Current Holdings (13F, 13D)

This page shows a list of all the current holdings of Prospera Financial Services


This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

Note: Our system uses CUSIPs in the fund filings to identify securities. When a security gets a new CUSIP, it will appear as a sell/buy transaction.

This is a list of 13D and 13G filings made since the last quarterly report.

File DateFormSecurity Imputed
Share Price
Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017‑01‑10 SC 13G/A PDBC / PowerShares Exchange-Traded Fund Trust II 3,100 3,100 0.00
Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2016‑12‑31 13F‑HR VANGUARD WORLD FD / MEGA GRWTH IND (921910816) 87.21 4,278 4,208 -1.64 374 367 -1.87
2016‑12‑31 13F‑HR ABT / Abbott Laboratories 39.09 10,216 17,062 67.01 432 667 54.40
2016‑12‑31 13F‑HR DDD / 3 D Systems 14.27 29,740 14,580 -50.98 534 208 -61.05
2016‑12‑31 13F‑HR ATVI / Activision Blizzard 37.78 6,199 5,718 -7.76 275 216 -21.45
2016‑12‑31 13F‑HR AMLP / Alerian ETF 12.61 218,365 243,493 11.51 2,771 3,070 10.79
2016‑12‑31 13F‑HR BAC / Bank of America 22.53 51,827 57,134 10.24 811 1,287 58.69
2016‑12‑31 13F‑HR BGR / BlackRock Energy & Resources Trust 14.44 27,100 27,700 2.21 392 400 2.04
2016‑12‑31 13F‑HR BLACKROCK GLOBAL OPP EQTY TR / (092501105) 11.58 19,000 19,000 0.00 233 220 -5.58
2016‑12‑31 13F‑HR UTF / Cohen & Steers Infrastructure Fund 19.70 12,084 238
2016‑12‑31 13F‑HR DY / Dycom Industries 80.33 3,000 241
2016‑12‑31 13F‑HR DOW / Dow Chemical Co. 57.37 4,723 4,323 -8.47 245 248 1.22
2016‑12‑31 13F‑HR ENZL / iShares MSCI New Zealand Capped ETF 40.93 27,870 25,944 -6.91 1,305 1,062 -18.62
2016‑12‑31 13F‑HR IVV / iShares Core S&P 500 ETF 227.64 18,330 17,813 -2.82 3,992 4,055 1.58
2016‑12‑31 13F‑HR USMV / iShares Edge MSCI Min Vol USA ETF 45.45 15,368 13,949 -9.23 698 634 -9.17
2016‑12‑31 13F‑HR PFF / iShares U.S. Preferred Stock ETF 37.49 161,514 153,327 -5.07 6,380 5,748 -9.91
2016‑12‑31 13F‑HR KHC / Kraft Heinz 86.78 5,753 5,704 -0.85 515 495 -3.88
2016‑12‑31 13F‑HR JPS / Nuveen Preferred Securities Income Fund 9.38 170,600 86,450 -49.33 1,636 811 -50.43
2016‑12‑31 13F‑HR SPY / SPDR S&P 500 ETF Trust 224.43 19,693 34,840 76.92 4,262 7,819 83.46
2016‑12‑31 13F‑HR XBI / SPDR S&P Biotech ETF 62.29 11,495 716
2016‑12‑31 13F‑HR SPIR / Spire 64.62 14,376 929
2016‑12‑31 13F‑HR VFC / 53.27 9,339 10,419 11.56 524 555 5.92
2016‑12‑31 13F‑HR CAG / ConAgra Foods 39.46 7,274 7,274 0.00 343 287 -16.33
2016‑12‑31 13F‑HR IAU / iShares Gold Trust 11.35 102,288 66,988 -34.51 1,298 760 -41.45
2016‑12‑31 13F‑HR BBT / BB&T 46.96 12,124 10,626 -12.36 457 499 9.19
2016‑12‑31 13F‑HR ISHARES TR / IBONDS DEC21 ETF (46435G789) 25.25 8,000 8,000 0.00 208 202 -2.88
2016‑12‑31 13F‑HR AMT / American Tower (REIT) 105.67 3,561 3,492 -1.94 404 369 -8.66
2016‑12‑31 13F‑HR MMM / 3M 178.23 5,462 5,162 -5.49 964 920 -4.56
2016‑12‑31 13F‑HR NIE / AGIC Equity & Convertible Income Fund 18.46 12,024 12,298 2.28 225 227 0.89
2016‑12‑31 13F‑HR AXAS / Abraxas Petroleum 2.85 23,500 20,000 -14.89 40 57 42.50
2016‑12‑31 13F‑HR AGN / Allergan 214.96 0 1,056 0.00 0 227
2016‑12‑31 13F‑HR ALPS ETF TR / MED BREAKTHGH (00162Q593) 24.24 18,275 443
2016‑12‑31 13F‑HR ALPS ETF TR / RIVERFRNT DYMC (00162Q528) 27.07 14,225 385
2016‑12‑31 13F‑HR ALPS ETF TR / RIVERFRNT FLEX (00162Q510) 27.47 7,972 219
2016‑12‑31 13F‑HR ALPS ETF TR / SPROTT GL MINE (00162Q643) 21.11 17,530 370
2016‑12‑31 13F‑HR ALPS ETF TR / SPROTT JR GLD (00162Q585) 37.19 13,900 517
2016‑12‑31 13F‑HR MO / Altria Group 67.65 84,956 85,932 1.15 5,372 5,813 8.21
2016‑12‑31 13F‑HR AMZN / Amazon.com 762.93 2,797 3,404 21.70 2,342 2,597 10.89
2016‑12‑31 13F‑HR AMGN / Amgen 149.20 3,557 2,071 -41.78 594 309 -47.98
2016‑12‑31 13F‑HR APC / Anadarko Petroleum 69.56 3,062 213
2016‑12‑31 13F‑HR ADI / Analog Devices 72.54 6,998 18,280 161.22 451 1,326 194.01
2016‑12‑31 13F‑HR AAPL / Apple 116.16 50,912 58,447 14.80 5,758 6,789 17.91
2016‑12‑31 13F‑HR ARCONIC INC / PFD CONV B SER 1 (03965L308) 32.47 8,561 278
2016‑12‑31 13F‑HR T / AT & T 42.55 171,806 156,058 -9.17 6,977 6,641 -4.82
2016‑12‑31 13F‑HR AZO / AutoZone 790.16 486 386 -20.58 373 305 -18.23
2016‑12‑31 13F‑HR BDX / Becton, Dickinson 165.24 1,626 1,519 -6.58 293 251 -14.33
2016‑12‑31 13F‑HR BLK / BlackRock 381.10 607 1,291 112.69 220 492 123.64
2016‑12‑31 13F‑HR BIIB / Biogen 290.13 898 1,003 11.69 281 291 3.56
2016‑12‑31 13F‑HR BX / Blackstone Group L.P. 30.42 253,000 355,050 40.34 6,459 10,801 67.22
2016‑12‑31 13F‑HR BA / Boeing Company 156.19 5,508 11,025 100.16 726 1,722 137.19
2016‑12‑31 13F‑HR AVGO / Broadcom 175.10 1,421 1,205 -15.20 245 211 -13.88
2016‑12‑31 13F‑HR CACI / CACI International 124.93 1,689 211
2016‑12‑31 13F‑HR COF / Capital One Financial 87.36 14,606 1,276
2016‑12‑31 13F‑HR CAROLINA TR BANCSHARES INC / (14422P105) 6.50 26,750 26,750 0.00 163 174 6.75
2016‑12‑31 13F‑HR CAT / Caterpillar 92.76 5,666 8,495 49.93 503 788 56.66
2016‑12‑31 13F‑HR CTL / CenturyLink 24.03 0 10,113 0.00 0 243
2016‑12‑31 13F‑HR CHKP / Check Point Software Technologies 86.72 4,367 3,990 -8.63 339 346 2.06
2016‑12‑31 13F‑HR C / Citigroup 59.63 4,109 245
2016‑12‑31 13F‑HR CSCO / Cisco Systems 30.20 19,049 23,613 23.96 604 713 18.05
2016‑12‑31 13F‑HR CLAYMORE EXCHANGE TRD FD TR / GUG BLT2017 HY (18383M399) 25.82 128,606 129,907 1.01 3,332 3,354 0.66
2016‑12‑31 13F‑HR CLAYMORE EXCHANGE TRD FD TR / GUG BUL 2019 HY (18383M373) 24.15 75,250 76,850 2.13 1,825 1,856 1.70
2016‑12‑31 13F‑HR CLAYMORE EXCHANGE TRD FD TR / GUG BULL2018 E (18383M530) 21.17 12,515 12,515 0.00 267 265 -0.75
2016‑12‑31 13F‑HR CLX / Clorox Company 120.74 2,459 1,880 -23.55 308 227 -26.30
2016‑12‑31 13F‑HR CXP / Columbia Property Trust 21.96 13,573 13,573 0.00 304 298 -1.97
2016‑12‑31 13F‑HR CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2017 (18383M548) 22.60 12,758 11,108 -12.93 289 251 -13.15
2016‑12‑31 13F‑HR CTRV / Contravir Pharmaceuticals 1.28 193,800 184,100 -5.01 207 236 14.01
2016‑12‑31 13F‑HR COST / Costco Wholesale 160.97 5,425 5,380 -0.83 828 866 4.59
2016‑12‑31 13F‑HR CVS / CVS Health 79.41 3,447 3,211 -6.85 307 255 -16.94
2016‑12‑31 13F‑HR DLR / Digital Realty Trust 98.77 3,491 11,724 235.84 339 1,158 241.59
2016‑12‑31 13F‑HR DG / Dollar General 74.50 3,386 2,765 -18.34 237 206 -13.08
2016‑12‑31 13F‑HR DPZ / Dominos Pizza 162.84 1,566 255
2016‑12‑31 13F‑HR DUK / Duke Energy (Holding Co.) 77.63 16,426 30,786 87.42 1,315 2,390 81.75
2016‑12‑31 13F‑HR ETF MANAGERS TR / PUREFUNDS ISE JR (26924G102) 14.21 42,025 597
2016‑12‑31 13F‑HR ETF MANAGERS TR / PUREFUNDS ISE MO (26924G409) 26.41 13,480 356
2016‑12‑31 13F‑HR FN / Fabrinet 36.72 7,570 278
2016‑12‑31 13F‑HR FB / Facebook 116.96 14,213 14,338 0.88 1,823 1,677 -8.01
2016‑12‑31 13F‑HR ETP / Energy Transfer Partners 35.90 48,694 34,736 -28.66 1,802 1,247 -30.80
2016‑12‑31 13F‑HR EPD / Enterprise Products Partners 27.11 51,465 51,796 0.64 1,422 1,404 -1.27
2016‑12‑31 13F‑HR ECL / Ecolab 117.49 1,953 1,932 -1.08 238 227 -4.62
2016‑12‑31 13F‑HR FDX / FedEx 188.32 3,076 2,910 -5.40 537 548 2.05
2016‑12‑31 13F‑HR FEYE / FireEye 12.61 23,210 22,207 -4.32 342 280 -18.13
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / DORSEY WRIGHT (33738R878) 21.59 84,800 92,050 8.55 1,810 1,987 9.78
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / CONSUMR DISCRE (33734X101) 35.58 23,341 14,220 -39.08 823 506 -38.52
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / FINLS ALPHADEX (33734X135) 27.28 0 24,451 0.00 0 667
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / DORSEY WRIGHT (33738R886) 17.25 14,390 13,856 -3.71 251 239 -4.78
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / DORSEY WRT 5 ETF (33738R605) 23.64 3,745,336 3,480,253 -7.08 85,768 82,266 -4.08
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / MATERIALS ALPH (33734X168) 36.49 19,998 10,332 -48.33 684 377 -44.88
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / HLTH CARE ALPH (33734X143) 58.02 9,715 15,082 55.24 591 875 48.05
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / FIRST TR TA HIYL (33738D408) 48.29 5,904 5,923 0.32 287 286 -0.35
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / FST LOW OPPT EFT (33739Q200) 52.23 11,817 17,517 48.24 619 915 47.82
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / NY ARCA BIOTECH (33733E203) 91.29 6,194 4,765 -23.07 618 435 -29.61
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / SENIOR LN FD (33738D309) 48.54 26,634 26,555 -0.30 1,291 1,289 -0.15
2016‑12‑31 13F‑HR FIRST TR MORNINGSTAR DIV LEA / SHS (336917109) 27.79 117,181 97,943 -16.42 3,196 2,722 -14.83
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / UTILITIES ALPH (33734X184) 26.92 42,906 24,108 -43.81 1,112 649 -41.64
2016‑12‑31 13F‑HR FIRST TR MID CAP CORE ALPHAD / COM SHS (33735B108) 56.40 18,461 20,763 12.47 975 1,171 20.10
2016‑12‑31 13F‑HR FIRST TR NASDAQ100 TECH INDE / SHS (337345102) 53.37 5,527 295
2016‑12‑31 13F‑HR FIRST TR S&P REIT INDEX FD / (33734G108) 23.51 102,625 74,049 -27.85 2,485 1,741 -29.94
2016‑12‑31 13F‑HR FSIC / FS Investment 10.41 0 28,805 0.00 0 300
2016‑12‑31 13F‑HR GDV / Gabelli Dividend & Income Trust 20.05 13,810 14,560 5.43 265 292 10.19
2016‑12‑31 13F‑HR FCX / Freeport-McMoRan 13.61 11,367 10,431 -8.23 123 142 15.45
2016‑12‑31 13F‑HR GE / General Electric 31.57 68,458 95,607 39.66 2,028 3,018 48.82
2016‑12‑31 13F‑HR GIS / General Mills 62.13 5,931 5,778 -2.58 379 359 -5.28
2016‑12‑31 13F‑HR GNL / Global Net Lease 7.87 29,089 50,172 72.48 237 395 66.67
2016‑12‑31 13F‑HR GSK / GlaxoSmithKline 39.05 18,008 18,822 4.52 777 735 -5.41
2016‑12‑31 13F‑HR SDIV / Global X SuperDividend ETF 20.83 86,700 83,903 -3.23 1,861 1,748 -6.07
2016‑12‑31 13F‑HR YLCO / GLOBAL X FDS 37.37 21,840 21,115 -3.32 309 789 155.34
2016‑12‑31 13F‑HR YLCO / GLOBAL X FDS 14.15 0 21,840 0.00 0 309
2016‑12‑31 13F‑HR GRA / Grace (W. R.) 69.33 3,000 208
2016‑12‑31 13F‑HR HAL / Halliburton Co. (Holding Company) 56.22 6,813 383
2016‑12‑31 13F‑HR HD / Home Depot 134.00 3,467 2,418 -30.26 446 324 -27.35
2016‑12‑31 13F‑HR VGM / Van Kampen Trust For Investment Grade Municipals 12.71 12,507 159
2016‑12‑31 13F‑HR EWZ / iShares MSCI Brazil Capped ETF 35.21 24,460 25,620 4.74 825 902 9.33
2016‑12‑31 13F‑HR INPAP / International Paper 53.09 5,362 5,142 -4.10 257 273 6.23
2016‑12‑31 13F‑HR ISHARES / IBONDS SEP17 ETF (464289271) 27.25 8,000 8,000 0.00 218 218 0.00
2016‑12‑31 13F‑HR AOK / iShares Core Conservative Allocation ETF 32.73 16,950 21,050 24.19 566 689 21.73
2016‑12‑31 13F‑HR IBM / International Business Machines 166.90 4,755 4,218 -11.29 756 704 -6.88
2016‑12‑31 13F‑HR IIM / Invesco Value Municipal Income Trust 14.85 56,600 46,600 -17.67 927 692 -25.35
2016‑12‑31 13F‑HR ICF / iShares Cohen & Steers REIT ETF 100.39 2,158 2,052 -4.91 226 206 -8.85
2016‑12‑31 13F‑HR ISHARES TR / IBONDS DEC22 ETF (46435G755) 25.38 8,000 8,000 0.00 211 203 -3.79
2016‑12‑31 13F‑HR AGG / iShares Core U.S. Aggregate Bond ETF 108.64 123,138 110,183 -10.52 13,843 11,970 -13.53
2016‑12‑31 13F‑HR IYY / iShares Dow Jones U.S. ETF 113.64 10,738 10,727 -0.10 1,165 1,219 4.64
2016‑12‑31 13F‑HR IJH / iShares Core S&P MidCap ETF 166.50 2,183 1,964 -10.03 338 327 -3.25
2016‑12‑31 13F‑HR ISHARES TR / IBONDS SEP20 ETF (46434V571) 25.25 8,000 8,000 0.00 206 202 -1.94
2016‑12‑31 13F‑HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 86.84 18,427 18,610 0.99 1,608 1,616 0.50
2016‑12‑31 13F‑HR EFA / iShares MSCI EAFE ETF 59.20 22,648 22,820 0.76 1,339 1,351 0.90
2016‑12‑31 13F‑HR IBB / iShares Nasdaq Biotechnology ETF 269.51 1,102 297
2016‑12‑31 13F‑HR MUB / iShares National Muni Bond ETF 108.22 9,017 2,116 -76.53 1,017 229 -77.48
2016‑12‑31 13F‑HR SOXX / iShares PHLX Semiconductor ETF 122.03 1,825 1,975 8.22 206 241 16.99
2016‑12‑31 13F‑HR DVY / iShares Select Dividend ETF 88.65 16,720 31,213 86.68 1,433 2,767 93.09
2016‑12‑31 13F‑HR ITA / iShares U.S. Aerospace & Defense ETF 142.59 2,665 380
2016‑12‑31 13F‑HR SHV / iShares Short Treasury Bond ETF 110.18 11,038 3,830 -65.30 1,219 422 -65.38
2016‑12‑31 13F‑HR IYJ / iShares U.S. Industrial ETF 120.92 5,940 19,707 231.77 679 2,383 250.96
2016‑12‑31 13F‑HR IYE / iShares U.S. Energy ETF 41.80 16,250 8,589 -47.14 634 359 -43.38
2016‑12‑31 13F‑HR IYW / iShares U.S. Technology ETF 120.41 0 11,652 0.00 0 1,403
2016‑12‑31 13F‑HR IYF / iShares U.S. Financial ETF 101.75 9,894 21,896 121.31 891 2,228 150.06
2016‑12‑31 13F‑HR IYH / iShares U.S. Healthcare ETF 147.33 6,029 4,215 -30.09 906 621 -31.46
2016‑12‑31 13F‑HR JNJ / Johnson & Johnson 115.85 16,614 16,824 1.26 1,963 1,949 -0.71
2016‑12‑31 13F‑HR LB / L Brands 62.17 3,864 3,764 -2.59 273 234 -14.29
2016‑12‑31 13F‑HR JPM / JPMorgan Chase 86.19 13,875 17,763 28.02 924 1,531 65.69
2016‑12‑31 13F‑HR LLY / Lilly (ELI) 74.31 12,211 13,363 9.43 980 993 1.33
2016‑12‑31 13F‑HR LMT / Lockheed Martin 251.42 1,770 2,291 29.44 424 576 35.85
2016‑12‑31 13F‑HR MLM / Martin Marietta Materials 226.28 1,370 310
2016‑12‑31 13F‑HR MDT / Medtronic 71.15 5,235 5,186 -0.94 452 369 -18.36
2016‑12‑31 13F‑HR MSFT / Microsoft 62.23 31,440 32,394 3.03 1,811 2,016 11.32
2016‑12‑31 13F‑HR MDM / Mountain Province Diamonds 5.15 99,500 40,000 -59.80 521 206 -60.46
2016‑12‑31 13F‑HR MON / Monsanto 105.18 2,440 1,968 -19.34 249 207 -16.87
2016‑12‑31 13F‑HR NGG / National Grid 58.36 6,098 5,226 -14.30 434 305 -29.72
2016‑12‑31 13F‑HR NOK / Nokia 4.90 18,803 19,994 6.33 109 98 -10.09
2016‑12‑31 13F‑HR NKE / Nike 51.51 6,316 6,135 -2.87 333 316 -5.11
2016‑12‑31 13F‑HR NLNK / NewLink Genetics 10.29 10,200 10,200 0.00 153 105 -31.37
2016‑12‑31 13F‑HR NOVN / Novan 27.00 24,778 669
2016‑12‑31 13F‑HR NUE / Nucor 60.62 5,147 312
2016‑12‑31 13F‑HR OKE.WI / ONEOK 57.79 4,777 5,831 22.06 246 337 36.99
2016‑12‑31 13F‑HR NVDA / NVIDIA 102.74 4,560 4,672 2.46 312 480 53.85
2016‑12‑31 13F‑HR PEP / PepsiCo 104.60 11,404 9,952 -12.73 1,241 1,041 -16.12
2016‑12‑31 13F‑HR PKG / Packaging of America 84.75 6,570 5,829 -11.28 534 494 -7.49
2016‑12‑31 13F‑HR PIMCO ETF TR / DIV INC ACT ETF (72201R726) 49.15 14,017 689
2016‑12‑31 13F‑HR PHK / PIMCO High Income Fund 9.19 39,139 24,483 -37.45 390 225 -42.31
2016‑12‑31 13F‑HR PXD / Pioneer Natural Resources 182.91 1,662 1,662 0.00 309 304 -1.62
2016‑12‑31 13F‑HR PCI / PIMCO Dynamic Credit Income Fund 20.21 22,008 22,065 0.26 449 446 -0.67
2016‑12‑31 13F‑HR PFE / Pfizer 33.12 33,202 40,312 21.41 1,125 1,335 18.67
2016‑12‑31 13F‑HR DI / PIMCO Enhanced Short Maturity Strategy Fund 101.26 12,908 6,587 -48.97 1,309 667 -49.05
2016‑12‑31 13F‑HR PM / Philip Morris International 91.35 8,132 7,630 -6.17 791 697 -11.88
2016‑12‑31 13F‑HR PLAINS GP HLDGS L P / LTD PARTNR INT A (72651A207) 34.68 29,762 1,032
2016‑12‑31 13F‑HR POWERSHARES ETF TR II / DWA TACT MLT (73937B399) 27.38 121,777 118,987 -2.29 3,389 3,258 -3.87
2016‑12‑31 13F‑HR POWERSHARES ETF TR II / PFD PORTFOLIO (73936T565) 14.29 13,991 200
2016‑12‑31 13F‑HR POWERSHARES ETF TRUST / DWA MOMENTUM PTF (73935X153) 42.34 705,176 658,985 -6.55 29,906 27,903 -6.70
2016‑12‑31 13F‑HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 115.16 0 1,867 0.00 0 215
2016‑12‑31 13F‑HR POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708) 33.70 16,907 16,382 -3.11 532 552 3.76
2016‑12‑31 13F‑HR POWERSHARES ETF TRUST / TECH SECT PORT (73935X344) 39.93 19,599 18,380 -6.22 815 734 -9.94
2016‑12‑31 13F‑HR POWERSHS DB MULTI SECT COMM / DB BASE METALS (73936B705) 15.06 15,343 231
2016‑12‑31 13F‑HR POWERSHARES ETF TRUST II / DWA EMKT MOM PTF (73936Q207) 15.13 175,627 174,539 -0.62 2,867 2,640 -7.92
2016‑12‑31 13F‑HR QQQ / PowerShares QQQ Trust 119.03 18,798 35,697 89.90 2,233 4,249 90.28
2016‑12‑31 13F‑HR TROW / Price (T.) Rowe Group 75.38 3,001 12,470 315.53 200 940 370.00
2016‑12‑31 13F‑HR PSEC / Prospect Capital 8.38 0 180,360 0.00 0 1,511
2016‑12‑31 13F‑HR XISDX / Prudential Short Duration High 15.49 22,695 22,850 0.68 363 354 -2.48
2016‑12‑31 13F‑HR REFR / Research Frontiers 1.87 19,800 19,800 0.00 51 37 -27.45
2016‑12‑31 13F‑HR SLB / Schlumberger 83.97 6,478 6,240 -3.67 510 524 2.75
2016‑12‑31 13F‑HR SCG / SCANA 72.82 4,515 5,397 19.53 327 393 20.18
2016‑12‑31 13F‑HR XLY / SPDR Consumer Discretionary Select Sector ETF 82.71 49,477 58,060 17.35 3,960 4,802 21.26
2016‑12‑31 13F‑HR STX / Seagate Technology 38.17 22,860 23,707 3.71 881 905 2.72
2016‑12‑31 13F‑HR SDRL / Seadrill 3.51 18,857 40,500 114.77 45 142 215.56
2016‑12‑31 13F‑HR XLF / SPDR Financial Select Sector ETF 23.43 57,768 196,057 239.39 1,115 4,594 312.02
2016‑12‑31 13F‑HR XLI / SPDR Industrial Select Sector ETF 62.68 40,745 75,910 86.31 2,379 4,758 100.00
2016‑12‑31 13F‑HR XLB / SPDR Materials Select Sector ETF 50.50 47,121 71,806 52.39 2,250 3,626 61.16
2016‑12‑31 13F‑HR SNH / Senior Housing Properties Trust 18.93 38,800 39,100 0.77 881 740 -16.00
2016‑12‑31 13F‑HR SO / Southern Co. 49.18 43,852 13,096 -70.14 2,250 644 -71.38
2016‑12‑31 13F‑HR SHW / Sherwin-Williams Co. 272.91 1,197 982 -17.96 331 268 -19.03
2016‑12‑31 13F‑HR GLD / SPDR Gold Shares 111.24 9,599 9,304 -3.07 1,206 1,035 -14.18
2016‑12‑31 13F‑HR DIA / SPDR Dow Jones Industrial Average ETF 198.19 2,473 7,422 200.12 452 1,471 225.44
2016‑12‑31 13F‑HR DWX / SPDR S&P Intl Dividend ETF 36.08 12,472 450
2016‑12‑31 13F‑HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 47.69 5,848 4,949 -15.37 293 236 -19.45
2016‑12‑31 13F‑HR KBE / SPDR S&P Bank ETF 43.66 11,222 490
2016‑12‑31 13F‑HR SDY / SPDR S&P Dividend ETF 85.66 12,633 11,219 -11.19 1,066 961 -9.85
2016‑12‑31 13F‑HR ITR / SPDR Barclays Intermediate Term Corporate Bond ETF 34.05 0 173,575 0.00 0 5,910
2016‑12‑31 13F‑HR XME / SPDR Series Trust 32.48 25,772 837
2016‑12‑31 13F‑HR PSK / SPDR Wells Fargo Preferred Stock ETF 42.87 157,460 144,147 -8.45 7,161 6,180 -13.70
2016‑12‑31 13F‑HR SRC / Spirit Realty Capital 10.91 10,270 112
2016‑12‑31 13F‑HR SNV / Synovus Financial 41.41 5,313 220
2016‑12‑31 13F‑HR SBUX / Starbucks 55.91 13,172 12,324 -6.44 713 689 -3.37
2016‑12‑31 13F‑HR TEVA / Teva Pharmaceutical Industries 36.73 7,786 286
2016‑12‑31 13F‑HR RIG / Transocean 15.08 19,332 19,302 -0.16 206 291 41.26
2016‑12‑31 13F‑HR TRTN / Triton International 17.92 53,167 54,357 2.24 701 974 38.94
2016‑12‑31 13F‑HR TWTR / Twitter 17.05 0 10,208 0.00 0 174
2016‑12‑31 13F‑HR UNM / Unum Group 44.38 5,137 228
2016‑12‑31 13F‑HR USCI / United States Commodity Index Fund 40.26 13,064 11,327 -13.30 542 456 -15.87
2016‑12‑31 13F‑HR USB.PRM / U.S. Bancorp 51.15 4,867 4,770 -1.99 209 244 16.75
2016‑12‑31 13F‑HR EMLC / VanEck Vectors ETF TR 22.39 10,265 17,599 71.45 271 394 45.39
2016‑12‑31 13F‑HR GDXJ / VanEck Vectors Junior Gold Miners ETF 36.51 13,872 29,801 114.83 614 1,088 77.20
2016‑12‑31 13F‑HR VOE / Vanguard Mid-Cap Value ETF 98.76 31,595 30,983 -1.94 2,958 3,060 3.45
2016‑12‑31 13F‑HR VNQ / Vanguard REIT ETF 84.15 26,813 26,668 -0.54 2,328 2,244 -3.61
2016‑12‑31 13F‑HR VCLT / Vanguard Scottsdale Funds 79.48 14,051 6,379 -54.60 1,132 507 -55.21
2016‑12‑31 13F‑HR VYM / Vanguard High Dividend Yield ETF 75.78 8,343 8,789 5.35 602 666 10.63
2016‑12‑31 13F‑HR VT / Vanguard Total World Stock ETF 61.03 5,014 5,014 0.00 305 306 0.33
2016‑12‑31 13F‑HR VWO / Vanguard Emerging Market VIPERS 36.58 21,178 24,331 14.89 798 890 11.53
2016‑12‑31 13F‑HR VANGUARD SCOTTSDALE FDS / SHTRM GVT BD ETF (92206C102) 60.69 12,071 5,421 -55.09 739 329 -55.48
2016‑12‑31 13F‑HR VBR / Vanguard Small-Cap Value ETF 122.56 17,840 17,404 -2.44 1,976 2,133 7.95
2016‑12‑31 13F‑HR VANGUARD WORLD FDS / UTILITIES ETF (92204A876) 107.13 11,025 11,612 5.32 1,182 1,244 5.25
2016‑12‑31 13F‑HR WIN / Windstream Holdings 7.83 0 10,467 0 82
2016‑12‑31 13F‑HR WBA / Walgreens Boots Alliance 82.73 0 2,502 0.00 0 207
2016‑12‑31 13F‑HR WM / Waste Management 70.75 5,005 5,442 8.73 319 385 20.69
2016‑12‑31 13F‑HR WFC / Wells Fargo 55.13 16,232 16,181 -0.31 719 892 24.06
2016‑12‑31 13F‑HR WISDOMTREE TR / DIV EX-FINL FD (97717W406) 80.23 3,533 3,540 0.20 278 284 2.16
2016‑12‑31 13F‑HR WISDOMTREE TR / HIGH DIV FD (97717W208) 67.30 5,097 8,202 60.92 339 552 62.83
2016‑12‑31 13F‑HR IDV / iShares International Select Dividend ETF 29.73 13,416 13,957 4.03 402 415 3.23
2016‑12‑31 13F‑HR GOOGL / Alphabet Inc. Class A 796.71 895 974 8.83 720 776 7.78
2016‑12‑31 13F‑HR XLRE / Real Estate Select Sector SPDR Fund 7,968 0 -100.00 261 0 -100.00
2016‑12‑31 13F‑HR ALK / Alaska Air Group 3,283 0 -100.00 216 0 -100.00
2016‑12‑31 13F‑HR MDY / SPDR S&P Midcap 400 ETF 302.48 2,878 6,989 142.84 813 2,114 160.02
2016‑12‑31 13F‑HR CLAYMORE EXCHANGE TRD FD TR / GUG BLT2016 HY (18383M415) 105,671 0 -100.00 2,727 0 -100.00
2016‑12‑31 13F‑HR CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2016 (18383M555) 12,650 0 -100.00 279 0 -100.00
2016‑12‑31 13F‑HR FIRST TR EXCH TRD ALPHA FD I / STH KOREA ALPH (33737J166) 9,309 0 -100.00 228 0 -100.00
2016‑12‑31 13F‑HR FRT / Federal Realty Investment Trust 1,500 0 -100.00 231 0 -100.00
2016‑12‑31 13F‑HR FIRST TR EXCH TRD ALPHA FD I / DEV MRK EX US (33737J174) 19,421 0 -100.00 956 0 -100.00
2016‑12‑31 13F‑HR GOOG / Alphabet Inc. Class C 778.76 1,600 1,469 -8.19 1,244 1,144 -8.04
2016‑12‑31 13F‑HR EMR / Emerson Electric 55.88 7,677 8,411 9.56 418 470 12.44
2016‑12‑31 13F‑HR JNK / SPDR Barclays High Yield Bond ETF 36.72 8,610 177,722 1,964.13 316 6,526 1,965.19
2016‑12‑31 13F‑HR BIV / Vanguard Intermediate-Term Bond ETF 83.47 21,161 21,984 3.89 1,855 1,835 -1.08
2016‑12‑31 13F‑HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 1,790 0 -100.00 210 0 -100.00
2016‑12‑31 13F‑HR ISHARES U S ETF TR / SHT MAT BD ETF (46431W507) 5,830 0 -100.00 293 0 -100.00
2016‑12‑31 13F‑HR LH / Laboratory of America Holdings 1,502 0 -100.00 206 0 -100.00
2016‑12‑31 13F‑HR MDURP / MDU Resources Group 12,775 0 -100.00 325 0 -100.00
2016‑12‑31 13F‑HR NEA / Nuveen AMT-Free Municipal Income Fund 13,485 0 -100.00 197 0 -100.00
2016‑12‑31 13F‑HR POWERSHS DB MULTI SECT COMM / DB SILVER FUND (73936B309) 8,323 0 -100.00 251 0 -100.00
2016‑12‑31 13F‑HR PPG / PPG Industries 5,049 0 -100.00 522 0 -100.00
2016‑12‑31 13F‑HR PROSHARES TR / SHORT S&P 500 NE (74347B425) 8,372 0 -100.00 319 0 -100.00
2016‑12‑31 13F‑HR RYDBF / Royal Dutch Shell 6,811 0 -100.00 395 0 -100.00
2016‑12‑31 13F‑HR SPDR SERIES TRUST / BRCLY EM LOCL (78464A391) 247,797 0 -100.00 7,020 0 -100.00
2016‑12‑31 13F‑HR S / Sprint 15,000 0 -100.00 99 0 -100.00
2016‑12‑31 13F‑HR UNG / United States Natural Gas Fund, LP 71,270 0 -100.00 596 0 -100.00
2016‑12‑31 13F‑HR USO / United States Oil Fund, LP 35,200 0 -100.00 385 0 -100.00
2016‑12‑31 13F‑HR UEC / Uranium Energy 10,000 0 -100.00 10 0 -100.00
2016‑12‑31 13F‑HR SYY / SYSCO 55.38 7,251 4,388 -39.48 355 243 -31.55
2016‑12‑31 13F‑HR JPC / Nuveen Preferred Income Opportunities Fund 9.83 36,372 54,415 49.61 364 535 46.98
2016‑12‑31 13F‑HR VO / Vanguard Index Funds 2,000 0 -100.00 259 0 -100.00
2016‑12‑31 13F‑HR VV / Vanguard Index Funds 5,850 0 -100.00 580 0 -100.00
2016‑12‑31 13F‑HR VHT / Vanguard Health Care ETF 2,651 0 -100.00 352 0 -100.00
2016‑12‑31 13F‑HR VNR / Vanguard Natural Resources 12,495 0 -100.00 11 0 -100.00
2016‑12‑31 13F‑HR XBKS / Xenith Bankshares 17,036 0 -100.00 39 0 -100.00
2016‑12‑31 13F‑HR XLU / SPDR Utilities Select Sector ETF 48,766 0 -100.00 2,389 0 -100.00
2016‑12‑31 13F‑HR IYK / iShares U.S. Consumer Goods ETF 2,688 0 -100.00 306 0 -100.00
2016‑12‑31 13F‑HR POWERSHARES ETF TR II / DWA TCTL SCTR (73937B498) 15,540 0 -100.00 390 0 -100.00
2016‑12‑31 13F‑HR NUVEEN S&P 500 BUY-WRITE INC / (6706ER101) 12.73 17,051 17,051 0.00 226 217 -3.98
2016‑12‑31 13F‑HR INTC / Intel 36.28 33,998 55,187 62.32 1,284 2,002 55.92
2016‑12‑31 13F‑HR UA / Under Armour 7,101 0 -100.00 275 0 -100.00
2016‑12‑31 13F‑HR HDS / Hd Supply 10,000 0 -100.00 320 0 -100.00
2016‑12‑31 13F‑HR KMI / Kinder Morgan 21.21 20,968 21,216 1.18 485 450 -7.22
2016‑12‑31 13F‑HR WISDOMTREE TR / FUTRE STRAT FD (97717W125) 9,550 0 -100.00 402 0 -100.00
2016‑12‑31 13F‑HR HBANO / Huntington Bancshares 25,433 0 -100.00 251 0 -100.00
2016‑12‑31 13F‑HR REM / iShares Mortgage Real Estate Capped ETF 186,533 0 -100.00 1,960 0 -100.00
2016‑12‑31 13F‑HR GM / General Motors 6,281 0 -100.00 200 0 -100.00
2016‑12‑31 13F‑HR TLT / iShares 20+ Year Treasury Bond ETF 16,792 0 -100.00 2,309 0 -100.00
2016‑12‑31 13F‑HR IEI / iShares 3-7 Year Treasury Bond ETF 2,530 0 -100.00 320 0 -100.00
2016‑12‑31 13F‑HR PAGP / Plains GP Holdings LP 46,080 0 -100.00 596 0 -100.00
2016‑12‑31 13F‑HR IAG / IAMGOLD 98,150 0 -100.00 398 0 -100.00
2016‑12‑31 13F‑HR CMG / Chipotle Mexican Grill 500 0 -100.00 212 0 -100.00
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / ISE REVERE NAT (33733E807) 10,302 0 -100.00 272 0 -100.00
2016‑12‑31 13F‑HR TLO / SPDR Barclays Long Term Treasury ETF 91,341 0 -100.00 7,221 0 -100.00
2016‑12‑31 13F‑HR LEA / Lear 136.45 2,575 2,653 3.03 312 362 16.03
2016‑12‑31 13F‑HR VZ / Verizon Communications 53.67 72,645 71,180 -2.02 3,776 3,820 1.17
2016‑12‑31 13F‑HR NYMTP / New York Mortgage Trust 6.63 20,405 20,505 0.49 123 136 10.57
2016‑12‑31 13F‑HR CB / Chubb 131.35 2,093 2,048 -2.15 263 269 2.28
2016‑12‑31 13F‑HR VEA / Vanguard Tax-Managed Funds 37.46 22,516 11,799 -47.60 842 442 -47.51
2016‑12‑31 13F‑HR XLK / SPDR Technology Select Sector ETF 48.94 55,002 94,803 72.36 2,628 4,640 76.56
2016‑12‑31 13F‑HR UTX / United Technologies 110.73 5,216 5,247 0.59 530 581 9.62
2016‑12‑31 13F‑HR XLE / SPDR Energy Select Sector ETF 75.74 38,746 60,193 55.35 2,736 4,559 66.63
2016‑12‑31 13F‑HR BGY / BlackRock International Growth and Income Trust 5.52 45,576 45,475 -0.22 270 251 -7.04
2016‑12‑31 13F‑HR MITK / Mitek Systems 6.56 73,220 73,220 0.00 607 480 -20.92
2016‑12‑31 13F‑HR GLU.PRA / Gabelli Global Utility & Income Trust 16.82 15,400 15,400 0.00 282 259 -8.16
2016‑12‑31 13F‑HR BK / Bank of New York Mellon 48.10 8,108 8,108 0.00 323 390 20.74
2016‑12‑31 13F‑HR KO / Coca Cola 41.50 15,882 14,071 -11.40 672 584 -13.10
2016‑12‑31 13F‑HR F / Ford Motor 12.31 52,123 47,942 -8.02 629 590 -6.20
2016‑12‑31 13F‑HR XLP / SPDR Consumer Staples Select Sector ETF 51.79 98,953 6,720 -93.21 5,265 348 -93.39
2016‑12‑31 13F‑HR NEE / NextEra Energy 119.34 3,842 3,846 0.10 470 459 -2.34
2016‑12‑31 13F‑HR MDLZ / Mondelez International 44.71 11,525 12,904 11.97 506 577 14.03
2016‑12‑31 13F‑HR TIP / iShares TIPS Bond ETF 113.89 2,263 2,599 14.85 264 296 12.12
2016‑12‑31 13F‑HR CELG / Celgene 117.40 3,875 3,748 -3.28 405 440 8.64
2016‑12‑31 13F‑HR YUM / Yum! Brands 63.38 2,898 16,535 470.57 263 1,048 298.48
2016‑12‑31 13F‑HR XLV / SPDR Health Care Select Sector ETF 69.75 34,325 17,693 -48.45 2,475 1,234 -50.14
2016‑12‑31 13F‑HR BRK.A / Berkshire Hathaway 245,000.00 1 1 0.00 216 245 13.43
2016‑12‑31 13F‑HR BKLN / PowerShares Senior Loan Portfolio 23.35 20,336 25,606 25.91 472 598 26.69
2016‑12‑31 13F‑HR KMB / Kimberly-Clark 114.32 2,697 3,079 14.16 341 352 3.23
2016‑12‑31 13F‑HR POWERSHARES ETF TRUST / HI YLD EQ DVDN (73935X302) 16.94 60,874 61,495 1.02 967 1,042 7.76
2016‑12‑31 13F‑HR CVX / Chevron 117.53 14,695 15,826 7.70 1,513 1,860 22.93
2016‑12‑31 13F‑HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 118.36 4,132 4,199 1.62 509 497 -2.36
2016‑12‑31 13F‑HR NUV / Nuveen Municipal Value Fund 9.59 17,581 15,962 -9.21 186 153 -17.74
2016‑12‑31 13F‑HR GPRO / GoPro 9.34 35,655 22,915 -35.73 595 214 -64.03
2016‑12‑31 13F‑HR TROV / TrovaGene 2.30 151,125 147,125 -2.65 679 338 -50.22
2016‑12‑31 13F‑HR MLPA / Global X MLP ETF 11.57 99,450 146,150 46.96 1,155 1,691 46.41
2016‑12‑31 13F‑HR IWV / iShares Russell 3000 ETF 134.06 2,029 2,029 0.00 260 272 4.62
2016‑12‑31 13F‑HR QCOM / QUALCOMM 65.44 8,900 7,136 -19.82 610 467 -23.44
2016‑12‑31 13F‑HR NS / NuStar Energy 49.92 44,590 23,940 -46.31 2,211 1,195 -45.95
2016‑12‑31 13F‑HR CMCSA / Comcast 69.66 11,011 10,422 -5.35 731 726 -0.68
2016‑12‑31 13F‑HR ETN / Eaton 67.04 3,660 3,535 -3.42 241 237 -1.66
2016‑12‑31 13F‑HR NCV / AGIC Convertible & Income Fund 6.39 34,631 36,131 4.33 234 231 -1.28
2016‑12‑31 13F‑HR ISHARES TR / IBONDS SEP18 ETF (46429B580) 25.42 9,069 9,797 8.03 232 249 7.33
2016‑12‑31 13F‑HR PG / Procter & Gamble Co. 84.18 15,407 15,230 -1.15 1,383 1,282 -7.30
2016‑12‑31 13F‑HR DSL / DoubleLine Income Solutions Fund 18.96 17,033 17,034 0.01 326 323 -0.92
2016‑12‑31 13F‑HR CALAMOS CONV & HIGH INCOME F / COM SHS (12811P108) 10.57 130,033 123,935 -4.69 1,432 1,310 -8.52
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / NO AMER ENERGY (33738D101) 25.27 24,129 23,266 -3.58 611 588 -3.76
2016‑12‑31 13F‑HR VIG / Vanguard Specialist Funds 85.35 3,965 4,417 11.40 333 377 13.21
2016‑12‑31 13F‑HR ETE / Entergy Transfer Equity LP 19.34 35,200 34,600 -1.70 591 669 13.20
2016‑12‑31 13F‑HR JCI / Johnson Controls 41.55 7,455 6,474 -13.16 347 269 -22.48
2016‑12‑31 13F‑HR IWF / iShares Russell 1000 Growth ETF 106.06 5,922 5,365 -9.41 617 569 -7.78
2016‑12‑31 13F‑HR VANGUARD WORLD FDS / CONSUM DIS ETF (92204A108) 129.30 2,683 2,266 -15.54 337 293 -13.06
2016‑12‑31 13F‑HR VOO / Vanguard S&P 500 ETF 207.83 3,081 6,587 113.79 612 1,369 123.69
2016‑12‑31 13F‑HR CLAYMORE EXCHANGE TRD FD TR / GUG BLT2018 HY (18383M381) 25.18 108,933 110,233 1.19 2,757 2,776 0.69
2016‑12‑31 13F‑HR AMJ / JPMorgan Alerian MLP Index ETN due 5 31.68 0 6,565 0.00 0 208
2016‑12‑31 13F‑HR NLY / Annaly Capital Management 10.02 13,992 15,177 8.47 147 152 3.40
2016‑12‑31 13F‑HR OKS / ONEOK Partners 43.20 6,297 6,297 0.00 252 272 7.94
2016‑12‑31 13F‑HR POWERSHARES ETF TR II / FDM HG YLD RAFI (73936T557) 18.80 56,006 55,577 -0.77 1,057 1,045 -1.14
2016‑12‑31 13F‑HR CWB / SPDR Barclays Convertible Securities ETF 46.03 181,783 168,126 -7.51 8,427 7,738 -8.18
2016‑12‑31 13F‑HR GD / General Dynamics 174.00 3,130 6,000 91.69 486 1,044 114.81
2016‑12‑31 13F‑HR MDNDF / McDonalds 121.04 4,096 4,230 3.27 473 512 8.25
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / ENERGY ALPHADX (33734X127) 16.84 44,545 46,615 4.65 687 785 14.26
2016‑12‑31 13F‑HR VOD / Vodafone Group 24.53 13,651 15,901 16.48 398 390 -2.01
2016‑12‑31 13F‑HR RWX / SPDR Dow Jones International Real Estate ETF 36.26 13,616 13,650 0.25 568 495 -12.85
2016‑12‑31 13F‑HR OPK / Opko Health 9.02 30,080 25,820 -14.16 319 233 -26.96
2016‑12‑31 13F‑HR POWERSHARES ETF TR II / PWRSHS SP500 LOW (73937B654) 39.32 13,288 17,499 31.69 517 688 33.08
2016‑12‑31 13F‑HR AWK / American Water Works 72.78 6,388 6,870 7.55 478 500 4.60
2016‑12‑31 13F‑HR FIRST TR EXCHAN TRADED FD VI / FST TR GLB FD (33739H101) 20.56 0 9,728 0.00 0 200
2016‑12‑31 13F‑HR MRK / Merck 59.25 10,645 11,275 5.92 664 668 0.60
2016‑12‑31 13F‑HR XMFVX / MFS Special Value Trust 5.57 40,190 40,190 0.00 229 224 -2.18
2016‑12‑31 13F‑HR BSV / Vanguard Short-Term Bond ETF 79.51 41,207 41,567 0.87 3,331 3,305 -0.78
2016‑12‑31 13F‑HR HCP / HCP 30.70 12,441 12,541 0.80 472 385 -18.43
2016‑12‑31 13F‑HR BMYMP / Bristol-Myers Squibb 59.18 36,164 49,541 36.99 1,950 2,932 50.36
2016‑12‑31 13F‑HR JEFFERIES GROUP INC NEW / DBCV 3.875%11/0 (472319AG7) 100,000 0.00 102 101 -0.98
2016‑12‑31 13F‑HR PSX / Phillips 66 86.44 8,170 5,877 -28.07 659 508 -22.91
2016‑12‑31 13F‑HR DRUA / Dominion Resources 76.47 12,154 11,940 -1.76 903 913 1.11
2016‑12‑31 13F‑HR FEO / First Trust 33.13 0 9,205 0.00 0 305
2016‑12‑31 13F‑HR IYC / iShares U.S. Consumer Services ETF 151.21 1,980 9,285 368.94 291 1,404 382.47
2016‑12‑31 13F‑HR DE / Deere 103.04 3,342 3,843 14.99 285 396 38.95
2016‑12‑31 13F‑HR MMP / Magellan Midstream Partners 75.73 0 17,205 0.00 0 1,303
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / DJ INTERNT IDX (33733E302) 80.92 10,160 5,907 -41.86 829 478 -42.34
2016‑12‑31 13F‑HR SE / Spectra Energy 41.76 10,578 8,166 -22.80 452 341 -24.56
2016‑12‑31 13F‑HR XUSAX / Liberty All Star Equity Fund 5.16 100,458 101,807 1.34 520 525 0.96
2016‑12‑31 13F‑HR POWERSHARES ETF TRUST / FINL PFD PTFL (73935X229) 17.97 139,536 135,987 -2.54 2,658 2,444 -8.05
2016‑12‑31 13F‑HR POWERSHARES ETF TRUST II / DWA SC MOMNT PTF (73936Q744) 40.38 0 22,808 0.00 0 921
2016‑12‑31 13F‑HR BP / BP 37.75 14,294 14,650 2.49 503 553 9.94
2016‑12‑31 13F‑HR IWM / iShares Russell 2000 ETF 135.22 3,438 3,720 8.20 428 503 17.52
2016‑12‑31 13F‑HR DIS / Walt Disney 105.96 8,551 9,815 14.78 794 1,040 30.98
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / FIRST TR ENH NEW (33739Q408) 60.00 7,781 5,383 -30.82 466 323 -30.69
2016‑12‑31 13F‑HR ADP / Automatic Data Processing 102.97 3,534 3,535 0.03 312 364 16.67
2016‑12‑31 13F‑HR IHSEF / IShares 72.99 31,265 7,206 -76.95 1,063 526 -50.52
2016‑12‑31 13F‑HR IHSEF / IShares 34.00 0 31,265 0.00 0 1,063
2016‑12‑31 13F‑HR COMSTOCK RES INC / NOTE 7.750% 4/0 (205768AM6) 0.87 120,000 120,000 0.00 87 104 19.54
2016‑12‑31 13F‑HR GLAD / Gladstone Capital 9.80 37,000 49,200 32.97 301 482 60.13
2016‑12‑31 13F‑HR HDV / iShares Core High Dividend ETF 82.53 3,317 3,017 -9.04 270 249 -7.78
2016‑12‑31 13F‑HR GS / Goldman Sachs Group 240.98 1,900 2,050 7.89 307 494 60.91
2016‑12‑31 13F‑HR CHK / Chesapeake Energy 7.16 0 23,610 0.00 0 169
2016‑12‑31 13F‑HR LMCA / Liberty Media 30,000 0.00 16 16 0.00
2016‑12‑31 13F‑HR ISHARES TR / IBONDS SEP19 ETF (46429B564) 25.38 8,000 8,000 0.00 205 203 -0.98
2016‑12‑31 13F‑HR DHR / Danaher 79.57 2,765 2,765 0.00 217 220 1.38
2016‑12‑31 13F‑HR RYDEX ETF TRUST / GUG S&P500 EQ WT (78355W833) 99.55 0 4,400 0.00 0 438
2016‑12‑31 13F‑HR AA / Alcoa 8,950 0 -100.00 293 0 -100.00
2016‑12‑31 13F‑HR SPOXF / Sprott 11,466 0 -100.00 126 0 -100.00
2016‑12‑31 13F‑HR FIRST TR EXCH TRD ALPHA FD I / BRAZIL ALPHA (33737J133) 15,060 0 -100.00 207 0 -100.00
2016‑12‑31 13F‑HR IEF / iShares 7-10 Year Treasury Bond ETF 3,920 0 -100.00 439 0 -100.00
2016‑12‑31 13F‑HR VANECK VECTORS ETF TR / JP MORGAN MKTS (92189F494) 11,416 0 -100.00 218 0 -100.00
2016‑12‑31 13F‑HR NFLX / Netflix 3,266 0 -100.00 322 0 -100.00
2016‑12‑31 13F‑HR POWERSHS DB MULTI SECT COMM / DB PREC MTLS (73936B200) 6,780 0 -100.00 275 0 -100.00
2016‑12‑31 13F‑HR XOM / Exxon Mobil 89.44 30,281 26,891 -11.20 2,644 2,405 -9.04
2016‑12‑31 13F‑HR PPL / PPL 34.02 13,152 11,522 -12.39 455 392 -13.85
2016‑12‑31 13F‑HR FIRST TR EXCHANGE-TRADED FD / PFD SECS INC ETF (33739E108) 18.98 12,380 12,380 0.00 242 235 -2.89
2016‑12‑31 13F‑HR AXP / American Express 74.37 4,340 4,558 5.02 278 339 21.94
2016‑12‑31 13F‑HR CLAYMORE EXCHANGE TRD FD TR / GUG BULL2019 E (18383M522) 21.16 10,114 10,114 0.00 216 214 -0.93
2016‑12‑31 13F‑HR UNP / Union Pacific 102.97 2,098 2,156 2.76 205 222 8.29
2016‑12‑31 13F‑HR LOW / Lowe's Companies 71.06 7,372 5,756 -21.92 533 409 -23.26
2016‑12‑31 13F‑HR DBE / PowerShares DB Multi-Sector Commodity Trust 13.61 0 16,971 0.00 0 231
2016‑12‑31 13F‑HR BND / Vanguard Total Bond Market ETF 80.96 13,744 17,440 26.89 1,157 1,412 22.04
2016‑12‑31 13F‑HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 41.84 735,917 686,486 -6.72 30,533 28,722 -5.93
2016‑12‑31 13F‑HR EIDO / iShares MSCI Indonesia ETF 24.82 52,342 48,464 -7.41 1,383 1,203 -13.02
2016‑12‑31 13F‑HR RAI / Reynolds American, Inc. (Holding Co.) 55.56 4,462 5,040 12.95 210 280 33.33
2016‑12‑31 13F‑HR TGT / Target 72.35 6,663 6,220 -6.65 458 450 -1.75
2016‑12‑31 13F‑HR SHY / iShares 1-3 Year Treasury Bond ETF 84.44 7,726 14,412 86.54 657 1,217 85.24
2016‑12‑31 13F‑HR POWERSHARES ETF TRUST II / DWA DEVMKTMOM PT (73936Q108) 21.85 110,273 111,269 0.90 2,611 2,431 -6.89
2016‑12‑31 13F‑HR V / Visa 79.46 7,890 6,318 -19.92 653 502 -23.12
2016‑12‑31 13F‑HR ABBV / AbbVie 63.28 16,704 16,720 0.10 1,054 1,058 0.38
2016‑12‑31 13F‑HR SA / Seabridge Gold 9.39 40,457 40,457 0.00 446 380 -14.80
2016‑12‑31 13F‑HR ASTC / Astrotech 1.42 75,977 75,977 0.00 125 108 -13.60
2016‑12‑31 13F‑HR CBI / Chicago Bridge & Iron 32.38 0 7,380 0.00 0 239
2016‑12‑31 13F‑HR LYB / LyondellBasell Industries 88.70 3,350 3,495 4.33 270 310 14.81
2016‑12‑31 13F‑HR CSFL / Centerstate Banks 25.10 13,125 13,625 3.81 233 342 46.78
2016‑12‑31 13F‑HR JTD / Nuveen Tax Advantage Dividend Growth Fund 13.96 11,250 11,250 0.00 167 157 -5.99
2016‑12‑31 13F‑HR CLAYMORE EXCHANGE TRD FD TR / GUG BUL 2020 HY (18383M365) 24.28 33,500 34,100 1.79 814 828 1.72
2016‑12‑31 13F‑HR PAA / Plains All American Pipeline 32.33 42,018 30,618 -27.13 1,320 990 -25.00
2016‑12‑31 13F‑HR GG / Goldcorp 14.94 87,580 27,309 -68.82 1,447 408 -71.80
2016‑12‑31 13F‑HR WMT / Wal-Mart Stores 69.15 15,592 23,730 52.19 1,125 1,641 45.87
2016‑12‑31 13F‑HR TIPT / Tiptree Financial 6.16 30,545 25,330 -17.07 181 156 -13.81
2016‑12‑31 13F‑HR HBANP / Huntington Bancshares 1,372.76 279 279 0.00 402 383 -4.73
2016‑12‑31 13F‑HR FIRST TR LRGE CP CORE ALPHA / COM SHS (33734K109) 49.07 13,940 12,962 -7.02 652 636 -2.45
2016‑12‑31 13F‑HR NOC / Northrop Grumman 234.19 949 854 -10.01 203 200 -1.48
2016‑12‑31 13F‑HR BAM / Brookfield Asset Management 33.03 9,750 9,750 0.00 343 322 -6.12
2016‑12‑31 13F‑HR FIRST TR EXCHANGE TRADED FD / CONSUMR STAPLE (33734X119) 45.80 35,226 16,923 -51.96 1,636 775 -52.63
2016‑12‑31 13F‑HR UPS / United Parcel Service 114.97 8,162 4,062 -50.23 893 467 -47.70
2016‑12‑31 13F‑HR ARROW ETF TR / ARROW DJ GLB YLD (04273H104) 18.43 63,649 58,100 -8.72 1,215 1,071 -11.85
2016‑12‑31 13F‑HR GILD / Gilead Sciences 73.38 15,245 28,181 84.85 1,207 2,068 71.33
2016‑12‑31 13F‑HR NSC / Norfolk Southern 108.38 4,932 4,687 -4.97 479 508 6.05
2016‑12‑31 13F‑HR SIRI / Sirius XM Holdings 4.59 12,200 12,200 0.00 51 56 9.80
2016‑12‑31 13F‑HR VTI / Vanguard Total Stock Market Index Fund 115.80 5,636 5,380 -4.54 628 623 -0.80
2016‑12‑31 13F‑HR RTN / Raytheon 146.20 3,101 4,097 32.12 423 599 41.61
2016‑12‑31 13F‑HR ICE / Intercontinental Exchange 56.98 767 3,580 366.75 207 204 -1.45
2016‑12‑31 13F‑HR AMAT / Applied Materials 32.23 8,481 10,457 23.30 256 337 31.64
2016‑12‑31 13F‑HR BRK.B / Berkshire Hathaway 163.06 6,526 7,347 12.58 943 1,198 27.04
2016‑12‑31 13F‑HR TIER / Tier Reit 17.39 50,429 50,026 -0.80 779 870 11.68
2016‑12‑31 13F‑HR VXF / Vanguard Extended Market Index Fund 96.54 7,100 10,421 46.77 648 1,006 55.25
2016‑12‑31 13F‑HR PBT / Permian Basin Royalty Trust 7.72 41,300 40,300 -2.42 288 311 7.99
2016‑12‑31 13F‑HR RSP / Guggenheim S&P 500 Equal Weight ETF 87.20 5,402 6,502 20.36 452 567 25.44
2016‑12‑31 13F‑HR MFS INTERMEDIATE HIGH INC FD / SH BEN INT (59318T109) 2.58 89,085 89,085 0.00 228 230 0.88
2016‑12‑31 13F‑HR UNH / UnitedHealth Group 161.06 3,577 3,657 2.24 501 589 17.56
2016‑12‑31 13F‑HR IJR / iShares Core S&P Small-Cap ETF 137.84 1,808 2,249 24.39 224 310 38.39
2016‑12‑31 13F‑HR ACAD / ACADIA Pharmaceuticals 6,642 0 -100.00 211 0 -100.00
2016‑12‑31 13F‑HR SNY / Sanofi 20,000 0 -100.00 5 0 -100.00
2016‑12‑31 13F‑HR RYDBF / Royal Dutch Shell 57.99 4,163 6,811 63.61 208 395 89.90
2016‑12‑31 13F‑HR VANGUARD WORLD FDS / CONSUM STP ETF (92204A207) 2,802 0 -100.00 384 0 -100.00
2016‑12‑31 13F‑HR WRK / Westrock 5,139 0 -100.00 249 0 -100.00
2016‑12‑31 13F‑HR ISHARES TR / MSCI PHILIPS ETF (46429B408) 5,603 0 -100.00 209 0 -100.00
2016‑12‑31 13F‑HR SLW / Silver Wheaton 9,002 0 -100.00 243 0 -100.00
2016‑12‑31 13F‑HR BAC.PRL / Bank of America, 7.25% Non-Cumulative Convertible Preferred Stock, Series L 1,182.86 185 175 -5.41 226 207 -8.41
2016‑12‑31 13F‑HR COP / ConocoPhillips 50.32 17,233 9,678 -43.84 749 487 -34.98