funds Put 8,800 0 -100.00 272 0 -100.00
2018-03-31 13F-HR CTL / CenturyLink, Inc. Call 35,000 0 -100.00 584 0 -100.00
2018-03-31 13F-HR AZO / AutoZone, Inc. Put 2,400 0 -100.00 1,707 0 -100.00
2018-03-31 13F-HR NDAQ / Nasdaq, Inc. Call 30,000 0 -100.00 2,305 0 -100.00
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 600 0 -100.00 26 0 -100.00
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 800 0 -100.00 74 0 -100.00
2018-03-31 13F-HR FMSA / Fairmount Santrol Holdings Inc. 470,000 0 -100.00 2,458 0 -100.00
2018-03-31 13F-HR FMSA / Fairmount Santrol Holdings Inc. Call 357,000 0 -100.00 1,867 0 -100.00
2018-03-31 13F-HR KEM / KEMET Corp. Call 10,000 0 -100.00 151 0 -100.00
2018-03-31 13F-HR PF / Pinnacle Foods, Inc. Call 10,000 0 -100.00 595 0 -100.00
2018-03-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. Call 1,500 0 -100.00 564 0 -100.00
2018-03-31 13F-HR SYY / SYSCO Corp. Put 15,000 0 -100.00 911 0 -100.00
2018-03-31 13F-HR PHG / Koninklijke Philips N.V Call 2,000 0 -100.00 76 0 -100.00
2018-03-31 13F-HR ECA / EnCana Corp. 400 0 -100.00 5 0 -100.00
2018-03-31 13F-HR OCLR / Oclaro, Inc Call 75,000 0 -100.00 506 0 -100.00
2018-03-31 13F-HR BPOP / Popular, Inc. Call 42,500 0 -100.00 1,508 0 -100.00
2018-03-31 13F-HR NAV / Navistar International Corp. 32,000 0 -100.00 1,372 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc 7,200 0 -100.00 1,178 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc Put 7,000 0 -100.00 1,145 0 -100.00
2018-03-31 13F-HR BUD / Anheuser-Busch Inbev SA Call 12,500 0 -100.00 1,395 0 -100.00
2018-03-31 13F-HR APO / Apollo Global Management LLC Put 3,000 0 -100.00 100 0 -100.00
2018-03-31 13F-HR CSTM / Constellium N.V. Call 60,000 0 -100.00 669 0 -100.00
2018-03-31 13F-HR HDP / Hortonworks, Inc. Call 20.37 106,300 2,165
2018-03-31 13F-HR PLCE / Children's Place, Inc. (The) Call 135.22 9,000 1,217
2018-03-31 13F-HR CI / Cigna Corp. Call 167.60 2,500 419
2018-03-31 13F-HR DXCM / DexCom, Inc. 74.00 2,500 185
2018-03-31 13F-HR DXCM / DexCom, Inc. Put 74.15 22,400 1,661
2018-03-31 13F-HR FSLR / First Solar, Inc. 70.96 12,500 887
2018-03-31 13F-HR HMSY / HMS Holdings Corp. Call 16.85 46,000 775
2018-03-31 13F-HR IEX / IDEX Corp. Call 142.50 4,800 684
2018-03-31 13F-HR TILE / Interface, Inc. Call 25.20 10,000 252
2018-03-31 13F-HR LEN / Lennar Corp. Call 59.00 6,000 354
2018-03-31 13F-HR OSTK / Overstock.com, Inc. Call 36.27 15,000 544
2018-03-31 13F-HR SBNYW / Signature Bank 142.00 5,000 710
2018-03-31 13F-HR SBNYW / Signature Bank Call 141.95 102,500 14,550
2018-03-31 13F-HR SODA / SodaStream International Ltd. 91.79 9,500 872
2018-03-31 13F-HR SYNA / Synaptics, Inc. Put 46.00 1,000 46
2018-03-31 13F-HR SYNA / Synaptics, Inc. Call 45.71 4,900 224
2018-03-31 13F-HR TNET / TriNet Group, Inc. Call 46.32 50,000 2,316
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 88.67 1,500 133
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. Call 89.00 5,000 445
2018-03-31 13F-HR WFC / Wells Fargo & Co. Call 52.40 10,000 524
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. 182.37 30,000 5,471
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. Put 182.36 75,000 13,677
2018-03-31 13F-HR XL / XL Group Ltd. 55.25 40,000 2,210
2018-03-31 13F-HR YUM / Yum! Brands, Inc. Put 90.00 100 9
2018-03-31 13F-HR AET / Aetna, Inc. Call 169.05 9,500 1,606
2018-03-31 13F-HR Barclays Bank PLC / ETP (06746L422) Put 47.31 90,000 4,258
2018-03-31 13F-HR BLK / BlackRock, Inc. Call 541.78 4,500 2,438
2018-03-31 13F-HR BLMN / Bloomin' Brands, Inc. Call 24.28 98,000 2,379
2018-03-31 13F-HR BKNG / Booking Holdings Inc. Call 2,080.00 400 832
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.24 45,000 2,846
2018-03-31 13F-HR PLCE / Children's Place, Inc. (The) 135.20 2,500 338
2018-03-31 13F-HR MARA / Marathon Patent Group, Inc. Put 25,000 0 -100.00 103 0 -100.00