InvestorProspera Financial Services
Portfolio Value $ 654,569,000
Current Positions395
Opened Positions5
Closed Positions78


Latest Holdings, Performance, AUM (from 13F, 13D)

Prospera Financial Services has disclosed 395 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 654,569,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Prospera Financial Services's top holdings are First Trust Dorsey Wright Focus 5 ETF (NASDAQ:FV) , PowerShares Exchange-Trade Fund Trust (NASDAQ:PDP) , PowerShares S&P 500 Low Volatility Portfolio (NYSE:SPLV) , SPDR Series Trust (NASDAQ:DWFI) , and Blackstone Group L.P. (The) (NYSE:BX) . Prospera Financial Services's new positions include Globus Medical, Inc. (NYSE:GMED) , SPDR Euro STOXX 50 ETF (NYSE:FEZ) , First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF (NASDAQ:FIXD) , CME Group, Inc. (NASDAQ:CME) , and Square, Inc. (NYSE:SQ) .

All Prospera Financial Services holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on January 23, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.27 28,240 290
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,182.55 3,236 2,487 -23.15 3,118 2,941 -5.68
2017-12-31 13F-HR ABC / AmerisourceBergen Corp. 92.52 3,945 365
2017-12-31 13F-HR ANTM / Anthem, Inc. 229.81 1,040 239
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.02 2,474 2,563 3.60 339 364 7.37
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 89.27 6,586 4,313 -34.51 541 385 -28.84
2017-12-31 13F-HR ASTROTECH CORP / (046484200) 3.55 15,192 54
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.38 4,399 5,442 23.71 813 1,085 33.46
2017-12-31 13F-HR BAM / Brookfield Asset Management, Inc. 43.50 9,931 9,931 0.00 410 432 5.37
2017-12-31 13F-HR CAROLINA TR BANCSHARES INC / (14422P105) 9.60 16,875 162
2017-12-31 13F-HR CNC / Centene Corp. 102.66 2,328 239
2017-12-31 13F-HR C / Citigroup, Inc. 75.15 8,080 5,629 -30.33 595 423 -28.91
2017-12-31 13F-HR BSJJ / Guggenheim BulletShares 2019 High Yield Corporate Bond ETF 24.38 111,150 104,950 -5.58 2,746 2,559 -6.81
2017-12-31 13F-HR CME / CME Group, Inc. 147.06 3,366 495
2017-12-31 13F-HR COHR / Coherent, Inc. 282.87 1,658 469
2017-12-31 13F-HR COST / Costco Wholesale Corp. 187.00 4,423 4,417 -0.14 728 826 13.46
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 72.12 6,396 5,172 -19.14 444 373 -15.99
2017-12-31 13F-HR ECA / EnCana Corp. 13.46 11,371 153
2017-12-31 13F-HR EXPE / Expedia, Inc. 126.25 3,450 3,200 -7.25 509 404 -20.63
2017-12-31 13F-HR FEMB / First Trust Exchange-Traded Fund III 43.05 4,855 209
2017-12-31 13F-HR FXN / First Trust Exchange-Traded AlphaDEX Fund 15.93 38,697 37,926 -1.99 554 604 9.03
2017-12-31 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 48.78 4,954 5,043 1.80 227 246 8.37
2017-12-31 13F-HR FXD / First Trust Consumer Discretionary AlphaDEX Fund 42.40 8,184 7,004 -14.42 316 297 -6.01
2017-12-31 13F-HR SKYY / First Trust Exchange- Traded Fund II 47.04 5,782 272
2017-12-31 13F-HR FGD / First Trust Dow Jones Global Select Dividend Index Fund 26.43 19,670 20,015 1.75 507 529 4.34
2017-12-31 13F-HR HYLS / First Trust Exchange-Traded Fund IV 48.67 13,870 16,150 16.44 680 786 15.59
2017-12-31 13F-HR FCVT / First Trust SSI Strategic Convertible Securities ETF 28.96 7,630 221
2017-12-31 13F-HR FIXD / First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF 50.70 10,040 509
2017-12-31 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 59.49 15,437 10,389 -32.70 853 618 -27.55
2017-12-31 13F-HR F / Ford Motor Co. 12.72 52,196 45,353 -13.11 635 577 -9.13
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 73.68 6,158 6,732 9.32 506 496 -1.98
2017-12-31 13F-HR GMED / Globus Medical, Inc. 41.10 61,630 2,533
2017-12-31 13F-HR SDIV / Global X SuperDividend ETF 21.78 89,979 82,993 -7.76 1,982 1,808 -8.78
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 190.20 8,720 8,486 -2.68 1,438 1,614 12.24
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 236.48 1,124 1,091 -2.94 202 258 27.72
2017-12-31 13F-HR AGGP / IQ Enhanced Core Plus Bond U.S. ETF 20.01 19,844 397
2017-12-31 13F-HR FFTY / Academy Funds Trust 34.19 6,200 212
2017-12-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.19 12,507 12,507 0.00 168 165 -1.79
2017-12-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 74.89 2,684 201
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.67 14,959 7,013 -53.12 1,403 692 -50.68
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.40 57,828 55,190 -4.56 2,597 2,616 0.73
2017-12-31 13F-HR IVW / iShares S&P 500 Growth ETF 155.40 1,881 2,780 47.79 270 432 60.00
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 71.80 36,316 38,302 5.47 2,488 2,750 10.53
2017-12-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 219.38 0 1,331 0 292
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 191.54 3,307 4,020 21.56 596 770 29.19
2017-12-31 13F-HR ACWI / iShares MSCI ACWI ETF 73.63 6,438 474
2017-12-31 13F-HR LRCX / Lam Research Corp. 183.80 1,333 245
2017-12-31 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 73.97 9,654 6,976 -27.74 687 516 -24.89
2017-12-31 13F-HR IYH / iShares U.S. Healthcare ETF 177.70 4,604 3,489 -24.22 799 620 -22.40
2017-12-31 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 64.76 9,371 9,743 3.97 574 631 9.93
2017-12-31 13F-HR LULU / lululemon athletica inc. 79.81 10,300 10,300 0.00 632 822 30.06
2017-12-31 13F-HR IWY / iShares Russell Top 200 Growth ETF 74.89 6,107 5,969 -2.26 416 447 7.45
2017-12-31 13F-HR IWN / iShares Russell 2000 Value ETF 126.83 3,986 4,092 2.66 499 519 4.01
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 323.45 4,288 4,690 9.38 1,336 1,517 13.55
2017-12-31 13F-HR MCHP / Microchip Technology Inc. 91.95 5,043 3,143 -37.68 462 289 -37.45
2017-12-31 13F-HR MU / Micron Technology, Inc. 46.54 0 14,546 0 677
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 145.42 3,797 3,961 4.32 501 576 14.97
2017-12-31 13F-HR NOVN / Novan, Inc. 4.19 28,166 12,160 -56.83 157 51 -67.52
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. 257.65 2,950 1,731 -41.32 626 446 -28.75
2017-12-31 13F-HR ON / ON Semiconductor Corporation 22.78 9,835 224
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 76.16 5,515 420
2017-12-31 13F-HR PBT / Permian Basin Royalty Trust 8.86 44,800 39,600 -11.61 390 351 -10.00
2017-12-31 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106.07 2,225 236
2017-12-31 13F-HR PSX / Phillips 66 101.39 3,590 4,034 12.37 330 409 23.94
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 175.09 1,735 1,662 -4.21 260 291 11.92
2017-12-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 29.63 0 8,572 0 254
2017-12-31 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 21.58 9,965 215
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 158.03 63,487 67,577 6.44 9,250 10,679 15.45
2017-12-31 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 64.34 4,585 295
2017-12-31 13F-HR PHM / PulteGroup, Inc. 33.76 6,606 223
2017-12-31 13F-HR ROST / Ross Stores, Inc. 80.76 4,532 366
2017-12-31 13F-HR LNCE / Snyders-Lance, Inc. 50.00 4,000 200
2017-12-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF 40.73 13,258 540
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 199.76 3,460 2,538 -26.65 631 507 -19.65
2017-12-31 13F-HR RTN / Raytheon Co. 188.73 2,591 1,118 -56.85 484 211 -56.40
2017-12-31 13F-HR LUV / Southwest Airlines Co. 64.68 5,741 5,241 -8.71 335 339 1.19
2017-12-31 13F-HR SCG / SCANA Corp. 43.90 6,369 5,399 -15.23 309 237 -23.30
2017-12-31 13F-HR SPIB / SPDR Portfolio Intermediate Term 34.15 7,146 6,530 -8.62 247 223 -9.72
2017-12-31 13F-HR SDRL / Seadrill Limited 0.29 43,440 31,440 -27.62 17 9 -47.06
2017-12-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 102.42 24,765 21,041 -15.04 2,381 2,155 -9.49
2017-12-31 13F-HR REFR / Research Frontiers Inc. 1.11 19,800 19,800 0.00 23 22 -4.35
2017-12-31 13F-HR SQ / Square, Inc. 38.13 12,745 486
2017-12-31 13F-HR SU / Suncor Energy Inc. 38.17 10,058 9,903 -1.54 353 378 7.08
2017-12-31 13F-HR TIER / Tier Reit Inc. 20.27 26,514 20,127 -24.09 514 408 -20.62
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 134.27 1,996 268
2017-12-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 34.77 13,841 13,806 -0.25 475 480 1.05
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 120.79 8,226 21,782 164.79 986 2,631 166.84
2017-12-31 13F-HR VLO / Valero Energy Corp. 93.66 2,668 2,178 -18.37 207 204 -1.45
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 81.28 17,259 16,856 -2.34 1,437 1,370 -4.66
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 138.89 10,101 11,556 14.40 1,317 1,605 21.87
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.33 3,679 3,454 -6.12 294 274 -6.80
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 47.08 19,590 12,979 -33.75 863 611 -29.20
2017-12-31 13F-HR VMW / VMWare, Inc. 130.54 1,601 209
2017-12-31 13F-HR DGRW / WisdomTree Trust WisdomTree U.S. Quality Dividend Growth Fund 41.37 5,608 232
2017-12-31 13F-HR EMR / Emerson Electric Co. 71.25 3,267 4,519 38.32 208 322 54.81
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 119.89 2,947 3,378 14.63 347 405 16.71
2017-12-31 13F-HR CVX / Chevron Corp. 127.35 36,988 37,283 0.80 4,348 4,748 9.20
2017-12-31 13F-HR CMI / Cummins, Inc. 176.89 0 1,255 0 222
2017-12-31 13F-HR JCI / Johnson Controls International plc 39.90 8,651 6,542 -24.38 353 261 -26.06
2017-12-31 13F-HR BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF 25.10 129,033 117,333 -9.07 3,268 2,945 -9.88
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 249.61 6,512 6,382 -2.00 1,514 1,593 5.22
2017-12-31 13F-HR STAG / STAG Industrial, Inc. 26.57 10,725 10,725 0.00 299 285 -4.68
2017-12-31 13F-HR DWAS / PowerShares DWA SmallCap Technical Leaders Portfolio 48.74 28,989 34,390 18.63 1,375 1,676 21.89
2017-12-31 13F-HR FPX / First Trust US Equity Opportunities ETF 68.35 6,411 13,255 106.75 410 906 120.98
2017-12-31 13F-HR BAC / Bank of America Corp. 30.08 58,938 43,285 -26.56 1,511 1,302 -13.83
2017-12-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.79 64,570 65,587 1.58 575 642 11.65
2017-12-31 13F-HR FEM / First Trust Emerging Markets AlphaDEX Fund 28.08 41,221 45,151 9.53 1,134 1,268 11.82
2017-12-31 13F-HR VONV / Vanguard Russell 1000 Value ETF 109.85 8,550 9,568 11.91 894 1,051 17.56
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 53.04 8,032 20,097 150.21 418 1,066 155.02
2017-12-31 13F-HR VUG / Vanguard Growth ETF 143.34 2,454 2,644 7.74 327 379 15.90
2017-12-31 13F-HR IBMJ / iShares Trust iShares iBonds Dec 2021 AMT-Free Muni Bond ETF 8,000 0 -100.00 207 0 -100.00
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 5,798 0 -100.00 364 0 -100.00
2017-12-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 4,146 0 -100.00 417 0 -100.00
2017-12-31 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 15,400 0 -100.00 316 0 -100.00
2017-12-31 13F-HR SNV / Synovus Financial Corp. 5,168 0 -100.00 239 0 -100.00
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 4,738 0 -100.00 538 0 -100.00
2017-12-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 61,072 0 -100.00 1,049 0 -100.00
2017-12-31 13F-HR VT / Vanguard Total World Stock ETF 6,031 0 -100.00 427 0 -100.00
2017-12-31 13F-HR DWX / SPDR S&P Intl Dividend ETF 7,009 0 -100.00 283 0 -100.00
2017-12-31 13F-HR RIGS / Riverfront Strategic Income Fund 22,109 0 -100.00 562 0 -100.00
2017-12-31 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 1,991 0 -100.00 250 0 -100.00
2017-12-31 13F-HR ARE / Alexandria Real Estate Equities, Inc. 130.06 12,831 12,640 -1.49 1,528 1,644 7.59
2017-12-31 13F-HR QUAL / iShares MSCI USA Quality Factor ETF 9,314 0 -100.00 726 0 -100.00
2017-12-31 13F-HR RFCI / RiverFront Dynamic Core Income ETF 24.68 84,694 90,340 6.67 2,101 2,230 6.14
2017-12-31 13F-HR AMLP / Alerian ETF 10.83 257,502 241,429 -6.24 2,890 2,614 -9.55
2017-12-31 13F-HR GYLD / Northern Lights ETF Trust 18.01 62,025 48,642 -21.58 1,135 876 -22.82
2017-12-31 13F-HR T / AT & T, Inc. 38.62 163,427 169,699 3.84 6,416 6,554 2.15
2017-12-31 13F-HR BA / Boeing Company (The) 295.20 13,149 5,830 -55.66 3,347 1,721 -48.58
2017-12-31 13F-HR BLK / BlackRock, Inc. 517.10 2,180 2,222 1.93 987 1,149 16.41
2017-12-31 13F-HR BIIB / Biogen Inc. 327.52 709 1,719 142.45 223 563 152.47
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.59 19,419 20,420 5.15 651 788 21.04
2017-12-31 13F-HR EMN / Eastman Chemical Company 95.73 2,741 3,019 10.14 246 289 17.48
2017-12-31 13F-HR FTXO / First Trust High Income ETF 29.53 40,264 43,888 9.00 1,109 1,296 16.86
2017-12-31 13F-HR IFV / First Trust High Income ETF 22.90 321,168 309,427 -3.66 6,925 7,085 2.31
2017-12-31 13F-HR IVZ / Invesco Ltd. 36.83 15,132 14,797 -2.21 539 545 1.11
2017-12-31 13F-HR IIM / Invesco Value Municipal Income Trust 14.92 44,237 44,237 0.00 657 660 0.46
2017-12-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 189.28 3,475 3,545 2.01 625 671 7.36
2017-12-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 171.29 0 1,658 0 284
2017-12-31 13F-HR IYF / iShares U.S. Financial ETF 119.61 30,357 24,957 -17.79 3,408 2,985 -12.41
2017-12-31 13F-HR IWX / iShares Russell Top 200 Value Index Fund 53.10 10,483 10,320 -1.55 529 548 3.59
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.92 9,185 11,609 26.39 683 893 30.75
2017-12-31 13F-HR ORCL / Oracle Corp. 47.62 6,564 10,373 58.03 320 494 54.38
2017-12-31 13F-HR RIG / Transocean, Inc. 11.38 26,252 14,852 -43.43 277 169 -38.99
2017-12-31 13F-HR TSCO / Tractor Supply Co. 76.82 3,541 4,660 31.60 220 358 62.73
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 221.57 3,746 2,708 -27.71 740 600 -18.92
2017-12-31 13F-HR VXF / Vanguard Extended Market ETF 112.67 10,808 9,390 -13.12 1,165 1,058 -9.18
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 149.00 1,580 2,047 29.56 226 305 34.96
2017-12-31 13F-HR VONG / Vanguard Russell 1000 Growth ETF 141.19 11,156 12,076 8.25 1,440 1,705 18.40
2017-12-31 13F-HR VPU / Vanguard Utilities ETF 114.61 7,447 6,710 -9.90 876 769 -12.21
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 1.95 10,642 10,239 -3.79 22 20 -9.09
2017-12-31 13F-HR DEO / Diageo plc 144.88 3,626 3,465 -4.44 482 502 4.15
2017-12-31 13F-HR WM / Waste Management, Inc. 87.96 5,448 2,808 -48.46 422 247 -41.47
2017-12-31 13F-HR WFC / Wells Fargo & Co. 61.76 19,625 19,850 1.15 1,080 1,226 13.52
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,063.97 926 891 -3.78 900 948 5.33
2017-12-31 13F-HR ALL / Allstate Corp. (The) 103.70 2,324 2,324 0.00 214 241 12.62
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 346.95 10,725 9,376 -12.58 3,510 3,253 -7.32
2017-12-31 13F-HR MMM / 3M Co. 236.26 5,073 3,729 -26.49 1,079 881 -18.35
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,063.60 1,624 1,305 -19.64 1,553 1,388 -10.62
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.85 7,621 7,137 -6.35 284 263 -7.39
2017-12-31 13F-HR SYY / SYSCO Corp. 60.85 4,388 4,388 0.00 237 267 12.66
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.67 16,858 11,820 -29.88 1,427 989 -30.69
2017-12-31 13F-HR IAU / iShares Gold Trust 12.68 66,758 64,752 -3.00 818 821 0.37
2017-12-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.54 11,952 7,113 -40.49 335 203 -39.40
2017-12-31 13F-HR UTHR / United Therapeutics Corp. 150.00 2,150 1,600 -25.58 263 240 -8.75
2017-12-31 13F-HR INTC / Intel Corp. 45.50 80,736 85,991 6.51 3,103 3,913 26.10
2017-12-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 24.09 16,634 16,767 0.80 384 404 5.21
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.64 25,890 19,957 -22.92 490 372 -24.08
2017-12-31 13F-HR BBT / BB&T Corp. 50.34 11,331 8,701 -23.21 529 438 -17.20
2017-12-31 13F-HR CTRV / Contravir Pharmaceuticals Inc 0.34 167,600 165,600 -1.19 126 57 -54.76
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.23 1,806 1,913 5.92 270 318 17.78
2017-12-31 13F-HR NFG / National Fuel Gas Co. 55.13 26,698 24,360 -8.76 1,513 1,343 -11.24
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.99 54,564 32,270 -40.86 2,763 1,710 -38.11
2017-12-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 111.42 3,731 3,231 -13.40 391 360 -7.93
2017-12-31 13F-HR CB / Chubb Ltd 144.41 4,941 4,868 -1.48 713 703 -1.40
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 45.59 12,014 23,162 92.79 522 1,056 102.30
2017-12-31 13F-HR IOO / iShares Global 100 ETF 93.18 2,500 2,200 -12.00 221 205 -7.24
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 65.34 38,655 32,999 -14.63 2,290 2,156 -5.85
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 67.49 15,126 15,557 2.85 972 1,050 8.02
2017-12-31 13F-HR UTX / United Technologies Corp. 129.39 7,570 7,489 -1.07 887 969 9.24
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 73.93 4,958 11,429 130.52 339 845 149.26
2017-12-31 13F-HR MITK / Mitek Systems, Inc. 9.00 51,000 50,000 -1.96 492 450 -8.54
2017-12-31 13F-HR LEA / Lear Corp. 186.40 1,790 1,647 -7.99 315 307 -2.54
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.82 69,783 66,717 -4.39 3,462 3,524 1.79
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 28.26 125,743 124,208 -1.22 3,269 3,510 7.37
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 152.65 6,175 6,708 8.63 914 1,024 12.04
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.69 43,360 42,847 -1.18 2,345 2,429 3.58
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.71 9,476 4,683 -50.58 387 200 -48.32
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 100.91 33,384 30,898 -7.45 3,035 3,118 2.73
2017-12-31 13F-HR CELG / Celgene Corp. 106.57 1,752 3,575 104.05 256 381 48.83
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 81.71 22,218 20,242 -8.89 1,637 1,654 1.04
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 84.20 29,303 28,017 -4.39 2,419 2,359 -2.48
2017-12-31 13F-HR CR / Crane Co. 91.01 4,428 4,428 0.00 358 403 12.57
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 2,909.91 71 111 56.34 292 323 10.62
2017-12-31 13F-HR CG / The Carlyle Group L.P. 22.99 12,002 11,788 -1.78 284 271 -4.58
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.09 28,042 29,842 6.42 649 689 6.16
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 76.68 41,901 44,172 5.42 2,996 3,387 13.05
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 51.39 37,300 38,568 3.40 1,994 1,982 -0.60
2017-12-31 13F-HR RFEU / First Tr Exchange Traded FD III 66.61 39,378 39,077 -0.76 2,538 2,603 2.56
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 69.96 9,565 9,019 -5.71 599 631 5.34
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 120.96 8,710 7,912 -9.16 1,056 957 -9.37
2017-12-31 13F-HR PX / Praxair, Inc. 158.83 3,684 2,745 -25.49 523 436 -16.63
2017-12-31 13F-HR GPRO / GoPro, Inc. 7.55 19,495 19,085 -2.10 203 144 -29.06
2017-12-31 13F-HR FDT / First Trust Developed Markets Ex-US AlphaDEX Fund 62.83 15,842 16,728 5.59 938 1,051 12.05
2017-12-31 13F-HR TROV / TrovaGene, Inc. 0.36 126,350 127,350 0.79 87 46 -47.13
2017-12-31 13F-HR MLPA / Global X MLP ETF 9.87 174,150 167,850 -3.62 1,792 1,656 -7.59
2017-12-31 13F-HR IWV / iShares Russell 3000 ETF 158.92 2,029 4,153 104.68 304 660 117.11
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.43 22,151 17,784 -19.71 854 719 -15.81
2017-12-31 13F-HR NS / NuStar Energy L.P. 30.00 22,285 13,265 -40.48 904 398 -55.97
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.27 5,665 8,356 47.50 294 537 82.65
2017-12-31 13F-HR FRI / First Trust S & P REIT Index Fund 22.84 24,614 16,595 -32.58 574 379 -33.97
2017-12-31 13F-HR ABT / Abbott Laboratories 57.54 16,439 15,642 -4.85 886 900 1.58
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.77 14,108 17,543 24.35 1,288 1,610 25.00
2017-12-31 13F-HR CLX / Clorox Company (The) 147.51 1,627 1,627 0.00 214 240 12.15
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 68.71 26,120 27,665 5.92 1,590 1,901 19.56
2017-12-31 13F-HR COL / Rockwell Collins, Inc. 136.37 6,620 6,475 -2.19 879 883 0.46
2017-12-31 13F-HR MSFT / Microsoft Corp. 86.38 38,187 32,763 -14.20 2,849 2,830 -0.67
2017-12-31 13F-HR EXC / Exelon Corp. 38.63 6,299 6,912 9.73 240 267 11.25
2017-12-31 13F-HR CHY / Calamos Convertible and High Income Fund 11.86 125,835 117,235 -6.83 1,498 1,390 -7.21
2017-12-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.71 22,165 14,248 -35.72 551 352 -36.12
2017-12-31 13F-HR DX / Dynex Capital, Inc. 6.91 14,318 13,468 -5.94 102 93 -8.82
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.28 4,644 5,172 11.37 441 529 19.95
2017-12-31 13F-HR TRTN / Triton International Limited 38.81 54,857 55,142 0.52 1,900 2,140 12.63
2017-12-31 13F-HR FB / Facebook, Inc. 181.09 13,136 15,799 20.27 2,227 2,861 28.47
2017-12-31 13F-HR ETE / Entergy Transfer Equity LP 17.30 33,400 24,400 -26.95 581 422 -27.37
2017-12-31 13F-HR VGT / Vanguard Information Technology ETF 169.81 2,479 3,239 30.66 379 550 45.12
2017-12-31 13F-HR XME / SPDR S&P Metals & Mining ETF 36.37 30,422 15,368 -49.48 990 559 -43.54
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 136.37 5,478 4,297 -21.56 687 586 -14.70
2017-12-31 13F-HR VCR / Vanguard Consumer Discretionary ETF 158.90 2,504 1,523 -39.18 361 242 -32.96
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.28 16,302 14,913 -8.52 1,372 1,242 -9.48
2017-12-31 13F-HR RFUN / RiverFront Dynamic Unconstrained Income ETF 26.10 33,831 36,634 8.29 895 956 6.82
2017-12-31 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 19.03 60,819 15,080 -75.21 1,161 287 -75.28
2017-12-31 13F-HR MET / MetLife, Inc. 50.67 29,976 28,043 -6.45 1,560 1,421 -8.91
2017-12-31 13F-HR SGDM / Sprott Gold Miners ETF 21.23 23,070 18,935 -17.92 486 402 -17.28
2017-12-31 13F-HR GD / General Dynamics Corp. 203.91 4,157 3,222 -22.49 861 657 -23.69
2017-12-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 50.74 32,782 32,500 -0.86 1,676 1,649 -1.61
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.03 135,086 118,747 -12.10 5,231 4,516 -13.67
2017-12-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.52 10,700 10,700 0.00 137 134 -2.19
2017-12-31 13F-HR MCD / McDonald's Corp. 172.79 9,032 8,704 -3.63 1,418 1,504 6.06
2017-12-31 13F-HR MO / Altria Group, Inc. 71.30 78,912 77,558 -1.72 5,005 5,530 10.49
2017-12-31 13F-HR DWIN / PowerShares Exchange-Traded Fund Trust II 26.90 145,924 148,474 1.75 4,014 3,994 -0.50
2017-12-31 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 40.82 16,009 7,423 -53.63 614 303 -50.65
2017-12-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 42.43 44,949 43,155 -3.99 1,850 1,831 -1.03
2017-12-31 13F-HR TRXC / TransEnterix, Inc. 2.16 19,000 25,000 31.58 29 54 86.21
2017-12-31 13F-HR ACN / Accenture plc 156.06 5,570 5,344 -4.06 753 834 10.76
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.51 11,019 9,556 -13.28 707 540 -23.62
2017-12-31 13F-HR HCP / HCP, Inc. 25.47 19,442 20,415 5.00 530 520 -1.89
2017-12-31 13F-HR DWTR / PowerShares DWA Tactical Sector Rotation Portfolio 28.57 13,388 12,251 -8.49 367 350 -4.63
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.07 30,987 28,594 -7.72 2,473 2,261 -8.57
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.53 64,326 51,360 -20.16 4,137 3,160 -23.62
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.14 14,604 13,136 -10.05 1,614 1,565 -3.04
2017-12-31 13F-HR PSEC / Prospect Capital Corp. 6.82 171,760 59,800 -65.18 1,156 408 -64.71
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.34 21,467 19,712 -8.18 1,852 1,761 -4.91
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.81 15,339 14,641 -4.55 2,178 2,252 3.40
2017-12-31 13F-HR RFDI / First Tr Exchange Traded FD III 65.15 25,418 28,903 13.71 1,603 1,883 17.47
2017-12-31 13F-HR RFEM / First Tr Exchange Traded FD III 71.54 30,400 28,919 -4.87 2,057 2,069 0.58
2017-12-31 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 40.90 7,115 7,041 -1.04 267 288 7.87
2017-12-31 13F-HR D / Dominion Resources, Inc. 79.26 12,328 12,175 -1.24 948 965 1.79
2017-12-31 13F-HR OEF / iShares S&P 100 ETF 120.79 19,929 4,868 -75.57 2,233 588 -73.67
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 33.22 515,036 467,259 -9.28 17,283 15,524 -10.18
2017-12-31 13F-HR VTV / Vanguard Value ETF 107.50 2,564 2,865 11.74 258 308 19.38
2017-12-31 13F-HR IYC / iShares U.S. Consumer Services ETF 179.81 16,714 15,361 -8.10 2,746 2,762 0.58
2017-12-31 13F-HR NKE / Nike, Inc. 63.21 21,512 20,235 -5.94 1,119 1,279 14.30
2017-12-31 13F-HR HRS / Harris Corp. 141.73 2,285 2,286 0.04 301 324 7.64
2017-12-31 13F-HR DE / Deere & Co. 157.81 3,850 2,351 -38.94 487 371 -23.82
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 71.23 22,911 20,876 -8.88 1,627 1,487 -8.60
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 123.38 6,325 5,552 -12.22 723 685 -5.26
2017-12-31 13F-HR FDN / First Trust Dow Jones Internet Index Fund 111.78 11,723 13,285 13.32 1,209 1,485 22.83
2017-12-31 13F-HR KKR / KKR & CO. L.P. 21.06 19,828 19,561 -1.35 403 412 2.23
2017-12-31 13F-HR NGG / National Grid Plc 58.70 9,913 3,731 -62.36 622 219 -64.79
2017-12-31 13F-HR NFLX / Netflix, Inc. 195.14 0 1,276 0 249
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF 46.15 7,261 5,092 -29.87 320 235 -26.56
2017-12-31 13F-HR RFAP / First Tr Exchange Traded FD III 61.83 20,247 27,933 37.96 1,191 1,727 45.00
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 272.61 13,883 12,850 -7.44 3,533 3,503 -0.85
2017-12-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.86 138,053 138,303 0.18 2,619 2,609 -0.38
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 85.66 9,218 16,530 79.32 748 1,416 89.30
2017-12-31 13F-HR FXZ / First Trust Exchange-Traded AlphaDEX Fund 43.91 9,654 9,611 -0.45 390 422 8.21
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 124.63 0 4,036 0 503
2017-12-31 13F-HR FVD / First Trust Value Line Dividend Index Fund 30.89 128,402 187,873 46.32 3,842 5,803 51.04
2017-12-31 13F-HR BP / BP Plc 42.49 11,166 11,250 0.75 430 478 11.16
2017-12-31 13F-HR SYK / Stryker Corp. 155.06 1,522 1,522 0.00 216 236 9.26
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 153.04 7,414 6,129 -17.33 1,105 938 -15.11
2017-12-31 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 74.16 13,251 13,876 4.72 907 1,029 13.45
2017-12-31 13F-HR FDX / FedEx Corp. 264.49 1,599 2,140 33.83 354 566 59.89
2017-12-31 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 59.88 4,322 5,210 20.55 259 312 20.46
2017-12-31 13F-HR DIS / The Walt Disney Co. 109.38 11,953 9,426 -21.14 1,187 1,031 -13.14
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.81 3,386 2,835 -16.27 374 334 -10.70
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.75 10,703 10,847 1.35 594 583 -1.85
2017-12-31 13F-HR IWR / iShares Russell Mid-Cap ETF 211.17 1,552 1,397 -9.99 309 295 -4.53
2017-12-31 13F-HR ACWV / iShares MSCI All Country World Minimum Volatility Index Fund 85.10 8,850 5,617 -36.53 723 478 -33.89
2017-12-31 13F-HR IYJ / iShares U.S. Industrial ETF 148.27 28,433 26,337 -7.37 3,950 3,905 -1.14
2017-12-31 13F-HR SGDJ / Sprott Junior Gold Miners ETF 34.01 14,330 14,085 -1.71 516 479 -7.17
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 4.01 65,953 78,132 18.47 282 313 10.99
2017-12-31 13F-HR 530715AG6 / Liberty Media, Bond 4%, Due 11/15/2029 0.63 30,000 30,000 0.00 20 19 -5.00
2017-12-31 13F-HR 205768AM6 / Comstock Resources, Inc. Bond 0.92 125,320 130,178 3.88 97 120 23.71
2017-12-31 13F-HR COP / ConocoPhillips 55.53 4,895 5,240 7.05 244 291 19.26
2017-12-31 13F-HR TWX / Time Warner, Inc. 92.55 4,712 3,101 -34.19 488 287 -41.19
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 62.36 31,999 31,240 -2.37 1,841 1,948 5.81
2017-12-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.46 71,861 73,301 2.00 2,142 2,306 7.66
2017-12-31 13F-HR KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 35.42 10,223 7,340 -28.20 383 260 -32.11
2017-12-31 13F-HR GLAD / Gladstone Capital Corp. 9.25 52,125 51,975 -0.29 496 481 -3.02
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.53 19,129 15,640 -18.24 1,696 1,369 -19.28
2017-12-31 13F-HR AOK / iShares Core Conservative Allocation ETF 34.72 24,062 23,331 -3.04 830 810 -2.41
2017-12-31 13F-HR GLD / SPDR Gold Shares 124.36 7,475 6,819 -8.78 908 848 -6.61
2017-12-31 13F-HR EV / Eaton Vance Corp. 56.65 0 5,384 0 305
2017-12-31 13F-HR HDV / iShares Core High Dividend ETF 90.31 3,753 3,964 5.62 323 358 10.84
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 256.73 1,770 1,188 -32.88 425 305 -28.24
2017-12-31 13F-HR MUB / iShares National Muni Bond ETF 110.46 5,846 4,074 -30.31 648 450 -30.56
2017-12-31 13F-HR SNH / Senior Housing Properties Trust 19.16 41,600 32,100 -22.84 813 615 -24.35
2017-12-31 13F-HR PGX / PowerShares Preferred Portfolio 14.81 18,952 23,626 24.66 285 350 22.81
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 94.53 8,056 15,106 87.51 737 1,428 93.76
2017-12-31 13F-HR CEF / Central Fund of Canada Ltd. 13.51 10,437 10,440 0.03 134 141 5.22
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.69 46,724 22,482 -51.88 1,217 600 -50.70
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 18.03 51,380 26,789 -47.86 939 483 -48.56
2017-12-31 13F-HR ECL / Ecolab, Inc. 134.64 3,506 2,919 -16.74 453 393 -13.25
2017-12-31 13F-HR BSJL / Guggenheim BulletShares 2021 High Yield Corporate Bond ETF 24.93 35,600 36,900 3.65 900 920 2.22
2017-12-31 13F-HR SO / Southern Co. (The) 47.11 38,828 20,399 -47.46 1,907 961 -49.61
2017-12-31 13F-HR AMGN / Amgen Inc. 177.40 2,900 2,221 -23.41 543 394 -27.44
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 21.26 15,224 15,474 1.64 361 329 -8.86
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.64 27,835 13,410 -51.82 651 317 -51.31
2017-12-31 13F-HR IBKCP / IBERIABANK Corp. 77.84 3,674 3,674 0.00 300 286 -4.67
2017-12-31 13F-HR MA / MasterCard Incorporated 154.96 1,465 1,936 32.15 208 300 44.23
2017-12-31 13F-HR XTN / SPDR S&P Transportation ETF 65.22 4,662 4,048 -13.17 280 264 -5.71
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 85.22 33,262 38,382 15.39 2,723 3,271 20.12
2017-12-31 13F-HR KO / Coca Cola Co. 46.00 20,591 19,672 -4.46 933 905 -3.00
2017-12-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 19.99 146,948 150,715 2.56 2,952 3,013 2.07
2017-12-31 13F-HR AXP / American Express Co. 99.67 5,335 5,418 1.56 483 540 11.80
2017-12-31 13F-HR VFC / V.F. Corp. 74.43 10,529 7,107 -32.50 678 529 -21.98
2017-12-31 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 30.17 91,350 60,692 -33.56 2,656 1,831 -31.06
2017-12-31 13F-HR MDT / Medtronic plc 83.89 8,110 8,118 0.10 637 681 6.91
2017-12-31 13F-HR PKG / Packaging Corp. of America 120.88 5,833 5,832 -0.02 669 705 5.38
2017-12-31 13F-HR RGI / Guggenheim S&P 500 Equal Weight Industrials ETF 121.10 3,625 3,625 0.00 408 439 7.60
2017-12-31 13F-HR UNP / Union Pacific Corp. 135.34 5,323 4,958 -6.86 608 671 10.36
2017-12-31 13F-HR LLY / Eli Lilly & Co. 85.19 9,529 4,543 -52.32 826 387 -53.15
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.83 9,440 10,320 9.32 759 958 26.22
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 81.40 41,493 26,929 -35.10 3,396 2,192 -35.45
2017-12-31 13F-HR CVS / CVS Health Corporation 74.62 9,248 9,260 0.13 744 691 -7.12
2017-12-31 13F-HR NVS / Novartis AG 85.14 7,653 7,212 -5.76 658 614 -6.69
2017-12-31 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 47.68 709,580 709,461 -0.02 32,746 33,828 3.30
2017-12-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.16 79,164 78,664 -0.63 825 799 -3.15
2017-12-31 13F-HR FREL / Fidelity MSCI Real Estate Index ETF 24.17 13,637 13,693 0.41 332 331 -0.30
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 182.85 1,561 3,183 103.91 231 582 151.95
2017-12-31 13F-HR AGN / Allergan plc 171.76 0 1,898 0 326
2017-12-31 13F-HR IBM / International Business Machines Corp. 154.42 3,515 4,520 28.59 511 698 36.59
2017-12-31 13F-HR PIE / PowerShares Exchange-Traded Fund Trust II 21.26 199,926 185,199 -7.37 3,890 3,938 1.23
2017-12-31 13F-HR PKB / PowerShares Exchange-Trade Fund Trust 34.99 8,600 12,462 44.91 272 436 60.29
2017-12-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 82.31 5,564 5,564 0.00 463 458 -1.08
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.81 6,032 4,045 -32.94 510 339 -33.53
2017-12-31 13F-HR PIZ / PowerShares Exchange-Traded Fund Trust II 28.20 129,795 126,773 -2.33 3,524 3,575 1.45
2017-12-31 13F-HR V / Visa, Inc. 115.11 5,858 6,055 3.36 617 697 12.97
2017-12-31 13F-HR NVDA / NVIDIA Corp. 209.49 13,027 13,423 3.04 2,355 2,812 19.41
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 76.05 3,112 3,945 26.77 229 300 31.00
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.13 121,109 127,610 5.37 13,261 13,926 5.01
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 66.41 7,447 7,710 3.53 468 512 9.40
2017-12-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 122.39 1,998 2,778 39.04 243 340 39.92
2017-12-31 13F-HR ABBV / AbbVie Inc. 98.44 91,375 86,556 -5.27 8,186 8,521 4.09
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 112.45 2,463 1,992 -19.12 295 224 -24.07
2017-12-31 13F-HR SA / Seabridge Gold Inc. 11.13 18,014 17,782 -1.29 229 198 -13.54
2017-12-31 13F-HR GSIE / Goldman Sachs ActiveBeta International Equity ETF 30.41 13,806 14,732 6.71 401 448 11.72
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 268.92 38,531 33,534 -12.97 9,706 9,018 -7.09
2017-12-31 13F-HR RFFC / RiverFront Dynamic US Flex-Cap ETF 33.33 69,518 78,782 13.33 2,143 2,626 22.54
2017-12-31 13F-HR CAT / Caterpillar, Inc. 158.41 47,617 50,521 6.10 5,993 8,003 33.54
2017-12-31 13F-HR IYW / iShares U.S. Technology ETF 163.68 22,069 19,337 -12.38 3,310 3,165 -4.38
2017-12-31 13F-HR FXL / First Trust Technology AlphaDEX® Fund 53.13 19,541 32,881 68.27 949 1,747 84.09
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.56 35,517 37,198 4.73 1,274 1,360 6.75
2017-12-31 13F-HR MUNI / PIMCO Enhanced Short Maturity Strategy Fund 53.67 4,604 5,422 17.77 247 291 17.81
2017-12-31 13F-HR CSFL / Centerstate Banks, Inc. 25.52 13,125 13,125 0.00 348 335 -3.74
2017-12-31 13F-HR LYB / LyondellBasell Industries NV 113.06 2,241 1,884 -15.93 222 213 -4.05
2017-12-31 13F-HR JWN / Nordstrom, Inc. 47.99 6,814 6,314 -7.34 302 303 0.33
2017-12-31 13F-HR GE / General Electric Co. 17.77 65,149 49,124 -24.60 1,586 873 -44.96
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 107.84 34,677 31,028 -10.52 3,325 3,346 0.63
2017-12-31 13F-HR DLTR / Dollar Tree, Inc. 108.50 2,925 4,129 41.16 258 448 73.64
2017-12-31 13F-HR FVC / First Trust High Income ETF 25.68 103,347 135,103 30.73 2,517 3,470 37.86
2017-12-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.47 11,073 4,967 -55.14 1,127 504 -55.28
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 58.71 15,619 14,428 -7.63 855 847 -0.94
2017-12-31 13F-HR HBCP / Home Bancorp, Inc. 42.15 7,070 7,070 0.00 297 298 0.34
2017-12-31 13F-HR AAPL / Apple, Inc. 171.11 50,864 45,315 -10.91 7,822 7,754 -0.87
2017-12-31 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 52.50 689,818 667,234 -3.27 33,958 35,032 3.16
2017-12-31 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 38.78 13,959 12,559 -10.03 522 487 -6.70
2017-12-31 13F-HR FXH / First Trust Health Care AlphaDEX Fund 70.73 23,723 22,959 -3.22 1,614 1,624 0.62
2017-12-31 13F-HR BSJK / Guggenheim BulletShares 2020 High Yield Corporate Bond ETF 24.53 72,300 70,600 -2.35 1,805 1,732 -4.04
2017-12-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 104.07 4,545 4,641 2.11 436 483 10.78
2017-12-31 13F-HR RFDA / RiverFront Dynamic US Dividend Advantage ETF 32.03 95,164 106,233 11.63 2,867 3,403 18.70
2017-12-31 13F-HR MON / Monsanto Co. 117.25 5,202 3,659 -29.66 623 429 -31.14
2017-12-31 13F-HR SBUX / Starbucks Corp. 58.25 8,137 8,738 7.39 438 509 16.21
2017-12-31 13F-HR PAA / Plains All American Pipeline, L.P. 20.80 29,068 13,218 -54.53 616 275 -55.36
2017-12-31 13F-HR KBA / KraneShares CSI China Internet ETF 34.46 13,200 13,900 5.30 438 479 9.36
2017-12-31 13F-HR DWFI / SPDR Series Trust 25.48 1,056,671 1,175,449 11.24 27,065 29,953 10.67
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.90 30,599 29,586 -3.31 2,396 2,926 22.12
2017-12-31 13F-HR TIPT / Tiptree Financial Inc. 5.96 44,077 37,948 -13.91 276 226 -18.12
2017-12-31 13F-HR SLB / Schlumberger Ltd. 70.87 4,652 4,106 -11.74 324 291 -10.19
2017-12-31 13F-HR FTSL / First Trust Senior Loan Fund ETF 48.09 30,155 19,588 -35.04 1,453 942 -35.17
2017-12-31 13F-HR BBG / Bill Barrett Corp. 5.11 14,690 14,690 0.00 63 75 19.05
2017-12-31 13F-HR PM / Philip Morris International, Inc. 104.81 6,779 6,068 -10.49 754 636 -15.65
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 249.55 13,761 18,169 32.03 3,101 4,534 46.21
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.92 17,140 16,366 -4.52 2,244 2,290 2.05
2017-12-31 13F-HR SHW / Sherwin-Williams Co. (The) 411.66 0 549 0 226
2017-12-31 13F-HR VOE / Vanguard Mid-Cap Value ETF 112.98 23,036 22,543 -2.14 2,455 2,547 3.75
2017-12-31 13F-HR VBR / Vanguard Small-Cap Value ETF 133.85 9,868 11,192 13.42 1,273 1,498 17.67
2017-12-31 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 51.69 37,098 40,084 8.05 1,930 2,072 7.36
2017-12-31 13F-HR APO / Apollo Global Management LLC 34.11 45,263 45,093 -0.38 1,372 1,538 12.10
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 75.33 8,468 8,469 0.01 617 638 3.40
2017-12-31 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 52.47 12,335 17,152 39.05 649 900 38.67
2017-12-31 13F-HR TXN / Texas Instruments Inc. 107.49 6,881 6,131 -10.90 621 659 6.12
2017-12-31 13F-HR VV / Vanguard Large-Cap ETF 123.78 0 2,262 0 280
2017-12-31 13F-HR FIDU / Fidelity MSCI Industrials Index ETF 39.18 6,911 6,916 0.07 254 271 6.69
2017-12-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 28.28 3,616,869 3,490,737 -3.49 95,430 98,705 3.43
2017-12-31 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 65.72 23,665 27,117 14.59 1,464 1,782 21.72
2017-12-31 13F-HR UL / Unilever, PLC ADR 3,563 0 -100.00 206 0 -100.00
2017-12-31 13F-HR FTGC / First Trust Global Tactical Commodity Strategy Fund 11,894 0 -100.00 237 0 -100.00
2017-12-31 13F-HR GOOD / Gladstone Commercial Corp. 11,030 0 -100.00 246 0 -100.00
2017-12-31 13F-HR EBAY / eBay, Inc. 10,872 0 -100.00 419 0 -100.00
2017-12-31 13F-HR BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 11,613 0 -100.00 250 0 -100.00
2017-12-31 13F-HR SNY / Sanofi 4,489 0 -100.00 225 0 -100.00
2017-12-31 13F-HR FSIC / FS Investment Corporation 25,904 0 -100.00 221 0 -100.00
2017-12-31 13F-HR GG / Goldcorp, Inc. 16,749 0 -100.00 221 0 -100.00
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 6,964 0 -100.00 284 0 -100.00
2017-12-31 13F-HR GIS / General Mills, Inc. 6,379 0 -100.00 332 0 -100.00
2017-12-31 13F-HR BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF 11,515 0 -100.00 244 0 -100.00
2017-12-31 13F-HR BIDU / Baidu, Inc. 900 0 -100.00 223 0 -100.00
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 16,396 0 -100.00 200 0 -100.00
2017-12-31 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 175 0 -100.00 227 0 -100.00
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 4,133 0 -100.00 222 0 -100.00
2017-12-31 13F-HR ASTC / Astrotech Corp. 75,977 0 -100.00 72 0 -100.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 1,914 0 -100.00 332 0 -100.00
2017-12-31 13F-HR ABR / Arbor Realty Trust, Inc. 10,000 0 -100.00 84 0 -100.00
2017-12-31 13F-HR AATDF / AA LTD 8,511 0 -100.00 222 0 -100.00
2017-12-31 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 2,575 0 -100.00 320 0 -100.00
2017-12-31 13F-HR DHR / Danaher Corp. 4,014 0 -100.00 348 0 -100.00
2017-12-31 13F-HR CAH / Cardinal Health, Inc. 4,168 0 -100.00 281 0 -100.00
2017-12-31 13F-HR EGO / Eldorado Gold Corporation 10,437 0 -100.00 23 0 -100.00
2017-12-31 13F-HR FEYE / FireEye, Inc. 20,471 0 -100.00 358 0 -100.00
2017-12-31 13F-HR FXU / First Trust Utilities AlphaDEX® Fund 30,977 0 -100.00 843 0 -100.00
2017-12-31 13F-HR CXP / Columbia Property Trust, Inc. 13,388 0 -100.00 289 0 -100.00
2017-12-31 13F-HR BSCJ / Guggenheim BulletShares 2019 Corporate Bond ETF 11,614 0 -100.00 247 0 -100.00
2017-12-31 13F-HR BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF 11,108 0 -100.00 251 0 -100.00
2017-12-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 15,881 0 -100.00 258 0 -100.00
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 5,046 0 -100.00 537 0 -100.00
2017-12-31 13F-HR HBANP / Huntington Bancshares, Inc. 234 0 -100.00 333 0 -100.00
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 3,728 0 -100.00 464 0 -100.00
2017-12-31 13F-HR ICE / Intercontinental Exchange, Inc. 3,855 0 -100.00 272 0 -100.00
2017-12-31 13F-HR IYE / iShares U.S. Energy ETF 8,580 0 -100.00 321 0 -100.00
2017-12-31 13F-HR KHC / Kraft Heinz Company 4,290 0 -100.00 334 0 -100.00
2017-12-31 13F-HR MCHI / iShares MSCI China ETF 9,735 0 -100.00 630 0 -100.00
2017-12-31 13F-HR ODP / Office Depot, Inc. 15,346 0 -100.00 58 0 -100.00
2017-12-31 13F-HR PHK / PIMCO High Income Fund 19,137 0 -100.00 159 0 -100.00
2017-12-31 13F-HR OPK / Opko Health, Inc. 13,710 0 -100.00 95 0 -100.00
2017-12-31 13F-HR NYMTP / New York Mortgage Trust, Inc. 23,154 0 -100.00 145 0 -100.00
2017-12-31 13F-HR MPVD / Mountain Province Diamonds Inc. 15,000 0 -100.00 47 0 -100.00
2017-12-31 13F-HR OHI / Omega HealthCare Investors, Inc. 18,425 0 -100.00 585 0 -100.00
2017-12-31 13F-HR PAGP / Plains GP Holdings LP 31,658 0 -100.00 692 0 -100.00
2017-12-31 13F-HR SNAP / Snapchat, Inc. 25,338 0 -100.00 368 0 -100.00
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 12,200 0 -100.00 70 0 -100.00
2017-12-31 13F-HR SRC / Spirit Realty Capital, Inc. 10,270 0 -100.00 88 0 -100.00
2017-12-31 13F-HR UEC / Uranium Energy Corp. 12,000 0 -100.00 16 0 -100.00
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 6,585 0 -100.00 580 0 -100.00
2017-12-31 13F-HR TWTR / Twitter, Inc. 17,040 0 -100.00 302 0 -100.00
2017-12-31 13F-HR USB / U.S. Bancorp 4,206 0 -100.00 225 0 -100.00
2017-12-31 13F-HR AUY / Yamana Gold Inc. 18,819 0 -100.00 50 0 -100.00
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF 13,495 0 -100.00 455 0 -100.00
2017-12-31 13F-HR VOD / Vodafone Group Plc 7,078 0 -100.00 201 0 -100.00
2017-12-31 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 3,558 0 -100.00 300 0 -100.00
2017-12-31 13F-HR AZO / AutoZone, Inc. 1,345 0 -100.00 800 0 -100.00
2017-12-31 13F-HR KWEB / KraneShares CSI China Internet ETF 14,547 0 -100.00 844 0 -100.00
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 756 0 -100.00 219 0 -100.00
2017-12-31 13F-HR IBMG / iShares 2018 AMT-Free Muni Bond ETF 9,797 0 -100.00 250 0 -100.00
2017-12-31 13F-HR BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF 121,307 0 -100.00 3,119 0 -100.00
2017-12-31 13F-HR 472319AG7 / Jefferies Group Inc Bond 100,000 0 -100.00 100 0 -100.00
2017-12-31 13F-HR IBMH / iShares 2019 AMT-Free Muni Bond ETF 8,000 0 -100.00 205 0 -100.00
2017-12-31 13F-HR IBMK / iShares Trust iShares iBonds Dec 2022 AMT-Free Muni Bond ETF 8,000 0 -100.00 209 0 -100.00
2017-12-31 13F-HR EMLC / VanEck Vectors ETF TR 12,401 0 -100.00 237 0 -100.00
2017-12-31 13F-HR IBMI / iShars iBonds Sep 2020 AMT-Free Muni Bond ETF 8,000 0 -100.00 206 0 -100.00
2017-12-31 13F-HR PTF / PowerShares Exchange-Trade Fund Trust 12,879 0 -100.00 652 0 -100.00
2017-12-31 13F-HR FTEC / Fidelity MSCI Information Technology Index ETF 10,488 0 -100.00 486 0 -100.00