InvestorPatriot Financial Group Insurance Agency, LLC
Portfolio Value $ 135,151,000
Current Positions945
Opened Positions5
Closed Positions70


Latest Holdings, Performance, AUM (from 13F, 13D)

Patriot Financial Group Insurance Agency, LLC has disclosed 945 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 135,151,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Patriot Financial Group Insurance Agency, LLC's top holdings are Victory Portfolios II (NASDAQ:CFA) , FS Investment Corporation (NYSE:FSIC) , Victory Portfolios II VictoryShares Emerging Market High Div Volatility Wtd ETF (NASDAQ:CEY) , iShares Short Maturity Bond ETF (BATS:NEAR) , and Apple, Inc. (NASDAQ:AAPL) . Patriot Financial Group Insurance Agency, LLC's new positions include Denali Therapeutics Inc. (NASDAQ:DNLI) , Iron Mountain Incorporated. (REIT) (NYSE:IRM) , USG Corp. (NYSE:USG) , Schwab Fundamental Emerging Markets Large Company Index ETF (NYSE:FNDE) , and iShares MSCI USA Quality Factor ETF (BATS:QUAL) .

All Patriot Financial Group Insurance Agency, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 14, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR HCN / Welltower Inc. 48.78 30 41 36.67 2 2 0.00
2018-03-31 13F-HR HPP / Hudson Pacific Properties, Inc. 33.33 150 150 0.00 5 5 0.00
2018-03-31 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 94.74 95 95 0.00 9 9 0.00
2018-03-31 13F-HR SA / Seabridge Gold Inc. 11.13 1,438 1,438 0.00 16 16 0.00
2018-03-31 13F-HR ISHG / iShares -3 Year International Treasury Bond ETF 90.00 100 100 0.00 8 9 12.50
2018-03-31 13F-HR AIN / Albany International Corp. 56.34 71 71 0.00 4 4 0.00
2018-03-31 13F-HR GCOW / Pacer Global Cash Cows Dividend ETF 33.33 150 150 0.00 5 5 0.00
2018-03-31 13F-HR OHI / Omega HealthCare Investors, Inc. 25.00 350 200 -42.86 9 5 -44.44
2018-03-31 13F-HR ABC / AmerisourceBergen Corp. 81.48 270 270 0.00 26 22 -15.38
2018-03-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 169.70 431 165 -61.72 74 28 -62.16
2018-03-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 20.00 250 5
2018-03-31 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 24.10 3,569 86
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. 1,350 0 -100.00 5 0 -100.00
2018-03-31 13F-HR FDS / FactSet Research Systems, Inc. 16 0 -100.00 3 0 -100.00
2018-03-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 153 0 -100.00 19 0 -100.00
2018-03-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 390 0 -100.00 4 0 -100.00
2018-03-31 13F-HR FN / Fabrinet 66 0 -100.00 2 0 -100.00
2018-03-31 13F-HR RES / RPC, Inc. 14.93 134 2
2018-03-31 13F-HR R / Ryder System, Inc. 70.00 300 21
2018-03-31 13F-HR FNDE / Schwab Fundamental Emerging Markets Large Company Index ETF 30.71 2,410 74
2018-03-31 13F-HR STM / STMicroelectronics N.V. 20.00 100 2
2018-03-31 13F-HR STI / SunTrust Banks, Inc. 52.63 19 1
2018-03-31 13F-HR BARINGS PARTN INVS / SH BEN INT (06761A103) 14.50 2,000 29
2018-03-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 15.29 2,028 31
2018-03-31 13F-HR ENTREE RES LTD / (29384J103) 0.41 9,708 4
2018-03-31 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 8.75 800 7
2018-03-31 13F-HR JPMORGAN CHASE FINL CO LLC / CUSHING MLP 37 (48129G703) 16.72 12,979 217
2018-03-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.00 600 9
2018-03-31 13F-HR NUVEEN MTG OPPTY TERM FD 2 / (67074R100) 22.65 4,459 101
2018-03-31 13F-HR NUVEEN DOW 30 DYN OVERWRITE / SHS (67075F105) 17.43 15,436 269
2018-03-31 13F-HR NUVEEN HIGH INCOME NOVEMBER / (67077N106) 10.00 1,000 10
2018-03-31 13F-HR VOYA EMERGING MKTS HIGH DIVI / (92912P108) 10.00 500 5
2018-03-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 6.73 2,970 20
2018-03-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 4.89 613 3
2018-03-31 13F-HR IDV / iShares International Select Dividend ETF 32.71 2,963 2,874 -3.00 104 94 -9.62
2018-03-31 13F-HR VMW / VMWare, Inc. 117.19 28 128 357.14 4 15 275.00
2018-03-31 13F-HR AER / AerCap Holdings N.V. 52.00 250 250 0.00 13 13 0.00
2018-03-31 13F-HR KIM / Kimco Realty Corporation 14.56 815 824 1.10 15 12 -20.00
2018-03-31 13F-HR TCS / Container Store Group, Inc. 6.00 500 500 0.00 2 3 50.00
2018-03-31 13F-HR DEO / Diageo plc 131.46 213 213 0.00 29 28 -3.45
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,010.99 58 91 56.90 65 92 41.54
2018-03-31 13F-HR VALE / Vale S.A. 12.86 2,200 2,255 2.50 29 29 0.00
2018-03-31 13F-HR NGVT.WI / Ingevity Corporation 73.17 41 41 0.00 3 3 0.00
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF 59.35 1,260 1,331 5.63 76 79 3.95
2018-03-31 13F-HR FE / FirstEnergy Corp. 33.81 3,321 4,230 27.37 102 143 40.20
2018-03-31 13F-HR DVAX / Dynavax Technologies Corp. 18.78 18,600 18,800 1.08 330 353 6.97
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 130.43 161 115 -28.57 21 15 -28.57
2018-03-31 13F-HR MMM / 3M Co. 212.99 782 770 -1.53 187 164 -12.30
2018-03-31 13F-HR RL / Ralph Lauren Corp. 142.86 14 14 0.00 1 2 100.00
2018-03-31 13F-HR PTMC / Pacer Trendpilot 450 ETF 30.00 100 300 200.00 3 9 200.00
2018-03-31 13F-HR KBE / SPDR S&P Bank ETF 46.67 213 600 181.69 10 28 180.00
2018-03-31 13F-HR AOM / iShares Core Moderate Allocation ETF 37.66 162 1,062 555.56 6 40 566.67
2018-03-31 13F-HR EMR / Emerson Electric Co. 66.26 649 649 0.00 48 43 -10.42
2018-03-31 13F-HR COH / Coach, Inc. 40.00 25 25 0.00 1 1 0.00
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,010.20 69 98 42.03 77 99 28.57
2018-03-31 13F-HR SWHC / Smith & Wesson Holding Corp. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR CAG / ConAgra Foods, Inc. 34.29 175 175 0.00 7 6 -14.29
2018-03-31 13F-HR CFO / Victory Portfolios II 47.77 10,280 12,287 19.52 509 587 15.32
2018-03-31 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 3.33 300 300 0.00 1 1 0.00
2018-03-31 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 24.39 1,102 1,107 0.45 27 27 0.00
2018-03-31 13F-HR TDC / Teradata Corp. 40.00 200 200 0.00 8 8 0.00
2018-03-31 13F-HR TOT / Total S.A. 57.14 70 70 0.00 4 4 0.00
2018-03-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 35.62 7,790 8,760 12.45 289 312 7.96
2018-03-31 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 20.57 1,750 1,750 0.00 37 36 -2.70
2018-03-31 13F-HR K / Kellogg Co. 66.67 194 135 -30.41 13 9 -30.77
2018-03-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 103.30 994 910 -8.45 105 94 -10.48
2018-03-31 13F-HR PVH / PVH Corp. 148.15 27 27 0.00 4 4 0.00
2018-03-31 13F-HR SNY / Sanofi 40.00 575 475 -17.39 25 19 -24.00
2018-03-31 13F-HR KBWD / PowerShares KBW High Dividend Yield Financial Portfolio 23.26 301 301 0.00 7 7 0.00
2018-03-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 9.95 8,799 8,844 0.51 90 88 -2.22
2018-03-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 82.53 519 521 0.39 43 43 0.00
2018-03-31 13F-HR ZTS / Zoetis Inc. 88.24 68 68 0.00 5 6 20.00
2018-03-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 29.56 4,659 5,244 12.56 131 155 18.32
2018-03-31 13F-HR DECK / Deckers Outdoor Corp. 88.00 300 250 -16.67 24 22 -8.33
2018-03-31 13F-HR INTC / Intel Corp. 48.95 64,962 14,730 -77.33 2,873 721 -74.90
2018-03-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.25 19,050 21,655 13.67 270 287 6.30
2018-03-31 13F-HR BST / BlackRock Science and Technology Trust 28.80 1,250 1,250 0.00 35 36 2.86
2018-03-31 13F-HR SCHP / Schwab U.S. TIPS ETF 54.47 588 771 31.12 32 42 31.25
2018-03-31 13F-HR CID / Victory Portfolios II 34.86 4,221 5,221 23.69 155 182 17.42
2018-03-31 13F-HR FCEL / FuelCell Energy, Inc. 1.71 3,507 3,507 0.00 6 6 0.00
2018-03-31 13F-HR AKAM / Akamai Technologies, Inc. 72.16 97 97 0.00 6 7 16.67
2018-03-31 13F-HR MRO / Marathon Oil Corp. 15.56 250 450 80.00 4 7 75.00
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 15.13 2,657 1,322 -50.24 49 20 -59.18
2018-03-31 13F-HR RJD / Raymond James Financial, Inc. 80.00 50 50 0.00 5 4 -20.00
2018-03-31 13F-HR EWBC / East West Bancorp, Inc. 62.50 240 240 0.00 15 15 0.00
2018-03-31 13F-HR PTLC / Pacer Trendpilot 750 ETF 27.61 3,350 3,550 5.97 97 98 1.03
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 18.40 164 163 -0.61 3 3 0.00
2018-03-31 13F-HR AET / Aetna, Inc. 168.15 2,016 2,141 6.20 367 360 -1.91
2018-03-31 13F-HR IBMJ / iShares iBonds Dec 2021 Term Muni Bond ETF 25.31 8,549 7,822 -8.50 218 198 -9.17
2018-03-31 13F-HR CPRT / Copart, Inc. 55.56 72 72 0.00 3 4 33.33
2018-03-31 13F-HR IUSB / iShares Core Total USD Bond Market ETF 49.15 470 468 -0.43 24 23 -4.17
2018-03-31 13F-HR LII / Lennox International, Inc. 222.22 18 18 0.00 4 4 0.00
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 152.17 46 46 0.00 7 7 0.00
2018-03-31 13F-HR NFG / National Fuel Gas Co. 50.52 7,001 1,544 -77.95 393 78 -80.15
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 145.45 3,560 55 -98.46 757 8 -98.94
2018-03-31 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 17.78 450 450 0.00 8 8 0.00
2018-03-31 13F-HR HACK / PureFunds ISE Cyber Security ETF 35.00 400 400 0.00 13 14 7.69
2018-03-31 13F-HR SLY / SPDR S&P 600 Small Cap ETF 130.23 428 430 0.47 58 56 -3.45
2018-03-31 13F-HR BAX / Baxter International, Inc. 55.56 54 54 0.00 4 3 -25.00
2018-03-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.99 3,959 5,589 41.17 212 285 34.43
2018-03-31 13F-HR YUMC / Yum China Holdings, Inc. 39.48 1,688 1,393 -17.48 71 55 -22.54
2018-03-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.59 15,868 15,760 -0.68 733 687 -6.28
2018-03-31 13F-HR PSA / Public Storage 200.00 11 15 36.36 2 3 50.00
2018-03-31 13F-HR ANGL / Market Vectors Fallen Angel High Yield Bond ETF 28.88 5,218 3,913 -25.01 158 113 -28.48
2018-03-31 13F-HR IOO / iShares Global 100 ETF 89.57 596 681 14.26 56 61 8.93
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.79 3,540 3,449 -2.57 236 220 -6.78
2018-03-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.91 3,939 5,130 30.24 265 333 25.66
2018-03-31 13F-HR UTX / United Technologies Corp. 123.34 1,960 1,962 0.10 260 242 -6.92
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 65.92 2,755 3,383 22.79 208 223 7.21
2018-03-31 13F-HR ISRG / Intuitive Surgical, Inc. 395.83 81 96 18.52 32 38 18.75
2018-03-31 13F-HR IUSG / iShares Core Russell U.S. Growth 53.30 6,577 7,824 18.96 366 417 13.93
2018-03-31 13F-HR AIEQ / AI Powered Equity ETF 25.71 1,400 1,400 0.00 36 36 0.00
2018-03-31 13F-HR IYG / iShares U.S. Financial Services ETF 128.00 1,075 750 -30.23 142 96 -32.39
2018-03-31 13F-HR ENLK / EnLink Midstream Partners, LP 13.71 1,881 1,896 0.80 32 26 -18.75
2018-03-31 13F-HR MFC / Manulife Financial Corp. 18.29 1,487 1,750 17.69 32 32 0.00
2018-03-31 13F-HR AOS / Smith (A.O.) Corp. 80.00 25 25 0.00 2 2 0.00
2018-03-31 13F-HR BURL / Burlington Stores, Inc. 142.86 28 28 0.00 3 4 33.33
2018-03-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 6.72 2,067 2,083 0.77 14 14 0.00
2018-03-31 13F-HR FM / iShares MSCI Frontier 100 ETF 34.15 196 410 109.18 7 14 100.00
2018-03-31 13F-HR EZM / WisdomTree MidCap Earnings Fund 37.92 1,975 1,978 0.15 81 75 -7.41
2018-03-31 13F-HR HTA / Healthcare Trust of America, Inc. 25.57 1,017 1,017 0.00 29 26 -10.34
2018-03-31 13F-HR HSY / Hershey Company (The) 90.91 22 22 0.00 3 2 -33.33
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.17 10,856 14,120 30.07 569 666 17.05
2018-03-31 13F-HR BTG / B2Gold Corp. 2.86 4,552 4,552 0.00 13 13 0.00
2018-03-31 13F-HR ES / Eversource Energy 58.77 2,088 2,416 15.71 130 142 9.23
2018-03-31 13F-HR F / Ford Motor Co. 10.87 23,383 27,319 16.83 311 297 -4.50
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 26.94 13,581 15,256 12.33 389 411 5.66
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 166.67 6 6 0.00 1 1 0.00
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 50.48 476 416 -12.61 28 21 -25.00
2018-03-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 86.07 243 244 0.41 22 21 -4.55
2018-03-31 13F-HR CLNS / Colony NorthStar, Inc. 5.53 10,181 9,578 -5.92 113 53 -53.10
2018-03-31 13F-HR JMM / Nuveen Multi-Market Income Fund 7.25 5,100 5,100 0.00 39 37 -5.13
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 40.66 1,574 1,574 0.00 68 64 -5.88
2018-03-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 151.79 112 112 0.00 14 17 21.43
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.24 1,708 2,097 22.78 175 206 17.71
2018-03-31 13F-HR CELG / Celgene Corp. 87.25 2,446 298 -87.82 254 26 -89.76
2018-03-31 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.55 5,540 5,596 1.01 140 143 2.14
2018-03-31 13F-HR MTB / M & T Bank Corp. 179.56 1,281 1,331 3.90 221 239 8.14
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 83.75 3,734 3,964 6.16 310 332 7.10
2018-03-31 13F-HR XGLVX / Clough Global Allocation Fund 13.89 72 72 0.00 1 1 0.00
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 79.89 644 363 -43.63 56 29 -48.21
2018-03-31 13F-HR INSI / Insight Select Income Fund 19.23 407 416 2.21 8 8 0.00
2018-03-31 13F-HR CEZ / Victory Portfolios II 29.33 154,397 7,535 -95.12 4,717 221 -95.31
2018-03-31 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 33.61 238 238 0.00 9 8 -11.11
2018-03-31 13F-HR SPHQ / PowerShares S&P 500 High Quality Portfolio 28.89 450 450 0.00 14 13 -7.14
2018-03-31 13F-HR EPR / EPR Properties 54.38 654 662 1.22 41 36 -12.20
2018-03-31 13F-HR INTU / Intuit Inc. 172.73 110 110 0.00 18 19 5.56
2018-03-31 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 50.70 2,575 2,584 0.35 133 131 -1.50
2018-03-31 13F-HR GRUB / GrubHub Inc. 100.00 200 100 -50.00 14 10 -28.57
2018-03-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 22.99 3,251 3,262 0.34 75 75 0.00
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 40.00 215 100 -53.49 10 4 -60.00
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 86.96 23 23 0.00 3 2 -33.33
2018-03-31 13F-HR KEY / KeyCorp 18.02 444 444 0.00 9 8 -11.11
2018-03-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 16.73 8,932 8,306 -7.01 159 139 -12.58
2018-03-31 13F-HR CMI / Cummins, Inc. 158.79 212 2,179 927.83 40 346 765.00
2018-03-31 13F-HR CVX / Chevron Corp. 112.42 1,469 1,610 9.60 189 181 -4.23
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF 72.61 2,910 2,851 -2.03 226 207 -8.41
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF 50.42 195 119 -38.97 10 6 -40.00
2018-03-31 13F-HR TSN / Tyson Foods, Inc. 83.33 18 24 33.33 1 2 100.00
2018-03-31 13F-HR TSLF / THL Credit Senior Loan Fund 16.80 1,250 1,250 0.00 21 21 0.00
2018-03-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.97 39 58 48.72 3 4 33.33
2018-03-31 13F-HR ILMN / Illumina, Inc. 229.96 0 3,505 0 806
2018-03-31 13F-HR PX / Praxair, Inc. 143.79 143 153 6.99 23 22 -4.35
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 116.95 2,009 2,950 46.84 243 345 41.98
2018-03-31 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 53.33 300 300 0.00 16 16 0.00
2018-03-31 13F-HR FDT / First Trust Developed Markets Ex-US AlphaDEX Fund 60.00 100 100 0.00 6 6 0.00
2018-03-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.72 3,600 3,600 0.00 51 53 3.92
2018-03-31 13F-HR HMY / Harmony Gold Mining Company Ltd. 2.35 3,826 3,826 0.00 7 9 28.57
2018-03-31 13F-HR IWV / iShares Russell 3000 ETF 151.16 171 172 0.58 27 26 -3.70
2018-03-31 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 56.76 296 370 25.00 16 21 31.25
2018-03-31 13F-HR PID / PowerShares Exchange-Trade Fund Trust 15.65 5,817 5,433 -6.60 99 85 -14.14
2018-03-31 13F-HR MDLY / Medley Management, Inc. 6.25 800 800 0.00 5 5 0.00
2018-03-31 13F-HR NS / NuStar Energy L.P. 20.00 600 600 0.00 19 12 -36.84
2018-03-31 13F-HR CDC / Victory Portfolios II 44.67 963 1,567 62.72 45 70 55.56
2018-03-31 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 226.83 410 410 0.00 94 93 -1.06
2018-03-31 13F-HR CMCSA / Comcast Corp. 33.55 2,769 2,772 0.11 111 93 -16.22
2018-03-31 13F-HR CNI / Canadian National Railway Co. 75.58 171 172 0.58 14 13 -7.14
2018-03-31 13F-HR GWPH / GW Pharmaceuticals Plc. 103.03 165 165 0.00 22 17 -22.73
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 54.05 1,273 1,036 -18.62 84 56 -33.33
2018-03-31 13F-HR LEN / Lennar Corp. 54.79 73 73 0.00 5 4 -20.00
2018-03-31 13F-HR CRM / Salesforce.com, Inc. 117.39 230 230 0.00 26 27 3.85
2018-03-31 13F-HR ABT / Abbott Laboratories 58.32 707 703 -0.57 42 41 -2.38
2018-03-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 12.77 2,834 2,350 -17.08 40 30 -25.00
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 77.29 3,260 3,118 -4.36 300 241 -19.67
2018-03-31 13F-HR CLX / Clorox Company (The) 236.59 8,772 4,772 -45.60 1,284 1,129 -12.07
2018-03-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.09 6,210 7,317 17.83 127 147 15.75
2018-03-31 13F-HR IXC / iShares Global Energy ETF 33.85 325 325 0.00 12 11 -8.33
2018-03-31 13F-HR NVO / Novo-Nordisk A/S 50.25 199 199 0.00 11 10 -9.09
2018-03-31 13F-HR MSFT / Microsoft Corp. 88.53 8,701 11,194 28.65 767 991 29.20
2018-03-31 13F-HR AGR / Avangrid, Inc. 51.05 666 666 0.00 33 34 3.03
2018-03-31 13F-HR ROCK / Gibraltar Industries, Inc. 33.33 300 300 0.00 10 10 0.00
2018-03-31 13F-HR NEAR / iShares Short Maturity Bond ETF 50.11 63,868 75,637 18.43 3,199 3,790 18.47
2018-03-31 13F-HR EXC / Exelon Corp. 39.00 547 641 17.18 21 25 19.05
2018-03-31 13F-HR WRK / Westrock Company 62.26 255 257 0.78 17 16 -5.88
2018-03-31 13F-HR PNNT / PennantPark Investment Corp. 7.00 1,000 1,000 0.00 7 7 0.00
2018-03-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 100.92 1,605 218 -86.42 169 22 -86.98
2018-03-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 21.70 5,000 10,000 100.00 125 217 73.60
2018-03-31 13F-HR MFA / MFA Financial, Inc. 8.00 500 500 0.00 4 4 0.00
2018-03-31 13F-HR IILG / Interval Leisure Group, Inc. 28.57 35 35 0.00 1 1 0.00
2018-03-31 13F-HR AIA / iShares Asia 50 ETF 60.00 50 50 0.00 3 3 0.00
2018-03-31 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 80.00 300 100 -66.67 27 8 -70.37
2018-03-31 13F-HR DX / Dynex Capital, Inc. 6.15 1,300 1,300 0.00 9 8 -11.11
2018-03-31 13F-HR EWN / iShares MSCI Netherlands ETF 31.39 2,255 1,083 -51.97 74 34 -54.05
2018-03-31 13F-HR DVYE / iShares Emerging Markets Dividend ETF 38.46 78 78 0.00 3 3 0.00
2018-03-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 98.78 28,827 30,534 5.92 3,002 3,016 0.47
2018-03-31 13F-HR SWK / Stanley Black & Decker, Inc. 150.19 1,617 1,618 0.06 279 243 -12.90
2018-03-31 13F-HR IIPR / Innovative Industrial Properties, Inc. 29.23 1,250 1,950 56.00 34 57 67.65
2018-03-31 13F-HR FB / Facebook, Inc. 155.73 2,091 1,387 -33.67 394 216 -45.18
2018-03-31 13F-HR SQ / Square, Inc. 48.00 750 750 0.00 31 36 16.13
2018-03-31 13F-HR JKJ / iShares Morningstar Small-Cap ETF 173.08 52 52 0.00 9 9 0.00
2018-03-31 13F-HR VGT / Vanguard Information Technology ETF 166.92 1,259 1,318 4.69 214 220 2.80
2018-03-31 13F-HR VOX / Vanguard Telecommunications Services ETF 81.08 84 74 -11.90 7 6 -14.29
2018-03-31 13F-HR IGV / iShares North American Tech-Software ETF 176.47 17 17 0.00 3 3 0.00
2018-03-31 13F-HR CTAS / Cintas Corp. 190.48 21 21 0.00 3 4 33.33
2018-03-31 13F-HR SNPS / Synopsys, Inc. 81.08 51 37 -27.45 5 3 -40.00
2018-03-31 13F-HR XPHTX / Pioneer High Income Trust 9.32 2,320 4,291 84.96 23 40 73.91
2018-03-31 13F-HR XME / SPDR S&P Metals & Mining ETF 30.00 206 100 -51.46 8 3 -62.50
2018-03-31 13F-HR GPL / Great Panther Silver Ltd 1.57 2,550 1,275 -50.00 3 2 -33.33
2018-03-31 13F-HR RYU / Guggenheim S&P 500 Equal Weight Utilities ETF 81.08 111 111 0.00 9 9 0.00
2018-03-31 13F-HR MAR / Marriott International, Inc. 135.14 74 74 0.00 10 10 0.00
2018-03-31 13F-HR MBB / iShares MBS ETF 104.82 841 954 13.44 89 100 12.36
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 132.83 11,014 6,994 -36.50 1,535 929 -39.48
2018-03-31 13F-HR REM / iShares Mortgage Real Estate Capped ETF 41.60 475 625 31.58 21 26 23.81
2018-03-31 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 57.32 44 157 256.82 3 9 200.00
2018-03-31 13F-HR PPG / PPG Industries, Inc. 166.67 6 6 0.00 1 1 0.00
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 250.00 64 84 31.25 22 21 -4.55
2018-03-31 13F-HR VOO / Vanguard S&P 500 ETF 240.00 25 25 0.00 6 6 0.00
2018-03-31 13F-HR WMC / Western Asset Mortgage Capital Corp 10.00 400 400 0.00 4 4 0.00
2018-03-31 13F-HR ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 15.00 400 400 0.00 6 6 0.00
2018-03-31 13F-HR LORL / Loral Space & Communications, Inc. 40.00 300 400 33.33 14 16 14.29
2018-03-31 13F-HR PREF / Principal Spectrum Preferred Securities Active ETF 97.00 5,000 5,031 0.62 502 488 -2.79
2018-03-31 13F-HR DUK / Duke Energy Corp. 77.04 661 662 0.15 53 51 -3.77
2018-03-31 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 136.36 131 132 0.76 20 18 -10.00
2018-03-31 13F-HR VGK / Vanguard FTSE Europe ETF 57.63 747 1,232 64.93 44 71 61.36
2018-03-31 13F-HR NLY / Annaly Capital Management, Inc. 10.32 10,080 10,076 -0.04 114 104 -8.77
2018-03-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 15.87 62 63 1.61 1 1 0.00
2018-03-31 13F-HR LSTR / Landstar System, Inc. 105.00 200 200 0.00 21 21 0.00
2018-03-31 13F-HR SRE / Sempra Energy 108.60 221 221 0.00 24 24 0.00
2018-03-31 13F-HR CRUS / Cirrus Logic, Inc. 37.14 100 350 250.00 5 13 160.00
2018-03-31 13F-HR MET / MetLife, Inc. 45.02 10,448 10,306 -1.36 537 464 -13.59
2018-03-31 13F-HR ROOF / IQ US Real Estate Small Cap ETF 25.00 200 200 0.00 5 5 0.00
2018-03-31 13F-HR GD / General Dynamics Corp. 215.69 51 51 0.00 10 11 10.00
2018-03-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.11 250 450 80.00 13 23 76.92
2018-03-31 13F-HR TXRH / Texas Roadhouse, Inc. 50.85 59 59 0.00 3 3 0.00
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.26 3,034 4,402 45.09 119 164 37.82
2018-03-31 13F-HR CFG / Citizens Financial Group, Inc. 42.11 95 95 0.00 4 4 0.00
2018-03-31 13F-HR XMPT / MV CEF Muni ETF 23.33 300 300 0.00 8 7 -12.50
2018-03-31 13F-HR COWZ / Pacer US Cash Cows 100 ETF 28.10 605 605 0.00 18 17 -5.56
2018-03-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 375.00 8 8 0.00 3 3 0.00
2018-03-31 13F-HR MOS / Mosaic Company 23.52 1,784 1,786 0.11 48 42 -12.50
2018-03-31 13F-HR VHT / Vanguard Health Care ETF 166.67 24 24 0.00 4 4 0.00
2018-03-31 13F-HR CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock 51.47 233 136 -41.63 12 7 -41.67
2018-03-31 13F-HR MCD / McDonald's Corp. 157.70 9,887 9,892 0.05 1,721 1,560 -9.36
2018-03-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 19.74 299 304 1.67 6 6 0.00
2018-03-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.72 189 276 46.03 10 14 40.00
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 74.89 681 681 0.00 54 51 -5.56
2018-03-31 13F-HR FSIC / FS Investment Corporation 7.25 765,956 826,151 7.86 5,948 5,990 0.71
2018-03-31 13F-HR IRBT / iRobot Corp. 64.00 150 125 -16.67 12 8 -33.33
2018-03-31 13F-HR MO / Altria Group, Inc. 60.48 7,102 7,292 2.68 500 441 -11.80
2018-03-31 13F-HR ITT / ITT Inc. 48.69 267 267 0.00 15 13 -13.33
2018-03-31 13F-HR AMP / Ameriprise Financial, Inc. 137.93 102 29 -71.57 18 4 -77.78
2018-03-31 13F-HR QSR / Restaurant Brands International Inc. 60.00 100 100 0.00 6 6 0.00
2018-03-31 13F-HR SCI / Service Corp. International 35.00 200 200 0.00 8 7 -12.50
2018-03-31 13F-HR VOD / Vodafone Group Plc 27.21 331 294 -11.18 10 8 -20.00
2018-03-31 13F-HR CRL / Charles River Laboratories International, Inc. 111.11 27 27 0.00 3 3 0.00
2018-03-31 13F-HR NBR / Nabors Industries Ltd. 6.79 442 442 0.00 3 3 0.00
2018-03-31 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 40.65 490 492 0.41 20 20 0.00
2018-03-31 13F-HR AUY / Yamana Gold Inc. 2.82 2,840 2,840 0.00 9 8 -11.11
2018-03-31 13F-HR SMH / Market Vectors Semiconductor ETF 94.34 53 53 0.00 5 5 0.00
2018-03-31 13F-HR ADX / Adams Diversified Equity Fund, Inc. 14.47 7,254 7,258 0.06 112 105 -6.25
2018-03-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 38.89 1,349 1,260 -6.60 58 49 -15.52
2018-03-31 13F-HR GME / GameStop Corp. 13.61 430 441 2.56 8 6 -25.00
2018-03-31 13F-HR IVOO / Vanguard S&P Mid-Cap 400 ETF 133.33 30 30 0.00 4 4 0.00
2018-03-31 13F-HR EWA / iShares MSCI Australia ETF 27.40 3,883 73 -98.12 90 2 -97.78
2018-03-31 13F-HR EBAY / eBay, Inc. 38.71 310 310 0.00 12 12 0.00
2018-03-31 13F-HR PEO / Adams Natural Resources Fund, Inc. 16.06 249 249 0.00 5 4 -20.00
2018-03-31 13F-HR ACN / Accenture plc 153.85 39 39 0.00 6 6 0.00
2018-03-31 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 47.74 1,026 1,152 12.28 49 55 12.24
2018-03-31 13F-HR MSCI / MSCI, Inc. 145.45 110 110 0.00 15 16 6.67
2018-03-31 13F-HR IQDF / FlexShares International Quality Dividend Index Fund 25.91 3,457 4,014 16.11 98 104 6.12
2018-03-31 13F-HR CNP / CenterPoint Energy, Inc. 25.64 234 234 0.00 7 6 -14.29
2018-03-31 13F-HR MRK / Merck & Co., Inc. 53.13 1,694 1,694 0.00 95 90 -5.26
2018-03-31 13F-HR CRS / Carpenter Technology Corp. 62.50 16 16 0.00 1 1 0.00
2018-03-31 13F-HR PRF / PowerShares FTSE RAFI US 1000 Portfolio 107.83 1,087 1,150 5.80 124 124 0.00
2018-03-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 19.35 0 465 0 9
2018-03-31 13F-HR AES / AES Corp. (The) 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR EUMV / iShares MSCI Europe Minimum Volatility ETF 25.00 400 200 -50.00 10 5 -50.00
2018-03-31 13F-HR HPT / Hospitality Properties Trust 23.81 42 42 0.00 1 1 0.00
2018-03-31 13F-HR NE / Noble Corporation plc 2.92 684 684 0.00 5 2 -60.00
2018-03-31 13F-HR CPB / Campbell Soup Co. 42.08 666 1,117 67.72 32 47 46.88
2018-03-31 13F-HR NRE / NorthStar Realty Europe Corp. 12.81 1,271 1,171 -7.87 14 15 7.14
2018-03-31 13F-HR BSX / Boston Scientific Corp. 26.86 200 9,866 4,833.00 5 265 5,200.00
2018-03-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.77 364 351 -3.57 29 28 -3.45
2018-03-31 13F-HR FISV / Fiserv, Inc. 70.59 510 1,020 100.00 69 72 4.35
2018-03-31 13F-HR AKS / AK Steel Holding Corp. 3.33 300 300 0.00 2 1 -50.00
2018-03-31 13F-HR PEP / PepsiCo, Inc. 107.25 1,295 1,296 0.08 152 139 -8.55
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 62.02 9,288 9,223 -0.70 574 572 -0.35
2018-03-31 13F-HR AL / Air Lease Corporation 41.31 902 702 -22.17 45 29 -35.56
2018-03-31 13F-HR ODFL / Old Dominion Freight Line, Inc. 143.38 250 272 8.80 35 39 11.43
2018-03-31 13F-HR NTCT / NetScout Systems, Inc. 25.08 319 319 0.00 10 8 -20.00
2018-03-31 13F-HR HPE / Hewlett Packard Enterprise Company 20.00 50 50 0.00 1 1 0.00
2018-03-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 70.00 17,762 21,042 18.47 1,298 1,473 13.48
2018-03-31 13F-HR AGI / Alamos Gold Inc. 5.33 750 375 -50.00 5 2 -60.00
2018-03-31 13F-HR KORS / Michael Kors Holdings Ltd. 63.49 63 63 0.00 4 4 0.00
2018-03-31 13F-HR ADI / Analog Devices, Inc. 88.73 4,288 4,384 2.24 393 389 -1.02
2018-03-31 13F-HR VTR / Ventas, Inc. 48.94 9,823 1,083 -88.97 111 53 -52.25
2018-03-31 13F-HR STAG / STAG Industrial, Inc. 23.00 1,000 1,000 0.00 26 23 -11.54
2018-03-31 13F-HR DGRO / iShares Core Dividend Growth ETF 33.17 1,535 2,985 94.46 54 99 83.33
2018-03-31 13F-HR PSX / Phillips 66 95.27 201 1,501 646.77 20 143 615.00
2018-03-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 65.00 400 400 0.00 27 26 -3.70
2018-03-31 13F-HR HON / Honeywell International, Inc. 142.49 2,686 2,744 2.16 418 391 -6.46
2018-03-31 13F-HR RFDI / First Tr Exchange Traded FD III 63.35 221 221 0.00 15 14 -6.67
2018-03-31 13F-HR SKYY / First Trust Exchange- Traded Fund II 46.92 1,300 1,300 0.00 62 61 -1.61
2018-03-31 13F-HR HEZU / iShares Currency Hedged MSCI Eurozone ETF 28.85 5,816 5,754 -1.07 177 166 -6.21
2018-03-31 13F-HR VGIT / Vanguard Intermediate-Term Government Bond Index Fund 62.99 656 889 35.52 43 56 30.23
2018-03-31 13F-HR WBC / Wabco Holdings, Inc. 125.00 32 32 0.00 5 4 -20.00
2018-03-31 13F-HR SJM / Smucker (J.M.) Co. 122.14 130 131 0.77 16 16 0.00
2018-03-31 13F-HR D / Dominion Resources, Inc. 66.43 283 286 1.06 21 19 -9.52
2018-03-31 13F-HR FEI / First Trust MLP and Energy Income Fund 12.00 500 500 0.00 8 6 -25.00
2018-03-31 13F-HR SNLN / Highland/iBoxx Senior Loan ETF 18.24 3,374 4,660 38.11 64 85 32.81
2018-03-31 13F-HR CIBR / First Trust ISE Global Copper Index Fund 24.15 207 207 0.00 5 5 0.00
2018-03-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.65 12,240 1,700 -86.11 100 13 -87.00
2018-03-31 13F-HR CNC / Centene Corp. 103.45 116 116 0.00 12 12 0.00
2018-03-31 13F-HR OEF / iShares S&P 100 ETF 114.07 460 526 14.35 55 60 9.09
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.51 5,700 6,760 18.60 190 213 12.11
2018-03-31 13F-HR VTV / Vanguard Value ETF 100.00 177 240 35.59 20 24 20.00
2018-03-31 13F-HR NKE / Nike, Inc. 64.16 1,959 3,086 57.53 126 198 57.14
2018-03-31 13F-HR HRS / Harris Corp. 166.67 54 54 0.00 8 9 12.50
2018-03-31 13F-HR GER / Goldman Sachs MLP Energy Renaissance Fund 5.80 1,010 1,034 2.38 7 6 -14.29
2018-03-31 13F-HR DE / Deere & Co. 152.30 449 499 11.14 72 76 5.56
2018-03-31 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 18.81 319 319 0.00 6 6 0.00
2018-03-31 13F-HR MMP / Magellan Midstream Partners, L.P. 57.64 8,633 7,131 -17.40 624 411 -34.13
2018-03-31 13F-HR ARDC / Ares Dynamic Credit Allocation Fund, Inc. 15.31 392 392 0.00 6 6 0.00
2018-03-31 13F-HR IHF / iShares U.S. Healthcare Providers ETF 155.81 353 353 0.00 57 55 -3.51
2018-03-31 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 126.67 300 300 0.00 39 38 -2.56
2018-03-31 13F-HR CSV / Carriage Services, Inc. 27.57 652 653 0.15 18 18 0.00
2018-03-31 13F-HR SDS / ProShares UltraShort S&P500 41.80 311 311 0.00 13 13 0.00
2018-03-31 13F-HR FNV / Franco-Nevada Corp. 66.67 75 75 0.00 6 5 -16.67
2018-03-31 13F-HR IPKW / PowerShares Exchange-Traded Fund Trust II 36.94 1,587 1,841 16.01 61 68 11.48
2018-03-31 13F-HR FHLC / Fidelity MSCI Health Care Index ETF 38.69 3,327 3,334 0.21 136 129 -5.15
2018-03-31 13F-HR NICE / NICE Systems Ltd. 74.07 27 27 0.00 3 2 -33.33
2018-03-31 13F-HR STLD / Steel Dynamics, Inc. 42.45 116 636 448.28 5 27 440.00
2018-03-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.06 2,209 948 -57.08 175 74 -57.71
2018-03-31 13F-HR KKR / KKR & CO. L.P. 20.00 2,300 3,600 56.52 51 72 41.18
2018-03-31 13F-HR KN / Knowles Corp 10.45 287 287 0.00 4 3 -25.00
2018-03-31 13F-HR PTC / PTC Inc. 77.08 960 960 0.00 62 74 19.35
2018-03-31 13F-HR CDW / CDW Corporation 78.95 38 38 0.00 3 3 0.00
2018-03-31 13F-HR NGG / National Grid Plc 55.87 2,506 2,506 0.00 149 140 -6.04
2018-03-31 13F-HR NFLX / Netflix, Inc. 280.40 2,455 3,010 22.61 520 844 62.31
2018-03-31 13F-HR FENY / Fidelity MSCI Energy Index ETF 18.06 1,211 1,218 0.58 24 22 -8.33
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF 46.59 1,370 1,245 -9.12 66 58 -12.12
2018-03-31 13F-HR BB / Blackberry Limited 11.00 1,000 1,000 0.00 14 11 -21.43
2018-03-31 13F-HR MOAT / VanEck Vectors ETF TR 40.49 6,172 7,162 16.04 268 290 8.21
2018-03-31 13F-HR PEG / Public Service Enterprise Group, Inc. 57.14 35 35 0.00 2 2 0.00
2018-03-31 13F-HR FANG / Diamondback Energy, Inc. 111.11 9 9 0.00 1 1 0.00
2018-03-31 13F-HR XYL / Xylem, Inc. 76.43 157 157 0.00 11 12 9.09
2018-03-31 13F-HR ITM / VanEck Vectors ETF TR 23.88 1,004 1,005 0.10 23 24 4.35
2018-03-31 13F-HR ATRO / Astronics Corp. 35.00 200 200 0.00 8 7 -12.50
2018-03-31 13F-HR NYCB / New York Community Bancorp, Inc. 12.79 14,148 13,758 -2.76 184 176 -4.35
2018-03-31 13F-HR BVN / Compania de Minas Buenaventura S.A. 15.60 705 705 0.00 10 11 10.00
2018-03-31 13F-HR WBS / Webster Financial Corp. 54.23 3,135 3,135 0.00 180 170 -5.56
2018-03-31 13F-HR CDL / Victory Portfolios II 43.51 682 1,402 105.57 31 61 96.77
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 259.25 5,939 6,974 17.43 1,641 1,808 10.18
2018-03-31 13F-HR UL / Unilever, PLC ADR 56.00 124 125 0.81 7 7 0.00
2018-03-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.39 1,167 1,142 -2.14 23 21 -8.70
2018-03-31 13F-HR VYM / Vanguard High Dividend Yield ETF 80.88 570 544 -4.56 50 44 -12.00
2018-03-31 13F-HR NYMTP / New York Mortgage Trust, Inc. 5.67 3,000 3,000 0.00 18 17 -5.56
2018-03-31 13F-HR UA / Under Armour, Inc., Class C 17.14 350 350 0.00 5 6 20.00
2018-03-31 13F-HR COF / Capital One Financial Corp. 93.71 6,488 6,488 0.00 654 608 -7.03
2018-03-31 13F-HR JKE / iShares Morningstar Large-Cap Growth ETF 159.20 201 201 0.00 32 32 0.00
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF 117.37 11,350 7,080 -37.62 1,436 831 -42.13
2018-03-31 13F-HR LVHD / Legg Mason ETF Equity Tr 28.99 64,401 61,505 -4.50 2,033 1,783 -12.30
2018-03-31 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.34 18,763 19,053 1.55 585 559 -4.44
2018-03-31 13F-HR COO / Cooper Companies, Inc. (The) 250.00 16 16 0.00 4 4 0.00
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 66.67 75 75 0.00 6 5 -16.67
2018-03-31 13F-HR BP / BP Plc 39.89 3,772 3,785 0.34 163 151 -7.36
2018-03-31 13F-HR CRSP / CRISPR Therapeutics AG 43.28 4,890 34,107 597.48 127 1,476 1,062.20
2018-03-31 13F-HR QRVO / Qorvo, Inc. 70.00 250 100 -60.00 17 7 -58.82
2018-03-31 13F-HR GOLD / Randgold Resources Ltd. 90.91 55 55 0.00 5 5 0.00
2018-03-31 13F-HR EW / Edwards Lifesciences Corp. 100.00 10 10 0.00 1 1 0.00
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 148.18 4,223 3,867 -8.43 652 573 -12.12
2018-03-31 13F-HR BLV / Vanguard Long-Term Bond ETF 94.49 160 127 -20.62 16 12 -25.00
2018-03-31 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 15.17 1,400 1,450 3.57 20 22 10.00
2018-03-31 13F-HR CCT / Corporate Capital Trust, Inc. 16.86 34,693 34,693 0.00 539 585 8.53
2018-03-31 13F-HR CWT / California Water Service Group 30.77 65 65 0.00 3 2 -33.33
2018-03-31 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 74.01 1,081 1,081 0.00 81 80 -1.23
2018-03-31 13F-HR JBL / Jabil Circuit, Inc. 30.00 200 200 0.00 5 6 20.00
2018-03-31 13F-HR CA / CA, Inc. 30.00 206 100 -51.46 7 3 -57.14
2018-03-31 13F-HR SPDW / SPDR Portfolio World ex- US ETF 32.41 216 216 0.00 7 7 0.00
2018-03-31 13F-HR FDIV / First Trust Enhanced Short Maturity ETF 45.80 131 131 0.00 7 6 -14.29
2018-03-31 13F-HR FDX / FedEx Corp. 236.56 132 186 40.91 35 44 25.71
2018-03-31 13F-HR XSLV / PwShs S&P600 LV 44.18 3,119 3,237 3.78 144 143 -0.69
2018-03-31 13F-HR SAND / Sandstorm Gold Ltd. 4.98 1,030 5,020 387.38 5 25 400.00
2018-03-31 13F-HR BAC / Bank of America Corp. 29.29 8,543 8,946 4.72 258 262 1.55
2018-03-31 13F-HR FRC / First Republic Bank (San Francisco, California) 103.45 29 29 0.00 3 3 0.00
2018-03-31 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 60.69 0 346 0 21
2018-03-31 13F-HR ENB / Enbridge Inc. 30.56 2,748 2,749 0.04 112 84 -25.00
2018-03-31 13F-HR DIS / The Walt Disney Co. 98.68 6,342 7,043 11.05 699 695 -0.57
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. 181.82 22 22 0.00 4 4 0.00
2018-03-31 13F-HR OKE / ONEOK, Inc. 59.52 83 84 1.20 5 5 0.00
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 112.78 132 133 0.76 16 15 -6.25
2018-03-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 41.00 561 561 0.00 24 23 -4.17
2018-03-31 13F-HR ALLY / Ally Financial Inc. 25.00 200 200 0.00 6 5 -16.67
2018-03-31 13F-HR IWR / iShares Russell Mid-Cap ETF 201.71 6,208 6,212 0.06 1,321 1,253 -5.15
2018-03-31 13F-HR FCVT / First Trust SSI Strategic Convertible Securities ETF 28.90 3,707 3,875 4.53 108 112 3.70
2018-03-31 13F-HR LVHI / Legg Mason International Low Volatility High Dividend ETF 27.78 155,760 180 -99.88 4,498 5 -99.89
2018-03-31 13F-HR PSK / SPDR Wells Fargo Preferred Stock ETF 43.14 1,670 1,808 8.26 74 78 5.41
2018-03-31 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 46.94 1,913 1,896 -0.89 91 89 -2.20
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 291.67 49 24 -51.02 18 7 -61.11
2018-03-31 13F-HR SBAC / SBA Communications Corp. 153.85 26 26 0.00 4 4 0.00
2018-03-31 13F-HR SAFM / Sanderson Farms, Inc. 125.00 40 40 0.00 5 5 0.00
2018-03-31 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 22.60 1,814 1,814 0.00 44 41 -6.82
2018-03-31 13F-HR IYE / iShares U.S. Energy ETF 36.10 825 1,025 24.24 33 37 12.12
2018-03-31 13F-HR GPS / Gap, Inc. (The) 30.80 1,428 1,331 -6.79 46 41 -10.87
2018-03-31 13F-HR COP / ConocoPhillips 58.03 3,879 3,946 1.73 225 229 1.78
2018-03-31 13F-HR ECA / EnCana Corp. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.38 1,241 837 -32.55 115 79 -31.30
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF 56.18 89 89 0.00 6 5 -16.67
2018-03-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 30.25 1,816 1,686 -7.16 59 51 -13.56
2018-03-31 13F-HR SH / ProShares Short S&P500 31.23 1,043 1,473 41.23 31 46 48.39
2018-03-31 13F-HR GVA / Granite Construction, Inc. 37.04 27 27 0.00 2 1 -50.00
2018-03-31 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 65.42 107 107 0.00 8 7 -12.50
2018-03-31 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 52.17 296 690 133.11 15 36 140.00
2018-03-31 13F-HR IBMH / iShares 2019 AMT-Free Muni Bond ETF 25.29 8,604 7,869 -8.54 219 199 -9.13
2018-03-31 13F-HR IHI / iShares U.S. Medical Devices ETF 181.82 269 231 -14.13 48 42 -12.50
2018-03-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 60.56 710 710 0.00 47 43 -8.51
2018-03-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 84.57 5,357 6,149 14.78 466 520 11.59
2018-03-31 13F-HR WWD / Woodward, Inc 90.91 11 11 0.00 1 1 0.00
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.07 1,241 1,246 0.40 109 106 -2.75
2018-03-31 13F-HR XXII / 22nd Century Group, Inc. 2.22 2,700 2,700 0.00 9 6 -33.33
2018-03-31 13F-HR AOK / iShares Core Conservative Allocation ETF 33.73 1,422 1,423 0.07 50 48 -4.00
2018-03-31 13F-HR CXP / Columbia Property Trust, Inc. 19.70 609 609 0.00 13 12 -7.69
2018-03-31 13F-HR PAAS / Pan American Silver Corp. 14.85 202 202 0.00 3 3 0.00
2018-03-31 13F-HR GLD / SPDR Gold Shares 130.00 100 100 0.00 13 13 0.00
2018-03-31 13F-HR FAST / Fastenal Co. 53.32 919 919 0.00 51 49 -3.92
2018-03-31 13F-HR BCS.PRD / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 26.40 2,490 2,500 0.40 66 66 0.00
2018-03-31 13F-HR CHD / Church & Dwight Co., Inc. 50.47 317 317 0.00 17 16 -5.88
2018-03-31 13F-HR HDV / iShares Core High Dividend ETF 82.95 251 651 159.36 22 54 145.45
2018-03-31 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.34 5,482 6,231 13.66 259 295 13.90
2018-03-31 13F-HR CIEN / Ciena Corp. 22.73 44 44 0.00 1 1 0.00
2018-03-31 13F-HR DOG / ProShares Short DOW30 15.50 3,720 9,680 160.22 53 150 183.02
2018-03-31 13F-HR BCE / BCE Inc. 43.48 115 115 0.00 5 5 0.00
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 9.23 1,625 1,625 0.00 20 15 -25.00
2018-03-31 13F-HR LRCX / Lam Research Corp. 200.00 10 10 0.00 2 2 0.00
2018-03-31 13F-HR POOL / Pool Corp. 160.00 25 25 0.00 3 4 33.33
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 248.73 197 197 0.00 49 49 0.00
2018-03-31 13F-HR MUB / iShares National Muni Bond ETF 100.00 50 50 0.00 6 5 -16.67
2018-03-31 13F-HR SNH / Senior Housing Properties Trust 21.28 47 47 0.00 1 1 0.00
2018-03-31 13F-HR GOVT / iShares U.S. Treasury Bond ETF 24.56 200 3,216 1,508.00 5 79 1,480.00
2018-03-31 13F-HR UBNK / United Financial Bancorp, Inc. 16.15 25,457 24,832 -2.46 442 401 -9.28
2018-03-31 13F-HR FTV / Fortive Corporation 76.92 13 13 0.00 1 1 0.00
2018-03-31 13F-HR NI / NiSource, Inc. 30.30 33 33 0.00 1 1 0.00
2018-03-31 13F-HR PGX / PowerShares Preferred Portfolio 14.38 1,446 2,017 39.49 21 29 38.10
2018-03-31 13F-HR SDY / SPDR S&P Dividend ETF 89.45 771 559 -27.50 72 50 -30.56
2018-03-31 13F-HR XL / XL Group Ltd. 54.46 201 202 0.50 7 11 57.14
2018-03-31 13F-HR ALSN / Allison Transmission Holdings, Inc. 37.88 132 132 0.00 6 5 -16.67
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.40 9,034 5,042 -44.19 253 123 -51.38
2018-03-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 21.07 515 522 1.36 12 11 -8.33
2018-03-31 13F-HR VT / Vanguard Total World Stock ETF 70.00 100 100 0.00 8 7 -12.50
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. 16.18 5,925 7,168 20.98 113 116 2.65
2018-03-31 13F-HR CX / Cemex S.A.B de C.V. 4.63 216 216 0.00 2 1 -50.00
2018-03-31 13F-HR DHR / Danaher Corp. 89.55 67 67 0.00 7 6 -14.29
2018-03-31 13F-HR ECL / Ecolab, Inc. 133.33 30 30 0.00 4 4 0.00
2018-03-31 13F-HR SMLV / SPDR Russell 2000 Low Volatility ETF 86.96 1,036 1,081 4.34 94 94 0.00
2018-03-31 13F-HR NEM / Newmont Mining Corp. 37.45 267 267 0.00 10 10 0.00
2018-03-31 13F-HR DFJ / WisdomTree Japan SmallCap Dividend Fund 79.92 1,464 1,464 0.00 121 117 -3.31
2018-03-31 13F-HR WDC / Western Digital Corp. 90.57 254 530 108.66 20 48 140.00
2018-03-31 13F-HR FEMB / First Trust Exchange-Traded Fund III 42.25 142 142 0.00 6 6 0.00
2018-03-31 13F-HR SO / Southern Co. (The) 43.91 1,131 911 -19.45 54 40 -25.93
2018-03-31 13F-HR AMGN / Amgen Inc. 165.47 550 417 -24.18 101 69 -31.68
2018-03-31 13F-HR HBI / Hanesbrands, Inc. 17.86 611 616 0.82 13 11 -15.38
2018-03-31 13F-HR MA / MasterCard Incorporated 168.22 107 107 0.00 17 18 5.88
2018-03-31 13F-HR CBM / Cambrex Corp. 53.37 356 356 0.00 18 19 5.56
2018-03-31 13F-HR DWX / SPDR S&P Intl Dividend ETF 39.58 4,795 4,800 0.10 202 190 -5.94
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 73.20 14,503 14,890 2.67 1,263 1,090 -13.70
2018-03-31 13F-HR KO / Coca Cola Co. 42.68 16,462 16,704 1.47 761 713 -6.31
2018-03-31 13F-HR PPL / PPL Corp. 28.20 1,107 922 -16.71 34 26 -23.53
2018-03-31 13F-HR SCHW / Schwab Charles Corp 45.98 87 87 0.00 5 4 -20.00
2018-03-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 19.49 31,034 34,793 12.11 620 678 9.35
2018-03-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 107.14 28 28 0.00 3 3 0.00
2018-03-31 13F-HR AXP / American Express Co. 89.78 322 323 0.31 32 29 -9.37
2018-03-31 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 53.06 2,468 2,469 0.04 135 131 -2.96
2018-03-31 13F-HR CFA / Victory Portfolios II 47.85 275,051 289,177 5.14 13,719 13,837 0.86
2018-03-31 13F-HR AOA / iShares Core Aggressive Allocation ETF 52.96 812 812 0.00 44 43 -2.27
2018-03-31 13F-HR CARA / Cara Therapeutics, Inc. 12.14 1,400 1,400 0.00 16 17 6.25
2018-03-31 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 26.32 38 38 0.00 1 1 0.00
2018-03-31 13F-HR DNP / DNP Select Income Fund, Inc. 10.28 10,225 13,525 32.27 109 139 27.52
2018-03-31 13F-HR MLPX / Global X MLP & Energy Infrastructure ETF 11.57 10,720 13,832 29.03 150 160 6.67
2018-03-31 13F-HR HPS / John Hancock Preferred Income Fund III 20.00 150 150 0.00 3 3 0.00
2018-03-31 13F-HR AGZD / WisdomTree Barclays Interest Rate Hedged U.S. Aggregate Bond Fund 48.08 312 312 0.00 15 15 0.00
2018-03-31 13F-HR MDT / Medtronic plc 73.17 41 41 0.00 4 3 -25.00
2018-03-31 13F-HR NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 11.56 13,062 14,962 14.55 157 173 10.19
2018-03-31 13F-HR EEFT / Euronet Worldwide, Inc. 90.91 11 11 0.00 1 1 0.00
2018-03-31 13F-HR CE / Celanese Corp. 117.65 17 17 0.00 2 2 0.00
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 62.95 1,136 1,239 9.07 83 78 -6.02
2018-03-31 13F-HR CHW / Calamos Global Dynamic Income Fund 8.97 2,900 2,900 0.00 27 26 -3.70
2018-03-31 13F-HR AGNC / AGNC Investment Corp. 18.92 2,050 2,325 13.41 41 44 7.32
2018-03-31 13F-HR TLP / TransMontaigne Partners LP 35.00 200 200 0.00 8 7 -12.50
2018-03-31 13F-HR UNP / Union Pacific Corp. 129.31 116 116 0.00 16 15 -6.25
2018-03-31 13F-HR DOV / Dover Corp. 96.30 675 675 0.00 69 65 -5.80
2018-03-31 13F-HR LLY / Eli Lilly & Co. 75.29 425 425 0.00 37 32 -13.51
2018-03-31 13F-HR CLY / iShares 10+ Year Credit Bond ETF 59.87 585 451 -22.91 38 27 -28.95
2018-03-31 13F-HR SLV / iShares Silver Trust 15.65 2,000 2,300 15.00 32 36 12.50
2018-03-31 13F-HR BND / Vanguard Total Bond Market ETF 79.74 16,113 18,760 16.43 1,310 1,496 14.20
2018-03-31 13F-HR LGLV / SPDR Russell 1000 Low Volatility ETF 87.86 386 387 0.26 36 34 -5.56
2018-03-31 13F-HR TRN / Trinity Industries, Inc. 30.00 200 200 0.00 7 6 -14.29
2018-03-31 13F-HR IWC / iShares Micro-cap ETF 93.58 1,122 1,122 0.00 109 105 -3.67
2018-03-31 13F-HR CVS / CVS Health Corporation 61.05 3,625 4,275 17.93 282 261 -7.45
2018-03-31 13F-HR NVS / Novartis AG 80.00 0 50 0 4
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF 78.43 51 51 0.00 4 4 0.00
2018-03-31 13F-HR SLW / Silver Wheaton Corp. 20.97 963 763 -20.77 20 16 -20.00
2018-03-31 13F-HR NATI / National Instruments Corp. 47.62 21 21 0.00 1 1 0.00
2018-03-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 112.02 639 982 53.68 76 110 44.74
2018-03-31 13F-HR SPLK / Splunk Inc. 93.02 43 43 0.00 4 4 0.00
2018-03-31 13F-HR IBDL / iShares iBonds Dec 2020 Corporate ETF 25.18 1,271 1,271 0.00 33 32 -3.03
2018-03-31 13F-HR BMO / Bank of Montreal (PQ) 74.67 1,400 1,500 7.14 113 112 -0.88
2018-03-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 9.65 51,768 50,655 -2.15 526 489 -7.03
2018-03-31 13F-HR KL / Kirkland Lake Gold Ltd. 15.73 1,200 3,243 170.25 20 51 155.00
2018-03-31 13F-HR PBI / Pitney Bowes, Inc. 10.13 690 395 -42.75 6 4 -33.33
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 103.14 446 446 0.00 49 46 -6.12
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 210.84 332 332 0.00 62 70 12.90
2018-03-31 13F-HR HPI / John Hancock Preferred Income Fund 21.55 232 232 0.00 5 5 0.00
2018-03-31 13F-HR PJT / PJT Partners Inc. 58.82 39 34 -12.82 1 2 100.00
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 63.83 47 47 0.00 4 3 -25.00
2018-03-31 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 46.08 462 434 -6.06 22 20 -9.09
2018-03-31 13F-HR CCI / Crown Castle International Corp. 109.73 125 401 220.80 13 44 238.46
2018-03-31 13F-HR IDXX / IDEXX Laboratories, Inc. 186.25 600 800 33.33 99 149 50.51
2018-03-31 13F-HR DBJP / db-X MSCI Japan Currency-Hedged Equity Fund 41.32 2,033 2,033 0.00 93 84 -9.68
2018-03-31 13F-HR IBM / International Business Machines Corp. 150.14 4,519 5,535 22.48 741 831 12.15
2018-03-31 13F-HR AIG / American International Group, Inc. 52.88 102 1,702 1,568.63 6 90 1,400.00
2018-03-31 13F-HR FBNK / First Connecticut Bancorp, Inc. 25.11 2,306 2,708 17.43 60 68 13.33
2018-03-31 13F-HR O / Realty Income Corp. 52.63 19 19 0.00 1 1 0.00
2018-03-31 13F-HR EQC.PRD / Equity Commonwealth 6.5% Series D Cumulative Convertible Preferred Shares 26.67 300 300 0.00 8 8 0.00
2018-03-31 13F-HR TGT / Target Corp. 68.09 444 470 5.86 30 32 6.67
2018-03-31 13F-HR JLS / Nuveen Mortgage Opportunity Fund 23.67 8,370 11,279 34.76 202 267 32.18
2018-03-31 13F-HR PKB / PowerShares Exchange-Trade Fund Trust 30.00 100 100 0.00 4 3 -25.00
2018-03-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 86.96 149 23 -84.56 12 2 -83.33
2018-03-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 88.24 51 102 100.00 4 9 125.00
2018-03-31 13F-HR RZG / Guggenheim S&P Smallcap 600 Pure Growth ETF 112.29 45 2,164 4,708.89 5 243 4,760.00
2018-03-31 13F-HR PRU / Prudential Financial, Inc. 100.98 1,220 1,634 33.93 144 165 14.58
2018-03-31 13F-HR CSA / Victory Portfolios II 44.26 567 723 27.51 26 32 23.08
2018-03-31 13F-HR EWP / iShares MSCI Spain Capped ETF 25.97 0 77 0 2
2018-03-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 54.55 55 55 0.00 3 3 0.00
2018-03-31 13F-HR ALLT / Allot Communications, Ltd. 5.00 200 200 0.00 1 1 0.00
2018-03-31 13F-HR V / Visa, Inc. 118.62 1,735 2,057 18.56 208 244 17.31
2018-03-31 13F-HR PMPT / iSectors Post-MPT Growth ETF 25.90 695 695 0.00 19 18 -5.26
2018-03-31 13F-HR VO / Vanguard Mid-Cap ETF 150.58 3,754 3,792 1.01 602 571 -5.15
2018-03-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12.22 408 409 0.25 5 5 0.00
2018-03-31 13F-HR BNDX / Vanguard Total International Bond ETF 54.96 1,496 1,947 30.15 81 107 32.10
2018-03-31 13F-HR LARE / Tierra XP Latin America Real Estate ETF 27.99 785 1,858 136.69 30 52 73.33
2018-03-31 13F-HR NVDA / NVIDIA Corp. 217.95 26 78 200.00 6 17 183.33
2018-03-31 13F-HR KGC / Kinross Gold Corp. 4.08 1,225 1,225 0.00 5 5 0.00
2018-03-31 13F-HR G / Genpact Ltd. 33.71 89 89 0.00 3 3 0.00
2018-03-31 13F-HR JRS / Nuveen Real Estate Income Fund 9.57 2,050 1,150 -43.90 23 11 -52.17
2018-03-31 13F-HR PTEU / Pacer TrendpilotTM European Index ETF 30.14 250 3,550 1,320.00 8 107 1,237.50
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 106.91 6,881 15,247 121.58 752 1,630 116.76
2018-03-31 13F-HR FFIV / F5 Networks, Inc. 100.00 10 10 0.00 1 1 0.00
2018-03-31 13F-HR STT / State Street Corp. 101.45 69 69 0.00 7 7 0.00
2018-03-31 13F-HR BTI / British American Tobacco p.l.c. 56.45 496 496 0.00 33 28 -15.15
2018-03-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 203.19 184 251 36.41 37 51 37.84
2018-03-31 13F-HR ABBV / AbbVie Inc. 91.54 5,196 5,167 -0.56 518 473 -8.69
2018-03-31 13F-HR CEY / Victory Portfolios II VictoryShares Emerging Market High Div Volatility Wtd ETF 26.27 18,000 173,581 864.34 485 4,560 840.21
2018-03-31 13F-HR IXJ / iShares Global Healthcare ETF 100.00 50 50 0.00 6 5 -16.67
2018-03-31 13F-HR XRVTX / Royce Value Trust, Inc. 15.29 2,552 2,551 -0.04 42 39 -7.14
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. 38.75 700 800 14.29 35 31 -11.43
2018-03-31 13F-HR TR / Tootsie Roll Industries, Inc. 29.41 136 136 0.00 5 4 -20.00
2018-03-31 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 61.12 468 589 25.85 29 36 24.14
2018-03-31 13F-HR AVY / Avery Dennison Corp. 107.14 35 28 -20.00 4 3 -25.00
2018-03-31 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 19.30 829 829 0.00 16 16 0.00
2018-03-31 13F-HR PFM / PowerShares Exchange-Trade Fund Trust 24.90 241 241 0.00 6 6 0.00
2018-03-31 13F-HR CHDN / Churchill Downs Inc. 333.33 3 3 0.00 1 1 0.00
2018-03-31 13F-HR HRG / Harbinger Group Inc. 15.00 300 400 33.33 5 6 20.00
2018-03-31 13F-HR BHB / Bar Harbor Bankshares, Inc. 28.63 454 454 0.00 12 13 8.33
2018-03-31 13F-HR SYMC / Symantec Corp. 25.74 542 544 0.37 16 14 -12.50
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 70.00 0 100 0 7
2018-03-31 13F-HR BUD / Anheuser-Busch Inbev SA 111.11 33 45 36.36 4 5 25.00
2018-03-31 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 71.43 28 28 0.00 3 2 -33.33
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 17.45 1,224 974 -20.42 24 17 -29.17
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 257.91 1,027 1,043 1.56 281 269 -4.27
2018-03-31 13F-HR IWB / iShares Russell 1000 ETF 143.44 663 739 11.46 102 106 3.92
2018-03-31 13F-HR KHC / Kraft Heinz Company 58.30 222 223 0.45 17 13 -23.53
2018-03-31 13F-HR TCP / TC Pipelines, LP 33.83 468 473 1.07 25 16 -36.00
2018-03-31 13F-HR SSYS / Stratasys, Ltd. 19.61 51 51 0.00 1 1 0.00
2018-03-31 13F-HR CAT / Caterpillar, Inc. 143.71 1,123 1,837 63.58 185 264 42.70
2018-03-31 13F-HR KRG / Kite Realty Group Trust 15.01 1,999 1,999 0.00 38 30 -21.05
2018-03-31 13F-HR AWR / American States Water Co. 55.56 18 18 0.00 1 1 0.00
2018-03-31 13F-HR RMD / ResMed Inc. 95.24 42 42 0.00 4 4 0.00
2018-03-31 13F-HR JKD / iShares Morningstar Large Cap ETF 152.07 217 217 0.00 36 33 -8.33
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.10 10,074 10,001 -0.72 366 351 -4.10
2018-03-31 13F-HR KYN / Kayne Anderson MLP Investment Co. 14.63 205 205 0.00 4 3 -25.00
2018-03-31 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.00 4,166 4,166 0.00 26 25 -3.85
2018-03-31 13F-HR IBDM / iShares iBonds Dec 2021 Corporate ETF 24.42 25,310 24,652 -2.60 625 602 -3.68
2018-03-31 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 38.98 1,794 1,796 0.11 70 70 0.00
2018-03-31 13F-HR GE / General Electric Co. 13.12 23,857 27,659 15.94 438 363 -17.12
2018-03-31 13F-HR HF / HFF, Inc. 50.00 300 300 0.00 15 15 0.00
2018-03-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 81.22 197 197 0.00 14 16 14.29
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. 200.00 80 25 -68.75 12 5 -58.33
2018-03-31 13F-HR TDTT / FlexShares iBoxx 3-Year Target Duration TIPS Index Fund 24.35 2,177 2,177 0.00 53 53 0.00
2018-03-31 13F-HR HUN / Huntsman Corp. 28.34 247 247 0.00 9 7 -22.22
2018-03-31 13F-HR XRAY / DENTSPLY SIRONA Inc. 50.85 59 59 0.00 4 3 -25.00
2018-03-31 13F-HR JKHY / Henry (JACK) & Associates, Inc. 133.33 30 30 0.00 4 4 0.00
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 46.24 8,125 8,240 1.42 386 381 -1.30
2018-03-31 13F-HR P / Pandora Media, Inc. 5.16 0 1,163 0 6
2018-03-31 13F-HR EWL / iShares MSCI Switzerland Capped ETF 33.90 3,804 3,127 -17.80 138 106 -23.19
2018-03-31 13F-HR TMUS / T-Mobile US, Inc. 71.43 28 28 0.00 2 2 0.00
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 107.87 6,846 7,602 11.04 745 820 10.07
2018-03-31 13F-HR JDD / Nuveen Diversified Dividend and Income Fund 12.12 7,855 8,495 8.15 98 103 5.10
2018-03-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 57.34 8,578 11,546 34.60 506 662 30.83
2018-03-31 13F-HR JTD / Nuveen Tax Advantage Dividend Growth Fund 15.00 200 200 0.00 4 3 -25.00
2018-03-31 13F-HR CTL / CenturyLink, Inc. 16.29 17,342 17,498 0.90 296 285 -3.72
2018-03-31 13F-HR OMC / Omnicom Group, Inc. 75.47 0 53 0 4
2018-03-31 13F-HR HUM / Humana, Inc. 281.55 412 412 0.00 106 116 9.43
2018-03-31 13F-HR AEP / American Electric Power Company, Inc. 68.16 1,071 1,071 0.00 76 73 -3.95
2018-03-31 13F-HR IPO / Renaissance IPO ETF 26.67 300 300 0.00 9 8 -11.11
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF 84.46 296 296 0.00 26 25 -3.85
2018-03-31 13F-HR AAPL / Apple, Inc. 166.67 16,449 20,087 22.12 2,860 3,348 17.06
2018-03-31 13F-HR RGA / Reinsurance Group of America, Inc. 200.00 10 10 0.00 2 2 0.00
2018-03-31 13F-HR B / Barnes Group, Inc. 58.75 7,600 8,953 17.80 502 526 4.78
2018-03-31 13F-HR SNAP / Snapchat, Inc. 15.00 700 800 14.29 10 12 20.00
2018-03-31 13F-HR FTLS / First Trust Exchange-Traded Fund III 38.52 772 675 -12.56 31 26 -16.13
2018-03-31 13F-HR ANH / Anworth Mortgage Asset Corp. 4.87 3,900 3,900 0.00 21 19 -9.52
2018-03-31 13F-HR DGRW / WisdomTree Trust WisdomTree U.S. Quality Dividend Growth Fund 39.33 3,254 4,628 42.22 137 182 32.85
2018-03-31 13F-HR FXH / First Trust Health Care AlphaDEX Fund 66.82 504 434 -13.89 36 29 -19.44
2018-03-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 102.87 1,123 1,322 17.72 121 136 12.40
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 180.00 100 100 0.00 19 18 -5.26
2018-03-31 13F-HR BCS / Barclays Bank Plc 10.00 0 100 0 1
2018-03-31 13F-HR HSIC / Henry Schein, Inc. 66.67 30 30 0.00 2 2 0.00
2018-03-31 13F-HR COKE / Coca-Cola Bottling Co. Consolidated 170.00 100 100 0.00 21 17 -19.05
2018-03-31 13F-HR SBUX / Starbucks Corp. 59.21 142 152 7.04 8 9 12.50
2018-03-31 13F-HR VYGR / Voyager Therapeutics, Inc 18.17 8,200 52,949 545.72 132 962 628.79
2018-03-31 13F-HR MKC / McCormick & Co., Inc. 107.14 56 56 0.00 5 6 20.00
2018-03-31 13F-HR HSBC / HSBC Holdings Plc 46.15 289 325 12.46 7 15 114.29
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 50.44 1,941 1,943 0.10 105 98 -6.67
2018-03-31 13F-HR AATDF / AA LTD 22.82 515 482 -6.41 16 11 -31.25
2018-03-31 13F-HR GG / Goldcorp, Inc. 13.33 600 600 0.00 8 8 0.00
2018-03-31 13F-HR NSL / Nuveen Senior Income Fund 6.38 1,000 2,350 135.00 6 15 150.00
2018-03-31 13F-HR WMT / Walmart, Inc. 85.54 11,366 13,771 21.16 1,152 1,178 2.26
2018-03-31 13F-HR DCI / Donaldson Co., Inc. 44.87 312 312 0.00 16 14 -12.50
2018-03-31 13F-HR IGHG / ProShares Investment Grade-Interest Rate Hedged 75.00 200 200 0.00 15 15 0.00
2018-03-31 13F-HR SLB / Schlumberger Ltd. 62.50 431 432 0.23 33 27 -18.18
2018-03-31 13F-HR CSF / Victory Portfolios II 43.60 802 1,055 31.55 39 46 17.95
2018-03-31 13F-HR AOR / iShares Core Growth Allocation ETF 43.29 231 231 0.00 11 10 -9.09
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. 66.67 300 300 0.00 21 20 -4.76
2018-03-31 13F-HR FTSL / First Trust Senior Loan Fund ETF 48.13 15,223 14,440 -5.14 730 695 -4.79
2018-03-31 13F-HR DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated 24.00 2,000 2,000 0.00 53 48 -9.43
2018-03-31 13F-HR ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund 24.91 12,715 14,574 14.62 327 363 11.01
2018-03-31 13F-HR EMLC / VanEck Vectors ETF TR 19.46 3,260 4,677 43.47 63 91 44.44
2018-03-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 227.27 22 22 0.00 6 5 -16.67
2018-03-31 13F-HR PM / Philip Morris International, Inc. 97.33 1,890 1,870 -1.06 196 182 -7.14
2018-03-31 13F-HR EWU / iShares MSCI United Kingdom ETF 34.06 313 1,380 340.89 12 47 291.67
2018-03-31 13F-HR KLAC / KLA-Tencor Corp. 111.11 27 27 0.00 3 3 0.00
2018-03-31 13F-HR BIZD / Market Vectors BDC Income ETF 15.83 0 2,400 0 38
2018-03-31 13F-HR SHW / Sherwin-Williams Co. (The) 388.89 36 36 0.00 15 14 -6.67
2018-03-31 13F-HR ABX / Barrick Gold Corp. 12.54 781 2,312 196.03 11 29 163.64
2018-03-31 13F-HR FTNT / Fortinet, Inc. 48.39 62 62 0.00 3 3 0.00
2018-03-31 13F-HR JNJ / Johnson & Johnson 124.61 7,972 8,250 3.49 1,129 1,028 -8.95
2018-03-31 13F-HR JSD / Nuveen Short Duration Credit Opportunities Fund 16.86 3,500 3,500 0.00 58 59 1.72
2018-03-31 13F-HR IXN / iShares Global Tech ETF 150.00 100 100 0.00 16 15 -6.25
2018-03-31 13F-HR IBDK / iShares iBonds Dec 2019 Corporate ETF 24.72 25,381 24,720 -2.60 631 611 -3.17
2018-03-31 13F-HR SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 46.30 108 108 0.00 5 5 0.00
2018-03-31 13F-HR CC / Chemours Company (The) 45.98 214 87 -59.35 11 4 -63.64
2018-03-31 13F-HR LKQ / LKQ Corp. 37.14 350 350 0.00 14 13 -7.14
2018-03-31 13F-HR RWR / SPDR DJ Wilshire REIT ETF 85.97 220 221 0.45 20 19 -5.00
2018-03-31 13F-HR CSB / Victory Portfolios II 43.33 300 300 0.00 13 13 0.00
2018-03-31 13F-HR CSL / Carlisle Companies, Inc. 101.18 425 425 0.00 50 43 -14.00
2018-03-31 13F-HR ARE / Alexandria Real Estate Equities, Inc. 121.82 2,668 2,750 3.07 337 335 -0.59
2018-03-31 13F-HR KIE / SPDR S&P Insurance ETF 29.41 102 102 0.00 3 3 0.00
2018-03-31 13F-HR VOE / Vanguard Mid-Cap Value ETF 107.64 504 576 14.29 57 62 8.77
2018-03-31 13F-HR MVF / BlackRock MuniVest Fund, Inc. 8.76 1,256 1,256 0.00 12 11 -8.33
2018-03-31 13F-HR IWO / iShares Russell 2000 Growth ETF 185.73 2,085 2,089 0.19 396 388 -2.02
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 155.60 3,016 3,329 10.38 494 518 4.86
2018-03-31 13F-HR KSS / Kohl's Corp. 64.68 201 201 0.00 11 13 18.18
2018-03-31 13F-HR XNBBX / Nuveen Build America Bond Fund 21.03 1,350 1,950 44.44 30 41 36.67
2018-03-31 13F-HR SNA / Snap-On Inc. 133.33 15 15 0.00 3 2 -33.33
2018-03-31 13F-HR JFR / Nuveen Floating Rate Income Fund 11.24 971 979 0.82 11 11 0.00
2018-03-31 13F-HR WPC / W.P. Carey Inc. 61.32 1,222 424 -65.30 83 26 -68.67
2018-03-31 13F-HR IYT / iShares Transportation Average ETF 188.12 76 101 32.89 15 19 26.67
2018-03-31 13F-HR PNR / Pentair plc. 90.91 11 11 0.00 1 1 0.00
2018-03-31 13F-HR XHB / SPDR S&P Homebuilders ETF 40.00 200 200 0.00 9 8 -11.11
2018-03-31 13F-HR VCLT / Vanguard Long-Term Corporate Bond Index Fund 87.59 136 137 0.74 13 12 -7.69
2018-03-31 13F-HR GXC / SPDR S&P China ETF 108.64 359 359 0.00 41 39 -4.88
2018-03-31 13F-HR LW / Lamb Weston Holdings, Inc. 61.40 58 114 96.55 3 7 133.33
2018-03-31 13F-HR HYLS / First Trust Exchange-Traded Fund IV 47.62 231 231 0.00 11 11 0.00
2018-03-31 13F-HR SPTM / SPDR Portfolio Total Stock Marke 36.70 109 109 0.00 4 4 0.00
2018-03-31 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 72.98 1,662 1,562 -6.02 123 114 -7.32
2018-03-31 13F-HR HEWG / iShares Currency Hedged MSCI Germany ETF 30.00 100 100 0.00 3 3 0.00
2018-03-31 13F-HR MTD / Mettler Toledo International, Inc. 600.00 7 5 -28.57 4 3 -25.00
2018-03-31 13F-HR AZN / AstraZeneca Plc 34.19 117 117 0.00 4 4 0.00
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 172.70 969 967 -0.21 186 167 -10.22
2018-03-31 13F-HR MCHP / Microchip Technology Inc. 28.37 149 423 183.89 14 12 -14.29
2018-03-31 13F-HR KXI / iShares S&P Global Consumer Staples Sector Index Fund 100.00 50 50 0.00 5 5 0.00
2018-03-31 13F-HR VBR / Vanguard Small-Cap Value ETF 126.32 1,243 1,520 22.28 165 192 16.36
2018-03-31 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 28.21 5,709 7,020 22.96 176 198 12.50
2018-03-31 13F-HR WM / Waste Management, Inc. 84.11 214 214 0.00 20 18 -10.00
2018-03-31 13F-HR CIU / iShares Intermediate Credit Bond ETF 107.05 2,431 3,120 28.34 266 334 25.56
2018-03-31 13F-HR DW / Drew Industries, Inc. 80.00 25 25 0.00 3 2 -33.33
2018-03-31 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 51.31 1,997 1,715 -14.12 103 88 -14.56
2018-03-31 13F-HR QYLD / Recon Capital Series Trust 23.18 33,943 41,334 21.77 841 958 13.91
2018-03-31 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 36.30 303 303 0.00 12 11 -8.33
2018-03-31 13F-HR AXU / Alexco Resource Corp. 1.37 0 14,598 0 20
2018-03-31 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 59.06 2,651 3,522 32.86 167 208 24.55
2018-03-31 13F-HR ROK / Rockwell Automation, Inc. 166.67 6 6 0.00 1 1 0.00
2018-03-31 13F-HR ORCL / Oracle Corp. 44.85 1,501 1,427 -4.93 69 64 -7.25
2018-03-31 13F-HR PFPT / Proofpoint, Inc. 117.65 17 17 0.00 2 2 0.00
2018-03-31 13F-HR TWTR / Twitter, Inc. 27.50 800 800 0.00 19 22 15.79
2018-03-31 13F-HR INKM / SPDR SSgA Income Allocation ETF 32.32 548 557 1.64 19 18 -5.26
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 59.30 2,000 2,479 23.95 125 147 17.60
2018-03-31 13F-HR GAL / SPDR SSgA Global Allocation ETF 37.90 781 686 -12.16 31 26 -16.13
2018-03-31 13F-HR IDLV / PowerShares Exchange-Traded Fund Trust II 32.79 49,372 47,916 -2.95 1,694 1,571 -7.26
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 103.70 3,178 1,379 -56.61 415 143 -65.54
2018-03-31 13F-HR APA / Apache Corp. 42.25 0 71 0 3
2018-03-31 13F-HR EES / WisdomTree SmallCap Earnings Fund 34.97 715 8,092 1,031.75 26 283 988.46
2018-03-31 13F-HR TD / Toronto-Dominion Bank (ON) 56.21 1,540 1,690 9.74 92 95 3.26
2018-03-31 13F-HR VLO / Valero Energy Corp. 85.71 70 70 0.00 7 6 -14.29
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 72.97 2,150 2,083 -3.12 159 152 -4.40
2018-03-31 13F-HR GAIN / Gladstone Investment Corp. 10.00 1,100 500 -54.55 13 5 -61.54
2018-03-31 13F-HR HE / Hawaiian Electric Industries, Inc. 41.67 24 24 0.00 1 1 0.00
2018-03-31 13F-HR GSK / GlaxoSmithKline plc 38.88 1,508 1,363 -9.62 57 53 -7.02
2018-03-31 13F-HR TYG / Tortoise Energy Infrastructure Corp. 26.76 292 299 2.40 9 8 -11.11
2018-03-31 13F-HR HALO / Halozyme Therapeutics, Inc. 20.00 150 400 166.67 3 8 166.67
2018-03-31 13F-HR IYH / iShares U.S. Healthcare ETF 166.67 200 150 -25.00 36 25 -30.56
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 133.33 150 150 0.00 23 20 -13.04
2018-03-31 13F-HR TELL / Tellurian Inc. 7.11 27,750 15,750 -43.24 313 112 -64.22
2018-03-31 13F-HR MAS / Masco Corp. 39.47 76 76 0.00 3 3 0.00
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. 6.08 11,346 11,346 0.00 61 69 13.11
2018-03-31 13F-HR IEV / iShares Europe 350 ETF 45.90 4,204 5,054 20.22 205 232 13.17
2018-03-31 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 74.95 1,054 1,054 0.00 83 79 -4.82
2018-03-31 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 16.08 21,473 23,378 8.87 389 376 -3.34
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,372.60 657 730 11.11 817 1,002 22.64
2018-03-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 132.61 20,377 22,238 9.13 2,864 2,949 2.97
2018-03-31 13F-HR MTN / Vail Resorts, Inc. 250.00 4 4 0.00 1 1 0.00
2018-03-31 13F-HR NOV / National Oilwell Varco, Inc. 35.64 505 505 0.00 20 18 -10.00
2018-03-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 100.00 40 40 0.00 4 4 0.00
2018-03-31 13F-HR MU / Micron Technology, Inc. 47.62 168 168 0.00 8 8 0.00
2018-03-31 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 61.99 448 1,355 202.46 29 84 189.66
2018-03-31 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 18.02 333 333 0.00 7 6 -14.29
2018-03-31 13F-HR CIL / Victory Portfolios II 40.00 300 300 0.00 13 12 -7.69
2018-03-31 13F-HR IBDH / iShares iBonds Dec 2018 Term Corporate ETF 24.73 1,294 1,294 0.00 33 32 -3.03
2018-03-31 13F-HR SDIV / Global X SuperDividend ETF 20.40 11,592 12,547 8.24 256 256 0.00
2018-03-31 13F-HR EWX / SPDR S&P Emerging Markets Small Cap ETF 50.19 71 259 264.79 4 13 225.00
2018-03-31 13F-HR EWH / iShares MSCI Hong Kong ETF 25.13 0 2,189 0 55
2018-03-31 13F-HR WFC / Wells Fargo & Co. 51.25 2,256 1,717 -23.89 139 88 -36.69
2018-03-31 13F-HR CNQ / Canadian Natural Resources Limited 29.78 401 403 0.50 14 12 -14.29
2018-03-31 13F-HR RIG / Transocean, Inc. 9.65 7,351 7,050 -4.09 87 68 -21.84
2018-03-31 13F-HR PAYX / Paychex, Inc. 60.39 401 563 40.40 27 34 25.93
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 68.59 276 277 0.36 21 19 -9.52
2018-03-31 13F-HR CI / Cigna Corp. 160.00 179 100 -44.13 36 16 -55.56
2018-03-31 13F-HR FUTY / Fidelity MSCI Utilities Index ETF 37.04 80 81 1.25 3 3 0.00
2018-03-31 13F-HR GWW / Grainger (W.W.), Inc. 282.35 85 85 0.00 21 24 14.29
2018-03-31 13F-HR C / Citigroup, Inc. 67.38 306 1,306 326.80 23 88 282.61
2018-03-31 13F-HR RTN / Raytheon Co. 209.88 80 81 1.25 16 17 6.25
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 68.92 3,949 1,393 -64.73 287 96 -66.55
2018-03-31 13F-HR AGND / WisdomTree Barclays Negative Duration U.S. Aggregate Bond Fund 43.89 524 524 0.00 23 23 0.00
2018-03-31 13F-HR CSX / CSX Corp. 54.98 540 1,637 203.15 32 90 181.25
2018-03-31 13F-HR BIDU / Baidu, Inc. 220.00 200 400 100.00 50 88 76.00
2018-03-31 13F-HR AEO / American Eagle Outfitters, Inc. 19.18 577 365 -36.74 11 7 -36.36
2018-03-31 13F-HR IUSV / iShares Core Russell U.S. Value 51.98 5,931 7,388 24.57 335 384 14.63
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 93.55 2,775 3,677 32.50 276 344 24.64
2018-03-31 13F-HR FFTY / Academy Funds Trust 30.00 200 200 0.00 7 6 -14.29
2018-03-31 13F-HR MPLX / MPLX LP 32.53 1,199 1,199 0.00 45 39 -13.33
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 123.21 257 349 35.80 33 43 30.30
2018-03-31 13F-HR GM / General Motors Company 35.69 2,560 2,942 14.92 113 105 -7.08
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 62.03 683 5,449 697.80 52 338 550.00
2018-03-31 13F-HR ICE / Intercontinental Exchange, Inc. 83.33 24 24 0.00 2 2 0.00
2018-03-31 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 102.78 467 467 0.00 50 48 -4.00
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 53.26 289 582 101.38 16 31 93.75
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 50.00 200 100 -50.00 10 5 -50.00
2018-03-31 13F-HR BA / Boeing Company (The) 322.30 326 1,390 326.38 101 448 343.56
2018-03-31 13F-HR VER / VEREIT, Inc. 6.81 0 7,347 0 50
2018-03-31 13F-HR LUV / Southwest Airlines Co. 57.14 70 70 0.00 4 4 0.00
2018-03-31 13F-HR STE / STERIS Corp. 93.75 32 32 0.00 3 3 0.00
2018-03-31 13F-HR EWQ / iShares MSCI France ETF 30.88 55 1,425 2,490.91 2 44 2,100.00
2018-03-31 13F-HR AGZ / iShares Agency Bond ETF 116.88 20 77 285.00 2 9 350.00
2018-03-31 13F-HR BR / Broadridge Financial Solutions, Inc. 107.14 28 28 0.00 3 3 0.00
2018-03-31 13F-HR AA / Alcoa Corp. 42.78 187 187 0.00 10 8 -20.00
2018-03-31 13F-HR MNA / IQ ARB Merger Arbitrage ETF 31.11 450 450 0.00 14 14 0.00
2018-03-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 28.10 4,504 4,520 0.36 134 127 -5.22
2018-03-31 13F-HR ALLE / Allegion Public Limited 85.71 70 70 0.00 6 6 0.00
2018-03-31 13F-HR IWN / iShares Russell 2000 Value ETF 119.37 3,037 3,066 0.95 388 366 -5.67
2018-03-31 13F-HR CGNX / Cognex Corp. 40.82 64 49 -23.44 4 2 -50.00
2018-03-31 13F-HR IPGP / IPG Photonics Corp. 230.77 20 13 -35.00 5 3 -40.00
2018-03-31 13F-HR EWG / iShares MSCI Germany ETF 31.39 18 1,115 6,094.44 1 35 3,400.00
2018-03-31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 27.44 328 328 0.00 10 9 -10.00
2018-03-31 13F-HR SCHF / Schwab International Equity ETF 33.18 5,463 5,697 4.28 191 189 -1.05
2018-03-31 13F-HR RWL / RevenueShares ETF 48.73 6,777 6,177 -8.85 357 301 -15.69
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 333.33 60 21 -65.00 20 7 -65.00
2018-03-31 13F-HR VXUS / Vanguard Total International Stock ETF 55.76 3,439 3,766 9.51 201 210 4.48
2018-03-31 13F-HR VVR / Van Kampen Senior Income Trust 4.41 2,041 2,041 0.00 9 9 0.00
2018-03-31 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 51.49 3,272 3,282 0.31 178 169 -5.06
2018-03-31 13F-HR GFI / Gold Fields Ltd. 4.27 1,875 1,875 0.00 8 8 0.00
2018-03-31 13F-HR IBUY / AMPLIFY ETF TR 43.75 3,200 3,200 0.00 136 140 2.94
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 65.02 886 892 0.68 67 58 -13.43
2018-03-31 13F-HR MMS / MAXIMUS, Inc. 65.33 750 750 0.00 53 49 -7.55
2018-03-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 101.85 107 108 0.93 12 11 -8.33
2018-03-31 13F-HR TXN / Texas Instruments Inc. 101.01 1,287 1,287 0.00 141 130 -7.80
2018-03-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 194.94 3,063 3,596 17.40 597 701 17.42
2018-03-31 13F-HR RSG / Republic Services, Inc. 64.52 31 31 0.00 2 2 0.00
2018-03-31 13F-HR XISDX / Prudential Short Duration High 14.05 5,550 5,550 0.00 83 78 -6.02
2018-03-31 13F-HR ANTM / Anthem, Inc. 219.35 310 310 0.00 72 68 -5.56
2018-03-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 12.86 1,400 1,400 0.00 19 18 -5.26
2018-03-31 13F-HR AEG / Aegon N.V. ADR 6.68 0 2,545 0 17
2018-03-31 13F-HR DG / Dollar General Corp. 90.00 100 100 0.00 9 9 0.00
2018-03-31 13F-HR ARCC / Ares Capital Corp. 15.89 1,634 1,636 0.12 25 26 4.00
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 194.29 350 350 0.00 70 68 -2.86
2018-03-31 13F-HR VUG / Vanguard Growth ETF 136.36 154 154 0.00 22 21 -4.55
2018-03-31 13F-HR RWK / RevenueShares ETF 57.41 3,457 3,257 -5.79 215 187 -13.02
2018-03-31 13F-HR IAG / IAMGOLD Corp. 5.26 1,035 4,370 322.22 6 23 283.33
2018-03-31 13F-HR MS / Morgan Stanley 51.43 350 350 0.00 19 18 -5.26
2018-03-31 13F-HR SPIB / SPDR Portfolio Intermediate Term 33.40 1,696 2,485 46.52 59 83 40.68
2018-03-31 13F-HR GNW / Genworth Financial, Inc. 2.00 500 500 0.00 2 1 -50.00
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.09 722 722 0.00 37 34 -8.11
2018-03-31 13F-HR SCHA / Schwab U.S. Small-Cap ETF 65.36 153 153 0.00 11 10 -9.09
2018-03-31 13F-HR WY / Weyerhaeuser Co. 34.48 1,450 1,450 0.00 51 50 -1.96
2018-03-31 13F-HR RWJ / RevenueShares ETF 65.90 2,203 2,003 -9.08 156 132 -15.38
2018-03-31 13F-HR RRD / Donnelley (R.R.) & Sons Co. 8.59 800 815 1.88 8 7 -12.50
2018-03-31 13F-HR SCS / Steelcase, Inc. 12.86 700 700 0.00 11 9 -18.18
2018-03-31 13F-HR SPSB / SPDR Portfolio Short Term Corpor 30.34 939 791 -15.76 29 24 -17.24
2018-03-31 13F-HR SFM / Sprouts Farmers Market, Inc. 22.22 225 225 0.00 5 5 0.00
2018-03-31 13F-HR JGH / Nuveen Global High Income Fund 16.12 2,548 3,101 21.70 44 50 13.64
2018-03-31 13F-HR RHT / Red Hat, Inc. 148.94 47 47 0.00 6 7 16.67
2018-03-31 13F-HR BOE / BlackRock Global Opportunity Equity Trust 11.38 14,471 15,992 10.51 187 182 -2.67
2018-03-31 13F-HR PZA / PowerShares Exchange-Traded Fund Trust II 25.18 6,084 6,910 13.58 157 174 10.83
2018-03-31 13F-HR BBY / Best Buy Co., Inc. 52.63 19 19 0.00 1 1 0.00
2018-03-31 13F-HR AMLP / Alerian ETF 9.16 4,166 1,856 -55.45 48 17 -64.58
2018-03-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 30.52 964 557 -42.22 30 17 -43.33
2018-03-31 13F-HR DLR / Digital Realty Trust, Inc. 102.68 223 224 0.45 25 23 -8.00
2018-03-31 13F-HR HYEM / Market Vectors Emerging High Yield Bond ETF 23.91 7,344 8,532 16.18 182 204 12.09
2018-03-31 13F-HR HPQ / HP Inc. 20.83 1,056 1,056 0.00 23 22 -4.35
2018-03-31 13F-HR MSI / Motorola Solutions, Inc. 103.45 29 29 0.00 3 3 0.00
2018-03-31 13F-HR IVW / iShares S&P 500 Growth ETF 151.24 4,814 4,688 -2.62 760 709 -6.71
2018-03-31 13F-HR PDBC / PowerShares Exchange-Traded Fund Trust II 17.51 585 2,855 388.03 10 50 400.00
2018-03-31 13F-HR VXF / Vanguard Extended Market ETF 107.84 102 102 0.00 12 11 -8.33
2018-03-31 13F-HR MORT / Market Vectors Mortgage REIT Income ETF 22.68 1,311 1,411 7.63 32 32 0.00
2018-03-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 285.71 7 7 0.00 2 2 0.00
2018-03-31 13F-HR SMCI / Super Micro Computer, Inc. 16.00 500 500 0.00 11 8 -27.27
2018-03-31 13F-HR XTHQX / Tekla Healthcare Opportunities 16.37 6,465 6,171 -4.55 115 101 -12.17
2018-03-31 13F-HR VB / Vanguard Small-Cap ETF 143.61 1,453 1,525 4.96 218 219 0.46
2018-03-31 13F-HR PLNT / Planet Fitness, Inc. 52.63 19 19 0.00 1 1 0.00
2018-03-31 13F-HR IAGG / iShares Core International Aggregate Bond Fund 51.64 213 213 0.00 11 11 0.00
2018-03-31 13F-HR DON / WisdomTree MidCap Dividend Fund 33.49 3,919 3,882 -0.94 139 130 -6.47
2018-03-31 13F-HR JPI / Nuveen Preferred & Income Term Fund 23.75 0 800 0 19
2018-03-31 13F-HR PH / Parker-Hannifin Corp. 170.73 82 82 0.00 17 14 -17.65
2018-03-31 13F-HR TEL / TE Connectivity Ltd. 100.00 50 50 0.00 5 5 0.00
2018-03-31 13F-HR DHS / WisdomTree U.S. High Dividend Fund 67.62 106 281 165.09 8 19 137.50
2018-03-31 13F-HR HCA / HCA Holdings Inc. 97.05 162 237 46.30 14 23 64.29
2018-03-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 97.20 1,090 4,321 296.42 114 420 268.42
2018-03-31 13F-HR DBEM / db-X MSCI Emerging Markets Currency-Hedged Equity Fund 23.89 880 879 -0.11 23 21 -8.70
2018-03-31 13F-HR SIR / Select Income REIT 19.15 13,034 15,245 16.96 315 292 -7.30
2018-03-31 13F-HR DBD / Diebold, Inc. 13.86 433 433 0.00 8 6 -25.00
2018-03-31 13F-HR T / AT & T, Inc. 35.11 24,117 24,607 2.03 930 864 -7.10
2018-03-31 13F-HR IFF / International Flavors & Fragrances, Inc 150.00 20 20 0.00 3 3 0.00
2018-03-31 13F-HR IVE / iShares S&P 500 Value ETF 106.96 6,612 6,526 -1.30 775 698 -9.94
2018-03-31 13F-HR FCG / First Trust ISE-Revere Natural Gas Index Fund 18.87 530 530 0.00 13 10 -23.08
2018-03-31 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 30.17 1,608 1,558 -3.11 53 47 -11.32
2018-03-31 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 49.75 201 201 0.00 10 10 0.00
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 183.24 3,440 4,284 24.53 670 785 17.16
2018-03-31 13F-HR DNL / WisdomTree Global ex-U.S. Growth Fund 57.47 174 174 0.00 11 10 -9.09
2018-03-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 146.67 75 75 0.00 12 11 -8.33
2018-03-31 13F-HR GIS / General Mills, Inc. 43.22 651 509 -21.81 39 22 -43.59
2018-03-31 13F-HR DTH / WisdomTree DEFA Equity Income Fund 42.74 434 1,755 304.38 20 75 275.00
2018-03-31 13F-HR CRI / Carter's, Inc. 83.33 24 24 0.00 3 2 -33.33
2018-03-31 13F-HR IAT / iShares U.S. Regional Banks ETF 49.29 5,208 5,214 0.12 265 257 -3.02
2018-03-31 13F-HR IYF / iShares U.S. Financial ETF 114.93 320 670 109.38 38 77 102.63
2018-03-31 13F-HR MPWR / Monolithic Power Systems, Inc. 121.21 33 33 0.00 4 4 0.00
2018-03-31 13F-HR JBLU / JetBlue Airways Corp. 18.95 475 475 0.00 10 9 -10.00
2018-03-31 13F-HR USB / U.S. Bancorp 40.00 50 50 0.00 3 2 -33.33
2018-03-31 13F-HR CME / CME Group, Inc. 160.00 100 50 -50.00 15 8 -46.67
2018-03-31 13F-HR DTD / WisdomTree Total Dividend Fund 80.00 25 25 0.00 2 2 0.00
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 217.79 858 877 2.21 194 191 -1.55
2018-03-31 13F-HR LH / Laboratory Corp. of America Holdings 166.67 6 6 0.00 1 1 0.00
2018-03-31 13F-HR DES / WisdomTree SmallCap Dividend Fund 26.95 2,329 3,340 43.41 69 90 30.43
2018-03-31 13F-HR BLK / BlackRock, Inc. 515.15 32 33 3.12 17 17 0.00
2018-03-31 13F-HR FTHI / First Trust High Income ETF 23.58 212 212 0.00 5 5 0.00
2018-03-31 13F-HR HLX / Helix Energy Solutions Group, Inc. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR AUPH / Aurinia Pharmaceuticals Inc 5.08 11,100 12,200 9.91 57 62 8.77
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 75.27 8,883 9,379 5.58 693 706 1.88
2018-03-31 13F-HR BIIB / Biogen Inc. 272.73 66 66 0.00 21 18 -14.29
2018-03-31 13F-HR COST / Costco Wholesale Corp. 183.33 240 240 0.00 45 44 -2.22
2018-03-31 13F-HR VPL / Vanguard MSCI Pacific ETF 70.56 113 496 338.94 8 35 337.50
2018-03-31 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 81.82 109 110 0.92 10 9 -10.00
2018-03-31 13F-HR MHFI / McGraw Hill Financial, Inc. 183.82 136 136 0.00 24 25 4.17
2018-03-31 13F-HR SSNC / SS&C Technologies Holdings, Inc. 55.56 72 72 0.00 3 4 33.33
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 41.01 14,113 17,556 24.40 564 720 27.66
2018-03-31 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 58.82 102 102 0.00 7 6 -14.29
2018-03-31 13F-HR EFV / iShares MSCI EAFE Value Index 53.65 1,799 2,125 18.12 103 114 10.68
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 74.39 6,596 6,412 -2.79 534 477 -10.67
2018-03-31 13F-HR AEGON N V / NY REGISTRY SH (007903108) 2,545 0 -100.00 16 0
2018-03-31 13F-HR BPL / Buckeye Partners, L.P. 10 0 -100.00 1 0 -100.00
2018-03-31 13F-HR CPT / Camden Property Trust 30 0 -100.00 3 0 -100.00
2018-03-31 13F-HR RXDX / Ignyta, Inc. 550 0 -100.00 15 0 -100.00
2018-03-31 13F-HR IYC / iShares U.S. Consumer Services ETF 166 0 -100.00 30 0 -100.00
2018-03-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 300 0 -100.00 46 0 -100.00
2018-03-31 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 450 0 -100.00 36 0 -100.00
2018-03-31 13F-HR ACWX / iShares MSCI ACWI ex US ETF 700 0 -100.00 36 0 -100.00
2018-03-31 13F-HR RGLD / Royal Gold, Inc. 24 0 -100.00 2 0 -100.00
2018-03-31 13F-HR SAP / SAP SE 16 0 -100.00 2 0 -100.00
2018-03-31 13F-HR TGD / Timmins Gold Corp. 1,538 0 -100.00 5 0 -100.00
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 1,660 0 -100.00 7 0 -100.00
2018-03-31 13F-HR HCAP / Harvest Capital Credit Corp 500 0 -100.00 6 0 -100.00
2018-03-31 13F-HR VLUE / iShares MSCI USA Value Factor ETF 706 0 -100.00 60 0 -100.00
2018-03-31 13F-HR EWI / iShares MSCI Italy Capped ETF 360 0 -100.00 9 0 -100.00
2018-03-31 13F-HR MON / Monsanto Co. 31 0 -100.00 4 0 -100.00
2018-03-31 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 76 0 -100.00 8 0 -100.00
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 179 0 -100.00 7 0 -100.00
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 106 0 -100.00 37 0 -100.00
2018-03-31 13F-HR YMLP / Market Vectors High Income Infrastructure MLP ETF 100 0 -100.00 2 0 -100.00
2018-03-31 13F-HR AON / Aon Plc 38 0 -100.00 5 0 -100.00
2018-03-31 13F-HR CLW / Clearwater Paper Corp. 600 0 -100.00 29 0 -100.00
2018-03-31 13F-HR PVG / Pretium Resources, Inc. 415 0 -100.00 5 0 -100.00
2018-03-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 140 0 -100.00 3 0 -100.00
2018-03-31 13F-HR HAS / Hasbro, Inc. 38 0 -100.00 4 0 -100.00
2018-03-31 13F-HR HBAN / Huntington Bancshares, Inc. 110 0 -100.00 1 0 -100.00
2018-03-31 13F-HR EWD / iShares MSCI Sweden ETF 544 0 -100.00 20 0 -100.00
2018-03-31 13F-HR IYW / iShares U.S. Technology ETF 149 0 -100.00 25 0 -100.00
2018-03-31 13F-HR COL / Rockwell Collins, Inc. 25 0 -100.00 3 0 -100.00
2018-03-31 13F-HR CDK / CDK Global, Inc. 11 0 -100.00 1 0 -100.00
2018-03-31 13F-HR BBL / BHP Billiton Plc 41 0 -100.00 2 0 -100.00
2018-03-31 13F-HR ATVI / Activision Blizzard, Inc. 292 0 -100.00 19 0 -100.00
2018-03-31 13F-HR AIV / Apartment Investment & Management Co. 640 0 -100.00 28 0 -100.00
2018-03-31 13F-HR AINV / Apollo Investment Corp. 257 0 -100.00 1 0 -100.00
2018-03-31 13F-HR AKG / Asanko Gold Inc. 895 0 -100.00 1 0 -100.00
2018-03-31 13F-HR BKFS / Black Knight Financial Services, Inc. 162 0 -100.00 8 0 -100.00
2018-03-31 13F-HR XDSUX / BlackRock Debt Strategies Fd , 5,702 0 -100.00 66 0 -100.00
2018-03-31 13F-HR BHF / Brighthouse Financial, Inc. 749 0 -100.00 46 0 -100.00
2018-03-31 13F-HR EXP / Eagle Materials, Inc. 9 0 -100.00 1 0 -100.00
2018-03-31 13F-HR MUX / McEwen Mining Inc. 1,180 0 -100.00 3 0 -100.00
2018-03-31 13F-HR PZG / Paramount Gold Nevada Corp. 5,464 0 -100.00 7 0 -100.00
2018-03-31 13F-HR XRGTX / Royce Global Value Trust, Inc. 284 0 -100.00 3 0 -100.00
2018-03-31 13F-HR SPIR / Spire Corp. 12 0 -100.00 1 0 -100.00
2018-03-31 13F-HR USO / United States Oil Fund, LP 250 0 -100.00 3 0 -100.00
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 100 0 -100.00 2 0 -100.00
2018-03-31 13F-HR WCG / Wellcare Health Plans, Inc. 36 0 -100.00 7 0 -100.00
2018-03-31 13F-HR ADNT / Adient plc 104 0 -100.00 8 0 -100.00
2018-03-31 13F-HR ESV / Ensco plc 100 0 -100.00 1 0 -100.00
2018-03-31 13F-HR TGP / Teekay LNG Partners L.P. 350 0 -100.00 7 0 -100.00
2018-03-31 13F-HR WIN / Windstream Holdings, Inc. 3,223 0 -100.00 6 0 -100.00
2018-03-31 13F-HR OGS / ONE Gas, Inc. 21 0 -100.00 1 0 -100.00
2018-03-31 13F-HR OSIS / OSI Systems, Inc. 15 0 -100.00 1 0 -100.00
2018-03-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 100 0 -100.00 16 0 -100.00
2018-03-31 13F-HR PBCT / People's United Financial, Inc. 264 0 -100.00 5 0 -100.00
2018-03-31 13F-HR TIP / iShares TIPS Bond ETF 44 0 -100.00 5 0 -100.00
2018-03-31 13F-HR EXAC / Exactech, Inc. 100 0 -100.00 5 0 -100.00
2018-03-31 13F-HR GPRO / GoPro, Inc. 1,204 0 -100.00 7 0 -100.00
2018-03-31 13F-HR OLED / Universal Display Corp. 8 0 -100.00 2 0 -100.00
2018-03-31 13F-HR JCI / Johnson Controls International plc 50 0 -100.00 2 0 -100.00
2018-03-31 13F-HR NGL / NGL Energy Partners LP 3,450 0 -100.00 53 0 -100.00
2018-03-31 13F-HR RMR / The RMR Group Inc. 218 0 -100.00 12 0 -100.00
2018-03-31 13F-HR AUMN / Golden Minerals Co. 2,987 0 -100.00 1 0 -100.00
2018-03-31 13F-HR KFY / Korn/Ferry International 150 0 -100.00 6 0 -100.00
2018-03-31 13F-HR SSRI / Silver Standard Resources, Inc. 865 0 -100.00 7 0 -100.00
2018-03-31 13F-HR JBHT / Hunt (J.B.) Transport Services, Inc. 28 0 -100.00 3 0 -100.00
2018-03-31 13F-HR CLF / Cleveland Cliffs, Inc. 6.96 4,600 32
2018-03-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 20.00 300 6
2018-03-31 13F-HR AMED / Amedisys, Inc. 71.43 14 1
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.57 112 6
2018-03-31 13F-HR BDX / Becton Dickinson & Co. 211.68 137 29
2018-03-31 13F-HR CLR / Continental Resources, Inc. 61.86 97 6
2018-03-31 13F-HR KODK / Eastman Kodak Co. 4.55 440 2
2018-03-31 13F-HR YYY / Yield Shares High Income ETF 16.67 300 5
2018-03-31 13F-HR GERN / Geron Corp. 3.99 14,300 57
2018-03-31 13F-HR H / Hyatt Hotels Corp. 73.17 41 3
2018-03-31 13F-HR IP / International Paper Company 52.63 76 4
2018-03-31 13F-HR ACWI / iShares MSCI ACWI ETF 70.00 100 7
2018-03-31 13F-HR JKI / iShares Morningstar Mid-Cap Value ETF 147.06 34 5
2018-03-31 13F-HR CRED / iShares US Credit Bond ETF Trdng 108.53 258 28
2018-03-31 13F-HR INDY / iShares India 50 ETF 39.22 51 2
2018-03-31 13F-HR PEGA / Pegasystems, Inc. 60.00 100 6
2018-03-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 39.22 102 4
2018-03-31 13F-HR EMF / Templeton Emerging Markets Fund 14.39 139 2
2018-03-31 13F-HR TRST / TrustCo Bank Corp. NY 10.00 100 1
2018-03-31 13F-HR USG / USG Corp. 39.33 3,000 118
2018-03-31 13F-HR XRX / Xerox Corp. 40.00 25 1
2018-03-31 13F-HR NUVEEN ALL CAP ENE MLP OPPO / (67075E108) 5.00 200 1
2018-03-31 13F-HR ADMP / Adamis Pharmaceuticals Corp. 3.33 1,500 5
2018-03-31 13F-HR AAL / American Airlines Group Inc. 49.95 961 48
2018-03-31 13F-HR APTO / Aptose Biosciences. Inc. 3.04 11,500 35
2018-03-31 13F-HR AQ / Aquantia Corp. 15.64 2,750 43
2018-03-31 13F-HR GYLD / Northern Lights ETF Trust 15.00 200 3
2018-03-31 13F-HR AIZ / Assurant, Inc. 142.86 7 1
2018-03-31 13F-HR BGCP / BGC Partners, Inc. 12.99 308 4
2018-03-31 13F-HR SAN / Banco Santander S.A. 4.46 224 1
2018-03-31 13F-HR CNX.WI / CNX Resources Corporation 10.00 100 1
2018-03-31 13F-HR COLONY NORTHSTAR CR REAL EST / COM CL A (19626A101) 18.92 80,689 1,527
2018-03-31 13F-HR INXX / EGA Emerging Global Shares Trust 10.00 100 1
2018-03-31 13F-HR STZ / Constellation Brands, Inc. 226.42 265 60
2018-03-31 13F-HR DNLI / Denali Therapeutics Inc. 18.75 49,642 931
2018-03-31 13F-HR EQIX / Equinix, Inc. 444.44 9 4
2018-03-31 13F-HR FEM / First Trust Emerging Markets AlphaDEX Fund 26.67 150 4
2018-03-31 13F-HR TDIV / First Trust NASDAQ Technology Dividend Index Fund 34.67 375 13
2018-03-31 13F-HR FIRST TR EXCHANGE TRADED FD / INDXX INOVTV ETF (33741X201) 30.30 33 1
2018-03-31 13F-HR MLPA / Global X MLP ETF 7.75 258 2
2018-03-31 13F-HR INCY / Incyte Corp. 80.00 100 8
2018-03-31 13F-HR IRM / Iron Mountain Incorporated. (REIT) 32.38 8,000 259
2018-03-31 13F-HR QUAL / iShares MSCI USA Quality Factor ETF 80.86 841 68
2018-03-31 13F-HR IBDD / iShares iBonds Mar 2023 Term Corporate ETF 27.52 218 6
2018-03-31 13F-HR IPAC / iShares Core MSCI Pacific ETF 56.00 125 7
2018-03-31 13F-HR MKSI / MKS Instruments, Inc. 100.00 30 3
2018-03-31 13F-HR NTAP / NetApp, Inc. 90.91 11 1
2018-03-31 13F-HR NTR / Nutrien Ltd. 46.18 498 23
2018-03-31 13F-HR PACER FDS TR / WEALTHSHIELD (69374H840) 26.67 150 4
2018-03-31 13F-HR PAYC / Paycom Software, Inc. 103.45 29 3
2018-03-31 13F-HR EQRR / ProShares Trust ProShares Equities for Rising Rates ETF 45.31 640 29
2018-03-31 13F-HR EMDV / ProShares MSCI Emerging Markets Dividend Growers ETF 60.00 300 18
2018-03-31 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 96.77 31 3
2018-03-31 13F-HR SPROTT PHYSICAL GOLD & SILVE / TR UNIT (85208R101) 13.48 24,547 331
2018-03-31 13F-HR STWD / Starwood Property Trust Inc. 20.00 350 7
2018-03-31 13F-HR STRATEGY SHS / NS 7HANDL IDX (86280R506) 23.64 1,100 26
2018-03-31 13F-HR SNX / SYNNEX Corp. 100.00 150 15
2018-03-31 13F-HR EPI / WisdomTree India Earnings Fund 29.41 68 2
2018-03-31 13F-HR DOL / Wisdom International Corp. 50.00 200 10
2018-03-31 13F-HR DGRS / WisdomTree Trust WisdomTree U.S. SmallCap Quality Dividend Growth Fund 32.00 250 8
2018-03-31 13F-HR AMBA / Ambarella, Inc. 50.00 100 5
2018-03-31 13F-HR CCE / Coca-Cola European Partners Plc. 40.40 990 40
2018-03-31 13F-HR I / Intelsat SA 3.33 300 1
2018-03-31 13F-HR LYB / LyondellBasell Industries NV 111.11 27 3