InvestorProspera Financial Services
Portfolio Value $ 716,126,000
Current Positions441
Opened Positions5
Closed Positions33


Latest Holdings, Performance, AUM (from 13F, 13D)

Prospera Financial Services has disclosed 441 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 716,126,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Prospera Financial Services's top holdings are First Trust Dorsey Wright Focus 5 ETF (NASDAQ:FV) , PowerShares Exchange-Trade Fund Trust (NASDAQ:PDP) , PowerShares S&P 500 Low Volatility Portfolio (NYSE:SPLV) , SPDR Series Trust (NASDAQ:DWFI) , and Blackstone Group L.P. (The) (NYSE:BX) . Prospera Financial Services's new positions include JPMorgan Ultra-Short Income ETF (BATS:JPST) , iShares Floating Rate Bond ETF (BATS:FLOT) , Omnicom Group, Inc. (NYSE:OMC) , Corporate Capital Trust, Inc. (NYSE:CCT) , and First Trust Low Beta Income ETF (NASDAQ:FTLB) .

All Prospera Financial Services holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on April 12, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR HPR / HighPoint Resources Corp 5.11 14,690 75
2018-03-31 13F-HR ACN / Accenture plc 150.39 5,344 4,701 -12.03 834 707 -15.23
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.04 28,240 37,260 31.94 290 374 28.97
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 223.89 3,183 2,001 -37.13 582 448 -23.02
2018-03-31 13F-HR AGN / Allergan plc 166.45 1,898 5,365 182.67 326 893 173.93
2018-03-31 13F-HR RFDA / RiverFront Dynamic US Dividend Advantage ETF 31.38 106,233 107,809 1.48 3,403 3,383 -0.59
2018-03-31 13F-HR RFCI / RiverFront Dynamic Core Income ETF 23.95 90,340 75,979 -15.90 2,230 1,820 -18.39
2018-03-31 13F-HR AEP / American Electric Power Company, Inc. 68.44 0 3,609 0 247
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,436.60 2,487 2,989 20.18 2,941 4,294 46.00
2018-03-31 13F-HR AMLP / Alerian ETF 9.37 241,429 205,889 -14.72 2,614 1,929 -26.21
2018-03-31 13F-HR APH / Amphenol Corp. 86.15 4,318 372
2018-03-31 13F-HR ARMK / Aramark 39.26 8,099 318
2018-03-31 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.12 13,430 203
2018-03-31 13F-HR BGB / Blackstone / GSO Strategic Credit Fund 15.89 14,478 230
2018-03-31 13F-HR AAPL / Apple, Inc. 169.62 45,315 53,332 17.69 7,754 9,046 16.66
2018-03-31 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.07 10,300 114
2018-03-31 13F-HR BAM / Brookfield Asset Management, Inc. 38.96 9,931 6,750 -32.03 432 263 -39.12
2018-03-31 13F-HR CHL / China Mobile Ltd. 45.80 8,733 400
2018-03-31 13F-HR CTXS / Citrix Systems, Inc. 92.39 2,522 233
2018-03-31 13F-HR C / Citigroup, Inc. 68.97 5,629 7,685 36.53 423 530 25.30
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 41.64 20,420 45,442 122.54 788 1,892 140.10
2018-03-31 13F-HR BSJM / Guggenheim BulletShares 2022 High Yield Corporate Bond ETF 24.49 17,600 431
2018-03-31 13F-HR GHII / Guggenheim S&P High Income Infrastructure ETF 25.32 7,899 200
2018-03-31 13F-HR BSJK / Guggenheim BulletShares 2020 High Yield Corporate Bond ETF 24.33 70,600 82,700 17.14 1,732 2,012 16.17
2018-03-31 13F-HR CCT / Corporate Capital Trust, Inc. 16.89 40,735 688
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 71.65 8,469 8,039 -5.08 638 576 -9.72
2018-03-31 13F-HR COST / Costco Wholesale Corp. 187.51 4,417 4,485 1.54 826 841 1.82
2018-03-31 13F-HR DEO / Diageo plc 137.31 3,465 3,168 -8.57 502 435 -13.35
2018-03-31 13F-HR CSX / CSX Corp. 55.52 5,277 293
2018-03-31 13F-HR DRI / Darden Restaurants, Inc. 85.93 2,409 207
2018-03-31 13F-HR DBEM / db-X MSCI Emerging Markets Currency-Hedged Equity Fund 24.14 13,296 321
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.72 5,172 28,156 444.39 373 1,794 380.97
2018-03-31 13F-HR EMN / Eastman Chemical Company 103.93 3,019 3,406 12.82 289 354 22.49
2018-03-31 13F-HR HUSV / First Trust 22.47 17,311 389
2018-03-31 13F-HR EXPE / Expedia, Inc. 109.24 3,200 4,870 52.19 404 532 31.68
2018-03-31 13F-HR FIDU / Fidelity MSCI Industrials Index ETF 37.71 6,916 6,921 0.07 271 261 -3.69
2018-03-31 13F-HR FGM / First Trust Germany AlphaDEX Fund 49.37 4,416 218
2018-03-31 13F-HR FEMS / First Trust Emerging Markets Small Cap AlphaDEX Fund 44.85 5,150 231
2018-03-31 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 47.08 5,043 4,567 -9.44 246 215 -12.60
2018-03-31 13F-HR FXH / First Trust Health Care AlphaDEX Fund 69.28 22,959 23,094 0.59 1,624 1,600 -1.48
2018-03-31 13F-HR CIBR / First Trust ISE Global Copper Index Fund 25.08 19,221 482
2018-03-31 13F-HR FTLB / First Trust Low Beta Income ETF 21.98 30,845 678
2018-03-31 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 51.38 40,084 44,142 10.12 2,072 2,268 9.46
2018-03-31 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 58.39 10,389 14,779 42.26 618 863 39.64
2018-03-31 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 53.09 17,152 23,449 36.71 900 1,245 38.33
2018-03-31 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 18.57 0 15,400 0 286
2018-03-31 13F-HR FLEX / Flextronics International Ltd. 16.39 12,687 208
2018-03-31 13F-HR DIV / Global X SuperDividend U.S. ETF 23.99 11,088 266
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.25 6,732 6,525 -3.07 496 491 -1.01
2018-03-31 13F-HR HAL / Halliburton Co. 46.73 0 4,644 0 217
2018-03-31 13F-HR SDIV / Global X SuperDividend ETF 20.71 82,993 69,301 -16.50 1,808 1,435 -20.63
2018-03-31 13F-HR GWW / Grainger (W.W.), Inc. 282.16 1,091 964 -11.64 258 272 5.43
2018-03-31 13F-HR HIMX / Himax Technologies, Inc. 6.20 10,000 62
2018-03-31 13F-HR IVZ / Invesco Ltd. 31.74 14,797 13,832 -6.52 545 439 -19.45
2018-03-31 13F-HR IAU / iShares Gold Trust 12.81 64,752 127,685 97.19 821 1,636 99.27
2018-03-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 11.67 10,700 16,200 51.40 134 189 41.04
2018-03-31 13F-HR ACWV / iShares MSCI All Country World Minimum Volatility Index Fund 83.87 5,617 8,942 59.20 478 750 56.90
2018-03-31 13F-HR OEF / iShares S&P 100 ETF 116.13 4,868 4,736 -2.71 588 550 -6.46
2018-03-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 93.35 0 4,424 0 413
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 69.49 38,302 27,125 -29.18 2,750 1,885 -31.45
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 95.12 7,013 15,338 118.71 692 1,459 110.84
2018-03-31 13F-HR IWN / iShares Russell 2000 Value ETF 122.42 4,092 4,885 19.38 519 598 15.22
2018-03-31 13F-HR IWO / iShares Russell 2000 Growth ETF 190.83 1,221 233
2018-03-31 13F-HR IWV / iShares Russell 3000 ETF 156.30 4,153 4,325 4.14 660 676 2.42
2018-03-31 13F-HR IYM / iShares U.S. Basic Materials ETF 96.02 6,478 622
2018-03-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 150.95 4,041 610
2018-03-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.93 16,905 861
2018-03-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.03 32,270 36,419 12.86 1,710 1,895 10.82
2018-03-31 13F-HR KSS / Kohl's Corp. 65.52 0 4,060 0 266
2018-03-31 13F-HR MMP / Magellan Midstream Partners, L.P. 58.28 20,876 23,543 12.78 1,487 1,372 -7.73
2018-03-31 13F-HR LNC.WS / Lincoln National Corp. 71.66 6,615 474
2018-03-31 13F-HR MON / Monsanto Co. 116.83 3,659 3,013 -17.66 429 352 -17.95
2018-03-31 13F-HR MU / Micron Technology, Inc. 53.29 14,546 68,325 369.72 677 3,641 437.81
2018-03-31 13F-HR OMC / Omnicom Group, Inc. 72.59 9,684 703
2018-03-31 13F-HR ORLY / O'Reilly Automotive, Inc. 241.79 1,731 1,919 10.86 446 464 4.04
2018-03-31 13F-HR PAGSEGURO DIGITAL LTD / COM CL A (G68707101) 37.97 9,270 352
2018-03-31 13F-HR ORCL / Oracle Corp. 45.50 10,373 9,297 -10.37 494 423 -14.37
2018-03-31 13F-HR IPKW / PowerShares Exchange-Traded Fund Trust II 37.42 9,381 351
2018-03-31 13F-HR PAA / Plains All American Pipeline, L.P. 22.10 13,218 9,640 -27.07 275 213 -22.55
2018-03-31 13F-HR PM / Philip Morris International, Inc. 100.02 6,068 5,809 -4.27 636 581 -8.65
2018-03-31 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 104.28 2,225 2,244 0.85 236 234 -0.85
2018-03-31 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 52.43 667,234 698,178 4.64 35,032 36,603 4.48
2018-03-31 13F-HR PTF / PowerShares Exchange-Trade Fund Trust 57.29 0 12,113 0 694
2018-03-31 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 36.50 12,559 13,974 11.27 487 510 4.72
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 159.97 67,577 66,687 -1.32 10,679 10,668 -0.10
2018-03-31 13F-HR PVH / PVH Corp. 155.30 1,481 230
2018-03-31 13F-HR RHT / Red Hat, Inc. 151.82 1,403 213
2018-03-31 13F-HR SAP / SAP SE 105.21 4,743 499
2018-03-31 13F-HR SLB / Schlumberger Ltd. 64.84 4,106 4,812 17.19 291 312 7.22
2018-03-31 13F-HR ROK / Rockwell Automation, Inc. 173.66 2,538 2,620 3.23 507 455 -10.26
2018-03-31 13F-HR SHW / Sherwin-Williams Co. (The) 393.31 549 628 14.39 226 247 9.29
2018-03-31 13F-HR GLD / SPDR Gold Shares 126.02 6,819 6,745 -1.09 848 850 0.24
2018-03-31 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 91.67 3,720 341
2018-03-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.44 32,500 45,238 39.19 1,649 2,327 41.12
2018-03-31 13F-HR IPE / SPDR Barclays TIPS ETF 55.28 3,654 202
2018-03-31 13F-HR SBUX / Starbucks Corp. 58.45 8,738 11,070 26.69 509 647 27.11
2018-03-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 208.51 1,199 250
2018-03-31 13F-HR SU / Suncor Energy Inc. 34.47 9,903 9,864 -0.39 378 340 -10.05
2018-03-31 13F-HR TM / Toyota Motor Corp. 130.34 2,340 305
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 104.83 21,782 22,904 5.15 2,631 2,401 -8.74
2018-03-31 13F-HR RIG / Transocean, Inc. 9.73 14,852 22,702 52.85 169 221 30.77
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 218.67 2,708 3,439 26.99 600 752 25.33
2018-03-31 13F-HR HYD / VanEck Vectors ETF TR 31.02 10,768 334
2018-03-31 13F-HR VOE / Vanguard Mid-Cap Value ETF 109.66 22,543 18,558 -17.68 2,547 2,035 -20.10
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 31.86 13,806 9,666 -29.99 480 308 -35.83
2018-03-31 13F-HR VONV / Vanguard Russell 1000 Value ETF 104.94 9,568 10,997 14.94 1,051 1,154 9.80
2018-03-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 135.74 11,556 12,679 9.72 1,605 1,721 7.23
2018-03-31 13F-HR VONG / Vanguard Russell 1000 Growth ETF 139.62 12,076 13,895 15.06 1,705 1,940 13.78
2018-03-31 13F-HR VPU / Vanguard Utilities ETF 111.61 6,710 4,946 -26.29 769 552 -28.22
2018-03-31 13F-HR LEA / Lear Corp. 190.65 1,647 1,647 0.00 307 314 2.28
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.86 66,717 75,518 13.19 3,524 3,614 2.55
2018-03-31 13F-HR F / Ford Motor Co. 11.17 45,353 47,074 3.79 577 526 -8.84
2018-03-31 13F-HR TIP / iShares TIPS Bond ETF 113.01 0 5,026 0 568
2018-03-31 13F-HR CELG / Celgene Corp. 90.39 3,575 5,974 67.10 381 540 41.73
2018-03-31 13F-HR BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF 25.12 117,333 122,094 4.06 2,945 3,067 4.14
2018-03-31 13F-HR VOD / Vodafone Group Plc 27.82 0 10,100 0 281
2018-03-31 13F-HR PSX / Phillips 66 96.15 4,034 4,316 6.99 409 415 1.47
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.63 14,641 14,658 0.12 2,252 2,120 -5.86
2018-03-31 13F-HR CNC / Centene Corp. 106.53 2,328 2,403 3.22 239 256 7.11
2018-03-31 13F-HR RIGS / Riverfront Strategic Income Fund 24.58 0 21,117 0 519
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 21.91 13,410 18,394 37.17 317 403 27.13
2018-03-31 13F-HR IBKCP / IBERIABANK Corp. 79.21 3,674 3,674 0.00 286 291 1.75
2018-03-31 13F-HR MA / MasterCard Incorporated 173.86 1,936 1,576 -18.60 300 274 -8.67
2018-03-31 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 128.88 0 1,932 0 249
2018-03-31 13F-HR ASTROTECH CORP / (046484200) 2.57 15,192 15,192 0.00 54 39 -27.78
2018-03-31 13F-HR FTSL / First Trust Senior Loan Fund ETF 48.11 19,588 33,652 71.80 942 1,619 71.87
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 179.33 0 1,829 0 328
2018-03-31 13F-HR ARE / Alexandria Real Estate Equities, Inc. 124.82 12,640 14,100 11.55 1,644 1,760 7.06
2018-03-31 13F-HR APO / Apollo Global Management LLC 30.03 45,093 46,624 3.40 1,538 1,400 -8.97
2018-03-31 13F-HR GYLD / Northern Lights ETF Trust 17.10 48,642 64,140 31.86 876 1,097 25.23
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 55.22 20,097 17,601 -12.42 1,066 972 -8.82
2018-03-31 13F-HR BA / Boeing Company (The) 327.37 5,830 11,565 98.37 1,721 3,786 119.99
2018-03-31 13F-HR ABC / AmerisourceBergen Corp. 86.20 3,945 3,689 -6.49 365 318 -12.88
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.66 5,442 6,491 19.28 1,085 1,296 19.45
2018-03-31 13F-HR T / AT & T, Inc. 35.71 169,699 193,890 14.26 6,554 6,923 5.63
2018-03-31 13F-HR BLK / BlackRock, Inc. 537.72 2,222 1,034 -53.47 1,149 556 -51.61
2018-03-31 13F-HR BIIB / Biogen Inc. 273.05 1,719 1,117 -35.02 563 305 -45.83
2018-03-31 13F-HR BSJJ / Guggenheim BulletShares 2019 High Yield Corporate Bond ETF 24.32 104,950 116,650 11.15 2,559 2,837 10.86
2018-03-31 13F-HR CME / CME Group, Inc. 161.31 3,366 3,453 2.58 495 557 12.53
2018-03-31 13F-HR FXD / First Trust Consumer Discretionary AlphaDEX Fund 41.18 7,004 6,848 -2.23 297 282 -5.05
2018-03-31 13F-HR HYLS / First Trust Exchange-Traded Fund IV 47.65 16,150 18,928 17.20 786 902 14.76
2018-03-31 13F-HR FGD / First Trust Dow Jones Global Select Dividend Index Fund 25.64 20,015 20,123 0.54 529 516 -2.46
2018-03-31 13F-HR FTXO / First Trust High Income ETF 29.60 43,888 59,725 36.09 1,296 1,768 36.42
2018-03-31 13F-HR IFV / First Trust High Income ETF 21.92 309,427 330,919 6.95 7,085 7,255 2.40
2018-03-31 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 65.39 27,117 28,017 3.32 1,782 1,832 2.81
2018-03-31 13F-HR HBCP / Home Bancorp, Inc. 43.42 7,070 7,070 0.00 298 307 3.02
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 177.38 8,486 9,020 6.29 1,614 1,600 -0.87
2018-03-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 12.20 12,507 16,807 34.38 165 205 24.24
2018-03-31 13F-HR IIM / Invesco Value Municipal Income Trust 14.47 44,237 49,124 11.05 660 711 7.73
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 60.63 4,288 260
2018-03-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 58.01 14,428 14,928 3.47 847 866 2.24
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 48.22 55,190 62,275 12.84 2,616 3,003 14.79
2018-03-31 13F-HR IVW / iShares S&P 500 Growth ETF 155.17 2,780 7,218 159.64 432 1,120 159.26
2018-03-31 13F-HR IVE / iShares S&P 500 Value ETF 109.57 0 4,262 0 467
2018-03-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 218.31 1,331 5,483 311.95 292 1,197 309.93
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 187.51 4,020 5,237 30.27 770 982 27.53
2018-03-31 13F-HR IYH / iShares U.S. Healthcare ETF 173.21 3,489 4,838 38.66 620 838 35.16
2018-03-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 154.43 0 1,457 0 225
2018-03-31 13F-HR IYF / iShares U.S. Financial ETF 117.85 24,957 30,336 21.55 2,985 3,575 19.77
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 77.06 11,609 13,911 19.83 893 1,072 20.04
2018-03-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 174.33 1,658 3,350 102.05 284 584 105.63
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.40 118,747 138,479 16.62 4,516 5,179 14.68
2018-03-31 13F-HR IWY / iShares Russell Top 200 Growth ETF 73.88 5,969 5,969 0.00 447 441 -1.34
2018-03-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 197.57 3,545 3,872 9.22 671 765 14.01
2018-03-31 13F-HR IWX / iShares Russell Top 200 Value Index Fund 50.59 10,320 8,737 -15.34 548 442 -19.34
2018-03-31 13F-HR JPST / JPMorgan Ultra-Short Income ETF 50.08 28,514 1,428
2018-03-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 104.47 4,641 4,164 -10.28 483 435 -9.94
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.58 16,366 16,153 -1.30 2,290 2,077 -9.30
2018-03-31 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 73.58 6,976 10,437 49.61 516 768 48.84
2018-03-31 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 62.73 9,743 11,367 16.67 631 713 13.00
2018-03-31 13F-HR MKL / Markel Corp. 1,168.28 517 604
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 339.29 4,690 5,314 13.30 1,517 1,803 18.85
2018-03-31 13F-HR NKE / Nike, Inc. 67.94 20,235 20,313 0.39 1,279 1,380 7.90
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 351.63 0 674 0 237
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 134.69 3,961 4,128 4.22 576 556 -3.47
2018-03-31 13F-HR NOVN / Novan, Inc. 2.91 12,160 35,798 194.39 51 104 103.92
2018-03-31 13F-HR PBT / Permian Basin Royalty Trust 9.65 39,600 31,200 -21.21 351 301 -14.25
2018-03-31 13F-HR RTN / Raytheon Co. 216.37 1,118 1,576 40.97 211 341 61.61
2018-03-31 13F-HR SDRL / Seadrill Limited 0.19 31,440 31,440 0.00 9 6 -33.33
2018-03-31 13F-HR ROST / Ross Stores, Inc. 78.29 4,532 3,423 -24.47 366 268 -26.78
2018-03-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 99.61 21,041 23,150 10.02 2,155 2,306 7.01
2018-03-31 13F-HR REFR / Research Frontiers Inc. 1.11 19,800 19,800 0.00 22 22 0.00
2018-03-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 241.85 18,169 15,865 -12.68 4,534 3,837 -15.37
2018-03-31 13F-HR LUV / Southwest Airlines Co. 56.38 5,241 5,889 12.36 339 332 -2.06
2018-03-31 13F-HR DWFI / SPDR Series Trust 25.02 1,175,449 1,248,722 6.23 29,953 31,246 4.32
2018-03-31 13F-HR SPIB / SPDR Portfolio Intermediate Term 33.43 6,530 7,837 20.02 223 262 17.49
2018-03-31 13F-HR TXN / Texas Instruments Inc. 103.86 6,131 6,682 8.99 659 694 5.31
2018-03-31 13F-HR TIPT / Tiptree Financial Inc. 6.35 37,948 37,948 0.00 226 241 6.64
2018-03-31 13F-HR TSCO / Tractor Supply Co. 62.19 4,660 5,162 10.77 358 321 -10.34
2018-03-31 13F-HR EMLC / VanEck Vectors ETF TR 19.48 0 57,551 0 1,121
2018-03-31 13F-HR VLO / Valero Energy Corp. 93.61 2,178 3,301 51.56 204 309 51.47
2018-03-31 13F-HR USB / U.S. Bancorp 50.49 0 4,912 0 248
2018-03-31 13F-HR VBR / Vanguard Small-Cap Value ETF 129.50 11,192 8,880 -20.66 1,498 1,150 -23.23
2018-03-31 13F-HR VV / Vanguard Large-Cap ETF 121.18 2,262 6,247 176.17 280 757 170.36
2018-03-31 13F-HR VUG / Vanguard Growth ETF 141.74 2,644 2,808 6.20 379 398 5.01
2018-03-31 13F-HR VXF / Vanguard Extended Market ETF 111.50 9,390 9,767 4.01 1,058 1,089 2.93
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 75.82 16,856 12,108 -28.17 1,370 918 -32.99
2018-03-31 13F-HR VB / Vanguard Small-Cap ETF 146.96 2,047 3,130 52.91 305 460 50.82
2018-03-31 13F-HR WIN / Windstream Holdings, Inc. 1.39 10,239 10,077 -1.58 20 14 -30.00
2018-03-31 13F-HR WY / Weyerhaeuser Co. 34.94 6,182 216
2018-03-31 13F-HR HYZD / WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund 23.90 22,677 542
2018-03-31 13F-HR XCRA / Xcerra Corp 11.70 13,763 161
2018-03-31 13F-HR IDV / iShares International Select Dividend ETF 33.01 0 16,239 0 536
2018-03-31 13F-HR DGRW / WisdomTree Trust WisdomTree U.S. Quality Dividend Growth Fund 40.35 5,608 9,616 71.47 232 388 67.24
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 88.64 29,586 33,124 11.96 2,926 2,936 0.34
2018-03-31 13F-HR WM / Waste Management, Inc. 84.18 2,808 5,643 100.96 247 475 92.31
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.74 19,850 18,013 -9.25 1,226 950 -22.51
2018-03-31 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 84.62 0 3,569 0 302
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,032.57 891 921 3.37 948 951 0.32
2018-03-31 13F-HR ALL / Allstate Corp. (The) 95.26 2,324 2,194 -5.59 241 209 -13.28
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 341.56 9,376 11,392 21.50 3,253 3,891 19.61
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 138.85 1,996 2,211 10.77 268 307 14.55
2018-03-31 13F-HR MMM / 3M Co. 219.05 3,729 4,451 19.36 881 975 10.67
2018-03-31 13F-HR EMR / Emerson Electric Co. 68.25 4,519 3,282 -27.37 322 224 -30.43
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,028.75 1,305 1,461 11.95 1,388 1,503 8.29
2018-03-31 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 21.09 9,965 42,158 323.06 215 889 313.49
2018-03-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 35.88 7,137 6,717 -5.88 263 241 -8.37
2018-03-31 13F-HR SYY / SYSCO Corp. 60.16 4,388 4,255 -3.03 267 256 -4.12
2018-03-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 81.56 11,820 8,386 -29.05 989 684 -30.84
2018-03-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 29.50 7,113 30,344 326.60 203 895 340.89
2018-03-31 13F-HR INTC / Intel Corp. 51.36 85,991 91,685 6.62 3,913 4,709 20.34
2018-03-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 21.42 16,767 19,374 15.55 404 415 2.72
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 15.11 19,957 20,449 2.47 372 309 -16.94
2018-03-31 13F-HR BBT / BB&T Corp. 52.24 8,701 10,604 21.87 438 554 26.48
2018-03-31 13F-HR CTRV / Contravir Pharmaceuticals Inc 0.23 165,600 165,600 0.00 57 38 -33.33
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 144.92 2,563 2,705 5.54 364 392 7.69
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 157.17 1,913 1,737 -9.20 318 273 -14.15
2018-03-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 112.12 3,231 3,844 18.97 360 431 19.72
2018-03-31 13F-HR CB / Chubb Ltd 136.32 4,868 4,739 -2.65 703 646 -8.11
2018-03-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.12 23,162 28,986 25.14 1,056 1,279 21.12
2018-03-31 13F-HR IOO / iShares Global 100 ETF 91.36 2,200 2,200 0.00 205 201 -1.95
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 65.39 32,999 45,850 38.94 2,156 2,998 39.05
2018-03-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 65.59 15,557 16,100 3.49 1,050 1,056 0.57
2018-03-31 13F-HR UTX / United Technologies Corp. 125.85 7,489 7,946 6.10 969 1,000 3.20
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.44 11,429 7,458 -34.74 845 503 -40.47
2018-03-31 13F-HR MITK / Mitek Systems, Inc. 7.36 50,000 50,000 0.00 450 368 -18.22
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.61 124,208 198,436 59.76 3,510 5,479 56.10
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 162.56 6,708 6,785 1.15 1,024 1,103 7.71
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 52.74 42,847 16,515 -61.46 2,429 871 -64.14
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 41.93 4,683 5,581 19.18 200 234 17.00
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 101.46 30,898 54,198 75.41 3,118 5,499 76.36
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 85.18 20,242 22,634 11.82 1,654 1,928 16.57
2018-03-31 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 62.13 4,585 4,185 -8.72 295 260 -11.86
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 81.56 28,017 3,016 -89.24 2,359 246 -89.57
2018-03-31 13F-HR CR / Crane Co. 91.93 4,428 4,101 -7.38 403 377 -6.45
2018-03-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 300,000.00 111 1 -99.10 323 300 -7.12
2018-03-31 13F-HR CG / The Carlyle Group L.P. 21.36 11,788 14,327 21.54 271 306 12.92
2018-03-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.10 29,842 64,499 116.13 689 1,490 116.26
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 109.80 3,378 3,060 -9.41 405 336 -17.04
2018-03-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.01 0 28,577 0 486
2018-03-31 13F-HR CVX / Chevron Corp. 114.27 37,283 20,381 -45.33 4,748 2,329 -50.95
2018-03-31 13F-HR CMI / Cummins, Inc. 161.45 1,255 3,419 172.43 222 552 148.65
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF 74.14 44,172 51,726 17.10 3,387 3,835 13.23
2018-03-31 13F-HR RFEU / First Tr Exchange Traded FD III 64.48 39,077 38,523 -1.42 2,603 2,484 -4.57
2018-03-31 13F-HR RDS.B / Royal Dutch Shell Plc 65.74 9,019 8,305 -7.92 631 546 -13.47
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 116.73 7,912 7,350 -7.10 957 858 -10.34
2018-03-31 13F-HR PX / Praxair, Inc. 144.62 2,745 2,192 -20.15 436 317 -27.29
2018-03-31 13F-HR GPRO / GoPro, Inc. 4.77 19,085 19,085 0.00 144 91 -36.81
2018-03-31 13F-HR TROV / TrovaGene, Inc. 0.35 127,350 127,350 0.00 46 44 -4.35
2018-03-31 13F-HR FDT / First Trust Developed Markets Ex-US AlphaDEX Fund 62.69 16,728 22,905 36.93 1,051 1,436 36.63
2018-03-31 13F-HR MLPA / Global X MLP ETF 8.49 167,850 98,050 -41.58 1,656 832 -49.76
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.19 17,784 20,356 14.46 719 696 -3.20
2018-03-31 13F-HR NS / NuStar Energy L.P. 20.35 13,265 9,928 -25.16 398 202 -49.25
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.17 8,356 11,528 37.96 537 636 18.44
2018-03-31 13F-HR ABT / Abbott Laboratories 59.90 15,642 13,889 -11.21 900 832 -7.56
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.24 17,543 31,033 76.90 1,610 2,459 52.73
2018-03-31 13F-HR RDS.A / Royal Dutch Shell Plc 64.11 27,665 4,945 -82.13 1,901 317 -83.32
2018-03-31 13F-HR COL / Rockwell Collins, Inc. 135.05 6,475 6,827 5.44 883 922 4.42
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.84 32,763 37,052 13.09 2,830 3,403 20.25
2018-03-31 13F-HR EXC / Exelon Corp. 38.80 6,912 7,500 8.51 267 291 8.99
2018-03-31 13F-HR CHY / Calamos Convertible and High Income Fund 11.70 117,235 93,643 -20.12 1,390 1,096 -21.15
2018-03-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 21.87 14,248 22,632 58.84 352 495 40.63
2018-03-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.02 5,172 2,554 -50.62 529 258 -51.23
2018-03-31 13F-HR TRTN / Triton International Limited 30.90 55,142 56,142 1.81 2,140 1,735 -18.93
2018-03-31 13F-HR FB / Facebook, Inc. 157.32 15,799 13,717 -13.18 2,861 2,158 -24.57
2018-03-31 13F-HR ETE / Entergy Transfer Equity LP 14.21 24,400 20,475 -16.09 422 291 -31.04
2018-03-31 13F-HR XME / SPDR S&P Metals & Mining ETF 34.06 15,368 16,969 10.42 559 578 3.40
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 136.16 4,297 7,425 72.79 586 1,011 72.53
2018-03-31 13F-HR JCI / Johnson Controls International plc 35.09 6,542 6,555 0.20 261 230 -11.88
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 267.43 0 961 0 257
2018-03-31 13F-HR VCR / Vanguard Consumer Discretionary ETF 159.02 1,523 2,440 60.21 242 388 60.33
2018-03-31 13F-HR VOO / Vanguard S&P 500 ETF 242.16 6,382 4,018 -37.04 1,593 973 -38.92
2018-03-31 13F-HR DUK / Duke Energy Corp. 77.54 14,913 18,802 26.08 1,242 1,458 17.39
2018-03-31 13F-HR RFUN / RiverFront Dynamic Unconstrained Income ETF 25.30 36,634 38,966 6.37 956 986 3.14
2018-03-31 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 18.51 15,080 21,560 42.97 287 399 39.02
2018-03-31 13F-HR MET / MetLife, Inc. 45.88 28,043 38,539 37.43 1,421 1,768 24.42
2018-03-31 13F-HR SGDM / Sprott Gold Miners ETF 19.46 18,935 15,570 -17.77 402 303 -24.63
2018-03-31 13F-HR SRC / Spirit Realty Capital, Inc. 7.79 0 10,270 0 80
2018-03-31 13F-HR GD / General Dynamics Corp. 219.56 3,222 3,917 21.57 657 860 30.90
2018-03-31 13F-HR MCD / McDonald's Corp. 159.44 8,704 11,848 36.12 1,504 1,889 25.60
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.06 5,515 12,377 124.42 420 929 121.19
2018-03-31 13F-HR FXN / First Trust Exchange-Traded AlphaDEX Fund 14.25 37,926 32,420 -14.52 604 462 -23.51
2018-03-31 13F-HR MO / Altria Group, Inc. 62.41 77,558 73,765 -4.89 5,530 4,604 -16.75
2018-03-31 13F-HR DWIN / PowerShares Exchange-Traded Fund Trust II 25.25 148,474 148,082 -0.26 3,994 3,739 -6.38
2018-03-31 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 40.13 7,423 17,641 137.65 303 708 133.66
2018-03-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 39.51 43,155 31,388 -27.27 1,831 1,240 -32.28
2018-03-31 13F-HR TRXC / TransEnterix, Inc. 1.68 25,000 22,000 -12.00 54 37 -31.48
2018-03-31 13F-HR AWK / American Water Works Co., Inc. 81.71 4,313 2,986 -30.77 385 244 -36.62
2018-03-31 13F-HR EBAY / eBay, Inc. 40.08 0 11,801 0 473
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.54 9,556 15,053 57.52 540 821 52.04
2018-03-31 13F-HR BSV / Vanguard Short-Term Bond ETF 78.38 28,594 23,679 -17.19 2,261 1,856 -17.91
2018-03-31 13F-HR HCP / HCP, Inc. 23.32 20,415 20,841 2.09 520 486 -6.54
2018-03-31 13F-HR DWTR / PowerShares DWA Tactical Sector Rotation Portfolio 28.57 12,251 24,219 97.69 350 692 97.71
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.12 51,360 49,164 -4.28 3,160 3,103 -1.80
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.62 13,136 14,432 9.87 1,565 1,582 1.09
2018-03-31 13F-HR PSEC / Prospect Capital Corp. 6.61 59,800 56,600 -5.35 408 374 -8.33
2018-03-31 13F-HR ADI / Analog Devices, Inc. 91.09 19,712 21,825 10.72 1,761 1,988 12.89
2018-03-31 13F-HR RFDI / First Tr Exchange Traded FD III 63.58 28,903 42,166 45.89 1,883 2,681 42.38
2018-03-31 13F-HR SKYY / First Trust Exchange- Traded Fund II 48.09 5,782 5,947 2.85 272 286 5.15
2018-03-31 13F-HR CAROLINA TR BANCSHARES INC / (14422P105) 9.30 16,875 36,125 114.07 162 336 107.41
2018-03-31 13F-HR RFEM / First Tr Exchange Traded FD III 74.07 28,919 36,438 26.00 2,069 2,699 30.45
2018-03-31 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 39.55 7,041 13,503 91.78 288 534 85.42
2018-03-31 13F-HR D / Dominion Resources, Inc. 67.22 12,175 12,140 -0.29 965 816 -15.44
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.32 467,259 468,868 0.34 15,524 14,685 -5.40
2018-03-31 13F-HR VTV / Vanguard Value ETF 103.51 2,865 2,367 -17.38 308 245 -20.45
2018-03-31 13F-HR IYC / iShares U.S. Consumer Services ETF 182.21 15,361 17,293 12.58 2,762 3,151 14.08
2018-03-31 13F-HR HRS / Harris Corp. 161.32 2,286 2,368 3.59 324 382 17.90
2018-03-31 13F-HR DE / Deere & Co. 151.48 2,351 3,895 65.67 371 590 59.03
2018-03-31 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 132.95 0 2,798 0 372
2018-03-31 13F-HR IWP / iShares Russell Midcap Growth ETF 122.59 5,552 7,105 27.97 685 871 27.15
2018-03-31 13F-HR FDN / First Trust Dow Jones Internet Index Fund 119.67 13,285 16,888 27.12 1,485 2,021 36.09
2018-03-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.22 3,454 3,797 9.93 274 297 8.39
2018-03-31 13F-HR KKR / KKR & CO. L.P. 20.29 19,561 22,134 13.15 412 449 8.98
2018-03-31 13F-HR NGG / National Grid Plc 56.43 3,731 7,904 111.85 219 446 103.65
2018-03-31 13F-HR NFLX / Netflix, Inc. 293.96 1,276 1,820 42.63 249 535 114.86
2018-03-31 13F-HR RFAP / First Tr Exchange Traded FD III 59.87 27,933 28,263 1.18 1,727 1,692 -2.03
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 265.51 12,850 13,687 6.51 3,503 3,634 3.74
2018-03-31 13F-HR UL / Unilever, PLC ADR 55.67 0 6,054 0 337
2018-03-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.55 138,303 112,803 -18.44 2,609 2,092 -19.82
2018-03-31 13F-HR VYM / Vanguard High Dividend Yield ETF 82.52 16,530 18,019 9.01 1,416 1,487 5.01
2018-03-31 13F-HR FXZ / First Trust Exchange-Traded AlphaDEX Fund 42.13 9,611 9,875 2.75 422 416 -1.42
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF 119.89 4,036 4,938 22.35 503 592 17.69
2018-03-31 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.92 187,873 239,963 27.73 5,803 7,179 23.71
2018-03-31 13F-HR BP / BP Plc 40.77 11,250 12,387 10.11 478 505 5.65
2018-03-31 13F-HR SYK / Stryker Corp. 160.75 1,522 1,605 5.45 236 258 9.32
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 151.96 6,129 8,581 40.01 938 1,304 39.02
2018-03-31 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 75.97 13,876 19,008 36.98 1,029 1,444 40.33
2018-03-31 13F-HR FDX / FedEx Corp. 238.99 2,140 2,406 12.43 566 575 1.59
2018-03-31 13F-HR DWAS / PowerShares DWA SmallCap Technical Leaders Portfolio 49.55 34,390 36,790 6.98 1,676 1,823 8.77
2018-03-31 13F-HR FPX / First Trust US Equity Opportunities ETF 68.53 13,255 21,479 62.04 906 1,472 62.47
2018-03-31 13F-HR BAC / Bank of America Corp. 29.91 43,285 81,478 88.24 1,302 2,437 87.17
2018-03-31 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 60.05 5,210 7,510 44.15 312 451 44.55
2018-03-31 13F-HR ENB / Enbridge Inc. 31.29 0 7,255 0 227
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.60 9,426 13,052 38.47 1,031 1,313 27.35
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. 170.62 1,662 1,688 1.56 291 288 -1.03
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 114.59 2,835 3,735 31.75 334 428 28.14
2018-03-31 13F-HR OKE / ONEOK, Inc. 56.86 10,847 11,538 6.37 583 656 12.52
2018-03-31 13F-HR IWR / iShares Russell Mid-Cap ETF 206.01 1,397 1,432 2.51 295 295 0.00
2018-03-31 13F-HR FCVT / First Trust SSI Strategic Convertible Securities ETF 29.11 7,630 52,600 589.38 221 1,531 592.76
2018-03-31 13F-HR IYJ / iShares U.S. Industrial ETF 144.90 26,337 29,566 12.26 3,905 4,284 9.71
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. 2.96 78,132 85,236 9.09 313 252 -19.49
2018-03-31 13F-HR 530715AG6 / Liberty Media, Bond 4%, Due 11/15/2029 0.67 30,000 30,000 0.00 19 20 5.26
2018-03-31 13F-HR 205768AM6 / Comstock Resources, Inc. Bond 0.89 130,178 135,223 3.88 120 121 0.83
2018-03-31 13F-HR ECA / EnCana Corp. 10.64 11,371 15,695 38.03 153 167 9.15
2018-03-31 13F-HR COP / ConocoPhillips 59.44 5,240 5,367 2.42 291 319 9.62
2018-03-31 13F-HR TWX / Time Warner, Inc. 95.87 3,101 3,557 14.70 287 341 18.82
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF 56.88 31,240 29,305 -6.19 1,948 1,667 -14.43
2018-03-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.02 73,301 82,404 12.42 2,306 2,556 10.84
2018-03-31 13F-HR GLAD / Gladstone Capital Corp. 8.71 51,975 45,375 -12.70 481 395 -17.88
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.55 15,640 13,442 -14.05 1,369 1,150 -16.00
2018-03-31 13F-HR AOK / iShares Core Conservative Allocation ETF 34.13 23,331 23,788 1.96 810 812 0.25
2018-03-31 13F-HR EV / Eaton Vance Corp. 55.72 5,384 5,384 0.00 305 300 -1.64
2018-03-31 13F-HR HDV / iShares Core High Dividend ETF 84.48 3,964 15,246 284.61 358 1,288 259.78
2018-03-31 13F-HR LRCX / Lam Research Corp. 201.38 1,333 1,013 -24.01 245 204 -16.73
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 252.57 1,188 3,896 227.95 305 984 222.62
2018-03-31 13F-HR MUB / iShares National Muni Bond ETF 108.58 4,074 3,463 -15.00 450 376 -16.44
2018-03-31 13F-HR SNH / Senior Housing Properties Trust 15.68 32,100 21,300 -33.64 615 334 -45.69
2018-03-31 13F-HR PGX / PowerShares Preferred Portfolio 14.52 23,626 11,225 -52.49 350 163 -53.43
2018-03-31 13F-HR SDY / SPDR S&P Dividend ETF 91.27 15,106 14,572 -3.54 1,428 1,330 -6.86
2018-03-31 13F-HR FEP / First Trust Europe AlphaDEX Fund 39.64 0 5,601 0 222
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.48 22,482 11,397 -49.31 600 279 -53.50
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. 16.23 26,789 25,392 -5.21 483 412 -14.70
2018-03-31 13F-HR ECL / Ecolab, Inc. 137.23 2,919 3,097 6.10 393 425 8.14
2018-03-31 13F-HR FEMB / First Trust Exchange-Traded Fund III 42.86 4,855 5,856 20.62 209 251 20.10
2018-03-31 13F-HR BSJL / Guggenheim BulletShares 2021 High Yield Corporate Bond ETF 24.63 36,900 39,300 6.50 920 968 5.22
2018-03-31 13F-HR SO / Southern Co. (The) 44.75 20,399 28,288 38.67 961 1,266 31.74
2018-03-31 13F-HR DPZ / Dominos Pizza Inc. 231.66 0 1,731 0 401
2018-03-31 13F-HR AMGN / Amgen Inc. 172.17 2,221 3,212 44.62 394 553 40.36
2018-03-31 13F-HR HBI / Hanesbrands, Inc. 19.01 15,474 15,205 -1.74 329 289 -12.16
2018-03-31 13F-HR DWX / SPDR S&P Intl Dividend ETF 40.03 0 8,219 0 329
2018-03-31 13F-HR XTN / SPDR S&P Transportation ETF 62.87 4,048 4,899 21.02 264 308 16.67
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.74 38,382 38,533 0.39 3,271 2,880 -11.95
2018-03-31 13F-HR KO / Coca Cola Co. 43.86 19,672 23,645 20.20 905 1,037 14.59
2018-03-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 19.48 150,715 157,418 4.45 3,013 3,067 1.79
2018-03-31 13F-HR VFC / V.F. Corp. 74.59 7,107 5,135 -27.75 529 383 -27.60
2018-03-31 13F-HR AXP / American Express Co. 93.40 5,418 3,062 -43.48 540 286 -47.04
2018-03-31 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 28.25 60,692 73,807 21.61 1,831 2,085 13.87
2018-03-31 13F-HR MDT / Medtronic plc 78.82 8,118 7,980 -1.70 681 629 -7.64
2018-03-31 13F-HR PKG / Packaging Corp. of America 112.57 5,832 5,863 0.53 705 660 -6.38
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 65.37 0 3,243 0 212
2018-03-31 13F-HR UNP / Union Pacific Corp. 133.18 4,958 4,828 -2.62 671 643 -4.17
2018-03-31 13F-HR LLY / Eli Lilly & Co. 78.16 4,543 6,269 37.99 387 490 26.61
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.72 10,320 9,679 -6.21 958 849 -11.38
2018-03-31 13F-HR DBE / PowerShares DB Energy Fund 15.06 0 13,350 0 201
2018-03-31 13F-HR BND / Vanguard Total Bond Market ETF 79.72 26,929 33,165 23.16 2,192 2,644 20.62
2018-03-31 13F-HR CVS / CVS Health Corporation 64.02 9,260 12,589 35.95 691 806 16.64
2018-03-31 13F-HR NVS / Novartis AG 80.90 7,212 6,774 -6.07 614 548 -10.75
2018-03-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 8.89 65,587 74,152 13.06 642 659 2.65
2018-03-31 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 47.03 709,461 741,514 4.52 33,828 34,877 3.10
2018-03-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 9.68 78,664 99,539 26.54 799 964 20.65
2018-03-31 13F-HR FREL / Fidelity MSCI Real Estate Index ETF 22.99 13,693 15,659 14.36 331 360 8.76
2018-03-31 13F-HR GMED / Globus Medical, Inc. 49.81 61,630 61,630 0.00 2,533 3,070 21.20
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.61 4,520 7,519 66.35 698 1,155 65.47
2018-03-31 13F-HR PIE / PowerShares Exchange-Traded Fund Trust II 21.26 185,199 193,333 4.39 3,938 4,110 4.37
2018-03-31 13F-HR TGT / Target Corp. 70.14 0 3,493 0 245
2018-03-31 13F-HR FEM / First Trust Emerging Markets AlphaDEX Fund 29.29 45,151 51,753 14.62 1,268 1,516 19.56
2018-03-31 13F-HR PKB / PowerShares Exchange-Trade Fund Trust 31.36 12,462 7,047 -43.45 436 221 -49.31
2018-03-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 82.01 5,564 5,219 -6.20 458 428 -6.55
2018-03-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.43 4,045 27,736 585.69 339 2,314 582.60
2018-03-31 13F-HR PIZ / PowerShares Exchange-Traded Fund Trust II 27.56 126,773 132,814 4.77 3,575 3,660 2.38
2018-03-31 13F-HR V / Visa, Inc. 119.75 6,055 6,430 6.19 697 770 10.47
2018-03-31 13F-HR VO / Vanguard Mid-Cap ETF 154.04 0 2,785 0 429
2018-03-31 13F-HR NVDA / NVIDIA Corp. 227.16 13,423 12,973 -3.35 2,812 2,947 4.80
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) 82.86 3,945 3,838 -2.71 300 318 6.00
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 106.85 127,610 129,494 1.48 13,926 13,837 -0.64
2018-03-31 13F-HR BTI / British American Tobacco p.l.c. 59.56 7,710 7,304 -5.27 512 435 -15.04
2018-03-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 116.95 2,778 2,856 2.81 340 334 -1.76
2018-03-31 13F-HR ABBV / AbbVie Inc. 93.59 86,556 78,013 -9.87 8,521 7,301 -14.32
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 72.56 0 5,361 0 389
2018-03-31 13F-HR BUD / Anheuser-Busch Inbev SA 109.47 1,992 2,841 42.62 224 311 38.84
2018-03-31 13F-HR SA / Seabridge Gold Inc. 10.69 17,782 17,863 0.46 198 191 -3.54
2018-03-31 13F-HR GSIE / Goldman Sachs ActiveBeta International Equity ETF 29.83 14,732 14,349 -2.60 448 428 -4.46
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.29 33,534 41,965 25.14 9,018 11,049 22.52
2018-03-31 13F-HR RFFC / RiverFront Dynamic US Flex-Cap ETF 32.10 78,782 101,393 28.70 2,626 3,255 23.95
2018-03-31 13F-HR CAT / Caterpillar, Inc. 145.50 50,521 52,508 3.93 8,003 7,640 -4.54
2018-03-31 13F-HR IYW / iShares U.S. Technology ETF 168.21 19,337 23,898 23.59 3,165 4,020 27.01
2018-03-31 13F-HR AGGP / IQ Enhanced Core Plus Bond U.S. ETF 19.27 19,844 32,742 65.00 397 631 58.94
2018-03-31 13F-HR FXL / First Trust Technology AlphaDEX® Fund 54.79 32,881 43,513 32.33 1,747 2,384 36.46
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.81 37,198 46,386 24.70 1,360 1,661 22.13
2018-03-31 13F-HR MUNI / PIMCO Enhanced Short Maturity Strategy Fund 52.69 5,422 5,143 -5.15 291 271 -6.87
2018-03-31 13F-HR BDX / Becton Dickinson & Co. 217.89 0 950 0 207
2018-03-31 13F-HR CSFL / Centerstate Banks, Inc. 26.74 13,125 13,125 0.00 335 351 4.78
2018-03-31 13F-HR JWN / Nordstrom, Inc. 49.40 6,314 5,790 -8.30 303 286 -5.61
2018-03-31 13F-HR GE / General Electric Co. 13.38 49,124 38,197 -22.24 873 511 -41.47
2018-03-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 80.51 0 4,310 0 347
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 46.92 12,979 16,410 26.44 611 770 26.02
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 110.40 31,028 35,289 13.73 3,346 3,896 16.44
2018-03-31 13F-HR DLTR / Dollar Tree, Inc. 96.92 4,129 2,951 -28.53 448 286 -36.16
2018-03-31 13F-HR FVC / First Trust High Income ETF 26.72 135,103 159,178 17.82 3,470 4,253 22.56
2018-03-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.48 4,967 22,399 350.96 504 2,273 350.99
2018-03-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 28.59 3,490,737 3,624,223 3.82 98,705 103,632 4.99
2018-03-31 13F-HR ANTM / Anthem, Inc. 1,040 0 -100.00 239 0 -100.00
2018-03-31 13F-HR COHR / Coherent, Inc. 1,658 0 -100.00 469 0 -100.00
2018-03-31 13F-HR FIXD / First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF 10,040 0 -100.00 509 0 -100.00
2018-03-31 13F-HR FFTY / Academy Funds Trust 6,200 0 -100.00 212 0 -100.00
2018-03-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 2,684 0 -100.00 201 0 -100.00
2018-03-31 13F-HR ACWI / iShares MSCI ACWI ETF 6,438 0 -100.00 474 0 -100.00
2018-03-31 13F-HR LULU / lululemon athletica inc. 10,300 0 -100.00 822 0 -100.00
2018-03-31 13F-HR MCHP / Microchip Technology Inc. 3,143 0 -100.00 289 0 -100.00
2018-03-31 13F-HR ON / ON Semiconductor Corporation 9,835 0 -100.00 224 0 -100.00
2018-03-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 8,572 0 -100.00 254 0 -100.00
2018-03-31 13F-HR PHM / PulteGroup, Inc. 6,606 0 -100.00 223 0 -100.00
2018-03-31 13F-HR LNCE / Snyders-Lance, Inc. 4,000 0 -100.00 200 0 -100.00
2018-03-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF 13,258 0 -100.00 540 0 -100.00
2018-03-31 13F-HR SCG / SCANA Corp. 5,399 0 -100.00 237 0 -100.00
2018-03-31 13F-HR SQ / Square, Inc. 12,745 0 -100.00 486 0 -100.00
2018-03-31 13F-HR TIER / Tier Reit Inc. 20,127 0 -100.00 408 0 -100.00
2018-03-31 13F-HR VMW / VMWare, Inc. 1,601 0 -100.00 209 0 -100.00
2018-03-31 13F-HR STAG / STAG Industrial, Inc. 10,725 0 -100.00 285 0 -100.00
2018-03-31 13F-HR UTHR / United Therapeutics Corp. 1,600 0 -100.00 240 0 -100.00
2018-03-31 13F-HR NFG / National Fuel Gas Co. 24,360 0 -100.00 1,343 0 -100.00
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF 38,568 0 -100.00 1,982 0 -100.00
2018-03-31 13F-HR FRI / First Trust S & P REIT Index Fund 16,595 0 -100.00 379 0 -100.00
2018-03-31 13F-HR CLX / Clorox Company (The) 1,627 0 -100.00 240 0 -100.00
2018-03-31 13F-HR DX / Dynex Capital, Inc. 13,468 0 -100.00 93 0 -100.00
2018-03-31 13F-HR VGT / Vanguard Information Technology ETF 3,239 0 -100.00 550 0 -100.00
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF 5,092 0 -100.00 235 0 -100.00
2018-03-31 13F-HR SGDJ / Sprott Junior Gold Miners ETF 14,085 0 -100.00 479 0 -100.00
2018-03-31 13F-HR KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 7,340 0 -100.00 260 0 -100.00
2018-03-31 13F-HR CEF / Central Fund of Canada Ltd. 10,440 0 -100.00 141 0 -100.00
2018-03-31 13F-HR RGI / Guggenheim S&P 500 Equal Weight Industrials ETF 3,625 0 -100.00 439 0 -100.00
2018-03-31 13F-HR LYB / LyondellBasell Industries NV 1,884 0 -100.00 213 0 -100.00
2018-03-31 13F-HR KBA / KraneShares CSI China Internet ETF 13,900 0 -100.00 479 0 -100.00
2018-03-31 13F-HR BBG / Bill Barrett Corp. 14,690 0 -100.00 75 0 -100.00