Current Holdings (from 13F, 13D)

InvestorPatten Group, Inc.
Portfolio Value$ 248,243,000
Current Positions623
Opened Positions5
Closed Positions65

Patten Group, Inc. has disclosed 623 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 248,243,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Patten Group, Inc.'s top holdings are Coca Cola Co. (NYSE:KO) , Kimberly-Clark Corp. (NYSE:KMB) , Visa, Inc. (NYSE:V) , Apple, Inc. (NASDAQ:AAPL) , and SPDR S&P 500 ETF Trust (NYSE:SPY) . Patten Group, Inc.'s new positions include DowDuPont Inc. (NYSE:DWDP) , iShares U.S. Financial ETF (NYSE:IYF) , Editas Medicine, Inc. (NASDAQ:EDIT) , iShares Core Moderate Allocation ETF (NYSE:AOM) , and Capital One Financial Corp. (NYSE:COF) .


All Patten Group, Inc. holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 1,090.91 200 11 -94.50 11 12 9.09
2017‑09‑30 13F-HR MO / Altria Group, Inc. 9.36 4,483 30,354 577.09 294 284 -3.40
2017‑09‑30 13F-HR American Technologies Group, Inc. / CS (030143309) 0 0
2017‑09‑30 13F-HR Amr Corp Com Escrow Cusip / CS (001ESC102) 0.00 43 0
2017‑09‑30 13F-HR T / AT & T, Inc. Call 0.00 150 0
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 792.45 770 106 -86.23 86 84 -2.33
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 333.33 160 9 -94.38 3 3 0.00
2017‑09‑30 13F-HR BlackRock Taxable Municipal Bond Trust / CF (09248X100) 556.82 176 98
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 8.85 113 1
2017‑09‑30 13F-HR AVGO / Broadcom Limited 87.88 238 660 177.31 59 58 -1.69
2017‑09‑30 13F-HR BTG PLC / CS (G1660V103) 45.00 400 18
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 1,571.43 7 11
2017‑09‑30 13F-HR COLDF / Cardno Ltd. 27.78 39,455 1,548 -96.08 37 43 16.22
2017‑09‑30 13F-HR CCL / Carnival Corp. 151.16 100 86 -14.00 7 13 85.71
2017‑09‑30 13F-HR CDK / CDK Global, Inc. 312.50 86 16 -81.40 5 5 0.00
2017‑09‑30 13F-HR CNC / Centene Corp. 169.64 200 112 -44.00 16 19 18.75
2017‑09‑30 13F-HR Commerce Union Bancshares Inc / CS (200828101) 104.88 1,945 204
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc Call 0.00 2 0
2017‑09‑30 13F-HR DKS / Dick's Sporting Goods, Inc. 83.33 85 24 -71.76 3 2 -33.33
2017‑09‑30 13F-HR DLTR / Dollar Tree, Inc. 1.05 525 43,603 8,205.33 39 46 17.95
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 53.61 30,309 1,625
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 15.22 3,638 20,370 459.92 315 310 -1.59
2017‑09‑30 13F-HR EDIT / Editas Medicine, Inc. 0.75 20,053 15
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 3.91 645 15,855 2,358.14 58 62 6.90
2017‑09‑30 13F-HR FHN / First Horizon National Corp. 20,600.00 5,386 5 -99.91 96 103 7.29
2017‑09‑30 13F-HR First Trust Low Duration Oppos ETF / EF (33739Q200) 211.71 444 94
2017‑09‑30 13F-HR Fision Corp / CS (33813L101) 0.00 106 0
2017‑09‑30 13F-HR F / Ford Motor Co. 13.64 6,676 5,864 -12.16 73 80 9.59
2017‑09‑30 13F-HR Guggenheim S&P Global Water ETF / EF (18383Q507) 37.50 960 36
2017‑09‑30 13F-HR Guggenheim Total Return Bond ETF / EF (18385P705) 84.25 3,181 268
2017‑09‑30 13F-HR Homebancorp Inc / CS (409005998) 9,800.00 5 49
2017‑09‑30 13F-HR INTC / Intel Corp. 6.15 74,212 455,135 513.29 2,694 2,801 3.97
2017‑09‑30 13F-HR INPAP / International Paper Company 7.80 3,193 23,331 630.69 172 182 5.81
2017‑09‑30 13F-HR IQ Hedge Multi-Strategy Tracker ETF / EF (45409B107) 20.00 1,000 20
2017‑09‑30 13F-HR Ishares Cad Select Dvd Idx Etf Unit / EF (46430W102) 465.12 86 40
2017‑09‑30 13F-HR Ishares Cor S&p Tsx Cp Cmp Etf Unit / EF (46430J101) 7,666.67 9 69
2017‑09‑30 13F-HR AOA / iShares Core Aggressive Allocation ETF 1,333.33 3 4
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 881.50 5,111 1,924 -62.36 271 1,696 525.83
2017‑09‑30 13F-HR Ishares Core U S Growth Etf / EF (464287671) 1,017.75 169 172
2017‑09‑30 13F-HR iShares Currency Hedged MSCI Emerg Mkts / EF (46434G509) 2.33 15,009 35
2017‑09‑30 13F-HR iShares Floating Rate ETF / EF (46432B106) 117.32 179 21
2017‑09‑30 13F-HR Ishares High Qual Cdn Bd Etf Com Unit / EF (46432H103) 0 19
2017‑09‑30 13F-HR iShares Mortgage Real Estate Capped / EF (46435G342) 666.67 3 2
2017‑09‑30 13F-HR iShares MSCI EAFE Call Opt 03/18 72.0 / CL Call (464287905) 0.00 1 0
2017‑09‑30 13F-HR iShares MSCI EAFE Put Opt 03/18 62.0 / PT Put (464287955) 0.00 1 0
2017‑09‑30 13F-HR iShares MSCI Global Impact ETF / EF (46435G532) 11.53 7,548 87
2017‑09‑30 13F-HR iShares MSCI Saudi Arabia Capped ETF / EF (46434V423) 408.16 49 20
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 60.03 100 13,976 13,876.00 12 839 6,891.67
2017‑09‑30 13F-HR iShares Russell 2000 Growth ETF / EF (H26607646) 1.21 2,474 3
2017‑09‑30 13F-HR iShares Russell 2000 Growth ETF / EF (H22054251) 0.02 50,000 1
2017‑09‑30 13F-HR Ishares S&p Tsx Cp Fnl Idx Etf Unit / EF (46431B107) 90.00 100 9
2017‑09‑30 13F-HR IYF / iShares U.S. Financial ETF 0 21
2017‑09‑30 13F-HR iShares US Credit Bond / EF (464288620) 0.55 72,929 40
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 32.26 8 31 287.50 1 1 0.00
2017‑09‑30 13F-HR VAC / Marriott Vacations Worldwide Corp 359.48 444 153 -65.54 51 55 7.84
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 2,647.06 1,592 17 -98.93 33 45 36.36
2017‑09‑30 13F-HR MA / MasterCard Incorporated 366.29 2,754 1,062 -61.44 358 389 8.66
2017‑09‑30 13F-HR Medgold Resources Corp / CS (58436R201) 0.00 2 0
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 151.31 47,512 23,290 -50.98 3,453 3,524 2.06
2017‑09‑30 13F-HR Motors Liquidation Co GUC Trust / CS (62010U101) 0.00 16,042 0
2017‑09‑30 13F-HR Nortel Networks Corp / CS (656568508) 0 0
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 136.84 7,275 3,442 -52.69 428 471 10.05
2017‑09‑30 13F-HR PIMCO Intermediate Municipal Bd Actv ETF / EF (72201R866) 17.82 28,065 500
2017‑09‑30 13F-HR PowerShares QQQ ETF Put Opt 03/18 135.0 / PT Put (73935A954) 8.00 125 1
2017‑09‑30 13F-HR PowerShares S&P Em Mkts Low Volatil ETF / EF (73937B662) 20.56 16,196 333
2017‑09‑30 13F-HR Precision Technologies / CS (740333109) 0.00 1 0
2017‑09‑30 13F-HR Quanta Services Inc / CS (71762E102) 60.61 33 2
2017‑09‑30 13F-HR Renaissance IPO ETF / EF (759937204) 0.05 75,006 4
2017‑09‑30 13F-HR Robo Global Robotics&Automation ETF / EF (301505707) 58.82 17 1
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 20.19 415 1,238 198.31 24 25 4.17
2017‑09‑30 13F-HR SNY / Sanofi 47.24 8,053 8,467 5.14 387 400 3.36
2017‑09‑30 13F-HR SCHP / Schwab U.S. TIPS ETF 0.30 4,561 851,517 18,569.52 252 253 0.40
2017‑09‑30 13F-HR SEDG / SolarEdge Technologies, Inc. 29.70 202 6
2017‑09‑30 13F-HR SPDR Blmbg Barclays Inv Grd Flt Rt ETF / EF (78468R200) 116.50 103 12
2017‑09‑30 13F-HR SPDR Russell 1000 Low Vol Foc ETF / EF (78468R754) 181.82 11 2
2017‑09‑30 13F-HR SPDR S&P 500 Fossil Fuel Rsrv Free ETF / EF (78468R796) 3.09 10,025 31
2017‑09‑30 13F-HR SQ / Square, Inc. 90.91 11 1
2017‑09‑30 13F-HR State Street MSCI ACWI ex USA Index / EF (H34851883) 0.04 50,000 2
2017‑09‑30 13F-HR SYK / Stryker Corp. 886.52 881 141 -84.00 129 125 -3.10
2017‑09‑30 13F-HR TechnipFMC PLC / CS (G87110105) 40.15 274 11
2017‑09‑30 13F-HR CG / The Carlyle Group L.P. 1,571.43 7 11
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 2,692.31 1,364 52 -96.19 140 140 0.00
2017‑09‑30 13F-HR THS / TreeHouse Foods, Inc. 0.88 250 19,332 7,632.80 19 17 -10.53
2017‑09‑30 13F-HR True Nature Holding Inc / CS (89786C106) 500.00 4 2
2017‑09‑30 13F-HR USCI / United States Commodity Index Fund 1,000.00 17 1 -94.12 1 1 0.00
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 400 0 -100.00 27 31 14.81
2017‑09‑30 13F-HR MOAT / VanEck Vectors ETF TR 11.09 320 1,172 266.25 13 13 0.00
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 2,014.29 3,024 70 -97.69 129 141 9.30
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 1,285.71 3,748 119 -96.82 298 153 -48.66
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 20.19 1,173 4,754 305.29 96 96 0.00
2017‑09‑30 13F-HR VelocityShares 3x Long Natural Gas ETN / EF (22539T324) 29,666.67 3 89
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 10.14 5,895 58,309 889.13 635 591 -6.93
2017‑09‑30 13F-HR WRK / Westrock Company 13.80 19,263 77,047 299.97 1,104 1,063 -3.71
2017‑09‑30 13F-HR WWW / Wolverine World Wide, Inc. 151.86 11,454 2,173 -81.03 318 330 3.77
2017‑09‑30 13F-HR WWW / Wolverine World Wide, Inc. Call 0.00 2 0
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF 236.84 205 38 -81.46 9 9 0.00
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 2.61 9,176 147,910 1,511.92 529 386 -27.03
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 87.34 235 229 -2.55 20 20 0.00
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 75 0 -100.00 11 11 0.00
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 466.67 870 165 -81.03 79 77 -2.53
2017‑09‑30 13F-HR BCR / Bard (C.R.), Inc. 190.65 335 556 65.97 107 106 -0.93
2017‑09‑30 13F-HR COP / ConocoPhillips 23.07 6,207 13,438 116.50 283 310 9.54
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 5.90 7,863 104,900 1,234.10 616 619 0.49
2017‑09‑30 13F-HR ASTE / Astec Industries, Inc. 2,240.00 1,000 25 -97.50 48 56 16.67
2017‑09‑30 13F-HR TXT / Textron, Inc. 800 0 -100.00 39 43 10.26
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 5.22 9,935 137,595 1,284.95 697 718 3.01
2017‑09‑30 13F-HR BHB / Bar Harbor Bankshares, Inc. 225.95 3,223 447 -86.13 88 101 14.77
2017‑09‑30 13F-HR SUB / iShares Short-Term National Muni Bond ETF 4,333.33 250 6 -97.60 27 26 -3.70
2017‑09‑30 13F-HR IYW / iShares U.S. Technology ETF 4,512.82 1,175 39 -96.68 172 176 2.33
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 1,168.80 1,900 468 -75.37 512 547 6.84
2017‑09‑30 13F-HR AIR / AAR Corp. 653.06 850 49 -94.24 31 32 3.23
2017‑09‑30 13F-HR PHG / Koninklijke Philips N.V 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 59.10 2,012 1,083 -46.17 66 64 -3.03
2017‑09‑30 13F-HR ADNT / Adient plc 36.14 30 83 176.67 2 3 50.00
2017‑09‑30 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 378.79 502 66 -86.85 25 25 0.00
2017‑09‑30 13F-HR IAT / iShares U.S. Regional Banks ETF 666.67 40 3 -92.50 2 2 0.00
2017‑09‑30 13F-HR USB / U.S. Bancorp 81,000.00 1,510 1 -99.93 80 81 1.25
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 134.50 423 1,487 251.54 180 200 11.11
2017‑09‑30 13F-HR ASIX / AdvanSix Inc. 6 0 -100.00 0 0
2017‑09‑30 13F-HR EGRKI / Entergy Arkansas, 4.72% Series Cumulative Preferred Stock 2 0 -100.00 0 0
2017‑09‑30 13F-HR PWR / Quanta Services, Inc. 50 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR TIME / Time Inc. 1,125 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR Target Retirement 2040 Trust Plus / CS (H36059908) 184 0 -100.00 10 0
2017‑09‑30 13F-HR DKT / Deutsche Bank Contingent Capital Trust V, 8.05% Trust Preferred Securities 1,493 0 -100.00 40 0 -100.00
2017‑09‑30 13F-HR EQ/GAMCO Small Company Value / CS (H35477159) 36 0 -100.00 12 0
2017‑09‑30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 100 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CREF Equity Index R3 / CS (H37504591) 43 0 -100.00 9 0
2017‑09‑30 13F-HR CBT / Cabot Corp. 1,000 0 -100.00 53 0 -100.00
2017‑09‑30 13F-HR CREF Social Choice R3 / CS (H37504592) 30 0 -100.00 7 0
2017‑09‑30 13F-HR Public Storage / PS (74460W685) 1,500 0 -100.00 38 0
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 2,120 0 -100.00 135 0 -100.00
2017‑09‑30 13F-HR ACN / Accenture plc 94.55 1,610 2,295 42.55 210 217 3.33
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 295.37 2,820 843 -70.11 200 249 24.50
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 10,500.00 770 6 -99.22 62 63 1.61
2017‑09‑30 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 459.46 99 37 -62.63 20 17 -15.00
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 0.37 654 163,576 24,911.62 62 60 -3.23
2017‑09‑30 13F-HR AGN / Allergan plc 39.26 166 484 191.57 40 19 -52.50
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 437.19 575 199 -65.39 85 87 2.35
2017‑09‑30 13F-HR AGU / Agrium Inc. 188.12 315 202 -35.87 32 38 18.75
2017‑09‑30 13F-HR AA.PR / Alcoa Corp. 41.62 823 913 10.94 31 38 22.58
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 2,000.00 542 13 -97.60 28 26 -7.14
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 313.89 3,325 857 -74.23 270 269 -0.37
2017‑09‑30 13F-HR AIG / American International Group, Inc. 14.01 24,813 106,389 328.76 1,615 1,491 -7.68
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 70.23 15,034 7,988 -46.87 675 561 -16.89
2017‑09‑30 13F-HR APA / Apache Corp. 40.63 26,517 30,915 16.59 1,199 1,256 4.75
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 5.94 19,597 158,099 706.75 839 939 11.92
2017‑09‑30 13F-HR T / AT & T, Inc. 9.77 47,895 153,298 220.07 1,653 1,498 -9.38
2017‑09‑30 13F-HR AVY / Avery Dennison Corp. 220.00 115 50 -56.52 11 11 0.00
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 161.76 1,937 612 -68.40 105 99 -5.71
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) 228.73 3,298 1,093 -66.86 247 250 1.21
2017‑09‑30 13F-HR BBBY / Bed Bath & Beyond Inc. 6.83 95 293 208.42 3 2 -33.33
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 153.14 12,354 14,790 19.72 2,223 2,265 1.89
2017‑09‑30 13F-HR BIVV / Bioverativ Inc. 109.09 208 110 -47.12 12 12 0.00
2017‑09‑30 13F-HR BIIB / Biogen Inc. 7.12 462 20,368 4,308.66 133 145 9.02
2017‑09‑30 13F-HR EAT / Brinker International, Inc. 0.00 0 2 0 0
2017‑09‑30 13F-HR BP / BP Plc 500.00 2,203 172 -92.19 80 86 7.50
2017‑09‑30 13F-HR BWA / BorgWarner, Inc. 142.86 100 35 -65.00 5 5 0.00
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. 1.89 1,000 30,227 2,922.70 61 57 -6.56
2017‑09‑30 13F-HR CP / Canadian Pacific Railway Ltd. 1,250.00 265 36 -86.42 41 45 9.76
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 37.12 705 2,371 236.31 81 88 8.64
2017‑09‑30 13F-HR CHH / Choice Hotels International, Inc. 5.00 25 400 1,500.00 2 2 0.00
2017‑09‑30 13F-HR CERN / Cerner Corp. 35.29 40 85 112.50 3 3 0.00
2017‑09‑30 13F-HR CF / CF Industries Holding, Inc. 1.54 625 14,292 2,186.72 20 22 10.00
2017‑09‑30 13F-HR CLX / Clorox Company (The) 761.90 120 21 -82.50 16 16 0.00
2017‑09‑30 13F-HR C / Citigroup, Inc. 106.83 2,510 1,844 -26.53 173 197 13.87
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 64.92 74,641 37,987 -49.11 2,374 2,466 3.88
2017‑09‑30 13F-HR COKE / Coca-Cola Bottling Co. Consolidated 189.66 50 58 16.00 12 11 -8.33
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 13.52 22,156 114,577 417.14 1,584 1,549 -2.21
2017‑09‑30 13F-HR CXO / Concho Resources, Inc. 30 0 -100.00 4 4 0.00
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 425.00 434 40 -90.78 17 17 0.00
2017‑09‑30 13F-HR GLW / Corning, Inc. 17.32 29,519 50,990 72.74 863 883 2.32
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 1,666.67 150 15 -90.00 23 25 8.70
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 16.48 24,224 147,352 508.29 2,257 2,428 7.58
2017‑09‑30 13F-HR CVS / CVS Health Corporation 124.92 5,005 3,282 -34.43 390 410 5.13
2017‑09‑30 13F-HR XRAY / DENTSPLY SIRONA Inc. 46.04 4,548 5,647 24.16 280 260 -7.14
2017‑09‑30 13F-HR CTSO / Cytosorbents Corp 29.07 85,144 82,215 -3.44 2,599 2,390 -8.04
2017‑09‑30 13F-HR DG / Dollar General Corp. 4.48 4,204 54,263 1,190.75 315 243 -22.86
2017‑09‑30 13F-HR DXC / DXC Technology Company 155.04 0 2,064 0 320
2017‑09‑30 13F-HR DOV / Dover Corp. 790.70 5,207 602 -88.44 451 476 5.54
2017‑09‑30 13F-HR El Paso Energy Capital Trust I / CP (283678209) 0 3
2017‑09‑30 13F-HR EPC / Edgewell Personal Care Company 48.95 110 143 30.00 8 7 -12.50
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 1,094.02 1,500 117 -92.20 123 128 4.07
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 333.33 281 6 -97.86 18 2 -88.89
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 1,970.59 5,152 68 -98.68 137 134 -2.19
2017‑09‑30 13F-HR EQT / EQT Corp. 325 0 -100.00 20 21 5.00
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 20.00 10 50 400.00 2 1 -50.00
2017‑09‑30 13F-HR FGP / Ferrellgas Partners, L.P. 200 0 -100.00 1 1 0.00
2017‑09‑30 13F-HR FDX / FedEx Corp. 35.96 370 2,030 448.65 77 73 -5.19
2017‑09‑30 13F-HR FRC / First Republic Bank (San Francisco, California) 20.43 37,996 190,664 401.80 3,859 3,896 0.96
2017‑09‑30 13F-HR FFIV / F5 Networks, Inc. 50.00 20 40 100.00 2 2 0.00
2017‑09‑30 13F-HR FSLR / First Solar, Inc. 500.00 0 2 0 1
2017‑09‑30 13F-HR FTV / Fortive Corporation 4.31 979 16,010 1,535.34 66 69 4.55
2017‑09‑30 13F-HR FOR / Forestar Group Inc 1,000.00 50 1 -98.00 1 1 0.00
2017‑09‑30 13F-HR Guggenheim S&P Spin-Off ETF / EF (18383M605) 104.17 480 50
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 45.45 50 22 -56.00 1 1 0.00
2017‑09‑30 13F-HR GD / General Dynamics Corp. 28.59 2,148 15,458 619.65 430 442 2.79
2017‑09‑30 13F-HR GE / General Electric Co. 2.63 44,263 313,115 607.40 1,141 823 -27.87
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 0.88 540 50,032 9,165.19 40 44 10.00
2017‑09‑30 13F-HR GM / General Motors Company 341.63 5,260 603 -88.54 186 206 10.75
2017‑09‑30 13F-HR TV / Grupo Televisa S.A. 800.00 150 5 -96.67 4 4 0.00
2017‑09‑30 13F-HR GIS / General Mills, Inc. 699.53 8,458 639 -92.45 475 447 -5.89
2017‑09‑30 13F-HR HQY / HealthEquity, Inc. 1,250.00 4 5
2017‑09‑30 13F-HR HCP / HCP, Inc. 8,500.00 600 2 -99.67 18 17 -5.56
2017‑09‑30 13F-HR HDS / Hd Supply Inc. 31.49 2,460 2,350 -4.47 78 74 -5.13
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 30 0 -100.00 5 5 0.00
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 23.59 11,373 68,494 502.25 1,593 1,616 1.44
2017‑09‑30 13F-HR HGV / Hilton Grand Vacations Inc. 3.28 279 3,050 993.19 10 10 0.00
2017‑09‑30 13F-HR HLT / Hilton Worldwide Holdings Inc. 148.23 3,918 1,835 -53.16 247 272 10.12
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 116.22 865 1,480 71.10 168 172 2.38
2017‑09‑30 13F-HR INO / Inovio Pharmaceuticals, Inc. 7.46 800 670 -16.25 5 5 0.00
2017‑09‑30 13F-HR IDXX / IDEXX Laboratories, Inc. 653.56 5,025 1,195 -76.22 767 781 1.83
2017‑09‑30 13F-HR IMKTA / Ingles Markets, Incorporated 50 0 -100.00 1 1 0.00
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 2.58 2,656 140,449 5,187.99 386 362 -6.22
2017‑09‑30 13F-HR ICE / Intercontinental Exchange, Inc. 83.33 135 108 -20.00 9 9 0.00
2017‑09‑30 13F-HR iShares 1-10 Year Laddered Corp Bd Comm / EF (46432J109) 2,250.00 4 9
2017‑09‑30 13F-HR IRBT / iRobot Corp. 2,833.33 225 6 -97.33 23 17 -26.09
2017‑09‑30 13F-HR IRM / Iron Mountain Incorporated. (REIT) 8.81 273 1,249 357.51 10 11 10.00
2017‑09‑30 13F-HR Ishares Canadn Corp Bd Idx Etf Unit / EF (46430K108) 2.32 15,099 35
2017‑09‑30 13F-HR Ishares Canadn Govt Bd Idx Etf Unit / EF (46430L106) 1.32 106,551 141
2017‑09‑30 13F-HR iShares Core Canadian ST Corp Maple Bd / EF (46431X109) 3,500.00 4 14
2017‑09‑30 13F-HR AOM / iShares Core Moderate Allocation ETF 600.00 25 15
2017‑09‑30 13F-HR iShares Edge MSCI Multifactor Canada / EF (46435M109) 6,000.00 2 12
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 50.96 3,348 16,622 396.48 834 847 1.56
2017‑09‑30 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 1,341.46 945 41 -95.66 54 55 1.85
2017‑09‑30 13F-HR FTY / iShares Real Estate 50 ETF 50 0 -100.00 2 2 0.00
2017‑09‑30 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 566.73 5,219 517 -90.09 295 293 -0.68
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 7.60 14,853 343,247 2,210.96 2,594 2,608 0.54
2017‑09‑30 13F-HR iShares Global Industrials ETF / EF (464288729) 24.00 125 3
2017‑09‑30 13F-HR WOOD / iShares Global Timber & Forestry ETF 571.43 65 7 -89.23 4 4 0.00
2017‑09‑30 13F-HR IXJ / iShares Global Healthcare ETF 2,666.67 75 3 -96.00 8 8 0.00
2017‑09‑30 13F-HR IXN / iShares Global Tech ETF 11.60 5,759 70,695 1,127.56 792 820 3.54
2017‑09‑30 13F-HR iShares iBonds Dec 2019 Term Corp ETF / EF (46434VAU4) 40,000.00 3 120
2017‑09‑30 13F-HR iShares iBonds Dec 2020 Term Corporate / EF (46434VAQ3) 3,529.41 34 120
2017‑09‑30 13F-HR iShares iBonds Dec 2021 Term Corp ETF / EF (46434VBK5) 0 121
2017‑09‑30 13F-HR iShares iBonds Dec 2022 Term Corp ETF / EF (46434VBA7) 40,666.67 3 122
2017‑09‑30 13F-HR IBDH / iShares iBonds Dec 2018 Term Corporate ETF 4,714 0 -100.00 119 119 0.00
2017‑09‑30 13F-HR IGOV / iShares International Treasury Bond ETF 500.00 7 2 -71.43 1 1 0.00
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 425.26 2,990 776 -74.05 329 330 0.30
2017‑09‑30 13F-HR ILF / iShares Latin America 40 ETF 222.22 50 9 -82.00 2 2 0.00
2017‑09‑30 13F-HR ACWX / iShares MSCI ACWI ex US ETF 333.33 151 21 -86.09 7 7 0.00
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 21.54 17,707 53,471 201.98 1,195 1,152 -3.60
2017‑09‑30 13F-HR IHPXF / iShares MSCI 0.59 544 50,698 9,219.49 29 30 3.45
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 1,714.29 1,815 49 -97.30 80 84 5.00
2017‑09‑30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 650.00 125 20 -84.00 13 13 0.00
2017‑09‑30 13F-HR DSI / iShares MSCI KLD 400 Social ETF 200 0 -100.00 18 19 5.56
2017‑09‑30 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 472.73 560 55 -90.18 26 26 0.00
2017‑09‑30 13F-HR EWP / iShares MSCI Spain Capped ETF 1,000.00 0 1 0 1
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 416.18 939 692 -26.30 296 288 -2.70
2017‑09‑30 13F-HR NYF / iShares New York Muni Bond ETF 150.00 400 300 -25.00 45 45 0.00
2017‑09‑30 13F-HR IGM / iShares North American Tech ETF 10.93 3,249 46,211 1,322.31 491 505 2.85
2017‑09‑30 13F-HR iShares Russell 2000 Growth ETF / EF (H26595746) 0.21 57,105 12
2017‑09‑30 13F-HR iShares Russell 2000 Growth ETF / EF (H26595637) 2.16 4,171 9
2017‑09‑30 13F-HR iShares Russell 2000 Growth ETF / EF (H34851884) 0.04 50,000 2
2017‑09‑30 13F-HR iShares Russell 2000 Growth ETF / EF (H21810755) 6,000.00 1 6
2017‑09‑30 13F-HR iShares Russell 2000 Growth ETF / EF (H21810843) 0.44 25,000 11
2017‑09‑30 13F-HR iShares Russell 2000 Growth ETF / EF (H22118697) 400.00 10 4
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 666.67 45 9 -80.00 5 6 20.00
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 10,333.33 867 12 -98.62 122 124 1.64
2017‑09‑30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 170.87 4,047 4,758 17.57 798 813 1.88
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 128.23 1,646 1,973 19.87 246 253 2.85
2017‑09‑30 13F-HR iShares S&P/TSX Capped Info Tech ETF / EF (46428N106) 1,166.67 6 7
2017‑09‑30 13F-HR Ishares S&p/Tsx Cdn Pfd Sh Ind Com Unit / EF (46431G205) 0.99 15,082 15
2017‑09‑30 13F-HR SLV / iShares Silver Trust 1,225 0 -100.00 19 19 0.00
2017‑09‑30 13F-HR IYT / iShares Transportation Average ETF 5.25 1,175 40,017 3,305.70 196 210 7.14
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 6,500.00 75 2 -97.33 13 13 0.00
2017‑09‑30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 2.47 605 43,805 7,140.50 102 108 5.88
2017‑09‑30 13F-HR JD / JD.com, Inc. 5.46 728 16,474 2,162.91 34 90 164.71
2017‑09‑30 13F-HR GOVT / iShares U.S. Treasury Bond ETF 42.25 117 71 -39.32 3 3 0.00
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 32.32 31,887 91,511 186.99 2,987 2,958 -0.97
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 41.10 26,215 82,946 216.41 3,491 3,409 -2.35
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. Call 4,000.00 1 4
2017‑09‑30 13F-HR K / Kellogg Co. 1,833.33 346 12 -96.53 24 22 -8.33
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. Put 0.03 76,190 2
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 270.92 3,544 251 -92.92 72 68 -5.56
2017‑09‑30 13F-HR KN / Knowles Corp 54.79 1,850 511 -72.38 29 28 -3.45
2017‑09‑30 13F-HR LYG / Lloyds Banking Group plc 43.48 907 69 -92.39 3 3 0.00
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 36,500.00 1,000 2 -99.80 74 73 -1.35
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 190.85 1,876 1,399 -25.43 298 267 -10.40
2017‑09‑30 13F-HR LPX / Louisiana-Pacific Corp. 1,120.00 1,050 25 -97.62 26 28 7.69
2017‑09‑30 13F-HR LOGM / LogMein, Inc. 1.80 160 8,890 5,456.25 18 16 -11.11
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 7.96 12,894 175,005 1,257.26 1,354 1,393 2.88
2017‑09‑30 13F-HR MIC / Macquarie Infrastructure Company LLC 24.53 6,115 17,979 194.01 466 441 -5.36
2017‑09‑30 13F-HR MASI / Masimo Corp. 69.65 160 201 25.62 14 14 0.00
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 1,036.50 2,000 137 -93.15 138 142 2.90
2017‑09‑30 13F-HR MZOR / Mazor Robotics Ltd. 57.93 545 725 33.03 20 42 110.00
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 19.38 34,541 113,849 229.61 2,180 2,206 1.19
2017‑09‑30 13F-HR MDR / McDermott International, Inc. 9.58 15,940 12,214 -23.38 107 117 9.35
2017‑09‑30 13F-HR MDT / Medtronic plc 8.99 20,230 202,688 901.92 1,693 1,823 7.68
2017‑09‑30 13F-HR MAA / Mid-America Apartment Communities, Inc. 391.20 1,500 409 -72.73 156 160 2.56
2017‑09‑30 13F-HR MET / MetLife, Inc. 2,142.86 287 7 -97.56 15 15 0.00
2017‑09‑30 13F-HR MHK / Mohawk Industries, Inc. 2,545.45 114 11 -90.35 29 28 -3.45
2017‑09‑30 13F-HR MSCC / Microsemi Corp. 5.81 225 2,066 818.22 12 12 0.00
2017‑09‑30 13F-HR MS / Morgan Stanley 48,000.00 1,000 1 -99.90 48 48 0.00
2017‑09‑30 13F-HR MWA / Mueller Water Products, Inc. 376.62 3,525 77 -97.82 44 29 -34.09
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 35.71 23 112 386.96 4 4 0.00
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 0.15 129 40,000 30,907.75 7 6 -14.29
2017‑09‑30 13F-HR NEP / NextEra Energy Partners LP 248.55 1,075 173 -83.91 43 43 0.00
2017‑09‑30 13F-HR MYL / Mylan N.V. 1,500.00 200 4 -98.00 7 6 -14.29
2017‑09‑30 13F-HR NJR / New Jersey Resources Corp. 1.90 3,000 66,357 2,111.90 129 126 -2.33
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 8,500.00 200 4 -98.00 22 34 54.55
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 1,333.33 75 3 -96.00 3 4 33.33
2017‑09‑30 13F-HR NUAN / Nuance Communications, Inc. 257.58 1,100 66 -94.00 19 17 -10.53
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 79.98 9,451 20,504 116.95 1,580 1,640 3.80
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 0.00 410 535 30.49 19 0 -100.00
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 20.51 8,733 55,343 533.72 1,001 1,135 13.39
2017‑09‑30 13F-HR NUE / Nucor Corp. 93.92 1,525 905 -40.66 88 85 -3.41
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 8,000.00 147 1 -99.32 8 8 0.00
2017‑09‑30 13F-HR PCAR / PACCAR, Inc. 1,000.00 140 10 -92.86 10 10 0.00
2017‑09‑30 13F-HR ORCL / Oracle Corp. 62.00 650 500 -23.08 32 31 -3.12
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 22.17 15,147 41,535 174.21 940 921 -2.02
2017‑09‑30 13F-HR OTEX / Open Text Corp. 166.67 70 12 -82.86 2 2 0.00
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 53.08 20,237 42,390 109.47 2,355 2,250 -4.46
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 93.75 250 64 -74.40 6 6 0.00
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 2.26 4,846 76,577 1,480.21 163 173 6.13
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 11.69 4,332 40,203 828.05 497 470 -5.43
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 1,500.00 225 16 -92.89 24 24 0.00
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 112.07 75 116 54.67 12 13 8.33
2017‑09‑30 13F-HR PLT HYBRID 2025 Y10 / CS (74255L290) 1,727.27 22 38
2017‑09‑30 13F-HR PowerShares Dynamic Building & Const ETF / EF (73935X666) 262.14 103 27
2017‑09‑30 13F-HR PowerShares Global Water ETF / EF (73936T623) 60.00 150 9
2017‑09‑30 13F-HR PCH / Potlatch Holdings, Inc. 1,412.28 3,150 114 -96.38 153 161 5.23
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 288.46 1,200 104 -91.33 29 30 3.45
2017‑09‑30 13F-HR PowerShares S&P Intl Dev Hi Div Low Vltl / EF (73937B357) 7,000.00 1 7
2017‑09‑30 13F-HR PowerShares S&P Intl Dev Low Volatil ETF / EF (73937B688) 92.59 108 10
2017‑09‑30 13F-HR PowerShares S&P MidCap Low Volatil ETF / EF (73937B647) 13.33 75 1
2017‑09‑30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 9.94 3,923 16,602 323.20 159 165 3.77
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 181.82 140 11 -92.14 2 2 0.00
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 16.71 6,400 50,135 683.36 919 838 -8.81
2017‑09‑30 13F-HR BAB / PowerShares Build America Bond Portfolio 8.49 69,647 265,370 281.02 2,101 2,252 7.19
2017‑09‑30 13F-HR PX / Praxair, Inc. 3.72 5,700 215,279 3,676.82 742 800 7.82
2017‑09‑30 13F-HR PREX / Progress Energy, Inc. 0.00 225 948 321.33 0 0
2017‑09‑30 13F-HR PPL / PPL Corp. 13.77 203 581 186.21 8 8 0.00
2017‑09‑30 13F-HR PSMT / PriceSmart, Inc. 8.20 114 1,220 970.18 10 10 0.00
2017‑09‑30 13F-HR PHO / PowerShares Water Resources Portfolio 105.88 300 85 -71.67 8 9 12.50
2017‑09‑30 13F-HR PRLB / Proto Labs, Inc. 46.64 425 729 71.53 31 34 9.68
2017‑09‑30 13F-HR RTN / Raytheon Co. 10.04 12,585 235,835 1,773.94 2,188 2,367 8.18
2017‑09‑30 13F-HR RNST / Renasant Corp. 2,142.86 2,200 42 -98.09 93 90 -3.23
2017‑09‑30 13F-HR RLGY / Realogy Holdings Corp. 75.00 275 120 -56.36 9 9 0.00
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 17.40 4,950 18,789 279.58 320 327 2.19
2017‑09‑30 13F-HR RHT / Red Hat, Inc. 4,000.00 35 1 -97.14 3 4 33.33
2017‑09‑30 13F-HR RCI / Rogers Communications, Inc. 405.41 300 37 -87.67 15 15 0.00
2017‑09‑30 13F-HR ROP / Roper Technologies, Inc. 50.00 10 40 300.00 2 2 0.00
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 30.53 47 262 457.45 8 8 0.00
2017‑09‑30 13F-HR RHHBY / Roche Holding Ltd 28.48 26,502 29,741 12.22 845 847 0.24
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 2,500.00 164 4 -97.56 10 10 0.00
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 9,000.00 100 1 -99.00 9 9 0.00
2017‑09‑30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 29.53 2,000 4,098 104.90 118 121 2.54
2017‑09‑30 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 1.22 2,125 92,664 4,260.66 111 113 1.80
2017‑09‑30 13F-HR SCHR / Schwab Intermediate-Term U.S. Treasury ETF 0.00 2 4,819 240,850.00 0 0
2017‑09‑30 13F-HR SCHH / Schwab U.S. REIT ETF 23 0 -100.00 1 1 0.00
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 5.58 18,707 191,844 925.52 1,263 1,070 -15.28
2017‑09‑30 13F-HR SCG / SCANA Corp. 64.68 262 201 -23.28 17 13 -23.53
2017‑09‑30 13F-HR SCHF / Schwab International Equity ETF 79 0 -100.00 3 3 0.00
2017‑09‑30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 21.95 932 2,141 129.72 46 47 2.17
2017‑09‑30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 13.70 42 146 247.62 2 2 0.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 68.04 2,060 3,248 57.67 188 221 17.55
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 3.66 5,978 132,074 2,109.33 475 484 1.89
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 0.00 5 4 -20.00 0 0
2017‑09‑30 13F-HR SRE / Sempra Energy 715.04 2,375 379 -84.04 278 271 -2.52
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 260.48 850 334 -60.71 87 87 0.00
2017‑09‑30 13F-HR SHPG / Shire Plc. 153.09 325 405 24.62 51 62 21.57
2017‑09‑30 13F-HR SFNC / Simmons First National Corporation 20,700.00 25,232 70 -99.72 1,351 1,449 7.25
2017‑09‑30 13F-HR SGB / Southwest Georgia Financial Corp. 420.00 1,027 50 -95.13 20 21 5.00
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 8.87 21,042 122,050 480.03 1,063 1,083 1.88
2017‑09‑30 13F-HR SODA / SodaStream International Ltd. 92.59 70 54 -22.86 4 5 25.00
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 294.12 185 34 -81.62 10 10 0.00
2017‑09‑30 13F-HR SPDR S&P 500 ETF Call Opt 03/18 265.0 / CL Call (78462F903) 66.67 30 2
2017‑09‑30 13F-HR SPDR S&P 500 ETF Put Opt 03/18 225.0 / PT Put (78462F953) 100.00 30 3
2017‑09‑30 13F-HR WIP / SPDR Citi International Government Inflation-Protected Bond ETF 25 0 -100.00 1 1 0.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 17.53 3,590 23,451 553.23 430 411 -4.42
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 176.47 390 493 26.41 86 87 1.16
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 212.77 250 47 -81.20 10 10 0.00
2017‑09‑30 13F-HR ELG / SPDR Series Trust 99,000.00 780 1 -99.87 93 99 6.45
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 6,888.89 680 9 -98.68 61 62 1.64
2017‑09‑30 13F-HR SPLK / Splunk Inc. 5.78 2,154 24,746 1,048.84 129 143 10.85
2017‑09‑30 13F-HR XHB / SPDR S&P Homebuilders ETF 13.33 2,097 6,077 189.79 81 81 0.00
2017‑09‑30 13F-HR XTL / SPDR S&P Telecom ETF 2,363.64 748 22 -97.06 53 52 -1.89
2017‑09‑30 13F-HR State Street MSCI ACWI ex USA Index / EF (H34851657) 94.12 85 8
2017‑09‑30 13F-HR State Street MSCI ACWI ex USA Index / EF (H34851889) 4,000.00 2 8
2017‑09‑30 13F-HR SRCL / Stericycle, Inc. 28.69 100 244 144.00 8 7 -12.50
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 5.65 19,351 117,792 508.71 1,073 665 -38.02
2017‑09‑30 13F-HR STON / StoneMor Partners L.P. 1,000.00 1,000 7 -99.30 7 7 0.00
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. 27.62 33,267 72,802 118.84 1,944 2,011 3.45
2017‑09‑30 13F-HR TGB / Taseko Mines Ltd. 1,000.00 1,000 2 -99.80 2 2 0.00
2017‑09‑30 13F-HR TGT / Target Corp. 0.81 1,380 100,008 7,146.96 79 81 2.53
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 285.71 591 707 19.63 211 202 -4.27
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 12.50 60 400 566.67 5 5 0.00
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 539.97 6,190 1,226 -80.19 610 662 8.52
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 100 0 -100.00 2 2 0.00
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 24.83 95 725 663.16 17 18 5.88
2017‑09‑30 13F-HR CC / Chemours Company (The) 111.11 60 27 -55.00 3 3 0.00
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 1.24 2,769 406,471 14,579.34 423 506 19.62
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 2.84 935 38,094 3,974.22 106 108 1.89
2017‑09‑30 13F-HR TD / Toronto-Dominion Bank (ON) 0.03 323 647,269 200,292.88 16 18 12.50
2017‑09‑30 13F-HR TOL / Toll Brothers, Inc. 42.59 750 634 -15.47 30 27 -10.00
2017‑09‑30 13F-HR TPH / Tri Pointe Homes, Inc. 269.23 1,035 52 -94.98 14 14 0.00
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 31.99 3,104 1,344 -56.70 52 43 -17.31
2017‑09‑30 13F-HR TRMB / Trimble Navigation Ltd. 133.33 50 15 -70.00 2 2 0.00
2017‑09‑30 13F-HR TY / Tri-Continental Corp. 1,636.36 2,105 33 -98.43 53 54 1.89
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 437.50 2,170 576 -73.46 222 252 13.51
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 300 0 -100.00 21 18 -14.29
2017‑09‑30 13F-HR UNM / Unum Group 86.53 46,964 27,517 -41.41 2,386 2,381 -0.21
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 231.00 387 329 -14.99 75 76 1.33
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 14.63 59,226 234,173 295.39 3,084 3,425 11.06
2017‑09‑30 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 32.62 2,757 4,507 63.47 162 147 -9.26
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 2,900.00 500 10 -98.00 29 29 0.00
2017‑09‑30 13F-HR VDE / Vanguard Energy ETF 135.14 225 37 -83.56 20 5 -75.00
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 341.01 33,993 3,950 -88.38 1,470 1,347 -8.37
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 384.16 5,125 1,187 -76.84 668 456 -31.74
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 284.55 399 123 -69.17 35 35 0.00
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 3.81 7,801 301,173 3,760.70 1,128 1,147 1.68
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 48.16 615 706 14.80 34 34 0.00
2017‑09‑30 13F-HR VOE / Vanguard Mid-Cap Value ETF 298.08 1,153 416 -63.92 121 124 2.48
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 6.69 5,277 71,849 1,261.55 653 481 -26.34
2017‑09‑30 13F-HR VBK / Vanguard Small-Cap Growth ETF 47.68 452 1,531 238.72 66 73 10.61
2017‑09‑30 13F-HR VXUS / Vanguard Total International Stock ETF 76.61 689 496 -28.01 37 38 2.70
2017‑09‑30 13F-HR VV / Vanguard Large-Cap ETF 40.84 1,345 3,795 182.16 153 155 1.31
2017‑09‑30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 2.29 1,317 64,054 4,763.63 156 147 -5.77
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 8.58 7,605 72,476 853.00 639 622 -2.66
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 1,250.00 1,050 8 -99.24 11 10 -9.09
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 907.69 2,073 65 -96.86 62 59 -4.84
2017‑09‑30 13F-HR VWDRY / Vestas Wind Systems A/S 100.00 55 20 -63.64 2 2 0.00
2017‑09‑30 13F-HR VIA / Viacom, Inc. 1,750.00 503 8 -98.41 15 14 -6.67
2017‑09‑30 13F-HR VFC / V.F. Corp. 416.67 85 12 -85.88 5 5 0.00
2017‑09‑30 13F-HR V / Visa, Inc. 53.30 70,381 137,086 94.78 7,101 7,306 2.89
2017‑09‑30 13F-HR VSM / Versum Materials, Inc. 4.95 87 606 596.55 3 3 0.00
2017‑09‑30 13F-HR VLKAY / Volkswagen AG 0.26 100 11,722 11,622.00 3 3 0.00
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 1.29 3,629 219,800 5,956.76 292 284 -2.74
2017‑09‑30 13F-HR WM / Waste Management, Inc. 8,500.00 1,080 10 -99.07 82 85 3.66
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 65.41 121,209 62,193 -48.69 3,973 4,068 2.39
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 30.00 50 100 100.00 3 3 0.00
2017‑09‑30 13F-HR WPZ / Access Midstream Partners, L.P 7.84 10,162 51,430 406.10 401 403 0.50
2017‑09‑30 13F-HR DON / WisdomTree MidCap Dividend Fund 93.79 6,342 6,792 7.10 623 637 2.25
2017‑09‑30 13F-HR WYN / Wyndham Worldwide Corp. 11,000.00 100 1 -99.00 10 11 10.00
2017‑09‑30 13F-HR WMGIZ / Wright Medical Group N.V. 100 0 -100.00 3 3 0.00
2017‑09‑30 13F-HR VMW / VMWare, Inc. 1,000.00 35 4 -88.57 3 4 33.33
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 1,750.00 500 12 -97.60 17 21 23.53
2017‑09‑30 13F-HR DEO / Diageo plc 31.68 384 1,610 319.27 51 51 0.00
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 43.00 767 17,395 2,167.93 725 748 3.17
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 6,000.00 155 3 -98.06 18 18 0.00
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 607.41 1,450 135 -90.69 80 82 2.50
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 1,000.00 50 2 -96.00 2 2 0.00
2017‑09‑30 13F-HR NGVT.WI / Ingevity Corporation 5.49 10,879 123,235 1,032.78 668 677 1.35
2017‑09‑30 13F-HR IPAC / iShares Core MSCI Pacific ETF 4,000.00 64 1 -98.44 4 4 0.00
2017‑09‑30 13F-HR CBS / CBS Corp. 75 0 -100.00 5 4 -20.00
2017‑09‑30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 6,400.00 650 5 -99.23 32 32 0.00
2017‑09‑30 13F-HR MMM / 3M Co. 38.86 15,292 83,423 445.53 3,175 3,242 2.11
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 8.34 14,276 107,185 650.81 873 894 2.41
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 53.20 1,106 19,755 1,686.17 1,026 1,051 2.44
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 1,535.51 2,616 521 -80.08 777 800 2.96
2017‑09‑30 13F-HR TDC / Teradata Corp. 1.57 0 636 0 1
2017‑09‑30 13F-HR THO / Thor Industries, Inc. 2,172.41 500 29 -94.20 52 63 21.15
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 0.84 655 29,931 4,469.62 24 25 4.17
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 1,503.65 1,955 137 -92.99 206 206 0.00
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 4.41 2,255 19,522 765.72 97 86 -11.34
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 8,000.00 662 7 -98.94 56 56 0.00
2017‑09‑30 13F-HR WTR / Aqua America, Inc. 0.66 1,000 50,000 4,900.00 34 33 -2.94
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 1,575.34 1,800 73 -95.94 112 115 2.68
2017‑09‑30 13F-HR IAU / iShares Gold Trust 9.47 23,557 30,634 30.04 285 290 1.75
2017‑09‑30 13F-HR WPRT / Westport Innovations Inc. 0.00 75 1 -98.67 0 0
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 87.10 20,180 1,504 -92.55 284 131 -53.87
2017‑09‑30 13F-HR CCE / Coca-Cola European Partners Plc. 71.78 700 404 -42.29 31 29 -6.45
2017‑09‑30 13F-HR HI / Hillenbrand, Inc. 3,800.00 500 5 -99.00 18 19 5.56
2017‑09‑30 13F-HR TIF / Tiffany & Co. 1,000.00 3,975 34 -99.14 370 34 -90.81
2017‑09‑30 13F-HR EEP / Enbridge Energy Partners, L.P. 1,269.23 2,050 26 -98.73 31 33 6.45
2017‑09‑30 13F-HR GIMO / Gigamon Inc. 1,000.00 75 3 -96.00 3 3 0.00
2017‑09‑30 13F-HR BBT / BB&T Corp. 238.20 6,983 1,377 -80.28 338 328 -2.96
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 93.33 35 75 114.29 7 7 0.00
2017‑09‑30 13F-HR HACK / PureFunds ISE Cyber Security ETF 0.55 380 20,102 5,190.00 11 11 0.00
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 100 0 -100.00 7 6 -14.29
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 1,057.14 590 35 -94.07 35 37 5.71
2017‑09‑30 13F-HR EWY / iShares MSCI South Korea Capped ETF 1,000.00 50 3 -94.00 3 3 0.00
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 416.67 195 24 -87.69 10 10 0.00
2017‑09‑30 13F-HR CB / Chubb Ltd 56.68 19,477 48,975 151.45 2,918 2,776 -4.87
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 18.60 41,944 215,243 413.17 2,646 4,004 51.32
2017‑09‑30 13F-HR UTX / United Technologies Corp. 139.49 29,178 23,500 -19.46 3,545 3,278 -7.53
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 3.47 2,950 51,021 1,629.53 194 177 -8.76
2017‑09‑30 13F-HR IYG / iShares U.S. Financial Services ETF 6.40 60 1,094 1,723.33 7 7 0.00
2017‑09‑30 13F-HR SNV / Synovus Financial Corp. 28.63 3,557 5,729 61.06 155 164 5.81
2017‑09‑30 13F-HR FM / iShares MSCI Frontier 100 ETF 2,000.00 50 1 -98.00 1 2 100.00
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 1.31 14,024 483,928 3,350.71 686 636 -7.29
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 8.58 18,485 56,761 207.07 469 487 3.84
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 1.93 8,894 686,048 7,613.60 1,305 1,326 1.61
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 2.56 5,075 105,860 1,985.91 279 271 -2.87
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 70.58 5,227 2,848 -45.51 227 201 -11.45
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 4.16 1,732 50,281 2,803.06 197 209 6.09
2017‑09‑30 13F-HR CELG / Celgene Corp. 3.62 18,585 738,583 3,874.08 2,541 2,674 5.23
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 94.06 12,605 15,905 26.18 1,536 1,496 -2.60
2017‑09‑30 13F-HR EPR / EPR Properties 777.78 300 27 -91.00 21 21 0.00
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 67.40 796 905 13.69 62 61 -1.61
2017‑09‑30 13F-HR INTU / Intuit Inc. 23.81 75 462 516.00 10 11 10.00
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 101.42 73,942 76,959 4.08 8,971 7,805 -13.00
2017‑09‑30 13F-HR CMI / Cummins, Inc. 99.63 575 803 39.65 92 80 -13.04
2017‑09‑30 13F-HR CVX / Chevron Corp. 9.18 20,273 256,144 1,163.47 2,232 2,352 5.38
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 425.60 2,765 336 -87.85 149 143 -4.03
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 10.55 3,327 26,350 692.00 229 278 21.40
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 167.15 3,217 2,082 -35.28 388 348 -10.31
2017‑09‑30 13F-HR TYPE / Monotype Imaging Holdings, Inc. 100.00 100 20 -80.00 2 2 0.00
2017‑09‑30 13F-HR BSAC / Banco Santander - Chile 519 0 -100.00 15 15 0.00
2017‑09‑30 13F-HR DATA / Tableau Software, Inc. 217.05 375 129 -65.60 27 28 3.70
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 459.91 4,800 1,559 -67.52 702 717 2.14
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 17.46 11,105 13,746 23.78 584 240 -58.90
2017‑09‑30 13F-HR PNFP / Pinnacle Financial Partners, Inc. 66.36 24,927 24,956 0.12 1,595 1,656 3.82
2017‑09‑30 13F-HR ETN / Eaton Corporation 9.82 10,809 84,512 681.87 806 830 2.98
2017‑09‑30 13F-HR ABT / Abbott Laboratories 48.95 1,349 1,471 9.04 66 72 9.09
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 53.67 14,802 24,595 66.16 1,342 1,320 -1.64
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 571.43 50 7 -86.00 4 4 0.00
2017‑09‑30 13F-HR WAB / Wabtec Corp. 319.85 255 791 210.20 19 253 1,231.58
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 72.73 350 55 -84.29 5 4 -20.00
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 1.79 9,722 588,946 5,957.87 1,040 1,054 1.35
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 17.41 250 402 60.80 7 7 0.00
2017‑09‑30 13F-HR TSS / Total System Services, Inc. 8,250.00 500 4 -99.20 32 33 3.13
2017‑09‑30 13F-HR VVC / Vectren Corp. 11,000.00 1,000 6 -99.40 61 66 8.20
2017‑09‑30 13F-HR ESLT / Elbit Systems Ltd. 83.17 285 505 77.19 36 42 16.67
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 23.84 2,152 11,617 439.82 201 277 37.81
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 2,866.67 1,220 15 -98.77 44 43 -2.27
2017‑09‑30 13F-HR FB / Facebook, Inc. 218.62 7,462 6,994 -6.27 1,266 1,529 20.77
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. 22.36 16,750 5,053 -69.83 88 113 28.41
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 60.01 40,056 74,438 85.83 4,895 4,467 -8.74
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 159.57 428 94 -78.04 17 15 -11.76
2017‑09‑30 13F-HR HYH / Halyard Health, Inc. 3.12 19,486 281,112 1,342.64 830 877 5.66
2017‑09‑30 13F-HR SYF / Synchrony Financial 0.99 3,421 106,713 3,019.35 102 106 3.92
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 23,000.00 100 1 -99.00 23 23 0.00
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 13.05 8,118 52,260 543.75 619 682 10.18
2017‑09‑30 13F-HR MCD / McDonald's Corp. 4.48 2,518 89,998 3,474.19 387 403 4.13
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 2.72 2,580 50,397 1,853.37 131 137 4.58
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 5,750.00 310 8 -97.42 46 46 0.00
2017‑09‑30 13F-HR CBG / CBRE Group, Inc. 226.24 1,015 221 -78.23 38 50 31.58
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 233.33 635 60 -90.55 14 14 0.00
2017‑09‑30 13F-HR PK / Park Hotels & Resorts Inc. 7.50 1,258 4,799 281.48 33 36 9.09
2017‑09‑30 13F-HR FLR / Fluor Corp. 425.37 500 134 -73.20 20 57 185.00
2017‑09‑30 13F-HR BDRAF / Bombardier Inc. 61.87 133,200 3,168 -97.62 273 196 -28.21
2017‑09‑30 13F-HR UNFI / United Natural Foods, Inc. 113.64 590 220 -62.71 22 25 13.64
2017‑09‑30 13F-HR XBHKX / BlackRock Core Bond Trust 7.15 24,356 51,433 111.17 345 368 6.67
2017‑09‑30 13F-HR SMBK / SmartFinancial, Inc. 439.16 9,617 526 -94.53 236 231 -2.12
2017‑09‑30 13F-HR RHI / Robert Half International, Inc 902.44 730 41 -94.38 32 37 15.63
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 16.25 2,529 12,063 376.99 202 196 -2.97
2017‑09‑30 13F-HR MCK / McKesson Corp. 4,000.00 210 8 -96.19 32 32 0.00
2017‑09‑30 13F-HR PCRX / Pacira Pharmaceuticals, Inc. 181.82 55 11 -80.00 2 2 0.00
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 64.93 5,533 5,529 -0.07 310 359 15.81
2017‑09‑30 13F-HR BOMBF / Bombardier Inc. 0.00 200 9 -95.50 0 0
2017‑09‑30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 13.16 40 228 470.00 3 3 0.00
2017‑09‑30 13F-HR VTR / Ventas, Inc. 3.31 12,571 246,885 1,863.92 827 817 -1.21
2017‑09‑30 13F-HR PSX / Phillips 66 8.63 3,696 39,291 963.07 316 339 7.28
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 44,000.00 714 1 -99.86 43 44 2.33
2017‑09‑30 13F-HR WBC / Wabco Holdings, Inc. 162.53 1,287 1,169 -9.17 178 190 6.74
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 25.37 9,240 28,023 203.28 721 711 -1.39
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 16.48 7,627 36,778 382.21 751 606 -19.31
2017‑09‑30 13F-HR NKE / Nike, Inc. 3.89 17,084 223,880 1,210.47 1,021 870 -14.79
2017‑09‑30 13F-HR PRGO / Perrigo Company plc 0.67 427 41,877 9,707.26 29 28 -3.45
2017‑09‑30 13F-HR HST / Host Hotels & Resorts, Inc. 48.30 83,152 32,425 -61.01 1,551 1,566 0.97
2017‑09‑30 13F-HR IGF / iShares Global Infrastructure ETF 750.00 205 12 -94.15 9 9 0.00
2017‑09‑30 13F-HR KTWO / K2M Group Holdings, Inc. 115 0 -100.00 3 2 -33.33
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 51.20 4,722 7,110 50.57 379 364 -3.96
2017‑09‑30 13F-HR XYL / Xylem, Inc. 15.76 32,231 127,490 295.55 1,934 2,009 3.88
2017‑09‑30 13F-HR KR / Kroger Co. 11.55 8,542 14,115 65.24 206 163 -20.87
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 14.94 5,120 35,621 595.72 555 532 -4.14
2017‑09‑30 13F-HR CRC / California Resources Corp. 0.49 3,494 103,091 2,850.52 25 50 100.00
2017‑09‑30 13F-HR IVR / Invesco Mortgage Capital Inc. 51,500.00 6,000 2 -99.97 100 103 3.00
2017‑09‑30 13F-HR EWW / iShares MSCI Mexico Capped ETF 48.86 550 614 11.64 31 30 -3.23
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 42.55 3,010 1,081 -64.09 55 46 -16.36
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 16.44 2,599 29,251 1,025.47 364 481 32.14
2017‑09‑30 13F-HR FPX / First Trust US Equity Opportunities ETF 0.75 597 50,641 8,382.58 36 38 5.56
2017‑09‑30 13F-HR BAC / Bank of America Corp. 137.11 7,553 1,393 -81.56 189 191 1.06
2017‑09‑30 13F-HR ENB / Enbridge Inc. 9.65 3,636 15,752 333.22 151 152 0.66
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 153.28 286 274 -4.20 39 42 7.69
2017‑09‑30 13F-HR NSRGY / Nestle S.A. 126.93 1,470 843 -42.65 126 107 -15.08
2017‑09‑30 13F-HR ECA / EnCana Corp. 29.70 525 202 -61.52 5 6 20.00
2017‑09‑30 13F-HR GVI / iShares Intermediate Government/Credit Bond ETF 3.44 4,310 142,509 3,206.47 479 490 2.30
2017‑09‑30 13F-HR ATBA / Atlantic Bancshares, Inc. 4.66 12,651 51,304 305.53 243 239 -1.65
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 1.91 1,866 55,037 2,849.46 102 105 2.94
2017‑09‑30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 846.15 1,205 91 -92.45 75 77 2.67
2017‑09‑30 13F-HR TRIP / TripAdvisor, Inc. 0.19 75 15,508 20,577.33 3 3 0.00
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 487.95 3,364 332 -90.13 170 162 -4.71
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 7.69 4,605 52,148 1,032.42 390 401 2.82
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 1.48 100 675 575.00 1 1 0.00
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 292.87 2,745 1,038 -62.19 304 304 0.00
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. 440.00 211 25 -88.15 12 11 -8.33
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 247.07 14,155 7,253 -48.76 1,881 1,792 -4.73
2017‑09‑30 13F-HR DHR / Danaher Corp. 23.60 1,333 4,830 262.34 108 114 5.56
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 283.36 40,979 5,410 -86.80 1,481 1,533 3.51
2017‑09‑30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 75.65 358 542 51.40 40 41 2.50
2017‑09‑30 13F-HR VVV / Valvoline Inc. 13.57 9,880 98,831 900.31 221 1,341 506.79
2017‑09‑30 13F-HR SO / Southern Co. (The) 9.61 6,030 31,230 417.91 294 300 2.04
2017‑09‑30 13F-HR AMGN / Amgen Inc. 13.96 2,226 27,859 1,151.53 387 389 0.52
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 49.48 4,720 30,477 545.70 115 1,508 1,211.30
2017‑09‑30 13F-HR RGR / Sturm Ruger & Company, Inc. 32.00 75 125 66.67 4 4 0.00
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 7.46 35,801 378,132 956.21 2,872 2,819 -1.85
2017‑09‑30 13F-HR KO / Coca Cola Co. 136.08 229,514 75,523 -67.09 10,443 10,277 -1.59
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 15.00 60 200 233.33 3 3 0.00
2017‑09‑30 13F-HR AXP / American Express Co. 1,377.88 3,305 217 -93.43 284 299 5.28
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 3.36 30,442 104,737 244.05 345 352 2.03
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 8,000.00 50 1 -98.00 8 8 0.00
2017‑09‑30 13F-HR ASH / Ashland Global Holdings, Inc. 261.48 2,964 566 -80.90 188 148 -21.28
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 458.67 44,230 7,513 -83.01 3,585 3,446 -3.88
2017‑09‑30 13F-HR NVS / Novartis AG 28.72 20,038 59,882 198.84 1,703 1,720 1.00
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 500.00 40 2 -95.00 1 1 0.00
2017‑09‑30 13F-HR HMC / Honda Motor Co., Ltd. 30.30 35 33 -5.71 1 1 0.00
2017‑09‑30 13F-HR PINC / Premier, Inc. 420.82 91,298 7,155 -92.16 3,145 3,011 -4.26
2017‑09‑30 13F-HR AVTCQ / AVT, Inc. 3,166.67 480 6 -98.75 18 19 5.56
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 17.07 6,561 43,303 560.01 720 739 2.64
2017‑09‑30 13F-HR VIGI / Vanguard International Dividend Appreciation ETF 2,000.00 225 7 -96.89 14 14 0.00
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 11.03 102 544 433.33 7 6 -14.29
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 244.40 1,375 536 -61.02 165 131 -20.61
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 34.07 17,991 132,503 636.50 4,451 4,514 1.42
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 676.33 11,150 207 -98.14 161 140 -13.04
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 36.00 4,484 9,499 111.84 389 342 -12.08
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 1,666.67 203 9 -95.57 28 15 -46.43
2017‑09‑30 13F-HR KSU / Kansas City Southern 847.83 360 46 -87.22 37 39 5.41
2017‑09‑30 13F-HR WPX / WPX Energy, Inc. 2.45 4,333 16,719 285.85 45 41 -8.89
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 270.71 2,103 1,485 -29.39 414 402 -2.90
2017‑09‑30 13F-HR DFS / Discover Financial Services 115.38 97 52 -46.39 6 6 0.00
2017‑09‑30 13F-HR EWL / iShares MSCI Switzerland Capped ETF 625.00 1,850 104 -94.38 64 65 1.56
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. 54.64 320 604 88.75 25 33 32.00
2017‑09‑30 13F-HR LNCE / Snyders-Lance, Inc. 333.33 77 9 -88.31 3 3 0.00
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 54.69 1,000 1,280 28.00 71 70 -1.41
2017‑09‑30 13F-HR AAPL / Apple, Inc. 18.47 37,273 308,800 728.48 5,829 5,702 -2.18
2017‑09‑30 13F-HR ESGG / FlexShares STOXX Global ESG Impact Index Fund 1,666.67 25 9 -64.00 2 15 650.00
2017‑09‑30 13F-HR MDURP / MDU Resources Group, Inc. 21.68 47,547 57,386 20.69 1,236 1,244 0.65
2017‑09‑30 13F-HR MKC / McCormick & Co., Inc. 141.96 440 317 -27.95 42 45 7.14
2017‑09‑30 13F-HR ARNC / Arconic Inc. 800.00 310 5 -98.39 8 4 -50.00
2017‑09‑30 13F-HR AOR / iShares Core Growth Allocation ETF 0.66 1,173 80,036 6,723.19 52 53 1.92
2017‑09‑30 13F-HR FEU / SPDR STOXX Europe 50 ETF 153.85 50 13 -74.00 2 2 0.00
2017‑09‑30 13F-HR SHW / Sherwin-Williams Co. (The) 0.25 15 20,000 133,233.33 5 5 0.00
2017‑09‑30 13F-HR CSL / Carlisle Companies, Inc. 12.82 495 6,475 1,208.08 49 83 69.39
2017‑09‑30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 28.13 278 782 181.29 20 22 10.00
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 116.63 1,378 403 -70.75 42 47 11.90
2017‑09‑30 13F-HR APO / Apollo Global Management LLC 430.11 1,315 93 -92.93 38 40 5.26
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 103.07 10,682 5,996 -43.87 1,197 618 -48.37
2017‑09‑30 13F-HR EGN / Energen Corp. 12.82 150 624 316.00 7 8 14.29
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 58.93 830 577 -30.48 34 34 0.00
2017‑09‑30 13F-HR IEV / iShares Europe 350 ETF 66.67 1,471 1,035 -29.64 68 69 1.47
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 14.79 13,204 100,994 664.87 1,676 1,494 -10.86
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 228.35 60 254 323.33 59 58 -1.69
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 6,100.00 1,100 10 -99.09 58 61 5.17
2017‑09‑30 13F-HR BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 113.15 15,065 4,631 -69.26 538 524 -2.60
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 575.05 3,391 553 -83.69 315 318 0.95
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 1.00 480 62,225 12,863.54 60 62 3.33
2017‑09‑30 13F-HR RF / Regions Financial Corp. 424.40 59,657 2,156 -96.39 891 915 2.69
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 368.28 8,307 1,097 -86.79 420 404 -3.81
2017‑09‑30 13F-HR BA / Boeing Company (The) 22.90 6,002 66,067 1,000.75 1,427 1,513 6.03
2017‑09‑30 13F-HR EWG / iShares MSCI Germany ETF 807.34 2,725 109 -96.00 85 88 3.53
2017‑09‑30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 1.11 756 18,044 2,286.77 20 20 0.00
2017‑09‑30 13F-HR EWC / iShares MSCI Canada ETF 5.93 19,870 88,293 344.35 552 524 -5.07
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 5.50 36,498 200,139 448.36 1,131 1,100 -2.74
2017‑09‑30 13F-HR CAC / Camden National Corp. 116.73 1,386 514 -62.91 57 60 5.26
2017‑09‑30 13F-HR SCPB / SPDR Barclays Short Term Corporate Bond ETF 16.37 697 1,344 92.83 21 22 4.76
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 246.22 568 463 -18.49 65 114 75.38
2017‑09‑30 13F-HR TSCO / Tractor Supply Co. 1,435.19 3,010 108 -96.41 172 155 -9.88
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 55.17 130 145 11.54 7 8 14.29
2017‑09‑30 13F-HR VXF / Vanguard Extended Market ETF 796.61 357 59 -83.47 37 47 27.03
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 19.80 5 101 1,920.00 2 2 0.00
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 600.00 318 5 -98.43 50 3 -94.00
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 205.42 1,750 886 -49.37 164 182 10.98
2017‑09‑30 13F-HR IFF / International Flavors & Fragrances, Inc 772.73 120 22 -81.67 16 17 6.25
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 571.43 70 14 -80.00 7 8 14.29
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 383.09 10,293 1,916 -81.39 722 734 1.66
2017‑09‑30 13F-HR ATO / Atmos Energy Corp. 5.58 5,195 78,118 1,403.72 453 436 -3.75
2017‑09‑30 13F-HR ISF / ING Groep N.V., 6.375% ING Perpetual Hybrid Capital Securities 868 0 -100.00 23 0 -100.00
2017‑09‑30 13F-HR Southern Co Jr Sub Nt 76 / PS (842587305) 800 0 -100.00 20 0
2017‑09‑30 13F-HR International Stock Fund / CS (H33491714) 58 0 -100.00 1 0
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 5,241 0 -100.00 430 0 -100.00
2017‑09‑30 13F-HR WMMVY / Wal-Mart De Mexico S.A.B. de C.V. 1,152 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR Merrill Lynch Capital Trust III / PS (59025D207) 1,509 0 -100.00 40 0
2017‑09‑30 13F-HR Bank of New York Mellon Corp / PS (064058209) 1,000 0 -100.00 25 0
2017‑09‑30 13F-HR CREF Equity Index R3 / CS (H39488959) 752 0 -100.00 153 0
2017‑09‑30 13F-HR Tencent Holdings Ltd / CS (G87572163) 300 0 -100.00 12 0
2017‑09‑30 13F-HR PGR / Progressive Corp. (The) 840 0 -100.00 40 0 -100.00
2017‑09‑30 13F-HR KMI.WS / Kinder Morgan, Inc. Warrants 2,765 0 -100.00 0 0
2017‑09‑30 13F-HR CALM / Cal-Maine Foods, Inc. 200 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 100 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR High Yield Plus Fd Inc / CF (429906100) 2 0 -100.00 0 0
2017‑09‑30 13F-HR MOBILEYE N V XXX SUBMITTED FOR TENDER AMSTELVEEN / CS (N51990013) 614 0 -100.00 39 0
2017‑09‑30 13F-HR LVIP MFS INTERNATIONAL GROWTH / CS (H40200766) 332 0 -100.00 4 0
2017‑09‑30 13F-HR Jump Fund II, LP / CS (471004994) 1 0 -100.00 50 0
2017‑09‑30 13F-HR FNMAT / Fannie Mae, 8.25% Non-Cumulative Preferred Stock, Series T 807 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 16,478 0 -100.00 1,056 0 -100.00
2017‑09‑30 13F-HR TCEHY / Tencent Holding Ltd. 19,125 0 -100.00 762 0 -100.00
2017‑09‑30 13F-HR Broad Street Ventures / CS (055005995) 115,000 0 -100.00 13 0
2017‑09‑30 13F-HR BWXT / BWX Technologies, Inc. 750 0 -100.00 40 0 -100.00
2017‑09‑30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 115 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 9.91 18,860 156,837 731.59 1,496 1,554 3.88
2017‑09‑30 13F-HR PowerShares QQQ ETF Call Opt 12/17 150.0 / CL Call (73935A904) 8.93 112 1
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 12.44 17,342 37,219 114.62 788 463 -41.24
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 45.44 7,055 17,342 145.81 445 788 77.08
2017‑09‑30 13F-HR IHSEF / IShares Plc. 87 0 -100.00 4 4 0.00
2017‑09‑30 13F-HR IHSEF / IShares Plc. 45.98 100 87 -13.00 4 4 0.00
2017‑09‑30 13F-HR CBL / CBL & Associates Properties, Inc. 2,000.00 212 1 -99.53 2 2 0.00