InvestorProspera Financial Services
Portfolio Value $ 738,094,000
Current Positions448
Opened Positions5
Closed Positions65


Latest Holdings, Performance, AUM (from 13F, 13D)

Prospera Financial Services - Portfolio Value

Prospera Financial Services has disclosed 448 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 738,094,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Prospera Financial Services's top holdings are First Trust Dorsey Wright Focus 5 ETF (NASDAQ:FV) , SPDR Series Trust (NASDAQ:DWFI) , Blackstone Group L.P. (The) (NYSE:BX) , iShares Core U.S. Aggregate Bond ETF (NYSE:AGG) , and Apple, Inc. (NASDAQ:AAPL) . Prospera Financial Services's new positions include Equinix, Inc. (NASDAQ:EQIX) , CyrusOne Inc. (NASDAQ:CONE) , DOCUSIGN INC (NASDAQ:DOCU) , SPDR S&P Aerospace & Defense ETF (NYSE:XAR) , and Public Storage (NYSE:PSA) .

All Prospera Financial Services holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on July 18, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 22.81 19,374 30,728 58.60 415 701 68.92
2018-06-30 13F-HR CR / Crane Co. 80.41 4,101 4,042 -1.44 377 325 -13.79
2018-06-30 13F-HR CMCSA / Comcast Corp. 33.00 20,356 22,998 12.98 696 759 9.05
2018-06-30 13F-HR IYW / iShares U.S. Technology ETF 178.66 23,898 23,643 -1.07 4,020 4,224 5.07
2018-06-30 13F-HR JNJ / Johnson & Johnson 122.28 16,153 18,760 16.14 2,077 2,294 10.45
2018-06-30 13F-HR TIER / Tier Reit Inc. 23.89 0 10,718 0 256
2018-06-30 13F-HR APH / Amphenol Corp. 87.17 4,318 4,623 7.06 372 403 8.33
2018-06-30 13F-HR ASTROTECH CORP / (046484200) 3.55 15,192 54
2018-06-30 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.08 26,928 406
2018-06-30 13F-HR BOX / Box, Inc. 25.87 9,665 250
2018-06-30 13F-HR CAROLINA TR BANCSHARES INC / (14422P105) 8.32 37,375 311
2018-06-30 13F-HR CONE / CyrusOne Inc. 58.35 10,094 589
2018-06-30 13F-HR FB / Facebook, Inc. 196.16 13,717 16,323 19.00 2,158 3,202 48.38
2018-06-30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 23.27 22,632 22,087 -2.41 495 514 3.84
2018-06-30 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 91.67 3,720 341
2018-06-30 13F-HR WGL / WGL Holdings, Inc. 88.93 2,800 249
2018-06-30 13F-HR IDV / iShares International Select Dividend ETF 32.10 16,239 13,054 -19.61 536 419 -21.83
2018-06-30 13F-HR DEO / Diageo plc 145.13 3,168 3,011 -4.96 435 437 0.46
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,131.71 921 987 7.17 951 1,117 17.46
2018-06-30 13F-HR MDY / SPDR S&P Midcap 400 ETF 356.10 11,392 11,348 -0.39 3,891 4,041 3.86
2018-06-30 13F-HR TRV / Travelers Companies, Inc. (The) 122.25 2,211 2,904 31.34 307 355 15.64
2018-06-30 13F-HR MMM / 3M Co. 196.71 4,451 4,921 10.56 975 968 -0.72
2018-06-30 13F-HR EMR / Emerson Electric Co. 69.21 3,282 3,887 18.43 224 269 20.09
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,120.02 1,461 1,858 27.17 1,503 2,081 38.46
2018-06-30 13F-HR TOT / Total S.A. 60.88 0 3,712 0 226
2018-06-30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 35.54 6,717 6,499 -3.25 241 231 -4.15
2018-06-30 13F-HR PVH / PVH Corp. 145.85 1,481 1,481 0.00 230 216 -6.09
2018-06-30 13F-HR SYY / SYSCO Corp. 68.53 4,255 4,188 -1.57 256 287 12.11
2018-06-30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 80.89 8,386 5,464 -34.84 684 442 -35.38
2018-06-30 13F-HR IAU / iShares Gold Trust 12.04 127,685 144,620 13.26 1,636 1,741 6.42
2018-06-30 13F-HR INTC / Intel Corp. 50.09 91,685 85,483 -6.76 4,709 4,282 -9.07
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 17.59 20,449 19,390 -5.18 309 341 10.36
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 24.00 0 16,045 0 385
2018-06-30 13F-HR BBT / BB&T Corp. 50.56 10,604 10,680 0.72 554 540 -2.53
2018-06-30 13F-HR AMT / American Tower Corp. (REIT) 144.39 2,705 2,791 3.18 392 403 2.81
2018-06-30 13F-HR ITW / Illinois Tool Works, Inc. 139.59 1,737 1,619 -6.79 273 226 -17.22
2018-06-30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 53.44 36,419 35,030 -3.81 1,895 1,872 -1.21
2018-06-30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 118.87 3,844 3,811 -0.86 431 453 5.10
2018-06-30 13F-HR CB / Chubb Ltd 128.06 4,739 4,576 -3.44 646 586 -9.29
2018-06-30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 42.87 28,986 20,714 -28.54 1,279 888 -30.57
2018-06-30 13F-HR IOO / iShares Global 100 ETF 45.91 2,200 4,400 100.00 201 202 0.50
2018-06-30 13F-HR XLK / SPDR Technology Select Sector ETF 70.12 45,850 67,256 46.69 2,998 4,716 57.30
2018-06-30 13F-HR IEFA / iShares Core MSCI EAFE ETF 63.45 16,100 12,751 -20.80 1,056 809 -23.39
2018-06-30 13F-HR UTX / United Technologies Corp. 124.94 7,946 8,252 3.85 1,000 1,031 3.10
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 75.38 7,458 68,784 822.28 503 5,185 930.82
2018-06-30 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 18.64 15,400 15,400 0.00 286 287 0.35
2018-06-30 13F-HR LEA / Lear Corp. 187.28 1,647 1,447 -12.14 314 271 -13.69
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.60 75,518 68,602 -9.16 3,614 3,471 -3.96
2018-06-30 13F-HR F / Ford Motor Co. 11.06 47,074 43,773 -7.01 526 484 -7.98
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.55 198,436 221,176 11.46 5,479 5,872 7.17
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 168.10 6,785 6,026 -11.19 1,103 1,013 -8.16
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 51.98 16,515 12,024 -27.19 871 625 -28.24
2018-06-30 13F-HR MDLZ / Mondelez International, Inc. 41.29 5,581 5,328 -4.53 234 220 -5.98
2018-06-30 13F-HR TIP / iShares TIPS Bond ETF 112.94 5,026 4,551 -9.45 568 514 -9.51
2018-06-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 109.42 54,198 54,709 0.94 5,499 5,986 8.86
2018-06-30 13F-HR CELG / Celgene Corp. 80.09 5,974 4,395 -26.43 540 352 -34.81
2018-06-30 13F-HR YUM / Yum! Brands, Inc. 78.16 22,634 21,314 -5.83 1,928 1,666 -13.59
2018-06-30 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 62.60 4,185 4,185 0.00 260 262 0.77
2018-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF 83.82 3,016 5,118 69.69 246 429 74.39
2018-06-30 13F-HR BRK.A / Berkshire Hathaway, Inc. 2,629.31 1 116 11,500.00 300 305 1.67
2018-06-30 13F-HR CG / The Carlyle Group L.P. 21.36 14,327 28,611 99.70 306 611 99.67
2018-06-30 13F-HR KMB / Kimberly-Clark Corp. 105.68 3,060 2,905 -5.07 336 307 -8.63
2018-06-30 13F-HR CVX / Chevron Corp. 125.43 20,381 19,852 -2.60 2,329 2,490 6.91
2018-06-30 13F-HR CMI / Cummins, Inc. 132.79 3,419 12,674 270.69 552 1,683 204.89
2018-06-30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.72 51,726 15,574 -69.89 3,835 1,117 -70.87
2018-06-30 13F-HR RFEU / First Tr Exchange Traded FD III 62.94 38,523 25,073 -34.91 2,484 1,578 -36.47
2018-06-30 13F-HR RDS.B / Royal Dutch Shell Plc 72.26 8,305 7,293 -12.19 546 527 -3.48
2018-06-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 114.94 7,350 5,281 -28.15 858 607 -29.25
2018-06-30 13F-HR PX / Praxair, Inc. 159.27 2,192 1,262 -42.43 317 201 -36.59
2018-06-30 13F-HR GPRO / GoPro, Inc. 6.60 19,085 12,725 -33.32 91 84 -7.69
2018-06-30 13F-HR FDT / First Trust Developed Markets Ex-US AlphaDEX Fund 59.80 22,905 27,860 21.63 1,436 1,666 16.02
2018-06-30 13F-HR MLPA / Global X MLP ETF 9.15 98,050 84,550 -13.77 832 774 -6.97
2018-06-30 13F-HR HPR / HighPoint Resources Corp 6.06 14,690 14,690 0.00 75 89 18.67
2018-06-30 13F-HR IWV / iShares Russell 3000 ETF 162.56 4,325 4,343 0.42 676 706 4.44
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 56.25 11,528 10,365 -10.09 636 583 -8.33
2018-06-30 13F-HR ABT / Abbott Laboratories 61.04 13,889 13,728 -1.16 832 838 0.72
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 78.21 31,033 35,058 12.97 2,459 2,742 11.51
2018-06-30 13F-HR PAGS / PagSeguro Digital Ltd. 27.84 9,270 7,615 -17.85 352 212 -39.77
2018-06-30 13F-HR CLX / Clorox Company (The) 135.05 0 1,903 0 257
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc 69.28 4,945 5,586 12.96 317 387 22.08
2018-06-30 13F-HR COL / Rockwell Collins, Inc. 134.94 6,827 3,535 -48.22 922 477 -48.26
2018-06-30 13F-HR MSFT / Microsoft Corp. 99.20 37,052 41,511 12.03 3,403 4,118 21.01
2018-06-30 13F-HR EXC / Exelon Corp. 42.89 7,500 8,930 19.07 291 383 31.62
2018-06-30 13F-HR CHY / Calamos Convertible and High Income Fund 12.74 93,643 84,435 -9.83 1,096 1,076 -1.82
2018-06-30 13F-HR IP / International Paper Company 52.08 0 5,472 0 285
2018-06-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.68 2,554 3,029 18.60 258 308 19.38
2018-06-30 13F-HR TRTN / Triton International Limited 30.35 56,142 56,142 0.00 1,735 1,704 -1.79
2018-06-30 13F-HR ETE / Entergy Transfer Equity LP 17.29 20,475 19,375 -5.37 291 335 15.12
2018-06-30 13F-HR SQ / Square, Inc. 63.66 0 3,990 0 254
2018-06-30 13F-HR IPE / SPDR Barclays TIPS ETF 55.56 3,654 3,654 0.00 202 203 0.50
2018-06-30 13F-HR HYD / VanEck Vectors ETF TR 31.30 10,768 10,768 0.00 334 337 0.90
2018-06-30 13F-HR XME / SPDR S&P Metals & Mining ETF 35.50 16,969 17,607 3.76 578 625 8.13
2018-06-30 13F-HR IWF / iShares Russell 1000 Growth ETF 144.02 7,425 8,110 9.23 1,011 1,168 15.53
2018-06-30 13F-HR JCI / Johnson Controls International plc 34.10 6,555 6,452 -1.57 230 220 -4.35
2018-06-30 13F-HR REM / iShares Mortgage Real Estate Capped ETF 44.41 0 14,591 0 648
2018-06-30 13F-HR MKL / Markel Corp. 1,085.11 517 517 0.00 604 561 -7.12
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. 341.39 961 952 -0.94 257 325 26.46
2018-06-30 13F-HR VCR / Vanguard Consumer Discretionary ETF 169.70 2,440 2,746 12.54 388 466 20.10
2018-06-30 13F-HR VOO / Vanguard S&P 500 ETF 250.95 4,018 2,359 -41.29 973 592 -39.16
2018-06-30 13F-HR M / Macy's, Inc. 36.97 0 6,329 0 234
2018-06-30 13F-HR FEMS / First Trust Emerging Markets Small Cap AlphaDEX Fund 38.19 5,150 8,275 60.68 231 316 36.80
2018-06-30 13F-HR DUK / Duke Energy Corp. 79.58 18,802 21,474 14.21 1,458 1,709 17.22
2018-06-30 13F-HR RFUN / RiverFront Dynamic Unconstrained Income ETF 25.05 38,966 48,471 24.39 986 1,214 23.12
2018-06-30 13F-HR MET / MetLife, Inc. 43.59 38,539 39,111 1.48 1,768 1,705 -3.56
2018-06-30 13F-HR SRC / Spirit Realty Capital, Inc. 7.98 10,270 10,270 0.00 80 82 2.50
2018-06-30 13F-HR GD / General Dynamics Corp. 186.93 3,917 4,483 14.45 860 838 -2.56
2018-06-30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 53.13 45,238 43,797 -3.19 2,327 2,327 0.00
2018-06-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.81 138,479 111,413 -19.55 5,179 4,212 -18.67
2018-06-30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 11.83 16,200 14,200 -12.35 189 168 -11.11
2018-06-30 13F-HR MCD / McDonald's Corp. 157.07 11,848 10,295 -13.11 1,889 1,617 -14.40
2018-06-30 13F-HR FLOT / iShares Floating Rate Bond ETF 50.99 16,905 21,905 29.58 861 1,117 29.73
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. 84.30 12,377 11,340 -8.38 929 956 2.91
2018-06-30 13F-HR FXN / First Trust Exchange-Traded AlphaDEX Fund 16.85 32,420 31,760 -2.04 462 535 15.80
2018-06-30 13F-HR MO / Altria Group, Inc. 56.88 73,765 64,420 -12.67 4,604 3,664 -20.42
2018-06-30 13F-HR VOD / Vodafone Group Plc 24.34 10,100 12,162 20.42 281 296 5.34
2018-06-30 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 39.22 17,641 17,901 1.47 708 702 -0.85
2018-06-30 13F-HR DGX / Quest Diagnostics, Inc. 110.30 0 2,067 0 228
2018-06-30 13F-HR TRXC / TransEnterix, Inc. 4.10 22,000 86,000 290.91 37 353 854.05
2018-06-30 13F-HR AWK / American Water Works Co., Inc. 87.46 2,986 3,167 6.06 244 277 13.52
2018-06-30 13F-HR EBAY / eBay, Inc. 36.47 11,801 10,665 -9.63 473 389 -17.76
2018-06-30 13F-HR ACN / Accenture plc 164.74 4,701 4,680 -0.45 707 771 9.05
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.96 15,053 16,273 8.10 821 992 20.83
2018-06-30 13F-HR AVGO / Broadcom Limited 244.88 0 1,270 0 311
2018-06-30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 122.74 0 1,662 0 204
2018-06-30 13F-HR FDUS / Fidus Investment Corporation 14.27 0 15,212 0 217
2018-06-30 13F-HR BSV / Vanguard Short-Term Bond ETF 78.16 23,679 15,827 -33.16 1,856 1,237 -33.35
2018-06-30 13F-HR HCP / HCP, Inc. 26.19 20,841 22,641 8.64 486 593 22.02
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 55.53 49,164 49,129 -0.07 3,103 2,728 -12.09
2018-06-30 13F-HR PEP / PepsiCo, Inc. 109.21 14,432 13,469 -6.67 1,582 1,471 -7.02
2018-06-30 13F-HR PSEC / Prospect Capital Corp. 6.75 56,600 60,600 7.07 374 409 9.36
2018-06-30 13F-HR ADI / Analog Devices, Inc. 95.97 21,825 22,685 3.94 1,988 2,177 9.51
2018-06-30 13F-HR PSX / Phillips 66 111.80 4,316 4,678 8.39 415 523 26.02
2018-06-30 13F-HR HON / Honeywell International, Inc. 144.30 14,658 14,899 1.64 2,120 2,150 1.42
2018-06-30 13F-HR RFDI / First Tr Exchange Traded FD III 61.24 42,166 46,146 9.44 2,681 2,826 5.41
2018-06-30 13F-HR SKYY / First Trust Exchange- Traded Fund II 54.14 5,947 5,929 -0.30 286 321 12.24
2018-06-30 13F-HR RFEM / First Tr Exchange Traded FD III 65.82 36,438 33,606 -7.77 2,699 2,212 -18.04
2018-06-30 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 39.30 13,503 22,367 65.64 534 879 64.61
2018-06-30 13F-HR D / Dominion Resources, Inc. 68.89 12,140 10,654 -12.24 816 734 -10.05
2018-06-30 13F-HR CIBR / First Trust ISE Global Copper Index Fund 26.37 19,221 35,569 85.05 482 938 94.61
2018-06-30 13F-HR CNC / Centene Corp. 128.17 2,403 2,403 0.00 256 308 20.31
2018-06-30 13F-HR BX / Blackstone Group L.P. (The) 34.97 468,868 478,494 2.05 14,685 16,735 13.96
2018-06-30 13F-HR OEF / iShares S&P 100 ETF 120.37 4,736 4,453 -5.98 550 536 -2.55
2018-06-30 13F-HR VTV / Vanguard Value ETF 104.26 2,367 2,369 0.08 245 247 0.82
2018-06-30 13F-HR IYC / iShares U.S. Consumer Services ETF 193.84 17,293 17,380 0.50 3,151 3,369 6.92
2018-06-30 13F-HR BGB / Blackstone / GSO Strategic Credit Fund 15.83 14,478 15,662 8.18 230 248 7.83
2018-06-30 13F-HR NKE / Nike, Inc. 77.35 20,313 19,469 -4.15 1,380 1,506 9.13
2018-06-30 13F-HR HRS / Harris Corp. 144.47 2,368 2,388 0.84 382 345 -9.69
2018-06-30 13F-HR DE / Deere & Co. 139.89 3,895 3,467 -10.99 590 485 -17.80
2018-06-30 13F-HR MMP / Magellan Midstream Partners, L.P. 68.96 23,543 27,481 16.73 1,372 1,895 38.12
2018-06-30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 140.62 2,798 3,520 25.80 372 495 33.06
2018-06-30 13F-HR IWP / iShares Russell Midcap Growth ETF 127.70 7,105 7,126 0.30 871 910 4.48
2018-06-30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 139.26 16,888 22,929 35.77 2,021 3,193 57.99
2018-06-30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.17 3,797 3,454 -9.03 297 270 -9.09
2018-06-30 13F-HR KKR / KKR & CO. L.P. 24.86 22,134 35,518 60.47 449 883 96.66
2018-06-30 13F-HR NGG / National Grid Plc 55.93 7,904 8,404 6.33 446 470 5.38
2018-06-30 13F-HR NFLX / Netflix, Inc. 392.01 1,820 1,778 -2.31 535 697 30.28
2018-06-30 13F-HR HUSV / First Trust 22.87 17,311 74,261 328.98 389 1,698 336.50
2018-06-30 13F-HR FLEX / Flextronics International Ltd. 14.21 12,687 12,737 0.39 208 181 -12.98
2018-06-30 13F-HR RFAP / First Tr Exchange Traded FD III 56.19 28,263 26,695 -5.55 1,692 1,500 -11.35
2018-06-30 13F-HR IVV / iShares Core S&P 500 ETF 274.44 13,687 9,678 -29.29 3,634 2,656 -26.91
2018-06-30 13F-HR UL / Unilever, PLC ADR 55.37 6,054 7,242 19.62 337 401 18.99
2018-06-30 13F-HR VYM / Vanguard High Dividend Yield ETF 83.04 18,019 19,520 8.33 1,487 1,621 9.01
2018-06-30 13F-HR FXZ / First Trust Exchange-Traded AlphaDEX Fund 41.81 9,875 9,520 -3.59 416 398 -4.33
2018-06-30 13F-HR RIGS / Riverfront Strategic Income Fund 24.35 21,117 21,317 0.95 519 519 0.00
2018-06-30 13F-HR IWD / iShares Russell 1000 Value ETF 121.41 4,938 5,807 17.60 592 705 19.09
2018-06-30 13F-HR FVD / First Trust Value Line Dividend Index Fund 30.45 239,963 247,231 3.03 7,179 7,528 4.86
2018-06-30 13F-HR BP / BP Plc 45.85 12,387 11,276 -8.97 505 517 2.38
2018-06-30 13F-HR SYK / Stryker Corp. 169.09 1,605 1,650 2.80 258 279 8.14
2018-06-30 13F-HR IWM / iShares Russell 2000 ETF 164.40 8,581 7,877 -8.20 1,304 1,295 -0.69
2018-06-30 13F-HR CCT / Corporate Capital Trust, Inc. 15.61 40,735 42,467 4.25 688 663 -3.63
2018-06-30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 77.84 19,008 20,132 5.91 1,444 1,567 8.52
2018-06-30 13F-HR FDX / FedEx Corp. 228.56 2,406 2,157 -10.35 575 493 -14.26
2018-06-30 13F-HR FPX / First Trust US Equity Opportunities ETF 71.62 21,479 23,401 8.95 1,472 1,676 13.86
2018-06-30 13F-HR BAC / Bank of America Corp. 28.01 81,478 78,855 -3.22 2,437 2,209 -9.36
2018-06-30 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 59.95 7,510 8,273 10.16 451 496 9.98
2018-06-30 13F-HR ENB / Enbridge Inc. 35.58 7,255 8,236 13.52 227 293 29.07
2018-06-30 13F-HR DIS / The Walt Disney Co. 105.01 13,052 12,485 -4.34 1,313 1,311 -0.15
2018-06-30 13F-HR PXD / Pioneer Natural Resources Co. 183.71 1,688 1,682 -0.36 288 309 7.29
2018-06-30 13F-HR ADP / Automatic Data Processing, Inc. 134.08 3,735 3,371 -9.75 428 452 5.61
2018-06-30 13F-HR OKE / ONEOK, Inc. 69.92 11,538 11,656 1.02 656 815 24.24
2018-06-30 13F-HR ACWV / iShares MSCI All Country World Minimum Volatility Index Fund 83.39 8,942 9,126 2.06 750 761 1.47
2018-06-30 13F-HR IWR / iShares Russell Mid-Cap ETF 212.99 1,432 1,432 0.00 295 305 3.39
2018-06-30 13F-HR FCVT / First Trust SSI Strategic Convertible Securities ETF 29.77 52,600 55,081 4.72 1,531 1,640 7.12
2018-06-30 13F-HR IYJ / iShares U.S. Industrial ETF 143.90 29,566 29,395 -0.58 4,284 4,230 -1.26
2018-06-30 13F-HR CHK / Chesapeake Energy Corp. 5.26 85,236 59,895 -29.73 252 315 25.00
2018-06-30 13F-HR 530715AG6 / Liberty Media, Bond 4%, Due 11/15/2029 0.63 30,000 30,000 0.00 20 19 -5.00
2018-06-30 13F-HR 205768AM6 / Comstock Resources, Inc. Bond 0.98 135,223 135,223 0.00 121 133 9.92
2018-06-30 13F-HR ECA / EnCana Corp. 12.71 15,695 15,655 -0.25 167 199 19.16
2018-06-30 13F-HR COP / ConocoPhillips 69.42 5,367 5,632 4.94 319 391 22.57
2018-06-30 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.48 82,404 77,609 -5.82 2,556 2,443 -4.42
2018-06-30 13F-HR GLAD / Gladstone Capital Corp. 9.04 45,375 28,875 -36.36 395 261 -33.92
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.07 13,442 15,870 18.06 1,150 1,350 17.39
2018-06-30 13F-HR AOK / iShares Core Conservative Allocation ETF 33.95 23,788 24,739 4.00 812 840 3.45
2018-06-30 13F-HR GLD / SPDR Gold Shares 118.77 6,745 6,685 -0.89 850 794 -6.59
2018-06-30 13F-HR EV / Eaton Vance Corp. 52.23 5,384 5,342 -0.78 300 279 -7.00
2018-06-30 13F-HR HDV / iShares Core High Dividend ETF 85.07 15,246 8,628 -43.41 1,288 734 -43.01
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. 15.39 37,260 132,845 256.54 374 2,044 446.52
2018-06-30 13F-HR LRCX / Lam Research Corp. 172.62 1,013 2,213 118.46 204 382 87.25
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 220.85 3,896 1,381 -64.55 984 305 -69.00
2018-06-30 13F-HR MUB / iShares National Muni Bond ETF 108.80 3,463 3,272 -5.52 376 356 -5.32
2018-06-30 13F-HR SNH / Senior Housing Properties Trust 18.07 21,300 15,000 -29.58 334 271 -18.86
2018-06-30 13F-HR SDY / SPDR S&P Dividend ETF 92.82 14,572 17,594 20.74 1,330 1,633 22.78
2018-06-30 13F-HR FEP / First Trust Europe AlphaDEX Fund 38.37 5,601 11,625 107.55 222 446 100.90
2018-06-30 13F-HR EPD / Enterprise Products Partners L.P. 27.66 11,397 15,512 36.11 279 429 53.76
2018-06-30 13F-HR ETP / Energy Transfer Partners, L.P. 19.03 25,392 20,489 -19.31 412 390 -5.34
2018-06-30 13F-HR ECL / Ecolab, Inc. 140.44 3,097 2,834 -8.49 425 398 -6.35
2018-06-30 13F-HR SO / Southern Co. (The) 46.73 28,288 7,468 -73.60 1,266 349 -72.43
2018-06-30 13F-HR DPZ / Dominos Pizza Inc. 277.95 1,731 1,601 -7.51 401 445 10.97
2018-06-30 13F-HR AMGN / Amgen Inc. 186.12 3,212 2,622 -18.37 553 488 -11.75
2018-06-30 13F-HR HBI / Hanesbrands, Inc. 22.23 15,205 15,205 0.00 289 338 16.96
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.60 18,394 13,894 -24.46 403 314 -22.08
2018-06-30 13F-HR IBKCP / IBERIABANK Corp. 77.30 3,674 3,674 0.00 291 284 -2.41
2018-06-30 13F-HR MA / MasterCard Incorporated 198.14 1,576 2,256 43.15 274 447 63.14
2018-06-30 13F-HR DWX / SPDR S&P Intl Dividend ETF 38.33 8,219 8,219 0.00 329 315 -4.26
2018-06-30 13F-HR XTN / SPDR S&P Transportation ETF 63.16 4,899 5,209 6.33 308 329 6.82
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.49 38,533 48,686 26.35 2,880 4,016 39.44
2018-06-30 13F-HR KO / Coca Cola Co. 44.29 23,645 23,416 -0.97 1,037 1,037 0.00
2018-06-30 13F-HR FPE / First Trust Preferred Securities and Income ETF 19.09 157,418 133,498 -15.20 3,067 2,548 -16.92
2018-06-30 13F-HR VFC / V.F. Corp. 81.52 5,135 4,968 -3.25 383 405 5.74
2018-06-30 13F-HR AXP / American Express Co. 98.41 3,062 3,272 6.86 286 322 12.59
2018-06-30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 28.70 73,807 58,051 -21.35 2,085 1,666 -20.10
2018-06-30 13F-HR MDT / Medtronic plc 85.86 7,980 7,710 -3.38 629 662 5.25
2018-06-30 13F-HR PKG / Packaging Corp. of America 111.98 5,863 6,760 15.30 660 757 14.70
2018-06-30 13F-HR JPST / JPMorgan Ultra-Short Income ETF 50.11 28,514 27,976 -1.89 1,428 1,402 -1.82
2018-06-30 13F-HR UNP / Union Pacific Corp. 142.14 4,828 5,199 7.68 643 739 14.93
2018-06-30 13F-HR LLY / Eli Lilly & Co. 85.98 6,269 5,734 -8.53 490 493 0.61
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. 95.53 9,679 8,866 -8.40 849 847 -0.24
2018-06-30 13F-HR BND / Vanguard Total Bond Market ETF 79.20 33,165 28,509 -14.04 2,644 2,258 -14.60
2018-06-30 13F-HR CVS / CVS Health Corporation 65.07 12,589 12,633 0.35 806 822 1.99
2018-06-30 13F-HR NVS / Novartis AG 76.81 6,774 6,301 -6.98 548 484 -11.68
2018-06-30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.29 74,152 98,521 32.86 659 915 38.85
2018-06-30 13F-HR XCRA / Xcerra Corp 14.01 13,763 14,203 3.20 161 199 23.60
2018-06-30 13F-HR JPS / Nuveen Preferred Securities Income Fund 8.94 99,539 84,939 -14.67 964 759 -21.27
2018-06-30 13F-HR FREL / Fidelity MSCI Real Estate Index ETF 24.86 15,659 12,911 -17.55 360 321 -10.83
2018-06-30 13F-HR ADBE / Adobe Systems, Inc. 244.11 2,001 2,122 6.05 448 518 15.63
2018-06-30 13F-HR GMED / Globus Medical, Inc. 50.46 61,630 61,630 0.00 3,070 3,110 1.30
2018-06-30 13F-HR AGN / Allergan plc 171.76 5,365 5,525 2.98 893 949 6.27
2018-06-30 13F-HR IBM / International Business Machines Corp. 140.17 7,519 8,397 11.68 1,155 1,177 1.90
2018-06-30 13F-HR TGT / Target Corp. 76.30 3,493 3,591 2.81 245 274 11.84
2018-06-30 13F-HR FEM / First Trust Emerging Markets AlphaDEX Fund 25.80 51,753 64,068 23.80 1,516 1,653 9.04
2018-06-30 13F-HR MMC / Marsh & McLennan Companies, Inc. 83.30 5,219 5,174 -0.86 428 431 0.70
2018-06-30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.26 27,736 10,041 -63.80 2,314 836 -63.87
2018-06-30 13F-HR V / Visa, Inc. 132.71 6,430 6,435 0.08 770 854 10.91
2018-06-30 13F-HR NVDA / NVIDIA Corp. 237.93 12,973 3,480 -73.18 2,947 828 -71.90
2018-06-30 13F-HR DIV / Global X SuperDividend U.S. ETF 25.07 11,088 11,088 0.00 266 278 4.51
2018-06-30 13F-HR SAP / SAP SE 115.75 4,743 4,596 -3.10 499 532 6.61
2018-06-30 13F-HR TJX / TJX Companies, Inc. (The) 95.00 3,838 3,558 -7.30 318 338 6.29
2018-06-30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 106.31 129,494 144,450 11.55 13,837 15,357 10.99
2018-06-30 13F-HR BTI / British American Tobacco p.l.c. 51.64 7,304 6,913 -5.35 435 357 -17.93
2018-06-30 13F-HR TMO / Thermo Fisher Scientific, Inc. 207.22 1,199 1,052 -12.26 250 218 -12.80
2018-06-30 13F-HR ABBV / AbbVie Inc. 93.82 78,013 76,723 -1.65 7,301 7,198 -1.41
2018-06-30 13F-HR MPC / Marathon Petroleum Corp. 69.56 5,361 5,434 1.36 389 378 -2.83
2018-06-30 13F-HR BUD / Anheuser-Busch Inbev SA 101.06 2,841 5,927 108.62 311 599 92.60
2018-06-30 13F-HR GSIE / Goldman Sachs ActiveBeta International Equity ETF 29.33 14,349 8,900 -37.97 428 261 -39.02
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.75 41,965 35,599 -15.17 11,049 9,674 -12.44
2018-06-30 13F-HR KHC / Kraft Heinz Company 63.09 0 3,503 0 221
2018-06-30 13F-HR RFFC / RiverFront Dynamic US Flex-Cap ETF 34.37 101,393 109,333 7.83 3,255 3,758 15.45
2018-06-30 13F-HR CAT / Caterpillar, Inc. 135.08 52,508 49,584 -5.57 7,640 6,698 -12.33
2018-06-30 13F-HR AGGP / IQ Enhanced Core Plus Bond U.S. ETF 19.12 32,742 31,059 -5.14 631 594 -5.86
2018-06-30 13F-HR FXL / First Trust Technology AlphaDEX® Fund 56.98 43,513 42,738 -1.78 2,384 2,435 2.14
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.59 46,386 44,384 -4.32 1,661 1,624 -2.23
2018-06-30 13F-HR MUNI / PIMCO Enhanced Short Maturity Strategy Fund 52.69 5,143 4,764 -7.37 271 251 -7.38
2018-06-30 13F-HR BDX / Becton Dickinson & Co. 241.49 950 911 -4.11 207 220 6.28
2018-06-30 13F-HR CSFL / Centerstate Banks, Inc. 30.24 13,125 13,625 3.81 351 412 17.38
2018-06-30 13F-HR JWN / Nordstrom, Inc. 53.07 5,790 5,728 -1.07 286 304 6.29
2018-06-30 13F-HR GE / General Electric Co. 13.56 38,197 52,947 38.62 511 718 40.51
2018-06-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 41.95 16,410 8,344 -49.15 770 350 -54.55
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 103.98 35,289 35,392 0.29 3,896 3,680 -5.54
2018-06-30 13F-HR HIMX / Himax Technologies, Inc. 7.50 10,000 10,000 0.00 62 75 20.97
2018-06-30 13F-HR FVC / First Trust High Income ETF 27.42 159,178 158,450 -0.46 4,253 4,344 2.14
2018-06-30 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.47 22,399 22,035 -1.63 2,273 2,236 -1.63
2018-06-30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 51.91 14,928 14,314 -4.11 866 743 -14.20
2018-06-30 13F-HR HBCP / Home Bancorp, Inc. 47.81 7,070 7,070 0.00 307 338 10.10
2018-06-30 13F-HR CTL / CenturyLink, Inc. 19.06 0 19,942 0 380
2018-06-30 13F-HR AEP / American Electric Power Company, Inc. 69.44 3,609 3,269 -9.42 247 227 -8.10
2018-06-30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 163.57 4,041 3,228 -20.12 610 528 -13.44
2018-06-30 13F-HR AAPL / Apple, Inc. 185.23 53,332 68,131 27.75 9,046 12,620 39.51
2018-06-30 13F-HR CHL / China Mobile Ltd. 44.33 8,733 8,233 -5.73 400 365 -8.75
2018-06-30 13F-HR DGRW / WisdomTree Trust WisdomTree U.S. Quality Dividend Growth Fund 40.96 9,616 9,472 -1.50 388 388 0.00
2018-06-30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 74.61 23,094 18,537 -19.73 1,600 1,383 -13.56
2018-06-30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 109.65 4,164 5,262 26.37 435 577 32.64
2018-06-30 13F-HR RFDA / RiverFront Dynamic US Dividend Advantage ETF 32.52 107,809 108,377 0.53 3,383 3,524 4.17
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited 186.36 1,829 2,302 25.86 328 429 30.79
2018-06-30 13F-HR SBUX / Starbucks Corp. 48.70 11,070 13,039 17.79 647 635 -1.85
2018-06-30 13F-HR PAA / Plains All American Pipeline, L.P. 23.57 9,640 12,515 29.82 213 295 38.50
2018-06-30 13F-HR DWFI / SPDR Series Trust 23.73 1,248,722 1,426,646 14.25 31,246 33,854 8.35
2018-06-30 13F-HR WMT / Walmart, Inc. 85.43 33,124 33,643 1.57 2,936 2,874 -2.11
2018-06-30 13F-HR TIPT / Tiptree Financial Inc. 6.80 37,948 37,948 0.00 241 258 7.05
2018-06-30 13F-HR SLB / Schlumberger Ltd. 66.80 4,812 4,850 0.79 312 324 3.85
2018-06-30 13F-HR FTSL / First Trust Senior Loan Fund ETF 47.80 33,652 44,515 32.28 1,619 2,128 31.44
2018-06-30 13F-HR EMLC / VanEck Vectors ETF TR 17.06 57,551 10,901 -81.06 1,121 186 -83.41
2018-06-30 13F-HR PM / Philip Morris International, Inc. 81.30 5,809 5,732 -1.33 581 466 -19.79
2018-06-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 243.05 15,865 14,462 -8.84 3,837 3,515 -8.39
2018-06-30 13F-HR SHW / Sherwin-Williams Co. (The) 408.82 628 680 8.28 247 278 12.55
2018-06-30 13F-HR VONV / Vanguard Russell 1000 Value ETF 106.09 10,997 11,047 0.45 1,154 1,172 1.56
2018-06-30 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 59.52 14,779 14,668 -0.75 863 873 1.16
2018-06-30 13F-HR ARE / Alexandria Real Estate Equities, Inc. 126.38 14,100 14,274 1.23 1,760 1,804 2.50
2018-06-30 13F-HR VOE / Vanguard Mid-Cap Value ETF 111.24 18,558 13,880 -25.21 2,035 1,544 -24.13
2018-06-30 13F-HR IWO / iShares Russell 2000 Growth ETF 207.51 1,221 2,530 107.21 233 525 125.32
2018-06-30 13F-HR KSS / Kohl's Corp. 71.93 4,060 3,420 -15.76 266 246 -7.52
2018-06-30 13F-HR LNC.WS / Lincoln National Corp. 63.01 6,615 6,697 1.24 474 422 -10.97
2018-06-30 13F-HR BAM / Brookfield Asset Management, Inc. 40.59 6,750 6,750 0.00 263 274 4.18
2018-06-30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 12.38 16,807 16,807 0.00 205 208 1.46
2018-06-30 13F-HR HYLS / First Trust Exchange-Traded Fund IV 47.14 18,928 21,597 14.10 902 1,018 12.86
2018-06-30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 71.40 10,437 8,964 -14.11 768 640 -16.67
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 194.66 9,020 8,682 -3.75 1,600 1,690 5.63
2018-06-30 13F-HR MCHP / Microchip Technology Inc. 92.21 0 2,169 0 200
2018-06-30 13F-HR WM / Waste Management, Inc. 81.41 5,643 5,147 -8.79 475 419 -11.79
2018-06-30 13F-HR VBR / Vanguard Small-Cap Value ETF 136.65 8,880 5,964 -32.84 1,150 815 -29.13
2018-06-30 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 51.20 44,142 39,157 -11.29 2,268 2,005 -11.60
2018-06-30 13F-HR APO / Apollo Global Management LLC 31.90 46,624 22,538 -51.66 1,400 719 -48.64
2018-06-30 13F-HR ORCL / Oracle Corp. 44.60 9,297 4,664 -49.83 423 208 -50.83
2018-06-30 13F-HR ROK / Rockwell Automation, Inc. 169.65 2,620 2,010 -23.28 455 341 -25.05
2018-06-30 13F-HR EWJ / iShares MSCI Japan ETF 57.76 4,288 7,739 80.48 260 447 71.92
2018-06-30 13F-HR UPS / United Parcel Service, Inc. 106.22 22,904 12,427 -45.74 2,401 1,320 -45.02
2018-06-30 13F-HR GYLD / Northern Lights ETF Trust 17.40 64,140 58,385 -8.97 1,097 1,016 -7.38
2018-06-30 13F-HR VLO / Valero Energy Corp. 108.12 3,301 2,673 -19.02 309 289 -6.47
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. 72.21 6,525 4,736 -27.42 491 342 -30.35
2018-06-30 13F-HR IYH / iShares U.S. Healthcare ETF 179.99 4,838 5,117 5.77 838 921 9.90
2018-06-30 13F-HR NSC / Norfolk Southern Corp. 151.23 4,128 3,908 -5.33 556 591 6.29
2018-06-30 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.75 10,300 10,300 0.00 114 121 6.14
2018-06-30 13F-HR VTI / Vanguard Total Stock Market Index Fund 141.06 12,679 14,065 10.93 1,721 1,984 15.28
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,699.83 2,989 4,091 36.87 4,294 6,954 61.95
2018-06-30 13F-HR ICF / iShares Cohen & Steers REIT ETF 100.09 4,424 4,256 -3.80 413 426 3.15
2018-06-30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 59.97 11,367 11,189 -1.57 713 671 -5.89
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.82 68,325 125,967 84.36 3,641 6,654 82.75
2018-06-30 13F-HR IWY / iShares Russell Top 200 Growth ETF 78.67 5,969 6,368 6.68 441 501 13.61
2018-06-30 13F-HR SDIV / Global X SuperDividend ETF 20.98 69,301 55,707 -19.62 1,435 1,169 -18.54
2018-06-30 13F-HR WFC / Wells Fargo & Co. 55.34 18,013 21,577 19.79 950 1,194 25.68
2018-06-30 13F-HR RIG / Transocean, Inc. 13.13 22,702 24,074 6.04 221 316 42.99
2018-06-30 13F-HR CL / Colgate-Palmolive Co. 65.75 8,039 8,091 0.65 576 532 -7.64
2018-06-30 13F-HR GWW / Grainger (W.W.), Inc. 307.69 964 962 -0.21 272 296 8.82
2018-06-30 13F-HR FTXO / First Trust High Income ETF 28.54 59,725 68,394 14.51 1,768 1,952 10.41
2018-06-30 13F-HR EXPE / Expedia, Inc. 123.90 4,870 4,770 -2.05 532 591 11.09
2018-06-30 13F-HR C / Citigroup, Inc. 66.69 7,685 7,062 -8.11 530 471 -11.13
2018-06-30 13F-HR RTN / Raytheon Co. 193.59 1,576 1,653 4.89 341 320 -6.16
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF 67.14 27,125 21,536 -20.60 1,885 1,446 -23.29
2018-06-30 13F-HR CSX / CSX Corp. 64.41 5,277 5,248 -0.55 293 338 15.36
2018-06-30 13F-HR DVY / iShares Select Dividend ETF 97.87 15,338 15,102 -1.54 1,459 1,478 1.30
2018-06-30 13F-HR IIM / Invesco Value Municipal Income Trust 14.16 49,124 30,376 -38.16 711 430 -39.52
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.95 28,156 37,484 33.13 1,794 2,472 37.79
2018-06-30 13F-HR SU / Suncor Energy Inc. 40.92 9,864 8,968 -9.08 340 367 7.94
2018-06-30 13F-HR AMAT / Applied Materials, Inc. 45.97 17,601 9,616 -45.37 972 442 -54.53
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. 49.37 0 4,557 0 225
2018-06-30 13F-HR BA / Boeing Company (The) 334.20 11,565 12,289 6.26 3,786 4,107 8.48
2018-06-30 13F-HR EMN / Eastman Chemical Company 99.57 3,406 3,967 16.47 354 395 11.58
2018-06-30 13F-HR IWN / iShares Russell 2000 Value ETF 134.01 4,885 4,910 0.51 598 658 10.03
2018-06-30 13F-HR SCG / SCANA Corp. 39.43 0 7,279 0 287
2018-06-30 13F-HR VONG / Vanguard Russell 1000 Growth ETF 148.28 13,895 13,960 0.47 1,940 2,070 6.70
2018-06-30 13F-HR LMT / Lockheed Martin Corp. 297.75 5,314 3,372 -36.54 1,803 1,004 -44.32
2018-06-30 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 54.93 23,449 27,252 16.22 1,245 1,497 20.24
2018-06-30 13F-HR ABC / AmerisourceBergen Corp. 85.86 3,689 3,692 0.08 318 317 -0.31
2018-06-30 13F-HR TXN / Texas Instruments Inc. 111.22 6,682 6,339 -5.13 694 705 1.59
2018-06-30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 192.87 3,872 4,350 12.35 765 839 9.67
2018-06-30 13F-HR VV / Vanguard Large-Cap ETF 125.29 6,247 2,179 -65.12 757 273 -63.94
2018-06-30 13F-HR FXD / First Trust Consumer Discretionary AlphaDEX Fund 42.56 6,848 6,180 -9.75 282 263 -6.74
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 186.99 6,491 8,284 27.62 1,296 1,549 19.52
2018-06-30 13F-HR HYZD / WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund 23.94 22,677 23,561 3.90 542 564 4.06
2018-06-30 13F-HR VUG / Vanguard Growth ETF 150.47 2,808 2,532 -9.83 398 381 -4.27
2018-06-30 13F-HR FGD / First Trust Dow Jones Global Select Dividend Index Fund 24.73 20,123 16,821 -16.41 516 416 -19.38
2018-06-30 13F-HR SPIB / SPDR Portfolio Intermediate Term 33.24 7,837 7,791 -0.59 262 259 -1.15
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 43.24 62,275 60,128 -3.45 3,003 2,600 -13.42
2018-06-30 13F-HR AMLP / Alerian ETF 10.11 205,889 186,985 -9.18 1,929 1,891 -1.97
2018-06-30 13F-HR TSCO / Tractor Supply Co. 76.92 5,162 5,265 2.00 321 405 26.17
2018-06-30 13F-HR PBT / Permian Basin Royalty Trust 9.32 31,200 28,000 -10.26 301 261 -13.29
2018-06-30 13F-HR ROST / Ross Stores, Inc. 84.90 3,423 3,357 -1.93 268 285 6.34
2018-06-30 13F-HR VXF / Vanguard Extended Market ETF 118.61 9,767 9,097 -6.86 1,089 1,079 -0.92
2018-06-30 13F-HR IVW / iShares S&P 500 Growth ETF 163.65 7,218 3,318 -54.03 1,120 543 -51.52
2018-06-30 13F-HR VPU / Vanguard Utilities ETF 116.71 4,946 3,376 -31.74 552 394 -28.62
2018-06-30 13F-HR VB / Vanguard Small-Cap ETF 157.24 3,130 2,156 -31.12 460 339 -26.30
2018-06-30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 191.94 3,350 3,126 -6.69 584 600 2.74
2018-06-30 13F-HR DBEM / db-X MSCI Emerging Markets Currency-Hedged Equity Fund 23.00 13,296 13,652 2.68 321 314 -2.18
2018-06-30 13F-HR T / AT & T, Inc. 32.27 193,890 203,038 4.72 6,923 6,553 -5.34
2018-06-30 13F-HR RFCI / RiverFront Dynamic Core Income ETF 23.97 75,979 137,035 80.36 1,820 3,285 80.49
2018-06-30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 225.47 5,483 2,874 -47.58 1,197 648 -45.86
2018-06-30 13F-HR REFR / Research Frontiers Inc. 0.81 19,800 19,800 0.00 22 16 -27.27
2018-06-30 13F-HR IJH / iShares Core S&P MidCap ETF 196.13 5,237 6,256 19.46 982 1,227 24.95
2018-06-30 13F-HR IYF / iShares U.S. Financial ETF 117.29 30,336 29,321 -3.35 3,575 3,439 -3.80
2018-06-30 13F-HR USB / U.S. Bancorp 49.91 4,912 6,191 26.04 248 309 24.60
2018-06-30 13F-HR IFV / First Trust High Income ETF 20.73 330,919 347,503 5.01 7,255 7,202 -0.73
2018-06-30 13F-HR FIDU / Fidelity MSCI Industrials Index ETF 37.25 6,921 6,927 0.09 261 258 -1.15
2018-06-30 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 29.80 3,624,223 3,619,754 -0.12 103,632 107,862 4.08
2018-06-30 13F-HR CME / CME Group, Inc. 162.17 3,453 2,300 -33.39 557 373 -33.03
2018-06-30 13F-HR UNH / UnitedHealth Group Inc. 247.48 3,439 4,073 18.44 752 1,008 34.04
2018-06-30 13F-HR IWX / iShares Russell Top 200 Value Index Fund 50.59 8,737 8,737 0.00 442 442 0.00
2018-06-30 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 68.45 28,017 26,368 -5.89 1,832 1,805 -1.47
2018-06-30 13F-HR BLK / BlackRock, Inc. 492.97 1,034 925 -10.54 556 456 -17.99
2018-06-30 13F-HR ORLY / O'Reilly Automotive, Inc. 279.82 1,919 1,794 -6.51 464 502 8.19
2018-06-30 13F-HR BIIB / Biogen Inc. 292.37 1,117 1,652 47.90 305 483 58.36
2018-06-30 13F-HR COST / Costco Wholesale Corp. 209.09 4,485 4,290 -4.35 841 897 6.66
2018-06-30 13F-HR IJR / iShares Core S&P Small-Cap ETF 83.72 13,911 15,397 10.68 1,072 1,289 20.24
2018-06-30 13F-HR IVZ / Invesco Ltd. 26.53 13,832 13,685 -1.06 439 363 -17.31
2018-06-30 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 86.79 3,569 4,897 37.21 302 425 40.73
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 42.70 45,442 43,582 -4.09 1,892 1,861 -1.64
2018-06-30 13F-HR VNQ / Vanguard REIT ETF 82.24 12,108 6,712 -44.57 918 552 -39.87
2018-06-30 13F-HR NOVN / Novan, Inc. 2.94 35,798 76,102 112.59 104 224 115.38
2018-06-30 13F-HR ARMK / Aramark 8,099 0 -100.00 318 0 -100.00
2018-06-30 13F-HR CTXS / Citrix Systems, Inc. 2,522 0 -100.00 233 0 -100.00
2018-06-30 13F-HR BSJM / Guggenheim BulletShares 2022 High Yield Corporate Bond ETF 17,600 0 -100.00 431 0 -100.00
2018-06-30 13F-HR GHII / Guggenheim S&P High Income Infrastructure ETF 7,899 0 -100.00 200 0 -100.00
2018-06-30 13F-HR BSJK / Guggenheim BulletShares 2020 High Yield Corporate Bond ETF 82,700 0 -100.00 2,012 0 -100.00
2018-06-30 13F-HR DRI / Darden Restaurants, Inc. 2,409 0 -100.00 207 0 -100.00
2018-06-30 13F-HR FGM / First Trust Germany AlphaDEX Fund 4,416 0 -100.00 218 0 -100.00
2018-06-30 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 4,567 0 -100.00 215 0 -100.00
2018-06-30 13F-HR FTLB / First Trust Low Beta Income ETF 30,845 0 -100.00 678 0 -100.00
2018-06-30 13F-HR HAL / Halliburton Co. 4,644 0 -100.00 217 0 -100.00
2018-06-30 13F-HR IYM / iShares U.S. Basic Materials ETF 6,478 0 -100.00 622 0 -100.00
2018-06-30 13F-HR MON / Monsanto Co. 3,013 0 -100.00 352 0 -100.00
2018-06-30 13F-HR OMC / Omnicom Group, Inc. 9,684 0 -100.00 703 0 -100.00
2018-06-30 13F-HR IPKW / PowerShares Exchange-Traded Fund Trust II 9,381 0 -100.00 351 0 -100.00
2018-06-30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 2,244 0 -100.00 234 0 -100.00
2018-06-30 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 698,178 0 -100.00 36,603 0 -100.00
2018-06-30 13F-HR PTF / PowerShares Exchange-Trade Fund Trust 12,113 0 -100.00 694 0 -100.00
2018-06-30 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 13,974 0 -100.00 510 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust 66,687 0 -100.00 10,668 0 -100.00
2018-06-30 13F-HR RHT / Red Hat, Inc. 1,403 0 -100.00 213 0 -100.00
2018-06-30 13F-HR TM / Toyota Motor Corp. 2,340 0 -100.00 305 0 -100.00
2018-06-30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 9,666 0 -100.00 308 0 -100.00
2018-06-30 13F-HR BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF 122,094 0 -100.00 3,067 0 -100.00
2018-06-30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 1,932 0 -100.00 249 0 -100.00
2018-06-30 13F-HR BSJJ / Guggenheim BulletShares 2019 High Yield Corporate Bond ETF 116,650 0 -100.00 2,837 0 -100.00
2018-06-30 13F-HR IVE / iShares S&P 500 Value ETF 4,262 0 -100.00 467 0 -100.00
2018-06-30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 1,457 0 -100.00 225 0 -100.00
2018-06-30 13F-HR NOC / Northrop Grumman Corp. 674 0 -100.00 237 0 -100.00
2018-06-30 13F-HR SDRL / Seadrill Limited 31,440 0 -100.00 6 0 -100.00
2018-06-30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 23,150 0 -100.00 2,306 0 -100.00
2018-06-30 13F-HR LUV / Southwest Airlines Co. 5,889 0 -100.00 332 0 -100.00
2018-06-30 13F-HR WIN / Windstream Holdings, Inc. 10,077 0 -100.00 14 0 -100.00
2018-06-30 13F-HR WY / Weyerhaeuser Co. 6,182 0 -100.00 216 0 -100.00
2018-06-30 13F-HR ALL / Allstate Corp. (The) 2,194 0 -100.00 209 0 -100.00
2018-06-30 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 42,158 0 -100.00 889 0 -100.00
2018-06-30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 30,344 0 -100.00 895 0 -100.00
2018-06-30 13F-HR CTRV / Contravir Pharmaceuticals Inc 165,600 0 -100.00 38 0 -100.00
2018-06-30 13F-HR MITK / Mitek Systems, Inc. 50,000 0 -100.00 368 0 -100.00
2018-06-30 13F-HR BKLN / PowerShares Senior Loan Portfolio 64,499 0 -100.00 1,490 0 -100.00
2018-06-30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 28,577 0 -100.00 486 0 -100.00
2018-06-30 13F-HR TROV / TrovaGene, Inc. 127,350 0 -100.00 44 0 -100.00
2018-06-30 13F-HR NS / NuStar Energy L.P. 9,928 0 -100.00 202 0 -100.00
2018-06-30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 21,560 0 -100.00 399 0 -100.00
2018-06-30 13F-HR SGDM / Sprott Gold Miners ETF 15,570 0 -100.00 303 0 -100.00
2018-06-30 13F-HR DWIN / PowerShares Exchange-Traded Fund Trust II 148,082 0 -100.00 3,739 0 -100.00
2018-06-30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 31,388 0 -100.00 1,240 0 -100.00
2018-06-30 13F-HR DWTR / PowerShares DWA Tactical Sector Rotation Portfolio 24,219 0 -100.00 692 0 -100.00
2018-06-30 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 112,803 0 -100.00 2,092 0 -100.00
2018-06-30 13F-HR DWAS / PowerShares DWA SmallCap Technical Leaders Portfolio 36,790 0 -100.00 1,823 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. 3,557 0 -100.00 341 0 -100.00
2018-06-30 13F-HR XLB / SPDR Materials Select Sector ETF 29,305 0 -100.00 1,667 0 -100.00
2018-06-30 13F-HR PGX / PowerShares Preferred Portfolio 11,225 0 -100.00 163 0 -100.00
2018-06-30 13F-HR FEMB / First Trust Exchange-Traded Fund III 5,856 0 -100.00 251 0 -100.00
2018-06-30 13F-HR BSJL / Guggenheim BulletShares 2021 High Yield Corporate Bond ETF 39,300 0 -100.00 968 0 -100.00
2018-06-30 13F-HR WBA / Walgreens Boots Alliance, Inc. 3,243 0 -100.00 212 0 -100.00
2018-06-30 13F-HR DBE / PowerShares DB Energy Fund 13,350 0 -100.00 201 0 -100.00
2018-06-30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 741,514 0 -100.00 34,877 0 -100.00
2018-06-30 13F-HR PIE / PowerShares Exchange-Traded Fund Trust II 193,333 0 -100.00 4,110 0 -100.00
2018-06-30 13F-HR PKB / PowerShares Exchange-Trade Fund Trust 7,047 0 -100.00 221 0 -100.00
2018-06-30 13F-HR PIZ / PowerShares Exchange-Traded Fund Trust II 132,814 0 -100.00 3,660 0 -100.00
2018-06-30 13F-HR VO / Vanguard Mid-Cap ETF 2,785 0 -100.00 429 0 -100.00
2018-06-30 13F-HR RCL / Royal Caribbean Cruises Ltd. 2,856 0 -100.00 334 0 -100.00
2018-06-30 13F-HR SA / Seabridge Gold Inc. 17,863 0 -100.00 191 0 -100.00
2018-06-30 13F-HR CTSH / Cognizant Technology Solutions Corp. 4,310 0 -100.00 347 0 -100.00
2018-06-30 13F-HR DLTR / Dollar Tree, Inc. 2,951 0 -100.00 286 0 -100.00
2018-06-30 13F-HR CPE / Callon Petroleum Co. 10.62 10,636 113
2018-06-30 13F-HR CONTRAVIR PHARMACEUTICALS IN / (21234W202) 1.45 17,884 26
2018-06-30 13F-HR DOCU / DOCUSIGN INC 54.65 8,820 482
2018-06-30 13F-HR DXC / DXC Technology Company 83.33 2,400 200
2018-06-30 13F-HR EQIX / Equinix, Inc. 429.67 1,564 672
2018-06-30 13F-HR FBP / First BanCorp 7.93 18,278 145
2018-06-30 13F-HR FHN / First Horizon National Corp. 17.80 14,041 250
2018-06-30 13F-HR HOG / Harley-Davidson, Inc. 42.14 7,000 295
2018-06-30 13F-HR IR / Ingersoll-Rand plc 89.97 3,779 340
2018-06-30 13F-HR INVESCO DB MLTI SECTR CMMTY / ENERGY FD (46140H304) 16.90 15,150 256
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2018 HY (46138J205) 25.10 107,083 2,688
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2019 HY (46138J403) 24.17 102,150 2,469
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2020 HY (46138J601) 24.25 72,700 1,763
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2021 HY (46138J809) 24.60 33,900 834
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2022 HY (46138J874) 24.50 16,000 392
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 PUR GWT (46137V266) 115.52 2,242 259
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL WGT (46137V357) 102.37 24,090 2,466
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 BUY WRT (46137V399) 21.79 46,395 1,011
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / RUSSEL 200 GWT (46137V431) 50.91 11,982 610
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / HIG YLD EQ DIV (46137V563) 17.62 27,077 477
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / FTSE RAFI 1500 (46137V597) 139.61 1,891 264
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / FINL PFD ETF (46137V621) 18.48 91,203 1,685
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC LRG VALU (46137V738) 35.64 13,917 496
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA TECHNOLOGY (46137V811) 59.94 12,113 726
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DWA MOMENTUM (46137V837) 55.64 708,564 39,423
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P HIGH INCOM (46138E255) 26.59 7,899 210
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P EMRNG MKTS (46138E297) 24.17 8,855 214
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P500 LOW VOL (46138E354) 47.87 780,742 37,376
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / S&P500 HDL VOL (46138E362) 41.23 26,148 1,078
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / PFD ETF (46138E511) 14.60 14,246 208
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / INTL BUYBACK (46138E644) 35.93 12,441 447
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / FNDMNTL HY CRP (46138E719) 18.35 20,762 381
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / DWA TACTCL SCT (46138E826) 29.63 12,251 363
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / DWA TACTCL MLT (46138E834) 25.51 125,487 3,201
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / DWA SMLCP MENT (46138E842) 54.05 35,690 1,929
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / DWA EMERG MKTS (46138E867) 19.30 202,428 3,907
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / DWA DEV MKTS (46138E875) 27.43 139,339 3,822
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / SR LN ETF (46138G508) 22.97 76,545 1,758
2018-06-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) 172.41 53,402 9,207
2018-06-30 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 62.83 3,836 241
2018-06-30 13F-HR KEM / KEMET Corp. 25.94 8,096 210
2018-06-30 13F-HR KR / Kroger Co. 28.51 8,068 230
2018-06-30 13F-HR MKC / McCormick & Co., Inc. 116.12 1,929 224
2018-06-30 13F-HR NDAQ / Nasdaq, Inc. 91.26 2,619 239
2018-06-30 13F-HR NWL / Newell Brands Inc. 27.16 9,094 247
2018-06-30 13F-HR PSA / Public Storage 227.11 1,660 377
2018-06-30 13F-HR RRC / Range Resources Corp. 16.72 16,509 276
2018-06-30 13F-HR SHOP / Shopify Inc. 151.00 1,702 257
2018-06-30 13F-HR SIG / Signet Jewelers Ltd. 55.70 4,237 236
2018-06-30 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 87.24 4,505 393
2018-06-30 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 19.62 12,589 247
2018-06-30 13F-HR VBK / Vanguard Small-Cap Growth ETF 177.14 1,146 203