InvestorRegal Investment Advisors LLC
Portfolio Value $ 452,498,000
Current Positions306
Opened Positions5
Closed Positions16


Latest Holdings, Performance, AUM (from 13F, 13D)

Regal Investment Advisors LLC has disclosed 306 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 452,498,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Regal Investment Advisors LLC's top holdings are iShares Core S&P 500 ETF (NYSE:IVV) , iShares Core S&P Small-Cap ETF (NYSE:IJR) , iShares iBoxx $ Investment Grade Corporate Bond ETF (NYSE:LQD) , SPDR S&P 500 ETF Trust (NYSE:SPY) , and Vanguard FTSE Developed Markets ETF (NYSE:VEA) . Regal Investment Advisors LLC's new positions include Humana, Inc. (NYSE:HUM) , Sanderson Farms, Inc. (NASDAQ:SAFM) , iShares MSCI Russia Capped ETF (NYSE:ERUS) , NuStar Energy L.P. (NYSE:NS) , and WisdomTree Dynamic Long/Short U.S. Equity Fund (BATS:DYLS) .

All Regal Investment Advisors LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on April 25, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR NS / NuStar Energy L.P. 1,369 935 -31.70
2018-03-31 13F-HR VXUS / Vanguard Total International Stock ETF 56.63 5,959 6,428 7.87 339 364 7.37
2018-03-31 13F-HR VWOB / Vanguard Emerging Markets Government Bond ETF 78.44 19,767 20,537 3.90 1,587 1,611 1.51
2018-03-31 13F-HR VFH / Vanguard Financials ETF 69.36 3,979 276
2018-03-31 13F-HR VGSH / Vanguard Short-Term Government Bond Index Fund 60.16 3,706 3,740 0.92 223 225 0.90
2018-03-31 13F-HR TSI / TCW Strategic Income Fund, Inc. 5.58 41,234 230
2018-03-31 13F-HR UNP / Union Pacific Corp. 134.43 18,240 17,236 -5.50 2,446 2,317 -5.27
2018-03-31 13F-HR TGT / Target Corp. 69.45 10,125 10,295 1.68 661 715 8.17
2018-03-31 13F-HR SPYD / SPDR S&P 500 High Dividend ETF 35.73 9,237 330
2018-03-31 13F-HR SPSM / SPDR Portfolio Small Cap ETF 29.95 17,297 518
2018-03-31 13F-HR SAFM / Sanderson Farms, Inc. 119.01 15,604 1,857
2018-03-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.37 35,233 47,359 34.42 971 1,296 33.47
2018-03-31 13F-HR XPDIX / PIMCO Dynamic Income Fund 30.82 9,539 294
2018-03-31 13F-HR PSP / PowerShares Exchange-Trade Fund Trust 12.05 20,637 20,082 -2.69 257 242 -5.84
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.48 75,586 81,276 7.53 2,738 2,884 5.33
2018-03-31 13F-HR PM / Philip Morris International, Inc. 99.37 3,884 3,784 -2.57 410 376 -8.29
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 160.12 12,323 12,647 2.63 1,919 2,025 5.52
2018-03-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 14.13 15,565 220
2018-03-31 13F-HR XNQPX / Nuveen Pennsylvania Investment 12.50 16,646 208
2018-03-31 13F-HR MTCN / ArcelorMittal 31.77 9,348 297
2018-03-31 13F-HR MCHI / iShares MSCI China ETF 68.40 2,924 200
2018-03-31 13F-HR KNOW / Direxion All Cap Insider Sentiment Shares 40.87 8,319 340
2018-03-31 13F-HR LLY / Eli Lilly & Co. 77.40 2,654 3,062 15.37 224 237 5.80
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.72 31,071 6,281 -79.79 2,888 551 -80.92
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF 75.39 5,471 5,425 -0.84 443 409 -7.67
2018-03-31 13F-HR IWO / iShares Russell 2000 Growth ETF 190.41 0 1,481 0 282
2018-03-31 13F-HR IYF / iShares U.S. Financial ETF 117.81 2,074 2,207 6.41 248 260 4.84
2018-03-31 13F-HR INFO / Metro One Telecommunications, Inc. 48.28 4,598 222
2018-03-31 13F-HR FXY / CurrencyShares Japanese Yen Trust 90.08 5,073 457
2018-03-31 13F-HR FVE / Five Star Quality Care, Inc. 1.31 22,153 29
2018-03-31 13F-HR EWM / iShares MSCI Malaysia ETF 36.16 6,664 241
2018-03-31 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 28.20 19,926 16,026 -19.57 600 452 -24.67
2018-03-31 13F-HR ETR / Entergy Corp. 78.73 7,820 8,472 8.34 636 667 4.87
2018-03-31 13F-HR FEM / First Trust Emerging Markets AlphaDEX Fund 29.31 12,762 11,565 -9.38 356 339 -4.78
2018-03-31 13F-HR FLN / First Trust Latin America AlphaDEX Fund 22.28 14,970 10,458 -30.14 306 233 -23.86
2018-03-31 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 58.46 8,380 8,382 0.02 491 490 -0.20
2018-03-31 13F-HR ERUS / iShares MSCI Russia Capped ETF 36.44 28,210 1,028
2018-03-31 13F-HR CRTO / Criteo S.A 25.84 8,707 225
2018-03-31 13F-HR CHA / China Telecom Corporation Ltd. 44.50 4,854 216
2018-03-31 13F-HR BND / Vanguard Total Bond Market ETF 79.97 0 2,601 0 208
2018-03-31 13F-HR ADNT / Adient plc 59.77 3,614 216
2018-03-31 13F-HR AXP / American Express Co. 93.27 22,538 22,257 -1.25 2,238 2,076 -7.24
2018-03-31 13F-HR AFL / AFLAC, Inc. 43.76 18,774 35,968 91.58 1,648 1,574 -4.49
2018-03-31 13F-HR DEO / Diageo plc 135.26 1,793 1,900 5.97 262 257 -1.91
2018-03-31 13F-HR SNY / Sanofi 40.02 5,416 5,697 5.19 233 228 -2.15
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 117.39 82,293 87,600 6.45 10,004 10,283 2.79
2018-03-31 13F-HR HCP / HCP, Inc. 493 498 1.01
2018-03-31 13F-HR MCK / McKesson Corp. 140.84 11,905 11,460 -3.74 1,857 1,614 -13.09
2018-03-31 13F-HR NKE / Nike, Inc. 66.52 4,358 4,570 4.86 273 304 11.36
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 51.54 35,993 35,876 -0.33 1,939 1,849 -4.64
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 69.67 21,309 26,653 25.08 1,498 1,857 23.97
2018-03-31 13F-HR AMOV / America Movil S.A.B. de CV 11,372 0 -100.00 193 0 -100.00
2018-03-31 13F-HR MON / Monsanto Co. 17,625 0 -100.00 2,058 0 -100.00
2018-03-31 13F-HR ALTY / Global X SuperDividend Alternatives ETF 14.49 18,287 265
2018-03-31 13F-HR CATM / Cardtronics, Inc. 22.36 9,077 203
2018-03-31 13F-HR VO / Vanguard Mid-Cap ETF 154.20 11,686 14,274 22.15 1,809 2,201 21.67
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 46.98 103,525 89,928 -13.13 4,753 4,225 -11.11
2018-03-31 13F-HR VOE / Vanguard Mid-Cap Value ETF 109.40 22,098 22,926 3.75 2,465 2,508 1.74
2018-03-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 135.69 12,414 14,224 14.58 1,704 1,930 13.26
2018-03-31 13F-HR VV / Vanguard Large-Cap ETF 121.01 1,784 1,785 0.06 219 216 -1.37
2018-03-31 13F-HR VUG / Vanguard Growth ETF 141.88 38,164 37,735 -1.12 5,368 5,354 -0.26
2018-03-31 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 1,386 0 -100.00 315 0 -100.00
2018-03-31 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 30,443 0 -100.00 203 0 -100.00
2018-03-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 129.61 18,308 18,301 -0.04 2,338 2,372 1.45
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 75.48 54,422 53,485 -1.72 4,516 4,037 -10.61
2018-03-31 13F-HR V / Visa, Inc. 119.63 20,127 2,516 -87.50 2,295 301 -86.88
2018-03-31 13F-HR USRT / iShares Core U.S. REIT ETF 45.08 13,604 9,717 -28.57 675 438 -35.11
2018-03-31 13F-HR VBR / Vanguard Small-Cap Value ETF 129.49 4,564 4,618 1.18 606 598 -1.32
2018-03-31 13F-HR USO / United States Oil Fund, LP 13.09 32,242 31,011 -3.82 387 406 4.91
2018-03-31 13F-HR VB / Vanguard Small-Cap ETF 146.95 11,561 14,787 27.90 1,709 2,173 27.15
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 213.88 1,352 1,398 3.40 298 299 0.34
2018-03-31 13F-HR SRCL / Stericycle, Inc. 58.52 30,309 29,511 -2.63 2,061 1,727 -16.21
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.16 35,946 38,718 7.71 9,593 10,189 6.21
2018-03-31 13F-HR SHPG / Shire Plc. 149.40 1,349 1,419 5.19 209 212 1.44
2018-03-31 13F-HR TD / Toronto-Dominion Bank (ON) 56.95 3,871 4,653 20.20 227 265 16.74
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. 6.26 19,646 19,654 0.04 105 123 17.14
2018-03-31 13F-HR SDIV / Global X SuperDividend ETF 20.71 36,155 30,424 -15.85 787 630 -19.95
2018-03-31 13F-HR RTN / Raytheon Co. 215.67 2,215 2,323 4.88 416 501 20.43
2018-03-31 13F-HR RLY / SPDR SSgA Multi-Asset Real Return ETF 25.96 73,340 91,104 24.22 1,938 2,365 22.03
2018-03-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 52.79 9,385 5,380 -42.67 513 284 -44.64
2018-03-31 13F-HR T / AT & T, Inc. 35.65 176,322 184,034 4.37 6,855 6,561 -4.29
2018-03-31 13F-HR QID / ProShares UltraShort QQQ 12.19 0 30,607 0 373
2018-03-31 13F-HR NVS / Novartis AG 80.73 3,313 3,419 3.20 278 276 -0.72
2018-03-31 13F-HR NVDA / NVIDIA Corp. 231.58 5,476 5,946 8.58 1,060 1,377 29.91
2018-03-31 13F-HR OASI / O'Shares FTSE Asia Pacific Quality Dividend ETF 29.91 6,763 7,221 6.77 203 216 6.40
2018-03-31 13F-HR ORCL / Oracle Corp. 45.75 42,436 41,597 -1.98 2,006 1,903 -5.13
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.15 0 39,117 0 2,040
2018-03-31 13F-HR MS / Morgan Stanley 54.04 4,478 4,478 0.00 235 242 2.98
2018-03-31 13F-HR MORT / Market Vectors Mortgage REIT Income ETF 22.99 16,337 16,659 1.97 393 383 -2.54
2018-03-31 13F-HR NUE / Nucor Corp. 61.08 13,189 14,832 12.46 839 906 7.99
2018-03-31 13F-HR ORLY / O'Reilly Automotive, Inc. 247.38 9,694 9,148 -5.63 2,332 2,263 -2.96
2018-03-31 13F-HR MDT / Medtronic plc 80.20 5,474 10,037 83.36 442 805 82.13
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.99 10,306 11,219 8.86 1,102 1,234 11.98
2018-03-31 13F-HR LEG / Leggett & Platt, Inc. 44.35 16,414 19,414 18.28 783 861 9.96
2018-03-31 13F-HR LAZ / Lazard Ltd. 52.54 4,383 4,454 1.62 230 234 1.74
2018-03-31 13F-HR LUV / Southwest Airlines Co. 57.41 3,248 3,501 7.79 213 201 -5.63
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 338.84 0 605 0 205
2018-03-31 13F-HR MAIN / Main Street Capital Corp. 36.93 7,514 7,094 -5.59 299 262 -12.37
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.16 40,784 43,579 6.85 5,698 5,585 -1.98
2018-03-31 13F-HR IVW / iShares S&P 500 Growth ETF 155.01 4,967 6,219 25.21 759 964 27.01
2018-03-31 13F-HR IUSV / iShares Core Russell U.S. Value 53.13 27,951 28,327 1.35 1,548 1,505 -2.78
2018-03-31 13F-HR IVE / iShares S&P 500 Value ETF 109.34 5,308 5,469 3.03 606 598 -1.32
2018-03-31 13F-HR HUM / Humana, Inc. 268.77 7,114 1,912
2018-03-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 58.41 7,978 5,033 -36.91 454 294 -35.24
2018-03-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 150.96 2,350 2,769 17.83 361 418 15.79
2018-03-31 13F-HR HYLS / First Trust Exchange-Traded Fund IV 47.62 13,677 13,587 -0.66 664 647 -2.56
2018-03-31 13F-HR ILF / iShares Latin America 40 ETF 37.57 23,139 11,950 -48.36 791 449 -43.24
2018-03-31 13F-HR IDCC / InterDigital, Inc. 73.62 0 26,502 0 1,951
2018-03-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 61.54 30,147 29,511 -2.11 1,761 1,816 3.12
2018-03-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 173.99 2,965 2,983 0.61 505 519 2.77
2018-03-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 218.18 1,210 1,265 4.55 261 276 5.75
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 187.56 29,932 30,844 3.05 5,680 5,785 1.85
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 77.01 130,846 138,932 6.18 10,050 10,699 6.46
2018-03-31 13F-HR GNR / SPDR S&P Global Natural Resources ETF 48.39 21,489 21,140 -1.62 1,054 1,023 -2.94
2018-03-31 13F-HR FXL / First Trust Technology AlphaDEX® Fund 55.03 4,159 5,651 35.87 213 311 46.01
2018-03-31 13F-HR GE / General Electric Co. 13.48 186,095 179,029 -3.80 3,247 2,413 -25.69
2018-03-31 13F-HR FXH / First Trust Health Care AlphaDEX Fund 69.44 8,882 8,914 0.36 620 619 -0.16
2018-03-31 13F-HR GMF / SPDR S&P Emerging Asia Pacific ETF 106.74 0 2,492 0 266
2018-03-31 13F-HR FYX / First Trust Small Cap Core AlphaDEX® Fund 60.22 44,014 44,687 1.53 2,692 2,691 -0.04
2018-03-31 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 46.91 20,042 21,042 4.99 975 987 1.23
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.40 0 2,719 0 205
2018-03-31 13F-HR GGG / Graco Inc. 45.75 8,634 8,634 0.00 390 395 1.28
2018-03-31 13F-HR FTXO / First Trust High Income ETF 29.52 9,596 15,143 57.81 282 447 58.51
2018-03-31 13F-HR GM / General Motors Company 36.28 5,972 8,351 39.84 245 303 23.67
2018-03-31 13F-HR FXU / First Trust Utilities AlphaDEX® Fund 25.38 18,015 17,924 -0.51 469 455 -2.99
2018-03-31 13F-HR FXD / First Trust Consumer Discretionary AlphaDEX Fund 40.99 10,710 10,710 0.00 451 439 -2.66
2018-03-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 28.71 94,742 94,845 0.11 2,612 2,723 4.25
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 60.67 25,519 22,895 -10.28 1,529 1,389 -9.16
2018-03-31 13F-HR EWX / SPDR S&P Emerging Markets Small Cap ETF 52.43 6,855 6,942 1.27 356 364 2.25
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 48.28 151,969 162,392 6.86 7,161 7,840 9.48
2018-03-31 13F-HR DYLS / WisdomTree Dynamic Long/Short U.S. Equity Fund 32.45 22,745 738
2018-03-31 13F-HR DWX / SPDR S&P Intl Dividend ETF 40.09 6,236 250
2018-03-31 13F-HR CMP / Compass Minerals Group, Inc. 60.31 27,689 27,108 -2.10 2,001 1,635 -18.29
2018-03-31 13F-HR CERN / Cerner Corp. 58.00 30,802 30,777 -0.08 2,076 1,785 -14.02
2018-03-31 13F-HR BNDX / Vanguard Total International Bond ETF 54.71 6,834 9,906 44.95 372 542 45.70
2018-03-31 13F-HR CLB / Core Laboratories N.V. 108.21 1,873 1,950 4.11 205 211 2.93
2018-03-31 13F-HR CAT / Caterpillar, Inc. 147.42 1,838 1,628 -11.43 290 240 -17.24
2018-03-31 13F-HR CCJ / Cameco Corp. 9.09 22,621 23,753 5.00 209 216 3.35
2018-03-31 13F-HR C / Citigroup, Inc. 67.51 5,307 6,058 14.15 395 409 3.54
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.48 14,839 14,984 0.98 2,941 2,989 1.63
2018-03-31 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 30.74 7,977 7,677 -3.76 253 236 -6.72
2018-03-31 13F-HR COST / Costco Wholesale Corp. 188.50 1,280 7,284 469.06 238 1,373 476.89
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.89 14,932 15,320 2.60 572 657 14.86
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 107.21 26,241 13,627 -48.07 2,869 1,461 -49.08
2018-03-31 13F-HR ULSGF / UBS AG 19.76 10,347 10,982 6.14 215 217 0.93
2018-03-31 13F-HR AEP / American Electric Power Company, Inc. 68.60 43,428 45,528 4.84 3,195 3,123 -2.25
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.43 2,686 3,451 28.48 463 633 36.72
2018-03-31 13F-HR ABEV / Ambev S.A 7.27 30,846 32,450 5.20 199 236 18.59
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,446.78 608 714 17.43 711 1,033 45.29
2018-03-31 13F-HR BIDU / Baidu, Inc. 223.08 990 1,031 4.14 232 230 -0.86
2018-03-31 13F-HR BA / Boeing Company (The) 327.70 2,451 2,957 20.64 723 969 34.02
2018-03-31 13F-HR ANDV / Andeavor Corp. 100.56 21,615 20,704 -4.21 2,471 2,082 -15.74
2018-03-31 13F-HR AMLP / Alerian ETF 9.35 20,209 19,353 -4.24 218 181 -16.97
2018-03-31 13F-HR BLK / BlackRock, Inc. 541.70 4,852 4,604 -5.11 2,492 2,494 0.08
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,036.43 525 549 4.57 553 569 2.89
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 341.42 662 618 -6.65 229 211 -7.86
2018-03-31 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.04 4,600 4,600 0.00 225 221 -1.78
2018-03-31 13F-HR MMM / 3M Co. 219.53 10,109 9,853 -2.53 2,379 2,163 -9.08
2018-03-31 13F-HR EMR / Emerson Electric Co. 68.30 81,155 81,143 -0.01 5,656 5,542 -2.02
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,031.84 2,560 2,450 -4.30 2,679 2,528 -5.64
2018-03-31 13F-HR HCN / Welltower Inc. 54.45 4,879 4,022 -17.57 311 219 -29.58
2018-03-31 13F-HR ED / Consolidated Edison, Inc. 77.94 75,708 76,224 0.68 6,431 5,941 -7.62
2018-03-31 13F-HR GSBD / Goldman Sachs BDC, Inc. 19.13 13,450 24,250 80.30 298 464 55.70
2018-03-31 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 21.07 33,114 32,137 -2.95 710 677 -4.65
2018-03-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 35.86 52,652 53,963 2.49 1,933 1,935 0.10
2018-03-31 13F-HR SYY / SYSCO Corp. 59.94 15,718 18,268 16.22 955 1,095 14.66
2018-03-31 13F-HR KBWD / PowerShares KBW High Dividend Yield Financial Portfolio 22.69 16,294 20,051 23.06 385 455 18.18
2018-03-31 13F-HR DTE / DTE Energy Co. 104.30 0 2,138 0 223
2018-03-31 13F-HR UTHR / United Therapeutics Corp. 112.39 0 17,858 0 2,007
2018-03-31 13F-HR INTC / Intel Corp. 52.07 26,220 28,750 9.65 1,210 1,497 23.72
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 15.08 19,907 20,554 3.25 360 310 -13.89
2018-03-31 13F-HR FMB / First Trust Managed Municipal ETF 52.59 5,909 5,914 0.08 316 311 -1.58
2018-03-31 13F-HR STZ / Constellation Brands, Inc. 228.11 0 925 0 211
2018-03-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 51.92 40,895 40,756 -0.34 2,158 2,116 -1.95
2018-03-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.25 172,746 184,256 6.66 7,749 8,153 5.21
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 65.45 6,054 7,502 23.92 387 491 26.87
2018-03-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 65.89 32,159 35,317 9.82 2,125 2,327 9.51
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.37 8,078 9,945 23.11 584 670 14.73
2018-03-31 13F-HR UTX / United Technologies Corp. 125.82 18,613 18,812 1.07 2,375 2,367 -0.34
2018-03-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.83 16,267 16,099 -1.03 779 770 -1.16
2018-03-31 13F-HR FM / iShares MSCI Frontier 100 ETF 35.11 26,746 26,121 -2.34 886 917 3.50
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.84 25,487 25,796 1.21 1,349 1,234 -8.52
2018-03-31 13F-HR F / Ford Motor Co. 11.09 55,774 57,455 3.01 697 637 -8.61
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.57 34,463 29,564 -14.22 962 815 -15.28
2018-03-31 13F-HR TIP / iShares TIPS Bond ETF 113.07 7,543 8,791 16.55 860 994 15.58
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 81.46 5,115 4,530 -11.44 423 369 -12.77
2018-03-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.13 0 9,425 0 218
2018-03-31 13F-HR KT / KT Corp. 13.68 0 13,746 0 188
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 110.07 7,375 8,249 11.85 890 908 2.02
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 151.22 10,539 10,468 -0.67 1,521 1,583 4.08
2018-03-31 13F-HR CVX / Chevron Corp. 114.02 9,184 9,481 3.23 1,150 1,081 -6.00
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF 74.37 0 2,797 0 208
2018-03-31 13F-HR RFEU / First Tr Exchange Traded FD III 65.03 64,691 65,864 1.81 4,227 4,283 1.32
2018-03-31 13F-HR FDT / First Trust Developed Markets Ex-US AlphaDEX Fund 62.79 13,855 13,091 -5.51 864 822 -4.86
2018-03-31 13F-HR IWV / iShares Russell 3000 ETF 156.34 1,388 1,388 0.00 219 217 -0.91
2018-03-31 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 55.77 8,255 6,114 -25.94 459 341 -25.71
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.37 4,674 4,768 2.01 299 264 -11.71
2018-03-31 13F-HR ETN / Eaton Corporation 79.82 3,350 3,558 6.21 265 284 7.17
2018-03-31 13F-HR GCE / Claymore CEF GS Connect ETN 15.16 25,571 12,929 -49.44 426 196 -53.99
2018-03-31 13F-HR ABT / Abbott Laboratories 59.88 5,507 6,763 22.81 314 405 28.98
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.27 60,232 61,711 2.46 5,534 4,892 -11.60
2018-03-31 13F-HR CLX / Clorox Company (The) 133.10 14,885 14,681 -1.37 2,214 1,954 -11.74
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.27 79,896 78,184 -2.14 6,834 7,136 4.42
2018-03-31 13F-HR EXC / Exelon Corp. 39.01 21,315 22,735 6.66 840 887 5.60
2018-03-31 13F-HR MAT / Mattel, Inc. 13.15 117,757 114,273 -2.96 1,811 1,503 -17.01
2018-03-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 21.89 13,350 15,850 18.73 328 347 5.79
2018-03-31 13F-HR MBTF / MBT Financial Corp. 10.73 27,048 17,048 -36.97 287 183 -36.24
2018-03-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.05 55,379 56,178 1.44 5,650 5,677 0.48
2018-03-31 13F-HR SWK / Stanley Black & Decker, Inc. 153.07 1,285 1,385 7.78 218 212 -2.75
2018-03-31 13F-HR FB / Facebook, Inc. 159.79 5,753 2,616 -54.53 1,015 418 -58.82
2018-03-31 13F-HR X / United States Steel Corp. 35.18 24,746 24,048 -2.82 871 846 -2.87
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 136.08 25,959 32,796 26.34 3,496 4,463 27.66
2018-03-31 13F-HR REM / iShares Mortgage Real Estate Capped ETF 42.50 8,577 10,660 24.29 388 453 16.75
2018-03-31 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 60.91 8,347 8,324 -0.28 505 507 0.40
2018-03-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 24.00 40,751 60,424 48.28 1,119 1,450 29.58
2018-03-31 13F-HR DUK / Duke Energy Corp. 77.48 38,890 43,058 10.72 3,271 3,336 1.99
2018-03-31 13F-HR TDIV / First Trust NASDAQ Technology Dividend Index Fund 35.81 26,297 26,838 2.06 926 961 3.78
2018-03-31 13F-HR FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 52.74 62,103 61,072 -1.66 3,393 3,221 -5.07
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.56 195,947 213,097 8.75 7,460 8,004 7.29
2018-03-31 13F-HR MCD / McDonald's Corp. 156.38 35,137 35,095 -0.12 6,048 5,488 -9.26
2018-03-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.93 69,685 114,099 63.74 3,541 5,811 64.11
2018-03-31 13F-HR FXN / First Trust Exchange-Traded AlphaDEX Fund 14.38 30,978 21,481 -30.66 480 309 -35.62
2018-03-31 13F-HR MO / Altria Group, Inc. 62.32 65,675 66,075 0.61 4,690 4,118 -12.20
2018-03-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 39.43 10,471 10,524 0.51 444 415 -6.53
2018-03-31 13F-HR VOOV / Vanguard S&P 500 Value ETF 105.52 4,785 3,260 -31.87 526 344 -34.60
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.51 7,453 7,980 7.07 419 435 3.82
2018-03-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 20.52 14,757 14,233 -3.55 263 292 11.03
2018-03-31 13F-HR BSV / Vanguard Short-Term Bond ETF 78.44 63,070 63,160 0.14 4,989 4,954 -0.70
2018-03-31 13F-HR AKS / AK Steel Holding Corp. 4.53 0 26,060 0 118
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.12 3,597 3,549 -1.33 220 224 1.82
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.14 27,345 26,598 -2.73 3,279 2,903 -11.47
2018-03-31 13F-HR PSEC / Prospect Capital Corp. 6.55 35,742 31,452 -12.00 241 206 -14.52
2018-03-31 13F-HR ADI / Analog Devices, Inc. 91.12 23,748 22,871 -3.69 2,114 2,084 -1.42
2018-03-31 13F-HR FXE / CurrencyShares Euro Trust 118.26 7,292 7,086 -2.83 843 838 -0.59
2018-03-31 13F-HR RFDI / First Tr Exchange Traded FD III 63.91 62,209 63,406 1.92 3,986 4,052 1.66
2018-03-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 65.17 18,342 24,688 34.60 1,183 1,609 36.01
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.24 1,446 1,546 6.92 222 223 0.45
2018-03-31 13F-HR RFEM / First Tr Exchange Traded FD III 74.53 54,001 54,948 1.75 3,804 4,095 7.65
2018-03-31 13F-HR D / Dominion Resources, Inc. 67.42 24,427 23,984 -1.81 1,980 1,617 -18.33
2018-03-31 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 39.60 17,781 21,514 20.99 722 852 18.01
2018-03-31 13F-HR VTV / Vanguard Value ETF 103.17 41,265 48,821 18.31 4,387 5,037 14.82
2018-03-31 13F-HR OEF / iShares S&P 100 ETF 116.16 2,574 2,574 0.00 305 299 -1.97
2018-03-31 13F-HR DE / Deere & Co. 155.57 1,837 2,102 14.43 287 327 13.94
2018-03-31 13F-HR MMP / Magellan Midstream Partners, L.P. 348 325 -6.61
2018-03-31 13F-HR FTCS / First Trust Exchange-Traded Fund 50.55 7,435 7,438 0.04 379 376 -0.79
2018-03-31 13F-HR FDN / First Trust Dow Jones Internet Index Fund 120.50 29,709 29,934 0.76 3,264 3,607 10.51
2018-03-31 13F-HR STLD / Steel Dynamics, Inc. 44.22 30,184 30,192 0.03 1,302 1,335 2.53
2018-03-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.41 7,084 13,378 88.85 562 1,049 86.65
2018-03-31 13F-HR SCHD / Schwab US Dividend Equity ETF 49.03 104,279 105,335 1.01 5,336 5,165 -3.20
2018-03-31 13F-HR RFAP / First Tr Exchange Traded FD III 60.15 55,245 56,330 1.96 3,346 3,388 1.26
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 265.38 54,835 56,007 2.14 14,742 14,863 0.82
2018-03-31 13F-HR UL / Unilever, PLC ADR 55.65 4,083 4,295 5.19 226 239 5.75
2018-03-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.55 26,455 26,950 1.87 499 500 0.20
2018-03-31 13F-HR LZB / La-Z-Boy, Inc. 29.95 116,451 116,451 0.00 3,633 3,488 -3.99
2018-03-31 13F-HR VYM / Vanguard High Dividend Yield ETF 82.45 25,685 8,733 -66.00 2,199 720 -67.26
2018-03-31 13F-HR UA / Under Armour, Inc., Class C 16.35 12,818 13,456 4.98 185 220 18.92
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF 119.90 1,982 2,669 34.66 246 320 30.08
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 69.07 25,700 25,047 -2.54 1,918 1,730 -9.80
2018-03-31 13F-HR BP / BP Plc 40.61 8,112 6,698 -17.43 341 272 -20.23
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 151.85 6,185 8,153 31.82 943 1,238 31.28
2018-03-31 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 76.00 13,927 14,369 3.17 1,002 1,092 8.98
2018-03-31 13F-HR FDX / FedEx Corp. 240.26 2,276 2,156 -5.27 568 518 -8.80
2018-03-31 13F-HR BAC / Bank of America Corp. 29.99 60,824 61,418 0.98 1,796 1,842 2.56
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 113.48 14,138 14,928 5.59 1,657 1,694 2.23
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.43 34,637 35,138 1.45 3,724 3,529 -5.24
2018-03-31 13F-HR IYJ / iShares U.S. Industrial ETF 145.02 5,318 4,944 -7.03 784 717 -8.55
2018-03-31 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 47.80 7,414 10,292 38.82 336 492 46.43
2018-03-31 13F-HR PSK / SPDR Wells Fargo Preferred Stock ETF 43.46 13,532 14,610 7.97 596 635 6.54
2018-03-31 13F-HR COP / ConocoPhillips 59.30 46,245 40,692 -12.01 2,538 2,413 -4.93
2018-03-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.05 22,363 24,638 10.17 700 765 9.29
2018-03-31 13F-HR KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 31.20 20,678 16,312 -21.11 732 509 -30.46
2018-03-31 13F-HR JXI / iShares S&P Global Utilities Sector Index Fund 49.11 13,933 7,147 -48.70 690 351 -49.13
2018-03-31 13F-HR FCEF / First Tr Exchange-Traded Fd VII 21.36 10,625 14,325 34.82 234 306 30.77
2018-03-31 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 51.61 10,563 11,045 4.56 554 570 2.89
2018-03-31 13F-HR EV / Eaton Vance Corp. 11.57 17,250 17,975 4.20 206 208 0.97
2018-03-31 13F-HR MCEF / First Tr Exchange-Traded Fd VII 17.79 10,400 10,400 0.00 195 185 -5.13
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.76 2,371 2,402 1.31 207 206 -0.48
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.81 9,530 14,792 55.22 1,178 1,861 57.98
2018-03-31 13F-HR HDV / iShares Core High Dividend ETF 84.49 27,284 21,127 -22.57 2,459 1,785 -27.41
2018-03-31 13F-HR MUB / iShares National Muni Bond ETF 108.94 23,143 24,537 6.02 2,563 2,673 4.29
2018-03-31 13F-HR GOVT / iShares U.S. Treasury Bond ETF 24.69 34,822 34,508 -0.90 873 852 -2.41
2018-03-31 13F-HR PGX / PowerShares Preferred Portfolio 14.59 31,437 30,441 -3.17 467 444 -4.93
2018-03-31 13F-HR SDY / SPDR S&P Dividend ETF 91.20 2,643 2,511 -4.99 250 229 -8.40
2018-03-31 13F-HR MELI / MercadoLibre, Inc. 356.69 956 785 -17.89 301 280 -6.98
2018-03-31 13F-HR CVRR / CVR Refining LP 694 530 -23.63
2018-03-31 13F-HR CINF / Cincinnati Financial Corp. 74.28 24,383 25,216 3.42 1,828 1,873 2.46
2018-03-31 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 119.21 10,498 10,544 0.44 1,252 1,257 0.40
2018-03-31 13F-HR SO / Southern Co. (The) 44.63 9,744 9,612 -1.35 469 429 -8.53
2018-03-31 13F-HR AMGN / Amgen Inc. 170.27 13,243 1,944 -85.32 2,303 331 -85.63
2018-03-31 13F-HR OUSA / O'Shares FTSE U.S. Quality Dividend ETF 30.51 15,232 16,880 10.82 486 515 5.97
2018-03-31 13F-HR MA / MasterCard Incorporated 175.13 15,205 14,486 -4.73 2,301 2,537 10.26
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.62 40,395 40,380 -0.04 3,379 3,013 -10.83
2018-03-31 13F-HR KO / Coca Cola Co. 43.44 49,508 53,343 7.75 2,271 2,317 2.03
2018-03-31 13F-HR BBBY / Bed Bath & Beyond Inc. 20.99 0 85,524 0 1,795
2018-03-31 13F-HR IWC / iShares Micro-cap ETF 96.06 13,489 14,043 4.11 1,291 1,349 4.49
2018-03-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 112.83 8,208 8,393 2.25 953 947 -0.63
2018-03-31 13F-HR FREL / Fidelity MSCI Real Estate Index ETF 22.87 15,375 15,132 -1.58 380 346 -8.95
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.65 80,995 76,584 -5.45 7,833 7,249 -7.46
2018-03-31 13F-HR IWB / iShares Russell 1000 ETF 147.15 1,636 1,597 -2.38 243 235 -3.29
2018-03-31 13F-HR IYW / iShares U.S. Technology ETF 168.08 3,212 3,177 -1.09 523 534 2.10
2018-03-31 13F-HR AAPL / Apple, Inc. 167.77 34,962 35,131 0.48 5,917 5,894 -0.39
2018-03-31 13F-HR ISHG / iShares -3 Year International Treasury Bond ETF 86.70 10,217 11,349 11.08 860 984 14.42
2018-03-31 13F-HR WMT / Walmart, Inc. 88.98 18,426 18,329 -0.53 1,820 1,631 -10.38
2018-03-31 13F-HR HBAN / Huntington Bancshares, Inc. 15.08 23,203 23,342 0.60 338 352 4.14
2018-03-31 13F-HR YYY / Yield Shares High Income ETF 18.38 0 12,241 0 225
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 178.19 3,695 3,934 6.47 700 701 0.14
2018-03-31 13F-HR WM / Waste Management, Inc. 84.09 10,942 12,391 13.24 944 1,042 10.38
2018-03-31 13F-HR IYH / iShares U.S. Healthcare ETF 172.41 1,582 1,798 13.65 276 310 12.32
2018-03-31 13F-HR NMM / Navios Maritime Partners L.P. 26 19 -26.92
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.42 37,057 36,130 -2.50 2,248 1,894 -15.75
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 95.09 13,629 13,051 -4.24 1,343 1,241 -7.59
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.71 84,001 81,317 -3.20 5,983 5,181 -13.40
2018-03-31 13F-HR VXF / Vanguard Extended Market ETF 111.60 10,700 10,753 0.50 1,196 1,200 0.33
2018-03-31 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 48.91 23,358 26,884 15.10 1,140 1,315 15.35
2018-03-31 13F-HR IAT / iShares U.S. Regional Banks ETF 50.31 0 5,367 0 270
2018-03-31 13F-HR LNC.WS / Lincoln National Corp. 2,600 0 -100.00 200 0 -100.00
2018-03-31 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 29,331 0 -100.00 213 0 -100.00
2018-03-31 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 52,102 0 -100.00 865 0 -100.00
2018-03-31 13F-HR SHW / Sherwin-Williams Co. (The) 537 0 -100.00 220 0 -100.00
2018-03-31 13F-HR UBNT / Ubiquiti Networks, Inc. 31,664 0 -100.00 2,249 0 -100.00
2018-03-31 13F-HR STIP / iShares 0-5 Year TIPS Bond ETF 6,285 0 -100.00 628 0 -100.00
2018-03-31 13F-HR ENB / Enbridge Inc. 5,141 0 -100.00 201 0 -100.00
2018-03-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 3,647 0 -100.00 258 0 -100.00
2018-03-31 13F-HR VGK / Vanguard FTSE Europe ETF 16,224 0 -100.00 960 0 -100.00
2018-03-31 13F-HR SLYV / SPDR S&P 600 Small CapValue ETF 2,550 0 -100.00 321 0 -100.00
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 15,044 0 -100.00 1,908 0 -100.00
2018-03-31 13F-HR IEV / iShares Europe 350 ETF 10,026 0 -100.00 474 0 -100.00