Current Holdings (from 13F, 13D)

InvestorPatriot Financial Group Insurance Agency, LLC
Portfolio Value$ 111,924,000
Current Positions905
Opened Positions5
Closed Positions65

Patriot Financial Group Insurance Agency, LLC has disclosed 905 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 111,924,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Patriot Financial Group Insurance Agency, LLC's top holdings are Victory Portfolios II (NASDAQ:CFA) , FS Investment Corporation (NYSE:FSIC) , Victory Portfolios II (NASDAQ:CEZ) , Legg Mason International Low Volatility High Dividend ETF (BATS:LVHI) , and Vanguard Dividend Appreciation ETF (NYSE:VIG) . Patriot Financial Group Insurance Agency, LLC's new positions include iShares Currency Hedged MSCI Eurozone ETF (NYSE:HEZU) , Vanguard Tax-Exempt Bond ETF (NYSE:VTEB) , Tellurian Inc. (NASDAQ:TELL) , Dow Chemical Co. (The) (NYSE:DOW) , and Brighthouse Financial, Inc. (NASDAQ:BHF) .


All Patriot Financial Group Insurance Agency, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on October 26, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR NUVEEN MTG OPPTY TERM FD 2 / (67074R100) 24.44 1,500 1,800 20.00 37 44 18.92
2017‑09‑30 13F-HR IBMJ / iShares Trust iShares iBonds Dec 2021 AMT-Free Muni Bond ETF 25.91 8,994 8,994 0.00 232 233 0.43
2017‑09‑30 13F-HR ANGL / Market Vectors Fallen Angel High Yield Bond ETF 30.13 3,422 4,746 38.69 100 143 43.00
2017‑09‑30 13F-HR INSI / Insight Select Income Fund 19.85 400 403 0.75 8 8 0.00
2017‑09‑30 13F-HR FDT / First Trust Developed Markets Ex-US AlphaDEX Fund 60.00 200 100 -50.00 11 6 -45.45
2017‑09‑30 13F-HR SPHQ / PowerShares S&P 500 High Quality Portfolio 28.89 300 450 50.00 8 13 62.50
2017‑09‑30 13F-HR RYU / Guggenheim S&P 500 Equal Weight Utilities ETF 90.09 111 111 0.00 9 10 11.11
2017‑09‑30 13F-HR CSAL / Communications Sales & Leasing, Inc. 15.22 552 460 -16.67 13 7 -46.15
2017‑09‑30 13F-HR EWI / iShares MSCI Italy Capped ETF 31.95 486 313 -35.60 14 10 -28.57
2017‑09‑30 13F-HR EUMV / iShares MSCI Europe Minimum Volatility ETF 25.00 600 400 -33.33 15 10 -33.33
2017‑09‑30 13F-HR RFDI / First Tr Exchange Traded FD III 63.35 133 221 66.17 8 14 75.00
2017‑09‑30 13F-HR ENTREE RES LTD / (29384J103) 0.41 9,708 9,708 0.00 4 4 0.00
2017‑09‑30 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 39.22 125 561 348.80 4 22 450.00
2017‑09‑30 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 8.75 800 800 0.00 7 7 0.00
2017‑09‑30 13F-HR FCVT / First Trust SSI Strategic Convertible Securities ETF 28.86 3,335 3,707 11.15 93 107 15.05
2017‑09‑30 13F-HR SH / ProShares Short S&P500 31.46 272 604 122.06 9 19 111.11
2017‑09‑30 13F-HR IBMH / iShares 2019 AMT-Free Muni Bond ETF 25.52 9,051 9,051 0.00 231 231 0.00
2017‑09‑30 13F-HR SMLV / SPDR Russell 2000 Low Volatility ETF 96.97 856 990 15.65 78 96 23.08
2017‑09‑30 13F-HR ACADEMY FDS TR / INNOV IBD50 FD (004006508) 35.00 200 200 0.00 6 7 16.67
2017‑09‑30 13F-HR IBDL / iShares iBonds Dec 2020 Corporate ETF 25.18 1,539 1,271 -17.41 39 32 -17.95
2017‑09‑30 13F-HR CSF / Victory Portfolios II 44.89 9,268 401 -95.67 427 18 -95.78
2017‑09‑30 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 19.08 229 629 174.67 5 12 140.00
2017‑09‑30 13F-HR PID / PowerShares Exchange-Trade Fund Trust 16.03 812 13,165 1,521.31 15 211 1,306.67
2017‑09‑30 13F-HR PFM / PowerShares Exchange-Trade Fund Trust 24.90 13,165 241 -98.17 211 6 -97.16
2017‑09‑30 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 22.75 7,077 6,726 -4.96 154 153 -0.65
2017‑09‑30 13F-HR IBDM / iShares iBonds Dec 2021 Corporate ETF 25.01 22,965 25,472 10.92 573 637 11.17
2017‑09‑30 13F-HR FTLS / First Trust Exchange-Traded Fund III 37.56 1,007 772 -23.34 37 29 -21.62
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 24.22 475 289 -39.16 24 7 -70.83
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 50.53 475 475 0.00 23 24 4.35
2017‑09‑30 13F-HR IBDK / iShares iBonds Dec 2019 Corporate ETF 24.98 23,025 25,543 10.94 575 638 10.96
2017‑09‑30 13F-HR QYLD / Recon Capital Series Trust 24.08 20,011 24,583 22.85 477 592 24.11
2017‑09‑30 13F-HR GAL / SPDR SSgA Global Allocation ETF 37.18 776 780 0.52 28 29 3.57
2017‑09‑30 13F-HR IDLV / PowerShares Exchange-Traded Fund Trust II 33.11 41,139 49,897 21.29 1,319 1,652 25.25
2017‑09‑30 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.89 1,000 2,790 179.00 8 22 175.00
2017‑09‑30 13F-HR NUVEEN DOW 30 DYN OVERWRITE / SHS (67075F105) 17.11 13,923 14,261 2.43 230 244 6.09
2017‑09‑30 13F-HR CIL / Victory Portfolios II 40.00 300 300 0.00 13 12 -7.69
2017‑09‑30 13F-HR CFA / Victory Portfolios II 46.10 401 263,222 65,541.40 18 12,135 67,316.67
2017‑09‑30 13F-HR CFO / Victory Portfolios II 46.07 567 9,268 1,534.57 26 427 1,542.31
2017‑09‑30 13F-HR CSA / Victory Portfolios II 45.86 300 567 89.00 12 26 116.67
2017‑09‑30 13F-HR CID / Victory Portfolios II 35.50 242,842 3,521 -98.55 10,717 125 -98.83
2017‑09‑30 13F-HR GCOW / Pacer Global Cash Cows Dividend ETF 33.33 150 150 0.00 4 5 25.00
2017‑09‑30 13F-HR IBUY / AMPLIFY ETF TR 36.88 3,000 3,200 6.67 106 118 11.32
2017‑09‑30 13F-HR RWJ / RevenueShares ETF 67.83 2,400 2,403 0.12 156 163 4.49
2017‑09‑30 13F-HR BLACKROCK ENHANCED GBL DIV T / (092501105) 13.66 20,007 17,857 -10.75 267 244 -8.61
2017‑09‑30 13F-HR PZA / PowerShares Exchange-Traded Fund Trust II 25.59 3,551 6,058 70.60 90 155 72.22
2017‑09‑30 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.82 316 316 0.00 5 5 0.00
2017‑09‑30 13F-HR DHS / WisdomTree U.S. High Dividend Fund 75.47 106 106 0.00 7 8 14.29
2017‑09‑30 13F-HR DBEM / db-X MSCI Emerging Markets Currency-Hedged Equity Fund 24.08 872 872 0.00 19 21 10.53
2017‑09‑30 13F-HR DNL / WisdomTree Global ex-U.S. Growth Fund 57.80 172 173 0.58 9 10 11.11
2017‑09‑30 13F-HR DTD / WisdomTree Total Dividend Fund 80.00 25 25 0.00 2 2 0.00
2017‑09‑30 13F-HR FENY / Fidelity MSCI Energy Index ETF 19.12 79 1,203 1,422.78 3 23 666.67
2017‑09‑30 13F-HR FUTY / Fidelity MSCI Utilities Index ETF 39.72 1,203 3,399 182.54 23 135 486.96
2017‑09‑30 13F-HR FTHI / First Trust High Income ETF 23.58 212 212 0.00 5 5 0.00
2017‑09‑30 13F-HR ACWV / iShares MSCI All Country World Minimum Volatility Index Fund 75 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR SSRI / Silver Standard Resources, Inc. 11.56 865 10
2017‑09‑30 13F-HR EVR / Evercore Partners, Inc. 80.00 100 100 0.00 7 8 14.29
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 31.32 3,633 3,863 6.33 106 121 14.15
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 63.95 688 688 0.00 41 44 7.32
2017‑09‑30 13F-HR AOM / iShares Core Moderate Allocation ETF 37.04 162 162 0.00 6 6 0.00
2017‑09‑30 13F-HR EWBC / East West Bancorp, Inc. 58.33 100 240 140.00 6 14 133.33
2017‑09‑30 13F-HR SLY / SPDR S&P 600 Small Cap ETF 130.64 420 421 0.24 51 55 7.84
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 350.00 20 60 200.00 19 21 10.53
2017‑09‑30 13F-HR IUSG / iShares Core Russell U.S. Growth 51.18 5,888 6,330 7.51 285 324 13.68
2017‑09‑30 13F-HR HIX / Western Asset High Income Fund II, Inc. 7.31 2,036 2,051 0.74 15 15 0.00
2017‑09‑30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 230.39 408 408 0.00 88 94 6.82
2017‑09‑30 13F-HR ABT / Abbott Laboratories 54.88 1,002 911 -9.08 48 50 4.17
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.94 355 259 -27.04 30 22 -26.67
2017‑09‑30 13F-HR COWZ / Pacer US Cash Cows 100 ETF 26.53 600 603 0.50 16 16 0.00
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 42.11 95 95 0.00 4 4 0.00
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38.71 310 310 0.00 11 12 9.09
2017‑09‑30 13F-HR MSCI / MSCI, Inc. 116.67 60 60 0.00 6 7 16.67
2017‑09‑30 13F-HR AL / Air Lease Corporation 43.24 901 902 0.11 35 39 11.43
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 109.69 1,211 1,249 3.14 138 137 -0.72
2017‑09‑30 13F-HR ODFL / Old Dominion Freight Line, Inc. 108.57 350 350 0.00 34 38 11.76
2017‑09‑30 13F-HR KFY / Korn/Ferry International 40.00 150 150 0.00 5 6 20.00
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 53.33 75 75 0.00 5 4 -20.00
2017‑09‑30 13F-HR CWT / California Water Service Group 46.15 65 65 0.00 2 3 50.00
2017‑09‑30 13F-HR IHI / iShares U.S. Medical Devices ETF 169.17 319 266 -16.61 53 45 -15.09
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 241.18 170 170 0.00 38 41 7.89
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 120.00 50 50 0.00 5 6 20.00
2017‑09‑30 13F-HR PBI / Pitney Bowes, Inc. 13.84 787 795 1.02 12 11 -8.33
2017‑09‑30 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 37.93 1,792 1,793 0.06 67 68 1.49
2017‑09‑30 13F-HR HUM / Humana, Inc. 239.52 450 501 11.33 108 120 11.11
2017‑09‑30 13F-HR KIE / SPDR S&P Insurance ETF 88.24 34 34 0.00 3 3 0.00
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 147.65 2,394 2,655 10.90 332 392 18.07
2017‑09‑30 13F-HR HEWG / iShares Currency Hedged MSCI Germany ETF 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR AXU / Alexco Resource Corp. 1.56 2,565 2,565 0.00 3 4 33.33
2017‑09‑30 13F-HR TYG / Tortoise Energy Infrastructure Corp. 28.07 279 285 2.15 8 8 0.00
2017‑09‑30 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 74.07 53 54 1.89 4 4 0.00
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 125.00 8 8 0.00 1 1 0.00
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 12.00 550 250 -54.55 5 3 -40.00
2017‑09‑30 13F-HR ICF / iShares Cohen & Steers REIT ETF 100.00 40 40 0.00 4 4 0.00
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. 35.71 503 504 0.20 16 18 12.50
2017‑09‑30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 60.00 350 350 0.00 20 21 5.00
2017‑09‑30 13F-HR AES / AES Corp. (The) 10.00 100 100 0.00 1 1 0.00
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 62.73 271 17
2017‑09‑30 13F-HR AIN / Albany International Corp. 56.34 71 4
2017‑09‑30 13F-HR ALSN / Allison Transmission Holdings, Inc. 36.36 55 2
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 989.47 81 95 17.28 77 94 22.08
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 130.43 46 46 0.00 6 6 0.00
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.54 7,784 7,240 -6.99 574 460 -19.86
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.11 7,758 8,342 7.53 95 101 6.32
2017‑09‑30 13F-HR APA / Apache Corp. 46.67 150 150 0.00 7 7 0.00
2017‑09‑30 13F-HR AIV / Apartment Investment & Management Co. 45.45 300 638 112.67 13 29 123.08
2017‑09‑30 13F-HR ARDC / Ares Dynamic Credit Allocation Fund, Inc. 15.31 392 392 0.00 6 6 0.00
2017‑09‑30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.26 390 4
2017‑09‑30 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 15.78 2,028 32
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 57.69 52 3
2017‑09‑30 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 71.43 14 1
2017‑09‑30 13F-HR CRS / Carpenter Technology Corp. 62.50 16 16 0.00 1 1 0.00
2017‑09‑30 13F-HR CNP / CenterPoint Energy, Inc. 25.64 39 1
2017‑09‑30 13F-HR BST / BlackRock Science and Technology Trust 24.80 1,250 31
2017‑09‑30 13F-HR CRL / Charles River Laboratories International, Inc. 111.11 27 3
2017‑09‑30 13F-HR CNC / Centene Corp. 94.83 116 116 0.00 9 11 22.22
2017‑09‑30 13F-HR CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock 53.85 130 7
2017‑09‑30 13F-HR CHDN / Churchill Downs Inc. 333.33 3 1
2017‑09‑30 13F-HR CLW / Clearwater Paper Corp. 44.00 750 33
2017‑09‑30 13F-HR TCS / Container Store Group, Inc. 4.00 500 500 0.00 3 2 -33.33
2017‑09‑30 13F-HR CACC / Credit Acceptance Corp. 200.00 5 1
2017‑09‑30 13F-HR DECK / Deckers Outdoor Corp. 70.00 300 300 0.00 20 21 5.00
2017‑09‑30 13F-HR DEO / Diageo plc 133.33 323 255 -21.05 39 34 -12.82
2017‑09‑30 13F-HR DBD / Diebold, Inc. 23.09 433 433 0.00 9 10 11.11
2017‑09‑30 13F-HR DCI / Donaldson Co., Inc. 44.87 312 14
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 71.43 826 59
2017‑09‑30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.75 4,350 4,000 -8.05 65 59 -9.23
2017‑09‑30 13F-HR EEFT / Euronet Worldwide, Inc. 90.91 11 1
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.57 635 346 -45.51 23 13 -43.48
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.88 17,220 17,402 1.06 500 520 4.00
2017‑09‑30 13F-HR SKYY / First Trust Exchange- Traded Fund II 44.00 250 11
2017‑09‑30 13F-HR CIBR / First Trust ISE Global Copper Index Fund 24.15 207 5
2017‑09‑30 13F-HR GRUB / GrubHub Inc. 50.00 200 200 0.00 9 10 11.11
2017‑09‑30 13F-HR ROOF / IQ US Real Estate Small Cap ETF 25.00 200 5
2017‑09‑30 13F-HR NGVT.WI / Ingevity Corporation 73.17 41 41 0.00 2 3 50.00
2017‑09‑30 13F-HR IAU / iShares Gold Trust 11.43 350 350 0.00 4 4 0.00
2017‑09‑30 13F-HR MNA / IQ ARB Merger Arbitrage ETF 32.00 250 8
2017‑09‑30 13F-HR LEMB / iShares J.P. Morgan EM Local Currency Bond ETF 43.48 115 5
2017‑09‑30 13F-HR IYT / iShares Transportation Average ETF 171.05 76 13
2017‑09‑30 13F-HR IGV / iShares North American Tech-Software ETF 150.68 17 73 329.41 2 11 450.00
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.00 129 176 36.43 15 22 46.67
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 152.05 170 171 0.59 24 26 8.33
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 78.43 51 51 0.00 4 4 0.00
2017‑09‑30 13F-HR IYW / iShares U.S. Technology ETF 152.00 107 125 16.82 15 19 26.67
2017‑09‑30 13F-HR IYG / iShares U.S. Financial Services ETF 121.31 1,393 1,286 -7.68 160 156 -2.50
2017‑09‑30 13F-HR IYE / iShares U.S. Energy ETF 37.37 1,190 990 -16.81 42 37 -11.90
2017‑09‑30 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 145.04 131 131 0.00 18 19 5.56
2017‑09‑30 13F-HR HEZU / iShares Currency Hedged MSCI Eurozone ETF 30.09 5,350 161
2017‑09‑30 13F-HR JPMORGAN CHASE FINL CO LLC / CUSHING MLP 37 (48129G703) 20.48 879 18
2017‑09‑30 13F-HR KEY / KeyCorp 18.02 444 8
2017‑09‑30 13F-HR IUSB / iShares Core Total USD Bond Market ETF 53.19 94 5
2017‑09‑30 13F-HR KIM / Kimco Realty Corporation 18.59 800 807 0.88 15 15 0.00
2017‑09‑30 13F-HR KL / Kirkland Lake Gold Ltd. 15.00 1,200 18
2017‑09‑30 13F-HR LII / Lennox International, Inc. 166.67 18 18 0.00 3 3 0.00
2017‑09‑30 13F-HR MKC / McCormick & Co., Inc. 89.29 56 5
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 20.17 730 1,487 103.70 14 30 114.29
2017‑09‑30 13F-HR NFG / National Fuel Gas Co. 56.94 4,511 6,726 49.10 250 383 53.20
2017‑09‑30 13F-HR NRG / NRG Energy, Inc. 26.11 383 10
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.69 1,573 1,573 0.00 68 64 -5.88
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 166.67 6 6 0.00 1 1 0.00
2017‑09‑30 13F-HR NS / NuStar Energy L.P. 40.00 600 600 0.00 28 24 -14.29
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.76 2,834 2,834 0.00 39 39 0.00
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 50.25 199 199 0.00 8 10 25.00
2017‑09‑30 13F-HR OGS / ONE Gas, Inc. 64.52 43 31 -27.91 3 2 -33.33
2017‑09‑30 13F-HR OSIS / OSI Systems, Inc. 66.67 15 15 0.00 1 1 0.00
2017‑09‑30 13F-HR PVH / PVH Corp. 111.11 27 27 0.00 3 3 0.00
2017‑09‑30 13F-HR PTLC / Pacer Trendpilot 750 ETF 27.46 3,350 3,350 0.00 87 92 5.75
2017‑09‑30 13F-HR PCG / PG&E Corp. 50.00 20 20 0.00 1 1 0.00
2017‑09‑30 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 17.78 450 450 0.00 7 8 14.29
2017‑09‑30 13F-HR PBCT / People's United Financial, Inc. 18.94 264 264 0.00 5 5 0.00
2017‑09‑30 13F-HR PNNT / PennantPark Investment Corp. 8.00 1,000 1,000 0.00 7 8 14.29
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.23 18,845 9,695 -48.55 313 167 -46.65
2017‑09‑30 13F-HR SDS / ProShares UltraShort S&P500 57.14 35 2
2017‑09‑30 13F-HR PSA / Public Storage 200.00 7 10 42.86 1 2 100.00
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 52.51 1,041 1,352 29.88 58 71 22.41
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. 71.43 14 1
2017‑09‑30 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 76.67 300 300 0.00 22 23 4.55
2017‑09‑30 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 3.33 300 300 0.00 1 1 0.00
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 121.95 41 41 0.00 4 5 25.00
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 59.70 67 4
2017‑09‑30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.53 5,433 5,484 0.94 140 140 0.00
2017‑09‑30 13F-HR SBAC / SBA Communications Corp. 153.85 26 4
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 51.28 39 39 0.00 2 2 0.00
2017‑09‑30 13F-HR SSNC / SS&C Technologies Holdings, Inc. 41.67 72 3
2017‑09‑30 13F-HR SPSB / SPDR Portfolio Short Term Corpor 31.12 932 29
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 48.64 526 699 32.89 26 34 30.77
2017‑09‑30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.37 3,784 4,433 17.15 179 210 17.32
2017‑09‑30 13F-HR SNY / Sanofi 50.08 875 599 -31.54 42 30 -28.57
2017‑09‑30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 66.83 11,973 15,398 28.61 759 1,029 35.57
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 60.01 3,235 3,416 5.60 179 205 14.53
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 54.05 228 370 62.28 12 20 66.67
2017‑09‑30 13F-HR SRE / Sempra Energy 113.12 200 221 10.50 22 25 13.64
2017‑09‑30 13F-HR SHW / Sherwin-Williams Co. (The) 375.00 16 6
2017‑09‑30 13F-HR SBNYW / Signature Bank 117.65 17 17 0.00 2 2 0.00
2017‑09‑30 13F-HR SCI / Service Corp. International 35.00 200 200 0.00 7 7 0.00
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.00 500 7
2017‑09‑30 13F-HR TGT / Target Corp. 55.84 588 591 0.51 29 33 13.79
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 74.47 188 188 0.00 13 14 7.69
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 154.86 706 1,059 50.00 101 164 62.38
2017‑09‑30 13F-HR TELL / Tellurian Inc. 10.45 11,000 115
2017‑09‑30 13F-HR XMPT / MV CEF Muni ETF 26.67 300 8
2017‑09‑30 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 51.52 2,562 132
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 125.00 16 2
2017‑09‑30 13F-HR VMW / VMWare, Inc. 107.14 33 28 -15.15 3 3 0.00
2017‑09‑30 13F-HR HCN / Welltower Inc. 66.67 30 30 0.00 2 2 0.00
2017‑09‑30 13F-HR EZM / WisdomTree MidCap Earnings Fund 37.58 1,178 1,969 67.15 42 74 76.19
2017‑09‑30 13F-HR XYL / Xylem, Inc. 63.69 157 157 0.00 9 10 11.11
2017‑09‑30 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 10.00 100 1
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 58.82 68 68 0.00 4 4 0.00
2017‑09‑30 13F-HR ACN / Accenture plc 166.67 6 1
2017‑09‑30 13F-HR STE / STERIS Corp. 93.75 32 3
2017‑09‑30 13F-HR SSYS / Stratasys, Ltd. 19.61 51 1
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33.37 2,838 2,937 3.49 92 98 6.52
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 2.05 3,553 3,422 -3.69 14 7 -50.00
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.39 1,258 1,259 0.08 70 71 1.43
2017‑09‑30 13F-HR VALE / Vale S.A. 9.78 4,600 4,600 0.00 42 45 7.14
2017‑09‑30 13F-HR DVAX / Dynavax Technologies Corp. 23.28 12,000 18,000 50.00 108 419 287.96
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 125.00 11 120 990.91 1 15 1,400.00
2017‑09‑30 13F-HR MMM / 3M Co. 216.11 793 782 -1.39 167 169 1.20
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF 47.17 202 212 4.95 9 10 11.11
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 971.01 69 69 0.00 64 67 4.69
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 32.73 700 550 -21.43 23 18 -21.74
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 58.82 17 17 0.00 1 1 0.00
2017‑09‑30 13F-HR TDC / Teradata Corp. 35.00 200 200 0.00 6 7 16.67
2017‑09‑30 13F-HR TOT / Total S.A. 47.62 63 63 0.00 3 3 0.00
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.14 6,641 7,000 5.41 245 260 6.12
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.17 115 192 66.96 12 20 66.67
2017‑09‑30 13F-HR K / Kellogg Co. 61.86 223 194 -13.00 15 12 -20.00
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.61 6,878 8,764 27.42 72 93 29.17
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 85.44 512 515 0.59 43 44 2.33
2017‑09‑30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 27.93 2,283 3,258 42.71 62 91 46.77
2017‑09‑30 13F-HR INTC / Intel Corp. 39.86 14,370 18,414 28.14 484 734 51.65
2017‑09‑30 13F-HR HPP / Hudson Pacific Properties, Inc. 33.33 150 150 0.00 5 5 0.00
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.91 8,757 13,015 48.62 122 181 48.36
2017‑09‑30 13F-HR SCHP / Schwab U.S. TIPS ETF 56.82 168 264 57.14 9 15 66.67
2017‑09‑30 13F-HR FCEL / FuelCell Energy, Inc. 2.28 607 3,507 477.76 1 8 700.00
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 51.55 97 97 0.00 5 5 0.00
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 18.97 1,783 2,846 59.62 34 54 58.82
2017‑09‑30 13F-HR RJD / Raymond James Financial, Inc. 80.00 50 50 0.00 4 4 0.00
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 18.40 264 163 -38.26 8 3 -62.50
2017‑09‑30 13F-HR AET / Aetna, Inc. 159.09 176 176 0.00 27 28 3.70
2017‑09‑30 13F-HR LXP / Lexington Corporate Properties Trust 10.67 3,000 3,000 0.00 29 32 10.34
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 145.45 55 55 0.00 8 8 0.00
2017‑09‑30 13F-HR HACK / PureFunds ISE Cyber Security ETF 30.00 400 400 0.00 12 12 0.00
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 58.44 200 154 -23.00 12 9 -25.00
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.67 3,855 3,927 1.87 188 199 5.85
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 43.02 1,900 1,720 -9.47 71 74 4.23
2017‑09‑30 13F-HR BWLD / Buffalo Wild Wings, Inc. 104.00 125 125 0.00 15 13 -13.33
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.36 13,999 14,531 3.80 576 630 9.38
2017‑09‑30 13F-HR BG / Bunge Ltd. 76.92 23 13 -43.48 2 1 -50.00
2017‑09‑30 13F-HR IOO / iShares Global 100 ETF 89.53 126 592 369.84 11 53 381.82
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.21 3,249 3,613 11.20 197 232 17.77
2017‑09‑30 13F-HR UTX / United Technologies Corp. 118.74 1,788 1,937 8.33 220 230 4.55
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.27 2,541 2,666 4.92 163 182 11.66
2017‑09‑30 13F-HR ENLK / EnLink Midstream Partners, LP 16.49 2,350 2,365 0.64 39 39 0.00
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 80.00 25 25 0.00 1 2 100.00
2017‑09‑30 13F-HR FM / iShares MSCI Frontier 100 ETF 30.61 196 196 0.00 6 6 0.00
2017‑09‑30 13F-HR HTA / Healthcare Trust of America, Inc. 30.08 665 665 0.00 20 20 0.00
2017‑09‑30 13F-HR HSY / Hershey Company (The) 90.91 22 22 0.00 2 2 0.00
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.07 8,282 9,416 13.69 358 462 29.05
2017‑09‑30 13F-HR ES / Eversource Energy 60.34 2,088 2,088 0.00 125 126 0.80
2017‑09‑30 13F-HR BTG / B2Gold Corp. 2.86 4,552 4,552 0.00 13 13 0.00
2017‑09‑30 13F-HR F / Ford Motor Co. 12.33 19,590 21,416 9.32 222 264 18.92
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 26.24 8,783 10,975 24.96 220 288 30.91
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53.66 860 615 -28.49 47 33 -29.79
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 86.78 240 242 0.83 20 21 5.00
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12.47 19,714 24,224 22.88 283 302 6.71
2017‑09‑30 13F-HR JMM / Nuveen Multi-Market Income Fund 7.65 5,100 5,100 0.00 38 39 2.63
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.64 62 44 -29.03 7 5 -28.57
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 91.54 804 1,005 25.00 72 92 27.78
2017‑09‑30 13F-HR CELG / Celgene Corp. 140.30 335 335 0.00 44 47 6.82
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 161.26 170 1,048 516.47 28 169 503.57
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 76.01 3,212 3,723 15.91 236 283 19.92
2017‑09‑30 13F-HR XGLVX / Clough Global Allocation Fund 13.89 72 72 0.00 1 1 0.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 82.48 646 1,079 67.03 51 89 74.51
2017‑09‑30 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 35.14 313 313 0.00 10 11 10.00
2017‑09‑30 13F-HR EPR / EPR Properties 70.23 766 598 -21.93 54 42 -22.22
2017‑09‑30 13F-HR INTU / Intuit Inc. 148.15 108 108 0.00 14 16 14.29
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.16 3,226 3,238 0.37 75 75 0.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 40.00 100 100 0.00 3 4 33.33
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 130.43 23 23 0.00 3 3 0.00
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 120.00 75 75 0.00 8 9 12.50
2017‑09‑30 13F-HR CMI / Cummins, Inc. 171.88 228 192 -15.79 38 33 -13.16
2017‑09‑30 13F-HR CVX / Chevron Corp. 118.02 1,187 1,415 19.21 122 167 36.89
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.78 1,994 2,675 34.15 137 192 40.15
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 203.41 3,126 3,520 12.60 528 716 35.61
2017‑09‑30 13F-HR PX / Praxair, Inc. 137.25 102 102 0.00 14 14 0.00
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.43 937 1,367 45.89 112 166 48.21
2017‑09‑30 13F-HR EXAC / Exactech, Inc. 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR GPRO / GoPro, Inc. 9.73 1,748 1,748 0.00 14 17 21.43
2017‑09‑30 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 53.33 300 300 0.00 16 16 0.00
2017‑09‑30 13F-HR HMY / Harmony Gold Mining Company Ltd. 1.91 7,326 7,326 0.00 12 14 16.67
2017‑09‑30 13F-HR TPR / Tapestry, Inc. 40.00 25 25 0.00 1 1 0.00
2017‑09‑30 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 54.61 291 293 0.69 17 16 -5.88
2017‑09‑30 13F-HR AER / AerCap Holdings N.V. 52.00 250 250 0.00 12 13 8.33
2017‑09‑30 13F-HR MDLY / Medley Management, Inc. 6.25 800 800 0.00 5 5 0.00
2017‑09‑30 13F-HR CDC / Victory Portfolios II 44.98 952 956 0.42 41 43 4.88
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 37.95 2,680 2,767 3.25 104 105 0.96
2017‑09‑30 13F-HR GWPH / GW Pharmaceuticals Plc. 109.09 165 165 0.00 17 18 5.88
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 81.87 73 171 134.25 6 14 133.33
2017‑09‑30 13F-HR LEN / Lennar Corp. 54.79 73 73 0.00 4 4 0.00
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 95.65 233 230 -1.29 21 22 4.76
2017‑09‑30 13F-HR LECO / Lincoln Electric Holdings, Inc. 98.77 23 81 252.17 2 8 300.00
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 92.19 3,411 3,406 -0.15 297 314 5.72
2017‑09‑30 13F-HR CLX / Clorox Company (The) 127.86 9,190 9,190 0.00 1,227 1,175 -4.24
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.25 1,900 2,400 26.32 39 51 30.77
2017‑09‑30 13F-HR IXC / iShares Global Energy ETF 33.85 325 325 0.00 10 11 10.00
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 76.34 4,199 5,685 35.39 294 434 47.62
2017‑09‑30 13F-HR NEAR / iShares Short Maturity Bond ETF 50.23 951 55,262 5,710.94 48 2,776 5,683.33
2017‑09‑30 13F-HR AGR / Avangrid, Inc. 48.05 666 666 0.00 29 32 10.34
2017‑09‑30 13F-HR MAT / Mattel, Inc. 15.97 612 501 -18.14 13 8 -38.46
2017‑09‑30 13F-HR WRK / Westrock Company 59.29 252 253 0.40 15 15 0.00
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.06 404 792 96.04 43 84 95.35
2017‑09‑30 13F-HR MFA / MFA Financial, Inc. 8.00 500 500 0.00 4 4 0.00
2017‑09‑30 13F-HR AIA / iShares Asia 50 ETF 60.00 50 50 0.00 3 3 0.00
2017‑09‑30 13F-HR DX / Dynex Capital, Inc. 6.92 1,300 1,300 0.00 9 9 0.00
2017‑09‑30 13F-HR IILG / Interval Leisure Group, Inc. 28.57 35 35 0.00 1 1 0.00
2017‑09‑30 13F-HR OLED / Universal Display Corp. 90.91 11 11 0.00 1 1 0.00
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 95.26 27,025 29,539 9.30 2,503 2,814 12.43
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 156.56 1,615 1,616 0.06 236 253 7.20
2017‑09‑30 13F-HR FB / Facebook, Inc. 172.16 2,893 1,243 -57.03 444 214 -51.80
2017‑09‑30 13F-HR JKJ / iShares Morningstar Small-Cap ETF 173.08 51 52 1.96 8 9 12.50
2017‑09‑30 13F-HR VOX / Vanguard Telecommunications Services ETF 90.91 44 44 0.00 4 4 0.00
2017‑09‑30 13F-HR CTAS / Cintas Corp. 148.15 27 27 0.00 3 4 33.33
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 78.43 51 51 0.00 4 4 0.00
2017‑09‑30 13F-HR XPHTX / Pioneer High Income Trust 10.00 1,300 1,300 0.00 13 13 0.00
2017‑09‑30 13F-HR XME / SPDR S&P Metals & Mining ETF 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR GPL / Great Panther Silver Ltd 1.18 2,550 2,550 0.00 3 3 0.00
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.00 175 175 0.00 8 7 -12.50
2017‑09‑30 13F-HR MBB / iShares MBS ETF 107.38 406 596 46.80 43 64 48.84
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 108.11 74 74 0.00 7 8 14.29
2017‑09‑30 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 68.18 44 44 0.00 2 3 50.00
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 166.67 6 6 0.00 1 1 0.00
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 343.75 64 64 0.00 20 22 10.00
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 240.00 25 25 0.00 6 6 0.00
2017‑09‑30 13F-HR WMC / Western Asset Mortgage Capital Corp 10.00 400 400 0.00 4 4 0.00
2017‑09‑30 13F-HR ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 15.00 400 400 0.00 6 6 0.00
2017‑09‑30 13F-HR LORL / Loral Space & Communications, Inc. 50.00 300 300 0.00 13 15 15.38
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 57.80 247 744 201.21 14 43 207.14
2017‑09‑30 13F-HR LSTR / Landstar System, Inc. 100.00 200 200 0.00 18 20 11.11
2017‑09‑30 13F-HR CRUS / Cirrus Logic, Inc. 50.00 100 100 0.00 6 5 -16.67
2017‑09‑30 13F-HR MET / MetLife, Inc. 52.98 11,135 11,137 0.02 624 590 -5.45
2017‑09‑30 13F-HR GD / General Dynamics Corp. 200.00 35 35 0.00 7 7 0.00
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 50.00 300 300 0.00 15 15 0.00
2017‑09‑30 13F-HR TXRH / Texas Roadhouse, Inc. 50.85 59 59 0.00 3 3 0.00
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.19 3,228 2,828 -12.39 126 108 -14.29
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 500.00 8 8 0.00 4 4 0.00
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 20.75 1,772 1,783 0.62 42 37 -11.90
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 166.67 24 24 0.00 3 4 33.33
2017‑09‑30 13F-HR BBL / BHP Billiton Plc 24.39 40 41 2.50 1 1 0.00
2017‑09‑30 13F-HR MCD / McDonald's Corp. 160.15 12,104 11,945 -1.31 1,882 1,913 1.65
2017‑09‑30 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 20.41 423 294 -30.50 9 6 -33.33
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 51.72 58 58 0.00 3 3 0.00
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 65.86 577 577 0.00 32 38 18.75
2017‑09‑30 13F-HR FSIC / FS Investment Corporation 8.65 630,005 842,259 33.69 5,702 7,286 27.78
2017‑09‑30 13F-HR ITT / ITT Inc. 44.94 267 267 0.00 11 12 9.09
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 166.67 24 24 0.00 3 4 33.33
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 27.44 328 328 0.00 9 9 0.00
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 2.82 2,840 2,840 0.00 7 8 14.29
2017‑09‑30 13F-HR SMH / Market Vectors Semiconductor ETF 98.90 53 91 71.70 4 9 125.00
2017‑09‑30 13F-HR ADX / Adams Diversified Equity Fund, Inc. 15.27 6,050 6,550 8.26 87 100 14.94
2017‑09‑30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 41.08 1,552 1,339 -13.72 62 55 -11.29
2017‑09‑30 13F-HR GME / GameStop Corp. 19.00 413 421 1.94 9 8 -11.11
2017‑09‑30 13F-HR IVOO / Vanguard S&P Mid-Cap 400 ETF 137.93 29 29 0.00 3 4 33.33
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 22.27 222 1,527 587.84 5 34 580.00
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19.01 131 7,523 5,642.75 2 143 7,050.00
2017‑09‑30 13F-HR PEO / Adams Natural Resources Fund, Inc. 20.08 249 249 0.00 5 5 0.00
2017‑09‑30 13F-HR IQDF / FlexShares International Quality Dividend Index Fund 26.25 1,817 2,133 17.39 46 56 21.74
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.59 1,563 1,641 4.99 98 106 8.16
2017‑09‑30 13F-HR PRF / PowerShares FTSE RAFI US 1000 Portfolio 107.42 522 633 21.26 54 68 25.93
2017‑09‑30 13F-HR HPT / Hospitality Properties Trust 23.81 42 42 0.00 1 1 0.00
2017‑09‑30 13F-HR NE / Noble Corporation plc 3.91 1,023 1,023 0.00 4 4 0.00
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 45.11 665 665 0.00 34 30 -11.76
2017‑09‑30 13F-HR NRE / NorthStar Realty Europe Corp. 13.74 1,661 1,528 -8.01 21 21 0.00
2017‑09‑30 13F-HR BSX / Boston Scientific Corp. 30.00 200 200 0.00 6 6 0.00
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.71 225 276 22.67 18 22 22.22
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 127.45 510 510 0.00 63 65 3.17
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 6.67 300 300 0.00 2 2 0.00
2017‑09‑30 13F-HR NTCT / NetScout Systems, Inc. 31.35 319 319 0.00 11 10 -9.09
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 20.00 150 50 -66.67 3 1 -66.67
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 6.62 1,000 8,000 700.00 8 53 562.50
2017‑09‑30 13F-HR AGI / Alamos Gold Inc. 6.96 1,150 1,150 0.00 8 8 0.00
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 87.72 3,628 4,195 15.63 286 368 28.67
2017‑09‑30 13F-HR VTR / Ventas, Inc. 63.12 808 808 0.00 54 51 -5.56
2017‑09‑30 13F-HR STAG / STAG Industrial, Inc. 28.00 1,000 1,000 0.00 27 28 3.70
2017‑09‑30 13F-HR DGRO / iShares Core Dividend Growth ETF 32.85 1,935 1,735 -10.34 61 57 -6.56
2017‑09‑30 13F-HR PSX / Phillips 66 94.53 201 201 0.00 17 19 11.76
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 143.37 374 2,232 496.79 50 320 540.00
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 62.50 400 400 0.00 23 25 8.70
2017‑09‑30 13F-HR VGIT / Vanguard Intermediate-Term Government Bond Index Fund 63.60 185 283 52.97 12 18 50.00
2017‑09‑30 13F-HR WBC / Wabco Holdings, Inc. 166.67 24 24 0.00 3 4 33.33
2017‑09‑30 13F-HR D / Dominion Resources, Inc. 74.89 226 227 0.44 17 17 0.00
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 100.00 130 130 0.00 15 13 -13.33
2017‑09‑30 13F-HR FEI / First Trust MLP and Energy Income Fund 16.00 500 500 0.00 8 8 0.00
2017‑09‑30 13F-HR SNLN / Highland/iBoxx Senior Loan ETF 18.40 1,191 1,630 36.86 22 30 36.36
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.52 7,927 2,700 -65.94 68 23 -66.18
2017‑09‑30 13F-HR OEF / iShares S&P 100 ETF 111.37 61 431 606.56 7 48 585.71
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.21 6,985 6,745 -3.44 233 224 -3.86
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 98.68 133 152 14.29 13 15 15.38
2017‑09‑30 13F-HR NGL / NGL Energy Partners LP 12.00 0 1,000 0 12
2017‑09‑30 13F-HR RMR / The RMR Group Inc. 55.30 216 217 0.46 11 12 9.09
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.28 702 702 0.00 41 36 -12.20
2017‑09‑30 13F-HR HRS / Harris Corp. 129.63 63 54 -14.29 7 7 0.00
2017‑09‑30 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 7.14 958 980 2.30 7 7 0.00
2017‑09‑30 13F-HR DE / Deere & Co. 129.50 517 417 -19.34 66 54 -18.18
2017‑09‑30 13F-HR AUMN / Golden Minerals Co. 0.46 12,987 12,987 0.00 7 6 -14.29
2017‑09‑30 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 18.81 319 319 0.00 6 6 0.00
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 70.51 7,081 8,991 26.97 492 634 28.86
2017‑09‑30 13F-HR IHF / iShares U.S. Healthcare Providers ETF 144.48 353 353 0.00 52 51 -1.92
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 120.00 125 75 -40.00 13 9 -30.77
2017‑09‑30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 126.67 350 300 -14.29 40 38 -5.00
2017‑09‑30 13F-HR CSV / Carriage Services, Inc. 26.11 651 651 0.00 17 17 0.00
2017‑09‑30 13F-HR FNV / Franco-Nevada Corp. 80.00 75 75 0.00 5 6 20.00
2017‑09‑30 13F-HR NGG / National Grid Plc 62.67 3,353 4,452 32.78 204 279 36.76
2017‑09‑30 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 105.26 290 76 -73.79 29 8 -72.41
2017‑09‑30 13F-HR IPKW / PowerShares Exchange-Traded Fund Trust II 34.90 1,575 1,576 0.06 50 55 10.00
2017‑09‑30 13F-HR NICE / NICE Systems Ltd. 74.07 27 27 0.00 2 2 0.00
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 35.50 169 169 0.00 6 6 0.00
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.90 647 1,552 139.88 52 124 138.46
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.00 2,800 2,300 -17.86 53 46 -13.21
2017‑09‑30 13F-HR KN / Knowles Corp 14.84 337 337 0.00 6 5 -16.67
2017‑09‑30 13F-HR PTC / PTC Inc. 58.33 960 960 0.00 55 56 1.82
2017‑09‑30 13F-HR CDW / CDW Corporation 72.46 207 207 0.00 13 15 15.38
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 197.53 705 405 -42.55 108 80 -25.93
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF 45.86 1,670 1,570 -5.99 66 72 9.09
2017‑09‑30 13F-HR HCLP / Hi-Crush Partners LP 9.27 4,000 5,500 37.50 37 51 37.84
2017‑09‑30 13F-HR BB / Blackberry Limited 11.00 1,100 1,000 -9.09 11 11 0.00
2017‑09‑30 13F-HR UL / Unilever, PLC ADR 56.45 223 124 -44.39 12 7 -41.67
2017‑09‑30 13F-HR MOAT / VanEck Vectors ETF TR 40.50 6,370 6,370 0.00 250 258 3.20
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 57.14 26 35 34.62 1 2 100.00
2017‑09‑30 13F-HR ITM / VanEck Vectors ETF TR 24.46 223 327 46.64 5 8 60.00
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 12.97 1,471 2,082 41.54 19 27 42.11
2017‑09‑30 13F-HR BVN / Compania de Minas Buenaventura S.A. 14.18 705 705 0.00 8 10 25.00
2017‑09‑30 13F-HR WBS / Webster Financial Corp. 52.95 3,135 3,135 0.00 169 166 -1.78
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 255.76 4,322 5,169 19.60 1,054 1,322 25.43
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 82.53 517 521 0.77 40 43 7.50
2017‑09‑30 13F-HR NYMTP / New York Mortgage Trust, Inc. 6.33 3,000 3,000 0.00 19 19 0.00
2017‑09‑30 13F-HR ACWX / iShares MSCI ACWI ex US ETF 48.11 432 582 34.72 20 28 40.00
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 87.24 6,488 6,488 0.00 532 566 6.39
2017‑09‑30 13F-HR JKE / iShares Morningstar Large-Cap Growth ETF 149.25 201 201 0.00 28 30 7.14
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 116.44 111 146 31.53 13 17 30.77
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 17.14 350 350 0.00 7 6 -14.29
2017‑09‑30 13F-HR LVHD / Legg Mason ETF Equity Tr 30.55 61,011 64,679 6.01 1,812 1,976 9.05
2017‑09‑30 13F-HR COO / Cooper Companies, Inc. (The) 250.00 16 16 0.00 4 4 0.00
2017‑09‑30 13F-HR QRVO / Qorvo, Inc. 72.00 300 250 -16.67 20 18 -10.00
2017‑09‑30 13F-HR GOLD / Randgold Resources Ltd. 90.91 55 55 0.00 5 5 0.00
2017‑09‑30 13F-HR EW / Edwards Lifesciences Corp. 100.00 7 10 42.86 1 1 0.00
2017‑09‑30 13F-HR AKG / Asanko Gold Inc. 1.11 2,695 2,695 0.00 4 3 -25.00
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 149.33 3,652 3,797 3.97 511 567 10.96
2017‑09‑30 13F-HR BLV / Vanguard Long-Term Bond ETF 91.60 114 131 14.91 10 12 20.00
2017‑09‑30 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.29 1,400 1,400 0.00 21 20 -4.76
2017‑09‑30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 69.38 1,081 1,081 0.00 69 75 8.70
2017‑09‑30 13F-HR CA / CA, Inc. 34.15 274 205 -25.18 9 7 -22.22
2017‑09‑30 13F-HR JBL / Jabil Circuit, Inc. 30.00 200 200 0.00 6 6 0.00
2017‑09‑30 13F-HR SPDW / SPDR Portfolio World ex- US ETF 32.71 214 214 0.00 6 7 16.67
2017‑09‑30 13F-HR FDX / FedEx Corp. 223.21 112 112 0.00 25 25 0.00
2017‑09‑30 13F-HR SAND / Sandstorm Gold Ltd. 4.85 1,030 1,030 0.00 4 5 25.00
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.79 8,444 7,948 -5.87 210 205 -2.38
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.11 4,700 6,470 37.66 187 266 42.25
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 99.55 2,681 2,652 -1.08 278 264 -5.04
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 136.36 18 22 22.22 3 3 0.00
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 113.64 131 132 0.76 14 15 7.14
2017‑09‑30 13F-HR ALLY / Ally Financial Inc. 25.00 200 200 0.00 4 5 25.00
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 199.03 6,198 6,205 0.11 1,183 1,235 4.40
2017‑09‑30 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 74.07 108 108 0.00 8 8 0.00
2017‑09‑30 13F-HR LVHI / Legg Mason International Low Volatility High Dividend ETF 27.89 135,334 151,672 12.07 3,765 4,230 12.35
2017‑09‑30 13F-HR PSK / SPDR Wells Fargo Preferred Stock ETF 44.61 1,485 1,502 1.14 67 67 0.00
2017‑09‑30 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 43.14 1,864 1,901 1.98 76 82 7.89
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 367.35 49 49 0.00 16 18 12.50
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.25 4,350 6,350 45.98 20 27 35.00
2017‑09‑30 13F-HR SAFM / Sanderson Farms, Inc. 150.00 40 40 0.00 4 6 50.00
2017‑09‑30 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 24.00 750 750 0.00 18 18 0.00
2017‑09‑30 13F-HR GPS / Gap, Inc. (The) 28.95 1,403 1,416 0.93 30 41 36.67
2017‑09‑30 13F-HR COP / ConocoPhillips 48.86 4,704 4,400 -6.46 203 215 5.91
2017‑09‑30 13F-HR ECA / EnCana Corp. 10.00 100 100 0.00 1 1 0.00
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 103.31 1,153 1,239 7.46 116 128 10.34
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 56.18 89 89 0.00 4,849 5 -99.90
2017‑09‑30 13F-HR FXO / First Trust Financials AlphaDEX® Fund 29.80 1,879 1,879 0.00 54 56 3.70
2017‑09‑30 13F-HR GVA / Granite Construction, Inc. 74.07 27 27 0.00 1 2 100.00
2017‑09‑30 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 70.03 356 357 0.28 23 25 8.70
2017‑09‑30 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 50.69 171 217 26.90 9 11 22.22
2017‑09‑30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 63.38 710 710 0.00 43 45 4.65
2017‑09‑30 13F-HR XRGTX / Royce Global Value Trust, Inc. 10.56 284 284 0.00 3 3 0.00
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.98 4,941 4,933 -0.16 431 434 0.70
2017‑09‑30 13F-HR WWD / Woodward, Inc 90.91 11 11 0.00 1 1 0.00
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.96 1,125 1,080 -4.00 99 95 -4.04
2017‑09‑30 13F-HR AOK / iShares Core Conservative Allocation ETF 34.60 1,413 1,416 0.21 48 49 2.08
2017‑09‑30 13F-HR CXP / Columbia Property Trust, Inc. 21.23 2,638 2,638 0.00 58 56 -3.45
2017‑09‑30 13F-HR PAAS / Pan American Silver Corp. 18.67 482 482 0.00 8 9 12.50
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 120.00 375 100 -73.33 43 12 -72.09
2017‑09‑30 13F-HR FAST / Fastenal Co. 45.70 919 919 0.00 40 42 5.00
2017‑09‑30 13F-HR BCS.D / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 26.21 2,470 2,480 0.40 66 65 -1.52
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 47.47 203 316 55.67 11 15 36.36
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 84.51 213 213 0.00 18 18 0.00
2017‑09‑30 13F-HR CIEN / Ciena Corp. 16.95 59 59 0.00 2 1 -50.00
2017‑09‑30 13F-HR BCE / BCE Inc. 45.87 109 109 0.00 5 5 0.00
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 13.54 1,750 1,625 -7.14 24 22 -8.33
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 153.85 16 13 -18.75 2 2 0.00
2017‑09‑30 13F-HR POOL / Pool Corp. 120.00 25 25 0.00 3 3 0.00
2017‑09‑30 13F-HR SNH / Senior Housing Properties Trust 21.28 47 47 0.00 1 1 0.00
2017‑09‑30 13F-HR GOVT / iShares U.S. Treasury Bond ETF 25.00 200 200 0.00 5 5 0.00
2017‑09‑30 13F-HR UBNK / United Financial Bancorp, Inc. 18.43 25,520 25,888 1.44 430 477 10.93
2017‑09‑30 13F-HR FTV / Fortive Corporation 76.92 13 13 0.00 1 1 0.00
2017‑09‑30 13F-HR NI / NiSource, Inc. 30.30 33 33 0.00 1 1 0.00
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 14.73 1,407 1,426 1.35 21 21 0.00
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.76 749 752 0.40 66 69 4.55
2017‑09‑30 13F-HR XL / XL Group Ltd. 40.00 200 200 0.00 9 8 -11.11
2017‑09‑30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 21.65 500 508 1.60 11 11 0.00
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.36 7,767 10,774 38.72 211 284 34.60
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 70.00 100 100 0.00 7 7 0.00
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.36 8,048 11,058 37.40 161 203 26.09
2017‑09‑30 13F-HR CX / Cemex S.A.B de C.V. 9.26 216 216 0.00 2 2 0.00
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 133.33 30 30 0.00 4 4 0.00
2017‑09‑30 13F-HR DHR / Danaher Corp. 88.24 127 34 -73.23 10 3 -70.00
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 37.45 267 267 0.00 9 10 11.11
2017‑09‑30 13F-HR DFJ / WisdomTree Japan SmallCap Dividend Fund 75.14 1,464 1,464 0.00 101 110 8.91
2017‑09‑30 13F-HR WDC / Western Digital Corp. 85.11 329 329 0.00 29 28 -3.45
2017‑09‑30 13F-HR PWR / Quanta Services, Inc. 40.00 100 100 0.00 3 4 33.33
2017‑09‑30 13F-HR FDS / FactSet Research Systems, Inc. 187.50 16 16 0.00 3 3 0.00
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.96 1,381 1,281 -7.24 65 64 -1.54
2017‑09‑30 13F-HR FEMB / First Trust Exchange-Traded Fund III 42.25 142 142 0.00 6 6 0.00
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.13 514 548 6.61 88 102 15.91
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 23.06 604 607 0.50 14 14 0.00
2017‑09‑30 13F-HR MA / MasterCard Incorporated 145.16 42 62 47.62 5 9 80.00
2017‑09‑30 13F-HR ULSGF / UBS AG 24.77 323 323 0.00 9 8 -11.11
2017‑09‑30 13F-HR CBM / Cambrex Corp. 53.37 356 356 0.00 21 19 -9.52
2017‑09‑30 13F-HR DWX / SPDR S&P Intl Dividend ETF 40.18 8 8,288 103,500.00 322 333 3.42
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 82.01 11,851 12,779 7.83 950 1,048 10.32
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.42 16,963 17,436 2.79 753 792 5.18
2017‑09‑30 13F-HR PPL / PPL Corp. 37.07 1,240 1,241 0.08 47 46 -2.13
2017‑09‑30 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.05 21,991 22,192 0.91 441 445 0.91
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 45.98 87 87 0.00 4 4 0.00
2017‑09‑30 13F-HR AGZD / WisdomTree Barclays Interest Rate Hedged U.S. Aggregate Bond Fund 48.08 312 312 0.00 15 15 0.00
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 142.86 28 28 0.00 3 4 33.33
2017‑09‑30 13F-HR AXP / American Express Co. 92.74 249 248 -0.40 21 23 9.52
2017‑09‑30 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 49.51 2,449 2,464 0.61 112 122 8.93
2017‑09‑30 13F-HR AOA / iShares Core Aggressive Allocation ETF 53.28 802 807 0.62 41 43 4.88
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. 13.57 1,400 1,400 0.00 17 19 11.76
2017‑09‑30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 26.32 38 38 0.00 1 1 0.00
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 11.37 12,525 12,225 -2.40 139 139 0.00
2017‑09‑30 13F-HR HPS / John Hancock Preferred Income Fund III 20.00 150 150 0.00 3 3 0.00
2017‑09‑30 13F-HR BKCC / BlackRock Capital Investment Corporation 7.83 2,150 1,150 -46.51 16 9 -43.75
2017‑09‑30 13F-HR NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 12.14 10,950 11,700 6.85 135 142 5.19
2017‑09‑30 13F-HR CE / Celanese Corp. 117.65 17 17 0.00 2 2 0.00
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 70.48 1,135 1,135 0.00 88 80 -9.09
2017‑09‑30 13F-HR CHW / Calamos Global Dynamic Income Fund 9.31 2,900 2,900 0.00 25 27 8.00
2017‑09‑30 13F-HR TLP / TransMontaigne Partners LP 45.00 200 200 0.00 9 9 0.00
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 112.07 116 116 0.00 13 13 0.00
2017‑09‑30 13F-HR TESO / Tesco Corp. (USA) 4.62 650 650 0.00 3 3 0.00
2017‑09‑30 13F-HR DOV / Dover Corp. 93.71 975 875 -10.26 81 82 1.23
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 88.00 205 125 -39.02 17 11 -35.29
2017‑09‑30 13F-HR CLY / iShares 10+ Year Credit Bond ETF 62.87 262 334 27.48 16 21 31.25
2017‑09‑30 13F-HR ESV / Ensco plc 10.00 0 100 0 1
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.84 2,825 2,525 -10.62 42 40 -4.76
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.72 11,354 12,885 13.48 924 1,053 13.96
2017‑09‑30 13F-HR TGP / Teekay LNG Partners L.P. 17.14 350 350 0.00 6 6 0.00
2017‑09‑30 13F-HR TRN / Trinity Industries, Inc. 35.00 200 200 0.00 6 7 16.67
2017‑09‑30 13F-HR IWC / iShares Micro-cap ETF 95.45 1,120 1,121 0.09 99 107 8.08
2017‑09‑30 13F-HR MUX / McEwen Mining Inc. 2.54 1,180 1,180 0.00 3 3 0.00
2017‑09‑30 13F-HR BKT / BlackRock Income Trust, Inc. 7.30 411 411 0.00 3 3 0.00
2017‑09‑30 13F-HR CVS / CVS Health Corporation 74.27 806 1,306 62.03 63 97 53.97
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.05 226 405 79.20 26 47 80.77
2017‑09‑30 13F-HR NATI / National Instruments Corp. 47.62 21 21 0.00 1 1 0.00
2017‑09‑30 13F-HR SPLK / Splunk Inc. 69.77 33 43 30.30 2 3 50.00
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) 76.57 1,850 1,750 -5.41 138 134 -2.90
2017‑09‑30 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.44 52,196 50,114 -3.99 542 523 -3.51
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 339.39 115 165 43.48 36 56 55.56
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 120.00 150 150 0.00 19 18 -5.26
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 150.31 284 326 14.79 41 49 19.51
2017‑09‑30 13F-HR HPI / John Hancock Preferred Income Fund 21.55 232 232 0.00 5 5 0.00
2017‑09‑30 13F-HR PJT / PJT Partners Inc. 42.55 50 47 -6.00 2 2 0.00
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 85.11 69 47 -31.88 4 4 0.00
2017‑09‑30 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 45.37 529 529 0.00 23 24 4.35
2017‑09‑30 13F-HR IDXX / IDEXX Laboratories, Inc. 157.50 400 400 0.00 65 63 -3.08
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 111.11 54 54 0.00 5 6 20.00
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 147.39 4,101 4,254 3.73 629 627 -0.32
2017‑09‑30 13F-HR PZG / Paramount Gold Nevada Corp. 1.46 5,464 5,464 0.00 8 8 0.00
2017‑09‑30 13F-HR AIG / American International Group, Inc. 58.82 102 102 0.00 6 6 0.00
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. 600.00 10 10 0.00 1 6 500.00
2017‑09‑30 13F-HR FBNK / First Connecticut Bancorp, Inc. 27.34 2,000 2,304 15.20 54 63 16.67
2017‑09‑30 13F-HR O / Realty Income Corp. 52.63 19 19 0.00 1 1 0.00
2017‑09‑30 13F-HR EQC.PRD / Equity Commonwealth 6.5% Series D Cumulative Convertible Preferred Shares 26.67 300 300 0.00 8 8 0.00
2017‑09‑30 13F-HR JLS / Nuveen Mortgage Opportunity Fund 25.72 5,516 6,921 25.47 141 178 26.24
2017‑09‑30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.00 600 600 0.00 9 9 0.00
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 80.54 149 149 0.00 12 12 0.00
2017‑09‑30 13F-HR GIM / Templeton Global Income Fund 7.43 404 404 0.00 3 3 0.00
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 78.43 51 51 0.00 4 4 0.00
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 109.39 1,266 1,225 -3.24 141 134 -4.96
2017‑09‑30 13F-HR DORM / Dorman Products, Inc. 65.22 46 46 0.00 3 3 0.00
2017‑09‑30 13F-HR EXP / Eagle Materials, Inc. 142.86 11 14 27.27 1 2 100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 54.55 55 55 0.00 3 3 0.00
2017‑09‑30 13F-HR ALLT / Allot Communications, Ltd. 5.00 200 200 0.00 1 1 0.00
2017‑09‑30 13F-HR V / Visa, Inc. 105.44 134 294 119.40 13 31 138.46
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 148.17 2,963 3,631 22.54 423 538 27.19
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 13.18 752 759 0.93 10 10 0.00
2017‑09‑30 13F-HR UN / Unilever N.V. 74.07 27 27 0.00 1 2 100.00
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54.86 273 1,367 400.73 15 75 400.00
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 192.31 17 26 52.94 3 5 66.67
2017‑09‑30 13F-HR KGC / Kinross Gold Corp. 4.08 1,225 1,225 0.00 5 5 0.00
2017‑09‑30 13F-HR SAP / SAP SE 125.00 16 16 0.00 2 2 0.00
2017‑09‑30 13F-HR G / Genpact Ltd. 33.71 89 89 0.00 2 3 50.00
2017‑09‑30 13F-HR AINV / Apollo Investment Corp. 5.73 1,192 1,221 2.43 8 7 -12.50
2017‑09‑30 13F-HR JRS / Nuveen Real Estate Income Fund 11.22 2,050 2,050 0.00 23 23 0.00
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.79 919 838 -8.81 100 92 -8.00
2017‑09‑30 13F-HR FFIV / F5 Networks, Inc. 111.11 54 36 -33.33 7 4 -42.86
2017‑09‑30 13F-HR PVG / Pretium Resources, Inc. 9.64 415 415 0.00 4 4 0.00
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 195.77 189 189 0.00 34 37 8.82
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 90.86 4,679 5,151 10.09 336 468 39.29
2017‑09‑30 13F-HR NDAQ / Nasdaq, Inc. 65.22 46 46 0.00 3 3 0.00
2017‑09‑30 13F-HR IXJ / iShares Global Healthcare ETF 120.00 50 50 0.00 5 6 20.00
2017‑09‑30 13F-HR XRVTX / Royce Value Trust, Inc. 16.06 2,570 2,615 1.75 38 42 10.53
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 48.33 600 600 0.00 22 29 31.82
2017‑09‑30 13F-HR HAS / Hasbro, Inc. 96.77 38 31 -18.42 4 3 -25.00
2017‑09‑30 13F-HR TR / Tootsie Roll Industries, Inc. 36.76 136 136 0.00 5 5 0.00
2017‑09‑30 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 58.63 229 307 34.06 13 18 38.46
2017‑09‑30 13F-HR AVY / Avery Dennison Corp. 114.29 35 35 0.00 3 4 33.33
2017‑09‑30 13F-HR HRG / Harbinger Group Inc. 16.67 300 300 0.00 5 5 0.00
2017‑09‑30 13F-HR BHB / Bar Harbor Bankshares, Inc. 30.84 454 454 0.00 14 14 0.00
2017‑09‑30 13F-HR SYMC / Symantec Corp. 33.27 540 541 0.19 16 18 12.50
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 121.21 33 33 0.00 4 4 0.00
2017‑09‑30 13F-HR SA / Seabridge Gold Inc. 12.52 1,438 1,438 0.00 16 18 12.50
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.25 1,849 1,474 -20.28 23 21 -8.70
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 253.58 910 978 7.47 221 248 12.22
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 141.43 1,029 1,301 26.43 139 184 32.37
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 78.28 395 396 0.25 33 31 -6.06
2017‑09‑30 13F-HR TCP / TC Pipelines, LP 53.88 460 464 0.87 26 25 -3.85
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 127.80 13 313 2,307.69 1 40 3,900.00
2017‑09‑30 13F-HR KRG / Kite Realty Group Trust 19.97 2,079 751 -63.88 38 15 -60.53
2017‑09‑30 13F-HR CPT / Camden Property Trust 100.00 30 30 0.00 3 3 0.00
2017‑09‑30 13F-HR CDK / CDK Global, Inc. 90.91 11 11 0.00 1 1 0.00
2017‑09‑30 13F-HR AWR / American States Water Co. (Holding Co.) 55.56 18 18 0.00 1 1 0.00
2017‑09‑30 13F-HR RMD / ResMed Inc. 71.43 42 42 0.00 3 3 0.00
2017‑09‑30 13F-HR JKD / iShares Morningstar Large Cap ETF 152.78 189 216 14.29 28 33 17.86
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 14.29 140 140 0.00 2 2 0.00
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 36.17 12,197 12,083 -0.93 407 437 7.37
2017‑09‑30 13F-HR KYN / Kayne Anderson MLP Investment Co. 20.00 200 200 0.00 4 4 0.00
2017‑09‑30 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.67 3,000 3,000 0.00 19 20 5.26
2017‑09‑30 13F-HR ELS / Equity Lifestyles Properties, Inc. 91.74 109 109 0.00 9 10 11.11
2017‑09‑30 13F-HR GE / General Electric Co. 23.41 25,918 22,553 -12.98 675 528 -21.78
2017‑09‑30 13F-HR HF / HFF, Inc. 40.00 300 300 0.00 11 12 9.09
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 150.00 80 80 0.00 11 12 9.09
2017‑09‑30 13F-HR XRAY / DENTSPLY SIRONA Inc. 50.85 52 59 13.46 3 3 0.00
2017‑09‑30 13F-HR JKHY / Henry (JACK) & Associates, Inc. 100.00 30 30 0.00 3 3 0.00
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 44.16 6,813 7,133 4.70 279 315 12.90
2017‑09‑30 13F-HR EWL / iShares MSCI Switzerland Capped ETF 34.80 49 977 1,893.88 2 34 1,600.00
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 96.47 2,592 6,033 132.75 242 582 140.50
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 43.48 23 23 0.00 1 1 0.00
2017‑09‑30 13F-HR JDD / Nuveen Diversified Dividend and Income Fund 12.85 6,811 6,847 0.53 85 88 3.53
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 54.93 5,105 6,517 27.66 256 358 39.84
2017‑09‑30 13F-HR RGA / Reinsurance Group of America, Inc. 100.00 10 10 0.00 1 1 0.00
2017‑09‑30 13F-HR JTD / Nuveen Tax Advantage Dividend Growth Fund 15.00 200 200 0.00 3 3 0.00
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 20.05 2,399 6,684 178.62 56 134 139.29
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 71.90 1,034 1,071 3.58 71 77 8.45
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 91.84 42 98 133.33 3 9 200.00
2017‑09‑30 13F-HR AAPL / Apple, Inc. 155.70 10,482 12,248 16.85 1,520 1,907 25.46
2017‑09‑30 13F-HR B / Barnes Group, Inc. 70.64 6,350 6,399 0.77 377 452 19.89
2017‑09‑30 13F-HR IPO / Renaissance IPO ETF 26.67 300 300 0.00 7 8 14.29
2017‑09‑30 13F-HR EGO / Eldorado Gold Corporation 2.26 3,989 3,989 0.00 10 9 -10.00
2017‑09‑30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 67.46 537 504 -6.15 36 34 -5.56
2017‑09‑30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 96.55 184 290 57.61 17 28 64.71
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 180.00 150 150 0.00 22 27 22.73
2017‑09‑30 13F-HR LDR / Landauer, Inc. 70.00 100 100 0.00 5 7 40.00
2017‑09‑30 13F-HR MON / Monsanto Co. 125.00 40 40 0.00 5 5 0.00
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 66.67 15 30 100.00 3 2 -33.33
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 56.34 42 142 238.10 2 8 300.00
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 55.48 3,558 3,551 -0.20 188 197 4.79
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 13.33 800 600 -25.00 10 8 -20.00
2017‑09‑30 13F-HR AG / First Majestic Silver Corp. 7.61 1,445 1,445 0.00 11 11 0.00
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 80.55 5,914 7,163 21.12 433 577 33.26
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.23 382 390 2.09 25 27 8.00
2017‑09‑30 13F-HR AOR / iShares Core Growth Allocation ETF 43.86 227 228 0.44 10 10 0.00
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 63.33 450 300 -33.33 35 19 -45.71
2017‑09‑30 13F-HR FTSL / First Trust Senior Loan Fund ETF 48.15 14,245 16,033 12.55 690 772 11.88
2017‑09‑30 13F-HR DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated 26.50 2,000 2,000 0.00 53 53 0.00
2017‑09‑30 13F-HR ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund 24.86 15,850 15,206 -4.06 391 378 -3.32
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 113.41 2,017 1,984 -1.64 238 225 -5.46
2017‑09‑30 13F-HR KLAC / KLA-Tencor Corp. 111.11 110 27 -75.45 11 3 -72.73
2017‑09‑30 13F-HR FTNT / Fortinet, Inc. 32.26 62 62 0.00 2 2 0.00
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.39 2,280 1,281 -43.82 36 21 -41.67
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 133.45 3,559 5,313 49.28 468 709 51.50
2017‑09‑30 13F-HR JSD / Nuveen Short Duration Credit Opportunities Fund 17.43 3,500 3,500 0.00 61 61 0.00
2017‑09‑30 13F-HR IXN / iShares Global Tech ETF 140.00 100 100 0.00 13 14 7.69
2017‑09‑30 13F-HR CC / Chemours Company (The) 56.07 0 214 0 12
2017‑09‑30 13F-HR SHPG / Shire Plc. 142.86 14 14 0.00 2 2 0.00
2017‑09‑30 13F-HR LKQ / LKQ Corp. 37.14 350 350 0.00 11 13 18.18
2017‑09‑30 13F-HR CSL / Carlisle Companies, Inc. 101.18 425 425 0.00 41 43 4.88
2017‑09‑30 13F-HR ARE / Alexandria Real Estate Equities, Inc. 120.98 375 2,645 605.33 44 320 627.27
2017‑09‑30 13F-HR VOE / Vanguard Mid-Cap Value ETF 105.79 108 501 363.89 11 53 381.82
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 173.91 23 23 0.00 4 4 0.00
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 45.00 200 200 0.00 8 9 12.50
2017‑09‑30 13F-HR KSS / Kohl's Corp. 44.78 241 201 -16.60 9 9 0.00
2017‑09‑30 13F-HR XNBBX / Nuveen Build America Bond Fund 21.00 1,000 1,000 0.00 21 21 0.00
2017‑09‑30 13F-HR JFR / Nuveen Floating Rate Income Fund 10.82 455 462 1.54 5 5 0.00
2017‑09‑30 13F-HR SNA / Snap-On Inc. 133.33 103 15 -85.44 16 2 -87.50
2017‑09‑30 13F-HR WPC / W.P. Carey Inc. 68.18 1,918 2,420 26.17 126 165 30.95
2017‑09‑30 13F-HR PNR / Pentair plc. 90.91 0 11 0 1
2017‑09‑30 13F-HR XHB / SPDR S&P Homebuilders ETF 40.00 200 200 0.00 8 8 0.00
2017‑09‑30 13F-HR VCLT / Vanguard Long-Term Corporate Bond Index Fund 96.30 133 135 1.50 12 13 8.33
2017‑09‑30 13F-HR GXC / SPDR S&P China ETF 104.80 458 458 0.00 41 48 17.07
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 49.45 232 182 -21.55 10 9 -10.00
2017‑09‑30 13F-HR MTD / Mettler Toledo International, Inc. 714.29 7 7 0.00 4 5 25.00
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 34.19 96 117 21.88 3 4 33.33
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 165.53 536 876 63.43 81 145 79.01
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 94.59 205 148 -27.80 16 14 -12.50
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 128.27 1,122 1,146 2.14 137 147 7.30
2017‑09‑30 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 28.99 1,304 2,415 85.20 37 70 89.19
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.19 293 243 -17.06 22 19 -13.64
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 110.51 351 923 162.96 38 102 168.42
2017‑09‑30 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 36.29 247 248 0.40 9 9 0.00
2017‑09‑30 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 58.15 3,100 2,700 -12.90 172 157 -8.72
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 166.67 6 6 0.00 1 1 0.00
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.52 1,097 1,216 10.85 54 59 9.26
2017‑09‑30 13F-HR PFPT / Proofpoint, Inc. 117.65 17 17 0.00 1 2 100.00
2017‑09‑30 13F-HR INKM / SPDR SSgA Income Allocation ETF 33.03 1,080 545 -49.54 35 18 -48.57
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 17.50 800 800 0.00 14 14 0.00
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 117.42 253 264 4.35 28 31 10.71
2017‑09‑30 13F-HR TD / Toronto-Dominion Bank (ON) 56.21 1,690 1,690 0.00 86 95 10.47
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 71.43 70 70 0.00 5 5 0.00
2017‑09‑30 13F-HR GAIN / Gladstone Investment Corp. 10.00 1,100 1,100 0.00 10 11 10.00
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.89 2,444 2,137 -12.56 169 175 3.55
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.69 2,066 2,015 -2.47 87 82 -5.75
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 172.31 325 325 0.00 54 56 3.70
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 133.33 150 150 0.00 18 20 11.11
2017‑09‑30 13F-HR MAS / Masco Corp. 39.47 76 76 0.00 3 3 0.00
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.73 10,300 11,346 10.16 55 65 18.18
2017‑09‑30 13F-HR IEV / iShares Europe 350 ETF 46.72 5,269 5,480 4.00 234 256 9.40
2017‑09‑30 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 18.00 11,191 19,666 75.73 198 354 78.79
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 130.92 15,914 17,744 11.50 1,983 2,323 17.15
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 990.14 154 507 229.22 153 502 228.10
2017‑09‑30 13F-HR MTN / Vail Resorts, Inc. 250.00 4 4 0.00 1 1 0.00
2017‑09‑30 13F-HR EES / WisdomTree SmallCap Earnings Fund 34.25 183 438 139.34 6 15 150.00
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 41.67 178 168 -5.62 5 7 40.00
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.02 300 333 11.00 7 7 0.00
2017‑09‑30 13F-HR IBDH / iShares iBonds Dec 2018 Term Corporate ETF 25.50 1,565 1,294 -17.32 39 33 -15.38
2017‑09‑30 13F-HR SDIV / Global X SuperDividend ETF 22.05 8,800 10,837 23.15 188 239 27.13
2017‑09‑30 13F-HR EWX / SPDR S&P Emerging Markets Small Cap ETF 56.34 71 71 0.00 3 4 33.33
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.14 1,912 2,158 12.87 106 119 12.26
2017‑09‑30 13F-HR EWH / iShares MSCI Hong Kong ETF 24.71 1,701 607 -64.32 40 15 -62.50
2017‑09‑30 13F-HR CNQ / Canadian Natural Resources Limited 32.50 400 400 0.00 11 13 18.18
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.49 10,097 9,150 -9.38 81 96 18.52
2017‑09‑30 13F-HR PAYX / Paychex, Inc. 63.33 300 300 0.00 17 19 11.76
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.99 273 274 0.37 20 20 0.00
2017‑09‑30 13F-HR CI / Cigna Corp. 188.81 385 429 11.43 65 81 24.62
2017‑09‑30 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 58.33 360 360 0.00 18 21 16.67
2017‑09‑30 13F-HR GWW / Grainger (W.W.), Inc. 176.47 85 85 0.00 15 15 0.00
2017‑09‑30 13F-HR C / Citigroup, Inc. 76.69 326 326 0.00 22 25 13.64
2017‑09‑30 13F-HR RTN / Raytheon Co. 187.50 57 80 40.35 9 15 66.67
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.39 1,361 1,316 -3.31 88 90 2.27
2017‑09‑30 13F-HR AEO / American Eagle Outfitters, Inc. 13.57 1,129 884 -21.70 13 12 -7.69
2017‑09‑30 13F-HR CSX / CSX Corp. 53.70 540 540 0.00 30 29 -3.33
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 94.21 3,023 3,025 0.07 276 285 3.26
2017‑09‑30 13F-HR MPLX / MPLX LP 35.03 1,199 1,199 0.00 40 42 5.00
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 125.00 62 120 93.55 8 15 87.50
2017‑09‑30 13F-HR GM / General Motors Company 45.18 5,040 2,767 -45.10 177 125 -29.38
2017‑09‑30 13F-HR ICE / Intercontinental Exchange, Inc. 83.33 24 24 0.00 2 2 0.00
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 107.07 467 467 0.00 49 50 2.04
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 55.00 200 200 0.00 9 11 22.22
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 50.00 200 200 0.00 11 10 -9.09
2017‑09‑30 13F-HR FOX / Twenty-First Century Fox, Inc. 29.41 102 102 0.00 3 3 0.00
2017‑09‑30 13F-HR BA / Boeing Company (The) 258.57 1,818 2,100 15.51 371 543 46.36
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.35 8,918 11,740 31.64 71 98 38.03
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 57.14 70 70 0.00 4 4 0.00
2017‑09‑30 13F-HR AGZ / iShares Agency Bond ETF 100.00 20 20 0.00 2 2 0.00
2017‑09‑30 13F-HR BR / Broadridge Financial Solutions, Inc. 71.43 28 28 0.00 2 2 0.00
2017‑09‑30 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 29.57 3,567 3,585 0.50 104 106 1.92
2017‑09‑30 13F-HR ALLE / Allegion Public Limited 85.71 33 70 112.12 3 6 100.00
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 131.15 61 61 0.00 7 8 14.29
2017‑09‑30 13F-HR FN / Fabrinet 45.45 66 66 0.00 3 3 0.00
2017‑09‑30 13F-HR CGNX / Cognex Corp. 125.00 66 32 -51.52 6 4 -33.33
2017‑09‑30 13F-HR IPGP / IPG Photonics Corp. 200.00 25 25 0.00 4 5 25.00
2017‑09‑30 13F-HR EWG / iShares MSCI Germany ETF 32.55 0 983 0 32
2017‑09‑30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 28.12 320 320 0.00 8 9 12.50
2017‑09‑30 13F-HR SCHF / Schwab International Equity ETF 33.43 205 1,436 600.49 6 48 700.00
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 316.67 60 60 0.00 17 19 11.76
2017‑09‑30 13F-HR VXUS / Vanguard Total International Stock ETF 54.90 691 2,368 242.69 36 130 261.11
2017‑09‑30 13F-HR VVR / Van Kampen Senior Income Trust 4.41 2,041 2,041 0.00 9 9 0.00
2017‑09‑30 13F-HR GFI / Gold Fields Ltd. 4.27 1,875 1,875 0.00 7 8 14.29
2017‑09‑30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 50.34 388 437 12.63 19 22 15.79
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.29 699 871 24.61 41 56 36.59
2017‑09‑30 13F-HR MMS / MAXIMUS, Inc. 65.33 750 750 0.00 46 49 6.52
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31.75 562 567 0.89 18 18 0.00
2017‑09‑30 13F-HR ABC / AmerisourceBergen Corp. 77.78 270 270 0.00 25 21 -16.00
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 93.46 3,515 107 -96.96 271 10 -96.31
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 91.69 1,287 1,287 0.00 101 118 16.83
2017‑09‑30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 182.18 1,690 2,536 50.06 272 462 69.85
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 64.52 31 31 0.00 2 2 0.00
2017‑09‑30 13F-HR XISDX / Prudential Short Duration High 15.16 5,150 4,550 -11.65 78 69 -11.54
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 190.32 310 310 0.00 60 59 -1.67
2017‑09‑30 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.16 1,900 1,900 0.00 26 25 -3.85
2017‑09‑30 13F-HR SPIR / Spire Corp. 73.17 79 41 -48.10 5 3 -40.00
2017‑09‑30 13F-HR AEG / Aegon N.V. ADR 5.50 2,545 2,545 0.00 14 14 0.00
2017‑09‑30 13F-HR DG / Dollar General Corp. 80.00 100 100 0.00 7 8 14.29
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 16.30 1,980 1,656 -16.36 33 27 -18.18
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 190.00 200 200 0.00 34 38 11.76
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 137.25 153 153 0.00 19 21 10.53
2017‑09‑30 13F-HR IAG / IAMGOLD Corp. 6.76 1,035 1,035 0.00 5 7 40.00
2017‑09‑30 13F-HR AU / AngloGold Ashanti Ltd. 9.27 755 755 0.00 7 7 0.00
2017‑09‑30 13F-HR MS / Morgan Stanley 48.57 350 350 0.00 16 17 6.25
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 4.00 500 500 0.00 2 2 0.00
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 46.15 715 715 0.00 30 33 10.00
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 65.79 152 152 0.00 10 10 0.00
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.29 2,100 2,100 0.00 68 72 5.88
2017‑09‑30 13F-HR RRD / Donnelley (R.R.) & Sons Co. 10.17 775 787 1.55 9 8 -11.11
2017‑09‑30 13F-HR SCS / Steelcase, Inc. 15.38 1,600 1,300 -18.75 22 20 -9.09
2017‑09‑30 13F-HR JGH / Nuveen Global High Income Fund 17.57 1,192 1,195 0.25 20 21 5.00
2017‑09‑30 13F-HR SFM / Sprouts Farmers Market, Inc. 18.82 425 425 0.00 10 8 -20.00
2017‑09‑30 13F-HR RHT / Red Hat, Inc. 127.66 47 47 0.00 5 6 20.00
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. 76.92 26 26 0.00 1 2 100.00
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.41 4,788 4,822 0.71 57 55 -3.51
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 119.16 2,032 663 -67.37 224 79 -64.73
2017‑09‑30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32.81 883 884 0.11 28 29 3.57
2017‑09‑30 13F-HR HPQ / HP Inc. 20.97 1,393 1,049 -24.69 25 22 -12.00
2017‑09‑30 13F-HR MSI / Motorola Solutions, Inc. 103.45 38 29 -23.68 3 3 0.00
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 145.32 4,823 5,574 15.57 663 810 22.17
2017‑09‑30 13F-HR PDBC / PowerShares Exchange-Traded Fund Trust II 17.09 585 585 0.00 9 10 11.11
2017‑09‑30 13F-HR VXF / Vanguard Extended Market ETF 108.91 101 101 0.00 10 11 10.00
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 285.71 5 7 40.00 2 2 0.00
2017‑09‑30 13F-HR SMCI / Super Micro Computer, Inc. 22.00 500 500 0.00 12 11 -8.33
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 142.76 1,318 1,450 10.02 178 207 16.29
2017‑09‑30 13F-HR XTHQX / Tekla Healthcare Opportunities 18.66 6,282 6,322 0.64 114 118 3.51
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 163.64 164 165 0.61 25 27 8.00
2017‑09‑30 13F-HR ADNT / Adient plc 86.21 116 116 0.00 8 10 25.00
2017‑09‑30 13F-HR DON / WisdomTree MidCap Dividend Fund 100.32 1,258 1,266 0.64 122 127 4.10
2017‑09‑30 13F-HR JPI / Nuveen Preferred & Income Term Fund 25.00 800 800 0.00 20 20 0.00
2017‑09‑30 13F-HR JBHT / Hunt (J.B.) Transport Services, Inc. 107.14 28 28 0.00 3 3 0.00
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 182.93 82 82 0.00 13 15 15.38
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 80.00 50 50 0.00 4 4 0.00
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 80.00 114 100 -12.28 10 8 -20.00
2017‑09‑30 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 200.00 10 10 0.00 2 2 0.00
2017‑09‑30 13F-HR MORT / Market Vectors Mortgage REIT Income ETF 24.62 0 650 0 16
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.00 400 400 0.00 37 38 2.70
2017‑09‑30 13F-HR SIR / Select Income REIT 24.29 11,160 12,637 13.23 260 307 18.08
2017‑09‑30 13F-HR T / AT & T, Inc. 38.29 24,485 25,805 5.39 902 988 9.53
2017‑09‑30 13F-HR IFF / International Flavors & Fragrances, Inc 150.00 20 20 0.00 3 3 0.00
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 108.77 5,586 6,399 14.55 586 696 18.77
2017‑09‑30 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 48.61 111 144 29.73 5 7 40.00
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 180.60 3,067 3,062 -0.16 533 553 3.75
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 146.67 74 75 1.35 11 11 0.00
2017‑09‑30 13F-HR GIS / General Mills, Inc. 49.77 441 643 45.80 24 32 33.33
2017‑09‑30 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 31.47 1,716 1,716 0.00 52 54 3.85
2017‑09‑30 13F-HR CRI / Carter's, Inc. 83.33 24 24 0.00 2 2 0.00
2017‑09‑30 13F-HR IAT / iShares U.S. Regional Banks ETF 47.18 3,557 5,151 44.81 164 243 48.17
2017‑09‑30 13F-HR IYF / iShares U.S. Financial ETF 112.50 320 320 0.00 35 36 2.86
2017‑09‑30 13F-HR JBLU / JetBlue Airways Corp. 18.95 475 475 0.00 11 9 -18.18
2017‑09‑30 13F-HR MPWR / Monolithic Power Systems, Inc. 121.21 33 33 0.00 3 4 33.33
2017‑09‑30 13F-HR USB / U.S. Bancorp 60.00 50 50 0.00 3 3 0.00
2017‑09‑30 13F-HR CME / CME Group, Inc. 140.00 100 100 0.00 12 14 16.67
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 196.03 857 857 0.00 160 168 5.00
2017‑09‑30 13F-HR DES / WisdomTree SmallCap Dividend Fund 84.31 765 771 0.78 61 65 6.56
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 437.50 17 16 -5.88 7 7 0.00
2017‑09‑30 13F-HR EFV / iShares MSCI EAFE Value Index 53.94 788 927 17.64 41 50 21.95
2017‑09‑30 13F-HR HLX / Helix Energy Solutions Group, Inc. 10.00 100 100 0.00 1 1 0.00
2017‑09‑30 13F-HR BIIB / Biogen Inc. 320.00 50 50 0.00 14 16 14.29
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 156.10 191 205 7.33 29 32 10.34
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.81 6,782 7,499 10.57 473 561 18.60
2017‑09‑30 13F-HR VPL / Vanguard MSCI Pacific ETF 71.43 112 112 0.00 7 8 14.29
2017‑09‑30 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 83.33 107 108 0.93 9 9 0.00
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.75 7,291 9,660 32.49 226 326 44.25
2017‑09‑30 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 58.82 102 102 0.00 6 6 0.00
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.51 5,730 6,694 16.82 466 559 19.96
2017‑09‑30 13F-HR IYK / iShares U.S. Consumer Goods ETF 108 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR EFX / Equifax, Inc. 21 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 22 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR EWP / iShares MSCI Spain Capped ETF 873 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR ORAN / Orange 150 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 40 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 39 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR INDA / iShares MSCI India ETF 139 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 36 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR KR / Kroger Co. 196 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR ABMD / ABIOMED, Inc. 32 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 21 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR COMM / CommScope Holding Company, Inc. 63 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR CREE / Cree, Inc. 87 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. 14 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR DISH / DISH Network Corp. 4,725 0 -100.00 304 0 -100.00
2017‑09‑30 13F-HR P / Pandora Media, Inc. 588 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR DDC / Dominion Diamond Corp. 64 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR SMG / Scotts Miracle-Gro Company (The) 46 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR URI / United Rentals, Inc. 42 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR YELP / Yelp, Inc. 164 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR FIS / Fidelity National Information Services, Inc. 91 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR FLR / Fluor Corp. 16 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR HOLX / Hologic, Inc. 22 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR EWN / iShares MSCI Netherlands ETF 48 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 199 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR DRA / Diversified Real Asset Income Fund 7,920 0 -100.00 139 0 -100.00
2017‑09‑30 13F-HR DFT / Dupont Fabros Technology, Inc. 350 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. 200 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR CAMP / CalAmp Corp. 200 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 150 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 169 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR BP / BP Plc 4,799 0 -100.00 165 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 50 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR ISHARES / IBONDS SEP17 ETF (464289271) 8,481 0 -100.00 231 0 -100.00
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 611 0 -100.00 39 0 -100.00
2017‑09‑30 13F-HR CALM / Cal-Maine Foods, Inc. 100 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR CDNS / Cadence Design Systems, Inc. 150 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. 1,859 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. 75 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR DXC / DXC Technology Company 37 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 317 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 100 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR BBBY / Bed Bath & Beyond Inc. 20 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR GOGO / Gogo Inc. 200 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 400 0 -100.00 24 0 -100.00
2017‑09‑30 13F-HR SEV / Sevcon, Inc. 37 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR MANH / Manhattan Associates, Inc. 38 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR WISDOMTREE TR / STRATEGIC CP BD (97717X693) 55 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR CLB / Core Laboratories N.V. 21 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR GNRC / Generac Holding Inc. 200 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR MPC / Marathon Petroleum Corp. 105 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR XLNX / Xilinx, Inc. 53 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 1,275 0 -100.00 87 0 -100.00
2017‑09‑30 13F-HR CCP / Care Capital Properties, Inc. 77 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR EWQ / iShares MSCI France ETF 128 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR MAIN / Main Street Capital Corp. 150 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR SSRM / SSR Mining Inc. 865 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR MIDD / Middleby Corp. (The) 29 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 400 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR RDVY / First Trust NASDAQ Rising Dividend Achievers ETF 240 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 202 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 600 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR FCG / First Trust ISE-Revere Natural Gas Index Fund 20.75 530 530 0.00 11 11 0.00
2017‑09‑30 13F-HR FTRPR / Frontier Communications Corp. 12.28 1,873 23
2017‑09‑30 13F-HR TGD / Timmins Gold Corp. 4.52 3,538 3,538 0.00 15 16 6.67
2017‑09‑30 13F-HR SWHC / Smith & Wesson Holding Corp. 10.00 100 1
2017‑09‑30 13F-HR AA / Alcoa Corp. 48.13 231 187 -19.05 8 9 12.50
2017‑09‑30 13F-HR AATDF / AA LTD 27.18 648 515 -20.52 15 14 -6.67
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. 64.16 8,768 9,585 9.32 490 615 25.51
2017‑09‑30 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 25.96 1,882 1,271 -32.47 48 33 -31.25
2017‑09‑30 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 22.29 1,750 1,750 0.00 39 39 0.00
2017‑09‑30 13F-HR BARINGS PARTN INVS / SH BEN INT (06761A103) 15.00 2,000 2,000 0.00 28 30 7.14
2017‑09‑30 13F-HR MFS GOVT MKTS INCOME TR / SH BEN INT (552939100) 5.00 4,000 4,000 0.00 20 20 0.00
2017‑09‑30 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 24.00 250 250 0.00 6 6 0.00
2017‑09‑30 13F-HR VOYA EMERGING MKTS HIGH DIVI / (92912P108) 10.00 500 500 0.00 4 5 25.00
2017‑09‑30 13F-HR DBJP / db-X MSCI Japan Currency-Hedged Equity Fund 40.83 2,033 2,033 0.00 79 83 5.06
2017‑09‑30 13F-HR PMPT / iSectors Post-MPT Growth ETF 25.90 695 695 0.00 17 18 5.88
2017‑09‑30 13F-HR ISHG / iShares -3 Year International Treasury Bond ETF 80.00 100 100 0.00 8 8 0.00
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 18.87 1,438 1,855 29.00 27 35 29.63
2017‑09‑30 13F-HR EWU / iShares MSCI United Kingdom ETF 34.71 2,013 605 -69.95 67 21 -68.66
2017‑09‑30 13F-HR CEZ / Victory Portfolios II 29.01 263,222 159,826 -39.28 12,135 4,637 -61.79
2017‑09‑30 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 52.05 2,467 2,190 -11.23 129 114 -11.63
2017‑09‑30 13F-HR KXI / iShares S&P Global Consumer Staples Sector Index Fund 100.00 100 100 0.00 10 10 0.00
2017‑09‑30 13F-HR EWJ / iShares MSCI Japan ETF 56.18 1,125 2,047 81.96 59 115 94.92
2017‑09‑30 13F-HR AGND / WisdomTree Barclays Negative Duration U.S. Aggregate Bond Fund 43.67 664 664 0.00 29 29 0.00
2017‑09‑30 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 4.89 613 613 0.00 3 3 0.00
2017‑09‑30 13F-HR NUVEEN HIGH INCOME NOVEMBER / (67077N106) 10.00 2,000 2,000 0.00 20 20 0.00
2017‑09‑30 13F-HR RWL / RevenueShares ETF 48.02 6,802 6,810 0.12 314 327 4.14
2017‑09‑30 13F-HR HYEM / Market Vectors Emerging High Yield Bond ETF 24.61 3,858 6,297 63.22 94 155 64.89
2017‑09‑30 13F-HR DTH / WisdomTree DEFA Equity Income Fund 43.88 432 433 0.23 18 19 5.56
2017‑09‑30 13F-HR HBAN / Huntington Bancshares, Inc. 18.18 100 110 10.00 1 2 100.00
2017‑09‑30 13F-HR OKE / ONEOK, Inc. 60.61 99 99 0.00 5 6 20.00
2017‑09‑30 13F-HR MHFI / McGraw Hill Financial, Inc. 161.76 136 136 0.00 20 22 10.00
2017‑09‑30 13F-HR SLW / Silver Wheaton Corp. 19.73 963 963 0.00 19 19 0.00
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 60.16 881 53
2017‑09‑30 13F-HR HYLS / First Trust Exchange-Traded Fund IV 47.62 231 231 0.00 11 11 0.00
2017‑09‑30 13F-HR FDIV / First Trust Enhanced Short Maturity ETF 53.44 131 131 0.00 7 7 0.00
2017‑09‑30 13F-HR FIXD / First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF 172 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR MLPX / Global X MLP & Energy Infrastructure ETF 13.79 137 8,632 6,200.73 2 119 5,850.00
2017‑09‑30 13F-HR IUSV / iShares Core Russell U.S. Value 52.69 4,566 5,732 25.54 232 302 30.17
2017‑09‑30 13F-HR IBDJ / iShares iBonds Dec 2017 Corporate ETF 24.80 23,182 25,727 10.98 576 638 10.76
2017‑09‑30 13F-HR RWK / RevenueShares ETF 57.86 3,151 3,353 6.41 177 194 9.60
2017‑09‑30 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.47 13,116 812 -93.81 200 15 -92.50
2017‑09‑30 13F-HR PKB / PowerShares Exchange-Trade Fund Trust 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR XSLV / PwShs S&P600 LV 46.61 3,571 3,304 -7.48 155 154 -0.65
2017‑09‑30 13F-HR SPIB / SPDR Portfolio Intermediate Term 34.74 716 950 32.68 25 33 32.00
2017‑09‑30 13F-HR SPTM / SPDR Portfolio Total Stock Marke 166.67 18 18 0.00 3 3 0.00
2017‑09‑30 13F-HR LGLV / SPDR Russell 1000 Low Volatility ETF 89.95 376 378 0.53 33 34 3.03
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.53 220 170 -22.73 5 4 -20.00
2017‑09‑30 13F-HR CSB / Victory Portfolios II 43.33 3,521 300 -91.48 125 13 -89.60
2017‑09‑30 13F-HR DGRW / WisdomTree Trust WisdomTree U.S. Quality Dividend Growth Fund 38.63 1,345 2,045 52.04 50 79 58.00