InvestorRoyal Bank Of Canada
Insider ProfileROYAL BANK OF CANADA
Portfolio Value $ 222,523,667,000
Current Positions6,592
Opened Positions5
Closed Positions683


Latest Holdings, Performance, AUM (from 13F, 13D)

Royal Bank Of Canada has disclosed 6,592 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 222,523,667,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Royal Bank Of Canada's top holdings are Toronto-Dominion Bank (ON) (NYSE:TD) , Bank of Nova Scotia (Halifax, NS) (NYSE:BNS) , Royal Bank of Canada (Montreal, PQ) (NYSE:RY) , Bank of Montreal (PQ) (NYSE:BMO) , and SPDR S&P 500 ETF Trust (NYSE:SPY) . Royal Bank Of Canada's new positions include NextEra Energy, Inc. (NYSE:NEE) , Crown Castle International Corp. (NYSE:CCI) , HSBC Holdings Plc (NYSE:HSBC) , Dominion Resources, Inc. (NYSE:D) , and EPR Properties (NYSE:EPR) . Royal Bank Of Canada's top industries are "Forestry" (sic 08) , "Legal Services" (sic 81) , and "Fishing hunting and trapping" (sic 09) .

All Royal Bank Of Canada holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑09‑10 SC 13G/A RIF / RMR Asia Pacific Real Estate Fund 0 14.30

This form was filed on August 14, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR GCO / Genesco Inc. 39.62 5,950 6,033 1.39 242 239 -1.24
2018-06-30 13F-HR ALLIQUA BIOMEDICAL INC / COM PAR (019621309) 1.67 600 1
2018-06-30 13F-HR ALTAIR ENGR INC / COM CL A (021369103) 34.18 973,140 33,264
2018-06-30 13F-HR AMPLIFY ETF TR / BLOCKCHAIN LDR (032108607) 19.43 17,037 331
2018-06-30 13F-HR ARCADIA BIOSCIENCES INC / (039014204) 13.33 75 1
2018-06-30 13F-HR ARROW INVTS TR / DOGS OF THE (042765693) 48.87 14,488 708
2018-06-30 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 22.70 274,380 6,229
2018-06-30 13F-HR CGC / Canopy Growth Corporation 29.29 526,843 15,431
2018-06-30 13F-HR CVNA / Carvana Co. Call 41.60 72,900 3,033
2018-06-30 13F-HR CEL SCI CORP / COM PAR NEW (150837607) 0.00 252 0
2018-06-30 13F-HR CENTER COAST BRKFLD MLP ENRG / SHS BEN INT (151461100) 8.94 7,605 68
2018-06-30 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 23.48 2,257 53
2018-06-30 13F-HR BANK OF MONTREAL / BMO ELK ETN (063679104) 48.88 29,807 1,457
2018-06-30 13F-HR BLACKROCK VA MUNICIPAL BOND / (092481100) 16.86 1,898 32
2018-06-30 13F-HR CYTRX CORP / COM PAR (232828608) 1.15 12,989 15
2018-06-30 13F-HR DELAWARE INV CO MUN INC FD I / (246101109) 14.72 2,309 34
2018-06-30 13F-HR DIFFUSION PHARMACEUTICALS IN / (253748206) 0.00 1 0
2018-06-30 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 20.87 38,423 802
2018-06-30 13F-HR EAGLE CAP GROWTH FD INC / (269451100) 7.59 5,800 44
2018-06-30 13F-HR EL PASO ENERGY CAP TR I / PFD CV TR SECS (283678209) 192
2018-06-30 13F-HR COMSTOCK MNG INC / (205750201) 0.26 223,962 58
2018-06-30 13F-HR GMO / General Moly, Inc. 0.37 8,152 8,152 0.00 3 3 0.00
2018-06-30 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 10.03 163,012 1,635
2018-06-30 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 6.68 87,335 583
2018-06-30 13F-HR GDL FUND / COM SH BEN IT (361570104) 9.17 16,789 154
2018-06-30 13F-HR GRAMERCY PPTY TR / (385002308) 27.32 384,321 10,500
2018-06-30 13F-HR HECLA MNG CO / PFD CV SER B (422704205) 4
2018-06-30 13F-HR INDUSTRIAL LOGISTICS PPTYS T / COM SHS BEN INT (456237106) 22.39 13,309 298
2018-06-30 13F-HR MFS GOVT MKTS INCOME TR / SH BEN INT (552939100) 4.50 6,000 27
2018-06-30 13F-HR MADISON CVRED CALL & EQ STR / (557437100) 7.43 12,244 91
2018-06-30 13F-HR MADISON STRTG SECTOR PREM FD / (558268108) 11.78 140,644 1,657
2018-06-30 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 38.18 47,385 1,809
2018-06-30 13F-HR LEXINGTON REALTY TRUST / PFD CONV SER C (529043309) 6
2018-06-30 13F-HR NORTH EUROPEAN OIL RTY TR / SH BEN INT (659310106) 8.12 9,357 76
2018-06-30 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 26.18 581,779 15,231
2018-06-30 13F-HR NUVEEN NEW JERSEY MUN VALUE / SHS (670702109) 13.09 993 13
2018-06-30 13F-HR NUVEEN NEW YORK MUN VALUE FD / (670706100) 13.71 1,750 24
2018-06-30 13F-HR NUVEEN MINESOTA QLT MUN INC / SHS (670734102) 13.36 12,953 173
2018-06-30 13F-HR NUVEEN MICHIGAN QLT MUN INC / (670979103) 13.59 368 5
2018-06-30 13F-HR NUVEEN TEXAS QLTY MUN INCME / (670983105) 12.25 898 11
2018-06-30 13F-HR METROPOLITAN BK HLDG CORP / (591774104) 52.17 115 6
2018-06-30 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 11.45 27,684 317
2018-06-30 13F-HR POLARITYTE INC / (731094108) 23.22 603 14
2018-06-30 13F-HR SEMPRA ENERGY / 6% PFD CONV A (816851406) 4,323
2018-06-30 13F-HR SPARK NETWORKS SE / SPONSORED ADR (846517100) 0.00 2 0
2018-06-30 13F-HR RIOT / Riot Blockchain Inc 6.54 1,377 9
2018-06-30 13F-HR STITCH FIX INC / COM CL A (860897107) 27.39 14,492 397
2018-06-30 13F-HR SWEDISH EXPT CR CORP / ROG TTL ETN 22 (870297801) 5.77 6,061 35
2018-06-30 13F-HR SYNTHESIS ENERGY SYS INC / (871628202) 0.00 48 0
2018-06-30 13F-HR TANDEM DIABETES CARE INC / (875372203) 22.03 59,112 1,302
2018-06-30 13F-HR RITTER PHARMACEUTICALS INC / (767836307) 2.50 1,200 3
2018-06-30 13F-HR UBS AG LONDON BRH / EN LG CP GRWTH (902677780) 256.46 503 129
2018-06-30 13F-HR UNITED STATES NATL GAS FUND / UNIT PAR (912318300) Call 23.70 150,000 3,555
2018-06-30 13F-HR UNITED STATES NATL GAS FUND / UNIT PAR (912318300) 23.68 6,334 150
2018-06-30 13F-HR VANGUARD WELLINGTON FD / US LIQUIDITY (921935300) 80.00 300 24
2018-06-30 13F-HR VANGUARD WELLINGTON FD / US MOMENTUM (921935508) 80.89 2,485 201
2018-06-30 13F-HR VANGUARD WELLINGTON FD / US MULTIFACTOR (921935607) 76.92 130 10
2018-06-30 13F-HR VANGUARD WELLINGTON FD / US VALUE FACTR (921935805) 78.52 2,560 201
2018-06-30 13F-HR WESTERN ASSET VAR RT STRG FD / (957667108) 16.80 4,703 79
2018-06-30 13F-HR WHITING PETE CORP NEW / (966387409) 52.71 39,007 2,056
2018-06-30 13F-HR GAMCO NAT RES GOLD & INCOME / SH BEN INT (36465E101) 6.49 2,310 15
2018-06-30 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 13.02 12,135 158
2018-06-30 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 12.01 148,501 1,783
2018-06-30 13F-HR DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102) 9.45 741 7
2018-06-30 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 4.50 10,000 45
2018-06-30 13F-HR FIRST TRUST MORTGAGE INCM FD / COM SHS (33734E103) 14.00 500 7
2018-06-30 13F-HR NUVEEN MASSACHUSETS QLT MUN / (67061E104) 12.46 10,271 128
2018-06-30 13F-HR NUVEEN HIGH INCOME DECMBR 20 / (67076E107) 9.83 100,847 991
2018-06-30 13F-HR NUVEEN ALL CAP ENE MLP OPPO / (67075E108) 8.39 10,365 87
2018-06-30 13F-HR BLACKROCK MASS TAX-EXEMPT TR / SH BEN INT (09258E109) 13.01 4,150 54
2018-06-30 13F-HR BANCO SANTANDER S A / SPONSORED ADR B (05969B103) 6.68 186,991 1,250
2018-06-30 13F-HR BANCORPSOUTH BK TUPELO MISS / (05971J102) 33.02 5,572 184
2018-06-30 13F-HR BARCLAYS BK PLC / ETN+ SEL MLP (06742C723) 20.24 20,354 412
2018-06-30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 36.83 3,150 116
2018-06-30 13F-HR BARCLAYS BK PLC / IPATH B COFFEE (06746P563) 43.33 300 13
2018-06-30 13F-HR BARINGS CORPORATE INVS / (06759X107) 15.08 21,625 326
2018-06-30 13F-HR BARINGS GLOBAL SHORT DURATIO / (06760L100) 18.80 21,384 402
2018-06-30 13F-HR BARINGS PARTN INVS / SH BEN INT (06761A103) 14.71 56,364 829
2018-06-30 13F-HR BIO PATH HOLDINGS INC / (09057N201) 0.00 6 0
2018-06-30 13F-HR BHTG / BioHiTech Global, Inc. 4.00 2,000 8
2018-06-30 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 13.42 1,714 23
2018-06-30 13F-HR BLACKROCK NY MUNI 2018 TERM / (09248K108) 14.50 2,000 29
2018-06-30 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 12.83 33,900 435
2018-06-30 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 22.10 238,813 5,278
2018-06-30 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 14.27 50,044 714
2018-06-30 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 13.16 7,748 102
2018-06-30 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 12.89 9,000 116
2018-06-30 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.00 7,267 109
2018-06-30 13F-HR BLACKROCK FLA MUN 2020 TERM / COM SHS (09250M109) 14.33 2,233 32
2018-06-30 13F-HR BLACKROCK MUNIYIELD ARIZ FD / (09254K109) 15.29 785 12
2018-06-30 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 13.27 6,407 85
2018-06-30 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 13.35 39,323 525
2018-06-30 13F-HR BLACKROCK MUNIYLD MICH QLTY / (09254V105) 13.13 27,042 355
2018-06-30 13F-HR BLACKROCK MUNIHLDGS NJ QLTY / (09254X101) 13.23 7,103 94
2018-06-30 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 13.45 27,873 375
2018-06-30 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.22 182,062 2,953
2018-06-30 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 21.56 77,506 1,671
2018-06-30 13F-HR BLACKROCK 2022 GBL INCM OPP / (09258P104) 8.95 139,827 1,251
2018-06-30 13F-HR BRANDYWINEGBL GLBAL INM OPRT / (10537L104) 11.40 45,971 524
2018-06-30 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 12.10 98,209 1,188
2018-06-30 13F-HR CPI CARD GROUP INC / (12634H200) 0.00 97 0
2018-06-30 13F-HR CAESARS ENTMT CORP / NOTE 5.000 (127686AA1) 3
2018-06-30 13F-HR CBLK / Carbon Black, Inc. 20.41 49 1
2018-06-30 13F-HR CDAY / Ceridian HCM Holding Inc. 33.18 40,689 1,350
2018-06-30 13F-HR CHANTICLEER HLDGS INC / COM PAR (15930P800) 0.00 2 0
2018-06-30 13F-HR CITIGROUP GLOBAL MKTS HLDGS / VELOCITYSHARE 3X (17325E291) 43.44 165,165 7,175
2018-06-30 13F-HR ALPS ETF TR / DISRUPTIVE TECH (00162Q478) 27.75 78,669 2,183
2018-06-30 13F-HR ANGI HOMESERVICES INC / COM CL A (00183L102) 15.38 30,490 469
2018-06-30 13F-HR ARK ETF TR / ISRAEL INOVATE (00214Q609) 20.00 800 16
2018-06-30 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 12.64 54,127 684
2018-06-30 13F-HR ALLIANZGI DIVERS INC & CNV F / (01883J108) 22.94 43,496 998
2018-06-30 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.35 161,420 1,025
2018-06-30 13F-HR APOLLO MEDICAL HLDGS INC / (03763A207) 25.95 2,351 61
2018-06-30 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 21.62 9,251 200
2018-06-30 13F-HR CONDOR HOSPITALITY TR INC / (20676Y403) 0.00 19 0
2018-06-30 13F-HR CONSOL ENERGY INC NEW / (20854L108) 37.20 457 17
2018-06-30 13F-HR CORENERGY INFRASTRUCTURE TR / DEP SHS REPSTG (21870U304) 206
2018-06-30 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS 3X (22542D373) 22.60 134,882 3,048
2018-06-30 13F-HR CREDIT SUISSE NASSAU BRH / LG CP GRTH ENH (22542D423) 254.03 248 63
2018-06-30 13F-HR CRONOS GROUP INC / (22717L101) 6.53 42,098 275
2018-06-30 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 9.25 10,265 95
2018-06-30 13F-HR DMC GLOBAL INC / (23291C103) 40.00 100 4
2018-06-30 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 12.45 31,888 397
2018-06-30 13F-HR DEUTSCHE STRATEGIC INCOME TR / SHS (25160F109) 12.28 5,050 62
2018-06-30 13F-HR CHIPMOS TECHNOLOGIES INC / SPONSORED ADR (16965P103) 0.00 1 0
2018-06-30 13F-HR COCRYSTAL PHARMA INC / COM PAR (19188J300) 3.50 2,000 7
2018-06-30 13F-HR ISHARES TR / EDGE US FIXD INM (46435U796) 96.99 14,187 1,376
2018-06-30 13F-HR JOHN HANCOCK HDG EQ & INC FD / (47804L102) 16.81 28,975 487
2018-06-30 13F-HR DHCP / Ditech Holding Corporation 0.00 1 1 0.00 0 0
2018-06-30 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 8.68 10,600 92
2018-06-30 13F-HR HANCOCK JOHN PREMUIM DIV FD / COM SH BEN INT (41013T105) 16.46 55,908 920
2018-06-30 13F-HR HEAT BIOLOGICS INC / (42237K300) 0.00 100 0
2018-06-30 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 15.62 960,243 14,999
2018-06-30 13F-HR IES HLDGS INC / (44951W106) 16.13 62 1
2018-06-30 13F-HR ISHARES DOW JONES UBS ROLL S / SHS BEN INT (45032K102) 35.56 225 8
2018-06-30 13F-HR INDEXIQ ETF TR / IQ CHAIKIN US (45409B388) 25.02 52,515 1,314
2018-06-30 13F-HR INNOVATOR ETFS TR / IBD ETF LEADERS (45782C201) 24.00 500 12
2018-06-30 13F-HR INTEGER HLDGS CORP / (45826H109) 64.65 677,163 43,779
2018-06-30 13F-HR INTERNAP CORP / COM PAR (45885A409) 10.40 34,122 355
2018-06-30 13F-HR INVESCO TR INVT GRADE NY MUN / (46131T101) 12.75 144,836 1,847
2018-06-30 13F-HR INVESCO HIGH INCOME 2023 TAR / (46135X108) 9.93 6,750 67
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC SEMICNDT (46137V647) 52.18 36,489 1,904
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P500 HDL VOL (46138E362) 41.04 367,656 15,089
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P 500 HB ETF (46138E370) 42.84 3,618 155
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P 500 EX RAT (46138E388) 35.34 283 10
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2019 HY (46138J403) 24.19 85,590 2,070
2018-06-30 13F-HR KAZIA THERAPEUTICS LTD / SPONSORED ADR (48669G105) 3.20 1,250 4
2018-06-30 13F-HR ONE HORIZON GROUP INC / COM PAR (68235H304) 0.00 2 0
2018-06-30 13F-HR MTGE INVT CORP / (55378A105) 19.60 4,234 83
2018-06-30 13F-HR MABVAX THERAPEUTICS HLDGS IN / COM PAR (55414P702) 1.00 2,999 3
2018-06-30 13F-HR MARATHON PATENT GROUP INC / COM PAR (56585W302) 0.00 182 0
2018-06-30 13F-HR MEET GROUP INC / (58513U101) 3.09 648 2
2018-06-30 13F-HR MERCHANTS BANCORP IND / (58844R108) 28.75 1,774 51
2018-06-30 13F-HR MFS INVT GRADE MUN TR / SH BEN INT (59318B108) 9.24 7,468 69
2018-06-30 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 5.00 16,807 84
2018-06-30 13F-HR MICROCHIP TECHNOLOGY INC / NOTE 1.625% 2/1 (595017AF1) 48,070
2018-06-30 13F-HR NATIXIS ETF TR / LOOMIS SAYLES (63873X208) 24.75 9,900 245
2018-06-30 13F-HR NEUBERGER BERMAN CA INT MUN / (64123C101) 12.50 1,200 15
2018-06-30 13F-HR NEUBERGER BERMAN NY INT MUN / (64124K102) 11.42 3,503 40
2018-06-30 13F-HR NEW YORK REIT INC / (64976L208) 18.41 4,997 92
2018-06-30 13F-HR NINE ENERGY SVC INC / (65441V101) 33.08 1,058 35
2018-06-30 13F-HR NUVEEN NORTH CAROLINA QLTY M / (67060P100) 12.33 12,732 157
2018-06-30 13F-HR NUVEEN MISSOURI QLT MUN INC / (67060Q108) 13.00 1,000 13
2018-06-30 13F-HR NUVEEN SELECT MAT MUN FD / SH BEN INT (67061T101) 9.76 12,089 118
2018-06-30 13F-HR NUVEEN ARIZONA QLTY MUN INC / (67061W104) 12.76 9,406 120
2018-06-30 13F-HR NUVEEN CALIF MUN VALUE FD / (67062C107) 9.49 37,418 355
2018-06-30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67062F100) 14.29 57,019 815
2018-06-30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063C106) 13.69 56,699 776
2018-06-30 13F-HR NUVEEN CA SELECT TAX FREE PR / SH BEN INT (67063R103) 14.29 700 10
2018-06-30 13F-HR NUVEEN NY SELECT TAX FREE PR / SH BEN INT (67063V104) 13.00 2,000 26
2018-06-30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063X100) 14.54 5,708 83
2018-06-30 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 12.59 110,503 1,391
2018-06-30 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 13.36 238,013 3,180
2018-06-30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 14.33 473,868 6,790
2018-06-30 13F-HR NUVEEN GEORGIA QLTY MUN INC / (67072B107) 11.31 3,892 44
2018-06-30 13F-HR NUVEEN BUILD AMER BD OPPTNY / (67074Q102) 21.99 17,870 393
2018-06-30 13F-HR NUVEEN MTG OPPTY TERM FD 2 / (67074R100) 22.81 1,140 26
2018-06-30 13F-HR NUVEEN DOW 30 DYN OVERWRITE / SHS (67075F105) 18.48 198,461 3,668
2018-06-30 13F-HR NUVEEN HIGH INCOME 2020 TARG / (67075L102) 10.01 70,628 707
2018-06-30 13F-HR NUVEEN HGH INC DEC18 TRGT TR / (67075P103) 9.88 181,861 1,797
2018-06-30 13F-HR NUVEEN PFD & INCOME 2022 TER / (67075T105) 24.15 10,392 251
2018-06-30 13F-HR NUVEEN CR OPPORTUNITIES 2022 / (67075U102) 9.45 96,130 908
2018-06-30 13F-HR NUVEEN HIGH INCOME NOVEMBER / (67077N106) 9.56 284,515 2,720
2018-06-30 13F-HR NUVEEN EMERGING MKTS DEBT 20 / (67077P101) 8.74 47,590 416
2018-06-30 13F-HR NUVEEN TX ADV TOTAL RET STRG / (67090H102) 12.85 31,429 404
2018-06-30 13F-HR NUVERRA ENVIRONMENTAL SOLUTI / COM PAR (67091K302) 11.05 362 4
2018-06-30 13F-HR NUSA / NuShares Enhanced Yield 1 5 Year 24.38 5,661 138
2018-06-30 13F-HR OP BANCORP / (67109R109) 12.73 8,875 113
2018-06-30 13F-HR PDLB / PDL Community Bancorp 11.11 90 1
2018-06-30 13F-HR PCG / PG&E Corp. Put 42.57 35,000 1,490
2018-06-30 13F-HR PGIM ETF TR / ULTRA SHORT (69344A107) 50.11 9,200 461
2018-06-30 13F-HR PGIM SHORT DURATION HIGH YIE / (69346H100) 14.01 87,308 1,223
2018-06-30 13F-HR PGIM GLOBAL SHORT DURATION H / (69346J106) 13.66 367,612 5,022
2018-06-30 13F-HR PACER FDS TR / WEALTHSHIELD (69374H840) 26.42 43,563 1,151
2018-06-30 13F-HR PCK / PIMCO California Municipal Income Fund II 8.32 18,993 158
2018-06-30 13F-HR PIMCO CA MUNICIPAL INCOME FD / (72200N106) 16.97 1,002 17
2018-06-30 13F-HR PROSHARES TR II / ULTRA BLOOMBERG (74347Y706) 29.17 1,097 32
2018-06-30 13F-HR RLJ LODGING TR / CUM CONV PFD A (74965L200) 24
2018-06-30 13F-HR SPERO THERAPEUTICS INC / (84833T103) 19.05 105 2
2018-06-30 13F-HR SPROTT PHYSICAL GOLD & SILVE / TR UNIT (85208R101) 12.53 1,858,265 23,284
2018-06-30 13F-HR TENAX THERAPEUTICS INC / (88032L209) 0.00 1 0
2018-06-30 13F-HR TERADYNE INC / NOTE 1.250%12/1 (880770AG7) 3,737
2018-06-30 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R117) 3.61 1,660 6
2018-06-30 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R125) 2.79 1,795 5
2018-06-30 13F-HR TTEC HLDGS INC / (89854H102) 34.66 1,356 47
2018-06-30 13F-HR UBS AG LONDON BRH / FI ENHANCD ETN (90274D218) 159.12 817 130
2018-06-30 13F-HR UBS AG LONDON BRH / FI ENHAN EUR ETN (90274D234) 160.18 437 70
2018-06-30 13F-HR VBI VACCINES INC / (91822J103) 3.18 2,200 7
2018-06-30 13F-HR REALITY SHS ETF TR / NSD NXGN ECO ETF (75605A702) 22.46 14,027 315
2018-06-30 13F-HR REMARK HLDGS INC / (75955K102) 4.07 2,700 11
2018-06-30 13F-HR ROCKY MTN CHOCOLATE FACTORY / (77467X101) 11.83 338 4
2018-06-30 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 91.58 1,326,917 121,519
2018-06-30 13F-HR SAIL / SailPoint Technologies Holdings 24.55 40,527 995
2018-06-30 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 9.96 82,966 826
2018-06-30 13F-HR SANDRIDGE MISSISSIPPIAN TR I / SH BEN INT (80007V106) 2.00 2,000 4
2018-06-30 13F-HR OMN / Omnova Solutions, Inc. 10.40 4,810,725 4,351,557 -9.54 50,512 45,255 -10.41
2018-06-30 13F-HR MTB / M & T Bank Corp. 170.15 188,999 189,375 0.20 34,843 32,222 -7.52
2018-06-30 13F-HR GRP.U / Granite Real Estate Investment Trust 40.77 918,423 884,904 -3.65 36,278 36,077 -0.55
2018-06-30 13F-HR VICR / Vicor Corp. 43.33 0 2,031 0 88
2018-06-30 13F-HR CMT / Core Molding Technologies, Inc. 0.00 0 27 0 0
2018-06-30 13F-HR NUVEEN OHIO QLTY MUN INCOME / (670980101) 2,000 0 -100.00 27 0
2018-06-30 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 800 0 -100.00 5 0
2018-06-30 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 5,001 0 -100.00 47 0
2018-06-30 13F-HR MFTGF / Mogo Finance Technology, Inc. 2.71 8,107 22
2018-06-30 13F-HR MORPHOSYS AG / SPONSORED ADS (617760202) 21.74 46 1
2018-06-30 13F-HR MSI / Motorola Solutions, Inc. Put 116.37 112,200 13,057
2018-06-30 13F-HR PRSP / Perspecta Inc. 20.54 67,232 1,381
2018-06-30 13F-HR PGR / Progressive Corp. (The) Put 59.15 20,000 1,183
2018-06-30 13F-HR PZZA / Papa John's International, Inc. Put 50.72 40,500 2,054
2018-06-30 13F-HR SCHK / Schwab 1000 Indexr ETF 26.82 4,250 114
2018-06-30 13F-HR SCPH / scPharmaceuticals Inc. 5.63 20,070 113
2018-06-30 13F-HR SESN / Sesen Bio, Inc. 2.00 500 1
2018-06-30 13F-HR SIEB / Siebert Financial Corp. 0.00 37 0
2018-06-30 13F-HR TROVAGENE INC / COM PAR (897238408) 0.00 2 0
2018-06-30 13F-HR TURTLE BEACH CORP / (900450206) 20.87 527 11
2018-06-30 13F-HR VET / Vermilion Energy Inc. Put 36.00 13,000 468
2018-06-30 13F-HR WSM / Williams-Sonoma, Inc. Call 61.38 144,400 8,863
2018-06-30 13F-HR KL / Kirkland Lake Gold Ltd. Put 21.12 11,600 245
2018-06-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) Call 171.65 540,000 92,691
2018-06-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) Put 171.65 2,430,300 417,161
2018-06-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) 171.65 1,859,890 319,250
2018-06-30 13F-HR WORLD GOLD TR / SPDR LNG DLR GLD (98149E105) 120.38 15,069 1,814
2018-06-30 13F-HR EPRT / ESSENTIAL PROPERTIES REALTY TRUST, INC. 13.59 3,311 45
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / 1 30 LADER TRE (46138E107) 31.71 21,223 673
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P SMLCP INFO (46138E115) 82.30 40,618 3,343
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P SMLCP INDL (46138E123) 67.67 7,152 484
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P SMLCP HELT (46138E149) 128.49 29,908 3,843
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P SMLCP FINL (46138E156) 57.19 6,889 394
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P SMLCP ENGY (46138E164) 16.96 72,626 1,232
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P SMLCP STAP (46138E172) 79.98 7,802 624
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P SMLCP DISC (46138E180) 65.82 3,054 201
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P MIDCP LOW (46138E198) 47.02 70,656 3,322
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / CALIF AMT MUN (46138E206) 25.90 13,901 360
2018-06-30 13F-HR BCTF / Bancorp 34, Inc. 15.91 440 7
2018-06-30 13F-HR BARCLAYS BK PLC / NT LKD SER B26 (06744M836) 139.04 187 26
2018-06-30 13F-HR BARCLAYS BK PLC / IPATH SER B GSCI (06745R693) 88.24 34 3
2018-06-30 13F-HR BARCLAYS BK PLC / IPATH B AGRCULTR (06746P589) 47.40 24,576 1,165
2018-06-30 13F-HR BIGLARI HLDGS INC / COM STK CL B (08986R309) 200.00 50 10
2018-06-30 13F-HR BIGLARI HLDGS INC / COM STK CL A (08986R408) 1,000.00 1 1
2018-06-30 13F-HR BHR / Braemar Hotels & Resorts Inc. 11.24 1,513 17
2018-06-30 13F-HR BHF / Brighthouse Financial, Inc. Put 40.07 176,000 7,052
2018-06-30 13F-HR BLDR / Builders FirstSource, Inc. Put 18.30 50,000 915
2018-06-30 13F-HR BFST / Business First Bancshares, Inc. 28.57 70 2
2018-06-30 13F-HR CBFV / CB Financial Services, Inc. 25.00 40 1
2018-06-30 13F-HR CDLX / Cardlytics, Inc. 21.42 1,447 31
2018-06-30 13F-HR CNP / CenterPoint Energy, Inc. Call 27.73 4,400 122
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P INTL QULTY (46138E214) 24.46 42,429 1,038
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P INTL LOW (46138E230) 32.22 53,661 1,729
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P INTL DEV (46138E248) 28.15 1,350 38
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P HIGH INCOM (46138E255) 26.40 1,250 33
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P GBL WATER (46138E263) 33.50 49,764 1,667
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P GLOBL DIVI (46138E271) 10.91 1,466 16
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P EMRNG MKTS (46138E297) 24.22 13,504 327
2018-06-30 13F-HR ASGN INC / (00191U102) 78.20 29,795 2,330
2018-06-30 13F-HR ASE TECHNOLOGY HOLDING CO LT / SPONSORED ADS (00215W100) 4.60 487,570 2,242
2018-06-30 13F-HR ABERDEEN GLOBAL PREMIER PPTY / COM SH BEN INT (00302L108) 6.38 689,695 4,400
2018-06-30 13F-HR ABERDEEN GLOBAL DYNAMIC DIVI / (00302M106) 10.24 32,242 330
2018-06-30 13F-HR ABERDEEN TOTAL DYNAMIC DIVD / COM SH BEN INT (00326L100) 8.75 636,459 5,569
2018-06-30 13F-HR AMBOY / Ambow Education Holding Ltd. 5.00 600 3
2018-06-30 13F-HR AMNEAL PHARMACEUTICALS INC / COM STK CL A (03168L105) 16.41 67,832 1,113
2018-06-30 13F-HR APY.WI / Apergy Corporation 41.74 116,517 4,864
2018-06-30 13F-HR RCUS / Arcus Biosciences, Inc. 0.00 20 0
2018-06-30 13F-HR ASNA / Ascena Retail Group, Inc. Put 3.99 181,900 725
2018-06-30 13F-HR ASSURANT INC / 6.50% CONV PFD D (04621X207) 19
2018-06-30 13F-HR AVLR / AVALARA INC 53.33 1,725 92
2018-06-30 13F-HR BJS WHSL CLUB HLDGS INC / (05550J101) 23.68 1,605 38
2018-06-30 13F-HR CBAN / Colony Bankcorp, Inc. 16.54 1,149 19
2018-06-30 13F-HR COLONY CR REAL ESTATE INC / COM CL A (19625T101) 20.73 20,212 419
2018-06-30 13F-HR COLONY CAP INC NEW / CL A COM (19626G108) 6.24 1,666,275 10,397
2018-06-30 13F-HR CONTRAVIR PHARMACEUTICALS IN / (21234W202) 0.00 7 0
2018-06-30 13F-HR COOL HLDGS INC / (21640C105) 0.00 40 0
2018-06-30 13F-HR CPLG / CorePoint Lodging Inc. 27.62 181 5
2018-06-30 13F-HR CORV / Correvio Pharma Corp. (Canada) 4.07 983 4
2018-06-30 13F-HR COVIA HLDGS CORP / (22305A103) 18.56 45,645 847
2018-06-30 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS DAI (22542D332) 52.74 10,940 577
2018-06-30 13F-HR CUE / Cue Biopharma, Inc. 12.08 4,305 52
2018-06-30 13F-HR CYTORI THERAPEUTICS INC / COM PAR (23283K402) 2.82 354 1
2018-06-30 13F-HR DAVIS FUNDAMENTAL ETF TR / SELCT INTL ETF (23908L405) 19.23 19,712 379
2018-06-30 13F-HR DVMT / Dell Technologies Inc. Put 84.58 50,600 4,280
2018-06-30 13F-HR CWEB / Direxion Daily CSI China Interne 49.33 1,500 74
2018-06-30 13F-HR DIREXION SHS ETF TR / DAILY S&P BIOTEC (25460E539) 25.98 6,543 170
2018-06-30 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares 13.58 6,111 83
2018-06-30 13F-HR DRIP / Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Shares 6.00 3,000 18
2018-06-30 13F-HR DUST / Direxion Daily Gold Miners Bear 3x Shares 23.81 210 5
2018-06-30 13F-HR RUSL / Direxion Daily Russia Bull 3x Shares 45.00 200 9
2018-06-30 13F-HR CITIGROUP GBL MKTS HLDGS INC / VELOCITYSHS LONG (17325K743) 36.67 300 11
2018-06-30 13F-HR HSCZ / iShares Currency Hedged MSCI EAFE Small-Cap ETF 31.24 9,283 290
2018-06-30 13F-HR ISHARES TR / MSCI USA SMALL (46435U663) 27.14 700 19
2018-06-30 13F-HR ISHARES TR / IBONDS DEC (46435U697) 25.19 3,970 100
2018-06-30 13F-HR JPHF / J.P. Morgan Exchange-Traded Fund 27.27 110 3
2018-06-30 13F-HR JEFFERIES FINL GROUP INC / (47233W109) 22.74 192,125 4,368
2018-06-30 13F-HR JHME / John Hancock Multifactor Energy ETF 32.33 106,334 3,438
2018-06-30 13F-HR HLG / Hailiang Education Group Inc. 82.12 3,227 265
2018-06-30 13F-HR HSDT / Helius Medical Technologies, Inc. 9.12 1,206 11
2018-06-30 13F-HR HUAZHU GROUP LTD / SPONSORED ADS (44332N106) 42.00 35,353 1,485
2018-06-30 13F-HR HUBSPOT INC / NOTE 0.250% 6/0 (443573AB6) 10,080
2018-06-30 13F-HR HCFT / Hunt Companies Finance Trust, Inc. 3.98 503 2
2018-06-30 13F-HR HUYA INC / ADS REP SHS A (44852D108) 32.88 12,591 414
2018-06-30 13F-HR IMMVD / IMV Inc 5.09 46,941 239
2018-06-30 13F-HR INNT / Innovate Biopharmaceuticals 23.92 1,045 25
2018-06-30 13F-HR INNOVATOR ETFS TR II / S&P HIGH QUALITY (45783G201) 23.74 1,685 40
2018-06-30 13F-HR INVESCO ACTIVELY MANAGD ETF / ACTIVE US REAL (46090A101) 81.79 4,903 401
2018-06-30 13F-HR INVESCO ACTIVELY MANAGD ETF / S&P500 DOWNSID (46090A705) 28.10 2,100 59
2018-06-30 13F-HR INVESCO ACTIVELY MANAGD ETF / TOTAL RETURN (46090A804) 51.97 14,970 778
2018-06-30 13F-HR INVESCO ACTIVELY MANAGD ETF / VAR RATE INVT (46090A879) 25.08 329,544 8,265
2018-06-30 13F-HR INVESCO ACTIVELY MANAGD ETF / ULTRA SHRT DUR (46090A887) 50.25 75,727 3,805
2018-06-30 13F-HR INVESCO BLDRS INDEX FDS TR / ASIA 50ADR IDX (46090C107) 33.40 958 32
2018-06-30 13F-HR INVESCO BLDRS INDEX FDS TR / EMGRING MKTS50 (46090C305) 40.55 1,307 53
2018-06-30 13F-HR INVESCO BLDRS INDEX FDS TR / EUROPE 100 ADR (46090C404) 22.00 500 11
2018-06-30 13F-HR INVESCO ACTIVELY MANAGD ETF / OPTIMUM YIELD (46090F100) 18.46 208,440 3,848
2018-06-30 13F-HR INVESCO CURNCYSHS AUSTRLA DL / AUSTRALIAN DOL (46090N103) 74.03 13,575 1,005
2018-06-30 13F-HR INVESCO INDIA EXCHG TRED FD / INDIA ETF (46137R109) 24.59 30,943 761
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / AEROSPACE DEFN (46137V100) 54.92 212,059 11,647
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / WILDERHIL CLAN (46137V134) 25.00 5,760 144
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / WATER RES ETF (46137V142) 30.21 78,211 2,363
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P SPIN OFF (46137V159) 54.16 6,481 351
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P SML600 VAL (46137V167) 77.44 4,726 366
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P SML600 GWT (46137V175) 126.99 21,214 2,694
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P SML 600 EQ (46137V183) 59.46 6,441 383
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P MDCP400 VL (46137V191) 70.47 25,713 1,812
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / BRIC ETF (46137V209) 36.11 39,020 1,409
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P MDCP400 PR (46137V217) 161.65 27,813 4,496
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P MDCP400 EQ (46137V225) 66.48 6,017 400
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P 500 TOP 50 (46137V233) 192.75 51,799 9,984
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 QUALITY (46137V241) 30.01 330,148 9,907
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 PUR VAL (46137V258) 65.73 42,038 2,763
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 PUR GWT (46137V266) 114.76 135,636 15,565
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL UTL (46137V274) 90.00 100 9
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL TEC (46137V282) 158.46 86,203 13,660
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL REL (46137V290) 29.07 172 5
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / BUYBACK ACHIEV (46137V308) 56.75 214,141 12,153
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL MAT (46137V316) 109.33 375 41
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL IND (46137V324) 114.50 6,795 778
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL HLT (46137V332) 182.74 31,509 5,758
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL FIN (46137V340) 42.29 19,082 807
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL WGT (46137V357) 101.89 884,721 90,144
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL ENR (46137V365) 62.39 521,584 32,542
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL STP (46137V373) 125.00 5,136 642
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL DIS (46137V381) 103.70 540 56
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 BUY WRT (46137V399) 21.63 202,796 4,386
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / CLEANTECH ETF (46137V407) 42.12 19,088 804
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / RUSSEL 200 PUR (46137V423) 37.82 1,930 73
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / RUSSEL 200 GWT (46137V431) 50.85 18,053 918
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / RUSEL MDCP PUR (46137V456) 30.96 4,522 140
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / RUSEL MDCP GWT (46137V464) 48.94 46,441 2,273
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / RUSEL MDCP EQL (46137V472) 48.81 1,475 72
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / RUSEL 2000 VAL (46137V480) 32.07 6,392 205
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / RUSEL 2000 PUR (46137V498) 36.58 21,377 782
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DIVID ACHIEVEV (46137V506) 25.67 420,629 10,798
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / RUSEL 2000 EQL (46137V514) 46.39 1,660 77
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / RYMND JMS SB 1 (46137V522) 46.82 2,200 103
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / NASDAQ INTERNT (46137V530) 139.27 20,155 2,807
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / INTL DIVI ACHI (46137V548) 15.61 187,045 2,920
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / INSIDER SENMNT (46137V555) 64.58 3,515 227
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / HIG YLD EQ DIV (46137V563) 17.59 106,770 1,878
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / GLOBAL DRGN CN (46137V571) 45.97 3,937 181
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / GBL LISTED PVT (46137V589) 11.96 23,915 286
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / FTSE RAFI 1500 (46137V597) 139.16 96,653 13,450
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DJ INDL AVG DV (46137V605) 33.40 2,635 88
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / FTSE RAFI 1000 (46137V613) 112.60 246,360 27,740
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / FINL PFD ETF (46137V621) 18.46 306,138 5,652
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC SOFTWARE (46137V639) 76.41 7,970 609
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC RETAIL (46137V654) 40.18 1,120 45
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC PHRMCTLS (46137V662) 67.24 18,873 1,269
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC OIL GAS (46137V670) 9.78 169,062 1,654
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC NETWRNG (46137V688) 52.64 3,989 210
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC MEDIA (46137V696) 32.58 3,806 124
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA BASIC MATL (46137V704) 68.08 9,416 641
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC MKT ETF (46137V712) 100.79 7,580 764
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC LEISURE (46137V720) 46.54 2,729 127
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC LRG VALU (46137V738) 35.66 143,250 5,108
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC LRG GWTH (46137V746) 44.98 27,410 1,233
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC FOOD BEV (46137V753) 33.23 79,558 2,644
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC ENRG EXP (46137V761) 27.10 27,783 753
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC BLDG CON (46137V779) 30.49 47,456 1,447
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC BIOTECH (46137V787) 54.72 65,758 3,598
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA UTILS MUMT (46137V795) 27.73 17,745 492
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA CYCLICALS (46137V803) 54.73 26,493 1,450
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA TECHNOLOGY (46137V811) 59.93 34,275 2,054
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA NASDAQ MNT (46137V829) 111.11 2,817 313
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA MOMENTUM (46137V837) 55.34 611,355 33,832
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA INDLS MUMT (46137V845) 60.08 23,035 1,384
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA HEALTHCARE (46137V852) 87.55 142,999 12,519
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA FINL MUMT (46137V860) 34.83 40,142 1,398
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA ENERGY MNT (46137V878) 43.16 17,679 763
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA STAPLES (46137V886) 70.78 7,686 544
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / WILSHIRE REIT (46137Y203) 45.58 9,018 411
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / ZACKS MICRO CP (46137Y302) 20.36 33,995 692
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / ZACKS MID CAP (46137Y401) 64.70 30,139 1,950
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / ZACKS MULT AST (46137Y500) 21.95 44,690 981
2018-06-30 13F-HR INVESCO DB COMMDY INDX TRCK / UNIT (46138B103) 17.68 139,377 2,464
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / CDN ENERGY INM (46138E305) 8.23 2,186 18
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P500 LOW VOL (46138E354) 47.41 1,221,428 57,908
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / CEF INM COMPSI (46138E404) 22.78 602,596 13,727
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / RUSEL 1000 EQL (46138E420) 31.74 5,766 183
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / CHINA ALL CAP (46138E503) 33.11 755 25
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / PFD ETF (46138E511) 14.56 8,918,163 129,849
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / NY AMT FRE MUN (46138E529) 23.83 5,078 121
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / NATL AMT MUNI (46138E537) 25.12 935,045 23,488
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / MSCI GBL TIMBR (46138E545) 32.60 951 31
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / MSCI EMRNG MKT (46138E552) 35.71 56 2
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / LADERITE 0-5YR (46138E560) 24.47 18,635 456
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / KBW REGL BKG (46138E578) 57.92 10,774 624
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / KBW PPTY CASUT (46138E586) 59.43 1,447 86
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / KBW PREM YIELD (46138E594) 35.76 5,929 212
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / CHINA REALESTE (46138E602) 28.00 1,250 35
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / KBW HIG DV YLD (46138E610) 23.27 2,020 47
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / KBW BK (46138E628) 53.61 510,744 27,381
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / INTL CORP BD (46138E636) 26.12 26,571 694
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / INTL BUYBACK (46138E644) 35.99 123,614 4,449
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / GLOBAL WATER (46138E651) 24.96 32,730 817
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / GBL SRT TRM HY (46138E669) 23.45 15,438 362
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / GLOBAL GLD PREC (46138E677) 17.78 450 8
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / GLOBAL AGRCLTR (46138E685) 26.81 13,241 355
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / FNDMNTL IG CRP (46138E693) 24.68 19,858 490
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / CHINA SMALL CP (46138E701) 28.80 625 18
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / FNDMNTL HY CRP (46138E719) 18.29 114,511 2,094
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / FTSE RAFI EMNG (46138E727) 20.67 911,164 18,835
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / FTSE RAFI SML (46138E735) 33.14 42,611 1,412
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / FTSE RAFI DEV (46138E743) 42.99 231,937 9,972
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / FTSE RAFI ASIA (46138E750) 51.95 308 16
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / EMRNG MKT SVRG (46138E784) 26.52 170,201 4,514
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / EMRNG MKT INFR (46138E792) 33.90 177 6
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / CHINA TECHNLGY (46138E800) 55.67 11,802 657
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / DWA TACTCL SCT (46138E826) 29.61 240,822 7,131
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / DWA TACTCL MLT (46138E834) 25.49 124,044 3,162
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / DWA SMLCP MENT (46138E842) 54.03 315,655 17,055
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / DWA MOMENT LOW (46138E859) 32.60 1,871 61
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / DWA EMERG MKTS (46138E867) 20.02 265,736 5,320
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / DWA DEV MKTS (46138E875) 27.49 336,812 9,259
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / CHINS YUAN DIM (46138E883) 22.85 94,882 2,168
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P SMLCP LOW (46138G102) 48.31 89,003 4,300
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P SMLCP MATL (46138G201) 53.01 6,244 331
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / SR LN ETF (46138G508) 22.90 2,217,020 50,772
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / SHIPPING ETF (46138G607) 9.97 3,812 38
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / SOLAR ETF (46138G706) 23.09 183,079 4,228
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / TAXABLE MUN BD (46138G805) 29.61 822,447 24,350
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / GBL CLEAN ENRG (46138G847) 11.79 6,615 78
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / VRDO TAX FREE (46138G862) 24.96 5,688 142
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / VAR RATE PFD (46138G870) 24.85 785,687 19,523
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS2018 COR (46138J106) 21.16 369,376 7,816
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2018 HY (46138J205) 25.09 42,693 1,071
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2019 CB (46138J304) 20.99 422,679 8,874
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2020 CB (46138J502) 21.06 227,559 4,792
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2020 HY (46138J601) 24.25 68,424 1,659
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2021 CB (46138J700) 20.76 105,507 2,190
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / DEFENSIVE EQTY (46138J775) 46.50 20,689 962
2018-06-30 13F-HR INVESCO CURRENCYSHARES EURO / EURO SHS (46138K103) Put 112.06 100,000 11,206
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2027 CB (46138J783) 18.90 4,128 78
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2026 CB (46138J791) 18.70 30,323 567
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2021 HY (46138J809) 24.61 22,390 551
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2025 CB (46138J825) 19.79 104,546 2,069
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2024 HY (46138J833) 24.62 12,267 302
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2024 CB (46138J841) 20.06 133,919 2,687
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2023 HY (46138J858) 25.92 15,738 408
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2023 CB (46138J866) 20.20 86,109 1,739
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2022 HY (46138J874) 24.47 21,742 532
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2022 CB (46138J882) 20.65 99,873 2,062
2018-06-30 13F-HR INVESCO CURRENCYSHARES EURO / EURO SHS (46138K103) Call 112.06 100,000 11,206
2018-06-30 13F-HR INVESCO CURRENCYSHARES EURO / EURO SHS (46138K103) 112.06 96,396 10,802
2018-06-30 13F-HR INVESCO CURNCYSHS BRIT PND S / BRIT POUN STRL (46138M109) 127.37 369 47
2018-06-30 13F-HR INVESCO CURNCYSHS SWISS FRAN / SWISS FRANC (46138R108) 94.59 1,533 145
2018-06-30 13F-HR INVESCO CURNCYSHS CDN DLR TR / CDN DLR SHS (46138T104) 75.22 2,805 211
2018-06-30 13F-HR INVESCO CURNCYSHS JAPANESE Y / JAPANESE YEN (46138W107) 86.46 34,385 2,973
2018-06-30 13F-HR INVESCO DB G10 CURRENCY HRVS / UNIT (46139B102) 23.93 585 14
2018-06-30 13F-HR INVESCO DB MLTI SECTR CMMTY / AGRICULTURE FD (46140H106) 18.02 55,337 997
2018-06-30 13F-HR INVESCO DB MLTI SECTR CMMTY / SILVER FD (46140H205) 25.55 274 7
2018-06-30 13F-HR INVESCO DB MLTI SECTR CMMTY / ENERGY FD (46140H304) 17.15 1,924 33
2018-06-30 13F-HR INVESCO DB MLTI SECTR CMMTY / OIL FD (46140H403) 12.56 3,026 38
2018-06-30 13F-HR INVESCO DB MLTI SECTR CMMTY / PRECIOUS METAL (46140H502) 36.85 5,047 186
2018-06-30 13F-HR INVESCO DB MLTI SECTR CMMTY / GOLD FD (46140H601) 39.84 251 10
2018-06-30 13F-HR INVESCO DB MLTI SECTR CMMTY / BASE METALS FD (46140H700) 17.39 3,392 59
2018-06-30 13F-HR INVESCO DB US DLR INDEX TR / BEARISH FD (46141D104) 20.00 100 2
2018-06-30 13F-HR INVESCO DB US DLR INDEX TR / BULLISH FD (46141D203) 24.93 30,484 760
2018-06-30 13F-HR INVIVO THERAPEUTICS HLDGS CO / COM PAR (46186M407) 0.00 1 0
2018-06-30 13F-HR IQ / iQIYI, Inc. 32.31 106,202 3,431
2018-06-30 13F-HR ISHARES US ETF TR / MEDIA ENTRNMNT (46431W630) 27.14 2,800 76
2018-06-30 13F-HR FALN / iShares Trust iShares Fallen Angels USD Bond ETF 26.42 3,899 103
2018-06-30 13F-HR CNSF / iShares Edge MSCI Multifactor Consumer Staples ETF 24.85 1,650 41
2018-06-30 13F-HR ON SEMICONDUCTOR CORP / NOTE 1.625%10/1 (682189AP0) 6,219
2018-06-30 13F-HR OSPN / OneSpan Inc. 18.42 543 10
2018-06-30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. Call 11.51 85,000 978
2018-06-30 13F-HR LEVL / Level One Bancorp Inc 18.87 53 1
2018-06-30 13F-HR LIVXD / LiveXLive Media, Inc. 0.00 38 0
2018-06-30 13F-HR LOVE / Lovesac Co 20.00 500 10
2018-06-30 13F-HR LL / Lumber Liquidators Holdings, Inc. Put 24.33 15,000 365
2018-06-30 13F-HR MTCH / Match Group, Inc. Put 38.73 47,400 1,836
2018-06-30 13F-HR MERIDIAN BK PAOLI PA / (58958P104) 19.13 366 7
2018-06-30 13F-HR MIXT / MiX Telematics Limited 17.43 1,262 22
2018-06-30 13F-HR MBIO / Mustang Bio, Inc. 0.00 16 0
2018-06-30 13F-HR NNDM / Nano Dimension Ltd 2.20 5,000 11
2018-06-30 13F-HR LASR / NLIGHT, INC. 33.47 1,255 42
2018-06-30 13F-HR NBLX / Noble Midstream Partners LP 50.00 320 16
2018-06-30 13F-HR NULG / NuShares ESG Large-Cap Growth ETF 34.01 441 15
2018-06-30 13F-HR NUMV / NuShares ESG Mid-Cap Value ETF 27.97 715 20
2018-06-30 13F-HR OSI ETF TR / OSHARS FTSE US (67110P407) 30.68 67,071 2,058
2018-06-30 13F-HR OSI ETF TR / OSHARES FTSE EUR (67110P506) 23.53 170 4
2018-06-30 13F-HR OSI ETF TR / OSHS GBL INTER (67110P704) 24.10 72,290 1,742
2018-06-30 13F-HR OPTIMIZERX CORP / (68401U204) 10.28 2,334 24
2018-06-30 13F-HR OBNK / Origin Bancorp, Inc. 40.00 50 2
2018-06-30 13F-HR PACER FDS TR / MILTRY TIMS ETF (69374H832) 25.75 87,717 2,259
2018-06-30 13F-HR 698354AB3 / Pandora Media, Inc. Bond 2,388
2018-06-30 13F-HR PVTL / Pivotal Software, Inc. 24.17 3,682 89
2018-06-30 13F-HR AGS / PlayAGS, Inc. 28.85 104 3
2018-06-30 13F-HR PS / Pluralsight, Inc. 24.00 750 18
2018-06-30 13F-HR PROSHARES TR / ULSHRT SEMIC NEW (74347B219) 16.00 500 8
2018-06-30 13F-HR PROSHARES TR / ULTSHT FT CH 50 (74347B227) 100.00 10 1
2018-06-30 13F-HR PROSHARES TR / PSHS SHORT DOW30 (74347B235) 60.87 115 7
2018-06-30 13F-HR PROSHARES TR / ULTSHRT QQQ (74347B243) 36.59 82 3
2018-06-30 13F-HR PROSHARES TR / PSHS SH MDCAP400 (74347B250) 41.10 73 3
2018-06-30 13F-HR PROSHARES TR / ULTRAPRO SHORT S (74347B268) 40.11 2,593 104
2018-06-30 13F-HR PROSHARES TR / PSHS ULDOW30 NEW (74347B276) 32.26 155 5
2018-06-30 13F-HR OILK / ProShares K-1 Free Crude Oil Strategy ETF 26.32 228 6
2018-06-30 13F-HR PRPL / Purple Innovation, Inc. 0.00 49 0
2018-06-30 13F-HR QRVO / Qorvo, Inc. Put 80.17 226,300 18,142
2018-06-30 13F-HR QURATE RETAIL INC / COM SER A (74915M100) 21.22 232,497 4,934
2018-06-30 13F-HR RBB FD INC / MOTLEY FOL ETF (74933W601) 21.33 375 8
2018-06-30 13F-HR SELECT SECTOR SPDR TR / COMMUNICATION (81369Y852) 49.05 1,631 80
2018-06-30 13F-HR SSTI / ShotSpotter, Inc. 41.67 144 6
2018-06-30 13F-HR SILICON LABORATORIES INC / NOTE 1.375% 3/0 (826919AB8) 1,222
2018-06-30 13F-HR SMAR / SMARTSHEET INC 30.00 100 3
2018-06-30 13F-HR SOHU COM LTD / SPONSORED ADS (83410S108) 36.36 550 20
2018-06-30 13F-HR SFBC / Sound Financial Bancorp, Inc. 38.88 1,389 54
2018-06-30 13F-HR STXB / Spirit of Texas Bancshares, Inc. 40.00 25 1
2018-06-30 13F-HR SMTA / Spirit MTA REIT 10.36 20,172 209
2018-06-30 13F-HR SQUARE INC / NOTE 0.375 (852234AB9) 1,755
2018-06-30 13F-HR SSI / Stage Stores, Inc. Call 2.73 1,100 3
2018-06-30 13F-HR STANDARD AVB FINL CORP / (85303B100) 30.29 8,979 272
2018-06-30 13F-HR SURF / Surface Oncology, Inc. 21.74 46 1
2018-06-30 13F-HR TALO / TALOS ENERGY INC. 29.66 236 7
2018-06-30 13F-HR TALOS ENERGY INC / *W EXP 01/01/202 (87484T116) 0.00 4 0
2018-06-30 13F-HR TTD / Trade Desk, Inc. Put 93.84 12,500 1,173
2018-06-30 13F-HR TITXD / Titan Medical Inc 5.63 26,806 151
2018-06-30 13F-HR TORTOISE MLP FD INC / RIGHT 07/18/2018 (89148B119) 0.38 79,159 30
2018-06-30 13F-HR TRANSOCEAN INC / DEB 0.500% 1/3 (893830BJ7) 8,275
2018-06-30 13F-HR TCDA / Tricida, Inc. 30.00 100 3
2018-06-30 13F-HR USCF ETF TR / SUMMERHAVEN K1 (90290T809) 21.95 150,150 3,296
2018-06-30 13F-HR UBX / Unity Biotechnology, Inc. 14.60 822 12
2018-06-30 13F-HR RBNC / Reliant Bancorp, Inc. 0.00 4 0
2018-06-30 13F-HR HAIR / Restoration Robotics, Inc. 0.00 62 0
2018-06-30 13F-HR SB ONE BANCORP / (78413T103) 36.36 55 2
2018-06-30 13F-HR FCAU / Fiat Chrysler Automobiles N.V Call 18.90 20,000 378
2018-06-30 13F-HR CRAK / Market Vectors Oil Refiners ETF 32.50 400 13
2018-06-30 13F-HR ETF SER SOLUTIONS / NYSE PICKENS (26922A529) 26.67 1,500 40
2018-06-30 13F-HR ETF SER SOLUTIONS / CBOE VEST S&P (26922A537) 40.38 11,095 448
2018-06-30 13F-HR SVOND / Eloxx Pharmaceuticals, Inc. 17.54 741 13
2018-06-30 13F-HR EQUINOR ASA / SPONSORED ADR (29446M102) 26.41 673,921 17,798
2018-06-30 13F-HR ESSA PHARMA INC / (29668H708) 3.99 2,253 9
2018-06-30 13F-HR EVRG / Evergy, Inc. 56.15 695,175 39,035
2018-06-30 13F-HR XAN / Exantas Capital Corp. 10.17 42,375 431
2018-06-30 13F-HR EXCHANGE LISTED FDS TR / PERITUS HIGH YLD (30151E814) 36.34 1,954 71
2018-06-30 13F-HR EXCHANGE LISTED FDS TR / REX BKCM ETF (30151E822) 23.33 300 7
2018-06-30 13F-HR XELA / Exela Technologies, Inc. 7.46 134 1
2018-06-30 13F-HR EXPI / eXp World Holdings, Inc. 11.00 1,000 11
2018-06-30 13F-HR EYPT / EyePoint Pharmaceuticals, Inc. 2.00 3,000 6
2018-06-30 13F-HR FEDNAT HLDG CO / (31431B109) 23.07 56,912 1,313
2018-06-30 13F-HR FENCF / Fennec Pharmaceuticals, Inc. 14.49 69 1
2018-06-30 13F-HR FDBC / Fidelity D&D Bancorp, Inc. 0.00 5 0
2018-06-30 13F-HR FIS / Fidelity National Information Services, Inc. Call 106.00 500 53
2018-06-30 13F-HR FIS / Fidelity National Information Services, Inc. Put 106.03 29,500 3,128
2018-06-30 13F-HR FCBP / First Choice Bancorp 30.52 2,621 80
2018-06-30 13F-HR EDOW / First Trust Dow 30 Equal Weight 21.84 234,039 5,111
2018-06-30 13F-HR FIRST TR EXCHANGE TRADED FD / DORSEYWRGT ETF (33738R712) 20.00 32,346 647
2018-06-30 13F-HR FIRST TR EXCHANGE TRADED FD / NASDQ ARTFCIAL (33738R720) 29.38 16,100 473
2018-06-30 13F-HR FIRST TR EXCHNG TRADED FD VI / TCW UNCONSTRAI (33740F888) 25.06 195,634 4,903
2018-06-30 13F-HR ASET / FlexShares Real Assets Allocation Index Fund 27.89 15,200 424
2018-06-30 13F-HR FLNT / Fluent, Inc. 2.33 430 1
2018-06-30 13F-HR FUSION CONNECT INC / (36116X102) 0.00 60 0
2018-06-30 13F-HR GLOBAL X FDS / AUTONMOUS EV ETF (37954Y624) 14.42 3,397 49
2018-06-30 13F-HR GLOBAL X FDS / FUTR ANALY ETF (37954Y632) 14.93 3,750 56
2018-06-30 13F-HR GRANITESHARES GOLD TR / SHS BEN INT (38748G101) 125.00 1,600 200
2018-06-30 13F-HR GSKY / GreenSky, Inc. 0.00 10 0
2018-06-30 13F-HR VRCA / Verrica Pharmaceuticals Inc. 19.69 1,270 25
2018-06-30 13F-HR VISTRA ENERGY CORP / UNIT 02/02/2024 (92840M300) 38
2018-06-30 13F-HR WINDSTREAM HLDGS INC / COM PAR (97382A309) 5.25 13,702 72
2018-06-30 13F-HR USFR / WisdomTree Bloomberg Floating Rate Treasury Fund 25.08 295,772 7,418
2018-06-30 13F-HR WISDOMTREE TR / CB OE RUSSELL (97717Y840) 25.35 159,061 4,032
2018-06-30 13F-HR WYN / Wyndham Worldwide Corp. Put 44.25 16,000 708
2018-06-30 13F-HR WH.WI / Wyndham Hotels & Resorts, Inc. Put 58.85 20,000 1,177
2018-06-30 13F-HR WH.WI / Wyndham Hotels & Resorts, Inc. 58.81 64,151 3,773
2018-06-30 13F-HR YY / YY Inc. Put 100.47 40,000 4,019
2018-06-30 13F-HR ZAYO / Zayo Group Holdings, Inc. Put 36.48 112,500 4,104
2018-06-30 13F-HR ZTO / ZTO Express (Cayman) Inc. Call 20.00 700 14
2018-06-30 13F-HR ZUO / ZUORA INC 27.84 431 12
2018-06-30 13F-HR BPY / Brookfield Property Partners L.P. Put 19.00 20,000 380
2018-06-30 13F-HR CCRC / China Customer Relations Centers, Inc. 22.99 87 2
2018-06-30 13F-HR HUD / Hudson Ltd. 17.70 113 2
2018-06-30 13F-HR IVZ / Invesco Ltd. Call 26.53 9,800 260
2018-06-30 13F-HR MNK / Maillinckrodt plc. Put 18.66 42,500 793
2018-06-30 13F-HR ITRM / Iterum Therapeutics plc 10.61 7,446 79
2018-06-30 13F-HR NVT.WI / nVent Electric plc 25.10 416,467 10,452
2018-06-30 13F-HR YTRA / Yatra Online, Inc. 5.00 1,000 5
2018-06-30 13F-HR SPOT / Spotify Technology S.A. 168.24 81,641 13,735
2018-06-30 13F-HR CHECK CAP LTD / SHS (M2361E203) 3.28 610 2
2018-06-30 13F-HR HES / Hess Corp. 57
2018-06-30 13F-HR 00971TAG6 / Akamai Technologies, Inc. Bond 4,635
2018-06-30 13F-HR 81762PAB8 / ServiceNow, Inc. Bond 312 7 -97.76
2018-06-30 13F-HR 45337CAM4 / Incyte Corp. Bond 4 3 -25.00
2018-06-30 13F-HR HSBC / HSBC Holdings Plc 47.14 4,244,531 1,817 200,087 10,911.94
2018-06-30 13F-HR AWRE / Aware, Inc. 0.00 0 4 0 0
2018-06-30 13F-HR FAZ / Direxion Daily Financial Bear 3X Shares 11.11 0 3,600 0 40
2018-06-30 13F-HR DREYFUS ALCENTRA GBL CR INCO / (26189A105) 8.95 2,012 18
2018-06-30 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 8.83 4,302 38
2018-06-30 13F-HR EMX RTY CORP / (26873J107) 0.90 2,213 2
2018-06-30 13F-HR EATON VANCE FLTNG RATE 2022 / (27831H100) 9.44 25,852 244
2018-06-30 13F-HR ENTREE RES LTD / (29384J103) 0.43 2,637,906 1,138
2018-06-30 13F-HR EXACT SCIENCES CORP / DBCV 1.000% 1/1 (30063PAA3) 28,016
2018-06-30 13F-HR FTE NETWORKS INC / COM PAR (30283R402) 19.05 1,050 20
2018-06-30 13F-HR FIRST TR/ABERDEEN EMERG OPT / (33731K102) 13.62 59,600 812
2018-06-30 13F-HR FIRST TRUST SPECIALTY FINANC / COM BEN INTR (33733G109) 6.03 21,078 127
2018-06-30 13F-HR FIRST TR SR FLG RTE INCM FD / (33733U108) 12.86 49,397 635
2018-06-30 13F-HR FIRST TR DYNAMIC EUROPE EQT / COM SHS (33740D107) 16.14 73,347 1,184
2018-06-30 13F-HR FIRST TR SR FLOATING RATE 20 / COM SHS (33740K101) 9.28 167,909 1,558
2018-06-30 13F-HR FIRST TR EXCHANGE TRADED FD / INDXX INOVTV ETF (33741X201) 28.80 20,766 598
2018-06-30 13F-HR FRONT YD RESIDENTIAL CORP / (35904G107) 10.42 15,732 164
2018-06-30 13F-HR GABELLI MULTIMEDIA TR INC / (36239Q109) 9.45 6,876 65
2018-06-30 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 10.02 201,087 2,015
2018-06-30 13F-HR GUGGENHEIM CR ALLOCATION FD / (40168G108) 21.77 107,877 2,349
2018-06-30 13F-HR RAD / Rite Aid Corp. 1.73 371,044 269,651 -27.33 624 466 -25.32
2018-06-30 13F-HR VICTORY CAP HLDGS INC / COM CL A (92645B103) 10.50 2,000 21
2018-06-30 13F-HR VINCE HLDG CORP / (92719W207) 0.00 2 0
2018-06-30 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 11.26 38,271 431
2018-06-30 13F-HR VOYA ASIA PAC DIVID EQUITY I / (92912J102) 10.11 5,935 60
2018-06-30 13F-HR VOYA EMERGING MKTS HIGH DIVI / (92912P108) 8.08 15,474 125
2018-06-30 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.03 173,628 873
2018-06-30 13F-HR VOYA GLBL ADV & PREM OPP FD / (92912R104) 11.57 71,888 832
2018-06-30 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.35 38,614 284
2018-06-30 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 15.56 48,338 752
2018-06-30 13F-HR VOYA INTL HIGH DIVID EQTY IN / (92912Y109) 6.67 26,234 175
2018-06-30 13F-HR WARRIOR MET COAL INC / (93627C101) 27.58 76,225 2,102
2018-06-30 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 13.27 531,463 7,053
2018-06-30 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 4.82 210,167 1,013
2018-06-30 13F-HR WESTERN ASSET MUN DEF OPP TR / (95768A109) 21.21 5,988 127
2018-06-30 13F-HR WESTERN ASSET INVT GRADE DEF / (95790A101) 20.95 26,400 553
2018-06-30 13F-HR WESTERN ASSET GLOBAL CP DEFI / (95790C107) 16.75 163,395 2,737
2018-06-30 13F-HR XTANT MED HLDGS INC / (98420P308) 10.31 97 1
2018-06-30 13F-HR LUXFER HOLDINGS PLC / SHS (G5698W116) 17.50 400 7
2018-06-30 13F-HR MFC BANCORP LTD / USD MFC SHS (G60630103) 5.91 5,245 31
2018-06-30 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.14 10,535 12
2018-06-30 13F-HR SENSATA TECHNOLOGIES HLDNG P / SHS (G8060N102) 47.56 30,044 1,429
2018-06-30 13F-HR LIBERTY LATIN AMERICA LTD / COM CL A (G9001E102) 18.78 905 17
2018-06-30 13F-HR LIBERTY LATIN AMERICA LTD / COM CL C (G9001E128) 19.29 11,817 228
2018-06-30 13F-HR NEXA RES S A / (L67359106) 11.77 158,983 1,871
2018-06-30 13F-HR CURRENCYSHARES SWISS FRANC / SWISS FRANC SH (23129V109) 814 0 -100.00 80 0
2018-06-30 13F-HR NUVEEN PA MUN VALUE FD / (67074K105) 2,000 0 -100.00 29 0
2018-06-30 13F-HR RMG NETWORKS HLDG CORP / (74966K300) 3 0 -100.00 0 0
2018-06-30 13F-HR WORLD CURRENCY GOLD TR / LNG DLR GLD TR (98146B104) 989 0 -100.00 120 0
2018-06-30 13F-HR RAD / Rite Aid Corp. Call 1.73 258,700 258,700 0.00 435 448 2.99
2018-06-30 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 0.61 190,501 190,501 0.00 379 116 -69.39
2018-06-30 13F-HR GFI / Gold Fields Ltd. 3.57 423,706 1,719,171 305.75 1,703 6,137 260.36
2018-06-30 13F-HR GFI / Gold Fields Ltd. Call 3.57 0 241,700 0 863
2018-06-30 13F-HR GFI / Gold Fields Ltd. Put 3.57 2,300,000 2,300,000 0.00 9,246 8,211 -11.19
2018-06-30 13F-HR LNTH / Lantheus Holdings, Inc. 13.62 500 881 76.20 8 12 50.00
2018-06-30 13F-HR PFMT / Performant Financial Corp 0.00 0 1 0 0
2018-06-30 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund 28.07 755,663 686,586 -9.14 20,742 19,273 -7.08
2018-06-30 13F-HR ARES / Ares Management, L.P. 20.70 38,451 40,142 4.40 823 831 0.97
2018-06-30 13F-HR GHYG / iShares Global High Yield Corporate Bond ETF 49.02 41,996 28,967 -31.02 2,105 1,420 -32.54
2018-06-30 13F-HR HTLD / Heartland Express, Inc. 18.64 3,735 2,361 -36.79 67 44 -34.33
2018-06-30 13F-HR VCO / Vina Concha Y Toro S.A. 0.00 2 2 0.00 0 0
2018-06-30 13F-HR EVR / Evercore Partners, Inc. 105.44 112,507 72,183 -35.84 9,811 7,611 -22.42
2018-06-30 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 56.23 12,455 27,155 118.02 681 1,527 124.23
2018-06-30 13F-HR AMRN / Amarin Corp. Plc 3.11 3,600 42,189 1,071.92 11 131 1,090.91
2018-06-30 13F-HR VMW / VMWare, Inc. 146.97 195,696 164,842 -15.77 23,731 24,227 2.09
2018-06-30 13F-HR CUB / Cubic Corp. 64.22 10,317 13,003 26.03 657 835 27.09
2018-06-30 13F-HR LNT / Alliant Energy Corp. 42.32 219,304 409,949 86.93 8,961 17,348 93.59
2018-06-30 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 37.34 28,335 9,669 -65.88 1,030 361 -64.95
2018-06-30 13F-HR IDV / iShares International Select Dividend ETF 32.05 1,465,101 1,443,611 -1.47 48,364 46,269 -4.33
2018-06-30 13F-HR TG / Tredegar Corp. 23.51 48,263 46,700 -3.24 867 1,098 26.64
2018-06-30 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 25.90 19,650 18,150 -7.63 597 470 -21.27
2018-06-30 13F-HR T / AT & T, Inc. 32.11 25,726,087 26,785,123 4.12 917,131 860,071 -6.22
2018-06-30 13F-HR T / AT & T, Inc. Call 32.11 749,500 755,331 0.78 26,720 24,254 -9.23
2018-06-30 13F-HR T / AT & T, Inc. Put 32.11 2,643,700 4,902,202 85.43 94,248 157,410 67.02
2018-06-30 13F-HR Y / Alleghany Corp. 575.07 9,942 11,430 14.97 6,109 6,573 7.60
2018-06-30 13F-HR ON / ON Semiconductor Corporation 22.24 991,079 947,152 -4.43 24,241 21,060 -13.12
2018-06-30 13F-HR ON / ON Semiconductor Corporation Call 22.23 1,657,400 550,000 -66.82 40,540 12,229 -69.83
2018-06-30 13F-HR CNYA / iShares MSCI China A ETF 27.79 4,200 4,750 13.10 136 132 -2.94
2018-06-30 13F-HR ZAYO / Zayo Group Holdings, Inc. 36.48 317,909 430,528 35.42 10,859 15,707 44.64
2018-06-30 13F-HR HNRG / Hallador Energy Co. 0.00 0 55 0 0
2018-06-30 13F-HR TTT / ProShares UltraPro Short 20+ Year Treasury 21.28 0 47 0 1
2018-06-30 13F-HR LHCG / LHC Group, Inc. 85.59 615,249 358,976 -41.65 37,875 30,725 -18.88
2018-06-30 13F-HR KIM / Kimco Realty Corporation 16.99 214,163 155,719 -27.29 3,084 2,645 -14.23
2018-06-30 13F-HR TCS / Container Store Group, Inc. 8.41 79,100 83,639 5.74 431 703 63.11
2018-06-30 13F-HR ARE / Alexandria Real Estate Equities, Inc. 126.17 242,018 250,635 3.56 30,226 31,623 4.62
2018-06-30 13F-HR ARE / Alexandria Real Estate Equities, Inc. Call 126.17 36,000 36,000 0.00 4,496 4,542 1.02
2018-06-30 13F-HR ARE / Alexandria Real Estate Equities, Inc. Put 126.17 36,000 36,000 0.00 4,496 4,542 1.02
2018-06-30 13F-HR DEO / Diageo plc 144.01 1,230,163 1,146,307 -6.82 166,589 165,080 -0.91
2018-06-30 13F-HR MOV / Movado Group, Inc. 48.29 32,910 29,117 -11.53 1,263 1,406 11.32
2018-06-30 13F-HR CASS / Cass Information Systems, Inc. 68.79 5,194 15,453 197.52 310 1,063 242.90
2018-06-30 13F-HR 19624RAB2 / Colony Capital, Inc. Bond 16 16 0.00
2018-06-30 13F-HR CIG / Cemig-Companhia Energetica 1.84 306,782 416,033 35.61 792 765 -3.41
2018-06-30 13F-HR WDIV / SPDR S&P Global Dividend ETF 67.37 40,319 37,359 -7.34 2,773 2,517 -9.23
2018-06-30 13F-HR ICHGF / InterContinental Hotels Group Plc 62.68 79,777 98,115 22.99 4,883 6,150 25.95
2018-06-30 13F-HR DRQ / Dril-Quip, Inc. 51.48 28,588 10,529 -63.17 1,281 542 -57.69
2018-06-30 13F-HR AME / Ametek, Inc. 72.15 239,280 232,945 -2.65 18,177 16,808 -7.53
2018-06-30 13F-HR TPHS / Trinity Place Holdings Inc. 8.51 7 235 3,257.14 0 2
2018-06-30 13F-HR OGS / ONE Gas, Inc. 74.74 33,121 34,600 4.47 2,185 2,586 18.35
2018-06-30 13F-HR ATLC / Atlanticus Holdings Corp. 0.00 7 7 0.00 0 0
2018-06-30 13F-HR CABO / Cable One Inc. 733.92 1,416 1,586 12.01 973 1,164 19.63
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,129.19 1,081,071 984,999 -8.89 1,121,221 1,112,248 -0.80
2018-06-30 13F-HR GOOGL / Alphabet Inc. Call 1,129.19 91,200 87,600 -3.95 94,587 98,917 4.58
2018-06-30 13F-HR GOOGL / Alphabet Inc. Put 1,129.20 62,500 49,800 -20.32 64,821 56,234 -13.25
2018-06-30 13F-HR HTH / Hilltop Holdings, Inc. 22.08 3,525 46,476 1,218.47 82 1,026 1,151.22
2018-06-30 13F-HR ALL / Allstate Corp. (The) 91.27 634,826 620,141 -2.31 60,181 56,599 -5.95
2018-06-30 13F-HR AFL / AFLAC, Inc. 43.02 2,312,917 879,139 -61.99 101,213 37,821 -62.63
2018-06-30 13F-HR AFL / AFLAC, Inc. Call 43.02 49,800 1,064,400 2,037.35 2,179 45,790 2,001.42
2018-06-30 13F-HR AFL / AFLAC, Inc. Put 43.02 0 200,000 0 8,604
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. 49.54 2,104,062 2,290,950 8.88 115,323 113,496 -1.58
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. Put 49.54 375,000 435,000 16.00 20,554 21,550 4.85
2018-06-30 13F-HR VALE / Vale S.A. 12.82 1,616,451 1,335,718 -17.37 20,561 17,124 -16.72
2018-06-30 13F-HR SOR / Source Capital, Inc. 39.66 5,633 5,471 -2.88 225 217 -3.56
2018-06-30 13F-HR AMH / American Homes 4 Rent 22.15 24,826 26,225 5.64 498 581 16.67
2018-06-30 13F-HR KHC / Kraft Heinz Company Put 62.82 350,000 350,000 0.00 21,802 21,987 0.85
2018-06-30 13F-HR HAYN / Haynes International Inc. 37.06 202 1,538 661.39 7 57 714.29
2018-06-30 13F-HR PKOH / Park-Ohio Holdings Corp. 37.33 1,467 1,527 4.09 57 57 0.00
2018-06-30 13F-HR MDY / SPDR S&P Midcap 400 ETF 355.02 263,402 273,007 3.65 90,012 96,924 7.68
2018-06-30 13F-HR MNK / Maillinckrodt plc. 18.67 10,958 43,818 299.87 159 818 414.47
2018-06-30 13F-HR VRTU / Virtusa Corp. 48.49 994 598 -39.84 48 29 -39.58
2018-06-30 13F-HR WSTL / Westell Technologies, Inc. 0.00 7 7 0.00 0 0
2018-06-30 13F-HR IT / Gartner, Inc. 132.90 1,357,362 1,713,732 26.25 159,653 227,755 42.66
2018-06-30 13F-HR NGVT.WI / Ingevity Corporation 80.85 186,984 185,024 -1.05 13,779 14,960 8.57
2018-06-30 13F-HR MIDU / Direxion Daily Mid Cap Bull 3X Shares 48.10 7,130 1,185 -83.38 312 57 -81.73
2018-06-30 13F-HR FDEF / First Defiance Financial Corp. 67.07 21,700 20,590 -5.12 1,244 1,381 11.01
2018-06-30 13F-HR KRE / SPDR S&P Regional Banking ETF 61.00 1,177,621 921,849 -21.72 71,117 56,231 -20.93
2018-06-30 13F-HR KRE / SPDR S&P Regional Banking ETF Call 61.00 172,000 182,000 5.81 10,387 11,102 6.88
2018-06-30 13F-HR KRE / SPDR S&P Regional Banking ETF Put 61.00 1,197,700 1,157,700 -3.34 72,329 70,620 -2.36
2018-06-30 13F-HR IPAC / iShares Core MSCI Pacific ETF 57.66 3,948 3,122 -20.92 236 180 -23.73
2018-06-30 13F-HR VGI / Virtus Global Multi-Sector Income Fund 13.37 17,655 16,748 -5.14 271 224 -17.34
2018-06-30 13F-HR FE / FirstEnergy Corp. 35.91 2,145,224 1,666,695 -22.31 72,960 59,852 -17.97
2018-06-30 13F-HR CBS / CBS Corp. 56.22 947,393 1,074,547 13.42 48,688 60,411 24.08
2018-06-30 13F-HR CBS / CBS Corp. Call 56.22 1,000 41,000 4,000.00 51 2,305 4,419.61
2018-06-30 13F-HR CBS / CBS Corp. Put 56.23 80,000 30,000 -62.50 4,111 1,687 -58.96
2018-06-30 13F-HR CCCL / China Ceramics Co., Ltd 0.00 125 125 0.00 0 0
2018-06-30 13F-HR MRVL / Marvell Technology Group Ltd. 21.44 285,846 442,024 54.64 6,002 9,477 57.90
2018-06-30 13F-HR NVRO / Nevro Corp. 79.88 7,702 6,610 -14.18 666 528 -20.72
2018-06-30 13F-HR AEZS / AEterna Zentaris Inc. 0.00 707 201 -71.57 1 0 -100.00
2018-06-30 13F-HR MMD / MainStay DefinedTerm Municipal Opportunities Fund 19.39 114,164 151,096 32.35 2,149 2,930 36.34
2018-06-30 13F-HR MLP / Maui Land & Pineapple Co., Inc. 11.17 6,800 7,251 6.63 78 81 3.85
2018-06-30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 47.98 293,375 245,638 -16.27 14,091 11,786 -16.36
2018-06-30 13F-HR AEM / Agnico Eagle Mines Limited 45.83 8,098,724 8,878,538 9.63 340,716 406,903 19.43
2018-06-30 13F-HR AEM / Agnico Eagle Mines Limited Call 45.83 220,000 251,800 14.45 9,255 11,540 24.69
2018-06-30 13F-HR BRKS / Brooks Automation, Inc. 32.60 489,531 41,502 -91.52 13,257 1,353 -89.79
2018-06-30 13F-HR EWUS / iShares MSCI United Kingdom Small-Cap ETF 42.67 1,500 1,500 0.00 65 64 -1.54
2018-06-30 13F-HR DVAX / Dynavax Technologies Corp. 15.24 17,876 17,386 -2.74 355 265 -25.35
2018-06-30 13F-HR TRV / Travelers Companies, Inc. (The) 122.34 507,632 477,239 -5.99 70,489 58,386 -17.17
2018-06-30 13F-HR SLCT / Select Bancorp, Inc. 13.45 3,300 26,920 715.76 44 362 722.73
2018-06-30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 4,575 4,719 3.15
2018-06-30 13F-HR SCSC / ScanSource, Inc. 40.30 530,524 443,599 -16.38 18,860 17,876 -5.22
2018-06-30 13F-HR CMRE / Costamare Inc. 7.99 18,245 85,402 368.08 114 682 498.25
2018-06-30 13F-HR KFRC / Kforce, Inc. 34.52 1,902 4,693 146.74 51 162 217.65
2018-06-30 13F-HR FBP / First BanCorp 7.59 5,975 3,164 -47.05 36 24 -33.33
2018-06-30 13F-HR TWTR / Twitter, Inc. 43.67 1,063,222 2,383,669 124.19 30,843 104,095 237.50
2018-06-30 13F-HR TWTR / Twitter, Inc. Put 43.67 159,000 18,000 -88.68 4,612 786 -82.96
2018-06-30 13F-HR MMM / 3M Co. 196.72 3,074,622 2,811,019 -8.57 674,943 552,986 -18.07
2018-06-30 13F-HR MMM / 3M Co. Put 196.72 20,000 105,000 425.00 4,390 20,656 370.52
2018-06-30 13F-HR PXD / Pioneer Natural Resources Co. 189.24 471,709 656,604 39.20 81,030 124,255 53.34
2018-06-30 13F-HR PXD / Pioneer Natural Resources Co. Put 189.24 0 55,400 0 10,484
2018-06-30 13F-HR WCG / Wellcare Health Plans, Inc. 246.25 114,278 104,878 -8.23 22,126 25,826 16.72
2018-06-30 13F-HR RL / Ralph Lauren Corp. 125.77 92,275 43,914 -52.41 10,317 5,523 -46.47
2018-06-30 13F-HR RL / Ralph Lauren Corp. Put 125.72 0 50,000 0 6,286
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 17.67 2,900,532 717 51,251 7,047.98
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 3,103,155 46,734 717 -98.47
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. Call 17.67 162,500 162,500 0.00 2,447 2,871 17.33
2018-06-30 13F-HR CSII / Cardiovascular Systems, Inc. 32.35 27,411 29,427 7.35 601 952 58.40
2018-06-30 13F-HR HCM / Hutchison China MediTech Limited 29.56 6,747 203 -96.99 199 6 -96.98
2018-06-30 13F-HR OKSWF / Osisko Gold Royalties Ltd. 9.47 71,682 207,988 190.15 694 1,970 183.86
2018-06-30 13F-HR PTMC / Pacer Trendpilot 450 ETF 32.22 58,947 101,077 71.47 1,819 3,257 79.05
2018-06-30 13F-HR RYN / Rayonier, Inc. (REIT) 38.69 85,309 88,030 3.19 3,001 3,406 13.50
2018-06-30 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 12.21 29,925 29,475 -1.50 367 360 -1.91
2018-06-30 13F-HR TRNO / Terreno Realty Corp 37.67 846,111 720,235 -14.88 29,200 27,131 -7.09
2018-06-30 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 31.43 1,619,625 1,610,665 -0.55 50,888 50,624 -0.52
2018-06-30 13F-HR SM / SM Energy Co 25.70 20,075 22,491 12.03 362 578 59.67
2018-06-30 13F-HR KBE / SPDR S&P Bank ETF 47.16 867,079 1,084,230 25.04 41,524 51,132 23.14
2018-06-30 13F-HR KBE / SPDR S&P Bank ETF Call 47.17 0 47,000 0 2,217
2018-06-30 13F-HR KBE / SPDR S&P Bank ETF Put 47.16 1,720,000 1,720,000 0.00 82,371 81,115 -1.52
2018-06-30 13F-HR SSP / Scripps Company 13.43 24,960 25,386 1.71 300 341 13.67
2018-06-30 13F-HR KEX / Kirby Corp. 83.57 20,891 43,902 110.15 1,608 3,669 128.17
2018-06-30 13F-HR HIFR / InfraREIT, Inc. 22.22 350 9,813 2,703.71 7 218 3,014.29
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 186.65 4,626,045 4,626,313 0.01 922,804 863,502 -6.43
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. Put 186.65 0 89,900 0 16,780
2018-06-30 13F-HR UMPQ / Umpqua Holdings Corp. 22.59 524,574 1,413,673 169.49 11,231 31,937 184.36
2018-06-30 13F-HR HBP / Huttig Building Products, Inc. 0.00 0 54 0 0
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF 95.19 567,980 558,567 -1.66 49,830 53,169 6.70
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF Put 95.19 340,000 480,000 41.18 29,828 45,691 53.18
2018-06-30 13F-HR AFGE / American Financial Group, Inc. 107.34 153,028 168,442 10.07 17,173 18,080 5.28
2018-06-30 13F-HR AOM / iShares Core Moderate Allocation ETF 37.52 88,375 84,747 -4.11 3,337 3,180 -4.70
2018-06-30 13F-HR EMR / Emerson Electric Co. 69.14 5,385,612 5,606,550 4.10 367,839 387,636 5.38
2018-06-30 13F-HR GPIC / Gaming Partners International Corp. 0.00 2 2 0.00 0 0
2018-06-30 13F-HR CTL / CenturyLink, Inc. 18.64 1,540,459 1,856,876 20.54 25,311 34,613 36.75
2018-06-30 13F-HR CTL / CenturyLink, Inc. Call 18.64 100,000 370,000 270.00 1,643 6,897 319.78
2018-06-30 13F-HR CTL / CenturyLink, Inc. Put 18.64 225,000 414,300 84.13 3,697 7,723 108.90
2018-06-30 13F-HR COH / Coach, Inc. 46.71 1,019,636 923,757 -9.40 53,642 43,149 -19.56
2018-06-30 13F-HR COH / Coach, Inc. Put 46.71 127,900 127,900 0.00 6,729 5,974 -11.22
2018-06-30 13F-HR CLPR / Clipper Realty Inc. 0.00 0 21 0 0
2018-06-30 13F-HR NR / Newpark Resources, Inc. 10.80 15,533 16,851 8.49 126 182 44.44
2018-06-30 13F-HR SWHC / Smith & Wesson Holding Corp. 11.98 25,795 25,796 0.00 266 309 16.17
2018-06-30 13F-HR HCN / Welltower Inc. 62.69 5,470,499 5,365,324 -1.92 297,760 336,353 12.96
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,115.65 1,041,606 1,055,282 1.31 1,074,719 1,177,326 9.55
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C Call 1,115.65 169,500 60,400 -64.37 174,888 67,385 -61.47
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C Put 1,115.65 121,500 200,100 64.69 125,362 223,242 78.08
2018-06-30 13F-HR GSBD / Goldman Sachs BDC, Inc. 20.47 81,275 82,164 1.09 1,555 1,682 8.17
2018-06-30 13F-HR SBUX / Starbucks Corp. 48.85 8,155,416 7,407,013 -9.18 472,114 361,833 -23.36
2018-06-30 13F-HR SBUX / Starbucks Corp. Call 48.85 102,700 246,200 139.73 5,945 12,027 102.30
2018-06-30 13F-HR SBUX / Starbucks Corp. Put 48.85 670,900 320,900 -52.17 38,838 15,676 -59.64
2018-06-30 13F-HR ED / Consolidated Edison, Inc. 77.98 1,278,754 1,147,072 -10.30 99,668 89,449 -10.25
2018-06-30 13F-HR AIG.WS / American International Group, Inc. Warrants 14.49 120,917 200,622 65.92 1,984 2,908 46.57
2018-06-30 13F-HR CHCT / Community Healthcare Trust Incorporated 29.87 1,003,535 1,071,378 6.76 25,830 32,002 23.89
2018-06-30 13F-HR CBL / CBL & Associates Properties, Inc. 5.57 501,604 452,825 -9.72 2,093 2,523 20.54
2018-06-30 13F-HR CAG / ConAgra Foods, Inc. 35.73 762,495 836,108 9.65 28,121 29,874 6.23
2018-06-30 13F-HR CAG / ConAgra Foods, Inc. Call 35.74 0 9,400 0 336
2018-06-30 13F-HR MIK / Michaels Companies Inc. (The) 19.17 1,010,060 1,331,779 31.85 19,907 25,529 28.24
2018-06-30 13F-HR VNDA / Vanda Pharmaceuticals, Inc. 18.92 3,649 2,643 -27.57 61 50 -18.03
2018-06-30 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 2.80 2,500 2,500 0.00 9 7 -22.22
2018-06-30 13F-HR KHC / Kraft Heinz Company 62.82 3,107,618 4,447,846 43.13 193,573 279,415 44.35
2018-06-30 13F-HR KHC / Kraft Heinz Company Call 62.82 31,600 31,600 0.00 1,968 1,985 0.86
2018-06-30 13F-HR MAMS / MAM Software Group, Inc. 8.00 500 500 0.00 4 4 0.00
2018-06-30 13F-HR CFO / Victory Portfolios II 49.41 639,338 680,494 6.44 31,238 33,623 7.63
2018-06-30 13F-HR IMMU / Immunomedics, Inc. 23.67 156,326 277,406 77.45 2,284 6,567 187.52
2018-06-30 13F-HR XRIFX / RMR Real Estate Income Fund 18.29 225,204 233,969 3.89 3,754 4,279 13.99
2018-06-30 13F-HR HDAW / Deutsche X-trackers MSCI All World ex US High Dividend Yield Hedged Equity ETF 22.62 0 221 0 5
2018-06-30 13F-HR AXP / American Express Co. 98.00 1,105,564 1,095,647 -0.90 103,129 107,372 4.11
2018-06-30 13F-HR AXP / American Express Co. Call 98.00 0 80,000 0 7,840
2018-06-30 13F-HR AXP / American Express Co. Put 98.00 0 354,700 0 34,761
2018-06-30 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 24.56 158,722 176,689 11.32 3,965 4,340 9.46
2018-06-30 13F-HR FCAP / First Capital, Inc. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR HURC / Hurco Companies, Inc. 37.04 0 27 0 1
2018-06-30 13F-HR SVRA / Savara Inc 8.62 0 116 0 1
2018-06-30 13F-HR VAC / Marriott Vacations Worldwide Corp 112.96 9,641 176,316 1,728.81 1,283 19,916 1,452.30
2018-06-30 13F-HR CFMS / ConforMIS, Inc. 1.60 256 626 144.53 0 1
2018-06-30 13F-HR AFSI / AmTrust Financial Services, Inc. 14.57 899,704 98,131 -89.09 11,076 1,430 -87.09
2018-06-30 13F-HR AFSI / AmTrust Financial Services, Inc. Call 14.55 314,500 20,000 -93.64 3,871 291 -92.48
2018-06-30 13F-HR XRT / SPDR S&P Retail ETF 48.57 47,942 43,385 -9.51 2,123 2,107 -0.75
2018-06-30 13F-HR IAC / IAC/InterActiveCorp. 152.49 156,044 247,058 58.33 24,402 37,674 54.39
2018-06-30 13F-HR IAC / IAC/InterActiveCorp. Call 152.49 0 268,200 0 40,898
2018-06-30 13F-HR FULT / Fulton Financial Corp. 16.50 189,861 201,294 6.02 3,370 3,322 -1.42
2018-06-30 13F-HR NUEM / NuShares ESG Emerging Markets Equity ETF 26.06 312 1,765 465.71 9 46 411.11
2018-06-30 13F-HR KTF / Deutsche Municipal Income Trust 10.82 971 1,571 61.79 11 17 54.55
2018-06-30 13F-HR EYE / National Vision Holdings, Inc. 36.46 914 384 -57.99 30 14 -53.33
2018-06-30 13F-HR WMT / Walmart, Inc. 85.65 4,996,003 5,424,088 8.57 444,496 464,573 4.52
2018-06-30 13F-HR WMT / Walmart, Inc. Call 85.74 20,800 4,700 -77.40 1,851 403 -78.23
2018-06-30 13F-HR WMT / Walmart, Inc. Put 85.65 132,400 196,100 48.11 11,780 16,796 42.58
2018-06-30 13F-HR EV / Eaton Vance Corp. 52.19 200,963 59,650 -70.32 2,371 3,113 31.29
2018-06-30 13F-HR EV / Eaton Vance Corp. 11.80 274,044 200,963 -26.67 4,234 2,371 -44.00
2018-06-30 13F-HR EV / Eaton Vance Corp. 15.45 58,882 274,044 365.41 3,277 4,234 29.20
2018-06-30 13F-HR PAH / Platform Specialty Products Corp. 11.60 225,800 272,941 20.88 2,174 3,166 45.63
2018-06-30 13F-HR TRUE / TrueCar, Inc. 10.07 12,723 16,186 27.22 119 163 36.97
2018-06-30 13F-HR CIA / Citizens, Inc. 7.78 71,558 71,708 0.21 524 558 6.49
2018-06-30 13F-HR MD / Mednax, Inc. 43.29 40,603 44,005 8.38 2,259 1,905 -15.67
2018-06-30 13F-HR AMGP / Antero Midstream GP LP 18.18 36 440 1,122.22 1 8 700.00
2018-06-30 13F-HR HNP / Huaneng Power International, Inc. 25.82 1,435 1,472 2.58 38 38 0.00
2018-06-30 13F-HR TSG / Stars Group Inc. 36.30 520,424 377,779 -27.41 14,337 13,712 -4.36
2018-06-30 13F-HR TSG / Stars Group Inc. Call 36.30 10,000 10,000 0.00 276 363 31.52
2018-06-30 13F-HR TSG / Stars Group Inc. Put 36.30 23,000 23,000 0.00 634 835 31.70
2018-06-30 13F-HR TDC / Teradata Corp. 40.15 45,011 67,004 48.86 1,784 2,690 50.78
2018-06-30 13F-HR HURN / Huron Consulting Group, Inc. 40.90 730,499 673,259 -7.84 27,832 27,536 -1.06
2018-06-30 13F-HR PEGA / Pegasystems, Inc. 54.80 913,832 688,775 -24.63 55,425 37,746 -31.90
2018-06-30 13F-HR ECOM / ChannelAdvisor Corporation 14.39 10 278 2,680.00 0 4
2018-06-30 13F-HR GSD / Old Mutual ETF 32.32 6,018 15,441 156.58 192 499 159.90
2018-06-30 13F-HR CRTO / Criteo S.A 32.85 9,585 737,676 7,596.15 248 24,232 9,670.97
2018-06-30 13F-HR CRTO / Criteo S.A Put 32.86 40,600 40,600 0.00 1,049 1,334 27.17
2018-06-30 13F-HR FCAU / Fiat Chrysler Automobiles N.V 18.89 645,655 447,373 -30.71 13,248 8,452 -36.20
2018-06-30 13F-HR FCAU / Fiat Chrysler Automobiles N.V Put 18.90 0 20,000 0 378
2018-06-30 13F-HR GEOS / Geospace Technologies Corp 0.00 23 45 95.65 0 0
2018-06-30 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 19.75 125,851 139,361 10.73 2,454 2,753 12.18
2018-06-30 13F-HR WBIL / WBI Large Cap Tactical Select Shares 26.16 0 6,117 0 160
2018-06-30 13F-HR CBS.A / CBS Corp. 56.18 153 178 16.34 8 10 25.00
2018-06-30 13F-HR BGS / B&G Foods, Inc. 29.90 3,973,141 3,838,479 -3.39 94,162 114,772 21.89
2018-06-30 13F-HR TOT / Total S.A. 60.56 1,491,255 1,342,472 -9.98 86,032 81,299 -5.50
2018-06-30 13F-HR TOT / Total S.A. Call 60.56 0 118,000 0 7,146
2018-06-30 13F-HR IIIN / Insteel Industries, Inc. 33.40 1,203,335 942,072 -21.71 33,249 31,465 -5.37
2018-06-30 13F-HR FLWS / 1-800-Flowers.com, Inc. 12.93 0 1,624 0 21
2018-06-30 13F-HR TGNA / TEGNA Inc. 10.85 133,960 77,766 -41.95 1,527 844 -44.73
2018-06-30 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 12.77 1,186 470 -60.37 10 6 -40.00
2018-06-30 13F-HR THO / Thor Industries, Inc. 97.38 117,163 112,492 -3.99 13,493 10,955 -18.81
2018-06-30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 35.48 6,706,383 3,435,361 -48.77 240,422 121,885 -49.30
2018-06-30 13F-HR CLH / Clean Harbors, Inc. 55.55 804,688 925,421 15.00 39,276 51,407 30.89
2018-06-30 13F-HR CLH / Clean Harbors, Inc. Call 55.45 0 4,400 0 244
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.31 4,722,466 2,133,613 -54.82 103,800 47,600 -54.14
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 22.31 1,532,700 400,000 -73.90 33,689 8,924 -73.51
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF Put 22.31 5,040,500 6,249,900 23.99 110,790 139,435 25.86
2018-06-30 13F-HR CBZ / CBIZ, Inc. 23.00 103,100 101,120 -1.92 1,882 2,326 23.59
2018-06-30 13F-HR PEBK / Peoples Bancorp of North Carolina, Inc. 31.71 1,715 1,766 2.97 53 56 5.66
2018-06-30 13F-HR APH / Amphenol Corp. 87.15 1,581,412 1,475,852 -6.68 136,209 128,621 -5.57
2018-06-30 13F-HR IPCC / Infinity Property & Casualty Corp. 142.38 19,989 7,143 -64.27 2,367 1,017 -57.03
2018-06-30 13F-HR VALU / Value Line, Inc. 25.25 54 198 266.67 1 5 400.00
2018-06-30 13F-HR ACWF / iShares FactorSelect MSCI Global ETF 30.42 526 526 0.00 16 16 0.00
2018-06-30 13F-HR HR / Healthcare Realty Trust, Inc. 29.12 27,350 21,088 -22.90 758 614 -19.00
2018-06-30 13F-HR CHFC / Chemical Financial Corp. 55.67 1,943,022 1,704,751 -12.26 106,244 94,904 -10.67
2018-06-30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 103.70 1,172,234 1,082,765 -7.63 121,677 112,284 -7.72
2018-06-30 13F-HR TNC / Tennant Co. 78.34 1,239 1,685 36.00 84 132 57.14
2018-06-30 13F-HR K / Kellogg Co. 69.87 703,982 567,700 -19.36 45,766 39,666 -13.33
2018-06-30 13F-HR WFT / Weatherford International plc 3.29 886,336 837,484 -5.51 2,029 2,755 35.78
2018-06-30 13F-HR PVH / PVH Corp. 149.72 322,322 335,378 4.05 48,810 50,213 2.87
2018-06-30 13F-HR PVH / PVH Corp. Call 149.72 27,000 38,800 43.70 4,089 5,809 42.06
2018-06-30 13F-HR NSTG / NanoString Technologies, Inc. 13.51 0 148 0 2
2018-06-30 13F-HR SYY / SYSCO Corp. 68.29 1,648,218 1,721,604 4.45 98,827 117,569 18.96
2018-06-30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 29.80 1,082,283 1,074,429 -0.73 34,708 32,019 -7.75
2018-06-30 13F-HR SNY / Sanofi 0.38 1,598,326 5,240 -99.67 63,950 2 -100.00
2018-06-30 13F-HR SNY / Sanofi 40.01 4,734 1,598,326 33,662.70 1 63,950 6,394,900.00
2018-06-30 13F-HR ASB / Associated Banc-Corp. 27.31 58,497 37,167 -36.46 1,454 1,015 -30.19
2018-06-30 13F-HR WTR / Aqua America, Inc. 35.19 215,463 187,640 -12.91 7,340 6,603 -10.04
2018-06-30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 9.33 384,423 382,450 -0.51 3,848 3,568 -7.28
2018-06-30 13F-HR EBAY / eBay, Inc. 36.26 1,195,411 1,138,432 -4.77 48,105 41,281 -14.19
2018-06-30 13F-HR EBAY / eBay, Inc. Put 36.26 225,000 465,000 106.67 9,054 16,861 86.23
2018-06-30 13F-HR VCYT / Veracyte Inc. 9.43 3,558 4,983 40.05 19 47 147.37
2018-06-30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 80.97 616,278 563,345 -8.59 50,394 45,615 -9.48
2018-06-30 13F-HR JBT / John Bean Technologies Corp. 88.71 138,073 6,809 -95.07 15,656 604 -96.14
2018-06-30 13F-HR PDM / Piedmont Office Realty Trust, Inc. 19.93 453,576 554,983 22.36 7,979 11,060 38.61
2018-06-30 13F-HR DBEZ / Deutsche X-Trackers MSCI EMU Hedged Equity ETF 30.00 1,500 1,500 0.00 45 45 0.00
2018-06-30 13F-HR DTE / DTE Energy Co. 103.63 1,230,529 1,113,906 -9.48 128,466 115,435 -10.14
2018-06-30 13F-HR PXLW / Pixelworks, Inc. 0.00 80 68 -15.00 0 0
2018-06-30 13F-HR HII / Huntington Ingalls Industries, Inc. 216.90 14,624 11,305 -22.70 3,768 2,452 -34.93
2018-06-30 13F-HR UTHR / United Therapeutics Corp. 113.13 117,441 51,030 -56.55 13,195 5,773 -56.25
2018-06-30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 27.75 189,934 433,060 128.01 5,605 12,017 114.40
2018-06-30 13F-HR ZTS / Zoetis Inc. 85.19 3,192,280 3,080,322 -3.51 266,588 262,411 -1.57
2018-06-30 13F-HR SCON / Superconductor Technologies, Inc. 0.00 2 1 -50.00 0 0
2018-06-30 13F-HR IAU / iShares Gold Trust 12.02 2,029,997 1,926,342 -5.11 25,841 23,154 -10.40
2018-06-30 13F-HR ENOR / iShares MSCI Norway Capped ETF 27.58 6,917 24,692 256.98 188 681 262.23
2018-06-30 13F-HR GOEX / Global X Funds 22.31 1,300 1,300 0.00 28 29 3.57
2018-06-30 13F-HR IEZ / iShares U.S. Oil Equipment & Services ETF 36.51 54,955 130,817 138.04 1,782 4,776 168.01
2018-06-30 13F-HR STWD / Starwood Property Trust Inc. 21.71 956,122 1,047,300 9.54 20,030 22,736 13.51
2018-06-30 13F-HR EURN / Euronav NV 9.20 54,688 53,815 -1.60 448 495 10.49
2018-06-30 13F-HR BBOX / Black Box Corp. 2.12 5,200 5,200 0.00 10 11 10.00
2018-06-30 13F-HR AUO / AU Optronics Corp. 4.23 5,800 42,598 634.45 27 180 566.67
2018-06-30 13F-HR HBM / HudBay Minerals Inc. 0.00 4,400,312 1,381 -99.97 24,642 0 -100.00
2018-06-30 13F-HR HBM / HudBay Minerals Inc. 5.60 1,381 4,400,312 318,532.30 0 24,642
2018-06-30 13F-HR ENFC / Entegra Financial Corp. 31.25 0 32 0 1
2018-06-30 13F-HR MGYR / Magyar Bancorp, Inc. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR WPRT / Westport Innovations Inc. 2.52 18,610 18,261 -1.88 40 46 15.00
2018-06-30 13F-HR UNM / Unum Group 37.00 515,720 133,529 -74.11 24,552 4,940 -79.88
2018-06-30 13F-HR UNM / Unum Group Call 36.99 11,200 27,200 142.86 533 1,006 88.74
2018-06-30 13F-HR FCAL / First Trust Exchange-Traded Fund III First Trust California Municipal High Income ETF 50.23 12,318 19,171 55.63 620 963 55.32
2018-06-30 13F-HR RXI / iShares S&P Global Consumer Discretionary Sector Index Fund 114.89 16,933 17,339 2.40 1,887 1,992 5.56
2018-06-30 13F-HR VIOV / Vanguard S&P Small-Cap 600 Value ETF 140.94 8,515 8,642 1.49 1,110 1,218 9.73
2018-06-30 13F-HR GDEN / Golden Entertainment, Inc. 25.25 830 396 -52.29 19 10 -47.37
2018-06-30 13F-HR PRQR / ProQR Therapeutics N.V. 5.00 723 200 -72.34 3 1 -66.67
2018-06-30 13F-HR OCFC / OceanFirst Financial Corp. 29.90 13,780 13,578 -1.47 368 406 10.33
2018-06-30 13F-HR DECK / Deckers Outdoor Corp. 112.87 8,806 11,739 33.31 793 1,325 67.09
2018-06-30 13F-HR LNDC / Landec Corp. 14.90 760,162 596,365 -21.55 9,920 8,885 -10.43
2018-06-30 13F-HR INTC / Intel Corp. 49.71 15,288,757 15,554,303 1.74 796,241 773,204 -2.89
2018-06-30 13F-HR INTC / Intel Corp. Call 49.71 384,600 210,000 -45.40 20,030 10,439 -47.88
2018-06-30 13F-HR INTC / Intel Corp. Put 49.71 1,843,500 1,002,600 -45.61 96,009 49,839 -48.09
2018-06-30 13F-HR CMCM / Cheetah Mobile, Inc. 8.60 249 349 40.16 3 3 0.00
2018-06-30 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.00 2,810 1,455 -48.22 30 16 -46.67
2018-06-30 13F-HR CNA / CNA Financial Corp. 45.63 19,813 19,415 -2.01 978 886 -9.41
2018-06-30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 22.70 591,277 667,347 12.87 12,658 15,149 19.68
2018-06-30 13F-HR AVAV / AeroVironment, Inc. 71.34 956 1,654 73.01 43 118 174.42
2018-06-30 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 6.71 42,466 34,450 -18.88 332 231 -30.42
2018-06-30 13F-HR CQP / Cheniere Energy Partners, LP 35.95 63,307 92,015 45.35 1,842 3,308 79.59
2018-06-30 13F-HR CQP / Cheniere Energy Partners, LP Put 35.95 0 124,500 0 4,476
2018-06-30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.09 194,833 222,604 14.25 2,596 3,136 20.80
2018-06-30 13F-HR ASML / ASML Holding N.V. (ADR) 197.97 86,759 96,001 10.65 17,226 19,005 10.33
2018-06-30 13F-HR HPP / Hudson Pacific Properties, Inc. 35.48 6,539 9,413 43.95 212 334 57.55
2018-06-30 13F-HR AMGN / Amgen Inc. 184.59 3,356,654 3,516,585 4.76 572,242 649,126 13.44
2018-06-30 13F-HR AMGN / Amgen Inc. Call 184.60 0 43,500 0 8,030
2018-06-30 13F-HR AMGN / Amgen Inc. Put 184.60 9,000 43,500 383.33 1,534 8,030 423.47
2018-06-30 13F-HR ACHC / Acadia Healthcare Company, Inc. 40.91 210,313 241,986 15.06 8,240 9,899 20.13
2018-06-30 13F-HR BST / BlackRock Science and Technology Trust 33.65 208,374 218,210 4.72 6,268 7,343 17.15
2018-06-30 13F-HR GIGM / Gigamedia Ltd. 3.00 400 1,000 150.00 1 3 200.00
2018-06-30 13F-HR CCF / Chase Corp. 117.19 1,024 1,024 0.00 119 120 0.84
2018-06-30 13F-HR SBI / Western Asset Intermediate Muni Fund, Inc. 8.68 135,059 82,876 -38.64 1,167 719 -38.39
2018-06-30 13F-HR CHIQ / Global X China Consumer ETF 17.84 38,456 37,948 -1.32 720 677 -5.97
2018-06-30 13F-HR SCHP / Schwab U.S. TIPS ETF 54.87 13,515 9,677 -28.40 742 531 -28.44
2018-06-30 13F-HR SD / Sandridge Energy Inc. 17.94 542 892 64.58 8 16 100.00
2018-06-30 13F-HR VSLR / Vivint Solar Inc. 5.00 3,018 3,000 -0.60 11 15 36.36
2018-06-30 13F-HR VIPS / Vipshop Holdings, Inc. 10.85 1,752,017 277,959 -84.13 29,119 3,016 -89.64
2018-06-30 13F-HR VIPS / Vipshop Holdings, Inc. Put 10.85 880,000 1,980,000 125.00 14,626 21,483 46.88
2018-06-30 13F-HR FXI / iShares China Large-Cap ETF 42.97 681,288 1,012,016 48.54 32,183 43,486 35.12
2018-06-30 13F-HR FXI / iShares China Large-Cap ETF Call 42.97 125,000 250,000 100.00 5,905 10,743 81.93
2018-06-30 13F-HR FXI / iShares China Large-Cap ETF Put 42.97 125,000 825,000 560.00 5,905 35,450 500.34
2018-06-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 109.30 858,385 908,706 5.86 86,945 99,321 14.23
2018-06-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF Put 109.30 118,700 450,000 279.11 12,023 49,185 309.09
2018-06-30 13F-HR NSSC / NAPCO Security Technologies, Inc. 0.00 0 19 0 0
2018-06-30 13F-HR WOW / WideOpenWest, Inc. 9.51 54,335 526 -99.03 388 5 -98.71
2018-06-30 13F-HR FCEL / FuelCell Energy, Inc. 0.85 1,178 1,181 0.25 2 1 -50.00
2018-06-30 13F-HR INDA / iShares MSCI India ETF 33.29 1,498,095 941,371 -37.16 51,131 31,338 -38.71
2018-06-30 13F-HR CID / Victory Portfolios II 34.19 33,997 35,565 4.61 1,204 1,216 1.00
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 43.33 3,780,799 4,099,151 8.42 182,537 177,617 -2.70
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 43.33 1,450,000 4,241,000 192.48 70,006 183,763 162.50
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 43.33 3,330,000 2,415,300 -27.47 160,772 104,655 -34.90
2018-06-30 13F-HR OSIS / OSI Systems, Inc. 77.40 527 2,261 329.03 34 175 414.71
2018-06-30 13F-HR ARDX / Ardelyx, Inc. 3.51 16 285 1,681.25 0 1
2018-06-30 13F-HR CCE / Coca-Cola European Partners Plc. 40.59 26,097 23,279 -10.80 1,087 945 -13.06
2018-06-30 13F-HR NFBK / Northfield Bancorp, Inc. 16.44 2,000 3,041 52.05 31 50 61.29
2018-06-30 13F-HR AKAM / Akamai Technologies, Inc. 73.23 324,559 265,913 -18.07 23,035 19,473 -15.46
2018-06-30 13F-HR GABELLI UTIL TR / RIGHT 05/15/2018 (36240A150) 600 0 -100.00 0 0
2018-06-30 13F-HR AKAM / Akamai Technologies, Inc. Put 73.24 146,500 72,000 -50.85 10,399 5,273 -49.29
2018-06-30 13F-HR CRM / Salesforce.com, Inc. 136.40 1,399,855 1,036,163 -25.98 162,803 141,331 -13.19
2018-06-30 13F-HR CRM / Salesforce.com, Inc. Call 136.40 177,200 152,200 -14.11 20,608 20,760 0.74
2018-06-30 13F-HR CRM / Salesforce.com, Inc. Put 136.40 1,255,900 575,100 -54.21 146,061 78,444 -46.29
2018-06-30 13F-HR MNP / Western Asset Municipal Partners Fund, Inc. 14.13 39,676 51,526 29.87 569 728 27.94
2018-06-30 13F-HR MANT / ManTech International Corp. 53.50 4,436 4,748 7.03 245 254 3.67
2018-06-30 13F-HR MRO / Marathon Oil Corp. 20.86 602,054 1,149,901 91.00 9,711 23,987 147.01
2018-06-30 13F-HR MRO / Marathon Oil Corp. Call 20.84 114,500 16,700 -85.41 1,847 348 -81.16
2018-06-30 13F-HR MRO / Marathon Oil Corp. Put 20.86 68,900 60,500 -12.19 1,111 1,262 13.59
2018-06-30 13F-HR CREE / Cree, Inc. 41.57 117,605 118,423 0.70 4,741 4,923 3.84
2018-06-30 13F-HR HI / Hillenbrand, Inc. 47.08 2,348 3,186 35.69 108 150 38.89
2018-06-30 13F-HR AAP / Advance Auto Parts, Inc. 135.64 18,329 15,873 -13.40 2,173 2,153 -0.92
2018-06-30 13F-HR AAP / Advance Auto Parts, Inc. Call 135.74 10,400 9,400 -9.62 1,233 1,276 3.49
2018-06-30 13F-HR DVN / Devon Energy Corp. 43.96 820,692 590,337 -28.07 26,090 25,951 -0.53
2018-06-30 13F-HR DVN / Devon Energy Corp. Call 43.96 40,000 456,500 1,041.25 1,272 20,068 1,477.67
2018-06-30 13F-HR DVN / Devon Energy Corp. Put 43.96 190,000 209,300 10.16 6,040 9,201 52.33
2018-06-30 13F-HR ATRC / AtriCure, Inc. 0.00 403 22 -94.54 8 0 -100.00
2018-06-30 13F-HR FSD / First Trust High Income Long/Short Fund 14.71 89,789 63,090 -29.74 1,351 928 -31.31
2018-06-30 13F-HR TNET / TriNet Group, Inc. 55.93 12,762 16,323 27.90 591 913 54.48
2018-06-30 13F-HR AXTA / Axalta Coating Systems Ltd. 30.31 301,429 255,266 -15.31 9,100 7,736 -14.99
2018-06-30 13F-HR AXTA / Axalta Coating Systems Ltd. Call 30.31 120,000 150,000 25.00 3,623 4,547 25.50
2018-06-30 13F-HR AXTA / Axalta Coating Systems Ltd. Put 30.31 121,000 151,000 24.79 3,653 4,577 25.29
2018-06-30 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 14.59 135,290 137,738 1.81 1,975 2,010 1.77
2018-06-30 13F-HR ERIE / Erie Indemnity Co. 116.50 576 1,133 96.70 68 132 94.12
2018-06-30 13F-HR FLIR / FLIR Systems, Inc. 51.97 76,614 107,904 40.84 3,831 5,608 46.38
2018-06-30 13F-HR TIF / Tiffany & Co. 131.61 58,826 48,393 -17.74 5,745 6,369 10.86
2018-06-30 13F-HR TIF / Tiffany & Co. Put 131.60 17,500 17,500 0.00 1,709 2,303 34.76
2018-06-30 13F-HR BXP / Boston Properties, Inc. 125.43 134,062 114,082 -14.90 16,520 14,309 -13.38
2018-06-30 13F-HR EWBC / East West Bancorp, Inc. 65.20 245,475 265,904 8.32 15,351 17,337 12.94
2018-06-30 13F-HR RJD / Raymond James Financial, Inc. 89.35 251,075 254,271 1.27 22,450 22,720 1.20
2018-06-30 13F-HR COT / Cott Corp. 16.55 5,937,236 5,319,307 -10.41 87,397 88,034 0.73
2018-06-30 13F-HR COT / Cott Corp. Call 16.56 0 50,000 0 828
2018-06-30 13F-HR COT / Cott Corp. Put 16.56 150,000 50,000 -66.67 2,208 828 -62.50
2018-06-30 13F-HR TILE / Interface, Inc. 22.95 414,049 66,583 -83.92 10,433 1,528 -85.35
2018-06-30 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 5.53 10,763 11,763 9.29 55 65 18.18
2018-06-30 13F-HR EFNL / iShares MSCI Finland Capped ETF 40.83 6,601 4,874 -26.16 277 199 -28.16
2018-06-30 13F-HR PTN / Palatin Technologies, Inc. 0.97 19,042 19,563 2.74 21 19 -9.52
2018-06-30 13F-HR EEP / Enbridge Energy Partners, L.P. 10.93 95,735 82,611 -13.71 922 903 -2.06
2018-06-30 13F-HR CLIR / ClearSign Combustion Corp 0.00 200 200 0.00 0 0
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. 17.26 2,503,161 2,567,927 2.59 43,981 44,323 0.78
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. Call 17.26 130,000 133,200 2.46 2,284 2,299 0.66
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. Put 17.26 980,600 1,450,300 47.90 17,229 25,032 45.29
2018-06-30 13F-HR HEB / Hemispherx BioPharma, Inc. 0.50 21 2,000 9,423.81 0 1
2018-06-30 13F-HR HTGC / Hercules Capital, Inc. 12.65 1,897,099 1,817,969 -4.17 22,956 22,998 0.18
2018-06-30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 1.74 11,500 11,500 0.00 21 20 -4.76
2018-06-30 13F-HR LBTYA / Liberty Global plc (Class A) 26.61 426,397 361,094 -15.32 12,975 9,609 -25.94
2018-06-30 13F-HR HCCI / Heritage-Crystal Clean, Inc. 20.29 590 690 16.95 14 14 0.00
2018-06-30 13F-HR BYFC / Broadway Financial Corp. 0.00 7 7 0.00 0 0
2018-06-30 13F-HR GTS / Triple-S Management Corp. 39.05 27,500 27,605 0.38 719 1,078 49.93
2018-06-30 13F-HR PTLC / Pacer Trendpilot 750 ETF 29.29 572,570 695,404 21.45 16,238 20,369 25.44
2018-06-30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 32.04 685,156 263,664 -61.52 30,751 8,449 -72.52
2018-06-30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 32.05 320,000 519,200 62.25 14,362 16,641 15.87
2018-06-30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 32.05 1,701,700 1,101,700 -35.26 76,372 35,309 -53.77
2018-06-30 13F-HR HXL / Hexcel Corp. 66.38 562,106 520,099 -7.47 36,308 34,525 -4.91
2018-06-30 13F-HR FMB / First Trust Managed Municipal ETF 52.67 83,156 73,664 -11.41 4,374 3,880 -11.29
2018-06-30 13F-HR BBT / BB&T Corp. 50.44 2,647,251 3,395,069 28.25 137,762 171,248 24.31
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 24.32 1,045,521 941,128 -9.98 17,870 22,887 28.07
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 24.35 16,100 16,100 0.00 275 392 42.55
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 24.32 567,500 567,500 0.00 9,699 13,802 42.30
2018-06-30 13F-HR SPYB / SPDR S&P 500 Buyback ETF 61.54 260 260 0.00 16 16 0.00
2018-06-30 13F-HR SXT / Sensient Technologies Corp. 71.78 770 2,048 165.97 53 147 177.36
2018-06-30 13F-HR BSIG / BrightSphere Investment Group plc 12.66 968 237 -75.52 16 3 -81.25
2018-06-30 13F-HR EHTH / eHealth, Inc. 19.23 300 104 -65.33 4 2 -50.00
2018-06-30 13F-HR AET / Aetna, Inc. 183.50 749,088 408,480 -45.47 126,598 74,955 -40.79
2018-06-30 13F-HR NDAQ / Nasdaq, Inc. 91.27 361,002 354,980 -1.67 31,125 32,400 4.10
2018-06-30 13F-HR NDAQ / Nasdaq, Inc. Call 91.27 267,000 2,074,494 676.96 17,267 189,339 996.54
2018-06-30 13F-HR NDAQ / Nasdaq, Inc. Put 91.28 267,000 50,000 -81.27 17,267 4,564 -73.57
2018-06-30 13F-HR OXM / Oxford Industries, Inc. 82.97 150,375 108,812 -27.64 11,212 9,028 -19.48
2018-06-30 13F-HR OLED / Universal Display Corp. 85.99 17,274 52,087 201.53 1,745 4,479 156.68
2018-06-30 13F-HR OLED / Universal Display Corp. Put 86.00 15,000 15,000 0.00 1,515 1,290 -14.85
2018-06-30 13F-HR CVE / Cenovus Energy Inc. 10.38 34,857,281 28,255,432 -18.94 297,681 293,291 -1.47
2018-06-30 13F-HR CVE / Cenovus Energy Inc. Call 10.38 255,000 318,600 24.94 2,178 3,307 51.84
2018-06-30 13F-HR CVE / Cenovus Energy Inc. Put 10.38 150,000 165,000 10.00 1,281 1,713 33.72
2018-06-30 13F-HR MBFI / MB Financial, Inc. 46.70 598,306 575,317 -3.84 24,219 26,868 10.94
2018-06-30 13F-HR IBMJ / iShares iBonds Dec 2021 Term Muni Bond ETF 25.42 15,814 8,380 -47.01 402 213 -47.01
2018-06-30 13F-HR ILTB / iShares Core Long-Term US Bond ETF 60.13 4,658 5,072 8.89 288 305 5.90
2018-06-30 13F-HR TSBK / Timberland Bancorp, Inc. 36.00 250 250 0.00 8 9 12.50
2018-06-30 13F-HR SILJ / PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF 10.80 0 7,500 0 81
2018-06-30 13F-HR SPHS / Sophiris Bio, Inc. 2.93 6,671 6,479 -2.88 13 19 46.15
2018-06-30 13F-HR PTNQ / Pacer Trendpilot 100 ETF 33.30 38,093 60,457 58.71 1,184 2,013 70.02
2018-06-30 13F-HR CPG / Crescent Point Energy Corp. 7.35 15,113,202 12,111,167 -19.86 102,770 89,017 -13.38
2018-06-30 13F-HR CPRT / Copart, Inc. 56.56 672,606 592,924 -11.85 34,256 33,535 -2.10
2018-06-30 13F-HR SMIN / iShares MSCI India Small-Cap ETF 41.98 5,434 10,244 88.52 258 430 66.67
2018-06-30 13F-HR OXLCO / Oxford Lane Capital Corp. 10.40 2,685 2,500 -6.89 27 26 -3.70
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.44 3,420,915 2,689,300 -21.39 178,367 141,026 -20.93
2018-06-30 13F-HR MU / Micron Technology, Inc. Call 52.44 1,119,400 520,300 -53.52 58,366 27,285 -53.25
2018-06-30 13F-HR MU / Micron Technology, Inc. Put 52.44 1,581,000 956,900 -39.48 82,433 50,180 -39.13
2018-06-30 13F-HR FLXS / Flexsteel Industries, Inc. 39.95 14,800 14,820 0.14 586 592 1.02
2018-06-30 13F-HR FDTS / First Trust Developed Markets ex-US Small Cap AlphaDEX Fund 41.88 955 955 0.00 42 40 -4.76
2018-06-30 13F-HR USNA / USANA Health Sciences, Inc. 115.28 5,781 5,682 -1.71 496 655 32.06
2018-06-30 13F-HR LTXB / LegacyTexas Financial Group Inc. 39.02 536,333 583,097 8.72 22,965 22,752 -0.93
2018-06-30 13F-HR IUSB / iShares Core Total USD Bond Market ETF 49.35 508,778 694,771 36.56 25,409 34,287 34.94
2018-06-30 13F-HR LII / Lennox International, Inc. 200.13 105,783 74,042 -30.01 21,617 14,818 -31.45
2018-06-30 13F-HR UVE / Universal Insurance Holdings, Inc. 35.10 105,825 112,332 6.15 3,376 3,943 16.80
2018-06-30 13F-HR VIVO / Meridian Bioscience, Inc. 15.89 49,277 51,175 3.85 700 813 16.14
2018-06-30 13F-HR XSW / SPDR S&P Software & Services ETF 81.15 675 801 18.67 51 65 27.45
2018-06-30 13F-HR LKM / Link Motion Inc. 1.15 9,500 54,910 478.00 15 63 320.00
2018-06-30 13F-HR SEDG / SolarEdge Technologies, Inc. 47.85 21,971 42,176 91.96 1,156 2,018 74.57
2018-06-30 13F-HR LXP / Lexington Corporate Properties Trust 8.73 1,352,559 1,293,527 -4.36 10,645 11,291 6.07
2018-06-30 13F-HR AMT / American Tower Corp. (REIT) 144.17 482,468 471,144 -2.35 70,120 67,924 -3.13
2018-06-30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 22.71 3,642 3,698 1.54 69 84 21.74
2018-06-30 13F-HR SUNW / Sunworks, Inc. 1.05 1,900 1,900 0.00 2 2 0.00
2018-06-30 13F-HR WF / Woori Bank 44.44 45 45 0.00 2 2 0.00
2018-06-30 13F-HR TRP / TransCanada Corp. 43.20 68,736,479 73,482,168 6.90 2,839,504 3,174,430 11.80
2018-06-30 13F-HR TRP / TransCanada Corp. Call 43.20 100,000 200,000 100.00 4,131 8,640 109.15
2018-06-30 13F-HR TRP / TransCanada Corp. Put 43.20 452,000 1,187,100 162.63 18,672 51,283 174.65
2018-06-30 13F-HR MFDX / PIMCO RAFI Multi-Factor Internat 25.89 43,150 40,750 -5.56 1,141 1,055 -7.54
2018-06-30 13F-HR RWM / ProShares Short Russell2000 39.01 5,382 282 -94.76 227 11 -95.15
2018-06-30 13F-HR IQI / Invesco Quality Municipal Income Trust 11.92 168,259 182,158 8.26 2,001 2,172 8.55
2018-06-30 13F-HR UPLD / Upland Software, Inc. 33.33 300 300 0.00 9 10 11.11
2018-06-30 13F-HR TCX / Tucows, Inc. 60.84 5,306 5,457 2.85 297 332 11.78
2018-06-30 13F-HR SMDD / ProShares UltraPro Short MidCap400 7.81 14,723 384 -97.39 148 3 -97.97
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF 66.97 5,367,466 5,173,929 -3.61 374,006 346,499 -7.35
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF Call 66.97 5,521,000 854,100 -84.53 384,703 57,199 -85.13
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF Put 66.97 4,866,800 5,781,800 18.80 339,119 387,207 14.18
2018-06-30 13F-HR STZ / Constellation Brands, Inc. 221.51 405,129 5,300 -98.69 88,671 1,174 -98.68
2018-06-30 13F-HR STZ / Constellation Brands, Inc. 218.87 5,249 405,129 7,618.21 1,205 88,671 7,258.59
2018-06-30 13F-HR STZ / Constellation Brands, Inc. Call 218.87 623,700 128,900 -79.33 142,154 28,212 -80.15
2018-06-30 13F-HR STZ / Constellation Brands, Inc. Put 218.86 76,000 51,000 -32.89 17,322 11,162 -35.56
2018-06-30 13F-HR ITW / Illinois Tool Works, Inc. 138.54 558,872 394,872 -29.34 87,553 54,706 -37.52
2018-06-30 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 17.49 51,038 59,018 15.64 864 1,032 19.44
2018-06-30 13F-HR VOYA / Voya Financial, Inc. 47.00 332,868 352,502 5.90 16,811 16,567 -1.45
2018-06-30 13F-HR NFG / National Fuel Gas Co. 52.96 266,516 261,464 -1.90 13,712 13,847 0.98
2018-06-30 13F-HR CHIX / Global X Funds 16.77 3,873 3,519 -9.14 72 59 -18.06
2018-06-30 13F-HR RDNT / RadNet, Inc. 14.69 2,550 1,498 -41.25 37 22 -40.54
2018-06-30 13F-HR HACK / PureFunds ISE Cyber Security ETF 37.00 174,383 333,046 90.99 5,976 12,323 106.21
2018-06-30 13F-HR KL / Kirkland Lake Gold Ltd. 21.12 7,167,314 7,027,364 -1.95 110,808 148,418 33.94
2018-06-30 13F-HR KL / Kirkland Lake Gold Ltd. Call 21.12 294,000 107,800 -63.33 4,545 2,277 -49.90
2018-06-30 13F-HR ULH / Universal Logistics Holdings, Inc. 18.18 0 55 0 1
2018-06-30 13F-HR EVFM / Evofem Biosciences, Inc. 3.00 273 1,001 266.67 2 3 50.00
2018-06-30 13F-HR SLY / SPDR S&P 600 Small Cap ETF 72.29 53,515 106,606 99.21 7,118 7,707 8.27
2018-06-30 13F-HR KPTI / Karyopharm Therapeutics Inc. 19.61 615 153 -75.12 8 3 -62.50
2018-06-30 13F-HR SCHW / Schwab Charles Corp 51.10 2,259,518 2,165,856 -4.15 117,992 110,674 -6.20
2018-06-30 13F-HR SCHW / Schwab Charles Corp Call 51.10 0 154,800 0 7,910
2018-06-30 13F-HR SCHW / Schwab Charles Corp Put 51.10 156,000 156,000 0.00 8,146 7,972 -2.14
2018-06-30 13F-HR PFG / Principal Financial Group, Inc. 52.93 120,060 114,408 -4.71 7,312 6,056 -17.18
2018-06-30 13F-HR THM / International Tower Hill Mines Ltd. 0.53 24,348 32,348 32.86 13 17 30.77
2018-06-30 13F-HR SHLD / Sears Holdings Corp. 0.00 470,685 17 -100.00 1,115 0 -100.00
2018-06-30 13F-HR SHLD / Sears Holdings Corp. 2.37 17 470,685 2,768,635.29 0 1,115
2018-06-30 13F-HR SHLD / Sears Holdings Corp. Put 2.37 1,099,200 24,100 -97.81 2,935 57 -98.06
2018-06-30 13F-HR ATHN / athenahealth, Inc. 159.06 25,646 8,456 -67.03 3,670 1,345 -63.35
2018-06-30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.30 675,681 751,367 11.20 6,163 6,988 13.39
2018-06-30 13F-HR IBDC / iShares iBonds Mar 2020 Term Corporate ETF 25.87 37,745 101,504 168.92 978 2,626 168.51
2018-06-30 13F-HR LL / Lumber Liquidators Holdings, Inc. 24.31 758 1,234 62.80 18 30 66.67
2018-06-30 13F-HR LL / Lumber Liquidators Holdings, Inc. Call 24.38 0 15,300 0 373
2018-06-30 13F-HR FEUZ / First Trust Exchange Traded Alphadex FD II 41.78 12,839 24,125 87.90 577 1,008 74.70
2018-06-30 13F-HR BAX / Baxter International, Inc. 73.84 653,236 1,099,388 68.30 42,487 81,181 91.07
2018-06-30 13F-HR HBK / Hamilton Bancorp, Inc. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR EXD / Eaton Vance Tax Advantaged Bond & Option Strategies Fund 9.16 12,443 12,443 0.00 119 114 -4.20
2018-06-30 13F-HR EWY / iShares MSCI South Korea Capped ETF 67.71 117,149 121,777 3.95 8,840 8,246 -6.72
2018-06-30 13F-HR EXPD / Expeditors International of Washington, Inc. 73.10 266,873 401,833 50.57 16,892 29,374 73.89
2018-06-30 13F-HR JPMV / iShares Edge MSCI Min Vol Japan ETF 66.67 0 30 0 2
2018-06-30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 53.16 852,941 835,287 -2.07 44,295 44,403 0.24
2018-06-30 13F-HR EMCI / EMC Insurance Group, Inc. 27.81 32,152 32,223 0.22 871 896 2.87
2018-06-30 13F-HR AAV / Advantage Oil & Gas Ltd. 3.12 53,369 30,124 -43.56 157 94 -40.13
2018-06-30 13F-HR AAV / Advantage Oil & Gas Ltd. Call 3.10 0 48,000 0 149
2018-06-30 13F-HR VICI / Vici Properties Inc 20.18 347 1,338 285.59 7 27 285.71
2018-06-30 13F-HR OVID / Ovid Therapeutics Inc. 8.24 2,792 1,942 -30.44 20 16 -20.00
2018-06-30 13F-HR CI / Cigna Corp. 169.95 803,123 779,333 -2.96 134,716 132,447 -1.68
2018-06-30 13F-HR CI / Cigna Corp. Call 169.95 602,200 163,300 -72.88 101,013 27,753 -72.53
2018-06-30 13F-HR CI / Cigna Corp. Put 169.95 919,500 433,800 -52.82 154,237 73,724 -52.20
2018-06-30 13F-HR YUMC / Yum China Holdings, Inc. 38.46 476,121 179,117 -62.38 19,759 6,888 -65.14
2018-06-30 13F-HR GLNG / Golar LNG Ltd. 29.43 27,227 26,165 -3.90 746 770 3.22
2018-06-30 13F-HR ADM / Archer-Daniels-Midland Co. 45.83 1,339,051 1,110,818 -17.04 58,074 50,908 -12.34
2018-06-30 13F-HR BMI / Badger Meter, Inc. 44.70 60,080 62,096 3.36 2,833 2,776 -2.01
2018-06-30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 118.99 60,619 62,259 2.71 6,803 7,408 8.89
2018-06-30 13F-HR STMP / Stamps.com, Inc. 253.11 11,235 14,045 25.01 2,258 3,555 57.44
2018-06-30 13F-HR MVBF / MVB Financial Corp. 18.04 21,876 22,006 0.59 432 397 -8.10
2018-06-30 13F-HR NIB / iPath Bloomberg Cocoa Subindex Total Return ETN due 6/24/2038 29.33 375 375 0.00 12 11 -8.33
2018-06-30 13F-HR GSM / Ferroglobe PLC 8.55 0 4,094 0 35
2018-06-30 13F-HR VTWG / Vanguard Russell 2000 Growth ETF 148.26 1,857 6,084 227.63 257 902 250.97
2018-06-30 13F-HR 98138HAD3 / Workday, Inc. Bond 3 3,084 102,700.00
2018-06-30 13F-HR ECR / Eclipse Resources Corp. 1.60 35,075 40,052 14.19 50 64 28.00
2018-06-30 13F-HR VECO / Veeco Instruments, Inc. 14.29 2,113 2,589 22.53 36 37 2.78
2018-06-30 13F-HR CRVS / Corvus Pharmaceuticals, Inc. 0.00 3 15 400.00 0 0
2018-06-30 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.09 5,500 5,500 0.00 18 17 -5.56
2018-06-30 13F-HR DNLI / Denali Therapeutics Inc. 23.26 68 43 -36.76 1 1 0.00
2018-06-30 13F-HR COBZ / CoBiz Financial, Inc. 21.48 417,488 508,160 21.72 8,183 10,915 33.39
2018-06-30 13F-HR DOOR / Masonite International Corp 71.85 202,647 204,927 1.13 12,432 14,725 18.44
2018-06-30 13F-HR EEMS / iShares MSCI Emerging Markets Small Cap Index Fund 47.78 17,532 17,540 0.05 935 838 -10.37
2018-06-30 13F-HR CNS / Cohen & Steers Inc. 41.46 90,822 1,423 -98.43 2,439 59 -97.58
2018-06-30 13F-HR CNS / Cohen & Steers Inc. 26.85 110,819 90,822 -18.04 1,113 2,439 119.14
2018-06-30 13F-HR CNS / Cohen & Steers Inc. 10.04 140,588 110,819 -21.17 2,729 1,113 -59.22
2018-06-30 13F-HR CNS / Cohen & Steers Inc. 19.41 176,632 140,588 -20.41 2,123 2,729 28.54
2018-06-30 13F-HR CNS / Cohen & Steers Inc. 12.02 1,545 176,632 11,332.49 63 2,123 3,269.84
2018-06-30 13F-HR GEL / Genesis Energy, L.P. 21.91 126,708 152,485 20.34 2,497 3,341 33.80
2018-06-30 13F-HR TCRX / THL Credit, Inc. 7.88 5,515 5,200 -5.71 42 41 -2.38
2018-06-30 13F-HR MYOK / MyoKardia, Inc. 0.00 176 1 -99.43 9 0 -100.00
2018-06-30 13F-HR LFC / China Life Insurance Company Limited 12.19 17,599 1,313 -92.54 247 16 -93.52
2018-06-30 13F-HR RPAI / Retail Properties of America, Inc. 12.78 223,685 219,586 -1.83 2,609 2,806 7.55
2018-06-30 13F-HR ISCA / International Speedway Corp. 44.72 372 16,213 4,258.33 16 725 4,431.25
2018-06-30 13F-HR SYMC / Symantec Corp. 20.65 714,130 733,769 2.75 18,459 15,154 -17.90
2018-06-30 13F-HR SYMC / Symantec Corp. Call 20.64 0 48,300 0 997
2018-06-30 13F-HR SYMC / Symantec Corp. Put 20.65 400,000 400,000 0.00 10,340 8,260 -20.12
2018-06-30 13F-HR CB / Chubb Ltd 127.02 897,421 909,263 1.32 122,740 115,495 -5.90
2018-06-30 13F-HR FRAN / Francesca's Holdings Corporation 8.15 3 491 16,266.67 0 4
2018-06-30 13F-HR FOR / Forestar Group Inc 20.49 562,694 1,025 -99.82 50,559 21 -99.96
2018-06-30 13F-HR FOR / Forestar Group Inc 89.85 1,025 562,694 54,796.98 21 50,559 240,657.14
2018-06-30 13F-HR FMC / FMC Corp. 89.21 256,640 269,219 4.90 19,650 24,017 22.22
2018-06-30 13F-HR FMC / FMC Corp. Put 89.22 40,000 21,900 -45.25 1,852 1,954 5.51
2018-06-30 13F-HR MLN / VanEck Vectors ETF TR 19.95 19,021 1,654 -91.30 379 33 -91.29
2018-06-30 13F-HR GTT / GTT Communications, Inc. 45.00 93,883 532,604 467.31 5,321 23,966 350.40
2018-06-30 13F-HR JCE / Nuveen Core Equity Alpha Fund 14.62 16,199 11,285 -30.34 237 165 -30.38
2018-06-30 13F-HR ATSG / Air Transport Services Group, Inc. 22.57 48,572 38,541 -20.65 1,133 870 -23.21
2018-06-30 13F-HR BHS / Bausch Health Companies 23.24 3,215,076 3,131,286 -2.61 51,185 72,771 42.17
2018-06-30 13F-HR MPB / Mid Penn Bancorp, Inc. 25.00 0 40 0 1
2018-06-30 13F-HR BHS / Bausch Health Companies Call 23.24 137,000 162,200 18.39 2,181 3,770 72.86
2018-06-30 13F-HR BHS / Bausch Health Companies Put 23.24 712,500 756,500 6.18 11,343 17,581 54.99
2018-06-30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 42.90 20,751,186 21,751,909 4.82 918,238 933,157 1.62
2018-06-30 13F-HR EXPR / Express, Inc. 9.15 363,748 348,724 -4.13 2,604 3,191 22.54
2018-06-30 13F-HR PSA / Public Storage 226.85 180,942 172,397 -4.72 36,257 39,109 7.87
2018-06-30 13F-HR BG / Bunge Ltd. 69.71 183,943 63,149 -65.67 13,601 4,402 -67.63
2018-06-30 13F-HR BG / Bunge Ltd. Call 69.71 90,000 165,000 83.33 6,655 11,502 72.83
2018-06-30 13F-HR BG / Bunge Ltd. Put 69.71 0 35,000 0 2,440
2018-06-30 13F-HR ASNA / Ascena Retail Group, Inc. 4.02 16,162 5,230 -67.64 33 21 -36.36
2018-06-30 13F-HR IOO / iShares Global 100 ETF 45.86 86,156 186,824 116.84 7,863 8,568 8.97
2018-06-30 13F-HR SEM / Select Medical Holdings Corp. 18.07 1,550 2,878 85.68 27 52 92.59
2018-06-30 13F-HR TXN / Texas Instruments Inc. 110.25 6,327,120 6,821,094 7.81 657,324 752,025 14.41
2018-06-30 13F-HR TXN / Texas Instruments Inc. Call 110.23 0 13,100 0 1,444
2018-06-30 13F-HR TXN / Texas Instruments Inc. Put 110.27 25,000 15,000 -40.00 2,597 1,654 -36.31
2018-06-30 13F-HR ANGL / Market Vectors Fallen Angel High Yield Bond ETF 28.66 474,422 105,986 -77.66 13,787 3,038 -77.96
2018-06-30 13F-HR XLK / SPDR Technology Select Sector ETF 69.47 2,826,770 2,783,635 -1.53 184,926 193,380 4.57
2018-06-30 13F-HR XLK / SPDR Technology Select Sector ETF Put 69.47 1,699,900 246,700 -85.49 111,207 17,138 -84.59
2018-06-30 13F-HR KEQU / Kewaunee Scientific Corp. 36.04 5,300 5,300 0.00 180 191 6.11
2018-06-30 13F-HR DRRX / Durect Corp. 0.00 1 270 26,900.00 0 0
2018-06-30 13F-HR TSCO / Tractor Supply Co. 76.49 269,374 359,379 33.41 16,977 27,489 61.92
2018-06-30 13F-HR TSCO / Tractor Supply Co. Put 76.49 144,000 144,000 0.00 9,075 11,015 21.38
2018-06-30 13F-HR GAM / General American Investors Co., Inc. 34.30 10,302 9,272 -10.00 344 318 -7.56
2018-06-30 13F-HR IEFA / iShares Core MSCI EAFE ETF 63.37 3,967,498 4,358,520 9.86 261,380 276,200 5.67
2018-06-30 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 38.33 600 600 0.00 22 23 4.55
2018-06-30 13F-HR THW / Tekla World Healthcare Fund 12.87 650,063 674,384 3.74 8,340 8,679 4.06
2018-06-30 13F-HR SPTN / SpartanNash Company 25.52 34,327 74,251 116.30 591 1,895 220.64
2018-06-30 13F-HR PBCT / People's United Financial, Inc. 18.09 651,254 594,773 -8.67 12,154 10,759 -11.48
2018-06-30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 94.21 50,062 38,169 -23.76 4,058 3,596 -11.38
2018-06-30 13F-HR LADR / Ladder Capital Corp 15.60 45,162 51,798 14.69 681 808 18.65
2018-06-30 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 12.52 53,173 47,762 -10.18 631 598 -5.23
2018-06-30 13F-HR TK / Teekay Corp. 7.80 5,729 4,744 -17.19 47 37 -21.28
2018-06-30 13F-HR CYBR / CyberArk Software Ltd. 63.01 6,760 14,204 110.12 345 895 159.42
2018-06-30 13F-HR VEC / Vectrus, Inc. 30.72 12,326 12,012 -2.55 459 369 -19.61
2018-06-30 13F-HR MS / Morgan Stanley 47.40 3,629,126 2,861,091 -21.16 195,826 135,615 -30.75
2018-06-30 13F-HR MS / Morgan Stanley Call 47.40 145,100 50,000 -65.54 7,830 2,370 -69.73
2018-06-30 13F-HR MS / Morgan Stanley Put 47.40 1,627,200 1,091,200 -32.94 87,804 51,723 -41.09
2018-06-30 13F-HR NXST / Nexstar Broadcasting Group, Inc. 73.40 1,568,604 1,244,817 -20.64 104,312 91,370 -12.41
2018-06-30 13F-HR UTX / United Technologies Corp. 125.03 2,896,612 2,967,793 2.46 364,453 371,063 1.81
2018-06-30 13F-HR UTX / United Technologies Corp. Call 125.02 11,500 24,500 113.04 1,447 3,063 111.68
2018-06-30 13F-HR TRU / TransUnion 71.62 221,414 100,457 -54.63 12,572 7,195 -42.77
2018-06-30 13F-HR 70932AAB9 / Pennymac Corp Bond 10 10 0.00
2018-06-30 13F-HR JRVR / James River Group Holdings, Ltd. 39.29 497,991 453,995 -8.83 17,664 17,838 0.99
2018-06-30 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 16.09 4,121 5,097 23.68 44 82 86.36
2018-06-30 13F-HR TILT / FlexShares Morningstar US Market Factor Tilt Index Fund 113.71 7,519 13,499 79.53 825 1,535 86.06
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 75.94 959,765 1,648,432 71.75 64,699 125,182 93.48
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF Call 75.94 728,500 188,500 -74.12 49,108 14,315 -70.85
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF Put 75.94 887,500 1,077,400 21.40 59,826 81,818 36.76
2018-06-30 13F-HR OIA / Invesco Municipal Income Opportunities Trust 7.56 40,303 25,943 -35.63 299 196 -34.45
2018-06-30 13F-HR STKL / SunOpta Inc. 8.62 43,953 2,785 -93.66 312 24 -92.31
2018-06-30 13F-HR UFS / Domator Corp. 47.74 248,225 251,875 1.47 10,561 12,024 13.85
2018-06-30 13F-HR HIW / Highwoods Properties, Inc. 50.73 167,556 162,981 -2.73 7,343 8,268 12.60
2018-06-30 13F-HR ISRG / Intuitive Surgical, Inc. 478.48 191,594 189,492 -1.10 79,097 90,669 14.63
2018-06-30 13F-HR DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 7.50 5,040 2,000 -60.32 38 15 -60.53
2018-06-30 13F-HR BHBK / Blue Hills Bancorp, Inc. 22.14 2,500 7,000 180.00 52 155 198.08
2018-06-30 13F-HR CDXS / Codexis, Inc. 14.39 41,733 42,187 1.09 459 607 32.24
2018-06-30 13F-HR IUSG / iShares Core Russell U.S. Growth 57.20 292,248 305,290 4.46 15,963 17,463 9.40
2018-06-30 13F-HR CASH / Meta Financial Group, Inc. 96.95 940 1,114 18.51 102 108 5.88
2018-06-30 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 14.87 111,965 117,228 4.70 1,689 1,743 3.20
2018-06-30 13F-HR PHM / PulteGroup, Inc. 28.75 5,418,560 5,589,093 3.15 159,792 160,686 0.56
2018-06-30 13F-HR PHM / PulteGroup, Inc. Call 28.75 48,700 48,700 0.00 1,436 1,400 -2.51
2018-06-30 13F-HR PHM / PulteGroup, Inc. Put 28.75 100,000 100,000 0.00 2,949 2,875 -2.51
2018-06-30 13F-HR NXPI / NXP Semiconductors N.V. 109.27 82,788 61,544 -25.66 9,686 6,725 -30.57
2018-06-30 13F-HR RFL.WI / Rafael Holdings, Inc. 9.18 1,005 7,624 658.61 5 70 1,300.00
2018-06-30 13F-HR INPIXON / (45790J305) 1 0 -100.00 0 0
2018-06-30 13F-HR ARDM / Aradigm Corp. 2.00 507 500 -1.38 1 1 0.00
2018-06-30 13F-HR BGY / BlackRock International Growth and Income Trust 5.74 101,856 126,263 23.96 620 725 16.94
2018-06-30 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 48.05 103,663 118,784 14.59 5,095 5,708 12.03
2018-06-30 13F-HR VKTX / Viking Therapeutics, Inc. 9.29 3,601 3,120 -13.36 16 29 81.25
2018-06-30 13F-HR DDWM / WisdomTree Dynamic Currency Hedged International Equity Fund 28.93 8,680 7,675 -11.58 257 222 -13.62
2018-06-30 13F-HR MCS / Marcus Corporation (THE) 32.52 30,719 31,394 2.20 933 1,021 9.43
2018-06-30 13F-HR MSLXP / Midsouth Bancorp, Inc. 13.27 20,209 20,272 0.31 256 269 5.08
2018-06-30 13F-HR DDF / Delaware Investments Dividend & Income Fund Inc. 11.49 26,877 12,529 -53.38 284 144 -49.30
2018-06-30 13F-HR MMT / MFS Multimarket Income Trust 5.65 272,764 301,457 10.52 1,574 1,703 8.20
2018-06-30 13F-HR GERN / Geron Corp. 3.37 1,550 12,150 683.87 7 41 485.71
2018-06-30 13F-HR DPLO / Diplomat Pharmacy, Inc. 25.79 957 2,559 167.40 20 66 230.00
2018-06-30 13F-HR DOX / Amdocs Ltd. 66.19 737,708 822,390 11.48 49,220 54,434 10.59
2018-06-30 13F-HR MITK / Mitek Systems, Inc. 8.90 266,330 230,648 -13.40 1,971 2,053 4.16
2018-06-30 13F-HR CALA / Calithera Biosciences, Inc. 4.83 6,411 2,694 -57.98 40 13 -67.50
2018-06-30 13F-HR HABT / The Habit Restaurants, Inc. 10.02 6,797 6,885 1.29 60 69 15.00
2018-06-30 13F-HR PEP / PepsiCo, Inc. 108.87 5,224,277 5,150,641 -1.41 570,230 560,750 -1.66
2018-06-30 13F-HR PEP / PepsiCo, Inc. Call 108.88 421,400 65,800 -84.39 45,996 7,164 -84.42
2018-06-30 13F-HR PEP / PepsiCo, Inc. Put 108.87 13,500 173,500 1,185.19 1,474 18,889 1,181.48
2018-06-30 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.99 262,628 325,434 23.91 12,559 15,618 24.36
2018-06-30 13F-HR KSM / Deutsche Strategic Municipal Income Trust 10.88 7,036 101,377 1,340.83 77 1,103 1,332.47
2018-06-30 13F-HR UAL / United Continental Holdings, Inc. 69.73 157,970 385,319 143.92 10,975 26,869 144.82
2018-06-30 13F-HR UAL / United Continental Holdings, Inc. Call 69.73 0 128,300 0 8,946
2018-06-30 13F-HR UAL / United Continental Holdings, Inc. Put 69.73 45,000 45,100 0.22 3,126 3,145 0.61
2018-06-30 13F-HR TMK / Torchmark Corp. 81.42 52,743 45,003 -14.67 4,440 3,664 -17.48
2018-06-30 13F-HR NNVC / NanoViricides, Inc. 0.00 700 700 0.00 1 0 -100.00
2018-06-30 13F-HR EIX / Edison International 63.27 734,014 669,196 -8.83 46,728 42,339 -9.39
2018-06-30 13F-HR ABG / Asbury Automotive Group, Inc. 68.60 5,909 6,166 4.35 399 423 6.02
2018-06-30 13F-HR AIEQ / AI Powered Equity ETF 28.01 6,510 67,761 940.88 170 1,898 1,016.47
2018-06-30 13F-HR ICD / Independence Contract Drilling Inc 3.86 2,012 2,072 2.98 8 8 0.00
2018-06-30 13F-HR IYG / iShares U.S. Financial Services ETF 129.62 175,968 179,693 2.12 23,045 23,291 1.07
2018-06-30 13F-HR CEVA / CEVA, Inc. 30.11 1,200 1,727 43.92 43 52 20.93
2018-06-30 13F-HR ESES / Eco-Stim Energy Solutions Inc. 0.65 0 20,000 0 13
2018-06-30 13F-HR XPCMX / PCM Fund, Inc. 11.68 1,462 1,969 34.68 17 23 35.29
2018-06-30 13F-HR HIBB / Hibbett Sports, Inc. 20.16 9,879 248 -97.49 237 5 -97.89
2018-06-30 13F-HR ODP / Office Depot, Inc. 2.55 105,703 111,211 5.21 226 284 25.66
2018-06-30 13F-HR RRGB / Red Robin Gourmet Burgers, Inc. 46.60 66,046 104,294 57.91 3,831 4,860 26.86
2018-06-30 13F-HR ENLK / EnLink Midstream Partners, LP 15.52 114,177 60,612 -46.91 1,560 941 -39.68
2018-06-30 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 2.87 0 696 0 2
2018-06-30 13F-HR SXCP / SunCoke Energy Partners LP 15.24 1,050 1,050 0.00 19 16 -15.79
2018-06-30 13F-HR GWW / Grainger (W.W.), Inc. 308.40 74,518 76,016 2.01 21,033 23,443 11.46
2018-06-30 13F-HR GWW / Grainger (W.W.), Inc. Put 307.50 400 400 0.00 113 123 8.85
2018-06-30 13F-HR AGII / Argo Group International Holdings, Ltd. 61.90 237 210 -11.39 14 13 -7.14
2018-06-30 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 21.57 150,486 82,301 -45.31 2,957 1,775 -39.97
2018-06-30 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 18.56 3,625 3,825 5.52 67 71 5.97
2018-06-30 13F-HR ABT / Abbott Laboratories 60.99 5,473,889 5,363,681 -2.01 327,994 327,130 -0.26
2018-06-30 13F-HR ABT / Abbott Laboratories Put 60.99 7,100 8,100 14.08 425 494 16.24
2018-06-30 13F-HR KRMA / Global X Funds 19.89 5,431 5,431 0.00 106 108 1.89
2018-06-30 13F-HR STRA / Strayer Education, Inc. 113.02 20,152 20,925 3.84 2,036 2,365 16.16
2018-06-30 13F-HR MRGR / ProShares Merger ETF 35.71 8,873 2,352 -73.49 314 84 -73.25
2018-06-30 13F-HR SNV / Synovus Financial Corp. 52.83 163,313 208,362 27.58 8,156 11,008 34.97
2018-06-30 13F-HR MFC / Manulife Financial Corp. 17.97 120,831,859 125,379,401 3.76 2,245,056 2,253,067 0.36
2018-06-30 13F-HR MFC / Manulife Financial Corp. Call 17.97 177,100 514,600 190.57 3,291 9,247 180.98
2018-06-30 13F-HR MFC / Manulife Financial Corp. Put 17.97 453,000 565,500 24.83 8,417 10,162 20.73
2018-06-30 13F-HR AOS / Smith (A.O.) Corp. 59.15 392,574 424,479 8.13 24,962 25,108 0.58
2018-06-30 13F-HR CDR / Cedar Realty Trust, Inc. 4.71 37,100 38,023 2.49 146 179 22.60
2018-06-30 13F-HR MMV / Eaton Vance Massachusetts Municipal Income Trust 12.39 6,535 6,535 0.00 81 81 0.00
2018-06-30 13F-HR GGB / Gerdau S.A. 3.54 646,721 798,026 23.40 3,014 2,825 -6.27
2018-06-30 13F-HR GGB / Gerdau S.A. Put 3.54 730,000 730,000 0.00 3,402 2,584 -24.04
2018-06-30 13F-HR CODI / Compass Diversified Holdings 17.30 8,850,465 7,399,387 -16.40 145,148 128,008 -11.81
2018-06-30 13F-HR PRA / ProAssurance Corp. 35.46 339,776 115,893 -65.89 16,496 4,110 -75.08
2018-06-30 13F-HR LEA / Lear Corp. 185.81 82,118 120,529 46.78 15,280 22,396 46.57
2018-06-30 13F-HR BURL / Burlington Stores, Inc. 150.57 23,847 33,566 40.76 3,175 5,054 59.18
2018-06-30 13F-HR ENV / Envestnet, Inc. 54.95 728,679 807,127 10.77 41,753 44,352 6.22
2018-06-30 13F-HR USO / United States Oil Fund, LP 15.06 475,743 666,059 40.00 6,227 10,031 61.09
2018-06-30 13F-HR USO / United States Oil Fund, LP Call 15.06 5,580,500 3,650,500 -34.58 73,049 54,977 -24.74
2018-06-30 13F-HR USO / United States Oil Fund, LP Put 15.06 3,185,500 4,065,500 27.63 41,698 61,226 46.83
2018-06-30 13F-HR 92343XAA8 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021 25 25 0.00
2018-06-30 13F-HR ISRA / Market Vectors Israel ETF 31.49 3,525 3,525 0.00 105 111 5.71
2018-06-30 13F-HR CMC / Commercial Metals Co. 21.10 60,320 64,212 6.45 1,234 1,355 9.81
2018-06-30 13F-HR RHP / Ryman Hospitality Properties, Inc. 83.15 78,836 79,036 0.25 6,106 6,572 7.63
2018-06-30 13F-HR NCMI / National CineMedia, Inc. 8.42 1,148 22,448 1,855.40 6 189 3,050.00
2018-06-30 13F-HR BA / Boeing Company (The) 335.51 1,666,746 1,772,320 6.33 546,493 594,632 8.81
2018-06-30 13F-HR BA / Boeing Company (The) Call 335.51 0 90,800 0 30,464
2018-06-30 13F-HR BA / Boeing Company (The) Put 335.53 0 27,500 0 9,227
2018-06-30 13F-HR JTPY / JetPay Corporation 0.00 7 7 0.00 0 0
2018-06-30 13F-HR CNDT / Conduent 18.17 281,108 995,312 254.07 5,240 18,085 245.13
2018-06-30 13F-HR CUBE / CubeSmart 32.22 461,606 439,141 -4.87 13,017 14,149 8.70
2018-06-30 13F-HR CVR / Chicago Rivet & Machine Co. 32.08 2,400 2,400 0.00 75 77 2.67
2018-06-30 13F-HR HIX / Western Asset High Income Fund II, Inc. 6.44 30,998 131,927 325.60 203 850 318.72
2018-06-30 13F-HR FATE / Fate Therapeutics, Inc. 10.10 0 99 0 1
2018-06-30 13F-HR CNO / CNO Financial Group, Inc. 19.04 146,407 159,902 9.22 3,172 3,045 -4.00
2018-06-30 13F-HR FM / iShares MSCI Frontier 100 ETF 28.99 31,881 3,829 -87.99 1,120 111 -90.09
2018-06-30 13F-HR PBA / Pembina Pipeline Corp. 34.60 28,798,104 34,981,230 21.47 899,365 1,210,352 34.58
2018-06-30 13F-HR PE / Parsley Energy, Inc. 30.28 814,111 548,707 -32.60 23,600 16,613 -29.61
2018-06-30 13F-HR FWRD / Forward Air Corp. 59.27 2,995 1,721 -42.54 159 102 -35.85
2018-06-30 13F-HR EZM / WisdomTree MidCap Earnings Fund 40.18 89,469 89,678 0.23 3,461 3,603 4.10
2018-06-30 13F-HR HTA / Healthcare Trust of America, Inc. 26.96 4,938,837 4,367,674 -11.56 130,631 117,753 -9.86
2018-06-30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 32.70 990,935 459,014 -53.68 31,858 15,009 -52.89
2018-06-30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Put 32.70 193,100 176,000 -8.86 6,208 5,755 -7.30
2018-06-30 13F-HR ACRX / AcelRx Pharmaceuticals, Inc. 3.38 44,865 45,900 2.31 94 155 64.89
2018-06-30 13F-HR SKX / Skechers U.S.A. Inc. 30.01 291,018 366,751 26.02 11,318 11,006 -2.76
2018-06-30 13F-HR ESIO / Electro Scientific Industries, Inc. 15.72 4,700 12,917 174.83 91 203 123.08
2018-06-30 13F-HR COPX / Global X Funds 24.00 2,000 2,000 0.00 52 48 -7.69
2018-06-30 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.03 9,898 6,023 -39.15 362 217 -40.06
2018-06-30 13F-HR HSY / Hershey Company (The) 93.06 364,599 309,774 -15.04 36,082 28,828 -20.10
2018-06-30 13F-HR DLBS / iPath US Treasury Long Bond Bear ETN 19.13 80,916 97,521 20.52 1,538 1,866 21.33
2018-06-30 13F-HR POWI / Power Integrations, Inc. 73.07 20,998 23,075 9.89 1,435 1,686 17.49
2018-06-30 13F-HR PTLA / Portola Pharmaceuticals, Inc. 37.79 8,954 12,411 38.61 292 469 60.62
2018-06-30 13F-HR OLBK / Old Line Bancshares, Inc. 34.90 24,262 24,298 0.15 801 848 5.87
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.31 17,887,013 19,692,296 10.09 855,359 990,722 15.83
2018-06-30 13F-HR VZ / Verizon Communications, Inc. Call 50.29 196,800 10,200 -94.82 9,411 513 -94.55
2018-06-30 13F-HR VZ / Verizon Communications, Inc. Put 50.31 191,400 298,300 55.85 9,153 15,007 63.96
2018-06-30 13F-HR CXO / Concho Resources, Inc. 138.35 608,402 623,990 2.56 91,461 86,328 -5.61
2018-06-30 13F-HR WIRE / Encore Wire Corp. 47.43 12,100 12,377 2.29 686 587 -14.43
2018-06-30 13F-HR BTG / B2Gold Corp. 2.58 24,202,109 25,797,280 6.59 66,073 66,557 0.73
2018-06-30 13F-HR FF / FutureFuel Corp. 14.01 789,961 610,496 -22.72 9,472 8,553 -9.70
2018-06-30 13F-HR QEMM / SPDR MSCI Emerging Markets Quality Mix ETF 59.31 32,613 3,473 -89.35 2,138 206 -90.36
2018-06-30 13F-HR ES / Eversource Energy 58.61 2,853,936 2,925,257 2.50 168,153 171,451 1.96
2018-06-30 13F-HR ROX / Castle Brands, Inc. 2.04 0 491 0 1
2018-06-30 13F-HR EIP / Eaton Vance Pennsylvania Municipal Bond Fund 12.12 6,259 13,859 121.43 73 168 130.14
2018-06-30 13F-HR F / Ford Motor Co. 11.07 4,577,513 4,384,053 -4.23 50,718 48,530 -4.31
2018-06-30 13F-HR F / Ford Motor Co. Call 11.07 1,683,500 1,683,500 0.00 18,653 18,636 -0.09
2018-06-30 13F-HR F / Ford Motor Co. Put 11.07 500,000 97,200 -80.56 5,540 1,076 -80.58
2018-06-30 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 13.64 5,317 13,932 162.03 38 190 400.00
2018-06-30 13F-HR CXSE / WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund 81.55 31,319 5,751 -81.64 2,763 469 -83.03
2018-06-30 13F-HR NSC / Norfolk Southern Corp. 150.87 466,774 548,546 17.52 63,378 82,760 30.58
2018-06-30 13F-HR NSC / Norfolk Southern Corp. Call 150.87 510,800 500,000 -2.11 69,356 75,435 8.76
2018-06-30 13F-HR EGLT / Egalet Corporation 0.00 7 7 0.00 0 0
2018-06-30 13F-HR SVBI / Severn Bancorp Inc. 8.88 2,850 3,041 6.70 21 27 28.57
2018-06-30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.63 1,058,562 1,095,441 3.48 78,641 78,467 -0.22
2018-06-30 13F-HR XLI / SPDR Industrial Select Sector ETF Put 71.63 1,850,000 250,000 -86.49 137,437 17,908 -86.97
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.59 7,242,786 5,297,132 -26.86 199,685 140,851 -29.46
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF Call 26.59 4,439,200 4,564,400 2.82 122,389 121,367 -0.84
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF Put 26.59 6,733,200 6,628,200 -1.56 185,635 176,244 -5.06
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 167.03 3,029,523 1 506,020 50,601,900.00
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 3,020,327 493,310 1 -100.00
2018-06-30 13F-HR CKPT / Checkpoint Therapeutics Inc 2.97 66,593 66,593 0.00 292 198 -32.19
2018-06-30 13F-HR TREE / LendingTree, Inc. 213.81 5,783 29,826 415.75 1,898 6,377 235.99
2018-06-30 13F-HR ITIC / Investors Title Co. 184.58 5,736 5,537 -3.47 1,146 1,022 -10.82
2018-06-30 13F-HR CBSHP / Commerce Bancshares, Inc. 64.72 90,016 96,441 7.14 5,392 6,242 15.76
2018-06-30 13F-HR IPOA.U / Social Capital Hedosophia 11.00 20,000 15,000 -25.00 211 165 -21.80
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 51.53 611,840 882,337 44.21 32,200 45,467 41.20
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Call 51.53 210,000 70,000 -66.67 11,052 3,607 -67.36
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 51.53 669,100 2,046,700 205.89 35,215 105,466 199.49
2018-06-30 13F-HR WLH / Lyon William Homes 23.20 36,914 37,375 1.25 1,015 867 -14.58
2018-06-30 13F-HR STRS / Stratus Properties, Inc. 23.26 1 43 4,200.00 0 1
2018-06-30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 88.49 811,841 834,629 2.81 70,169 73,856 5.25
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. 14.99 1,146,344 645,893 -43.66 11,522 9,682 -15.97
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. Call 14.99 371,000 391,600 5.55 3,729 5,870 57.41
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. Put 14.99 1,000,000 1,327,600 32.76 10,050 19,901 98.02
2018-06-30 13F-HR ESCA / Escalade, Inc. 25.00 6 40 566.67 0 1
2018-06-30 13F-HR CLFD / Clearfield, Inc. 11.05 126,426 134,472 6.36 1,631 1,486 -8.89
2018-06-30 13F-HR RNET / RigNet, Inc. 10.00 100 100 0.00 1 1 0.00
2018-06-30 13F-HR ARKR / Ark Restaurants Corp. 0.00 0 12 0 0
2018-06-30 13F-HR THS / TreeHouse Foods, Inc. 52.51 1,270,378 1,492,764 17.51 48,618 78,386 61.23
2018-06-30 13F-HR IHC / Independence Holding Co. 33.26 38,482 36,530 -5.07 1,372 1,215 -11.44
2018-06-30 13F-HR FTRI / First Trust ISE Global Copper Index Fund 12.00 500 500 0.00 6 6 0.00
2018-06-30 13F-HR JMM / Nuveen Multi-Market Income Fund 7.20 1,250 1,250 0.00 9 9 0.00
2018-06-30 13F-HR UUUU / Energy Fuels Inc. 2.34 16,439 11,525 -29.89 29 27 -6.90
2018-06-30 13F-HR IPAR / Inter Parfums, Inc. 53.36 271 506 86.72 13 27 107.69
2018-06-30 13F-HR MRCY / Mercury Systems, Inc. 38.11 1,165 15,821 1,258.03 56 603 976.79
2018-06-30 13F-HR IDX / VanEck Vectors ETF TR 21.74 868 368 -57.60 21 8 -61.90
2018-06-30 13F-HR GCP / GCP Applied Technologies Inc. 28.96 7,188 4,800 -33.22 208 139 -33.17
2018-06-30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 142.69 2,570,042 2,990,351 16.35 384,787 426,692 10.89
2018-06-30 13F-HR MDLZ / Mondelez International, Inc. 41.00 4,203,802 5,435,287 29.29 175,424 222,846 27.03
2018-06-30 13F-HR MDLZ / Mondelez International, Inc. Put 41.00 344,500 144,500 -58.06 14,376 5,925 -58.79
2018-06-30 13F-HR TNAV / Telenav, Inc. 5.08 561 787 40.29 3 4 33.33
2018-06-30 13F-HR CPSI / Computer Programs & Systems, Inc. 32.90 13,810 18,726 35.60 403 616 52.85
2018-06-30 13F-HR DQ / Daqo New Energy Corp. 35.59 4,735 4,748 0.27 232 169 -27.16
2018-06-30 13F-HR FILL / iShares, Inc. 23.19 714 690 -3.36 15 16 6.67
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.28 13,636,527 8,551,004 -37.29 3,588,452 2,319,718 -35.36
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 271.28 6,832,800 5,134,400 -24.86 1,798,052 1,392,860 -22.54
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 271.28 20,141,600 14,549,900 -27.76 5,300,262 3,947,097 -25.53
2018-06-30 13F-HR BDC / Belden, Inc. 61.12 7,813 251,238 3,115.64 539 15,356 2,748.98
2018-06-30 13F-HR TIP / iShares TIPS Bond ETF 112.87 621,791 638,410 2.67 70,295 72,058 2.51
2018-06-30 13F-HR AM / Antero Midstream Partners LP 29.53 13,163 28,950 119.93 340 855 151.47
2018-06-30 13F-HR TPX / Tempur Sealy International, Inc. 47.97 50,325 5,420 -89.23 2,280 260 -88.60
2018-06-30 13F-HR CISN / Cision Ltd. 14.72 742 1,427 92.32 9 21 133.33
2018-06-30 13F-HR UGI / UGI Corp. 52.07 200,947 166,422 -17.18 8,926 8,666 -2.91
2018-06-30 13F-HR GST / Gastar Exploration Inc. 0.00 101 146 44.55 0 0
2018-06-30 13F-HR CHE / Chemed Corp. 322.05 4,556 4,518 -0.83 1,244 1,455 16.96
2018-06-30 13F-HR MAC / Macerich Company (THE) 56.82 48,455 49,947 3.08 2,714 2,838 4.57
2018-06-30 13F-HR MAC / Macerich Company (THE) Call 56.83 180,000 180,000 0.00 10,084 10,229 1.44
2018-06-30 13F-HR IVAC / Intevac, Inc. 4.73 12 1,902 15,750.00 0 9
2018-06-30 13F-HR IVAC / Intevac, Inc. Call 4.85 400,000 400,000 0.00 2,760 1,940 -29.71
2018-06-30 13F-HR O / Realty Income Corp. 53.79 1,018,021 949,933 -6.69 52,660 51,097 -2.97
2018-06-30 13F-HR O / Realty Income Corp. Put 53.79 304,900 100,000 -67.20 15,772 5,379 -65.90
2018-06-30 13F-HR DNB / Dun & Bradstreet Corp. (THE) 122.71 2,871 3,765 31.14 337 462 37.09
2018-06-30 13F-HR ZB.PRA / Zions Bancorporation 52.69 180,904 516,086 185.28 9,539 27,193 185.07
2018-06-30 13F-HR ZB.PRA / Zions Bancorporation Call 52.69 127,000 127,000 0.00 6,697 6,692 -0.07
2018-06-30 13F-HR ZB.PRA / Zions Bancorporation Put 52.70 19,600 19,600 0.00 1,034 1,033 -0.10
2018-06-30 13F-HR CELG / Celgene Corp. 79.42 2,743,716 1,856,205 -32.35 244,768 147,419 -39.77
2018-06-30 13F-HR CELG / Celgene Corp. Call 79.42 226,900 185,700 -18.16 20,242 14,748 -27.14
2018-06-30 13F-HR CELG / Celgene Corp. Put 79.42 315,100 507,100 60.93 28,110 40,274 43.27
2018-06-30 13F-HR USDU / WisdomTree Bloomberg U.S. Dollar Bullish Fund 26.67 75 75 0.00 2 2 0.00
2018-06-30 13F-HR ZBRA / Zebra Technologies Corp. 143.25 631,095 607,258 -3.78 87,842 86,990 -0.97
2018-06-30 13F-HR EPU / iShares MSCI All Peru Capped Index Fund 39.25 60,307 80,105 32.83 2,568 3,144 22.43
2018-06-30 13F-HR FNF / Fidelity National Financial, Inc. 37.63 105,840 105,909 0.07 4,235 3,985 -5.90
2018-06-30 13F-HR UNVR / Univar, Inc. 26.40 1,139 4,129 262.51 32 109 240.63
2018-06-30 13F-HR MNE / BlackRock Muni New York Intermediate Duration Fund, Inc. 12.62 6,500 6,500 0.00 84 82 -2.38
2018-06-30 13F-HR AST / Asterias Biotherapeutics, Inc. 2.60 390 5,386 1,281.03 1 14 1,300.00
2018-06-30 13F-HR VMC / Vulcan Materials Co. 129.07 75,347 60,314 -19.95 8,603 7,785 -9.51
2018-06-30 13F-HR VMC / Vulcan Materials Co. Call 129.07 57,300 46,000 -19.72 6,542 5,937 -9.25
2018-06-30 13F-HR VMC / Vulcan Materials Co. Put 129.07 46,000 46,000 0.00 5,252 5,937 13.04
2018-06-30 13F-HR PENN / Penn National Gaming, Inc. 33.03 835 2,513 200.96 22 83 277.27
2018-06-30 13F-HR DLA / Delta Apparel Company 19.35 229,714 229,594 -0.05 4,140 4,442 7.29
2018-06-30 13F-HR GIFI / Gulf Island Fabrication, Inc. 0.00 0 16 0 0
2018-06-30 13F-HR WUBA / 58.com Inc. 69.33 4,991 186,298 3,632.68 398 12,916 3,145.23
2018-06-30 13F-HR ENDP / Endo International plc 9.43 16,229 15,798 -2.66 97 149 53.61
2018-06-30 13F-HR ANCX / Access National Corp. 29.08 5,572 1,238 -77.78 159 36 -77.36
2018-06-30 13F-HR AN / AutoNation, Inc. 48.58 35,403 40,653 14.83 1,656 1,975 19.26
2018-06-30 13F-HR OTTR / Otter Tail Corp. 47.62 5,881 11,843 101.38 255 564 121.18
2018-06-30 13F-HR AMOV / America Movil S.A.B. de CV 16.05 623 623 0.00 11 10 -9.09
2018-06-30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 9.43 272,088 268,176 -1.44 2,446 2,529 3.39
2018-06-30 13F-HR KMPH / KemPharm, Inc. 6.49 24,125 27,115 12.39 191 176 -7.85
2018-06-30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.30 363,926 413,308 13.57 4,783 5,497 14.93
2018-06-30 13F-HR BXC / Bluelinx Holdings, Inc. 37.53 17,700 17,772 0.41 577 667 15.60
2018-06-30 13F-HR ABDC / Alcentra Capital Corp. 6.39 7,663 7,663 0.00 53 49 -7.55
2018-06-30 13F-HR IVH / Ivy High Income Opportunities Fund 14.33 14,230 19,050 33.87 202 273 35.15
2018-06-30 13F-HR ADP / Automatic Data Processing, Inc. 134.14 5,955,310 4,842,204 -18.69 675,808 649,534 -3.89
2018-06-30 13F-HR ADP / Automatic Data Processing, Inc. Call 134.00 0 1,000 0 134
2018-06-30 13F-HR ADP / Automatic Data Processing, Inc. Put 134.14 119,100 117,600 -1.26 13,515 15,775 16.72
2018-06-30 13F-HR BGFV / Big 5 Sporting Goods Corp. 6.43 185 311 68.11 1 2 100.00
2018-06-30 13F-HR ITI / Iteris, Inc. 5.81 326 516 58.28 1 3 200.00
2018-06-30 13F-HR FTRPR / Frontier Communications Corp. 5.35 32,309 31,225 -3.36 239 167 -30.13
2018-06-30 13F-HR SWM / Schweitzer-Mauduit International, Inc. 43.64 13,516 9,556 -29.30 529 417 -21.17
2018-06-30 13F-HR IXP / iShares Global Telecom ETF 54.10 15,938 15,398 -3.39 914 833 -8.86
2018-06-30 13F-HR CNQ / Canadian Natural Resources Limited 36.07 56,402,765 60,692,679 7.61 1,774,995 2,189,184 23.33
2018-06-30 13F-HR CNQ / Canadian Natural Resources Limited Call 36.07 30,000 360,100 1,100.33 944 12,989 1,275.95
2018-06-30 13F-HR CNQ / Canadian Natural Resources Limited Put 36.08 0 85,100 0 3,070
2018-06-30 13F-HR ENVA / Enova International Inc 36.54 56,773 54,460 -4.07 1,252 1,990 58.95
2018-06-30 13F-HR GTLS / Chart Industries, Inc. 62.54 1,211 1,599 32.04 72 100 38.89
2018-06-30 13F-HR SEIC / SEI Investments Co. 62.52 97,652 100,213 2.62 7,314 6,265 -14.34
2018-06-30 13F-HR EHC / Encompass Health Corporation 67.72 577,987 424,846 -26.50 33,044 28,770 -12.93
2018-06-30 13F-HR SIGAQ / SIGA Technologies, Inc. 0.00 0 56 0 0
2018-06-30 13F-HR CMN / Cantel Medical Corp. 98.36 483,342 411,241 -14.92 53,849 40,451 -24.88
2018-06-30 13F-HR TRCO / Tribune Media Company 39.22 2,977 153 -94.86 121 6 -95.04
2018-06-30 13F-HR GRID / First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fun 48.80 1,452 1,332 -8.26 72 65 -9.72
2018-06-30 13F-HR VBTX / Veritex Holdings, Inc. 31.19 2,265 2,180 -3.75 63 68 7.94
2018-06-30 13F-HR DM / Dominion Midstream Partners LP 13.59 16,877 34,512 104.49 259 469 81.08
2018-06-30 13F-HR HIVE / Aerohive Networks, Inc. 0.00 20 77 285.00 0 0
2018-06-30 13F-HR XBGTX / BlackRock Floating Rate Income 13.90 173,452 132,387 -23.68 2,520 1,840 -26.98
2018-06-30 13F-HR VLP / Valero Energy Partners LP 38.07 32,377 32,784 1.26 1,147 1,248 8.81
2018-06-30 13F-HR DRI / Darden Restaurants, Inc. 107.05 122,755 180,713 47.21 10,465 19,346 84.86
2018-06-30 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares 82.28 354 3,573 909.32 24 294 1,125.00
2018-06-30 13F-HR JILL / J. Jill, Inc. 0.00 0 74 0 0
2018-06-30 13F-HR MNKD / MannKind Corp. 1.90 52,348 35,824 -31.57 120 68 -43.33
2018-06-30 13F-HR CZFC / Citizens First Corp. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR TPL / Texas Pacific Land Trust 695.40 3,190 2,042 -35.99 1,612 1,420 -11.91
2018-06-30 13F-HR YUM / Yum! Brands, Inc. 78.22 1,136,555 894,139 -21.33 96,754 69,939 -27.71
2018-06-30 13F-HR MBI / MBIA, Inc. 9.04 333,955 340,214 1.87 3,092 3,075 -0.55
2018-06-30 13F-HR MBI / MBIA, Inc. Call 9.04 20,000 1,109,000 5,445.00 169 10,025 5,831.95
2018-06-30 13F-HR CRH / CRH Plc 35.34 55,726 65,331 17.24 1,895 2,309 21.85
2018-06-30 13F-HR ESE / ESCO Technologies, Inc. 57.72 9,378 12,162 29.69 549 702 27.87
2018-06-30 13F-HR RDN / Radian Group, Inc. 16.22 520,266 555,995 6.87 9,905 9,019 -8.94
2018-06-30 13F-HR RDN / Radian Group, Inc. Call 16.22 0 47,400 0 769
2018-06-30 13F-HR EZPW / Ezcorp, Inc. 12.05 27 23,892 88,388.89 0 288
2018-06-30 13F-HR NTAP / NetApp, Inc. 78.53 169,634 164,441 -3.06 10,466 12,914 23.39
2018-06-30 13F-HR PRTA / Prothena Corp plc 14.55 7,337 5,842 -20.38 269 85 -68.40
2018-06-30 13F-HR XGLVX / Clough Global Allocation Fund 12.46 38,371 36,361 -5.24 479 453 -5.43
2018-06-30 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 62.34 497,389 544,901 9.55 30,963 33,969 9.71
2018-06-30 13F-HR INSI / Insight Select Income Fund 18.85 3,766 3,766 0.00 73 71 -2.74
2018-06-30 13F-HR CRT / Cross Timbers Royalty Trust 14.42 11 2,011 18,181.82 0 29
2018-06-30 13F-HR MRTN / Marten Transport, Ltd. 23.45 298,936 360,418 20.57 6,816 8,452 24.00
2018-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF 83.46 747,872 742,739 -0.69 60,877 61,988 1.82
2018-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF Put 83.46 637,000 428,000 -32.81 51,852 35,721 -31.11
2018-06-30 13F-HR CLUB / Town Sports International Holdings, Inc. 28.57 267 35 -86.89 2 1 -50.00
2018-06-30 13F-HR MDSO / Medidata Solutions, Inc. 80.56 565,125 480,891 -14.91 35,496 38,742 9.14
2018-06-30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.32 2,139,940 2,187,406 2.22 10,143 9,450 -6.83
2018-06-30 13F-HR TTWO / Take-Two Interactive Software, Inc. 118.36 268,476 219,503 -18.24 26,252 25,980 -1.04
2018-06-30 13F-HR TTWO / Take-Two Interactive Software, Inc. Call 118.36 0 247,700 0 29,318
2018-06-30 13F-HR TTWO / Take-Two Interactive Software, Inc. Put 118.36 0 247,700 0 29,318
2018-06-30 13F-HR APC / Anadarko Petroleum Corp. 73.25 7,598,553 4,954,563 -34.80 459,029 362,921 -20.94
2018-06-30 13F-HR APC / Anadarko Petroleum Corp. Call 73.25 38,000 119,300 213.95 2,296 8,739 280.62
2018-06-30 13F-HR APC / Anadarko Petroleum Corp. Put 73.25 348,300 267,900 -23.08 21,041 19,624 -6.73
2018-06-30 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 36.86 331,940 300,174 -9.57 10,987 11,065 0.71
2018-06-30 13F-HR CEZ / Victory Portfolios II 26.43 210 227 8.10 6 6 0.00
2018-06-30 13F-HR KND / Kindred Healthcare, Inc. 9.01 17,365 16,102 -7.27 159 145 -8.81
2018-06-30 13F-HR SSI / Stage Stores, Inc. 2.42 35,799 133,312 272.39 79 322 307.59
2018-06-30 13F-HR SFS / Smart & Final Stores, Inc. 5.58 18,694 18,829 0.72 104 105 0.96
2018-06-30 13F-HR CR / Crane Co. 80.15 13,841 16,033 15.84 1,283 1,285 0.16
2018-06-30 13F-HR SGA / Saga Communications, Inc. 38.54 14,508 14,219 -1.99 540 548 1.48
2018-06-30 13F-HR RACE / Ferrari N.V. 135.00 34,141 10,526 -69.17 4,114 1,421 -65.46
2018-06-30 13F-HR RCI / Rogers Communications, Inc. 47.46 32,982,706 25,801,443 -21.77 1,473,666 1,224,538 -16.91
2018-06-30 13F-HR RCI / Rogers Communications, Inc. Call 47.46 140,000 50,000 -64.29 6,255 2,373 -62.06
2018-06-30 13F-HR RCI / Rogers Communications, Inc. Put 47.46 695,000 1,590,000 128.78 31,053 75,461 143.01
2018-06-30 13F-HR DCAR / DropCar, Inc. 0.00 162 162 0.00 0 0
2018-06-30 13F-HR EPR / EPR Properties 64.79 1,909,951 7 123,746 1,767,700.00
2018-06-30 13F-HR EPR / EPR Properties 785 7 -99.11
2018-06-30 13F-HR EPR / EPR Properties 2,238,324 124,004 785 -99.37
2018-06-30 13F-HR CTXS / Citrix Systems, Inc. 104.84 627,870 572,828 -8.77 58,266 60,056 3.07
2018-06-30 13F-HR INTU / Intuit Inc. 204.31 2,887,262 1,136,766 -60.63 500,508 232,247 -53.60
2018-06-30 13F-HR FELE / Franklin Electric Co., Inc. 45.76 1,204 1,923 59.72 49 88 79.59
2018-06-30 13F-HR BRK.A / Berkshire Hathaway, Inc. 282,037.74 364 371 1.92 108,873 104,636 -3.89
2018-06-30 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 23.04 3,326,435 3,279,265 -1.42 55,217 75,555 36.83
2018-06-30 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 50.97 161,200 24,229 -84.97 8,192 1,235 -84.92
2018-06-30 13F-HR CECO / Career Education Corp. 16.83 0 416 0 7
2018-06-30 13F-HR EMITF / Elbit Imaging, Ltd. 2.25 2,667 2,667 0.00 7 6 -14.29
2018-06-30 13F-HR CHMG / Chemung Financial Corp. 49.61 763 766 0.39 35 38 8.57
2018-06-30 13F-HR EE / El Paso Electric Co. 59.12 14,169 33,526 136.62 723 1,982 174.14
2018-06-30 13F-HR REN / Resolute Energy Corporation 30.89 693 2,752 297.11 24 85 254.17
2018-06-30 13F-HR EOS / Eaton Vance Enhanced Equity Income Fund II 16.83 56,804 76,612 34.87 896 1,289 43.86
2018-06-30 13F-HR FLML / Flamel Technologies S.A. 6.15 8,038 5,532 -31.18 58 34 -41.38
2018-06-30 13F-HR BPY / Brookfield Property Partners L.P. 19.02 28,323,050 25,743,089 -9.11 543,521 489,636 -9.91
2018-06-30 13F-HR CG / The Carlyle Group L.P. 21.30 147,760 151,841 2.76 3,155 3,234 2.50
2018-06-30 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.23 350,814 322,748 -8.00 4,266 3,947 -7.48
2018-06-30 13F-HR VSTE / Vistra Energy Corp. 23.66 501,417 711,056 41.81 10,445 16,824 61.07
2018-06-30 13F-HR GRUB / GrubHub Inc. 104.84 17,830 23,703 32.94 1,809 2,485 37.37
2018-06-30 13F-HR ISRL / Isramco, Inc. 122.92 302 301 -0.33 31 37 19.35
2018-06-30 13F-HR WAL / Western Alliance Bancorporation 56.60 450,085 323,455 -28.13 26,154 18,308 -30.00
2018-06-30 13F-HR DNKN / Dunkin' Brands Group, Inc. 69.08 113,709 148,975 31.01 6,787 10,291 51.63
2018-06-30 13F-HR PFE / Pfizer, Inc. 8.83 19,679,484 75,971 -99.61 713,972 671 -99.91
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.28 90,547 19,679,484 21,634.00 1,177 713,972 60,560.32
2018-06-30 13F-HR PFE / Pfizer, Inc. Call 36.28 370,000 350,000 -5.41 13,131 12,698 -3.30
2018-06-30 13F-HR PFE / Pfizer, Inc. Put 36.28 718,900 593,000 -17.51 25,514 21,514 -15.68
2018-06-30 13F-HR KFFB / Kentucky First Federal Bancorp 0.00 2 2 0.00 0 0
2018-06-30 13F-HR FFIC / Flushing Financial Corp. 28.57 55 175 218.18 1 5 400.00
2018-06-30 13F-HR KMB / Kimberly-Clark Corp. 105.34 1,719,910 2,041,646 18.71 189,412 215,066 13.54
2018-06-30 13F-HR ZIXI / Zix Corporation 4.98 500 1,206 141.20 2 6 200.00
2018-06-30 13F-HR PMM / Putnam Managed Municipal Income Trust 7.08 243,920 231,138 -5.24 1,741 1,637 -5.97
2018-06-30 13F-HR CSOD / Cornerstone OnDemand, Inc. 47.45 627 43,774 6,881.50 25 2,077 8,208.00
2018-06-30 13F-HR PCG / PG&E Corp. 42.56 741,269 422,013 -43.07 32,564 17,960 -44.85
2018-06-30 13F-HR NHI / National Health Investors, Inc. 73.65 100,080 81,013 -19.05 6,735 5,967 -11.40
2018-06-30 13F-HR PUTW / WisdomTree CBOE S&P 500 PutWrite Strategy Fund 29.43 218,376 167,701 -23.21 6,167 4,935 -19.98
2018-06-30 13F-HR DCO / Ducommun Inc. 33.09 1,407,191 1,193,539 -15.18 42,750 39,493 -7.62
2018-06-30 13F-HR TFX / Teleflex, Inc. 268.20 33,038 28,747 -12.99 8,424 7,710 -8.48
2018-06-30 13F-HR KT / KT Corp. 13.32 5,164 4,731 -8.38 71 63 -11.27
2018-06-30 13F-HR TGD / Timmins Gold Corp. 1.48 8,035 9,465 17.80 16 14 -12.50
2018-06-30 13F-HR CHFN / Charter Financial Corp. 39.22 0 51 0 2
2018-06-30 13F-HR FMX / Fomento Economico Mexicano, S.A.B de C.V. 87.79 70,524 846,920 1,100.90 6,447 74,351 1,053.27
2018-06-30 13F-HR QTWO / Q2 Holdings, Inc. 57.05 45,644 168,882 270.00 2,079 9,635 363.44
2018-06-30 13F-HR BIT / BlackRock Multi-Sector Income Trust 17.09 215,997 304,083 40.78 3,627 5,196 43.26
2018-06-30 13F-HR TM / Toyota Motor Corp. 128.82 99,108 41,708 -57.92 12,921 5,373 -58.42
2018-06-30 13F-HR FCOM / Fidelity MSCI Telecommunication Services Index ETF 26.14 9,403 153 -98.37 268 4 -98.51
2018-06-30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 135.10 3,917,445 4,074,327 4.00 592,474 550,442 -7.09
2018-06-30 13F-HR PNC / PNC Financial Services Group, Inc. (The) Call 135.07 0 6,700 0 905
2018-06-30 13F-HR PNC / PNC Financial Services Group, Inc. (The) Put 135.10 48,000 48,000 0.00 7,260 6,485 -10.67
2018-06-30 13F-HR AMX / America Movil S.A.B. de CV 16.66 87,911 163,139 85.57 1,678 2,718 61.98
2018-06-30 13F-HR AMX / America Movil S.A.B. de CV Put 16.66 75,000 150,000 100.00 1,432 2,499 74.51
2018-06-30 13F-HR LGCY / Legacy Reserves LP 6.98 8,033 9,748 21.35 37 68 83.78
2018-06-30 13F-HR CNXC / CNX Coal Resources LP 63.01 1,079,269 1,026,258 -4.91 68,945 64,664 -6.21
2018-06-30 13F-HR SZC / Cushing Renaissance Fund (The) 18.10 98,919 111,166 12.38 1,556 2,012 29.31
2018-06-30 13F-HR GPOR / Gulfport Energy Corp. 12.57 576,364 260,581 -54.79 5,562 3,275 -41.12
2018-06-30 13F-HR ADS / Alliance Data Systems Corp. 233.22 54,974 52,921 -3.73 11,701 12,342 5.48
2018-06-30 13F-HR KEY / KeyCorp 19.54 2,808,116 3,958,656 40.97 54,899 77,352 40.90
2018-06-30 13F-HR RSX / VanEck Vectors ETF TR 21.25 159,784 120,323 -24.70 3,634 2,557 -29.64
2018-06-30 13F-HR RSX / VanEck Vectors ETF TR Call 21.24 370,000 370,000 0.00 8,414 7,859 -6.60
2018-06-30 13F-HR RSX / VanEck Vectors ETF TR Put 21.24 295,000 95,000 -67.80 6,708 2,018 -69.92
2018-06-30 13F-HR RDS.B / Royal Dutch Shell Plc 72.65 4,506,259 4,690,640 4.09 295,296 340,776 15.40
2018-06-30 13F-HR LONGFIN CORP / COM CLASS A (54304F106) 16 0 -100.00 0 0
2018-06-30 13F-HR RDS.B / Royal Dutch Shell Plc Call 72.66 36,100 44,000 21.88 2,366 3,197 35.12
2018-06-30 13F-HR MCY / Mercury General Corp. 45.59 9,121 13,732 50.55 419 626 49.40
2018-06-30 13F-HR ZNGA / Zynga Inc. 4.06 31,904 56,682 77.66 117 230 96.58
2018-06-30 13F-HR ECH / iShares MSCI Chile Capped ETF 46.08 13,856 11,546 -16.67 735 532 -27.62
2018-06-30 13F-HR CMI / Cummins, Inc. 133.00 666,664 421,964 -36.71 108,058 56,120 -48.06
2018-06-30 13F-HR CVX / Chevron Corp. 126.43 6,597,440 6,920,268 4.89 752,372 874,928 16.29
2018-06-30 13F-HR CVX / Chevron Corp. Call 126.43 179,600 66,600 -62.92 20,482 8,420 -58.89
2018-06-30 13F-HR CVX / Chevron Corp. Put 126.44 180,000 85,000 -52.78 20,527 10,747 -47.64
2018-06-30 13F-HR 31787AAM3 / Finisar Corporation Bond 0.5% Due 12/15/2033 Bond 10 10 0.00
2018-06-30 13F-HR MOBL / MobileIron, Inc. 4.50 2,259 2,665 17.97 11 12 9.09
2018-06-30 13F-HR XMUSX / BlackRock MuniHoldings Quality 12.39 36,442 37,783 3.68 456 468 2.63
2018-06-30 13F-HR TOUR / Tuniu Corporation 14.08 0 71 0 1
2018-06-30 13F-HR XLU / SPDR Utilities Select Sector ETF 51.96 1,977,160 2,521,662 27.54 99,906 131,027 31.15
2018-06-30 13F-HR XLU / SPDR Utilities Select Sector ETF Call 51.96 312,100 643,600 106.22 15,770 33,442 112.06
2018-06-30 13F-HR XLU / SPDR Utilities Select Sector ETF Put 51.96 976,000 1,040,800 6.64 49,317 54,080 9.66
2018-06-30 13F-HR XLORX / Lazard World Dividend & Income 10.41 4,749 4,420 -6.93 54 46 -14.81
2018-06-30 13F-HR TSN / Tyson Foods, Inc. 68.85 436,277 395,529 -9.34 31,932 27,234 -14.71
2018-06-30 13F-HR TSN / Tyson Foods, Inc. Call 68.84 36,100 20,700 -42.66 2,642 1,425 -46.06
2018-06-30 13F-HR TSN / Tyson Foods, Inc. Put 68.85 42,600 78,500 84.27 3,118 5,405 73.35
2018-06-30 13F-HR BTAL / QuantShares US Market Neutral Anti-Beta Fund 20.00 50 900 1,700.00 1 18 1,700.00
2018-06-30 13F-HR USCI / United States Commodity Index Fund 43.73 83,893 85,122 1.46 3,589 3,722 3.71
2018-06-30 13F-HR IVOV / Vanguard S&P Mid-Cap 400 Value ETF 124.24 21,387 22,641 5.86 2,524 2,813 11.45
2018-06-30 13F-HR NFLT / Virtus Newfleet Multi-Sector Unconstrained Bond ETF 22.22 90 90 0.00 2 2 0.00
2018-06-30 13F-HR SAIA / Saia, Inc. 80.85 3,873 87,627 2,162.51 291 7,085 2,334.71
2018-06-30 13F-HR AXON / Axovant Sciences Ltd. 2.23 3,045 5,823 91.23 4 13 225.00
2018-06-30 13F-HR 74348TAR3 / Prospect Capital Corp. 4.95% Bond due 2022-07-15 1,368 1,375 0.51
2018-06-30 13F-HR LEN / Lennar Corp. 52.50 1,545,097 769,012 -50.23 91,068 40,374 -55.67
2018-06-30 13F-HR LEN / Lennar Corp. Put 52.50 0 263,400 0 13,829
2018-06-30 13F-HR BSTI / BEST Inc. 12.17 1,001 11,253 1,024.18 10 137 1,270.00
2018-06-30 13F-HR YORW / York Water Co. 31.83 19,373 22,117 14.16 601 704 17.14
2018-06-30 13F-HR ILMN / Illumina, Inc. 279.30 97,185 124,966 28.59 22,976 34,903 51.91
2018-06-30 13F-HR CRF / Cornerstone Total Return Fund, Inc. 13.87 2,703 2,667 -1.33 41 37 -9.76
2018-06-30 13F-HR RFEU / First Tr Exchange Traded FD III 62.56 131,445 123,945 -5.71 8,548 7,754 -9.29
2018-06-30 13F-HR MBG / SPDR Barclays Mortgage Backed Bond ETF 25.36 14,187 15,180 7.00 364 385 5.77
2018-06-30 13F-HR HEP / Holly Energy Partners L.P. 28.21 3,461 2,942 -15.00 95 83 -12.63
2018-06-30 13F-HR JPEM / JPMorgan Diversified Return Emerging Markets Equity ETF 54.43 1,062 1,084 2.07 64 59 -7.81
2018-06-30 13F-HR TSLF / THL Credit Senior Loan Fund 17.27 48,559 82,996 70.92 835 1,433 71.62
2018-06-30 13F-HR PX / Praxair, Inc. 158.15 902,042 999,633 10.82 130,164 158,091 21.46
2018-06-30 13F-HR PX / Praxair, Inc. Call 158.15 708,800 708,800 0.00 102,280 112,097 9.60
2018-06-30 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 12.94 67,784 71,666 5.73 886 927 4.63
2018-06-30 13F-HR LEMB / iShares J.P. Morgan EM Local Currency Bond ETF 44.35 61,969 66,063 6.61 3,119 2,930 -6.06
2018-06-30 13F-HR TUZ / PIMCO ETF Trust 49.82 54,658 4,978 -90.89 2,737 248 -90.94
2018-06-30 13F-HR ADRO / Aduro Biotech, Inc. 7.03 3,385 3,843 13.53 31 27 -12.90
2018-06-30 13F-HR QURE / uniQure N.V. 37.81 0 1,005 0 38
2018-06-30 13F-HR KODK / Eastman Kodak Co. 0.00 1,284 219 -82.94 7 0 -100.00
2018-06-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 114.57 4,578,632 4,863,898 6.23 537,485 557,258 3.68
2018-06-30 13F-HR NSA / National Storage Affiliates Trust 30.82 164,748 212,862 29.20 4,133 6,561 58.75
2018-06-30 13F-HR DEA / Easterly Government Properties, Inc. 19.77 58,114 79,480 36.77 1,186 1,571 32.46
2018-06-30 13F-HR BBSI / Barrett Business Services, Inc. 96.59 21,700 17,910 -17.47 1,798 1,730 -3.78
2018-06-30 13F-HR GPRO / GoPro, Inc. 6.42 84,550 39,899 -52.81 406 256 -36.95
2018-06-30 13F-HR FDC / First Data Corporation 20.93 346,346 345,051 -0.37 5,541 7,223 30.36
2018-06-30 13F-HR DNOW / NOW Inc. 13.34 97,802 109,394 11.85 1,000 1,459 45.90
2018-06-30 13F-HR SPOK / Spok Holdings, Inc. 15.05 157,542 140,101 -11.07 2,356 2,108 -10.53
2018-06-30 13F-HR CHT / Chunghwa Telecom Co. Ltd. 35.10 596 1,624 172.48 23 57 147.83
2018-06-30 13F-HR TLI / Western Asset Corporate Loan Fund Inc. 9.92 907 907 0.00 10 9 -10.00
2018-06-30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 9.56 127,087 126,615 -0.37 1,204 1,210 0.50
2018-06-30 13F-HR WBII / WBI Tactical Income Shares 23.61 10,638 1,186 -88.85 267 28 -89.51
2018-06-30 13F-HR OCN / Ocwen Financial Corp. 3.99 697 6,021 763.85 2 24 1,100.00
2018-06-30 13F-HR OCN / Ocwen Financial Corp. Call 3.96 870,000 870,000 0.00 3,584 3,445 -3.88
2018-06-30 13F-HR VIAV / Viavi Solutions Inc. 10.24 2,712,428 2,813,804 3.74 26,365 28,814 9.29
2018-06-30 13F-HR OMFS / Oppenheimer Russell 2000 Dynamic Multifactor ETF 27.15 91,788 88,633 -3.44 2,327 2,406 3.39
2018-06-30 13F-HR CAR / Avis Budget Group, Inc. 32.49 40,185 41,249 2.65 1,882 1,340 -28.80
2018-06-30 13F-HR CAR / Avis Budget Group, Inc. Put 32.50 166,000 166,000 0.00 7,775 5,395 -30.61
2018-06-30 13F-HR QDYN / FlexShares Quality Dividend Dynamic Index Fund 43.61 0 18,804 0 820
2018-06-30 13F-HR ADMP / Adamis Pharmaceuticals Corp. 3.05 2,295 2,295 0.00 8 7 -12.50
2018-06-30 13F-HR FIVE / Five Below, Inc. 97.72 124,778 133,212 6.76 9,151 13,017 42.25
2018-06-30 13F-HR FIVE / Five Below, Inc. Put 97.71 6,000 14,000 133.33 440 1,368 210.91
2018-06-30 13F-HR MHD / BlackRock MuniHoldings Fund, Inc. 15.62 12,751 13,640 6.97 195 213 9.23
2018-06-30 13F-HR UTES / Reaves Utilities ETF 33.29 17,910 17,691 -1.22 565 589 4.25
2018-06-30 13F-HR MBUU / Malibu Boats, Inc. 41.94 1,376,975 896,788 -34.87 45,729 37,611 -17.75
2018-06-30 13F-HR INVA / Innoviva, Inc. 13.80 23,028 30,291 31.54 384 418 8.85
2018-06-30 13F-HR INVA / Innoviva, Inc. Call 13.80 185,300 78,700 -57.53 3,089 1,086 -64.84
2018-06-30 13F-HR ESS / Essex Property Trust, Inc. 239.07 290,363 276,656 -4.72 69,885 66,140 -5.36
2018-06-30 13F-HR MTZ / MasTec, Inc. 50.75 193,746 233,221 20.37 9,116 11,836 29.84
2018-06-30 13F-HR GDDY / GoDaddy Inc. 70.60 121,803 149,321 22.59 7,482 10,542 40.90
2018-06-30 13F-HR LFL / LATAM Airlines Group S.A. 9.73 311 5,035 1,518.97 5 49 880.00
2018-06-30 13F-HR TYPE / Monotype Imaging Holdings, Inc. 20.60 1,722 2,136 24.04 39 44 12.82
2018-06-30 13F-HR IRT / Independence Realty Trust, Inc. 10.31 14,522 15,707 8.16 133 162 21.80
2018-06-30 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 51.75 371,128 134,773 -63.69 19,295 6,974 -63.86
2018-06-30 13F-HR ANAT / American National Insurance Co. 119.60 7,677 7,333 -4.48 898 877 -2.34
2018-06-30 13F-HR FDT / First Trust Developed Markets Ex-US AlphaDEX Fund 59.94 101,034 147,028 45.52 6,348 8,813 38.83
2018-06-30 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.17 43,055 39,563 -8.11 501 442 -11.78
2018-06-30 13F-HR WVFC / WVS Financial Corp. 16.62 0 4,933 0 82
2018-06-30 13F-HR MFD / Macquarie/First Trust Global Infrastructure/Utilities Div & Income Fund 10.83 37,918 34,722 -8.43 440 376 -14.55
2018-06-30 13F-HR AMR / Alta Mesa Resources 7.09 0 2,258 0 16
2018-06-30 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019 18 20 11.11
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. 83.68 2,036,593 2,846,528 39.77 132,299 238,197 80.04
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. Call 83.68 104,500 141,600 35.50 6,788 11,849 74.56
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. Put 83.68 150,000 150,000 0.00 9,744 12,552 28.82
2018-06-30 13F-HR NRCIA / National Research Corp. 37.37 3,021 6,369 110.82 150 238 58.67
2018-06-30 13F-HR GLPI / Gaming and Leisure Properties, Inc. 35.79 79,759 178,552 123.86 2,670 6,390 139.33
2018-06-30 13F-HR BSAC / Banco Santander - Chile 31.42 61,899 72,714 17.47 2,074 2,285 10.17
2018-06-30 13F-HR MLPA / Global X MLP ETF 9.16 307,847 420,135 36.48 2,613 3,849 47.30
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.92 10,298,744 11,018,852 6.99 656,133 726,364 10.70
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) Call 65.92 16,640 181,640 991.59 1,060 11,974 1,029.62
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) Put 65.92 268,500 242,600 -9.65 17,106 15,992 -6.51
2018-06-30 13F-HR NFLX / Netflix, Inc. 391.43 702,874 708,812 0.84 207,595 277,450 33.65
2018-06-30 13F-HR NFLX / Netflix, Inc. Call 391.44 79,200 53,500 -32.45 23,392 20,942 -10.47
2018-06-30 13F-HR NFLX / Netflix, Inc. Put 391.43 707,700 1,334,700 88.60 209,019 522,442 149.95
2018-06-30 13F-HR G81075AF3 / Ship Finance International Limited Bond 32,402 32,667 0.82
2018-06-30 13F-HR LEN.B / Lennar Corp. 42.68 15,082 13,005 -13.77 719 555 -22.81
2018-06-30 13F-HR ESBA / Empire State Realty Op, L.P. 17.10 21,474 10,937 -49.07 366 187 -48.91
2018-06-30 13F-HR ESBA / Empire State Realty Op, L.P. 17.04 67,929 21,474 -68.39 1,161 366 -68.48
2018-06-30 13F-HR ESBA / Empire State Realty Op, L.P. 17.09 10,937 67,929 521.09 182 1,161 537.91
2018-06-30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.38 18,185 24,971 37.32 268 359 33.96
2018-06-30 13F-HR SAFT / Safety Insurance Group, Inc. 85.42 16,134 15,464 -4.15 1,239 1,321 6.62
2018-06-30 13F-HR STOR / STORE Capital Corp. 27.40 141,934 165,823 16.83 3,522 4,544 29.02
2018-06-30 13F-HR COLM / Columbia Sportswear Co. 91.66 4,894 5,073 3.66 374 465 24.33
2018-06-30 13F-HR SUP / Superior Industries International, Inc. 17.94 33,125 33,620 1.49 440 603 37.05
2018-06-30 13F-HR SCIJ / Global X Scientific Beta Japan ETF 30.00 400 400 0.00 13 12 -7.69
2018-06-30 13F-HR ELY / Callaway Golf Company 18.97 798,092 567,109 -28.94 13,057 10,758 -17.61
2018-06-30 13F-HR ELY / Callaway Golf Company Put 18.96 25,000 25,000 0.00 409 474 15.89
2018-06-30 13F-HR CEO / CNOOC Ltd. 171.24 200,391 185,204 -7.58 29,632 31,714 7.03
2018-06-30 13F-HR HPR / HighPoint Resources Corp 6.05 7,700 3,637 -52.77 39 22 -43.59
2018-06-30 13F-HR DATA / Tableau Software, Inc. 97.83 30,282 6,235 -79.41 2,449 610 -75.09
2018-06-30 13F-HR HMY / Harmony Gold Mining Company Ltd. 1.56 10,490 683,053 6,411.47 25 1,066 4,164.00
2018-06-30 13F-HR WGO / Winnebago Industries, Inc. 40.61 59,996 56,912 -5.14 2,257 2,311 2.39
2018-06-30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 65.28 271,893 573,971 111.10 18,688 37,467 100.49
2018-06-30 13F-HR PEX / ProShares Global Listed Private Equity ETF 35.89 75 2,898 3,764.00 3 104 3,366.67
2018-06-30 13F-HR UCO / ProShares Ultra Bloomberg Crude 34.38 15,292 95,020 521.37 421 3,267 676.01
2018-06-30 13F-HR CATB / Catabasis Pharmaceuticals, Inc 1.11 900 900 0.00 2 1 -50.00
2018-06-30 13F-HR VR / Validus Holdings Ltd. 67.60 374,575 470,011 25.48 25,265 31,773 25.76
2018-06-30 13F-HR NXGEF / Nexgen Energy Ltd. 1.86 53,989 132,027 144.54 92 245 166.30
2018-06-30 13F-HR IWV / iShares Russell 3000 ETF 162.29 143,239 141,578 -1.16 22,393 22,977 2.61
2018-06-30 13F-HR 62952QAB6 / NXP Semiconductors N.V. Bond 21,117 18,185 -13.88
2018-06-30 13F-HR CSGS / CSG Systems International, Inc. 41.37 0 967 0 40
2018-06-30 13F-HR PHK / PIMCO High Income Fund 8.32 24,314 21,147 -13.03 184 176 -4.35
2018-06-30 13F-HR ICL / Israel Chemicals Ltd. 4.59 274 64,501 23,440.51 1 296 29,500.00
2018-06-30 13F-HR CY / Cypress Semiconductor Corp. 15.58 1,297,320 1,231,504 -5.07 22,002 19,188 -12.79
2018-06-30 13F-HR HAL / Halliburton Co. 45.06 3,046,552 3,365,288 10.46 143,005 151,642 6.04
2018-06-30 13F-HR HAL / Halliburton Co. Put 45.06 430,000 333,500 -22.44 20,184 15,028 -25.54
2018-06-30 13F-HR PCMI / PC Mall, Inc. 12.99 16 154 862.50 0 2
2018-06-30 13F-HR ANIK / Anika Therapeutics Inc. 31.99 48,756 41,601 -14.68 2,425 1,331 -45.11
2018-06-30 13F-HR JASO / JA Solar Holdings Co., Ltd. 6.53 324 613 89.20 2 4 100.00
2018-06-30 13F-HR DB / Deutsche Bank AG 10.62 1,188,516 983,419 -17.26 16,615 10,443 -37.15
2018-06-30 13F-HR DB / Deutsche Bank AG Put 10.62 369,900 300,000 -18.90 5,171 3,186 -38.39
2018-06-30 13F-HR OZRK / Bank of the Ozarks, Inc. 45.04 72,381 78,421 8.34 3,494 3,532 1.09
2018-06-30 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 56.49 46,468 44,416 -4.42 2,590 2,509 -3.13
2018-06-30 13F-HR LRGF / iShares FactorSelect MSCI USA ETF 31.97 111,380 82,014 -26.37 3,509 2,622 -25.28
2018-06-30 13F-HR GCAP / Gain Capital Holdings, Inc. 7.54 62,820 62,973 0.24 424 475 12.03
2018-06-30 13F-HR MVO / MV Oil Trust 10.32 1,260 1,260 0.00 10 13 30.00
2018-06-30 13F-HR FHN / First Horizon National Corp. 17.84 1,460,679 1,431,387 -2.01 27,504 25,535 -7.16
2018-06-30 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 50.35 590,198 620,010 5.05 30,148 31,216 3.54
2018-06-30 13F-HR CYD / China Yuchai International, Ltd 30.30 33 33 0.00 1 1 0.00
2018-06-30 13F-HR KRNT / Kornit Digital Ltd. 17.72 44,462 6,264 -85.91 574 111 -80.66
2018-06-30 13F-HR KRNT / Kornit Digital Ltd. Put 17.80 114,600 68,600 -40.14 1,478 1,221 -17.39
2018-06-30 13F-HR KIQ / Kelso Technologies, Inc. 0.42 34,433 40,290 17.01 20 17 -15.00
2018-06-30 13F-HR ACI / Arch Coal, Inc. 78.41 14,644 3,520 -75.96 1,346 276 -79.49
2018-06-30 13F-HR ACI / Arch Coal, Inc. Put 78.37 4,900 4,900 0.00 450 384 -14.67
2018-06-30 13F-HR GPN / Global Payments, Inc. 111.49 224,310 218,353 -2.66 25,014 24,344 -2.68
2018-06-30 13F-HR AER / AerCap Holdings N.V. 54.15 1,267,140 1,313,608 3.67 64,270 71,131 10.68
2018-06-30 13F-HR DOO / WisdomTree International Dividend Ex-Financials Fund 41.90 5,144 5,322 3.46 223 223 0.00
2018-06-30 13F-HR HRTG / Heritage Insurance Holdings, Inc. 16.67 448,459 469,324 4.65 6,799 7,823 15.06
2018-06-30 13F-HR PICK / iShares MSCI Global Metals & Mining Producers ETF 32.64 51,070 53,279 4.33 1,712 1,739 1.58
2018-06-30 13F-HR SCC / ProShares UltraShort Consumer Services 19.79 1,612 3,588 122.58 37 71 91.89
2018-06-30 13F-HR ABM / ABM Industries Inc. 29.20 7,532 9,761 29.59 252 285 13.10
2018-06-30 13F-HR JPIN / JPMorgan Diversified Return International Equity ETF 57.59 26,880 37,347 38.94 1,597 2,151 34.69
2018-06-30 13F-HR RLH / Red Lion Hotels Corp. 11.66 51,910 51,900 -0.02 506 605 19.57
2018-06-30 13F-HR EMKR / EMCORE Corp. 0.00 252 56 -77.78 1 0 -100.00
2018-06-30 13F-HR EDR / Education Realty Trust, Inc. 41.50 519,278 532,506 2.55 17,006 22,099 29.95
2018-06-30 13F-HR ASRVP / AmeriServ Financial, Inc. Capital Trust I 4.10 49,304 121,497 146.42 197 498 152.79
2018-06-30 13F-HR WRI / Weingarten Realty Investors 30.81 113,038 144,550 27.88 3,175 4,453 40.25
2018-06-30 13F-HR SCD / LMP Capital & Income Fund, Inc. 12.85 280,240 310,369 10.75 3,537 3,988 12.75
2018-06-30 13F-HR MDLY / Medley Management, Inc. 3.56 24,390 24,465 0.31 139 87 -37.41
2018-06-30 13F-HR PMT / Penny Mac Mortgage Investment Trust 18.97 39,270 40,427 2.95 709 767 8.18
2018-06-30 13F-HR CARO / Carolina Financial Corp 43.00 1,000 1,000 0.00 39 43 10.26
2018-06-30 13F-HR GLTR / ETFS Physical Precious Metal Basket Shares 61.54 1,000 1,300 30.00 64 80 25.00
2018-06-30 13F-HR MSF / Morgan Stanley Emerging Markets Fund, Inc. 16.33 1,470 1,470 0.00 27 24 -11.11
2018-06-30 13F-HR WTI / W & T Offshore, Inc. 7.15 79,895 81,516 2.03 354 583 64.69
2018-06-30 13F-HR FB / Facebook, Inc. 194.32 8,594,288 7,691,549 -10.50 1,373,281 1,494,625 8.84
2018-06-30 13F-HR FB / Facebook, Inc. Call 194.32 1,283,000 520,600 -59.42 205,011 101,163 -50.65
2018-06-30 13F-HR FB / Facebook, Inc. Put 194.32 2,350,800 1,495,700 -36.37 375,634 290,644 -22.63
2018-06-30 13F-HR AEY / ADDvantage Technologies Group, Inc. 0.00 7 7 0.00 0 0
2018-06-30 13F-HR FIW / First Trust ISE-Water Index Fund 48.12 46,233 51,242 10.83 2,207 2,466 11.74
2018-06-30 13F-HR NS / NuStar Energy L.P. 22.65 41,404 43,039 3.95 844 975 15.52
2018-06-30 13F-HR TAP / Molson Coors Brewing Co. 68.04 382,285 462,988 21.11 28,797 31,501 9.39
2018-06-30 13F-HR ESG / FlexShares STOXX US ESG Impact Index Fund 64.39 471 12,874 2,633.33 30 829 2,663.33
2018-06-30 13F-HR CMCSA / Comcast Corp. 32.81 13,979,178 12,334,058 -11.77 477,668 404,682 -15.28
2018-06-30 13F-HR CMCSA / Comcast Corp. Call 32.81 1,826,600 880,000 -51.82 62,415 28,873 -53.74
2018-06-30 13F-HR CMCSA / Comcast Corp. Put 32.81 2,272,100 2,379,100 4.71 77,638 78,058 0.54
2018-06-30 13F-HR SIVB / SVB Financial Group 288.76 847,121 836,735 -1.23 203,317 241,617 18.84
2018-06-30 13F-HR CDC / Victory Portfolios II 46.32 577,923 593,141 2.63 26,226 27,474 4.76
2018-06-30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 63.21 2,623 7,262 176.86 610 459 -24.75
2018-06-30 13F-HR CNI / Canadian National Railway Co. 81.75 46,122,775 39,813,979 -13.68 3,372,959 3,254,792 -3.50
2018-06-30 13F-HR CNI / Canadian National Railway Co. Call 81.76 25,000 25,000 0.00 1,828 2,044 11.82
2018-06-30 13F-HR CNI / Canadian National Railway Co. Put 81.74 188,500 62,500 -66.84 13,785 5,109 -62.94
2018-06-30 13F-HR GWPH / GW Pharmaceuticals Plc. 139.54 7,096 11,667 64.42 800 1,628 103.50
2018-06-30 13F-HR FUND / Sprott Focus Trust, Inc. 7.81 91,978 91,551 -0.46 716 715 -0.14
2018-06-30 13F-HR AMKR / Amkor Technology, Inc. 8.62 7,376 5,218 -29.26 76 45 -40.79
2018-06-30 13F-HR SGEN / Seattle Genetics, Inc. 66.39 228,463 242,023 5.94 11,959 16,068 34.36
2018-06-30 13F-HR LTBR / Lightbridge Corp. 1.18 1,697 1,690 -0.41 2 2 0.00
2018-06-30 13F-HR HYGH / iShares Interest Rate Hedged High Yield Bond ETF 90.61 3,029 3,984 31.53 274 361 31.75
2018-06-30 13F-HR USG / USG Corp. 43.11 131,018 84,542 -35.47 5,296 3,645 -31.17
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 56.12 7,245,614 7,153,816 -1.27 401,481 401,472 0.00
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated Call 56.13 446,800 68,400 -84.69 24,757 3,839 -84.49
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated Put 56.12 656,500 472,500 -28.03 36,377 26,517 -27.11
2018-06-30 13F-HR JSMD / Janus Detroit Str Tr 42.58 62,547 62,750 0.32 2,517 2,672 6.16
2018-06-30 13F-HR MEOH / Methanex Corp. 70.70 1,957,269 1,806,865 -7.68 118,708 127,745 7.61
2018-06-30 13F-HR MEOH / Methanex Corp. Call 70.72 0 27,900 0 1,973
2018-06-30 13F-HR FL / Foot Locker, Inc. 52.65 529,002 540,670 2.21 24,090 28,467 18.17
2018-06-30 13F-HR DIS / The Walt Disney Co. 104.81 6,479,423 6,535,745 0.87 650,794 685,012 5.26
2018-06-30 13F-HR DIS / The Walt Disney Co. Call 104.81 56,000 72,800 30.00 5,625 7,630 35.64
2018-06-30 13F-HR DIS / The Walt Disney Co. Put 104.81 726,800 493,100 -32.15 73,000 51,682 -29.20
2018-06-30 13F-HR PNFP / Pinnacle Financial Partners, Inc. 61.35 847,675 770,635 -9.09 54,419 47,280 -13.12
2018-06-30 13F-HR CEMP / Cempra, Inc. 6.45 27 155 474.07 0 1
2018-06-30 13F-HR ETN / Eaton Corporation 74.74 3,101,854 3,334,685 7.51 247,870 249,234 0.55
2018-06-30 13F-HR GPC / Genuine Parts Co. 91.79 274,480 253,323 -7.71 24,659 23,252 -5.71
2018-06-30 13F-HR NWPX / Northwest Pipe Co. 19.27 10,439 10,433 -0.06 180 201 11.67
2018-06-30 13F-HR LB / L Brands, Inc. 36.88 724,380 648,519 -10.47 27,678 23,918 -13.58
2018-06-30 13F-HR LB / L Brands, Inc. Put 36.88 580,000 114,900 -80.19 22,162 4,238 -80.88
2018-06-30 13F-HR EVRI / Everi Holdings Inc. 7.20 40,800 46,089 12.96 268 332 23.88
2018-06-30 13F-HR LECO / Lincoln Electric Holdings, Inc. 87.77 85,667 95,375 11.33 7,707 8,371 8.62
2018-06-30 13F-HR FRI / First Trust S & P REIT Index Fund 23.37 127,561 168,274 31.92 2,717 3,933 44.76
2018-06-30 13F-HR VHI / Valhi, Inc. 4.76 59,278 83,143 40.26 359 396 10.31
2018-06-30 13F-HR PF / Pinnacle Foods, Inc. 65.06 38,101 285,225 648.60 2,061 18,557 800.39
2018-06-30 13F-HR PF / Pinnacle Foods, Inc. Call 65.06 0 162,700 0 10,585
2018-06-30 13F-HR PF / Pinnacle Foods, Inc. Put 65.06 1,200 323,700 26,875.00 69 21,060 30,421.74
2018-06-30 13F-HR CHMA / Chiasma, Inc. 1.59 3,150 3,150 0.00 5 5 0.00
2018-06-30 13F-HR SFE / Safeguard Scientifics, Inc. 12.80 398,062 308,450 -22.51 4,876 3,948 -19.03
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc 69.23 1,434,434 1,282,196 -10.61 91,533 88,767 -3.02
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc Call 69.23 637,000 156,200 -75.48 40,647 10,814 -73.40
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc Put 69.22 243,000 20,500 -91.56 15,506 1,419 -90.85
2018-06-30 13F-HR DSW / DSW, Inc. 25.83 401,324 88,944 -77.84 9,014 2,297 -74.52
2018-06-30 13F-HR JD / JD.com, Inc. 38.95 1,849,028 2,056,837 11.24 74,864 80,114 7.01
2018-06-30 13F-HR JD / JD.com, Inc. Call 39.02 0 5,100 0 199
2018-06-30 13F-HR JD / JD.com, Inc. Put 38.95 1,429,800 2,092,300 46.34 57,893 81,495 40.77
2018-06-30 13F-HR URG / Ur-Energy Inc. 0.66 15,696 27,273 73.76 9 18 100.00
2018-06-30 13F-HR IBMG / iShares 2018 AMT-Free Muni Bond ETF 25.41 15,518 18,460 18.96 394 469 19.04
2018-06-30 13F-HR NCV / AGIC Convertible & Income Fund 7.00 58,801 77,755 32.23 395 544 37.72
2018-06-30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.01 385,379 424,647 10.19 5,010 5,526 10.30
2018-06-30 13F-HR TIPZ / PIMCO ETF Trust 57.72 40,099 19,023 -52.56 2,312 1,098 -52.51
2018-06-30 13F-HR SUMR / Summer Infant, Inc. 0.00 7 7 0.00 0 0
2018-06-30 13F-HR PROV / Provident Financial Holdings, Inc. 19.03 16,029 16,024 -0.03 290 305 5.17
2018-06-30 13F-HR MOFG / MidWestOne Financial Group, Inc. 33.13 0 483 0 16
2018-06-30 13F-HR RUSHA / Rush Enterprises, Inc. 43.39 15,911 15,973 0.39 676 693 2.51
2018-06-30 13F-HR APOG / Apogee Enterprises, Inc. 48.11 8,883 13,551 52.55 384 652 69.79
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 78.06 7,018,664 7,465,800 6.37 556,440 582,783 4.73
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) Call 78.07 0 20,200 0 1,577
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) Put 78.06 35,000 394,000 1,025.71 2,775 30,756 1,008.32
2018-06-30 13F-HR SUN / Sunoco LP 24.96 80,889 83,411 3.12 2,063 2,082 0.92
2018-06-30 13F-HR NFRA / FlexShares STOXX Global Broad Infrastructure Index Fund 45.90 4,207 116,728 2,674.61 194 5,358 2,661.86
2018-06-30 13F-HR PEBO / Peoples Bancorp Inc. 37.81 23,240 22,135 -4.75 823 837 1.70
2018-06-30 13F-HR DLNG / Dynagas LNG Partners LP 8.06 1,740 1,489 -14.43 18 12 -33.33
2018-06-30 13F-HR TUR / iShares MSCI Turkey ETF 30.43 31,282 5,488 -82.46 1,327 167 -87.42
2018-06-30 13F-HR LQDH / iShares Interest Rate Hedged Corporate Bond ETF 95.53 4,993 7,317 46.55 483 699 44.72
2018-06-30 13F-HR MNST / Monster Beverage Corporation 57.30 561,590 538,384 -4.13 32,128 30,849 -3.98
2018-06-30 13F-HR PAGS / PagSeguro Digital Ltd. 28.00 12,252 250 -97.96 469 7 -98.51
2018-06-30 13F-HR DOVA / Dova Pharmaceuticals, Inc. 30.00 403 400 -0.74 11 12 9.09
2018-06-30 13F-HR TXMD / TherapeuticsMD, Inc. 6.39 20,645 4,540 -78.01 101 29 -71.29
2018-06-30 13F-HR ATNI / Atlantic Tele-Network, Inc. 53.12 1,071 1,073 0.19 64 57 -10.94
2018-06-30 13F-HR HMLP / Hoegh LNG Partners LP 18.00 2,500 2,500 0.00 41 45 9.76
2018-06-30 13F-HR EYES / Second Sight Medical Products, Inc. 1.62 8,631 8,631 0.00 17 14 -17.65
2018-06-30 13F-HR NVCR / NovoCure Limited 31.30 115,102 138,142 20.02 2,509 4,324 72.34
2018-06-30 13F-HR CLX / Clorox Company (The) 135.25 409,381 390,045 -4.72 54,492 52,754 -3.19
2018-06-30 13F-HR DSL / DoubleLine Income Solutions Fund 19.99 1,185,257 1,199,639 1.21 23,801 23,981 0.76
2018-06-30 13F-HR UBS / UBS Group AG 15.34 2,832,977 2,885,886 1.87 50,030 44,269 -11.52
2018-06-30 13F-HR ABUS / Arbutus Biopharma Corporation 7.43 14,999 8,073 -46.18 75 60 -20.00
2018-06-30 13F-HR TX / Ternium S.A. 34.82 2,058,442 2,196,745 6.72 66,879 76,491 14.37
2018-06-30 13F-HR EARN / Ellington Residential Mortgage REIT 10.89 26,500 26,619 0.45 291 290 -0.34
2018-06-30 13F-HR SSFN / Stewardship Financial Corp. 11.67 600 600 0.00 7 7 0.00
2018-06-30 13F-HR VERI / Veritone, Inc. 16.98 253 3,298 1,203.56 3 56 1,766.67
2018-06-30 13F-HR ACM / AECOM 33.04 145,559 102,116 -29.85 5,185 3,374 -34.93
2018-06-30 13F-HR SQLV / Legg Mason ETF Investment Trust Legg Mason Small-Cap Quality Value ETF 29.56 12,512 38,359 206.58 336 1,134 237.50
2018-06-30 13F-HR BF.A / Brown-Forman Corp. 49.00 5,536 3,245 -41.38 295 159 -46.10
2018-06-30 13F-HR ECA / EnCana Corp. 13.05 28,955,885 25,968,984 -10.32 318,516 338,895 6.40
2018-06-30 13F-HR ECA / EnCana Corp. Call 13.05 276,400 290,600 5.14 3,040 3,792 24.74
2018-06-30 13F-HR ECA / EnCana Corp. Put 13.05 0 121,000 0 1,579
2018-06-30 13F-HR PDLI / PDL BioPharma, Inc. 2.34 2,767,162 2,914,186 5.31 8,135 6,819 -16.18
2018-06-30 13F-HR CSGP / Costar Group, Inc. 412.65 29,121 19,978 -31.40 10,562 8,244 -21.95
2018-06-30 13F-HR JPME / JPMorgan Diversified Return U.S. Mid Cap Equity ETF 64.00 250 250 0.00 16 16 0.00
2018-06-30 13F-HR KNL / Knoll, Inc. 20.81 62,410 62,607 0.32 1,260 1,303 3.41
2018-06-30 13F-HR SLIM / Janus Detroit Str Tr 36.73 3,250 3,975 22.31 105 146 39.05
2018-06-30 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 10.82 95,533 103,085 7.91 1,064 1,115 4.79
2018-06-30 13F-HR ING / ING Groep N.V. 14.32 3,923,662 4,215,355 7.43 66,428 60,364 -9.13
2018-06-30 13F-HR LKSD.WI / LSC Communications, Inc. 15.69 89,702 13,063 -85.44 1,565 205 -86.90
2018-06-30 13F-HR GPMT / Granite Point Mortgage Trust Inc 18.35 6,949 16,508 137.56 115 303 163.48
2018-06-30 13F-HR NYT / New York Times Co. 25.89 72,982 89,488 22.62 1,759 2,317 31.72
2018-06-30 13F-HR NYT / New York Times Co. Call 25.89 12,900 12,900 0.00 311 334 7.40
2018-06-30 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 15.55 93,164 90,153 -3.23 1,418 1,402 -1.13
2018-06-30 13F-HR TREX / Trex Co., Inc. 62.58 114,218 158,995 39.20 12,423 9,950 -19.91
2018-06-30 13F-HR SAFE / Safety, Income & Growth Inc. 20.00 5 400 7,900.00 0 8
2018-06-30 13F-HR CNXM / CNX Midstream Partners LP 19.95 1,411 1,554 10.13 26 31 19.23
2018-06-30 13F-HR OLD / Janus Detroit Str Tr 25.43 53,221 32,440 -39.05 1,199 825 -31.19
2018-06-30 13F-HR TMP / Tompkins Financial, Inc. 86.04 6,609 7,287 10.26 501 627 25.15
2018-06-30 13F-HR BID / Sotheby's 54.31 20,977 29,423 40.26 1,076 1,598 48.51
2018-06-30 13F-HR BID / Sotheby's Call 54.38 8,000 8,000 0.00 410 435 6.10
2018-06-30 13F-HR IXC / iShares Global Energy ETF 37.38 65,376 80,635 23.34 2,222 3,014 35.64
2018-06-30 13F-HR 84860WAB8 / Spirit Realty Capital, Inc. Bond 92 177 92.39
2018-06-30 13F-HR COL / Rockwell Collins, Inc. 134.69 49,016 191,148 289.97 6,611 25,745 289.43
2018-06-30 13F-HR HCOM / Hawaiian Telcom Holdco, Inc. 0.00 0 16 0 0
2018-06-30 13F-HR ENFR / Alerian Energy Infrastructure ETF 22.47 18,546 801 -95.68 369 18 -95.12
2018-06-30 13F-HR KFS / Kingsway Financial Services Inc. 2.93 1,661 2,390 43.89 7 7 0.00
2018-06-30 13F-HR APU / AmeriGas Partners, L.P. 42.22 1,530,463 1,439,417 -5.95 61,173 60,771 -0.66
2018-06-30 13F-HR XT / iShs Exponentl Tech 36.24 59,703 69,675 16.70 2,172 2,525 16.25
2018-06-30 13F-HR NVO / Novo-Nordisk A/S 46.12 1,191,579 1,280,525 7.46 58,687 59,058 0.63
2018-06-30 13F-HR INFY / Infosys Limited 19.43 1,071,558 379,838 -64.55 19,128 7,380 -61.42
2018-06-30 13F-HR INFY / Infosys Limited Put 19.43 2,156,000 2,196,700 1.89 38,485 42,682 10.91
2018-06-30 13F-HR VNLA / Janus Short Duration Income ETF 50.07 274,451 285,028 3.85 13,742 14,271 3.85
2018-06-30 13F-HR TERP / TerraForm Power Inc. 11.70 904,013 1,428,319 58.00 9,699 16,712 72.31
2018-06-30 13F-HR WAB / Wabtec Corp. 98.58 258,554 245,527 -5.04 21,047 24,204 15.00
2018-06-30 13F-HR ORAN / Orange 16.67 754,685 783,494 3.82 12,889 13,061 1.33
2018-06-30 13F-HR 04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019 6,269 6,217 -0.83
2018-06-30 13F-HR GMRE / Global Medical REIT, Inc. 11.76 7 85 1,114.29 0 1
2018-06-30 13F-HR OEC / Orion Engineered Carbons S.A. 30.85 8,711 21,780 150.03 236 672 184.75
2018-06-30 13F-HR BKD / Brookdale Senior Living, Inc. 9.08 176,643 153,899 -12.88 1,185 1,398 17.97
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.61 26,580,527 27,056,134 1.79 2,426,002 2,668,006 9.98
2018-06-30 13F-HR MSFT / Microsoft Corp. Call 98.61 365,800 731,700 100.03 33,387 72,153 116.11
2018-06-30 13F-HR MSFT / Microsoft Corp. Put 98.61 2,855,100 2,087,300 -26.89 260,585 205,829 -21.01
2018-06-30 13F-HR FSV / FirstService Corporation 76.04 350,788 288,392 -17.79 25,672 21,930 -14.58
2018-06-30 13F-HR BCRH / Blue Capital Reinsurance Holdings Ltd. 11.04 13,203 13,500 2.25 161 149 -7.45
2018-06-30 13F-HR CYRX / CryoPort, Inc. 15.78 95,186 149,719 57.29 819 2,363 188.52
2018-06-30 13F-HR AGR / Avangrid, Inc. 52.93 3,289,725 3,201,526 -2.68 168,170 169,457 0.77
2018-06-30 13F-HR BRT / BRT Realty Trust 12.54 0 1,515 0 19
2018-06-30 13F-HR ROCK / Gibraltar Industries, Inc. 37.55 13,894 23,277 67.53 470 874 85.96
2018-06-30 13F-HR MTRX / Matrix Service Co. 18.39 990 1,033 4.34 14 19 35.71
2018-06-30 13F-HR NEAR / iShares Short Maturity Bond ETF 50.17 501,088 509,482 1.68 25,134 25,561 1.70
2018-06-30 13F-HR DJCO / Daily Journal Corp. 230.24 10,330 10,272 -0.56 2,360 2,365 0.21
2018-06-30 13F-HR SDT / SandRidge Mississippian Trust I 2.00 2,500 2,500 0.00 2 5 150.00
2018-06-30 13F-HR EXC / Exelon Corp. 42.60 1,526,568 1,989,420 30.32 59,553 84,749 42.31
2018-06-30 13F-HR RILY / B. Riley Financial, Inc. 22.57 12,943 15,949 23.22 252 360 42.86
2018-06-30 13F-HR QDEL / QUIDEL Corp. 61.95 179 113 -36.87 10 7 -30.00
2018-06-30 13F-HR MAT / Mattel, Inc. 16.42 413,457 273,926 -33.75 5,436 4,498 -17.26
2018-06-30 13F-HR XHE / SPDR S&P Health Care Equipment ETF 78.23 200 27,216 13,508.00 14 2,129 15,107.14
2018-06-30 13F-HR SPXS / Direxion Daily S&P 500 Bear 3X Shares 26.44 2,960 24,884 740.68 87 658 656.32
2018-06-30 13F-HR DHI / D.R. Horton, Inc. 41.00 1,098,855 1,147,828 4.46 48,174 47,061 -2.31
2018-06-30 13F-HR DHI / D.R. Horton, Inc. Call 41.00 45,600 235,400 416.23 1,999 9,651 382.79
2018-06-30 13F-HR DHI / D.R. Horton, Inc. Put 41.00 88,000 383,000 335.23 3,858 15,703 307.02
2018-06-30 13F-HR INXN / InterXion Holding N.V. 62.36 18,571 15,667 -15.64 1,153 977 -15.26
2018-06-30 13F-HR INXN / InterXion Holding N.V. Put 62.40 110,000 10,000 -90.91 6,832 624 -90.87
2018-06-30 13F-HR WRK / Westrock Company 57.02 2,395,435 2,413,707 0.76 153,716 137,629 -10.47
2018-06-30 13F-HR CHY / Calamos Convertible and High Income Fund 12.74 220,832 213,923 -3.13 2,583 2,725 5.50
2018-06-30 13F-HR PNNT / PennantPark Investment Corp. 7.00 9,839 13,138 33.53 66 92 39.39
2018-06-30 13F-HR DEI / Douglas Emmett, Inc. 40.21 16,188 19,051 17.69 596 766 28.52
2018-06-30 13F-HR PAG / Penske Automotive Group, Inc. 46.78 14,701 14,685 -0.11 651 687 5.53
2018-06-30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 102.51 754,949 459,983 -39.07 77,902 47,153 -39.47
2018-06-30 13F-HR ASCMB / Ascent Capital Group, Inc. 0.00 14 23 64.29 0 0
2018-06-30 13F-HR ORCL / Oracle Corp. 44.06 6,845,757 4,648,273 -32.10 313,194 204,804 -34.61
2018-06-30 13F-HR ORCL / Oracle Corp. Call 44.06 0 96,500 0 4,252
2018-06-30 13F-HR ORCL / Oracle Corp. Put 44.06 711,100 790,700 11.19 32,533 34,838 7.09
2018-06-30 13F-HR PAAS / Pan American Silver Corp. 17.90 209,536 693,253 230.85 3,384 12,409 266.70
2018-06-30 13F-HR PAAS / Pan American Silver Corp. Call 17.90 0 102,900 0 1,842
2018-06-30 13F-HR PAAS / Pan American Silver Corp. Put 17.91 0 18,700 0 335
2018-06-30 13F-HR GBL / GAMCO Investors, Inc. 26.78 14,800 14,937 0.93 368 400 8.70
2018-06-30 13F-HR JNPR / Juniper Networks, Inc. 27.42 412,025 444,447 7.87 10,023 12,187 21.59
2018-06-30 13F-HR JNPR / Juniper Networks, Inc. Put 27.42 100,000 100,000 0.00 2,433 2,742 12.70
2018-06-30 13F-HR IGIH / Deutsche X-trackers Investment Grade Bond - Interest Rate Hedged ETF 23.48 4,620 4,600 -0.43 111 108 -2.70
2018-06-30 13F-HR APTS / Preferred Apartment Communities, Inc. 16.99 7,551 11,480 52.03 107 195 82.24
2018-06-30 13F-HR MAR / Marriott International, Inc. 126.60 1,302,149 592,170 -54.52 177,067 74,970 -57.66
2018-06-30 13F-HR MAR / Marriott International, Inc. Call 126.60 1,435,100 1,819,400 26.78 195,145 230,336 18.03
2018-06-30 13F-HR MAR / Marriott International, Inc. Put 126.60 323,400 74,400 -76.99 43,976 9,419 -78.58
2018-06-30 13F-HR WAIR / Wesco Aircraft Holdings Inc. 11.19 1,737 1,877 8.06 18 21 16.67
2018-06-30 13F-HR PGR / Progressive Corp. (The) 59.15 360,097 400,172 11.13 21,939 23,669 7.89
2018-06-30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 23.22 828,753 755,336 -8.86 18,149 17,539 -3.36
2018-06-30 13F-HR NMZ / Nuveen Municipal High Income Opportunity Fund 12.65 19,137 22,609 18.14 239 286 19.67
2018-06-30 13F-HR DAKT / Daktronics, Inc. 8.60 3,190 3,721 16.65 28 32 14.29
2018-06-30 13F-HR ASYS / Amtech Systems, Inc. 6.19 2,146 2,100 -2.14 16 13 -18.75
2018-06-30 13F-HR PLXS / Plexus Corp. 59.54 467,490 389,396 -16.70 27,923 23,185 -16.97
2018-06-30 13F-HR MAA / Mid-America Apartment Communities, Inc. 100.67 1,705,670 1,711,463 0.34 155,625 172,294 10.71
2018-06-30 13F-HR KOL / Market Vectors Coal ETF 15.75 17,376 15,361 -11.60 273 242 -11.36
2018-06-30 13F-HR MFA / MFA Financial, Inc. 7.58 330,856 339,273 2.54 2,491 2,572 3.25
2018-06-30 13F-HR MYE / Myers Industries, Inc. 19.21 27,119 26,812 -1.13 573 515 -10.12
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,699.80 1,233,730 1,312,985 6.42 1,785,628 2,231,811 24.99
2018-06-30 13F-HR AMZN / Amazon.com, Inc. Call 1,699.80 141,300 170,200 20.45 204,509 289,306 41.46
2018-06-30 13F-HR AMZN / Amazon.com, Inc. Put 1,699.80 330,100 670,900 103.24 477,767 1,140,396 138.69
2018-06-30 13F-HR TSS / Total System Services, Inc. 84.53 76,180 61,259 -19.59 6,572 5,178 -21.21
2018-06-30 13F-HR NKE / Nike, Inc. 79.68 4,123,333 3,938,334 -4.49 273,954 313,806 14.55
2018-06-30 13F-HR NKE / Nike, Inc. Call 79.68 0 306,700 0 24,438
2018-06-30 13F-HR NKE / Nike, Inc. Put 79.68 835,000 871,900 4.42 55,477 69,473 25.23
2018-06-30 13F-HR EDGE / Edge Therapeutics, Inc. 0.00 2,606 245 -90.60 3 0 -100.00
2018-06-30 13F-HR RHE / Regional Health Properties, Inc. 0.00 14 14 0.00 0 0
2018-06-30 13F-HR ORIT / Oritani Financial Corp. 16.21 3,613 17,834 393.61 55 289 425.45
2018-06-30 13F-HR IIN / Intricon Corp. 40.27 11,250 3,750 -66.67 225 151 -32.89
2018-06-30 13F-HR RBCN / Rubicon Technology, Inc. 10.00 102 100 -1.96 1 1 0.00
2018-06-30 13F-HR KRO / Kronos Worldwide, Inc. 22.53 716 61,383 8,473.04 16 1,383 8,543.75
2018-06-30 13F-HR MMSI / Merit Medical Systems, Inc. 51.32 6,309 6,644 5.31 286 341 19.23
2018-06-30 13F-HR FPL / First Trust New Opportunities MLP & Energy Fund 10.41 11,769 10,755 -8.62 116 112 -3.45
2018-06-30 13F-HR BOKF / BOK Financial Corp. 94.02 72,085 83,759 16.19 7,137 7,875 10.34
2018-06-30 13F-HR NHC / National HealthCare Corp. 70.42 0 142 0 10
2018-06-30 13F-HR HBMD / Howard Bancorp, Inc. 18.11 0 4,750 0 86
2018-06-30 13F-HR FNJN / Finjan Holdings, Inc. 0.00 0 48 0 0
2018-06-30 13F-HR USAPF / Americas Silver Corporation 3.11 509,092 511,093 0.39 1,680 1,590 -5.36
2018-06-30 13F-HR EQR / Equity Residential 63.69 126,748 78,415 -38.13 7,810 4,994 -36.06
2018-06-30 13F-HR FLT / FleetCor Technologies, Inc. 210.64 68,638 86,596 26.16 13,900 18,241 31.23
2018-06-30 13F-HR CHUY / Chuy's Holdings, Inc. 29.13 338 206 -39.05 9 6 -33.33
2018-06-30 13F-HR PAYC / Paycom Software, Inc. 98.77 15,741 14,124 -10.27 1,690 1,395 -17.46
2018-06-30 13F-HR CZR / Caesars Entertainment Corporation 10.71 542,040 13,815 -97.45 6,098 148 -97.57
2018-06-30 13F-HR ZS / Zscaler, Inc. 35.77 230 4,501 1,856.96 7 161 2,200.00
2018-06-30 13F-HR CBPX / Continental Building Products, Inc. 31.11 1,192 900 -24.50 34 28 -17.65
2018-06-30 13F-HR RGNX / REGENXBIO Inc. 71.55 42 1,146 2,628.57 1 82 8,100.00
2018-06-30 13F-HR NTES / NetEase, Inc. 252.67 145,122 152,375 5.00 40,692 38,501 -5.38
2018-06-30 13F-HR PLBC / Plumas Bancorp 28.18 400 4,152 938.00 10 117 1,070.00
2018-06-30 13F-HR IILG / Interval Leisure Group, Inc. 33.03 503,782 431,192 -14.41 15,672 14,243 -9.12
2018-06-30 13F-HR ATEN / A10 Networks, Inc. 6.24 758 20,353 2,585.09 4 127 3,075.00
2018-06-30 13F-HR NSEC / National Security Group, Inc. (The) 16.00 2,500 2,500 0.00 40 40 0.00
2018-06-30 13F-HR MBTF / MBT Financial Corp. 8.10 139 247 77.70 1 2 100.00
2018-06-30 13F-HR XNTK / SPDR NYSE Technology ETF 93.37 119,435 126,703 6.09 10,622 11,830 11.37
2018-06-30 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 49.63 262,947 294,266 11.91 13,079 14,605 11.67
2018-06-30 13F-HR TOWN / Towne Bank (Portsmouth, VA) 32.02 1,666 2,280 36.85 48 73 52.08
2018-06-30 13F-HR GMLP / Golar LNG Partners LP 15.46 36,177 40,432 11.76 619 625 0.97
2018-06-30 13F-HR SCM / Stellus Capital Investment Corporation 12.80 8,449 8,046 -4.77 97 103 6.19
2018-06-30 13F-HR IMMY / Imprimis Pharmaceuticals, Inc. 2.78 720 720 0.00 1 2 100.00
2018-06-30 13F-HR GTY / Getty Realty Corp. 28.22 21,935 20,941 -4.53 553 591 6.87
2018-06-30 13F-HR AIA / iShares Asia 50 ETF 62.83 5,991 18,543 209.51 409 1,165 184.84
2018-06-30 13F-HR PRU / Prudential Financial, Inc. 93.51 1,360,964 1,675,437 23.11 140,928 156,669 11.17
2018-06-30 13F-HR PRU / Prudential Financial, Inc. Call 93.50 19,000 17,700 -6.84 1,967 1,655 -15.86
2018-06-30 13F-HR GNMK / GenMark Diagnostics, Inc. 0.00 4 61 1,425.00 0 0
2018-06-30 13F-HR RCKY / Rocky Brands, Inc. 29.99 33,800 32,411 -4.11 725 972 34.07
2018-06-30 13F-HR URBN / Urban Outfitters, Inc. 44.56 22,552 57,028 152.87 834 2,541 204.68
2018-06-30 13F-HR URBN / Urban Outfitters, Inc. Call 44.55 79,700 115,600 45.04 2,946 5,150 74.81
2018-06-30 13F-HR MDP / Meredith Corp. 51.08 8,239 7,518 -8.75 443 384 -13.32
2018-06-30 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 87.54 211,497 239,397 13.19 18,132 20,957 15.58
2018-06-30 13F-HR IP / International Paper Company 52.08 573,385 549,855 -4.10 30,637 28,636 -6.53
2018-06-30 13F-HR IP / International Paper Company Call 52.08 185,600 55,900 -69.88 9,917 2,911 -70.65
2018-06-30 13F-HR UNP / Union Pacific Corp. 141.68 4,141,457 4,394,490 6.11 556,737 622,610 11.83
2018-06-30 13F-HR UNP / Union Pacific Corp. Call 141.68 804,200 222,200 -72.37 108,109 31,481 -70.88
2018-06-30 13F-HR UNP / Union Pacific Corp. Put 141.68 972,000 447,100 -54.00 130,666 63,345 -51.52
2018-06-30 13F-HR NBEV / New Age Beverages Corporation 1.89 19,600 19,600 0.00 47 37 -21.28
2018-06-30 13F-HR TDY / Teledyne Technologies Inc. 199.06 69,755 68,447 -1.88 13,057 13,625 4.35
2018-06-30 13F-HR EUDV / ProShares MSCI Europe Dividend Growers ETF 41.57 1,479 1,660 12.24 61 69 13.11
2018-06-30 13F-HR NBR / Nabors Industries Ltd. 6.41 411,278 255,501 -37.88 2,875 1,639 -42.99
2018-06-30 13F-HR NBR / Nabors Industries Ltd. Call 6.41 140,000 140,000 0.00 979 897 -8.38
2018-06-30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18.28 254,502 301,441 18.44 4,576 5,510 20.41
2018-06-30 13F-HR FICO / Fair Isaac Corp. 193.37 68,582 22,723 -66.87 11,617 4,394 -62.18
2018-06-30 13F-HR WU / Western Union Co. (The) 20.33 690,504 604,526 -12.45 13,279 12,291 -7.44
2018-06-30 13F-HR HK / Halcon Resources Corporation 4.48 8,374 8,037 -4.02 41 36 -12.20
2018-06-30 13F-HR SHEN / Shenandoah Telecommunications Co. 33.74 26 326 1,153.85 1 11 1,000.00
2018-06-30 13F-HR TWLO / Twilio Inc. 56.02 45,821 43,577 -4.90 1,749 2,441 39.57
2018-06-30 13F-HR SLYV / SPDR S&P 600 Small CapValue ETF 66.78 32,121 65,481 103.86 3,966 4,373 10.26
2018-06-30 13F-HR GORO / Gold Resource Corp. 6.61 5,008 84,778 1,592.85 23 560 2,334.78
2018-06-30 13F-HR RCL / Royal Caribbean Cruises Ltd. 103.59 918,324 182,109 -80.17 108,122 18,865 -82.55
2018-06-30 13F-HR RCL / Royal Caribbean Cruises Ltd. Put 103.61 37,200 7,200 -80.65 4,380 746 -82.97
2018-06-30 13F-HR LTPZ / PIMCO ETF Trust 67.62 75,086 55,177 -26.51 5,040 3,731 -25.97
2018-06-30 13F-HR DX / Dynex Capital, Inc. 6.54 58,740 60,437 2.89 390 395 1.28
2018-06-30 13F-HR IVCRB / Invacare Corp. 18.60 1,155,919 1,447,778 25.25 20,113 26,929 33.89
2018-06-30 13F-HR VVC / Vectren Corp. 71.43 509,437 65,254 -87.19 32,562 4,661 -85.69
2018-06-30 13F-HR IROQ / IF Bancorp, Inc. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR SGZA / Selective Insurance Group, Inc. 54.86 1,332 2,224 66.97 81 122 50.62
2018-06-30 13F-HR ACSF / American Capital Senior Floating, Ltd. 12.39 1,775 1,775 0.00 20 22 10.00
2018-06-30 13F-HR STX / Seagate Technology PLC 56.47 683,549 696,115 1.84 40,002 39,309 -1.73
2018-06-30 13F-HR STX / Seagate Technology PLC Put 56.47 100,000 100,000 0.00 5,852 5,647 -3.50
2018-06-30 13F-HR ARGOS THERAPEUTICS INC / (040221202) 66 0 -100.00 0 0
2018-06-30 13F-HR ICLR / ICON plc 132.51 66,317 76,417 15.23 7,835 10,126 29.24
2018-06-30 13F-HR HLF / Herbalife Ltd. 53.72 352,597 684,831 94.22 34,368 36,789 7.04
2018-06-30 13F-HR HLF / Herbalife Ltd. Put 53.73 0 30,000 0 1,612
2018-06-30 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.62 373,344 442,859 18.62 4,379 5,145 17.49
2018-06-30 13F-HR MSGN / MSG Networks Inc. 23.96 27,637 27,551 -0.31 625 660 5.60
2018-06-30 13F-HR WEX / WEX Inc. 190.47 132,001 139,977 6.04 20,674 26,662 28.96
2018-06-30 13F-HR EWN / iShares MSCI Netherlands ETF 30.40 1,839 2,105 14.46 59 64 8.47
2018-06-30 13F-HR SDLP / Seadrill Partners LLC 3.47 150,000 150,000 0.00 413 521 26.15
2018-06-30 13F-HR ETB / Eaton Vance Tax-Managed Buy-Write Income Fund 16.07 5,800 6,100 5.17 90 98 8.89
2018-06-30 13F-HR 42330PAH0 / Helix Energy Solutions Group, Inc. 4.25% Convertible Bond due 2022-05-01 11 12 9.09
2018-06-30 13F-HR DVYE / iShares Emerging Markets Dividend ETF 39.37 112,218 119,293 6.30 4,866 4,697 -3.47
2018-06-30 13F-HR AGM / Federal Agricultural Mortgage Corp. 89.51 75,629 29,719 -60.70 6,582 2,660 -59.59
2018-06-30 13F-HR DERM / Dermira, Inc. 9.10 920 6,920 652.17 7 63 800.00
2018-06-30 13F-HR SLM / SLM Corp. (Sallie Mae) 11.45 41,376 56,078 35.53 464 642 38.36
2018-06-30 13F-HR GNL / Global Net Lease Inc. 20.41 16,802 17,783 5.84 283 363 28.27
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited 185.53 3,315,675 3,417,176 3.06 608,562 633,989 4.18
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited Call 185.53 1,350,300 802,500 -40.57 247,834 148,888 -39.92
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited Put 185.53 2,103,400 5,171,000 145.84 386,059 959,376 148.51
2018-06-30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 23.29 487,280 572,001 17.39 12,952 13,322 2.86
2018-06-30 13F-HR GT / Goodyear Tire & Rubber Co. (The) Put 23.29 435,000 435,000 0.00 11,562 10,131 -12.38
2018-06-30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.28 454,645 466,247 2.55 4,901 4,793 -2.20
2018-06-30 13F-HR RUSHB / Rush Enterprises, Inc. 48.39 0 62 0 3
2018-06-30 13F-HR ESLT / Elbit Systems Ltd. 118.80 3,538 3,687 4.21 430 438 1.86
2018-06-30 13F-HR VISI / Volt Information Sciences, Inc. 3.36 11,900 11,900 0.00 36 40 11.11
2018-06-30 13F-HR CADE / Cadence Bancorporation 28.91 6,389 11,656 82.44 174 337 93.68
2018-06-30 13F-HR EPS / WisdomTree Earnings 500 Fund 30.68 33,945 35,392 4.26 1,031 1,086 5.33
2018-06-30 13F-HR SEP / Spectra Energy Partners LP 35.43 103,792 102,425 -1.32 3,492 3,629 3.92
2018-06-30 13F-HR NICK / Nicholas Financial, Inc. 9.20 22,067 22,067 0.00 200 203 1.50
2018-06-30 13F-HR GM / General Motors Company 39.40 3,030,588 3,197,625 5.51 110,132 125,985 14.39
2018-06-30 13F-HR GM / General Motors Company Put 39.40 1,826,100 2,598,000 42.27 66,360 102,361 54.25
2018-06-30 13F-HR HYLV / IQ S&P High Yield Low Volatility 24.12 9,000 4,975 -44.72 221 120 -45.70
2018-06-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.62 1,590,604 1,588,005 -0.16 160,731 161,374 0.40
2018-06-30 13F-HR DMPI / DelMar Pharmaceuticals, Inc. 0.00 500 500 0.00 0 0
2018-06-30 13F-HR ARII / American Railcar Industries, Inc. 39.37 2,113 2,108 -0.24 79 83 5.06
2018-06-30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 35.94 173,324 32,942 -80.99 6,286 1,184 -81.16
2018-06-30 13F-HR SSS / Sovran Self Storage, Inc. 97.30 15,208 20,895 37.39 1,271 2,033 59.95
2018-06-30 13F-HR FTXL / First Trust High Income ETF 31.76 26,089 38,540 47.73 851 1,224 43.83
2018-06-30 13F-HR SU / Suncor Energy Inc. 40.68 66,049,067 65,658,086 -0.59 2,281,336 2,670,969 17.08
2018-06-30 13F-HR SU / Suncor Energy Inc. Call 40.68 568,000 456,100 -19.70 19,618 18,554 -5.42
2018-06-30 13F-HR SU / Suncor Energy Inc. Put 40.68 175,000 125,000 -28.57 6,045 5,085 -15.88
2018-06-30 13F-HR TRTN / Triton International Limited 30.67 39,688 73,079 84.13 1,215 2,241 84.44
2018-06-30 13F-HR TGB / Taseko Mines Ltd. 1.08 303,500 448,280 47.70 349 484 38.68
2018-06-30 13F-HR JKH / iShares Morningstar Mid Growth Index Fund 219.02 3,242 3,228 -0.43 679 707 4.12
2018-06-30 13F-HR SWK / Stanley Black & Decker, Inc. 132.81 585,448 621,154 6.10 89,692 82,496 -8.02
2018-06-30 13F-HR OZM / OCH-Ziff Capital Management Group LLC 2.04 929 3,429 269.11 2 7 250.00
2018-06-30 13F-HR OMFL / Oppenheimer Russell 1000 Dynamic Multifactor ETF 26.73 15,898 38,421 141.67 409 1,027 151.10
2018-06-30 13F-HR NAT / Nordic American Tankers Ltd 2.67 45,467 32,165 -29.26 88 86 -2.27
2018-06-30 13F-HR IIPR / Innovative Industrial Properties, Inc. 36.80 297 625 110.44 8 23 187.50
2018-06-30 13F-HR PGTI / PGT, Inc. 20.85 61,713 78,241 26.78 1,151 1,631 41.70
2018-06-30 13F-HR CIK / Credit Suisse Asset Management Income Fund, Inc. 3.19 11,276 14,410 27.79 36 46 27.78
2018-06-30 13F-HR MNI / McClatchy Co. (THE) 10.00 5,000 5,000 0.00 46 50 8.70
2018-06-30 13F-HR KBAL / Kimball International, Inc. 16.16 4,800 4,950 3.12 82 80 -2.44
2018-06-30 13F-HR GEN / Genesis Healthcare, Inc. 4.52 51 221 333.33 0 1
2018-06-30 13F-HR ETE / Entergy Transfer Equity LP 17.25 442,009 407,586 -7.79 6,281 7,031 11.94
2018-06-30 13F-HR PFIN / P & F Industries, Inc. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR HOG / Harley-Davidson, Inc. 42.08 173,410 207,646 19.74 7,436 8,738 17.51
2018-06-30 13F-HR HOG / Harley-Davidson, Inc. Put 42.08 96,000 96,000 0.00 4,116 4,040 -1.85
2018-06-30 13F-HR NVTA / Invitae Corp. 7.34 12,763 51,061 300.07 60 375 525.00
2018-06-30 13F-HR ENBL / Enable Midstream Partners, LP 17.11 41,626 33,190 -20.27 571 568 -0.53
2018-06-30 13F-HR ECT / ECA Marcellus Trust I 2.15 4,950 4,650 -6.06 9 10 11.11
2018-06-30 13F-HR NUW / Nuveen AMT-Free Municipal Value Fund 15.62 42,545 44,035 3.50 678 688 1.47
2018-06-30 13F-HR CDMO / Avid Bioservices, Inc. 3.80 1,316 1,316 0.00 4 5 25.00
2018-06-30 13F-HR PII / Polaris Industries, Inc 122.18 68,261 55,666 -18.45 7,817 6,801 -13.00
2018-06-30 13F-HR RNR / RenaissanceRe Holdings Ltd. 120.14 5,767 6,043 4.79 799 726 -9.14
2018-06-30 13F-HR JKJ / iShares Morningstar Small-Cap ETF 178.81 3,567 3,445 -3.42 602 616 2.33
2018-06-30 13F-HR SQ / Square, Inc. 61.64 548,124 803,118 46.52 26,968 49,504 83.57
2018-06-30 13F-HR SQ / Square, Inc. Call 61.64 0 925,400 0 57,042
2018-06-30 13F-HR SQ / Square, Inc. Put 61.64 419,200 130,100 -68.96 20,625 8,019 -61.12
2018-06-30 13F-HR VGT / Vanguard Information Technology ETF 181.40 539,387 544,564 0.96 92,235 98,783 7.10
2018-06-30 13F-HR SONA / Southern National Bancorp of Virginia, Inc. 17.66 4,456 4,530 1.66 71 80 12.68
2018-06-30 13F-HR VOX / Vanguard Telecommunications Services ETF 84.90 73,449 24,663 -66.42 6,145 2,094 -65.92
2018-06-30 13F-HR IPE / SPDR Barclays TIPS ETF 55.56 56,361 23,091 -59.03 3,143 1,283 -59.18
2018-06-30 13F-HR TBBK / Bancorp Inc. (The) 10.46 50,007 52,957 5.90 540 554 2.59
2018-06-30 13F-HR SWN / Southwestern Energy Co. 5.30 169,787 239,771 41.22 735 1,270 72.79
2018-06-30 13F-HR IGV / iShares North American Tech-Software ETF 182.68 105,396 85,537 -18.84 17,886 15,626 -12.64
2018-06-30 13F-HR VIS / Vanguard Industrials ETF 135.81 68,317 91,635 34.13 9,504 12,445 30.94
2018-06-30 13F-HR ICUI / ICU Medical, Inc. 293.65 148,384 129,142 -12.97 37,451 37,922 1.26
2018-06-30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 45.71 550,533 1,750 -99.68 28,149 80 -99.72
2018-06-30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 51.13 1,750 550,533 31,359.03 81 28,149 34,651.85
2018-06-30 13F-HR CACG / Legg Mason ETF Investment Trust ClearBridge All Cap Growth ETF 29.80 12,452 14,327 15.06 352 427 21.31
2018-06-30 13F-HR NNN / National Retail Properties, Inc. 43.96 4,467,011 4,396,255 -1.58 175,375 193,260 10.20
2018-06-30 13F-HR EMCB / WisdomTree Trust WisdomTree Emerging Markets Corporate Bond Fund 69.19 5,011 4,813 -3.95 357 333 -6.72
2018-06-30 13F-HR CTAS / Cintas Corp. 185.07 812,516 812,090 -0.05 138,600 150,293 8.44
2018-06-30 13F-HR SNPS / Synopsys, Inc. 85.57 793,702 785,739 -1.00 66,068 67,235 1.77
2018-06-30 13F-HR WB / Weibo Corporation 88.76 181,050 187,388 3.50 21,642 16,632 -23.15
2018-06-30 13F-HR WB / Weibo Corporation Put 88.76 80,100 235,000 193.38 9,575 20,859 117.85
2018-06-30 13F-HR NIE / AGIC Equity & Convertible Income Fund 22.25 172,398 168,342 -2.35 3,566 3,746 5.05
2018-06-30 13F-HR CRVL / CorVel Corp. 53.82 1,130 1,245 10.18 57 67 17.54
2018-06-30 13F-HR FPH / Five Point Holdings, LLC 11.18 1,334 1,520 13.94 19 17 -10.53
2018-06-30 13F-HR CAPL / CrossAmerica Partners LP 16.82 18,739 14,446 -22.91 385 243 -36.88
2018-06-30 13F-HR JCS / Communications Systems, Inc. 3.85 5,720 5,720 0.00 22 22 0.00
2018-06-30 13F-HR XPHTX / Pioneer High Income Trust 9.30 24,846 24,183 -2.67 233 225 -3.43
2018-06-30 13F-HR X / United States Steel Corp. 34.75 630,611 574,812 -8.85 22,191 19,974 -9.99
2018-06-30 13F-HR X / United States Steel Corp. Put 34.75 120,200 160,800 33.78 4,230 5,588 32.10
2018-06-30 13F-HR WIFI / Boingo Wireless, Inc. 22.59 194,063 461,128 137.62 4,808 10,416 116.64
2018-06-30 13F-HR 80004CAF8 / SanDisk Corporation Bond 4 4 0.00
2018-06-30 13F-HR CVGW / Calavo Growers, Inc. 96.15 208,618 174,131 -16.53 19,234 16,742 -12.96
2018-06-30 13F-HR SIVR / ETFS Silver Trust 15.67 49,834 50,609 1.56 795 793 -0.25
2018-06-30 13F-HR EOLS / Evolus, Inc. 28.67 43 279 548.84 0 8
2018-06-30 13F-HR MSD / Morgan Stanley Emerging Markets Debt Fund, Inc. 8.74 72,506 83,946 15.78 682 734 7.62
2018-06-30 13F-HR IYZ / iShares U.S. Telecommunications ETF 27.57 40,095 75,228 87.62 1,083 2,074 91.51
2018-06-30 13F-HR VAW / Vanguard Materials ETF 131.56 27,123 25,190 -7.13 3,496 3,314 -5.21
2018-06-30 13F-HR HYD / VanEck Vectors ETF TR 31.47 552,868 542,870 -1.81 17,134 17,084 -0.29
2018-06-30 13F-HR SIX / Six Flags Entertainment Corp 70.05 1,486,225 1,490,615 0.30 92,533 104,417 12.84
2018-06-30 13F-HR KIN / Kindred Biosciences, Inc. 10.57 8 8,039 100,387.50 0 85
2018-06-30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 48.11 197,830 203,557 2.89 9,154 9,794 6.99
2018-06-30 13F-HR XME / SPDR S&P Metals & Mining ETF 35.47 133,380 154,863 16.11 4,540 5,493 20.99
2018-06-30 13F-HR XME / SPDR S&P Metals & Mining ETF Put 35.47 250,000 100,000 -60.00 8,510 3,547 -58.32
2018-06-30 13F-HR LTC / LTC Properties, Inc. 42.74 1,107,424 224,623 -79.72 42,082 9,601 -77.19
2018-06-30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 75.30 70,544,079 70,660,275 0.16 5,452,352 5,320,718 -2.41
2018-06-30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) Call 75.30 368,700 206,500 -43.99 28,497 15,549 -45.44
2018-06-30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) Put 75.30 70,000 410,000 485.71 5,410 30,873 470.67
2018-06-30 13F-HR GLPG / Galapagos N.V. 100.00 949 50 -94.73 95 5 -94.74
2018-06-30 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 18.01 68,520 52,686 -23.11 1,128 949 -15.87
2018-06-30 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 16.46 56,444 68,520 21.39 1,042 1,128 8.25
2018-06-30 13F-HR GPL / Great Panther Silver Ltd 1.17 15,110 298,832 1,877.71 17 350 1,958.82
2018-06-30 13F-HR GLOG / GasLog Ltd. 19.11 43,346 56,770 30.97 713 1,085 52.17
2018-06-30 13F-HR EC / Ecopetrol S.A. 20.64 4,259 10,318 142.26 82 213 159.76
2018-06-30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 51.84 997,346 1,069,619 7.25 54,226 55,450 2.26
2018-06-30 13F-HR PFIS / Peoples Financial Services Corp. 47.76 658 670 1.82 30 32 6.67
2018-06-30 13F-HR QVAL / ValueShares U.S. Quantitative Value ETF 31.09 114,032 118,517 3.93 3,444 3,685 7.00
2018-06-30 13F-HR JCI / Johnson Controls International plc 33.45 1,932,273 1,915,062 -0.89 68,093 64,059 -5.92
2018-06-30 13F-HR JCI / Johnson Controls International plc Call 33.45 0 200,000 0 6,690
2018-06-30 13F-HR IWF / iShares Russell 1000 Growth ETF 143.80 844,614 905,293 7.18 114,944 130,181 13.26
2018-06-30 13F-HR MBB / iShares MBS ETF 104.18 978,310 1,166,932 19.28 102,370 121,571 18.76
2018-06-30 13F-HR IBN / ICICI Bank Ltd. 8.03 2,703,253 1,823,339 -32.55 23,924 14,642 -38.80
2018-06-30 13F-HR IBN / ICICI Bank Ltd. Put 8.03 1,725,000 3,325,000 92.75 15,266 26,700 74.90
2018-06-30 13F-HR CSIQ / Canadian Solar Inc. 12.26 16,035 15,422 -3.82 261 189 -27.59
2018-06-30 13F-HR REM / iShares Mortgage Real Estate Capped ETF 43.46 70,512 58,773 -16.65 2,995 2,554 -14.72
2018-06-30 13F-HR AXAS / Abraxas Petroleum Corp. 3.17 23 630 2,639.13 0 2
2018-06-30 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 58.08 286,824 296,293 3.30 17,474 17,208 -1.52
2018-06-30 13F-HR SCOR / comScore, Inc. 22.10 0 1,629 0 36
2018-06-30 13F-HR VTWO / Vanguard Russell 2000 ETF 131.20 43,905 41,844 -4.69 5,353 5,490 2.56
2018-06-30 13F-HR HYH / Halyard Health, Inc. 57.27 4,549 5,256 15.54 208 301 44.71
2018-06-30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 63.14 802,328 716,768 -10.66 50,322 45,256 -10.07
2018-06-30 13F-HR SMLP / Summit Midstream Partners LP 15.39 29,826 40,028 34.21 419 616 47.02
2018-06-30 13F-HR CCI / Crown Castle International Corp. 107.82 3,492,531 8,245 376,566 4,467.20
2018-06-30 13F-HR CCI / Crown Castle International Corp. 3,756,440