InvestorPt Asset Management, Llc
Portfolio Value $ 184,662,000
Current Positions24
Opened Positions5
Closed Positions12


Latest Holdings, Performance, AUM (from 13F, 13D)

Pt Asset Management, Llc has disclosed 24 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 184,662,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Pt Asset Management, Llc's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , Franklin Financial Network Inc. (NYSE:FSB) , NuVasive, Inc. Bond (670704AG0) , Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond (464337AJ3) , and AMAG Pharmaceuticals, Inc. Bond (00163UAD8) . Pt Asset Management, Llc's new positions include NuVasive, Inc. Bond (670704AG0) , Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond (464337AJ3) , AMAG Pharmaceuticals, Inc. Bond (00163UAD8) , Medicines Company Bond (584688AG0) , and Nuveen Dividend Advantage Municipal Fund (NYSE:NAD) .

All Pt Asset Management, Llc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR 00163UAD8 / AMAG Pharmaceuticals, Inc. Bond 4,303
2017-12-31 13F-HR BKN / BlackRock Investment Quality Municipal Trust, Inc. 14.92 24,400 364
2017-12-31 13F-HR COST / Costco Wholesale Corp. Call 186.00 4,000 744
2017-12-31 13F-HR COST / Costco Wholesale Corp. Put 186.14 7,000 1,303
2017-12-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 12.40 172,200 2,135
2017-12-31 13F-HR 464337AJ3 / Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond 5,291
2017-12-31 13F-HR 584688AG0 / Medicines Company Bond 3,448
2017-12-31 13F-HR 670704AG0 / NuVasive, Inc. Bond 5,888
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF Put 84.88 25,000 2,122
2017-12-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.06 183,527 2,580
2017-12-31 13F-HR NUE / Nucor Corp. Put 63.60 30,000 30,000 0.00 1,681 1,908 13.50
2017-12-31 13F-HR MS / Morgan Stanley Call 52.46 104,500 32,500 -68.90 5,034 1,705 -66.13
2017-12-31 13F-HR MS / Morgan Stanley Put 52.48 109,500 37,500 -65.75 5,275 1,968 -62.69
2017-12-31 13F-HR VLT / Invesco Van Kampen High Income Trust II 14.71 0 143,246 0 2,107
2017-12-31 13F-HR NUE / Nucor Corp. Call 63.58 31,000 31,000 0.00 1,737 1,971 13.47
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. Put 18.95 320,000 20,000 -93.75 4,493 379 -91.56
2017-12-31 13F-HR CAT / Caterpillar, Inc. Call 157.60 19,000 5,000 -73.68 2,370 788 -66.75
2017-12-31 13F-HR CAT / Caterpillar, Inc. Put 157.60 21,000 5,000 -76.19 2,619 788 -69.91
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 266.86 499,500 487,500 -2.40 125,490 130,095 3.67
2017-12-31 13F-HR NVDA / NVIDIA Corp. Call 193.48 4,600 4,600 0.00 823 890 8.14
2017-12-31 13F-HR NVDA / NVIDIA Corp. Put 193.62 6,900 6,900 0.00 1,234 1,336 8.27
2017-12-31 13F-HR NEM / Newmont Mining Corp. Call 37.56 72,000 9,000 -87.50 2,701 338 -87.49
2017-12-31 13F-HR NEM / Newmont Mining Corp. Put 37.47 97,000 9,500 -90.21 3,639 356 -90.22
2017-12-31 13F-HR C / Citigroup, Inc. Call 74.44 37,500 9,000 -76.00 2,728 670 -75.44
2017-12-31 13F-HR C / Citigroup, Inc. Put 74.40 40,000 7,500 -81.25 2,909 558 -80.82
2017-12-31 13F-HR WYNN / Wynn Resorts Ltd. Call 168.58 7,600 12,000 57.89 1,132 2,023 78.71
2017-12-31 13F-HR WYNN / Wynn Resorts Ltd. Put 168.58 8,100 12,000 48.15 1,206 2,023 67.74
2017-12-31 13F-HR FSB / Franklin Financial Network Inc. 34.10 193,000 193,000 0.00 6,880 6,581 -4.35
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. Call 25,000 0 -100.00 1,594 0 -100.00
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. Put 27,500 0 -100.00 1,753 0 -100.00
2017-12-31 13F-HR HRTG / Heritage Insurance Holdings, Inc. Put 131,000 0 -100.00 1,730 0 -100.00
2017-12-31 13F-HR NUE / Nucor Corp. 5,000 0 -100.00 280 0 -100.00
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 32,000 0 -100.00 449 0 -100.00
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. Call 320,000 0 -100.00 4,493 0 -100.00
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 30,000 0 -100.00 7,537 0 -100.00
2017-12-31 13F-HR CBF / Capital Bank Financial Corp. 452,172 0 -100.00 16,825 0 -100.00
2017-12-31 13F-HR NEM / Newmont Mining Corp. 9,000 0 -100.00 338 0 -100.00
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 1,400 0 -100.00 332 0 -100.00
2017-12-31 13F-HR WFC / Wells Fargo & Co. 10,700 0 -100.00 590 0 -100.00
2017-12-31 13F-HR BBY / Best Buy Co., Inc. 8,278 0 -100.00 472 0 -100.00