InvestorSG Americas Securities, LLC
Portfolio Value $ 10,719,912,000
Current Positions3,110
Opened Positions5
Closed Positions846


Latest Holdings, Performance, AUM (from 13F, 13D)

SG Americas Securities, LLC has disclosed 3,110 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 10,719,912,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

SG Americas Securities, LLC's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , PowerShares QQQ Trust (NASDAQ:QQQ) , NOVELLUS SYS INC Bond (670008AD3) , SPDR Dow Jones Industrial Average ETF (NYSE:DIA) , and Scripps Networks Interactive, Inc. (NASDAQ:SNI) . SG Americas Securities, LLC's new positions include NOVELLUS SYS INC Bond (670008AD3) , Spansion Llc Bond (84649PAL9) , Molina Healthcare, Inc. Bond 1.125% 1/1 (60855RAC4) , Proofpoint, Inc. 0.75% Convertible Bond due 2020-06-15 (743424AD5) , and Citigroup, Inc. (NYSE:C) .

All SG Americas Securities, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on January 24, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 12.99 20,400 265
2017-12-31 13F-HR ACN / Accenture plc Put 0.23 76,900 79,100 2.86 86 18 -79.07
2017-12-31 13F-HR ABY / Abengoa Yield plc 21.23 43,731 27,985 -36.01 862 594 -31.09
2017-12-31 13F-HR AON / Aon Plc 134.01 89,661 47,901 -46.58 13,099 6,419 -51.00
2017-12-31 13F-HR AGN / Allergan plc Call 0.08 60,900 75,900 24.63 50 6 -88.00
2017-12-31 13F-HR ARRS / ARRIS International plc 25.70 291,123 73,594 -74.72 8,294 1,891 -77.20
2017-12-31 13F-HR ATH / Athene Holding Ltd 51.69 15,706 18,862 20.09 846 975 15.25
2017-12-31 13F-HR CNIT / China Information Technology, Inc. 1.48 102,638 102,638 0.00 117 152 29.91
2017-12-31 13F-HR ZUMZ / Zumiez, Inc. 20.85 29,849 18,466 -38.14 540 385 -28.70
2017-12-31 13F-HR TEAM / Atlassian Corporation Plc 45.48 0 8,465 0 385
2017-12-31 13F-HR ALKS / Alkermes plc 54.65 0 2,086 0 114
2017-12-31 13F-HR ARH.PRC / Arch Capital Group Ltd. 90.73 17,156 11,176 -34.86 1,690 1,014 -40.00
2017-12-31 13F-HR ADNT / Adient plc 78.77 0 4,862 0 383
2017-12-31 13F-HR IVZ / Invesco Ltd. Call 2.35 145,700 343
2017-12-31 13F-HR IVZ / Invesco Ltd. Put 2.08 145,700 303
2017-12-31 13F-HR JCI / Johnson Controls International plc Call 0.20 50,000 10
2017-12-31 13F-HR APTV / Aptiv PLC 84.83 33,312 2,826
2017-12-31 13F-HR APTIV PLC / OPT Call (G6095L909) 0.29 17,500 5
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.47 386,982 246,006 -36.43 6,927 5,282 -23.75
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 33.84 263,234 324,245 23.18 8,608 10,972 27.46
2017-12-31 13F-HR GSM / Ferroglobe PLC 16.20 0 70,063 0 1,135
2017-12-31 13F-HR KORS / Michael Kors Holdings Ltd. Call 2.65 0 77,500 0 205
2017-12-31 13F-HR KORS / Michael Kors Holdings Ltd. Put 1.28 115,000 192,500 67.39 58 247 325.86
2017-12-31 13F-HR IVZ / Invesco Ltd. 36.54 11,407 130,139 1,040.87 400 4,755 1,088.75
2017-12-31 13F-HR JCI / Johnson Controls International plc 38.11 30,505 129,119 323.27 1,229 4,921 300.41
2017-12-31 13F-HR MDT / Medtronic plc 80.75 135,160 330,405 144.45 10,511 26,680 153.83
2017-12-31 13F-HR NBR / Nabors Industries Ltd. 6.83 307,590 164,924 -46.38 2,482 1,126 -54.63
2017-12-31 13F-HR NBR / Nabors Industries Ltd. Call 0.61 0 450,000 0 274
2017-12-31 13F-HR ACCO / Acco Brands Corp. 12.18 34,365 20,449 -40.49 409 249 -39.12
2017-12-31 13F-HR ANGI HOMESERVICES INC COM CL A / (00183L102) 10.48 18,515 194
2017-12-31 13F-HR ABT / Abbott Laboratories Call 8.51 236,700 275,600 16.43 1,487 2,344 57.63
2017-12-31 13F-HR ACHC / Acadia Healthcare Company, Inc. 32.63 4,482 35,890 700.76 214 1,171 447.20
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.32 111,898 90,078 -19.50 7,219 5,704 -20.99
2017-12-31 13F-HR HYLD / Peritus High Yield ETF 36.16 4,287 155
2017-12-31 13F-HR AEROJET ROCKETDYNE HLDGS INC NOTE 2.25012/1 / BND (007800AB1) 14,095
2017-12-31 13F-HR AKCA / Akcea Therapeutics Inc. 17.41 6,951 121
2017-12-31 13F-HR HAYN / Haynes International Inc. 32.04 0 3,464 0 111
2017-12-31 13F-HR HXL / Hexcel Corp. 62.02 0 2,193 0 136
2017-12-31 13F-HR HLT / Hilton Worldwide Holdings Inc. Call 2.54 69,700 177
2017-12-31 13F-HR HUN / Huntsman Corp. Put 0.06 30,800 2
2017-12-31 13F-HR IBN / ICICI Bank Ltd. Call 3.69 400,000 400,000 0.00 1,056 1,474 39.58
2017-12-31 13F-HR SEE / Sealed Air Corp. 49.30 91,082 21,215 -76.71 3,891 1,046 -73.12
2017-12-31 13F-HR SELECT SECTOR SPDR TR / OPT Call (81369Y900) 3.97 221,800 881
2017-12-31 13F-HR SELECT SECTOR SPDR TR / OPT Call (81369Y904) 4.33 132,100 572
2017-12-31 13F-HR SHPG / Shire Plc. Call 5.03 17,500 88
2017-12-31 13F-HR SLEEP NUMBER CORP COM / (83125X103) 37.60 30,347 1,141
2017-12-31 13F-HR SOGO / Sogou Inc. 11.57 116,806 1,351
2017-12-31 13F-HR ALTABA INC / OPT Call (021346901) 8.53 460,600 3,930
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 108.55 16,814 15,247 -9.32 1,739 1,655 -4.83
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. 12.84 224,077 255,494 14.02 3,417 3,281 -3.98
2017-12-31 13F-HR ANDEAVOR / OPT Call (03349M905) 9.13 181,500 1,657
2017-12-31 13F-HR 45337CAN2 / Incyte Corp. Bond 1,122 913 -18.63
2017-12-31 13F-HR INTC / Intel Corp. 46.16 120,897 168,191 39.12 4,604 7,764 68.64
2017-12-31 13F-HR TILE / Interface, Inc. 25.17 11,265 5,005 -55.57 247 126 -48.99
2017-12-31 13F-HR INPAP / International Paper Company Put 0.59 492,700 622,100 26.26 267 368 37.83
2017-12-31 13F-HR INTU / Intuit Inc. 157.80 32,933 31,243 -5.13 4,681 4,930 5.32
2017-12-31 13F-HR ISHARES INC / OPT Call (464286900) 6.25 2,158,900 13,500
2017-12-31 13F-HR 84649PAL9 / Spansion Llc Bond 443 27,744 6,162.75
2017-12-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 89.16 0 22,038 0 1,965
2017-12-31 13F-HR SRT / Star Tek, Inc. 9.98 14,834 148
2017-12-31 13F-HR STB / Student Transportation, Inc. 6.12 17,968 110
2017-12-31 13F-HR SGC / Superior Uniform Group, Inc. 26.68 5,623 150
2017-12-31 13F-HR 87238QAB9 / TCP Capital Corp., 5.25% Bond due 2019-12-15 316 313 -0.95
2017-12-31 13F-HR TAPESTRY INC / OPT Call (876030907) 1.93 232,500 449
2017-12-31 13F-HR THRX / Theravance, Inc. 994
2017-12-31 13F-HR TTD / Trade Desk, Inc. 45.68 3,700 169
2017-12-31 13F-HR 887399AA1 / TimkenSteel Corporation Bond 156 150 -3.85
2017-12-31 13F-HR MMM / 3M Co. Put 1.76 146,800 270,600 84.33 365 477 30.68
2017-12-31 13F-HR TDG / Transdigm Group, Inc. Call 53.91 11,500 11,500 0.00 618 620 0.32
2017-12-31 13F-HR FOXA / Twenty-First Century Fox, Inc. Call 0.70 320,000 224
2017-12-31 13F-HR ATLANTICA YIELD PLC / OPT Put (G0751N953) 0.35 100,000 35
2017-12-31 13F-HR CHINA BIOLOGIC PRODS HLDGS I COM / (G21515104) 78.95 1,482 117
2017-12-31 13F-HR HOLI / Hollysys Automation Technologies, Ltd. 22.30 7,263 162
2017-12-31 13F-HR SBBP / Strongbridge Biopharma plc 7.26 11,571 84
2017-12-31 13F-HR TECHNIPFMC PLC / OPT Call (G87110905) 4.40 45,000 198
2017-12-31 13F-HR 63633DAE4 / National Health Investors, Inc. Bond 2,074 2,200 6.08
2017-12-31 13F-HR EYE / National Vision Holdings, Inc. 40.55 3,576 145
2017-12-31 13F-HR NTES / NetEase, Inc. Call 48.99 15,900 779
2017-12-31 13F-HR NTES / NetEase, Inc. Put 7.80 15,900 124
2017-12-31 13F-HR 64157FAA1 / Nevro Corp. Bond 555 487 -12.25
2017-12-31 13F-HR NFLX / Netflix, Inc. Put 3.29 1,393,100 1,959,900 40.69 2,442 6,454 164.29
2017-12-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 78.44 5,333 1,517 -71.55 332 119 -64.16
2017-12-31 13F-HR 670008AD3 / NOVELLUS SYS INC Bond 24,194 239,576 890.23
2017-12-31 13F-HR OCN / Ocwen Financial Corp. 3.13 159,721 142,909 -10.53 549 447 -18.58
2017-12-31 13F-HR 680223AH7 / Old Republic International Corp. 3.75% Bond Due 3/15/2018 1,113
2017-12-31 13F-HR JD / JD.com, Inc. Call 2.76 0 1,031,200 0 2,843
2017-12-31 13F-HR JNCE / Jounce Therapeutics, Inc. 12.74 23,079 294
2017-12-31 13F-HR KDMN / Kadmon Holdings, Inc. 3.67 10,637 39
2017-12-31 13F-HR KL / Kirkland Lake Gold Ltd. 15.36 14,909 229
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) Put 0.54 22,400 22,400 0.00 39 12 -69.23
2017-12-31 13F-HR ARCONIC INC / OPT Call (03965L900) 13.05 350,000 4,568
2017-12-31 13F-HR ATKR / Atkore International Group Inc. 21.52 6,041 130
2017-12-31 13F-HR AVEO / AVEO Pharmaceuticals, Inc. 2.78 17,963 50
2017-12-31 13F-HR BARCLAYS BK PLC / OPT Call (06746L902) 0.77 1,695,700 1,309
2017-12-31 13F-HR BV / Bazaarvoice, Inc. 5.45 21,021 58,566 178.61 104 319 206.73
2017-12-31 13F-HR BELFA / Bel Fuse Inc. 25.15 7,834 197
2017-12-31 13F-HR BLACKROCK N Y MUN INCOME TR SH BEN INT / (09248L106) 14.32 19,350 277
2017-12-31 13F-HR BLACKROCK MUNI INCOME TR II COM / (09249N101) 14.44 22,439 324
2017-12-31 13F-HR BSX / Boston Scientific Corp. Call 0.35 75,000 26
2017-12-31 13F-HR BSX / Boston Scientific Corp. Put 2.43 75,000 182
2017-12-31 13F-HR BKD / Brookdale Senior Living, Inc. Call 0.36 154,100 56
2017-12-31 13F-HR COSHW / Cooper-Standard Holdings Inc. 122.52 8,938 5,746 -35.71 1,037 704 -32.11
2017-12-31 13F-HR CXW / CoreCivic Inc 22.50 37,376 75,656 102.42 1,001 1,702 70.03
2017-12-31 13F-HR CRVS / Corvus Pharmaceuticals, Inc. 10.39 14,438 150
2017-12-31 13F-HR 22943FAF7 / Ctrip.com International, Ltd. Bond 1.000% 7/0 1,709 1,056 -38.21
2017-12-31 13F-HR 232806AM1 / Cypress Semiconductor Corp. Bond 1,215 1,222 0.58
2017-12-31 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Bond Due 9/1/2021 607 424 -30.15
2017-12-31 13F-HR KTF / Deutsche Municipal Income Trust 11.90 0 38,981 0 464
2017-12-31 13F-HR ISHARES TR / OPT Call (464287902) 1.83 1,438,900 2,634
2017-12-31 13F-HR IFGL / iShares International Developed Real Estate ETF 30.00 0 62,063 0 1,862
2017-12-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 64.51 0 24,414 0 1,575
2017-12-31 13F-HR ISHARES TR / OPT Call (464288903) 0.32 3,117,200 989
2017-12-31 13F-HR ISHARES TR / OPT Put (464288951) 0.40 480,000 192
2017-12-31 13F-HR ISHARES INC / OPT Call (46434G902) 1.01 530,300 536
2017-12-31 13F-HR ISHARES TR / OPT Put (46435G954) 0.06 32,500 2
2017-12-31 13F-HR JACK / Jack in the Box, Inc. Put 3.60 10,000 36
2017-12-31 13F-HR ORN / Orion Marine Group, Inc. 7.81 24,073 188
2017-12-31 13F-HR 69327RAD3 / PDC Energy, Inc. Bond 587 587 0.00
2017-12-31 13F-HR 70932AAB9 / Pennymac Corp Bond 4,969 4,947 -0.44
2017-12-31 13F-HR CI / Cigna Corp. Put 4.70 20,000 94
2017-12-31 13F-HR CCJ / Cameco Corp. Put 0.55 300,000 165
2017-12-31 13F-HR CWH / Camping World Holdings, Inc. 44.76 8,088 362
2017-12-31 13F-HR CASY / Casey's General Stores, Inc. Call 0.93 17,200 16
2017-12-31 13F-HR CHFN / Charter Financial Corp. 17.57 9,446 166
2017-12-31 13F-HR C / Citigroup, Inc. Call 5.59 1,574,900 8,797
2017-12-31 13F-HR CITIGROUP GLOBAL MKTS HLDGS LEVERAGD ETN S&P / (17325E291) 24.51 22,400 549
2017-12-31 13F-HR CIVB / Civista Bancshares, Inc. 21.93 6,018 132
2017-12-31 13F-HR CLEVELAND CLIFFS INC COM / (185899101) 7.20 27,930 201
2017-12-31 13F-HR CLEVELAND CLIFFS INC / OPT Call (185899901) 0.01 90,000 1
2017-12-31 13F-HR CMC / Commercial Metals Co. 21.32 5,867 42,027 616.33 112 896 700.00
2017-12-31 13F-HR CONSOL ENERGY INC NEW COM / (20854L108) 39.46 4,663 184
2017-12-31 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 44.32 9,273 411
2017-12-31 13F-HR 530715AN1 / Liberty Media, Bond 3.5%, Due 1/15/2031 371
2017-12-31 13F-HR 531229AB8 / Liberty Media Corporation Bond 615 585 -4.88
2017-12-31 13F-HR 531229AE2 / Liberty Media Corporation Bond 1,594 2,096 31.49
2017-12-31 13F-HR MFS GOVT MKTS INCOME TR SH BEN INT / (552939100) 4.78 22,394 107
2017-12-31 13F-HR MAT / Mattel, Inc. Put 2.82 165,000 466
2017-12-31 13F-HR 584688AE5 / Medicines Company 2.500% Bond 1,267 1,722 35.91
2017-12-31 13F-HR 60855RAD2 / Molina Healthcare, Inc. DBCV 1.625% 8/1 1,334 138 -89.66
2017-12-31 13F-HR MCRI / Monarch Casino & Resort, Inc. 44.88 3,030 136
2017-12-31 13F-HR MYOK / MyoKardia, Inc. 42.01 4,404 185
2017-12-31 13F-HR USLM / U.S. Lime & Minerals, Inc. 76.82 1,484 114
2017-12-31 13F-HR UNITED STATES OIL FUND LP / OPT Call (91232N908) 0.34 5,452,000 1,870
2017-12-31 13F-HR VFC / V.F. Corp. Call 4.19 23,600 99
2017-12-31 13F-HR VANECK VECTORS ETF TR / OPT Put (92189F956) 0.71 3,775,600 2,672
2017-12-31 13F-HR 92343XAA8 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021 2,407 244 -89.86
2017-12-31 13F-HR 947075AH0 / Weatherford International plc Bond 1,204 1,195 -0.75
2017-12-31 13F-HR WESTERN ASSET GLOBAL CP DEFI COM / (95790C107) 18.01 7,051 127
2017-12-31 13F-HR WHITING PETE CORP NEW COM / (966387409) 26.46 22,752 602
2017-12-31 13F-HR 98138HAC5 / Workday, Inc. Bond 0.750% 7/1 4,585 125 -97.27
2017-12-31 13F-HR WYN / Wyndham Worldwide Corp. Put 0.20 25,000 5
2017-12-31 13F-HR 25470MAB5 / DISH Network Corp. 3.375% Bond 58,795 5,108 -91.31
2017-12-31 13F-HR DUFF & PHELPS UTIL CORP BD T COM / (26432K108) 8.84 46,720 413
2017-12-31 13F-HR DNKN / Dunkin' Brands Group, Inc. Call 0.62 29,000 18
2017-12-31 13F-HR CAFD / 8point3 Energy Partners LP 15.22 0 6,769 0 103
2017-12-31 13F-HR FLIR / FLIR Systems, Inc. 46.63 71,896 38,327 -46.69 2,797 1,787 -36.11
2017-12-31 13F-HR 31816QAD3 / FireEye, Inc. Bond 1,148
2017-12-31 13F-HR FIT / Fitbit Inc. Call 0.96 50,000 48
2017-12-31 13F-HR FONR / Fonar Corp. 24.43 4,135 101
2017-12-31 13F-HR GNC / GNC Holdings, Inc. Put 4.00 75,000 300
2017-12-31 13F-HR GMS / GMS Inc. 37.69 3,423 129
2017-12-31 13F-HR 73640QAB1 / PRA Group, Inc. - Convertible Bond 3% 1,849 1,920 3.84
2017-12-31 13F-HR PCH / Potlatch Holdings, Inc. 49.88 6,417 8,521 32.79 327 425 29.97
2017-12-31 13F-HR POWERSHARES QQQ TRUST / OPT Call (73935A904) 5.85 2,455,000 14,354
2017-12-31 13F-HR EEMO / PowerShares S&P Emerging Markets Momentum Portfolio 20.50 10,000 205
2017-12-31 13F-HR RH / OPT Put (74967X953) 0.21 225,000 48
2017-12-31 13F-HR RHT / Red Hat, Inc. Put 6.56 25,300 166
2017-12-31 13F-HR CHIQ / Global X China Consumer ETF 18.66 17,253 322
2017-12-31 13F-HR SDIV / Global X SuperDividend ETF 21.79 29,649 646
2017-12-31 13F-HR GRAMERCY PPTY TR COM NEW / (385002308) 26.67 32,280 861
2017-12-31 13F-HR HLG / Hailiang Education Group Inc. 44.94 3,360 151
2017-12-31 13F-HR RNET / RigNet, Inc. 14.93 7,367 110
2017-12-31 13F-HR SPDR S&P 500 ETF TR / OPT Call (78462F903) 13.12 4,833,500 63,406
2017-12-31 13F-HR SPDR S&P 500 ETF TR / OPT Put (78462F953) 1.45 10,945,800 15,915
2017-12-31 13F-HR XME / SPDR S&P Metals & Mining ETF 36.37 446,636 85,465 -80.86 14,373 3,108 -78.38
2017-12-31 13F-HR SPDR SERIES TRUST / OPT Call (78464A900) 1.63 1,834,100 2,991
2017-12-31 13F-HR SSRI / Silver Standard Resources, Inc. 8.80 25,467 224
2017-12-31 13F-HR SGMO / Sangamo BioSciences, Inc. 16.40 71,284 44,444 -37.65 1,069 729 -31.81
2017-12-31 13F-HR SASOF / Sasol Ltd. 34.14 0 4,687 0 160
2017-12-31 13F-HR I / Intelsat SA 3.41 0 14,389 0 49
2017-12-31 13F-HR ENZY / Enzymotec Ltd. 11.84 9,800 116
2017-12-31 13F-HR CALL / magicJack VocalTec Ltd. 8.45 106,356 899
2017-12-31 13F-HR NMM / Navios Maritime Partners L.P. 2.35 18,294 43
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.97 474,554 758,070 59.74 930 1,493 60.54
2017-12-31 13F-HR CABO / Cable One Inc. 703.27 1,063 2,632 147.60 768 1,851 141.02
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.39 30,137 17,944 -40.46 29,345 18,902 -35.59
2017-12-31 13F-HR CBS / CBS Corp. 58.99 55,481 43,431 -21.72 3,218 2,562 -20.39
2017-12-31 13F-HR CBS / CBS Corp. Put 0.21 0 195,100 0 41
2017-12-31 13F-HR ZTS / Zoetis Inc. Call 4.72 109,700 184,700 68.37 102 871 753.92
2017-12-31 13F-HR ZTS / Zoetis Inc. Put 0.05 176,800 176,800 0.00 107 9 -91.59
2017-12-31 13F-HR HCN / Welltower Inc. 63.77 120,556 83,238 -30.95 8,473 5,308 -37.35
2017-12-31 13F-HR AIG.WS / American International Group, Inc. Warrants 18.15 15,483 15,483 0.00 310 281 -9.35
2017-12-31 13F-HR ED / Consolidated Edison, Inc. Call 0.82 32,900 152,900 364.74 13 126 869.23
2017-12-31 13F-HR ED / Consolidated Edison, Inc. Put 1.77 41,300 161,300 290.56 74 286 286.49
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.67 74,860 91,130 21.73 2,526 3,433 35.91
2017-12-31 13F-HR MIK / Michaels Companies Inc. (The) 24.19 0 108,332 0 2,621
2017-12-31 13F-HR IMMU / Immunomedics, Inc. 16.12 26,350 11,164 -57.63 368 180 -51.09
2017-12-31 13F-HR NTES / NetEase, Inc. 345.07 6,710 33,445 398.44 1,770 11,541 552.03
2017-12-31 13F-HR PEGA / Pegasystems, Inc. 47.13 8,302 5,792 -30.23 479 273 -43.01
2017-12-31 13F-HR TRIP / TripAdvisor, Inc. Put 1.48 0 650,000 0 962
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 42.38 9,297 20,978 125.64 383 889 132.11
2017-12-31 13F-HR SNY / Sanofi 43.00 85,591 89,892 5.03 4,262 3,865 -9.31
2017-12-31 13F-HR IBN / ICICI Bank Ltd. Put 0.06 860,000 860,000 0.00 127 53 -58.27
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.04 125,645 72,909 -41.97 6,121 4,742 -22.53
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. Call 0.87 69,200 69,200 0.00 24 60 150.00
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 10.21 175,474 425,474 142.47 3,615 4,344 20.17
2017-12-31 13F-HR WYNN / Wynn Resorts Ltd. Call 27.69 119,100 143,800 20.74 2,546 3,982 56.40
2017-12-31 13F-HR NFG / National Fuel Gas Co. 54.91 37,512 73,409 95.69 2,124 4,031 89.78
2017-12-31 13F-HR ULH / Universal Logistics Holdings, Inc. 23.74 0 4,802 0 114
2017-12-31 13F-HR PFG / Principal Financial Group, Inc. 70.56 42,045 55,473 31.94 2,705 3,914 44.70
2017-12-31 13F-HR SHLD / Sears Holdings Corp. Put 6.26 218,400 1,020,900 367.45 585 6,391 992.48
2017-12-31 13F-HR CCI / Crown Castle International Corp. 111.01 1,200 87,238 7,169.83 1,282 9,684 655.38
2017-12-31 13F-HR CCI / Crown Castle International Corp. Put 0.09 45,000 45,000 0.00 158 4 -97.47
2017-12-31 13F-HR PX / Praxair, Inc. Put 0.15 100,000 100,000 0.00 175 15 -91.43
2017-12-31 13F-HR GLNG / Golar LNG Ltd. 29.81 38,592 78,476 103.35 873 2,339 167.93
2017-12-31 13F-HR OEF / iShares S&P 100 ETF Put 2.52 3,466,100 1,425,500 -58.87 4,023 3,591 -10.74
2017-12-31 13F-HR PXMV / PowerShares Fundamental Pure Mid Value Portfolio 31.29 3,918 6,840 74.58 120 214 78.33
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.95 743,165 328,055 -55.86 43,921 20,979 -52.23
2017-12-31 13F-HR HTZ / Hertz Global Holdings, Inc. 22.10 79,015 102,566 29.81 1,767 2,267 28.30
2017-12-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. Put 0.71 56,300 56,300 0.00 151 40 -73.51
2017-12-31 13F-HR CYBR / CyberArk Software Ltd. 41.35 60,282 14,170 -76.49 2,472 586 -76.29
2017-12-31 13F-HR CYBR / CyberArk Software Ltd. Put 0.46 65,800 65,800 0.00 155 30 -80.65
2017-12-31 13F-HR 98138HAD3 / Workday, Inc. Bond 1,409 1,369 -2.84
2017-12-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 59.36 34,347 19,979 -41.83 1,912 1,186 -37.97
2017-12-31 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 115.64 55,133 50,000 -9.31 6,071 5,782 -4.76
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. Call 1.65 1,392,700 1,284,100 -7.80 6,418 2,115 -67.05
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. Put 2.54 1,576,200 2,010,800 27.57 1,796 5,110 184.52
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 60.53 6,112 149,065 2,338.89 347 9,023 2,500.29
2017-12-31 13F-HR HIBB / Hibbett Sports, Inc. 20.41 36,561 24,934 -31.80 521 509 -2.30
2017-12-31 13F-HR JONE / Jones Energy, Inc. 1.13 0 13,232 0 15
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. Put 0.44 798,500 650,000 -18.60 860 288 -66.51
2017-12-31 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 35.45 0 15,485 0 549
2017-12-31 13F-HR GPS / Gap, Inc. (The) Call 1.03 0 250,000 0 258
2017-12-31 13F-HR 31787AAM3 / Finisar Corporation Bond 0.5% Due 12/15/2033 Bond 3,128 2,020 -35.42
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.68 577,046 262,632 -54.49 30,612 13,835 -54.81
2017-12-31 13F-HR TSN / Tyson Foods, Inc. Put 3.30 0 104,600 0 345
2017-12-31 13F-HR PFE / Pfizer, Inc. Call 0.81 1,740,600 1,500,400 -13.80 3,596 1,209 -66.38
2017-12-31 13F-HR ILMN / Illumina, Inc. Call 35.29 27,600 27,600 0.00 759 974 28.33
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.00 60,407 89,996 48.98 2,913 5,040 73.02
2017-12-31 13F-HR BBSI / Barrett Business Services, Inc. 64.57 0 2,447 0 158
2017-12-31 13F-HR HTHT / China Lodging Group Ltd 144.43 18,764 19,110 1.84 2,230 2,760 23.77
2017-12-31 13F-HR DNOW / NOW Inc. 11.03 190,071 203,734 7.19 2,625 2,247 -14.40
2017-12-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 36.99 45,559 25,004 -45.12 1,681 925 -44.97
2017-12-31 13F-HR ORCL / Oracle Corp. Put 0.54 802,900 832,600 3.70 436 449 2.98
2017-12-31 13F-HR IBM / International Business Machines Corp. Call 5.17 1,203,200 509,500 -57.65 6,026 2,632 -56.32
2017-12-31 13F-HR DG / Dollar General Corp. Call 8.56 35,500 35,500 0.00 127 304 139.37
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated Call 5.12 951,700 253,900 -73.32 520 1,299 149.81
2017-12-31 13F-HR WY / Weyerhaeuser Co. Put 1.05 0 185,000 0 194
2017-12-31 13F-HR MSFT / Microsoft Corp. Put 0.68 1,915,700 2,531,400 32.14 1,689 1,715 1.54
2017-12-31 13F-HR AGR / Avangrid, Inc. 50.57 5,412 20,485 278.51 257 1,036 303.11
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.30 352,846 680,653 92.90 11,866 26,069 119.69
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. Call 2.82 1,209,800 1,838,800 51.99 1,580 5,181 227.91
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. Put 0.21 2,451,700 3,032,800 23.70 1,145 628 -45.15
2017-12-31 13F-HR COST / Costco Wholesale Corp. Call 3.94 30,000 456,000 1,420.00 351 1,797 411.97
2017-12-31 13F-HR PCLN / The Priceline Group Inc. Call 56.24 54,700 71,100 29.98 4,655 3,999 -14.09
2017-12-31 13F-HR AIA / iShares Asia 50 ETF 66.00 0 5,000 0 330
2017-12-31 13F-HR EMN / Eastman Chemical Company 92.65 19,873 25,267 27.14 1,798 2,341 30.20
2017-12-31 13F-HR EMN / Eastman Chemical Company Call 2.35 28,600 163,900 473.08 211 385 82.46
2017-12-31 13F-HR TGT / Target Corp. Put 1.24 60,000 144,600 141.00 2 180 8,900.00
2017-12-31 13F-HR VODPF / Vodafone Group Plc Put 0.81 45,000 300,700 568.22 45 244 442.22
2017-12-31 13F-HR HD / Home Depot, Inc. (The) Call 19.26 2,535,100 1,016,800 -59.89 13,334 19,582 46.86
2017-12-31 13F-HR HD / Home Depot, Inc. (The) Put 1.03 752,900 859,200 14.12 1,842 885 -51.95
2017-12-31 13F-HR NAT / Nordic American Tankers Ltd 2.48 14,216 12,485 -12.18 76 31 -59.21
2017-12-31 13F-HR FB / Facebook, Inc. 176.46 81,616 180,234 120.83 13,946 31,804 128.05
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA Call 0.10 20,000 20,000 0.00 88 2 -97.73
2017-12-31 13F-HR SWN / Southwestern Energy Co. 5.58 24,560 277,606 1,030.32 150 1,549 932.67
2017-12-31 13F-HR IGV / iShares North American Tech-Software ETF 154.68 50,112 3,769 -92.48 7,329 583 -92.05
2017-12-31 13F-HR VIS / Vanguard Industrials ETF 142.33 0 12,000 0 1,708
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 254.77 47,488 39,169 -17.52 11,264 9,979 -11.41
2017-12-31 13F-HR REM / iShares Mortgage Real Estate Capped ETF 45.25 0 9,790 0 443
2017-12-31 13F-HR SBNYW / Signature Bank 137.24 8,155 11,032 35.28 1,044 1,514 45.02
2017-12-31 13F-HR SYF / Synchrony Financial 38.61 58,808 223,524 280.09 1,826 8,630 372.62
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.27 206,123 518,113 151.36 13,198 29,154 120.90
2017-12-31 13F-HR M / Macy's, Inc. 25.19 514,033 196,412 -61.79 11,216 4,948 -55.88
2017-12-31 13F-HR UPS / United Parcel Service, Inc. Put 2.87 32,500 62,700 92.92 81 180 122.22
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.75 11,053 192,400 1,640.70 864 19,000 2,099.07
2017-12-31 13F-HR DLX / Deluxe Corp. 76.84 8,735 12,298 40.79 637 945 48.35
2017-12-31 13F-HR NFLX / Netflix, Inc. Call 31.43 730,400 632,300 -13.43 19,083 19,871 4.13
2017-12-31 13F-HR JKG / iShares Morningstar Mid-Cap ETF 185.63 13,970 6,513 -53.38 2,442 1,209 -50.49
2017-12-31 13F-HR TXRH / Texas Roadhouse, Inc. 52.70 0 19,641 0 1,035
2017-12-31 13F-HR ESND / Essendant Inc. 9.28 24,907 21,233 -14.75 328 197 -39.94
2017-12-31 13F-HR CYH / Community Health Systems, Inc. 4.26 215,909 331,826 53.69 2 1,414 70,600.00
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.91 7,507 78,945 951.62 578 7,256 1,155.36
2017-12-31 13F-HR VLO / Valero Energy Corp. Call 7.85 750,800 1,328,600 76.96 3,417 10,427 205.15
2017-12-31 13F-HR VLO / Valero Energy Corp. Put 0.91 1,364,500 2,275,500 66.76 1,408 2,080 47.73
2017-12-31 13F-HR OUT / OUTFRONT Media Inc. 23.21 21,008 31,150 48.28 529 723 36.67
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.63 129,038 69,894 -45.83 8,262 5,146 -37.71
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. Put 0.85 895,400 1,154,000 28.88 701 979 39.66
2017-12-31 13F-HR OCLR / Oclaro, Inc 6.74 103,320 150,675 45.83 892 1,016 13.90
2017-12-31 13F-HR OFC / Corporate Office Properties Trust 29.20 19,229 49,963 159.83 631 1,459 131.22
2017-12-31 13F-HR MS / Morgan Stanley 52.47 125,460 270,746 115.80 6,043 14,206 135.08
2017-12-31 13F-HR SUM / Summit Materials, Inc. 31.52 20,267 5,013 -75.27 649 158 -75.65
2017-12-31 13F-HR IRM / Iron Mountain Incorporated. (REIT) 37.74 4,855 39,773 719.22 189 1,501 694.18
2017-12-31 13F-HR PK / Park Hotels & Resorts Inc. 28.75 55,960 44,384 -20.69 1,542 1,276 -17.25
2017-12-31 13F-HR MC / Moelis & Co. 48.52 22,253 14,118 -36.56 958 685 -28.50
2017-12-31 13F-HR EWK / iShares MSCI Belgium Capped ETF 21.01 12,827 37,603 193.16 272 790 190.44
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V Put 0.04 400,000 400,000 0.00 20 16 -20.00
2017-12-31 13F-HR AES / AES Corp. (The) 10.83 273,972 179,455 -34.50 3,019 1,943 -35.64
2017-12-31 13F-HR QUAD / Quad/Graphics, Inc. 22.58 10,825 6,467 -40.26 245 146 -40.41
2017-12-31 13F-HR CASC / Cascadian Therapeutics, Inc. 3.71 13,077 38,541 194.72 53 143 169.81
2017-12-31 13F-HR TWTR / Twitter, Inc. Call 1.94 200,000 180,300 -9.85 62 349 462.90
2017-12-31 13F-HR ARAY / Accuray, Inc. 4.27 64,765 12,892 -80.09 259 55 -78.76
2017-12-31 13F-HR PEP / PepsiCo, Inc. Call 4.76 81,200 143,400 76.60 145 682 370.34
2017-12-31 13F-HR PEP / PepsiCo, Inc. Put 1.38 259,300 241,300 -6.94 331 333 0.60
2017-12-31 13F-HR FLIC / First of Long Island Corp. (The) 28.49 3,435 5,336 55.34 105 152 44.76
2017-12-31 13F-HR ODFL / Old Dominion Freight Line, Inc. 131.54 6,638 26,144 293.85 731 3,439 370.45
2017-12-31 13F-HR ICON / Iconix Brand Group, Inc. 1.28 0 42,083 0 54
2017-12-31 13F-HR DDS / Dillard's, Inc. 60.05 124,142 129,668 4.45 6,961 7,787 11.87
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.89 10,560 -95.97 540 738 36.67
2017-12-31 13F-HR CUK / Carnival Plc Put 2.25 154,300 204,300 32.40 423 459 8.51
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. Call 0.01 160,000 160,000 0.00 6 2 -66.67
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. Call 20.58 85,000 108,300 27.41 2,614 2,229 -14.73
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. Put 2.40 50,000 71,200 42.40 180 171 -5.00
2017-12-31 13F-HR AVGO / Broadcom Limited 256.90 55,910 42,013 -24.86 13,560 10,793 -20.41
2017-12-31 13F-HR AVGO / Broadcom Limited Call 10.60 840,300 139,200 -83.43 2,534 1,475 -41.79
2017-12-31 13F-HR AVGO / Broadcom Limited Put 2.63 329,000 327,100 -0.58 1,027 861 -16.16
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 120.63 53,613 20,069 -62.57 6,068 2,421 -60.10
2017-12-31 13F-HR PEJ / PowerShares Exchange-Trade Fund Trust 44.20 3,353 4,977 48.43 139 220 58.27
2017-12-31 13F-HR 85571WAB5 / Colony Starwood Homes Bond 3.000% 7/0 345 163 -52.75
2017-12-31 13F-HR KR / Kroger Co. Call 3.57 0 396,000 0 1,414
2017-12-31 13F-HR HHC / Howard Hughes Corp. (The) 131.19 1,252,616 3,148 -99.75 147,721 413 -99.72
2017-12-31 13F-HR CDL / Victory Portfolios II 45.40 10,952 5,066 -53.74 474 230 -51.48
2017-12-31 13F-HR GPI / Group 1 Automotive, Inc. 71.17 0 1,672 0 119
2017-12-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.85 165,000 17,400 -89.45 3,152 328 -89.59
2017-12-31 13F-HR 472145AB7 / Jazz Pharmaceuticals, Inc. Bond 613 583 -4.89
2017-12-31 13F-HR RHT / Red Hat, Inc. 120.10 25,324 29,092 14.88 2,807 3,494 24.47
2017-12-31 13F-HR RHT / Red Hat, Inc. Call 8.96 0 16,400 0 147
2017-12-31 13F-HR OIH / Market Vectors Oil Service ETF 26.04 338,585 20,699 -93.89 8,827 539 -93.89
2017-12-31 13F-HR OI / Owens-Illinois, Inc. 22.17 11,402 69,282 507.63 287 1,536 435.19
2017-12-31 13F-HR CVS / CVS Health Corporation Call 1.02 50,500 52,800 4.55 64 54 -15.62
2017-12-31 13F-HR CVS / CVS Health Corporation Put 8.35 266,200 195,400 -26.60 871 1,631 87.26
2017-12-31 13F-HR FII / Federated Investors, Inc. 36.07 12,080 36,455 201.78 359 1,315 266.30
2017-12-31 13F-HR BLMN / Bloomin' Brands, Inc. 21.35 19,320 12,738 -34.07 340 272 -20.00
2017-12-31 13F-HR SPN / Superior Energy Services, Inc. 9.63 62,890 108,040 71.79 672 1,040 54.76
2017-12-31 13F-HR TU / TELUS Corp. 37.87 69,197 81,955 18.44 2,489 3,104 24.71
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Put 0.07 205,900 205,900 0.00 535 14 -97.38
2017-12-31 13F-HR ARMK / Aramark 42.74 2,553 3,954 54.88 104 169 62.50
2017-12-31 13F-HR FHK / First Trust Hong Kong AlphaDEX Fund 42.45 14,411 10,011 -30.53 609 425 -30.21
2017-12-31 13F-HR CO / China Cord Blood Corp. 9.95 231,204 174,626 -24.47 2,571 1,738 -32.40
2017-12-31 13F-HR SBAC / SBA Communications Corp. 163.34 7,688 28,529 271.08 1,107 4,660 320.96
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C Put 6.56 298,800 399,500 33.70 2,145 2,621 22.19
2017-12-31 13F-HR TRMK / Trustmark Corp. 31.87 4,013 13,931 247.15 133 444 233.83
2017-12-31 13F-HR FCNCA / First Citizens BancShares, Inc. 403.42 2,550 937 -63.25 953 378 -60.34
2017-12-31 13F-HR HAE / Haemonetics Corp. 58.00 7,052 6,086 -13.70 316 353 11.71
2017-12-31 13F-HR VIAB / Viacom, Inc. 30.81 14,258 120,154 742.71 397 3,702 832.49
2017-12-31 13F-HR APLE / Apple Hospitality REIT, Inc. 19.61 44,567 23,299 -47.72 843 457 -45.79
2017-12-31 13F-HR IAI / iShares U.S. Broker-Dealers ETF 62.75 4,762 4,000 -16.00 272 251 -7.72
2017-12-31 13F-HR VC / Visteon Corp. 125.21 5,491 6,685 21.74 680 837 23.09
2017-12-31 13F-HR FNSR / Finisar Corporation Put 3.68 50,000 50,000 0.00 175 184 5.14
2017-12-31 13F-HR NSP / Insperity, Inc. 57.27 7,189 3,667 -48.99 633 210 -66.82
2017-12-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.22 5,069 4,709 -7.10 150 147 -2.00
2017-12-31 13F-HR WDC / Western Digital Corp. 79.53 29,937 145,500 386.02 2,587 11,572 347.31
2017-12-31 13F-HR IDA / IDACORP, Inc. 91.37 9,854 18,179 84.48 866 1,661 91.80
2017-12-31 13F-HR CXP / Columbia Property Trust, Inc. 22.93 14,326 18,227 27.23 312 418 33.97
2017-12-31 13F-HR BTX / BioTime, Inc. 2.15 12,401 62,301 402.39 35 134 282.86
2017-12-31 13F-HR FOSL / Fossil Group, Inc. 7.77 272,877 194,353 -28.78 2,546 1,510 -40.69
2017-12-31 13F-HR TMF / Direxion Daily 20 Year Plus Treasury Bull 3x Shares 22.11 31,600 101,920 222.53 659 2,253 241.88
2017-12-31 13F-HR TTMI / TTM Technologies, Inc. 15.67 82,486 64,660 -21.61 1,268 1,013 -20.11
2017-12-31 13F-HR PSXP / Phillips 66 Partners LP 52.34 56,721 38,648 -31.86 2,981 2,023 -32.14
2017-12-31 13F-HR SNH / Senior Housing Properties Trust 19.15 197,813 283,511 43.32 3,867 5,429 40.39
2017-12-31 13F-HR UAA / Under Armour, Inc. Call 0.85 793,500 400,000 -49.59 663 342 -48.42
2017-12-31 13F-HR UAA / Under Armour, Inc. Call 0.84 210,000 793,500 277.86 2 663 33,050.00
2017-12-31 13F-HR AAOI / Applied Optoelectronics, Inc. 37.83 116,953 22,760 -80.54 7,563 861 -88.62
2017-12-31 13F-HR FTV / Fortive Corporation 72.35 15,060 65,045 331.91 1,066 4,706 341.46
2017-12-31 13F-HR SYT / Syngenta AG 92.86 9,218 9,218 0.00 849 856 0.82
2017-12-31 13F-HR EWT / iShares MSCI Taiwan ETF 36.21 765,560 79,067 -89.67 27,637 2,863 -89.64
2017-12-31 13F-HR 595112AY9 / Micron Technology, Inc. Bond 2,305 1,932 -16.18
2017-12-31 13F-HR XSD / SPDR S&P Semiconductor ETF 69.84 3,975 4,811 21.03 261 336 28.74
2017-12-31 13F-HR BA / Boeing Company (The) 294.90 44,012 51,841 17.79 11,188 15,288 36.65
2017-12-31 13F-HR BA / Boeing Company (The) Call 28.96 236,500 571,100 141.48 9,344 16,537 76.98
2017-12-31 13F-HR BA / Boeing Company (The) Put 2.11 499,200 632,100 26.62 1,526 1,335 -12.52
2017-12-31 13F-HR RIG / Transocean, Inc. 10.68 291,518 397,447 36.34 3,137 4,245 35.32
2017-12-31 13F-HR ATRS / Antares Pharma, Inc. 1.98 12,203 40,450 231.48 40 80 100.00
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. Call 0.18 100,000 100,000 0.00 27 18 -33.33
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.22 842,836 24,504 -97.09 19,352 569 -97.06
2017-12-31 13F-HR ITUB / Itau Unibanco Holding S.A. Put 0.14 750,000 750,000 0.00 75 105 40.00
2017-12-31 13F-HR ETR / Entergy Corp. 81.40 2,213 40,197 1,716.40 169 3,272 1,836.09
2017-12-31 13F-HR CETV / Central European Media Enterprises Ltd. 4.67 11,734 15,206 29.59 48 71 47.92
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. Put 0.17 183,400 187,300 2.13 141 31 -78.01
2017-12-31 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 47.80 0 100,387 0 4,798
2017-12-31 13F-HR CCRN / Cross Country Healthcare, Inc. 12.75 35,675 9,961 -72.08 508 127 -75.00
2017-12-31 13F-HR CPL / CPFL Energia S.A. 11.51 47,520 23,021 -51.56 815 265 -67.48
2017-12-31 13F-HR CVRS / Corindus Vascular Robotics, Inc. 1.01 11,205 58,441 421.56 17 59 247.06
2017-12-31 13F-HR REGI / Renewable Energy Group, Inc. 11.79 15,163 15,689 3.47 184 185 0.54
2017-12-31 13F-HR SON / Sonoco Products Co. 53.14 27,139 43,260 59.40 1,369 2,299 67.93
2017-12-31 13F-HR MSM / MSC Industrial Direct Co., Inc. 96.64 4,745 12,842 170.64 359 1,241 245.68
2017-12-31 13F-HR CI / Cigna Corp. Call 4.75 0 20,000 0 95
2017-12-31 13F-HR TKR / Timken Co. (THE) 49.15 3,303 22,645 585.59 160 1,113 595.63
2017-12-31 13F-HR L / Loews Corp. 50.03 111,599 84,554 -24.23 5,341 4,230 -20.80
2017-12-31 13F-HR GNRC / Generac Holding Inc. 49.49 5,466 7,901 44.55 251 391 55.78
2017-12-31 13F-HR PFE / Pfizer, Inc. Put 0.17 6,261,800 2,382,100 -61.96 5,859 404 -93.10
2017-12-31 13F-HR CUBN / Commerce Union Bancshares, Inc. (Springfield TN) 25.66 9,478 6,898 -27.22 220 177 -19.55
2017-12-31 13F-HR AGU / Agrium Inc. 115.15 10,692 1,789 -83.27 1,146 206 -82.02
2017-12-31 13F-HR LIVN / LivaNova PLC 79.92 10,187 21,672 112.74 714 1,732 142.58
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.78 53,700 74,094 37.98 4,371 6,504 48.80
2017-12-31 13F-HR MTG / MGIC Investment Corp. 14.11 398,679 65,917 -83.47 4,995 930 -81.38
2017-12-31 13F-HR IMGN / Immunogen, Inc. 6.41 10,479 18,416 75.74 80 118 47.50
2017-12-31 13F-HR EWU / iShares MSCI United Kingdom ETF 35.82 114,901 66,490 -42.13 4,004 2,382 -40.51
2017-12-31 13F-HR SHOO / Steven Madden Ltd. 46.71 35,902 23,335 -35.00 1,555 1,090 -29.90
2017-12-31 13F-HR LC / LendingClub Corp. Put 0.10 400,000 400,000 0.00 20 40 100.00
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.06 13,573 34,906 157.17 4,212 11,207 166.07
2017-12-31 13F-HR SFLY / Shutterfly, Inc. 49.74 3,334 86,542 2,495.74 162 4,305 2,557.41
2017-12-31 13F-HR INVH / Invitation Homes Inc. 23.57 190,274 30,760 -83.83 4,310 725 -83.18
2017-12-31 13F-HR SBDKP / Stanley Black & Decker, Inc. 122.76 16,463 16,463 0.00 1,887 2,021 7.10
2017-12-31 13F-HR CLDX / Celldex Therapeutics, Inc. 2.81 40,906 14,935 -63.49 117 42 -64.10
2017-12-31 13F-HR CHS / Chico's FAS, Inc. 8.82 23,304 76,962 230.25 209 679 224.88
2017-12-31 13F-HR OII / Oceaneering International, Inc. 21.14 14,699 61,954 321.48 386 1,310 239.38
2017-12-31 13F-HR MMS / MAXIMUS, Inc. 71.57 13,976 19,212 37.46 901 1,375 52.61
2017-12-31 13F-HR AMC / AMC Entertainment Holdings, Inc. 15.10 48,254 71,990 49.19 709 1,087 53.31
2017-12-31 13F-HR VV / Vanguard Large-Cap ETF 122.62 4,895 6,834 39.61 565 838 48.32
2017-12-31 13F-HR PKX / POSCO 78.31 2,159 2,158 -0.05 150 169 12.67
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.12 584,826 754,607 29.03 26,206 35,557 35.68
2017-12-31 13F-HR ICHR / ICHOR HOLDINGS, LTD. 24.63 3,985 5,116 28.38 107 126 17.76
2017-12-31 13F-HR DHS / WisdomTree U.S. High Dividend Fund 72.81 4,905 5,027 2.49 343 366 6.71
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 54.24 0 21,111 0 1,145
2017-12-31 13F-HR TOLZ / ProShares DJ Brookfield Global Infracstructure ETF 42.85 2,983 13,070 338.15 129 560 334.11
2017-12-31 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 66.23 2,506 6,900 175.34 154 457 196.75
2017-12-31 13F-HR MACK / Merrimack Pharmaceuticals, Inc. 8,128 0 -100.00 118 0 -100.00
2017-12-31 13F-HR SVU / Supervalu, Inc. 23,162 0 -100.00 504 0 -100.00
2017-12-31 13F-HR BKI / Black Knight, Inc. 3,807 0 -100.00 164 0 -100.00
2017-12-31 13F-HR TPR / Tapestry, Inc. 140,255 0 -100.00 5,649 0 -100.00
2017-12-31 13F-HR IBCP / Independent Bank Corp. 6,562 0 -100.00 149 0 -100.00
2017-12-31 13F-HR RUSHA / Rush Enterprises, Inc. 4,368 0 -100.00 202 0 -100.00
2017-12-31 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR 21,731 0 -100.00 203 0 -100.00
2017-12-31 13F-HR BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF 130,375 0 -100.00 3,353 0 -100.00
2017-12-31 13F-HR DBEZ / Deutsche X-Trackers MSCI EMU Hedged Equity ETF 10,374 0 -100.00 317 0 -100.00
2017-12-31 13F-HR YINN / Direxion Daily China 3X Bull Shares 18,265 0 -100.00 532 0 -100.00
2017-12-31 13F-HR FEP / First Trust Europe AlphaDEX Fund 255,805 0 -100.00 9,639 0 -100.00
2017-12-31 13F-HR GRID / First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fun 2,963 0 -100.00 145 0 -100.00
2017-12-31 13F-HR AIRR / First Trust Low Beta Income ETF 20,470 0 -100.00 533 0 -100.00
2017-12-31 13F-HR EXI / iShares S&P Global Industrials Sector Index Fund 51,683 0 -100.00 4,595 0 -100.00
2017-12-31 13F-HR IWX / iShares Russell Top 200 Value Index Fund 4,256 0 -100.00 213 0 -100.00
2017-12-31 13F-HR RWW / RevenueShares ETF 2,379 0 -100.00 152 0 -100.00
2017-12-31 13F-HR DOO / WisdomTree International Dividend Ex-Financials Fund 27,999 0 -100.00 1,194 0 -100.00
2017-12-31 13F-HR FRTA / Forterra, Inc. 10,992 0 -100.00 49 0 -100.00
2017-12-31 13F-HR PCSB / PCSB Financial Corporation 11,787 0 -100.00 222 0 -100.00
2017-12-31 13F-HR PPBI / Pacific Premier Bancorp, Inc. 5,628 0 -100.00 212 0 -100.00
2017-12-31 13F-HR PBNC / Paragon Commercial Corp. 13,495 0 -100.00 762 0 -100.00
2017-12-31 13F-HR PEBO / Peoples Bancorp Inc. 3,056 0 -100.00 103 0 -100.00
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. Put 400,000 0 -100.00 584 0 -100.00
2017-12-31 13F-HR CDC / Victory Portfolios II 5,521 0 -100.00 245 0 -100.00
2017-12-31 13F-HR FOLD / Amicus Therapeutics, Inc. Call 50,000 0 -100.00 65 0 -100.00
2017-12-31 13F-HR GGP INC / OPT Call (36174X901) 70,000 0 -100.00 5 0
2017-12-31 13F-HR GPX / GP Strategies Corp. 3,427 0 -100.00 106 0 -100.00
2017-12-31 13F-HR PAGP / Plains GP Holdings LP Call 250,000 0 -100.00 300 0 -100.00
2017-12-31 13F-HR PXLW / Pixelworks, Inc. 38,085 0 -100.00 179 0 -100.00
2017-12-31 13F-HR PLNT / Planet Fitness, Inc. Call 55,000 0 -100.00 56 0 -100.00
2017-12-31 13F-HR PEZ / PowerShares Exchange-Trade Fund Trust 8,225 0 -100.00 390 0 -100.00
2017-12-31 13F-HR SND / Smart Sand, Inc. 18,834 0 -100.00 128 0 -100.00
2017-12-31 13F-HR SFST / Southern First Bancshares, Inc. 5,202 0 -100.00 189 0 -100.00
2017-12-31 13F-HR SMBC / Southern Missouri Bancorp, Inc. 11,565 0 -100.00 422 0 -100.00
2017-12-31 13F-HR RPM / RPM International, Inc. Put 177,800 0 -100.00 94 0 -100.00
2017-12-31 13F-HR BBGI / Beasley Broadcast Group, Inc. 9,734 0 -100.00 114 0 -100.00
2017-12-31 13F-HR MBWM / Mercantile Bank Corp. 4,116 0 -100.00 144 0 -100.00
2017-12-31 13F-HR BWA / BorgWarner, Inc. Put 82,300 0 -100.00 4 0 -100.00
2017-12-31 13F-HR CBZ / CBIZ, Inc. 14,053 0 -100.00 228 0 -100.00
2017-12-31 13F-HR CDW / CDW Corporation Call 24,600 0 -100.00 32 0 -100.00
2017-12-31 13F-HR CADE / Cadence Bancorporation 10,684 0 -100.00 245 0 -100.00
2017-12-31 13F-HR PMTS / CPI Card Group Inc. 18,406 0 -100.00 22 0 -100.00
2017-12-31 13F-HR CVGW / Calavo Growers, Inc. 2,774 0 -100.00 203 0 -100.00
2017-12-31 13F-HR CALX / Calix, Inc. 14,788 0 -100.00 75 0 -100.00
2017-12-31 13F-HR CCBG / Capital City Bank Group, Inc. 28,293 0 -100.00 679 0 -100.00
2017-12-31 13F-HR TAST / Carrols Restaurant Group, Inc. 9,528 0 -100.00 104 0 -100.00
2017-12-31 13F-HR VBF / Invesco Van Kampen Bond Fund 10,184 0 -100.00 204 0 -100.00
2017-12-31 13F-HR DNBF / DNB Financial Corp. 5,159 0 -100.00 182 0 -100.00
2017-12-31 13F-HR TACO / Del Taco Restaurants, Inc. 8,534 0 -100.00 131 0 -100.00
2017-12-31 13F-HR UFS / Domator Corp. Call 51,600 0 -100.00 76 0 -100.00
2017-12-31 13F-HR EQT / EQT Corp. Put 17,400 0 -100.00 1 0 -100.00
2017-12-31 13F-HR EML / Eastern Company 5,400 0 -100.00 155 0 -100.00
2017-12-31 13F-HR ECL / Ecolab, Inc. Put 47,100 0 -100.00 108 0 -100.00
2017-12-31 13F-HR ENERGY XXI GULF COAST INC COM / (29276K101) 10,496 0 -100.00 109 0
2017-12-31 13F-HR EVH / Evolent Health Inc. 8,756 0 -100.00 156 0 -100.00
2017-12-31 13F-HR FNBG / FNB Bancorp 3,170 0 -100.00 108 0 -100.00
2017-12-31 13F-HR FATE / Fate Therapeutics, Inc. 10,596 0 -100.00 42 0 -100.00
2017-12-31 13F-HR MBCN / Middlefield Banc Corp. 8,149 0 -100.00 376 0 -100.00
2017-12-31 13F-HR MSBI / Midland States Bancorp, Inc. 5,814 0 -100.00 184 0 -100.00
2017-12-31 13F-HR MGEN / Miragen Therapeutics 27,283 0 -100.00 250 0 -100.00
2017-12-31 13F-HR MOD / Modine Manufacturing Co. 7,876 0 -100.00 152 0 -100.00
2017-12-31 13F-HR NCMI / National CineMedia, Inc. 11,610 0 -100.00 81 0 -100.00
2017-12-31 13F-HR NBN / Northeast Bancorp 6,649 0 -100.00 174 0 -100.00
2017-12-31 13F-HR NFBK / Northfield Bancorp, Inc. 11,472 0 -100.00 199 0 -100.00
2017-12-31 13F-HR OKTA / Okta, Inc. 4,520 0 -100.00 128 0 -100.00
2017-12-31 13F-HR OPOF / Old Point Financial Corp. 4,046 0 -100.00 131 0 -100.00
2017-12-31 13F-HR ONDK / On Deck Capital, Inc. 11,067 0 -100.00 52 0 -100.00
2017-12-31 13F-HR TXRH / Texas Roadhouse, Inc. Call 100,000 0 -100.00 160 0 -100.00
2017-12-31 13F-HR TSBK / Timberland Bancorp, Inc. 9,300 0 -100.00 291 0 -100.00
2017-12-31 13F-HR TRU / TransUnion Call 30,000 0 -100.00 144 0 -100.00
2017-12-31 13F-HR TPC / Tutor Perini Corp. 4,759 0 -100.00 135 0 -100.00
2017-12-31 13F-HR TWIN / Twin Disc, Incorporated 32,646 0 -100.00 608 0 -100.00
2017-12-31 13F-HR IVOG / Vanguard S&P Mid-Cap 400 Growth ETF 4,947 0 -100.00 621 0 -100.00
2017-12-31 13F-HR HTLD / Heartland Express, Inc. 14,848 0 -100.00 372 0 -100.00
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 10,851 0 -100.00 38 0 -100.00
2017-12-31 13F-HR VMW / VMWare, Inc. 7,865 0 -100.00 859 0 -100.00
2017-12-31 13F-HR LHCG / LHC Group, Inc. 2,298 0 -100.00 163 0 -100.00
2017-12-31 13F-HR HTH / Hilltop Holdings, Inc. 10,142 0 -100.00 264 0 -100.00
2017-12-31 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR Call 2,750,000 0 -100.00 4,655 0 -100.00
2017-12-31 13F-HR RESI / Altisource Residential Corp 15,248 0 -100.00 169 0 -100.00
2017-12-31 13F-HR VRTU / Virtusa Corp. 3,474 0 -100.00 131 0 -100.00
2017-12-31 13F-HR BRKS / Brooks Automation, Inc. 14,969 0 -100.00 454 0 -100.00
2017-12-31 13F-HR SCSC / ScanSource, Inc. 6,030 0 -100.00 263 0 -100.00
2017-12-31 13F-HR CMRE / Costamare Inc. 11,800 0 -100.00 73 0 -100.00
2017-12-31 13F-HR NR / Newpark Resources, Inc. 19,392 0 -100.00 194 0 -100.00
2017-12-31 13F-HR DDC / Dominion Diamond Corp. 83,700 0 -100.00 1,187 0 -100.00
2017-12-31 13F-HR HURN / Huron Consulting Group, Inc. 7,150 0 -100.00 245 0 -100.00
2017-12-31 13F-HR TOT / Total S.A. Call 108,000 0 -100.00 237 0 -100.00
2017-12-31 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 16,779 0 -100.00 206 0 -100.00
2017-12-31 13F-HR IPCC / Infinity Property & Casualty Corp. 1,613 0 -100.00 152 0 -100.00
2017-12-31 13F-HR RXI / iShares S&P Global Consumer Discretionary Sector Index Fund 20,426 0 -100.00 2,080 0 -100.00
2017-12-31 13F-HR SCHP / Schwab U.S. TIPS ETF 10,964 0 -100.00 606 0 -100.00
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. 30,200 0 -100.00 1,257 0 -100.00
2017-12-31 13F-HR MRO / Marathon Oil Corp. Put 400,000 0 -100.00 76 0 -100.00
2017-12-31 13F-HR VIVO / Meridian Bioscience, Inc. 20,351 0 -100.00 291 0 -100.00
2017-12-31 13F-HR NUVEEN NEW YORK QLT MUN INC COM / (67066X107) 13,764 0 -100.00 194 0
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. Call 450,000 0 -100.00 630 0 -100.00
2017-12-31 13F-HR ECR / Eclipse Resources Corp. 21,369 0 -100.00 53 0 -100.00
2017-12-31 13F-HR GLD / SPDR Gold Shares 36,340 0 -100.00 4,418 0 -100.00
2017-12-31 13F-HR EXPR / Express, Inc. 14,133 0 -100.00 96 0 -100.00
2017-12-31 13F-HR CASH / Meta Financial Group, Inc. 2,150 0 -100.00 169 0 -100.00
2017-12-31 13F-HR MCS / Marcus Corporation (THE) 10,085 0 -100.00 279 0 -100.00
2017-12-31 13F-HR RICE / Rice Energy Inc. 526,217 0 -100.00 15,229 0 -100.00
2017-12-31 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 10,952 0 -100.00 47 0 -100.00
2017-12-31 13F-HR WLH / Lyon William Homes 8,392 0 -100.00 193 0 -100.00
2017-12-31 13F-HR CLNS / Colony NorthStar, Inc. 118,086 0 -100.00 1,483 0 -100.00
2017-12-31 13F-HR IPAR / Inter Parfums, Inc. 2,908 0 -100.00 120 0 -100.00
2017-12-31 13F-HR SFS / Smart & Final Stores, Inc. 15,367 0 -100.00 121 0 -100.00
2017-12-31 13F-HR PEGI / Pattern Energy Group Inc. Put 157,500 0 -100.00 55 0 -100.00
2017-12-31 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 7,205 0 -100.00 428 0 -100.00
2017-12-31 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 4,354 0 -100.00 194 0 -100.00
2017-12-31 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 10,441 0 -100.00 138 0 -100.00
2017-12-31 13F-HR WAL / Western Alliance Bancorporation 6,555 0 -100.00 348 0 -100.00
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 385,127 0 -100.00 16,056 0 -100.00
2017-12-31 13F-HR FMX / Fomento Economico Mexicano, S.A.B de C.V. 8,622 0 -100.00 824 0 -100.00
2017-12-31 13F-HR IVOV / Vanguard S&P Mid-Cap 400 Value ETF 5,250 0 -100.00 615 0 -100.00
2017-12-31 13F-HR ADRO / Aduro Biotech, Inc. 15,707 0 -100.00 167 0 -100.00
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 1,354,111 0 -100.00 164,159 0 -100.00
2017-12-31 13F-HR IRT / Independence Realty Trust, Inc. 10,348 0 -100.00 105 0 -100.00
2017-12-31 13F-HR DATA / Tableau Software, Inc. 2,020 0 -100.00 151 0 -100.00
2017-12-31 13F-HR COH / Coach, Inc. Call 232,500 0 -100.00 283 0 -100.00
2017-12-31 13F-HR COH / Coach, Inc. Put 401,200 0 -100.00 1,217 0 -100.00
2017-12-31 13F-HR VHI / Valhi, Inc. 29,537 0 -100.00 72 0 -100.00
2017-12-31 13F-HR DSW / DSW, Inc. 12,956 0 -100.00 278 0 -100.00
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13,464 0 -100.00 186 0 -100.00
2017-12-31 13F-HR APOG / Apogee Enterprises, Inc. 3,928 0 -100.00 190 0 -100.00
2017-12-31 13F-HR LKSD.WI / LSC Communications, Inc. 14,047 0 -100.00 232 0 -100.00
2017-12-31 13F-HR ROCK / Gibraltar Industries, Inc. 5,035 0 -100.00 157 0 -100.00
2017-12-31 13F-HR ABCO / Advisory Board Co. (The) 7,600 0 -100.00 408 0 -100.00
2017-12-31 13F-HR EUDV / ProShares MSCI Europe Dividend Growers ETF 23,798 0 -100.00 988 0 -100.00
2017-12-31 13F-HR HK / Halcon Resources Corporation 25,999 0 -100.00 177 0 -100.00
2017-12-31 13F-HR ICLR / ICON plc 1,300 0 -100.00 148 0 -100.00
2017-12-31 13F-HR MSGN / MSG Networks Inc. 16,814 0 -100.00 356 0 -100.00
2017-12-31 13F-HR DERM / Dermira, Inc. 8,130 0 -100.00 220 0 -100.00
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 5,463 0 -100.00 518 0 -100.00
2017-12-31 13F-HR FPO / First Potomac Realty Trust 326,820 0 -100.00 3,641 0 -100.00
2017-12-31 13F-HR ENBL / Enable Midstream Partners, LP 86,782 0 -100.00 1,387 0 -100.00
2017-12-31 13F-HR VAW / Vanguard Materials ETF 1,074 0 -100.00 138 0 -100.00
2017-12-31 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 5,125 0 -100.00 245 0 -100.00
2017-12-31 13F-HR EC / Ecopetrol S.A. 10,904 0 -100.00 103 0 -100.00
2017-12-31 13F-HR CUBI / Customers Bancorp Inc. 7,400 0 -100.00 241 0 -100.00
2017-12-31 13F-HR USPH / U.S. Physical Therapy, Inc. 2,768 0 -100.00 170 0 -100.00
2017-12-31 13F-HR SCLN / SciClone Pharmaceuticals, Inc. 167,417 0 -100.00 1,875 0 -100.00
2017-12-31 13F-HR AXS / AXIS Capital Holdings Ltd. 13,385 0 -100.00 767 0 -100.00
2017-12-31 13F-HR AF / Astoria Financial Corp. 199,232 0 -100.00 4,283 0 -100.00
2017-12-31 13F-HR NK / NantKwest, Inc. 49,356 0 -100.00 270 0 -100.00
2017-12-31 13F-HR USCR / U.S. Concrete, Inc. 6,941 0 -100.00 530 0 -100.00
2017-12-31 13F-HR MNTA / Momenta Pharmaceuticals, Inc. 20,988 0 -100.00 388 0 -100.00
2017-12-31 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 8,709 0 -100.00 166 0 -100.00
2017-12-31 13F-HR NEWS / NewStar Financial, Inc. 45,277 0 -100.00 532 0 -100.00
2017-12-31 13F-HR UFCS / United Fire Group, Inc. 3,564 0 -100.00 163 0 -100.00
2017-12-31 13F-HR FIZZ / National Beverage Corp. Put 69,200 0 -100.00 11 0 -100.00
2017-12-31 13F-HR CJES / C&J Energy Services Ltd. 10,443 0 -100.00 313 0 -100.00
2017-12-31 13F-HR GBCI / Glacier Bancorp, Inc. 64,268 0 -100.00 2,427 0 -100.00
2017-12-31 13F-HR FSS / Federal Signal Corp. 9,980 0 -100.00 212 0 -100.00
2017-12-31 13F-HR CAMP / CalAmp Corp. 4,302 0 -100.00 100 0 -100.00
2017-12-31 13F-HR RWT / Redwood Trust, Inc. 17,369 0 -100.00 283 0 -100.00
2017-12-31 13F-HR SN / Sanchez Energy Corporation 15,582 0 -100.00 75 0 -100.00
2017-12-31 13F-HR MFG / Mizuho Financial Group Inc. 10,042 0 -100.00 36 0 -100.00
2017-12-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 6,994 0 -100.00 420 0 -100.00
2017-12-31 13F-HR FET / Forum Energy Technologies, Inc. 11,634 0 -100.00 185 0 -100.00
2017-12-31 13F-HR NYNY / Empire Resorts, Inc. 5,252 0 -100.00 117 0 -100.00
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 2,346 0 -100.00 119 0 -100.00
2017-12-31 13F-HR PRAA / PRA Group, Inc. 6,595 0 -100.00 189 0 -100.00
2017-12-31 13F-HR LQ / La Quinta Holdings Inc. 13,283 0 -100.00 232 0 -100.00
2017-12-31 13F-HR PGNX / Progenics Pharmaceuticals, Inc. 14,530 0 -100.00 107 0 -100.00
2017-12-31 13F-HR WIW / Western Asset/ Claymore Inflation Linked Opportunities & Income Fund 13,855 0 -100.00 160 0 -100.00
2017-12-31 13F-HR OMER / Omeros Corp. 12,154 0 -100.00 263 0 -100.00
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company Call 458,800 0 -100.00 358 0 -100.00
2017-12-31 13F-HR BOLD / Audentes Therapeutics, Inc. 5,094 0 -100.00 143 0 -100.00
2017-12-31 13F-HR SALT / Scorpio Bulkers Inc. 10,775 0 -100.00 76 0 -100.00
2017-12-31 13F-HR INSM / Insmed, Inc. 14,289 0 -100.00 446 0 -100.00
2017-12-31 13F-HR BNED / Barnes & Noble Education, Inc. 14,879 0 -100.00 97 0 -100.00
2017-12-31 13F-HR GHDX / Genomic Health, Inc. 8,769 0 -100.00 281 0 -100.00
2017-12-31 13F-HR FRO / Frontline Ltd. 11,329 0 -100.00 68 0 -100.00
2017-12-31 13F-HR MDYV / SPDR S&P 400 Mid Cap Value ETF 4,004 0 -100.00 396 0 -100.00
2017-12-31 13F-HR BMTC / Bryn Mawr Bank Corp. 3,035 0 -100.00 133 0 -100.00
2017-12-31 13F-HR ONVO / Organovo Holdings, Inc. 19,214 0 -100.00 43 0 -100.00
2017-12-31 13F-HR IOVA / Iovance Biotherapeutics Inc. 50,295 0 -100.00 390 0 -100.00
2017-12-31 13F-HR JPXN / iShares Japan Large-Cap ETF 46,884 0 -100.00 2,832 0 -100.00
2017-12-31 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 4,851 0 -100.00 601 0 -100.00
2017-12-31 13F-HR BKS / Barnes & Noble, Inc. 14,818 0 -100.00 113 0 -100.00
2017-12-31 13F-HR HCLP / Hi-Crush Partners LP 69,800 0 -100.00 663 0 -100.00
2017-12-31 13F-HR DSI / iShares MSCI KLD 400 Social ETF 4,033 0 -100.00 374 0 -100.00
2017-12-31 13F-HR HVT.A / Haverty Furniture Companies, Inc. 3,867 0 -100.00 101 0 -100.00
2017-12-31 13F-HR AMED / Amedisys, Inc. 4,219 0 -100.00 236 0 -100.00
2017-12-31 13F-HR AGX / Argan, Inc. 2,348 0 -100.00 158 0 -100.00
2017-12-31 13F-HR VWR / VWR Corporation 191,283 0 -100.00 6,333 0 -100.00
2017-12-31 13F-HR AI / Arlington Asset Investment Corp. 9,950 0 -100.00 127 0 -100.00
2017-12-31 13F-HR KITE / Kite Pharma, Inc. 95,837 0 -100.00 17,232 0 -100.00
2017-12-31 13F-HR CMO / Capstead Mortgage Corp. 23,133 0 -100.00 223 0 -100.00
2017-12-31 13F-HR TTM / Tata Motors Ltd. 153,654 0 -100.00 4,805 0 -100.00
2017-12-31 13F-HR GLRE / Greenlight Capital Re, Ltd. 6,358 0 -100.00 138 0 -100.00
2017-12-31 13F-HR CMPR / Cimpress N.V. 1,215 0 -100.00 119 0 -100.00
2017-12-31 13F-HR APA / Apache Corp. Call 40,000 0 -100.00 158 0 -100.00
2017-12-31 13F-HR QLYS / Qualys, Inc. 2,089 0 -100.00 108 0 -100.00
2017-12-31 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. 28,187 0 -100.00 445 0 -100.00
2017-12-31 13F-HR FTK / Flotek Industries Inc. 14,172 0 -100.00 66 0 -100.00
2017-12-31 13F-HR FPX / First Trust US Equity Opportunities ETF 8,709 0 -100.00 556 0 -100.00
2017-12-31 13F-HR UMC / United Microelectronics Corp. 23,460 0 -100.00 59 0 -100.00
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 8,507 0 -100.00 240 0 -100.00
2017-12-31 13F-HR RCII / Rent-A-Center, Inc. Call 39,100 0 -100.00 6 0 -100.00
2017-12-31 13F-HR HMSY / HMS Holdings Corp. 14,225 0 -100.00 283 0 -100.00
2017-12-31 13F-HR SNP / China Petroleum & Chemical Corp. 1,577 0 -100.00 119 0 -100.00
2017-12-31 13F-HR PLUS / ePlus inc. 1,928 0 -100.00 178 0 -100.00
2017-12-31 13F-HR NTNX / Nutanix, Inc. 65,955 0 -100.00 1,477 0 -100.00
2017-12-31 13F-HR JOE / St. Joe Co. (THE) 18,910 0 -100.00 356 0 -100.00
2017-12-31 13F-HR FDP / Fresh Del Monte Produce, Inc. 7,469 0 -100.00 340 0 -100.00
2017-12-31 13F-HR EGL / Engility Holdings, Inc. New 3,579 0 -100.00 124 0 -100.00
2017-12-31 13F-HR GABC / German American Bancorp Inc. 2,991 0 -100.00 114 0 -100.00
2017-12-31 13F-HR UVV / Universal Corp. 5,602 0 -100.00 321 0 -100.00
2017-12-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 7,828 0 -100.00 303 0 -100.00
2017-12-31 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 45,871 0 -100.00 645 0 -100.00
2017-12-31 13F-HR ACET / Aceto Corp. 9,409 0 -100.00 106 0 -100.00
2017-12-31 13F-HR ATBA / Atlantic Bancshares, Inc. 7,337 0 -100.00 133 0 -100.00
2017-12-31 13F-HR KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 2,894 0 -100.00 109 0 -100.00
2017-12-31 13F-HR OC / Owens Corning, Inc. 5,894 0 -100.00 456 0 -100.00
2017-12-31 13F-HR INTLL / INTL FCStone Inc. 4,335 0 -100.00 166 0 -100.00
2017-12-31 13F-HR BEL / Belmond Ltd. 20,969 0 -100.00 286 0 -100.00
2017-12-31 13F-HR JPN / Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF 12,700 0 -100.00 346 0 -100.00
2017-12-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 800,000 0 -100.00 75,000 0 -100.00
2017-12-31 13F-HR UAE / iShares MSCI UAE Capped ETF 33,779 0 -100.00 586 0 -100.00
2017-12-31 13F-HR EBS / Emergent Biosolutions, Inc. 4,999 0 -100.00 202 0 -100.00
2017-12-31 13F-HR MDQZZ / MedEquities Realty Trust, Inc. 21,522 0 -100.00 253 0 -100.00
2017-12-31 13F-HR CRAI / CRA International, Inc. 3,112 0 -100.00 128 0 -100.00
2017-12-31 13F-HR KBH / KB Home Put 176,300 0 -100.00 14 0 -100.00
2017-12-31 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 1,383 0 -100.00 202 0 -100.00
2017-12-31 13F-HR XLRN / Acceleron Pharma Inc. 12,239 0 -100.00 457 0 -100.00
2017-12-31 13F-HR APAM / Artisan Partners Asset Management Inc. 5,880 0 -100.00 192 0 -100.00
2017-12-31 13F-HR MGPI / MGP Ingredients, Inc. 2,107 0 -100.00 128 0 -100.00
2017-12-31 13F-HR TROX / Tronox Ltd 12,138 0 -100.00 256 0 -100.00
2017-12-31 13F-HR THR / Thermon Group Holdings, Inc. 7,990 0 -100.00 144 0 -100.00
2017-12-31 13F-HR MINI / Mobile Mini, Inc. 7,213 0 -100.00 248 0 -100.00
2017-12-31 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 2,380 0 -100.00 117 0 -100.00
2017-12-31 13F-HR CRAY / Cray, Inc. 6,372 0 -100.00 124 0 -100.00
2017-12-31 13F-HR PEI / Pennsylvania Real Estate Investment Trust 26,684 0 -100.00 280 0 -100.00
2017-12-31 13F-HR QDEF / FlexShares Quality Dividend Defensive Index Fund 5,307 0 -100.00 220 0 -100.00
2017-12-31 13F-HR AT / Atlantic Power Corp. 14,978 0 -100.00 37 0 -100.00
2017-12-31 13F-HR TSEM / Tower Semiconductor Ltd. 6,741 0 -100.00 207 0 -100.00
2017-12-31 13F-HR EGHT / 8x8, Inc. 10,321 0 -100.00 139 0 -100.00
2017-12-31 13F-HR FIT / Fitbit Inc. 63,433 0 -100.00 441 0 -100.00
2017-12-31 13F-HR EPZM / Epizyme, Inc. 10,966 0 -100.00 209 0 -100.00
2017-12-31 13F-HR EGOV / NIC, Inc. 9,415 0 -100.00 161 0 -100.00
2017-12-31 13F-HR XES / SPDR S&P Oil & Gas Equipment & Services ETF 102,022 0 -100.00 1,692 0 -100.00
2017-12-31 13F-HR EIRL / iShares MSCI Ireland Capped ETF 51,362 0 -100.00 2,377 0 -100.00
2017-12-31 13F-HR PJT / PJT Partners Inc. 4,380 0 -100.00 168 0 -100.00
2017-12-31 13F-HR BFIN / BankFinancial Corp. 11,369 0 -100.00 181 0 -100.00
2017-12-31 13F-HR CTSO / Cytosorbents Corp Call 16,000 0 -100.00 9 0 -100.00
2017-12-31 13F-HR BABY / Natus Medical, Inc. 3,685 0 -100.00 138 0 -100.00
2017-12-31 13F-HR DEF / Guggenheim Defensive Equity ETF 6,434 0 -100.00 284 0 -100.00
2017-12-31 13F-HR IR / Ingersoll-Rand plc 89.19 50,669 33,198 -34.48 4,518 2,961 -34.46
2017-12-31 13F-HR CIDM / Cinedigm Corp. 329,798 0 -100.00 478 0 -100.00
2017-12-31 13F-HR SIG / Signet Jewelers Ltd. Put 12,000 0 -100.00 70 0 -100.00
2017-12-31 13F-HR EPOL / iShares MSCI Poland Capped ETF 16,655 0 -100.00 442 0 -100.00
2017-12-31 13F-HR ARCB / ArcBest Corp, 5,030 0 -100.00 168 0 -100.00
2017-12-31 13F-HR STC / Stewart Information Services Corp. 5,479 0 -100.00 207 0 -100.00
2017-12-31 13F-HR AMPH / Amphastar Pharmaceuticals, Inc. 16,385 0 -100.00 293 0 -100.00
2017-12-31 13F-HR NPK / National Presto Industries, Inc. 1,008 0 -100.00 107 0 -100.00
2017-12-31 13F-HR QCRH / QCR Holdings, Inc. 5,068 0 -100.00 231 0 -100.00
2017-12-31 13F-HR BLDR / Builders FirstSource, Inc. 15,298 0 -100.00 275 0 -100.00
2017-12-31 13F-HR KEYW / KEYW Holdings Corp 13,003 0 -100.00 99 0 -100.00
2017-12-31 13F-HR UVSP / Univest Corp. of Pennsylvania 3,804 0 -100.00 122 0 -100.00
2017-12-31 13F-HR CKH / SEACOR Holdings, Inc. 2,406 0 -100.00 111 0 -100.00
2017-12-31 13F-HR AAXN / Axon Enterprise Inc 5,565 0 -100.00 126 0 -100.00
2017-12-31 13F-HR EUSC / Wisdomtree Europe Hedged SmallCap Equity Fund 51,497 0 -100.00 1,583 0 -100.00
2017-12-31 13F-HR PGAL / Global X FTSE Portugal 20 ETF 35,658 0 -100.00 447 0 -100.00
2017-12-31 13F-HR MTRN / Materion Corp. 2,977 0 -100.00 128 0 -100.00
2017-12-31 13F-HR IXJ / iShares Global Healthcare ETF 2,224 0 -100.00 250 0 -100.00
2017-12-31 13F-HR ELLI / Ellie Mae, Inc. 6,065 0 -100.00 498 0 -100.00
2017-12-31 13F-HR NX / Quanex Building Products Corp. 6,769 0 -100.00 155 0 -100.00
2017-12-31 13F-HR TPRE / Third Point Reinsurance Ltd. 9,390 0 -100.00 146 0 -100.00
2017-12-31 13F-HR NSIT / Insight Enterprises, Inc. 13,371 0 -100.00 614 0 -100.00
2017-12-31 13F-HR ACIA / Acacia Communications, Inc. 110,259 0 -100.00 5,193 0 -100.00
2017-12-31 13F-HR QIWI / QIWI plc 47,329 0 -100.00 802 0 -100.00
2017-12-31 13F-HR BPOP / Popular, Inc. 7,964 0 -100.00 286 0 -100.00
2017-12-31 13F-HR FFWM / First Foundation Inc. 6,554 0 -100.00 117 0 -100.00
2017-12-31 13F-HR SFUN / Fang Holdings Ltd. 2,518,698 0 -100.00 10,201 0 -100.00
2017-12-31 13F-HR AWR / American States Water Co. (Holding Co.) 3,855 0 -100.00 190 0 -100.00
2017-12-31 13F-HR LMNX / Luminex Corp. 11,086 0 -100.00 225 0 -100.00
2017-12-31 13F-HR INSY / Insys Therapeutics Inc. 11,324 0 -100.00 101 0 -100.00
2017-12-31 13F-HR PFS / Provident Financial Services, Inc. 13,089 0 -100.00 349 0 -100.00
2017-12-31 13F-HR NNI / Nelnet, Inc. 3,444 0 -100.00 174 0 -100.00
2017-12-31 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 221.27 29,599 14,426 -51.26 6,760 3,192 -52.78
2017-12-31 13F-HR ETH / Ethan Allen Interiors, Inc. 10,864 0 -100.00 352 0 -100.00
2017-12-31 13F-HR BRF / VanEck Vectors ETF TR 6,111 0 -100.00 151 0 -100.00
2017-12-31 13F-HR UBNT / Ubiquiti Networks, Inc. 4,248 0 -100.00 238 0 -100.00
2017-12-31 13F-HR ALRM / Alarm.com Holdings, Inc. 2,402 0 -100.00 109 0 -100.00
2017-12-31 13F-HR WSBC / WesBanco, Inc. 9,504 0 -100.00 390 0 -100.00
2017-12-31 13F-HR CHRS / Coherus BioSciences, Inc. 11,705 0 -100.00 156 0 -100.00
2017-12-31 13F-HR ATU / Actuant Corp. 6,332 0 -100.00 162 0 -100.00
2017-12-31 13F-HR CYTK / Cytokinetics, Inc. 9,360 0 -100.00 136 0 -100.00
2017-12-31 13F-HR CHL / China Mobile Ltd. 70,408 0 -100.00 3,561 0 -100.00
2017-12-31 13F-HR INVA / Innoviva, Inc. 20,636 0 -100.00 291 0 -100.00
2017-12-31 13F-HR LGIH / LGI Homes, Inc. 4,099 0 -100.00 199 0 -100.00
2017-12-31 13F-HR TMUSP / T-Mobile US, 5.50% Mandatory Convertible Preferred Stock Series A 69,037 0 -100.00 6,897 0 -100.00
2017-12-31 13F-HR PMC / PharMerica Corp. 281,007 0 -100.00 8,234 0 -100.00
2017-12-31 13F-HR COKE / Coca-Cola Bottling Co. Consolidated 1,560 0 -100.00 337 0 -100.00
2017-12-31 13F-HR FLXN / Flexion Therapeutics, Inc. 5,588 0 -100.00 135 0 -100.00
2017-12-31 13F-HR CORE / Core Mark Holdings Company, Inc. 3,640 0 -100.00 117 0 -100.00
2017-12-31 13F-HR FNGN / Financial Engines, Inc. 7,122 0 -100.00 247 0 -100.00
2017-12-31 13F-HR BBG / Bill Barrett Corp. 19,910 0 -100.00 85 0 -100.00
2017-12-31 13F-HR LKFN / Lakeland Financial Corp. 4,275 0 -100.00 208 0 -100.00
2017-12-31 13F-HR EMLC / VanEck Vectors ETF TR 135,000 0 -100.00 2,592 0 -100.00
2017-12-31 13F-HR TRS / TriMas Corp. 8,448 0 -100.00 228 0 -100.00
2017-12-31 13F-HR ARLZ / Aralez Pharmaceuticals Inc. 10,586 0 -100.00 24 0 -100.00
2017-12-31 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 50,000 0 -100.00 2,520 0 -100.00
2017-12-31 13F-HR ATW / Atwood Oceanics, Inc. 524,452 0 -100.00 4,925 0 -100.00
2017-12-31 13F-HR MED / Medifast, Inc. 1,690 0 -100.00 100 0 -100.00
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. 6,814 0 -100.00 425 0 -100.00
2017-12-31 13F-HR XHB / SPDR S&P Homebuilders ETF 7,532 0 -100.00 300 0 -100.00
2017-12-31 13F-HR CBU / Community Bank System, Inc. 2,728 0 -100.00 151 0 -100.00
2017-12-31 13F-HR FYX / First Trust Small Cap Core AlphaDEX® Fund 4,785 0 -100.00 282 0 -100.00
2017-12-31 13F-HR MGNX / MacroGenics, Inc. 9,583 0 -100.00 177 0 -100.00
2017-12-31 13F-HR SKF / ProShares UltraShort Financials 8,652 0 -100.00 208 0 -100.00
2017-12-31 13F-HR LIND / Lindblad Expeditions Holdings Inc. 15,373 0 -100.00 164 0 -100.00
2017-12-31 13F-HR AZN / AstraZeneca Plc 17,909 0 -100.00 607 0 -100.00
2017-12-31 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. 1,538 0 -100.00 181 0 -100.00
2017-12-31 13F-HR Q / Quintiles Transitional Holdings Inc. 15,959 0 -100.00 1,517 0 -100.00
2017-12-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 54,298 0 -100.00 8,288 0 -100.00
2017-12-31 13F-HR EBSB / Meridian Bancorp, Inc. 12,713 0 -100.00 237 0 -100.00
2017-12-31 13F-HR DIOD / Diodes Incorporated 5,578 0 -100.00 167 0 -100.00
2017-12-31 13F-HR TRST / TrustCo Bank Corp. NY 15,676 0 -100.00 140 0 -100.00
2017-12-31 13F-HR HALO / Halozyme Therapeutics, Inc. 28,081 0 -100.00 488 0 -100.00
2017-12-31 13F-HR SRG / Seritage Growth Properties 9,428 0 -100.00 434 0 -100.00
2017-12-31 13F-HR CLD / Cloud Peak Energy Inc. 63,069 0 -100.00 231 0 -100.00
2017-12-31 13F-HR PARR / Par Pacific Holdings Inc. 58,966 0 -100.00 1,226 0 -100.00
2017-12-31 13F-HR BANF / BancFirst Corp. 2,370 0 -100.00 134 0 -100.00
2017-12-31 13F-HR FEYE / FireEye, Inc. 15,009 0 -100.00 252 0 -100.00
2017-12-31 13F-HR PSTB / Park Sterling Corp. 422,507 0 -100.00 5,248 0 -100.00
2017-12-31 13F-HR CUNB / CU Bancorp 119,512 0 -100.00 4,634 0 -100.00
2017-12-31 13F-HR HT / Hersha Hospitality Trust 7,236 0 -100.00 135 0 -100.00
2017-12-31 13F-HR DAR / Darling Ingredients Inc. 39,026 0 -100.00 684 0 -100.00
2017-12-31 13F-HR OME / Omega Protein Corp. 17,169 0 -100.00 286 0 -100.00
2017-12-31 13F-HR ADTN / ADTRAN, Inc. 7,932 0 -100.00 190 0 -100.00
2017-12-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. 15,349 0 -100.00 51 0 -100.00
2017-12-31 13F-HR CNSL / Consolidated Communications Holdings, Inc. 7,040 0 -100.00 134 0 -100.00
2017-12-31 13F-HR SYBT / Stock Yards Bancorp, Inc. 3,111 0 -100.00 118 0 -100.00
2017-12-31 13F-HR TCBK / TriCo Bancshares 3,651 0 -100.00 149 0 -100.00
2017-12-31 13F-HR NRZ / New Residential Investment Corp. 44,669 0 -100.00 747 0 -100.00
2017-12-31 13F-HR SFBS / ServisFirst Bancshares, Inc. 3,756 0 -100.00 146 0 -100.00
2017-12-31 13F-HR DGI / DigitalGlobe, Inc. 98,649 0 -100.00 3,477 0 -100.00
2017-12-31 13F-HR EGBN / Eagle Bancorp, Inc. 4,339 0 -100.00 291 0 -100.00
2017-12-31 13F-HR HSTM / HealthStream, Inc. 12,103 0 -100.00 283 0 -100.00
2017-12-31 13F-HR AYR / Aircastle Ltd. 11,026 0 -100.00 246 0 -100.00
2017-12-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 7,708 0 -100.00 229 0 -100.00
2017-12-31 13F-HR DRW / WisdomTree Global ex-US Real Estate Fund 10,945 0 -100.00 346 0 -100.00
2017-12-31 13F-HR BECN / Beacon Roofing Supply, Inc. 25,908 0 -100.00 1,328 0 -100.00
2017-12-31 13F-HR TIER / Tier Reit Inc. 9,279 0 -100.00 179 0 -100.00
2017-12-31 13F-HR CAL / Caleres, Inc. 4,782 0 -100.00 146 0 -100.00
2017-12-31 13F-HR IXG / iShares Global Financials ETF 92,898 0 -100.00 6,198 0 -100.00
2017-12-31 13F-HR TEO / Telecom Argentina S.A. 40,790 0 -100.00 1,258 0 -100.00
2017-12-31 13F-HR AMLP / Alerian ETF 80,360 0 -100.00 902 0 -100.00
2017-12-31 13F-HR FIBK / First Interstate BancSystem, Inc. 2,748 0 -100.00 105 0 -100.00
2017-12-31 13F-HR RECN / Resources Connection, Inc. 11,011 0 -100.00 153 0 -100.00
2017-12-31 13F-HR SMCI / Super Micro Computer, Inc. 13,692 0 -100.00 303 0 -100.00
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 88,868 0 -100.00 12,559 0 -100.00
2017-12-31 13F-HR AMWD / American Woodmark Corp. 1,163 0 -100.00 112 0 -100.00
2017-12-31 13F-HR NTLA / Intellia Therapeutics, Inc. 10,169 0 -100.00 253 0 -100.00
2017-12-31 13F-HR ALE / ALLETE, Inc. 3,415 0 -100.00 264 0 -100.00
2017-12-31 13F-HR NMIH / Nmi Holdings Inc 12,594 0 -100.00 156 0 -100.00
2017-12-31 13F-HR RDIB / Reading International, Inc. 20,285 0 -100.00 319 0 -100.00
2017-12-31 13F-HR PRIM / Primoris Services Corp. 5,150 0 -100.00 152 0 -100.00
2017-12-31 13F-HR FIX / Comfort Systems USA, Inc. 9,230 0 -100.00 330 0 -100.00
2017-12-31 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 556,651 0 -100.00 17,273 0 -100.00
2017-12-31 13F-HR LLNW / Limelight Networks, Inc. 16,521 0 -100.00 66 0 -100.00
2017-12-31 13F-HR BAK / Braskem S.A. 4,965 0 -100.00 133 0 -100.00
2017-12-31 13F-HR CTBI / Community Trust Bancorp Inc. 2,235 0 -100.00 104 0 -100.00
2017-12-31 13F-HR HWAY / Healthways, Inc. 5,154 0 -100.00 210 0 -100.00
2017-12-31 13F-HR INGN / Inogen, Inc. 2,241 0 -100.00 213 0 -100.00
2017-12-31 13F-HR NCOM / National Commerce Corporation 2,639 0 -100.00 113 0 -100.00
2017-12-31 13F-HR SPSC / SPS Commerce, Inc. 2,200 0 -100.00 125 0 -100.00
2017-12-31 13F-HR CNOB / ConnectOne Bancorp, Inc. 4,543 0 -100.00 112 0 -100.00
2017-12-31 13F-HR SB / Safe Bulkers, Inc. 10,755 0 -100.00 29 0 -100.00
2017-12-31 13F-HR XONE / The ExOne Company 46,288 0 -100.00 526 0 -100.00
2017-12-31 13F-HR CTS / CTS Corp. 16,043 0 -100.00 387 0 -100.00
2017-12-31 13F-HR NDLS / Noodles & Co 22,050 0 -100.00 97 0 -100.00
2017-12-31 13F-HR NEWR / New Relic, Inc. 7,587 0 -100.00 378 0 -100.00
2017-12-31 13F-HR LDL / Lydall, Inc. 2,871 0 -100.00 165 0 -100.00
2017-12-31 13F-HR FFBCW / First Financial Bancorp 4,780 0 -100.00 125 0 -100.00
2017-12-31 13F-HR FYC / First Trust Small Cap Growth AlphaDEX Fund 4,825 0 -100.00 199 0 -100.00
2017-12-31 13F-HR BOCA / Banc of California, Inc. 11,466 0 -100.00 238 0 -100.00
2017-12-31 13F-HR FUTY / Fidelity MSCI Utilities Index ETF 6,513 0 -100.00 225 0 -100.00
2017-12-31 13F-HR ACNB / ACNB Corp. 29.53 9,072 7,857 -13.39 251 232 -7.57
2017-12-31 13F-HR AIR / AAR Corp. 39.10 15,083 2,583 -82.87 570 101 -82.28
2017-12-31 13F-HR ABT / Abbott Laboratories Put 0.40 174,300 231,400 32.76 120 92 -23.33
2017-12-31 13F-HR AHS / AMN Healthcare Services, Inc. 49.25 9,177 10,112 10.19 419 498 18.85
2017-12-31 13F-HR T / AT & T, Inc. 38.88 1,220,721 1,878,576 53.89 47,816 73,039 52.75
2017-12-31 13F-HR ARC / ARC Document Solutions, Inc. 2.56 85,164 29,675 -65.16 348 76 -78.16
2017-12-31 13F-HR ANIP / ANI Pharmaceuticals, Inc. 64.38 3,755 4,815 28.23 197 310 57.36
2017-12-31 13F-HR ABBV / AbbVie Inc. Call 16.52 557,800 1,200,500 115.22 7,793 19,834 154.51
2017-12-31 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 2.89 42,229 11,067 -73.79 190 32 -83.16
2017-12-31 13F-HR AXAS / Abraxas Petroleum Corp. 2.47 19,862 38,925 95.98 37 96 159.46
2017-12-31 13F-HR AKR / Acadia Realty Trust 27.37 50,469 34,562 -31.52 1,444 946 -34.49
2017-12-31 13F-HR ABMD / ABIOMED, Inc. 187.39 4,302 24,078 459.69 725 4,512 522.34
2017-12-31 13F-HR ABEO / Abeona Therapeutics Inc. 15.83 0 13,775 0 218
2017-12-31 13F-HR ACTG / Acacia Research Corp. 4.08 10,496 16,426 56.50 48 67 39.58
2017-12-31 13F-HR ACXM / Acxiom Corp. 27.57 11,742 35,438 201.81 289 977 238.06
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.24 18,765 103,777 453.03 2,799 18,186 549.73
2017-12-31 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 175.97 17,025 9,155 -46.23 2,916 1,611 -44.75
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A 81.62 33,802 2,759
2017-12-31 13F-HR 00912XAK0 / Air Lease Corporation Bond 4,566 1,790 -60.80
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 99.74 0 8,091 0 807
2017-12-31 13F-HR AET / Aetna, Inc. 180.39 36,909 105,837 186.75 5,869 19,092 225.30
2017-12-31 13F-HR AET / Aetna, Inc. Call 3.35 0 160,000 0 536
2017-12-31 13F-HR AET / Aetna, Inc. Put 3.59 0 97,700 0 351
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.28 166,613 122,096 -26.72 2,124 1,255 -40.91
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Call 0.34 328,000 328,000 0.00 645 112 -82.64
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 0.82 775,000 425,000 -45.16 676 348 -48.52
2017-12-31 13F-HR ACM / AECOM 37.16 25,443 36,735 44.38 937 1,365 45.68
2017-12-31 13F-HR AGYS / Agilysys, Inc. 12.26 0 13,626 0 167
2017-12-31 13F-HR AGFS / AgroFresh Solutions, Inc. 7.39 0 13,121 0 97
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.09 12,253 31,526 157.29 1,853 5,173 179.17
2017-12-31 13F-HR AGIO / Agios Pharmaceuticals, Inc. 57.11 7,625 3,432 -54.99 509 196 -61.49
2017-12-31 13F-HR AMG / Affiliated Managers Group, Inc. 205.22 18,177 17,878 -1.64 3,451 3,669 6.32
2017-12-31 13F-HR AMCN / AirMedia Group, Inc. 1.16 29,999 23,199 -22.67 75 27 -64.00
2017-12-31 13F-HR ADC / Agree Realty Corp. 51.27 4,581 2,282 -50.19 225 117 -48.00
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. Call 37.19 58,100 60,100 3.44 923 2,235 142.15
2017-12-31 13F-HR AGEN / Agenus Inc. 3.27 0 10,102 0 33
2017-12-31 13F-HR AEIS / Advanced Energy Industries, Inc. 67.48 23,622 2,549 -89.21 1,908 172 -90.99
2017-12-31 13F-HR A / Agilent Technologies, Inc. 66.97 74,435 98,013 31.68 4,779 6,564 37.35
2017-12-31 13F-HR AEG / Aegon N.V. ADR 6.30 76,596 288,704 276.92 443 1,819 310.61
2017-12-31 13F-HR DV / DeVry Education Group Inc. 42.04 55,160 53,709 -2.63 1,977 2,258 14.21
2017-12-31 13F-HR ALB / Albemarle Corp. Put 15.90 200,000 3,180
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI COM / (01864U106) 13.40 49,931 669
2017-12-31 13F-HR HBI / Hanesbrands, Inc. Put 1.20 195,800 235
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.87 0 112,895 0 5,517
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) Call 3.17 1,495,900 1,930,400 29.05 3,715 6,111 64.50
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) Put 1.27 2,610,600 3,550,900 36.02 4,913 4,506 -8.28
2017-12-31 13F-HR HOG / Harley-Davidson, Inc. Put 2.00 0 100,000 0 200
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 56.28 86,565 116,057 34.07 4,798 6,532 36.14
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) Call 1.46 48,600 48,600 0.00 93 71 -23.66
2017-12-31 13F-HR ADS / Alliance Data Systems Corp. 253.45 6,472 8,483 31.07 1,434 2,150 49.93
2017-12-31 13F-HR HYH / Halyard Health, Inc. 46.17 10,629 25,386 138.84 479 1,172 144.68
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.45 1,418,019 5,045 -99.64 244,906 870 -99.64
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Call 45.75 1,468,800 1,417,500 -3.49 71,087 64,850 -8.77
2017-12-31 13F-HR ALGT / Allegiant Travel Company 154.60 6,371 718 -88.73 839 111 -86.77
2017-12-31 13F-HR HRS / Harris Corp. 141.66 6,647 30,453 358.15 875 4,314 393.03
2017-12-31 13F-HR ALDR / Alder BioPharmaceuticals, Inc. 11.42 0 11,561 0 132
2017-12-31 13F-HR ALB / Albemarle Corp. 127.94 9,457 8,793 -7.02 1,289 1,125 -12.72
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 119.60 96,444 18,202 -81.13 13,530 2,177 -83.91
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. Put 11.19 49,500 49,500 0.00 242 554 128.93
2017-12-31 13F-HR ALGN / Align Technology, Inc. 222.15 5,363 8,994 67.70 999 1,998 100.00
2017-12-31 13F-HR ATI / Allegheny Technologies, Inc. 24.14 4,346 69,389 1,496.62 104 1,675 1,510.58
2017-12-31 13F-HR ARE / Alexandria Real Estate Equities, Inc. 130.59 17,648 32,421 83.71 2,100 4,234 101.62
2017-12-31 13F-HR HBHC / Hancock Holding Co. 49.51 10,453 13,795 31.97 506 683 34.98
2017-12-31 13F-HR AIN / Albany International Corp. 61.46 9,637 5,760 -40.23 553 354 -35.99
2017-12-31 13F-HR AKRX / Akorn, Inc. 32.22 58,957 28,146 -52.26 1,957 907 -53.65
2017-12-31 13F-HR HAFC / Hanmi Financial Corp. 30.37 28,491 17,915 -37.12 882 544 -38.32
2017-12-31 13F-HR THG / Hanover Insurance Group, Inc. (The) 108.03 2,986 8,414 181.78 289 909 214.53
2017-12-31 13F-HR HR / Healthcare Realty Trust, Inc.