Investor | Regent Investment Management LLC |
Portfolio Value | $ 345,542,000 |
Current Positions | 206 |
Opened Positions | 2 |
Closed Positions | 8 |
Latest Holdings, Performance, AUM (from 13F, 13D)
Regent Investment Management LLC has disclosed 206 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 345,542,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Regent Investment Management LLC's top holdings are JPMorgan Chase & Co. (NYSE:JPM) , Facebook, Inc. (NASDAQ:FB) , Apple, Inc. (NASDAQ:AAPL) , DXC Technology Company (NYSE:DXC) , and Alphabet Inc. Class C (NASDAQ:GOOG) . Regent Investment Management LLC's new positions include Welltower Inc. (NYSE:HCN) , WP Glimcher Inc. (NYSE:WPG) , .
All Regent Investment Management LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.
This form was filed on January 26, 2018. Click the link icon to see the full transaction history.
Reporting Period | Form | Security | Opt | Imputed Share Price |
Prev Shares |
Current Shares |
Change (Percent) |
Prev Value ($1000) |
Current Value ($1000) |
Change (Percent) |
|
---|---|---|---|---|---|---|---|---|---|---|---|
|
T / AT & T, Inc. | 38.86 | 37,971 | 37,001 | -2.55 | 1,488 | 1,438 | -3.36 | |||
|
AENA SME S.A. EUR10 ISIN#ES010 / (E526K0106) | 203.00 | 2,000 | 406 | |||||||
|
ANIP / ANI Pharmaceuticals, Inc. | 64.45 | 27,450 | 33,000 | 20.22 | 1,441 | 2,127 | 47.61 | |||
|
BX / Blackstone Group L.P. (The) | 32.00 | 8,000 | 9,000 | 12.50 | 267 | 288 | 7.87 | |||
|
BF.A / Brown-Forman Corp. | 67.22 | 8,360 | 8,360 | 0.00 | 466 | 562 | 20.60 | |||
|
DEO / Diageo plc | 146.06 | 8,012 | 7,812 | -2.50 | 1,059 | 1,141 | 7.74 | |||
|
INTC / Intel Corp. | 46.18 | 34,163 | 33,046 | -3.27 | 1,301 | 1,526 | 17.29 | |||
|
LH / Laboratory Corp. of America Holdings | 159.49 | 4,237 | 2,439 | -42.44 | 640 | 389 | -39.22 | |||
|
NXP SEMICONDUCTORS XXX SUBMITT / (N65990017) | 116.91 | 2,070 | 242 | |||||||
|
NEE / NextEra Energy, Inc. | 156.25 | 5,436 | 4,736 | -12.88 | 797 | 740 | -7.15 | |||
|
MDLZ / Mondelez International, Inc. | 42.81 | 26,559 | 17,821 | -32.90 | 1,080 | 763 | -29.35 | |||
|
PYPL / PayPal Holdings, Inc. | 73.55 | 8,100 | 6,200 | -23.46 | 519 | 456 | -12.14 | |||
|
RDS.A / Royal Dutch Shell Plc | 66.67 | 8,534 | 8,534 | 0.00 | 517 | 569 | 10.06 | |||
|
STX / Seagate Technology PLC | 41.80 | 8,800 | 5,000 | -43.18 | 292 | 209 | -28.42 | |||
|
TXRH / Texas Roadhouse, Inc. | 52.64 | 5,300 | 5,300 | 0.00 | 260 | 279 | 7.31 | |||
|
WPG / WP Glimcher Inc. | 7.14 | 14,000 | 100 | |||||||
|
UTX / United Technologies Corp. | 127.53 | 7,355 | 7,355 | 0.00 | 854 | 938 | 9.84 | |||
|
WONDER AUTO TECH INC XXX ESCRO / (978ESC101) | 0.00 | 10,000 | 0 | |||||||
|
FXI / iShares China Large-Cap ETF | 46.16 | 22,700 | 22,550 | -0.66 | 1,000 | 1,041 | 4.10 | |||
|
GOOGL / Alphabet Inc. | 1,053.34 | 3,476 | 3,337 | -4.00 | 3,385 | 3,515 | 3.84 | |||
|
AIRBUS SE EUR1 ISIN#NL00002351 / (N0280G100) | 2,909 | 0 | -100.00 | 277 | 0 | |||||
|
RNUGF / Reneuron Group Plc. | 100,000 | 0 | -100.00 | 2 | 0 | -100.00 | ||||
|
LPNT / LifePoint Health, Inc. | 3,509 | 0 | -100.00 | 203 | 0 | -100.00 | ||||
|
MO / Altria Group, Inc. | 71.39 | 5,757 | 5,757 | 0.00 | 365 | 411 | 12.60 | |||
|
ADBE / Adobe Systems, Inc. | 175.29 | 3,400 | 3,400 | 0.00 | 507 | 596 | 17.55 | |||
|
AGN / Allergan plc | 163.49 | 7,868 | 5,040 | -35.94 | 1,613 | 824 | -48.92 | |||
|
BABA / Alibaba Group Holding Limited | 172.43 | 11,175 | 24,740 | 121.39 | 1,930 | 4,266 | 121.04 | |||
|
AMZN / Amazon.com, Inc. | 1,169.37 | 4,577 | 4,564 | -0.28 | 4,400 | 5,337 | 21.30 | |||
|
ADNT / Adient plc | 78.69 | 6,180 | 7,180 | 16.18 | 519 | 565 | 8.86 | |||
|
AINV / Apollo Investment Corp. | 5.66 | 59,500 | 57,100 | -4.03 | 364 | 323 | -11.26 | |||
|
AAPL / Apple, Inc. | 169.23 | 61,937 | 61,952 | 0.02 | 9,546 | 10,484 | 9.83 | |||
|
BGCP / BGC Partners, Inc. | 15.15 | 13,000 | 13,000 | 0.00 | 188 | 197 | 4.79 | |||
|
BTX / BioTime, Inc. | 2.13 | 22,500 | 22,500 | 0.00 | 64 | 48 | -25.00 | |||
|
BIDU / Baidu, Inc. | 234.04 | 2,250 | 2,850 | 26.67 | 557 | 667 | 19.75 | |||
|
BF.B / Brown-Forman Corp. | 68.66 | 86,678 | 78,978 | -8.88 | 4,707 | 5,423 | 15.21 | |||
|
CB / Chubb Ltd | 146.14 | 8,253 | 8,348 | 1.15 | 1,176 | 1,220 | 3.74 | |||
|
CELG / Celgene Corp. | 104.37 | 54,494 | 50,063 | -8.13 | 7,946 | 5,225 | -34.24 | |||
|
CVX / Chevron Corp. | 125.19 | 24,538 | 23,916 | -2.53 | 2,884 | 2,994 | 3.81 | |||
|
CMCSA / Comcast Corp. | 40.05 | 102,704 | 97,215 | -5.34 | 3,952 | 3,893 | -1.49 | |||
|
ETN / Eaton Corporation | 79.08 | 7,234 | 7,537 | 4.19 | 555 | 596 | 7.39 | |||
|
EBAY / eBay, Inc. | 37.78 | 8,100 | 8,100 | 0.00 | 312 | 306 | -1.92 | |||
|
D / Dominion Resources, Inc. | 81.23 | 2,696 | 2,696 | 0.00 | 207 | 219 | 5.80 | |||
|
CCL / Carnival Corp. | 66.37 | 37,760 | 38,298 | 1.42 | 2,438 | 2,542 | 4.27 | |||
|
ENB / Enbridge Inc. | 39.11 | 76,300 | 65,613 | -14.01 | 3,192 | 2,566 | -19.61 | |||
|
CHTR / Charter Communications, Inc. | 335.91 | 3,067 | 2,712 | -11.57 | 1,115 | 911 | -18.30 | |||
|
CIEN / Ciena Corp. | 20.92 | 37,182 | 32,307 | -13.11 | 817 | 676 | -17.26 | |||
|
ETP / Energy Transfer Partners, L.P. | 17.93 | 38,210 | 40,985 | 7.26 | 699 | 735 | 5.15 | |||
|
DXC / DXC Technology Company | 94.90 | 77,965 | 80,274 | 2.96 | 6,696 | 7,618 | 13.77 | |||
|
KO / Coca Cola Co. | 45.87 | 40,899 | 40,899 | 0.00 | 1,841 | 1,876 | 1.90 | |||
|
LLY / Eli Lilly & Co. | 84.39 | 3,543 | 3,543 | 0.00 | 303 | 299 | -1.32 | |||
|
CVS / CVS Health Corporation | 72.50 | 65,894 | 67,364 | 2.23 | 5,359 | 4,884 | -8.86 | |||
|
CAVM / Cavium, Inc. | 83.84 | 51,210 | 48,450 | -5.39 | 3,377 | 4,062 | 20.28 | |||
|
CHDN / Churchill Downs Inc. | 232.56 | 1,075 | 1,075 | 0.00 | 222 | 250 | 12.61 | |||
|
CAT / Caterpillar, Inc. | 157.58 | 2,475 | 2,475 | 0.00 | 309 | 390 | 26.21 | |||
|
C / Citigroup, Inc. | 74.42 | 24,820 | 26,230 | 5.68 | 1,805 | 1,952 | 8.14 | |||
|
CSCO / Cisco Systems, Inc. | 38.29 | 58,418 | 57,898 | -0.89 | 1,965 | 2,217 | 12.82 | |||
|
FFKT / Farmers Capital Bank Corp. | 38.50 | 164,318 | 164,318 | 0.00 | 6,910 | 6,326 | -8.45 | |||
|
KMI / Kinder Morgan, Inc. | 18.08 | 10,325 | 28,325 | 174.33 | 198 | 512 | 158.59 | |||
|
HSY / Hershey Company (The) | 113.37 | 2,020 | 2,020 | 0.00 | 221 | 229 | 3.62 | |||
|
IAC / IAC/InterActiveCorp. | 122.26 | 12,705 | 18,870 | 48.52 | 1,494 | 2,307 | 54.42 | |||
|
ILMN / Illumina, Inc. | 218.36 | 3,985 | 3,975 | -0.25 | 794 | 868 | 9.32 | |||
|
GPC / Genuine Parts Co. | 95.10 | 3,165 | 3,165 | 0.00 | 303 | 301 | -0.66 | |||
|
FISV / Fiserv, Inc. | 131.10 | 8,732 | 7,582 | -13.17 | 1,126 | 994 | -11.72 | |||
|
HPE / Hewlett Packard Enterprise Company | 14.36 | 34,143 | 34,043 | -0.29 | 502 | 489 | -2.59 | |||
|
SJM / Smucker (J.M.) Co. | 124.25 | 2,694 | 2,994 | 11.14 | 283 | 372 | 31.45 | |||
|
KKR / KKR & CO. L.P. | 21.04 | 11,500 | 13,500 | 17.39 | 234 | 284 | 21.37 | |||
|
JBL / Jabil Circuit, Inc. | 26.26 | 13,400 | 13,900 | 3.73 | 383 | 365 | -4.70 | |||
|
FDX / FedEx Corp. | 249.57 | 14,975 | 15,010 | 0.23 | 3,378 | 3,746 | 10.89 | |||
|
IBM / International Business Machines Corp. | 153.38 | 1,493 | 1,493 | 0.00 | 217 | 229 | 5.53 | |||
|
GE / General Electric Co. | 17.45 | 102,816 | 50,819 | -50.57 | 2,486 | 887 | -64.32 | |||
|
HUM / Humana, Inc. | 248.09 | 7,999 | 5,224 | -34.69 | 1,949 | 1,296 | -33.50 | |||
|
HIG / Hartford Financial Services Group, Inc. (The) | 56.25 | 8,000 | 8,000 | 0.00 | 443 | 450 | 1.58 | |||
|
HAL / Halliburton Co. (Holding Company) | 48.88 | 11,670 | 10,270 | -12.00 | 537 | 502 | -6.52 | |||
|
HD / Home Depot, Inc. (The) | 189.51 | 8,255 | 7,857 | -4.82 | 1,350 | 1,489 | 10.30 | |||
|
GIS / General Mills, Inc. | 59.31 | 17,080 | 16,980 | -0.59 | 884 | 1,007 | 13.91 | |||
|
LMRK / Landmark Infrastructure Partners LP | 18.09 | 82,793 | 90,025 | 8.74 | 1,403 | 1,629 | 16.11 | |||
|
LAMR / Lamar Advertising Co. REIT | 74.27 | 8,765 | 8,765 | 0.00 | 601 | 651 | 8.32 | |||
|
TAP / Molson Coors Brewing Co. | 82.22 | 3,000 | 2,700 | -10.00 | 245 | 222 | -9.39 | |||
|
MSFT / Microsoft Corp. | 85.54 | 29,993 | 28,783 | -4.03 | 2,234 | 2,462 | 10.21 | |||
|
MAA / Mid-America Apartment Communities, Inc. | 100.65 | 5,425 | 5,425 | 0.00 | 580 | 546 | -5.86 | |||
|
SSS / Sovran Self Storage, Inc. | 89.01 | 5,900 | 5,550 | -5.93 | 483 | 494 | 2.28 | |||
|
MET / MetLife, Inc. | 50.56 | 20,181 | 19,481 | -3.47 | 1,048 | 985 | -6.01 | |||
|
ON / ON Semiconductor Corporation | 20.94 | 69,940 | 61,840 | -11.58 | 1,292 | 1,295 | 0.23 | |||
|
MCD / McDonald's Corp. | 172.16 | 2,675 | 2,579 | -3.59 | 419 | 444 | 5.97 | |||
|
MIC / Macquarie Infrastructure Company LLC | 64.21 | 8,900 | 9,500 | 6.74 | 642 | 610 | -4.98 | |||
|
NWL / Newell Brands Inc. | 30.91 | 25,325 | 28,175 | 11.25 | 1,081 | 871 | -19.43 | |||
|
MA / MasterCard Incorporated | 151.44 | 3,480 | 3,480 | 0.00 | 491 | 527 | 7.33 | |||
|
MDT / Medtronic plc | 80.68 | 4,400 | 4,400 | 0.00 | 342 | 355 | 3.80 | |||
|
LOW / Lowe's Companies, Inc. | 92.93 | 40,192 | 35,361 | -12.02 | 3,213 | 3,286 | 2.27 | |||
|
PANW / Palo Alto Networks, Inc. | 145.00 | 7,600 | 7,600 | 0.00 | 1,095 | 1,102 | 0.64 | |||
|
LNC.WS / Lincoln National Corp. | 76.88 | 8,000 | 8,000 | 0.00 | 588 | 615 | 4.59 | |||
|
ORCL / Oracle Corp. | 47.28 | 33,257 | 33,119 | -0.41 | 1,608 | 1,566 | -2.61 | |||
|
NSC / Norfolk Southern Corp. | 144.91 | 4,175 | 4,175 | 0.00 | 552 | 605 | 9.60 | |||
|
MS / Morgan Stanley | 52.47 | 88,660 | 92,175 | 3.96 | 4,271 | 4,836 | 13.23 | |||
|
MXIM / Maxim Integrated Products, Inc | 52.26 | 12,150 | 12,150 | 0.00 | 580 | 635 | 9.48 | |||
|
PFE / Pfizer, Inc. | 36.22 | 64,915 | 64,832 | -0.13 | 2,318 | 2,348 | 1.29 | |||
|
PNC / PNC Financial Services Group, Inc. (The) | 144.21 | 4,438 | 4,438 | 0.00 | 598 | 640 | 7.02 | |||
|
PCLN / The Priceline Group Inc. | 1,737.69 | 3,364 | 3,210 | -4.58 | 6,159 | 5,578 | -9.43 | |||
|
PM / Philip Morris International, Inc. | 105.73 | 7,111 | 7,311 | 2.81 | 789 | 773 | -2.03 | |||
|
RIO / Rio Tinto plc | 52.94 | 19,825 | 17,625 | -11.10 | 936 | 933 | -0.32 | |||
|
RCL / Royal Caribbean Cruises Ltd. | 119.27 | 13,880 | 16,350 | 17.80 | 1,645 | 1,950 | 18.54 | |||
|
TSM / Taiwan Semiconductor Manufacturing Co. Ltd. | 39.64 | 11,785 | 12,285 | 4.24 | 443 | 487 | 9.93 | |||
|
SYK / Stryker Corp. | 154.76 | 6,300 | 6,300 | 0.00 | 895 | 975 | 8.94 | |||
|
TWX / Time Warner, Inc. | 91.48 | 37,034 | 32,947 | -11.04 | 3,794 | 3,014 | -20.56 | |||
|
TECK / Teck Resources Ltd. | 26.22 | 0 | 8,200 | 0 | 215 | |||||
|
SCHW / Schwab Charles Corp | 51.36 | 44,633 | 36,683 | -17.81 | 1,952 | 1,884 | -3.48 | |||
|
TJX / TJX Companies, Inc. (The) | 76.48 | 23,325 | 23,040 | -1.22 | 1,720 | 1,762 | 2.44 | |||
|
HSIC / Henry Schein, Inc. | 69.86 | 7,000 | 7,000 | 0.00 | 574 | 489 | -14.81 | |||
|
SBUX / Starbucks Corp. | 57.31 | 4,383 | 4,083 | -6.84 | 235 | 234 | -0.43 | |||
|
SHW / Sherwin-Williams Co. (The) | 410.43 | 575 | 575 | 0.00 | 206 | 236 | 14.56 | |||
|
STON / StoneMor Partners L.P. | 6.55 | 37,807 | 29,307 | -22.48 | 247 | 192 | -22.27 | |||
|
TXN / Texas Instruments Inc. | 104.46 | 16,350 | 16,350 | 0.00 | 1,466 | 1,708 | 16.51 | |||
|
MHFI / McGraw Hill Financial, Inc. | 169.19 | 1,649 | 1,649 | 0.00 | 258 | 279 | 8.14 | |||
|
UNP / Union Pacific Corp. | 134.12 | 3,766 | 3,892 | 3.35 | 437 | 522 | 19.45 | |||
|
VZ / Verizon Communications, Inc. | 52.93 | 31,480 | 28,339 | -9.98 | 1,558 | 1,500 | -3.72 | |||
|
DIS / The Walt Disney Co. | 107.51 | 13,355 | 11,320 | -15.24 | 1,316 | 1,217 | -7.52 | |||
|
VFC / V.F. Corp. | 74.01 | 36,764 | 36,264 | -1.36 | 2,337 | 2,684 | 14.85 | |||
|
V / Visa, Inc. | 114.03 | 16,830 | 16,610 | -1.31 | 1,771 | 1,894 | 6.95 | |||
|
WAT / Waters Corp. | 193.30 | 2,240 | 2,240 | 0.00 | 402 | 433 | 7.71 | |||
|
UNH / UnitedHealth Group Inc. | 220.43 | 11,464 | 11,314 | -1.31 | 2,245 | 2,494 | 11.09 | |||
|
HCN / Welltower Inc. | 63.71 | 3,500 | 223 | |||||||
|
WHR / Whirlpool Corp. | 168.65 | 13,635 | 14,450 | 5.98 | 2,515 | 2,437 | -3.10 | |||
|
WDAY / Workday, Inc. | 101.75 | 19,677 | 19,539 | -0.70 | 2,074 | 1,988 | -4.15 | |||
|
WMB / Williams Companies, Inc. (The) | 30.49 | 82,400 | 86,950 | 5.52 | 2,473 | 2,651 | 7.20 | |||
|
IWO / iShares Russell 2000 Growth ETF | 186.71 | 1,675 | 5,645 | 237.01 | 300 | 1,054 | 251.33 | |||
|
EFA / iShares MSCI EAFE ETF | 70.23 | 4,656 | 4,656 | 0.00 | 318 | 327 | 2.83 | |||
|
CBS / CBS Corp. | 58.94 | 6,652 | 5,752 | -13.53 | 386 | 339 | -12.18 | |||
|
TRV / Travelers Companies, Inc. (The) | 135.59 | 5,410 | 5,089 | -5.93 | 663 | 690 | 4.07 | |||
|
MMM / 3M Co. | 235.44 | 7,760 | 7,760 | 0.00 | 1,629 | 1,827 | 12.15 | |||
|
EMR / Emerson Electric Co. | 69.72 | 11,814 | 11,905 | 0.77 | 742 | 830 | 11.86 | |||
|
GOOG / Alphabet Inc. Class C | 1,046.40 | 6,934 | 6,983 | 0.71 | 6,650 | 7,307 | 9.88 | |||
|
CAG / ConAgra Foods, Inc. | 37.67 | 8,695 | 7,195 | -17.25 | 293 | 271 | -7.51 | |||
|
HI / Hillenbrand, Inc. | 44.73 | 7,713 | 7,713 | 0.00 | 300 | 345 | 15.00 | |||
|
YUMC / Yum China Holdings, Inc. | 40.00 | 11,300 | 11,300 | 0.00 | 452 | 452 | 0.00 | |||
|
YUM / Yum! Brands, Inc. | 81.59 | 11,300 | 11,300 | 0.00 | 832 | 922 | 10.82 | |||
|
KMB / Kimberly-Clark Corp. | 120.71 | 9,488 | 9,063 | -4.48 | 1,116 | 1,094 | -1.97 | |||
|
RDS.B / Royal Dutch Shell Plc | 68.30 | 11,935 | 11,435 | -4.19 | 746 | 781 | 4.69 | |||
|
ABT / Abbott Laboratories | 57.07 | 32,543 | 33,330 | 2.42 | 1,736 | 1,902 | 9.56 | |||
|
PG / Procter & Gamble Co. (The) | 91.88 | 54,295 | 52,916 | -2.54 | 4,939 | 4,862 | -1.56 | |||
|
GT / Goodyear Tire & Rubber Co. (The) | 32.32 | 19,076 | 17,576 | -7.86 | 634 | 568 | -10.41 | |||
|
FB / Facebook, Inc. | 176.46 | 58,741 | 59,951 | 2.06 | 10,037 | 10,579 | 5.40 | |||
|
NLY / Annaly Capital Management, Inc. | 11.88 | 22,450 | 22,816 | 1.63 | 273 | 271 | -0.73 | |||
|
MOS / Mosaic Company (The) (Holding Company) | 25.66 | 12,846 | 11,846 | -7.78 | 277 | 304 | 9.75 | |||
|
AMP / Ameriprise Financial, Inc. | 169.44 | 6,863 | 6,663 | -2.91 | 1,019 | 1,129 | 10.79 | |||
|
MRK / Merck & Co., Inc. | 56.27 | 59,854 | 42,495 | -29.00 | 3,833 | 2,391 | -37.62 | |||
|
MCK / McKesson Corp. | 155.92 | 20,569 | 16,784 | -18.40 | 3,160 | 2,617 | -17.18 | |||
|
BMY / Bristol-Myers Squibb Co. | 61.30 | 16,227 | 25,252 | 55.62 | 1,034 | 1,548 | 49.71 | |||
|
VWO / Vanguard FTSE Emerging Markets ETF | 45.91 | 40,800 | 29,250 | -28.31 | 1,778 | 1,343 | -24.47 | |||
|
IWN / iShares Russell 2000 Value ETF | 125.81 | 2,011 | 2,011 | 0.00 | 250 | 253 | 1.20 | |||
|
PEP / PepsiCo, Inc. | 119.94 | 8,009 | 8,121 | 1.40 | 892 | 974 | 9.19 | |||
|
CLA / Capitala Finance Corp. | 7.28 | 43,940 | 56,040 | 27.54 | 419 | 408 | -2.63 | |||
|
VTR / Ventas, Inc. | 60.03 | 6,890 | 7,296 | 5.89 | 449 | 438 | -2.45 | |||
|
PSX / Phillips 66 | 101.10 | 9,970 | 9,970 | 0.00 | 913 | 1,008 | 10.41 | |||
|
HON / Honeywell International, Inc. | 153.35 | 14,672 | 13,407 | -8.62 | 2,080 | 2,056 | -1.15 | |||
|
AAL / American Airlines Group Inc. | 52.08 | 6,575 | 6,375 | -3.04 | 312 | 332 | 6.41 | |||
|
SWKS / Skyworks Solutions, Inc. | 94.96 | 6,920 | 7,540 | 8.96 | 705 | 716 | 1.56 | |||
|
IWP / iShares Russell Midcap Growth ETF | 120.78 | 2,575 | 2,575 | 0.00 | 291 | 311 | 6.87 | |||
|
KR / Kroger Co. | 27.47 | 16,200 | 16,200 | 0.00 | 325 | 445 | 36.92 | |||
|
FLEX / Flextronics International Ltd. | 17.99 | 11,950 | 11,950 | 0.00 | 198 | 215 | 8.59 | |||
|
XUSAX / Liberty All Star Equity Fund | 6.29 | 37,200 | 79,287 | 113.14 | 224 | 499 | 122.77 | |||
|
UL / Unilever, PLC ADR | 55.33 | 8,300 | 41,080 | 394.94 | 481 | 2,273 | 372.56 | |||
|
ESRX / Express Scripts Holding Co. | 74.66 | 12,510 | 12,510 | 0.00 | 792 | 934 | 17.93 | |||
|
BAC / Bank of America Corp. | 29.52 | 99,392 | 98,042 | -1.36 | 2,519 | 2,894 | 14.89 | |||
|
ADP / Automatic Data Processing, Inc. | 117.24 | 9,379 | 8,777 | -6.42 | 1,025 | 1,029 | 0.39 | |||
|
COP / ConocoPhillips | 54.88 | 21,337 | 21,337 | 0.00 | 1,068 | 1,171 | 9.64 | |||
|
TEN / Tenneco, Inc. | 58.61 | 4,600 | 3,600 | -21.74 | 279 | 211 | -24.37 | |||
|
FTV / Fortive Corporation | 72.44 | 3,534 | 3,534 | 0.00 | 250 | 256 | 2.40 | |||
|
DHR / Danaher Corp. | 92.83 | 21,680 | 15,868 | -26.81 | 1,860 | 1,473 | -20.81 | |||
|
WDC / Western Digital Corp. | 79.54 | 34,700 | 37,430 | 7.87 | 2,998 | 2,977 | -0.70 | |||
|
AMGN / Amgen Inc. | 173.93 | 3,250 | 2,800 | -13.85 | 606 | 487 | -19.64 | |||
|
XOM / Exxon Mobil Corp. | 83.68 | 10,990 | 10,970 | -0.18 | 901 | 918 | 1.89 | |||
|
AXP / American Express Co. | 99.38 | 6,500 | 6,500 | 0.00 | 588 | 646 | 9.86 | |||
|
COTY / Coty, Inc. | 19.90 | 38,417 | 33,613 | -12.50 | 635 | 669 | 5.35 | |||
|
WBA / Walgreens Boots Alliance, Inc. | 72.62 | 88,017 | 80,354 | -8.71 | 6,797 | 5,835 | -14.15 | |||
|
AMID / American Midstream Partners LP | 13.33 | 11,756 | 12,756 | 8.51 | 160 | 170 | 6.25 | |||
|
DVN / Devon Energy Corp. | 41.44 | 8,740 | 8,590 | -1.72 | 321 | 356 | 10.90 | |||
|
ZBH / Zimmer Biomet Holdings, Inc | 120.56 | 1,800 | 1,800 | 0.00 | 211 | 217 | 2.84 | |||
|
AIG / American International Group, Inc. | 59.57 | 22,275 | 14,940 | -32.93 | 1,367 | 890 | -34.89 | |||
|
MGA / Magna International Inc. | 56.60 | 4,100 | 7,350 | 79.27 | 219 | 416 | 89.95 | |||
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PRU / Prudential Financial, Inc. | 114.98 | 18,315 | 18,890 | 3.14 | 1,947 | 2,172 | 11.56 | |||
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DXJ / WisdomTree Japan Hedged Equity Fund | 59.33 | 0 | 16,300 | 0 | 967 | |||||
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TMO / Thermo Fisher Scientific, Inc. | 189.84 | 8,670 | 8,860 | 2.19 | 1,640 | 1,682 | 2.56 | |||
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ABBV / AbbVie Inc. | 96.69 | 12,958 | 13,145 | 1.44 | 1,152 | 1,271 | 10.33 | |||
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BUD / Anheuser-Busch Inbev SA | 111.56 | 18,609 | 18,537 | -0.39 | 2,220 | 2,068 | -6.85 | |||
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KHC / Kraft Heinz Company | 77.77 | 18,299 | 17,115 | -6.47 | 1,420 | 1,331 | -6.27 | |||
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JPM / JPMorgan Chase & Co. | 106.94 | 105,462 | 104,450 | -0.96 | 10,073 | 11,170 | 10.89 | |||
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SLB / Schlumberger Ltd. | 67.43 | 12,513 | 9,387 | -24.98 | 873 | 633 | -27.49 | |||
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UAL / United Continental Holdings, Inc. | 67.46 | 8,100 | 5,900 | -27.16 | 493 | 398 | -19.27 | |||
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JNJ / Johnson & Johnson | 139.73 | 46,786 | 47,171 | 0.82 | 6,083 | 6,591 | 8.35 | |||
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MCHP / Microchip Technology Inc. | 87.87 | 2,800 | 2,959 | 5.68 | 251 | 260 | 3.59 | |||
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XTDFX / Templeton Dragon Fund, Inc. | 21.52 | 19,400 | 18,400 | -5.15 | 404 | 396 | -1.98 | |||
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CAH / Cardinal Health, Inc. | 61.21 | 5,905 | 3,480 | -41.07 | 395 | 213 | -46.08 | |||
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UPS / United Parcel Service, Inc. | 119.16 | 1,839 | 1,989 | 8.16 | 221 | 237 | 7.24 | |||
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GILD / Gilead Sciences, Inc. | 71.64 | 19,777 | 18,690 | -5.50 | 1,602 | 1,339 | -16.42 | |||
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MU / Micron Technology, Inc. | 41.11 | 29,325 | 44,415 | 51.46 | 1,153 | 1,826 | 58.37 | |||
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WFC / Wells Fargo & Co. | 60.64 | 14,678 | 13,853 | -5.62 | 809 | 840 | 3.83 | |||
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DOW / Dow Chemical Co. (The) | 71.22 | 32,215 | 38,078 | 18.20 | 2,230 | 2,712 | 21.61 | |||
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MYL / Mylan N.V. | 42.31 | 20,285 | 56,470 | 178.38 | 636 | 2,389 | 275.63 | |||
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DAL / Delta Air Lines, Inc. | 55.98 | 23,812 | 24,312 | 2.10 | 1,148 | 1,361 | 18.55 | |||
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SCHE / Schwab Emerging Markets Equity ETF | 27.94 | 49,515 | 58,365 | 17.87 | 1,332 | 1,631 | 22.45 | |||
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ATVI / Activision Blizzard, Inc. | 63.36 | 6,108 | 6,108 | 0.00 | 394 | 387 | -1.78 | |||
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OXY / Occidental Petroleum Corp. | 73.75 | 4,000 | 4,000 | 0.00 | 257 | 295 | 14.79 | |||
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ABC / AmerisourceBergen Corp. | 91.80 | 19,137 | 16,013 | -16.32 | 1,584 | 1,470 | -7.20 | |||
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MCO / Moody's Corp. | 147.58 | 5,441 | 5,441 | 0.00 | 757 | 803 | 6.08 | |||
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ANTM / Anthem, Inc. | 225.19 | 2,700 | 2,700 | 0.00 | 513 | 608 | 18.52 | |||
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BRK.B / Berkshire Hathaway, Inc. | 198.20 | 19,277 | 18,148 | -5.86 | 3,534 | 3,597 | 1.78 | |||
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EEM / iShares MSCI Emerging Markets ETF | 47.13 | 10,594 | 8,594 | -18.88 | 475 | 405 | -14.74 | |||
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TSCO / Tractor Supply Co. | 74.85 | 3,770 | 3,420 | -9.28 | 239 | 256 | 7.11 | |||
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USB / U.S. Bancorp | 53.61 | 15,937 | 15,930 | -0.04 | 854 | 854 | 0.00 | |||
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CLEVELAND-CLIFFS INC / (185899101) | 10,765 | 0 | -100.00 | 77 | 0 | |||||
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VGK / Vanguard FTSE Europe ETF | 16,740 | 0 | -100.00 | 976 | 0 | -100.00 | ||||
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CGA / China Green Agriculture, Inc. | 10,000 | 0 | -100.00 | 12 | 0 | -100.00 | ||||
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SYY / SYSCO Corp. | 26,540 | 0 | -100.00 | 1,432 | 0 | -100.00 | ||||
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F / Ford Motor Co. | 11,729 | 0 | -100.00 | 140 | 0 | -100.00 |