InvestorRoyal Bank Of Canada
Insider ProfileROYAL BANK OF CANADA
Portfolio Value $ 227,740,927,000
Current Positions6,822
Opened Positions5
Closed Positions508


Latest Holdings, Performance, AUM (from 13F, 13D)

Royal Bank Of Canada has disclosed 6,822 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 227,740,927,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Royal Bank Of Canada's top holdings are Toronto-Dominion Bank (ON) (NYSE:TD) , Royal Bank of Canada (Montreal, PQ) (NYSE:RY) , Bank of Nova Scotia (Halifax, NS) (NYSE:BNS) , SPDR S&P 500 ETF Trust (NYSE:SPY) , and Bank of Montreal (PQ) (NYSE:BMO) . Royal Bank Of Canada's new positions include HSBC Holdings Plc (NYSE:HSBC) , Dominion Resources, Inc. (NYSE:D) , Maxar Technologies Ltd. (NYSE:MAXR) , Crown Castle International Corp. (NYSE:CCI) , and EPR Properties (NYSE:EPR) . Royal Bank Of Canada's top industries are "Forestry" (sic 08) , "Legal Services" (sic 81) , and "Fishing hunting and trapping" (sic 09) .

All Royal Bank Of Canada holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑02‑13 SC 13G/A XRIFX / RMR Real Estate Income Fund 71.90 35.15

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 12.99 154,903 2,012
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.20 11,667 119
2017-12-31 13F-HR TEF / Telefonica S.A. 9.68 102,460 104,824 2.31 1,105 1,015 -8.14
2017-12-31 13F-HR SCS / Steelcase, Inc. 14.69 8,087 1,293 -84.01 124 19 -84.68
2017-12-31 13F-HR VCO / Vina Concha Y Toro S.A. 0.00 2 2 0.00 0 0
2017-12-31 13F-HR LNT / Alliant Energy Corp. 42.61 213,389 248,112 16.27 8,870 10,572 19.19
2017-12-31 13F-HR CIG / Cemig-Companhia Energetica 2.06 343,519 300,506 -12.52 852 619 -27.35
2017-12-31 13F-HR WDIV / SPDR S&P Global Dividend ETF 70.87 39,031 43,573 11.64 2,651 3,088 16.48
2017-12-31 13F-HR ICHGF / InterContinental Hotels Group Plc 63.52 100,261 114,885 14.59 5,303 7,298 37.62
2017-12-31 13F-HR FDEF / First Defiance Financial Corp. 51.97 24,101 22,300 -7.47 1,265 1,159 -8.38
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.85 2,180,012 1,883,140 -13.62 123,738 110,822 -10.44
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF Call 58.85 280,000 271,500 -3.04 15,893 15,978 0.53
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. Call 74.62 3,900 3,900 0.00 247 291 17.81
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. Put 74.69 6,400 6,400 0.00 405 478 18.02
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.64 464,150 577,035 24.32 56,870 78,268 37.63
2017-12-31 13F-HR LRCX / Lam Research Corp. Call 184.06 800 41,100 5,037.50 148 7,565 5,011.49
2017-12-31 13F-HR MMM / 3M Co. 235.37 2,968,983 3,164,382 6.58 623,190 744,800 19.51
2017-12-31 13F-HR MMM / 3M Co. Call 235.71 100 1,400 1,300.00 21 330 1,471.43
2017-12-31 13F-HR MMM / 3M Co. Put 235.35 5,400 25,400 370.37 1,133 5,978 427.63
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 172.85 675,058 444,863 -34.10 99,598 76,895 -22.79
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. Call 18.05 181,000 18,500 -89.78 3,472 334 -90.38
2017-12-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 44.13 22,434 20,551 -8.39 926 907 -2.05
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 84.87 470,993 433,687 -7.92 40,774 36,807 -9.73
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF Put 84.87 396,500 396,500 0.00 34,325 33,651 -1.96
2017-12-31 13F-HR AOM / iShares Core Moderate Allocation ETF 38.03 61,567 86,594 40.65 2,337 3,293 40.91
2017-12-31 13F-HR FCAP / First Capital, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR HURC / Hurco Companies, Inc. 40.00 593 100 -83.14 25 4 -84.00
2017-12-31 13F-HR SVRA / Savara Inc 12.50 4 80 1,900.00 0 1
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp 135.12 7,413 9,421 27.09 923 1,273 37.92
2017-12-31 13F-HR OESX / Orion Energy Systems, Inc. 0.00 26 26 0.00 0 0
2017-12-31 13F-HR CFMS / ConforMIS, Inc. 2.25 4,146 445 -89.27 15 1 -93.33
2017-12-31 13F-HR AFSI / AmTrust Financial Services, Inc. 10.07 2,932,164 1,335,520 -54.45 39,467 13,449 -65.92
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF 45.18 85,770 755,332 780.65 3,583 34,126 852.44
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF Call 45.18 250,000 100,000 -60.00 10,560 4,518 -57.22
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. Call 98.75 66,100 48,100 -27.23 5,165 4,750 -8.03
2017-12-31 13F-HR PAH / Platform Specialty Products Corp. 9.92 236,407 235,193 -0.51 2,636 2,334 -11.46
2017-12-31 13F-HR TRUE / TrueCar, Inc. 11.22 30,118 44,043 46.23 476 494 3.78
2017-12-31 13F-HR CIA / Citizens, Inc. 7.35 67,813 71,565 5.53 499 526 5.41
2017-12-31 13F-HR MD / Mednax, Inc. 53.46 34,868 31,911 -8.48 1,504 1,706 13.43
2017-12-31 13F-HR AMGP / Antero Midstream GP LP 19.84 4,904 4,940 0.73 100 98 -2.00
2017-12-31 13F-HR CXRX / Concordia Healthcare Corporation 0.66 413,725 27,475 -93.36 489 18 -96.32
2017-12-31 13F-HR SYY / SYSCO Corp. 60.73 1,364,109 1,518,889 11.35 73,593 92,241 25.34
2017-12-31 13F-HR CIZN / Citizens Holding Co. 0.00 2 2 0.00 0 0
2017-12-31 13F-HR ZTS / Zoetis Inc. Call 72.04 100,000 100,000 0.00 6,376 7,204 12.99
2017-12-31 13F-HR ZTS / Zoetis Inc. Put 72.00 500 500 0.00 32 36 12.50
2017-12-31 13F-HR SCON / Superconductor Technologies, Inc. 0.00 2 2 0.00 0 0
2017-12-31 13F-HR IAU / iShares Gold Trust 12.51 1,987,663 1,965,097 -1.14 24,469 24,584 0.47
2017-12-31 13F-HR INTC / Intel Corp. Put 46.16 1,074,700 1,064,600 -0.94 40,924 49,142 20.08
2017-12-31 13F-HR CMCM / Cheetah Mobile, Inc. 10.67 294 656 123.13 2 7 250.00
2017-12-31 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.39 2,810 2,810 0.00 32 32 0.00
2017-12-31 13F-HR CNA / CNA Financial Corp. 53.09 23,206 20,569 -11.36 1,167 1,092 -6.43
2017-12-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 24.00 417,143 503,997 20.82 9,594 12,096 26.08
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 173.85 65,966 74,191 12.47 11,293 12,898 14.21
2017-12-31 13F-HR HPP / Hudson Pacific Properties, Inc. 34.25 1,505 5,256 249.24 50 180 260.00
2017-12-31 13F-HR AMGN / Amgen Inc. 173.90 2,871,627 3,099,939 7.95 535,418 539,081 0.68
2017-12-31 13F-HR AMGN / Amgen Inc. Call 173.90 7,800 5,900 -24.36 1,454 1,026 -29.44
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.04 249,062 274,683 10.29 12,134 17,865 47.23
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. Put 65.04 0 72,000 0 4,683
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.23 847,320 940,206 10.96 79,154 96,117 21.43
2017-12-31 13F-HR MNP / Western Asset Municipal Partners Fund, Inc. 15.21 18,505 18,535 0.16 286 282 -1.40
2017-12-31 13F-HR COT / Cott Corp. Call 16.66 565,000 200,000 -64.60 8,481 3,332 -60.71
2017-12-31 13F-HR BYFC / Broadway Financial Corp. 0.00 7 7 0.00 0 0
2017-12-31 13F-HR 697435AB1 / Palo Alto Networks, Inc. Bond 4,165 18,948 354.93
2017-12-31 13F-HR IUSB / iShares Core Total USD Bond Market ETF 50.87 5,110 441,556 8,541.02 261 22,462 8,506.13
2017-12-31 13F-HR VIVO / Meridian Bioscience, Inc. 14.00 51,572 47,417 -8.06 737 664 -9.91
2017-12-31 13F-HR XSW / SPDR S&P Software & Services ETF 69.70 660 660 0.00 43 46 6.98
2017-12-31 13F-HR HCN.PRI / Welltower Inc. 6.50% Series I Cumul Convertible Perpetual Preferred Stock 14 13 -7.14
2017-12-31 13F-HR SEDG / SolarEdge Technologies, Inc. 37.52 34,866 19,002 -45.50 996 713 -28.41
2017-12-31 13F-HR TCX / Tucows, Inc. 70.02 4,194 5,570 32.81 245 390 59.18
2017-12-31 13F-HR GEL / Genesis Energy, L.P. 22.35 183,416 128,278 -30.06 4,833 2,867 -40.68
2017-12-31 13F-HR PSX / Phillips 66 Call 101.18 10,200 10,200 0.00 934 1,032 10.49
2017-12-31 13F-HR PSX / Phillips 66 Put 101.13 22,100 22,100 0.00 2,024 2,235 10.42
2017-12-31 13F-HR BSFT / BroadSoft, Inc. 54.94 464,102 6,626 -98.57 23,345 364 -98.44
2017-12-31 13F-HR FOR / Forestar Group Inc 21.24 685,350 1,130 -99.84 46,228 24 -99.95
2017-12-31 13F-HR FOR / Forestar Group Inc 67.45 12,263 685,350 5,488.76 211 46,228 21,809.00
2017-12-31 13F-HR FMC / FMC Corp. 94.66 190,438 192,590 1.13 17,009 18,231 7.18
2017-12-31 13F-HR MLN / VanEck Vectors ETF TR 20.33 364,324 372,933 2.36 7,276 7,582 4.21
2017-12-31 13F-HR GTT / GTT Communications, Inc. 46.95 951,091 349,711 -63.23 30,102 16,420 -45.45
2017-12-31 13F-HR SPTN / SpartanNash Company 26.68 34,520 34,558 0.11 910 922 1.32
2017-12-31 13F-HR MS / Morgan Stanley 52.47 3,131,352 3,643,886 16.37 150,836 191,194 26.76
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF Call 72.26 880,100 1,108,600 25.96 60,269 80,108 32.92
2017-12-31 13F-HR DDWM / WisdomTree Dynamic Currency Hedged International Equity Fund 30.61 5,504 13,493 145.15 163 413 153.37
2017-12-31 13F-HR MCS / Marcus Corporation (THE) 27.33 34,134 32,817 -3.86 945 897 -5.08
2017-12-31 13F-HR MSLXP / Midsouth Bancorp, Inc. 13.26 21,602 20,290 -6.07 260 269 3.46
2017-12-31 13F-HR DDF / Delaware Investments Dividend & Income Fund Inc. 10.74 30,933 29,416 -4.90 333 316 -5.11
2017-12-31 13F-HR MMT / MFS Multimarket Income Trust 6.07 108,026 232,236 114.98 674 1,410 109.20
2017-12-31 13F-HR GERN / Geron Corp. 1.91 14,779 4,180 -71.72 32 8 -75.00
2017-12-31 13F-HR PEP / PepsiCo, Inc. Call 119.93 13,500 13,500 0.00 1,504 1,619 7.65
2017-12-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.91 451,646 285,772 -36.73 21,949 13,692 -37.62
2017-12-31 13F-HR AGII / Argo Group International Holdings, Ltd. 50.00 2,647 40 -98.49 162 2 -98.77
2017-12-31 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 20.07 102,212 95,020 -7.04 2,108 1,907 -9.54
2017-12-31 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 21.24 3,625 3,625 0.00 74 77 4.05
2017-12-31 13F-HR ABT / Abbott Laboratories 57.07 4,225,487 4,537,627 7.39 225,471 258,963 14.85
2017-12-31 13F-HR 92343XAA8 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021 27 27 0.00
2017-12-31 13F-HR PTLA / Portola Pharmaceuticals, Inc. 48.67 11,341 98,786 771.05 612 4,808 685.62
2017-12-31 13F-HR NEE / NextEra Energy, Inc. Call 156.19 0 135,800 0 21,211
2017-12-31 13F-HR TREE / LendingTree, Inc. 340.56 4,100 6,692 63.22 1,002 2,279 127.45
2017-12-31 13F-HR ZBRA / Zebra Technologies Corp. 103.80 619,091 644,825 4.16 67,222 66,932 -0.43
2017-12-31 13F-HR EPU / iShares MSCI All Peru Capped Index Fund 40.98 59,587 59,586 -0.00 2,312 2,442 5.62
2017-12-31 13F-HR UNVR / Univar, Inc. 31.18 2,125 2,694 26.78 61 84 37.70
2017-12-31 13F-HR FNF / Fidelity National Financial, Inc. 39.24 99,225 100,507 1.29 4,709 3,944 -16.25
2017-12-31 13F-HR VMC / Vulcan Materials Co. (Holding Co.) Put 128.37 90,000 126,000 40.00 10,764 16,175 50.27
2017-12-31 13F-HR ITUS / ITUS Corp. 0.00 9 9 0.00 0 0
2017-12-31 13F-HR PENN / Penn National Gaming, Inc. 31.31 7,843 8,335 6.27 184 261 41.85
2017-12-31 13F-HR DLA / Delta Apparel Company 20.20 232,981 230,454 -1.08 5,011 4,655 -7.10
2017-12-31 13F-HR WUBA / 58.com Inc. 71.60 1,951 3,240 66.07 124 232 87.10
2017-12-31 13F-HR ITI / Iteris, Inc. 6.16 2,487 487 -80.42 17 3 -82.35
2017-12-31 13F-HR SWM / Schweitzer-Mauduit International, Inc. 45.31 12,125 11,146 -8.07 502 505 0.60
2017-12-31 13F-HR WSTG / Wayside Technology Group, Inc. 0.00 2 2 0.00 0 0
2017-12-31 13F-HR GRID / First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fun 51.08 1,527 1,527 0.00 75 78 4.00
2017-12-31 13F-HR VBTX / Veritex Holdings, Inc. 27.63 6,525 6,877 5.39 176 190 7.95
2017-12-31 13F-HR MTB / M & T Bank Corp. 170.99 223,358 215,323 -3.60 35,971 36,818 2.35
2017-12-31 13F-HR NTAP / NetApp, Inc. 55.32 58,925 157,004 166.45 2,578 8,686 236.93
2017-12-31 13F-HR INSI / Insight Select Income Fund 19.87 3,498 4,077 16.55 70 81 15.71
2017-12-31 13F-HR CRT / Cross Timbers Royalty Trust 0.00 0 11 0 0
2017-12-31 13F-HR MRTN / Marten Transport, Ltd. 20.30 283,405 274,923 -2.99 5,824 5,581 -4.17
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.68 696,482 821,383 17.93 56,922 67,912 19.31
2017-12-31 13F-HR CLUB / Town Sports International Holdings, Inc. 0.00 1 27 2,600.00 0 0
2017-12-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 109.78 497,111 351,323 -29.33 50,819 38,568 -24.11
2017-12-31 13F-HR TTWO / Take-Two Interactive Software, Inc. Call 109.78 132,200 289,800 119.21 13,515 31,814 135.40
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 53.64 4,518,460 7,427,232 64.38 220,726 398,399 80.49
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. Call 53.64 89,900 194,800 116.69 4,392 10,449 137.91
2017-12-31 13F-HR INUV / Inuvo, Inc. 0.00 26 26 0.00 0 0
2017-12-31 13F-HR 538034AJ8 / Live Nation Entertainment, Inc. 2.5% Due 5/15/2019 16 16 0.00
2017-12-31 13F-HR SFS / Smart & Final Stores, Inc. 8.57 36,050 18,680 -48.18 283 160 -43.46
2017-12-31 13F-HR CR / Crane Co. 89.27 12,435 14,730 18.46 995 1,315 32.16
2017-12-31 13F-HR SGA / Saga Communications, Inc. 40.40 14,591 14,505 -0.59 666 586 -12.01
2017-12-31 13F-HR RCI / Rogers Communications, Inc. Call 50.93 259,000 186,600 -27.95 13,349 9,504 -28.80
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. 88.00 659,132 646,335 -1.94 50,634 56,878 12.33
2017-12-31 13F-HR INTU / Intuit Inc. 157.78 2,582,205 2,838,997 9.94 367,034 447,936 22.04
2017-12-31 13F-HR 76120WAC8 / Resource Capital Corp Bond 14,591 14,339 -1.73
2017-12-31 13F-HR YNDX / Yandex N.V. 32.73 11,168 23,709 112.29 369 776 110.30
2017-12-31 13F-HR YNDX / Yandex N.V. Call 32.77 0 30,000 0 983
2017-12-31 13F-HR FELE / Franklin Electric Co., Inc. 45.72 5,282 1,706 -67.70 237 78 -67.09
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 297,598.36 371 366 -1.35 101,928 108,921 6.86
2017-12-31 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 32.54 1,407,169 1,573,723 11.84 62,773 51,209 -18.42
2017-12-31 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 51.67 259,452 314,718 21.30 13,402 16,263 21.35
2017-12-31 13F-HR EMITF / Elbit Imaging, Ltd. 3.00 0 2,667 0 8
2017-12-31 13F-HR CNNX / CONE Midstream Partners LP 17.21 2,051 1,511 -26.33 33 26 -21.21
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.04 2,111,604 2,546,618 20.60 48,906 58,675 19.98
2017-12-31 13F-HR VSTE / Vistra Energy Corp. 18.32 443,514 569,152 28.33 8,289 10,427 25.79
2017-12-31 13F-HR ISRL / Isramco, Inc. 103.33 390 300 -23.08 45 31 -31.11
2017-12-31 13F-HR PFE / Pfizer, Inc. Call 36.22 189,800 375,600 97.89 6,776 13,604 100.77
2017-12-31 13F-HR PFE / Pfizer, Inc. Put 36.22 900,000 1,081,500 20.17 32,130 39,172 21.92
2017-12-31 13F-HR KFFB / Kentucky First Federal Bancorp 0.00 2 2 0.00 0 0
2017-12-31 13F-HR FFIC / Flushing Financial Corp. 36.36 2,466 55 -97.77 74 2 -97.30
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.66 1,684,841 1,674,199 -0.63 198,271 202,009 1.89
2017-12-31 13F-HR ZIXI / Zix Corporation 3.86 5,289 778 -85.29 25 3 -88.00
2017-12-31 13F-HR VBR / Vanguard Small-Cap Value ETF 132.78 513,573 541,623 5.46 65,631 71,916 9.58
2017-12-31 13F-HR SATS / EchoStar Corp. 59.80 1,437 1,572 9.39 82 94 14.63
2017-12-31 13F-HR PKI / PerkinElmer, Inc. 73.12 28,774 38,469 33.69 1,985 2,813 41.71
2017-12-31 13F-HR AKP / Alliance California Municipal Income Fund, Inc. 13.60 24,704 26,613 7.73 341 362 6.16
2017-12-31 13F-HR ILF / iShares Latin America 40 ETF 34.17 138,123 431,210 212.19 4,847 14,736 204.02
2017-12-31 13F-HR PRTO / Proteon Therapeutics, Inc. 1.83 3,375 3,825 13.33 7 7 0.00
2017-12-31 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 48.66 56,857 55,917 -1.65 2,597 2,721 4.77
2017-12-31 13F-HR IYY / iShares Dow Jones U.S. ETF 133.64 20,356 20,802 2.19 2,566 2,780 8.34
2017-12-31 13F-HR EQIX / Equinix, Inc. Call 453.22 0 97,200 0 44,053
2017-12-31 13F-HR PBFX / PBF Logistics LP 20.00 9,370 400 -95.73 197 8 -95.94
2017-12-31 13F-HR INKM / SPDR SSgA Income Allocation ETF 33.57 11,387 14,092 23.76 377 473 25.46
2017-12-31 13F-HR BSMX / Grupo Financiero Santander Mexico S.A. B. de C.V. 7.32 45,435 110,314 142.80 458 807 76.20
2017-12-31 13F-HR GNC / GNC Holdings, Inc. 3.73 12,335 14,482 17.41 110 54 -50.91
2017-12-31 13F-HR FRAK / Market Vectors Unconventional Oil & Gas ETF 15.56 6,170 5,783 -6.27 92 90 -2.17
2017-12-31 13F-HR FFNW / First Financial Northwest, Inc. 16.25 1,659 1,108 -33.21 28 18 -35.71
2017-12-31 13F-HR CSS / CSS Industries, Inc. 27.85 28,417 28,402 -0.05 819 791 -3.42
2017-12-31 13F-HR DIOD / Diodes Incorporated 28.67 731,186 842,030 15.16 21,883 24,141 10.32
2017-12-31 13F-HR GEF.B / Greif, Inc. 69.77 2,169 43 -98.02 132 3 -97.73
2017-12-31 13F-HR GEF.B / Greif, Inc. 60.86 409 2,169 430.32 26 132 407.69
2017-12-31 13F-HR PSCE / PowerShares Exchange-Traded Fund Trust II 15.39 54,037 32,555 -39.75 802 501 -37.53
2017-12-31 13F-HR DGICB / Donegal Group, Inc. Class B 15.27 8,446 8,446 0.00 127 129 1.57
2017-12-31 13F-HR MULE / Mulesoft, Inc. 23.26 5,926 100,608 1,597.74 120 2,340 1,850.00
2017-12-31 13F-HR BZUN / Baozun Inc. 31.67 13,368 1,484 -88.90 438 47 -89.27
2017-12-31 13F-HR PGHY / PowerShares Global Short Term High Yield Bond Portfolio 23.82 0 8,482 0 202
2017-12-31 13F-HR TELL / Tellurian Inc. 9.87 4,581 304 -93.36 49 3 -93.88
2017-12-31 13F-HR TOL / Toll Brothers, Inc. 48.03 401,486 112,066 -72.09 16,650 5,383 -67.67
2017-12-31 13F-HR BCV / Bancroft Fund, Ltd. 21.77 7,762 8,361 7.72 170 182 7.06
2017-12-31 13F-HR BGNE / BeiGene, Ltd. 93.75 207 96 -53.62 21 9 -57.14
2017-12-31 13F-HR MAS / Masco Corp. 43.94 537,845 582,025 8.21 20,981 25,574 21.89
2017-12-31 13F-HR CSBK / Clifton Bancorp Inc. 0.00 1,867 4 -99.79 31 0 -100.00
2017-12-31 13F-HR ACST / Acasti Pharma, Inc. 0.00 75 75 0.00 0 0
2017-12-31 13F-HR NWS / News Corp 16.59 59,301 20,739 -65.03 960 344 -64.17
2017-12-31 13F-HR NWS / News Corp 16.19 5,605 59,301 958.00 77 960 1,146.75
2017-12-31 13F-HR ALIM / Alimera Sciences, Inc. 0.00 8 134 1,575.00 0 0
2017-12-31 13F-HR IOSP / Innospec, Inc. 70.64 8,666 6,526 -24.69 534 461 -13.67
2017-12-31 13F-HR PBSK / Poage Bankshares, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR JHMT / John Hancock Multifactor Technology ETF 41.06 99,824 93,108 -6.73 3,828 3,823 -0.13
2017-12-31 13F-HR PSCF / PowerShares Exchange-Traded Fund Trust II 54.50 2,743 5,523 101.35 147 301 104.76
2017-12-31 13F-HR NWBI / Northwest Bancshares, Inc. 16.76 85,776 19,576 -77.18 1,482 328 -77.87
2017-12-31 13F-HR ACC / American Campus Communities, Inc. 41.03 368,250 405,977 10.24 16,260 16,658 2.45
2017-12-31 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Bond Due 9/1/2021 5 6 20.00
2017-12-31 13F-HR PSCD / PowerShares Exchange-Traded Fund Trust II 61.11 1,584 2,422 52.90 89 148 66.29
2017-12-31 13F-HR LAZ / Lazard Ltd. 52.50 158,226 169,553 7.16 7,155 8,902 24.42
2017-12-31 13F-HR NOV / National Oilwell Varco, Inc. 36.02 256,165 268,701 4.89 9,152 9,678 5.75
2017-12-31 13F-HR TINY / Harris & Harris Group, Inc. 1.97 200 297,485 148,642.50 0 586
2017-12-31 13F-HR IGT / International Game Technology PLC 26.50 24,586 54,563 121.93 604 1,446 139.40
2017-12-31 13F-HR HT / Hersha Hospitality Trust 17.38 40,195 36,707 -8.68 750 638 -14.93
2017-12-31 13F-HR LDRI / PowerShares Exchange-Traded Fund Trust II 24.86 17,642 17,742 0.57 441 441 0.00
2017-12-31 13F-HR RYAAY / Ryanair Holdings Plc 104.19 2,058,251 1,841,207 -10.55 216,980 191,838 -11.59
2017-12-31 13F-HR GPX / GP Strategies Corp. 23.20 32,008 32,419 1.28 987 752 -23.81
2017-12-31 13F-HR SIFY / Sify Technologies Ltd. 1.67 0 600 0 1
2017-12-31 13F-HR OPTT / Ocean Power Technologies, Inc. 0.00 201 201 0.00 0 0
2017-12-31 13F-HR ABEO / Abeona Therapeutics Inc. 15.89 6,983 7,929 13.55 119 126 5.88
2017-12-31 13F-HR FUTY / Fidelity MSCI Utilities Index ETF 34.46 110,985 3,366 -96.97 3,832 116 -96.97
2017-12-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. 4.92 4,932 610 -87.63 17 3 -82.35
2017-12-31 13F-HR CI / Cigna Corp. Call 205.00 200 200 0.00 37 41 10.81
2017-12-31 13F-HR SAM / Boston Beer Company, Inc. (THE) 191.10 6,942 61,491 785.78 1,083 11,751 985.04
2017-12-31 13F-HR NOA / North American Energy Partners Inc. 4.96 59,906 59,900 -0.01 261 297 13.79
2017-12-31 13F-HR BIO / Bio-Rad Laboratories, Inc. 239.07 6,266 1,075 -82.84 1,393 257 -81.55
2017-12-31 13F-HR CTIC / CTI BioPharma Corp. 0.00 18 40 122.22 0 0
2017-12-31 13F-HR BSBR / Banco Santander Brasil SA 9.68 22,438 26,443 17.85 197 256 29.95
2017-12-31 13F-HR HPF / John Hancock Preferred Income Fund II 21.49 63,222 59,979 -5.13 1,385 1,289 -6.93
2017-12-31 13F-HR 749685AT0 / RPM International, Inc. 2.25% Bond Due 12/15/2020 7 8 14.29
2017-12-31 13F-HR JHMM / John Hancock Multifactor Mid Cap ETF 34.16 1,745 3,308 89.57 56 113 101.79
2017-12-31 13F-HR IUSV / iShares Core Russell U.S. Value 55.40 180,910 216,721 19.79 9,470 12,007 26.79
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.56 936,517 1,110,561 18.58 87,703 109,456 24.80
2017-12-31 13F-HR GSIT / GSI Technology 0.00 1,355 5 -99.63 10 0 -100.00
2017-12-31 13F-HR NEOS / Neos Therapeutics, Inc. 10.43 3,234 863 -73.31 30 9 -70.00
2017-12-31 13F-HR TEAM / Atlassian Corporation Plc 45.45 491 2,728 455.60 17 124 629.41
2017-12-31 13F-HR SPTS / SPDR Portfolio Short Term Treasu 29.87 92,330 96,342 4.35 2,784 2,878 3.38
2017-12-31 13F-HR WTM / White Mountains Insurance Group, Ltd. 851.06 336 329 -2.08 287 280 -2.44
2017-12-31 13F-HR VEEV / Veeva Systems Inc. 55.28 114,657 108,642 -5.25 6,469 6,006 -7.16
2017-12-31 13F-HR EGBN / Eagle Bancorp, Inc. 57.90 648,275 961,257 48.28 43,467 55,657 28.04
2017-12-31 13F-HR DRE / Duke Realty Corp. 27.21 122,692 647,521 427.76 3,535 17,618 398.39
2017-12-31 13F-HR CHS / Chico's FAS, Inc. 8.81 15,936 5,900 -62.98 143 52 -63.64
2017-12-31 13F-HR UCTT / Ultra Clean Holdings, Inc. 23.13 13,535 10,635 -21.43 414 246 -40.58
2017-12-31 13F-HR STE / STERIS Corp. 87.46 165,039 162,371 -1.62 14,589 14,201 -2.66
2017-12-31 13F-HR HTM / U.S. Geothermal Inc. 0.00 99 76 -23.23 0 0
2017-12-31 13F-HR EWQ / iShares MSCI France ETF 31.27 93,476 22,005 -76.46 2,888 688 -76.18
2017-12-31 13F-HR VMI / Valmont Industries, Inc. 165.86 32,851 28,518 -13.19 5,194 4,730 -8.93
2017-12-31 13F-HR SBOW / SilverBow Resources, Inc. 29.67 10,378 7,448 -28.23 254 221 -12.99
2017-12-31 13F-HR HLI / Houlihan Lokey, Inc. 45.54 11,844 5,029 -57.54 463 229 -50.54
2017-12-31 13F-HR DGZ / DB Gold Short ETN due 2/15/2038 15.00 200 200 0.00 3 3 0.00
2017-12-31 13F-HR IBP / Installed Building Products, Inc. 75.90 4,014 2,490 -37.97 260 189 -27.31
2017-12-31 13F-HR BR / Broadridge Financial Solutions, Inc. 90.59 142,978 132,005 -7.67 11,556 11,958 3.48
2017-12-31 13F-HR KMDA / Kamada Ltd. 4.81 19,366 4,370 -77.43 93 21 -77.42
2017-12-31 13F-HR CSTR / CapStar Financial Holdings, Inc. 20.74 19,208 17,940 -6.60 376 372 -1.06
2017-12-31 13F-HR PQ / Petroquest Energy, Inc. 0.00 4 4 0.00 0 0
2017-12-31 13F-HR EBRBY / Centrais Electricas Brazil 0.00 12 12 0.00 0 0
2017-12-31 13F-HR VCRA / Vocera Communications, Inc. 30.21 68,887 58,524 -15.04 2,161 1,768 -18.19
2017-12-31 13F-HR SPXX / Nuveen S&P 500 Dynamic Overwrite Fund 17.32 64,805 76,114 17.45 1,014 1,318 29.98
2017-12-31 13F-HR SABR / Sabre Corporation 20.48 53,645 72,055 34.32 971 1,476 52.01
2017-12-31 13F-HR AMC / AMC Entertainment Holdings, Inc. 15.09 49,917 37,965 -23.94 734 573 -21.93
2017-12-31 13F-HR SPKE / Spark Energy, Inc. 12.40 2,346 57,969 2,370.97 35 719 1,954.29
2017-12-31 13F-HR URGN / Urogen Pharma Ltd. 37.28 1,750 3,755 114.57 55 140 154.55
2017-12-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 85.16 191,821 129,712 -32.38 18,281 11,046 -39.58
2017-12-31 13F-HR FTSD / Franklin ETF Trust 94.16 308 308 0.00 30 29 -3.33
2017-12-31 13F-HR BRX / Brixmor Property Group Inc. 18.66 945,337 877,159 -7.21 17,772 16,368 -7.90
2017-12-31 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.73 58,391 53,767 -7.92 846 738 -12.77
2017-12-31 13F-HR WEB / Web.com Group, Inc. 21.68 4,631 3,182 -31.29 116 69 -40.52
2017-12-31 13F-HR HOG / Harley-Davidson, Inc. 50.89 359,458 158,035 -56.04 17,329 8,042 -53.59
2017-12-31 13F-HR BPMX / BioPharmX Corporation 0.00 7 7 0.00 0 0
2017-12-31 13F-HR IEC / IEC Electronics Corp. 0.00 9 9 0.00 0 0
2017-12-31 13F-HR SFM / Sprouts Farmers Market, Inc. 24.35 86,911 51,697 -40.52 1,632 1,259 -22.86
2017-12-31 13F-HR CIZ / Victory Portfolios II 35.10 47,515 68,767 44.73 1,618 2,414 49.20
2017-12-31 13F-HR AROW / Arrow Financial Corp. 33.66 2,688 1,545 -42.52 92 52 -43.48
2017-12-31 13F-HR AHGP / Alliance Holdings GP, L.P 28.57 6,080 280 -95.39 169 8 -95.27
2017-12-31 13F-HR EVY / Eaton Vance New York Municipal Income Trust 12.72 38,302 34,502 -9.92 504 439 -12.90
2017-12-31 13F-HR CECE / CECO Environmental Corp. 5.10 11,510 10,793 -6.23 97 55 -43.30
2017-12-31 13F-HR HA / Hawaiian Holdings, Inc. 39.87 56,503 46,449 -17.79 2,123 1,852 -12.76
2017-12-31 13F-HR SHV / iShares Short Treasury Bond ETF 110.23 333,318 329,298 -1.21 36,797 36,300 -1.35
2017-12-31 13F-HR MIDZ / Direxion Daily Mid Cap Bear 3x Shares 13.71 4,068 1,823 -55.19 66 25 -62.12
2017-12-31 13F-HR VPU / Vanguard Utilities ETF 116.61 24,781 33,959 37.04 2,894 3,960 36.83
2017-12-31 13F-HR PYDS / Payment Data Systems, Inc. 0.00 2 2 0.00 0 0
2017-12-31 13F-HR AVXL / Anavex Life Sciences Corp. 2.92 4,153 1,027 -75.27 18 3 -83.33
2017-12-31 13F-HR RFCI / RiverFront Dynamic Core Income ETF 24.70 194,671 218,285 12.13 4,824 5,392 11.77
2017-12-31 13F-HR SPRT / support.com, Inc. 0.00 9 9 0.00 0 0
2017-12-31 13F-HR DNL / WisdomTree Global ex-U.S. Growth Fund 58.97 1,477 1,560 5.62 83 92 10.84
2017-12-31 13F-HR EWRE / Guggenheim S&P 500 Equal Weight Real Estate ETF 27.40 1,022 1,022 0.00 28 28 0.00
2017-12-31 13F-HR 92343EAD4 / VeriSign, Inc. SDCV 3.250% 8/1 31 34 9.68
2017-12-31 13F-HR CRI / Carter's, Inc. 117.49 150,384 146,027 -2.90 14,851 17,156 15.52
2017-12-31 13F-HR FONR / Fonar Corp. 24.45 6,484 5,930 -8.54 198 145 -26.77
2017-12-31 13F-HR CTG / Computer Task Group, Inc. 0.00 502 2 -99.60 3 0 -100.00
2017-12-31 13F-HR FIDU / Fidelity MSCI Industrials Index ETF 38.73 6,805 4,389 -35.50 249 170 -31.73
2017-12-31 13F-HR DTD / WisdomTree Total Dividend Fund 92.98 27,379 5,915 -78.40 2,403 550 -77.11
2017-12-31 13F-HR SMLL / Direxion Daily Small Cap Bull 2X Shares 51.85 105 405 285.71 5 21 320.00
2017-12-31 13F-HR DXGE / WisdomTree Trust WisdomTree Germany Hedged Equity Fund 32.50 18,028 1,600 -91.12 568 52 -90.85
2017-12-31 13F-HR FTEC / Fidelity MSCI Information Technology Index ETF 49.79 7,856 8,013 2.00 362 399 10.22
2017-12-31 13F-HR NBY / NovaBay Pharmaceuticals, Inc. 0.00 0 11 0 0
2017-12-31 13F-HR SP / SP Plus Corporation 34.35 1,651 262 -84.13 65 9 -86.15
2017-12-31 13F-HR NEWR / New Relic, Inc. 58.08 3,155 1,274 -59.62 157 74 -52.87
2017-12-31 13F-HR 42703MAB9 / Herbalife Ltd. 2.0% Bond due 2019-08-15 16,536 16,602 0.40
2017-12-31 13F-HR ADES / Advanced Emissions Solutions, Inc. 12.35 27,548 162 -99.41 303 2 -99.34
2017-12-31 13F-HR USL / United States 12 Month Oil Fund, LP 0.00 60 1 -98.33 1 0 -100.00
2017-12-31 13F-HR SMMT / Summit Therapeutics plc 11.20 2,500 2,500 0.00 31 28 -9.68
2017-12-31 13F-HR ASFI / Asta Funding, Inc. 7.47 7,104 7,097 -0.10 54 53 -1.85
2017-12-31 13F-HR SANW / S&W Seed Co. 0.00 12 12 0.00 0 0
2017-12-31 13F-HR FRT / Federal Realty Investment Trust 132.83 13,845 22,586 63.13 1,719 3,000 74.52
2017-12-31 13F-HR GWB / Great Western Bancorp, Inc. 39.86 25,053 20,825 -16.88 1,034 830 -19.73
2017-12-31 13F-HR ISR / IsoRay, Inc. 0.38 21,049 21,049 0.00 11 8 -27.27
2017-12-31 13F-HR BWXT / BWX Technologies, Inc. 60.49 153,386 249,293 62.53 8,593 15,080 75.49
2017-12-31 13F-HR PODD / Insulet Corp. 69.24 7,038 1,271 -81.94 388 88 -77.32
2017-12-31 13F-HR OPB / Opus Bank 27.30 725,770 786,872 8.42 17,418 21,481 23.33
2017-12-31 13F-HR ABB / ABB Ltd. 26.82 2,312,001 2,388,986 3.33 57,222 64,071 11.97
2017-12-31 13F-HR BLVD / Boulevard Acquisition Corp. II 1,422,574 0 -100.00 14,226 0 -100.00
2017-12-31 13F-HR HGI / Claymore Exchange-Traded Fund Trust 2 429 0 -100.00 7 0 -100.00
2017-12-31 13F-HR COHEN & CO INC NEW / (19249M102) 40 0 -100.00 0 0
2017-12-31 13F-HR FHK / First Trust Hong Kong AlphaDEX Fund 864 0 -100.00 37 0 -100.00
2017-12-31 13F-HR STN / Stantec Inc. Call 88,000 0 -100.00 2,442 0 -100.00
2017-12-31 13F-HR WYDE / ProShares CDS Short North American HY Credit ETF 6,875 0 -100.00 226 0 -100.00
2017-12-31 13F-HR VIDI / Vident International Equity Fund 206 0 -100.00 6 0 -100.00
2017-12-31 13F-HR IAC / IAC/InterActiveCorp. 122.28 164,846 161,237 -2.19 19,383 19,716 1.72
2017-12-31 13F-HR TM / Toyota Motor Corp. 127.17 100,390 101,397 1.00 11,964 12,895 7.78
2017-12-31 13F-HR FCOM / Fidelity MSCI Telecommunication Services Index ETF 30.93 38,424 29,846 -22.32 1,241 923 -25.62
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.29 3,574,988 3,674,772 2.79 481,801 530,234 10.05
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) Put 144.28 60,000 60,000 0.00 8,086 8,657 7.06
2017-12-31 13F-HR AMX / America Movil S.A.B. de CV 17.15 96,671 74,243 -23.20 1,716 1,273 -25.82
2017-12-31 13F-HR AMX / America Movil S.A.B. de CV Call 17.15 60,000 1,000,000 1,566.67 1,065 17,150 1,510.33
2017-12-31 13F-HR AMX / America Movil S.A.B. de CV Put 17.16 47,500 47,500 0.00 843 815 -3.32
2017-12-31 13F-HR LGCY / Legacy Reserves LP 1.61 13,673 11,208 -18.03 20 18 -10.00
2017-12-31 13F-HR CNXC / CNX Coal Resources LP 64.99 1,064,486 1,063,936 -0.05 68,254 69,146 1.31
2017-12-31 13F-HR SZC / Cushing Renaissance Fund (The) 20.30 59,912 68,881 14.97 1,121 1,398 24.71
2017-12-31 13F-HR GPOR / Gulfport Energy Corp. 12.76 1,160,206 1,022,992 -11.83 16,638 13,053 -21.55
2017-12-31 13F-HR TOUR / Tuniu Corporation 5.21 149 192 28.86 1 1 0.00
2017-12-31 13F-HR WBAI / 500.com Limited 11.17 32,476 179 -99.45 357 2 -99.44
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.68 647,650 456,779 -29.47 34,358 24,062 -29.97
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF Call 52.68 753,300 242,100 -67.86 39,963 12,754 -68.09
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF Put 52.68 1,142,100 792,100 -30.65 60,588 41,728 -31.13
2017-12-31 13F-HR 74348TAR3 / Prospect Capital Corp. 4.95% Bond due 2022-07-15 698 1,462 109.46
2017-12-31 13F-HR ILMN / Illumina, Inc. Put 218.50 36,000 36,000 0.00 7,171 7,866 9.69
2017-12-31 13F-HR CRF / Cornerstone Total Return Fund, Inc. 15.16 2,704 2,704 0.00 40 41 2.50
2017-12-31 13F-HR TUZ / PIMCO ETF Trust 50.27 125,921 48,300 -61.64 6,376 2,428 -61.92
2017-12-31 13F-HR ADRO / Aduro Biotech, Inc. 7.41 7,653 4,589 -40.04 82 34 -58.54
2017-12-31 13F-HR QURE / uniQure N.V. 19.23 1,004 52 -94.82 10 1 -90.00
2017-12-31 13F-HR KODK / Eastman Kodak Co. 0.00 1,776 145 -91.84 13 0 -100.00
2017-12-31 13F-HR STKS / ONE Group Hospitality, Inc. 0.00 15 15 0.00 0 0
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. 192.45 76,137 82,366 8.18 11,784 15,851 34.51
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. Call 192.42 0 12,000 0 2,309
2017-12-31 13F-HR CAR / Avis Budget Group, Inc. 43.89 68,873 47,982 -30.33 2,622 2,106 -19.68
2017-12-31 13F-HR INVA / Innoviva, Inc. 14.18 7,121 24,190 239.70 101 343 239.60
2017-12-31 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.70 59,348 51,801 -12.72 693 606 -12.55
2017-12-31 13F-HR WVFC / WVS Financial Corp. 15.15 330 330 0.00 5 5 0.00
2017-12-31 13F-HR TROV / TrovaGene, Inc. 0.00 220 20 -90.91 0 0
2017-12-31 13F-HR HLS / HEALTHSOUTH Corp. 49.41 622,988 566,290 -9.10 28,875 27,980 -3.10
2017-12-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.41 20,288 18,871 -6.98 304 272 -10.53
2017-12-31 13F-HR SAFT / Safety Insurance Group, Inc. 80.40 19,245 15,597 -18.96 1,468 1,254 -14.58
2017-12-31 13F-HR STOR / STORE Capital Corp. 26.01 73,256 20,799 -71.61 1,821 541 -70.29
2017-12-31 13F-HR COLM / Columbia Sportswear Co. 71.87 6,145 4,870 -20.75 378 350 -7.41
2017-12-31 13F-HR SUP / Superior Industries International, Inc. 14.86 35,696 33,245 -6.87 594 494 -16.84
2017-12-31 13F-HR UCO / ProShares Ultra Bloomberg Crude 23.44 200,699 327,964 63.41 3,576 7,688 114.99
2017-12-31 13F-HR DB / Deutsche Bank AG Call 19.03 136,100 126,100 -7.35 2,352 2,400 2.04
2017-12-31 13F-HR DB / Deutsche Bank AG Put 19.03 2,397,536 168,700 -92.96 41,430 3,211 -92.25
2017-12-31 13F-HR OZRK / Bank of the Ozarks, Inc. 48.46 65,997 63,006 -4.53 3,170 3,053 -3.69
2017-12-31 13F-HR SCC / ProShares UltraShort Consumer Services 24.57 60 936 1,460.00 2 23 1,050.00
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.05 14,203,008 17,787,524 25.24 546,530 712,391 30.35
2017-12-31 13F-HR USG / USG Corp. 38.56 176,749 145,113 -17.90 5,771 5,596 -3.03
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.02 6,927,894 6,661,833 -3.84 359,141 426,490 18.75
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated Call 64.02 62,500 731,100 1,069.76 3,240 46,805 1,344.60
2017-12-31 13F-HR LECO / Lincoln Electric Holdings, Inc. 91.56 36,511 69,930 91.53 3,347 6,403 91.31
2017-12-31 13F-HR NVO / Novo-Nordisk A/S 53.67 1,073,950 1,151,643 7.23 51,709 61,810 19.53
2017-12-31 13F-HR INFY / Infosys Limited 16.22 2,101,100 1,483,702 -29.38 30,655 24,066 -21.49
2017-12-31 13F-HR INFY / Infosys Limited Put 16.22 3,080,000 3,081,000 0.03 44,937 49,974 11.21
2017-12-31 13F-HR EOG / EOG Resources, Inc. 107.91 3,757,993 3,959,766 5.37 363,546 427,299 17.54
2017-12-31 13F-HR EOG / EOG Resources, Inc. Call 107.91 58,500 277,500 374.36 5,659 29,945 429.16
2017-12-31 13F-HR EOG / EOG Resources, Inc. Put 107.97 6,400 6,400 0.00 619 691 11.63
2017-12-31 13F-HR VNLA / Janus Short Duration Income ETF 50.17 84,390 92,713 9.86 4,249 4,651 9.46
2017-12-31 13F-HR 04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019 4,303 3,204 -25.54
2017-12-31 13F-HR PBIB / Porter Bancorp, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR CBPX / Continental Building Products, Inc. 27.52 4,390 981 -77.65 114 27 -76.32
2017-12-31 13F-HR RGNX / REGENXBIO Inc. 32.97 4,891 1,638 -66.51 161 54 -66.46
2017-12-31 13F-HR NTES / NetEase, Inc. 345.07 154,665 150,217 -2.88 40,802 51,835 27.04
2017-12-31 13F-HR PLBC / Plumas Bancorp 24.00 500 500 0.00 10 12 20.00
2017-12-31 13F-HR IILG / Interval Leisure Group, Inc. 28.48 596,477 552,202 -7.42 15,943 15,727 -1.35
2017-12-31 13F-HR ATEN / A10 Networks, Inc. 7.42 5,102 2,291 -55.10 39 17 -56.41
2017-12-31 13F-HR XNTK / SPDR NYSE Technology ETF 83.81 112,379 112,946 0.50 8,861 9,466 6.83
2017-12-31 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 50.26 222,336 233,476 5.01 11,255 11,734 4.26
2017-12-31 13F-HR TOWN / Towne Bank (Portsmouth, VA) 30.70 5,453 1,661 -69.54 183 51 -72.13
2017-12-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 32.31 314,393 337,585 7.38 10,451 10,908 4.37
2017-12-31 13F-HR OGEN / Oragenics, Inc. 0.00 14 14 0.00 0 0
2017-12-31 13F-HR NICK / Nicholas Financial, Inc. 8.79 22,075 22,067 -0.04 191 194 1.57
2017-12-31 13F-HR NVTA / Invitae Corp. 9.09 131,717 44,212 -66.43 1,234 402 -67.42
2017-12-31 13F-HR VOX / Vanguard Telecommunications Services ETF 91.13 212,342 22,220 -89.54 19,590 2,025 -89.66
2017-12-31 13F-HR IPE / SPDR Barclays TIPS ETF 56.26 5,959 16,051 169.36 336 903 168.75
2017-12-31 13F-HR TBBK / Bancorp Inc. (The) 9.90 39,712 36,752 -7.45 328 364 10.98
2017-12-31 13F-HR SWN / Southwestern Energy Co. 5.58 686,718 293,574 -57.25 4,196 1,639 -60.94
2017-12-31 13F-HR SWN / Southwestern Energy Co. Put 5.58 100,000 100,000 0.00 611 558 -8.67
2017-12-31 13F-HR IGV / iShares North American Tech-Software ETF 154.57 80,876 96,920 19.84 11,829 14,981 26.65
2017-12-31 13F-HR XME / SPDR S&P Metals & Mining ETF 36.37 35,433 1,435,978 3,952.66 1,140 52,227 4,481.32
2017-12-31 13F-HR XME / SPDR S&P Metals & Mining ETF Call 36.37 0 520,000 0 18,912
2017-12-31 13F-HR AXAS / Abraxas Petroleum Corp. 2.55 13,567 1,962 -85.54 26 5 -80.77
2017-12-31 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 60.50 274,934 290,519 5.67 16,334 17,576 7.60
2017-12-31 13F-HR VTWO / Vanguard Russell 2000 ETF 122.29 38,614 51,891 34.38 4,592 6,346 38.20
2017-12-31 13F-HR USPH / U.S. Physical Therapy, Inc. 72.17 21,924 16,406 -25.17 1,347 1,184 -12.10
2017-12-31 13F-HR FCAN / First Trust Canada AlphaDEX Fund 26.55 3,820 4,444 16.34 97 118 21.65
2017-12-31 13F-HR AMTX / Aemetis, Inc. 0.00 7 7 0.00 0 0
2017-12-31 13F-HR WMC / Western Asset Mortgage Capital Corp 9.94 19,681 15,796 -19.74 206 157 -23.79
2017-12-31 13F-HR CMTL / Comtech Telecommunications Corp. 22.12 166,201 166,729 0.32 3,413 3,688 8.06
2017-12-31 13F-HR HCHC / HC2 Holdings, Inc. 5.26 3,555 190 -94.66 19 1 -94.74
2017-12-31 13F-HR ENB / Enbridge Inc. Call 39.11 866,900 1,779,600 105.28 36,271 69,600 91.89
2017-12-31 13F-HR ENB / Enbridge Inc. Put 39.11 384,600 318,800 -17.11 16,092 12,468 -22.52
2017-12-31 13F-HR GVP / GSE Systems, Inc. 3.36 11,675 7,142 -38.83 41 24 -41.46
2017-12-31 13F-HR NFX / Newfield Exploration Company 31.53 574,530 533,872 -7.08 17,045 16,833 -1.24
2017-12-31 13F-HR NFX / Newfield Exploration Company Call 31.52 35,000 21,000 -40.00 1,038 662 -36.22
2017-12-31 13F-HR PEGI / Pattern Energy Group Inc. 21.49 783,834 1,673,048 113.44 18,890 35,953 90.33
2017-12-31 13F-HR CUT / Claymore Exchange-Traded Fund Trust 2 32.15 917 1,151 25.52 28 37 32.14
2017-12-31 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 152.26 43,510 41,974 -3.53 6,379 6,391 0.19
2017-12-31 13F-HR IYK / iShares U.S. Consumer Goods ETF 126.74 57,525 64,801 12.65 6,940 8,213 18.34
2017-12-31 13F-HR FSTR / Foster (L.B.) Co. 27.19 4,529 3,384 -25.28 103 92 -10.68
2017-12-31 13F-HR KO / Coca Cola Co. 45.88 17,404,103 18,093,485 3.96 783,360 830,131 5.97
2017-12-31 13F-HR NGL / NGL Energy Partners LP 14.05 102,335 151,846 48.38 1,182 2,133 80.46
2017-12-31 13F-HR PAF / PowerShares Global Exchange Traded Fund Trust 59.23 287 287 0.00 17 17 0.00
2017-12-31 13F-HR QTM / Quantum Corp. 5.78 7,416 5,019 -32.32 45 29 -35.56
2017-12-31 13F-HR SRTY / ProShares UltraPro Short Russell2000 32.36 9,441 25,526 170.37 340 826 142.94
2017-12-31 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 53.25 70,032 103,817 48.24 3,785 5,528 46.05
2017-12-31 13F-HR ROOF / IQ US Real Estate Small Cap ETF 26.31 13,490 13,340 -1.11 365 351 -3.84
2017-12-31 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 55.20 69,326 51,543 -25.65 3,887 2,845 -26.81
2017-12-31 13F-HR STO / Statoil ASA 21.42 792,511 745,068 -5.99 15,922 15,960 0.24
2017-12-31 13F-HR AB / AllianceBernstein Holding L.P. 25.04 97,139 95,310 -1.88 2,359 2,387 1.19
2017-12-31 13F-HR DLX / Deluxe Corp. 76.84 49,405 68,259 38.16 3,604 5,245 45.53
2017-12-31 13F-HR NTRP / Neurotrope, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR CCU / Compania Cervecerias Unidas S.A. 29.58 199,890 199,890 0.00 5,383 5,912 9.83
2017-12-31 13F-HR HOME / At Home Group Inc. 0.00 416 7 -98.32 10 0 -100.00
2017-12-31 13F-HR COWZ / Pacer US Cash Cows 100 ETF 29.00 19,604 45,241 130.77 530 1,312 147.55
2017-12-31 13F-HR GLDD / Great Lakes Dredge & Dock Corp. 5.40 6,916 1,852 -73.22 34 10 -70.59
2017-12-31 13F-HR USAP / Universal Stainless & Alloy Products, Inc. 21.42 967,465 943,644 -2.46 20,172 20,213 0.20
2017-12-31 13F-HR BNCL / Beneficial Bancorp, Inc. 18.26 6,259 219 -96.50 104 4 -96.15
2017-12-31 13F-HR HIE / Miller/Howard High Income Equity Fund 12.44 4,100 4,100 0.00 58 51 -12.07
2017-12-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 375.96 65,914 75,130 13.98 29,472 28,246 -4.16
2017-12-31 13F-HR YY / YY Inc. 113.06 162,726 154,649 -4.96 14,122 17,485 23.81
2017-12-31 13F-HR CRIS / Curis, Inc. 0.70 920,324 532,877 -42.10 1,372 372 -72.89
2017-12-31 13F-HR GENC / Gencor Industries, Inc. 26.32 747 38 -94.91 13 1 -92.31
2017-12-31 13F-HR CEA / China Eastern Airlines Corp. Ltd. 58.82 17 17 0.00 0 1
2017-12-31 13F-HR MCD / McDonald's Corp. Put 172.22 2,700 2,700 0.00 423 465 9.93
2017-12-31 13F-HR PFSI / PennyMac Financial Services, Inc. 22.34 44,164 53,845 21.92 786 1,203 53.05
2017-12-31 13F-HR MHLD / Maiden Holdings Ltd. 6.61 103,646 62,509 -39.69 824 413 -49.88
2017-12-31 13F-HR HDP / Hortonworks, Inc. 20.11 76,070 65,705 -13.63 1,290 1,321 2.40
2017-12-31 13F-HR CDE / Coeur Mining, Inc. 7.69 166,848 3,773 -97.74 1,533 29 -98.11
2017-12-31 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 155.07 926 1,380 49.03 137 214 56.20
2017-12-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 64.52 749,706 807,864 7.76 45,664 52,123 14.14
2017-12-31 13F-HR CX / Cemex S.A.B de C.V. 7.50 531,121 493,829 -7.02 4,823 3,704 -23.20
2017-12-31 13F-HR HSNI / HSN, Inc. 40.34 77,255 75,284 -2.55 3,018 3,037 0.63
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.27 13,328,398 12,206,588 -8.42 853,416 686,865 -19.52
2017-12-31 13F-HR AES / AES Corp. (The) 10.83 1,995,130 1,939,050 -2.81 21,985 21,001 -4.48
2017-12-31 13F-HR ARNA / Arena Pharmaceuticals, Inc. 33.80 4,545 3,610 -20.57 116 122 5.17
2017-12-31 13F-HR BPK / BlackRock Municipal 2018 Term Trust 14.70 5,770 7,825 35.62 87 115 32.18
2017-12-31 13F-HR NOW / ServiceNow, Inc. Call 130.48 40,100 8,400 -79.05 4,713 1,096 -76.75
2017-12-31 13F-HR NOW / ServiceNow, Inc. Put 130.39 113,700 38,200 -66.40 13,363 4,981 -62.73
2017-12-31 13F-HR TBK / Triumph Bancorp, Inc. 31.50 7,175 90,705 1,164.18 232 2,857 1,131.47
2017-12-31 13F-HR NBH / Neuberger Berman Intermediate Municipal Fund, Inc. 14.78 51,032 45,400 -11.04 784 671 -14.41
2017-12-31 13F-HR KMPR / Kemper Corporation 68.93 55,609 45,744 -17.74 2,948 3,153 6.95
2017-12-31 13F-HR APRN / Blue Apron Holdings Inc 4.01 28,728 17,448 -39.26 157 70 -55.41
2017-12-31 13F-HR CAPR / Capricor Therapeutics, Inc. 0.00 232 232 0.00 1 0 -100.00
2017-12-31 13F-HR CASC / Cascadian Therapeutics, Inc. 2.73 4,087 732 -82.09 17 2 -88.24
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. 44.10 583,172 938,459 60.92 30,758 41,386 34.55
2017-12-31 13F-HR CNHI / CNH Industrial N.V. Call 13.40 0 50,000 0 670
2017-12-31 13F-HR 472319AG7 / Jefferies Group Inc Bond 1 285 28,400.00
2017-12-31 13F-HR KORS / Michael Kors Holdings Ltd. Put 62.95 133,400 133,400 0.00 6,383 8,398 31.57
2017-12-31 13F-HR GOL / Gol Linhas Aereas Inteligentes S.A. 8.71 4,300 7,000 62.79 91 61 -32.97
2017-12-31 13F-HR FRO / Frontline Ltd. 4.60 31,596 19,583 -38.02 190 90 -52.63
2017-12-31 13F-HR RM / Regional Management Corp. 26.31 37,992 38,126 0.35 920 1,003 9.02
2017-12-31 13F-HR MDYV / SPDR S&P 400 Mid Cap Value ETF 102.84 26,235 26,915 2.59 2,598 2,768 6.54
2017-12-31 13F-HR LPG / Dorian LPG Ltd. 8.17 33,232 16,033 -51.75 226 131 -42.04
2017-12-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF 40.71 776,018 778,864 0.37 32,011 31,709 -0.94
2017-12-31 13F-HR SLGN / Silgan Holdings, Inc. 29.39 577,818 481,580 -16.66 17,004 14,153 -16.77
2017-12-31 13F-HR REGL / ProShares S&P MidCap 400 Dividend Aristocrats ETF 54.55 42,086 59,084 40.39 2,202 3,223 46.37
2017-12-31 13F-HR SND / Smart Sand, Inc. 8.66 25,497 5,429 -78.71 173 47 -72.83
2017-12-31 13F-HR LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc 26.08 20,493 22,008 7.39 549 574 4.55
2017-12-31 13F-HR MCBC / Macatawa Bank Corp. 0.00 2,348 3 -99.87 24 0 -100.00
2017-12-31 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 134.46 10,000 6,500 -35.00 975 874 -10.36
2017-12-31 13F-HR HST / Host Hotels & Resorts, Inc. Call 19.85 500,000 675,000 35.00 9,245 13,399 44.93
2017-12-31 13F-HR GF / New Germany Fund, Inc. 19.44 99,446 94,409 -5.07 1,847 1,835 -0.65
2017-12-31 13F-HR HLIT / Harmonic, Inc. 4.32 6,760 694 -89.73 21 3 -85.71
2017-12-31 13F-HR EDAP / EDAP TMS S.A. 3.00 1,000 1,000 0.00 3 3 0.00
2017-12-31 13F-HR SBGL / Sibanye Gold Limited ADR 5.04 310,773 33,326 -89.28 1,386 168 -87.88
2017-12-31 13F-HR FUSB / First US Bancshares, Inc. 0.00 1,202 6 -99.50 11 0 -100.00
2017-12-31 13F-HR GMZ / Goldman Sachs MLP Income Opportunities Fund 8.94 407,464 367,877 -9.72 3,802 3,289 -13.49
2017-12-31 13F-HR 452327AH2 / Illumina, Inc. Bond 11 12 9.09
2017-12-31 13F-HR PBE / PowerShares Dynamic Biotechnology & Genome Portfolio 47.18 68,645 73,554 7.15 3,428 3,470 1.23
2017-12-31 13F-HR CBB / Cincinnati Bell, Inc. 20.82 1,537 785 32 -95.92
2017-12-31 13F-HR BWEN / Broadwind Energy, Inc. 2.72 190,565 190,565 0.00 617 518 -16.05
2017-12-31 13F-HR SBCF / Seacoast Banking Corporation of Florida 25.00 4,194 400 -90.46 101 10 -90.10
2017-12-31 13F-HR ETM / Entercom Communications Corp. 10.79 136,180 182,511 34.02 1,560 1,970 26.28
2017-12-31 13F-HR GRA / Grace (W. R.) & Co. 70.13 9,706 337,544 3,377.68 700 23,672 3,281.71
2017-12-31 13F-HR CEQP / Crestwood Equity Partners LP 25.80 10,340 19,577 89.33 253 505 99.60
2017-12-31 13F-HR BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01 0.00 109 109 0.00 0 0
2017-12-31 13F-HR GKOS / Glaukos Corp. 25.97 4,355 1,463 -66.41 144 38 -73.61
2017-12-31 13F-HR XUSAX / Liberty All Star Equity Fund 6.30 493,479 979,651 98.52 2,976 6,173 107.43
2017-12-31 13F-HR ANF / Abercrombie & Fitch Co. 17.44 20,365 72,991 258.41 294 1,273 332.99
2017-12-31 13F-HR ANF / Abercrombie & Fitch Co. Put 17.43 0 49,100 0 856
2017-12-31 13F-HR FNCL / Fidelity MSCI Financials Index ETF 40.77 65,311 12,190 -81.34 2,480 497 -79.96
2017-12-31 13F-HR HVT.A / Haverty Furniture Companies, Inc. 22.66 41,238 40,287 -2.31 1,078 913 -15.31
2017-12-31 13F-HR DMRC / Digimarc Corp. 36.20 926 5,276 469.76 34 191 461.76
2017-12-31 13F-HR AMED / Amedisys, Inc. 52.71 25,881 41,263 59.43 1,449 2,175 50.10
2017-12-31 13F-HR ZAGG / ZAGG Inc 18.45 3,385,012 2,709,067 -19.97 53,315 49,983 -6.25
2017-12-31 13F-HR GPI / Group 1 Automotive, Inc. 71.43 2,374 448 -81.13 172 32 -81.40
2017-12-31 13F-HR EAT / Brinker International, Inc. 38.84 40,692 57,646 41.66 1,297 2,239 72.63
2017-12-31 13F-HR NWL / Newell Brands Inc. Put 30.90 300,000 545,400 81.80 12,801 16,853 31.65
2017-12-31 13F-HR BCE / BCE Inc. Put 48.01 2,570,500 2,170,300 -15.57 120,377 104,197 -13.44
2017-12-31 13F-HR ACWX / iShares MSCI ACWI ex US ETF 49.95 1,038,767 1,263,963 21.68 50,224 63,136 25.71
2017-12-31 13F-HR BIDU / Baidu, Inc. 234.21 861,109 962,335 11.76 213,288 225,388 5.67
2017-12-31 13F-HR BIDU / Baidu, Inc. Call 234.21 25,700 112,000 335.80 6,365 26,232 312.13
2017-12-31 13F-HR BIDU / Baidu, Inc. Put 234.21 67,100 142,100 111.77 16,620 33,281 100.25
2017-12-31 13F-HR COF / Capital One Financial Corp. 58.33 921,505 1,200 -99.87 91,762 70 -99.92
2017-12-31 13F-HR COF / Capital One Financial Corp. 99.58 1,200 921,505 76,692.08 51 91,762 179,825.49
2017-12-31 13F-HR FIGY / Barclays ETN+ FI Enhanced Global High Yield ETN 168.95 0 219 0 37
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 124.34 962,890 1,052,603 9.32 114,112 130,881 14.70
2017-12-31 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 6.56 54,690 21,490 -60.71 294 141 -52.04
2017-12-31 13F-HR ESTE / Earthstone Energy, Inc. 10.00 11,113 500 -95.50 122 5 -95.90
2017-12-31 13F-HR LVHD / Legg Mason ETF Equity Tr 31.53 92,212 102,930 11.62 2,791 3,245 16.27
2017-12-31 13F-HR TREC / Trecora Resources 13.48 32,831 37,086 12.96 436 500 14.68
2017-12-31 13F-HR 58733RAB8 / MercadoLibre, Inc. Bond 4 5 25.00
2017-12-31 13F-HR OHAI / OHA Investment Corporation 0.00 18,679 200 -98.93 23 0 -100.00
2017-12-31 13F-HR ENS / EnerSys 69.63 858,935 647,355 -24.63 59,414 45,075 -24.13
2017-12-31 13F-HR VIOO / Vanguard S&P Small-Cap 600 ETF 139.38 9,926 11,479 15.65 1,347 1,600 18.78
2017-12-31 13F-HR LB / L Brands, Inc. 60.22 179,888 289,990 61.21 7,485 17,463 133.31
2017-12-31 13F-HR VRNT / Verint Systems, Inc. 41.87 14,551 9,242 -36.49 609 387 -36.45
2017-12-31 13F-HR SHOP / Shopify Inc. Call 101.00 26,200 84,200 221.37 3,052 8,504 178.64
2017-12-31 13F-HR SHOP / Shopify Inc. Put 101.02 26,000 34,300 31.92 3,029 3,465 14.39
2017-12-31 13F-HR VNM / VanEck Vectors Vietnam ETF 17.97 2,723 10,015 267.79 41 180 339.02
2017-12-31 13F-HR ALDR / Alder BioPharmaceuticals, Inc. 11.46 9,075 33,689 271.23 111 386 247.75
2017-12-31 13F-HR AMTD / TD AmeriTrade Holding Corp. 51.13 6,067 58,717 867.81 296 3,002 914.19
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 3.96 306,802 411,073 33.99 1,320 1,628 23.33
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. Put 3.96 26,500 26,500 0.00 114 105 -7.89
2017-12-31 13F-HR SMLF / iShares FactorSelect MSCI USA Small-Cap ETF 41.42 195 169 -13.33 7 7 0.00
2017-12-31 13F-HR PAHC / Phibro Animal Health Corporation 34.68 1,674 173 -89.67 62 6 -90.32
2017-12-31 13F-HR NCT / Newcastle Investment Corp. 5.52 128,464 67,592 -47.38 464 373 -19.61
2017-12-31 13F-HR MCR / MFS Charter Income Trust 8.43 4,621 6,521 41.12 40 55 37.50
2017-12-31 13F-HR RDN / Radian Group, Inc. 20.61 538,172 519,143 -3.54 10,058 10,699 6.37
2017-12-31 13F-HR RDN / Radian Group, Inc. Put 20.62 12,900 12,900 0.00 241 266 10.37
2017-12-31 13F-HR PXJ / PowerShares Exchange-Trade Fund Trust 9.57 3,617 28,749 694.83 36 275 663.89
2017-12-31 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 25,034 27,832 11.18
2017-12-31 13F-HR OXFD / Oxford Immunotec Global PLC 15.29 2,018 327 -83.80 34 5 -85.29
2017-12-31 13F-HR SPN / Superior Energy Services, Inc. 9.63 107,997 63,835 -40.89 1,154 615 -46.71
2017-12-31 13F-HR 881569AA5 / TESARO, Inc. Bond 3.000%10/0 10,492 7,128 -32.06
2017-12-31 13F-HR PLUS / ePlus inc. 75.20 315,787 387,568 22.73 29,194 29,145 -0.17
2017-12-31 13F-HR CSQ / Calamos Strategic Total Return Fund 12.08 724,817 686,384 -5.30 8,793 8,292 -5.70
2017-12-31 13F-HR DVD / Dover Motorsports, Inc. 0.00 17 17 0.00 0 0
2017-12-31 13F-HR SGDJ / Sprott Junior Gold Miners ETF 33.65 0 6,687 0 225
2017-12-31 13F-HR MXF / Mexico Fund, Inc. (The) 15.72 2,992 2,926 -2.21 51 46 -9.80
2017-12-31 13F-HR STI / SunTrust Banks, Inc. Put 64.59 1,200 86,400 7,100.00 72 5,581 7,651.39
2017-12-31 13F-HR QTNT / Quotient Limited 4.95 4,304 2,022 -53.02 21 10 -52.38
2017-12-31 13F-HR SIZ / QuantShares U.S. Market Neutral Size Fund 0.00 15 15 0.00 0 0
2017-12-31 13F-HR BLKB / Blackbaud, Inc. 94.50 164,999 172,863 4.77 14,487 16,335 12.76
2017-12-31 13F-HR HYGS / Hydrogenics Corp 11.14 5,194 5,565 7.14 42 62 47.62
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 60.53 231,346 236,925 2.41 13,142 14,341 9.12
2017-12-31 13F-HR PESI / Perma-Fix Environmental Services, Inc. 0.00 8 8 0.00 0 0
2017-12-31 13F-HR KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 35.37 16,061 17,077 6.33 602 604 0.33
2017-12-31 13F-HR DSGX / Descartes Systems Group, Inc. (THE) 28.40 492,806 518,437 5.20 13,479 14,723 9.23
2017-12-31 13F-HR CMBS / iShares CMBS ETF 51.33 5,543 7,540 36.03 286 387 35.31
2017-12-31 13F-HR AA / Alcoa Corp. 53.87 167,253 150,635 -9.94 7,797 8,114 4.07
2017-12-31 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 7.27 1,289,570 1,413,343 9.60 8,305 10,275 23.72
2017-12-31 13F-HR CDTI / Clean Diesel Technologies, Inc. 0.00 8 8 0.00 0 0
2017-12-31 13F-HR JPN / Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF 26.32 38 38 0.00 1 1 0.00
2017-12-31 13F-HR BOMN / Boston Omaha Corporation 32.00 1,000 1,000 0.00 16 32 100.00
2017-12-31 13F-HR MBSD / FlexShares Disciplined Duration MBS Index Fund 23.52 5,635 6,165 9.41 135 145 7.41
2017-12-31 13F-HR UDN / PowerShares DB US Dollar Index Trust 20.00 100 100 0.00 2 2 0.00
2017-12-31 13F-HR AZZ / AZZ, Inc. 51.10 867,305 798,735 -7.91 42,238 40,815 -3.37
2017-12-31 13F-HR SSO / ProShares Ultra S&P500 109.43 79,661 29,881 -62.49 7,706 3,270 -57.57
2017-12-31 13F-HR MYL / Mylan N.V. 42.31 224,442 1,038,283 362.61 7,041 43,929 523.90
2017-12-31 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 37,102 39,902 7.55
2017-12-31 13F-HR PTEN / Patterson-UTI Energy, Inc. 23.01 97,890 91,855 -6.17 2,049 2,114 3.17
2017-12-31 13F-HR PTEN / Patterson-UTI Energy, Inc. Call 23.01 0 128,500 0 2,957
2017-12-31 13F-HR TAX / Liberty Tax, Inc. 10.76 3,290 2,787 -15.29 48 30 -37.50
2017-12-31 13F-HR TRIP / TripAdvisor, Inc. 34.46 293,245 123,104 -58.02 11,887 4,242 -64.31
2017-12-31 13F-HR MTL / Mechel OAO 0.00 26 26 0.00 0 0
2017-12-31 13F-HR ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund 17.33 171,321 187,303 9.33 2,946 3,246 10.18
2017-12-31 13F-HR TRCB / Two River Bancorp 20.55 601 146 -75.71 12 3 -75.00
2017-12-31 13F-HR FMBI / First Midwest Bancorp, Inc. 23.58 12,936 1,951 -84.92 302 46 -84.77
2017-12-31 13F-HR STL / Sterling Bancorp 24.60 2,060,234 1,937,368 -5.96 50,785 47,659 -6.16
2017-12-31 13F-HR EMMS / Emmis Communications Corp. 0.00 7 7 0.00 0 0
2017-12-31 13F-HR FOSL / Fossil Group, Inc. 7.65 4,912 1,307 -73.39 45 10 -77.78
2017-12-31 13F-HR DOG / ProShares Short DOW30 14.92 0 19,970 0 298
2017-12-31 13F-HR BCC / Boise Cascade Co. 40.01 3,327 8,822 165.16 116 353 204.31
2017-12-31 13F-HR ZEUS / Olympic Steel, Inc. 21.47 25,571 17,978 -29.69 562 386 -31.32
2017-12-31 13F-HR FTS / Fortis Inc. Put 36.67 100,000 300,000 200.00 3,577 11,001 207.55
2017-12-31 13F-HR LMRK / Landmark Infrastructure Partners LP 18.17 10,950 12,825 17.12 186 233 25.27
2017-12-31 13F-HR SAR / Saratoga Investment Corp. 23.67 0 169 0 4
2017-12-31 13F-HR POOL / Pool Corp. 129.67 11,939 19,395 62.45 1,292 2,515 94.66
2017-12-31 13F-HR GTIM / Good Times Restaurants, Inc. 0.00 9 9 0.00 0 0
2017-12-31 13F-HR LOGI / Logitech International S.A. 33.64 23,192 125,224 439.94 845 4,213 398.58
2017-12-31 13F-HR XLRN / Acceleron Pharma Inc. 44.30 3,079 316 -89.74 115 14 -87.83
2017-12-31 13F-HR VRSK / Verisk Analytics, Inc. 96.00 219,567 242,838 10.60 18,265 23,312 27.63
2017-12-31 13F-HR ATRA / Atara Biotherapeutics, Inc. 15.04 2,264 133 -94.13 37 2 -94.59
2017-12-31 13F-HR GIL / Gildan Activewear, Inc. Put 32.30 0 120,100 0 3,879
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.57 5,119,911 5,325,179 4.01 359,623 391,773 8.94
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. Call 73.59 29,000 29,000 0.00 2,037 2,134 4.76
2017-12-31 13F-HR FLQH / Franklin LibertyQ International Equity Hedged ETF 24.84 55,427 644 -98.84 1,363 16 -98.83
2017-12-31 13F-HR CEF / Central Fund of Canada Ltd. 13.40 1,931,294 1,738,719 -9.97 24,470 23,299 -4.79
2017-12-31 13F-HR ARGT / Global X FTSE Argentina 20 ETF 35.19 1,200 1,080 -10.00 38 38 0.00
2017-12-31 13F-HR SPNE / SeaSpine Holdings Corporation 10.12 89,670 89,149 -0.58 1,006 902 -10.34
2017-12-31 13F-HR WYN / Wyndham Worldwide Corp. 115.87 103,082 129,623 25.75 10,867 15,020 38.22
2017-12-31 13F-HR TFLO / iShares Treasury Floating Rate Bond ETF 50.22 15,815 204,658 1,194.08 794 10,278 1,194.46
2017-12-31 13F-HR AMG / Affiliated Managers Group, Inc. 205.25 81,633 87,336 6.99 15,498 17,926 15.67
2017-12-31 13F-HR IBMK / iShares Trust iShares iBonds Dec 2022 AMT-Free Muni Bond ETF 25.66 6,935 11,341 63.53 181 291 60.77
2017-12-31 13F-HR VNOM / Viper Energy Partners LP 23.33 300 300 0.00 6 7 16.67
2017-12-31 13F-HR MLVF / Malvern Bancorp, Inc. 0.00 461 19 -95.88 12 0 -100.00
2017-12-31 13F-HR TRT / Trio-Tech International 7.04 14,950 7,950 -46.82 78 56 -28.21
2017-12-31 13F-HR ECL / Ecolab, Inc. 134.18 1,188,347 1,057,526 -11.01 152,831 141,898 -7.15
2017-12-31 13F-HR EBMT / Eagle Bancorp Montana, Inc. 0.00 2 2 0.00 0 0
2017-12-31 13F-HR BCOR / Blucora, Inc. 22.10 19,163 15,657 -18.30 485 346 -28.66
2017-12-31 13F-HR MOO / VanEck Vectors ETF TR 61.59 12,303 11,268 -8.41 725 694 -4.28
2017-12-31 13F-HR BRO / Brown & Brown, Inc. 51.46 365,915 352,970 -3.54 17,633 18,165 3.02
2017-12-31 13F-HR LJPC / La Jolla Pharmaceutical Co. 32.26 2,453 310 -87.36 86 10 -88.37
2017-12-31 13F-HR COTV / Cotiviti Holdings, Inc. 32.22 63,323 85,702 35.34 2,277 2,761 21.26
2017-12-31 13F-HR HRB / Block (H.&R.), Inc. 26.22 926,874 1,867,489 101.48 24,543 48,966 99.51
2017-12-31 13F-HR NLST / Netlist, Inc. 0.00 46 46 0.00 0 0
2017-12-31 13F-HR EMCG / WisdomTree Trust WisdomTree Emerging Markets Consumer Growth Fund 26.90 0 4,015 0 108
2017-12-31 13F-HR BSJL / Guggenheim BulletShares 2021 High Yield Corporate Bond ETF 24.94 8,751 329,689 3,667.44 221 8,222 3,620.36
2017-12-31 13F-HR ANSS / ANSYS, Inc. 147.59 321,953 310,153 -3.67 39,514 45,776 15.85
2017-12-31 13F-HR GWX / SPDR S&P Intl Small Cap ETF 35.48 102,763 105,745 2.90 3,599 3,752 4.25
2017-12-31 13F-HR OSB / Norbord Inc. 33.81 1,887,978 1,709,241 -9.47 71,970 57,790 -19.70
2017-12-31 13F-HR SYRG / Synergy Resources Corp. 8.53 1,908,453 1,799,068 -5.73 18,455 15,346 -16.85
2017-12-31 13F-HR IYM / iShares U.S. Basic Materials ETF 102.22 25,866 24,458 -5.44 2,478 2,500 0.89
2017-12-31 13F-HR SC / Santander Consumer USA Holdings Inc. 18.77 110,005 2,930 -97.34 1,691 55 -96.75
2017-12-31 13F-HR CLY / iShares 10+ Year Credit Bond ETF 63.20 533,430 568,196 6.52 33,102 35,911 8.49
2017-12-31 13F-HR LGLV / SPDR Russell 1000 Low Volatility ETF 91.38 580 580 0.00 51 53 3.92
2017-12-31 13F-HR HRL / Hormel Foods Corp. 36.39 398,279 381,797 -4.14 12,802 13,893 8.52
2017-12-31 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 5.93 100,950 91,177 -9.68 633 541 -14.53
2017-12-31 13F-HR DBP / PowerShares DB Precious Metals Fund 38.45 6,041 5,539 -8.31 230 213 -7.39
2017-12-31 13F-HR BKT / BlackRock Income Trust, Inc. 6.17 664,720 604,418 -9.07 4,174 3,729 -10.66
2017-12-31 13F-HR NLS / Nautilus Group, Inc. (The) 13.30 36,195 8,648 -76.11 612 115 -81.21
2017-12-31 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 47.74 1,001,538 1,202,988 20.11 45,860 57,431 25.23
2017-12-31 13F-HR EPZM / Epizyme, Inc. 12.90 5,336 1,705 -68.05 102 22 -78.43
2017-12-31 13F-HR PHTCF / Philippine Long Distance Telephone Co. 30.07 185,083 207,584 12.16 5,908 6,243 5.67
2017-12-31 13F-HR EGOV / NIC, Inc. 16.60 845,608 840,756 -0.57 14,502 13,956 -3.76
2017-12-31 13F-HR RWLK / ReWalk Robotics Ltd 0.00 296 296 0.00 0 0
2017-12-31 13F-HR HCAP / Harvest Capital Credit Corp 11.00 0 3,000 0 33
2017-12-31 13F-HR PBI / Pitney Bowes, Inc. 11.18 331,683 216,964 -34.59 4,647 2,426 -47.79
2017-12-31 13F-HR NYCB.PRU / New York Community Capital Trust V BONUSES Units due 11/1/2051 37 37 0.00
2017-12-31 13F-HR XES / SPDR S&P Oil & Gas Equipment & Services ETF 17.13 10,558 64,090 507.03 175 1,098 527.43
2017-12-31 13F-HR REET / iShares Global REIT ETF 26.09 218,537 226,204 3.51 5,593 5,902 5.52
2017-12-31 13F-HR LUB / Luby's, Inc. 2.62 22,661 11,061 -51.19 60 29 -51.67
2017-12-31 13F-HR JUNO / Juno Therapeutics, Inc. 45.71 2,429 124,679 5,032.94 109 5,699 5,128.44
2017-12-31 13F-HR IRDM / Iridium Communications Inc 11.76 15,479 10,544 -31.88 160 124 -22.50
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 81.25 63,746 61,168 -4.04 4,921 4,970 1.00
2017-12-31 13F-HR CIR / CIRCOR International, Inc. 49.50 1,930 404 -79.07 105 20 -80.95
2017-12-31 13F-HR WY / Weyerhaeuser Co. Call 35.26 0 50,000 0 1,763
2017-12-31 13F-HR EQC.PRD / Equity Commonwealth 6.5% Series D Cumulative Convertible Preferred Shares 26 26 0.00
2017-12-31 13F-HR ARRS / ARRIS International plc 25.68 99,287 67,682 -31.83 2,828 1,738 -38.54
2017-12-31 13F-HR NTRI / NutriSystem, Inc. 52.59 36,851 46,686 26.69 2,060 2,455 19.17
2017-12-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 81.39 315,431 360,956 14.43 26,437 29,378 11.12
2017-12-31 13F-HR AHS / AMN Healthcare Services, Inc. 49.15 17,325 6,714 -61.25 791 330 -58.28
2017-12-31 13F-HR TTS / Tile Shop Holdings, Inc. 9.60 3,649 75,951 1,981.42 47 729 1,451.06
2017-12-31 13F-HR HYHG / ProShares High Yield-Interest Rate Hedged ETF 67.32 15,924 12,597 -20.89 1,088 848 -22.06
2017-12-31 13F-HR AVT / Avnet, Inc. 39.63 76,190 74,278 -2.51 2,995 2,944 -1.70
2017-12-31 13F-HR MANH / Manhattan Associates, Inc. 49.54 725,730 722,030 -0.51 30,168 35,770 18.57
2017-12-31 13F-HR PMF / PIMCO Municipal Income Fund 12.99 180,728 181,771 0.58 2,470 2,362 -4.37
2017-12-31 13F-HR CBD / Companhia Brasileira de Distribuicao 23.08 1,500 1,560 4.00 36 36 0.00
2017-12-31 13F-HR WST / West Pharmaceutical Services, Inc. 98.67 807,196 712,851 -11.69 77,700 70,337 -9.48
2017-12-31 13F-HR SAP / SAP SE 112.36 595,091 611,105 2.69 65,253 68,665 5.23
2017-12-31 13F-HR AAXN / Axon Enterprise Inc 26.33 9,820 4,140 -57.84 224 109 -51.34
2017-12-31 13F-HR OPY / Oppenheimer Holdings Inc. 26.83 9,000 8,201 -8.88 156 220 41.03
2017-12-31 13F-HR ENTL / Entellus Medical, Inc. 24.21 1,334 950 -28.79 25 23 -8.00
2017-12-31 13F-HR TGH / Textainer Group Holdings, Ltd. 21.50 92,491 88,418 -4.40 1,586 1,901 19.86
2017-12-31 13F-HR STT / State Street Corp. 97.61 686,936 858,858 25.03 65,630 83,831 27.73
2017-12-31 13F-HR STT / State Street Corp. Put 97.61 120,000 120,000 0.00 11,465 11,713 2.16
2017-12-31 13F-HR VSTM / Verastem, Inc. 3.06 30,007 63,650 112.12 141 195 38.30
2017-12-31 13F-HR GSEU / Goldman Sachs ActiveBeta Europe Equity ETF 31.70 663 4,070 513.88 21 129 514.29
2017-12-31 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 14.81 5,865 5,265 -10.23 89 78 -12.36
2017-12-31 13F-HR VNRX / VolitionRX Ltd 2.93 14,007 14,007 0.00 37 41 10.81
2017-12-31 13F-HR ELLI / Ellie Mae, Inc. 89.27 6,989 4,324 -38.13 574 386 -32.75
2017-12-31 13F-HR HCKT / Hackett Group, Inc. (The) 18.87 6,720 106 -98.42 102 2 -98.04
2017-12-31 13F-HR BSET / Bassett Furniture Industries, Inc. 33.33 1,009 30 -97.03 38 1 -97.37
2017-12-31 13F-HR ITUB / Itau Unibanco Holding S.A. 13.00 343,352 342,913 -0.13 4,703 4,458 -5.21
2017-12-31 13F-HR ITUB / Itau Unibanco Holding S.A. Call 13.00 100,000 100,000 0.00 1,370 1,300 -5.11
2017-12-31 13F-HR 452327AF6 / Illumina, Inc. Bond 5,412 3,624 -33.04
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 111.56 3,096,532 2,336,447 -24.55 369,415 260,655 -29.44
2017-12-31 13F-HR XPO / XPO Logistics, Inc. Call 91.59 90,100 90,100 0.00 6,107 8,252 35.12
2017-12-31 13F-HR XNCVX / AllianzGI Convertible & Income 9.13 2,500 21,798 771.92 25 199 696.00
2017-12-31 13F-HR MLR / Miller Industries, Inc. (TN) 25.81 35,947 36,999 2.93 1,004 955 -4.88
2017-12-31 13F-HR GCC / WisdomTree Continuous Commodity Index Fund 19.22 132,900 151,780 14.21 2,491 2,917 17.10
2017-12-31 13F-HR DTF / DTF Tax Free Income, Inc. 14.08 29,635 23,943 -19.21 423 337 -20.33
2017-12-31 13F-HR APO / Apollo Global Management LLC Call 33.33 3,000 3,000 0.00 90 100 11.11
2017-12-31 13F-HR ONS / Oncobiologics, Inc. 0.00 2 2 0.00 0 0
2017-12-31 13F-HR SBOT / Stellar Biotechnologies Inc. 1.00 2,000 2,000 0.00 2 2 0.00
2017-12-31 13F-HR ARCO / Arcos Dorados Holdings, Inc. 10.35 106,935 124,009 15.97 1,075 1,284 19.44
2017-12-31 13F-HR PFIE / Profire Energy, Inc. 0.00 21 21 0.00 0 0
2017-12-31 13F-HR ITB / iShares U.S. Home Construction ETF Call 43.72 0 90,000 0 3,935
2017-12-31 13F-HR VTL / Vital Therapies, Inc. 0.00 6 64 966.67 0 0
2017-12-31 13F-HR EMO / ClearBridge Energy MLP Opportunity Fund Inc. 11.80 313,515 263,804 -15.86 3,815 3,113 -18.40
2017-12-31 13F-HR SGMS / Scientific Games Corp. 51.30 4,816 2,019,489 41,832.91 221 103,600 46,777.83
2017-12-31 13F-HR APA / Apache Corp. Put 42.22 0 300,000 0 12,666
2017-12-31 13F-HR TTNP / Titan Pharmaceuticals, Inc. 0.00 18 18 0.00 0 0
2017-12-31 13F-HR AUG / Auryn Resources Inc. 1.64 1,081,638 1,031,189 -4.66 2,422 1,691 -30.18
2017-12-31 13F-HR JAKK / JAKKS Pacific, Inc. 2.28 10,521 6,141 -41.63 32 14 -56.25
2017-12-31 13F-HR GBNK / Guaranty Bancorp 27.61 9,012 7,100 -21.22 250 196 -21.60
2017-12-31 13F-HR BYD / Boyd Gaming Corp. 35.04 9,973 35,019 251.14 260 1,227 371.92
2017-12-31 13F-HR BYD / Boyd Gaming Corp. Call 35.05 5,100 183,600 3,500.00 133 6,435 4,738.35
2017-12-31 13F-HR P / Pandora Media, Inc. 4.82 375,149 201,990 -46.16 2,888 974 -66.27
2017-12-31 13F-HR HCRF / iShares Edge MSCI Multifactor Healthcare ETF 32.00 1,000 1,000 0.00 30 32 6.67
2017-12-31 13F-HR CHRS / Coherus BioSciences, Inc. 8.81 7,122 25,772 261.86 95 227 138.95
2017-12-31 13F-HR APDN / Applied DNA Sciences, Inc. 0.00 18 167 827.78 0 0
2017-12-31 13F-HR GQRE / FlexShares Global Quality Real Estate Index Fund 62.70 11,901 11,962 0.51 735 750 2.04
2017-12-31 13F-HR NML / Neuberger Berman MLP Income Fund Inc. 9.41 15,633 15,728 0.61 149 148 -0.67
2017-12-31 13F-HR 74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15 366 355 -3.01
2017-12-31 13F-HR BIG / Big Lots, Inc. 56.15 85,512 95,308 11.46 4,581 5,352 16.83
2017-12-31 13F-HR PBJ / PowerShares Exchange-Trade Fund Trust 33.85 94,771 88,441 -6.68 3,070 2,994 -2.48
2017-12-31 13F-HR EGO / Eldorado Gold Corporation 1.43 1,872,499 1,468,779 -21.56 4,120 2,100 -49.03
2017-12-31 13F-HR EGO / Eldorado Gold Corporation Put 1.43 800,000 800,000 0.00 1,760 1,144 -35.00
2017-12-31 13F-HR HEWU / iShares Currency Hedged MSCI United Kingdom ETF 23.39 171 171 0.00 4 4 0.00
2017-12-31 13F-HR TAST / Carrols Restaurant Group, Inc. 13.23 3,512 378 -89.24 38 5 -86.84
2017-12-31 13F-HR HMTV / Hemisphere Media Group, Inc. 11.33 6,500 1,500 -76.92 78 17 -78.21
2017-12-31 13F-HR SVMLF / Silvercorp Metals Inc. 2.62 1,526,142 1,221,045 -19.99 4,121 3,199 -22.37
2017-12-31 13F-HR URRE / Uranium Resources, Inc. 0.00 709 217 -69.39 1 0 -100.00
2017-12-31 13F-HR 34385PAA6 / Fluidigm Corp. Bond 2,124 10 -99.53
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.46 6,534,540 8,115,551 24.19 1,279,789 1,789,155 39.80
2017-12-31 13F-HR XNET / Xunlei Limited 20.00 0 100 0 2
2017-12-31 13F-HR RODM / Hrtfrd Mltifctr Dvlpd Mkts exUS 29.17 5,304 6,204 16.97 150 181 20.67
2017-12-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 12.40 97,120 80,649 -16.96 1,264 1,000 -20.89
2017-12-31 13F-HR GHC / Graham Holdings Company 558.70 3,317 2,896 -12.69 1,941 1,618 -16.64
2017-12-31 13F-HR MDURP / MDU Resources Group, Inc. 26.88 203,578 180,906 -11.14 5,284 4,863 -7.97
2017-12-31 13F-HR KWEB / KraneShares CSI China Internet ETF 58.61 6,715 52,247 678.06 382 3,062 701.57
2017-12-31 13F-HR FLXN / Flexion Therapeutics, Inc. 25.04 456,384 568,985 24.67 11,035 14,248 29.12
2017-12-31 13F-HR PRFT / Perficient, Inc. 19.07 979,451 976,438 -0.31 19,266 18,621 -3.35
2017-12-31 13F-HR ISHG / iShares -3 Year International Treasury Bond ETF 84.21 2,921 15,330 424.82 245 1,291 426.94
2017-12-31 13F-HR 19624RAA4 / Colony Capital, Inc. Bond 96 2 -97.92
2017-12-31 13F-HR QGEN / QIAGEN N.V. 31.36 2,999 2,073 -30.88 95 65 -31.58
2017-12-31 13F-HR LAQ / Aberdeen Latin America Equity Fund, Inc. 26.37 1,851 1,062 -42.63 51 28 -45.10
2017-12-31 13F-HR FLKS / Flex Pharma, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR NAII / Natural Alternatives International, Inc. 0.00 3 3 0.00 0 0
2017-12-31 13F-HR MRCC / Monroe Capital Corp 13.73 21,440 23,522 9.71 307 323 5.21
2017-12-31 13F-HR PRIM / Primoris Services Corp. 27.18 12,712 10,852 -14.63 374 295 -21.12
2017-12-31 13F-HR TQQQ / ProShares UltraPro QQQ 138.75 3,055 2,955 -3.27 349 410 17.48
2017-12-31 13F-HR JAG / Jagged Peak Energy Inc. 15.84 323,623 2,020 -99.38 4,419 32 -99.28
2017-12-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 215.82 89,402 92,390 3.34 18,091 19,940 10.22
2017-12-31 13F-HR AXGN / AxoGen, Inc. 28.41 2,855 2,464 -13.70 55 70 27.27
2017-12-31 13F-HR FIX / Comfort Systems USA, Inc. 43.77 6,965 2,376 -65.89 248 104 -58.06
2017-12-31 13F-HR REFR / Research Frontiers Inc. 0.00 17 17 0.00 0 0
2017-12-31 13F-HR SHLO / Shiloh Industries, Inc. 8.20 40,178 35,224 -12.33 418 289 -30.86
2017-12-31 13F-HR SKMTF / SK Telecom Co., Ltd. 27.91 270,203 327,666 21.27 6,644 9,146 37.66
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.78 2,129,962 2,328,396 9.32 381,048 441,882 15.96
2017-12-31 13F-HR CHEF / Chefs' Warehouse, Inc. 20.34 1,822 4,966 172.56 35 101 188.57
2017-12-31 13F-HR ISL / Aberdeen Israel Fund, Inc. 19.23 4,317 4,317 0.00 88 83 -5.68
2017-12-31 13F-HR KMG / KMG Chemicals, Inc. 66.17 18,009 7,994 -55.61 989 529 -46.51
2017-12-31 13F-HR CCMP / Cabot Microelectronics Corp. 94.42 4,301 2,923 -32.04 344 276 -19.77
2017-12-31 13F-HR DJD / Guggenheim Dow Jones Industrial Average Dividend ETF 33.93 1,120 1,120 0.00 35 38 8.57
2017-12-31 13F-HR MBWM / Mercantile Bank Corp. 35.37 199,796 201,607 0.91 6,972 7,131 2.28
2017-12-31 13F-HR AHL / Aspen Insurance Holdings, Ltd. 40.64 15,770 16,020 1.59 637 651 2.20
2017-12-31 13F-HR ALX / Alexander's, Inc. 394.74 100 38 -62.00 42 15 -64.29
2017-12-31 13F-HR STOT / SPDR DoubleLine Short Duration Total Return Tactical ETF 49.33 6,192 7,135 15.23 308 352 14.29
2017-12-31 13F-HR LLNW / Limelight Networks, Inc. 4.19 6,730 955 -85.81 27 4 -85.19
2017-12-31 13F-HR CYS / CYS Investments, Inc. 8.04 21,153 8,706 -58.84 183 70 -61.75
2017-12-31 13F-HR PETS / PetMed Express, Inc. 45.48 28,032 37,821 34.92 929 1,720 85.15
2017-12-31 13F-HR BAK / Braskem S.A. 26.27 11,745 12,181 3.71 313 320 2.24
2017-12-31 13F-HR DV / DeVry Education Group Inc. 42.05 14,244 4,138 -70.95 512 174 -66.02
2017-12-31 13F-HR CTBI / Community Trust Bancorp Inc. 34.48 1,367 29 -97.88 63 1 -98.41
2017-12-31 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.43 6,192,919 6,089,919 -1.66 19,198 20,889 8.81
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 160.12 177,762 143,165 -19.46 27,150 22,923 -15.57
2017-12-31 13F-HR ASC / Ardmore Shipping Corp. 8.01 62,042 48,706 -21.50 512 390 -23.83
2017-12-31 13F-HR HWAY / Healthways, Inc. 36.50 8,686 2,548 -70.67 355 93 -73.80
2017-12-31 13F-HR UYG / ProShares Ultra Financials 128.04 0 4,155 0 532
2017-12-31 13F-HR MEN / BlackRock MuniEnhanced Fund, Inc. 11.67 7,209 7,201 -0.11 86 84 -2.33
2017-12-31 13F-HR BASI / Bioanalytical Systems, Inc. 0.00 6 6 0.00 0 0
2017-12-31 13F-HR WTT / Wireless Telecom Group, Inc. 0.00 13 13 0.00 0 0
2017-12-31 13F-HR EOT / Eaton Vance National Municipal Opportunities Trust 22.54 36,482 36,116 -1.00 827 814 -1.57
2017-12-31 13F-HR INGN / Inogen, Inc. 119.08 276,986 280,446 1.25 26,342 33,396 26.78
2017-12-31 13F-HR QSII / Quality Systems, Inc. 13.51 5,499 1,554 -71.74 86 21 -75.58
2017-12-31 13F-HR AKER / Akers Biosciences Inc. 0.14 64,965 64,965 0.00 53 9 -83.02
2017-12-31 13F-HR 38147QLX2 / Goldman Sachs Group, Inc. (The) Bond 16 18 12.50
2017-12-31 13F-HR PFSW / PFSweb, Inc. 0.00 30 16 -46.67 0 0
2017-12-31 13F-HR MINC / AdvisorShares Newfleet Multi-Sector Income ETF 48.36 404 2,647 555.20 20 128 540.00
2017-12-31 13F-HR SGH / SMART Global Holdings, Inc. 28.17 1,883 71 -96.23 50 2 -96.00
2017-12-31 13F-HR SPSM / SPDR Portfolio Small Cap ETF 30.13 20,210 54,755 170.93 1,768 1,650 -6.67
2017-12-31 13F-HR DTH / WisdomTree DEFA Equity Income Fund 44.39 9,947 28,431 185.82 436 1,262 189.45
2017-12-31 13F-HR MIND / Mitcham Industries, Inc. 0.00 308 8 -97.40 1 0 -100.00
2017-12-31 13F-HR LEU / Centrus Energy Corp. 3.97 13 3,782 28,992.31 0 15
2017-12-31 13F-HR SIL / Global X Funds 32.64 20,767 72,988 251.46 685 2,382 247.74
2017-12-31 13F-HR FORR / Forrester Research, Inc. 43.72 1,015 366 -63.94 42 16 -61.90
2017-12-31 13F-HR THG / Hanover Insurance Group, Inc. (The) 108.08 398,226 372,239 -6.53 38,600 40,232 4.23
2017-12-31 13F-HR INST / Instructure, Inc. 33.12 28,629 18,930 -33.88 949 627 -33.93
2017-12-31 13F-HR SPSC / SPS Commerce, Inc. 48.59 483,555 476,391 -1.48 27,422 23,148 -15.59
2017-12-31 13F-HR CNOB / ConnectOne Bancorp, Inc. 25.80 3,791 1,589 -58.08 93 41 -55.91
2017-12-31 13F-HR SBPH / Spring Bank Pharmaceuticals, Inc. 13.13 181 2,208 1,119.89 3 29 866.67
2017-12-31 13F-HR JPEH / JPMorgan Diversified Return Europe Currency Hedged ETF 28.12 2,715 2,880 6.08 77 81 5.19
2017-12-31 13F-HR IAT / iShares U.S. Regional Banks ETF 49.29 256,584 243,524 -5.09 12,114 12,003 -0.92
2017-12-31 13F-HR FLOW / SPX Flow, Inc. 47.26 5,904 1,587 -73.12 227 75 -66.96
2017-12-31 13F-HR TSI / TCW Strategic Income Fund, Inc. 5.87 14,660 15,335 4.60 85 90 5.88
2017-12-31 13F-HR ACRE / Ares Commercial Real Estate Corp 12.90 49,488 54,434 9.99 659 702 6.53
2017-12-31 13F-HR RZV / Guggenheim S&P Smallcap 600 Pure Value ETF 73.19 5,423 5,315 -1.99 380 389 2.37
2017-12-31 13F-HR SB / Safe Bulkers, Inc. 3.23 28,353 22,000 -22.41 77 71 -7.79
2017-12-31 13F-HR XONE / The ExOne Company 8.44 13,286 21,799 64.07 151 184 21.85
2017-12-31 13F-HR CTHR / Charles & Colvard, Ltd. 0.00 21 21 0.00 0 0
2017-12-31 13F-HR IYF / iShares U.S. Financial ETF 119.44 168,737 170,773 1.21 18,919 20,397 7.81
2017-12-31 13F-HR MPWR / Monolithic Power Systems, Inc. 112.38 21,930 90,435 312.38 2,335 10,163 335.25
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 54.24 122,442 111,771 -8.72 7,046 6,063 -13.95
2017-12-31 13F-HR MLI / Mueller Industries, Inc. 35.49 10,297 5,156 -49.93 360 183 -49.17
2017-12-31 13F-HR BNFT / Benefitfocus, Inc. 26.99 31,143 32,312 3.75 1,048 872 -16.79
2017-12-31 13F-HR CTS / CTS Corp. 25.74 34,787 29,878 -14.11 838 769 -8.23
2017-12-31 13F-HR BSJJ / Guggenheim BulletShares 2019 High Yield Corporate Bond ETF 24.38 69,332 66,526 -4.05 1,713 1,622 -5.31
2017-12-31 13F-HR RPG / Guggenheim S&P 500 Pure Growth ETF 104.83 139,454 145,651 4.44 13,949 15,268 9.46
2017-12-31 13F-HR IFV / First Trust High Income ETF 22.25 300,547 331,607 10.33 6,425 7,379 14.85
2017-12-31 13F-HR RCII / Rent-A-Center, Inc. 11.13 13,591 10,421 -23.32 156 116 -25.64
2017-12-31 13F-HR MFS / Manitowoc Foodservice, Inc. 23.51 116,501 160,092 37.42 2,685 3,764 40.19
2017-12-31 13F-HR ROSE / Rosehill Resources Inc. 0.00 233 2 -99.14 2 0 -100.00
2017-12-31 13F-HR SHI / Sinopec Shanghai Petrochemical Co. Ltd. 56.65 736 759 3.12 44 43 -2.27
2017-12-31 13F-HR NDLS / Noodles & Co 5.21 91,117 384 -99.58 401 2 -99.50
2017-12-31 13F-HR EWSC / Guggenheim S&P SmallCap 600 Equal Weight ETF 54.38 7,695 9,157 19.00 404 498 23.27
2017-12-31 13F-HR YAO / Claymore Exchange-Traded Fund Trust 2 35.76 746 755 1.21 25 27 8.00
2017-12-31 13F-HR FGEN / FibroGen, Inc. 47.17 15,584 5,681 -63.55 837 268 -67.98
2017-12-31 13F-HR XRM / Xerium Technologies, Inc. 0.00 6 6 0.00 0 0
2017-12-31 13F-HR CME / CME Group, Inc. 146.05 1,067,067 1,156,591 8.39 144,779 168,920 16.67
2017-12-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 27.57 1,343,235 1,259,095 -6.26 35,152 34,714 -1.25
2017-12-31 13F-HR DXPE / DXP Enterprises, Inc. 27.40 1,466 73 -95.02 46 2 -95.65
2017-12-31 13F-HR MXIM / Maxim Integrated Products, Inc 52.29 48,830 76,918 57.52 2,330 4,022 72.62
2017-12-31 13F-HR BAH / Booz Allen Hamilton Holding Corp. 38.13 151,875 154,622 1.81 5,680 5,896 3.80
2017-12-31 13F-HR TTGT / TechTarget, Inc. 0.00 1,834 16 -99.13 22 0 -100.00
2017-12-31 13F-HR KRP / Kimbell Royalty Partners, LP 16.29 14,900 20,750 39.26 236 338 43.22
2017-12-31 13F-HR CEL / Cellcom Israel, Ltd. 10.20 29,172 33,247 13.97 269 339 26.02
2017-12-31 13F-HR IWX / iShares Russell Top 200 Value Index Fund 52.55 2,474 2,474 0.00 124 130 4.84
2017-12-31 13F-HR CSLT / Castlight Health, Inc. 3.83 7,498 1,826 -75.65 32 7 -78.12
2017-12-31 13F-HR PRO / Pros Holdings, Inc. 26.46 41,051 44,059 7.33 990 1,166 17.78
2017-12-31 13F-HR HWCC / Houston Wire & Cable Co. 0.00 3 3 0.00 0 0
2017-12-31 13F-HR WK / Workiva, Inc. 21.38 9,406 7,436 -20.94 196 159 -18.88
2017-12-31 13F-HR FLMI / Franklin Liberty Intermediate Mu 25.60 625 625 0.00 16 16 0.00
2017-12-31 13F-HR USAT / USA Technologies, Inc. 9.64 3,816 830 -78.25 24 8 -66.67
2017-12-31 13F-HR LH / Laboratory Corp. of America Holdings 159.51 217,877 240,941 10.59 32,893 38,433 16.84
2017-12-31 13F-HR NLSN / Nielsen Holdings PLC 36.40 2,139,384 230,590 -89.22 88,677 8,394 -90.53
2017-12-31 13F-HR NTG / Tortoise MLP Fund, Inc. 17.56 114,606 98,815 -13.78 2,076 1,735 -16.43
2017-12-31 13F-HR DES / WisdomTree SmallCap Dividend Fund 29.05 182,271 574,777 215.34 15,316 16,697 9.02
2017-12-31 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 65.72 168,583 182,173 8.06 10,430 11,973 14.79
2017-12-31 13F-HR BLK / BlackRock, Inc. 513.71 473,676 423,377 -10.62 211,776 217,493 2.70
2017-12-31 13F-HR SINA / Sina Corp. 100.33 5,512 6,419 16.46 632 644 1.90
2017-12-31 13F-HR FSBW / FS Bancorp, Inc. 54.38 1,986 1,986 0.00 103 108 4.85
2017-12-31 13F-HR GGAL / Grupo Financiero Galicia S.A. 65.85 2,993 863,757 28,759.24 154 56,878 36,833.77
2017-12-31 13F-HR QINC / First Trust High Income ETF 25.39 155 3,111 1,907.10 4 79 1,875.00
2017-12-31 13F-HR RFV / Guggenheim S&P Midcap 400 Pure Value ETF 69.78 27,028 24,992 -7.53 1,749 1,744 -0.29
2017-12-31 13F-HR AAU / Almaden Minerals Ltd. 1.06 8,115 8,498 4.72 9 9 0.00
2017-12-31 13F-HR FTHI / First Trust High Income ETF 23.32 2,267 35,466 1,464.45 51 827 1,521.57
2017-12-31 13F-HR EQAL / PowerShares Russell 1000 Equal Weight Portfolio 31.16 5,643 5,456 -3.31 167 170 1.80
2017-12-31 13F-HR MRLN / Marlin Business Services Corp. 22.37 29,715 29,104 -2.06 855 651 -23.86
2017-12-31 13F-HR CVLT / CommVault Systems, Inc. 52.50 463,460 516,574 11.46 28,179 27,120 -3.76
2017-12-31 13F-HR FPXI / First Trust Exchange-Traded AlphaDEX Fund 35.29 3,830 4,930 28.72 132 174 31.82
2017-12-31 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 24.41 69,342 71,858 3.63 1,614 1,754 8.67
2017-12-31 13F-HR HLX / Helix Energy Solutions Group, Inc. 7.48 19,320 7,224 -62.61 143 54 -62.24
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. 240.54 170,906 193,720 13.35 36,808 46,598 26.60
2017-12-31 13F-HR PUW / PowerShares Exchange-Trade Fund Trust 27.05 11,237 6,137 -45.39 296 166 -43.92
2017-12-31 13F-HR LDL / Lydall, Inc. 50.75 945,642 832,402 -11.97 54,186 42,244 -22.04
2017-12-31 13F-HR FFBCW / First Financial Bancorp 26.38 37,638 5,194 -86.20 984 137 -86.08
2017-12-31 13F-HR STB / Student Transportation, Inc. 6.14 295,856 320,600 8.36 1,769 1,968 11.25
2017-12-31 13F-HR CLXT / Calyxt, Inc. 19.05 733 105 -85.68 18 2 -88.89
2017-12-31 13F-HR PLX / Protalix BioTherapeutics, Inc. 0.54 5,517 5,517 0.00 3 3 0.00
2017-12-31 13F-HR TPH / Tri Pointe Homes, Inc. 17.92 825,640 486,601 -41.06 11,401 8,720 -23.52
2017-12-31 13F-HR SEAC / SeaChange International, Inc. 0.00 0 35 0 0
2017-12-31 13F-HR ATR / AptarGroup, Inc. 86.28 276,256 265,429 -3.92 23,844 22,900 -3.96
2017-12-31 13F-HR AUPH / Aurinia Pharmaceuticals Inc 4.50 16,501 17,107 3.67 104 77 -25.96
2017-12-31 13F-HR GNTX / Gentex Corp. 20.95 234,565 231,310 -1.39 4,646 4,847 4.33
2017-12-31 13F-HR NTRA / Natera, Inc. 8.68 3,672 1,267 -65.50 47 11 -76.60
2017-12-31 13F-HR LPNT / LifePoint Health, Inc. 49.79 42,003 38,402 -8.57 2,433 1,912 -21.41
2017-12-31 13F-HR FNY / First Trust Mid Cap Growth AlphaDEX Fund 39.20 18,760 18,954 1.03 686 743 8.31
2017-12-31 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 12.15 37,563 31,199 -16.94 462 379 -17.97
2017-12-31 13F-HR LFVN / Lifevantage Corp. 4.79 16,103 16,091 -0.07 68 77 13.24
2017-12-31 13F-HR CBND / SPDR Issuer Scored Corp Bond ETF 32.31 7,518 5,107 -32.07 244 165 -32.38
2017-12-31 13F-HR PRPH / ProPhase Labs, Inc. 0.00 215 215 0.00 0 0
2017-12-31 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 7.70 533,231 604,628 13.39 4,452 4,655 4.56
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.81 3,699,367 4,018,846 8.64 274,568 308,687 12.43
2017-12-31 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 190.02 60,933 60,004 -1.52 10,843 11,402 5.16
2017-12-31 13F-HR IVZ / Invesco Ltd. 36.54 967,340 1,018,891 5.33 33,896 37,229 9.83
2017-12-31 13F-HR ATNM / Actinium Pharmaceuticals, Inc. 0.80 2,488 2,488 0.00 1 2 100.00
2017-12-31 13F-HR 45845PAA6 / Intercept Pharmaceuticals, Inc. Bond 5,177 5 -99.90
2017-12-31 13F-HR DWM / WisdomTree DEFA Fund 55.78 79,720 73,575 -7.71 4,341 4,104 -5.46
2017-12-31 13F-HR RGLS / Regulus Therapeutics Inc. 1.04 146,541 109,607 -25.20 183 114 -37.70
2017-12-31 13F-HR VPL / Vanguard MSCI Pacific ETF 72.90 593,769 606,673 2.17 40,494 44,226 9.22
2017-12-31 13F-HR BTE / Baytex Energy Trust 3.00 2,531,077 2,031,619 -19.73 7,619 6,095 -20.00
2017-12-31 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.70 31,673 23,788 -24.90 435 326 -25.06
2017-12-31 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 88.38 89,687 73,396 -18.16 7,562 6,487 -14.22
2017-12-31 13F-HR HELE / Helen of Troy Ltd. 96.39 89,284 20,883 -76.61 8,652 2,013 -76.73
2017-12-31 13F-HR CIX / CompX International, Inc. 13.31 51,183 51,002 -0.35 781 679 -13.06
2017-12-31 13F-HR TYD / Direxion Daily 7-10 Year Treasury Bull 3x Shares 48.78 41 41 0.00 2 2 0.00
2017-12-31 13F-HR WTBA / West Bancorporation, Inc. 25.08 7,471 5,900 -21.03 182 148 -18.68
2017-12-31 13F-HR FYC / First Trust Small Cap Growth AlphaDEX Fund 42.51 47,818 45,451 -4.95 1,970 1,932 -1.93
2017-12-31 13F-HR PEB / Pebblebrook Hotel Trust 37.20 25,707 20,508 -20.22 929 763 -17.87
2017-12-31 13F-HR MGI / MoneyGram International, Inc. 15.31 2,874 196 -93.18 46 3 -93.48
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. 169.40 411,728 506,024 22.90 64,358 85,720 33.19
2017-12-31 13F-HR LILAK / Liberty Global plc LiLAC Class C 19.87 23,090 28,740 24.47 538 571 6.13
2017-12-31 13F-HR SSNC / SS&C Technologies Holdings, Inc. 40.47 40,316 45,964 14.01 1,620 1,860 14.81
2017-12-31 13F-HR PIRS / Pieris Pharmaceuticals, Inc. 6.67 3,126 150 -95.20 18 1 -94.44
2017-12-31 13F-HR EFV / iShares MSCI EAFE Value Index 55.20 549,660 544,122 -1.01 30,010 30,038 0.09
2017-12-31 13F-HR GTN.A / Gray Television, Inc. 16.75 3,558,527 3,933,927 10.55 55,869 65,894 17.94
2017-12-31 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 66.27 61,275 30,887 -49.59 3,769 2,047 -45.69
2017-12-31 13F-HR SNMX / Senomyx, Inc. 1.42 9,384 6,350 -32.33 5 9 80.00
2017-12-31 13F-HR ATO / Atmos Energy Corp. 85.89 328,242 277,275 -15.53 27,520 23,815 -13.46
2017-12-31 13F-HR MVIS / Microvision, Inc. 1.84 14,496 3,266 -77.47 41 6 -85.37
2017-12-31 13F-HR GDOT / Green Dot Corp. 60.25 57,142 45,013 -21.23 2,834 2,712 -4.30
2017-12-31 13F-HR ECHO / Echo Global Logistics, Inc. 27.40 2,837 1,095 -61.40 54 30 -44.44
2017-12-31 13F-HR VLT / Invesco Van Kampen High Income Trust II 14.51 1,792 1,792 0.00 27 26 -3.70