Current Holdings (from 13F, 13D)

InvestorSabby Management, LLC
ManagerHal David Mintz
Portfolio Value$ 1,530,290,000
Current Positions164
Opened Positions5
Closed Positions85

Sabby Management, LLC has disclosed 164 total holdings in their latest SEC filings. Portfolio manager(s) are listed as Hal David Mintz. Most recent portfolio value is calculated to be $ 1,530,290,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Sabby Management, LLC's top holdings are Merck & Co., Inc. (NYSE:MRK) , Bristol-Myers Squibb Co. (OTC:BMYMP) , AbbVie Inc. (NYSE:ABBV) , Bristol-Myers Squibb Co. (NYSE:BMY) , and Alnylam Pharmaceuticals, Inc. (NASDAQ:ALNY) . Sabby Management, LLC's new positions include DBV Technologies S.A. (NASDAQ:DBVT) , DBV Technologies S.A. (NASDAQ:DBVT) , Five Prime Therapeutics, Inc. (NASDAQ:FPRX) , Ritter Pharmaceuticals, Inc. (NASDAQ:RTTR) , and Egalet Corporation (NASDAQ:EGLT) . Sabby Management, LLC's top industries are "Oil And Gas Extraction" (sic 13) , "Construction Special Trade Contractors" (sic 17) , and "Electronic And Other Electrical Equipment And Components, Except Computer Equipment" (sic 36) .


All Sabby Management, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑01‑09 SC 13G/A CHEK / Check-Cap Ltd. 1,431,369 1,007,494 -29.61 5.23 -37.96
2018‑01‑09 SC 13G/A SVRA / Savara Inc 3,047,019 487,479 -84.00 1.60 -83.98
2018‑01‑09 SC 13G/A VTGN / VistaGen Therapeutics, Inc. 2,000,000 2,115,873 5.79 9.68 5.79
2018‑01‑09 SC 13G/A MYO / Myomo Inc. 580,000 380,000 -34.48 3.63 -34.48
2018‑01‑09 SC 13G/A BIOC / Biocept, Inc. 3,235,294 962,265 -70.26 2.74 -70.22
2018‑01‑09 SC 13G/A AXSM / Axsome Therapeutics, Inc. 1,408,000 1,269,911 -9.81 4.99 -9.60
2018‑01‑09 SC 13G/A TNDM / Tandem Diabetes Care, Inc. 570,000 504,921 -11.42 4.99 -11.37
2018‑01‑09 SC 13G/A SNES / SenesTech, Inc. 1,250,000 787,896 -36.97 4.99 -36.99
2018‑01‑09 SC 13G/A BIOA / BioAmber Inc. 3,205,343 2,521,319 -21.34 4.84 -21.30
2018‑01‑09 SC 13G/A RTTR / Ritter Pharmaceuticals, Inc. 4,900,000 2,470,375 -49.58 4.99 -49.80
2018‑01‑09 SC 13G/A CVM / CEL-SCI Corp. 875,000 658,995 -24.69 4.99 -32.57
2018‑01‑09 SC 13G/A TROV / TrovaGene, Inc. 2,124,250 2,634,150 24.00 4.99 -12.46
2018‑01‑09 SC 13G/A RNVA / Rennova Health, Inc. 1,389,445 563,403 -59.45 9.99 0.00
2018‑01‑09 SC 13G/A NWBO / Northwest Biotherapeutics, Inc. 22,553,659 15,761,350 -30.12 4.99 -50.05
2018‑01‑09 SC 13G/A HTBX / Heat Biologics, Inc. 3,250,000 2,615,123 -19.53 6.29 -35.15
2018‑01‑09 SC 13G/A ONTX / Onconova Therapeutics, Inc. 789,396 561,163 -28.91 5.21 -39.06
2018‑01‑09 SC 13G/A CYTR / CytRx Corp. 11,400,000 1,148,883 -89.92 4.16 -48.45
2018‑01‑09 SC 13G/A CRMD / CorMedix Inc. 5,133,332 3,344,568 -34.85 4.99 -42.31
2018‑01‑08 SC 13G/A CHFS / CHF Solutions 98,442 89,770 -8.81 4.99 -26.73
2018‑01‑08 SC 13G/A AYTU / Aytu BioScience, Inc. 717,424 216,542 -69.82 4.42 -33.13
2018‑01‑08 SC 13G/A MTFB / Motif Bio plc ADRs 16,956,520 0 -100.00 0.00 -100.00
2018‑01‑08 SC 13G/A GENE / Genetic Technologies Ltd. 1,070,333 0 -100.00 0.00 -100.00
2018‑01‑08 SC 13G/A HSGX / Histogenics Corporation 630,000 1,201,144 90.66 4.99 -50.00
2018‑01‑08 SC 13G/A SKLN / Skyline Medical Inc. 630,000 126,000 -80.00 2.01 -79.86
2018‑01‑08 SC 13G/A IDXG / Interpace Diagnostics Group, Inc. 210,000 1,339,766 537.98 4.99 -33.29
2018‑01‑08 SC 13G/A AMDA / Amedica Corporation 2,100,000 78,750 -96.25 2.61 -54.92
2018‑01‑08 SC 13G/A MBRX / Moleculin Biotech, Inc. 1,585,898 0 -100.00 0.00 -100.00
2018‑01‑08 SC 13G/A GEVNW / Gevo, Inc. 1,487,544 1,088,347 -26.84 4.99 -50.05
2018‑01‑08 SC 13G/A GALE / Galena Biopharma, Inc. 2,523,298 112,794 -95.53 7.40 5.11
2018‑01‑08 SC 13G/A SGLB / Sigma Labs, Inc. 250,000 235,461 -5.82 4.99 -8.94
2018‑01‑08 SC 13G/A ANTH / Anthera Pharmaceuticals, Inc. 4,501,055 691,099 -84.65 4.99 -10.57
2018‑01‑08 SC 13G/A MDGS / Medigus Ltd. 4,894,391 7,549,161 54.24 4.99 -50.05
2018‑01‑08 SC 13G/A DMPI / DelMar Pharmaceuticals, Inc. 769,228 1,077,914 40.13 4.99 -12.61
2018‑01‑05 SC 13G/A ONS / Oncobiologics, Inc. 2,355,536 2,550,520 8.28 9.99 0.00
2018‑01‑05 SC 13G/A XTLB / XTL Biopharmaceuticals Ltd. 724,134 133,332 -81.59 2.93 -44.51
2018‑01‑05 SC 13G/A HEB / Hemispherx BioPharma, Inc. 1,391,286 1,584,885 13.92 4.99 -13.52
2018‑01‑05 SC 13G/A APHB / Ampliphi Biosciences Corp. 1,518,814 473,997 -68.79 4.99 -44.98
2018‑01‑05 SC 13G/A APDN / Applied DNA Sciences, Inc. 2,109,601 1,502,592 -28.77 4.99 -37.70
2018‑01‑04 SC 13G/A CRXM / Taxus Cardium Pharmaceuticals Group, Inc. 1,370,982 1,435,917 4.74 9.99 0.00
2018‑01‑04 SC 13G/A GOVX / GeoVax Labs, Inc. 5,518,000 8,307,476 50.55 9.99 0.00
2018‑01‑04 SC 13G/A CBLI / Cleveland BioLabs, Inc. 858,600 149,876 -82.54 1.33 -83.38
2018‑01‑04 SC 13G/A SCON / Superconductor Technologies, Inc. 507,049 536,887 5.88 4.99 -50.05
2018‑01‑04 SC 13G/A CYTX / Cytori Therapeutics, Inc. 1,651,835 1,028,634 -37.73 2.93 -63.65
2018‑01‑04 SC 13G/A ONCS / OncoSec Medical Incorporated 1,173,946 1,147,989 -2.21 3.23 -45.71
2018‑01‑04 SC 13G/A ACXA / Accurexa Inc. 652,336 3,214,506 392.77 4.99 -29.62
2018‑01‑04 SC 13G/A XON / Intrexon Corp. 48,754 0.04
2018‑01‑04 SC 13G/A ABIO / ARCA biopharma, Inc. 457,600 557,652 21.86 4.75 -6.13
2018‑01‑04 SC 13G/A NURO / NeuroMetrix, Inc. 531,295 234,317 -55.90 9.99 0.00
2018‑01‑04 SC 13G/A CLSN / Celsion Corp. 3,117,223 801,511 -74.29 4.99 -50.05
2018‑01‑04 SC 13G/A RIBT / RiceBran Technologies 875,286 842,512 -3.74 4.99 -38.55
2018‑01‑04 SC 13G/A CLRB / Cellectar Biosciences, Inc. 663,045 127,276 -80.80 0.80 -88.37
2018‑01‑04 SC 13G/A TENX / Tenax Therapeutics, Inc. 2,740,535 0 -100.00 0.00 -100.00
2018‑01‑03 SC 13G/A ARNI / Arno Therapeutics, Inc. 4,930,040 1,322,427 -73.18 2.68 -73.17
2018‑01‑02 SC 13D MELA / MELA Sciences, Inc 1,074,705 407,201 -62.11 9.99 0.00
2017‑12‑14 SC 13G NSPR / InspireMD, Inc. 388,485 4,384,280 1,028.56 9.99 100.20

This 13F was filed on November 14, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR ADMP / Adamis Pharmaceuticals Corp. 5.22 100,378 524
2017‑09‑30 13F-HR AERI / Aerie Pharmaceuticals, Inc. 48.67 4,726 230
2017‑09‑30 13F-HR AERI / Aerie Pharmaceuticals, Inc. Put 4,864.86 74 360
2017‑09‑30 13F-HR ATRS / Antares Pharma, Inc. Put 325.99 227 74
2017‑09‑30 13F-HR BVXV / BiondVax Pharmaceuticals Ltd. 7.17 19,376 139
2017‑09‑30 13F-HR CEL SCI CORP. / (150837607) 1.66 587,822 976
2017‑09‑30 13F-HR CHEK / Check-Cap Ltd. 1.79 1,418,893 1,184,917 -16.49 2,724 2,121 -22.14
2017‑09‑30 13F-HR CFRX / ContraFect Corporation 1.11 119,156 132
2017‑09‑30 13F-HR DBVT / DBV Technologies S.A. Put 4,243.83 1,784 7,571
2017‑09‑30 13F-HR DBVT / DBV Technologies S.A. Call 4,244.04 10,908 46,294
2017‑09‑30 13F-HR ESPR / Esperion Therapeutics, Inc. 50.12 0 83,357 0 4,178
2017‑09‑30 13F-HR EGLT / Egalet Corporation 1.28 721,050 923
2017‑09‑30 13F-HR EKSO / Ekso Bionics Holdings, Inc. 1.21 702,364 850
2017‑09‑30 13F-HR FPRX / Five Prime Therapeutics, Inc. Put 4,091.03 758 3,101
2017‑09‑30 13F-HR FCEL / FuelCell Energy, Inc. 1.75 11,968 21
2017‑09‑30 13F-HR FCEL / FuelCell Energy, Inc. Put 175.73 239 42
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. Call 8,101.32 454 454 0.00 3,213 3,678 14.47
2017‑09‑30 13F-HR INSPIREMD EQUITY / *W (45779A135) 0.02 2,002,648 40
2017‑09‑30 13F-HR ISHARES RUSSELL 2000 / ETF Put (464287955) 14,818.06 5,980 88,612
2017‑09‑30 13F-HR JAGUAR HEALTH / (47010C201) 0.20 2,185,555 437
2017‑09‑30 13F-HR KRYS / Krystal Biotech, Inc. 9.97 53,558 534
2017‑09‑30 13F-HR RGNX / REGENXBIO Inc. Call 3,294.87 78 257
2017‑09‑30 13F-HR PTCT / PTC Therapeutics, Inc. Call 2,000.78 977 1,277 30.71 1,791 2,555 42.66
2017‑09‑30 13F-HR RTTR / Ritter Pharmaceuticals, Inc. 0.35 4,657,800 1,630
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 4,536.00 5,646 7,263 28.64 19,033 32,945 73.09
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. Put 4,536.68 66 518 684.85 222 2,350 958.56
2017‑09‑30 13F-HR ROSG / Rosetta Genomics, Ltd. 1.05 0 141,741 0 149
2017‑09‑30 13F-HR SPHS / Sophiris Bio, Inc. Put 214.29 112 24
2017‑09‑30 13F-HR SPDR S&P 500 ETF / TR Put (78462F953) 25,123.00 5,000 125,615
2017‑09‑30 13F-HR TRXC / TransEnterix, Inc. Put 143.02 0 3,426 0 490
2017‑09‑30 13F-HR SPHS / Sophiris Bio, Inc. 2.15 357,792 333,641 -6.75 787 716 -9.02
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. Put 17,981.58 791 543 -31.35 8,200 9,764 19.07
2017‑09‑30 13F-HR AMAG / AMAG Pharmaceuticals, Inc. 18.45 88,878 80,108 -9.87 1,635 1,478 -9.60
2017‑09‑30 13F-HR AMAG / AMAG Pharmaceuticals, Inc. Call 1,846.46 105 254 141.90 193 469 143.01
2017‑09‑30 13F-HR AMAG / AMAG Pharmaceuticals, Inc. Put 1,844.87 2,140 3,004 40.37 3,938 5,542 40.73
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. Call 1,397.88 1,497 1,322 -11.69 1,322 1,848 39.79
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. Call 13,734.93 2,490 3,931 57.87 26,157 53,992 106.42
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. Put 13,734.51 473 565 19.45 4,969 7,760 56.17
2017‑09‑30 13F-HR NLNK / NewLink Genetics Corp Call 1,018.00 0 1,000 0 1,018
2017‑09‑30 13F-HR NLNK / NewLink Genetics Corp Put 1,016.39 1,354 122 -90.99 995 124 -87.54
2017‑09‑30 13F-HR STML / Stemline Therapeutics, Inc. 11.11 187,500 43,749 -76.67 1,725 486 -71.83
2017‑09‑30 13F-HR STML / Stemline Therapeutics, Inc. Call 1,109.73 1,220 802 -34.26 1,122 890 -20.68
2017‑09‑30 13F-HR AXON / Axovant Sciences Ltd. 6.88 0 642,557 0 4,421
2017‑09‑30 13F-HR AXON / Axovant Sciences Ltd. Call 688.19 4,812 1,270 -73.61 11,159 874 -92.17
2017‑09‑30 13F-HR AXON / Axovant Sciences Ltd. Put 687.98 3,726 7,679 106.09 8,641 5,283 -38.86
2017‑09‑30 13F-HR IDRA / Idera Pharmaceuticals, Inc. 2.23 0 155,027 0 346
2017‑09‑30 13F-HR IDRA / Idera Pharmaceuticals, Inc. Call 223.56 0 416 0 93
2017‑09‑30 13F-HR CDTX / Cidara Therapeutics, Inc. 8.10 125,000 64,300 -48.56 938 521 -44.46
2017‑09‑30 13F-HR ADMP / Adamis Pharmaceuticals Corp. Put 522.65 1,251 574 -54.12 651 300 -53.92
2017‑09‑30 13F-HR TROV / TrovaGene, Inc. 0.73 0 1,689,778 0 1,234
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. Call 5,070.27 1,293 1,423 10.05 6,577 7,215 9.70
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. Put 5,070.10 1,259 1,612 28.04 6,405 8,173 27.60
2017‑09‑30 13F-HR SGEN / Seattle Genetics, Inc. 54.40 85,162 42,646 -49.92 4,406 2,320 -47.34
2017‑09‑30 13F-HR SGEN / Seattle Genetics, Inc. Call 5,440.96 438 542 23.74 2,266 2,949 30.14
2017‑09‑30 13F-HR SGEN / Seattle Genetics, Inc. Put 5,441.18 1,442 1,734 20.25 7,461 9,435 26.46
2017‑09‑30 13F-HR APDNW / Applied DNA Sciences, Inc., Warrants 0.67 2,389,305 857,768 -64.10 980 575 -41.33
2017‑09‑30 13F-HR GWPH / GW Pharmaceuticals Plc. 101.48 15,714 28,517 81.48 1,575 2,894 83.75
2017‑09‑30 13F-HR GWPH / GW Pharmaceuticals Plc. Put 10,148.83 463 1,149 148.16 4,642 11,661 151.21
2017‑09‑30 13F-HR IMUC.WS / ImmunoCellular Therapeutics, Ltd., Warrants 0.02 415,103 420,103 1.20 8 8 0.00
2017‑09‑30 13F-HR INCY / Incyte Corp. Call 11,672.77 282 382 35.46 3,551 4,459 25.57
2017‑09‑30 13F-HR INCY / Incyte Corp. Put 11,673.91 100 184 84.00 1,259 2,148 70.61
2017‑09‑30 13F-HR INSM / Insmed, Inc. Call 3,120.73 701 1,375 96.15 1,203 4,291 256.69
2017‑09‑30 13F-HR INSM / Insmed, Inc. Put 3,121.02 1,899 1,851 -2.53 3,259 5,777 77.26
2017‑09‑30 13F-HR DMPI / DelMar Pharmaceuticals, Inc. 0.84 645,390 2,121,202 228.67 1,484 1,782 20.08
2017‑09‑30 13F-HR CYTK / Cytokinetics, Inc. Call 1,449.97 3,142 3,398 8.15 3,802 4,927 29.59
2017‑09‑30 13F-HR CYTK / Cytokinetics, Inc. Put 1,451.48 0 237 0 344
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Call 5,800.00 0 100 0 580
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. Call 6,403.00 40,859 44,139 8.03 261,865 282,622 7.93
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. Put 6,402.97 7,031 4,179 -40.56 45,062 26,758 -40.62
2017‑09‑30 13F-HR ROKA / Roka Bioscience, Inc. 0.73 358,198 237,322 -33.75 945 173 -81.69
2017‑09‑30 13F-HR CYTXW / Cytori Therapeutics, Inc. Warrants 0.04 1,262,452 1,237,952 -1.94 454 45 -90.09
2017‑09‑30 13F-HR MDGS / Medigus Ltd. 2.24 278,944 258,095 -7.47 608 578 -4.93
2017‑09‑30 13F-HR FLXN / Flexion Therapeutics, Inc. Call 2,419.35 755 341 -54.83 1,527 825 -45.97
2017‑09‑30 13F-HR FLXN / Flexion Therapeutics, Inc. Put 2,417.81 669 292 -56.35 1,353 706 -47.82
2017‑09‑30 13F-HR WVE / WAVE Life Sciences Ltd. 21.75 141,700 75,000 -47.07 2,636 1,631 -38.13
2017‑09‑30 13F-HR RNVA / Rennova Health, Inc. 0.19 198,851 466,880 134.79 75 91 21.33
2017‑09‑30 13F-HR ADXS / Advaxis, Inc. 4.17 20,734 37,634 81.51 135 157 16.30
2017‑09‑30 13F-HR ADXS / Advaxis, Inc. Call 418.52 270 270 0.00 175 113 -35.43
2017‑09‑30 13F-HR ADXS / Advaxis, Inc. Put 417.87 414 414 0.00 269 173 -35.69
2017‑09‑30 13F-HR GBT / Global Blood Therapeutics, Inc. Call 3,106.31 670 301 -55.07 1,832 935 -48.96
2017‑09‑30 13F-HR ANTH / Anthera Pharmaceuticals, Inc. 1.44 592,672 52,046 -91.22 960 75 -92.19
2017‑09‑30 13F-HR AZN / AstraZeneca Plc Call 3,388.06 24,422 4,489 -81.62 83,255 15,209 -81.73
2017‑09‑30 13F-HR AZN / AstraZeneca Plc Put 3,388.15 3,826 2,043 -46.60 13,043 6,922 -46.93
2017‑09‑30 13F-HR VSAR / Versartis, Inc.. 2.45 0 707,300 0 1,733
2017‑09‑30 13F-HR VSAR / Versartis, Inc.. Call 245.25 201 632 214.43 351 155 -55.84
2017‑09‑30 13F-HR 74979C113 / RXI Pharmaceuticals Corporation, Warrants 0.17 2,220,492 2,100,797 -5.39 400 355 -11.25
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. Call 6,374.00 4,851 4,230 -12.80 27,030 26,962 -0.25
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. 63.74 1,995,980 982,955 -50.75 111,216 62,654 -43.66
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. Put 6,374.01 33,296 33,069 -0.68 185,525 210,782 13.61
2017‑09‑30 13F-HR ONTX / Onconova Therapeutics, Inc. 1.71 784,000 840,960 7.27 1,693 1,438 -15.06
2017‑09‑30 13F-HR SRRA / Sierra Oncology 1.55 1,662,487 533,563 -67.91 1,945 827 -57.48
2017‑09‑30 13F-HR RNN / Rexahn Pharmaceuticals, Inc, 2.42 246,946 169,901 -31.20 706 411 -41.78
2017‑09‑30 13F-HR OREX / Orexigen Therapeutics, Inc. 2.13 19,700 19,700 0.00 57 42 -26.32
2017‑09‑30 13F-HR OREX / Orexigen Therapeutics, Inc. Put 213.20 197 197 0.00 57 42 -26.32
2017‑09‑30 13F-HR CHFS / CHF Solutions 0.59 0 367,893 0 216
2017‑09‑30 13F-HR HALO / Halozyme Therapeutics, Inc. Call 1,736.98 6,867 13,037 89.85 8,803 22,645 157.24
2017‑09‑30 13F-HR TSRO / TESARO, Inc. 129.14 51,426 3,500 -93.19 7,192 452 -93.72
2017‑09‑30 13F-HR TSRO / TESARO, Inc. Call 12,910.00 100 100 0.00 1,399 1,291 -7.72
2017‑09‑30 13F-HR TSRO / TESARO, Inc. Put 12,913.46 918 104 -88.67 12,839 1,343 -89.54
2017‑09‑30 13F-HR OTIC / Otonomy, Inc. Call 323.64 779 275 -64.70 1,468 89 -93.94
2017‑09‑30 13F-HR ONSIZ / Oncobiologics, Inc. Series B Warrant Expiring 5/18 0.05 500,624 260,018 -48.06 428 13 -96.96
2017‑09‑30 13F-HR CLSN / Celsion Corp. 1.50 108,843 67,403 -38.07 223 101 -54.71
2017‑09‑30 13F-HR HTBX / Heat Biologics, Inc. 0.65 2,016,537 1,712,481 -15.08 1,228 1,118 -8.96
2017‑09‑30 13F-HR GALE / Galena Biopharma, Inc. 0.35 2,644,522 2,702,228 2.18 1,536 953 -37.96
2017‑09‑30 13F-HR GALE / Galena Biopharma, Inc. Call 35.34 6,084 6,084 0.00 353 215 -39.09
2017‑09‑30 13F-HR ABBV / AbbVie Inc. Call 8,886.00 11,276 10,675 -5.33 81,762 94,858 16.02
2017‑09‑30 13F-HR PTI / Proteostasis Therapeutics, Inc. 2.10 125,151 150,151 19.98 586 315 -46.25
2017‑09‑30 13F-HR RIBT / RiceBran Technologies 1.30 446,847 442,033 -1.08 429 575 34.03
2017‑09‑30 13F-HR GALT / Galectin Therapeutics Inc Put 213.65 641 337 -47.43 158 72 -54.43
2017‑09‑30 13F-HR EYEG / Eyegate Pharmaceuticals Inc. 1.16 345,524 46,378 -86.58 473 54 -88.58
2017‑09‑30 13F-HR VTVT / vTv Therapeutics Inc 5.98 117,400 60,897 -48.13 583 364 -37.56
2017‑09‑30 13F-HR CRMD / CorMedix Inc. 0.52 4,243,914 648,955 -84.71 1,818 337 -81.46
2017‑09‑30 13F-HR ABIO / ARCA biopharma, Inc. 1.10 0 100,000 0 110
2017‑09‑30 13F-HR BNTCW / Benitec Biopharma Ltd 0.30 90,193 90,193 0.00 32 27 -15.62
2017‑09‑30 13F-HR SNSS / Sunesis Pharmaceuticals, Inc. 1.94 146,138 243,638 66.72 395 473 19.75
2017‑09‑30 13F-HR ESPR / Esperion Therapeutics, Inc. Put 5,012.17 257 1,479 475.49 1,189 7,413 523.47
2017‑09‑30 13F-HR ONTXW / Onconova Therapeutics, Inc. Warrants 0.39 645,350 645,350 0.00 290 252 -13.10
2017‑09‑30 13F-HR ZGNX / Zogenix, Inc. Call 3,505.04 1,735 4,865 180.40 2,516 17,052 577.74
2017‑09‑30 13F-HR ZGNX / Zogenix, Inc. Put 3,505.10 3,825 1,275 -66.67 5,546 4,469 -19.42
2017‑09‑30 13F-HR UTHR / United Therapeutics Corp. Call 11,719.56 1,363 542 -60.23 17,682 6,352 -64.08
2017‑09‑30 13F-HR HSGX / Histogenics Corporation 1.98 1,084,395 481,667 -55.58 1,952 954 -51.13
2017‑09‑30 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. Call 11,748.93 1,714 4,680 173.05 13,671 54,985 302.20
2017‑09‑30 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. Put 11,749.13 2,391 3,165 32.37 19,071 37,186 94.99
2017‑09‑30 13F-HR SAGE / Sage Therapeutics, Inc. Call 6,229.34 424 702 65.57 3,377 4,373 29.49
2017‑09‑30 13F-HR PRTA / Prothena Corp plc Call 6,477.48 853 999 17.12 4,616 6,471 40.19
2017‑09‑30 13F-HR ATRS / Antares Pharma, Inc. Call 323.82 1,016 1,016 0.00 327 329 0.61
2017‑09‑30 13F-HR SGMO / Sangamo BioSciences, Inc. Call 1,500.00 3,892 3,984 2.36 3,425 5,976 74.48
2017‑09‑30 13F-HR SGMO / Sangamo BioSciences, Inc. Put 1,500.87 575 575 0.00 506 863 70.55
2017‑09‑30 13F-HR APHB / Ampliphi Biosciences Corp. 0.91 731,409 149,248 -79.59 570 136 -76.14
2017‑09‑30 13F-HR CI / Cigna Corp. Call 18,694.03 2,528 670 -73.50 42,316 12,525 -70.40
2017‑09‑30 13F-HR AMRN / Amarin Corp. Plc Call 350.04 14,168 12,650 -10.71 5,710 4,428 -22.45
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. Call 1,507.97 4,958 4,138 -16.54 4,993 6,240 24.97
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. Put 1,508.00 2,682 500 -81.36 2,701 754 -72.08
2017‑09‑30 13F-HR EDAP / EDAP TMS S.A. Put 298.11 2,086 2,224 6.62 688 663 -3.63
2017‑09‑30 13F-HR FGEN / FibroGen, Inc. Call 5,380.06 1,537 1,384 -9.95 4,965 7,446 49.97
2017‑09‑30 13F-HR OVAS / Ovascience Inc. 1.42 509,300 550,000 7.99 795 781 -1.76
2017‑09‑30 13F-HR ONS / Oncobiologics, Inc. 1.37 2,365,763 2,383,971 0.77 2,371 3,266 37.75
2017‑09‑30 13F-HR MDCO / Medicines Company Call 3,696.97 161 66 -59.01 612 244 -60.13
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. Call 15,203.84 4,553 2,865 -37.07 58,675 43,559 -25.76
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. Put 15,203.66 811 1,257 54.99 10,451 19,111 82.86
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. Call 8,240.11 2,839 1,112 -60.83 26,582 9,163 -65.53
2017‑09‑30 13F-HR OASM / Oasmia Pharmaceutical AB 1.05 19,000 19,000 0.00 20 20 0.00
2017‑09‑30 13F-HR BIOA / BioAmber Inc. 0.49 1,426,917 3,180,973 122.93 3,667 1,559 -57.49
2017‑09‑30 13F-HR MNKD / MannKind Corp. Call 217.14 1,127 1,727 53.24 159 375 135.85
2017‑09‑30 13F-HR MNKD / MannKind Corp. Put 216.93 6,126 6,048 -1.27 864 1,312 51.85
2017‑09‑30 13F-HR OPGN / OpGen, Inc. 0.31 1,130,598 1,659,500 46.78 724 514 -29.01
2017‑09‑30 13F-HR NURO / NeuroMetrix, Inc. 2.03 0 93,561 0 190
2017‑09‑30 13F-HR GEVNW / Gevo, Inc. 0.62 565,322 224,810 -60.23 390 140 -64.10
2017‑09‑30 13F-HR ACHN / Achillion Pharmaceuticals, Inc. Call 448.59 1,250 992 -20.64 574 445 -22.47
2017‑09‑30 13F-HR OHRP / Ohr Pharmaceutical, Inc. 0.72 681,300 152,127 -77.67 436 110 -74.77
2017‑09‑30 13F-HR VXZ / iPath® S&P 500 VIX Mid-Term Futures ETN 20.79 26,500 26,500 0.00 600 551 -8.17
2017‑09‑30 13F-HR CYTR / CytRx Corp. Put 40.00 255 100 -60.78 16 4 -75.00
2017‑09‑30 13F-HR ONSIW / Oncobiologics, Inc. Series A Warrant Expiring 2/18/2018 0.11 338,113 158,295 -53.18 277 18 -93.50
2017‑09‑30 13F-HR ONCS / OncoSec Medical Incorporated 0.96 967,993 1,010,143 4.35 1,152 968 -15.97
2017‑09‑30 13F-HR XENE / Xenon Pharmaceuticals Inc. 2.95 310,808 307,600 -1.03 979 907 -7.35
2017‑09‑30 13F-HR KDMN / Kadmon Holdings, Inc. 3.35 542,869 525,695 -3.16 2,112 1,761 -16.62
2017‑09‑30 13F-HR NTLA / Intellia Therapeutics, Inc. 24.82 60,000 11,281 -81.20 960 280 -70.83
2017‑09‑30 13F-HR ATNM / Actinium Pharmaceuticals, Inc. 0.58 0 2,434,103 0 1,400
2017‑09‑30 13F-HR UTHR / United Therapeutics Corp. Put 1,016 0 -100.00 13,181 0 -100.00
2017‑09‑30 13F-HR SPNC / Spectranetics Corp. (The) 90,715 0 -100.00 3,483 0 -100.00
2017‑09‑30 13F-HR STML / Stemline Therapeutics, Inc. Put 451 0 -100.00 415 0 -100.00
2017‑09‑30 13F-HR PCRX / Pacira Pharmaceuticals, Inc. Call 679 0 -100.00 3,239 0 -100.00
2017‑09‑30 13F-HR ABUS / Arbutus Biopharma Corporation 248,600 0 -100.00 895 0 -100.00
2017‑09‑30 13F-HR NLNK / NewLink Genetics Corp 138,052 0 -100.00 1,015 0 -100.00
2017‑09‑30 13F-HR SOLENO THERAPEUTICS INC / (834203101) 248,067 0 -100.00 127 0
2017‑09‑30 13F-HR NUROW / NeuroMetrix, Inc. Warrants 65,019 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR SAGE / Sage Therapeutics, Inc. Put 206 0 -100.00 1,641 0 -100.00
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. Put 550 0 -100.00 6,692 0 -100.00
2017‑09‑30 13F-HR SPNC / Spectranetics Corp. (The) Put 1,191 0 -100.00 4,573 0 -100.00
2017‑09‑30 13F-HR MDCO / Medicines Company Put 127 0 -100.00 483 0 -100.00
2017‑09‑30 13F-HR ALQA / Alliqua, Inc. 1,071,409 0 -100.00 396 0 -100.00
2017‑09‑30 13F-HR ALDX / Aldeyra Therapeutics,Inc. 97,704 0 -100.00 454 0 -100.00
2017‑09‑30 13F-HR ATEC / Alphatec Holdings, Inc. 334,622 0 -100.00 629 0 -100.00
2017‑09‑30 13F-HR APDN / Applied DNA Sciences, Inc. 987,593 0 -100.00 1,738 0 -100.00
2017‑09‑30 13F-HR CRIS / Curis, Inc. Put 480 0 -100.00 91 0 -100.00
2017‑09‑30 13F-HR CERN / Cerner Corp. Call 1,400 0 -100.00 9,306 0 -100.00
2017‑09‑30 13F-HR CSBR / Champions Oncology, Inc. 71,700 0 -100.00 184 0 -100.00
2017‑09‑30 13F-HR DBVT / DBV Technologies S.A. 37,495 0 -100.00 1,339 0 -100.00
2017‑09‑30 13F-HR CYTX / Cytori Therapeutics, Inc. 1,626,807 0 -100.00 1,789 0 -100.00
2017‑09‑30 13F-HR VTGN / VistaGen Therapeutics, Inc. 25,537 0 -100.00 48 0 -100.00
2017‑09‑30 13F-HR CAPR / Capricor Therapeutics, Inc. 24,200 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR AZRX / AzurRx BioPharma, Inc. 40,000 0 -100.00 161 0 -100.00
2017‑09‑30 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. 33,200 0 -100.00 349 0 -100.00
2017‑09‑30 13F-HR EDIT / Editas Medicine, Inc. 85,000 0 -100.00 1,426 0 -100.00
2017‑09‑30 13F-HR CBMX / CombiMatrix Corp. 545,309 0 -100.00 731 0 -100.00
2017‑09‑30 13F-HR PARN / Parnell Pharmaceuticals Holdings Ltd. 170,000 0 -100.00 143 0 -100.00
2017‑09‑30 13F-HR ITEK / Inotek Pharmaceuticals Corporation 212,651 0 -100.00 404 0 -100.00
2017‑09‑30 13F-HR SPDR S&P 500 ETF / TR Put (78464A950) 442 0 -100.00 3,411 0
2017‑09‑30 13F-HR AEZS / AEterna Zentaris Inc. 67,283 0 -100.00 67 0 -100.00
2017‑09‑30 13F-HR PCRX / Pacira Pharmaceuticals, Inc. Put 678 0 -100.00 3,234 0 -100.00
2017‑09‑30 13F-HR TRXC / TransEnterix, Inc. 3,459,341 0 -100.00 2,456 0 -100.00
2017‑09‑30 13F-HR DRNA / Dicerna Pharmaceuticals, Inc. 190,000 0 -100.00 602 0 -100.00
2017‑09‑30 13F-HR DRRX / Durect Corp. 425,000 0 -100.00 663 0 -100.00
2017‑09‑30 13F-HR DRRX / Durect Corp. Call 4,858 0 -100.00 758 0 -100.00
2017‑09‑30 13F-HR DVAX / Dynavax Technologies Corp. Put 219 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR DVAX / Dynavax Technologies Corp. Call 12,493 0 -100.00 12,056 0 -100.00
2017‑09‑30 13F-HR EDIT / Editas Medicine, Inc. Call 881 0 -100.00 291 0 -100.00
2017‑09‑30 13F-HR EKSO / Ekso Bionics Holdings, Inc. Put 130 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR GPL / Great Panther Silver Ltd 17,322 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR GPL / Great Panther Silver Ltd Put 2,075 0 -100.00 266 0 -100.00
2017‑09‑30 13F-HR RXDX / Ignyta, Inc. Call 164 0 -100.00 170 0 -100.00
2017‑09‑30 13F-HR NTLA / Intellia Therapeutics, Inc. Call 452 0 -100.00 723 0 -100.00
2017‑09‑30 13F-HR IDXG / Interpace Diagnostics Group, Inc. 529,819 0 -100.00 476 0 -100.00
2017‑09‑30 13F-HR IOVA / Iovance Biotherapeutics Inc. 71,251 0 -100.00 524 0 -100.00
2017‑09‑30 13F-HR LJPC / La Jolla Pharmaceutical Co. Call 346 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. Put 457 0 -100.00 752 0 -100.00
2017‑09‑30 13F-HR MDCO / Medicines Company 11,764 0 -100.00 447 0 -100.00
2017‑09‑30 13F-HR IOVA / Iovance Biotherapeutics Inc. Put 195 0 -100.00 140 0 -100.00
2017‑09‑30 13F-HR CUR / Neuralstem, Inc. Put 272 0 -100.00 157 0 -100.00
2017‑09‑30 13F-HR MTFBW / Motif Bio plc Warrants 141,334 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR OTIC / Otonomy, Inc. Put 130 0 -100.00 245 0 -100.00
2017‑09‑30 13F-HR PCRX / Pacira Pharmaceuticals, Inc. 4,390 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR SRNE / Sorrento Therapeutics, Inc. 17,300 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR SNSS / Sunesis Pharmaceuticals, Inc. Call 1,946 0 -100.00 525 0 -100.00
2017‑09‑30 13F-HR VKTX / Viking Therapeutics, Inc. 486,491 0 -100.00 525 0 -100.00
2017‑09‑30 13F-HR PTN / Palatin Technologies, Inc. 553,740 0 -100.00 238 0 -100.00
2017‑09‑30 13F-HR PBMD / Prima BioMed Ltd 962,835 0 -100.00 1,993 0 -100.00
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. Call 800 0 -100.00 9,734 0 -100.00
2017‑09‑30 13F-HR ABUS / Arbutus Biopharma Corporation Call 1,311 0 -100.00 472 0 -100.00
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. 155,757 0 -100.00 1,304 0 -100.00
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. Call 398 0 -100.00 333 0 -100.00
2017‑09‑30 13F-HR EARS / Auris Medical Holding AG 143,800 0 -100.00 103 0 -100.00
2017‑09‑30 13F-HR ATOS / Atossa Genetics Inc 291,046 0 -100.00 150 0 -100.00
2017‑09‑30 13F-HR BPTH / Bio-Path Holdings, Inc. 1,190,886 0 -100.00 462 0 -100.00
2017‑09‑30 13F-HR BLRX / BioLineRx Ltd. 2,949,051 0 -100.00 2,507 0 -100.00
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 7,065 0 -100.00 661 0 -100.00
2017‑09‑30 13F-HR CRIS / Curis, Inc. 48,000 0 -100.00 91 0 -100.00
2017‑09‑30 13F-HR CRIS / Curis, Inc. Call 168 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR CTSO / Cytosorbents Corp 172,100 0 -100.00 740 0 -100.00
2017‑09‑30 13F-HR OTIC / Otonomy, Inc. 50,205 0 -100.00 946 0 -100.00
2017‑09‑30 13F-HR UTHR / United Therapeutics Corp. 53,116 0 -100.00 6,891 0 -100.00
2017‑09‑30 13F-HR GENE / Genetic Technologies Ltd. 53,626 0 -100.00 48 0 -100.00
2017‑09‑30 13F-HR HEALTH CARE SELECT SECTOR SPDR FUND / SBI Put (81369Y959) 719 0 -100.00 5,697 0
2017‑09‑30 13F-HR HEB / Hemispherx BioPharma, Inc. 942,011 0 -100.00 472 0 -100.00
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. 31,384 0 -100.00 3,254 0 -100.00
2017‑09‑30 13F-HR DSCO / Discovery Laboratories, Inc. 345,712 0 -100.00 112 0 -100.00
2017‑09‑30 13F-HR ADVM / Adverum Biotechnologies, Inc. 110,000 0 -100.00 275 0 -100.00
2017‑09‑30 13F-HR NTEC / Intec Pharma Ltd 92,701 0 -100.00 528 0 -100.00
2017‑09‑30 13F-HR MRTX / Mirati Therapeutics, Inc. 255,100 0 -100.00 921 0 -100.00
2017‑09‑30 13F-HR BCLI / BrainStorm Cell Therapeutics Inc. 16,731 0 -100.00 70 0 -100.00
2017‑09‑30 13F-HR SYN / Synthetic Biologics, Inc. 168,401 0 -100.00 95 0 -100.00
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. Put 2,500 0 -100.00 2,093 0 -100.00
2017‑09‑30 13F-HR TGTX / TG Therapeutics, Inc. Call 490 0 -100.00 492 0 -100.00
2017‑09‑30 13F-HR CLDN / Celladon Corporation 11.01 223,100 92,500 -58.54 1,762 1,018 -42.22
2017‑09‑30 13F-HR STEM / StemCells, Inc. 1.17 1,285,351 1,251,398 -2.64 1,825 1,464 -19.78
2017‑09‑30 13F-HR SSKN / Strata Skin Sciences, Inc. 1.77 0 211,695 -9.85 0 375 -34.33
2017‑09‑30 13F-HR NSPR / InspireMD, Inc. 0.03 1,209,425 1,194,322 -1.25 145 41 -71.72
2017‑09‑30 13F-HR SGLB / Sigma Labs, Inc. 0.53 102,946 246,519 139.46 220 131 -40.45
2017‑09‑30 13F-HR SGLB / Sigma Labs, Inc. 1.89 246,519 70,000 -71.60 131 132 0.76