InvestorRegal Investment Advisors LLC
Portfolio Value $ 448,691,000
Current Positions280
Opened Positions5
Closed Positions24


Latest Holdings, Performance, AUM (from 13F, 13D)

Regal Investment Advisors LLC has disclosed 280 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 448,691,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Regal Investment Advisors LLC's top holdings are iShares Core S&P 500 ETF (NYSE:IVV) , iShares Core S&P Small-Cap ETF (NYSE:IJR) , iShares iBoxx $ Investment Grade Corporate Bond ETF (NYSE:LQD) , SPDR S&P 500 ETF Trust (NYSE:SPY) , and AbbVie Inc. (NYSE:ABBV) . Regal Investment Advisors LLC's new positions include NuStar Energy L.P. (NYSE:NS) , CVR Refining LP (NYSE:CVRR) , HCP, Inc. (NYSE:HCP) , Fidelity MSCI Real Estate Index ETF (NYSE:FREL) , and Magellan Midstream Partners, L.P. (NYSE:MMP) .

All Regal Investment Advisors LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 06, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-12-31 13F-HR LNC.WS / Lincoln National Corp. 76.92 2,600 200
2017-12-31 13F-HR LAZ / Lazard Ltd. 52.48 0 4,383 0 230
2017-12-31 13F-HR KO / Coca Cola Co. 45.87 44,941 49,508 10.16 2,023 2,271 12.26
2017-12-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 215.70 1,184 1,210 2.20 240 261 8.75
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.91 0 7,978 0 454
2017-12-31 13F-HR AMOV / America Movil S.A.B. de CV 16.97 11,372 193
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.78 16,494 18,774 13.82 1,342 1,648 22.80
2017-12-31 13F-HR AAPL / Apple, Inc. 169.24 36,908 34,962 -5.27 5,688 5,917 4.03
2017-12-31 13F-HR CVRR / CVR Refining LP 410 694 69.27
2017-12-31 13F-HR SHPG / Shire Plc. 154.93 1,349 209
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.73 21,860 12,323 -43.63 3,180 1,919 -39.65
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.45 3,401 3,695 8.64 556 700 25.90
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.38 1,696 2,686 58.37 293 463 58.02
2017-12-31 13F-HR CLB / Core Laboratories N.V. 109.45 0 1,873 0 205
2017-12-31 13F-HR UTX / United Technologies Corp. 127.60 18,561 18,613 0.28 2,155 2,375 10.21
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.30 3,845 8,078 110.09 263 584 122.05
2017-12-31 13F-HR INTC / Intel Corp. 46.15 21,288 26,220 23.17 811 1,210 49.20
2017-12-31 13F-HR EXC / Exelon Corp. 39.41 19,710 21,315 8.14 742 840 13.21
2017-12-31 13F-HR MCK / McKesson Corp. 155.98 11,803 11,905 0.86 1,813 1,857 2.43
2017-12-31 13F-HR HCP / HCP, Inc. 527 493 -6.45
2017-12-31 13F-HR ORCL / Oracle Corp. 47.27 0 42,436 0 2,006
2017-12-31 13F-HR JXI / iShares S&P Global Utilities Sector Index Fund 49.52 13,157 13,933 5.90 667 690 3.45
2017-12-31 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 7.26 25,386 29,331 15.54 163 213 30.67
2017-12-31 13F-HR COP / ConocoPhillips 54.88 47,209 46,245 -2.04 2,363 2,538 7.41
2017-12-31 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 45.32 7,645 7,414 -3.02 329 336 2.13
2017-12-31 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 16.60 0 52,102 0 865
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.52 35,210 34,637 -1.63 3,471 3,724 7.29
2017-12-31 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 48.65 20,552 20,042 -2.48 939 975 3.83
2017-12-31 13F-HR ABEV / Ambev S.A 6.45 26,774 30,846 15.21 176 199 13.07
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 50,228 0 -100.00 1,153 0 -100.00
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.81 131,471 130,846 -0.48 9,758 10,050 2.99
2017-12-31 13F-HR ILF / iShares Latin America 40 ETF 34.18 5,948 23,139 289.02 209 791 278.47
2017-12-31 13F-HR VBR / Vanguard Small-Cap Value ETF 132.78 4,672 4,564 -2.31 597 606 1.51
2017-12-31 13F-HR WM / Waste Management, Inc. 86.27 10,571 10,942 3.51 827 944 14.15
2017-12-31 13F-HR HYLS / First Trust Exchange-Traded Fund IV 48.55 14,128 13,677 -3.19 693 664 -4.18
2017-12-31 13F-HR FYX / First Trust Small Cap Core AlphaDEX® Fund 61.16 44,423 44,014 -0.92 2,620 2,692 2.75
2017-12-31 13F-HR VOE / Vanguard Mid-Cap Value ETF 111.55 22,067 22,098 0.14 2,331 2,465 5.75
2017-12-31 13F-HR UEPS / Net 1 UEPS Technologies, Inc. 16,057 0 -100.00 156 0 -100.00
2017-12-31 13F-HR RSX / VanEck Vectors ETF TR 34,000 0 -100.00 758 0 -100.00
2017-12-31 13F-HR FSIC / FS Investment Corporation 15,331 0 -100.00 130 0 -100.00
2017-12-31 13F-HR MMD / MainStay DefinedTerm Municipal Opportunities Fund 23,447 0 -100.00 471 0 -100.00
2017-12-31 13F-HR AOM / iShares Core Moderate Allocation ETF 13,838 0 -100.00 525 0 -100.00
2017-12-31 13F-HR KTF / Deutsche Municipal Income Trust 11,365 0 -100.00 144 0 -100.00
2017-12-31 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 58.59 9,416 8,380 -11.00 517 491 -5.03
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 14.57 23,183 23,203 0.09 324 338 4.32
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.71 36,573 40,784 11.51 4,755 5,698 19.83
2017-12-31 13F-HR SHW / Sherwin-Williams Co. (The) 409.68 0 537 0 220
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.56 3,680 3,884 5.54 409 410 0.24
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.77 16,999 18,426 8.39 1,328 1,820 37.05
2017-12-31 13F-HR ISHG / iShares -3 Year International Treasury Bond ETF 84.17 9,305 10,217 9.80 781 860 10.12
2017-12-31 13F-HR LEG / Leggett & Platt, Inc. 47.70 16,114 16,414 1.86 769 783 1.82
2017-12-31 13F-HR MON / Monsanto Co. 116.77 17,992 17,625 -2.04 2,156 2,058 -4.55
2017-12-31 13F-HR FXH / First Trust Health Care AlphaDEX Fund 69.80 8,882 8,882 0.00 599 620 3.51
2017-12-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 153.62 2,345 2,350 0.21 348 361 3.74
2017-12-31 13F-HR VGSH / Vanguard Short-Term Government Bond Index Fund 60.17 3,871 3,706 -4.26 235 223 -5.11
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.57 40,181 43,428 8.08 2,822 3,195 13.22
2017-12-31 13F-HR USRT / iShares Core U.S. REIT ETF 49.62 12,692 13,604 7.19 625 675 8.00
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.93 9,864 10,306 4.48 942 1,102 16.99
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.91 118,094 103,525 -12.34 5,145 4,753 -7.62
2017-12-31 13F-HR GE / General Electric Co. 17.45 188,351 186,095 -1.20 4,554 3,247 -28.70
2017-12-31 13F-HR UBNT / Ubiquiti Networks, Inc. 71.03 38,542 31,664 -17.85 2,159 2,249 4.17
2017-12-31 13F-HR ULSGF / UBS AG 20.78 9,381 10,347 10.30 206 215 4.37
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.22 58,584 75,586 29.02 2,091 2,738 30.94
2017-12-31 13F-HR FXL / First Trust Technology AlphaDEX® Fund 51.21 0 4,159 0 213
2017-12-31 13F-HR CCJ / Cameco Corp. 9.24 0 22,621 0 209
2017-12-31 13F-HR IYW / iShares U.S. Technology ETF 162.83 3,613 3,212 -11.10 542 523 -3.51
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.78 1,805 1,838 1.83 225 290 28.89
2017-12-31 13F-HR IWB / iShares Russell 1000 ETF 148.53 0 1,636 0 243
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.87 36,270 35,946 -0.89 9,112 9,593 5.28
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.71 84,728 80,995 -4.41 7,529 7,833 4.04
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.33 13,678 26,241 91.85 1,499 2,869 91.39
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.57 5,651 5,476 -3.10 1,010 1,060 4.95
2017-12-31 13F-HR BNDX / Vanguard Total International Bond ETF 54.43 8,275 6,834 -17.41 452 372 -17.70
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.80 10,665 11,686 9.57 1,568 1,809 15.37
2017-12-31 13F-HR V / Visa, Inc. 114.03 23,395 20,127 -13.97 2,462 2,295 -6.78
2017-12-31 13F-HR CERN / Cerner Corp. 67.40 31,140 30,802 -1.09 2,221 2,076 -6.53
2017-12-31 13F-HR GNR / SPDR S&P Global Natural Resources ETF 49.05 21,456 21,489 0.15 986 1,054 6.90
2017-12-31 13F-HR TGT / Target Corp. 65.28 8,913 10,125 13.60 526 661 25.67
2017-12-31 13F-HR FEM / First Trust Emerging Markets AlphaDEX Fund 27.90 42,149 12,762 -69.72 1,153 356 -69.12
2017-12-31 13F-HR STIP / iShares 0-5 Year TIPS Bond ETF 99.92 0 6,285 0 628
2017-12-31 13F-HR VWOB / Vanguard Emerging Markets Government Bond ETF 80.29 18,494 19,767 6.88 1,501 1,587 5.73
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.11 8,966 8,208 -8.45 1,044 953 -8.72
2017-12-31 13F-HR IYR / iShares U.S. Real Estate ETF 80.97 4,623 5,471 18.34 369 443 20.05
2017-12-31 13F-HR NVS / Novartis AG 83.91 2,996 3,313 10.58 257 278 8.17
2017-12-31 13F-HR IWC / iShares Micro-cap ETF 95.71 13,658 13,489 -1.24 1,290 1,291 0.08
2017-12-31 13F-HR CMP / Compass Minerals Group, Inc. 72.27 27,695 27,689 -0.02 1,797 2,001 11.35
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.95 33,224 31,071 -6.48 2,656 2,888 8.73
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.40 2,908 2,654 -8.73 249 224 -10.04
2017-12-31 13F-HR SRCL / Stericycle, Inc. 68.00 0 30,309 0 2,061
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.10 18,509 18,240 -1.45 2,146 2,446 13.98
2017-12-31 13F-HR PSP / PowerShares Exchange-Trade Fund Trust 12.45 700 20,637 2,848.14 7 257 3,571.43
2017-12-31 13F-HR ETR / Entergy Corp. 81.33 7,848 7,820 -0.36 599 636 6.18
2017-12-31 13F-HR MDT / Medtronic plc 80.75 2,858 5,474 91.53 222 442 99.10
2017-12-31 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 30.11 20,412 19,926 -2.38 592 600 1.35
2017-12-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.56 34,786 35,233 1.28 973 971 -0.21
2017-12-31 13F-HR AXP / American Express Co. 99.30 23,158 22,538 -2.68 2,095 2,238 6.83
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.65 34,237 40,395 17.99 2,807 3,379 20.38
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.87 36,008 35,993 -0.04 1,909 1,939 1.57
2017-12-31 13F-HR MA / MasterCard Incorporated 151.33 14,567 15,205 4.38 2,057 2,301 11.86
2017-12-31 13F-HR OUSA / O'Shares FTSE U.S. Quality Dividend ETF 31.91 7,574 15,232 101.11 229 486 112.23
2017-12-31 13F-HR AMGN / Amgen Inc. 173.90 13,418 13,243 -1.30 2,502 2,303 -7.95
2017-12-31 13F-HR SO / Southern Co. (The) 48.13 7,852 9,744 24.10 386 469 21.50
2017-12-31 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 119.26 10,458 10,498 0.38 1,202 1,252 4.16
2017-12-31 13F-HR CINF / Cincinnati Financial Corp. 74.97 22,259 24,383 9.54 1,704 1,828 7.28
2017-12-31 13F-HR MELI / MercadoLibre, Inc. 314.85 828 956 15.46 214 301 40.65
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 94.59 3,043 2,643 -13.14 278 250 -10.07
2017-12-31 13F-HR GOVT / iShares U.S. Treasury Bond ETF 25.07 34,192 34,822 1.84 863 873 1.16
2017-12-31 13F-HR PGX / PowerShares Preferred Portfolio 14.86 28,302 31,437 11.08 425 467 9.88
2017-12-31 13F-HR MUB / iShares National Muni Bond ETF 110.75 22,157 23,143 4.45 2,457 2,563 4.31
2017-12-31 13F-HR HDV / iShares Core High Dividend ETF 90.13 18,808 27,284 45.07 1,617 2,459 52.07
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.61 11,185 9,530 -14.80 1,360 1,178 -13.38
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.30 10,661 2,371 -77.76 946 207 -78.12
2017-12-31 13F-HR MCEF / First Tr Exchange-Traded Fd VII 18.75 10,400 10,400 0.00 197 195 -1.02
2017-12-31 13F-HR EV / Eaton Vance Corp. 11.94 17,250 17,250 0.00 204 206 0.98
2017-12-31 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 52.45 12,204 10,563 -13.45 644 554 -13.98
2017-12-31 13F-HR KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 35.40 19,060 20,678 8.49 715 732 2.38
2017-12-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.30 21,890 22,363 2.16 650 700 7.69
2017-12-31 13F-HR PSK / SPDR Wells Fargo Preferred Stock ETF 44.04 12,999 13,532 4.10 581 596 2.58
2017-12-31 13F-HR IYJ / iShares U.S. Industrial ETF 147.42 5,949 5,318 -10.61 824 784 -4.85
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.20 12,632 14,138 11.92 1,381 1,657 19.99
2017-12-31 13F-HR ENB / Enbridge Inc. 39.10 0 5,141 0 201
2017-12-31 13F-HR BAC / Bank of America Corp. 29.53 60,946 60,824 -0.20 1,544 1,796 16.32
2017-12-31 13F-HR FDX / FedEx Corp. 249.56 1,796 2,276 26.73 405 568 40.25
2017-12-31 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 71.95 12,212 13,927 14.04 832 1,002 20.43
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.47 5,816 6,185 6.34 862 943 9.40
2017-12-31 13F-HR BP / BP Plc 42.04 8,238 8,112 -1.53 317 341 7.57
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.63 25,730 25,700 -0.12 1,629 1,918 17.74
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 124.12 2,063 1,982 -3.93 245 246 0.41
2017-12-31 13F-HR UA / Under Armour, Inc., Class C 14.43 34,318 12,818 -62.65 566 185 -67.31
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 85.61 29,031 25,685 -11.53 2,354 2,199 -6.58
2017-12-31 13F-HR LZB / La-Z-Boy, Inc. 31.20 116,451 116,451 0.00 3,133 3,633 15.96
2017-12-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.86 25,065 26,455 5.55 475 499 5.05
2017-12-31 13F-HR UL / Unilever, PLC ADR 55.35 3,617 4,083 12.88 210 226 7.62
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.84 63,394 54,835 -13.50 16,034 14,742 -8.06
2017-12-31 13F-HR RFAP / First Tr Exchange Traded FD III 60.57 40,981 55,245 34.81 2,400 3,346 39.42
2017-12-31 13F-HR SCHD / Schwab US Dividend Equity ETF 51.17 109,140 104,279 -4.45 5,108 5,336 4.46
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.33 6,719 7,084 5.43 538 562 4.46
2017-12-31 13F-HR STLD / Steel Dynamics, Inc. 43.14 30,174 30,184 0.03 1,040 1,302 25.19
2017-12-31 13F-HR FDN / First Trust Dow Jones Internet Index Fund 109.87 28,874 29,709 2.89 2,956 3,264 10.42
2017-12-31 13F-HR FTCS / First Trust Exchange-Traded Fund 50.98 7,286 7,435 2.05 345 379 9.86
2017-12-31 13F-HR DE / Deere & Co. 156.23 1,936 1,837 -5.11 243 287 18.11
2017-12-31 13F-HR NKE / Nike, Inc. 62.64 4,361 4,358 -0.07 226 273 20.80
2017-12-31 13F-HR OEF / iShares S&P 100 ETF 118.49 2,381 2,574 8.11 265 305 15.09
2017-12-31 13F-HR VTV / Vanguard Value ETF 106.31 40,158 41,265 2.76 4,009 4,387 9.43
2017-12-31 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 40.61 17,028 17,781 4.42 632 722 14.24
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.06 24,712 24,427 -1.15 1,901 1,980 4.16
2017-12-31 13F-HR RFEM / First Tr Exchange Traded FD III 70.44 39,724 54,001 35.94 2,666 3,804 42.69
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.53 0 1,446 0 222
2017-12-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 64.50 17,247 18,342 6.35 1,069 1,183 10.66
2017-12-31 13F-HR RFDI / First Tr Exchange Traded FD III 64.07 46,622 62,209 33.43 2,940 3,986 35.58
2017-12-31 13F-HR FXE / CurrencyShares Euro Trust 115.61 7,331 7,292 -0.53 836 843 0.84
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.02 23,751 23,748 -0.01 2,047 2,114 3.27
2017-12-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 70.74 3,637 3,647 0.27 240 258 7.50
2017-12-31 13F-HR PSEC / Prospect Capital Corp. 6.74 17,836 35,742 100.39 120 241 100.83
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.91 27,237 27,345 0.40 3,035 3,279 8.04
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.16 3,954 3,597 -9.03 252 220 -12.70
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.10 56,907 63,070 10.83 4,542 4,989 9.84
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.82 13,544 14,757 8.96 243 263 8.23
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.22 5,952 7,453 25.22 381 419 9.97
2017-12-31 13F-HR VOOV / Vanguard S&P 500 Value ETF 109.93 4,679 4,785 2.27 486 526 8.23
2017-12-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 42.40 9,933 10,471 5.42 407 444 9.09
2017-12-31 13F-HR MO / Altria Group, Inc. 71.41 64,080 65,675 2.49 4,064 4,690 15.40
2017-12-31 13F-HR FXN / First Trust Exchange-Traded AlphaDEX Fund 15.49 45,839 30,978 -32.42 658 480 -27.05
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.81 67,445 69,685 3.32 3,436 3,541 3.06
2017-12-31 13F-HR MCD / McDonald's Corp. 172.13 33,304 35,137 5.50 5,218 6,048 15.91
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.07 181,321 195,947 8.07 7,037 7,460 6.01
2017-12-31 13F-HR FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 54.64 78,634 62,103 -21.02 4,019 3,393 -15.58
2017-12-31 13F-HR TDIV / First Trust NASDAQ Technology Dividend Index Fund 35.21 25,346 26,297 3.75 821 926 12.79
2017-12-31 13F-HR VGK / Vanguard FTSE Europe ETF 59.17 24,390 16,224 -33.48 1,423 960 -32.54
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.11 39,142 38,890 -0.64 3,285 3,271 -0.43
2017-12-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 27.46 35,493 40,751 14.81 1,002 1,119 11.68
2017-12-31 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 60.50 8,243 8,347 1.26 490 505 3.06
2017-12-31 13F-HR REM / iShares Mortgage Real Estate Capped ETF 45.24 21,266 8,577 -59.67 996 388 -61.04
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.67 23,268 25,959 11.57 2,910 3,496 20.14
2017-12-31 13F-HR X / United States Steel Corp. 35.20 24,742 24,746 0.02 635 871 37.17
2017-12-31 13F-HR FB / Facebook, Inc. 176.43 5,352 5,753 7.49 914 1,015 11.05
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 169.65 0 1,285 0 218
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.02 49,408 55,379 12.09 4,683 5,650 20.65
2017-12-31 13F-HR SLYV / SPDR S&P 600 Small CapValue ETF 125.88 2,443 2,550 4.38 309 321 3.88
2017-12-31 13F-HR MBTF / MBT Financial Corp. 10.61 21,357 27,048 26.65 234 287 22.65
2017-12-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.57 13,740 13,350 -2.84 341 328 -3.81
2017-12-31 13F-HR MAT / Mattel, Inc. 15.38 0 117,757 0 1,811
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 72,759 79,896 9.81 5,420 6,834 26.09
2017-12-31 13F-HR CLX / Clorox Company (The) 148.74 14,152 14,885 5.18 1,867 2,214 18.59
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.88 52,654 60,232 14.39 4,790 5,534 15.53
2017-12-31 13F-HR ABT / Abbott Laboratories 57.02 5,840 5,507 -5.70 312 314 0.64
2017-12-31 13F-HR GCE / Claymore CEF GS Connect ETN 16.66 24,966 25,571 2.42 403 426 5.71
2017-12-31 13F-HR ETN / Eaton Corporation 79.10 2,842 3,350 17.87 218 265 21.56
2017-12-31 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 227.27 1,332 1,386 4.05 303 315 3.96
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 63.97 5,057 4,674 -7.57 262 299 14.12
2017-12-31 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 55.60 7,799 8,255 5.85 445 459 3.15
2017-12-31 13F-HR IWV / iShares Russell 3000 ETF 157.78 0 1,388 0 219
2017-12-31 13F-HR FDT / First Trust Developed Markets Ex-US AlphaDEX Fund 62.36 33,805 13,855 -59.01 2,000 864 -56.80
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.57 74,388 82,293 10.63 9,018 10,004 10.93
2017-12-31 13F-HR RFEU / First Tr Exchange Traded FD III 65.34 50,516 64,691 28.06 3,263 4,227 29.54
2017-12-31 13F-HR CVX / Chevron Corp. 125.22 9,325 9,184 -1.51 1,096 1,150 4.93
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.32 11,052 10,539 -4.64 1,489 1,521 2.15
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.68 7,076 7,375 4.23 833 890 6.84
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.70 5,938 5,115 -13.86 485 423 -12.78
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 114.01 4,900 7,543 53.94 557 860 54.40
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.91 37,414 34,463 -7.89 968 962 -0.62
2017-12-31 13F-HR F / Ford Motor Co. 12.50 71,119 55,774 -21.58 851 697 -18.10
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.93 25,663 25,487 -0.69 1,270 1,349 6.22
2017-12-31 13F-HR FM / iShares MSCI Frontier 100 ETF 33.13 27,370 26,746 -2.28 858 886 3.26
2017-12-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.89 15,275 16,267 6.49 742 779 4.99
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.08 31,944 32,159 0.67 2,050 2,125 3.66
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.92 7,572 6,054 -20.05 447 387 -13.42
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.86 170,875 172,746 1.09 7,418 7,749 4.46
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.77 40,096 40,895 1.99 2,018 2,158 6.94
2017-12-31 13F-HR FMB / First Trust Managed Municipal ETF 53.48 6,083 5,909 -2.86 324 316 -2.47
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.08 17,637 19,907 12.87 338 360 6.51
2017-12-31 13F-HR KBWD / PowerShares KBW High Dividend Yield Financial Portfolio 23.63 15,044 16,294 8.31 362 385 6.35
2017-12-31 13F-HR SYY / SYSCO Corp. 60.76 14,069 15,718 11.72 759 955 25.82
2017-12-31 13F-HR SNY / Sanofi 43.02 4,839 5,416 11.92 241 233 -3.32
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.71 49,840 52,652 5.64 1,860 1,933 3.92
2017-12-31 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 21.44 30,798 33,114 7.52 685 710 3.65
2017-12-31 13F-HR GSBD / Goldman Sachs BDC, Inc. 22.16 12,050 13,450 11.62 275 298 8.36
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 84.94 70,022 75,708 8.12 5,649 6,431 13.84
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.48 2,716 2,560 -5.74 2,605 2,679 2.84
2017-12-31 13F-HR HCN / Welltower Inc. 63.74 5,263 4,879 -7.30 370 311 -15.95
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.69 74,273 81,155 9.27 4,667 5,656 21.19
2017-12-31 13F-HR MMM / 3M Co. 235.33 10,518 10,109 -3.89 2,208 2,379 7.74
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.92 725 662 -8.69 237 229 -3.38
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.33 559 525 -6.08 544 553 1.65
2017-12-31 13F-HR DEO / Diageo plc 146.12 1,605 1,793 11.71 212 262 23.58
2017-12-31 13F-HR FCEF / First Tr Exchange-Traded Fd VII 22.02 10,625 234
2017-12-31 13F-HR DTE / DTE Energy Co. 2,105 0 -100.00 226 0 -100.00
2017-12-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 24,669 0 -100.00 315 0 -100.00
2017-12-31 13F-HR GBX / Greenbrier Companies, Inc. (THE) 49,065 0 -100.00 2,362 0 -100.00
2017-12-31 13F-HR AOK / iShares Core Conservative Allocation ETF 6,865 0 -100.00 237 0 -100.00
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 11,000 0 -100.00 140 0 -100.00
2017-12-31 13F-HR AOA / iShares Core Aggressive Allocation ETF 113,520 0 -100.00 6,082 0 -100.00
2017-12-31 13F-HR IBM / International Business Machines Corp. 1,492 0 -100.00 216 0 -100.00
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 20,558 0 -100.00 1,736 0 -100.00
2017-12-31 13F-HR GAZ / iPath Bloomberg Natural Gas Subindex Total Return ETN due 10/22/37 47,050 0 -100.00 14 0 -100.00
2017-12-31 13F-HR INSY / Insys Therapeutics Inc. 161,600 0 -100.00 1,435 0 -100.00
2017-12-31 13F-HR GG / Goldcorp, Inc. 13,477 0 -100.00 175 0 -100.00
2017-12-31 13F-HR AOR / iShares Core Growth Allocation ETF 88,602 0 -100.00 3,972 0 -100.00
2017-12-31 13F-HR IWO / iShares Russell 2000 Growth ETF 1,226 0 -100.00 219 0 -100.00
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 2,945 0 -100.00 239 0 -100.00
2017-12-31 13F-HR MU / Micron Technology, Inc. 5,500 0 -100.00 216 0 -100.00
2017-12-31 13F-HR PXH / PowerShares Exchange-Traded Fund Trust II 13,490 0 -100.00 288 0 -100.00
2017-12-31 13F-HR QID / ProShares UltraShort QQQ 17,689 0 -100.00 273 0 -100.00
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.98 44,225 54,422 23.06 3,675 4,516 22.88
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.31 14,678 14,932 1.73 494 572 15.79
2017-12-31 13F-HR COST / Costco Wholesale Corp. 185.94 1,264 1,280 1.27 208 238 14.42
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. 240.56 10,032 9,694 -3.37 2,161 2,332 7.91
2017-12-31 13F-HR BLK / BlackRock, Inc. 513.60 5,098 4,852 -4.83 2,279 2,492 9.35
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.41 1,301 1,352 3.92 255 298 16.86
2017-12-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 27.57 80,141 94,742 18.22 2,097 2,612 24.56
2017-12-31 13F-HR IYF / iShares U.S. Financial ETF 119.58 2,085 2,074 -0.53 234 248 5.98
2017-12-31 13F-HR NUE / Nucor Corp. 63.61 12,838 13,189 2.73 719 839 16.69
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.76 29,478 29,932 1.54 5,274 5,680 7.70
2017-12-31 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 48.81 21,019 23,358 11.13 1,039 1,140 9.72
2017-12-31 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 31.72 9,368 7,977 -14.85 291 253 -13.06
2017-12-31 13F-HR IVE / iShares S&P 500 Value ETF 114.17 4,925 5,308 7.78 531 606 14.12
2017-12-31 13F-HR T / AT & T, Inc. 38.88 160,540 176,322 9.83 6,288 6,855 9.02
2017-12-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 170.32 2,880 2,965 2.95 474 505 6.54
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.82 11,288 11,561 2.42 1,595 1,709 7.15
2017-12-31 13F-HR MAIN / Main Street Capital Corp. 39.79 7,486 7,514 0.37 298 299 0.34
2017-12-31 13F-HR MORT / Market Vectors Mortgage REIT Income ETF 24.06 15,167 16,337 7.71 383 393 2.61
2017-12-31 13F-HR IVW / iShares S&P 500 Growth ETF 152.81 5,040 4,967 -1.45 723 759 4.98
2017-12-31 13F-HR VXF / Vanguard Extended Market ETF 111.78 11,243 10,700 -4.83 1,205 1,196 -0.75
2017-12-31 13F-HR AMLP / Alerian ETF 10.79 26,250 20,209 -23.01 295 218 -26.10
2017-12-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 54.66 8,986 9,385 4.44 466 513 10.09
2017-12-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 127.70 18,609 18,308 -1.62 2,266 2,338 3.18
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.12 149,028 151,969 1.97 6,678 7,161 7.23
2017-12-31 13F-HR MS / Morgan Stanley 52.48 4,534 4,478 -1.24 218 235 7.80
2017-12-31 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 6.67 26,271 30,443 15.88 151 203 34.44
2017-12-31 13F-HR VUG / Vanguard Growth ETF 140.66 39,147 38,164 -2.51 5,197 5,368 3.29
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.19 16,436 14,839 -9.72 3,013 2,941 -2.39
2017-12-31 13F-HR FXD / First Trust Consumer Discretionary AlphaDEX Fund 42.11 10,710 10,710 0.00 412 451 9.47
2017-12-31 13F-HR VV / Vanguard Large-Cap ETF 122.76 0 1,784 0 219
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.32 23,139 21,615 -6.59 2,387 2,471 3.52
2017-12-31 13F-HR FXU / First Trust Utilities AlphaDEX® Fund 26.03 26,548 18,015 -32.14 717 469 -34.59
2017-12-31 13F-HR VXUS / Vanguard Total International Stock ETF 56.89 5,903 5,959 0.95 323 339 4.95
2017-12-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 58.41 0 30,147 0 1,761
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.58 0 3,248 0 213
2017-12-31 13F-HR BA / Boeing Company (The) 294.98 2,260 2,451 8.45 575 723 25.74
2017-12-31 13F-HR GM / General Motors Company 41.02 6,854 5,972 -12.87 277 245 -11.55
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 126.83 21,918 15,044 -31.36 2,734 1,908 -30.21
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.23 83,824 84,001 0.21 5,803 5,983 3.10
2017-12-31 13F-HR IUSV / iShares Core Russell U.S. Value 55.38 28,250 27,951 -1.06 1,479 1,548 4.67
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.54 16,526 13,629 -17.53 1,548 1,343 -13.24
2017-12-31 13F-HR RLY / SPDR SSgA Multi-Asset Real Return ETF 26.42 63,835 73,340 14.89 1,605 1,938 20.75
2017-12-31 13F-HR BIDU / Baidu, Inc. 234.34 890 990 11.24 220 232 5.45
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.30 21,740 21,309 -1.98 1,489 1,498 0.60
2017-12-31 13F-HR RTN / Raytheon Co. 187.81 1,909 2,215 16.03 356 416 16.85
2017-12-31 13F-HR C / Citigroup, Inc. 74.43 4,880 5,307 8.75 355 395 11.27
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.66 38,273 37,057 -3.18 2,111 2,248 6.49
2017-12-31 13F-HR EWX / SPDR S&P Emerging Markets Small Cap ETF 51.93 6,930 6,855 -1.08 343 356 3.79
2017-12-31 13F-HR SDIV / Global X SuperDividend ETF 21.77 33,985 36,155 6.39 748 787 5.21
2017-12-31 13F-HR USO / United States Oil Fund, LP 12.00 0 32,242 0 387
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.26 16,430 12,414 -24.44 2,128 1,704 -19.92
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.41 631 608 -3.65 607 711 17.13
2017-12-31 13F-HR IEV / iShares Europe 350 ETF 47.28 0 10,026 0 474
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 5.34 19,636 19,646 0.05 108 105 -2.78
2017-12-31 13F-HR IYH / iShares U.S. Healthcare ETF 174.46 1,582 1,582 0.00 272 276 1.47
2017-12-31 13F-HR GGG / Graco Inc. 45.17 2,878 8,634 200.00 356 390 9.55
2017-12-31 13F-HR TD / Toronto-Dominion Bank (ON) 58.64 0 3,871 0 227
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF 59.92 22,760 25,519 12.12 1,268 1,529 20.58
2017-12-31 13F-HR FLN / First Trust Latin America AlphaDEX Fund 20.44 14,970 306
2017-12-31 13F-HR FREL / Fidelity MSCI Real Estate Index ETF 24.72 15,375 380
2017-12-31 13F-HR FTXO / First Trust High Income ETF 29.39 9,596 282
2017-12-31 13F-HR OASI / O'Shares FTSE Asia Pacific Quality Dividend ETF 30.02 6,763 203
2017-12-31 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.91 4,600 225
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 395 348 -11.90
2017-12-31 13F-HR NMM / Navios Maritime Partners L.P. 22 26 18.18
2017-12-31 13F-HR NS / NuStar Energy L.P. 1,875 1,369 -26.99
2017-12-31 13F-HR ROYT / Pacific Coast Oil Trust 35 26 -25.71